UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8820
Markman MultiFund Trust
(Exact name of registrant as specified in charter)
6600 France Avenue South, Edina, Minnesota 55435
(Address of principal executive offices) (Zip code)
Robert J. Markman, 6600 France Avenue South, Edina, Minnesota 55435
(Name and address of agent for service)
Registrant’s telephone number, including area code: (952) 920-4848
Date of fiscal year end: 12/31
Date of reporting period: 7/1/06 - 6/30/07
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
NABORS INDUSTRIES LTD. | ||||||||
Security | G6359FOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 06-Jul-2006 | ||||||
ISIN | Agenda | 932527368 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | EUGENE M. ISENBERG | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Amend Omnibus Stock Option Plan | Management | For | For | |||||
Page 1 of 153
MASTERCARD INCORPORATED | ||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||
Ticker Symbol | MA | Meeting Date | 18-Jul-2006 | |||||
ISIN | Agenda | 932558060 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | M.L. FERRAO DE AMORIM | For | For | ||||||
| 2 | EDWARD SU-NING TIAN | For | For | ||||||
| 3 | BERNARD S.Y. FUNG | For | For | ||||||
| 4 | MARC OLIVIE | For | For | ||||||
| 5 | MARK SCHWARTZ | For | For | ||||||
| 6 | DAVID R. CARLUCCI | For | For | ||||||
| 7 | RICHARD HAYTHORNTHWAITE | For | For | ||||||
| 8 | ROBERT W. SELANDER | For | For | ||||||
| 02 | Adopt Non-Employee Director Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 2 of 153
TIDEWATER INC. | ||||||||
Security | 886423OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 20-Jul-2006 | ||||||
ISIN | Agenda | 932557119 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ARTHUR R. CARLSON | For | For | ||||||
| 2 | JON C. MADONNA | For | For | ||||||
| 3 | WILLIAM C. O'MALLEY | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Declassify Board | Management | For | For | |||||
| 04 | Adopt Incentive Stock Option Plan | Management | For | For | |||||
Page 3 of 153
SUN AMERICAN BANCORP | ||||||||
Security | 86664A103 | Meeting Type | Annual | |||||
Ticker Symbol | SBK | Meeting Date | 25-Jul-2006 | |||||
ISIN | Agenda | 932564114 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | HUGO A. CASTRO | For | For | ||||||
| 2 | LEONARD F. MARINELLO | For | For | ||||||
| 3 | MICHAEL F. ROSINUS | For | For | ||||||
Page 4 of 153
MCKESSON CORPORATION | ||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||
Ticker Symbol | MCK | Meeting Date | 26-Jul-2006 | |||||
ISIN | Agenda | 932557931 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WAYNE A. BUDD | For | For | ||||||
| 2 | ALTON F. IRBY III | For | For | ||||||
| 3 | DAVID M. LAWRENCE, M.D. | For | For | ||||||
| 4 | JAMES V. NAPIER | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | |||||
Page 5 of 153
DREYFUS HIGH YIELD STRATEGIES FUND | ||||||||
Security | 26200S101 | Meeting Type | Annual | |||||
Ticker Symbol | DHF | Meeting Date | 02-Aug-2006 | |||||
ISIN | Agenda | 932560558 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | KENNETH A. HIMMEL | For | For | ||||||
| 2 | STEPHEN J. LOCKWOOD | For | For | ||||||
| 3 | BENAREE PRATT WILEY | For | For | ||||||
Page 6 of 153
CAPITAL ONE FINANCIAL CORPORATION | |||||||||
Security | 14040H105 | Meeting Type | Special | ||||||
Ticker Symbol | COF | Meeting Date | 22-Aug-2006 | ||||||
ISIN | Agenda | 932567425 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Merger Agreement | Management | For | For | ||
| 02 | Approve Motion To Adjourn Meeting | Management | For | For |
Page 7 of 153
RS INVESTMENT TRUST | |||||||||
Security | 74972H101 | Meeting Type | Special | ||||||
Ticker Symbol | RSEGX | Meeting Date | 24-Aug-2006 | ||||||
ISIN | Agenda | 932557777 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Approve Investment Advisory Agreement | Management | For | For | |||||
| 02 | Election Of Directors | Management | |||||||
| 1 | JUDSON BERGMAN | For | For | ||||||
| 2 | ANNE M. GOGGIN, ESQ. | For | For | ||||||
| 3 | DENNIS J. MANNING | For | For | ||||||
Page 8 of 153
RS INVESTMENT TRUST | |||||||||
Security | 74972H408 | Meeting Type | Special | ||||||
Ticker Symbol | RSPFX | Meeting Date | 24-Aug-2006 | ||||||
ISIN | Agenda | 932557777 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Approve Investment Advisory Agreement | Management | For | For | |||||
| 02 | Election Of Directors | Management | |||||||
| 1 | JUDSON BERGMAN | For | For | ||||||
| 2 | ANNE M. GOGGIN, ESQ. | For | For | ||||||
| 3 | DENNIS J. MANNING | For | For | ||||||
Page 9 of 153
U.S. GLOBAL ACCOLADE FUNDS | |||||||||
Security | 90330L402 | Meeting Type | Special | ||||||
Ticker Symbol | EUROX | Meeting Date | 29-Aug-2006 | ||||||
ISIN | Agenda | 932557789 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | FRANK E. HOLMES | For | For | ||||||
| 2 | RICHARD E. HUGHS | For | For | ||||||
| 3 | CLARK R. MANDIGO | For | For | ||||||
| 4 | J. MICHAEL BELZ | For | For | ||||||
| 02 | Approve Sub-Investment Advisory Agreement | Management | For | For | |||||
Page 10 of 153
POWERSHARES EXCHANGE-TRADED FUND TRU | |||||||||
Security | 73935X575 | Meeting Type | Special | ||||||
Ticker Symbol | PHO | Meeting Date | 31-Aug-2006 | ||||||
ISIN | Agenda | 932528411 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Investment Advisory Agreement | Management | For | For | ||
| 02 | Amend Investment Policy | Management | For | For |
Page 11 of 153
SENIOR HIGH INCOME PORTFOLIO, INC. | |||||||||
Security | 81721E107 | Meeting Type | Special | ||||||
Ticker Symbol | ARK | Meeting Date | 31-Aug-2006 | ||||||
ISIN | Agenda | 932561548 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ROBERT C. DOLL, JR. | For | For | ||||||
| 2 | RONALD W. FORBES | For | For | ||||||
| 3 | CYNTHIA A. MONTGOMERY | For | For | ||||||
| 4 | JEAN MARGO REID | For | For | ||||||
| 5 | ROSCOE S. SUDDARTH | For | For | ||||||
| 6 | RICHARD R. WEST | For | For | ||||||
| 7 | EDWARD D. ZINBARG | For | For | ||||||
| 02 | Approve Investment Advisory Agreement | Management | For | For | |||||
| 03 | Approve Sub-Investment Advisory Agreement | Management | For | For | |||||
Page 12 of 153
QUALITY SYSTEMS, INC. | ||||||||
Security | 747582104 | Meeting Type | Annual | |||||
Ticker Symbol | QSII | Meeting Date | 20-Sep-2006 | |||||
ISIN | Agenda | 932576943 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | PATRICK CLINE | For | For | ||||||
| 2 | IBRAHIM FAWZY | For | For | ||||||
| 3 | EDWIN HOFFMAN | For | For | ||||||
| 4 | AHMED HUSSEIN | For | For | ||||||
| 5 | VINCENT J. LOVE | For | For | ||||||
| 6 | RUSSELL PFLUEGER | For | For | ||||||
| 7 | STEVEN T. PLOCHOCKI | For | For | ||||||
| 8 | SHELDON RAZIN | For | For | ||||||
| 9 | LOUIS SILVERMAN | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 13 of 153
ALKERMES, INC. | ||||||||
Security | 01642TBBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 21-Sep-2006 | ||||||
ISIN | Agenda | 932571753 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | FLOYD E. BLOOM | For | For | ||||||
| 2 | ROBERT A. BREYER | For | For | ||||||
| 3 | GERRI HENWOOD | For | For | ||||||
| 4 | PAUL J. MITCHELL | For | For | ||||||
| 5 | RICHARD F. POPS | For | For | ||||||
| 6 | ALEXANDER RICH | For | For | ||||||
| 7 | PAUL SCHIMMEL | For | For | ||||||
| 8 | MARK B. SKALETSKY | For | For | ||||||
| 9 | MICHAEL A. WALL | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Amend Restricted Stock Award Plan | Management | For | For | |||||
| 04 | Amend Non-Employee Director Plan | Management | For | For | |||||
Page 14 of 153
FEDEX CORPORATION | ||||||||
Security | 31428X106 | Meeting Type | Annual | |||||
Ticker Symbol | FDX | Meeting Date | 25-Sep-2006 | |||||
ISIN | Agenda | 932575105 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JAMES L. BARKSDALE | For | For | ||||||
| 2 | AUGUST A. BUSCH IV | For | For | ||||||
| 3 | JOHN A. EDWARDSON | For | For | ||||||
| 4 | JUDITH L. ESTRIN | For | For | ||||||
| 5 | J. KENNETH GLASS | For | For | ||||||
| 6 | PHILIP GREER | For | For | ||||||
| 7 | J.R. HYDE, III | For | For | ||||||
| 8 | SHIRLEY A. JACKSON | For | For | ||||||
| 9 | STEVEN R. LORANGER | For | For | ||||||
| 10 | CHARLES T. MANATT | For | For | ||||||
| 11 | FREDERICK W. SMITH | For | For | ||||||
| 12 | JOSHUA I. SMITH | For | For | ||||||
| 13 | PAUL S. WALSH | For | For | ||||||
| 14 | PETER S. WILLMOTT | For | For | ||||||
| 02 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 04 | S/H Proposal - Environmental | Shareholder | Against | For | |||||
| 05 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
Page 15 of 153
THE PROCTER & GAMBLE COMPANY | ||||||||
Security | 742718109 | Meeting Type | Annual | |||||
Ticker Symbol | PG | Meeting Date | 10-Oct-2006 | |||||
ISIN | Agenda | 932579103 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | NORMAN R. AUGUSTINE | For | For | ||||||
| 2 | A.G. LAFLEY | For | For | ||||||
| 3 | JOHNATHAN A. RODGERS | For | For | ||||||
| 4 | JOHN F. SMITH, JR. | For | For | ||||||
| 5 | MARGARET C. WHITMAN | For | For | ||||||
| 02 | Set/Change Number Of Directors On Board | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 04 | Amend Stock Compensation Plan | Management | For | For | |||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 16 of 153
APPLERA CORPORATION | ||||||||
Security | 038020BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 19-Oct-2006 | ||||||
ISIN | Agenda | 932584736 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD H. AYERS | For | For | ||||||
| 2 | JEAN-LUC BELINGARD | For | For | ||||||
| 3 | ROBERT H. HAYES | For | For | ||||||
| 4 | ARNOLD J. LEVINE | For | For | ||||||
| 5 | WILLIAM H. LONGFIELD | For | For | ||||||
| 6 | THEODORE E. MARTIN | For | For | ||||||
| 7 | CAROLYN W. SLAYMAN | For | For | ||||||
| 8 | ORIN R. SMITH | For | For | ||||||
| 9 | JAMES R. TOBIN | For | For | ||||||
| 10 | TONY L. WHITE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Company Name Change | Management | For | For | |||||
| 04 | Amend Stock Compensation Plan | Management | For | For | |||||
| 05 | Amend Stock Compensation Plan | Management | For | For | |||||
Page 17 of 153
APPLERA CORPORATION | ||||||||
Security | 038020BAI | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 19-Oct-2006 | ||||||
ISIN | Agenda | 932584736 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD H. AYERS | For | For | ||||||
| 2 | JEAN-LUC BELINGARD | For | For | ||||||
| 3 | ROBERT H. HAYES | For | For | ||||||
| 4 | ARNOLD J. LEVINE | For | For | ||||||
| 5 | WILLIAM H. LONGFIELD | For | For | ||||||
| 6 | THEODORE E. MARTIN | For | For | ||||||
| 7 | CAROLYN W. SLAYMAN | For | For | ||||||
| 8 | ORIN R. SMITH | For | For | ||||||
| 9 | JAMES R. TOBIN | For | For | ||||||
| 10 | TONY L. WHITE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Company Name Change | Management | For | For | |||||
| 04 | Amend Stock Compensation Plan | Management | For | For | |||||
| 05 | Amend Stock Compensation Plan | Management | For | For | |||||
Page 18 of 153
DUKE ENERGY CORPORATION | ||||||||
Security | 26441CUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-Oct-2006 | ||||||
ISIN | Agenda | 932585233 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ROGER AGNELLI | For | For | ||||||
| 2 | PAUL M. ANDERSON | For | For | ||||||
| 3 | WILLIAM BARNET, III | For | For | ||||||
| 4 | G. ALEX BERNHARDT, SR. | For | For | ||||||
| 5 | MICHAEL G. BROWNING | For | For | ||||||
| 6 | PHILLIP R. COX | For | For | ||||||
| 7 | WILLIAM T. ESREY | For | For | ||||||
| 8 | ANN MAYNARD GRAY | For | For | ||||||
| 9 | JAMES H. HANCE, JR. | For | For | ||||||
| 10 | DENNIS R. HENDRIX | For | For | ||||||
