UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-8820
Markman MultiFund Trust
(Exact name of registrant as specified in charter)
6600 France Avenue South, Edina, Minnesota 55435
(Address of principal executive offices) (Zip code)
Robert J. Markman, 6600 France Avenue South, Edina, Minnesota 55435
(Name and address of agent for service)
Registrant’s telephone number, including area code: (952) 920-4848
Date of fiscal year end: 12/31
Date of reporting period: 7/1/07 - 6/30/08
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
Investment Company Report
TIDEWATER INC. | ||||||||||||||
Security | 886423OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 12-Jul-2007 | ||||||||||||
ISIN | Agenda | 932742047 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | RICHARD T. DUMOULIN | For | For | |||||||||||
| 2 | J. WAYNE LEONARD | For | For | |||||||||||
| 3 | DEAN E. TAYLOR | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 1 of 117
Investment Company Report
DYNEGY INC. | ||||||||||||||
Security | 26817GUTH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 18-Jul-2007 | ||||||||||||
ISIN | Agenda | 932733252 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | DAVID W. BIEGLER | For | For | |||||||||||
| 2 | THOMAS D. CLARK, JR. | For | For | |||||||||||
| 3 | VICTOR E. GRIJALVA | For | For | |||||||||||
| 4 | PATRICIA A. HAMMICK | For | For | |||||||||||
| 5 | ROBERT C. OELKERS | For | For | |||||||||||
| 6 | GEORGE L. MAZANEC | For | For | |||||||||||
| 7 | WILLIAM L. TRUBECK | For | For | |||||||||||
| 8 | BRUCE A. WILLIAMSON | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 2 of 117
Investment Company Report
DREYFUS HIGH YIELD STRATEGIES FUND | ||||||||||||||
Security | 26200S101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHF | Meeting Date | 02-Aug-2007 | |||||||||||
ISIN | Agenda | 932748366 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JAMES M. FITZGIBBONS | For | For | |||||||||||
| 2 | ROSLYN M. WATSON | For | For | |||||||||||
08-Aug-2008
Page 3 of 117
Investment Company Report
QUALITY SYSTEMS, INC. | ||||||||||||||
Security | 747582104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QSII | Meeting Date | 08-Aug-2007 | |||||||||||
ISIN | Agenda | 932753850 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | PATRICK CLINE | For | For | |||||||||||
| 2 | IBRAHIM FAWZY | For | For | |||||||||||
| 3 | EDWIN HOFFMAN | For | For | |||||||||||
| 4 | AHMED HUSSEIN | For | For | |||||||||||
| 5 | VINCENT J. LOVE | For | For | |||||||||||
| 6 | RUSSELL PFLUEGER | For | For | |||||||||||
| 7 | STEVEN T. PLOCHOCKI | For | For | |||||||||||
| 8 | SHELDON RAZIN | For | For | |||||||||||
| 9 | LOUIS E. SILVERMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 4 of 117
Investment Company Report
PETROCHINA COMPANY LIMITED | |||||||||||||
Security | 71646E100 | Meeting Type | Special | ||||||||||
Ticker Symbol | PTR | Meeting Date | 10-Aug-2007 | ||||||||||
ISIN | Agenda | 932753076 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Issuance of Warrants | Management | For | For | |||||||||
| 02 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
08-Aug-2008
Page 5 of 117
Investment Company Report
BLACKROCK SR HIGH INCOME FD INC | ||||||||||||||
Security | 09255T109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARK | Meeting Date | 16-Aug-2007 | |||||||||||
ISIN | US09255T1097 | Agenda | 932749560 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | G.N. BECKWITH, III | For | For | |||||||||||
| 2 | RICHARD E. CAVANAGH | For | For | |||||||||||
| 3 | RICHARD S. DAVIS | For | For | |||||||||||
| 4 | KENT DIXON | For | For | |||||||||||
| 5 | FRANK J. FABOZZI | For | For | |||||||||||
| 6 | KATHLEEN F. FELDSTEIN | For | For | |||||||||||
| 7 | JAMES T. FLYNN | For | For | |||||||||||
| 8 | HENRY GABBAY | For | For | |||||||||||
| 9 | JERROLD B. HARRIS | For | For | |||||||||||
| 10 | R. GLENN HUBBARD | For | For | |||||||||||
| 11 | W. CARL KESTER | For | For | |||||||||||
| 12 | KAREN P. ROBARDS | For | For | |||||||||||
| 13 | ROBERT S. SALOMON, JR. | For | For | |||||||||||
08-Aug-2008
Page 6 of 117
Investment Company Report
EXTERRAN HOLDINGS INC. | ||||||||||||||
Security | 410768OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 16-Aug-2007 | ||||||||||||
ISIN | Agenda | 932752822 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Merger Agreement | Management | For | For | ||||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 04 | Election of Directors | Management | ||||||||||||
| 1 | I. JON BRUMLEY | For | For | |||||||||||
| 2 | TED COLLINS, JR. | For | For | |||||||||||
| 3 | MARGARET K. DORMAN | For | For | |||||||||||
| 4 | ROBERT R. FURGASON | For | For | |||||||||||
| 5 | VICTOR E. GRIJALVA | For | For | |||||||||||
| 6 | GORDON T. HALL | For | For | |||||||||||
| 7 | JOHN E. JACKSON | For | For | |||||||||||
| 8 | PETER H. KAMIN | For | For | |||||||||||
| 9 | WILLIAM C. PATE | For | For | |||||||||||
| 10 | STEPHEN M. PAZUK | For | For | |||||||||||
| 11 | L. ALI SHEIKH | For | For | |||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 7 of 117
Investment Company Report
HILTON HOTELS CORPORATION | |||||||||||||
Security | 432848109 | Meeting Type | Special | ||||||||||
Ticker Symbol | HLT | Meeting Date | 18-Sep-2007 | ||||||||||
ISIN | US4328481092 | Agenda | 932761453 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Merger Agreement | Management | For | For | |||||||||
| 02 | Approve Motion to Adjourn Meeting | Management | For | For | |||||||||
08-Aug-2008
Page 8 of 117
Investment Company Report
FEDEX CORPORATION | |||||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||||
Ticker Symbol | FDX | Meeting Date | 24-Sep-2007 | ||||||||||
ISIN | US31428X1063 | Agenda | 932763192 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1N | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Separate Chairman/Coe | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 9 of 117
Investment Company Report
AMERICAN CENTURY CAPITAL PORTFOLIOS INC. | ||||||||||||||
Security | 025076886 | Meeting Type | Special | |||||||||||
Ticker Symbol | REACX | Meeting Date | 25-Sep-2007 | |||||||||||
ISIN | US0250768860 | Agenda | 932692711 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JAMES E. STOWERS, JR. | For | For | |||||||||||
| 2 | JONATHAN S. THOMAS | For | For | |||||||||||
| 3 | THOMAS A. BROWN | For | For | |||||||||||
| 4 | ANDREA C. HALL | For | For | |||||||||||
| 5 | JAMES A. OLSON | For | For | |||||||||||
| 6 | DONALD H. PRATT | For | For | |||||||||||
| 7 | GALE E. SAYERS | For | For | |||||||||||
| 8 | M. JEANNINE STRANDJORD | For | For | |||||||||||
| 9 | TIMOTHY S. WEBSTER | For | For | |||||||||||
| 03 | Amend Investment Policy | Management | For | For | ||||||||||
08-Aug-2008
Page 10 of 117
Investment Company Report
KNIGHTSBRIDGE TANKERS LIMITED | ||||||||||||||
Security | G5299G106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLCCF | Meeting Date | 28-Sep-2007 | |||||||||||
ISIN | BMG5299G1069 | Agenda | 932766631 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | OLA LORENTZON | For | For | |||||||||||
| 2 | DOUGLAS C. WOLCOTT | For | For | |||||||||||
| 3 | DAVID M. WHITE | For | For | |||||||||||
| 4 | BJORN SJAASTAD | For | For | |||||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||
| 03 | Approve Charter Amendment | Management | For | For | ||||||||||
08-Aug-2008
Page 11 of 117
Investment Company Report
DELTA FINANCIAL CORPORATION | |||||||||||||
Security | 247918105 | Meeting Type | Special | ||||||||||
Ticker Symbol | DFC | Meeting Date | 04-Oct-2007 | ||||||||||
ISIN | US2479181057 | Agenda | 932770072 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Private Placement | Management | For | For | |||||||||
| 02 | Approve Private Placement | Management | For | For | |||||||||
08-Aug-2008
Page 12 of 117
Investment Company Report
ALKERMES, INC. | ||||||||||||||
Security | 01642TBBH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 09-Oct-2007 | ||||||||||||
ISIN | Agenda | 932758684 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | FLOYD E. BLOOM | For | For | |||||||||||
| 2 | ROBERT A. BREYER | For | For | |||||||||||
| 3 | GERALDINE HENWOOD | For | For | |||||||||||
| 4 | PAUL J. MITCHELL | For | For | |||||||||||
| 5 | RICHARD F. POPS | For | For | |||||||||||
| 6 | ALEXANDER RICH | For | For | |||||||||||
| 7 | DAVID A. BROECKER | For | For | |||||||||||
| 8 | MARK B. SKALETSKY | For | For | |||||||||||
| 9 | MICHAEL A. WALL | For | For | |||||||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Amend Restricted Stock Award Plan | Management | For | For | ||||||||||
| 04 | Amend Non-Employee Director Plan | Management | For | For | ||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 13 of 117
Investment Company Report
THE PROCTER & GAMBLE COMPANY | ||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2007 | |||||||||||
ISIN | US7427181091 | Agenda | 932766011 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | RAJAT K. GUPTA | For | For | |||||||||||
| 2 | A.G. LAFLEY | For | For | |||||||||||
| 3 | LYNN M. MARTIN | For | For | |||||||||||
