UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-08846
Tributary Funds, Inc.
(Exact name of registrant as specified in charter)
1620 Dodge Street
Omaha, NE 68197
(Address of principal executive offices)
Brittany Fahrenkrog
1620 Dodge Street
Omaha, NE 68197
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 662-4203
Date of fiscal year end: March 31
Date of reporting period: July 1, 2010 – June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Tributary Income Fund
No proxies were received or voted for the Tributary Income Fund from July 1, 2010 through June 30, 2011.
Tributary Short-Intermediate Bond Fund
No proxies were received or voted for the Tributary Short-Intermediate Bond Fund from July 1, 2010 through June 30, 2011.
Tributary Balanced Fund
ALLIANT TECHSYSTEMS INC. | ||||||||||
Security | 018804104 | Meeting Type | Annual | |||||||
Ticker Symbol | ATK | Meeting Date | 03-Aug-2010 | |||||||
ISIN | US0188041042 | Agenda | 933302488 - Management | |||||||
City | Holding Recon Date | 07-Jun-2010 | ||||||||
Country | United States | Vote Deadline Date | 02-Aug-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROXANNE J. DECYK | For | For | |||||||
2 | MARK W. DEYOUNG | For | For | |||||||
3 | MARTIN C. FAGA | For | For | |||||||
4 | RONALD R. FOGLEMAN | For | For | |||||||
5 | APRIL H. FOLEY | For | For | |||||||
6 | TIG H. KREKEL | For | For | |||||||
7 | DOUGLAS L. MAINE | For | For | |||||||
8 | ROMAN MARTINEZ IV | For | For | |||||||
9 | MARK H. RONALD | For | For | |||||||
10 | WILLIAM G. VAN DYKE | For | For | |||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
PSS WORLD MEDICAL, INC. | ||||||||||
Security | 69366A100 | Meeting Type | Annual | |||||||
Ticker Symbol | PSSI | Meeting Date | 24-Aug-2010 | |||||||
ISIN | US69366A1007 | Agenda | 933309292 - Management | |||||||
City | Holding Recon Date | 18-Jun-2010 | ||||||||
Country | United States | Vote Deadline Date | 23-Aug-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GARY A. CORLESS | For | For | |||||||
2 | MELVIN L. HECKTMAN | For | For | |||||||
3 | DELORES M. KESLER | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
MASTERCARD INCORPORATED | ||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||
Ticker Symbol | MA | Meeting Date | 21-Sep-2010 | |||||||
ISIN | US57636Q1040 | Agenda | 933315586 - Management | |||||||
City | Holding Recon Date | 26-Jul-2010 | ||||||||
Country | United States | Vote Deadline Date | 20-Sep-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS IN PHASES AND EFFECT RELATED CHANGES IN DIRECTOR VACANCY AND REMOVAL PROCEDURES. | Management | For | For | ||||||
1B | AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTING REQUIREMENT FOR AMENDING THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
1C | AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE COMPOSITION OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||
1D | AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE TO THE OWNERSHIP OF THE COMPANY'S STOCK AND DELETE RELATED OBSOLETE PROVISIONS. | Management | For | For | ||||||
02 | APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL 1 AT THE TIME OF THE ANNUAL MEETING. | Management | For | For | ||||||
03 | DIRECTOR | Management | ||||||||
1 | NANCY J. KARCH | For | For | |||||||
2 | J.O. REYES LAGUNES | For | For | |||||||
3 | EDWARD SUNING TIAN | For | For | |||||||
4 | SILVIO BARZI | For | For | |||||||
04 | RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2010. | Management | For | For | ||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | ||||||||||
Security | 91911X104 | Meeting Type | Special | |||||||
Ticker Symbol | VRX | Meeting Date | 27-Sep-2010 | |||||||
ISIN | US91911X1046 | Agenda | 933323103 - Management | |||||||
City | Holding Recon Date | 18-Aug-2010 | ||||||||
Country | United States | Vote Deadline Date | 24-Sep-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20, 2010, AMONG VALEANT PHARMACEUTICALS INTERNATIONAL, BIOVAIL CORPORATION, BIOVAIL AMERICAS CORP. (A WHOLLY OWNED SUBSIDIARY OF BIOVAIL CORPORATION) AND BEACH MERGER CORP. (A WHOLLY OWNED SUBSIDIARY OF BIOVAIL AMERICAS CORP.) | Management | For | For | ||||||
02 | APPROVAL OF THE ADJOURNMENT OF THE VALEANT PHARMACEUTICALS INTERNATIONAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | ||||||
PARKER-HANNIFIN CORPORATION | ||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||
Ticker Symbol | PH | Meeting Date | 27-Oct-2010 | |||||||
ISIN | US7010941042 | Agenda | 933332974 - Management | |||||||
City | Holding Recon Date | 31-Aug-2010 | ||||||||
Country | United States | Vote Deadline Date | 26-Oct-2010 | |||||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROBERT G. BOHN | For | For | ||||||
2 | LINDA S. HARTY | For | For | ||||||
3 | WILLIAM E. KASSLING | For | For | ||||||
4 | ROBERT J. KOHLHEPP | For | For | ||||||
5 | KLAUS-PETER MULLER | For | For | ||||||
6 | CANDY M. OBOURN | For | For | ||||||
7 | JOSEPH M. SCAMINACE | For | For | ||||||
8 | WOLFGANG R. SCHMITT | For | For | ||||||
9 | AKE SVENSSON | For | For | ||||||
10 | MARKOS I. TAMBAKERAS | For | For | ||||||
11 | JAMES L. WAINSCOTT | For | For | ||||||
12 | DONALD E. WASHKEWICZ | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011. | Management | For | For | |||||
03 | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2010 PERFORMANCE BONUS PLAN. | Management | For | For | |||||
04 | SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | Shareholder | For | Against | |||||
SRA INTERNATIONAL, INC. | ||||||||||
Security | 78464R105 | Meeting Type | Annual | |||||||
Ticker Symbol | SRX | Meeting Date | 28-Oct-2010 | |||||||
ISIN | US78464R1059 | Agenda | 933327911 - Management | |||||||
City | Holding Recon Date | 31-Aug-2010 | ||||||||
Country | United States | Vote Deadline Date | 27-Oct-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN W. BARTER | For | For | |||||||
2 | LARRY R. ELLIS | For | For | |||||||
3 | MILES R. GILBURNE | For | For | |||||||
4 | W. ROBERT GRAFTON | For | For | |||||||
5 | WILLIAM T. KEEVAN | For | For | |||||||
6 | MICHAEL R. KLEIN | For | For | |||||||
7 | DAVID H. LANGSTAFF | For | For | |||||||
8 | STANTON D. SLOANE | For | For | |||||||
9 | ERNST VOLGENAU | For | For | |||||||
10 | GAIL R. WILENSKY | For | For | |||||||
02 | TO APPROVE THE COMPANY'S 2010 INCENTIVE PLAN | Management | Against | Against | ||||||
03 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
DEVRY INC. | ||||||||||
Security | 251893103 | Meeting Type | Annual | |||||||
Ticker Symbol | DV | Meeting Date | 10-Nov-2010 | |||||||
ISIN | US2518931033 | Agenda | 933336908 - Management | |||||||
City | Holding Recon Date | 20-Sep-2010 | ||||||||
Country | United States | Vote Deadline Date | 09-Nov-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CONNIE R. CURRAN* | For | For | |||||||
2 | DANIEL HAMBURGER* | For | For | |||||||
3 | HAROLD T. SHAPIRO* | For | For | |||||||
4 | RONALD L. TAYLOR* | For | For | |||||||
5 | GARY BUTLER** | For | For | |||||||
02 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | APPROVAL OF AMENDED AND RESTATED DEVRY INC. INCENTIVE PLAN OF 2005. | Management | For | For | ||||||
04 | APPROVAL OF STOCKHOLDER PROPOSAL - ELIMINATING MEDICALLY UNNECESSARY SURGERIES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING OF STOCKHOLDERS. | Shareholder | Against | For | ||||||
CISCO SYSTEMS, INC. | ||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||
Ticker Symbol | CSCO | Meeting Date | 18-Nov-2010 | |||||||
ISIN | US17275R1023 | Agenda | 933332265 - Management | |||||||
City | Holding Recon Date | 20-Sep-2010 | ||||||||
Country | United States | Vote Deadline Date | 17-Nov-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | ||||||
02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. | Management | For | For | ||||||
04 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | Shareholder | Against | For | ||||||
05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | ||||||
06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | ||||||
COMTECH TELECOMMUNICATIONS CORP. | ||||||||||
Security | 205826209 | Meeting Type | Annual | |||||||
Ticker Symbol | CMTL | Meeting Date | 09-Dec-2010 | |||||||
ISIN | US2058262096 | Agenda | 933350845 - Management | |||||||
City | Holding Recon Date | 11-Oct-2010 | ||||||||
Country | United States | Vote Deadline Date | 08-Dec-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRED KORNBERG | For | For | |||||||
2 | EDWIN KANTOR | For | For | |||||||
02 | RATIFICATION OF SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
FACTSET RESEARCH SYSTEMS INC. | ||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||
Ticker Symbol | FDS | Meeting Date | 14-Dec-2010 | |||||||
ISIN | US3030751057 | Agenda | 933340983 - Management | |||||||
City | Holding Recon Date | 18-Oct-2010 | ||||||||
Country | United States | Vote Deadline Date | 13-Dec-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | JOSEPH E. LAIRD | For | For | |||||||
2 | JAMES J. MCGONIGLE | For | For | |||||||
3 | CHARLES J. SNYDER | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | Management | For | For | ||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK OPTION AND AWARD PLAN. | Management | Against | Against | ||||||
PALL CORPORATION | ||||||||||
Security | 696429307 | Meeting Type | Annual | |||||||
Ticker Symbol | PLL | Meeting Date | 15-Dec-2010 | |||||||
ISIN | US6964293079 | Agenda | 933349638 - Management | |||||||
City | Holding Recon Date | 26-Oct-2010 | ||||||||
Country | United States | Vote Deadline Date | 14-Dec-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: AMY E. ALVING | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: DANIEL J. CARROLL | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: RONALD L. HOFFMAN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ERIC KRASNOFF | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DENNIS N. LONGSTREET | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: EDWIN W. MARTIN, JR. | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: KATHARINE L. PLOURDE | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: EDWARD L. SNYDER | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI | Management | For | For | ||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | ||||||
03 | PROPOSAL TO AMEND THE PALL CORPORATION BY-LAWS TO FACILITATE THE USE OF THE NOTICE AND ACCESS OPTION TO DELIVER PROXY MATERIALS. | Management | For | For | ||||||
04 | PROPOSAL TO AMEND THE PALL CORPORATION EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | For | For | ||||||
05 | PROPOSAL TO AMEND THE PALL CORPORATION MANAGEMENT STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | For | For | ||||||
RALCORP HOLDINGS, INC. | ||||||||||
Security | 751028101 | Meeting Type | Annual | |||||||
Ticker Symbol | RAH | Meeting Date | 18-Jan-2011 | |||||||
ISIN | US7510281014 | Agenda | 933357609 - Management | |||||||
City | Holding Recon Date | 15-Nov-2010 | ||||||||
Country | United States | Vote Deadline Date | 14-Jan-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BENJAMIN OLA. AKANDE | For | For | |||||||
2 | JONATHAN E. BAUM | For | For | |||||||
3 | KEVIN J. HUNT | For | For | |||||||
4 | DAVID W. KEMPER | For | For | |||||||
5 | DAVID R. WENZEL | For | For | |||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Management | For | For | ||||||
EMERSON ELECTRIC CO. | ||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||
Ticker Symbol | EMR | Meeting Date | 01-Feb-2011 | |||||||
ISIN | US2910111044 | Agenda | 933358435 - Management | |||||||
City | Holding Recon Date | 23-Nov-2010 | ||||||||
Country | United States | Vote Deadline Date | 31-Jan-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | D.N. FARR* | For | For | |||||||
2 | H. GREEN* | For | For | |||||||
3 | C.A. PETERS* | For | For | |||||||
4 | J.W. PRUEHER* | For | For | |||||||
5 | R.L. RIDGWAY** | For | For | |||||||
02 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | Management | For | For | ||||||
03 | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | Management | For | For | ||||||
04 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
05 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | Against | ||||||
07 | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||
U.S. BANCORP | ||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||
Ticker Symbol | USB | Meeting Date | 19-Apr-2011 | |||||||
ISIN | US9029733048 | Agenda | 933382676 - Management | |||||||
City | Holding Recon Date | 22-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | ||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shareholder | Against | For | ||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||
Ticker Symbol | TXN | Meeting Date | 21-Apr-2011 | |||||||
ISIN | US8825081040 | Agenda | 933376534 - Management | |||||||
City | Holding Recon Date | 22-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: S.P. MACMILLAN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||||
02 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
03 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | Against | ||||||
04 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||
Ticker Symbol | ADBE | Meeting Date | 21-Apr-2011 | |||||||
ISIN | US00724F1012 | Agenda | 933378918 - Management | |||||||
City | Holding Recon Date | 25-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||
1B | ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | ||||||
1C | ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK | Management | For | For | ||||||
1D | ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK | Management | For | For | ||||||
02 | APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 17 MILLION SHARES. | Management | For | For | ||||||
03 | APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | Management | For | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 2, 2011. | Management | For | For | ||||||
05 | APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OUR CLASSIFIED BOARD STRUCTURE. | Management | For | For | ||||||
06 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
AGCO CORPORATION | ||||||||||
Security | 001084102 | Meeting Type | Annual | |||||||
Ticker Symbol | AGCO | Meeting Date | 21-Apr-2011 | |||||||
ISIN | US0010841023 | Agenda | 933392780 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: GERALD B. JOHANNESON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: THOMAS W. LASORDA | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DANIEL C. USTIAN | Management | For | For | ||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AGCO CORPORATION 2006 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
03 | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
04 | TO APPROVE THE NON-BINDING ADVISORY VOTE TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED | Management | 1 Year | Against | ||||||
05 | TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
TEMPUR-PEDIC INTERNATIONAL, INC. | ||||||||||
Security | 88023U101 | Meeting Type | Annual | |||||||
Ticker Symbol | TPX | Meeting Date | 26-Apr-2011 | |||||||
ISIN | US88023U1016 | Agenda | 933381838 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: FRANK DOYLE | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JOHN A. HEIL | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: MARK SARVARY | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | Management | For | For | ||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | Management | 1 Year | For | ||||||
PRAXAIR, INC. | ||||||||||
Security | 74005P104 | Meeting Type | Annual | |||||||
Ticker Symbol | PX | Meeting Date | 26-Apr-2011 | |||||||
ISIN | US74005P1049 | Agenda | 933384086 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | STEPHEN F. ANGEL | For | For | |||||||
2 | OSCAR BERNARDES | For | For | |||||||
3 | NANCE K. DICCIANI | For | For | |||||||
4 | EDWARD G. GALANTE | For | For | |||||||
5 | CLAIRE W. GARGALLI | For | For | |||||||
6 | IRA D. HALL | For | For | |||||||
7 | RAYMOND W. LEBOEUF | For | For | |||||||
8 | LARRY D. MCVAY | For | For | |||||||
9 | WAYNE T. SMITH | For | For | |||||||
10 | ROBERT L. WOOD | For | For | |||||||
2 | APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | Management | For | For | ||||||
3 | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
4 | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S SECTION 162(M) PLAN. | Management | For | For | ||||||
5 | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | Management | For | For | ||||||
6 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | Management | For | For | ||||||
STRYKER CORPORATION | ||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||
Ticker Symbol | SYK | Meeting Date | 26-Apr-2011 | |||||||
ISIN | US8636671013 | Agenda | 933388490 - Management | |||||||
City | Holding Recon Date | 01-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | HOWARD E. COX, JR. | For | For | |||||||
2 | SRIKANT M. DATAR, PH.D. | For | For | |||||||
3 | ROCH DOLIVEUX, DVM | For | For | |||||||
4 | LOUISE L. FRANCESCONI | For | For | |||||||
5 | ALLAN C. GOLSTON | For | For | |||||||
6 | HOWARD L. LANCE | For | For | |||||||
7 | STEPHEN P. MACMILLAN | For | For | |||||||
8 | WILLIAM U. PARFET | For | For | |||||||
9 | RONDA E. STRYKER | For | For | |||||||
02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
04 | APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD PLAN. | Management | For | For | ||||||
05 | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | RECOMMENDATION, IN AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
07 | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | ||||||
NOBLE ENERGY, INC. | ||||||||||
Security | 655044105 | Meeting Type | Annual | |||||||
Ticker Symbol | NBL | Meeting Date | 26-Apr-2011 | |||||||
ISIN | US6550441058 | Agenda | 933395318 - Management | |||||||
City | Holding Recon Date | 08-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | ||||||
03 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||
04 | TO DETERMINE WHETHER A STOCKHOLDER VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | ||||||
05 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER PLAN FROM 24,000,000 TO 31,000,000 AND MODIFY CERTAIN PLAN PROVISIONS. | Management | For | For | ||||||
BORGWARNER INC. | ||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||
Ticker Symbol | BWA | Meeting Date | 27-Apr-2011 | |||||||
ISIN | US0997241064 | Agenda | 933378994 - Management | |||||||
City | Holding Recon Date | 01-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: DAVID T. BROWN | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Management | For | For | ||||||
03 | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Management | For | For | ||||||
04 | THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. | Management | 1 Year | Against | ||||||
GENERAL ELECTRIC COMPANY | ||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||
Ticker Symbol | GE | Meeting Date | 27-Apr-2011 | |||||||
ISIN | US3696041033 | Agenda | 933387664 - Management | |||||||
City | Holding Recon Date | 28-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||
A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||||
A3 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | ||||||
A4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | ||||||
A5 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||
A6 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||
A7 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For | ||||||
A8 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||
A9 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | ||||||
A10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||
A11 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||
A12 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||||
A13 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For | ||||||
A14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | ||||||
A15 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | ||||||
B1 | RATIFICATION OF KPMG | Management | For | For | ||||||
B2 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||||
B3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For | ||||||
C2 | SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS | Shareholder | Against | For | ||||||
C3 | SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES | Shareholder | Against | For | ||||||
C4 | SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE | Shareholder | Against | For | ||||||
C5 | SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH | Shareholder | Against | For | ||||||
HERBALIFE LTD. | ||||||||||
Security | G4412G101 | Meeting Type | Annual | |||||||
Ticker Symbol | HLF | Meeting Date | 28-Apr-2011 | |||||||
ISIN | KYG4412G1010 | Agenda | 933381927 - Management | |||||||
City | Holding Recon Date | 28-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MICHAEL O. JOHNSON | For | For | |||||||
2 | JOHN TARTOL | For | For | |||||||
3 | CAROLE BLACK | For | For | |||||||
4 | MICHAEL J. LEVITT | For | For | |||||||
02 | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING AVAILABLE SHARE POOL | Management | For | For | ||||||
03 | VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY'S COMMON SHARES | Management | For | For | ||||||
04 | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||||
05 | VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
06 | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | Management | For | For | ||||||
07 | VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | Management | For | For | ||||||
CALGON CARBON CORPORATION | ||||||||||
Security | 129603106 | Meeting Type | Annual | |||||||
Ticker Symbol | CCC | Meeting Date | 29-Apr-2011 | |||||||
ISIN | US1296031065 | Agenda | 933383969 - Management | |||||||
City | Holding Recon Date | 02-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RANDALL S. DEARTH | For | For | |||||||
2 | TIMOTHY G. RUPERT | For | For | |||||||
3 | SETH E. SCHOFIELD | For | For | |||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
03 | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CALGON CARBON CORPORATION AS DESCRIBED UNDER THE HEADING ENTITLED "EXECUTIVE AND DIRECTOR COMPENSATION" IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Management | For | For | ||||||
04 | WHETHER THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR EVERY | Management | 1 Year | For | ||||||
ABBOTT LABORATORIES | ||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||
Ticker Symbol | ABT | Meeting Date | 29-Apr-2011 | |||||||
ISIN | US0028241000 | Agenda | 933386319 - Management | |||||||
City | Holding Recon Date | 02-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | R.J. ALPERN | For | For | |||||||
2 | R.S. AUSTIN | For | For | |||||||
3 | W.J. FARRELL | For | For | |||||||
4 | H.L. FULLER | For | For | |||||||
5 | E.M. LIDDY | For | For | |||||||
6 | P.N. NOVAKOVIC | For | For | |||||||
7 | W.A. OSBORN | For | For | |||||||
8 | S.C. SCOTT III | For | For | |||||||
9 | G.F. TILTON | For | For | |||||||
10 | M.D. WHITE | For | For | |||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For | ||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shareholder | Against | For | ||||||
AFLAC INCORPORATED | ||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||
Ticker Symbol | AFL | Meeting Date | 02-May-2011 | |||||||
ISIN | US0010551028 | Agenda | 933383616 - Management | |||||||
City | Holding Recon Date | 23-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 29-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | Against | Against | ||||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | ||||||
1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For | ||||||
1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | ||||||
02 | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | Management | For | For | ||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
SIGMA-ALDRICH CORPORATION | ||||||||||
Security | 826552101 | Meeting Type | Annual | |||||||
Ticker Symbol | SIAL | Meeting Date | 03-May-2011 | |||||||
ISIN | US8265521018 | Agenda | 933386282 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: DAVID R. HARVEY | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | ||||||
02 | APPROVAL OF THE SIGMA-ALDRICH CORPORATION LONG- TERM INCENTIVE PLAN PERFORMANCE GOALS | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 | Management | For | For | ||||||
04 | AMEND ARTICLE ELEVENTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Management | For | For | ||||||
05 | AMEND ARTICLE TWELFTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Management | For | For | ||||||
06 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
07 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
PEABODY ENERGY CORPORATION | ||||||||||
Security | 704549104 | Meeting Type | Annual | |||||||
Ticker Symbol | BTU | Meeting Date | 03-May-2011 | |||||||
ISIN | US7045491047 | Agenda | 933388692 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GREGORY H. BOYCE | For | For | |||||||
2 | WILLIAM A. COLEY | For | For | |||||||
3 | WILLIAM E. JAMES | For | For | |||||||
4 | ROBERT B. KARN III | For | For | |||||||
5 | M. FRANCES KEETH | For | For | |||||||
6 | HENRY E. LENTZ | For | For | |||||||
7 | ROBERT A. MALONE | For | For | |||||||
8 | WILLIAM C. RUSNACK | For | For | |||||||
9 | JOHN F. TURNER | For | For | |||||||
10 | SANDRA A. VAN TREASE | For | For | |||||||
11 | ALAN H. WASHKOWITZ | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
PEPSICO, INC. | ||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||
Ticker Symbol | PEP | Meeting Date | 04-May-2011 | |||||||
ISIN | US7134481081 | Agenda | 933392069 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | ||||||
02 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | Against | ||||||
04 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | Management | For | For | ||||||
05 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||
06 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) | Shareholder | For | Against | ||||||
07 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT (PROXY STATEMENT P.65) | Shareholder | Against | For | ||||||
CHURCH & DWIGHT CO., INC. | ||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||
Ticker Symbol | CHD | Meeting Date | 05-May-2011 | |||||||
ISIN | US1713401024 | Agenda | 933389430 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOSE B. ALVAREZ | For | For | |||||||
2 | JAMES R. CRAIGIE | For | For | |||||||
3 | ROSINA B. DIXON | For | For | |||||||
4 | ROBERT D. LEBLANC | For | For | |||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||
AVON PRODUCTS, INC. | ||||||||||
Security | 054303102 | Meeting Type | Annual | |||||||
Ticker Symbol | AVP | Meeting Date | 05-May-2011 | |||||||
ISIN | US0543031027 | Agenda | 933394190 - Management | |||||||
City | Holding Recon Date | 17-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | W. DON CORNWELL | For | For | |||||||
2 | V. ANN HAILEY | For | For | |||||||
3 | FRED HASSAN | For | For | |||||||
4 | ANDREA JUNG | For | For | |||||||
5 | MARIA ELENA LAGOMASINO | For | For | |||||||
6 | ANN S. MOORE | For | For | |||||||
7 | PAUL S. PRESSLER | For | For | |||||||
8 | GARY M. RODKIN | For | For | |||||||
9 | PAULA STERN | For | For | |||||||
10 | LAWRENCE A. WEINBACH | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
05 | APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. | Management | For | For | ||||||
APACHE CORPORATION | ||||||||||
Security | 037411105 | Meeting Type | Annual | |||||||
Ticker Symbol | APA | Meeting Date | 05-May-2011 | |||||||
ISIN | US0374111054 | Agenda | 933423395 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | Management | For | For | ||||||
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | Management | For | For | ||||||
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | For | For | ||||||
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | Management | For | For | ||||||
05 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS | Management | For | For | ||||||
06 | ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
07 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
08 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK | Management | For | For | ||||||
09 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK | Management | Against | Against | ||||||
10 | APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN | Management | For | For | ||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||
Ticker Symbol | CL | Meeting Date | 06-May-2011 | |||||||
ISIN | US1941621039 | Agenda | 933386167 - Opposition | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||||
02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Shareholder | Against | For | ||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||
Ticker Symbol | OXY | Meeting Date | 06-May-2011 | |||||||
ISIN | US6745991058 | Agenda | 933401060 - Management | |||||||
City | Holding Recon Date | 15-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Management | For | For | ||||||
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | For | ||||||
03 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | REPORT ON POLITICAL EXPENDITURES AND SPENDING PROCESSES. | Shareholder | Against | For | ||||||
06 | REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Shareholder | Against | For | ||||||
3M COMPANY | ||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||
Ticker Symbol | MMM | Meeting Date | 10-May-2011 | |||||||
ISIN | US88579Y1010 | Agenda | 933390407 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shareholder | For | Against | ||||||
HOSPIRA, INC. | ||||||||||
Security | 441060100 | Meeting Type | Annual | |||||||
Ticker Symbol | HSP | Meeting Date | 10-May-2011 | |||||||
ISIN | US4410601003 | Agenda | 933396194 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, II | Management | For | For | ||||||
1B | ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL | Management | For | For | ||||||
1C | ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV | Management | For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT OR REPEAL. | Management | For | For | ||||||
04 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR ALTERATION, AMENDMENT OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
05 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
07 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011. | Management | For | For | ||||||
AGRIUM INC. | ||||||||||
Security | 008916108 | Meeting Type | Annual | |||||||
Ticker Symbol | AGU | Meeting Date | 10-May-2011 | |||||||
ISIN | CA0089161081 | Agenda | 933402783 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | Canada | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RALPH S. CUNNINGHAM | For | For | |||||||
2 | RUSSELL K. GIRLING | For | For | |||||||
3 | SUSAN A. HENRY | For | For | |||||||
4 | RUSSELL J. HORNER | For | For | |||||||
5 | DAVID J. LESAR | For | For | |||||||
6 | JOHN E. LOWE | For | For | |||||||
7 | A. ANNE MCLELLAN | For | For | |||||||
8 | DEREK G. PANNELL | For | For | |||||||
9 | FRANK W. PROTO | For | For | |||||||
10 | MICHAEL M. WILSON | For | For | |||||||
11 | VICTOR J. ZALESCHUK | For | For | |||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||
COMCAST CORPORATION | ||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||
Ticker Symbol | CMCSA | Meeting Date | 11-May-2011 | |||||||
ISIN | US20030N1019 | Agenda | 933396334 - Management | |||||||
City | Holding Recon Date | 08-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | S. DECKER ANSTROM | For | For | |||||||
2 | KENNETH J. BACON | For | For | |||||||
3 | SHELDON M. BONOVITZ | For | For | |||||||
4 | EDWARD D. BREEN | For | For | |||||||
5 | JOSEPH J. COLLINS | For | For | |||||||
6 | J. MICHAEL COOK | For | For | |||||||
7 | GERALD L. HASSELL | For | For | |||||||
8 | JEFFREY A. HONICKMAN | For | For | |||||||
9 | EDUARDO G. MESTRE | For | For | |||||||
10 | BRIAN L. ROBERTS | For | For | |||||||
11 | RALPH J. ROBERTS | For | For | |||||||
12 | DR. JUDITH RODIN | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||
03 | APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||
04 | APPROVAL OF THE COMCAST CORPORATION 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | Management | For | For | ||||||
05 | APPROVAL OF THE COMCAST CORPORATION 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED | Management | For | For | ||||||
06 | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Management | Against | Against | ||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
08 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Shareholder | For | Against | ||||||
09 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER | Shareholder | For | Against | ||||||
PG&E CORPORATION | ||||||||||
Security | 69331C108 | Meeting Type | Annual | |||||||
Ticker Symbol | PCG | Meeting Date | 11-May-2011 | |||||||
ISIN | US69331C1080 | Agenda | 933396601 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DAVID R. ANDREWS | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: LEWIS CHEW | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: C. LEE COX | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: PETER A. DARBEE | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ROGER H. KIMMEL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: RICHARD A. MESERVE | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: FORREST E. MILLER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: ROSENDO G. PARRA | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: BARBARA L. RAMBO | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | ||||||
06 | NEUTRAL PG&E PERSONNEL POLICIES | Shareholder | Against | For | ||||||
NORDSTROM, INC. | ||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||
Ticker Symbol | JWN | Meeting Date | 11-May-2011 | |||||||
ISIN | US6556641008 | Agenda | 933398403 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: FELICIA D. THORNTON | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||||
02 | APPROVAL OF THE AMENDMENT TO THE NORDSTROM, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
NORFOLK SOUTHERN CORPORATION | ||||||||||
Security | 655844108 | Meeting Type | Annual | |||||||
Ticker Symbol | NSC | Meeting Date | 12-May-2011 | |||||||
ISIN | US6558441084 | Agenda | 933396889 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 11-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: KAREN N. HORN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: J. PAUL REASON | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
03 | APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Management | For | For | ||||||
04 | FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE COMPENSATION, EVERY | Management | 1 Year | For | ||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | ||||||||||
Security | 91911K102 | Meeting Type | Annual | |||||||
Ticker Symbol | VRX | Meeting Date | 16-May-2011 | |||||||
ISIN | CA91911K1021 | Agenda | 933428561 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | Canada | Vote Deadline Date | 12-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT A. INGRAM | For | For | |||||||
2 | THEO MELAS-KYRIAZI | For | For | |||||||
3 | G. MASON MORFIT | For | For | |||||||
4 | LAURENCE E. PAUL | For | For | |||||||
5 | J. MICHAEL PEARSON | For | For | |||||||
6 | ROBERT N. POWER | For | For | |||||||
7 | NORMA A. PROVENCIO | For | For | |||||||
8 | LLOYD M. SEGAL | For | For | |||||||
9 | KATHARINE STEVENSON | For | For | |||||||
10 | MICHAEL R. VAN EVERY | For | For | |||||||
02 | THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | ||||||
03 | THE DETERMINATION AS TO HOW FREQUENTLY A NON- BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE CONDUCTED. | Management | 1 Year | For | ||||||
04 | THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||
05 | THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2007 EQUITY COMPENSATION PLAN. | Management | For | For | ||||||
06 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | ||||||
JPMORGAN CHASE & CO. | ||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2011 | |||||||
ISIN | US46625H1005 | Agenda | 933404028 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||||
06 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For | ||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||||
08 | MORTGAGE LOAN SERVICING | Shareholder | Against | For | ||||||
09 | POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
10 | GENOCIDE-FREE INVESTING | Shareholder | Against | For | ||||||
11 | INDEPENDENT LEAD DIRECTOR | Shareholder | Against | For | ||||||
WYNN RESORTS, LIMITED | ||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||
Ticker Symbol | WYNN | Meeting Date | 17-May-2011 | |||||||
ISIN | US9831341071 | Agenda | 933411580 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | RUSSELL GOLDSMITH | For | For | |||||||
2 | ROBERT J. MILLER | For | For | |||||||
3 | KAZUO OKADA | Withheld | Against | |||||||
4 | ALLAN ZEMAN | For | For | |||||||
2 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | |||||||
4 | TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN | Management | For | For | ||||||
5 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2011 | Management | For | For | ||||||
6 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION MAJORITY VOTE STANDARD; AND | Shareholder | For | Against | ||||||
STATE STREET CORPORATION | ||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||
Ticker Symbol | STT | Meeting Date | 18-May-2011 | |||||||
ISIN | US8574771031 | Agenda | 933410108 - Management | |||||||
City | Holding Recon Date | 15-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: D. GRUBER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: R. SKATES | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For | ||||||
02 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
03 | TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Management | For | For | ||||||
05 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
06 | TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||
Ticker Symbol | AKAM | Meeting Date | 18-May-2011 | |||||||
ISIN | US00971T1016 | Agenda | 933412986 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN | Management | For | For | ||||||
1B | ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY | Management | For | For | ||||||
1C | ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT | Management | For | For | ||||||
1D | ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO | Management | For | For | ||||||
02 | AMENDMENT TO 2009 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
ACE LIMITED | ||||||||||
Security | H0023R105 | Meeting Type | Annual | |||||||
Ticker Symbol | ACE | Meeting Date | 18-May-2011 | |||||||
ISIN | CH0044328745 | Agenda | 933420147 - Management | |||||||
City | Holding Recon Date | 30-Mar-2011 | ||||||||
Country | Bermuda | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF EVAN G. GREENBERG | Management | For | For | ||||||
1B | ELECTION OF LEO F. MULLIN | Management | For | For | ||||||
1C | ELECTION OF OLIVIER STEIMER | Management | For | For | ||||||
1D | ELECTION OF MICHAEL P. CONNORS | Management | For | For | ||||||
1E | ELECTION OF EUGENE B. SHANKS, JR. | Management | For | For | ||||||
1F | ELECTION OF JOHN A. KROL | Management | For | For | ||||||
2A | APPROVAL OF THE ANNUAL REPORT | Management | For | For | ||||||
2B | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | Management | For | For | ||||||
2C | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||||
03 | ALLOCATION OF DISPOSABLE PROFIT | Management | For | For | ||||||
04 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
5A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Management | For | For | ||||||
5B | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
5C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Management | For | For | ||||||
06 | APPROVAL OF DIVIDENDS FROM LEGAL RESERVES | Management | For | For | ||||||
07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
08 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTE | Management | 1 Year | |||||||
CREDIT ACCEPTANCE CORPORATION | ||||||||||
Security | 225310101 | Meeting Type | Annual | |||||||