| 11 | MICHAEL E.J. PHELPS | For | For | ||||||
| 12 | JAMES T. RHODES | For | For | ||||||
| 13 | JAMES E. ROGERS | For | For | ||||||
| 14 | MARY L. SCHAPIRO | For | For | ||||||
| 15 | DUDLEY S. TAFT | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 19 of 153
ARCHER-DANIELS-MIDLAND COMPANY | ||||||||
Security | 039483102 | Meeting Type | Annual | |||||
Ticker Symbol | ADM | Meeting Date | 02-Nov-2006 | |||||
ISIN | Agenda | 932587819 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | G.A. ANDREAS | For | For | ||||||
| 2 | A.L. BOECKMANN | For | For | ||||||
| 3 | M.H. CARTER | For | For | ||||||
| 4 | R.S. JOSLIN | For | For | ||||||
| 5 | A. MACIEL | For | For | ||||||
| 6 | P.J. MOORE | For | For | ||||||
| 7 | M.B. MULRONEY | For | For | ||||||
| 8 | T.F. O'NEILL | For | For | ||||||
| 9 | O.G. WEBB | For | For | ||||||
| 10 | K.R. WESTBROOK | For | For | ||||||
| 11 | P.A. WOERTZ | For | For | ||||||
| 02 | S/H Proposal - Report on Gene Egineered Products | Shareholder | Against | For | |||||
| 03 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||
Page 20 of 153
MICROSOFT CORPORATION | ||||||||
Security | 594918104 | Meeting Type | Annual | |||||
Ticker Symbol | MSFT | Meeting Date | 14-Nov-2006 | |||||
ISIN | Agenda | 932591173 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| 04 | S/H Proposal - Eliminate Cumulative Voting | Shareholder | Against | For | ||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Page 21 of 153
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||
Security | 744573UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 21-Nov-2006 | ||||||
ISIN | Agenda | 932592670 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | CAROLINE DORSA * | For | For | ||||||
| 2 | E. JAMES FERLAND * | For | For | ||||||
| 3 | ALBERT R. GAMPER, JR. * | For | For | ||||||
| 4 | RALPH IZZO ** | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Reincorporate Out Of Delaware | Shareholder | Against | For | |||||
Page 22 of 153
RAIT FINANCIAL TRUST | |||||||||
Security | 749227104 | Meeting Type | Special | ||||||
Ticker Symbol | RAS | Meeting Date | 11-Dec-2006 | ||||||
ISIN | Agenda | 932604019 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Merger Agreement | Management | For | For | ||
| 02 | Approve Motion To Adjourn Meeting | Management | For | For |
Page 23 of 153
ALLIANCE BERNSTEIN GLOBAL HIGH INCOM | |||||||||
Security | 01879R106 | Meeting Type | Special | ||||||
Ticker Symbol | AWF | Meeting Date | 12-Dec-2006 | ||||||
ISIN | Agenda | 932593711 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Amend Investment Policy | Management | For | For |
Page 24 of 153
FPL GROUP, INC. | ||||||||
Security | 302571UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 15-Dec-2006 | ||||||
ISIN | Agenda | 932602483 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| A | Election Of Directors | Management | |||||||
| 1 | SHERRY S. BARRAT | For | For | ||||||
| 2 | ROBERT M. BEALL, II | For | For | ||||||
| 3 | J. HYATT BROWN | For | For | ||||||
| 4 | JAMES L. CAMAREN | For | For | ||||||
| 5 | J. BRIAN FERGUSON | For | For | ||||||
| 6 | LEWIS HAY, III | For | For | ||||||
| 7 | RUDY E. SCHUPP | For | For | ||||||
| 8 | MICHAEL H. THAMAN | For | For | ||||||
| 9 | HANSEL E. TOOKES II | For | For | ||||||
| 10 | PAUL R. TREGURTHA | For | For | ||||||
| B | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 25 of 153
SUN AMERICAN BANCORP | |||||||||
Security | 86664A103 | Meeting Type | Special | ||||||
Ticker Symbol | SBK | Meeting Date | 27-Dec-2006 | ||||||
ISIN | Agenda | 932614248 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Authorized Common Stock Increase | Management | For | For | ||
| 02 | Authorize Sale Of Assets | Management | For | For | ||
| 03 | Authorize Sale Of Assets | Management | For | For | ||
| 04 | Amend Stock Compensation Plan | Management | For | For | ||
| 05 | Approve Reverse Stock Split | Management | For | For | ||
| 06 | Approve Motion To Adjourn Meeting | Management | For | For |
Page 26 of 153
FRANKLIN RESOURCES, INC. | ||||||||
Security | 354613101 | Meeting Type | Annual | |||||
Ticker Symbol | BEN | Meeting Date | 25-Jan-2007 | |||||
ISIN | Agenda | 932619553 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | SAMUEL H. ARMACOST | For | For | ||||||
| 2 | CHARLES CROCKER | For | For | ||||||
| 3 | JOSEPH R. HARDIMAN | For | For | ||||||
| 4 | ROBERT D. JOFFE | For | For | ||||||
| 5 | CHARLES B. JOHNSON | For | For | ||||||
| 6 | GREGORY E. JOHNSON | For | For | ||||||
| 7 | RUPERT H. JOHNSON, JR. | For | For | ||||||
| 8 | THOMAS H. KEAN | For | For | ||||||
| 9 | CHUTTA RATNATHICAM | For | For | ||||||
| 10 | PETER M. SACERDOTE | For | For | ||||||
| 11 | LAURA STEIN | For | For | ||||||
| 12 | ANNE M. TATLOCK | For | For | ||||||
| 13 | LOUIS E. WOODWORTH | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
Page 27 of 153
ICOS CORPORATION | |||||||||
Security | 449295BBH | Meeting Type | Special | ||||||
Ticker Symbol | Meeting Date | 25-Jan-2007 | |||||||
ISIN | Agenda | 932619945 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Merger Agreement | Management | For | For | ||
| 02 | Approve Motion To Adjourn Meeting | Management | For | For |
Page 28 of 153
BJ SERVICES COMPANY | ||||||||
Security | 055482OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 30-Jan-2007 | ||||||
ISIN | Agenda | 932617686 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DON D. JORDAN | For | For | ||||||
| 2 | WILLIAM H. WHITE | For | For | ||||||
Page 29 of 153
CREDIT SUISSE HIGH YIELD BOND FUND | ||||||||
Security | 22544F103 | Meeting Type | Annual | |||||
Ticker Symbol | DHY | Meeting Date | 15-Feb-2007 | |||||
ISIN | Agenda | 932621914 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | TERRY BOVARNICK* | For | For | ||||||
| 2 | LAWRENCE J. FOX** | For | For | ||||||
| 3 | LAWRENCE D. HABER** | For | For | ||||||
Page 30 of 153
THE WALT DISNEY COMPANY | ||||||||
Security | 254687106 | Meeting Type | Annual | |||||
Ticker Symbol | DIS | Meeting Date | 08-Mar-2007 | |||||
ISIN | Agenda | 932624910 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN E. BRYSON | For | For | ||||||
| 2 | JOHN S. CHEN | For | For | ||||||
| 3 | JUDITH L. ESTRIN | For | For | ||||||
| 4 | ROBERT A. IGER | For | For | ||||||
| 5 | STEVEN P. JOBS | For | For | ||||||
| 6 | FRED H. LANGHAMMER | For | For | ||||||
| 7 | AYLWIN B. LEWIS | For | For | ||||||
| 8 | MONICA C. LOZANO | For | For | ||||||
| 9 | ROBERT W. MATSCHULLAT | For | For | ||||||
| 10 | JOHN E. PEPPER, JR. | For | For | ||||||
| 11 | ORIN C. SMITH | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||
| 04 | Amend Stock Compensation Plan | Management | For | For | |||||
| 05 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
| 06 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For | |||||
Page 31 of 153
QUALCOMM INCORPORATED | ||||||||
Security | 747525103 | Meeting Type | Annual | |||||
Ticker Symbol | QCOM | Meeting Date | 13-Mar-2007 | |||||
ISIN | Agenda | 932624097 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | BARBARA T. ALEXANDER | For | For | ||||||
| 2 | RAYMOND V. DITTAMORE | For | For | ||||||
| 3 | IRWIN MARK JACOBS | For | For | ||||||
| 4 | SHERRY LANSING | For | For | ||||||
| 5 | PETER M. SACERDOTE | For | For | ||||||
| 6 | MARC I. STERN | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 32 of 153
PIMCO CORPORATE OPPORTUNITY FUND | ||||||||
Security | 72201B101 | Meeting Type | Annual | |||||
Ticker Symbol | PTY | Meeting Date | 13-Mar-2007 | |||||
ISIN | Agenda | 932632979 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | HANS W. KERTESS* | For | For | ||||||
| 2 | WILLIAM B. OGDEN, IV* | For | For | ||||||
| 3 | JOHN C. MANEY** | For | For | ||||||
Page 33 of 153
HEWLETT-PACKARD COMPANY | ||||||||
Security | 428236103 | Meeting Type | Annual | |||||
Ticker Symbol | HPQ | Meeting Date | 14-Mar-2007 | |||||
ISIN | Agenda | 932626394 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||
| 04 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For | ||
| 05 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For | ||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Page 34 of 153
TOLL BROTHERS, INC. | ||||||||
Security | 889478103 | Meeting Type | Annual | |||||
Ticker Symbol | TOL | Meeting Date | 14-Mar-2007 | |||||
ISIN | Agenda | 932628968 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ZVI BARZILAY | For | For | ||||||
| 2 | EDWARD G. BOEHNE | For | For | ||||||
| 3 | RICHARD J. BRAEMER | For | For | ||||||
| 4 | CARL B. MARBACH | For | For | ||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 35 of 153
STARBUCKS CORPORATION | ||||||||
Security | 855244109 | Meeting Type | Annual | |||||
Ticker Symbol | SBUX | Meeting Date | 21-Mar-2007 | |||||
ISIN | Agenda | 932625619 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | HOWARD SCHULTZ | For | For | ||||||
| 2 | BARBARA BASS | For | For | ||||||
| 3 | HOWARD P. BEHAR | For | For | ||||||
| 4 | WILLIAM W. BRADLEY | For | For | ||||||
| 5 | JAMES L. DONALD | For | For | ||||||
| 6 | MELLODY HOBSON | For | For | ||||||
| 7 | OLDEN LEE | For | For | ||||||
| 8 | JAMES G. SHENNAN, JR. | For | For | ||||||
| 9 | JAVIER G. TERUEL | For | For | ||||||
| 10 | MYRON E. ULLMAN, III | For | For | ||||||
| 11 | CRAIG E. WEATHERUP | For | For | ||||||
| 02 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 36 of 153
DYNEGY INC. | |||||||||
Security | 26816QUTH | Meeting Type | Special | ||||||
Ticker Symbol | Meeting Date | 29-Mar-2007 | |||||||
ISIN | Agenda | 932632753 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Merger Agreement | Management | For | For |
Page 37 of 153
CHICAGO MERCANTILE EXCHANGE HOLDINGS | |||||||||
Security | 167760107 | Meeting Type | Special | ||||||
Ticker Symbol | CME | Meeting Date | 04-Apr-2007 | ||||||
ISIN | Agenda | 932636131 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Merger Agreement | Management | For | For | ||
| 02 | Approve Motion To Adjourn Meeting | Management | For | For |
Page 38 of 153
ADOBE SYSTEMS INCORPORATED | ||||||||
Security | 00724F101 | Meeting Type | Annual | |||||
Ticker Symbol | ADBE | Meeting Date | 05-Apr-2007 | |||||
ISIN | Agenda | 932635925 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ROBERT K. BURGESS | For | For | ||||||
| 2 | CAROL MILLS | For | For | ||||||
| 3 | COLLEEN M. POULIOT | For | For | ||||||
| 4 | ROBERT SEDGEWICK | For | For | ||||||
| 5 | JOHN E. WARNOCK | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 39 of 153
THE GOLDMAN SACHS GROUP, INC. | ||||||||
Security | 38141G104 | Meeting Type | Annual | |||||
Ticker Symbol | GS | Meeting Date | 11-Apr-2007 | |||||
ISIN | Agenda | 932632917 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | |||
| 1B | Miscellaneous Corporate Governance | Management | For | |||
| 1C | Miscellaneous Corporate Governance | Management | For | |||
| 1D | Miscellaneous Corporate Governance | Management | For | |||
| 1E | Miscellaneous Corporate Governance | Management | For | |||
| 1F | Miscellaneous Corporate Governance | Management | For | |||
| 1G | Miscellaneous Corporate Governance | Management | For | |||
| 1H | Miscellaneous Corporate Governance | Management | For | |||
| 1I | Miscellaneous Corporate Governance | Management | For | |||
| 1J | Miscellaneous Corporate Governance | Management | For | |||
| 1K | Miscellaneous Corporate Governance | Management | For | |||
| 1L | Miscellaneous Corporate Governance | Management | For | |||
| 1M | Miscellaneous Corporate Governance | Management | For | |||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | |||
| 03 | S/H Proposal - Establish Nominating Committee | Shareholder | Against | |||
| 04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | |||