| 4 | JOHNATHAN A. RODGERS | For | For | |||||||||||
| 5 | JOHN F. SMITH, JR. | For | For | |||||||||||
| 6 | RALPH SNYDERMAN, M.D. | For | For | |||||||||||
| 7 | MARGARET C. WHITMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 14 of 117
Investment Company Report
NEWS CORPORATION | ||||||||||||||
Security | 65248E203 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NWS | Meeting Date | 19-Oct-2007 | |||||||||||
ISIN | US65248E2037 | Agenda | 932771531 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | K. RUPERT MURDOCH | For | For | |||||||||||
| 2 | PETER L. BARNES | For | For | |||||||||||
| 3 | KENNETH E. COWLEY | For | For | |||||||||||
| 4 | DAVID F. DEVOE | For | For | |||||||||||
| 5 | VIET DINH | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Declassify Board | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 15 of 117
Investment Company Report
ARCELORMITTAL | |||||||||||||
Security | 03937E101 | Meeting Type | Special | ||||||||||
Ticker Symbol | MT | Meeting Date | 05-Nov-2007 | ||||||||||
ISIN | US03937E1010 | Agenda | 932781809 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Merger Agreement | Management | For | For | |||||||||
| 02 | Approve Discharge of Board and President | Management | For | For | |||||||||
08-Aug-2008
Page 16 of 117
Investment Company Report
MARSICO INVESTMENT FUND | |||||||||||||
Security | 573012309 | Meeting Type | Special | ||||||||||
Ticker Symbol | MXXIX | Meeting Date | 09-Nov-2007 | ||||||||||
ISIN | US5730123099 | Agenda | 932765829 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Investment Advisory Agreement | Management | For | For | |||||||||
08-Aug-2008
Page 17 of 117
Investment Company Report
GLOBALSANTAFE CORPORATION | |||||||||||||
Security | G3930EOIH | Meeting Type | Special | ||||||||||
Ticker Symbol | Meeting Date | 09-Nov-2007 | |||||||||||
ISIN | Agenda | 932778395 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Share Scheme | Management | For | For | |||||||||
| 02 | Share Scheme | Management | For | For | |||||||||
08-Aug-2008
Page 18 of 117
Investment Company Report
TRANSOCEAN INC. | |||||||||||||
Security | G90078OIH | Meeting Type | Special | ||||||||||
Ticker Symbol | Meeting Date | 09-Nov-2007 | |||||||||||
ISIN | Agenda | 932778636 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Share Scheme | Management | For | For | |||||||||
| 02 | Approve Merger Agreement | Management | For | For | |||||||||
| 03 | Fix Number of Directors and Elect | Management | For | For | |||||||||
08-Aug-2008
Page 19 of 117
Investment Company Report
CISCO SYSTEMS, INC. | |||||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CSCO | Meeting Date | 15-Nov-2007 | ||||||||||
ISIN | US17275R1023 | Agenda | 932774119 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | |||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 05 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 07 | S/H Proposal - Compensation Discussion and Analysis | Shareholder | Against | For | |||||||||
| 08 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 20 of 117
Investment Company Report
RS INVESTMENT TRUST | ||||||||||||||
Security | 74972H408 | Meeting Type | Special | |||||||||||
Ticker Symbol | RSPFX | Meeting Date | 20-Nov-2007 | |||||||||||
ISIN | US74972H4083 | Agenda | 932784095 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | K.R. FITZSIMMONS, JR. | For | For | |||||||||||
| 2 | C.C. MELVIN, JR. | For | For | |||||||||||
| 3 | GLORIA S. NELUND | For | For | |||||||||||
| 4 | TERRY R. OTTON | For | For | |||||||||||
08-Aug-2008
Page 21 of 117
Investment Company Report
BHP BILLITON LIMITED | |||||||||||||
Security | 088606108 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BHP | Meeting Date | 28-Nov-2007 | ||||||||||
ISIN | US0886061086 | Agenda | 932778270 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| 02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| 03 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 04 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 05 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 06 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 07 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 08 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 09 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 10 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 11 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 12 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 13 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 14 | Allot Securities | Management | For | For | |||||||||
| 15 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | |||||||||
| 16 | Authorize Purchase of Assets | Management | For | For | |||||||||
| 17A | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17B | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17C | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17D | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17E | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17F | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17G | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 17H | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 18 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 19 | Limit Annual Awards | Management | For | For | |||||||||
| 20 | Limit Annual Awards | Management | For | For | |||||||||
| 21 | Approve Article Amendments | Management | For | For | |||||||||
| 22 | Approve Article Amendments | Management | For | For | |||||||||
08-Aug-2008
Page 22 of 117
Investment Company Report
SASOL LIMITED | |||||||||||||
Security | 803866300 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SSL | Meeting Date | 30-Nov-2007 | ||||||||||
ISIN | US8038663006 | Agenda | 932787798 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Receive Consolidated Financial Statements | Management | No Action | ||||||||||
| 2A | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 2B | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 2C | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 2D | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 2E | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 03 | Election of Directors (Majority Voting) | Management | No Action | ||||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | No Action | ||||||||||
| 5S1 | Miscellaneous Corporate Actions | Management | No Action | ||||||||||
| 6S2 | Miscellaneous Corporate Actions | Management | No Action | ||||||||||
| 7S3 | Authorize Purchase of Assets | Management | No Action | ||||||||||
| 8O1 | Approve Remuneration of Directors and Auditors | Management | No Action | ||||||||||
08-Aug-2008
Page 23 of 117
Investment Company Report
CAMERON INTERNATIONAL CORPORATION | |||||||||||||
Security | 13342BOIH | Meeting Type | Special | ||||||||||
Ticker Symbol | Meeting Date | 07-Dec-2007 | |||||||||||
ISIN | Agenda | 932789463 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Authorize Common Stock Increase | Management | For | For | |||||||||
08-Aug-2008
Page 24 of 117
Investment Company Report
MANNING & NAPIER FUND INC. | ||||||||||||||
Security | 563821602 | Meeting Type | Special | |||||||||||
Ticker Symbol | EXEYX | Meeting Date | 17-Dec-2007 | |||||||||||
ISIN | Agenda | 932777622 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | B. REUBEN AUSPITZ | For | For | |||||||||||
| 2 | STEPHEN B. ASHLEY | For | For | |||||||||||
| 3 | PETER L. FABER | For | For | |||||||||||
| 4 | HARRIS H. RUSITZKY | For | For | |||||||||||
| 02 | Approve Investment Advisory Agreement | Management | For | For | ||||||||||
| 3A1 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A2 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A3 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A4 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A5 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A6 | Amend Investment Policy | Management | For | For | ||||||||||
| 3A7 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B1 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B2 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B3 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B4 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B5 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B6 | Amend Investment Policy | Management | For | For | ||||||||||
| 3B7 | Amend Investment Policy | Management | For | For | ||||||||||
| 3C1 | Amend Investment Policy | Management | For | For | ||||||||||
| 3C3 | Amend Investment Policy | Management | For | For | ||||||||||
| 3C4 | Amend Investment Policy | Management | For | For | ||||||||||
| 3C5 | Amend Investment Policy | Management | For | For | ||||||||||
| 3C6 | Amend Investment Policy | Management | For | For | ||||||||||
08-Aug-2008
Page 25 of 117
Investment Company Report
DIGITAL ANGEL CORPORATION | ||||||||||||||
Security | 253830103 | Meeting Type | Special | |||||||||||
Ticker Symbol | DOC | Meeting Date | 21-Dec-2007 | |||||||||||
ISIN | US2538301035 | Agenda | 932778989 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Merger Agreement | Management | For | For | ||||||||||
