UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8820
Markman MultiFund Trust
(Exact name of registrant as specified in charter)
6600 France Avenue South, Edina, Minnesota 55435
(Address of principal executive offices) (Zip code)
Robert J. Markman, 6600 France Avenue South, Edina, Minnesota 55435
(Name and address of agent for service)
Registrant’s telephone number, including area code: (952) 920-4848
Date of fiscal year end: 12/31
Date of reporting period: 7/1/08 – 6/30/09
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
Investment Company Report
| RESEARCH IN MOTION LIMITED | |||||||||||||
| Security | 760975102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RIMM | Meeting Date | 15-Jul-2008 | ||||||||||
| ISIN | CA7609751028 | Agenda | 932925639 - Management | ||||||||||
| Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Election of Directors (Full Slate) | Management | For | For | |||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| THE GROWTH FUND OF AMERICA, INC. | ||||||||||||||
| Security | 399874403 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GFAFX | Meeting Date | 07-Aug-2008 | |||||||||||
| ISIN | US3998744037 | Agenda | 932929411 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1C | Election of Directors | Management | ||||||||||||
| 1 | MR. RONALD P. BADIE | For | For | |||||||||||
| 2 | MR. JOSEPH C. BERENATO | For | For | |||||||||||
| 3 | MS. LOUISE H. BRYSON | For | For | |||||||||||
| 4 | MR. ROBERT J. DENISON | For | For | |||||||||||
| 5 | MR. ROBERT A. FOX | For | For | |||||||||||
| 6 | MS. LEONADE D. JONES | For | For | |||||||||||
| 7 | PROF. JOHN G. MCDONALD | For | For | |||||||||||
| 8 | MS. GAIL L. NEALE | For | For | |||||||||||
| 9 | MR. DONALD D. O'NEAL | For | For | |||||||||||
| 10 | MR. HENRY E. RIGGS | For | For | |||||||||||
| 11 | MR. JAMES F. ROTHENBERG | For | For | |||||||||||
| 12 | DR. PATRICIA K. WOOLF | For | For | |||||||||||
| THE GROWTH FUND OF AMERICA, INC. | ||||||||||||||
| Security | 399874106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGTHX | Meeting Date | 07-Aug-2008 | |||||||||||
| ISIN | US3998741066 | Agenda | 932929411 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1C | Election of Directors | Management | ||||||||||||
| 1 | MR. RONALD P. BADIE | For | For | |||||||||||
| 2 | MR. JOSEPH C. BERENATO | For | For | |||||||||||
| 3 | MS. LOUISE H. BRYSON | For | For | |||||||||||
| 4 | MR. ROBERT J. DENISON | For | For | |||||||||||
| 5 | MR. ROBERT A. FOX | For | For | |||||||||||
| 6 | MS. LEONADE D. JONES | For | For | |||||||||||
| 7 | PROF. JOHN G. MCDONALD | For | For | |||||||||||
| 8 | MS. GAIL L. NEALE | For | For | |||||||||||
| 9 | MR. DONALD D. O'NEAL | For | For | |||||||||||
| 10 | MR. HENRY E. RIGGS | For | For | |||||||||||
| 11 | MR. JAMES F. ROTHENBERG | For | For | |||||||||||
| 12 | DR. PATRICIA K. WOOLF | For | For | |||||||||||
| PROUROCARE MEDICAL INC. | ||||||||||||||
| Security | 74373C206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PUMD | Meeting Date | 12-Aug-2008 | |||||||||||
| ISIN | US74373C2061 | Agenda | 932938511 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | RICHARD C. CARLSON | Withheld | Against | |||||||||||
| 2 | DAVID F. KOENIG | Withheld | Against | |||||||||||
| 3 | ROBERT J. RUDELIUS | Withheld | Against | |||||||||||
| 4 | SCOTT E. SMITH | Withheld | Against | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Abstain | Against | ||||||||||
| CME GROUP | ||||||||||||||
| Security | 12572Q105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CME | Meeting Date | 18-Aug-2008 | |||||||||||
| ISIN | US12572Q1058 | Agenda | 932938232 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Fix Number of Directors and Elect | Management | For | For | ||||||||||
| 02 | Approve Merger Agreement | Management | For | For | ||||||||||
| 03 | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||
| CME GROUP | ||||||||||||||
| Security | 12572Q105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CME | Meeting Date | 18-Aug-2008 | |||||||||||