Ticker Symbol | CACC | Meeting Date | 19-May-2011 | |||||||
ISIN | US2253101016 | Agenda | 933402593 - Management | |||||||
City | Holding Recon Date | 24-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DONALD A. FOSS | For | For | |||||||
2 | GLENDA J. FLANAGAN | For | For | |||||||
3 | BRETT A. ROBERTS | For | For | |||||||
4 | THOMAS N. TRYFOROS | For | For | |||||||
5 | SCOTT J. VASSALLUZZO | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
INTEL CORPORATION | ||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||
Ticker Symbol | INTC | Meeting Date | 19-May-2011 | |||||||
ISIN | US4581401001 | Agenda | 933403812 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR | Management | For | For | ||||||
03 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Management | For | For | ||||||
04 | AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN | Management | For | For | ||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | |||||||
MCDONALD'S CORPORATION | ||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||
Ticker Symbol | MCD | Meeting Date | 19-May-2011 | |||||||
ISIN | US5801351017 | Agenda | 933410297 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | ||||||
02 | ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS). | Management | For | For | ||||||
06 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS). | Management | For | For | ||||||
07 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION). | Management | For | For | ||||||
08 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD. | Shareholder | For | Against | ||||||
09 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Shareholder | Against | For | ||||||
10 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN'S NUTRITION. | Shareholder | Against | For | ||||||
11 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS. | Shareholder | Against | For | ||||||
NEXTERA ENERGY, INC. | ||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||
Ticker Symbol | NEE | Meeting Date | 20-May-2011 | |||||||
ISIN | US65339F1012 | Agenda | 933401286 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 19-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | SHERRY S. BARRAT | For | For | |||||||
2 | ROBERT M. BEALL, II | For | For | |||||||
3 | J. HYATT BROWN | For | For | |||||||
4 | JAMES L. CAMAREN | For | For | |||||||
5 | KENNETH B. DUNN | For | For | |||||||
6 | J. BRIAN FERGUSON | For | For | |||||||
7 | LEWIS HAY, III | For | For | |||||||
8 | TONI JENNINGS | For | For | |||||||
9 | OLIVER D. KINGSLEY, JR. | For | For | |||||||
10 | RUDY E. SCHUPP | For | For | |||||||
11 | WILLIAM H. SWANSON | For | For | |||||||
12 | MICHAEL H. THAMAN | For | For | |||||||
13 | HANSEL E. TOOKES, II | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||
04 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
05 | NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | ||||||
KRAFT FOODS INC. | ||||||||||
Security | 50075N104 | Meeting Type | Annual | |||||||
Ticker Symbol | KFT | Meeting Date | 24-May-2011 | |||||||
ISIN | US50075N1046 | Agenda | 933395255 - Management | |||||||
City | Holding Recon Date | 16-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 23-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For | ||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | ||||||
4 | APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | ||||||
5 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
MEDCO HEALTH SOLUTIONS, INC. | ||||||||||
Security | 58405U102 | Meeting Type | Annual | |||||||
Ticker Symbol | MHS | Meeting Date | 24-May-2011 | |||||||
ISIN | US58405U1025 | Agenda | 933414423 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 23-May-2011 | |||||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: HOWARD W. BARKER, JR. | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN L. CASSIS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: CHARLES M. LILLIS | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MYRTLE S. POTTER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: WILLIAM L. ROPER | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DAVID B. SNOW, JR. | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: DAVID D. STEVENS | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: BLENDA J. WILSON | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2011 FISCAL YEAR | Management | For | For | ||||||
03 | APPROVAL OF AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION | Management | For | For | ||||||
04 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED STOCK INCENTIVE PLAN | Management | For | For | ||||||
05 | APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Against | Against | ||||||
06 | APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDING REQUIREMENTS | Shareholder | Against | For | ||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||
Ticker Symbol | CMG | Meeting Date | 25-May-2011 | |||||||
ISIN | US1696561059 | Agenda | 933405892 - Management | |||||||
City | Holding Recon Date | 30-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN S. CHARLESWORTH | For | For | |||||||
2 | MONTGOMERY F. MORAN | For | For | |||||||
02 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. 2011 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
04 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
05 | AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Management | 1 Year | Against | ||||||
06 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
EXXON MOBIL CORPORATION | ||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||
Ticker Symbol | XOM | Meeting Date | 25-May-2011 | |||||||
ISIN | US30231G1022 | Agenda | 933416908 - Management | |||||||
City | Holding Recon Date | 06-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | M.J. BOSKIN | For | For | |||||||
2 | P. BRABECK-LETMATHE | For | For | |||||||
3 | L.R. FAULKNER | For | For | |||||||
4 | J.S. FISHMAN | For | For | |||||||
5 | K.C. FRAZIER | For | For | |||||||
6 | W.W. GEORGE | For | For | |||||||
7 | M.C. NELSON | For | For | |||||||
8 | S.J. PALMISANO | For | For | |||||||
9 | S.S REINEMUND | For | For | |||||||
10 | R.W. TILLERSON | For | For | |||||||
11 | E.E. WHITACRE, JR. | For | For | |||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | Against | Against | ||||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | Management | 1 Year | Against | ||||||
05 | INDEPENDENT CHAIRMAN (PAGE 58) | Shareholder | For | Against | ||||||
06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Shareholder | Against | For | ||||||
07 | AMENDMENT OF EEO POLICY (PAGE 61) | Shareholder | For | Against | ||||||
08 | POLICY ON WATER (PAGE 62) | Shareholder | Against | For | ||||||
09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Shareholder | Against | For | ||||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Shareholder | Against | For | ||||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Shareholder | Against | For | ||||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Shareholder | Against | For | ||||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||
Security | 883556102 | Meeting Type | Annual | |||||||
Ticker Symbol | TMO | Meeting Date | 25-May-2011 | |||||||
ISIN | US8835561023 | Agenda | 933417455 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MICHAEL E. PORTER | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | ||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2011. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" THE FOLLOWING SHAREHOLDER PROPOSAL | Management | For | For | ||||||
05 | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | For | Against | ||||||
FLOWERS FOODS, INC. | ||||||||||
Security | 343498101 | Meeting Type | Annual | |||||||
Ticker Symbol | FLO | Meeting Date | 25-May-2011 | |||||||
ISIN | US3434981011 | Agenda | 933419930 - Management | |||||||
City | Holding Recon Date | 23-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BENJAMIN H. GRISWOLD IV | For | For | |||||||
2 | JACKIE M. WARD | For | For | |||||||
3 | C. MARTIN WOOD III | For | For | |||||||
02 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THIS PROXY STATEMENT. | Management | For | For | ||||||
03 | TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
BLACKROCK, INC. | ||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||
Ticker Symbol | BLK | Meeting Date | 25-May-2011 | |||||||
ISIN | US09247X1019 | Agenda | 933435605 - Management | |||||||
City | Holding Recon Date | 07-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MURRY S. GERBER | For | For | |||||||
2 | JAMES GROSFELD | For | For | |||||||
3 | SIR DERYCK MAUGHAN | For | For | |||||||
4 | THOMAS K. MONTAG | For | For | |||||||
5 | LINDA GOSDEN ROBINSON | For | For | |||||||
6 | JOHN S. VARLEY | Withheld | Against | |||||||
02 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
03 | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | ||||||
CITRIX SYSTEMS, INC. | ||||||||||
Security | 177376100 | Meeting Type | Annual | |||||||
Ticker Symbol | CTXS | Meeting Date | 26-May-2011 | |||||||
ISIN | US1773761002 | Agenda | 933421480 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ASIFF S. HIRJI | Management | For | For | ||||||
02 | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | ||||||
03 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | ||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY FOR HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
HCC INSURANCE HOLDINGS, INC. | ||||||||||
Security | 404132102 | Meeting Type | Annual | |||||||
Ticker Symbol | HCC | Meeting Date | 26-May-2011 | |||||||
ISIN | US4041321021 | Agenda | 933425161 - Management | |||||||
City | Holding Recon Date | 06-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JUDY C. BOZEMAN | For | For | |||||||
2 | FRANK J. BRAMANTI | For | For | |||||||
3 | WALTER M. DUER | For | For | |||||||
4 | JAMES C. FLAGG, PH.D. | For | For | |||||||
5 | THOMAS M. HAMILTON | For | For | |||||||
6 | LESLIE S. HEISZ | For | For | |||||||
7 | DEBORAH H. MIDANEK | For | For | |||||||
8 | JOHN N. MOLBECK JR. | For | For | |||||||
9 | JAMES E. OESTERREICHER | For | For | |||||||
10 | ROBERT A. ROSHOLT | For | For | |||||||
11 | CHRISTOPHER JB WILLIAMS | For | For | |||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2011. | Management | For | For | ||||||
CERNER CORPORATION | ||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||
Ticker Symbol | CERN | Meeting Date | 27-May-2011 | |||||||
ISIN | US1567821046 | Agenda | 933431140 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 26-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN C. DANFORTH | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2011. | Management | For | For | ||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | Management | 1 Year | For | ||||||
05 | APPROVAL OF THE CERNER CORPORATION 2011 OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
06 | APPROVAL OF AN AMENDMENT TO OUR ASSOCIATE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR PURCHASE. | Management | For | For | ||||||
07 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||
08 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE SERIES A PREFERRED STOCK. | Management | Against | Against | ||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||
Ticker Symbol | AMG | Meeting Date | 31-May-2011 | |||||||
ISIN | US0082521081 | Agenda | 933428585 - Management | |||||||
City | Holding Recon Date | 12-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | SAMUEL T. BYRNE | For | For | |||||||
2 | DWIGHT D. CHURCHILL | For | For | |||||||
3 | SEAN M. HEALEY | For | For | |||||||
4 | HAROLD J. MEYERMAN | For | For | |||||||
5 | WILLIAM J. NUTT | For | For | |||||||
6 | RITA M. RODRIGUEZ | For | For | |||||||
7 | PATRICK T. RYAN | For | For | |||||||
8 | JIDE J. ZEITLIN | For | For | |||||||
02 | TO APPROVE THE 2011 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND COMPENSATION TABLES. | Management | Against | Against | ||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||
MEDIDATA SOLUTIONS, INC. | ||||||||||
Security | 58471A105 | Meeting Type | Annual | |||||||
Ticker Symbol | MDSO | Meeting Date | 31-May-2011 | |||||||
ISIN | US58471A1051 | Agenda | 933444820 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | TAREK A. SHERIF | For | For | |||||||
2 | GLEN M. DE VRIES | For | For | |||||||
3 | CARLOS DOMINGUEZ | For | For | |||||||
4 | NEIL M. KURTZ | For | For | |||||||
5 | GEORGE W. MCCULLOCH | For | For | |||||||
6 | LEE A. SHAPIRO | For | For | |||||||
7 | ROBERT B. TAYLOR | For | For | |||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY ON PAY VOTE"). | Management | Against | Against | ||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CATALYST HEALTH SOLUTIONS, INC. | ||||||||||
Security | 14888B103 | Meeting Type | Annual | |||||||
Ticker Symbol | CHSI | Meeting Date | 01-Jun-2011 | |||||||
ISIN | US14888B1035 | Agenda | 933436746 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 31-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAVID T. BLAIR | For | For | |||||||
2 | DANIEL J. HOUSTON | For | For | |||||||
3 | KENNETH A. SAMET | For | For | |||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF CATALYST HEALTH SOLUTIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S NAMED EXECUTIVE OFFICERS COMPENSATION AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K OR ANY SUCCESSOR THERETO (THE "SAY ON PAY" VOTE). | Management | For | For | ||||||
04 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S RECOMMENDATION REGARDING THE FREQUENCY OF THE "SAY ON PAY" VOTE ON A TRIENNIAL BASIS. | Management | 1 Year | For | ||||||
ROPER INDUSTRIES, INC. | ||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||
Ticker Symbol | ROP | Meeting Date | 01-Jun-2011 | |||||||
ISIN | US7766961061 | Agenda | 933443296 - Management | |||||||
City | Holding Recon Date | 08-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 31-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD F. WALLMAN | For | For | |||||||
2 | CHRISTOPHER WRIGHT | For | For | |||||||
02 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||
BIOGEN IDEC INC. | ||||||||||
Security | 09062X103 | Meeting Type | Annual | |||||||
Ticker Symbol | BIIB | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US09062X1037 | Agenda | 933413394 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | Management | For | For | ||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||
Ticker Symbol | CTSH | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US1924461023 | Agenda | 933429020 - Management | |||||||
City | Holding Recon Date | 08-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBERT W. HOWE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | For | For | ||||||
02 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||
05 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Management | For | For | ||||||
06 | TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Management | For | For | ||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | ||||||||||
Security | 90384S303 | Meeting Type | Annual | |||||||
Ticker Symbol | ULTA | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US90384S3031 | Agenda | 933449553 - Management | |||||||
City | Holding Recon Date | 11-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DENNIS K. ECK | For | For | |||||||
2 | CHARLES J. PHILIPPIN | For | For | |||||||
3 | KENNETH T. STEVENS | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | APPROVAL OF 2011 INCENTIVE AWARD PLAN. | Management | For | For | ||||||
NETFLIX, INC. | ||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||
Ticker Symbol | NFLX | Meeting Date | 03-Jun-2011 | |||||||
ISIN | US64110L1061 | Agenda | 933425250 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | REED HASTINGS | For | For | |||||||
2 | JAY C. HOAG | For | For | |||||||
3 | A. GEORGE (SKIP) BATTLE | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
3 | TO APPROVE OUR 2011 STOCK PLAN. | Management | For | For | ||||||
4 | TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
5 | TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
6 | CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY BROUGHT BEFORE THE MEETING REGARDING MAJORITY VOTING. | Shareholder | For | Against | ||||||
MASTERCARD INCORPORATED | ||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||
Ticker Symbol | MA | Meeting Date | 07-Jun-2011 | |||||||
ISIN | US57636Q1040 | Agenda | 933452396 - Management | |||||||
City | Holding Recon Date | 13-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 06-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MARK SCHWARTZ | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | ||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
03 | ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011 | Management | For | For | ||||||
EQUINIX, INC. | ||||||||||
Security | 29444U502 | Meeting Type | Annual | |||||||
Ticker Symbol | EQIX | Meeting Date | 09-Jun-2011 | |||||||
ISIN | US29444U5020 | Agenda | 933451394 - Management | |||||||
City | Holding Recon Date | 20-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 08-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEVEN T. CLONTZ | For | For | |||||||
2 | GARY F. HROMADKO | For | For | |||||||
3 | SCOTT G. KRIENS | For | For | |||||||
4 | WILLIAM K. LUBY | �� | For | For | ||||||
5 | IRVING F. LYONS, III | For | For | |||||||
6 | CHRISTOPHER B. PAISLEY | For | For | |||||||
7 | STEPHEN M. SMITH | For | For | |||||||
8 | PETER F. VAN CAMP | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, REPEAL OR ADOPT ANY PROVISION OF THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
06 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO REMOVE ANY DIRECTORS OR THE ENTIRE BOARD FOR CAUSE. | Management | For | For | ||||||
07 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, ALTER, ADD TO OR RESCIND OR REPEAL THE BYLAWS. | Management | For | For | ||||||
GUESS?, INC. | ||||||||||
Security | 401617105 | Meeting Type | Annual | |||||||
Ticker Symbol | GES | Meeting Date | 23-Jun-2011 | |||||||
ISIN | US4016171054 | Agenda | 933463553 - Management | |||||||
City | Holding Recon Date | 05-May-2011 | ||||||||
Country | United States | Vote Deadline Date | 22-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KAY ISAACSON-LEIBOWITZ | For | For | |||||||
2 | MAURICE MARCIANO | For | For | |||||||
3 | ALEX YEMENIDJIAN | For | For | |||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For | ||||||
Tributary Core Equity Fund
MEDTRONIC, INC. | |||||||||
Security | 585055106 | Meeting Type | Annual | ||||||
Ticker Symbol | MDT | Meeting Date | 25-Aug-2010 | ||||||
ISIN | US5850551061 | Agenda | 933309139 - Management | ||||||
City | Holding Recon Date | 28-Jun-2010 | |||||||
Country | United States | Vote Deadline Date | 24-Aug-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1 | DIRECTOR | Management | |||||||
1 | RICHARD H. ANDERSON | For | For | ||||||
2 | DAVID L. CALHOUN | For | For | ||||||
3 | VICTOR J. DZAU, M.D. | For | For | ||||||
4 | WILLIAM A. HAWKINS | For | For | ||||||
5 | SHIRLEY A. JACKSON, PHD | For | For | ||||||
6 | JAMES T. LENEHAN | For | For | ||||||
7 | DENISE M. O'LEARY | For | For | ||||||
8 | KENDALL J. POWELL | For | For | ||||||
9 | ROBERT C. POZEN | For | For | ||||||
10 | JEAN-PIERRE ROSSO | For | For | ||||||
11 | JACK W. SCHULER | For | For | ||||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
H.J. HEINZ COMPANY | |||||||||
Security | 423074103 | Meeting Type | Annual | ||||||
Ticker Symbol | HNZ | Meeting Date | 31-Aug-2010 | ||||||
ISIN | US4230741039 | Agenda | 933309165 - Management | ||||||
City | Holding Recon Date | 02-Jun-2010 | |||||||
Country | United States | Vote Deadline Date | 30-Aug-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: W.R. JOHNSON | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: C.E. BUNCH | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: J.G. DROSDICK | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: C. KENDLE | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: D.R. O'HARE | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: N. PELTZ | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: D.H. REILLEY | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: L.C. SWANN | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: T.J. USHER | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: M.F. WEINSTEIN | Management | For | For | |||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||
03 | SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | |||||
ORACLE CORPORATION | |||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||
Ticker Symbol | ORCL | Meeting Date | 06-Oct-2010 | ||||||
ISIN | US68389X1054 | Agenda | 933328189 - Management | ||||||
City | Holding Recon Date | 09-Aug-2010 | |||||||
Country | United States | Vote Deadline Date | 05-Oct-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JEFFREY S. BERG | For | For | ||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||
4 | SAFRA A. CATZ | For | For | ||||||
5 | BRUCE R. CHIZEN | For | For | ||||||
6 | GEORGE H. CONRADES | For | For | ||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||
9 | JEFFREY O. HENLEY | For | For | ||||||
10 | MARK V. HURD | For | For | ||||||
11 | DONALD L. LUCAS | For | For | ||||||
12 | NAOMI O. SELIGMAN | For | For | ||||||
02 | APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | Management | For | For | |||||
03 | APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. | Management | For | For | |||||
04 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. | Management | For | For | |||||
05 | ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. | Shareholder | Against | For | |||||
06 | ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | For | Against | |||||
07 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | |||||
THE PROCTER & GAMBLE COMPANY | |||||||||
Security | 742718109 | Meeting Type | Annual | ||||||
Ticker Symbol | PG | Meeting Date | 12-Oct-2010 | ||||||
ISIN | US7427181091 | Agenda | 933321375 - Management | ||||||
City | Holding Recon Date | 13-Aug-2010 | |||||||
Country | United States | Vote Deadline Date | 11-Oct-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||
03 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | For | |||||
AVNET, INC | |||||||||
Security | 053807103 | Meeting Type | Annual | ||||||
Ticker Symbol | AVT | Meeting Date | 05-Nov-2010 | ||||||
ISIN | US0538071038 | Agenda | 933330920 - Management | ||||||
City | Holding Recon Date | 08-Sep-2010 | |||||||
Country | United States | Vote Deadline Date | 04-Nov-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ELEANOR BAUM | For | For | ||||||
2 | J. VERONICA BIGGINS | For | For | ||||||
3 | EHUD HOUMINER | For | For | ||||||
4 | FRANK R. NOONAN | For | For | ||||||
5 | RAY M. ROBINSON | For | For | ||||||
6 | WILLIAM H. SCHUMANN III | For | For | ||||||
7 | WILLIAM P. SULLIVAN | For | For | ||||||
8 | GARY L. TOOKER | For | For | ||||||
9 | ROY VALLEE | For | For | ||||||
02 | APPROVAL OF THE AVNET 2010 STOCK COMPENSATION PLAN. | Management | For | For | |||||
03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 2, 2011. | Management | For | For | |||||
MICROSOFT CORPORATION | |||||||||
Security | 594918104 | Meeting Type | Annual | ||||||
Ticker Symbol | MSFT | Meeting Date | 16-Nov-2010 | ||||||
ISIN | US5949181045 | Agenda | 933331011 - Management | ||||||
City | Holding Recon Date | 03-Sep-2010 | |||||||
Country | United States | Vote Deadline Date | 15-Nov-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||
02 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||
03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||
06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For | |||||
11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | Shareholder | Against | For | |||||
CISCO SYSTEMS, INC. | |||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||
Ticker Symbol | CSCO | Meeting Date | 18-Nov-2010 | ||||||
ISIN | US17275R1023 | Agenda | 933332265 - Management | ||||||
City | Holding Recon Date | 20-Sep-2010 | |||||||
Country | United States | Vote Deadline Date | 17-Nov-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||
1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | |||||
02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | Against | Against | |||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. | Management | For | For | |||||
04 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | Shareholder | Against | For | |||||
05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||
06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||
WALGREEN CO. | |||||||||
Security | 931422109 | Meeting Type | Annual | ||||||
Ticker Symbol | WAG | Meeting Date | 12-Jan-2011 | ||||||
ISIN | US9314221097 | Agenda | 933353447 - Management | ||||||
City | Holding Recon Date | 15-Nov-2010 | |||||||
Country | United States | Vote Deadline Date | 11-Jan-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: MARK P. FRISSORA | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: ALAN G. MCNALLY | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: ALEJANDRO SILVA | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
03 | AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO REVISE THE PURPOSE CLAUSE. | Management | For | For | |||||
04 | AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. | Management | For | For | |||||
05 | AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION TO ELIMINATE THE "FAIR PRICE" CHARTER PROVISION APPLICABLE TO CERTAIN BUSINESS COMBINATIONS. | Management | For | For | |||||
06 | SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE THE VOTE REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | |||||
07 | SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED. | Shareholder | For | Against | |||||
AIR PRODUCTS AND CHEMICALS, INC. | |||||||||
Security | 009158106 | Meeting Type | Annual | ||||||
Ticker Symbol | APD | Meeting Date | 27-Jan-2011 | ||||||
ISIN | US0091581068 | Agenda | 933358699 - Management | ||||||
City | Holding Recon Date | 30-Nov-2010 | |||||||
Country | United States | Vote Deadline Date | 26-Jan-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | CHADWICK C. DEATON | For | For | ||||||
2 | MICHAEL J. DONAHUE | For | For | ||||||
3 | URSULA O. FAIRBAIRN | For | For | ||||||
4 | LAWRENCE S. SMITH | For | For | ||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | Management | For | For | |||||
03 | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS. | Management | Against | Against | |||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | Against | |||||
05 | APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS. | Management | For | For | |||||
JACOBS ENGINEERING GROUP INC. | |||||||||
Security | 469814107 | Meeting Type | Annual | ||||||
Ticker Symbol | JEC | Meeting Date | 27-Jan-2011 | ||||||
ISIN | US4698141078 | Agenda | 933359918 - Management | ||||||
City | Holding Recon Date | 01-Dec-2010 | |||||||
Country | United States | Vote Deadline Date | 26-Jan-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: JOHN F. COYNE | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: CRAIG L. MARTIN | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: JOHN P. JUMPER | Management | For | For | |||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
03 | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | |||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||
EMERSON ELECTRIC CO. | |||||||||
Security | 291011104 | Meeting Type | Annual | ||||||
Ticker Symbol | EMR | Meeting Date | 01-Feb-2011 | ||||||
ISIN | US2910111044 | Agenda | 933358435 - Management | ||||||
City | Holding Recon Date | 23-Nov-2010 | |||||||
Country | United States | Vote Deadline Date | 31-Jan-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | D.N. FARR* | For | For | ||||||
2 | H. GREEN* | For | For | ||||||
3 | C.A. PETERS* | For | For | ||||||
4 | J.W. PRUEHER* | For | For | ||||||
5 | R.L. RIDGWAY** | For | For | ||||||
02 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | Management | For | For | |||||
03 | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | Management | For | For | |||||
04 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
05 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | |||||
06 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | Against | |||||
07 | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||
NOVARTIS AG | |||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||
Ticker Symbol | NVS | Meeting Date | 22-Feb-2011 | ||||||
ISIN | US66987V1098 | Agenda | 933370784 - Management | ||||||
City | Holding Recon Date | 25-Jan-2011 | |||||||
Country | United States | Vote Deadline Date | 14-Feb-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2010 | Management | For | For | |||||
02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||
03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | |||||
04 | CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM | Management | Against | Against | |||||
5B1 | RE-ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS | Management | For | For | |||||
5B2 | RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS | Management | For | For | |||||
5B3 | RE-ELECTION OF ULRICH LEHNER, PH.D. FOR A THREE- YEAR TERM TO THE BOARD OF DIRECTORS | Management | For | For | |||||
5C | ELECTION OF NEW MEMBER THE BOARD OF DIRECTORS PROPOSES TO VOTE FOR THE ELECTION OF ENRICO VANNI, PH.D.,FOR A THREE YEAR TERM | Management | For | For | |||||
06 | APPOINTMENT OF THE AUDITOR | Management | For | For | |||||
07 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING | Management | Against | Against | |||||
APPLIED MATERIALS, INC. | |||||||||
Security | 038222105 | Meeting Type | Annual | ||||||
Ticker Symbol | AMAT | Meeting Date | 08-Mar-2011 | ||||||
ISIN | US0382221051 | Agenda | 933367787 - Management | ||||||
City | Holding Recon Date | 12-Jan-2011 | |||||||
Country | United States | Vote Deadline Date | 07-Mar-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | AART J. DE GEUS | For | For | ||||||
2 | STEPHEN R. FORREST | For | For | ||||||
3 | THOMAS J. IANNOTTI | For | For | ||||||
4 | SUSAN M. JAMES | For | For | ||||||
5 | ALEXANDER A. KARSNER | For | For | ||||||
6 | GERHARD H. PARKER | For | For | ||||||
7 | DENNIS D. POWELL | For | For | ||||||
8 | WILLEM P. ROELANDTS | For | For | ||||||
9 | JAMES E. ROGERS | For | For | ||||||
10 | MICHAEL R. SPLINTER | For | For | ||||||
11 | ROBERT H. SWAN | For | For | ||||||
02 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | |||||
HEWLETT-PACKARD COMPANY | |||||||||
Security | 428236103 | Meeting Type | Annual | ||||||
Ticker Symbol | HPQ | Meeting Date | 23-Mar-2011 | ||||||
ISIN | US4282361033 | Agenda | 933369820 - Management | ||||||
City | Holding Recon Date | 24-Jan-2011 | |||||||
Country | United States | Vote Deadline Date | 22-Mar-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: L. APOTHEKER | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: S.M. BALDAUF | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: R.L. GUPTA | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: J.H. HAMMERGREN | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: R.J. LANE | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: G.M. REINER | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: P.F. RUSSO | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: D. SENEQUIER | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: G.K. THOMPSON | Management | For | For | |||||
1M | ELECTION OF DIRECTOR: M.C. WHITMAN | Management | For | For | |||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Management | For | For | |||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | |||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||
05 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||
06 | APPROVAL OF AN AMENDMENT TO THE HEWLETT- PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN. | Management | Against | Against | |||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||
Security | 806857108 | Meeting Type | Annual | ||||||
Ticker Symbol | SLB | Meeting Date | 06-Apr-2011 | ||||||
ISIN | AN8068571086 | Agenda | 933377106 - Management | ||||||
City | Holding Recon Date | 16-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 05-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: P. CAMUS | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: P. CURRIE | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: A. GOULD | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: T. ISAAC | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: K.V. KAMATH | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: A. LAJOUS | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: M.E. MARKS | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: E. MOLER | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: L.R. REIF | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: T.I. SANDVOLD | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: H. SEYDOUX | Management | For | For | |||||
1M | ELECTION OF DIRECTOR: P. KIBSGAARD | Management | For | For | |||||
1N | ELECTION OF DIRECTOR: L.S. OLAYAN | Management | For | For | |||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||
04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | Management | For | For | |||||
05 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | Management | For | For | |||||
06 | TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | Management | For | For | |||||
07 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||
NOVARTIS AG | |||||||||
Security | 66987V109 | Meeting Type | Special | ||||||
Ticker Symbol | NVS | Meeting Date | 08-Apr-2011 | ||||||
ISIN | US66987V1098 | Agenda | 933380898 - Management | ||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 31-Mar-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | THE BOARD OF DIRECTORS PROPOSES THE APPROVAL OF THE MERGER AGREEMENT BETWEEN ALCON, INC. ("ALCON") AND NOVARTIS AG ("NOVARTIS") DATED DECEMBER 14, 2010. | Management | For | For | |||||
1B | THE BOARD OF DIRECTORS PROPOSES THE CREATION OF AUTHORISED CAPITAL THROUGH THE ISSUANCE OF UP TO 108 MILLION NEW SHARES FOR THE PURPOSE OF COMPLETING THE MERGER OF ALCON INTO NOVARTIS BY MEANS OF INTRODUCING A NEW ARTICLE 4A OF THE ARTICLES OF INCORPORATION. | Management | For | For | |||||
02 | FOR ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING, I/WE INSTRUCT TO VOTE ACCORDING TO THE PROPOSAL OF THE BOARD OF DIRECTORS. | Management | Against | Against | |||||
TEXAS INSTRUMENTS INCORPORATED | |||||||||
Security | 882508104 | Meeting Type | Annual | ||||||
Ticker Symbol | TXN | Meeting Date | 21-Apr-2011 | ||||||
ISIN | US8825081040 | Agenda | 933376534 - Management | ||||||
City | Holding Recon Date | 22-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: S.P. MACMILLAN | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | |||||
02 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||
03 | BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | Against | |||||
04 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | |||||
KIMBERLY-CLARK CORPORATION | |||||||||
Security | 494368103 | Meeting Type | Annual | ||||||
Ticker Symbol | KMB | Meeting Date | 21-Apr-2011 | ||||||
ISIN | US4943681035 | Agenda | 933377550 - Management | ||||||
City | Holding Recon Date | 22-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: JOHN R. ALM | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Management | For | For | |||||
02 | RATIFICATION OF AUDITORS | Management | For | For | |||||
03 | APPROVAL OF THE 2011 OUTSIDE DIRECTORS' COMPENSATION PLAN | Management | For | For | |||||
04 | APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN | Management | For | For | |||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM | Management | For | For | |||||
06 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||
ADOBE SYSTEMS INCORPORATED | |||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||
Ticker Symbol | ADBE | Meeting Date | 21-Apr-2011 | ||||||
ISIN | US00724F1012 | Agenda | 933378918 - Management | ||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||
1B | ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | |||||
1C | ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK | Management | For | For | |||||
1D | ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK | Management | For | For | |||||
02 | APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 17 MILLION SHARES. | Management | For | For | |||||
03 | APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | Management | For | For | |||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 2, 2011. | Management | For | For | |||||
05 | APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OUR CLASSIFIED BOARD STRUCTURE. | Management | For | For | |||||
06 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||
Security | 459200101 | Meeting Type | Annual | ||||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2011 | ||||||
ISIN | US4592001014 | Agenda | 933380381 - Management | ||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | |||||
1L | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | |||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | |||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | |||||
04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | Management | 1 Year | Against | |||||
05 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Shareholder | Against | For | |||||
06 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | Shareholder | Against | For | |||||
07 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | Shareholder | Against | For | |||||
BB&T CORPORATION | |||||||||
Security | 054937107 | Meeting Type | Annual | ||||||
Ticker Symbol | BBT | Meeting Date | 26-Apr-2011 | ||||||
ISIN | US0549371070 | Agenda | 933382652 - Management | ||||||
City | Holding Recon Date | 23-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | JOHN A. ALLISON IV | For | For | ||||||
2 | JENNIFER S. BANNER | For | For | ||||||
3 | K. DAVID BOYER, JR. | For | For | ||||||
4 | ANNA R. CABLIK | For | For | ||||||
5 | RONALD E. DEAL | For | For | ||||||
6 | J.L. GLOVER, JR. | For | For | ||||||
7 | JANE P. HELM | For | For | ||||||
8 | JOHN P. HOWE III, M.D. | For | For | ||||||
9 | KELLY S. KING | For | For | ||||||
10 | VALERIA LYNCH LEE | For | For | ||||||
11 | J. HOLMES MORRISON | For | For | ||||||
12 | NIDO R. QUBEIN | For | For | ||||||
13 | THOMAS E. SKAINS | For | For | ||||||
14 | THOMAS N. THOMPSON | For | For | ||||||
15 | STEPHEN T. WILLIAMS | For | For | ||||||
02 | TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE PLAN FOR FEDERAL TAX PURPOSES. | Management | For | For | |||||
03 | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | |||||
04 | TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Management | For | For | |||||
05 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF "SAY ON PAY" VOTES. | Management | 1 Year | For | |||||
06 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shareholder | For | Against | |||||
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | For | Against | |||||
THE CHUBB CORPORATION | |||||||||
Security | 171232101 | Meeting Type | Annual | ||||||
Ticker Symbol | CB | Meeting Date | 26-Apr-2011 | ||||||
ISIN | US1712321017 | Agenda | 933383185 - Management | ||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Management | For | For | |||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | |||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||
1D | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | |||||
1E | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | |||||
1F | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | |||||
1G | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | |||||
1H | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | |||||
1I | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | |||||
1J | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | |||||
1K | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | |||||
02 | TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN (2011). | Management | For | For | |||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||