| 02 | Election of Directors | Management | ||||||||||||
| 1 | BARRY M. EDELSTEIN | For | For | |||||||||||
| 2 | SCOTT R. SILVERMAN | For | For | |||||||||||
| 3 | JOHN R. BLOCK | For | For | |||||||||||
| 4 | HOWARD S. WEINTRAUB PHD | For | For | |||||||||||
| 5 | MICHAEL S. ZARRIELLO | For | For | |||||||||||
| 03 | Stock Issuance | Management | For | For | ||||||||||
| 04 | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||
08-Aug-2008
Page 26 of 117
Investment Company Report
ZOLTEK COMPANIES, INC. | ||||||||||||||
Security | 98975W104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZOLT | Meeting Date | 30-Jan-2008 | |||||||||||
ISIN | US98975W1045 | Agenda | 932804114 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ZSOLT RUMY | For | For | |||||||||||
| 2 | CHARLES A. DILL | For | For | |||||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 27 of 117
Investment Company Report
FRANKLIN RESOURCES, INC. | ||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEN | Meeting Date | 31-Jan-2008 | |||||||||||
ISIN | US3546131018 | Agenda | 932802398 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | SAMUEL H. ARMACOST | For | For | |||||||||||
| 2 | CHARLES CROCKER | For | For | |||||||||||
| 3 | JOSEPH R. HARDIMAN | For | For | |||||||||||
| 4 | ROBERT D. JOFFE | For | For | |||||||||||
| 5 | CHARLES B. JOHNSON | For | For | |||||||||||
| 6 | GREGORY E. JOHNSON | For | For | |||||||||||
| 7 | RUPERT H. JOHNSON, JR. | For | For | |||||||||||
| 8 | THOMAS H. KEAN | For | For | |||||||||||
| 9 | CHUTTA RATNATHICAM | For | For | |||||||||||
| 10 | PETER M. SACERDOTE | For | For | |||||||||||
| 11 | LAURA STEIN | For | For | |||||||||||
| 12 | ANNE M. TATLOCK | For | For | |||||||||||
| 13 | LOUIS E. WOODWORTH | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
08-Aug-2008
Page 28 of 117
Investment Company Report
BJ SERVICES COMPANY | ||||||||||||||
Security | 055482OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 07-Feb-2008 | ||||||||||||
ISIN | Agenda | 932799084 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | L. WILLIAM HEILIGBRODT | For | For | |||||||||||
| 2 | JAMES L. PAYNE | For | For | |||||||||||
| 3 | J.W. STEWART | For | For | |||||||||||
| 02 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 29 of 117
Investment Company Report
RYDEX SERIES TRUST | |||||||||||||
Security | 783554603 | Meeting Type | Special | ||||||||||
Ticker Symbol | RYOCX | Meeting Date | 12-Feb-2008 | ||||||||||
ISIN | US7835546034 | Agenda | 932770919 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Investment Advisory Agreement | Management | For | For | |||||||||
08-Aug-2008
Page 30 of 117
Investment Company Report
RYDEX SERIES TRUST | ||||||||||||||
Security | 783554108 | Meeting Type | Special | |||||||||||
Ticker Symbol | RYNVX | Meeting Date | 12-Feb-2008 | |||||||||||
ISIN | US7835541084 | Agenda | 932770933 - Opposition | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Investment Advisory Agreement | Management | For | * | ||||||||||
*Management Position Unknown | ||||||||||||||
08-Aug-2008
Page 31 of 117
Investment Company Report
RYDEX SERIES TRUST | ||||||||||||||
Security | 783554827 | Meeting Type | Special | |||||||||||
Ticker Symbol | RYOIX | Meeting Date | 12-Feb-2008 | |||||||||||
ISIN | US7835548279 | Agenda | 932770945 - Opposition | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Approve Investment Advisory Agreement | Management | For | * | ||||||||||
*Management Position Unknown | ||||||||||||||
08-Aug-2008
Page 32 of 117
Investment Company Report
APPLE INC. | ||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AAPL | Meeting Date | 04-Mar-2008 | |||||||||||
ISIN | US0378331005 | Agenda | 932807273 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WILLIAM V. CAMPBELL | For | For | |||||||||||
| 2 | MILLARD S. DREXLER | For | For | |||||||||||
| 3 | ALBERT A. GORE, JR. | For | For | |||||||||||
| 4 | STEVEN P. JOBS | For | For | |||||||||||
| 5 | ANDREA JUNG | For | For | |||||||||||
| 6 | ARTHUR D. LEVINSON | For | For | |||||||||||
| 7 | ERIC E. SCHMIDT | For | For | |||||||||||
| 8 | JEROME B. YORK | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 33 of 117
Investment Company Report
TOLL BROTHERS, INC. | ||||||||||||||
Security | 889478103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOL | Meeting Date | 12-Mar-2008 | |||||||||||
ISIN | US8894781033 | Agenda | 932811905 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ROBERT I. TOLL | For | For | |||||||||||
| 2 | BRUCE E. TOLL | For | For | |||||||||||
| 3 | JOEL H. RASSMAN | For | For | |||||||||||
| 02 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Amend Non-Employee Director Plan | Management | For | For | ||||||||||
| 05 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| 06 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 34 of 117
Investment Company Report
STARBUCKS CORPORATION | |||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2008 | ||||||||||
ISIN | US8552441094 | Agenda | 932809455 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 35 of 117
Investment Company Report
STRATTON MONTHLY DIVIDEND SHARES, INC. | |||||||||||||
Security | 863147104 | Meeting Type | Special | ||||||||||
Ticker Symbol | STMDX | Meeting Date | 28-Mar-2008 | ||||||||||
ISIN | US8631471047 | Agenda | 932810977 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Investment Advisory Agreement | Management | For | For | |||||||||
08-Aug-2008
Page 36 of 117
Investment Company Report
ALLIANCE BERNSTEIN GLOBAL HIGH INCOME FD | ||||||||||||||
Security | 01879R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AWF | Meeting Date | 28-Mar-2008 | |||||||||||
ISIN | US01879R1068 | Agenda | 932818050 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WILLIAM H. FOULK, JR.* | For | For | |||||||||||
| 2 | D. JAMES GUZY* | For | For | |||||||||||
| 3 | JOHN H. DOBKIN* | For | For | |||||||||||
| 4 | GARRY L. MOODY** | For | For | |||||||||||
08-Aug-2008
Page 37 of 117
Investment Company Report
HEICO CORPORATION | ||||||||||||||
Security | 422806109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HEI | Meeting Date | 28-Mar-2008 | |||||||||||
ISIN | US4228061093 | Agenda | 932818288 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | SAMUEL L. HIGGINBOTTOM | For | For | |||||||||||
| 2 | WOLFGANG MAYRHUBER | For | For | |||||||||||
| 3 | ERIC A. MENDELSON | For | For | |||||||||||
| 4 | LAURANS A. MENDELSON | For | For | |||||||||||
| 5 | VICTOR H. MENDELSON | For | For | |||||||||||
| 6 | ALBERT MORRISON, JR. | For | For | |||||||||||
| 7 | JOSEPH W. PALLOT | For | For | |||||||||||
| 8 | DR. ALAN SCHRIESHEIM | For | For | |||||||||||
| 9 | FRANK J. SCHWITTER | For | For | |||||||||||
| 02 | Amend Stock Option Plan | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 38 of 117
Investment Company Report
PIMCO CORPORATE OPPORTUNITY FUND | ||||||||||||||
Security | 72201B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PTY | Meeting Date | 02-Apr-2008 | |||||||||||
ISIN | US72201B1017 | Agenda | 932820841 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | R. PETER SULLIVAN III | For | For | |||||||||||
08-Aug-2008
Page 39 of 117
Investment Company Report
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
Security | 806857OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2008 | ||||||||||||
ISIN | Agenda | 932819052 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | P. CAMUS | For | For | |||||||||||
| 2 | J.S. GORELICK | For | For | |||||||||||
| 3 | A. GOULD | For | For | |||||||||||
| 4 | T. ISAAC | For | For | |||||||||||
| 5 | N. KUDRYAVTSEV | For | For | |||||||||||
| 6 | A. LAJOUS | For | For | |||||||||||
| 7 | M.E. MARKS | For | For | |||||||||||
| 8 | D. PRIMAT | For | For | |||||||||||
| 9 | L.R. REIF | For | For | |||||||||||
| 10 | T.I. SANDVOLD | For | For | |||||||||||
| 11 | N. SEYDOUX | For | For | |||||||||||
| 12 | L.G. STUNTZ | For | For | |||||||||||
| 02 | Dividends | Management | For | For | ||||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 40 of 117
Investment Company Report
THE GOLDMAN SACHS GROUP, INC. | |||||||||||||
Security | 38141G104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | GS | Meeting Date | 10-Apr-2008 | ||||||||||
ISIN | US38141G1040 | Agenda | 932820358 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 41 of 117
Investment Company Report
U.S. BANCORP | |||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||
Ticker Symbol | USB | Meeting Date | 15-Apr-2008 | ||||||||||
ISIN | US9029733048 | Agenda | 932820310 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 42 of 117
Investment Company Report
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||||||
Security | 744573UTH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2008 | ||||||||||||
ISIN | Agenda | 932821792 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | CONRAD K. HARPER | For | For | |||||||||||
| 2 | SHIRLEY ANN JACKSON | For | For | |||||||||||