| 05 | S/H Proposal - Proxy Process/Statement | Shareholder |
Page 40 of 153
SCHLUMBERGER LIMITED (SCHLUMBERGER N | ||||||||
Security | 806857OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 11-Apr-2007 | ||||||
ISIN | Agenda | 932636484 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | P. CAMUS | For | For | ||||||
| 2 | J.S. GORELICK | For | For | ||||||
| 3 | A. GOULD | For | For | ||||||
| 4 | T. ISAAC | For | For | ||||||
| 5 | N. KUDRYAVTSEV | For | For | ||||||
| 6 | A. LAJOUS | For | For | ||||||
| 7 | M.E. MARKS | For | For | ||||||
| 8 | D. PRIMAT | For | For | ||||||
| 9 | L.R. REIF | For | For | ||||||
| 10 | T.I. SANDVOLD | For | For | ||||||
| 11 | N. SEYDOUX | For | For | ||||||
| 12 | L.G. STUNTZ | For | For | ||||||
| 13 | R. TALWAR | For | For | ||||||
| 02 | Approve Financial Statements | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 41 of 153
CARNIVAL CORPORATION | ||||||||
Security | 143658300 | Meeting Type | Annual | |||||
Ticker Symbol | CCL | Meeting Date | 16-Apr-2007 | |||||
ISIN | Agenda | 932636383 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MICKY ARISON | For | For | ||||||
| 2 | AMB R.G. CAPEN, JR. | For | For | ||||||
| 3 | ROBERT H. DICKINSON | For | For | ||||||
| 4 | ARNOLD W. DONALD | For | For | ||||||
| 5 | PIER LUIGI FOSCHI | For | For | ||||||
| 6 | HOWARD S. FRANK | For | For | ||||||
| 7 | RICHARD J. GLASIER | For | For | ||||||
| 8 | BARONESS HOGG | For | For | ||||||
| 9 | MODESTO A. MAIDIQUE | For | For | ||||||
| 10 | SIR JOHN PARKER | For | For | ||||||
| 11 | PETER G. RATCLIFFE | For | For | ||||||
| 12 | STUART SUBOTNICK | For | For | ||||||
| 13 | LAURA WEIL | For | For | ||||||
| 14 | UZI ZUCKER | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Renumeration Of Directors And Auditors | Management | For | For | |||||
| 04 | Adopt Accounts For Past Year | Management | For | For | |||||
| 05 | Receive Directors' Report | Management | For | For | |||||
| 06 | Allot Securities | Management | For | For | |||||
| 07 | Eliminate Preemptive Rights | Management | For | For | |||||
| 08 | Authorize Directors To Repurchase Shares | Management | For | For | |||||
| 09 | Miscellaneous Corporate Actions | Management | For | For | |||||
Page 42 of 153
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||
Security | 744573UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 17-Apr-2007 | ||||||
ISIN | Agenda | 932640990 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ERNEST H. DREW* | For | For | ||||||
| 2 | WILLIAM V. HICKEY** | For | For | ||||||
| 3 | RALPH IZZO** | For | For | ||||||
| 4 | RICHARD J. SWIFT** | For | For | ||||||
| 02 | Approve Authorized Common Stock Increase | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
| 04 | Declassify Board | Management | For | For | |||||
| 05 | Eliminate Cumulative Voting | Management | For | For | |||||
| 06 | Eliminate Preemptive Rights | Management | For | For | |||||
| 07 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 43 of 153
PG&E CORPORATION | ||||||||
Security | 69331CUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 18-Apr-2007 | ||||||
ISIN | Agenda | 932638262 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DAVID R. ANDREWS | For | For | ||||||
| 2 | LESLIE S. BILLER | For | For | ||||||
| 3 | DAVID A. COULTER | For | For | ||||||
| 4 | C. LEE COX | For | For | ||||||
| 5 | PETER A. DARBEE | For | For | ||||||
| 6 | MARYELLEN C. HERRINGER | For | For | ||||||
| 7 | RICHARD A. MESERVE | For | For | ||||||
| 8 | MARY S. METZ | For | For | ||||||
| 9 | BARBARA L. RAMBO | For | For | ||||||
| 10 | BARRY LAWSON WILLIAMS | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | Against | For | |||||
| 04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||
Page 44 of 153
LASALLE HOTEL PROPERTIES | ||||||||
Security | 517942108 | Meeting Type | Annual | |||||
Ticker Symbol | LHO | Meeting Date | 19-Apr-2007 | |||||
ISIN | Agenda | 932635519 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DONALD S. PERKINS | For | For | ||||||
| 2 | STUART L. SCOTT | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Authorize Dual Classes of stock Increase | Management | For | For | |||||
Page 45 of 153
THORNBURG MORTGAGE, INC. | ||||||||
Security | 885218107 | Meeting Type | Annual | |||||
Ticker Symbol | TMA | Meeting Date | 19-Apr-2007 | |||||
ISIN | Agenda | 932643174 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ANNE-DRUE M. ANDERSON | For | For | ||||||
| 2 | DAVID A. ATER | For | For | ||||||
| 3 | LARRY A. GOLDSTONE | For | For | ||||||
| 4 | IKE KALANGIS | For | For | ||||||
Page 46 of 153
COHEN & STEERS PREMIUM INCOME REALTY | ||||||||
Security | 19247V104 | Meeting Type | Annual | |||||
Ticker Symbol | RPF | Meeting Date | 19-Apr-2007 | |||||
ISIN | Agenda | 932644037 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD J. NORMAN | For | For | ||||||
| 2 | FRANK K. ROSS | For | For | ||||||
Page 47 of 153
GENENTECH, INC. | ||||||||
Security | 368710BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 20-Apr-2007 | ||||||
ISIN | Agenda | 932643768 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | HERBERT W. BOYER | For | For | ||||||
| 2 | WILLIAM M. BURNS | For | For | ||||||
| 3 | ERICH HUNZIKER | For | For | ||||||
| 4 | JONATHAN K.C. KNOWLES | For | For | ||||||
| 5 | ARTHUR D. LEVINSON | For | For | ||||||
| 6 | DEBRA L. REED | For | For | ||||||
| 7 | CHARLES A. SANDERS | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 48 of 153
MERCK & CO., INC. | ||||||||
Security | 589331107 | Meeting Type | Annual | |||||
Ticker Symbol | MRK | Meeting Date | 24-Apr-2007 | |||||
ISIN | Agenda | 932639214 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD T. CLARK | For | For | ||||||
| 2 | JOHNNETTA B. COLE | For | For | ||||||
| 3 | W.B. HARRISON, JR. | For | For | ||||||
| 4 | WILLIAM N. KELLEY | For | For | ||||||
| 5 | ROCHELLE B. LAZARUS | For | For | ||||||
| 6 | THOMAS E. SHENK | For | For | ||||||
| 7 | ANNE M. TATLOCK | For | For | ||||||
| 8 | SAMUEL O. THIER | For | For | ||||||
| 9 | WENDELL P. WEEKS | For | For | ||||||
| 10 | PETER C. WENDELL | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 04 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 05 | Fix Number Of Directors And Elect | Management | For | For | |||||
| 06 | Miscellaneous Corporate Governance | Management | |||||||
| 07 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||
| 08 | S/H Proposal - Reincorporate Out Of Delaware | Shareholder | Against | For | |||||
Page 49 of 153
NATIONAL CITY CORPORATION | ||||||||
Security | 635405103 | Meeting Type | Annual | |||||
Ticker Symbol | NCC | Meeting Date | 24-Apr-2007 | |||||
ISIN | Agenda | 932639389 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | J.E. BARFIELD | For | For | ||||||
| 2 | J.S. BROADHURST | For | For | ||||||
| 3 | C.M. CONNOR | For | For | ||||||
| 4 | D.A. DABERKO | For | For | ||||||
| 5 | B.P. HEALY | For | For | ||||||
| 6 | M.B. MCCALLISTER | For | For | ||||||
| 7 | P.A. ORMOND | For | For | ||||||
| 8 | P.E. RASKIND | For | For | ||||||
| 9 | G.L. SHAHEEN | For | For | ||||||
| 10 | J.S. THORNTON | For | For | ||||||
| 11 | M. WEISS | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||
Page 50 of 153
NATIONWIDE HEALTH PROPERTIES, INC. | ||||||||
Security | 638620104 | Meeting Type | Annual | |||||
Ticker Symbol | NHP | Meeting Date | 24-Apr-2007 | |||||
ISIN | Agenda | 932641055 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DAVID R. BANKS | For | For | ||||||
| 2 | DOUGLAS M. PASQUALE | For | For | ||||||
| 3 | JACK D. SAMUELSON | For | For | ||||||
| 02 | Approve Authorized Common Stock Increase | Management | For | For | |||||
| 03 | Approve Charter Amendment | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 51 of 153
AMERICAN ELECTRIC POWER COMPANY, INC | ||||||||
Security | 025537UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-Apr-2007 | ||||||
ISIN | Agenda | 932641687 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | E.R. BROOKS | For | For | ||||||
| 2 | D.M. CARLTON | For | For | ||||||
| 3 | R.D. CROSBY, JR. | For | For | ||||||
| 4 | J.P. DESBARRES | For | For | ||||||
| 5 | R.W. FRI | For | For | ||||||
| 6 | L.A. GOODSPEED | For | For | ||||||
| 7 | W.R. HOWELL | For | For | ||||||
| 8 | L.A. HUDSON, JR. | For | For | ||||||
| 9 | M.G. MORRIS | For | For | ||||||
| 10 | L.L. NOWELL III | For | For | ||||||
| 11 | R.L. SANDOR | For | For | ||||||
| 12 | D.G. SMITH | For | For | ||||||
| 13 | K.D. SULLIVAN | For | For | ||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 52 of 153
SMITH INTERNATIONAL, INC. | ||||||||
Security | 832110OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-Apr-2007 | ||||||
ISIN | Agenda | 932650054 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JAMES R. GIBBS | For | For | ||||||
| 2 | JOHN YEARWOOD | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 53 of 153
CHICAGO MERCANTILE EXCHANGE HOLDINGS | ||||||||
Security | 167760107 | Meeting Type | Annual | |||||
Ticker Symbol | CME | Meeting Date | 25-Apr-2007 | |||||
ISIN | Agenda | 932653694 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | CRAIG S. DONOHUE | For | For | ||||||
| 2 | TERRENCE A. DUFFY | For | For | ||||||
| 3 | DANIEL R. GLICKMAN | For | For | ||||||
| 4 | WILLIAM P. MILLER II | For | For | ||||||
| 5 | JAMES E. OLIFF | For | For | ||||||
| 6 | JOHN F. SANDNER | For | For | ||||||
| 7 | TERRY L. SAVAGE | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 54 of 153
JOHNSON & JOHNSON | ||||||||
Security | 478160104 | Meeting Type | Annual | |||||
Ticker Symbol | JNJ | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932642514 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MARY S. COLEMAN | For | For | ||||||
| 2 | JAMES G. CULLEN | For | For | ||||||
| 3 | MICHAEL M.E. JOHNS | For | For | ||||||
| 4 | ARNOLD G. LANGBO | For | For | ||||||
| 5 | SUSAN L. LINDQUIST | For | For | ||||||
| 6 | LEO F. MULLIN | For | For | ||||||
| 7 | CHRISTINE A. POON | For | For | ||||||
| 8 | CHARLES PRINCE | For | For | ||||||
| 9 | STEVEN S REINEMUND | For | For | ||||||
| 10 | DAVID SATCHER | For | For | ||||||
| 11 | WILLIAM C. WELDON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 55 of 153
EDISON INTERNATIONAL | ||||||||
Security | 281020UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 26-Apr-2007 | ||||||
ISIN | Agenda | 932647033 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | J.E. BRYSON | For | For | ||||||
| 2 | V.C.L. CHANG | For | For | ||||||
| 3 | F.A. CORDOVA | For | For | ||||||
| 4 | C.B. CURTIS | For | For | ||||||
| 5 | B.M. FREEMAN | For | For | ||||||
| 6 | L.G. NOGALES | For | For | ||||||
| 7 | R.L. OLSON | For | For | ||||||
| 8 | J.M. ROSSER | For | For | ||||||
| 9 | R.T. SCHLOSBERG, III | For | For | ||||||
| 10 | R.H. SMITH | For | For | ||||||
| 11 | T.C. SUTTON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||
| 04 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | |||||||
Page 56 of 153
NOBLE CORPORATION | ||||||||
Security | G65422OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 26-Apr-2007 | ||||||
ISIN | Agenda | 932648681 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MICHAEL A. CAWLEY | For | For | ||||||
| 2 | LUKE R. CORBETT | For | For | ||||||
| 3 | JACK E. LITTLE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 57 of 153
ALTRIA GROUP, INC. | ||||||||
Security | 02209S103 | Meeting Type | Annual | |||||
Ticker Symbol | MO | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932652349 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ELIZABETH E. BAILEY | For | For | ||||||
| 2 | HAROLD BROWN | For | For | ||||||
| 3 | MATHIS CABIALLAVETTA | For | For | ||||||
| 4 | LOUIS C. CAMILLERI | For | For | ||||||