04 | TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE ENCLOSED ANNUAL MEETING MATERIALS. | Management | For | For | |||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||
METLIFE, INC. | |||||||||
Security | 59156R108 | Meeting Type | Annual | ||||||
Ticker Symbol | MET | Meeting Date | 26-Apr-2011 | ||||||
ISIN | US59156R1086 | Agenda | 933398883 - Management | ||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | STEVEN A. KANDARIAN* | For | For | ||||||
2 | SYLVIA MATHEWS BURWELL# | For | For | ||||||
3 | EDUARDO CASTRO-WRIGHT# | For | For | ||||||
4 | CHERYL W. GRISE# | For | For | ||||||
5 | LULU C. WANG# | For | For | ||||||
02 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | |||||
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 | Management | For | For | |||||
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | |||||
GENERAL ELECTRIC COMPANY | |||||||||
Security | 369604103 | Meeting Type | Annual | ||||||
Ticker Symbol | GE | Meeting Date | 27-Apr-2011 | ||||||
ISIN | US3696041033 | Agenda | 933387664 - Management | ||||||
City | Holding Recon Date | 28-Feb-2011 | |||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||
A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||
A3 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||
A4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||
A5 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||
A6 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||
A7 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | For | For | |||||
A8 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||
A9 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | |||||
A10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||
A11 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||
A12 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||
A13 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For | |||||
A14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||
A15 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||
A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||
B1 | RATIFICATION OF KPMG | Management | For | For | |||||
B2 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | Against | Against | |||||
B3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||
C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For | |||||
C2 | SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS | Shareholder | Against | For | |||||
C3 | SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES | Shareholder | Against | For | |||||
C4 | SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE | Shareholder | Against | For | |||||
C5 | SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH | Shareholder | Against | For | |||||
ABBOTT LABORATORIES | |||||||||
Security | 002824100 | Meeting Type | Annual | ||||||
Ticker Symbol | ABT | Meeting Date | 29-Apr-2011 | ||||||
ISIN | US0028241000 | Agenda | 933386319 - Management | ||||||
City | Holding Recon Date | 02-Mar-2011 | |||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | R.J. ALPERN | For | For | ||||||
2 | R.S. AUSTIN | For | For | ||||||
3 | W.J. FARRELL | For | For | ||||||
4 | H.L. FULLER | For | For | ||||||
5 | E.M. LIDDY | For | For | ||||||
6 | P.N. NOVAKOVIC | For | For | ||||||
7 | W.A. OSBORN | For | For | ||||||
8 | S.C. SCOTT III | For | For | ||||||
9 | G.F. TILTON | For | For | ||||||
10 | M.D. WHITE | For | For | ||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For | |||||
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Against | Against | |||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||
05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shareholder | Against | For | |||||
ALLEGHENY TECHNOLOGIES INCORPORATED | |||||||||
Security | 01741R102 | Meeting Type | Annual | ||||||
Ticker Symbol | ATI | Meeting Date | 29-Apr-2011 | ||||||
ISIN | US01741R1023 | Agenda | 933389884 - Management | ||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
A | DIRECTOR | Management | |||||||
1 | JAMES C. DIGGS | For | For | ||||||
2 | J. BRETT HARVEY | For | For | ||||||
3 | MICHAEL J. JOYCE | For | For | ||||||
B | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED OFFICERS. | Management | Against | Against | |||||
C | ADVISORY VOTE ON WHETHER THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | |||||
D | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For |
AFLAC INCORPORATED | ||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||
Ticker Symbol | AFL | Meeting Date | 02-May-2011 | |||||||
ISIN | US0010551028 | Agenda | 933383616 - Management | |||||||
City | Holding Recon Date | 23-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 29-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | Against | Against | ||||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | ||||||
1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For | ||||||
1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | ||||||
02 | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | Management | For | For | ||||||
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
PEABODY ENERGY CORPORATION | ||||||||||
Security | 704549104 | Meeting Type | Annual | |||||||
Ticker Symbol | BTU | Meeting Date | 03-May-2011 | |||||||
ISIN | US7045491047 | Agenda | 933388692 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GREGORY H. BOYCE | For | For | |||||||
2 | WILLIAM A. COLEY | For | For | |||||||
3 | WILLIAM E. JAMES | For | For | |||||||
4 | ROBERT B. KARN III | For | For | |||||||
5 | M. FRANCES KEETH | For | For | |||||||
6 | HENRY E. LENTZ | For | For | |||||||
7 | ROBERT A. MALONE | For | For | |||||||
8 | WILLIAM C. RUSNACK | For | For | |||||||
9 | JOHN F. TURNER | For | For | |||||||
10 | SANDRA A. VAN TREASE | For | For | |||||||
11 | ALAN H. WASHKOWITZ | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
PEPSICO, INC. | ||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||
Ticker Symbol | PEP | Meeting Date | 04-May-2011 | |||||||
ISIN | US7134481081 | Agenda | 933392069 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | ||||||
02 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | Against | ||||||
04 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | Management | For | For | ||||||
05 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||
06 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) | Shareholder | For | Against | ||||||
07 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT (PROXY STATEMENT P.65) | Shareholder | Against | For | ||||||
APACHE CORPORATION | ||||||||||
Security | 037411105 | Meeting Type | Annual | |||||||
Ticker Symbol | APA | Meeting Date | 05-May-2011 | |||||||
ISIN | US0374111054 | Agenda | 933423395 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | Management | For | For | ||||||
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | Management | For | For | ||||||
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | For | For | ||||||
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | Management | For | For | ||||||
05 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS | Management | For | For | ||||||
06 | ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
07 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
08 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK | Management | For | For | ||||||
09 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK | Management | Against | Against | ||||||
10 | APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN | Management | For | For | ||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||
Security | 38141G104 | Meeting Type | Annual | |||||||
Ticker Symbol | GS | Meeting Date | 06-May-2011 | |||||||
ISIN | US38141G1040 | Agenda | 933405397 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN H. BRYAN | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS (SAY ON PAY) | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR | Management | For | For | ||||||
05 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shareholder | Against | For | ||||||
06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | ||||||
07 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Shareholder | Against | For | ||||||
08 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR EXECUTIVE COMPENSATION | Shareholder | Against | For | ||||||
09 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE CHANGE RISK DISCLOSURE | Shareholder | Against | For | ||||||
10 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
3M COMPANY | ||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||
Ticker Symbol | MMM | Meeting Date | 10-May-2011 | |||||||
ISIN | US88579Y1010 | Agenda | 933390407 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | Shareholder | For | Against | ||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||
Ticker Symbol | PM | Meeting Date | 11-May-2011 | |||||||
ISIN | US7181721090 | Agenda | 933393744 - Management | |||||||
City | Holding Recon Date | 15-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||||
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For | ||||||
06 | STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR | Shareholder | For | Against | ||||||
COMCAST CORPORATION | ||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||
Ticker Symbol | CMCSA | Meeting Date | 11-May-2011 | |||||||
ISIN | US20030N1019 | Agenda | 933396334 - Management | |||||||
City | Holding Recon Date | 08-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | S. DECKER ANSTROM | For | For | |||||||
2 | KENNETH J. BACON | For | For | |||||||
3 | SHELDON M. BONOVITZ | For | For | |||||||
4 | EDWARD D. BREEN | For | For | |||||||
5 | JOSEPH J. COLLINS | For | For | |||||||
6 | J. MICHAEL COOK | For | For | |||||||
7 | GERALD L. HASSELL | For | For | |||||||
8 | JEFFREY A. HONICKMAN | For | For | |||||||
9 | EDUARDO G. MESTRE | For | For | |||||||
10 | BRIAN L. ROBERTS | For | For | |||||||
11 | RALPH J. ROBERTS | For | For | |||||||
12 | DR. JUDITH RODIN | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||
03 | APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||
04 | APPROVAL OF THE COMCAST CORPORATION 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | Management | For | For | ||||||
05 | APPROVAL OF THE COMCAST CORPORATION 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED | Management | For | For | ||||||
06 | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Management | Against | Against | ||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
08 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Shareholder | For | Against | ||||||
09 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER | Shareholder | For | Against | ||||||
PG&E CORPORATION | ||||||||||
Security | 69331C108 | Meeting Type | Annual | |||||||
Ticker Symbol | PCG | Meeting Date | 11-May-2011 | |||||||
ISIN | US69331C1080 | Agenda | 933396601 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DAVID R. ANDREWS | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: LEWIS CHEW | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: C. LEE COX | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: PETER A. DARBEE | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ROGER H. KIMMEL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: RICHARD A. MESERVE | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: FORREST E. MILLER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: ROSENDO G. PARRA | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: BARBARA L. RAMBO | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | ||||||
06 | NEUTRAL PG&E PERSONNEL POLICIES | Shareholder | Against | For | ||||||
BANK OF AMERICA CORPORATION | ||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||
Ticker Symbol | BAC | Meeting Date | 11-May-2011 | |||||||
ISIN | US0605051046 | Agenda | 933398491 - Management | |||||||
City | Holding Recon Date | 16-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: MUKESH D. AMBANI | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | ||||||
02 | AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" VOTES. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
05 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT. | Shareholder | Against | For | ||||||
06 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||
07 | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. | Shareholder | For | Against | ||||||
08 | STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. | Shareholder | For | Against | ||||||
09 | STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. | Shareholder | Against | For | ||||||
10 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN CONTESTED ELECTIONS. | Shareholder | For | Against | ||||||
11 | STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE COMPENSATION. | Shareholder | Against | For | ||||||
12 | STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN RELOCATION BENEFITS. | Shareholder | For | Against | ||||||
MOHAWK INDUSTRIES, INC. | ||||||||||
Security | 608190104 | Meeting Type | Annual | |||||||
Ticker Symbol | MHK | Meeting Date | 11-May-2011 | |||||||
ISIN | US6081901042 | Agenda | 933408761 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MS. BOGART | For | For | |||||||
2 | MR. FIEDLER | For | For | |||||||
3 | MR. ILL | For | For | |||||||
4 | MR. LORBERBAUM | For | For | |||||||
02 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
KOHL'S CORPORATION | ||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||
Ticker Symbol | KSS | Meeting Date | 12-May-2011 | |||||||
ISIN | US5002551043 | Agenda | 933383743 - Management | |||||||
City | Holding Recon Date | 09-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 11-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JOHN F. HERMA | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||||
02 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
3A | APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE REQUIREMENT IN ARTICLE V. | Management | For | For | ||||||
3B | APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE REQUIREMENT IN ARTICLE VI. | Management | For | For | ||||||
04 | RE-APPROVAL OF ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
07 | SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||
08 | SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND REPORTING. | Shareholder | Against | For | ||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||
Ticker Symbol | DGX | Meeting Date | 17-May-2011 | |||||||
ISIN | US74834L1008 | Agenda | 933397691 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: WILLIAM F. BUEHLER | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: DANIEL C. STANZIONE | Management | For | For | ||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP FOR 2011. | Management | For | For | ||||||
3 | PROPOSAL TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
4 | PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
JPMORGAN CHASE & CO. | ||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2011 | |||||||
ISIN | US46625H1005 | Agenda | 933404028 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||||
06 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For | ||||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against | ||||||
08 | MORTGAGE LOAN SERVICING | Shareholder | Against | For | ||||||
09 | POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
10 | GENOCIDE-FREE INVESTING | Shareholder | Against | For | ||||||
11 | INDEPENDENT LEAD DIRECTOR | Shareholder | Against | For | ||||||
STATE STREET CORPORATION | ||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||
Ticker Symbol | STT | Meeting Date | 18-May-2011 | |||||||
ISIN | US8574771031 | Agenda | 933410108 - Management | |||||||
City | Holding Recon Date | 15-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: D. GRUBER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: R. SKATES | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For | ||||||
02 | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
03 | TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
04 | TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN | Management | For | For | ||||||
05 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
06 | TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS | Shareholder | For | Against | ||||||
FLOWSERVE CORPORATION | ||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||
Ticker Symbol | FLS | Meeting Date | 19-May-2011 | |||||||
ISIN | US34354P1057 | Agenda | 933404129 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN R. FRIEDERY | For | For | |||||||
2 | JOE E. HARLAN | For | For | |||||||
3 | MICHAEL F. JOHNSTON | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | APPROVE AN AMENDMENT TO ARTICLE EIGHTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
05 | APPROVE AN AMENDMENT TO ARTICLE NINTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
06 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
AMGEN INC. | ||||||||||
Security | 031162100 | Meeting Type | Annual | |||||||
Ticker Symbol | AMGN | Meeting Date | 20-May-2011 | |||||||
ISIN | US0311621009 | Agenda | 933398489 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 19-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | ||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
04 | TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION EVERY ONE YEAR, TWO YEARS OR THREE YEARS. | Management | 1 Year | For | ||||||
05 | STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shareholder | For | Against | ||||||
THE WESTERN UNION COMPANY | ||||||||||
Security | 959802109 | Meeting Type | Annual | |||||||
Ticker Symbol | WU | Meeting Date | 20-May-2011 | |||||||
ISIN | US9598021098 | Agenda | 933412114 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 19-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: HIKMET ERSEK | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||||
02 | RATIFICATION OF SELECTION OF AUDITORS | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS | Shareholder | For | Against | ||||||
EXXON MOBIL CORPORATION | ||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||
Ticker Symbol | XOM | Meeting Date | 25-May-2011 | |||||||
ISIN | US30231G1022 | Agenda | 933416908 - Management | |||||||
City | Holding Recon Date | 06-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | M.J. BOSKIN | For | For | |||||||
2 | P. BRABECK-LETMATHE | For | For | |||||||
3 | L.R. FAULKNER | For | For | |||||||
4 | J.S. FISHMAN | For | For | |||||||
5 | K.C. FRAZIER | For | For | |||||||
6 | W.W. GEORGE | For | For | |||||||
7 | M.C. NELSON | For | For | |||||||
8 | S.J. PALMISANO | For | For | |||||||
9 | S.S REINEMUND | For | For | |||||||
10 | R.W. TILLERSON | For | For | |||||||
11 | E.E. WHITACRE, JR. | For | For | |||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | Against | Against | ||||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | Management | 1 Year | Against | ||||||
05 | INDEPENDENT CHAIRMAN (PAGE 58) | Shareholder | For | Against | ||||||
06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Shareholder | Against | For | ||||||
07 | AMENDMENT OF EEO POLICY (PAGE 61) | Shareholder | For | Against | ||||||
08 | POLICY ON WATER (PAGE 62) | Shareholder | Against | For | ||||||
09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Shareholder | Against | For | ||||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Shareholder | Against | For | ||||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Shareholder | Against | For | ||||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Shareholder | Against | For | ||||||
CHEVRON CORPORATION | ||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||
Ticker Symbol | CVX | Meeting Date | 25-May-2011 | |||||||
ISIN | US1667641005 | Agenda | 933419687 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: C. WARE | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Shareholder | Against | For | ||||||
06 | HUMAN RIGHTS COMMITTEE. | Shareholder | Against | For | ||||||
07 | SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. | Shareholder | Against | For | ||||||
08 | GUIDELINES FOR COUNTRY SELECTION. | Shareholder | Against | For | ||||||
09 | FINANCIAL RISKS FROM CLIMATE CHANGE. | Shareholder | Against | For | ||||||
10 | HYDRAULIC FRACTURING. | Shareholder | For | Against | ||||||
11 | OFFSHORE OIL WELLS. | Shareholder | Against | For | ||||||
THE SOUTHERN COMPANY | ||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||
Ticker Symbol | SO | Meeting Date | 25-May-2011 | |||||||
ISIN | US8425871071 | Agenda | 933425402 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | J.P. BARANCO | For | For | |||||||
2 | J.A. BOSCIA | For | For | |||||||
3 | H.A. CLARK III | For | For | |||||||
4 | T.A. FANNING | For | For | |||||||
5 | H.W. HABERMEYER, JR. | For | For | |||||||
6 | V.M. HAGEN | For | For | |||||||
7 | W.A. HOOD, JR. | For | For | |||||||
8 | D.M. JAMES | For | For | |||||||
9 | D.E. KLEIN | For | For | |||||||
10 | J.N. PURCELL | For | For | |||||||
11 | W.G. SMITH, JR. | For | For | |||||||
12 | S.R. SPECKER | For | For | |||||||
13 | L.D. THOMPSON | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||
06 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shareholder | Against | For | ||||||
BLACKROCK, INC. | ||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||
Ticker Symbol | BLK | Meeting Date | 25-May-2011 | |||||||
ISIN | US09247X1019 | Agenda | 933435605 - Management | |||||||
City | Holding Recon Date | 07-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MURRY S. GERBER | For | For | |||||||
2 | JAMES GROSFELD | For | For | |||||||
3 | SIR DERYCK MAUGHAN | For | For | |||||||
4 | THOMAS K. MONTAG | For | For | |||||||
5 | LINDA GOSDEN ROBINSON | For | For | |||||||
6 | JOHN S. VARLEY | Withheld | Against | |||||||
02 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
03 | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | ||||||
THE HOME DEPOT, INC. | ||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||
Ticker Symbol | HD | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US4370761029 | Agenda | 933427127 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: RONALD L. SARGENT | Management | For | For | ||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
05 | COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION) | Management | For | For | ||||||
06 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shareholder | Against | For | ||||||
07 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | ||||||
08 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For | ||||||
09 | SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND CONTRIBUTIONS | Shareholder | Against | For |
Tributary Growth Opportunities Fund
ALLIANT TECHSYSTEMS INC. | |||||||||
Security | 018804104 | Meeting Type | Annual | ||||||
Ticker Symbol | ATK | Meeting Date | 03-Aug-2010 | ||||||
ISIN | US0188041042 | Agenda | 933302488 - Management | ||||||
City | Holding Recon Date | 07-Jun-2010 | |||||||
Country | United States | Vote Deadline Date | 02-Aug-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | ROXANNE J. DECYK | For | For | ||||||
2 | MARK W. DEYOUNG | For | For | ||||||
3 | MARTIN C. FAGA | For | For | ||||||
4 | RONALD R. FOGLEMAN | For | For | ||||||
5 | APRIL H. FOLEY | For | For | ||||||
6 | TIG H. KREKEL | For | For | ||||||
7 | DOUGLAS L. MAINE | For | For | ||||||
8 | ROMAN MARTINEZ IV | For | For | ||||||
9 | MARK H. RONALD | For | For | ||||||
10 | WILLIAM G. VAN DYKE | For | For | ||||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||
PSS WORLD MEDICAL, INC. | |||||||||
Security | 69366A100 | Meeting Type | Annual | ||||||
Ticker Symbol | PSSI | Meeting Date | 24-Aug-2010 | ||||||
ISIN | US69366A1007 | Agenda | 933309292 - Management | ||||||
City | Holding Recon Date | 18-Jun-2010 | |||||||
Country | United States | Vote Deadline Date | 23-Aug-2010 | ||||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | DIRECTOR | Management | |||||||
1 | GARY A. CORLESS | For | For | ||||||
2 | MELVIN L. HECKTMAN | For | For | ||||||
3 | DELORES M. KESLER | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | |||||
VALEANT PHARMACEUTICALS INTERNATIONAL | |||||||||
Security | 91911X104 | Meeting Type | Special | ||||||
Ticker Symbol | VRX | Meeting Date | 27-Sep-2010 | ||||||
ISIN | US91911X1046 | Agenda | 933323103 - Management | ||||||
City | Holding Recon Date | 18-Aug-2010 | |||||||
Country | United States | Vote Deadline Date | 24-Sep-2010 | ||||||
SEDOL(s) | Quick Code | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20, 2010, AMONG VALEANT PHARMACEUTICALS INTERNATIONAL, BIOVAIL CORPORATION, BIOVAIL AMERICAS CORP. (A WHOLLY OWNED SUBSIDIARY OF BIOVAIL CORPORATION) AND BEACH MERGER CORP. (A WHOLLY OWNED SUBSIDIARY OF BIOVAIL AMERICAS CORP.) | Management | For | For | |||||
02 | APPROVAL OF THE ADJOURNMENT OF THE VALEANT PHARMACEUTICALS INTERNATIONAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
SRA INTERNATIONAL, INC. | |||||||||||
Security | 78464R105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SRX | Meeting Date | 28-Oct-2010 | ||||||||
ISIN | US78464R1059 | Agenda | 933327911 - Management | ||||||||
City | Holding Recon Date | 31-Aug-2010 | |||||||||
Country | United States | Vote Deadline Date | 27-Oct-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | JOHN W. BARTER | For | For | ||||||||
2 | LARRY R. ELLIS | For | For | ||||||||
3 | MILES R. GILBURNE | For | For | ||||||||
4 | W. ROBERT GRAFTON | For | For | ||||||||
5 | WILLIAM T. KEEVAN | For | For | ||||||||
6 | MICHAEL R. KLEIN | For | For | ||||||||
7 | DAVID H. LANGSTAFF | For | For | ||||||||
8 | STANTON D. SLOANE | For | For | ||||||||
9 | ERNST VOLGENAU | For | For | ||||||||
10 | GAIL R. WILENSKY | For | For | ||||||||
02 | TO APPROVE THE COMPANY'S 2010 INCENTIVE PLAN | Management | Against | Against | |||||||
03 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
COACH, INC. | |||||||||||
Security | 189754104 | Meeting Type | Annual | ||||||||
Ticker Symbol | COH | Meeting Date | 03-Nov-2010 | ||||||||
ISIN | US1897541041 | Agenda | 933330350 - Management | ||||||||
City | Holding Recon Date | 07-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 02-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | LEW FRANKFORT | For | For | ||||||||
2 | SUSAN KROPF | For | For | ||||||||
3 | GARY LOVEMAN | For | For | ||||||||
4 | IVAN MENEZES | For | For | ||||||||
5 | IRENE MILLER | For | For | ||||||||
6 | MICHAEL MURPHY | For | For | ||||||||
7 | JIDE ZEITLIN | For | For | ||||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011 | Management | For | For | |||||||
03 | TO APPROVE THE COACH, INC. 2010 STOCK INCENTIVE PLAN | Management | For | For | |||||||
04 | TO VOTE ON A STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||
IMMUCOR, INC. | |||||||||||
Security | 452526106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BLUD | Meeting Date | 10-Nov-2010 | ||||||||
ISIN | US4525261065 | Agenda | 933333104 - Management | ||||||||
City | Holding Recon Date | 23-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 09-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | JAMES F. CLOUSER | For | For | ||||||||
2 | DR. G. DE CHIRICO | For | For | ||||||||
3 | PAUL V. HOLLAND, M.D. | For | For | ||||||||
4 | RONNY B. LANCASTER | For | For | ||||||||
5 | PAUL D. MINTZ, M.D. | For | For | ||||||||
6 | G. MASON MORFIT | For | For | ||||||||
7 | CHRIS E. PERKINS | For | For | ||||||||
8 | JOSEPH E. ROSEN | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Management | For | For | |||||||
DEVRY INC. | |||||||||||
Security | 251893103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DV | Meeting Date | 10-Nov-2010 | ||||||||
ISIN | US2518931033 | Agenda | 933336908 - Management | ||||||||
City | Holding Recon Date | 20-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 09-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | CONNIE R. CURRAN* | For | For | ||||||||
2 | DANIEL HAMBURGER* | For | For | ||||||||
3 | HAROLD T. SHAPIRO* | For | For | ||||||||
4 | RONALD L. TAYLOR* | For | For | ||||||||
5 | GARY BUTLER** | For | For | ||||||||
02 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
03 | APPROVAL OF AMENDED AND RESTATED DEVRY INC. INCENTIVE PLAN OF 2005. | Management | For | For | |||||||
04 | APPROVAL OF STOCKHOLDER PROPOSAL - ELIMINATING MEDICALLY UNNECESSARY SURGERIES, IF PROPERLY PRESENTED AT THE ANNUAL MEETING OF STOCKHOLDERS. | Shareholder | Against | For | |||||||
FACTSET RESEARCH SYSTEMS INC. | |||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FDS | Meeting Date | 14-Dec-2010 | ||||||||
ISIN | US3030751057 | Agenda | 933340983 - Management | ||||||||
City | Holding Recon Date | 18-Oct-2010 | |||||||||
Country | United States | Vote Deadline Date | 13-Dec-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | JOSEPH E. LAIRD | For | For | ||||||||
2 | JAMES J. MCGONIGLE | For | For | ||||||||
3 | CHARLES J. SNYDER | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | Management | For | For | |||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK OPTION AND AWARD PLAN. | Management | Against | Against | |||||||
PALL CORPORATION | |||||||||||
Security | 696429307 | Meeting Type | Annual | ||||||||
Ticker Symbol | PLL | Meeting Date | 15-Dec-2010 | ||||||||
ISIN | US6964293079 | Agenda | 933349638 - Management | ||||||||
City | Holding Recon Date | 26-Oct-2010 | |||||||||
Country | United States | Vote Deadline Date | 14-Dec-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: AMY E. ALVING | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: DANIEL J. CARROLL | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: RONALD L. HOFFMAN | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: ERIC KRASNOFF | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: DENNIS N. LONGSTREET | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: EDWIN W. MARTIN, JR. | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: KATHARINE L. PLOURDE | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: EDWARD L. SNYDER | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI | Management | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | |||||||
03 | PROPOSAL TO AMEND THE PALL CORPORATION BY-LAWS TO FACILITATE THE USE OF THE NOTICE AND ACCESS OPTION TO DELIVER PROXY MATERIALS. | Management | For | For | |||||||
04 | PROPOSAL TO AMEND THE PALL CORPORATION EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | For | For | |||||||
05 | PROPOSAL TO AMEND THE PALL CORPORATION MANAGEMENT STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | For | For | |||||||
RALCORP HOLDINGS, INC. | |||||||||||
Security | 751028101 | Meeting Type | Annual | ||||||||
Ticker Symbol | RAH | Meeting Date | 18-Jan-2011 | ||||||||
ISIN | US7510281014 | Agenda | 933357609 - Management | ||||||||
City | Holding Recon Date | 15-Nov-2010 | |||||||||
Country | United States | Vote Deadline Date | 14-Jan-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | BENJAMIN OLA. AKANDE | For | For | ||||||||
2 | JONATHAN E. BAUM | For | For | ||||||||
3 | KEVIN J. HUNT | For | For | ||||||||
4 | DAVID W. KEMPER | For | For | ||||||||
5 | DAVID R. WENZEL | For | For | ||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Management | For | For | |||||||
WOODWARD GOVERNOR COMPANY | |||||||||||
Security | 980745103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WGOV | Meeting Date | 26-Jan-2011 | ||||||||
ISIN | US9807451037 | Agenda | 933359374 - Management | ||||||||
City | Holding Recon Date | 29-Nov-2010 | |||||||||
Country | United States | Vote Deadline Date | 25-Jan-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | MARY L. PETROVICH | For | For | ||||||||
2 | LARRY E. RITTENBERG | For | For | ||||||||
3 | MICHAEL T. YONKER | For | For | ||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | Management | For | For | |||||||
03 | PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO EFFECT A NAME CHANGE OF THE COMPANY TO "WOODWARD, INC." | Management | For | For | |||||||
04 | PROPOSAL REGARDING ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
05 | PROPOSAL ON ADVISORY (NON-BINDING) VOTE REGARDING FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||||
06 | STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY VOTING. | Shareholder | For | Against | |||||||
INSITUFORM TECHNOLOGIES, INC. | |||||||||||
Security | 457667103 | Meeting Type | Annual | ||||||||
Ticker Symbol | INSU | Meeting Date | 20-Apr-2011 | ||||||||
ISIN | US4576671030 | Agenda | 933386434 - Management | ||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 19-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | J. JOSEPH BURGESS | For | For | ||||||||
2 | STEPHEN P. CORTINOVIS | For | For | ||||||||
3 | STEPHANIE A. CUSKLEY | For | For | ||||||||
4 | JOHN P. DUBINSKY | For | For | ||||||||
5 | CHARLES R. GORDON | For | For | ||||||||
6 | JUANITA H. HINSHAW | For | For | ||||||||
7 | M. RICHARD SMITH | For | For | ||||||||
8 | ALFRED L. WOODS | For | For | ||||||||
02 | TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY PLAN | Management | For | For | |||||||
03 | TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN | Management | For | For | |||||||
04 | TO APPROVE AN ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION | Management | For | For | |||||||
05 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | Management | 1 Year | For | |||||||
06 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | |||||||
ADOBE SYSTEMS INCORPORATED | |||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADBE | Meeting Date | 21-Apr-2011 | ||||||||
ISIN | US00724F1012 | Agenda | 933378918 - Management | ||||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||||
1B | ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG | Management | For | For | |||||||
1C | ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK | Management | For | For | |||||||
1D | ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK | Management | For | For | |||||||
02 | APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 17 MILLION SHARES. | Management | For | For | |||||||
03 | APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | Management | For | For | |||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 2, 2011. | Management | For | For | |||||||
05 | APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OUR CLASSIFIED BOARD STRUCTURE. | Management | For | For | |||||||
06 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||
WOLVERINE WORLD WIDE, INC. | |||||||||||
Security | 978097103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWW | Meeting Date | 21-Apr-2011 | ||||||||
ISIN | US9780971035 | Agenda | 933383224 - Management | ||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | WILLIAM K. GERBER | For | For | ||||||||
2 | BLAKE W. KRUEGER | For | For | ||||||||
3 | MICHAEL A. VOLKEMA | For | For | ||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Management | For | For | |||||||
03 | AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||||
AGCO CORPORATION | |||||||||||
Security | 001084102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGCO | Meeting Date | 21-Apr-2011 | ||||||||
ISIN | US0010841023 | Agenda | 933392780 - Management | ||||||||
City | Holding Recon Date | 11-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: GERALD B. JOHANNESON | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: THOMAS W. LASORDA | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: DANIEL C. USTIAN | Management | For | For | |||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AGCO CORPORATION 2006 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||
03 | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
04 | TO APPROVE THE NON-BINDING ADVISORY VOTE TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED | Management | 1 Year | Against | |||||||
05 | TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | |||||||
TEMPUR-PEDIC INTERNATIONAL, INC. | |||||||||||
Security | 88023U101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TPX | Meeting Date | 26-Apr-2011 | ||||||||
ISIN | US88023U1016 | Agenda | 933381838 - Management | ||||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: FRANK DOYLE | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: JOHN A. HEIL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: MARK SARVARY | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | Management | For | For | |||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | Management | 1 Year | For | |||||||
L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||
Security | 502424104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLL | Meeting Date | 26-Apr-2011 | ||||||||
ISIN | US5024241045 | Agenda | 933381989 - Management | ||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | H. HUGH SHELTON | For | For | ||||||||
2 | MICHAEL T. STRIANESE | For | For | ||||||||
3 | JOHN P. WHITE | For | For | ||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | |||||||
NOBLE ENERGY, INC. | |||||||||||
Security | 655044105 | Meeting Type | Annual | ||||||||
Ticker Symbol | NBL | Meeting Date | 26-Apr-2011 | ||||||||
ISIN | US6550441058 | Agenda | 933395318 - Management | ||||||||
City | Holding Recon Date | 08-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||
03 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||
04 | TO DETERMINE WHETHER A STOCKHOLDER VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | |||||||
05 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER PLAN FROM 24,000,000 TO 31,000,000 AND MODIFY CERTAIN PLAN PROVISIONS. | Management | For | For | |||||||
BORGWARNER INC. | |||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BWA | Meeting Date | 27-Apr-2011 | ||||||||
ISIN | US0997241064 | Agenda | 933378994 - Management | ||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: DAVID T. BROWN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2011. | Management | For | For | |||||||
03 | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Management | For | For | |||||||
04 | THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAMS. | Management | 1 Year | Against | |||||||
SIGNATURE BANK | |||||||||||
Security | 82669G104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBNY | Meeting Date | 28-Apr-2011 | ||||||||
ISIN | US82669G1040 | Agenda | 933378716 - Management | ||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | SCOTT A. SHAY | For | For | ||||||||
2 | JOSEPH J. DEPAOLO | For | For | ||||||||
3 | ALFRED B. DELBELLO | For | For | ||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | |||||||
03 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |||||||
HERBALIFE LTD. | |||||||||||
Security | G4412G101 | Meeting Type | Annual | ||||||||
Ticker Symbol | HLF | Meeting Date | 28-Apr-2011 | ||||||||
ISIN | KYG4412G1010 | Agenda | 933381927 - Management | ||||||||
City | Holding Recon Date | 28-Feb-2011 | |||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | MICHAEL O. JOHNSON | For | For | ||||||||
2 | JOHN TARTOL | For | For | ||||||||
3 | CAROLE BLACK | For | For | ||||||||
4 | MICHAEL J. LEVITT | For | For | ||||||||
02 | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED NUMBER OF COMMON SHARES ISSUABLE THEREUNDER BY 3,200,000 AND TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING AVAILABLE SHARE POOL | Management | For | For | |||||||
03 | VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMPANY'S COMMON SHARES | Management | For | For | |||||||
04 | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
05 | VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||||
06 | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | Management | For | For | |||||||
07 | VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE | Management | For | For | |||||||
CALGON CARBON CORPORATION | |||||||||||
Security | 129603106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCC | Meeting Date | 29-Apr-2011 | ||||||||
ISIN | US1296031065 | Agenda | 933383969 - Management | ||||||||
City | Holding Recon Date | 02-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | RANDALL S. DEARTH | For | For | ||||||||
2 | TIMOTHY G. RUPERT | For | For | ||||||||
3 | SETH E. SCHOFIELD | For | For | ||||||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | |||||||