| 3 | THOMAS A. RENYI | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Allow Shareholders to Nominate Directors | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Allow Shareholders to Nominate Directors | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 43 of 117
Investment Company Report
INTUITIVE SURGICAL, INC. | ||||||||||||||
Security | 46120E602 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ISRG | Meeting Date | 18-Apr-2008 | |||||||||||
ISIN | US46120E6023 | Agenda | 932820423 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ROBERT W. DUGGAN | For | For | |||||||||||
| 2 | FLOYD D. LOOP | For | For | |||||||||||
| 3 | GEORGE STALK JR | For | For | |||||||||||
08-Aug-2008
Page 44 of 117
Investment Company Report
GRANT PRIDECO, INC. | |||||||||||||
Security | 38821GOIH | Meeting Type | Special | ||||||||||
Ticker Symbol | Meeting Date | 21-Apr-2008 | |||||||||||
ISIN | Agenda | 932842518 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Reorganization Plan | Management | For | For | |||||||||
08-Aug-2008
Page 45 of 117
Investment Company Report
CARNIVAL CORPORATION | ||||||||||||||
Security | 143658300 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCL | Meeting Date | 22-Apr-2008 | |||||||||||
ISIN | PA1436583006 | Agenda | 932819836 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | MICKY ARISON | For | For | |||||||||||
| 2 | AMBASSADOR R G CAPEN JR | For | For | |||||||||||
| 3 | ROBERT H. DICKINSON | For | For | |||||||||||
| 4 | ARNOLD W. DONALD | For | For | |||||||||||
| 5 | PIER LUIGI FOSCHI | For | For | |||||||||||
| 6 | HOWARD S. FRANK | For | For | |||||||||||
| 7 | RICHARD J. GLASIER | For | For | |||||||||||
| 8 | MODESTO A. MAIDIQUE | For | For | |||||||||||
| 9 | SIR JOHN PARKER | For | For | |||||||||||
| 10 | PETER G. RATCLIFFE | For | For | |||||||||||
| 11 | STUART SUBOTNICK | For | For | |||||||||||
| 12 | LAURA WEIL | For | For | |||||||||||
| 13 | UZI ZUCKER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||
| 04 | Adopt Accounts for Past Year | Management | For | For | ||||||||||
| 05 | Receive Directors' Report | Management | For | For | ||||||||||
| 06 | Allot Securities | Management | For | For | ||||||||||
| 07 | Eliminate Pre-Emptive Rights | Management | For | For | ||||||||||
| 08 | Authorize Directors to Repurchase Shares | Management | For | For | ||||||||||
08-Aug-2008
Page 46 of 117
Investment Company Report
MERCK & CO., INC. | |||||||||||||
Security | 589331107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MRK | Meeting Date | 22-Apr-2008 | ||||||||||
ISIN | US5893311077 | Agenda | 932821730 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 47 of 117
Investment Company Report
CITIGROUP INC. | |||||||||||||
Security | 172967101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | C | Meeting Date | 22-Apr-2008 | ||||||||||
ISIN | US1729671016 | Agenda | 932822679 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1N | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Nominate a Lead Director | Shareholder | Against | For | |||||||||
| 07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 08 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 09 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||
| 10 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
| 11 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||
| 12 | Miscellaneous Corporate Governance | Management | Against | For | |||||||||
| CV | Miscellaneous Corporate Governance | Management | |||||||||||
08-Aug-2008
Page 48 of 117
Investment Company Report
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||
Security | 025537UTH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2008 | ||||||||||||
ISIN | Agenda | 932823429 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | E.R. BROOKS | For | For | |||||||||||
| 2 | RALPH D. CROSBY, JR. | For | For | |||||||||||
| 3 | LINDA A. GOODSPEED | For | For | |||||||||||
| 4 | LESTER A. HUDSON, JR. | For | For | |||||||||||
| 5 | LIONEL L. NOWELL III | For | For | |||||||||||
| 6 | KATHRYN D. SULLIVAN | For | For | |||||||||||
| 7 | DONALD M. CARLTON | For | For | |||||||||||
| 8 | JOHN P. DESBARRES | For | For | |||||||||||
| 9 | THOMAS E. HOAGLIN | For | For | |||||||||||
| 10 | MICHAEL G. MORRIS | For | For | |||||||||||
| 11 | RICHARD L. SANDOR | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 49 of 117
Investment Company Report
STRYKER CORPORATION | ||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SYK | Meeting Date | 23-Apr-2008 | |||||||||||
ISIN | US8636671013 | Agenda | 932823998 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOHN W. BROWN | For | For | |||||||||||
| 2 | HOWARD E. COX, JR. | For | For | |||||||||||
| 3 | DONALD M. ENGELMAN | For | For | |||||||||||
| 4 | JEROME H. GROSSMAN | For | For | |||||||||||
| 5 | LOUISE L. FRANCESCONI | For | For | |||||||||||
| 6 | STEPHEN P. MACMILLAN | For | For | |||||||||||
| 7 | WILLIAM U. PARFET | For | For | |||||||||||
| 8 | RONDA E. STRYKER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||
08-Aug-2008
Page 50 of 117
Investment Company Report
LASALLE HOTEL PROPERTIES | ||||||||||||||
Security | 517942108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LHO | Meeting Date | 24-Apr-2008 | |||||||||||
ISIN | US5179421087 | Agenda | 932823582 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JON E. BORTZ | For | For | |||||||||||
| 2 | DONALD A. WASHBURN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Transact Other Business | Management | For | For | ||||||||||
08-Aug-2008
Page 51 of 117
Investment Company Report
EDISON INTERNATIONAL | ||||||||||||||
Security | 281020UTH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2008 | ||||||||||||
ISIN | Agenda | 932823912 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | J.E. BRYSON | For | For | |||||||||||
| 2 | V.C.L. CHANG | For | For | |||||||||||
| 3 | F.A. CORDOVA | For | For | |||||||||||
| 4 | T.F. CRAVER, JR. | For | For | |||||||||||
| 5 | C.B. CURTIS | For | For | |||||||||||
| 6 | B.M. FREEMAN | For | For | |||||||||||
| 7 | L.G. NOGALES | For | For | |||||||||||
| 8 | R.L. OLSON | For | For | |||||||||||
| 9 | J.M. ROSSER | For | For | |||||||||||
| 10 | R.T. SCHLOSBERG, III | For | For | |||||||||||
| 11 | T.C. SUTTON | For | For | |||||||||||
| 12 | BRETT WHITE | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 52 of 117
Investment Company Report
JOHNSON & JOHNSON | ||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2008 | |||||||||||
ISIN | US4781601046 | Agenda | 932823962 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | MARY SUE COLEMAN | For | For | |||||||||||
| 2 | JAMES G. CULLEN | For | For | |||||||||||
| 3 | MICHAEL M.E. JOHNS | For | For | |||||||||||
| 4 | ARNOLD G. LANGBO | For | For | |||||||||||
| 5 | SUSAN L. LINDQUIST | For | For | |||||||||||
| 6 | LEO F. MULLIN | For | For | |||||||||||
| 7 | WILLIAM D. PEREZ | For | For | |||||||||||
| 8 | CHRISTINE A. POON | For | For | |||||||||||
| 9 | CHARLES PRINCE | For | For | |||||||||||
| 10 | STEVEN S REINEMUND | For | For | |||||||||||
| 11 | DAVID SATCHER | For | For | |||||||||||
| 12 | WILLIAM C. WELDON | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 53 of 117
Investment Company Report
BAKER HUGHES INCORPORATED | ||||||||||||||
Security | 057224OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2008 | ||||||||||||
ISIN | Agenda | 932825497 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | LARRY D. BRADY | For | For | |||||||||||
| 2 | CLARENCE P. CAZALOT, JR | For | For | |||||||||||
| 3 | CHAD C. DEATON | For | For | |||||||||||
| 4 | EDWARD P. DJEREJIAN | For | For | |||||||||||
| 5 | ANTHONY G. FERNANDES | For | For | |||||||||||
| 6 | CLAIRE W. GARGALLI | For | For | |||||||||||
| 7 | PIERRE H. JUNGELS | For | For | |||||||||||
| 8 | JAMES A. LASH | For | For | |||||||||||
| 9 | JAMES F. MCCALL | For | For | |||||||||||
| 10 | J. LARRY NICHOLS | For | For | |||||||||||
| 11 | H. JOHN RILEY, JR. | For | For | |||||||||||
| 12 | CHARLES L. WATSON | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Transact Other Business | Management | For | For | ||||||||||
08-Aug-2008
Page 54 of 117
Investment Company Report
CENTERPOINT ENERGY, INC. | |||||||||||||
Security | 15189TUTH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2008 | |||||||||||
ISIN | Agenda | 932838064 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 1B | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 1C | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 1D | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 02 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 04 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
08-Aug-2008
Page 55 of 117
Investment Company Report
CEMEX, S.A.B. DE C.V. | |||||||||||||
Security | 151290889 | Meeting Type | Annual | ||||||||||
Ticker Symbol | CX | Meeting Date | 24-Apr-2008 | ||||||||||
ISIN | US1512908898 | Agenda | 932854828 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| 02 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 03 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | |||||||||
| 04 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 05 | Miscellaneous Compensation Plans | Management | For | For | |||||||||