| ISIN | US12572Q1058 | Agenda | 932939018 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 02 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 03 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| MECHEL OAO | ||||||||||||||
| Security | 583840103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MTL | Meeting Date | 03-Sep-2008 | |||||||||||
| ISIN | US5838401033 | Agenda | 932948461 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| KNIGHTSBRIDGE TANKERS LIMITED | ||||||||||||||
| Security | G5299G106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLCCF | Meeting Date | 19-Sep-2008 | |||||||||||
| ISIN | BMG5299G1069 | Agenda | 932943182 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | OLA LORENTZON | For | For | |||||||||||
| 2 | DOUGLAS C. WOLCOTT | For | For | |||||||||||
| 3 | DAVID M. WHITE | For | For | |||||||||||
| 4 | HANS PETTER AAS | For | For | |||||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||
| 03 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||
| Security | 881624209 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TEVA | Meeting Date | 25-Sep-2008 | |||||||||||
| ISIN | US8816242098 | Agenda | 932949398 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| THE MOSAIC COMPANY | ||||||||||||||
| Security | 61945A107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOS | Meeting Date | 09-Oct-2008 | |||||||||||
| ISIN | US61945A1079 | Agenda | 932948966 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | DAVID B. MATHIS | For | For | |||||||||||
| 2 | JAMES L. POPOWICH | For | For | |||||||||||
| 3 | JAMES T. PROKOPANKO | For | For | |||||||||||
| 4 | STEVEN M. SEIBERT | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PG | Meeting Date | 14-Oct-2008 | |||||||||||
| ISIN | US7427181091 | Agenda | 932946556 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | KENNETH I. CHENAULT | For | For | |||||||||||
| 2 | SCOTT D. COOK | For | For | |||||||||||
| 3 | RAJAT K. GUPTA | For | For | |||||||||||
| 4 | A.G. LAFLEY | For | For | |||||||||||
| 5 | CHARLES R. LEE | For | For | |||||||||||
| 6 | LYNN M. MARTIN | For | For | |||||||||||
| 7 | W. JAMES MCNERNEY, JR. | For | For | |||||||||||
| 8 | JOHNATHAN A. RODGERS | For | For | |||||||||||
| 9 | RALPH SNYDERMAN, M.D. | For | For | |||||||||||
| 10 | MARGARET C. WHITMAN | For | For | |||||||||||
| 11 | PATRICIA A. WOERTZ | For | For | |||||||||||
| 12 | ERNESTO ZEDILLO | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Eliminate Cumulative Voting | Management | For | For | ||||||||||
| 04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Special | |||||||||||
| Ticker Symbol | V | Meeting Date | 14-Oct-2008 | |||||||||||
| ISIN | US92826C8394 | Agenda | 932951735 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Charter Amendment | Management | For | For | ||||||||||
| MECHEL OAO | ||||||||||||||
| Security | 583840103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MTL | Meeting Date | 27-Oct-2008 | |||||||||||
| ISIN | US5838401033 | Agenda | 932962396 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Miscellaneous Corporate Actions | Management | No Action | |||||||||||
| 02 | Miscellaneous Corporate Actions | Management | No Action | |||||||||||
| DIGITAL ANGEL CORP | ||||||||||||||
| Security | 25383A101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DIGA | Meeting Date | 30-Oct-2008 | |||||||||||
| ISIN | US25383A1016 | Agenda | 932957573 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Reverse Stock Split | Management | For | For | ||||||||||
| 02 | Authorize Common Stock Increase | Management | For | For | ||||||||||
| WESTERN DIGITAL CORPORATION | ||||||||||||||
| Security | 958102105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WDC | Meeting Date | 06-Nov-2008 | |||||||||||
| ISIN | US9581021055 | Agenda | 932957864 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Special | |||||||||||
| Ticker Symbol | V | Meeting Date | 16-Dec-2008 | |||||||||||