03 | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CALGON CARBON CORPORATION AS DESCRIBED UNDER THE HEADING ENTITLED "EXECUTIVE AND DIRECTOR COMPENSATION" IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS | Management | For | For | |||||||
04 | WHETHER THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR EVERY | Management | 1 Year | For | |||||||
LINCOLN ELECTRIC HOLDINGS, INC. | |||||||||||
Security | 533900106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LECO | Meeting Date | 29-Apr-2011 | ||||||||
ISIN | US5339001068 | Agenda | 933388666 - Management | ||||||||
City | Holding Recon Date | 02-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | DAVID H. GUNNING | For | For | ||||||||
2 | G. RUSSELL LINCOLN | For | For | ||||||||
3 | CHRISTOPHER L. MAPES | For | For | ||||||||
4 | HELLENE S. RUNTAGH | For | For | ||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||
05 | TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
ITRON, INC. | |||||||||||
Security | 465741106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ITRI | Meeting Date | 03-May-2011 | ||||||||
ISIN | US4657411066 | Agenda | 933383060 - Management | ||||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JON E. ELIASSEN | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: CHARLES H. GAYLORD JR. | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: GARY E. PRUITT | Management | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | |||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | For | For | |||||||
04 | PROPOSAL TO DETERMINE (NON-BINDING) FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||
SIGMA-ALDRICH CORPORATION | |||||||||||
Security | 826552101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SIAL | Meeting Date | 03-May-2011 | ||||||||
ISIN | US8265521018 | Agenda | 933386282 - Management | ||||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: DAVID R. HARVEY | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | |||||||
02 | APPROVAL OF THE SIGMA-ALDRICH CORPORATION LONG- TERM INCENTIVE PLAN PERFORMANCE GOALS | Management | For | For | |||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 | Management | For | For | |||||||
04 | AMEND ARTICLE ELEVENTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Management | For | For | |||||||
05 | AMEND ARTICLE TWELFTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | Management | For | For | |||||||
06 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||
07 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | |||||||
PEABODY ENERGY CORPORATION | |||||||||||
Security | 704549104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BTU | Meeting Date | 03-May-2011 | ||||||||
ISIN | US7045491047 | Agenda | 933388692 - Management | ||||||||
City | Holding Recon Date | 11-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | GREGORY H. BOYCE | For | For | ||||||||
2 | WILLIAM A. COLEY | For | For | ||||||||
3 | WILLIAM E. JAMES | For | For | ||||||||
4 | ROBERT B. KARN III | For | For | ||||||||
5 | M. FRANCES KEETH | For | For | ||||||||
6 | HENRY E. LENTZ | For | For | ||||||||
7 | ROBERT A. MALONE | For | For | ||||||||
8 | WILLIAM C. RUSNACK | For | For | ||||||||
9 | JOHN F. TURNER | For | For | ||||||||
10 | SANDRA A. VAN TREASE | For | For | ||||||||
11 | ALAN H. WASHKOWITZ | For | For | ||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |||||||
05 | APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
POWER ONE INC | |||||||||||
Security | 73930R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PWER | Meeting Date | 03-May-2011 | ||||||||
ISIN | US73930R1023 | Agenda | 933409876 - Management | ||||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | KENDALL R. BISHOP | For | For | ||||||||
2 | JON GACEK | For | For | ||||||||
3 | KAMBIZ HOOSHMAND | For | For | ||||||||
4 | MARK MELLIAR-SMITH | For | For | ||||||||
5 | RICHARD M. SWANSON | For | For | ||||||||
6 | RICHARD J. THOMPSON | For | For | ||||||||
7 | JAY WALTERS | For | For | ||||||||
02 | ADVISORY RESOLUTION ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | Against | |||||||
04 | AMENDMENT TO THE AMENDED AND RESTATED POWER- ONE, INC. 2004 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
05 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS POWER-ONE'S INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL 2011. | Management | For | For | |||||||
SOUTHERN UNION COMPANY | |||||||||||
Security | 844030106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SUG | Meeting Date | 04-May-2011 | ||||||||
ISIN | US8440301062 | Agenda | 933400842 - Management | ||||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | GEORGE L. LINDEMANN | For | For | ||||||||
2 | ERIC D. HERSCHMANN | For | For | ||||||||
3 | DAVID BRODSKY | For | For | ||||||||
4 | FRANK W. DENIUS | For | For | ||||||||
5 | KURT A. GITTER, M.D. | For | For | ||||||||
6 | HERBERT H. JACOBI | For | For | ||||||||
7 | THOMAS N. MCCARTER, III | For | For | ||||||||
8 | GEORGE ROUNTREE, III | For | For | ||||||||
9 | ALLAN D. SCHERER | For | For | ||||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SOUTHERN UNION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | |||||||
03 | TO ADOPT AN ADVISORY, NONBINDING RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||
04 | TO SELECT ON AN ADVISORY, NONBINDING BASIS, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | |||||||
05 | TO APPROVE A STOCKHOLDER PROPOSAL RELATING TO THE PREPARATION OF A CORPORATE SUSTAINABILITY REPORT. | Shareholder | For | Against |
CHURCH & DWIGHT CO., INC. | ||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||
Ticker Symbol | CHD | Meeting Date | 05-May-2011 | |||||||
ISIN | US1713401024 | Agenda | 933389430 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOSE B. ALVAREZ | For | For | |||||||
2 | JAMES R. CRAIGIE | For | For | |||||||
3 | ROSINA B. DIXON | For | For | |||||||
4 | ROBERT D. LEBLANC | For | For | |||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||
SOTHEBY'S | ||||||||||
Security | 835898107 | Meeting Type | Annual | |||||||
Ticker Symbol | BID | Meeting Date | 05-May-2011 | |||||||
ISIN | US8358981079 | Agenda | 933391055 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: JOHN M. ANGELO | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MICHAEL BLAKENHAM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: THE DUKE OF DEVONSHIRE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: DANIEL MEYER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JAMES MURDOCH | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ALLEN QUESTROM | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: WILLIAM F. RUPRECHT | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: MARSHA SIMMS | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: MICHAEL I. SOVERN | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: DONALD M. STEWART | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: ROBERT S. TAUBMAN | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||
1M | ELECTION OF DIRECTOR: DENNIS M. WEIBLING | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For | ||||||
03 | APPROVE, BY ADVISORY VOTE (NON-BINDING), 2010 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | RECOMMEND, BY ADVISORY VOTE (NON-BINDING), THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | Against | ||||||
CAPELLA EDUCATION CO. | ||||||||||
Security | 139594105 | Meeting Type | Annual | |||||||
Ticker Symbol | CPLA | Meeting Date | 10-May-2011 | |||||||
ISIN | US1395941057 | Agenda | 933392033 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | J. KEVIN GILLIGAN | For | For | |||||||
2 | MARK N. GREENE | For | For | |||||||
3 | MICHAEL A. LINTON | For | For | |||||||
4 | MICHAEL L. LOMAX | For | For | |||||||
5 | JODY G. MILLER | For | For | |||||||
6 | STEPHEN G. SHANK | For | For | |||||||
7 | ANDREW M. SLAVITT | For | For | |||||||
8 | DAVID W. SMITH | For | For | |||||||
9 | JEFFREY W. TAYLOR | For | For | |||||||
10 | SANDRA E. TAYLOR | For | For | |||||||
11 | DARRELL R. TUKUA | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO SUBMIT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Management | For | For | ||||||
04 | TO SUBMIT AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL CONSIDER APPROVING THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS (SAY WHEN ON PAY). | Management | 1 Year | For | ||||||
05 | TO APPROVE AN INCENTIVE BONUS PLAN. | Management | For | For | ||||||
HOSPIRA, INC. | ||||||||||
Security | 441060100 | Meeting Type | Annual | |||||||
Ticker Symbol | HSP | Meeting Date | 10-May-2011 | |||||||
ISIN | US4410601003 | Agenda | 933396194 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, II | Management | For | For | ||||||
1B | ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL | Management | For | For | ||||||
1C | ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV | Management | For | For | ||||||
02 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | Management | For | For | ||||||
03 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT OR REPEAL. | Management | For | For | ||||||
04 | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTE REQUIREMENT FOR ALTERATION, AMENDMENT OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
05 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
07 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011. | Management | For | For | ||||||
AGRIUM INC. | ||||||||||
Security | 008916108 | Meeting Type | Annual | |||||||
Ticker Symbol | AGU | Meeting Date | 10-May-2011 | |||||||
ISIN | CA0089161081 | Agenda | 933402783 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | Canada | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RALPH S. CUNNINGHAM | For | For | |||||||
2 | RUSSELL K. GIRLING | For | For | |||||||
3 | SUSAN A. HENRY | For | For | |||||||
4 | RUSSELL J. HORNER | For | For | |||||||
5 | DAVID J. LESAR | For | For | |||||||
6 | JOHN E. LOWE | For | For | |||||||
7 | A. ANNE MCLELLAN | For | For | |||||||
8 | DEREK G. PANNELL | For | For | |||||||
9 | FRANK W. PROTO | For | For | |||||||
10 | MICHAEL M. WILSON | For | For | |||||||
11 | VICTOR J. ZALESCHUK | For | For | |||||||
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||
IMPAX LABORATORIES, INC. | ||||||||||
Security | 45256B101 | Meeting Type | Annual | |||||||
Ticker Symbol | IPXL | Meeting Date | 10-May-2011 | |||||||
ISIN | US45256B1017 | Agenda | 933402947 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LESLIE Z. BENET, PH.D. | For | For | |||||||
2 | ROBERT L. BURR | For | For | |||||||
3 | ALLEN CHAO, PH.D. | For | For | |||||||
4 | NIGEL TEN FLEMING, PHD. | For | For | |||||||
5 | LARRY HSU, PH.D. | For | For | |||||||
6 | MICHAEL MARKBREITER | For | For | |||||||
7 | PETER R. TERRERI | For | For | |||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
NORDSTROM, INC. | ||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||
Ticker Symbol | JWN | Meeting Date | 11-May-2011 | |||||||
ISIN | US6556641008 | Agenda | 933398403 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: FELICIA D. THORNTON | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||||
02 | APPROVAL OF THE AMENDMENT TO THE NORDSTROM, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
MENTOR GRAPHICS CORPORATION | ||||||||||
Security | 587200106 | Meeting Type | Contested-Annual | |||||||
Ticker Symbol | MENT | Meeting Date | 12-May-2011 | |||||||
ISIN | US5872001061 | Agenda | 933408468 - Opposition | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 11-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MR. JOSE MARIA ALAPONT | For | For | |||||||
2 | MR. GARY MEYERS | For | For | |||||||
3 | MR. DAVID SCHECHTER | For | For | |||||||
4 | MGT NOM P.L. BONFIELD | For | For | |||||||
5 | MGT NOM K.C. MCDONOUGH | For | For | |||||||
6 | MGT NOM W.C. RHINES | For | For | |||||||
7 | MGT NOM G.K. HINCKLEY | For | For | |||||||
8 | MGT NOM P.B. MCMANUS | For | For | |||||||
02 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
03 | SHAREHOLDER ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
04 | PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Management | Against | For | ||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2012 | Management | For | For | ||||||
06 | PROPOSAL TO AMEND THE COMPANY'S BYLAWS BY ADDING A NEW ARTICLE XI TO OPT OUT OF CERTAIN PROVISIONS OF THE OREGON BUSINESS CORPORATION ACT RELATING TO BUSINESS COMBINATIONS WITH INTERESTED SHAREHOLDERS | Management | For | For | ||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | ||||||||||
Security | 91911K102 | Meeting Type | Annual | |||||||
Ticker Symbol | VRX | Meeting Date | 16-May-2011 | |||||||
ISIN | CA91911K1021 | Agenda | 933428561 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | Canada | Vote Deadline Date | 12-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT A. INGRAM | For | For | |||||||
2 | THEO MELAS-KYRIAZI | For | For | |||||||
3 | G. MASON MORFIT | For | For | |||||||
4 | LAURENCE E. PAUL | For | For | |||||||
5 | J. MICHAEL PEARSON | For | For | |||||||
6 | ROBERT N. POWER | For | For | |||||||
7 | NORMA A. PROVENCIO | For | For | |||||||
8 | LLOYD M. SEGAL | For | For | |||||||
9 | KATHARINE STEVENSON | For | For | |||||||
10 | MICHAEL R. VAN EVERY | For | For | |||||||
02 | THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | ||||||
03 | THE DETERMINATION AS TO HOW FREQUENTLY A NON- BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE CONDUCTED. | Management | 1 Year | For | ||||||
04 | THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||
05 | THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2007 EQUITY COMPENSATION PLAN. | Management | For | For | ||||||
06 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | ||||||
CARBO CERAMICS INC. | ||||||||||
Security | 140781105 | Meeting Type | Annual | |||||||
Ticker Symbol | CRR | Meeting Date | 17-May-2011 | |||||||
ISIN | US1407811058 | Agenda | 933408052 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | SIGMUND L. CORNELIUS | For | For | |||||||
2 | JAMES B. JENNINGS | For | For | |||||||
3 | GARY A. KOLSTAD | For | For | |||||||
4 | H.E. LENTZ, JR. | For | For | |||||||
5 | RANDY L. LIMBACHER | For | For | |||||||
6 | WILLIAM C. MORRIS | For | For | |||||||
7 | ROBERT S. RUBIN | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
CLIFFS NATURAL RESOURCES INC. | ||||||||||
Security | 18683K101 | Meeting Type | Annual | |||||||
Ticker Symbol | CLF | Meeting Date | 17-May-2011 | |||||||
ISIN | US18683K1016 | Agenda | 933410172 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: S.M. CUNNINGHAM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: B.J. ELDRIDGE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: A.R. GLUSKI | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: S.M. GREEN | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: J.K. HENRY | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: J.F. KIRSCH | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: F.R. MCALLISTER | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: R. PHILLIPS | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: R.K. RIEDERER | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: R.A. ROSS | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: A. SCHWARTZ | Management | For | For | ||||||
02 | A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES | Management | Against | Against | ||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, COMMONLY KNOWN AS "SAY ON PAY" | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||
05 | A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS | Shareholder | For | Against | ||||||
06 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | Management | For | For | ||||||
WYNN RESORTS, LIMITED | ||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||
Ticker Symbol | WYNN | Meeting Date | 17-May-2011 | |||||||
ISIN | US9831341071 | Agenda | 933411580 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | RUSSELL GOLDSMITH | For | For | |||||||
2 | ROBERT J. MILLER | For | For | |||||||
3 | KAZUO OKADA | Withheld | Against | |||||||
4 | ALLAN ZEMAN | For | For | |||||||
2 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | |||||||
4 | TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE PLAN | Management | For | For | ||||||
5 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2011 | Management | For | For | ||||||
6 | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION MAJORITY VOTE STANDARD; AND | Shareholder | For | Against | ||||||
TENNECO INC. | ||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||
Ticker Symbol | TEN | Meeting Date | 18-May-2011 | |||||||
ISIN | US8803491054 | Agenda | 933400640 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CHARLES W. CRAMB | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | ||||||
02 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011. | Management | For | For | ||||||
03 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||
Ticker Symbol | AKAM | Meeting Date | 18-May-2011 | |||||||
ISIN | US00971T1016 | Agenda | 933412986 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN | Management | For | For | ||||||
1B | ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY | Management | For | For | ||||||
1C | ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT | Management | For | For | ||||||
1D | ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO | Management | For | For | ||||||
02 | AMENDMENT TO 2009 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CREDIT ACCEPTANCE CORPORATION | ||||||||||
Security | 225310101 | Meeting Type | Annual | |||||||
Ticker Symbol | CACC | Meeting Date | 19-May-2011 | |||||||
ISIN | US2253101016 | Agenda | 933402593 - Management | |||||||
City | Holding Recon Date | 24-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DONALD A. FOSS | For | For | |||||||
2 | GLENDA J. FLANAGAN | For | For | |||||||
3 | BRETT A. ROBERTS | For | For | |||||||
4 | THOMAS N. TRYFOROS | For | For | |||||||
5 | SCOTT J. VASSALLUZZO | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
QUANTA SERVICES, INC. | ||||||||||
Security | 74762E102 | Meeting Type | Annual | |||||||
Ticker Symbol | PWR | Meeting Date | 19-May-2011 | |||||||
ISIN | US74762E1029 | Agenda | 933416491 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: JAMES R. BALL | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN R. COLSON | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: J. MICHAL CONAWAY | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: RALPH R. DISIBIO | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: BERNARD FRIED | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: LOUIS C. GOLM | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: WORTHING F. JACKMAN | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: JAMES F. O'NEIL III | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: BRUCE RANCK | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: PAT WOOD, III | Management | For | For | ||||||
02 | TO ADOPT THE SHARE INCREASE AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | Against | Against | ||||||
03 | TO ADOPT THE RECLASSIFICATION AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | For | For | ||||||
04 | TO ADOPT THE REMOVAL FOR CAUSE AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | For | For | ||||||
05 | TO ADOPT THE INDEMNIFICATION CLARIFICATION AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | For | For | ||||||
06 | TO ADOPT THE QUORUM REQUIREMENTS AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | Against | Against | ||||||
07 | TO ADOPT THE PREFERRED STOCK AMENDMENT TO THE CERTIFICATE OF INCORPORATION | Management | Against | Against | ||||||
08 | TO APPROVE THE QUANTA SERVICES, INC. 2011 OMNIBUS EQUITY INCENTIVE PLAN | Management | For | For | ||||||
09 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
10 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S EXECUTIVE COMPENSATION | Management | For | For | ||||||
11 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON QUANTA'S EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
THE WILLIAMS COMPANIES, INC. | ||||||||||
Security | 969457100 | Meeting Type | Annual | |||||||
Ticker Symbol | WMB | Meeting Date | 19-May-2011 | |||||||
ISIN | US9694571004 | Agenda | 933416821 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | For | ||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2011. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
PANERA BREAD COMPANY | ||||||||||
Security | 69840W108 | Meeting Type | Annual | |||||||
Ticker Symbol | PNRA | Meeting Date | 19-May-2011 | |||||||
ISIN | US69840W1080 | Agenda | 933429830 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RONALD M. SHAICH | For | For | |||||||
2 | FRED K. FOULKES | For | For | |||||||
02 | APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 87,000,000 SHARES TO 124,500,000 SHARES. | Management | For | For | ||||||
05 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2011. | Management | For | For | ||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||
Ticker Symbol | CMG | Meeting Date | 25-May-2011 | |||||||
ISIN | US1696561059 | Agenda | 933405892 - Management | |||||||
City | Holding Recon Date | 30-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN S. CHARLESWORTH | For | For | |||||||
2 | MONTGOMERY F. MORAN | For | For | |||||||
02 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. 2011 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
04 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||
05 | AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. | Management | 1 Year | Against | ||||||
06 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
FLOWERS FOODS, INC. | ||||||||||
Security | 343498101 | Meeting Type | Annual | |||||||
Ticker Symbol | FLO | Meeting Date | 25-May-2011 | |||||||
ISIN | US3434981011 | Agenda | 933419930 - Management | |||||||
City | Holding Recon Date | 23-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BENJAMIN H. GRISWOLD IV | For | For | |||||||
2 | JACKIE M. WARD | For | For | |||||||
3 | C. MARTIN WOOD III | For | For | |||||||
02 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THIS PROXY STATEMENT. | Management | For | For | ||||||
03 | TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
NEUTRAL TANDEM, INC. | ||||||||||
Security | 64128B108 | Meeting Type | Annual | |||||||
Ticker Symbol | TNDM | Meeting Date | 25-May-2011 | |||||||
ISIN | US64128B1089 | Agenda | 933437762 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RIAN J. WREN | For | For | |||||||
2 | JAMES P. HYNES | For | For | |||||||
3 | PETER J. BARRIS | For | For | |||||||
4 | ROBERT C. HAWK | For | For | |||||||
5 | LAWRENCE M. INGENERI | For | For | |||||||
6 | G. EDWARD EVANS | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEUTRAL TANDEM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
DIODES INCORPORATED | ||||||||||
Security | 254543101 | Meeting Type | Annual | |||||||
Ticker Symbol | DIOD | Meeting Date | 26-May-2011 | |||||||
ISIN | US2545431015 | Agenda | 933414360 - Management | |||||||
City | Holding Recon Date | 31-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | C.H. CHEN | For | For | |||||||
2 | MICHAEL R. GIORDANO | For | For | |||||||
3 | L.P. HSU | For | For | |||||||
4 | KEH-SHEW LU | For | For | |||||||
5 | RAYMOND SOONG | For | For | |||||||
6 | JOHN M. STICH | For | For | |||||||
7 | MICHAEL K.C. TSAI | For | For | |||||||
02 | APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CITRIX SYSTEMS, INC. | ||||||||||
Security | 177376100 | Meeting Type | Annual | |||||||
Ticker Symbol | CTXS | Meeting Date | 26-May-2011 | |||||||
ISIN | US1773761002 | Agenda | 933421480 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ASIFF S. HIRJI | Management | For | For | ||||||
02 | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | ||||||
03 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | ||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY FOR HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
LANDSTAR SYSTEM, INC. | ||||||||||
Security | 515098101 | Meeting Type | Annual | |||||||
Ticker Symbol | LSTR | Meeting Date | 26-May-2011 | |||||||
ISIN | US5150981018 | Agenda | 933425654 - Management | |||||||
City | Holding Recon Date | 31-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JEFFREY C. CROWE | For | For | |||||||
2 | DAVID G. BANNISTER | For | For | |||||||
3 | MICHAEL A. HENNING | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | |||||||
05 | APPROVAL OF THE 2011 LANDSTAR SYSTEM, INC. EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
GENESEE & WYOMING INC. | ||||||||||
Security | 371559105 | Meeting Type | Annual | |||||||
Ticker Symbol | GWR | Meeting Date | 26-May-2011 | |||||||
ISIN | US3715591059 | Agenda | 933431265 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MORTIMER B. FULLER III | For | For | |||||||
2 | JOHN C. HELLMANN | For | For | |||||||
3 | ROBERT M. MELZER | For | For | |||||||
02 | PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
04 | SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
06 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CERNER CORPORATION | ||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||
Ticker Symbol | CERN | Meeting Date | 27-May-2011 | |||||||
ISIN | US1567821046 | Agenda | 933431140 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 26-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN C. DANFORTH | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2011. | Management | For | For | ||||||
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | Management | 1 Year | For | ||||||
05 | APPROVAL OF THE CERNER CORPORATION 2011 OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
06 | APPROVAL OF AN AMENDMENT TO OUR ASSOCIATE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR PURCHASE. | Management | For | For | ||||||
07 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||
08 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE SERIES A PREFERRED STOCK. | Management | Against | Against | ||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||
Ticker Symbol | AMG | Meeting Date | 31-May-2011 | |||||||
ISIN | US0082521081 | Agenda | 933428585 - Management | |||||||
City | Holding Recon Date | 12-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | SAMUEL T. BYRNE | For | For | |||||||
2 | DWIGHT D. CHURCHILL | For | For | |||||||
3 | SEAN M. HEALEY | For | For | |||||||
4 | HAROLD J. MEYERMAN | For | For | |||||||
5 | WILLIAM J. NUTT | For | For | |||||||
6 | RITA M. RODRIGUEZ | For | For | |||||||
7 | PATRICK T. RYAN | For | For | |||||||
8 | JIDE J. ZEITLIN | For | For | |||||||
02 | TO APPROVE THE 2011 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND COMPENSATION TABLES. | Management | Against | Against | ||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||
MEDIDATA SOLUTIONS, INC. | ||||||||||
Security | 58471A105 | Meeting Type | Annual | |||||||
Ticker Symbol | MDSO | Meeting Date | 31-May-2011 | |||||||
ISIN | US58471A1051 | Agenda | 933444820 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | TAREK A. SHERIF | For | For | |||||||
2 | GLEN M. DE VRIES | For | For | |||||||
3 | CARLOS DOMINGUEZ | For | For | |||||||
4 | NEIL M. KURTZ | For | For | |||||||
5 | GEORGE W. MCCULLOCH | For | For | |||||||
6 | LEE A. SHAPIRO | For | For | |||||||
7 | ROBERT B. TAYLOR | For | For | |||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY ON PAY VOTE"). | Management | Against | Against | ||||||
03 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CATALYST HEALTH SOLUTIONS, INC. | ||||||||||
Security | 14888B103 | Meeting Type | Annual | |||||||
Ticker Symbol | CHSI | Meeting Date | 01-Jun-2011 | |||||||
ISIN | US14888B1035 | Agenda | 933436746 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 31-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAVID T. BLAIR | For | For | |||||||
2 | DANIEL J. HOUSTON | For | For | |||||||
3 | KENNETH A. SAMET | For | For | |||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF CATALYST HEALTH SOLUTIONS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S NAMED EXECUTIVE OFFICERS COMPENSATION AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K OR ANY SUCCESSOR THERETO (THE "SAY ON PAY" VOTE). | Management | For | For | ||||||
04 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S RECOMMENDATION REGARDING THE FREQUENCY OF THE "SAY ON PAY" VOTE ON A TRIENNIAL BASIS. | Management | 1 Year | For | ||||||
ROPER INDUSTRIES, INC. | ||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||
Ticker Symbol | ROP | Meeting Date | 01-Jun-2011 | |||||||
ISIN | US7766961061 | Agenda | 933443296 - Management | |||||||
City | Holding Recon Date | 08-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 31-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD F. WALLMAN | For | For | |||||||
2 | CHRISTOPHER WRIGHT | For | For | |||||||
02 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||
BIOGEN IDEC INC. | ||||||||||
Security | 09062X103 | Meeting Type | Annual | |||||||
Ticker Symbol | BIIB | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US09062X1037 | Agenda | 933413394 - Management | |||||||
City | Holding Recon Date | 04-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||
1L | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | Management | For | For | ||||||
02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||
Ticker Symbol | CTSH | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US1924461023 | Agenda | 933429020 - Management | |||||||
City | Holding Recon Date | 08-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBERT W. HOWE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | For | For | ||||||
02 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||
05 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Management | For | For | ||||||
06 | TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | Management | For | For | ||||||
07 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | ||||||||||
Security | 90384S303 | Meeting Type | Annual | |||||||
Ticker Symbol | ULTA | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US90384S3031 | Agenda | 933449553 - Management | |||||||
City | Holding Recon Date | 11-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DENNIS K. ECK | For | For | |||||||
2 | CHARLES J. PHILIPPIN | For | For | |||||||
3 | KENNETH T. STEVENS | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | APPROVAL OF 2011 INCENTIVE AWARD PLAN. | Management | For | For | ||||||
NETFLIX, INC. | ||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||
Ticker Symbol | NFLX | Meeting Date | 03-Jun-2011 | |||||||
ISIN | US64110L1061 | Agenda | 933425250 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | REED HASTINGS | For | For | |||||||
2 | JAY C. HOAG | For | For | |||||||
3 | A. GEORGE (SKIP) BATTLE | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
3 | TO APPROVE OUR 2011 STOCK PLAN. | Management | For | For | ||||||
4 | TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||
5 | TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
6 | CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY BROUGHT BEFORE THE MEETING REGARDING MAJORITY VOTING. | Shareholder | For | Against | ||||||
GEORESOURCES, INC. | ||||||||||
Security | 372476101 | Meeting Type | Annual | |||||||
Ticker Symbol | GEOI | Meeting Date | 07-Jun-2011 | |||||||
ISIN | US3724761016 | Agenda | 933446470 - Management | |||||||
City | Holding Recon Date | 19-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 06-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRANK A. LODZINSKI | For | For | |||||||
2 | COLLIS P. CHANDLER, III | For | For | |||||||
3 | JAY F. JOLIAT | For | For | |||||||
4 | BRYANT W. SEAMAN, III | For | For | |||||||
5 | MICHAEL A. VLASIC | For | For | |||||||
6 | NICK L. VOLLER | For | For | |||||||
7 | DONALD J. WHELLEY | For | For | |||||||
02 | AMENDMENT TO THE GEORESOURCES 2004 AMENDED AND RESTATED EMPLOYEES' STOCK INCENTIVE PLAN. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
EQUINIX, INC. | ||||||||||
Security | 29444U502 | Meeting Type | Annual | |||||||
Ticker Symbol | EQIX | Meeting Date | 09-Jun-2011 | |||||||
ISIN | US29444U5020 | Agenda | 933451394 - Management | |||||||
City | Holding Recon Date | 20-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 08-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEVEN T. CLONTZ | For | For | |||||||
2 | GARY F. HROMADKO | For | For | |||||||
3 | SCOTT G. KRIENS | For | For | |||||||
4 | WILLIAM K. LUBY | For | For | |||||||
5 | IRVING F. LYONS, III | For | For | |||||||
6 | CHRISTOPHER B. PAISLEY | For | For | |||||||
7 | STEPHEN M. SMITH | For | For | |||||||
8 | PETER F. VAN CAMP | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, REPEAL OR ADOPT ANY PROVISION OF THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||
06 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO REMOVE ANY DIRECTORS OR THE ENTIRE BOARD FOR CAUSE. | Management | For | For | ||||||
07 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS TO REDUCE THE CURRENT VOTING REQUIREMENT TO A MAJORITY OF THE OUTSTANDING SHARES ENTITLED TO VOTE TO AMEND, ALTER, ADD TO OR RESCIND OR REPEAL THE BYLAWS. | Management | For | For | ||||||
PORTFOLIO RECOVERY ASSOCIATES, INC. | ||||||||||
Security | 73640Q105 | Meeting Type | Annual | |||||||
Ticker Symbol | PRAA | Meeting Date | 10-Jun-2011 | |||||||
ISIN | US73640Q1058 | Agenda | 933425832 - Management | |||||||
City | Holding Recon Date | 12-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | JAMES M. VOSS | For | For | |||||||
2 | SCOTT M. TABAKIN | For | For | |||||||
2 | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK | Management | Against | Against | ||||||
3 | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S 2011 EXECUTIVE COMPENSATION | Management | For | For | ||||||
4 | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE SHAREHOLDERS' VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
5 | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
WORLD FUEL SERVICES CORPORATION | ||||||||||
Security | 981475106 | Meeting Type | Annual | |||||||
Ticker Symbol | INT | Meeting Date | 10-Jun-2011 | |||||||
ISIN | US9814751064 | Agenda | 933432370 - Management | |||||||
City | Holding Recon Date | 11-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PAUL H. STEBBINS | For | For | |||||||
2 | MICHAEL J. KASBAR | For | For | |||||||
3 | KEN BAKSHI | For | For | |||||||
4 | RICHARD A. KASSAR | For | For | |||||||
5 | MYLES KLEIN | For | For | |||||||
6 | JOHN L. MANLEY | For | For | |||||||
7 | J. THOMAS PRESBY | For | For | |||||||
8 | STEPHEN K. RODDENBERRY | For | For | |||||||
02 | APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
ATLAS AIR WORLDWIDE HOLDINGS, INC. | ||||||||||
Security | 049164205 | Meeting Type | Annual | |||||||
Ticker Symbol | AAWW | Meeting Date | 16-Jun-2011 | |||||||
ISIN | US0491642056 | Agenda | 933459643 - Management | |||||||
City | Holding Recon Date | 18-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 15-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | ROBERT F. AGNEW | For | For | |||||||
2 | TIMOTHY J. BERNLOHR | For | For | |||||||
3 | EUGENE I. DAVIS | For | For | |||||||
4 | WILLIAM J. FLYNN | For | For | |||||||
5 | JAMES S. GILMORE III | For | For | |||||||
6 | CAROL B. HALLETT | For | For | |||||||
7 | FREDERICK MCCORKLE | For | For | |||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | ||||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||
05 | AMENDMENT TO THE 2007 INCENTIVE PLAN (AS AMENDED). | Management | For | For | ||||||
GAMESTOP CORP. | ||||||||||
Security | 36467W109 | Meeting Type | Annual | |||||||
Ticker Symbol | GME | Meeting Date | 21-Jun-2011 | |||||||
ISIN | US36467W1099 | Agenda | 933459871 - Management | |||||||
City | Holding Recon Date | 02-May-2011 | ||||||||
Country | United States | Vote Deadline Date | 20-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STANLEY STEINBERG | For | For | |||||||
2 | GERALD R. SZCZEPANSKI | For | For | |||||||
3 | LAWRENCE S. ZILAVY | For | For | |||||||
02 | TO VOTE FOR AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | For | For | ||||||
03 | TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | 1 Year | |||||||
04 | PROPOSAL TO APPROVE THE GAMESTOP CORP. 2011 INCENTIVE PLAN. | Management | For | For | ||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For | ||||||
HARMONIC INC. | ||||||||||
Security | 413160102 | Meeting Type | Annual | |||||||
Ticker Symbol | HLIT | Meeting Date | 22-Jun-2011 | |||||||
ISIN | US4131601027 | Agenda | 933446759 - Management | |||||||
City | Holding Recon Date | 25-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 21-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PATRICK J. HARSHMAN | For | For | |||||||
2 | LEWIS SOLOMON | For | For | |||||||
3 | HAROLD COVERT | For | For | |||||||
4 | PATRICK GALLAGHER | For | For | |||||||
5 | E. FLOYD KVAMME | For | For | |||||||
6 | ANTHONY J. LEY | For | For | |||||||
7 | WILLIAM F. REDDERSEN | For | For | |||||||
8 | DAVID R. VAN VALKENBURG | For | For | |||||||
02 | TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
04 | TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES. | Management | Against | Against | ||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
CHICO'S FAS, INC. | ||||||||||
Security | 168615102 | Meeting Type | Annual | |||||||
Ticker Symbol | CHS | Meeting Date | 23-Jun-2011 | |||||||
ISIN | US1686151028 | Agenda | 933441418 - Management | |||||||
City | Holding Recon Date | 25-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 22-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: JOHN J. MAHONEY | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: DAVID F. WALKER | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||||
02 | PROPOSAL TO APPROVE CHICO'S FAS, INC. SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | ||||||
04 | ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
GUESS?, INC. | ||||||||||
Security | 401617105 | Meeting Type | Annual | |||||||
Ticker Symbol | GES | Meeting Date | 23-Jun-2011 | |||||||
ISIN | US4016171054 | Agenda | 933463553 - Management | |||||||
City | Holding Recon Date | 05-May-2011 | ||||||||
Country | United States | Vote Deadline Date | 22-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KAY ISAACSON-LEIBOWITZ | For | For | |||||||
2 | MAURICE MARCIANO | For | For | |||||||
3 | ALEX YEMENIDJIAN | For | For | |||||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For | ||||||
STIFEL FINANCIAL CORP. | ||||||||||
Security | 860630102 | Meeting Type | Annual | |||||||
Ticker Symbol | SF | Meeting Date | 27-Jun-2011 | |||||||
ISIN | US8606301021 | Agenda | 933423941 - Management | |||||||
City | Holding Recon Date | 06-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BRUCE A. BEDA* | For | For | |||||||
2 | FREDERICK O. HANSER* | For | For | |||||||
3 | RONALD J. KRUSZEWSKI* | For | For | |||||||
4 | THOMAS P. MULROY* | For | For | |||||||
5 | THOMAS W. WEISEL* | For | For | |||||||
6 | KELVIN R. WESTBROOK* | For | For | |||||||
7 | ALTON F. IRBY III** | For | For | |||||||
8 | MICHAEL W. BROWN *** | For | For | |||||||
9 | ROBERT E. GRADY*** | For | For | |||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE STOCK PLAN. | Management | Against | Against | ||||||
03 | PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
05 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
LAWSON SOFTWARE, INC. | ||||||||||
Security | 52078P102 | Meeting Type | Special | |||||||
Ticker Symbol | LWSN | Meeting Date | 29-Jun-2011 | |||||||
ISIN | US52078P1021 | Agenda | 933475142 - Management | |||||||
City | Holding Recon Date | 27-May-2011 | ||||||||
Country | United States | Vote Deadline Date | 28-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 26, 2011, BY AND AMONG LAWSON SOFTWARE, INC., OR LAWSON, GGC SOFTWARE HOLDINGS, INC., OR PARENT, AND ATLANTIS MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF PARENT, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | ||||||
02 | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO ALLOW FOR THE SOLICITATION OF ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. | Management | For | For | ||||||