| 06 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
08-Aug-2008
Page 56 of 117
Investment Company Report
AT&T INC. | |||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | T | Meeting Date | 25-Apr-2008 | ||||||||||
ISIN | US00206R1023 | Agenda | 932822578 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1N | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Nominate a Lead Director | Shareholder | Against | For | |||||||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 07 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 57 of 117
Investment Company Report
SEASPAN CORPORATION | ||||||||||||||
Security | Y75638109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSW | Meeting Date | 26-Apr-2008 | |||||||||||
ISIN | MHY756381098 | Agenda | 932848154 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | PETER S. SHAERF | For | For | |||||||||||
| 2 | MILTON K. WONG | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 58 of 117
Investment Company Report
THE BOEING COMPANY | |||||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||||
Ticker Symbol | BA | Meeting Date | 28-Apr-2008 | ||||||||||
ISIN | US0970231058 | Agenda | 932826350 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Military/Weapons | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Health Issues | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 07 | S/H Proposal - Performance Based Stock Options | Shareholder | Against | For | |||||||||
| 08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 09 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 59 of 117
Investment Company Report
EXELON CORPORATION | |||||||||||||
Security | 30161NUTH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2008 | |||||||||||
ISIN | Agenda | 932833874 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 60 of 117
Investment Company Report
COMPANHIA VALE DO RIO DOCE | |||||||||||||
Security | 204412209 | Meeting Type | Annual | ||||||||||
Ticker Symbol | RIO | Meeting Date | 29-Apr-2008 | ||||||||||
ISIN | US2044122099 | Agenda | 932874236 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| O1A | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| O1B | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| O1C | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| O1D | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| E2A | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| E2B | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| E2C | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| E2D | Approve Merger Agreement | Management | For | For | |||||||||
08-Aug-2008
Page 61 of 117
Investment Company Report
VALERO ENERGY CORPORATION | ||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLO | Meeting Date | 01-May-2008 | |||||||||||
ISIN | US91913Y1001 | Agenda | 932827338 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | W.E. "BILL" BRADFORD | For | For | |||||||||||
| 2 | RONALD K. CALGAARD | For | For | |||||||||||
| 3 | IRL F. ENGELHARDT | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 62 of 117
Investment Company Report
NOBLE CORPORATION | ||||||||||||||
Security | G65422OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 01-May-2008 | ||||||||||||
ISIN | Agenda | 932838519 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | LAWRENCE J. CHAZEN | For | For | |||||||||||
| 2 | MARY P. RICCIARDELLO | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 63 of 117
Investment Company Report
NATIONWIDE HEALTH PROPERTIES, INC. | ||||||||||||||
Security | 638620104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NHP | Meeting Date | 02-May-2008 | |||||||||||
ISIN | US6386201049 | Agenda | 932830107 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | R. BRUCE ANDREWS | For | For | |||||||||||
| 2 | CHARLES D. MILLER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 64 of 117
Investment Company Report
ENTERGY CORPORATION | |||||||||||||
Security | 29364GUTH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 02-May-2008 | |||||||||||
ISIN | Agenda | 932840475 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 06 | Miscellaneous Corporate Governance | Management | Against | For | |||||||||
08-Aug-2008
Page 65 of 117
Investment Company Report
BERKSHIRE HATHAWAY INC. | ||||||||||||||
Security | 084670207 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BRKB | Meeting Date | 03-May-2008 | |||||||||||
ISIN | US0846702076 | Agenda | 932826463 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WARREN E. BUFFETT | For | For | |||||||||||
| 2 | CHARLES T. MUNGER | For | For | |||||||||||
| 3 | HOWARD G. BUFFETT | For | For | |||||||||||
| 4 | SUSAN L. DECKER | For | For | |||||||||||
| 5 | WILLIAM H. GATES III | For | For | |||||||||||
| 6 | DAVID S. GOTTESMAN | For | For | |||||||||||
| 7 | CHARLOTTE GUYMAN | For | For | |||||||||||
| 8 | DONALD R. KEOUGH | For | For | |||||||||||
| 9 | THOMAS S. MURPHY | For | For | |||||||||||
| 10 | RONALD L. OLSON | For | For | |||||||||||
| 11 | WALTER SCOTT, JR. | For | For | |||||||||||
08-Aug-2008
Page 66 of 117
Investment Company Report
ZIMMER HOLDINGS, INC. | |||||||||||||
Security | 98956P102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ZMH | Meeting Date | 05-May-2008 | ||||||||||
ISIN | US98956P1021 | Agenda | 932833901 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||||||
| 04 | Approve Charter Amendment | Management | For | For | |||||||||
08-Aug-2008
Page 67 of 117
Investment Company Report
SEARS HOLDINGS CORPORATION | ||||||||||||||
Security | 812350106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SHLD | Meeting Date | 05-May-2008 | |||||||||||
ISIN | US8123501061 | Agenda | 932851911 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | WILLIAM C. CROWLEY | For | For | |||||||||||
| 2 | EDWARD S. LAMPERT | For | For | |||||||||||
| 3 | STEVEN T. MNUCHIN | For | For | |||||||||||
| 4 | RICHARD C. PERRY | For | For | |||||||||||
| 5 | ANN N. REESE | For | For | |||||||||||
| 6 | KEVIN B. ROLLINS | For | For | |||||||||||
| 7 | EMILY SCOTT | For | For | |||||||||||
| 8 | THOMAS J. TISCH | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 68 of 117
Investment Company Report
THE MANITOWOC COMPANY, INC. | ||||||||||||||
Security | 563571108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTW | Meeting Date | 06-May-2008 | |||||||||||
ISIN | US5635711089 | Agenda | 932832086 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | DEAN H. ANDERSON | For | For | |||||||||||
| 2 | KEITH D. NOSBUSCH | For | For | |||||||||||
| 3 | GLEN E. TELLOCK | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 69 of 117
Investment Company Report
FOSTER WHEELER LTD. | ||||||||||||||
Security | G36535139 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWLT | Meeting Date | 06-May-2008 | |||||||||||
ISIN | BMG365351391 | Agenda | 932845259 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JACK A. FUSCO | For | For | |||||||||||
| 2 | EDWARD G. GALANTE | For | For | |||||||||||
| 3 | RAYMOND J. MILCHOVICH | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 70 of 117
Investment Company Report
DIANA SHIPPING, INC. | ||||||||||||||
Security | Y2066G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DSX | Meeting Date | 06-May-2008 | |||||||||||
ISIN | MHY2066G1044 | Agenda | 932846198 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | BORIS NACHAMKIN | For | For | |||||||||||
| 2 | APOSTOLOS KONTOYANNIS | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Article Amendments | Management | For | For | ||||||||||
| 04 | Authorize Common Stock Increase | Management | For | For | ||||||||||
08-Aug-2008
Page 71 of 117
Investment Company Report
EXTERRAN HOLDINGS INC. | ||||||||||||||
Security | 410768OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 06-May-2008 | ||||||||||||
ISIN | Agenda | 932866099 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JANET F. CLARK | For | For | |||||||||||
| 2 | ERNIE L. DANNER | For | For | |||||||||||
| 3 | URIEL E. DUTTON | For | For | |||||||||||
| 4 | GORDON T. HALL | For | For | |||||||||||
| 5 | J.W.G. HONEYBOURNE | For | For | |||||||||||
| 6 | JOHN E. JACKSON | For | For | |||||||||||
| 7 | WILLIAM C. PATE | For | For | |||||||||||
| 8 | STEPHEN M. PAZUK | For | For | |||||||||||
| 9 | STEPHEN A. SNIDER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 72 of 117
Investment Company Report
FLUOR CORPORATION | |||||||||||||
Security | 343412102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | FLR | Meeting Date | 07-May-2008 | ||||||||||
ISIN | US3434121022 | Agenda | 932831058 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 04 | Approve Stock Compensation Plan | Management | For | For | |||||||||
08-Aug-2008
Page 73 of 117
Investment Company Report
CME GROUP | ||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CME | Meeting Date | 07-May-2008 | |||||||||||
ISIN | US12572Q1058 | Agenda | 932838444 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | CRAIG S. DONOHUE | For | For | |||||||||||
| 2 | TIMOTHY BITSBERGER | For | For | |||||||||||
| 3 | JACKIE M. CLEGG | For | For | |||||||||||