| 5 | J. DUDLEY FISHBURN | For | For | ||||||
| 6 | ROBERT E.R. HUNTLEY | For | For | ||||||
| 7 | THOMAS W. JONES | For | For | ||||||
| 8 | GEORGE MUNOZ | For | For | ||||||
| 9 | LUCIO A. NOTO | For | For | ||||||
| 10 | JOHN S. REED | For | For | ||||||
| 11 | STEPHEN M. WOLF | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||
| 04 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||
| 05 | S/H Proposal - Tobacco | Shareholder | Against | For | |||||
| 06 | S/H Proposal - Tobacco | Shareholder | Against | For | |||||
| 07 | S/H Proposal - Animal Rights | Shareholder | Against | For | |||||
Page 58 of 153
VALERO ENERGY CORPORATION | ||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||
Ticker Symbol | VLO | Meeting Date | 26-Apr-2007 | |||||
ISIN | Agenda | 932653810 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RUBEN M. ESCOBEDO | For | For | ||||||
| 2 | BOB MARBUT | For | For | ||||||
| 3 | ROBERT A. PROFUSEK | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 59 of 153
MERRILL LYNCH & CO., INC. | ||||||||
Security | 590188108 | Meeting Type | Annual | |||||
Ticker Symbol | MER | Meeting Date | 27-Apr-2007 | |||||
ISIN | Agenda | 932645940 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN D. FINNEGAN | For | For | ||||||
| 2 | JOSEPH W. PRUEHER | For | For | ||||||
| 3 | ANN N. REESE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 60 of 153
AT&T INC. | ||||||||
Security | 00206R102 | Meeting Type | Annual | |||||
Ticker Symbol | T | Meeting Date | 27-Apr-2007 | |||||
ISIN | Agenda | 932646360 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| A01 | Miscellaneous Corporate Governance | Management | For | For | ||
| A02 | Miscellaneous Corporate Governance | Management | For | For | ||
| A03 | Miscellaneous Corporate Governance | Management | For | For | ||
| A04 | Miscellaneous Corporate Governance | Management | For | For | ||
| A05 | Miscellaneous Corporate Governance | Management | For | For | ||
| A06 | Miscellaneous Corporate Governance | Management | For | For | ||
| A07 | Miscellaneous Corporate Governance | Management | For | For | ||
| A08 | Miscellaneous Corporate Governance | Management | For | For | ||
| A09 | Miscellaneous Corporate Governance | Management | For | For | ||
| A10 | Miscellaneous Corporate Governance | Management | For | For | ||
| A11 | Miscellaneous Corporate Governance | Management | For | For | ||
| A12 | Miscellaneous Corporate Governance | Management | For | For | ||
| A13 | Miscellaneous Corporate Governance | Management | For | For | ||
| A14 | Miscellaneous Corporate Governance | Management | For | For | ||
| A15 | Miscellaneous Corporate Governance | Management | For | For | ||
| A16 | Miscellaneous Corporate Governance | Management | For | For | ||
| A17 | Miscellaneous Corporate Governance | Management | For | For | ||
| B02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| B03 | Approve Cash/Stock Bonus Plan | Management | For | For | ||
| C04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| C05 | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||
| C06 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| C07 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| C08 | S/H Proposal - Executive Compensation | Shareholder | Against | For |
Page 61 of 153
DOMINION RESOURCES, INC. | ||||||||
Security | 25746UUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 27-Apr-2007 | ||||||
ISIN | Agenda | 932655597 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | PETER W. BROWN | For | For | ||||||
| 2 | GEORGE A. DAVIDSON, JR. | For | For | ||||||
| 3 | THOMAS F. FARRELL, II | For | For | ||||||
| 4 | JOHN W. HARRIS | For | For | ||||||
| 5 | ROBERT S. JEPSON, JR. | For | For | ||||||
| 6 | MARK J. KINGTON | For | For | ||||||
| 7 | BENJAMIN J. LAMBERT III | For | For | ||||||
| 8 | MARGARET A. MCKENNA | For | For | ||||||
| 9 | FRANK S. ROYAL | For | For | ||||||
| 10 | DAVID A. WOLLARD | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Environmental | Shareholder | Against | For | |||||
| 04 | S/H Proposal - Environmental | Shareholder | Against | For | |||||
Page 62 of 153
THE BOEING COMPANY | ||||||||
Security | 097023105 | Meeting Type | Annual | |||||
Ticker Symbol | BA | Meeting Date | 30-Apr-2007 | |||||
ISIN | Agenda | 932651676 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Military/Weapons | Shareholder | Against | For | ||
| 04 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||
| 05 | S/H Proposal - Establish Nominating Committee | Shareholder | Against | For | ||
| 06 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| 07 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For | ||
| 08 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For | ||
| 09 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 10 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 11 | S/H Proposal - Executive Compensation | Shareholder | Against | For |
Page 63 of 153
PEABODY ENERGY CORPORATION | ||||||||
Security | 704549104 | Meeting Type | Annual | |||||
Ticker Symbol | BTU | Meeting Date | 01-May-2007 | |||||
ISIN | Agenda | 932661413 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM A. COLEY | For | For | ||||||
| 2 | IRL F. ENGELHARDT | For | For | ||||||
| 3 | WILLIAM C. RUSNACK | For | For | ||||||
| 4 | JOHN F. TURNER | For | For | ||||||
| 5 | ALAN H. WASHKOWITZ | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | |||||
Page 64 of 153
BUILDING MATERIALS HOLDING CORPORATI | ||||||||
Security | 120113105 | Meeting Type | Annual | |||||
Ticker Symbol | BLG | Meeting Date | 01-May-2007 | |||||
ISIN | Agenda | 932664596 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ROBERT E. MELLOR | For | For | ||||||
| 2 | SARA L. BECKMAN | For | For | ||||||
| 3 | ERIC S. BELSKY | For | For | ||||||
| 4 | JAMES K. JENNINGS, JR. | For | For | ||||||
| 5 | NORMAN J. METCALFE | For | For | ||||||
| 6 | DAVID M. MOFFETT | For | For | ||||||
| 7 | R. SCOTT MORRISON, JR. | For | For | ||||||
| 8 | PETER S. O'NEILL | For | For | ||||||
| 9 | RICHARD G. REITEN | For | For | ||||||
| 10 | NORMAN R. WALKER | For | For | ||||||
| 02 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 65 of 153
HUMAN GENOME SCIENCES, INC. | ||||||||
Security | 444903BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 02-May-2007 | ||||||
ISIN | Agenda | 932648996 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD J DANZIG | For | For | ||||||
| 2 | JURGEN DREWS, M.D. | For | For | ||||||
| 3 | A N JERRY KARABELAS PHD | For | For | ||||||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 66 of 153
RAYTHEON COMPANY | ||||||||
Security | 755111507 | Meeting Type | Annual | |||||
Ticker Symbol | RTN | Meeting Date | 02-May-2007 | |||||
ISIN | Agenda | 932653707 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For | ||
| 04 | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Page 67 of 153
GENERAL DYNAMICS CORPORATION | ||||||||
Security | 369550108 | Meeting Type | Annual | |||||
Ticker Symbol | GD | Meeting Date | 02-May-2007 | |||||
ISIN | Agenda | 932654040 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 1L | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||
| 04 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | Against | For |
Page 68 of 153
NORTEL NETWORKS CORPORATION | |||||||||
Security | 656568508 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | NT | Meeting Date | 02-May-2007 | ||||||
ISIN | Agenda | 932663467 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JALYNN H. BENNETT | Withheld | Against | ||||||
| 2 | DR. MANFRED BISCHOFF | Withheld | Against | ||||||
| 3 | HON. JAMES B. HUNT, JR. | Withheld | Against | ||||||
| 4 | DR. KRISTINA M. JOHNSON | Withheld | Against | ||||||
| 5 | JOHN A. MACNAUGHTON | Withheld | Against | ||||||
| 6 | HON. JOHN P. MANLEY | Withheld | Against | ||||||
| 7 | RICHARD D. MCCORMICK | Withheld | Against | ||||||
| 8 | CLAUDE MONGEAU | Withheld | Against | ||||||
| 9 | HARRY J. PEARCE | Withheld | Against | ||||||
| 10 | JOHN D. WATSON | Withheld | Against | ||||||
| 11 | MIKE S. ZAFIROVSKI | Withheld | Against | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 69 of 153
ALLIANCE BERNSTEIN GLOBAL HIGH INCOM | ||||||||
Security | 01879R106 | Meeting Type | Annual | |||||
Ticker Symbol | AWF | Meeting Date | 04-May-2007 | |||||
ISIN | Agenda | 932641877 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DAVID H. DIEVLER* | For | For | ||||||
| 2 | MICHAEL J. DOWNEY* | For | For | ||||||
| 3 | NANCY P. JACKLIN* | For | For | ||||||
| 4 | EARL D. WEINER** | For | For | ||||||
Page 70 of 153
ENTERGY CORPORATION | ||||||||
Security | 29364GUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 04-May-2007 | ||||||
ISIN | Agenda | 932645142 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 1L | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For |
Page 71 of 153
SEARS HOLDINGS CORPORATION | ||||||||
Security | 812350106 | Meeting Type | Annual | |||||
Ticker Symbol | SHLD | Meeting Date | 04-May-2007 | |||||
ISIN | Agenda | 932672757 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM C. CROWLEY | For | For | ||||||
| 2 | EDWARD S. LAMPERT | For | For | ||||||
| 3 | AYLWIN B. LEWIS | For | For | ||||||
| 4 | STEVEN T. MNUCHIN | For | For | ||||||
| 5 | RICHARD C. PERRY | For | For | ||||||
| 6 | ANN N. REESE | For | For | ||||||
| 7 | EMILY SCOTT | For | For | ||||||
| 8 | THOMAS J. TISCH | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 72 of 153
BERKSHIRE HATHAWAY INC. | ||||||||
Security | 084670207 | Meeting Type | Annual | |||||
Ticker Symbol | BRKB | Meeting Date | 05-May-2007 | |||||
ISIN | Agenda | 932642780 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WARREN E. BUFFETT | For | For | ||||||
| 2 | CHARLES T. MUNGER | For | For | ||||||
| 3 | HOWARD G. BUFFETT | For | For | ||||||
| 4 | SUSAN L. DECKER | For | For | ||||||
| 5 | WILLIAM H. GATES III | For | For | ||||||
| 6 | DAVID S. GOTTESMAN | For | For | ||||||
| 7 | CHARLOTTE GUYMAN | For | For | ||||||
| 8 | DONALD R. KEOUGH | For | For | ||||||
| 9 | THOMAS S. MURPHY | For | For | ||||||
| 10 | RONALD L. OLSON | For | For | ||||||
| 11 | WALTER SCOTT, JR. | For | For | ||||||
| 02 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 73 of 153
ZIMMER HOLDINGS, INC. | ||||||||
Security | 98956P102 | Meeting Type | Annual | |||||
Ticker Symbol | ZMH | Meeting Date | 07-May-2007 | |||||
ISIN | Agenda | 932648578 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Approve Charter Amendment | Management | For | For | ||
| 04 | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Page 74 of 153
EXELON CORPORATION | ||||||||
Security | 30161NUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 08-May-2007 | ||||||
ISIN | Agenda | 932660562 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Declassify Board | Management | For | For | ||
| 04 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For |
Page 75 of 153
ROWAN COMPANIES, INC. | ||||||||
Security | 779382OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 08-May-2007 | ||||||
ISIN | Agenda | 932666336 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM T. FOX, III | For | For | ||||||
| 2 | SIR GRAHAM HEARNE | For | For | ||||||
| 3 | HENRY E. LENTZ | For | For | ||||||
| 4 | P. DEXTER PEACOCK | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 76 of 153
MANOR CARE, INC. | ||||||||
Security | 564055101 | Meeting Type | Annual | |||||
Ticker Symbol | HCR | Meeting Date | 08-May-2007 | |||||
ISIN | Agenda | 932666766 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Miscellaneous Corporate Governance | Management | For | For | ||
| 03 | Miscellaneous Corporate Governance | Management | For | For | ||
| 04 | Miscellaneous Corporate Governance | Management | For | For | ||