03 | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR LAWSON'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
Tributary International Equity Fund
Neopost SA | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
06-Jul-10 | Annual/Special | |||||
CUSIP: F65196119 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Allocation of Income and Dividends of EUR 3.80 per Share | Mgmt | For | For | ||
3 | Approve Stock Dividend Program (Cash or Shares) | Mgmt | For | For | ||
4 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | For | ||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Mgmt | For | For | ||
7 | Elect Catherine Pourre as Director | Mgmt | For | For | ||
8 | Reelect Jean-Paul Villot as Director | Mgmt | For | For | ||
9 | Reelect Denis Thierry as Director | Mgmt | For | Against | ||
10 | Reelect Jacques Clay as Director | Mgmt | For | For | ||
11 | Reelect Michel Guillet as Director | Mgmt | For | For | ||
12 | Reelect Agnes Touraine as Director | Mgmt | For | For | ||
13 | Appoint Cabinet Finexsi Audit as Auditor | Mgmt | For | For | ||
14 | Appoint Cabinet Perronet et Associes as Alternate Auditor | Mgmt | For | For | ||
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Mgmt | For | For | ||
17 | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Mgmt | For | For | ||
18 | Approve Issuance of Shares up to EUR 4.6 Million Reserved for Qualified Investors and Institutional Investors | Mgmt | For | For | ||
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Mgmt | For | For | ||
20 | Approve Issuance of Equity-Linked Securities up to EUR 4.6 Million Reserved for Qualified Investors and Institutional Investors | Mgmt | For | For | ||
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 20 Above | Mgmt | For | For | ||
22 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | ||
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | ||
24 | Authorize Capital Increase for Future Exchange Offers | Mgmt | For | For | ||
25 | Approve Employee Stock Purchase Plan | Mgmt | For | For | ||
26 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | For | ||
27 | Authorize up to 400,000 Shares for Use in Restricted Stock Plan | Mgmt | For | Against | ||
28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
29 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | ||
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
Voestalpine AG (formerly Voest-Alpine Stahl AG) | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
07-Jul-10 | Annual | |||||
CUSIP: A9101Y103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income | Mgmt | For | For | ||
3 | Approve Discharge of Management Board | Mgmt | For | For | ||
4 | Approve Discharge of Supervisory Board | Mgmt | For | For | ||
5 | Ratify Auditors | Mgmt | For | For | ||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Against | ||
7 | Amend Articles Re: Compliance with New Austrian Legislation (Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | ||
FirstGroup plc | ||||||
Ticker FGP | Meeting Date | Meeting Type | ||||
08-Jul-10 | Annual | |||||
CUSIP: G34604101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Re-elect Martin Gilbert as Director | Mgmt | For | For | ||
5 | Re-elect Sir Moir Lockhead as Director | Mgmt | For | For | ||
6 | Re-elect Audrey Baxter as Director | Mgmt | For | For | ||
7 | Re-elect John Sievwright as Director | Mgmt | For | For | ||
8 | Elect Jeff Carr as Director | Mgmt | For | For | ||
9 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | ||
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
13 | Authorise Market Purchase | Mgmt | For | For | ||
14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
15 | Adopt New Articles of Association | Mgmt | For | For | ||
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
Orica Ltd. | ||||||
Ticker ORI | Meeting Date | Meeting Type | ||||
08-Jul-10 | Court | |||||
CUSIP: Q7160T109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Court Ordered Meeting of Orica Ltd Shareholders | Mgmt | |||||
1 | Approve the Scheme of Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company | Mgmt | For | For | ||
Orica Ltd. | ||||||
Ticker ORI | Meeting Date | Meeting Type | ||||
08-Jul-10 | Special | |||||
CUSIP: Q7160T109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Holders of Orica Ordinary Shares Are Entitled to Vote on All Agenda Items; Holders of Orica Step-up Preference Securities May Vote on Item 1 Only | Mgmt | |||||
1 | Approve Reduction in Orica's Share Capital on the Demerger Implementation Date by A$215.9 Million | Mgmt | For | For | ||
2 | Approve the Terms of the DuluxGroup Long Term Equity Incentive Plan Re: Termination Benefit | Mgmt | For | For | ||
ICAP plc | ||||||
Ticker IAP | Meeting Date | Meeting Type | ||||
14-Jul-10 | Annual | |||||
CUSIP: G46981117 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | Re-elect Charles Gregson as Director | Mgmt | For | For | ||
4 | Re-elect Matthew Lester as Director | Mgmt | For | For | ||
5 | Re-elect James McNulty as Director | Mgmt | For | For | ||
6 | Elect John Sievwright as Director | Mgmt | For | For | ||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
9 | Approve Remuneration Report | Mgmt | For | For | ||
10 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
11 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
12 | Authorise Market Purchase | Mgmt | For | For | ||
13 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
14 | Adopt New Articles of Association | Mgmt | For | For | ||
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
J Sainsbury plc | ||||||
Ticker SBRY | Meeting Date | Meeting Type | ||||
14-Jul-10 | Annual | |||||
CUSIP: G77732173 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Elect David Tyler as Director | Mgmt | For | For | ||
5 | Re-elect Val Gooding as Director | Mgmt | For | For | ||
6 | Re-elect Justin King as Director | Mgmt | For | For | ||
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
8 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||
9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
11 | Approve All Employee Share Ownership Plan | Mgmt | For | For | ||
12 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
13 | Authorise Market Purchase | Mgmt | For | For | ||
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
15 | Adopt New Articles of Association | Mgmt | For | For | ||
Marks and Spencer Group plc | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
14-Jul-10 | Annual | |||||
CUSIP: G5824M107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Re-elect Sir Stuart Rose as Director | Mgmt | For | For | ||
5 | Elect Marc Bolland as Director | Mgmt | For | For | ||
6 | Elect John Dixon as Director | Mgmt | For | For | ||
7 | Re-elect Martha Fox as Director | Mgmt | For | For | ||
8 | Re-elect Steven Holliday as Director | Mgmt | For | For | ||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
10 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
13 | Authorise Market Purchase | Mgmt | For | For | ||
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
16 | Adopt New Articles of Association | Mgmt | For | For | ||
Pirelli & Company | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
15-Jul-10 | Special | |||||
CUSIP: T76434108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Extraordinary Business | Mgmt | |||||
1 | Approve the Reduction in the Par Value of Shares | Mgmt | For | For | ||
2 | Approve Share Consolidation | Mgmt | For | For | ||
3 | Approve Reduction in Share Capital | Mgmt | For | For | ||
Jiangsu Expressway Co. Ltd. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
16-Jul-10 | Special | |||||
CUSIP: Y4443L103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Yang Gen Lin as Director | Mgmt | For | For | ||
NWS Holdings Limited (frmly Pacific Ports Company Ltd.) | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
20-Jul-10 | Special | |||||
CUSIP: G66897110 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Disposal by NWS Service Management Limited of Company Assets to Fung Seng Enterprises Limited Pursuant to SP Agreements | Mgmt | For | For | ||
Severn Trent plc | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
20-Jul-10 | Annual | |||||
CUSIP: G8056D159 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | ||
4 | Elect Andrew Duff as Director | Mgmt | For | For | ||
5 | Re-elect Martin Kane as Director | Mgmt | For | For | ||
6 | Re-elect Martin Lamb as Director | Mgmt | For | For | ||
7 | Re-elect Baroness Sheila Noakes as Director | Mgmt | For | For | ||
8 | Re-elect Andy Smith as Director | Mgmt | For | For | ||
9 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | ||
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
11 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
12 | Ratify Infringements of Duty to Restrict Borrowings | Mgmt | None | For | ||
13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
15 | Authorise Market Purchase | Mgmt | For | For | ||
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
17 | Adopt New Articles of Association | Mgmt | For | For | ||
Grupo Aeroportuario del Pacifico S.A.B. de C.V. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
22-Jul-10 | Special | |||||
CUSIP: P4959P100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Ratify Seven Provisional Directors Nominated by the Board on June 2, 2010 | Mgmt | For | For | ||
2 | Elect Chairman of the Board in Accordance with Art. 16 of the Company Bylaws | Mgmt | For | For | ||
3 | Approve Series "B" Shareholders to Elect a Director Who will Integrate the Nominating and Compensation Committee | Mgmt | For | For | ||
4 | Elect Chairman of Audit Committee | Mgmt | For | For | ||
5 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of MXN 1 Billion | Mgmt | For | For | ||
6 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Grupo Aeroportuario del Pacifico S.A.B. de C.V. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
22-Jul-10 | Special | |||||
CUSIP: P4959P100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Reduction in Capital by up to MXN 1 Billion | Mgmt | For | For | ||
2 | Amend Company Bylaws | Mgmt | For | For | ||
Powszechna Kasa Oszczednosci Bank Polski S.A. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
23-Jul-10 | Special | |||||
CUSIP: X6919X108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Approve Allocation of Income | Mgmt | For | For | ||
1.2 | Approve Dividends of PLN 0.80 per Share | Mgmt | For | For | ||
2 | Close Meeting | Mgmt | ||||
Tanjong Public Limited Company | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
23-Jul-10 | Annual | |||||
CUSIP: N/A | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Jan. 31, 2010 | Mgmt | For | For | ||
2 | Approve Directors' Remuneration Report for the Financial Year Ended Jan. 31, 2010 | Mgmt | For | For | ||
3 | Approve Final Dividend of MYR 0.30 Per Share for the Financial Year Ended Jan. 31, 2010 | Mgmt | For | For | ||
4 | Elect Leong Wai Hoong as Director | Mgmt | For | For | ||
5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
6 | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
8 | Approve Authority to Call for General Meetings of the Company (Other Than an Annual General Meeting, etc) on Not Less Than 14 Clear Day's Notice | Mgmt | For | For | ||
9 | Approve Adoption of New Articles of Association | Mgmt | For | For | ||
Vodafone Group plc | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
27-Jul-10 | Annual | |||||
CUSIP: G93882135 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Re-elect Sir John Bond as Director | Mgmt | For | For | ||
3 | Re-elect John Buchanan as Director | Mgmt | For | For | ||
4 | Re-elect Vittorio Colao as Director | Mgmt | For | For | ||
5 | Re-elect Michel Combes as Director | Mgmt | For | For | ||
6 | Re-elect Andy Halford as Director | Mgmt | For | For | ||
7 | Re-elect Stephen Pusey as Director | Mgmt | For | For | ||
8 | Re-elect Alan Jebson as Director | Mgmt | For | For | ||
9 | Re-elect Samuel Jonah as Director | Mgmt | For | For | ||
10 | Re-elect Nick Land as Director | Mgmt | For | For | ||
11 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | ||
12 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | ||
13 | Re-elect Anthony Watson as Director | Mgmt | For | For | ||
14 | Re-elect Philip Yea as Director | Mgmt | For | For | ||
15 | Approve Final Dividend | Mgmt | For | For | ||
16 | Approve Remuneration Report | Mgmt | For | For | ||
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | ||
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | ||
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
21 | Authorise Market Purchase | Mgmt | For | For | ||
22 | Adopt New Articles of Association | Mgmt | For | For | ||
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
24 | Approve Share Incentive Plan | Mgmt | For | For | ||
Banco do Brasil S.A. | ||||||
Ticker BBAS3 | Meeting Date | Meeting Type | ||||
05-Aug-10 | Special | |||||
CUSIP: P11427112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | ||
2 | Amend Article 7 | Mgmt | For | For | ||
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
06-Aug-10 | Special | |||||
CUSIP: P34085103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Director | Mgmt | For | For | ||
China Merchants Holdings (International) Co. Ltd. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
12-Aug-10 | Special | |||||
CUSIP: Y1489Q103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Connected Transaction with a Related Party | Mgmt | For | For | ||
China Merchants Holdings (International) Co. Ltd. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
12-Aug-10 | Special | |||||
CUSIP: Y1489Q103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Reelect Bong Shu Ying Francis as Director | Mgmt | For | For | ||
Tele Norte Leste Participacoes (TELEMAR) | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
16-Aug-10 | Special | |||||
CUSIP: P9036X109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Authorize Issuance of Up to BRL 1.5 Billion in Non-Convertible Debentures | Mgmt | For | For | ||
2 | Authorize the Board to Set Terms of the Issuance of Debentures | Mgmt | For | For | ||
3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Bank Of Communications Co Ltd | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
19-Aug-10 | Annual | |||||
CUSIP: Y06988110 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Report of the Board of Directors | Mgmt | For | For | ||
2 | Accept Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
4 | Approve Fixed Assets Investment Budget for the Year Ending Dec. 31, 2010 | Mgmt | For | For | ||
5 | Reappoint PricewaterhouseCoopers and Deloitte Touche Tohmatsu CPA Ltd. as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
6 | Approve Capital Management Plan for the Years 2010 to 2014 | Mgmt | For | For | ||
7 | Approve Remuneration of Directors and Supervisors | Mgmt | For | For | ||
8 | Approve Bank's Measures for the Delegation of Authority to the Board of Directors by the Shareholders' General Meeting | Mgmt | For | For | ||
9 | a | Reelect Hu Huaibang as Executive Director | Mgmt | For | For | |
9 | b | Reelect Niu Ximing as Executive Director | Mgmt | For | For | |
9 | c | Reelect Qian Wenhui as Executive Director | Mgmt | For | For | |
9 | d | Reelect Wang Bin as Executive Director | Mgmt | For | For | |
9 | e | Reelect Zhang Jixiang as Non-Executive Director | Mgmt | For | For | |
9 | f | Reelect Hu Huating as Non-Executive Director | Mgmt | For | For | |
9 | g | Reelect Qian Hongyi as Non-Executive Director | Mgmt | For | For | |
9 | h | Reelect Peter Wong Tung Shun as Non-Executive Director | Mgmt | For | For | |
9 | i | Elect Fung, Yuen Mei Anita as Non-Executive Director | Mgmt | For | For | |
9 | j | Reelect Ji Guoqiang as Non-Executive Director | Mgmt | For | For | |
9 | k | Reelect Lei Jun as Non-Executive Director | Mgmt | For | For | |
9 | l | Elect Ma Xiaoyan as Non-Executive Director | Mgmt | For | For | |
9 | m | Reelect Chen Qingtai as Independent Non-Executive Director | Mgmt | For | For | |
9 | n | Reelect Eric Li Ka-cheung as Independent Non-Executive Director | Mgmt | For | For | |
9 | o | Reelect Gu Mingchao as Independent Non-Executive Director | Mgmt | For | For | |
9 | p | Elect Wang Weiqiang as Independent Non-Executive Director | Mgmt | For | For | |
9 | q | Elect Peter Hugh Nolan as Independent Non-Executive Director | Mgmt | For | For | |
9 | r | Elect Chen Zhiwu as Independent Non-Executive Director | Mgmt | For | For | |
10 | a | Reelect Hua Qingshan as Supervisor | Mgmt | For | For | |
10 | b | Reelect Zheng Li as External Supervisor | Mgmt | For | For | |
10 | c | Reelect Jiang Zuqi as External Supervisor | Mgmt | For | For | |
10 | d | Elect Guo Yu as Supervisor | Mgmt | For | For | |
10 | e | Reelect Yang Fajia as Supervisor | Mgmt | For | For | |
10 | f | Elect Zhu Hongjun as Supervisor | Mgmt | For | For | |
10 | g | Reelect Li Jin as Supervisor | Mgmt | For | For | |
10 | h | Elect Gu Huizhong as Supervisor | Mgmt | For | For | |
10 | i | Reelect Yan Hong as Supervisor | Mgmt | For | For | |
MISC Berhad (Formerly Malaysia International Shipping Corpor | ||||||
Ticker MISC | Meeting Date | Meeting Type | ||||
19-Aug-10 | Annual | |||||
CUSIP: Y6080H105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2010 | Mgmt | For | For | ||
2 | Approve Final Tax Exempt Dividend of MYR 0.20 Per Share for the Financial Year Ended March 31, 2010 | Mgmt | For | For | ||
3 | Elect Shamsul Azhar bin Abbas as Director | Mgmt | For | For | ||
4 | Elect Zulkiflee bin Wan Ariffin as Director | Mgmt | For | For | ||
5 | Elect Harry K. Menon as Director | Mgmt | For | For | ||
6 | Elect Halipah binti Esa as Director | Mgmt | For | For | ||
7 | Approve Remuneration of Directors in the Amount of MYR 755,000 for the Financial Year Ended March 31, 2010 | Mgmt | For | For | ||
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
Bank of China Limited | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
20-Aug-10 | Special | |||||
CUSIP: Y0698A107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Special Business | Mgmt | |||||
1 | a | Approve Type and Nominal Value of the Rights Shares | Mgmt | For | For | |
1 | b | Approve Proportion and Number of the Rights Shares to be Issued | Mgmt | For | For | |
1 | c | Approve Subscription Price for the Rights Shares | Mgmt | For | For | |
1 | d | Approve Target Subscribers for the Rights Issue | Mgmt | For | For | |
1 | e | Approve Use of Proceeds | Mgmt | For | For | |
1 | f | Approve Effective Period of the Resolution | Mgmt | For | For | |
1 | g | Approve Authorization for the Rights Issue | Mgmt | For | For | |
Ordinary Business | Mgmt | |||||
2 | Approve Proposal in Relation to Arrangement for Accumulated Undistributed Profits of the Bank Prior to the Rights Issue | Mgmt | For | For | ||
3 | Approve Feasibility Analysis Report on the Use of Proceeds Raised from the Rights Issue | Mgmt | For | For | ||
4 | Approve Report on the Use of Proceeds Raised from the Previous Issuance of Securities by the Bank | Mgmt | For | For | ||
5 | a | Reelect Hong Zhihua as Non-Executive Director | Mgmt | For | For | |
5 | b | Reelect Huang Haibo as Non-Executive Director | Mgmt | For | For | |
5 | c | Reelect Cai Haoyi as Non-Executive Director | Mgmt | For | For | |
5 | d | Elect Sun Zhijun as Non-Executive Director | Mgmt | For | For | |
5 | e | Elect Liu Lina as Non-Executive Director | Mgmt | For | For | |
5 | f | Elect Jiang Yansong as Non-Executive Director | Mgmt | For | For | |
5 | g | Elect Chow Man Yiu, Paul as Independent Non-Executive Director | Mgmt | For | For | |
6 | Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Supervisors of 2009 | Mgmt | For | For | ||
Bank of China Limited | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
20-Aug-10 | Special | |||||
CUSIP: Y0698A107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Class Meeting for H Shareholders | Mgmt | |||||
Special Business | Mgmt | |||||
1 | a | Approve Type and Nominal Value of the Rights Shares | Mgmt | For | For | |
1 | b | Approve Proportion and Number of the Rights Shares to be Issued | Mgmt | For | For | |
1 | c | Approve Subscription Price for the Rights Shares | Mgmt | For | For | |
1 | d | Approve Target Subscribers for the Rights Issue | Mgmt | For | For | |
1 | e | Approve Use of Proceeds | Mgmt | For | For | |
1 | f | Approve Effective Period of the Resolution | Mgmt | For | For | |
1 | g | Approve Authorisation for the Rights Issue | Mgmt | For | For | |
Telkom SA Ltd | ||||||
Ticker TKG | Meeting Date | Meeting Type | ||||
24-Aug-10 | Annual | |||||
CUSIP: S84197102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | Mgmt | For | For | ||
2 | Re-elect Sibusiso Luthuli as Director | Mgmt | For | For | ||
3 | Reappoint Ernst & Young Inc as Auditors and R Hillen as Individual Registered Auditor | Mgmt | For | For | ||
Naspers Ltd | ||||||
Ticker NPN | Meeting Date | Meeting Type | ||||
27-Aug-10 | Annual | |||||
CUSIP: S53435103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Resolutions | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | Mgmt | For | For | ||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For | ||
3 | Approve Remuneration of Non-executive Directors for the Year Ended 31 March 2010 and for the Year Ending 31 March 2011 | Mgmt | For | For | ||
4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Anton Wentzel as the Individual Registered Auditor | Mgmt | For | For | ||
5 | Elect Debra Meyer as Director | Mgmt | For | For | ||
6.1 | Re-elect Ton Vosloo as Director | Mgmt | For | For | ||
6.2 | Re-elect Neil van Heerden as Director | Mgmt | For | For | ||
6.3 | Re-elect Hein Willemse as Director | Mgmt | For | For | ||
6.4 | Re-elect Lourens Jonker as Director | Mgmt | For | For | ||
7 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | Against | ||
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | For | For | ||
9 | Amend the Trust Deed of the Naspers Share Incentive Scheme | Mgmt | For | For | ||
10 | Authorise Board to Allot, Issue and Make Application to the JSE for the Listing of up to 40,588,541 Naspers N Ordinary Shares to the Naspers Group Share-Based Incentive Schemes | Mgmt | For | Against | ||
Special Resolutions | Mgmt | |||||
1 | Authorise Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Mgmt | For | For | ||
2 | Authorise Repurchase of A Ordinary Issued Shares | Mgmt | For | Against | ||
Continuation of Ordinary Resolutions | Mgmt | |||||
11 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | Against | ||
Foschini Ltd | ||||||
Ticker FOS | Meeting Date | Meeting Type | ||||
01-Sep-10 | Annual | |||||
CUSIP: S29260122 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Resolutions | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2010 | Mgmt | For | For | ||
2 | Reappoint KPMG Inc as Auditors of the Company and H du Plessis as the Designated Partner and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | ||
3 | Approve Non-executive Director Fees for the Year Ending 31 March 2011 | Mgmt | For | For | ||
4 | Re-elect Doug Murray as Director | Mgmt | For | For | ||
5 | Re-elect Sam Abrahams as Director | Mgmt | For | For | ||
6 | Re-elect Vuli Cuba as Director | Mgmt | For | For | ||
7 | Re-elect Michael Lewis as Director | Mgmt | For | For | ||
8 | Approve Share Incentive Scheme | Mgmt | For | Against | ||
Special Resolutions | Mgmt | |||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
2 | Approve Change in Company Name to The Foschini Group Limited | Mgmt | For | For | ||
Ordinary Resolution | Mgmt | |||||
9 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | Against | ||
Grupo Aeroportuario del Pacifico S.A.B. de C.V. | ||||||
Ticker GAPB | Meeting Date | Meeting Type | ||||
01-Sep-10 | Special | |||||
CUSIP: P4959P100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Members of the Board | Mgmt | For | For | ||
Greentown China Holdings Ltd. | ||||||
Ticker 03900 | Meeting Date | Meeting Type | ||||
07-Sep-10 | Special | |||||
CUSIP: G4100M105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Waiver in Respect of Deed of Non-Competition | Mgmt | For | For | ||
Skyworth Digital Holdings Ltd | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
07-Sep-10 | Annual | |||||
CUSIP: G8181C100 |
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve and Declare Final Dividend with Scrip Option | Mgmt | For | For | ||
3 | a | Reelect Leung Chi Ching, Frederick as an Executive Director | Mgmt | For | For | |
3 | b | Reelect Yang Dongwen as an Executive Director | Mgmt | For | For | |
3 | c | Reeect Lu Rongchang as an Executive Director | Mgmt | For | For | |
3 | d | Relect So Hon Cheung, Stephen as an Independent Non-Executive Director | Mgmt | For | For | |
3 | e | Reelect Chan Wai Kay, Katherine as an Independent Non-Executive Director | Mgmt | For | For | |
4 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | For | ||
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
6 | Approve the Refreshment of Limit on Grant of Options under the Share Option Scheme | Mgmt | For | Against | ||
7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
Huaneng Power International, Inc. | ||||||
Ticker 00902 | Meeting Date | Meeting Type | ||||
10-Sep-10 | Special | |||||
CUSIP: Y3744A105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Special Business | Mgmt | |||||
1 | a | Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | b | Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | c | Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | d | Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | e | Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | f | Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | g | Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | h | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | i | Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | j | Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | k | Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | l | Approve Arrangeement Regarding the Accumulated Undstributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | m | Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | n | Approve Validity of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
2 | Approve Supplemental Agreements to the Subscription Agreements with Designated Investors | Mgmt | For | For | ||
Ordinary Business | Mgmt | |||||
3 | Approve the Resolution that the Company Meets with the Conditions for the New A Share Issue | Mgmt | For | For | ||
Special Business | Mgmt | |||||
4 | Authorize Board to Implement All Matters Relating to the Revised Proposal Regarding the New A Share Issue and the New H Share Issue | Mgmt | For | For | ||
Huaneng Power International, Inc. | ||||||
Ticker 00902 | Meeting Date | Meeting Type | ||||
10-Sep-10 | Special | |||||
CUSIP: Y3744A105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Class Meeting for H Shareholders | Mgmt | |||||
Special Business | Mgmt | |||||
1 | a | Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | b | Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | c | Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | d | Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | e | Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | f | Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | g | Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | h | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | i | Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | j | Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | k | Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | l | Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | m | Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
1 | n | Approve Validity Period of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue | Mgmt | For | For | |
2 | Approve Supplemental Agreements to the Subscription Agreements with Designated Investors | Mgmt | For | For | ||
Telefonica O2 Czech Republic, a.s. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
10-Sep-10 | Special | |||||
CUSIP: X89734101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Meeting Chairman and Other Meeting Officials; Approve Meeting Procedures | Mgmt | For | For | ||
3 | Approve Conversion of Bearer Shares into Registered Shares | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
5 | Approve Contract for Deposition of Part of Enterprise in Subsidiary | Mgmt | For | For | ||
6 | Close Meeting | Mgmt | ||||
China Construction Bank Corporation | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
15-Sep-10 | Special | |||||
CUSIP: Y1397N101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Zhang Furong as Shareholder Representative Supervisor | SH | For | For | ||
Cyfrowy Polsat SA | ||||||
Ticker CPS | Meeting Date | Meeting Type | ||||
15-Sep-10 | Special | |||||
CUSIP: X1809Y100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Meeting Chairman | Mgmt | For | For | ||
3 | Acknowledge Proper Convening of Meeting | Mgmt | ||||
4.1 | Elect Member of Vote Counting Commission | Mgmt | For | For | ||
4.2 | Elect Member of Vote Counting Commission | Mgmt | For | For | ||
4.3 | Elect Member of Vote Counting Commission | Mgmt | For | For | ||
5 | Approve Agenda of Meeting | Mgmt | For | For | ||
6 | Approve Merger with M.Punkt Holdings Ltd. (Wholly Owned Subsidiary) | Mgmt | For | For | ||
7 | Close Meeting | Mgmt | ||||
Banco de Sabadell S.A | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
16-Sep-10 | Special | |||||
CUSIP: E15819191 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Authorize Increase in Capital via Issuance of New Shares without Preemptive Rights in Connection with the Acquisition of Banco Guipuzcoano; Amend Article 7 Accordingly | Mgmt | For | For | ||
2 | Authorize Issuance of Convertible Bonds in Exchange for Shares of Banco Guipuzcoano in Connection with the Acquisition Referred to in the Previous Item | Mgmt | For | For | ||
3 | Approve Listing of New Shares and Convertible Bonds to be Issued in Connection with the Acquisition Referred to in Item 1 | Mgmt | For | For | ||
4.1 | Amend Article 51 of Company Bylaws Re: Increase Board Size | Mgmt | For | For | ||
4.2 | Elect Jose Echenique Landiribar as Director | Mgmt | For | For | ||
4.3 | Elect Jose Ramon Martinez Sufrategui as Director | Mgmt | For | For | ||
5 | Stipulate that Implementation of the Foregoing Resolutions (Items 1-4.3) is Conditioned Upon Approval of the Tender Offer by CNMV and other Relevant Authorities | Mgmt | For | For | ||
6 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Shanghai Industrial Holdings Ltd | ||||||
Ticker 00363 | Meeting Date | Meeting Type | ||||
20-Sep-10 | Special | |||||
CUSIP: Y7683K107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Acquisition by S.I. Properties Development Limited of 63.65 Percent Equity Interest in Shanghai Industrial Development Co. Ltd. from SIIC Shanghai (Holding) Co. Ltd. Pursuant to the Equity Transfer Agreement | Mgmt | For | For | ||
2 | Approve Refreshment of Subsidiary Scheme Mandate Limit Under Neo-China Share Option Scheme | Mgmt | For | Against | ||
Industrial and Commercial Bank of China Limited | ||||||
Ticker 01398 | Meeting Date | Meeting Type | ||||
21-Sep-10 | Special | |||||
CUSIP: Y3990B112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | a | Approve Type and Nominal Value of the Rights Shares | Mgmt | For | For | |
1 | b | Approve Proportion and Number of the Rights Shares to be Issued | Mgmt | For | For | |
1 | c | Approve Subscription Price for the Rights Shares | Mgmt | For | For | |
1 | d | Approve Target Subscribers for the Rights Issue | Mgmt | For | For | |
1 | e | Approve Use of Proceeds | Mgmt | For | For | |
1 | f | Approve Effective Period of the Resolution | Mgmt | For | For | |
1 | g | Approve Authorization for the Rights Issue | Mgmt | For | For | |
2 | Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares | Mgmt | For | For | ||
3 | Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares | Mgmt | For | For | ||
4 | Approve Report on Utilization of Proceeds from Previous Issuances | Mgmt | For | For | ||
5 | Authorize Board to Fix Remuneration of Directors and Supervisors | Mgmt | For | For | ||
6 | Elect Xu Shanda as Independent Non-Executive Director | Mgmt | For | For | ||
7 | Elect Li Xiaopeng as Executive Director | SH | None | For | ||
8 | Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds | SH | None | For | ||
Industrial and Commercial Bank of China Limited | ||||||
Ticker 01398 | Meeting Date | Meeting Type | ||||
21-Sep-10 | Special | |||||
CUSIP: Y3990B112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | a | Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | b | Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | c | Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | e | Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | f | Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
1 | g | Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares | Mgmt | For | For | |
MISC Berhad (Formerly Malaysia International Shipping Corpor | ||||||
Ticker MISC | Meeting Date | Meeting Type | ||||
21-Sep-10 | Special | |||||
CUSIP: Y6080H105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Listing of Malaysia Marine and Heavy Engineering Holdings Bhd (MHB), a Wholly-Owned Subsidiary Of MISC Bhd, on the Main Market of Bursa Malaysia Securities Bhd (Proposed Listing) | Mgmt | For | For | ||
2 | Approve Issuance of 10,000 MHB Shares to Shamsul Azhar bin Abbas, Chairman and Non-Independent Non-Executive Director of MISC, Pursuant to the Proposed Listing | Mgmt | For | For | ||
3 | Approve Issuance of 10,000 MHB Shares to Nasarudin bin Md Idris, President, CEO, and Executive Director of MISC and Chairman and Non-Independent Non-Executive Director of MHB, Pursuant to the Proposed Listing | Mgmt | For | For | ||
4 | Approve Issuance of 10,000 MHB Shares to Harry K. Menon, Independent Non-Executive Director of MISC, Pursuant to the Proposed Listing | Mgmt | For | For | ||
5 | Approve Issuance of 10,000 MHB Shares to Halipah binti Esa, Independent Non-Executive Director of MISC and MHB, Pursuant to the Proposed Listing | Mgmt | For | For | ||
6 | Approve Issuance of 10,000 MHB Shares to Kalsom binti Abd Rahman, Independent Non-Executive Director of MISC, Pursuant to the Proposed Listing | Mgmt | For | For | ||
7 | Approve Issuance of 10,000 MHB Shares to Abdul Aziz Wan Abdullah, Independent Non-Executive Director of MISC, Pursuant to the Proposed Listing | Mgmt | For | For | ||
8 | Approve Issuance of 10,000 MHB Shares to Amir Hamzah Azizan, Non-Independent Non-Executive Director of MISC, Pursuant to the Proposed Listing | Mgmt | For | For | ||
9 | Approve Issuance of 10,000 MHB Shares to Zulkiflee bin Wan Ariffin, Non-Independent Non-Executive Director of MISC, P ursuant to the Proposed Listing | Mgmt | For | For | ||
Companhia de Concessoes Rodoviarias | ||||||
Ticker CCRO3 | Meeting Date | Meeting Type | ||||
27-Sep-10 | Special | |||||
CUSIP: P1413U105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Increase Size of the Executive Officer Board to Nine Members | Mgmt | For | For | ||
1.2 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | ||
ASX Ltd. | ||||||
Ticker ASX | Meeting Date | Meeting Type | ||||
29-Sep-10 | Annual | |||||
CUSIP: Q0604U105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive Financial Statements, Directors' Report and Auditor's Report for ASX and its Controlled Entities for the Year Ended June 30, 2010(Non-Voting) | Mgmt | ||||
2 | Receive Financial Statements and Auditor's Report for the National Guarantee Fund for the Year Ended June 30, 2010 (Non-Voting) | Mgmt | ||||
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
4 | a | Elect David Gonski AC as Director | Mgmt | For | For | |
4 | b | Elect Shane Finemore as Director | Mgmt | For | For | |
4 | c | Elect Jillian Broadbent AO as Director | Mgmt | For | For | |
5 | Approve Modifications to the Constitution | Mgmt | For | For | ||
Malayan Banking Bhd. | ||||||
Ticker MAYBANK | Meeting Date | Meeting Type | ||||
29-Sep-10 | Annual | |||||
CUSIP: Y54671105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | For | For | ||
2 | Approve Final Dividend of MYR 0.44 Per Share for the Financial Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Elect Abdul Wahid Omar as Director | Mgmt | For | For | ||
4 | Elect Hadenan A. Jalil as Director | Mgmt | For | For | ||
5 | Elect Ismail Shahudin as Director | Mgmt | For | For | ||
6 | Elect Zaharuddin Megat Mohd Nor as Director | Mgmt | For | For | ||
7 | Elect Mohd Salleh Hj Harun as Director | Mgmt | For | For | ||
8 | a | Approve Remuneration of Directors for the Financial Year Ended June 30, 2010 | Mgmt | For | For | |
8 | b | Approve Increase in Directors' Meeting Allowance for Board and Committee Meetings Effective July 1, 2009 | Mgmt | For | For | |
9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
11 | Approve Issuance of New Ordinary Shares in Relation to the Company's Recurrent and Optional Dividend Reinvestment Plan | Mgmt | For | For | ||
Grupo Financiero Banorte S.A.B. de C.V. | ||||||
Ticker GFNORTEO | Meeting Date | Meeting Type | ||||
04-Oct-10 | Special | |||||
CUSIP: P49501201 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Directors | Mgmt | For | Against | ||
2 | Approve Dividends of MXN 0.17 Per Share | Mgmt | For | For | ||
3 | Present Auditor Report | Mgmt | For | For | ||
4 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | ||
5 | Approve Minutes of Meeting | Mgmt | For | For | ||
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES | ||||||
Ticker CYRE3 | Meeting Date | Meeting Type | ||||
05-Oct-10 | Special | |||||
CUSIP: P34085103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Stock Option Plans | Mgmt | For | Against | ||
Diageo plc | ||||||
Ticker DGE | Meeting Date | Meeting Type | ||||
14-Oct-10 | Annual | |||||
CUSIP: G42089113 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | For | ||
5 | Re-elect Laurence Danon as Director | Mgmt | For | For | ||
6 | Re-elect Betsy Holden as Director | Mgmt | For | For | ||
7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | For | ||
8 | Re-elect Franz Humer as Director | Mgmt | For | For | ||
9 | Re-elect Philip Scott as Director | Mgmt | For | For | ||
10 | Re-elect Todd Stitzer as Director | Mgmt | For | For | ||
11 | Re-elect Paul Walker as Director | Mgmt | For | For | ||
12 | Re-elect Paul Walsh as Director | Mgmt | For | For | ||
13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Mgmt | For | For | ||
14 | Elect Deirdre Mahlan as Director | Mgmt | For | For | ||
15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | ||
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
19 | Authorise Market Purchase | Mgmt | For | For | ||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
21 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | For | ||
22 | Approve Diageo 2010 Sharesave Plan | Mgmt | For | For | ||
23 | Authorise the Company to Establish International Share Plans | Mgmt | For | For | ||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
Zhejiang Expressway Co., Ltd. | ||||||
Ticker 00576 | Meeting Date | Meeting Type | ||||
18-Oct-10 | Special | |||||
CUSIP: Y9891F102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Elect Ding Huikang as Executive Director and Authorize Board to Fix His Remuneration | Mgmt | For | For | ||
2 | Elect Liu Haisheng as a Supervisor | Mgmt | For | For | ||
3 | Approve Interim Dividend of RMB 0.06 Per Share | Mgmt | For | For | ||
Special Business | Mgmt | |||||
4 | Amend Articles of Association | Mgmt | For | For | ||
Cochlear Ltd. | ||||||
Ticker COH | Meeting Date | Meeting Type | ||||
19-Oct-10 | Annual | |||||
CUSIP: Q25953102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
2.1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
3.1 | Elect Donal O'Dwyer as a Director | Mgmt | For | For | ||
3.2 | Elect Edward Byrne as a Director | Mgmt | For | For | ||
3.3 | Elect Yasmin Allen as a Director | Mgmt | For | For | ||
4 | Approve the Grant of Up to 86,272 Options Exercisable at A$69.69 to Christopher Roberts, CEO/President Under the Cochlear Executive Long Term Incentive Plan | Mgmt | For | For | ||
Berjaya Sports Toto Bhd. | ||||||
Ticker BJTOTO | Meeting Date | Meeting Type | ||||