| 4 | JAMES A. DONALDSON | For | For | |||||||||||
| 5 | J. DENNIS HASTERT | For | For | |||||||||||
| 6 | WILLIAM P. MILLER II | For | For | |||||||||||
| 7 | TERRY L. SAVAGE | For | For | |||||||||||
| 8 | CHRISTOPHER STEWART | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 74 of 117
Investment Company Report
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||
Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||||
Ticker Symbol | POT | Meeting Date | 08-May-2008 | |||||||||||
ISIN | CA73755L1076 | Agenda | 932830739 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | W.J. DOYLE | For | For | |||||||||||
| 2 | J.W. ESTEY | For | For | |||||||||||
| 3 | W. FETZER III | For | For | |||||||||||
| 4 | C.S. HOFFMAN | For | For | |||||||||||
| 5 | D.J. HOWE | For | For | |||||||||||
| 6 | A.D. LABERGE | For | For | |||||||||||
| 7 | K.G. MARTELL | For | For | |||||||||||
| 8 | J.J. MCCAIG | For | For | |||||||||||
| 9 | M. MOGFORD | For | For | |||||||||||
| 10 | P.J. SCHOENHALS | For | For | |||||||||||
| 11 | E.R. STROMBERG | For | For | |||||||||||
| 12 | E. VIYELLA DE PALIZA | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 75 of 117
Investment Company Report
GOOGLE INC. | ||||||||||||||
Security | 38259P508 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOOG | Meeting Date | 08-May-2008 | |||||||||||
ISIN | US38259P5089 | Agenda | 932834131 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ERIC SCHMIDT | For | For | |||||||||||
| 2 | SERGEY BRIN | For | For | |||||||||||
| 3 | LARRY PAGE | For | For | |||||||||||
| 4 | L. JOHN DOERR | For | For | |||||||||||
| 5 | JOHN L. HENNESSY | For | For | |||||||||||
| 6 | ARTHUR D. LEVINSON | For | For | |||||||||||
| 7 | ANN MATHER | For | For | |||||||||||
| 8 | PAUL S. OTELLINI | For | For | |||||||||||
| 9 | K. RAM SHRIRAM | For | For | |||||||||||
| 10 | SHIRLEY M. TILGHMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 76 of 117
Investment Company Report
ABB LTD | |||||||||||||
Security | 000375204 | Meeting Type | Annual | ||||||||||
Ticker Symbol | ABB | Meeting Date | 08-May-2008 | ||||||||||
ISIN | US0003752047 | Agenda | 932870012 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| 03 | Approve Discharge of Management Board | Management | For | For | |||||||||
| 04 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| 05 | Miscellaneous Compensation Plans | Management | For | For | |||||||||
| 06 | Miscellaneous Compensation Plans | Management | For | For | |||||||||
| 07 | Approve Article Amendments | Management | For | For | |||||||||
| 8A | Approve Article Amendments | Management | For | For | |||||||||
| 8B | Approve Article Amendments | Management | For | For | |||||||||
| 8C | Approve Article Amendments | Management | For | For | |||||||||
| 8D | Approve Article Amendments | Management | For | For | |||||||||
| 8E | Approve Article Amendments | Management | For | For | |||||||||
| 9A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 9H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 10 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 11 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
08-Aug-2008
Page 77 of 117
Investment Company Report
DOMINION RESOURCES, INC. | |||||||||||||
Security | 25746UUTH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 09-May-2008 | |||||||||||
ISIN | Agenda | 932853701 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 78 of 117
Investment Company Report
SMITH INTERNATIONAL, INC. | ||||||||||||||
Security | 832110OIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2008 | ||||||||||||
ISIN | Agenda | 932865124 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | LOREN K. CARROLL | For | For | |||||||||||
| 2 | DOD A. FRASER | For | For | |||||||||||
| 02 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 03 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 79 of 117
Investment Company Report
ARCELORMITTAL | |||||||||||||
Security | 03938L104 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MT | Meeting Date | 13-May-2008 | ||||||||||
ISIN | US03938L1044 | Agenda | 932875911 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| A1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| A2 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||
| A3 | Authorize Payment of Directors' Fees | Management | For | For | |||||||||
| A4 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||
| A5 | Approve Discharge of Management Board | Management | For | For | |||||||||
| A6 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| A7 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| A8 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| A9 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| A10 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| A11 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| A12 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| A13 | Stock Issuance | Management | For | For | |||||||||
| A14 | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||
| E15 | Increase Share Capital | Management | For | For | |||||||||
08-Aug-2008
Page 80 of 117
Investment Company Report
PROGRESS ENERGY, INC. | |||||||||||||
Security | 743263UTH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 14-May-2008 | |||||||||||
ISIN | Agenda | 932840576 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 81 of 117
Investment Company Report
CAMERON INTERNATIONAL CORPORATION | ||||||||||||||
Security | 13342BOIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 14-May-2008 | ||||||||||||
ISIN | Agenda | 932846984 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | PETER J. FLUOR | For | For | |||||||||||
| 2 | JACK B. MOORE | For | For | |||||||||||
| 3 | DAVID ROSS III | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 82 of 117
Investment Company Report
NATIONAL OILWELL VARCO, INC. | |||||||||||||
Security | 637071OIH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 14-May-2008 | |||||||||||
ISIN | Agenda | 932851771 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||||||
08-Aug-2008
Page 83 of 117
Investment Company Report
TEREX CORPORATION | ||||||||||||||
Security | 880779103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TEX | Meeting Date | 15-May-2008 | |||||||||||
ISIN | US8807791038 | Agenda | 932848104 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | RONALD M. DEFEO | For | For | |||||||||||
| 2 | G. CHRIS ANDERSEN | For | For | |||||||||||
| 3 | PAULA H.J. CHOLMONDELEY | For | For | |||||||||||
| 4 | DON DEFOSSET | For | For | |||||||||||
| 5 | WILLIAM H. FIKE | For | For | |||||||||||
| 6 | THOMAS J. HANSEN | For | For | |||||||||||
| 7 | DR. DONALD P. JACOBS | For | For | |||||||||||
| 8 | DAVID A. SACHS | For | For | |||||||||||
| 9 | OREN G. SHAFFER | For | For | |||||||||||
| 10 | DAVID C. WANG | For | For | |||||||||||
| 11 | HELGE H. WEHMEIER | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 84 of 117
Investment Company Report
COVENTRY HEALTH CARE, INC. | ||||||||||||||
Security | 222862104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVH | Meeting Date | 15-May-2008 | |||||||||||
ISIN | US2228621049 | Agenda | 932850844 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOEL ACKERMAN | For | For | |||||||||||
| 2 | LAWRENCE N. KUGELMAN | For | For | |||||||||||
| 3 | DALE B. WOLF | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 85 of 117
Investment Company Report
AIRCASTLE LTD. | ||||||||||||||
Security | G0129K104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AYR | Meeting Date | 15-May-2008 | |||||||||||
ISIN | BMG0129K1045 | Agenda | 932873525 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOSEPH P. ADAMS, JR. | For | For | |||||||||||
| 2 | JOHN Z. KUKRAL | For | For | |||||||||||
| 3 | RONALD L. MERRIMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 86 of 117
Investment Company Report
DIAMOND OFFSHORE DRILLING, INC. | ||||||||||||||
Security | 25271COIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 20-May-2008 | ||||||||||||
ISIN | Agenda | 932868992 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JAMES S. TISCH | For | For | |||||||||||
| 2 | LAWRENCE R. DICKERSON | For | For | |||||||||||
| 3 | JOHN R. BOLTON | For | For | |||||||||||
| 4 | CHARLES L. FABRIKANT | For | For | |||||||||||
| 5 | PAUL G. GAFFNEY II | For | For | |||||||||||
| 6 | HERBERT C. HOFMANN | For | For | |||||||||||
| 7 | ARTHUR L. REBELL | For | For | |||||||||||
| 8 | RAYMOND S. TROUBH | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 87 of 117
Investment Company Report
ROYAL DUTCH SHELL PLC | |||||||||||||
Security | 780259107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | RDSB | Meeting Date | 20-May-2008 | ||||||||||
ISIN | US7802591070 | Agenda | 932872371 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Adopt Accounts for Past Year | Management | For | For | |||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 03 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 04 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 05 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 06 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 07 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 08 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 09 | Allot Securities | Management | For | For | |||||||||