| 05 | Miscellaneous Corporate Governance | Management | For | For | ||
| 06 | Miscellaneous Corporate Governance | Management | For | For | ||
| 07 | Miscellaneous Corporate Governance | Management | For | For | ||
| 08 | Miscellaneous Corporate Governance | Management | For | For | ||
| 09 | Miscellaneous Corporate Governance | Management | For | For |
Page 77 of 153
QUEST DIAGNOSTICS INCORPORATED | ||||||||
Security | 74834L100 | Meeting Type | Annual | |||||
Ticker Symbol | DGX | Meeting Date | 08-May-2007 | |||||
ISIN | Agenda | 932667100 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN C. BALDWIN, M.D. | For | For | ||||||
| 2 | SURYA N MOHAPATRA PH.D | For | For | ||||||
| 3 | GARY M. PFEIFFER | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 78 of 153
AMGEN INC. | ||||||||
Security | 031162BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 09-May-2007 | ||||||
ISIN | Agenda | 932645988 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Declassify Board | Management | For | For | ||
| 04 | Declassify Board | Management | For | For | ||
| 5A | S/H Proposal - Animal Rights | Shareholder | Against | For | ||
| 5B | S/H Proposal - Environmental | Shareholder | Against | For |
Page 79 of 153
CAMERON INTERNATIONAL CORPORATION | ||||||||
Security | 13342BOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 09-May-2007 | ||||||
ISIN | Agenda | 932648958 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MICHAEL E. PATRICK | For | For | ||||||
| 2 | BRUCE W. WILKINSON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 80 of 153
GILEAD SCIENCES, INC. | ||||||||
Security | 375558BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 09-May-2007 | ||||||
ISIN | Agenda | 932658098 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | PAUL BERG | For | For | ||||||
| 2 | JOHN F. COGAN | For | For | ||||||
| 3 | ETIENNE F. DAVIGNON | For | For | ||||||
| 4 | JAMES M. DENNY | For | For | ||||||
| 5 | CARLA A. HILLS | For | For | ||||||
| 6 | JOHN W. MADIGAN | For | For | ||||||
| 7 | JOHN C. MARTIN | For | For | ||||||
| 8 | GORDON E. MOORE | For | For | ||||||
| 9 | NICHOLAS G. MOORE | For | For | ||||||
| 10 | GAYLE E. WILSON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
| 04 | Amend Stock Purchase Plan | Management | For | For | |||||
Page 81 of 153
PROGRESS ENERGY, INC. | ||||||||
Security | 743263UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 09-May-2007 | ||||||
ISIN | Agenda | 932659595 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 1L | Miscellaneous Corporate Governance | Management | For | For | ||
| 01 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 02 | Amend Stock Compensation Plan | Management | For | For |
Page 82 of 153
AMB PROPERTY CORPORATION | ||||||||
Security | 00163T109 | Meeting Type | Annual | |||||
Ticker Symbol | AMB | Meeting Date | 10-May-2007 | |||||
ISIN | Agenda | 932651929 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||
| 04 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | Against | For |
Page 83 of 153
TRANSOCEAN INC. | ||||||||
Security | G90078OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 10-May-2007 | ||||||
ISIN | Agenda | 932654064 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For |
Page 84 of 153
MILLENNIUM PHARMACEUTICALS, INC. | ||||||||
Security | 599902BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 10-May-2007 | ||||||
ISIN | Agenda | 932655826 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Declassify Board | Management | For | For | |||||
| 02 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 03 | Election Of Directors | Management | |||||||
| 1 | DEBORAH DUNSIRE* | For | For | ||||||
| 2 | ROBERT F. FRIEL* | For | For | ||||||
| 3 | A. GRANT HEIDRICH, III* | For | For | ||||||
| 4 | CHARLES J. HOMCY* | For | For | ||||||
| 5 | RAJU S. KUCHERLAPATI* | For | For | ||||||
| 6 | MARK J. LEVIN* | For | For | ||||||
| 7 | NORMAN C. SELBY* | For | For | ||||||
| 8 | KENNETH E. WEG* | For | For | ||||||
| 9 | ANTHONY H. WILD* | For | For | ||||||
| 10 | CHARLES J. HOMCY** | For | For | ||||||
| 11 | RAJU S. KUCHERLAPATI** | For | For | ||||||
| 04 | Approve Stock Compensation Plan | Management | For | For | |||||
| 05 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 85 of 153
DUKE ENERGY CORPORATION | ||||||||
Security | 26441CUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 10-May-2007 | ||||||
ISIN | Agenda | 932669988 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM BARNET, III | For | For | ||||||
| 2 | G. ALEX BERNHARDT, SR. | For | For | ||||||
| 3 | MICHAEL G. BROWNING | For | For | ||||||
| 4 | PHILLIP R. COX | For | For | ||||||
| 5 | ANN MAYNARD GRAY | For | For | ||||||
| 6 | JAMES H. HANCE, JR. | For | For | ||||||
| 7 | JAMES T. RHODES | For | For | ||||||
| 8 | JAMES E. ROGERS | For | For | ||||||
| 9 | MARY L. SCHAPIRO | For | For | ||||||
| 10 | DUDLEY S. TAFT | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 86 of 153
GOOGLE INC. | ||||||||
Security | 38259P508 | Meeting Type | Annual | |||||
Ticker Symbol | GOOG | Meeting Date | 10-May-2007 | |||||
ISIN | Agenda | 932673886 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ERIC SCHMIDT | For | For | ||||||
| 2 | SERGEY BRIN | For | For | ||||||
| 3 | LARRY PAGE | For | For | ||||||
| 4 | L. JOHN DOERR | For | For | ||||||
| 5 | JOHN L. HENNESSY | For | For | ||||||
| 6 | ARTHUR D. LEVINSON | For | For | ||||||
| 7 | ANN MATHER | For | For | ||||||
| 8 | PAUL S. OTELLINI | For | For | ||||||
| 9 | K. RAM SHRIRAM | For | For | ||||||
| 10 | SHIRLEY M. TILGHMAN | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
| 04 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 87 of 153
APPLE INC. | ||||||||
Security | 037833100 | Meeting Type | Annual | |||||
Ticker Symbol | AAPL | Meeting Date | 10-May-2007 | |||||
ISIN | Agenda | 932685071 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM V. CAMPBELL | For | For | ||||||
| 2 | MILLARD S. DREXLER | For | For | ||||||
| 3 | ALBERT A. GORE, JR. | For | For | ||||||
| 4 | STEVEN P. JOBS | For | For | ||||||
| 5 | ARTHUR D. LEVINSON | For | For | ||||||
| 6 | ERIC E. SCHMIDT | For | For | ||||||
| 7 | JEROME B. YORK | For | For | ||||||
| 02 | Amend Stock Purchase Plan | Management | For | For | |||||
| 03 | Amend Stock Purchase Plan | Management | For | For | |||||
| 04 | Amend Stock Compensation Plan | Management | For | For | |||||
| 05 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 08 | S/H Proposal - Environmental | Shareholder | Against | For | |||||
| 09 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 10 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 11 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 88 of 153
CORRECTIONS CORPORATION OF AMERICA | ||||||||
Security | 22025Y407 | Meeting Type | Annual | |||||
Ticker Symbol | CXW | Meeting Date | 10-May-2007 | |||||
ISIN | Agenda | 932685134 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM F. ANDREWS | For | For | ||||||
| 2 | JOHN D. FERGUSON | For | For | ||||||
| 3 | DONNA M. ALVARADO | For | For | ||||||
| 4 | LUCIUS E. BURCH, III | For | For | ||||||
| 5 | JOHN D. CORRENTI | For | For | ||||||
| 6 | JOHN R. HORNE | For | For | ||||||
| 7 | C. MICHAEL JACOBI | For | For | ||||||
| 8 | THURGOOD MARSHALL, JR. | For | For | ||||||
| 9 | CHARLES L. OVERBY | For | For | ||||||
| 10 | JOHN R. PRANN, JR. | For | For | ||||||
| 11 | JOSEPH V. RUSSELL | For | For | ||||||
| 12 | HENRI L. WEDELL | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||
| 04 | Approve Authorized Common Stock Increase | Management | For | For | |||||
| 05 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||
| 06 | Approve Motion To Adjourn Meeting | Management | For | For | |||||
Page 89 of 153
FIRSTENERGY CORP. | ||||||||
Security | 337932UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 15-May-2007 | ||||||
ISIN | Agenda | 932665081 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | PAUL T. ADDISON | For | For | ||||||
| 2 | ANTHONY J. ALEXANDER | For | For | ||||||
| 3 | MICHAEL J. ANDERSON | For | For | ||||||
| 4 | DR. CAROL A. CARTWRIGHT | For | For | ||||||
| 5 | WILLIAM T. COTTLE | For | For | ||||||
| 6 | ROBERT B. HEISLER, JR. | For | For | ||||||
| 7 | ERNEST J. NOVAK, JR. | For | For | ||||||
| 8 | CATHERINE A. REIN | For | For | ||||||
| 9 | GEORGE M. SMART | For | For | ||||||
| 10 | WES M. TAYLOR | For | For | ||||||
| 11 | JESSE T. WILLIAMS, SR. | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||
| 04 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 06 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | Against | For | |||||
Page 90 of 153
PROLOGIS | ||||||||
Security | 743410102 | Meeting Type | Annual | |||||
Ticker Symbol | PLD | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932666653 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | K. DANE BROOKSHER | For | For | ||||||
| 2 | STEPHEN L. FEINBERG | For | For | ||||||
| 3 | GEORGE L. FOTIADES | For | For | ||||||
| 4 | CHRISTINE N. GARVEY | For | For | ||||||
| 5 | DONALD P. JACOBS | For | For | ||||||
| 6 | WALTER C. RAKOWICH | For | For | ||||||
| 7 | NELSON C. RISING | For | For | ||||||
| 8 | JEFFREY H. SCHWARTZ | For | For | ||||||
| 9 | D. MICHAEL STEUERT | For | For | ||||||
| 10 | J. ANDRE TEIXEIRA | For | For | ||||||
| 11 | WILLIAM D. ZOLLARS | For | For | ||||||
| 12 | ANDREA M. ZULBERTI | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 91 of 153
REALTY INCOME CORPORATION | ||||||||
Security | 756109104 | Meeting Type | Annual | |||||
Ticker Symbol | O | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932672771 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | KATHLEEN R. ALLEN | For | For | ||||||
| 2 | DONALD R. CAMERON | For | For | ||||||
| 3 | WILLIAM E. CLARK, JR. | For | For | ||||||
| 4 | ROGER P. KUPPINGER | For | For | ||||||
| 5 | THOMAS A. LEWIS | For | For | ||||||
| 6 | MICHAEL D. MCKEE | For | For | ||||||
| 7 | RONALD L. MERRIMAN | For | For | ||||||
| 8 | WILLARD H. SMITH JR | For | For | ||||||
Page 92 of 153
DIAMOND OFFSHORE DRILLING, INC. | ||||||||
Security | 25271COIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 15-May-2007 | ||||||
ISIN | Agenda | 932672834 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JAMES S. TISCH | For | For | ||||||
| 2 | LAWRENCE R. DICKERSON | For | For | ||||||
| 3 | ALAN R. BATKIN | For | For | ||||||
| 4 | JOHN R. BOLTON | For | For | ||||||
| 5 | CHARLES L. FABRIKANT | For | For | ||||||
| 6 | PAUL G. GAFFNEY II | For | For | ||||||
| 7 | HERBERT C. HOFMANN | For | For | ||||||
| 8 | ARTHUR L. REBELL | For | For | ||||||
| 9 | RAYMOND S. TROUBH | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 93 of 153
SELECT COMFORT CORPORATION | ||||||||
Security | 81616X103 | Meeting Type | Annual | |||||
Ticker Symbol | SCSS | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932684637 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | THOMAS J. ALBANI | Withheld | Against | ||||||
| 2 | DAVID T. KOLLAT | Withheld | Against | ||||||
| 3 | WILLIAM R. MCLAUGHLIN | Withheld | Against | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | Against | Against | |||||
Page 94 of 153
SEPRACOR INC. | ||||||||
Security | 817315BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 15-May-2007 | ||||||
ISIN | Agenda | 932687001 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DIGBY BARRIOS | For | For | ||||||
| 2 | ALAN STEIGROD | For | For | ||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 95 of 153
ROYAL DUTCH SHELL PLC | ||||||||
Security | 780259107 | Meeting Type | Annual | |||||
Ticker Symbol | RDSB | Meeting Date | 15-May-2007 | |||||
ISIN | Agenda | 932697266 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Financial Statements | Management | No Action | |||