| ISIN | US92826C8394 | Agenda | 932975709 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| MONSANTO COMPANY | ||||||||||||||
| Security | 61166W101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MON | Meeting Date | 14-Jan-2009 | |||||||||||
| ISIN | US61166W1018 | Agenda | 932980534 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 25-Feb-2009 | |||||||||||
| ISIN | US0378331005 | Agenda | 932989760 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WILLIAM V. CAMPBELL | For | For | |||||||||||
| 2 | MILLARD S. DREXLER | For | For | |||||||||||
| 3 | ALBERT A. GORE, JR. | For | For | |||||||||||
| 4 | STEVEN P. JOBS | For | For | |||||||||||
| 5 | ANDREA JUNG | For | For | |||||||||||
| 6 | A.D. LEVINSON, PH.D. | For | For | |||||||||||
| 7 | ERIC E. SCHMIDT, PH.D. | For | For | |||||||||||
| 8 | JEROME B. YORK | For | For | |||||||||||
| 02 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||
| 03 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| FRANKLIN RESOURCES, INC. | ||||||||||||||
| Security | 354613101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BEN | Meeting Date | 11-Mar-2009 | |||||||||||
| ISIN | US3546131018 | Agenda | 932991311 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| HEICO CORPORATION | ||||||||||||||
| Security | 422806109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HEI | Meeting Date | 27-Mar-2009 | |||||||||||
| ISIN | US4228061093 | Agenda | 933000490 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | SAMUEL L. HIGGINBOTTOM | For | For | |||||||||||
| 2 | MARK H. HILDEBRANDT | For | For | |||||||||||
| 3 | WOLFGANG MAYRHUBER | For | For | |||||||||||
| 4 | ERIC A. MENDELSON | For | For | |||||||||||
| 5 | LAURANS A. MENDELSON | For | For | |||||||||||
| 6 | VICTOR H. MENDELSON | For | For | |||||||||||
| 7 | ALBERT MORRISON, JR. | For | For | |||||||||||
| 8 | DR. ALAN SCHRIESHEIM | For | For | |||||||||||
| 9 | FRANK J. SCHWITTER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TROW | Meeting Date | 08-Apr-2009 | |||||||||||
| ISIN | US74144T1088 | Agenda | 933001961 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||
| PIMCO CORPORATE OPPORTUNITY FUND | ||||||||||||||
| Security | 72201B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PTY | Meeting Date | 14-Apr-2009 | |||||||||||
| ISIN | US72201B1017 | Agenda | 933013384 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| I | Election of Directors | Management | ||||||||||||
| 1 | PAUL BELICA | For | For | |||||||||||
| 2 | JOHN C. MANEY | For | For | |||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | V | Meeting Date | 21-Apr-2009 | |||||||||||
| ISIN | US92826C8394 | Agenda | 933002456 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| INTUITIVE SURGICAL, INC. | ||||||||||||||
| Security | 46120E602 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISRG | Meeting Date | 22-Apr-2009 | |||||||||||
| ISIN | US46120E6023 | Agenda | 933006808 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | GARY S. GUTHART | For | For | |||||||||||
| 2 | MARK J. RUBASH | For | For | |||||||||||
| 3 | LONNIE M. SMITH | For | For | |||||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
| Security | 14040H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COF | Meeting Date | 23-Apr-2009 | |||||||||||
| ISIN | US14040H1059 | Agenda | 933008371 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | Against | Against | ||||||||||
| 04 | Amend Cash/Stock Bonus Plan | Management | Against | Against | ||||||||||
| AT&T INC. | ||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | T | Meeting Date | 24-Apr-2009 | |||||||||||
| ISIN | US00206R1023 | Agenda | 933004195 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1O | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Authorize Common Stock Increase | Management | For | For | ||||||||||
| 04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
| 06 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||
| 07 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||||||||