20-Oct-10 | Annual | |||||
CUSIP: Y0849N107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended April 30, 2010 | Mgmt | For | For | ||
2 | Approve Remuneration of Directors in the Amount of MYR 108,750 for the Financial Year Ended April 30, 2010 | Mgmt | For | For | ||
3 | Elect Chan Kien Sing as Director | Mgmt | For | For | ||
4 | Elect Rayvin Tan Yeong Sheik as Director | Mgmt | For | For | ||
5 | Elect Robert Yong Kuen Loke as Director | Mgmt | For | For | ||
6 | Elect Thong Yaw Hong as Director | Mgmt | For | For | ||
7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Mgmt | For | For | ||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
11 | Amend Articles of Association Re: E-Dividend Payment | Mgmt | For | For | ||
Guangzhou Automobile Group Co., Ltd. | ||||||
Ticker 02238 | Meeting Date | Meeting Type | ||||
20-Oct-10 | Special | |||||
CUSIP: N/A | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Interim Dividend | Mgmt | For | For | ||
Hopewell Holdings Ltd. | ||||||
Ticker 00054 | Meeting Date | Meeting Type | ||||
20-Oct-10 | Annual | |||||
CUSIP: Y37129163 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend of HK$0.54 Per Share | Mgmt | For | For | ||
3a1 | Reelect Gordon Ying Sheung Wu as Director | Mgmt | For | For | ||
3a2 | Reelect Thomas Jefferson Wu as Director | Mgmt | For | For | ||
3a3 | Reelect Henry Hin Moh Lee as Director | Mgmt | For | For | ||
3a4 | Reelect Carmelo Ka Sze Lee as Director | Mgmt | For | For | ||
3a5 | Reelect Lee Yick Nam as Director | Mgmt | For | For | ||
3a6 | Reelect William Wing Lam Wong as Director | Mgmt | For | Against | ||
3 | b | Resolve Not to Fill Up Vacated Office Resulting From Retirement Robert Van Jin Nien | Mgmt | For | For | |
3 | c | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | For | |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |
5 | b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
5 | c | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
AGL Energy Ltd. | ||||||
Ticker AGK | Meeting Date | Meeting Type | ||||
21-Oct-10 | Annual | |||||
CUSIP: Q01630104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | ||||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Elect Bruce Phillips as a Director | Mgmt | For | For | ||
4 | Approve the Increase in Non-Executive Directors' Remuneration to A$2 Million Per Annum | Mgmt | For | For | ||
BHP Billiton plc | ||||||
Ticker BLT | Meeting Date | Meeting Type | ||||
21-Oct-10 | Annual | |||||
CUSIP: G10877101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Re-elect Dr John Buchanan as Director | Mgmt | For | For | ||
3 | Re-elect David Crawford as Director | Mgmt | For | For | ||
4 | Re-elect Keith Rumble as Director | Mgmt | For | For | ||
5 | Re-elect Dr John Schubert as Director | Mgmt | For | For | ||
6 | Re-elect Jacques Nasser as Director | Mgmt | For | For | ||
7 | Elect Malcolm Broomhead as Director | Mgmt | For | For | ||
8 | Elect Carolyn Hewson as Director | Mgmt | For | For | ||
9 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Mgmt | For | For | ||
10 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
11 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
12 | Authorise Market Purchase | Mgmt | For | For | ||
13 | Approve Remuneration Report | Mgmt | For | For | ||
14 | Amend Long Term Incentive Plan | Mgmt | For | For | ||
15 | Approve Grant of Share Awards to Marius Kloppers | Mgmt | For | For | ||
16 | Amend the Constitution of BHP Billiton Limited | Mgmt | For | For | ||
17 | Amend Articles of Association of BHP Billiton plc | Mgmt | For | For | ||
Aveng Ltd | ||||||
Ticker AEG | Meeting Date | Meeting Type | ||||
22-Oct-10 | Annual | |||||
CUSIP: S0805F129 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | ||
2 | Reappoint Ernst & Young Inc as Auditors of the Company and WK Kinnear as the Individual Registered Auditor | Mgmt | For | For | ||
3 | Re-elect RogerJardine as Director | Mgmt | For | For | ||
4 | Re-elect Juba Mashaba as Director | Mgmt | For | For | ||
5 | Re-elect Myles Ruck as Director | Mgmt | For | For | ||
6 | Re-elect Peter Ward as Director | Mgmt | For | For | ||
7 | Elect May Hermanus as Director | Mgmt | For | For | ||
8 | Elect Keith Rumble as Director | Mgmt | For | For | ||
9 | Elect Kobus Verster as Director | Mgmt | For | For | ||
10 | Approve Non-executive Director Fees with Effect From 1 October 2010 | Mgmt | For | For | ||
11 | Adopt the Remuneration Policy by Way of a Non-binding Advisory Vote | Mgmt | For | For | ||
12 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
Commonwealth Bank Of Australia | ||||||
Ticker CBA | Meeting Date | Meeting Type | ||||
26-Oct-10 | Annual | |||||
CUSIP: Q26915100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | ||||
2 | (a) | Elect John Anderson as a Director | Mgmt | For | For | |
2 | (b) | Elect Harrison Young as a Director | Mgmt | For | For | |
2 | (c) | Elect Brian Long as a Director | Mgmt | For | For | |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
4 | Approve the Grant of Reward Rights with a Face Value of Up to A$4.25 Million to Ralph Norris, Chief Executive Officer, Under the Company's Group Leadership Reward Plan Pursuant to the 2010 to 2011 Financial Year | Mgmt | For | For | ||
Foster's Group Ltd. | ||||||
Ticker FGL | Meeting Date | Meeting Type | ||||
26-Oct-10 | Annual | |||||
CUSIP: Q3944W187 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect David A Crawford as a Director | Mgmt | For | For | ||
2 | Approve Amendment to the Company's Constitution Regarding Shareholder Dividend Provisions | Mgmt | For | For | ||
3 | Approve the Grant of Up to 487,700 Shares to Ian Johnston, Chief Executive Officer, Under the Foster's Long Term Incentive Plan | Mgmt | For | For | ||
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
WorleyParsons Limited | ||||||
Ticker WOR | Meeting Date | Meeting Type | ||||
26-Oct-10 | Annual | |||||
CUSIP: Q9857K102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | ||||
2 | a | Elect John M. Green as a Director | Mgmt | For | For | |
2 | b | Elect Catherine Livingstone as a Director | Mgmt | For | For | |
2 | c | Elect JB McNeil as a Director | Mgmt | For | For | |
2 | d | Elect Larry Benke as a Director | Mgmt | For | For | |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
4 | Approve the Grant of Up to 120,212 Performance Rights in Total to John Grill, David Housego and William Hall, Executive Directors, Under the WorleyParsons Performance Rights Plan | Mgmt | For | For | ||
5 | Approve the Potential Termination Benefits Provided for Management or Executive Personnel Under the WorleyParsons Performance Rights Plan | Mgmt | For | For | ||
6 | Approve the Amendments to the Company's Constitution | Mgmt | For | For | ||
7 | Approve Reinsertion of the Proportional Takeover Provision in the Company's Constitution | Mgmt | For | For | ||
Murray & Roberts Holdings Ltd | ||||||
Ticker MUR | Meeting Date | Meeting Type | ||||
27-Oct-10 | Annual | |||||
CUSIP: S52800133 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the year ended 30 June 2010 | Mgmt | For | For | ||
2.1 | Elect Orrie Fenn as Director | Mgmt | For | For | ||
2.2 | Elect William Nairn as Director | Mgmt | For | For | ||
2.3 | Re-elect Namane Magau as Director | Mgmt | For | For | ||
2.4 | Re-elect John McMahon as Director | Mgmt | For | For | ||
2.5 | Re-elect Royden Vice as Director | Mgmt | For | For | ||
3 | Reappoint Deloitte & Touche as Auditors and AF Mackie as the Designated Auditor and Authorise the Audit Committee to Determine Their Remuneration | Mgmt | For | For | ||
4 | Approve Non-executive Directors Fees with Effect From 1 October 2010 | Mgmt | For | For | ||
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
PT International Nickel Indonesia Tbk | ||||||
Ticker INCO | Meeting Date | Meeting Type | ||||
28-Oct-10 | Special | |||||
CUSIP: Y39128148 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Commissioners | Mgmt | For | Against | ||
2 | Elect Directors | Mgmt | For | Against | ||
Goodman Group (frmrly MACQUARIE GOODMAN GROUP LTD.) | ||||||
Ticker GMG | Meeting Date | Meeting Type | ||||
29-Oct-10 | Special | |||||
CUSIP: Q4229W108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve the Issuance of Up to 225.38 Million Stapled Securities at an Issue Price of A$0.65 Each to Goodman Holdings and Beeside Pty Ltd as Part Consideration for the Acquisition by the Company of the Moorabbin Units Under the Moorabbin Proposal | Mgmt | For | For | ||
Skycity Entertainment Group | ||||||
Ticker SKC | Meeting Date | Meeting Type | ||||
29-Oct-10 | Annual | |||||
CUSIP: Q8513Z115 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Dryden Spring as a Director | Mgmt | For | For | ||
2 | Elect Peter Cullinane as a Director | Mgmt | For | For | ||
3 | Elect Bruce Carter as a Director | Mgmt | For | For | ||
4 | Authorize the Board to Fix the Remuneration of the Auditors | Mgmt | For | For | ||
Toll Holdings Limited | ||||||
Ticker TOL | Meeting Date | Meeting Type | ||||
29-Oct-10 | Annual | |||||
CUSIP: Q9104H100 |
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | ||||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Elect Mark Smith as a Director | Mgmt | For | For | ||
4 | Elect Barry Cusack as a Director | Mgmt | For | For | ||
5 | Approve the Grant of Up to a Maximum Value of A$2.25 Million Options to Paul Little, Managing Director, Under the Senior Executive Option & Rights Plan | Mgmt | For | For | ||
6 | Approve Adoption of New Constitution | Mgmt | For | Against | ||
Companhia Siderurgica Nacional - CSN | ||||||
Ticker CSNA3 | Meeting Date | Meeting Type | ||||
01-Nov-10 | Special | |||||
CUSIP: P8661X103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Cancellation of Treasury Shares | Mgmt | For | For | ||
2 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | ||
Growthpoint Properties Ltd | ||||||
Ticker GRT | Meeting Date | Meeting Type | ||||
03-Nov-10 | Annual | |||||
CUSIP: S3373CAA4 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | ||
2.1 | Re-elect Mzolisi Diliza as Director | Mgmt | For | For | ||
2.2 | Re-elect Peter Fechter as Director | Mgmt | For | For | ||
2.3 | Re-elect Jan Strydom as Director | Mgmt | For | For | ||
2.4 | Elect Lynette Finlay as Director | Mgmt | For | For | ||
2.5 | Elect Mpume Nkabinde as Director | Mgmt | For | For | ||
3 | Authorise Board to Determine the Remuneration of the Auditors for the Past Audit | Mgmt | For | For | ||
4 | Approve Non-executive Director Fees for the Year Ended 30 June 2010 and 30 June 2011 | Mgmt | For | For | ||
5 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For | ||
6 | Authorise Directors to Issue Shares to Afford Linked Unitholders the Opportunity to Elect to Reinvest Distributions | Mgmt | For | For | ||
7 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Mgmt | For | For | ||
8 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
Imperial Holdings Ltd | ||||||
Ticker IPL | Meeting Date | Meeting Type | ||||
03-Nov-10 | Annual | |||||
CUSIP: S38127122 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | ||
2 | Approve the Group's Remuneration Policy | Mgmt | For | For | ||
3 | Approve Remuneration of Directors | Mgmt | For | For | ||
4 | Reappoint Deloitte & Touche as Auditors of the Company and M Comber as Designated Partner | Mgmt | For | For | ||
5.1 | Elect Thembisa Dingaan as Director | Mgmt | For | For | ||
5.2 | Elect Marius Swanepoel as Director | Mgmt | For | For | ||
6.1 | Re-elect Michael Leeming as Director | Mgmt | For | For | ||
6.2 | Re-elect Valli Moosa as Director | Mgmt | For | For | ||
6.3 | Re-elect Roderick Sparks as Director | Mgmt | For | For | ||
6.4 | Re-elect Younaid Waja as Director | Mgmt | For | For | ||
7 | Approve the Annual Fees Payable to Non-executive Directors for Board and Committee Membership | Mgmt | For | For | ||
8 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For | ||
10 | Place Authorised But Unissued Non-Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors | Mgmt | For | For | ||
Boral Ltd. | ||||||
Ticker BLD | Meeting Date | Meeting Type | ||||
04-Nov-10 | Annual | |||||
CUSIP: Q16969109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive Financial Statements and Statutory Reports | Mgmt | ||||
2.1 | Elect Bob Every as a Director | Mgmt | For | For | ||
2.2 | Elect Brian Clark as a Director | Mgmt | For | For | ||
2.3 | Elect Richard Longes as a Director | Mgmt | For | For | ||
2.4 | Elect Eileen Doyle as a Director | Mgmt | For | For | ||
2.5 | Elect John Marlay as a Director | Mgmt | For | For | ||
2.6 | Elect Catherine Brenner as a Director | Mgmt | For | For | ||
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
4 | Approve the Grant of Rights to Mark Selway, CEO of the Company, Under the Boral Long Term Incentive Plan (LTI Plan) | Mgmt | For | For | ||
Leighton Holdings Ltd. | ||||||
Ticker LEI | Meeting Date | Meeting Type | ||||
04-Nov-10 | Annual | |||||
CUSIP: Q55190104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | Against | ||
3.1 | Elect Robert Douglas Humphris as a Director | Mgmt | For | For | ||
3.2 | Elect Stephen Paul Johns as a Director | Mgmt | For | For | ||
3.3 | Elect Herbert Hermann Lutkestratkotter as a Director | Mgmt | For | For | ||
3.4 | Elect Ian John Macfarlane as a Director | Mgmt | For | For | ||
3.5 | Elect Peter Michael Noe as a Director | Mgmt | For | For | ||
3.6 | Elect David Paul Robinson as a Director | Mgmt | For | For | ||
PDG REALTY SA Empreendimentos e Participacoes | ||||||
Ticker PDGR3 | Meeting Date | Meeting Type | ||||
04-Nov-10 | Special | |||||
CUSIP: P7649U108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Stock Split | Mgmt | For | For | ||
2 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | ||
3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Truworths International Ltd | ||||||
Ticker TRU | Meeting Date | Meeting Type | ||||
04-Nov-10 | Annual | |||||
CUSIP: S8793H130 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 27 June 2010 | Mgmt | For | For | ||
2.1 | Re-elect Hilton Saven as Director | Mgmt | For | For | ||
2.2 | Re-elect Michael Thompson as Director | Mgmt | For | For | ||
2.3 | Re-elect Sisa Ngebulana as Director | Mgmt | For | For | ||
3 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | For | For | ||
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
5 | Reappoint Ernst & Young Inc as Auditors and Tina Rookledge as the Registered Auditor and Authorise the Audit Committee to Determine Their Remuneration | Mgmt | For | For | ||
6.1 | Approve Remuneration of Non-executive Chairman | Mgmt | For | For | ||
6.2 | Approve Remuneration of Non-Executive Directors | Mgmt | For | For | ||
6.3 | Approve Remuneration of Audit Committee Chairman | Mgmt | For | For | ||
6.4 | Approve Remuneration of Audit Committee Members | Mgmt | For | For | ||
6.5 | Approve Remuneration of Remuneration Committee Chairman | Mgmt | For | For | ||
6.6 | Approve Remuneration of Remuneration Committee Members | Mgmt | For | For | ||
6.7 | Approve Remuneration of Risk Committee Members | Mgmt | For | For | ||
6.8 | Approve Remuneration of Non-executive Committee Chairman | Mgmt | For | For | ||
6.9 | Approve Remuneration of Non-executive Committee Members | Mgmt | For | For | ||
7.1 | Reappoint Michael Thompson as Member of the Audit Committee | Mgmt | For | For | ||
7.2 | Reappoint Rob Dow as Member of the Audit Committee | Mgmt | For | For | ||
7.3 | Reappoint Hilton Saven as Member of the Audit Committee | Mgmt | For | For | ||
8.1 | Confirm the Maximum Number of Shares that May be Utilised for the Purpose of the Truworths International Limited Share Trust | Mgmt | For | For | ||
8.2 | Confirm the Maximum Number of Scheme Shares that Any One Participant May Hold at Any Time | Mgmt | For | For | ||
Wesfarmers Ltd. | ||||||
Ticker WES | Meeting Date | Meeting Type | ||||
09-Nov-10 | Annual | |||||
CUSIP: Q95870103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | ||||
2 | (a) | Elect Colin Bruce Carter as a Director | Mgmt | For | For | |
2 | (b) | Elect James Philip Graham as a Director | Mgmt | For | For | |
2 | (c) | Elect Anthony John Howarth as a Director | Mgmt | For | For | |
2 | (d) | Elect Wayne Geoffrey Osborn as a Director | Mgmt | For | For | |
2 | (e) | Elect Vanessa Miscamble Wallace as a Director | Mgmt | For | For | |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
BHP Billiton Limited (Formerly BHP Ltd.) | ||||||
Ticker BHP | Meeting Date | Meeting Type | ||||
16-Nov-10 | Annual | |||||
CUSIP: Q1498M100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | For | For | ||
2 | Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
3 | Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
4 | Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
5 | Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
6 | Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
7 | Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
8 | Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc | Mgmt | For | For | ||
9 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | Mgmt | For | For | ||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million | Mgmt | For | For | ||
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million | Mgmt | For | For | ||
12 | Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc | Mgmt | For | For | ||
13 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
14 | Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan | Mgmt | For | For | ||
15 | Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director | Mgmt | For | For | ||
16 | Approve the Amendments to Constitution of BHP Billiton Ltd | Mgmt | For | For | ||
17 | Approve the Amendments to the Articles of Association of BHP Billiton Plc | Mgmt | For | For | ||
MRV ENGENHARIA PARTICIPACOES SA | ||||||
Ticker MRVE3 | Meeting Date | Meeting Type | ||||
16-Nov-10 | Special | |||||
CUSIP: P6986W107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Authorize Issuance of Non-Convertible Debentures | Mgmt | For | For | ||
2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Sime Darby Bhd. | ||||||
Ticker SIME | Meeting Date | Meeting Type | ||||
16-Nov-10 | Annual | |||||
CUSIP: Y7962G108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Mgmt | For | For | ||
2 | Approve Final Single Tier Dividend of MYR 0.03 Per Share for the Financial Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Elect Musa Hitam as Director | Mgmt | For | For | ||
4 | Elect Mohd Zahid Mohd Noordin as Director | Mgmt | For | For | ||
5 | Elect Tommy Bugo @ Hamid Bugo as Director | Mgmt | For | For | ||
6 | Elect Lim Haw Kuang as Director | Mgmt | For | For | ||
7 | Elect Sreesanthan Eliathamby as Director | Mgmt | For | For | ||
8 | Elect Sheng Len Tao as Director | Mgmt | For | For | ||
9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Mgmt | For | For | ||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
Woolworths Ltd. | ||||||
Ticker WOW | Meeting Date | Meeting Type | ||||
18-Nov-10 | Annual | |||||
CUSIP: Q98418108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 | Mgmt | ||||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 | Mgmt | For | For | ||
3 | (a) | Elect Jayne Hrdlicka as a Director | Mgmt | For | For | |
3 | (b) | Elect Stephen Mayne as a Director | SH | Against | Against | |
3 | (c) | Elect Ian John Macfarlane | Mgmt | For | For | |
4 | Approve the Woolworths Long Term Incentive Plan | Mgmt | For | For | ||
5 | Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions | Mgmt | For | For | ||
6 | Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum | Mgmt | For | For | ||
Harvey Norman Holdings Ltd. | ||||||
Ticker HVN | Meeting Date | Meeting Type | ||||
23-Nov-10 | Annual | |||||
CUSIP: Q4525E117 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Approve Declaration of Dividend as Recommended by the Directors | Mgmt | For | For | ||
4 | Elect Michael John Harvey as a Director | Mgmt | For | For | ||
5 | Elect Ian John Norman as a Director | Mgmt | For | For | ||
6 | Elect Kay Lesley Page as a Director | Mgmt | For | For | ||
7 | Elect John Evyn Slack-Smith as a Director | Mgmt | For | Against | ||
8 | Approve the Amendments to the Company's Constitution Regarding the New Requirements for the Payment of Dividends | Mgmt | For | For | ||
9 | Approve the Grant of Up to 3 Million Options to David Mattew Ackery, Executive Director, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Mgmt | For | Against | ||
10 | Approve the Grant of Up to 3 Million Options to Chris Mentis, Chief Financial Officer and Company Secretary, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Mgmt | For | Against | ||
11 | Approve the Grant of Up to 3 Million Options to John Evyn Slack-Smith, Chief Operating Officer, with an Exercise Price Equal to the VWAP of Shares During the Five Trading Days Prior to the Issue Date | Mgmt | For | Against | ||
NWS Holdings Limited (frmly Pacific Ports Company Ltd.) | ||||||
Ticker 00659 | Meeting Date | Meeting Type | ||||
23-Nov-10 | Annual | |||||
CUSIP: G66897110 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | a | Reelect Tsang Yam Pui as Director | Mgmt | For | Against | |
3 | b | Reelect To Hin Tsun, Gerald as Director | Mgmt | For | For | |
3 | c | Reelect Dominic Lai as Director | Mgmt | For | For | |
3 | d | Reelect Kwong Che Keung, Gordon as Director | Mgmt | For | For | |
3 | e | Reelect Shek Lai Him, Abraham as Director | Mgmt | For | For | |
3 | f | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | a | Authorize Capitalization of Reserves for Bonus Issue | Mgmt | For | For | |
5 | b | Increase Authorized Share Capital from HK$4 Billion to HK$6 Billion by the Creation of 2 Billion Shares of HK$1 Each | Mgmt | For | Against | |
5 | c | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
5 | d | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |
5 | e | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
CNOOC Ltd. | ||||||
Ticker 00883 | Meeting Date | Meeting Type | ||||
24-Nov-10 | Special | |||||
CUSIP: Y1662W117 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Non-Exempt Continuing Connected Transactions | Mgmt | For | For | ||
2 | Approve Proposed Caps for Each Category of Non-Exempt Continuing Connected Transactions | Mgmt | For | For | ||
Goodman Fielder Ltd. | ||||||
Ticker GFF | Meeting Date | Meeting Type | ||||
25-Nov-10 | Annual | |||||
CUSIP: Q4223N112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | ||||
2 | Elect Steven Gregg as a Director | Mgmt | For | For | ||
3 | Elect Peter Hearl as a Director | Mgmt | For | For | ||
4 | Elect Clive Hooke as a Director | Mgmt | For | For | ||
5 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
6 | Approve the Reinsertion of the Proportional Takeover Provisions in the Company's Constitution | Mgmt | For | For | ||
Sasol Ltd | ||||||
Ticker SOL | Meeting Date | Meeting Type | ||||
26-Nov-10 | Annual | |||||
CUSIP: 803866102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | ||
2 | Approve Audit Committee Report on its Statutory Duties for the Year Ended 30 June 2010 | Mgmt | For | For | ||
3.1 | Re-elect Pat Davies as Director | Mgmt | For | For | ||
3.2 | Re-elect Mandla Gantsho as Director | Mgmt | For | For | ||
3.3 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | ||
3.4 | Re-elect Christine Ramon as Director | Mgmt | For | For | ||
4.1 | Re-elect Nolitha Fakude as Director | Mgmt | For | For | ||
4.2 | Re-elect Imogen Mkhize as Director | Mgmt | For | For | ||
5 | Elect Greg Lewin as Director | Mgmt | For | For | ||
6 | Reappoint KPMG Inc as Auditors of the Company and CH Basson as the Individual Registered Auditor | Mgmt | For | For | ||
7 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
8 | Amend Articles of Association | Mgmt | For | For | ||
9 | Approve Remuneration Policy | Mgmt | For | For | ||
10 | Approve Non-executive Directors Fees with Effect from 1 July 2010 | Mgmt | For | For | ||
Sasol Ltd | ||||||
Ticker SOL | Meeting Date | Meeting Type | ||||
26-Nov-10 | Special | |||||
CUSIP: 803866102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Articles of Association Re: New Definitions for New Articles 162, 163, 164.1 and 165 to 169 | Mgmt | For | For | ||
2 | Amend Articles of Association Re: Bulk Dematerialisation | Mgmt | For | For | ||
3 | Amend Articles of Association Re: Continued Application of Cash Contract and/or New Cash Contract in Respect of the Election Shareholders | Mgmt | For | For | ||
4 | Authorise Transfer Secretaries to Replace Share Certificates of All the Election Shareholders with New Share Certificates Reflecting the New Alpha Code and ISIN | Mgmt | For | For | ||
5 | Amend Articles of Association Re: Additional Terms Applicable to the BEE Contract | Mgmt | For | For | ||
6 | Amend Articles of Association Re: Rights, Privileges and Restrictions of the Sasol BEE Ordinary Shares | Mgmt | For | For | ||
7 | Amend Articles of Association Re: Holding of Shares in Certificated or Dematerialised Form; Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares | Mgmt | For | For | ||
8 | Amend Articles of Association Re: Right of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances | Mgmt | For | For | ||
9 | Amend Articles of Association Re: Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol | Mgmt | For | For | ||
10 | Authorise Company to Provide Potential Financial Assistance to the Public Facilitation Trust | Mgmt | For | For | ||
Goodman Group | ||||||
Ticker GMG | Meeting Date | Meeting Type | ||||
30-Nov-10 | Annual/Special | |||||
CUSIP: Q4229W108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Phillip Pryke as a Director | Mgmt | For | For | ||
2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | ||
3 | Approve the Issuance of Stapled Securities to CIC in Lieu of Cash Distributions Payable on the Exchange Hybrid Securities | Mgmt | For | For | ||
FirstRand Ltd | ||||||
Ticker FSR | Meeting Date | Meeting Type | ||||
02-Dec-10 | Annual | |||||
CUSIP: S5202Z131 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | ||
2.1 | Re-elect Leon Crouse as Director | Mgmt | For | For | ||
2.2 | Re-elect Patrick Goss as Director | Mgmt | For | For | ||
2.3 | Re-elect Nolulamo Gwagwa as Director | Mgmt | For | For | ||
2.4 | Re-elect Paul Harris as Director | Mgmt | For | For | ||
2.5 | Re-elect Paul Nkuna as Director | Mgmt | For | For | ||
3.1 | Elect Jurie Bester as Director | Mgmt | For | For | ||
3.2 | Elect Roger Jardine as Director | Mgmt | For | For | ||
3.3 | Elect Ethel Matenge-Sebesho as Director | Mgmt | For | For | ||
4 | Approve Non-executive Director Fees for the Year Ending 30 June 2011 | Mgmt | For | For | ||
5 | Reappoint PricewaterhouseCoopers Inc and Appoint Deloitte & Touche as Joint Auditors of the Company and Appoint Tom Winterboer and Kevin Black as the Individual Registered Auditors | Mgmt | For | For | ||
6 | Authorise Board to Fix Remuneration of the Auditors | Mgmt | For | For | ||
7 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | For | ||
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | For | For | ||
9 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
Westfield Group | ||||||
Ticker WDC | Meeting Date | Meeting Type | ||||
09-Dec-10 | Special | |||||
CUSIP: Q97062105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Resolution for Westfield Holdings Ltd (WHL), Westfield America Trust (WAT), and Westfield Trust (WFT) | Mgmt | |||||
1 | Approve the Proposal of the Company to Distribute Approximately A$7.3 Billion of Capital to the Company's Securityholders Through the Establishment of Westfield Retail Trust and the Distribution of the Units to the Company's Securityholders | Mgmt | For | For | ||
Resolution for WFT | Mgmt | |||||
2 | Approve the Amendments to the Constitution of WFT and Authorize Westfield Management Ltd to Execute and Lodge the Supplemental Deed | Mgmt | For | For | ||
Resolution for WAT | Mgmt | |||||
3 | Approve the Amendments to the Constitution of Westfield America Trust and Authorize Westfield America Management Ltd to Execute and Lodge the Supplemental Deed | Mgmt | For | For | ||
Resolution for WHL | Mgmt | |||||
4 | Approve the Adoption of a New Consitution | Mgmt | For | For | ||
Resolution for WHL, WAT, and WFT | Mgmt | |||||
5 | Approve the Units in Westfield Retail Trust 1 and 2 to be Stapled to the Westfield Stapled Securities | Mgmt | For | For | ||
Korea Life Insurance Co Ltd. | ||||||
Ticker 088350 | Meeting Date | Meeting Type | ||||
10-Dec-10 | Special | |||||
CUSIP: N/A | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Amend Articles of Incorporation | Mgmt | For | For | ||
2 | Elect Five Outside Directors (Bundled) | Mgmt | For | For | ||
3 | Elect Two Outside Directors as Members of Audit Committee (Bundled) | Mgmt | For | For | ||
Shanghai Electric Group Co., Ltd. | ||||||
Ticker 02727 | Meeting Date | Meeting Type | ||||
15-Dec-10 | Special | |||||
CUSIP: Y76824104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Xu Jianguo as Director | Mgmt | For | For | ||
2 | Elect Huang Dinan as Director | Mgmt | For | For | ||
3 | Elect Zhang Suxin as Director | Mgmt | For | For | ||
4 | Elect Yu Yingui as Director | Mgmt | For | For | ||
5 | Elect Zhu Kelin as Director | Mgmt | For | For | ||
6 | Elect Yao Minfang as Director | Mgmt | For | For | ||
7 | Elect Zhu Sendi as Independent Non-Executive Director | Mgmt | For | For | ||
8 | Elect Cheung Wai Bun, Charles as Independent Non-Executive Director | Mgmt | For | For | ||
9 | Elect Lui Sun Wing as Independent Non-Executive Director | Mgmt | For | For | ||
10 | Elect Dong Jianhua as Supervisor | Mgmt | For | For | ||
11 | Elect Zhou Changsheng as Supervisor | Mgmt | For | For | ||
12 | Elect Zheng Weijian as Supervisor | Mgmt | For | For | ||
13 | Approve SEC Framework Purchase Agreement and Related Annual Caps | Mgmt | For | For | ||
14 | Approve SEC Framework Sales Agreement and Related Annual Caps | Mgmt | For | For | ||
15 | Approve SEC Framework Deposit Agreement and Related Annual Caps | Mgmt | For | Against | ||
16 | Approve SEC Framework Loan Agreement and Related Annual Caps | Mgmt | For | Against | ||
Westpac Banking Corporation | ||||||
Ticker WBC | Meeting Date | Meeting Type | ||||
15-Dec-10 | Annual | |||||
CUSIP: Q97417101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | ||||
2 | Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | For | For | ||
3 | (a) | Elect Elizabeth Blomfield Bryan as a Director | Mgmt | For | For | |
3 | (b) | Elect Peter John Oswin Hawkins as a Director | Mgmt | For | For | |
3 | (c) | Elect Carolyn Judith Hewson as a Director | Mgmt | For | For | |
4 | Approve the Grant of Up to A$1.44 Million Worth of Shares Under the CEO Restricted Rights Plan and 176, 125 Performance Rights Under the CEO Performance Rights Plan to Gail Patricia Kelly, Managing Director and CEO | Mgmt | For | For | ||
National Australia Bank Limited | ||||||
Ticker NAB | Meeting Date | Meeting Type | ||||
16-Dec-10 | Annual | |||||
CUSIP: Q65336119 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30. 2010 | Mgmt | ||||
2 | a | Elect Patricia Cross as a Director | Mgmt | For | For | |
2 | b | Elect Danny Gilbert as a Director | Mgmt | For | For | |
2 | c | Elect Jillian Segal as a Director | Mgmt | For | For | |
2 | d | Elect Malcolm Williamson as a Director | Mgmt | For | For | |
2 | e | Elect Anthony Yuen as a Director | Mgmt | For | For | |
3 | Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | For | For | ||
4 | a | Approve the Grant of Up to A$4.42 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Cameron Clyne, Group Chief Executive Officer | Mgmt | For | For | |
4 | b | Approve the Grant of Up to A$1.85 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Mark Joiner, Executive Director | Mgmt | For | For | |
4 | c | Approve the Grant of Up to A$1.92 Million Worth of Shares Under the Company's Staff Share Ownership Plan to Michael Ullmer, Executive Director | Mgmt | For | For | |
5 | Approve the Provision of Termination Benefits to T. Burns Upon Cessation of Employment | Mgmt | For | For | ||
6 | a | Approve the Selective Buyback of Up to 600 Unpaid 2008 Preference Shares of the Company | Mgmt | For | For | |
6 | b | Approve the Reduction of Capital of the 2008 Stapled Securities Issued on Sept. 24, 2008 | Mgmt | For | For | |
6 | c | Approve the Selective Buyback of Up to 1,000 Unpaid 2009 Preference Shares of the Company | Mgmt | For | For | |
6 | d | Approve the Reduction of Capital of the 2009 Stapled Securitites Issued on Sept. 30, 2009 | Mgmt | For | For | |
Orica Ltd. | ||||||
Ticker ORI | Meeting Date | Meeting Type | ||||
16-Dec-10 | Annual | |||||
CUSIP: Q7160T109 |
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | ||||
2.1 | Elect Peter Duncan as a Director | Mgmt | For | For | ||
2.2 | Elect Garry Hounsell as a Director | Mgmt | For | For | ||
2.3 | Elect Russell Caplan as a Director | Mgmt | For | For | ||
2.4 | Elect Lim Chee Onn as a Director | Mgmt | For | For | ||
2.5 | Elect Ian Cockerill as a Director | Mgmt | For | For | ||
3 | Approve the Amendments to the Company's Constitution | Mgmt | For | Against | ||
4 | Approve the Increase in the Remuneration of Non-Executive Directors to A$2.5 Million Per Annum | Mgmt | For | For | ||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | ||
6 | Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | For | For | ||
Australia and New Zealand Banking Group Ltd. | ||||||
Ticker ANZ | Meeting Date | Meeting Type | ||||
17-Dec-10 | Annual | |||||
CUSIP: Q09504137 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Management Proposals | Mgmt | |||||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | ||||
2 | Approve the Amendments to the Company's Constitution Regarding Profits Test for Dividend Distribution | Mgmt | For | For | ||
3 | Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 | Mgmt | For | For | ||
4 | Approve the Grant of Performance Rights Worth Up to A$3 Million to Michael Smith, Chief Executive Officer, Under the ANZ Share Option Plan | Mgmt | For | For | ||
5 | (a) | Elect G. J. Clark as a Director | Mgmt | For | For | |
5 | (b) | Elect D. E. Meiklejohn as a Director | Mgmt | For | For | |
Shareholder Proposal | Mgmt | |||||
5 | (c) | Elect R. J. Reeves as a Director | SH | Against | Against | |
Management Proposal | Mgmt | |||||
5 | (d) | Elect I. J. Macfarlane as a Director | Mgmt | For | For | |
Fushan International Energy Group Ltd (formerly Fushan Holdi | ||||||
Ticker 00639 | Meeting Date | Meeting Type | ||||
17-Dec-10 | Special | |||||
CUSIP: Y2677L104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Master Agreement with Xing Libin and Related Annual Caps | Mgmt | For | For | ||
African Bank Investments Ltd | ||||||
Ticker ABL | Meeting Date | Meeting Type | ||||
25-Jan-11 | Annual | |||||
CUSIP: S01035112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Resolutions | Mgmt | |||||
1.1 | Re-elect Mutle Mogase as Director | Mgmt | For | For | ||
1.2 | Re-elect Gordon Schachat as Director | Mgmt | For | For | ||
1.3 | Re-elect Thamsanqa Sokutu as Director | Mgmt | For | For | ||
1.4 | Re-elect Antonio Fourie as Director | Mgmt | For | For | ||
2 | Reappoint Deloitte & Touche as Auditors and Mgcinisihlalo Jordan as the Designated Auditor and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | ||
3 | Approve Remuneration Policy (Non-binding Advisory Vote) | Mgmt | For | For | ||
Special Resolution | Mgmt | |||||
1 | Approve Remuneration Payable to Non-executive Directors | Mgmt | For | For | ||
Continuation of Ordinary Resolution | Mgmt | |||||
4 | Place Unissued Non-redeemable, Non-cumulative, Non-participating Preference Shares under Control of Directors | Mgmt | For | For | ||
Continuation of Special Resolution | Mgmt | |||||
2 | Authorise Repurchase of Shares | Mgmt | For | For | ||
Bank of China Limited | ||||||
Ticker 03988 | Meeting Date | Meeting Type | ||||
28-Jan-11 | Special | |||||
CUSIP: Y0698A107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Jackson Tai as Independent Non-Executive Director | Mgmt | For | For | ||
2 | Authorize Issuance of Renminbi Denominated Bonds for an Amount Not Exceeding RMB 20 Billion | Mgmt | For | For | ||
Banca Carige Spa | ||||||
Ticker CRG | Meeting Date | Meeting Type | ||||
31-Jan-11 | Special | |||||
CUSIP: T0881N128 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Extraordinary Business | Mgmt | |||||
1 | Amend Company Bylaws | Mgmt | For | Against | ||
Ordinary Business | Mgmt | |||||
1 | Elect Director | Mgmt | For | Against | ||
2 | Amend Rules of General Meetings | Mgmt | For | For | ||
Pretoria Portland Cement Company Ltd | ||||||
Ticker PPC | Meeting Date | Meeting Type | ||||
31-Jan-11 | Annual | |||||
CUSIP: S63820120 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Mgmt | For | For | ||
2 | Elect Bridgette Modise as Director | Mgmt | For | For | ||
3.1 | Re-elect Peter Esterhuysen as Director | Mgmt | For | For | ||
3.2 | Re-elect Bheki Sibiya as Director | Mgmt | For | For | ||
3.3 | Re-elect Tim Ross as Director | Mgmt | For | For | ||
3.4 | Re-elect Andre Lamprecht as Director | Mgmt | For | For | ||
4 | Approve Fees Payable to the Non-executive Directors | Mgmt | For | For | ||
5 | Reappoint Deloitte & Touche as Auditors of the Company | Mgmt | For | For | ||
6 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
7 | Appoint Audit Committee Members | Mgmt | For | For | ||
8 | Approve Remuneration Policy (Non-binding Advisory Vote) | Mgmt | For | For | ||
9 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
TUI Travel plc | ||||||
Ticker TT. | Meeting Date | Meeting Type | ||||
03-Feb-11 | Annual | |||||
CUSIP: G9127H104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Re-elect Dr Michael Frenzel as Director | Mgmt | For | For | ||
5 | Re-elect Sir Michael Hodgkinson as Director | Mgmt | For | For | ||
6 | Re-elect Peter Long as Director | Mgmt | For | For | ||
7 | Re-elect William Waggott as Director | Mgmt | For | For | ||
8 | Re-elect Dr Volker Bottcher as Director | Mgmt | For | For | ||
9 | Re-elect Johan Lundgren as Director | Mgmt | For | For | ||
10 | Re-elect Rainer Feuerhake as Director | Mgmt | For | For | ||
11 | Re-elect Tony Campbell as Director | Mgmt | For | For | ||
12 | Re-elect Clare Chapman as Director | Mgmt | For | For | ||
13 | Re-elect Bill Dalton as Director | Mgmt | For | For | ||
14 | Re-elect Jeremy Hicks as Director | Mgmt | For | Abstain | ||
15 | Re-elect Giles Thorley as Director | Mgmt | For | Abstain | ||
16 | Re-elect Harold Sher as Director | Mgmt | For | For | ||
17 | Re-elect Dr Albert Schunk as Director | Mgmt | For | For | ||
18 | Re-elect Dr Erhard Schipporeit as Director | Mgmt | For | For | ||
19 | Re-elect Horst Baier as Director | Mgmt | For | For | ||
20 | Appoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | ||
21 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
22 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
24 | Authorise Market Purchase | Mgmt | For | For | ||
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
26 | Amend Articles of Association | Mgmt | For | For | ||
Reunert Ltd | ||||||
Ticker RLO | Meeting Date | Meeting Type | ||||
08-Feb-11 | Annual | |||||
CUSIP: S69566156 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Mgmt | For | For | ||
2.1 | Elect Nick Wentzel as Director | Mgmt | For | For | ||
2.2 | Elect Yolanda Cuba as Director | Mgmt | For | For | ||
3.1 | Re-elect Pat Gallagher as Director | Mgmt | For | For | ||
3.2 | Re-elect Sean Jagoe as Director | Mgmt | For | For | ||
3.3 | Re-elect Thandi Orleyn as Director | Mgmt | For | For | ||
4 | Approve Remuneration of Non-Executive Directors With Effect from 1 March 2011 | Mgmt | For | For | ||
5 | Reappoint Deloitte & Touche as Auditors of the Company and Manuela Krog as the Individual Designated Auditor | Mgmt | For | For | ||
6 | Reserve 1,474,600 Unissued Ordinary Shares for the Reunert 1985 Share Option Scheme and the Reunert 1988 Share Purchase Scheme | Mgmt | For | Against | ||
7 | Reserve 750,000 Unissued Ordinary Shares for the Reunert 2006 Share Option Scheme | Mgmt | For | For | ||
8 | Approve Executive Remuneration Policy | Mgmt | For | For | ||
9.1 | Elect Sean Jagoe as Member of Audit Committee | Mgmt | For | For | ||
9.2 | Elect Kholeka Mzondeki as Member of Audit Committee | Mgmt | For | For | ||