| 02 | Approve Financial Statements | Management | No Action | |||
| 03 | Miscellaneous Corporate Governance | Management | No Action | |||
| 04 | Miscellaneous Corporate Governance | Management | No Action | |||
| 05 | Miscellaneous Corporate Governance | Management | No Action | |||
| 06 | Miscellaneous Corporate Governance | Management | No Action | |||
| 07 | Miscellaneous Corporate Governance | Management | No Action | |||
| 08 | Miscellaneous Corporate Governance | Management | No Action | |||
| 09 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 10 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 11 | Approve Stock Par Value Change | Management | No Action | |||
| 12 | Miscellaneous Corporate Governance | Management | No Action | |||
| 13 | Approve Stock Par Value Change | Management | No Action | |||
| 14 | Miscellaneous Corporate Governance | Management | No Action |
Page 96 of 153
ST. JUDE MEDICAL, INC. | ||||||||
Security | 790849103 | Meeting Type | Annual | |||||
Ticker Symbol | STJ | Meeting Date | 16-May-2007 | |||||
ISIN | Agenda | 932664382 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MICHAEL A. ROCCA | For | For | ||||||
| 2 | STEFAN K. WIDENSOHLER | For | For | ||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 97 of 153
AVALONBAY COMMUNITIES, INC. | ||||||||
Security | 053484101 | Meeting Type | Annual | |||||
Ticker Symbol | AVB | Meeting Date | 16-May-2007 | |||||
ISIN | Agenda | 932666641 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | BRYCE BLAIR | For | For | ||||||
| 2 | BRUCE A. CHOATE | For | For | ||||||
| 3 | JOHN J. HEALY, JR. | For | For | ||||||
| 4 | GILBERT M. MEYER | For | For | ||||||
| 5 | TIMOTHY J. NAUGHTON | For | For | ||||||
| 6 | LANCE R. PRIMIS | For | For | ||||||
| 7 | H. JAY SARLES | For | For | ||||||
| 8 | ALLAN D. SCHUSTER | For | For | ||||||
| 9 | AMY P. WILLIAMS | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 98 of 153
HALLIBURTON COMPANY | ||||||||
Security | 406216OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 16-May-2007 | ||||||
ISIN | Agenda | 932669205 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 1L | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||
| 04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| 05 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For |
Page 99 of 153
RELIANT ENERGY, INC. | ||||||||
Security | 75952BUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 16-May-2007 | ||||||
ISIN | Agenda | 932677365 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Charter Amendment | Management | For | For | ||
| 02 | Declassify Board | Management | For | For | ||
| 3A | Miscellaneous Corporate Governance | Management | For | For | ||
| 3B | Miscellaneous Corporate Governance | Management | For | For | ||
| 3C | Miscellaneous Corporate Governance | Management | For | For | ||
| 3D | Miscellaneous Corporate Governance | Management | For | For | ||
| 3E | Miscellaneous Corporate Governance | Management | For | For | ||
| 3F | Miscellaneous Corporate Governance | Management | For | For | ||
| 3G | Miscellaneous Corporate Governance | Management | For | For | ||
| 3H | Miscellaneous Corporate Governance | Management | For | For | ||
| 3I | Miscellaneous Corporate Governance | Management | For | For | ||
| 4A | Miscellaneous Corporate Governance | Management | For | For | ||
| 4B | Miscellaneous Corporate Governance | Management | For | For | ||
| 4C | Miscellaneous Corporate Governance | Management | For | For | ||
| 05 | Ratify Appointment Of Independent Auditors | Management | For | For |
Page 100 of 153
ENZON PHARMACEUTICALS, INC. | ||||||||
Security | 293904BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 16-May-2007 | ||||||
ISIN | Agenda | 932687657 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JEFFREY H. BUCHALTER | For | For | ||||||
| 2 | GORAN A. ANDO, M.D. | For | For | ||||||
| 3 | VICTOR P. MICATI | For | For | ||||||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 101 of 153
PETROCHINA COMPANY LIMITED | ||||||||
Security | 71646E100 | Meeting Type | Annual | |||||
Ticker Symbol | PTR | Meeting Date | 16-May-2007 | |||||
ISIN | Agenda | 932688623 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Financial Statements | Management | For | For | ||
| 02 | Approve Financial Statements | Management | For | For | ||
| 03 | Approve Financial Statements | Management | For | For | ||
| 04 | Approve Financial Statements | Management | For | For | ||
| 05 | Dividends | Management | For | For | ||
| 06 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 07 | Miscellaneous Corporate Governance | Management | For | For | ||
| 08 | Miscellaneous Corporate Governance | Management | For | For | ||
| 09 | Miscellaneous Corporate Governance | Management | For | For | ||
| 10 | Miscellaneous Corporate Governance | Management | For | For | ||
| 11 | Miscellaneous Corporate Governance | Management | For | For | ||
| 12 | Miscellaneous Corporate Governance | Management | For | For | ||
| 13 | Miscellaneous Corporate Governance | Management | For | For | ||
| 14 | Miscellaneous Corporate Governance | Management | For | For |
Page 102 of 153
BIOMED REALTY TRUST, INC. | ||||||||
Security | 09063H107 | Meeting Type | Annual | |||||
Ticker Symbol | BMR | Meeting Date | 16-May-2007 | |||||
ISIN | Agenda | 932695387 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ALAN D. GOLD | For | For | ||||||
| 2 | BARBARA R. CAMBON | For | For | ||||||
| 3 | EDWARD A. DENNIS, PH.D. | For | For | ||||||
| 4 | GARY A. KREITZER | For | For | ||||||
| 5 | MARK J. RIEDY, PH.D. | For | For | ||||||
| 6 | THEODORE D. ROTH | For | For | ||||||
| 7 | M. FAYE WILSON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 103 of 153
GRANT PRIDECO, INC. | ||||||||
Security | 38821GOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 17-May-2007 | ||||||
ISIN | Agenda | 932665120 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DAVID J. BUTTERS | For | For | ||||||
| 2 | ELIOT M. FRIED | For | For | ||||||
| 3 | DENNIS R. HENDRIX | For | For | ||||||
| 4 | HAROLD E. LAYMAN | For | For | ||||||
| 5 | MICHAEL MCSHANE | For | For | ||||||
| 6 | ROBERT K. MOSES, JR. | For | For | ||||||
| 7 | JOSEPH E. REID | For | For | ||||||
| 8 | DAVID A. TRICE | For | For | ||||||
Page 104 of 153
RAYONIER INC. | ||||||||
Security | 754907103 | Meeting Type | Annual | |||||
Ticker Symbol | RYN | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932672620 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | C DAVID BROWN, II | For | For | ||||||
| 2 | THOMAS I. MORGAN | For | For | ||||||
| 3 | LEE M. THOMAS | For | For | ||||||
| 02 | Approve Charter Amendment | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 105 of 153
CEDAR FAIR, L.P. | ||||||||
Security | 150185106 | Meeting Type | Annual | |||||
Ticker Symbol | FUN | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932673545 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | RICHARD S. FERREIRA | For | For | ||||||
| 2 | RICHARD L. KINZEL | For | For | ||||||
| 3 | THOMAS A. TRACY | For | For | ||||||
Page 106 of 153
THE WILLIAMS COMPANIES, INC. | ||||||||
Security | 969457UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 17-May-2007 | ||||||
ISIN | Agenda | 932676654 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||
| 04 | ADOPT STOCK PURCHASE PLAN | Management | For | For |
Page 107 of 153
HOST HOTELS & RESORTS, INC. | ||||||||
Security | 44107P104 | Meeting Type | Annual | |||||
Ticker Symbol | HST | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932676894 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For |
Page 108 of 153
QLT INC. | ||||||||
Security | 746927BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 17-May-2007 | ||||||
ISIN | Agenda | 932689663 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | BUTCHOFSKY, ROBERT L. | For | For | ||||||
| 2 | CARTER, BRUCE L.A. | For | For | ||||||
| 3 | CLARKE, C. BOYD | For | For | ||||||
| 4 | CROSSGROVE, PETER A. | For | For | ||||||
| 5 | LIVINGSTON, PHILIP B. | For | For | ||||||
| 6 | MASSEY, IAN J. | For | For | ||||||
| 7 | MENDELSON, ALAN C. | For | For | ||||||
| 8 | VIETOR, RICHARD R. | For | For | ||||||
| 9 | WOOD, L. JACK | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 109 of 153
DELTA FINANCIAL CORPORATION | ||||||||
Security | 247918105 | Meeting Type | Annual | |||||
Ticker Symbol | DFC | Meeting Date | 17-May-2007 | |||||
ISIN | Agenda | 932699020 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | SIDNEY A. MILLER | For | For | ||||||
| 2 | MARTIN D. PAYSON | For | For | ||||||
| 3 | JOHN ADAMOVICH, JR. | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 110 of 153
TIME WARNER INC. | ||||||||
Security | 887317105 | Meeting Type | Annual | |||||
Ticker Symbol | TWX | Meeting Date | 18-May-2007 | |||||
ISIN | Agenda | 932680350 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JAMES L. BARKSDALE | For | For | ||||||
| 2 | JEFFREY L. BEWKES | For | For | ||||||
| 3 | STEPHEN F. BOLLENBACH | For | For | ||||||
| 4 | FRANK J. CAUFIELD | For | For | ||||||
| 5 | ROBERT C. CLARK | For | For | ||||||
| 6 | MATHIAS DOPFNER | For | For | ||||||
| 7 | JESSICA P. EINHORN | For | For | ||||||
| 8 | REUBEN MARK | For | For | ||||||
| 9 | MICHAEL A. MILES | For | For | ||||||
| 10 | KENNETH J. NOVACK | For | For | ||||||
| 11 | RICHARD D. PARSONS | For | For | ||||||
| 12 | FRANCIS T. VINCENT, JR. | For | For | ||||||
| 13 | DEBORAH C. WRIGHT | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 05 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For | |||||
| 06 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
| 07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
| 08 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 111 of 153
FRANKLIN MUTUAL SERIES FUND INC. | |||||||||
Security | 628380206 | Meeting Type | Special | ||||||
Ticker Symbol | MQIFX | Meeting Date | 21-May-2007 | ||||||
ISIN | Agenda | 932622663 - Opposition | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | EDWARD I. ALTMAN | For | * | ||||||
| 2 | ANN TORRE BATES | For | * | ||||||
| 3 | BURTON J. GREENWALD | For | * | ||||||
| 4 | BRUCE A. MACPHERSON | For | * | ||||||
| 5 | CHARLES RUBENS II | For | * | ||||||
| 6 | LEONARD RUBIN | For | * | ||||||
| 7 | ROBERT E. WADE | For | * | ||||||
| 8 | GREGORY E. JOHNSON | For | * | ||||||
| 9 | PETER A. LANGERMAN | For | * | ||||||
| 02 | Approve Reorganization Plan | Management | For | * | |||||
| 4A | Amend Investment Policy | Management | For | * | |||||
| 4C | Amend Investment Policy | Management | For | * | |||||
| 4D | Amend Investment Policy | Management | For | * | |||||
| 4F | Amend Investment Policy | Management | For | * | |||||
| 4G | Amend Investment Policy | Management | For | * | |||||
| 4H | Amend Investment Policy | Management | For | * | |||||
| 05 | Amend Investment Policy | Management | For | * | |||||
Page 112 of 153
CONSOLIDATED EDISON, INC. | ||||||||
Security | 209115UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 21-May-2007 | ||||||
ISIN | Agenda | 932681100 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | K. BURKE | For | For | ||||||
| 2 | V.A. CALARCO | For | For | ||||||
| 3 | G. CAMPBELL, JR. | For | For | ||||||
| 4 | G.J. DAVIS | For | For | ||||||
| 5 | M.J. DEL GIUDICE | For | For | ||||||
| 6 | E.V. FUTTER | For | For | ||||||
| 7 | S. HERNANDEZ | For | For | ||||||
| 8 | P.W. LIKINS | For | For | ||||||
| 9 | E.R. MCGRATH | For | For | ||||||
| 10 | L.F. SUTHERLAND | For | For | ||||||
| 11 | S.R. VOLK | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 113 of 153
ENSCO INTERNATIONAL INCORPORATED | ||||||||