| 08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 09 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 29-Apr-2009 | |||||||||||
| ISIN | US6174464486 | Agenda | 933024301 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||
| 03 | Miscellaneous Corporate Governance | Management | Against | Against | ||||||||||
| 04 | Approve Stock Compensation Plan | Management | Against | Against | ||||||||||
| 05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
| 06 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||
| Security | 084670207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRKB | Meeting Date | 02-May-2009 | |||||||||||
| ISIN | US0846702076 | Agenda | 933011049 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WARREN E. BUFFETT | Withheld | Against | |||||||||||
| 2 | CHARLES T. MUNGER | Withheld | Against | |||||||||||
| 3 | HOWARD G. BUFFETT | Withheld | Against | |||||||||||
| 4 | SUSAN L. DECKER | Withheld | Against | |||||||||||
| 5 | WILLIAM H. GATES III | Withheld | Against | |||||||||||
| 6 | DAVID S. GOTTESMAN | Withheld | Against | |||||||||||
| 7 | CHARLOTTE GUYMAN | Withheld | Against | |||||||||||
| 8 | DONALD R. KEOUGH | Withheld | Against | |||||||||||
| 9 | THOMAS S. MURPHY | Withheld | Against | |||||||||||
| 10 | RONALD L. OLSON | Withheld | Against | |||||||||||
| 11 | WALTER SCOTT, JR. | Withheld | Against | |||||||||||
| 02 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||
| JOHN HANCOCK CAPITAL SERIES | ||||||||||||||
| Security | 409902830 | Meeting Type | Special | |||||||||||
| Ticker Symbol | USGLX | Meeting Date | 05-May-2009 | |||||||||||
| ISIN | US4099028304 | Agenda | 932998997 - Opposition | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JAMES R. BOYLE | For | * | |||||||||||
| 2 | JOHN G. VRYSEN | For | * | |||||||||||
| 3 | JAMES F. CARLIN | For | * | |||||||||||
| 4 | WILLIAM H. CUNNINGHAM | For | * | |||||||||||
| 5 | DEBORAH JACKSON | For | * | |||||||||||
| 6 | CHARLES L. LADNER | For | * | |||||||||||
| 7 | STANLEY MARTIN | For | * | |||||||||||
| 8 | PATTI MCGILL PETERSON | For | * | |||||||||||
| 9 | JOHN A. MOORE | For | * | |||||||||||
| 10 | STEVEN R. PRUCHANSKY | For | * | |||||||||||
| 11 | GREGORY A. RUSSO | For | * | |||||||||||
| 02 | Approve Investment Advisory Agreement | Management | For | * | ||||||||||
| 3A | Amend Investment Policy | Management | For | * | ||||||||||
| 3C | Amend Investment Policy | Management | For | * | ||||||||||
| 3D | Amend Investment Policy | Management | For | * | ||||||||||
| 3E | Amend Investment Policy | Management | For | * | ||||||||||
| 3F | Amend Investment Policy | Management | For | * | ||||||||||
| 04 | Amend Investment Policy | Management | For | * | ||||||||||
| 05 | Miscellaneous Corporate Actions | Management | For | * | ||||||||||
| 06 | Approve Merger Agreement | Management | For | * | ||||||||||
| *Management Position Unknown | ||||||||||||||
| THE MANITOWOC COMPANY, INC. | ||||||||||||||
| Security | 563571108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTW | Meeting Date | 05-May-2009 | |||||||||||
| ISIN | US5635711089 | Agenda | 933018043 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | CYNTHIA M. EGNOTOVICH | For | For | |||||||||||
| 2 | JAMES L. PACKARD | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| LINN ENERGY LLC | ||||||||||||||
| Security | 536020100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LINE | Meeting Date | 05-May-2009 | |||||||||||
| ISIN | US5360201009 | Agenda | 933035176 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | MICHAEL C. LINN | For | For | |||||||||||
| 2 | GEORGE A. ALCORN | For | For | |||||||||||
| 3 | TERRENCE S. JACOBS | For | For | |||||||||||
| 4 | JEFFREY C. SWOVELAND | For | For | |||||||||||
| 5 | JOSEPH P. MCCOY | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| PEPSICO, INC. | ||||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PEP | Meeting Date | 06-May-2009 | |||||||||||
| ISIN | US7134481081 | Agenda | 933014906 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| 04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Board Independence | Shareholder | Against | For | ||||||||||