| 10 | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||
| 11 | Stock Repurchase Plan | Management | For | For | |||||||||
| 12 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 13 | Amend Stock Compensation Plan | Management | For | For | |||||||||
| 14 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||||||
| 15 | Approve Charter Amendment | Management | For | For | |||||||||
08-Aug-2008
Page 88 of 117
Investment Company Report
ROYAL DUTCH SHELL PLC | |||||||||||||
Security | 780259206 | Meeting Type | Annual | ||||||||||
Ticker Symbol | RDSA | Meeting Date | 20-May-2008 | ||||||||||
ISIN | US7802592060 | Agenda | 932872371 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Adopt Accounts for Past Year | Management | For | For | |||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 03 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 04 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 05 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 06 | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 07 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 08 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 09 | Allot Securities | Management | For | For | |||||||||
| 10 | Eliminate Pre-Emptive Rights | Management | For | For | |||||||||
| 11 | Stock Repurchase Plan | Management | For | For | |||||||||
| 12 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 13 | Amend Stock Compensation Plan | Management | For | For | |||||||||
| 14 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||||||
| 15 | Approve Charter Amendment | Management | For | For | |||||||||
08-Aug-2008
Page 89 of 117
Investment Company Report
HALLIBURTON COMPANY | |||||||||||||
Security | 406216OIH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 21-May-2008 | |||||||||||
ISIN | Agenda | 932852076 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||||||
| 04 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 90 of 117
Investment Company Report
AVALONBAY COMMUNITIES, INC. | ||||||||||||||
Security | 053484101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVB | Meeting Date | 21-May-2008 | |||||||||||
ISIN | US0534841012 | Agenda | 932853826 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | BRYCE BLAIR | For | For | |||||||||||
| 2 | BRUCE A. CHOATE | For | For | |||||||||||
| 3 | JOHN J. HEALY, JR. | For | For | |||||||||||
| 4 | GILBERT M. MEYER | For | For | |||||||||||
| 5 | TIMOTHY J. NAUGHTON | For | For | |||||||||||
| 6 | LANCE R. PRIMIS | For | For | |||||||||||
| 7 | PETER S. RUMMELL | For | For | |||||||||||
| 8 | H. JAY SARLES | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 91 of 117
Investment Company Report
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMG | Meeting Date | 21-May-2008 | |||||||||||
ISIN | US1696561059 | Agenda | 932862166 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOHN S. CHARLESWORTH | For | For | |||||||||||
| 2 | MONTGOMERY F. MORAN | For | For | |||||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 92 of 117
Investment Company Report
ENSCO INTERNATIONAL INCORPORATED | |||||||||||||
Security | 26874QOIH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 22-May-2008 | |||||||||||
ISIN | Agenda | 932846580 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 93 of 117
Investment Company Report
MCDONALD'S CORPORATION | |||||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MCD | Meeting Date | 22-May-2008 | ||||||||||
ISIN | US5801351017 | Agenda | 932851264 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 94 of 117
Investment Company Report
CERNER CORPORATION | ||||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CERN | Meeting Date | 23-May-2008 | |||||||||||
ISIN | US1567821046 | Agenda | 932865427 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOHN C. DANFORTH | For | For | |||||||||||
| 2 | NEAL L. PATTERSON | For | For | |||||||||||
| 3 | WILLIAM D. ZOLLARS | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 95 of 117
Investment Company Report
THE FAIRHOLME FUNDS INC. | ||||||||||||||
Security | 304871106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FAIRX | Meeting Date | 23-May-2008 | |||||||||||
ISIN | US3048711069 | Agenda | 932872117 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | CESAR L. ALVAREZ | For | For | |||||||||||
| 2 | BRUCE R. BERKOWITZ | For | For | |||||||||||
| 3 | KEITH D. TRAUNER | For | For | |||||||||||
| 4 | TERRY L. BAXTER | For | For | |||||||||||
| 5 | HOWARD S. FRANK | For | For | |||||||||||
| 6 | AVIVITH OPPENHEIM | For | For | |||||||||||
| 7 | LEIGH WALTERS | For | For | |||||||||||
| 2A | Amend Investment Policy | Management | For | For | ||||||||||
| 2B | Amend Investment Policy | Management | For | For | ||||||||||
| 2C | Amend Investment Policy | Management | For | For | ||||||||||
| 2D | Amend Investment Policy | Management | For | For | ||||||||||
| 2E | Amend Investment Policy | Management | For | For | ||||||||||
| 2F | Amend Investment Policy | Management | For | For | ||||||||||
| 2G | Amend Investment Policy | Management | For | For | ||||||||||
| 2H | Amend Investment Policy | Management | For | For | ||||||||||
| 2I | Amend Investment Policy | Management | For | For | ||||||||||
| 2J | Amend Investment Policy | Management | For | For | ||||||||||
| 03 | Approve Management Agreement | Management | For | For | ||||||||||
08-Aug-2008
Page 96 of 117
Investment Company Report
FIRST SOLAR, INC. | ||||||||||||||
Security | 336433107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSLR | Meeting Date | 23-May-2008 | |||||||||||
ISIN | US3364331070 | Agenda | 932879527 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | MICHAEL J. AHEARN | For | For | |||||||||||
| 2 | CRAIG KENNEDY | For | For | |||||||||||
| 3 | JAMES F. NOLAN | For | For | |||||||||||
| 4 | J. THOMAS PRESBY | For | For | |||||||||||
| 5 | BRUCE SOHN | For | For | |||||||||||
| 6 | PAUL H. STEBBINS | For | For | |||||||||||
| 7 | MICHAEL SWEENEY | For | For | |||||||||||
| 8 | JOSE H. VILLARREAL | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 97 of 117
Investment Company Report
DRYSHIPS INC. | |||||||||||||
Security | Y2109Q101 | Meeting Type | Annual | ||||||||||
Ticker Symbol | DRYS | Meeting Date | 28-May-2008 | ||||||||||
ISIN | MHY2109Q1017 | Agenda | 932885051 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 98 of 117
Investment Company Report
ALTRIA GROUP, INC. | |||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | MO | Meeting Date | 28-May-2008 | ||||||||||
ISIN | US02209S1033 | Agenda | 932886546 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||||||
| 05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 08 | S/H Proposal - Health Issues | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 99 of 117
Investment Company Report
RAYTHEON COMPANY | |||||||||||||
Security | 755111507 | Meeting Type | Annual | ||||||||||
Ticker Symbol | RTN | Meeting Date | 29-May-2008 | ||||||||||
ISIN | US7551115071 | Agenda | 932874969 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 03 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 100 of 117
Investment Company Report
WEATHERFORD INTERNATIONAL LTD. | |||||||||||||
Security | G95089OIH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2008 | |||||||||||
ISIN | Agenda | 932901451 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 101 of 117
Investment Company Report
MASTERCARD INCORPORATED | ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2008 | |||||||||||
ISIN | US57636Q1040 | Agenda | 932886279 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | BERNARD S.Y. FUNG | For | For | |||||||||||
| 2 | MARC OLIVIE | For | For | |||||||||||
| 3 | MARK SCHWARTZ | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 102 of 117
Investment Company Report
NABORS INDUSTRIES LTD. | ||||||||||||||
Security | G6359FOIH | Meeting Type | Annual | |||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2008 | ||||||||||||
ISIN | Agenda | 932891612 - Management | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ANTHONY G. PETRELLO | For | For | |||||||||||
| 2 | MYRON M. SHEINFELD | For | For | |||||||||||
| 3 | MARTIN J. WHITMAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 103 of 117
Investment Company Report
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2008 | ||||||||||
ISIN | US91324P1021 | Agenda | 932886306 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Approve Stock Compensation Plan | Management | For | For | |||||||||
| 03 | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||
| 04 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 104 of 117
Investment Company Report
LAS VEGAS SANDS CORP. | ||||||||||||||
Security | 517834107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LVS | Meeting Date | 05-Jun-2008 | |||||||||||
ISIN | US5178341070 | Agenda | 932902857 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | CHARLES D. FORMAN | For | For | |||||||||||