Security | 26874QOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 22-May-2007 | ||||||
ISIN | Agenda | 932666350 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Miscellaneous Corporate Governance | Management | For | For |
Page 114 of 153
RAIT FINANCIAL TRUST | ||||||||
Security | 749227104 | Meeting Type | Annual | |||||
Ticker Symbol | RAS | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932684738 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | BETSY Z. COHEN | For | For | ||||||
| 2 | DANIEL G. COHEN | For | For | ||||||
| 3 | EDWARD S. BROWN | For | For | ||||||
| 4 | FRANK A. FARNESI | For | For | ||||||
| 5 | S. KRISTIN KIM | For | For | ||||||
| 6 | ARTHUR MAKADON | For | For | ||||||
| 7 | DANIEL PROMISLO | For | For | ||||||
| 8 | JOHN F. QUIGLEY, III | For | For | ||||||
| 9 | MURRAY STEMPEL, III | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 115 of 153
VORNADO REALTY TRUST | ||||||||
Security | 929042109 | Meeting Type | Annual | |||||
Ticker Symbol | VNO | Meeting Date | 22-May-2007 | |||||
ISIN | Agenda | 932700479 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ROBERT P. KOGOD | For | For | ||||||
| 2 | DAVID MANDELBAUM | For | For | ||||||
| 3 | RICHARD R. WEST | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Shareholder Proposal - Election of Directors by Majority Vote | Management | Against | For | |||||
Page 116 of 153
THE SOUTHERN COMPANY | ||||||||
Security | 842587UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 23-May-2007 | ||||||
ISIN | Agenda | 932676565 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | J.P. BARANCO | For | For | ||||||
| 2 | D.J. BERN | For | For | ||||||
| 3 | F.S. BLAKE | For | For | ||||||
| 4 | T.F. CHAPMAN | For | For | ||||||
| 5 | H.W. HABERMEYER, JR. | For | For | ||||||
| 6 | D.M. JAMES | For | For | ||||||
| 7 | J.N. PURCELL | For | For | ||||||
| 8 | D.M. RATCLIFFE | For | For | ||||||
| 9 | W.G. SMITH, JR. | For | For | ||||||
| 10 | G.J. ST. PE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Environmental | Shareholder | Against | For | |||||
Page 117 of 153
ALEXANDRIA REAL ESTATE EQUITIES, INC | ||||||||
Security | 015271109 | Meeting Type | Annual | |||||
Ticker Symbol | ARE | Meeting Date | 23-May-2007 | |||||
ISIN | Agenda | 932689346 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOEL S. MARCUS | For | For | ||||||
| 2 | JAMES H. RICHARDSON | For | For | ||||||
| 3 | JOHN L. ATKINS, III | For | For | ||||||
| 4 | RICHARD B. JENNINGS | For | For | ||||||
| 5 | RICHARD H. KLEIN | For | For | ||||||
| 6 | MARTIN A. SIMONETTI | For | For | ||||||
| 7 | ALAN G. WALTON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 118 of 153
EL PASO CORPORATION | ||||||||
Security | 28336LUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-May-2007 | ||||||
ISIN | Agenda | 932660257 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 1L | Miscellaneous Corporate Governance | Management | For | For | ||
| 1M | Miscellaneous Corporate Governance | Management | For | For | ||
| 1N | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Page 119 of 153
MCDONALD'S CORPORATION | ||||||||
Security | 580135101 | Meeting Type | Annual | |||||
Ticker Symbol | MCD | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932674511 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Report on Gene Egineered Products | Shareholder | Against | For | ||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Page 120 of 153
THE HOME DEPOT, INC. | ||||||||
Security | 437076102 | Meeting Type | Annual | |||||
Ticker Symbol | HD | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932680499 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 1D | Miscellaneous Corporate Governance | Management | For | For | ||
| 1E | Miscellaneous Corporate Governance | Management | For | For | ||
| 1F | Miscellaneous Corporate Governance | Management | For | For | ||
| 1G | Miscellaneous Corporate Governance | Management | For | For | ||
| 1H | Miscellaneous Corporate Governance | Management | For | For | ||
| 1I | Miscellaneous Corporate Governance | Management | For | For | ||
| 1J | Miscellaneous Corporate Governance | Management | For | For | ||
| 1K | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H Proposal - Rescind Or Allow Shareholder To Ratify Poison Pill | Shareholder | Against | For | ||
| 04 | S/H Proposal - Eliminate Cumulative Voting | Shareholder | Against | For | ||
| 05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 06 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 07 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 09 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||
| 10 | S/H Proposal - Political/Government | Shareholder | Against | For | ||
| 11 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For |
Page 121 of 153
GENZYME CORPORATION | ||||||||
Security | 372917BBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-May-2007 | ||||||
ISIN | Agenda | 932680994 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | DOUGLAS A. BERTHIAUME | For | For | ||||||
| 2 | GAIL K. BOUDREAUX | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Adopt Director Stock Option Plan | Management | For | For | |||||
| 04 | Amend Stock Purchase Plan | Management | For | For | |||||
| 05 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 06 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 122 of 153
ANNALY CAPITAL MANAGEMENT, INC. | ||||||||
Security | 035710409 | Meeting Type | Annual | |||||
Ticker Symbol | NLY | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932681605 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | KEVIN P. BRADY | For | For | ||||||
| 2 | E. WAYNE NORDBERG | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 123 of 153
HILTON HOTELS CORPORATION | ||||||||
Security | 432848109 | Meeting Type | Annual | |||||
Ticker Symbol | HLT | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932688837 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Miscellaneous Corporate Governance | Management | For | For | ||
| 1B | Miscellaneous Corporate Governance | Management | For | For | ||
| 1C | Miscellaneous Corporate Governance | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||
| 03 | S/H PROPOSAL - ESTABLISH Independent Chairman | Shareholder | Against | For |
Page 124 of 153
SL GREEN REALTY CORP. | ||||||||
Security | 78440X101 | Meeting Type | Annual | |||||
Ticker Symbol | SLG | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932689055 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | EDWIN THOMAS BURTON III | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Amend Stock Compensation Plan | Management | For | For | |||||
| 04 | Approve Charter Amendment | Management | For | For | |||||
Page 125 of 153
EQUITY RESIDENTIAL | ||||||||
Security | 29476L107 | Meeting Type | Annual | |||||
Ticker Symbol | EQR | Meeting Date | 24-May-2007 | |||||
ISIN | Agenda | 932690957 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN W. ALEXANDER | For | For | ||||||
| 2 | CHARLES L. ATWOOD | For | For | ||||||
| 3 | STEPHEN O. EVANS | For | For | ||||||
| 4 | BOONE A. KNOX | For | For | ||||||
| 5 | JOHN E. NEAL | For | For | ||||||
| 6 | DAVID J. NEITHERCUT | For | For | ||||||
| 7 | DESIREE G. ROGERS | For | For | ||||||
| 8 | SHELI Z. ROSENBERG | For | For | ||||||
| 9 | GERALD A. SPECTOR | For | For | ||||||
| 10 | B. JOSEPH WHITE | For | For | ||||||
| 11 | SAMUEL ZELL | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
Page 126 of 153
CENTERPOINT ENERGY, INC. | ||||||||
Security | 15189TUTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 24-May-2007 | ||||||
ISIN | Agenda | 932694676 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | MICHAEL E. SHANNON* | For | For | ||||||
| 2 | DONALD R. CAMPBELL** | For | For | ||||||
| 3 | MILTON CARROLL** | For | For | ||||||
| 4 | PETER S. WAREING** | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | |||||
| 04 | Transact Other Business | Management | No Action | ||||||
Page 127 of 153
FPL GROUP, INC. | ||||||||
Security | 302571UTH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 25-May-2007 | ||||||
ISIN | Agenda | 932671678 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | SHERRY S. BARRAT | For | For | ||||||
| 2 | ROBERT M. BEALL, II | For | For | ||||||
| 3 | J. HYATT BROWN | For | For | ||||||
| 4 | JAMES L. CAMAREN | For | For | ||||||
| 5 | J. BRIAN FERGUSON | For | For | ||||||
| 6 | LEWIS HAY, III | For | For | ||||||
| 7 | TONI JENNINGS | For | For | ||||||
| 8 | OLIVER D. KINGSLEY, JR. | For | For | ||||||
| 9 | RUDY E. SCHUPP | For | For | ||||||
| 10 | MICHAEL H. THAMAN | For | For | ||||||
| 11 | HANSEL E. TOOKES, II | For | For | ||||||
| 12 | PAUL R. TREGURTHA | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Adopt Director Stock Option Plan | Management | For | For | |||||
Page 128 of 153
CERNER CORPORATION | ||||||||
Security | 156782104 | Meeting Type | Annual | |||||
Ticker Symbol | CERN | Meeting Date | 25-May-2007 | |||||
ISIN | Agenda | 932688801 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | G.E. BISBEE, JR., PH.D. | For | For | ||||||
| 2 | NANCY-ANN DEPARLE | For | For | ||||||
| 3 | MICHAEL E. HERMAN | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 129 of 153
XM SATELLITE RADIO HOLDINGS INC. | ||||||||
Security | 983759101 | Meeting Type | Annual | |||||
Ticker Symbol | XMSR | Meeting Date | 25-May-2007 | |||||
ISIN | Agenda | 932695856 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | GARY M. PARSONS | For | For | ||||||
| 2 | HUGH PANERO | For | For | ||||||
| 3 | NATHANIEL A. DAVIS | For | For | ||||||
| 4 | JOAN L. AMBLE | For | For | ||||||
| 5 | THOMAS J. DONOHUE | For | For | ||||||
| 6 | EDDY W. HARTENSTEIN | For | For | ||||||
| 7 | CHESTER A. HUBER, JR. | For | For | ||||||
| 8 | JOHN MENDEL | For | For | ||||||
| 9 | JARL MOHN | For | For | ||||||
| 10 | JACK SHAW | For | For | ||||||
| 11 | JEFFREY D. ZIENTS | For | For | ||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 130 of 153
UNITEDHEALTH GROUP INCORPORATED | ||||||||
Security | 91324P102 | Meeting Type | Annual | |||||
Ticker Symbol | UNH | Meeting Date | 29-May-2007 | |||||
ISIN | Agenda | 932703564 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM C. BALLARD, JR. | For | For | ||||||
| 2 | RICHARD T. BURKE | For | For | ||||||
| 3 | STEPHEN J. HEMSLEY | For | For | ||||||
| 4 | ROBERT J. DARRETTA | For | For | ||||||
| 02 | Classify Board | Management | For | For | |||||
| 03 | Declassify Board | Management | For | For | |||||
| 04 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 05 | Eliminate Supermajority Requirement To Act By Written Consent | Management | For | For | |||||
| 06 | Approve Charter Amendment | Management | For | For | |||||
| 07 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 08 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | Against | For | |||||
| 09 | S/H Proposal - Limit Compensation | Shareholder | Against | For | |||||
| 10 | Shareholder Proposal - Compensation Discussion & Analysis | Management | Against | For | |||||
| 11 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 131 of 153
WEATHERFORD INTERNATIONAL LTD. | ||||||||
Security | G95089OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 30-May-2007 | ||||||
ISIN | Agenda | 932705683 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For |
Page 132 of 153
NFJ DIVIDEND, INTEREST & PREM STRAT | ||||||||
Security | 65337H109 | Meeting Type | Annual | |||||
Ticker Symbol | NFJ | Meeting Date | 31-May-2007 | |||||
ISIN | Agenda | 932702827 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM B. OGDEN, IV* | For | For | ||||||
| 2 | R. PETER SULLIVAN III** | For | For | ||||||
| 3 | J.J. DALESSANDRO II** | For | For | ||||||