| 06 | S/H Proposal - Research Renewable Energy | Shareholder | Against | For | ||||||||||
| 07 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||
| WINDSTREAM CORPORATION | ||||||||||||||
| Security | 97381W104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WIN | Meeting Date | 06-May-2009 | |||||||||||
| ISIN | US97381W1045 | Agenda | 933018649 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | CAROL B. ARMITAGE | For | For | |||||||||||
| 2 | SAMUEL E. BEALL, III | For | For | |||||||||||
| 3 | DENNIS E. FOSTER | For | For | |||||||||||
| 4 | FRANCIS X. FRANTZ | For | For | |||||||||||
| 5 | JEFFERY R. GARDNER | For | For | |||||||||||
| 6 | JEFFREY T. HINSON | For | For | |||||||||||
| 7 | JUDY K. JONES | For | For | |||||||||||
| 8 | WILLIAM A. MONTGOMERY | For | For | |||||||||||
| 9 | FRANK E. REED | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 3 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 4 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| HATTERAS FINANCIAL CORP. | ||||||||||||||
| Security | 41902R103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HTS | Meeting Date | 06-May-2009 | |||||||||||
| ISIN | US41902R1032 | Agenda | 933021723 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | MICHAEL R. HOUGH | For | For | |||||||||||
| 2 | BENJAMIN M. HOUGH | For | For | |||||||||||
| 3 | DAVID W. BERSON | For | For | |||||||||||
| 4 | IRA G. KAWALLER | For | For | |||||||||||
| 5 | JEFFREY D. MILLER | For | For | |||||||||||
| 6 | THOMAS D. WREN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| GILEAD SCIENCES, INC. | ||||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GILD | Meeting Date | 06-May-2009 | |||||||||||
| ISIN | US3755581036 | Agenda | 933024248 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | PAUL BERG | For | For | |||||||||||
| 2 | JOHN F. COGAN | For | For | |||||||||||
| 3 | ETIENNE F. DAVIGNON | For | For | |||||||||||
| 4 | JAMES M. DENNY | For | For | |||||||||||
| 5 | CARLA A. HILLS | For | For | |||||||||||
| 6 | JOHN W. MADIGAN | For | For | |||||||||||
| 7 | JOHN C. MARTIN | For | For | |||||||||||
| 8 | GORDON E. MOORE | For | For | |||||||||||
| 9 | NICHOLAS G. MOORE | For | For | |||||||||||
| 10 | RICHARD J. WHITLEY | For | For | |||||||||||
| 11 | GAYLE E. WILSON | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| GOOGLE INC. | ||||||||||||||
| Security | 38259P508 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOG | Meeting Date | 07-May-2009 | |||||||||||
| ISIN | US38259P5089 | Agenda | 933017178 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ERIC SCHMIDT | For | For | |||||||||||
| 2 | SERGEY BRIN | For | For | |||||||||||
| 3 | LARRY PAGE | For | For | |||||||||||
| 4 | L. JOHN DOERR | For | For | |||||||||||
| 5 | JOHN L. HENNESSY | For | For | |||||||||||
| 6 | ARTHUR D. LEVINSON | For | For | |||||||||||
| 7 | ANN MATHER | For | For | |||||||||||
| 8 | PAUL S. OTELLINI | For | For | |||||||||||
| 9 | K. RAM SHRIRAM | For | For | |||||||||||
| 10 | SHIRLEY M. TILGHMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Option Plan | Management | For | For | ||||||||||
| 04 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 06 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VZ | Meeting Date | 07-May-2009 | |||||||||||
| ISIN | US92343V1044 | Agenda | 933018017 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Miscellaneous Compensation Plans | Management | For | For | ||||||||||
| 04 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 05 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 06 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 07 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
| 08 | S/H Proposal - Separate Chairman/Coe | Shareholder | Against | For | ||||||||||
| 09 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||
| 10 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
| Security | 38141G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GS | Meeting Date | 08-May-2009 | |||||||||||