9.3 | Elect Rynhardt van Rooyen as Member of Audit Committee | Mgmt | For | For | ||
10 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
11 | Amend Articles of Association | Mgmt | For | For | ||
12 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Novartis AG | ||||||
Ticker NOVN | Meeting Date | Meeting Type | ||||
22-Feb-11 | Annual | |||||
CUSIP: H5820Q150 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | For | ||
4 | Approve Remuneration System | Mgmt | For | Against | ||
5 | a | Reelect Ann Fudge as Director | Mgmt | For | For | |
5 | b | Reelect Pierre Landolt as Director | Mgmt | For | For | |
5 | c | Reelect Ulrich Lehner as Director | Mgmt | For | For | |
5 | d | Elect Enrico Vanni as Director | Mgmt | For | For | |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | ||
Bank Of Communications Co Ltd | ||||||
Ticker 601328 | Meeting Date | Meeting Type | ||||
23-Feb-11 | Special | |||||
CUSIP: Y06988110 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Special Business | Mgmt | |||||
1 | Authorize Issuance of RMB Denominated Bonds for an Amount Not Exceeding RMB 20 Billion | Mgmt | For | For | ||
Banco Estado Do Rio Grande Do Sul SA | ||||||
Ticker BRSR6 | Meeting Date | Meeting Type | ||||
04-Mar-11 | Special | |||||
CUSIP: P12553247 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Preferred Shareholders Have Voting Rights | Mgmt | |||||
1 | Elect Directors | Mgmt | For | Against | ||
KT&G Corp. | ||||||
Ticker 033780 | Meeting Date | Meeting Type | ||||
04-Mar-11 | Annual | |||||
CUSIP: Y49904108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 3,000 per Share | Mgmt | For | For | ||
2 | Amend Articles of Incorporation | Mgmt | For | For | ||
3 | Elect Three Outside Directors (Bundled) | Mgmt | For | For | ||
4 | Elect Two Members of Audit Committee (Bundled) | Mgmt | For | For | ||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Banco Bilbao Vizcaya Argentaria, S.A. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
10-Mar-11 | Annual | |||||
CUSIP: E11805103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income and Distribution of Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
2.1 | Reelect Tomas Alfaro Drake as Director | Mgmt | For | For | ||
2.2 | Reelect Juan Carlos Alvarez Mezquiriz as Director | Mgmt | For | For | ||
2.3 | Reelect Carlos Loring Martinez de Irujo as Director | Mgmt | For | For | ||
2.4 | Reelect Susana Rodriguez Vidarte as Director | Mgmt | For | For | ||
2.5 | Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors | Mgmt | For | For | ||
3 | Approve Merger by Absorption of Finanzia Banco de Credito SA (Unipersonal) | Mgmt | For | For | ||
4 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights; Amend Article 5 of Company Bylaws | Mgmt | For | For | ||
5.1 | Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves | Mgmt | For | For | ||
5.2 | Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves | Mgmt | For | For | ||
6 | Authorize Issuance of Debt Securities up to EUR 250 Billion Within Five Years; Void Unused Part of Previous Authorization | Mgmt | For | For | ||
7 | Approve Variable Remuneration of Executives and Directors in Company Shares | Mgmt | For | For | ||
8 | Approve Extension of Deferred Share Remuneration Plan | Mgmt | For | For | ||
9 | Elect Auditors for Fiscal Year 2011 | Mgmt | For | For | ||
10 | Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws | Mgmt | For | For | ||
11 | Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Meeting Guidelines | Mgmt | For | For | ||
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
13 | Approve Remuneration Report | Mgmt | For | For | ||
Banco Bradesco S.A. | ||||||
Ticker BBDC4 | Meeting Date | Meeting Type | ||||
10-Mar-11 | Annual | |||||
CUSIP: P1808G117 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Preferred Shareholders Have Voting Rights on Item 3 Only | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Elect Directors and Fiscal Council Members | Mgmt | For | For | ||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For | ||
Huaneng Power International, Inc. | ||||||
Ticker 00902 | Meeting Date | Meeting Type | ||||
10-Mar-11 | Special | |||||
CUSIP: Y3744A105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Connected Transaction with a Related Party and Related Annual Caps | Mgmt | For | For | ||
Wal-Mart de Mexico S.A.B. de C.V. | ||||||
Ticker WALMEXV | Meeting Date | Meeting Type | ||||
10-Mar-11 | Annual | |||||
CUSIP: P98180105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Board of Directors Report | Mgmt | For | For | ||
2 | Accept CEO's Report | Mgmt | For | For | ||
3 | Accept Report of Audit and Corporate Governance Committees | Mgmt | For | For | ||
4 | Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
5 | Present Report on the Share Repurchase Reserves | Mgmt | For | For | ||
6 | Approve to Cancel Company Treasury Shares | Mgmt | For | For | ||
7 | Amend Clause Five of Company Bylaws | Mgmt | For | For | ||
8 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
9 | Approve Dividend of MXN 0.38 Per Share and Extraordinary Dividend of MXN 0.17 per Share | Mgmt | For | For | ||
10 | Accept Report on Adherence to Fiscal Obligations | Mgmt | For | For | ||
11 | Accept Report Re: Employee Stock Purchase Plan | Mgmt | For | For | ||
12 | Accept Report Re: Wal-Mart de Mexico Foundation | Mgmt | For | For | ||
13 | Ratify Board of Directors' Actions Between Fiscal Year Jan. 1 - Dec. 31, 2010 | Mgmt | For | For | ||
14 | Elect Board Members | Mgmt | For | For | ||
15 | Elect Audit and Corporate Governance Committee Chairs | Mgmt | For | For | ||
KT Corp | ||||||
Ticker 030200 | Meeting Date | Meeting Type | ||||
11-Mar-11 | Annual | |||||
CUSIP: Y49915104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 2,410 per Share | Mgmt | For | For | ||
2 | Amend Articles of Incorporation | Mgmt | For | For | ||
Elect Directors | Mgmt | |||||
3.1 | Reelect Lee Sang-Hoon as Inside Director | Mgmt | For | For | ||
3.2 | Reelect Pyo Hyun-Myung as Inside Director | Mgmt | For | For | ||
3.3 | Elect Lee Hyun-Rak as Outside Director | Mgmt | For | For | ||
3.4 | Elect Park Byung-Won as Outside Director | Mgmt | For | For | ||
Elect Audit Committee Members | Mgmt | |||||
4.1 | Elect Lee Hyun-Rak as Member of Audit Committee | Mgmt | For | For | ||
4.2 | Elect Park Byung-Won as Member of Audit Committee | Mgmt | For | For | ||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
6 | Amend Terms of Severance Payments to Executives | Mgmt | For | For | ||
PT Semen Gresik (Persero) Tbk | ||||||
Ticker SMGR | Meeting Date | Meeting Type | ||||
11-Mar-11 | Special | |||||
CUSIP: Y7142G168 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Directors and Commissioners | Mgmt | For | Against | ||
SK Holdings Co. | ||||||
Ticker 003600 | Meeting Date | Meeting Type | ||||
11-Mar-11 | Annual | |||||
CUSIP: Y8070C112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividends of KRW 1,950 per Common Share and KRW 2,000 per Preferred Share | Mgmt | For | For | ||
Elect Directors | Mgmt | |||||
2.1 | Reelect Chey Tae-Won as Inside Director | Mgmt | For | For | ||
2.2 | Elect Kim Young-Tae as Inside Director | Mgmt | For | For | ||
2.3 | Elect Lee Kun-Ho as Outside Director | Mgmt | For | For | ||
3 | Elect Lee Kun-Ho as Member of Audit Committee | Mgmt | For | For | ||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
5 | Approve Spinoff Agreement | Mgmt | For | For | ||
SK Telecom Co. | ||||||
Ticker 017670 | Meeting Date | Meeting Type | ||||
11-Mar-11 | Annual | |||||
CUSIP: Y4935N104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share | Mgmt | For | For | ||
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
3 | Amend Terms of Severance Payments to Executives | Mgmt | For | For | ||
4.1 | Elect Two Inside Directors (Bundled) | Mgmt | For | For | ||
4.2 | Reelect Three Outside Directors (Bundled) | Mgmt | For | For | ||
4.3 | Reelect Two Members of Audit Committee (Bundled) | Mgmt | For | For | ||
Siam Commercial Bank PCL | ||||||
Ticker SCB | Meeting Date | Meeting Type | ||||
16-Mar-11 | Special | |||||
CUSIP: Y7905M105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Acquisition of the Business of Siam Commercial New York Life PCL (Proposed Acquisition) | Mgmt | For | For | ||
2 | Authorize Executive Committee to Consider and Execute Any Other Actions with Respect to the Proposed Acquisition | Mgmt | For | For | ||
Hyundai Mipo Dockyard Co. | ||||||
Ticker 010620 | Meeting Date | Meeting Type | ||||
18-Mar-11 | Annual | |||||
CUSIP: Y3844T103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 3,500 per Share | Mgmt | For | For | ||
2 | Elect One Inside Director and Two Outside Directors (Bundled) | Mgmt | For | For | ||
3 | Elect Members of Audit Committee | Mgmt | For | For | ||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Jiangsu Expressway Co. Ltd. | ||||||
Ticker 00177 | Meeting Date | Meeting Type | ||||
18-Mar-11 | Special | |||||
CUSIP: Y4443L103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Appoint Chang Qing as Supervisor | Mgmt | For | For | ||
LG Uplus Corp. | ||||||
Ticker 032640 | Meeting Date | Meeting Type | ||||
18-Mar-11 | Annual | |||||
CUSIP: Y5276R125 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 350 per Share | Mgmt | For | For | ||
2 | Amend Articles of Incorporation | Mgmt | For | For | ||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
S1 Corporation | ||||||
Ticker 012750 | Meeting Date | Meeting Type | ||||
18-Mar-11 | Annual | |||||
CUSIP: Y75435100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 1,200 per Share | Mgmt | For | For | ||
2 | Amend Articles of Incorporation | Mgmt | For | For | ||
3 | Elect Two Inside Directors (Bundled) | Mgmt | For | For | ||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
5 | Authorize Board to Fix Remuneration of Internal Auditors | Mgmt | For | For | ||
Samsung Heavy Industries Co Ltd | ||||||
Ticker 010140 | Meeting Date | Meeting Type | ||||
18-Mar-11 | Annual | |||||
CUSIP: Y7474M106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividends of KRW 500 per Common Share and KRW 550 per Preferred Share | Mgmt | For | For | ||
2 | Elect Two Inside Directors and One Outside Director (Bundled) | Mgmt | For | For | ||
3 | Reelect Choi Hang-Soon as Member of Audit Committee | Mgmt | For | For | ||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Akbank T.A.S. | ||||||
Ticker AKBNK | Meeting Date | Meeting Type | ||||
21-Mar-11 | Annual | |||||
CUSIP: M0300L106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Annual Meeting Agenda | Mgmt | |||||
1 | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | Mgmt | For | Do Not Vote | ||
2 | Receive Statutory Reports | Mgmt | ||||
3 | Approve Profit and Loss Report; Approve Discharge of Board and Auditors | Mgmt | For | Do Not Vote | ||
4 | Approve Dividend Distribution | Mgmt | For | Do Not Vote | ||
5 | Authorize Issuance of Bonds and/or Commercial Papers | Mgmt | For | Do Not Vote | ||
6 | Receive Information on Charitable Donations | Mgmt | ||||
7 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | For | Do Not Vote | ||
Svenska Handelsbanken | ||||||
Ticker SHBA | Meeting Date | Meeting Type | ||||
23-Mar-11 | Annual | |||||
CUSIP: W90937181 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Chairman of Meeting | Mgmt | For | For | ||
3 | Prepare and Approve List of Shareholders | Mgmt | For | For | ||
4 | Approve Agenda of Meeting | Mgmt | For | For | ||
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | ||
6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | ||
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions | Mgmt | ||||
8 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
9 | Approve Allocation of Income and Dividends of SEK 9 per Share | Mgmt | For | For | ||
10 | Approve Discharge of Board and President | Mgmt | For | For | ||
11 | Authorize Repurchase of Up to 40.0 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Mgmt | For | For | ||
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Mgmt | For | For | ||
13 | Approve Issuance of Convertibles to Employees | Mgmt | For | For | ||
14 | Determine Number of Members (12) and Deputy Members (0) of Board | Mgmt | For | For | ||
15 | Approve Remuneration of Directors in the Amount of SEK 3 Million for Chairman, SEK 800,000 for Each Vice Chairman, and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Mgmt | For | Against | ||
16 | Reelect Hans Larsson (Chairman), Jon Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors | Mgmt | For | Against | ||
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | ||
18 | Ratify Auditors | Mgmt | For | For | ||
19 | Amend Articles Regarding Convocation of Annual General Meeting | Mgmt | For | For | ||
Shareholder Proposals | Mgmt | |||||
20 | Initiate Special Investigation of Circumstances Relating to Swedish Financial Supervisory Authority Imposing Penalty on the Bank | SH | None | Against | ||
21 | Require Board to Evaluate and Report the Banks Work Concerning Gender Equality and Ethnicity on an Annual Basis | SH | None | Against | ||
22 | Close Meeting | Mgmt | ||||
Enagas S.A. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
24-Mar-11 | Annual | |||||
CUSIP: E41759106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2010 | Mgmt | For | For | ||
2 | Approve Allocation of Income for Fiscal Year 2010 | Mgmt | For | For | ||
3 | Approve Discharge of Directors for Fiscal Year 2010 | Mgmt | For | For | ||
4 | Reelect Deloitte SL as Auditor for Fiscal Year 2011 | Mgmt | For | For | ||
5.1 | Amend Article 1 of Bylaws Re: Corporate Name | Mgmt | For | For | ||
5.2 | Amend Article 8 of Bylaws Re: Shareholders' Rights | Mgmt | For | For | ||
5.3 | Amend Article 10 of Bylaws Re: Usufruct of Shares | Mgmt | For | For | ||
5.4 | Amend Article 11 of Bylaws Re: Pledging of Shares | Mgmt | For | For | ||
5.5 | Amend Article 14 of Bylaws Re: Preemptive Rights | Mgmt | For | For | ||
5.6 | Amend Article 15 of Bylaws Re: Reduction of Capital by Share Repurchase | Mgmt | For | For | ||
5.7 | Amend Article16 of Bylaws Re: Issuance of Bonds | Mgmt | For | For | ||
5.8 | Amend Article18 of Bylaws Re: General Meeting | Mgmt | For | For | ||
5.9 | Amend Article 21 of Bylaws Re: Extraordinary General Meetings | Mgmt | For | For | ||
5.10 | Amend Article 22 of Bylaws Re: Convening the General Meeting | Mgmt | For | For | ||
5.11 | Amend Article 23 of Bylaws Re: Exceptional Convening of the General Meeting | Mgmt | For | For | ||
5.12 | Amend Article 26 of Bylaws Re: Special Quorum | Mgmt | For | For | ||
5.13 | Amend Article 27 of Bylaws Re: Attendance at Meetings, Representation by Proxy and Voting | Mgmt | For | For | ||
5.14 | Amend Article 32 of Bylaws Re: Minutes of General Meetings | Mgmt | For | For | ||
5.15 | Amend Article 33 of Bylaws Re: Notarised Minutes | Mgmt | For | For | ||
5.16 | Amend Article 34 of Bylaws Re: Challenges to Resolutions of the General Meeting | Mgmt | For | For | ||
5.17 | Amend Article 35 of Bylaws Re: Composition of the Board | Mgmt | For | For | ||
5.18 | Amend Article 42 of Bylaws Re: Challenges to Resolutions of the Board of Directors | Mgmt | For | For | ||
5.19 | Amend Article 44 of Bylaws Re: Audit and Compliance Committee | Mgmt | For | For | ||
5.20 | Amend Article 47 of Bylaws Re: Employees | Mgmt | For | For | ||
5.21 | Amend Article 50 of Bylaws Re: Appointment of Auditors | Mgmt | For | For | ||
5.22 | Amend Article 52 of Bylaws Re: Allocation of Profit or Loss | Mgmt | For | For | ||
5.23 | Amend Article 54 of Bylaws Re: Distribution of Dividends | Mgmt | For | For | ||
6.1 | Amend Article 4 of General Meeting Regulations Re: Powers of the General Meeting | Mgmt | For | For | ||
6.2 | Amend Article 5 of General Meeting Regulations Re: Convening the General Meeting | Mgmt | For | For | ||
6.3 | Amend Article 7 of General Meeting Regulations Re: Shareholders' Right to Information | Mgmt | For | For | ||
6.4 | Amend Article 9 of General Meeting Regulations Re: Attendance Rights | Mgmt | For | For | ||
6.5 | Amend Article 10 of General Meeting Regulations Re: Proxy Rights | Mgmt | For | For | ||
6.6 | Amend Article 11 of General Meeting Regulations Re: Voting Rights | Mgmt | For | For | ||
6.7 | Amend Article 12 of General Meeting Regulations Re: Organisation and Constitution of the General Meeting | Mgmt | For | For | ||
6.8 | Amend Article 13 of General Meeting Regulations Re: Proceedings of the General Meeting | Mgmt | For | For | ||
6.9 | Amend Article 14 of General Meeting Regulations Re: Attendance and Intervention of Other Persons | Mgmt | For | For | ||
6.10 | Amend Article 15 of General Meeting Regulations Re: Minutes of the General Meeting | Mgmt | For | For | ||
7.1 | Re-elect Jesus David Alvarez Mezquiriz as Director | Mgmt | For | For | ||
7.2 | Re-elect Luis Javier Navarro Vigil as Director | Mgmt | For | For | ||
7.3 | Re-elect Caja de Ahorros de Valencia, Castellon y Alicante (BANCAJA) as Director | Mgmt | For | Abstain | ||
7.4 | Ratify Appointment of Sultan Hamed Khamis Al Burtamani as Director | Mgmt | For | For | ||
8 | Approve Remuneration of Directors for Fiscal Year 2011 | Mgmt | For | For | ||
9 | Authorize Issuance of Convertible and Non-Convertible Bonds, Debentures, or Fixed Income Securities up to EUR 4 Billion, with Preemptive Rights on Convertible Issues | Mgmt | For | For | ||
10 | Accept Explanatory Report in Accordance with Article 116 bis of Spanish Stock Market Law | Mgmt | ||||
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Nordea Bank AB (formerly Nordea AB) | ||||||
Ticker NDA | Meeting Date | Meeting Type | ||||
24-Mar-11 | Annual | |||||
CUSIP: W57996105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Claes Beyer as Chairman of Meeting | Mgmt | For | For | ||
2 | Prepare and Approve List of Shareholders | Mgmt | For | For | ||
3 | Approve Agenda of Meeting | Mgmt | For | For | ||
4 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | ||
5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | ||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech | Mgmt | ||||
7 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
8 | Approve Allocation of Income and Dividends of EUR 0.29 per Share | Mgmt | For | For | ||
9 | Approve Discharge of Board and President | Mgmt | For | For | ||
10 | Amend Articles Re: Term of Auditor, Convocation of Meeting, Other Amendments | Mgmt | For | For | ||
11 | Determine Number of Members (9) and Deputy Members (0) of Board | Mgmt | For | For | ||
12 | Fix Number of Auditors at One | Mgmt | For | For | ||
13 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors | Mgmt | For | For | ||
14 | Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors | Mgmt | For | For | ||
15 | Ratify KPMG as Auditor | Mgmt | For | For | ||
16 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For | ||
17 | a | Authorize Share Repurchase Program | Mgmt | For | For | |
17 | b | Authorize Reissuance of Repurchased Shares | Mgmt | For | For | |
18 | Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act | Mgmt | For | For | ||
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | ||
20 | a | Approve 2011 Share Matching Plan | Mgmt | For | For | |
20 | b | Approve Issuance of up to 4.7 Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares | Mgmt | For | For | |
Hana Financial Group Inc. | ||||||
Ticker 086790 | Meeting Date | Meeting Type | ||||
25-Mar-11 | Annual | |||||
CUSIP: Y29975102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Financial Statements | Mgmt | For | For | ||
2 | Approve Appropriation of Income and Dividend of KRW 400 per Share | Mgmt | For | For | ||
3 | Amend Articles of Incorporation | Mgmt | For | For | ||
4.1 | Elect Five Inside Directors and Six Outside Directors (Bundled) | Mgmt | For | For | ||
4.2 | Elect Four Members of Audit Committee (Bundled) | Mgmt | For | For | ||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Kangwon Land Inc. | ||||||
Ticker 035250 | Meeting Date | Meeting Type | ||||
25-Mar-11 | Annual | |||||
CUSIP: Y4581L105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 970 per Share | Mgmt | For | For | ||
2 | Amend Articles of Incorporation | Mgmt | For | For | ||
3.1 | Elect Two Non-Independent Non-Executive Directors (Bundled) | Mgmt | For | Against | ||
3.2 | Elect Six Independent Non-Executive Directors (Bundled) | Mgmt | For | Against | ||
4 | Elect Three Members of Audit Committee (Bundled) | Mgmt | For | Against | ||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Pohjola Bank plc (formerly OKO Bank plc) | ||||||
Ticker POH1S | Meeting Date | Meeting Type | ||||
29-Mar-11 | Annual | |||||
CUSIP: X6592B100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Call the Meeting to Order | Mgmt | ||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | ||
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | ||
5 | Prepare and Approve List of Shareholders | Mgmt | For | For | ||
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | Mgmt | ||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Class A Share, and EUR 0.37 per Class K Share; Approve Charitable Donations of up to EUR 200,000 | Mgmt | For | For | ||
9 | Approve Discharge of Board and President | Mgmt | For | For | ||
10 | Approve Monthly Remuneration of Directors in the Amount of EUR 7,000 for Chairman, EUR 5,000 for Deputy Chairman, and EUR 4,000 for Other Directors; Approve Meeting Fees | Mgmt | For | For | ||
11 | Fix Number of Directors at 8 | Mgmt | For | For | ||
12 | Reelect Merja Auvinen, Jukka Hienonen, Simo Kauppi, Satu Lahteenmaki, Harri Sailas, and Tom von Weymarn as Directors; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors | Mgmt | For | Against | ||
13 | Approve Remuneration of Auditors | Mgmt | For | Against | ||
14 | Ratify KPMG as Auditors | Mgmt | For | For | ||
15 | Amend Articles Re: Membership of the Amalgamation of Deposit Banks; Class K Shares Restrictions; Notice to General Meetings; Board of Directors | Mgmt | For | For | ||
16 | Approve Issuance of up to 24 Million Class A Shares, and 6 Million Class K Shares without Preemptive Rights | Mgmt | For | For | ||
17 | Close Meeting | Mgmt | ||||
African Bank Investments Ltd | ||||||
Ticker ABL | Meeting Date | Meeting Type | ||||
30-Mar-11 | Special | |||||
CUSIP: S01035112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Resolution | Mgmt | |||||
1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements | Mgmt | For | For | ||
Special Resolutions | Mgmt | |||||
1 | Authorise Issue of up to 15,000,000 Preference shares for Cash to Selected Investors By Way of Private Placements in Anticipation of the New Companies Act | Mgmt | For | For | ||
2 | Amend Articles of Association Re: Preference Shares | Mgmt | For | For | ||
Ordinary Resolution | Mgmt | |||||
2 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
Asahi Glass Co. Ltd. | ||||||
Ticker 5201 | Meeting Date | Meeting Type | ||||
30-Mar-11 | Annual | |||||
CUSIP: J02394120 |
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Mgmt | For | For |
2.1 | Elect Director Ishimura, Kazuhiko | Mgmt | For | For |
2.2 | Elect Director Nishimi, Yuji | Mgmt | For | For |
2.3 | Elect Director Kato, Katsuhisa | Mgmt | For | For |
2.4 | Elect Director Fujino, Takashi | Mgmt | For | For |
2.5 | Elect Director Matsuo, Kunihiro | Mgmt | For | For |
2.6 | Elect Director Sawabe, Hajime | Mgmt | For | For |
2.7 | Elect Director Sakane, Masahiro | Mgmt | For | For |
3 | Appoint Statutory Auditor Haga, Kenji | Mgmt | For | For |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Mgmt | For | For |
5 | Approve Stock Option Plan | Mgmt | For | For |
Sumitomo Rubber Industries Ltd. | ||||
Ticker 5110 | Meeting Date | Meeting Type | ||
30-Mar-11 | Annual | |||
CUSIP: J77884112 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Mgmt | For | For |
2.1 | Elect Director Mino, Tetsuji | Mgmt | For | For |
2.2 | Elect Director Nakano, Takaki | Mgmt | For | For |
2.3 | Elect Director Ikeda, Ikuji | Mgmt | For | For |
2.4 | Elect Director Tanaka, Hiroaki | Mgmt | For | For |
2.5 | Elect Director Kosaka, Keizo | Mgmt | For | For |
2.6 | Elect Director Kurasaka, Katsuhide | Mgmt | For | For |
2.7 | Elect Director Onga, Kenji | Mgmt | For | For |
2.8 | Elect Director Nishi, Minoru | Mgmt | For | For |
2.9 | Elect Director Ii, Yasutaka | Mgmt | For | For |
2.10 | Elect Director Ishida, Hiroki | Mgmt | For | For |
3 | Appoint Statutory Auditor Sasaki, Yasuyuki | Mgmt | For | For |
Koninklijke Philips Electronics | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual | |||
CUSIP: N6817P109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting | Mgmt | |||
1 | President's Speech | Mgmt | ||
2a | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
2c | Approve Dividends of EUR 0.75 Per Share | Mgmt | For | For |
2d | Approve Discharge of Management Board | Mgmt | For | For |
2e | Approve Discharge of Supervisory Board | Mgmt | For | For |
3a | Elect F.A.Van Houten to Management Board as CEO | Mgmt | For | For |
3b | Elect R.H. Wirahadiraksa to Management Board | Mgmt | For | For |
3c | Elect P.A.J. Nota to Management Board | Mgmt | For | For |
4a | Reelect C.J.A. van Lede to Supervisory Board | Mgmt | For | For |
4b | Reelect J.M. Thompson to Supervisory Board | Mgmt | For | For |
4c | Reelect H. von Prondzynski to Supervisory Board | Mgmt | For | For |
4d | Elect J.P. Tai to Supervisory Board | Mgmt | For | For |
5 | Ratify KPMG Accountants NV as Auditors | Mgmt | For | For |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Mgmt | For | For |
7 | Authorize Repurchase of Shares | Mgmt | For | For |
8 | Other Business | Mgmt | ||
Korea Exchange Bank | ||||
Ticker 004940 | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual | |||
CUSIP: Y48585106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 580 per Share | Mgmt | For | For |
2 | Amend Articles of Incorporation | Mgmt | For | For |
3 | Elect Directors (Bundled) | Mgmt | For | For |
4 | Elect Members of Audit Committee (Bundled) | Mgmt | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For |
6 | Approve Stock Options Previously Granted by Board | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton | ||||
Ticker MC | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual/Special | |||
CUSIP: F58485115 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Mgmt | For | For |
5 | Elect Delphine Arnault as Director | Mgmt | For | For |
6 | Elect Nicolas Bazire as Director | Mgmt | For | For |
7 | Elect Antonio Belloni as Director | Mgmt | For | For |
8 | Elect Charles de Croisset as Director | Mgmt | For | For |
9 | Elect Diego Della Valle as Director | Mgmt | For | Against |
10 | Elect Pierre Gode as Director | Mgmt | For | For |
11 | Elect Gilles Hennessy as Director | Mgmt | For | Against |
12 | Elect Marie-Josee Kravis as Director | Mgmt | For | For |
13 | Appoint Patrick Houel as Censor | Mgmt | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
Extraordinary Business | Mgmt | |||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Mgmt | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Mgmt | For | Against |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Mgmt | For | Against |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Mgmt | For | Against |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Mgmt | For | Against |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | Against |
24 | Approve Employee Stock Purchase Plan | Mgmt | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Mgmt | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against |
Orion Oyj | ||||
Ticker ORNBV | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual | |||
CUSIP: X6002Y112 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Call the Meeting to Order | Mgmt | ||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | ||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
8 | Approve Allocation of Income and Dividends of EUR 1.20 Per Share | Mgmt | For | For |
9 | Approve Special Distribution of EUR 0.06 per Share | Mgmt | For | For |
10 | Approve Discharge of Board and President | Mgmt | For | For |
11 | Approve Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 49,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees | Mgmt | For | For |
12 | Fix Number of Directors at Six | Mgmt | For | For |
13 | Reelect Sirpa Jalkanen, Eero Karvonen, Matti Kavetvuo, Hannu Syrjanen (Chairman), Heikki Westerlund, and Jukka Ylppo as Directors | Mgmt | For | For |
14 | Approve Remuneration of Auditors | Mgmt | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
16 | Approve EUR 17.8 Million Reduction in Share Premium Account | Mgmt | For | For |
17 | Close Meeting | Mgmt | ||
Vivo Participacoes SA | ||||
Ticker VIVO4 | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual | |||
CUSIP: P9810G116 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Have Voting Rights on Item 4 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends | Mgmt | For | For |
4 | Elect Fiscal Council | Mgmt | For | For |
Zurich Financial Services AG | ||||
Ticker ZURN | Meeting Date | Meeting Type | ||
31-Mar-11 | Annual | |||
CUSIP: H9870Y105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
1.2 | Approve Remuneration Report | Mgmt | For | For |
2.1 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
2.2 | Approve Transfer of CHF 2.49 Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share | Mgmt | For | For |
3 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
4.1 | Amend Articles Re: Election of Special Auditor for Capital Increases | Mgmt | For | For |
4.2 | Amend Articles Re: Contributions in Kind | Mgmt | For | For |
5.1.1 | Reelect Manfred Gentz as Director | Mgmt | For | For |
5.1.2 | Reelect Fred Kindle as Director | Mgmt | For | For |
5.1.3 | Reelect Tom de Swaan as Director | Mgmt | For | For |
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For |
THAI OIL PUBLIC CO LTD | ||||
Ticker TOP | Meeting Date | Meeting Type | ||
01-Apr-11 | Annual | |||
CUSIP: Y8620B101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Operating Results and Approve Financial Statements | Mgmt | For | For |
3 | Approve Dividend of THB 2.00 Per Share | Mgmt | For | For |
4 | Approve Remuneration of Directors and Board Committee Members for the Year 2011 | Mgmt | For | For |
5 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
6.1 | Elect Chaikasem Nitisiri as Director | Mgmt | For | For |
6.2 | Elect Surong Bulakul as Director | Mgmt | For | For |
6.3 | Elect Wittaya Suriyawong as Director | Mgmt | For | For |
6.4 | Elect Chainoi Puankosoom as Director | Mgmt | For | For |
6.5 | Elect Udom Wongviwatchai as Director | Mgmt | For | For |
7 | Other Business | Mgmt | For | Against |
Tupras Turkiye Petrol Rafinerileri A.S. | ||||
Ticker TUPRS | Meeting Date | Meeting Type | ||
01-Apr-11 | Annual | |||
CUSIP: M8966X108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting Agenda | Mgmt | |||
1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | For | Do Not Vote |
2 | Accept Financial Statements and Receive Statutory Reports | Mgmt | For | Do Not Vote |
3 | Approve Discharge of Board and Auditors | Mgmt | For | Do Not Vote |
4 | Elect Directors | Mgmt | For | Do Not Vote |
5 | Appoint Internal Statutory Auditors | Mgmt | For | Do Not Vote |
6 | Approve Remuneration of Directors and Internal Auditors | Mgmt | For | Do Not Vote |
7 | Approve Allocation of Income | Mgmt | For | Do Not Vote |
8 | Receive Information on Profit Distribution Policy | Mgmt | ||
9 | Receive Information on Company's Ethics Policy | Mgmt | ||
10 | Receive Information on Charitable Donations | Mgmt | ||
11 | Receive Information on Related Party Transactions | Mgmt | ||
12 | Ratify External Auditors | Mgmt | For | Do Not Vote |
13 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | For | Do Not Vote |
14 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | For | Do Not Vote |
15 | Wishes | Mgmt | ||
Telefonos de Mexico S.A.B. de C.V. | ||||
Ticker TELMEXL | Meeting Date | Meeting Type | ||
04-Apr-11 | Special | |||
CUSIP: P90413132 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
AA, A and L Shares Can Vote where A and AA Must be Held by Mexican Nationals | Mgmt | |||
1 | Approve Reorganization Plan | Mgmt | For | Against |
2 | Receive Report on the Company's Tax Obligations | Mgmt | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
QBE Insurance Group Ltd. | ||||
Ticker QBE | Meeting Date | Meeting Type | ||
05-Apr-11 | Annual | |||
CUSIP: Q78063114 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | For |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Mgmt | For | For |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Mgmt | For | For |
5 | Elect Charles Irby as a Director | Mgmt | For | For |
Siam Commercial Bank PCL | ||||
Ticker SCB | Meeting Date | Meeting Type | ||
05-Apr-11 | Annual | |||
CUSIP: Y7905M105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge Director's Report | Mgmt | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Approve Allocation of Income and Payment of Dividend of THB 3.00 Per Share | Mgmt | For | For |
5 | Approve Remuneration and Bonus of Directors | Mgmt | For | For |
6.1 | Elect Robert Ralph Parks as Director | Mgmt | For | For |
6.2 | Elect Jada Wattanasiritham as Director | Mgmt | For | For |
6.3 | Elect Disnadda Diskul as Director | Mgmt | For | For |
6.4 | Elect Chirayu Isarangkun Na Ayuthaya as Director | Mgmt | For | For |
6.5 | Elect Ekamol Kiriwat as Director | Mgmt | For | For |
7 | Approve KPMG Poomchai Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
8 | Amend Articles of Association Re: Composition of the Executive Committee | Mgmt | For | For |
9 | Amend Clause 4 of the Memorandum of Association to Reflect the Changes in Registered Capital | Mgmt | For | For |
Skanska AB | ||||
Ticker SKAB | Meeting Date | Meeting Type | ||
05-Apr-11 | Annual | |||
CUSIP: W83567110 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Elect Chairman of Meeting | Mgmt | For | For |
3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
4 | Approve Agenda of Meeting | Mgmt | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
7 | Receive President's and Chairman's Report | Mgmt | ||
8 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Mgmt | ||
9 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
10 | Approve Allocation of Income and Dividends of SEK 12 per Share | Mgmt | For | For |
11 | Approve Discharge of Board and President | Mgmt | For | For |
12 | Determine Number of Members (9) and Deputy Members (0) of Board | Mgmt | For | For |
13 | Approve Remuneration of Directors in the Amount of SEK 1.5 Million for Chairman, and SEK 500,000 for Other Non-Executive Directors; Approve Compensation for Committee Work; Approve Remuneration of Auditors | Mgmt | For | For |
14 | Reelect Stuart Graham, Johan Karlstrom, Sverker Martin-Lof (Chair), Adrian Montague, Lars Pettersson, Josephine Rydberg-Dumont, Charlotte Stromberg, and Matti Sundberg as Directors; Elect Fredrik Lundberg as a New Director | Mgmt | For | Against |
15 | Authorize Chairman of Board and Representatives of Four or Five of Company's Largest Shareholders to Serve on Nominating Committee | Mgmt | For | For |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
17 | Authorize Repurchase of up to 4.5 Million Class B Shares to Fund 2011-2013 Long-Term Incentive Plan | Mgmt | For | Against |
18 | Amend Articles Re: Convocation of General Meeting; Provisions Concerning Class C and Class D Shares are Deleted; Meeting Registration | Mgmt | For | For |
19 | Approve SEK 9.5 Million Reduction In Share Capital via Share Cancellation | Mgmt | For | For |
20 | Close Meeting | Mgmt | ||
Koninklijke KPN NV | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
06-Apr-11 | Annual | |||
CUSIP: N4297B146 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting | Mgmt | |||
1 | Open Meeting | Mgmt | ||
2 | Receive Report of Management Board | Mgmt | ||
3 | Approve Financial Statements | Mgmt | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
5 | Approve Dividends of EUR 0.80 Per Share | Mgmt | For | For |
6 | Approve Discharge of Management Board | Mgmt | For | For |
7 | Approve Discharge of Supervisory Board | Mgmt | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For |
9 | Approve Amendments to Remuneration Policy for Management Board Members | Mgmt | For | For |
10 | Proposal to Amend the Remuneration of the Supervisory Board | Mgmt | For | For |
11 | Opportunity to Make Recommendations | Mgmt | ||
12 | Elect J.B.M. Streppel to Supervisory Board | Mgmt | For | For |
13 | Elect M.Bischoff to Supervisory Board | Mgmt | For | For |
14 | Elect C.M. Hooymans to Supervisory Board | Mgmt | For | For |
15 | Composition of Supervisory Board | Mgmt | ||
16 | Authorize Repurchase of Shares | Mgmt | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Mgmt | For | For |
18 | Other Business and Close Meeting | Mgmt | ||
PT Perusahaan Gas Negara Tbk | ||||
Ticker PGAS | Meeting Date | Meeting Type | ||
06-Apr-11 | Special | |||
CUSIP: Y7136Y118 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Amend Articles of Association | Mgmt | For | Against |
2 | Elect Directors and Commissioners | Mgmt | For | Against |
Banco Popular Espanol S.A | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
07-Apr-11 | Annual | |||
CUSIP: E19550206 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Board of Directors for Fiscal Year 2010 | Mgmt | For | For |
2.1 | Amend Articles 8, 13, 14, 23, and 31 of Bylaws Re: Transfer of Shares, General Shareholders' Meeting Announcement, Meeting Attendance, Audit and Control Committee, and Dissolution and Liquidation | Mgmt | For | For |
2.2 | Amend Article 17 and Remove Second Transitional Provision of Bylaws Re: Fix Number of Directors to 18, and Possible Inclusion of Remuneration in Shares | Mgmt | For | For |
2.3 | Amend Articles 25 and 26 of Bylaws Re: Composition and Functions of Management and Risk Assessment Committee | Mgmt | For | Against |
2.4 | Amend Article 15 and First Transitional Provision Re: Table of the Meeting | Mgmt | For | For |
2.5 | Amend Articles 1, 7, 9, 10, 11, 12, 15, 18, 20, 21, 22, 28, and Final Article, Including Removal of Articles 30 and 32 of Company Bylaws | Mgmt | For | For |
3 | Amend Articles 8, 11, 12, 17, 23 and 24 of General Meeting Regulations | Mgmt | For | For |
4 | Elect Michael Lucas as Director | Mgmt | For | Against |
5 | Reelect PricewaterhouseCoopers Auditores SL as Auditors of Individual and Consolidated Accounts | Mgmt | For | For |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights and Amend Articles Accordingly | Mgmt | For | For |
7.1 | Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves | Mgmt | For | For |
7.2 | Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves | Mgmt | For | For |
8 | Authorize Issuance of Non Convertible Bonds, Debentures, and Debt Securities up to EUR 100 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 | Mgmt | For | For |
9 | Authorize Issuance of Convertible Debt Securities Without Preemptive Rights up to EUR 2.5 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 | Mgmt | For | For |
10 | Advisory Vote on Company's Remuneration Report | Mgmt | For | For |
11 | Approve Restricted Stock Plan | Mgmt | For | For |
12 | Authorize Board to Enter into Activities in Accordance with the Company Objectives | Mgmt | For | For |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
EDP- Energias Do Brasil S.A | ||||
Ticker ENBR3 | Meeting Date | Meeting Type | ||
07-Apr-11 | Annual | |||
CUSIP: P3769R108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends | Mgmt | For | For |
4 | Elect Directors and Approve Their Remuneration | Mgmt | For | Against |
Kasikornbank PCL | ||||
Ticker KBANK | Meeting Date | Meeting Type | ||
07-Apr-11 | Annual | |||
CUSIP: Y4591R100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Operating Results | Mgmt | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Approve Allocation of Income and Payment of Final Dividend of THB 2.00 Per Share | Mgmt | For | For |
5.1 | Elect Banyong Lamsam as Director | Mgmt | For | For |
5.2 | Elect Pow Sarasin as Director | Mgmt | For | For |
5.3 | Elect Yongyuth Yuthavong as Director | Mgmt | For | For |
5.4 | Elect Elizabeth Sam as Director | Mgmt | For | For |
5.5 | Elect Pairash Thajchayapong as Director | Mgmt | For | For |