| 4 | JOHN C. MANEY*** | For | For | ||||||
Page 133 of 153
BIOGEN IDEC INC. | ||||||||
Security | 09062XBBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 31-May-2007 | ||||||
ISIN | Agenda | 932704299 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JAMES C. MULLEN | For | For | ||||||
| 2 | BRUCE R. ROSS | For | For | ||||||
| 3 | MARIJN E. DEKKERS | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 134 of 153
ROYAL CARIBBEAN CRUISES LTD. | ||||||||
Security | V7780T103 | Meeting Type | Annual | |||||
Ticker Symbol | RCL | Meeting Date | 31-May-2007 | |||||
ISIN | Agenda | 932711840 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | WILLIAM L. KIMSEY | For | For | ||||||
| 2 | GERT W. MUNTHE | For | For | ||||||
| 3 | THOMAS J. PRITZKER | For | For | ||||||
| 4 | BERNT REITAN | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 135 of 153
CERADYNE, INC. | ||||||||
Security | 156710105 | Meeting Type | Annual | |||||
Ticker Symbol | CRDN | Meeting Date | 04-Jun-2007 | |||||
ISIN | Agenda | 932699195 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOEL P. MOSKOWITZ | For | For | ||||||
| 2 | RICHARD A. ALLIEGRO | For | For | ||||||
| 3 | FRANK EDELSTEIN | For | For | ||||||
| 4 | RICHARD A. KERTSON | For | For | ||||||
| 5 | WILLIAM C. LACOURSE | For | For | ||||||
| 6 | MILTON L. LOHR | For | For | ||||||
| 02 | Miscellaneous Corporate Governance | Management | For | For | |||||
Page 136 of 153
NATIONAL OILWELL VARCO, INC. | ||||||||
Security | 637071OIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 05-Jun-2007 | ||||||
ISIN | Agenda | 932695058 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | BEN A. GUILL | For | For | ||||||
| 2 | ROGER L. JARVIS | For | For | ||||||
| 3 | ERIC L. MATTSON | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 137 of 153
NABORS INDUSTRIES LTD. | ||||||||
Security | G6359FOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 05-Jun-2007 | ||||||
ISIN | Agenda | 932715026 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | ALEXANDER M. KNASTER | For | For | ||||||
| 2 | JAMES L. PAYNE | For | For | ||||||
| 3 | HANS W. SCHMIDT | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||
Page 138 of 153
BLACKBOARD INC. | ||||||||
Security | 091935502 | Meeting Type | Annual | |||||
Ticker Symbol | BBBB | Meeting Date | 07-Jun-2007 | |||||
ISIN | Agenda | 932702790 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | FRANK GATTI | For | For | ||||||
| 2 | MATTHEW PITTINSKY | For | For | ||||||
| 3 | BETH KAPLAN | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 139 of 153
MASTERCARD INCORPORATED | ||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||
Ticker Symbol | MA | Meeting Date | 07-Jun-2007 | |||||
ISIN | Agenda | 932703540 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | NANCY J. KARCH | For | For | ||||||
| 2 | EDWARD SUNING TIAN | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Approve Charter Amendment | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 140 of 153
GLOBALSANTAFE CORPORATION | ||||||||
Security | G3930EOIH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 07-Jun-2007 | ||||||
ISIN | Agenda | 932705912 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | EDWARD R. MULLER | For | For | ||||||
| 2 | JOHN L. WHITMIRE | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 141 of 153
LAS VEGAS SANDS CORP. | ||||||||
Security | 517834107 | Meeting Type | Annual | |||||
Ticker Symbol | LVS | Meeting Date | 07-Jun-2007 | |||||
ISIN | Agenda | 932713781 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | SHELDON G. ADELSON | For | For | ||||||
| 2 | IRWIN CHAFETZ | For | For | ||||||
| 3 | JAMES L. PURCELL | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 142 of 153
COUNTRYWIDE FINANCIAL CORPORATION | ||||||||
Security | 222372104 | Meeting Type | Annual | |||||
Ticker Symbol | CFC | Meeting Date | 13-Jun-2007 | |||||
ISIN | Agenda | 932701762 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | HENRY G. CISNEROS | For | For | ||||||
| 2 | ROBERT J. DONATO | For | For | ||||||
| 3 | HARLEY W. SNYDER | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||
Page 143 of 153
CATERPILLAR INC. | ||||||||
Security | 149123101 | Meeting Type | Annual | |||||
Ticker Symbol | CAT | Meeting Date | 13-Jun-2007 | |||||
ISIN | Agenda | 932706231 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN T. DILLON | For | For | ||||||
| 2 | JUAN GALLARDO | For | For | ||||||
| 3 | WILLIAM A. OSBORN | For | For | ||||||
| 4 | EDWARD B. RUST, JR. | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 03 | S/H Proposal - Separate Chairman/CEO | Shareholder | Against | For | |||||
| 04 | S/H Proposal - Corporate Governance | Shareholder | Against | For | |||||
Page 144 of 153
AFFYMETRIX, INC. | ||||||||
Security | 00826TBBH | Meeting Type | Annual | |||||
Ticker Symbol | Meeting Date | 13-Jun-2007 | ||||||
ISIN | Agenda | 932707980 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | STEPHEN P.A. FODOR, PHD | For | For | ||||||
| 2 | PAUL BERG, PH.D. | For | For | ||||||
| 3 | S.D. DESMOND-HELLMANN | For | For | ||||||
| 4 | JOHN D. DIEKMAN, PH.D. | For | For | ||||||
| 5 | VERNON R. LOUCKS, JR. | For | For | ||||||
| 6 | DAVID B. SINGER | For | For | ||||||
| 7 | ROBERT H. TRICE, PH.D. | For | For | ||||||
| 8 | ROBERT P. WAYMAN | For | For | ||||||
| 9 | JOHN A. YOUNG | For | For | ||||||
| 02 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 145 of 153
EBAY INC. | ||||||||
Security | 278642103 | Meeting Type | Annual | |||||
Ticker Symbol | EBAY | Meeting Date | 14-Jun-2007 | |||||
ISIN | Agenda | 932713844 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | PHILIPPE BOURGUIGNON | For | For | ||||||
| 2 | THOMAS J. TIERNEY | For | For | ||||||
| 3 | MARGARET C. WHITMAN | For | For | ||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | |||||
| 03 | Amend Stock Purchase Plan | Management | For | For | |||||
| 04 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
Page 146 of 153
ING GLOBAL EQ DIV & PREM OPPORTUNITY | ||||||||
Security | 45684E107 | Meeting Type | Annual | |||||
Ticker Symbol | IGD | Meeting Date | 14-Jun-2007 | |||||
ISIN | Agenda | 932715949 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | JOHN V. BOYER | For | For | ||||||
| 2 | PATRICIA W. CHADWICK | For | For | ||||||
| 3 | SHERYL K. PRESSLER | For | For | ||||||
Page 147 of 153
INFOSYS TECHNOLOGIES LIMITED | ||||||||
Security | 456788108 | Meeting Type | Annual | |||||
Ticker Symbol | INFY | Meeting Date | 22-Jun-2007 | |||||
ISIN | Agenda | 932738632 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Financial Statements | Management | No Action | |||
| 02 | Miscellaneous Corporate Actions | Management | No Action | |||
| 03 | Miscellaneous Corporate Governance | Management | No Action | |||
| 04 | Miscellaneous Corporate Governance | Management | No Action | |||
| 05 | Miscellaneous Corporate Governance | Management | No Action | |||
| 06 | Miscellaneous Corporate Governance | Management | No Action | |||
| 07 | Miscellaneous Corporate Governance | Management | No Action | |||
| 08 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 09 | Miscellaneous Corporate Governance | Management | No Action | |||
| 10 | Miscellaneous Corporate Governance | Management | No Action | |||
| 11 | Miscellaneous Corporate Governance | Management | No Action | |||
| 12 | Miscellaneous Corporate Governance | Management | No Action | |||
| 13 | Miscellaneous Corporate Governance | Management | No Action | |||
| 14 | Miscellaneous Corporate Governance | Management | No Action |
Page 148 of 153
TOYOTA MOTOR CORPORATION | ||||||||
Security | 892331307 | Meeting Type | Annual | |||||
Ticker Symbol | TM | Meeting Date | 22-Jun-2007 | |||||
ISIN | Agenda | 932739963 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Approve Allocation Of Dividends On Shares Held By Company | Management | No Action | |||
| 02 | Election of Directors (Majority Voting) | Management | No Action | |||
| 03 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 04 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 05 | Approve Acquisition Agreement | Management | No Action | |||
| 06 | Authorize Purchase Of Assets | Management | No Action | |||
| 07 | Amend Cash/Stock Bonus Plan | Management | No Action | |||
| 08 | Amend Cash/Stock Bonus Plan | Management | No Action |
Page 149 of 153
MACQUAIRE GLOBAL INFRASTRUCTURE TOTA | ||||||||
Security | 55608D101 | Meeting Type | Annual | |||||
Ticker Symbol | MGU | Meeting Date | 25-Jun-2007 | |||||
ISIN | Agenda | 932729215 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Election Of Directors | Management | |||||||
| 1 | THOMAS W. HUNERSEN | For | For | ||||||
Page 150 of 153
POLYMET MINING CORP. | |||||||||
Security | 731916102 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | PLM | Meeting Date | 27-Jun-2007 | ||||||
ISIN | Agenda | 932740120 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
| 01 | Fix Number Of Directors | Management | For | For | |||||
| 02 | Election Of Directors | Management | |||||||
| 1 | WILLIAM MURRAY | For | For | ||||||
| 2 | W. IAN L. FORREST | For | For | ||||||
| 3 | DAVID DREISINGER | For | For | ||||||
| 4 | GEORGE MOLYVIATIS | For | For | ||||||
| 5 | JAMES SWEARINGEN | For | For | ||||||
| 6 | WILLIAM CORNELIUSON | For | For | ||||||
| 03 | Ratify Appointment Of Independent Auditors | Management | For | For | |||||
| 04 | Approve Renumeration Of Directors And Auditors | Management | For | For | |||||
| 05 | Approve Stock Compensation Plan | Management | For | For | |||||
| 06 | Ratify Shareholder Rights Plan | Management | For | For | |||||
Page 151 of 153
OPEN JOINT STOCK CO VIMPEL-COMMUNICA | |||||||||
Security | 68370R109 | Meeting Type | Contested-Consent | ||||||
Ticker Symbol | VIP | Meeting Date | 29-Jun-2007 | ||||||
ISIN | Agenda | 932730561 - Management | |||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 01 | Miscellaneous Corporate Governance | Management | No Action | |||
| 02 | Miscellaneous Corporate Governance | Management | No Action | |||
| 03 | Miscellaneous Corporate Governance | Management | No Action | |||
| 05 | Miscellaneous Corporate Governance | Management | No Action | |||
| 06 | Ratify Appointment Of Independent Auditors | Management | No Action | |||
| 07 | Miscellaneous Corporate Governance | Management | No Action |
Page 152 of 153
OPEN JOINT STOCK CO VIMPEL-COMMUNICA | ||||||||
Security | 68370R109 | Meeting Type | Annual | |||||
Ticker Symbol | VIP | Meeting Date | 29-Jun-2007 | |||||
ISIN | Agenda | 932736260 - Management | ||||||
Item | Proposal | Type | Vote | For/Against Management | ||
| 4A | Miscellaneous Corporate Governance | Management | No Action | |||
| 4B | Miscellaneous Corporate Governance | Management | No Action | |||
| 4C | Miscellaneous Corporate Governance | Management | No Action | |||
| 4D | Miscellaneous Corporate Governance | Management | No Action | |||
| 4E | Miscellaneous Corporate Governance | Management | No Action | |||
| 4F | Miscellaneous Corporate Governance | Management | No Action | |||
| 4G | Miscellaneous Corporate Governance | Management | No Action | |||
| 4H | Miscellaneous Corporate Governance | Management | No Action | |||
| 4I | Miscellaneous Corporate Governance | Management | No Action | |||
| 4J | Miscellaneous Corporate Governance | Management | No Action |
Page 153 of 153
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Markman MultiFund Trust
| By (Signatures and Title)* | /s/ Robert J. Markman |
| Robert J. Markman, President |
Date: July 27, 2007
| By (Signatures and Title)* | /s/ Robert J. Markman |
| Robert J. Markman, Chief Executive Officer |
Date: July 27, 2007
*Print the name and title of each signing officer under his or her signature.