| 2 | GEORGE P. KOO | For | For | |||||||||||
| 3 | IRWIN A. SIEGEL | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Approve Stock Compensation Plan | Management | For | For | ||||||||||
08-Aug-2008
Page 105 of 117
Investment Company Report
WAL-MART STORES, INC. | |||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2008 | ||||||||||
ISIN | US9311421039 | Agenda | 932881039 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1N | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 1O | Election of Directors (Majority Voting) | Management | For | For | |||||||||
| 02 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
| 04 | S/H Proposal - Report on Gene Engineered Products | Shareholder | Against | For | |||||||||
| 05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 06 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 07 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||
| 08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||
| 09 | S/H Proposal - Tobacco | Shareholder | Against | For | |||||||||
| 10 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||
| 11 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||
08-Aug-2008
Page 106 of 117
Investment Company Report
ROWAN COMPANIES, INC. | |||||||||||||
Security | 779382OIH | Meeting Type | Annual | ||||||||||
Ticker Symbol | Meeting Date | 06-Jun-2008 | |||||||||||
ISIN | Agenda | 932889908 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 1A | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 1B | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 1C | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
Page 107 of 117
Investment Company Report
CHESAPEAKE ENERGY CORPORATION | ||||||||||||||
Security | 165167107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHK | Meeting Date | 06-Jun-2008 | |||||||||||
ISIN | US1651671075 | Agenda | 932891357 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | AUBREY K. MCCLENDON | For | For | |||||||||||
| 2 | DON NICKLES | For | For | |||||||||||
| 02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 108 of 117
Investment Company Report
VIMPEL-COMMUNICATIONS | |||||||||||||
Security | 68370R109 | Meeting Type | Contested-Annual | ||||||||||
Ticker Symbol | VIP | Meeting Date | 09-Jun-2008 | ||||||||||
ISIN | US68370R1095 | Agenda | 932898349 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Receive Directors' Report | Management | For | ||||||||||
| 02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | ||||||||||
| 03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | ||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | ||||||||||
| 06 | Ratify Appointment of Independent Auditors | Management | For | ||||||||||
| 07 | Approve Company Name Change | Management | For | ||||||||||
| 08 | Approve Merger Agreement | Management | For | ||||||||||
| 09 | Approve Charter Amendment | Management | For | ||||||||||
08-Aug-2008
Page 109 of 117
Investment Company Report
VIMPEL-COMMUNICATIONS | |||||||||||||
Security | 68370R109 | Meeting Type | Contested-Annual | ||||||||||
Ticker Symbol | VIP | Meeting Date | 09-Jun-2008 | ||||||||||
ISIN | US68370R1095 | Agenda | 932899973 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4A | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4B | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4C | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4D | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4E | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4F | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4G | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4H | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4I | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
| 4J | Miscellaneous Corporate Governance | Management | No Action | ||||||||||
08-Aug-2008
Page 110 of 117
Investment Company Report
CATERPILLAR INC. | ||||||||||||||
Security | 149123101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CAT | Meeting Date | 11-Jun-2008 | |||||||||||
ISIN | US1491231015 | Agenda | 932886736 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | W. FRANK BLOUNT | For | For | |||||||||||
| 2 | JOHN R. BRAZIL | For | For | |||||||||||
| 3 | EUGENE V. FIFE | For | For | |||||||||||
| 4 | GAIL D. FOSLER | For | For | |||||||||||
| 5 | PETER A. MAGOWAN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||
| 04 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||
| 05 | S/H Proposal - Military/Weapons | Shareholder | Against | For | ||||||||||
08-Aug-2008
Page 111 of 117
Investment Company Report
CERADYNE, INC. | ||||||||||||||
Security | 156710105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRDN | Meeting Date | 17-Jun-2008 | |||||||||||
ISIN | US1567101050 | Agenda | 932894810 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | JOEL P. MOSKOWITZ | For | For | |||||||||||
| 2 | RICHARD A. ALLIEGRO | For | For | |||||||||||
| 3 | FRANK EDELSTEIN | For | For | |||||||||||
| 4 | RICHARD A. KERTSON | For | For | |||||||||||
| 5 | WILLIAM C. LACOURSE | For | For | |||||||||||
| 6 | MILTON L. LOHR | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 112 of 117
Investment Company Report
EVERGREEN SOLAR, INC. | ||||||||||||||
Security | 30033R108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ESLR | Meeting Date | 18-Jun-2008 | |||||||||||
ISIN | US30033R1086 | Agenda | 932903392 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | ALLAN H. COHEN | For | For | |||||||||||
| 02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
| 03 | Authorize Common Stock Increase | Management | For | For | ||||||||||
| 04 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 05 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||
08-Aug-2008
Page 113 of 117
Investment Company Report
PENGROWTH ENERGY TRUST | |||||||||||||
Security | 706902509 | Meeting Type | Annual and Special Meeting | ||||||||||
Ticker Symbol | PGH | Meeting Date | 18-Jun-2008 | ||||||||||
ISIN | CA7069025095 | Agenda | 932909166 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 02 | Election of Directors (Full Slate) | Management | For | For | |||||||||
| 03 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 04 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
| 05 | Miscellaneous Corporate Actions | Management | For | For | |||||||||
08-Aug-2008
Page 114 of 117
Investment Company Report
APPLIED DIGITAL SOLUTIONS, INC. | ||||||||||||||
Security | 038188306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIGA | Meeting Date | 20-Jun-2008 | |||||||||||
ISIN | US0381883067 | Agenda | 932897486 - Management | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
| 01 | Election of Directors | Management | ||||||||||||
| 1 | DANIEL E. PENNI | For | For | |||||||||||
| 2 | DENNIS G. RAWAN | For | For | |||||||||||
| 02 | Approve Company Name Change | Management | For | For | ||||||||||
| 03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||
| 04 | Authorize Common Stock Increase | Management | For | For | ||||||||||
| 05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||
08-Aug-2008
Page 115 of 117
Investment Company Report
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||||||
Security | 881624209 | Meeting Type | Annual | ||||||||||
Ticker Symbol | TEVA | Meeting Date | 29-Jun-2008 | ||||||||||
ISIN | US8816242098 | Agenda | 932918836 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 01 | Receive Consolidated Financial Statements | Management | For | For | |||||||||
| 02 | Dividends | Management | For | For | |||||||||
| 3A | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 3B | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 3C | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 3D | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 3E | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 04 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 05 | Miscellaneous Corporate Governance | Management | For | For | |||||||||
| 06 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 07 | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||
| 08 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||
08-Aug-2008
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Investment Company Report
JA SOLAR HOLDINGS CO., LTD. | |||||||||||||
Security | 466090107 | Meeting Type | Annual | ||||||||||
Ticker Symbol | JASO | Meeting Date | 30-Jun-2008 | ||||||||||
ISIN | US4660901079 | Agenda | 932918254 - Management | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||
| 02 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||
| 03 | Approve Article Amendments | Management | For | For | |||||||||
08-Aug-2008
Page 117 of 117
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Markman MultiFund Trust
By (Signatures and Title)* /s/ Robert J. Markman
Robert J. Markman, President
Robert J. Markman, President
Date: August 6, 2008
By (Signatures and Title)* /s/ Robert J. Markman
Robert J. Markman, Chief Executive Officer
Robert J. Markman, Chief Executive Officer
Date: August 6, 2008
*Print the name and title of each signing officer under his or her signature.