| ISIN | US38141G1040 | Agenda | 933037322 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||
| 03 | Miscellaneous Compensation Plans | Management | Against | Against | ||||||||||
| 04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 07 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||
| CME GROUP | ||||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CME | Meeting Date | 13-May-2009 | |||||||||||
| ISIN | US12572Q1058 | Agenda | 933026999 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | DENNIS H. CHOOKASZIAN | For | For | |||||||||||
| 2 | ROBERT F. CORVINO | For | For | |||||||||||
| 3 | LARRY G. GERDES | For | For | |||||||||||
| 4 | DANIEL R. GLICKMAN | For | For | |||||||||||
| 5 | JAMES E. OLIFF | For | For | |||||||||||
| 6 | JOHN L. PIETRZAK | For | For | |||||||||||
| 7 | ALEX J. POLLOCK | For | For | |||||||||||
| 8 | WILLIAM R. SHEPARD | For | For | |||||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| AIRCASTLE LTD. | ||||||||||||||
| Security | G0129K104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AYR | Meeting Date | 13-May-2009 | |||||||||||
| ISIN | BMG0129K1045 | Agenda | 933035241 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | WESLEY R. EDENS | For | For | |||||||||||
| 2 | PETER V. UEBERROTH | For | For | |||||||||||
| 2 | Receive Consolidated Financial Statements | Management | For | For | ||||||||||
| 3 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||
| Security | 74834L100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DGX | Meeting Date | 14-May-2009 | |||||||||||
| ISIN | US74834L1008 | Agenda | 933066676 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| ALTRIA GROUP, INC. | ||||||||||||||
| Security | 02209S103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MO | Meeting Date | 19-May-2009 | |||||||||||
| ISIN | US02209S1033 | Agenda | 933037170 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Tobacco | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||
| 06 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||||||||
| 07 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 08 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||||
| Security | 780259206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RDSA | Meeting Date | 19-May-2009 | |||||||||||
| ISIN | US7802592060 | Agenda | 933062882 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||
| 02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||
| 03 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 04 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 05 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 06 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 07 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 08 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 09 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 11 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 12 | Increase Share Capital | Management | For | For | ||||||||||
| 13 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | ||||||||||
| 14 | Authorize Directors to Repurchase Shares | Management | For | For | ||||||||||
| 15 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||||
| Security | 780259107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RDSB | Meeting Date | 19-May-2009 | |||||||||||
| ISIN | US7802591070 | Agenda | 933062882 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||
| 02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||
| 03 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 04 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 05 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 06 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 07 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 08 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 09 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 11 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 12 | Increase Share Capital | Management | For | For | ||||||||||
| 13 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | ||||||||||
| 14 | Authorize Directors to Repurchase Shares | Management | For | For | ||||||||||
| 15 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| WELLPOINT, INC. | ||||||||||||||
| Security | 94973V107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WLP | Meeting Date | 20-May-2009 | |||||||||||
| ISIN | US94973V1070 | Agenda | 933031255 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| MEDCO HEALTH SOLUTIONS, INC. | ||||||||||||||
| Security | 58405U102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MHS | Meeting Date | 21-May-2009 | |||||||||||
| ISIN | US58405U1025 | Agenda | 933037358 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| COVENTRY HEALTH CARE, INC. | ||||||||||||||
| Security | 222862104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVH | Meeting Date | 21-May-2009 | |||||||||||
| ISIN | US2228621049 | Agenda | 933047044 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 2 | Amend Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| 3 | Amend Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| 4 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| STEEL DYNAMICS, INC. | ||||||||||||||
| Security | 858119100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STLD | Meeting Date | 21-May-2009 | |||||||||||
| ISIN | US8581191009 | Agenda | 933047664 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | KEITH E. BUSSE | For | For | |||||||||||
| 2 | MARK D. MILLETT | For | For | |||||||||||
| 3 | RICHARD P. TEETS, JR. | For | For | |||||||||||
| 4 | JOHN C. BATES | For | For | |||||||||||
| 5 | DR. FRANK D. BYRNE | For | For | |||||||||||
| 6 | PAUL B. EDGERLEY | For | For | |||||||||||
| 7 | RICHARD J. FREELAND | For | For | |||||||||||
| 8 | DR. JURGEN KOLB | For | For | |||||||||||
| 9 | JAMES C. MARCUCCILLI | For | For | |||||||||||
| 10 | JOSEPH D. RUFFOLO | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Transact Other Business | Management | For | For | ||||||||||
| CERNER CORPORATION | ||||||||||||||
| Security | 156782104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CERN | Meeting Date | 22-May-2009 | |||||||||||
| ISIN | US1567821046 | Agenda | 933059405 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | CLIFFORD W. ILLIG | For | For | |||||||||||
| 2 | WILLIAM B. NEAVES, PH.D | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| BIOMED REALTY TRUST, INC. | ||||||||||||||
| Security | 09063H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMR | Meeting Date | 27-May-2009 | |||||||||||
| ISIN | US09063H1077 | Agenda | 933042842 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | ALAN D. GOLD | For | For | |||||||||||
| 2 | BARBARA R. CAMBON | For | For | |||||||||||
| 3 | EDWARD A. DENNIS PH.D. | For | For | |||||||||||
| 4 | RICHARD I. GILCHRIST | For | For | |||||||||||
| 5 | GARY A. KREITZER | For | For | |||||||||||
| 6 | THEODORE D. ROTH | For | For | |||||||||||
| 7 | M. FAYE WILSON | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 3 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||
| Security | 416515104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HIG | Meeting Date | 27-May-2009 | |||||||||||
| ISIN | US4165151048 | Agenda | 933051524 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||
| 03 | Authorize Common Stock Increase | Management | Against | Against | ||||||||||
| 04 | Amend Employee Stock Purchase Plan | Management | Against | Against | ||||||||||
| BIG LOTS, INC. | ||||||||||||||
| Security | 089302103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BIG | Meeting Date | 28-May-2009 | |||||||||||
| ISIN | US0893021032 | Agenda | 933049543 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JEFFREY P. BERGER | For | For | |||||||||||
| 2 | STEVEN S. FISHMAN | For | For | |||||||||||
| 3 | PETER J. HAYES | For | For | |||||||||||
| 4 | DAVID T. KOLLAT | For | For | |||||||||||
| 5 | BRENDA J. LAUDERBACK | For | For | |||||||||||
| 6 | PHILIP E. MALLOTT | For | For | |||||||||||
| 7 | RUSSELL SOLT | For | For | |||||||||||
| 8 | JAMES R. TENER | For | For | |||||||||||
| 9 | DENNIS B. TISHKOFF | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||
| AMAZON.COM, INC. | ||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMZN | Meeting Date | 28-May-2009 | |||||||||||
| ISIN | US0231351067 | Agenda | 933053225 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| FIDELITY NATIONAL FINANCIAL, INC | ||||||||||||||
| Security | 31620R105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FNF | Meeting Date | 28-May-2009 | |||||||||||
| ISIN | US31620R1059 | Agenda | 933053302 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | FRANK P. WILLEY | For | For | |||||||||||
| 2 | WILLIE D. DAVIS | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| ANNALY CAPITAL MANAGEMENT, INC. | ||||||||||||||
| Security | 035710409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NLY | Meeting Date | 29-May-2009 | |||||||||||
| ISIN | US0357104092 | Agenda | 933055306 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | W. DENAHAN-NORRIS | For | For | |||||||||||
| 2 | MICHAEL HAYLON | For | For | |||||||||||
| 3 | DONNELL A. SEGALAS | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNH | Meeting Date | 02-Jun-2009 | |||||||||||
| ISIN | US91324P1021 | Agenda | 933031762 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 09-Jun-2009 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 933069862 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | RICHARD HAYTHORNTHWAITE | For | For | |||||||||||
| 2 | DAVID R. CARLUCCI | For | For | |||||||||||
| 3 | ROBERT W. SELANDER | For | For | |||||||||||
| 02 | Approve Charter Amendment | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| UAL CORPORATION | ||||||||||||||
| Security | 902549807 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UAUA | Meeting Date | 11-Jun-2009 | |||||||||||
| ISIN | US9025498075 | Agenda | 933073772 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | RICHARD J. ALMEIDA | For | For | |||||||||||
| 2 | MARY K. BUSH | For | For | |||||||||||
| 3 | W. JAMES FARRELL | For | For | |||||||||||
| 4 | WALTER ISAACSON | For | For | |||||||||||
| 5 | ROBERT D. KREBS | For | For | |||||||||||
| 6 | ROBERT S. MILLER | For | For | |||||||||||
| 7 | JAMES J. O'CONNOR | For | For | |||||||||||
| 8 | GLENN F. TILTON | For | For | |||||||||||
| 9 | DAVID J. VITALE | For | For | |||||||||||
| 10 | JOHN H. WALKER | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| KAYNE ANDERSON MLP INVESTMENT CO | ||||||||||||||
| Security | 486606106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KYN | Meeting Date | 16-Jun-2009 | |||||||||||
| ISIN | US4866061066 | Agenda | 933091085 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | KEVIN S. MCCARTHY | For | For | |||||||||||
| 02 | Authorize Sale of Assets | Management | For | For | ||||||||||
| DELTA AIR LINES, INC. | ||||||||||||||
| Security | 247361702 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAL | Meeting Date | 22-Jun-2009 | |||||||||||
| ISIN | US2473617023 | Agenda | 933080412 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||
| THORIUM POWER, LTD | ||||||||||||||
| Security | 885183103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | THPW | Meeting Date | 29-Jun-2009 | |||||||||||
| ISIN | US8851831037 | Agenda | 933091338 - Management | |||||||||||
| Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 1 | Election of Directors | Management | ||||||||||||
| 1 | SETH GRAE | For | For | |||||||||||
| 2 | THOMAS GRAHAM, JR. | For | For | |||||||||||
| 3 | VICTOR E. ALESSI | For | For | |||||||||||
| 4 | JACK D. LADD | For | For | |||||||||||
| 5 | DANIEL B. MAGRAW | For | For | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Markman MultiFund Trust
By (Signatures and Title)* /s/ Robert J. Markman
Robert J. Markman, President
Date: August 17, 2009
By (Signatures and Title)* /s/ Robert J. Markman
Robert J. Markman, Chief Executive Officer
Date: August 17, 2009
*Print the name and title of each signing officer under his or her signature.