5.6 | Elect Kobkarn Wattanavrangkul as Director | Mgmt | For | For |
6 | Approve Remuneration of Directors | Mgmt | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
8 | Other Business | Mgmt | For | Against |
Natura Cosmeticos S.A | ||||
Ticker NATU3 | Meeting Date | Meeting Type | ||
08-Apr-11 | Annual | |||
CUSIP: P7088C106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 | Mgmt | For | For |
3 | Elect Directors | Mgmt | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For |
Natura Cosmeticos S.A | ||||
Ticker NATU3 | Meeting Date | Meeting Type | ||
08-Apr-11 | Special | |||
CUSIP: P7088C106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For |
Novartis AG | ||||
Ticker NOVN | Meeting Date | Meeting Type | ||
08-Apr-11 | Special | |||
CUSIP: H5820Q150 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | For |
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | For |
Lojas Renner | ||||
Ticker LREN3 | Meeting Date | Meeting Type | ||
11-Apr-11 | Annual | |||
CUSIP: P6332C102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Directors and Approve Their Remuneration | Mgmt | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | For | For |
Tim Participacoes S.A. | ||||
Ticker TCSL4 | Meeting Date | Meeting Type | ||
11-Apr-11 | Annual | |||
CUSIP: P91536204 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Can Vote on All Items | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For |
5 | Elect Directors | Mgmt | For | For |
6 | Elect Fiscal Council | Mgmt | For | For |
Tim Participacoes S.A. | ||||
Ticker TCSL4 | Meeting Date | Meeting Type | ||
11-Apr-11 | Special | |||
CUSIP: P91536204 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Can Vote on All Items | Mgmt | |||
1 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia SpA and Tim Celular SA | Mgmt | For | For |
2 | Authorize Capitalization of Fiscal Benefit Obtained By TIM Celular in 2010, With Issuance of Shares from Amortization of Goodwill by Subsidiaries in Fiscal 2000 | Mgmt | For | For |
Bangkok Bank Public Co. Ltd | ||||
Ticker BBL | Meeting Date | Meeting Type | ||
12-Apr-11 | Annual | |||
CUSIP: Y0606R101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Operating Results | Mgmt | ||
3 | Acknowledge 2010 Audit Committee's Report | Mgmt | ||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
5 | Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share | Mgmt | For | For |
6.1 | Elect Prachet Siridej as Director | Mgmt | For | For |
6.2 | Elect Kovit Poshyananda as Director | Mgmt | For | For |
6.3 | Elect Singh Tangtatswas as Director | Mgmt | For | For |
6.4 | Elect Charn Sophonpanich as Director | Mgmt | For | For |
6.5 | Elect Kanung Luchai as Director | Mgmt | For | For |
6.6 | Elect Thaweelap Rittapirom as Director | Mgmt | For | For |
7 | Acknowledge Remuneration of Directors | Mgmt | ||
8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
9 | Other Business | Mgmt | For | Against |
Belgacom | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
13-Apr-11 | Annual | |||
CUSIP: B10414116 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting | Mgmt | |||
1 | Receive Directors' Reports (Non-Voting) | Mgmt | ||
2 | Receive Auditors' Reports (Non-Voting) | Mgmt | ||
3 | Receive Information from the Joint Committee | Mgmt | ||
4 | Receive Consolidated Financial Statements and Statutory Reports | Mgmt | ||
5 | Accept Financial Statements, and Approve Allocation of Income and Dividends of EUR 2.18 per Share | Mgmt | For | Do Not Vote |
6 | Approve Remuneration Report | Mgmt | For | Do Not Vote |
7 | Approve Discharge of Directors | Mgmt | For | Do Not Vote |
8 | Approve Discharge of Philip Hampton | Mgmt | For | Do Not Vote |
9 | Approve Discharge of Auditors | Mgmt | For | Do Not Vote |
10 | Approve Discharge of Deloitte as Auditor in Charge of Certifying the Consolidated Accounts | Mgmt | For | Do Not Vote |
11 | Receive Information on Resignation of Georges Jacobs as Director | Mgmt | ||
12 | Elect Pierre De Muelenaere as Director | Mgmt | For | Do Not Vote |
13 | Approve Remuneration of Director Up for Election under Item 12 | Mgmt | For | Do Not Vote |
14 | Transact Other Business | Mgmt | ||
Belgacom | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
13-Apr-11 | Special | |||
CUSIP: B10414116 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Special Meeting | Mgmt | |||
1 | Amend Articles Re: Audit Committee | Mgmt | For | Do Not Vote |
2 | Amend Articles Re: Appointments and Remuneration Committee | Mgmt | For | Do Not Vote |
3 | Change Date of Annual Meeting | Mgmt | For | Do Not Vote |
4 | Amend Articles Re: Convening Notice of General Meetings | Mgmt | For | Do Not Vote |
5 | Amend Articles Re: Registration of Shares and Notification of Participation to the General Meeting | Mgmt | For | Do Not Vote |
6 | Amend Articles Re: Representation at General Meetings | Mgmt | For | Do Not Vote |
7 | Amend Articles Re: Composition of the Bureau - Minutes | Mgmt | For | Do Not Vote |
8 | Amend Articles Re: Right to Ask Questions | Mgmt | For | Do Not Vote |
9 | Amend Articles Re: Voting by Letter | Mgmt | For | Do Not Vote |
10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | Do Not Vote |
PT International Nickel Indonesia Tbk | ||||
Ticker INCO | Meeting Date | Meeting Type | ||
13-Apr-11 | Annual | |||
CUSIP: Y39128148 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Directors' Report | Mgmt | For | For |
2 | Accept Commissioners' Report | Mgmt | For | For |
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Approve Allocation of Income and Payment of Dividend | Mgmt | For | For |
5 | Elect Directors | Mgmt | For | Against |
6 | Approve Remuneration of Commissioners | Mgmt | For | For |
7 | Approve Remuneration of Directors | Mgmt | For | For |
8 | Appoint Auditors | Mgmt | For | For |
9 | Other Business | Mgmt | For | Against |
Banco de Sabadell S.A | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
14-Apr-11 | Annual | |||
CUSIP: E15819191 |
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Individual and Consolidated Financial Statements, and Statutory Reports; Approve Allocation of Income, Distribution of Dividends, and Discharge Directors for Fiscal Year 2010 | Mgmt | For | For |
2 | Re-elect Isak Andic Ermay as Director | Mgmt | For | Against |
3 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
4 | Authorize Issuance of Non-Convertible Bonds/Debentures | Mgmt | For | Against |
5 | Authorize Issuance of Convertible Debt Securities Including Warrants without Preemptive Rights up to EUR 2 Billion | Mgmt | For | For |
6 | Authorize Repurchase of Shares; Void Unused Part of Authorization Granted at 2010 AGM | Mgmt | For | For |
7 | Re-elect PricewaterhouseCoopers Auditores SL as Auditors of Individual and Consolidated Accounts | Mgmt | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Casino Guichard Perrachon | ||||
Ticker CO | Meeting Date | Meeting Type | ||
14-Apr-11 | Annual/Special | |||
CUSIP: F14133106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.78 per Share | Mgmt | For | For |
4 | Approve Transaction with Monoprix Re: Current Account | Mgmt | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against |
6 | Ratify Appointment of Fonciere Euris as Director | Mgmt | For | Against |
7 | Ratify Appointment of Catherine Lucet as Director | Mgmt | For | For |
Extraordinary Business | Mgmt | |||
8 | Amend Article 16 of Bylaws Re: Directors Reelection | Mgmt | For | For |
9 | Amend Article 16 of Bylaws Re: Age Limit for Directors | Mgmt | For | For |
10 | Amend Articles 25, 27 and 28 of Bylaws Re: General Meetings Convening and Attendance | Mgmt | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Mgmt | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Mgmt | For | Against |
14 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | Mgmt | For | Against |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Mgmt | For | Against |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 12, 13 and 14 Above | Mgmt | For | Against |
17 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
18 | Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers | Mgmt | For | Against |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For |
20 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 80 Million | Mgmt | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Instruments by Companies Owning over 50 Percent of the Company Share Capital | Mgmt | For | Against |
22 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan (Repurchased Shares) | Mgmt | For | For |
23 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | Mgmt | For | For |
24 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against |
25 | Approve Employee Stock Purchase Plan | Mgmt | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
EDP-Energias de Portugal S.A | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
14-Apr-11 | Annual | |||
CUSIP: X67925119 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3.A.1 | Approve Discharge of General and Supervisory Board | SH | For | For |
3.A.2 | Approve Discharge of Executive Board | SH | For | For |
3.A.3 | Approve Discharge of Statutory Auditor | SH | For | For |
3B | Approve Discharge of Management and Supervisory Board | Mgmt | For | For |
4 | Authorize Repurchase and Reissuance of Shares | Mgmt | For | For |
5 | Authorize Repurchase and Reissuance of Debt Instruments | Mgmt | For | For |
6 | Approve Remuneration Policy for Executive Directors | Mgmt | For | For |
7 | Approve Remuneration Policy for Other Corporate Bodies | Mgmt | For | For |
8A | Elect Parpublica SGPS as Director | Mgmt | For | For |
8B | Elect Jose de Melo Energia SGPS as Director | Mgmt | For | For |
Nestle SA | ||||
Ticker NESN | Meeting Date | Meeting Type | ||
14-Apr-11 | Annual | |||
CUSIP: H57312649 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
1.2 | Approve Remuneration Report | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Mgmt | For | For |
4.1.1 | Reelect Paul Bulcke as Director | Mgmt | For | For |
4.1.2 | Reelect Andreas Koopmann as Director | Mgmt | For | For |
4.1.3 | Reelect Rolf Haenggi as Director | Mgmt | For | For |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Mgmt | For | For |
4.1.5 | Reelect Naina Lal Kidwai as Director | Mgmt | For | For |
4.1.6 | Reelect Beat Hess as Director | Mgmt | For | For |
4.2 | Elect Ann Veneman as Director | Mgmt | For | For |
4.3 | Ratify KPMG AG as Auditors | Mgmt | For | For |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Mgmt | For | For |
Powszechna Kasa Oszczednosci Bank Polski S.A. | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
14-Apr-11 | Special | |||
CUSIP: X6919X108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Elect Meeting Chairman | Mgmt | For | For |
3 | Acknowledge Proper Convening of Meeting | Mgmt | ||
4 | Approve Agenda of Meeting | Mgmt | For | For |
Shareholder Proposals | Mgmt | |||
5 | Shareholder Proposal: Approve Introduction of Voting Rights Cap; Election of Supervisory Board | SH | None | Against |
Ordinary Business | Mgmt | |||
6 | Close Meeting | Mgmt | ||
BMF Bovespa S.A. Bolsa Valores Merc Fut | ||||
Ticker BVMF3 | Meeting Date | Meeting Type | ||
18-Apr-11 | Special | |||
CUSIP: P73232103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Amend Article | Mgmt | For | For |
2 | Amend Article 7 | Mgmt | For | For |
3 | Amend Article 20 | Mgmt | For | For |
4 | Amend Article 29 | Mgmt | For | For |
5 | Amend Article 61 | Mgmt | For | For |
6 | Amend Article 63 | Mgmt | For | For |
7 | Amend Article 64 | Mgmt | For | For |
8 | Amend Article 65 | Mgmt | For | For |
9 | Amend Articles | Mgmt | For | For |
10 | Amend Article 5 | Mgmt | For | For |
11 | Amend Article 16 | Mgmt | For | For |
12 | Amend Article 18 | Mgmt | For | For |
13 | Amend Articles | Mgmt | For | For |
14 | Amend Article 29 and 38 | Mgmt | For | For |
15 | Amend Article 34 | Mgmt | For | For |
16 | Amend Article 38 | Mgmt | For | For |
17 | Amend Article 45 | Mgmt | For | For |
18 | Amend Article 47 | Mgmt | For | For |
19 | Amend Articles 69 and 70 | Mgmt | For | For |
20 | Amend Article 70 | Mgmt | For | For |
21 | Amend Article 74 | Mgmt | For | For |
22 | Amend Article 73 | Mgmt | For | For |
23 | Amend Articles | Mgmt | For | For |
24 | Amend Articles | Mgmt | For | For |
25 | Consolidate Bylaws | Mgmt | For | For |
26 | Amend Stock Option Plan | Mgmt | For | For |
BMF Bovespa S.A. Bolsa Valores Merc Fut | ||||
Ticker BVMF3 | Meeting Date | Meeting Type | ||
18-Apr-11 | Annual | |||
CUSIP: P73232103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Directors | Mgmt | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For |
Syngenta AG | ||||
Ticker SYNN | Meeting Date | Meeting Type | ||
19-Apr-11 | Annual | |||
CUSIP: H84140112 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
1.2 | Approve Remuneration System | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3 | Approve CHF 83,695 Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
4.1 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
4.2 | Transfer of CHF 656.3 Million from Capital Reserves to Free Reserves and Dividend of CHF 7.00 per Share | Mgmt | For | For |
5.1 | Reelect Martin Taylor as Director | Mgmt | For | For |
5.2 | Reelect Peter Thompson as Director | Mgmt | For | For |
5.3 | Reelect Rolf Watter as Director | Mgmt | For | For |
5.4 | Reelect Felix Weber as Director | Mgmt | For | For |
6 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Charoen Pokphand Foods PCL | ||||
Ticker CPF | Meeting Date | Meeting Type | ||
20-Apr-11 | Annual | |||
CUSIP: Y1296K109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Operating Results | Mgmt | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Acknowledge Interim Dividend of THB 0.50 Per Share | Mgmt | ||
5 | Approve Allocation of Income and Payment of Final Dividend of THB 0.55 Per Share | Mgmt | For | For |
6.1 | Elect Pow Sarasin as Director | Mgmt | For | For |
6.2 | Elect Arsa Sarasin as Director | Mgmt | For | For |
6.3 | Elect Veeravat Kanchanadul as Director | Mgmt | For | For |
6.4 | Elect Sunthorn Arunanondchai as Director | Mgmt | For | For |
6.5 | Elect Arunee Watcharananan as Director | Mgmt | For | For |
7 | Approve Remuneration of Directors | Mgmt | For | For |
8 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
9 | Other Business | Mgmt | ||
Eiffage | ||||
Ticker FGR | Meeting Date | Meeting Type | ||
20-Apr-11 | Annual/Special | |||
CUSIP: F2924U106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Discharge Directors | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Mgmt | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
6 | Ratify Appointment of Pierre Berger as Director | Mgmt | For | For |
7 | Ratify Appointment of Therese Cornil as Director | Mgmt | For | For |
8 | Ratify Appointment of Jean-Yves Gilet as Director | Mgmt | For | Against |
9 | Reelect Jean-Louis Charles as Director | Mgmt | For | For |
10 | Reelect Dominique Marcel as Director | Mgmt | For | Against |
Extraordinary Business | Mgmt | |||
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Item 11 Above | Mgmt | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | Against |
14 | Authorize up to 1 Million Shares for Use in Stock Option Plan (Repurchased Shares) | Mgmt | For | For |
15 | Authorize up to 1 Million Shares for Use in Restricted Stock Plan (Repurchased Shares) | Mgmt | For | Against |
16 | Approve Employee Stock Purchase Plan | Mgmt | For | Against |
17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Pirelli & C. S.p.A | ||||
Ticker PC | Meeting Date | Meeting Type | ||
20-Apr-11 | Annual/Special | |||
CUSIP: T76434108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Mgmt | For | For |
Fix Number of Directors, Elect Directors, and Approve Their Remuneration | Mgmt | |||
2.1 | Fix Number of Directors | Mgmt | For | For |
2.2 | Fix Directors' Term | Mgmt | For | For |
Fix Number of Directors - Vote Only for One of the Following Slates | Mgmt | |||
2.3.1 | Slate Submitted by Shareholders' Pact | Mgmt | None | Do Not Vote |
2.3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For |
2.4 | Approve Remuneration of Directors | Mgmt | For | For |
3 | Advisory Vote on Remuneration Policy | Mgmt | For | Against |
Extraordinary Business | Mgmt | |||
1 | Amend Articles 5, 7, 8, 10, 11, and 16 of the Company Bylaws | Mgmt | For | For |
2 | Approve Reduction in Share Capital | Mgmt | For | For |
PTT PCL | ||||
Ticker PTT | Meeting Date | Meeting Type | ||
20-Apr-11 | Annual | |||
CUSIP: Y6883U105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Allocation of Income and Payment of Final Dividend of THB 5.50 Per Share | Mgmt | For | For |
4 | Approve Office of The Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
5 | Approve Remuneration of Directors | Mgmt | For | For |
6.1 | Elect Naris Chaiyasoot as Director | Mgmt | For | For |
6.2 | Elect Bhusana Premanode as Director | Mgmt | For | For |
6.3 | Elect Anuwat Maytheewibulwut as Director | Mgmt | For | For |
6.4 | Elect Surapit Kirtiputra as Director | Mgmt | For | For |
6.5 | Elect Chulasingh Vasantasingh as Director | Mgmt | For | For |
7 | Approve Amalgamation between PTT Aromatics and Refining PCL and PTT Chemical PCL and Share Purchase from Dissenting Shareholders | Mgmt | For | For |
8 | Other Business | Mgmt | For | Against |
RWE AG | ||||
Ticker RWE | Meeting Date | Meeting Type | ||
20-Apr-11 | Annual | |||
CUSIP: D6629K109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | ||
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Mgmt | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Mgmt | For | For |
6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2011 Mid-Year Report | Mgmt | For | For |
7a | Elect Paul Achleitner to the Supervisory Board | Mgmt | For | For |
7b | Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board | Mgmt | For | Against |
7c | Elect Roger Graef to the Supervisory Board | Mgmt | For | For |
7d | Elect Frithjof Kuehn to the Supervisory Board | Mgmt | For | Against |
7e | Elect Dagmar Muehlenfeld to the Supervisory Board | Mgmt | For | Against |
7f | Elect Manfred Schneider to the Supervisory Board | Mgmt | For | Against |
7g | Elect Ekkehard Schulz to the Supervisory Board | Mgmt | For | For |
7h | Elect Wolfgang Schuessel to the Supervisory Board | Mgmt | For | For |
7i | Elect Ullrich Sierau to the Supervisory Board | Mgmt | For | Against |
7j | Elect Dieter Zetsche to the Supervisory Board | Mgmt | For | For |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For |
9 | Amend Articles Re: Allow Dividends in Kind | Mgmt | For | For |
Bouygues | ||||
Ticker EN | Meeting Date | Meeting Type | ||
21-Apr-11 | Annual/Special | |||
CUSIP: F11487125 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Mgmt | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against |
5 | Reelect Patricia Barbizet as Director | Mgmt | For | Against |
6 | Reelect Herve Le Bouc as Director | Mgmt | For | Against |
7 | Reelect Helman le Pas de Secheval as Director | Mgmt | For | For |
8 | Reelect Nonce Paolini as Director | Mgmt | For | Against |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against |
Extraordinary Business | Mgmt | |||
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 6 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | Against |
14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | Against |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | Against |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For |
18 | Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers | Mgmt | For | Against |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities up to EUR 150 Million | Mgmt | For | Against |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Mgmt | For | For |
21 | Approve Employee Stock Purchase Plan | Mgmt | For | Against |
22 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against |
23 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Mgmt | For | Against |
24 | Allow Board to Use Authorizations and Delegations Granted Under Items 11 to 19, and 22 Above; and Item 19 of the April, 29, 2010 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against |
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Komercni Banka A.S. | ||||
Ticker BAAKOMB | Meeting Date | Meeting Type | ||
21-Apr-11 | Annual | |||
CUSIP: X45471111 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Elect Meeting Chairman and Other Meeting Officials; Approve Meeting Procedures | Mgmt | For | For |
3 | Approve Management Board Report on Company's Operations and State of Its Assets in Fiscal 2010 | Mgmt | For | For |
4 | Receive Financial Statements, Consolidated Financial Statements, and Allocation of Income Proposal | Mgmt | ||
5 | Receive Supervisory Board Report on Financial Statements, Allocation of Income Proposal, Consolidated Financial Statements, and Results of Board's Activities | Mgmt | ||
6 | Receive Audit Committee Report | Mgmt | ||
7 | Approve Financial Statements | Mgmt | For | For |
8 | Approve Allocation of Income and Dividend of CZK 270 per Share | Mgmt | For | For |
9 | Approve Consolidated Financial Statements | Mgmt | For | For |
10 | Elect Bernardo Sanchez Incera to Supervisory Board | Mgmt | For | For |
11 | Elect Jean-Louis Mattei to Audit Committee | Mgmt | For | For |
12 | Approve Cash Awards to Management Board Members | Mgmt | For | For |
13 | Approve Share Repurchase Program | Mgmt | For | For |
14 | Ratify Ernst and Young Audit s.r.o. as Auditor | Mgmt | For | For |
15 | Close Meeting | Mgmt | ||
PTT Aromatics and Refining PCL | ||||
Ticker PTTAR | Meeting Date | Meeting Type | ||
21-Apr-11 | Annual | |||
CUSIP: Y71360104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Operating Results | Mgmt | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Approve Allocation of Income and Payment of Dividend of THB 0.96 Per Share | Mgmt | For | For |
5.1 | Elect Somchai Poolsavasdi as Director | Mgmt | For | For |
5.2 | Elect Bowon Vongsinudom as Director | Mgmt | For | For |
5.3 | Elect Sommai Khowkachaporn as Director | Mgmt | For | For |
5.4 | Elect Yuwanud Suriyakul Na Ayudhaya as Director | Mgmt | For | For |
5.5 | Elect Thavisak Na Takuathung as Director | Mgmt | For | For |
6 | Approve Remuneration of Directors | Mgmt | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
8 | Approve Amalgamation Between PTT Aromatics and Refining PCL (PTTAR) and PTT Chemical PCL (MergedCo) | Mgmt | For | For |
9 | Approve Transfer of BOI Certificates of PTTAR to MergedCo | Mgmt | For | For |
10 | Other Business | Mgmt | For | Against |
Vivendi | ||||
Ticker VIV | Meeting Date | Meeting Type | ||
21-Apr-11 | Annual/Special | |||
CUSIP: F97982106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Mgmt | For | For |
5 | Reelect Jean Yves Charlier as Supervisory Board Member | Mgmt | For | For |
6 | Reelect Henri Lachmann as Supervisory Board Member | Mgmt | For | For |
7 | Reelect Pierre Rodocanachi as Supervisory Board Member | Mgmt | For | For |
8 | Appoint KPMG SA as Auditor | Mgmt | For | For |
9 | Appoint KPMG Audit IS SAS as Alternate Auditor | Mgmt | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Extraordinary Business | Mgmt | |||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
12 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | Mgmt | For | For |
13 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 | Mgmt | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For |
18 | Approve Employee Stock Purchase Plan | Mgmt | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | For |
20 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For |
21 | Add Article 10.6 to Bylaws Re: Censors | Mgmt | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Krung Thai Bank PCL | ||||
Ticker KTB | Meeting Date | Meeting Type | ||
22-Apr-11 | Annual | |||
CUSIP: Y49885190 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous AGM | Mgmt | For | For |
2 | Acknowledge 2010 Directors' Report | Mgmt | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
4 | Approve Allocation of Income and Payment of Dividend on Preferred Shares of THB 0.6645 Per Share and Dividend on Ordinary Share of THB 0.51 Per Share | Mgmt | For | For |
5 | Approve Remuneration of Directors | Mgmt | For | For |
6.1 | Elect Benja Louichareon as Director | Mgmt | For | For |
6.2 | Elect Apisak Tantivorawong as Director | Mgmt | For | For |
6.3 | Elect Pongtep Polanun as Director | Mgmt | For | For |
6.4 | Elect Yarnsak Manomaiphiboon as Director | Mgmt | For | For |
7 | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
8 | Amend Articles of Association Re: Directors with Authorized Signatories and Position Title in Thai Language | Mgmt | For | For |
9 | Other Business | Mgmt | For | Against |
Metalurgica Gerdau S.A. | ||||
Ticker GOAU4 | Meeting Date | Meeting Type | ||
25-Apr-11 | Annual | |||
CUSIP: P4834C118 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Have the Right to Vote on Items 3 and 4 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Directors and Approve Remuneration | Mgmt | For | Against |
4 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | For | For |
Gerdau S.A. | ||||
Ticker GGBR4 | Meeting Date | Meeting Type | ||
26-Apr-11 | Annual/Special | |||
CUSIP: P2867P113 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Have Voting Rights on Items 3 and 4 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Directors and Approve the Remuneration of Administrators | Mgmt | For | Against |
4 | Elect Fiscal Council Members and Approve Their Remuneration | Mgmt | For | For |
5 | Amend Conditions of Third Debenture Issuance, Series A and B | Mgmt | For | For |
Grupo Financiero Inbursa S.A.B. de C.V. | ||||
Ticker GFINBURO | Meeting Date | Meeting Type | ||
27-Apr-11 | Annual | |||
CUSIP: P4950U165 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | Mgmt | For | For |
2.1 | Approve Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | Mgmt | For | For |
2.2 | Approve Board's Report on Accounting Policies and Criteria for the Preparation of the 2010 Financial Statements | Mgmt | For | For |
2.3 | Approve Report Re: Activities and Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law | Mgmt | For | For |
2.4 | Approve Individual and Consolidated Financial Statements for Fiscal Year 2010 | Mgmt | For | For |
2.5 | Accept Report Re: Audit and Corporate Practices Committees' Activities | Mgmt | For | For |
3 | Approve Allocation of Income | Mgmt | For | For |
4 | Approve Dividend Distribution | Mgmt | For | For |
5 | Elect or Ratify Directors, Secretary and Deputy Secretary | Mgmt | For | Against |
6 | Approve Remuneration of Directors, Secretary and Deputy Secretary | Mgmt | For | For |
7 | Elect or Ratify Members of the Corporate Practices and Audit Committees | Mgmt | For | Against |
8 | Approve Remuneration of the Members of the Corporate Practices Committee and Audit Committee | Mgmt | For | For |
9 | Approve Share Repurchase Report; Set Maximum Nominal Amount of Share Repurchase | Mgmt | For | For |
10 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Grupo Financiero Inbursa S.A.B. de C.V. | ||||
Ticker GFINBURO | Meeting Date | Meeting Type | ||
27-Apr-11 | Special | |||
CUSIP: P4950U165 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Stock Split and Amend Article 7 Accordingly | Mgmt | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Ultrapar Participacoes S.A. | ||||
Ticker UGPA4 | Meeting Date | Meeting Type | ||
27-Apr-11 | Annual/Special | |||
CUSIP: P94396101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Holders of Preferred Shares Have Voting Rights On Items 6 and 8 of The Agenda | Mgmt | |||
1 | Amend Article 16 Re: Change Length of Term of Administrators | Mgmt | For | Against |
2 | Consolidate Bylaws | Mgmt | For | Against |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
4 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | For | For |
5 | Approve Allocation of Income | Mgmt | For | For |
6 | Elect Directors and Approve Remuneration | Mgmt | For | For |
7 | Re-Ratify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Approved at AGM on April 28, 2010 | Mgmt | For | Against |
8 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | For | For |
AstraZeneca plc | ||||
Ticker AZN | Meeting Date | Meeting Type | ||
28-Apr-11 | Annual | |||
CUSIP: G0593M107 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | Mgmt | For | For |
3 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
5(a) | Re-elect Louis Schweitzer as Director | Mgmt | For | For |
5(b) | Re-elect David Brennan as Director | Mgmt | For | For |
5(c) | Re-elect Simon Lowth as Director | Mgmt | For | For |
5(d) | Elect Bruce Burlington as Director | Mgmt | For | For |
5(e) | Re-elect Jean-Philippe Courtois as Director | Mgmt | For | For |
5(f) | Re-elect Michele Hooper as Director | Mgmt | For | For |
5(g) | Re-elect Rudy Markham as Director | Mgmt | For | For |
5(h) | Re-elect Nancy Rothwell as Director | Mgmt | For | For |
5(i) | Elect Shriti Vadera as Director | Mgmt | For | For |
5(j) | Re-elect John Varley as Director | Mgmt | For | For |
5(k) | Re-elect Marcus Wallenberg as Director | Mgmt | For | For |
6 | Approve Remuneration Report | Mgmt | For | For |
7 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
10 | Authorise Market Purchase | Mgmt | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
British American Tobacco plc | ||||
Ticker BATS | Meeting Date | Meeting Type | ||
28-Apr-11 | Annual | |||
CUSIP: G1510J102 |
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Remuneration Report | Mgmt | For | For |
3 | Approve Final Dividend | Mgmt | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
6 | Re-elect Richard Burrows as Director | Mgmt | For | For |
7 | Re-elect Karen de Segundo as Director | Mgmt | For | For |
8 | Re-elect Nicandro Durante as Director | Mgmt | For | For |
9 | Re-elect Robert Lerwill as Director | Mgmt | For | For |
10 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For |
11 | Re-elect Gerry Murphy as Director | Mgmt | For | For |
12 | Re-elect Anthony Ruys as Director | Mgmt | For | For |
13 | Re-elect Sir Nicholas Scheele as Director | Mgmt | For | For |
14 | Re-elect Ben Stevens as Director | Mgmt | For | For |
15 | Elect John Daly as Director | Mgmt | For | For |
16 | Elect Kieran Poynter as Director | Mgmt | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
19 | Authorise Market Purchase | Mgmt | For | For |
20 | Amend Long Term Incentive Plan | Mgmt | For | Against |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
Koninklijke DSM NV | ||||
Ticker DSM | Meeting Date | Meeting Type | ||
28-Apr-11 | Annual | |||
CUSIP: N5017D122 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting | Mgmt | |||
1 | Open Meeting | Mgmt | ||
2 | Receive Report of Management Board | Mgmt | ||
3 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
4b | Approve Dividends of EUR 1.35 Per Share | Mgmt | For | For |
5a | Approve Discharge of Management Board | Mgmt | For | For |
5b | Approve Discharge of Supervisory Board | Mgmt | For | For |
6a | Reelect S.B. Tanda to Executive Board | Mgmt | For | For |
6b | Elect S. Doboczky to Executive Board | Mgmt | For | For |
7 | Elect P.F.M. van der Meer Mohr to Supervisory Board | Mgmt | For | For |
8 | Approve Remuneration of Supervisory Board | Mgmt | For | For |
9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Mgmt | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
11 | Approve Cancellation of Shares | Mgmt | For | For |
12 | Amend Articles Re: Legislative Changes | Mgmt | For | For |
13 | Other Business (Non-Voting) | Mgmt | ||
14 | Close Meeting | Mgmt | ||
Telefonos de Mexico S.A.B. de C.V. | ||||
Ticker TELMEXL | Meeting Date | Meeting Type | ||
28-Apr-11 | Annual | |||
CUSIP: P90413132 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Only AA and A Shares Can Vote, and AA Shares Must be Held by Mexican Nationals | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends of MXN 0.55 Per Share to be Paid out In Four Installments of MXN 0.1375 Each | Mgmt | For | For |
3 | Approve Discharge of the Board of Directors and the CEO for Fiscal Year 2010; Ratify Board of Directors Resolution of March 24, 2010 | Mgmt | For | For |
4 | Elect Board Members and Members of the Executive Committee; Elect Chairmen of Audit and Corporate Practices Committees; Verify Independence Classification of Directors; Approve Their Respective Remuneration | Mgmt | For | Against |
5 | Authorize Board to Ratify and Execute Approved Resolutions; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Telefonos de Mexico S.A.B. de C.V. | ||||
Ticker TELMEXL | Meeting Date | Meeting Type | ||
28-Apr-11 | Special | |||
CUSIP: P90413132 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Only Series L Shareholders are Entitled to Vote at This Meeting | Mgmt | |||
1 | Elect Directors for Class L Shareholders | Mgmt | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Want Want China Holdings Ltd. | ||||
Ticker 00151 | Meeting Date | Meeting Type | ||
28-Apr-11 | Annual | |||
CUSIP: G9431R103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Final Dividend for the Year Ended Dec. 31, 2010 | Mgmt | For | For |
3a | Reelect Tsai Eng-Meng as Director | Mgmt | For | For |
3b | Reelect Chu Chi-Wen as Director | Mgmt | For | For |
3c | Reelect Tsai Wang-Chia as Director | Mgmt | For | For |
3d | Reelect Chan Yu-Feng as Director | Mgmt | For | For |
3e | Reelect Cheng Wen-Hsien as Director | Mgmt | For | For |
3f | Reelect Lee Kwang-Chou as Director | Mgmt | For | For |
3g | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Banco Estado Do Rio Grande Do Sul SA | ||||
Ticker BRSR6 | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: P12553247 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Have Voting Rights on Items 4 and 5 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2.1 | Approve Allocation of Income and Dividends | Mgmt | For | For |
2.2 | Approve Interest on Capital Stock Payments | Mgmt | For | For |
2.3 | Approve Dividends | Mgmt | For | For |
2.4 | Approve Extraordinary Dividends | Mgmt | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Mgmt | For | For |
4 | Elect Directors | Mgmt | For | For |
5 | Elect Fiscal Council | Mgmt | For | For |
6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For |
Brookfield Incorporacoes SA | ||||
Ticker BISA3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: P18156102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | Against |
3 | Ratify Elections of Two Directors | Mgmt | For | For |
Brookfield Incorporacoes SA | ||||
Ticker BISA3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Special | |||
CUSIP: P18156102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | Against |
2 | Amend Article 19 | Mgmt | For | For |
3 | Amend Articles 22, 23, and 24 | Mgmt | For | For |
4 | Approve Increase in Capital Through Issuance of 22,043,542 Shares; Amend Article 5 Accordingly | Mgmt | For | For |
Cielo SA | ||||
Ticker CIEL3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: P3063Y114 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Fiscal Council | Mgmt | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | Against |
Cielo SA | ||||
Ticker CIEL3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Special | |||
CUSIP: P3063Y114 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Authorize Capitalization of Reserves for Bonus Issue | Mgmt | For | For |
2 | Approve 1:3 Reverse Stock Split | Mgmt | For | For |
3 | Approve Change in Authorized Capital | Mgmt | For | For |
4 | Amend Article 7 | Mgmt | For | For |
5 | Amend Article 9 | Mgmt | For | For |
6 | Amend Stock Option Plan | Mgmt | For | Against |
7 | Amend Article 17 | Mgmt | For | For |
8 | Amend Article 22 | Mgmt | For | For |
Companhia de Bebidas Das Americas - AMBEV | ||||
Ticker AMBV4 | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: P0273S127 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Preferred Shareholders Have Voting Rights on Items 3 and 4 | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Elect Directors | Mgmt | For | For |
4 | Elect Fiscal Council | Mgmt | For | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | Against |
Credit Suisse Group AG | ||||
Ticker CSGN | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: H3698D419 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||
1.2 | Approve Remuneration Report | Mgmt | For | Against |
1.3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3.1 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Mgmt | For | For |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Mgmt | For | For |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Mgmt | For | For |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Mgmt | For | For |
5.2 | Amend Articles Re: Contributions in Kind | Mgmt | For | For |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Mgmt | For | For |
6.1.2 | Reelect Jean Lanier as Director | Mgmt | For | For |
6.1.3 | Reelect Anton van Rossum as Director | Mgmt | For | For |
6.2 | Ratify KPMG AG as Auditors | Mgmt | For | For |
6.3 | Ratify BDO AG as Special Auditors | Mgmt | For | For |
ENEL SpA | ||||
Ticker ENEL | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual/Special | |||
CUSIP: T3679P115 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Allocation of Income | Mgmt | For | For |
3 | Fix Number of Directors | Mgmt | For | For |
4 | Fix Directors' Term | Mgmt | For | For |
Elect Directors (Bundled) - Choose One of the Following Slates | Mgmt | |||
5.1 | Slate Submitted by the Italian Ministry of Economy and Finance | Mgmt | None | Do Not Vote |
5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For |
6 | Elect Chairman of the Board of Directors | Mgmt | For | For |
7 | Approve Remuneration of Directors | Mgmt | For | Against |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Extraordinary Business | Mgmt | |||
1 | Amend Company Bylaws | Mgmt | For | For |
Eni Spa | ||||
Ticker ENI | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: T3643A145 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Ordinary Business | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Allocation of Income | Mgmt | For | For |
3 | Fix Number of Directors | Mgmt | For | For |
4 | Fix Directors' Term | Mgmt | For | For |
Elect Directors (Bundled) - Vote Only for One of the Following Slates | Mgmt | |||
5.1 | Slate Submitted by the Ministry of Economics and Finance | Mgmt | None | Do Not Vote |
5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For |
6 | Elect Chairman of the Board of Directors | Mgmt | For | For |
7 | Approve Remuneration of Directors | Mgmt | For | Against |
Appoint Internal Statutory Auditors - Vote Only for One of the Following Slates | Mgmt | |||
8.1 | Slate Submitted by the Ministry of Economics and Finance | Mgmt | None | Against |
8.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For |
9 | Appoint Internal Statutory Auditors' Chairman | Mgmt | For | For |
10 | Approve Internal Auditors' Remuneration | Mgmt | For | For |
11 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Mgmt | For | For |
PT Astra Agro Lestari Tbk | ||||
Ticker AALI | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: Y7116Q119 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Annual Report and Financial Statements | Mgmt | For | For |
2 | Approve Allocation of Income | Mgmt | For | For |
3a | Elect Directors and Commissioners | Mgmt | For | Against |
3b | Approve Remuneration of Directors and Commissioners | Mgmt | For | For |
4 | Appoint Auditors | Mgmt | For | For |
Rossi Residencial S.A | ||||
Ticker RSID3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Annual | |||
CUSIP: P8172J106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | Against |
3 | Approve Profit-Sharing Remuneration to Administrators for Fiscal 2010 | Mgmt | For | For |
4 | Elect Directors | Mgmt | For | For |
5 | Elect as Fiscal Council Members | Mgmt | For | For |
6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | Against |
Rossi Residencial S.A | ||||
Ticker RSID3 | Meeting Date | Meeting Type | ||
29-Apr-11 | Special | |||
CUSIP: P8172J106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Authorize Issuance of Non-Convertible Debentures | Mgmt | For | For |
2 | Amend Articles to Reflect Increase in Capital Approved by the Board on March 8, 2011 | Mgmt | For | Against |
3 | Amend Article 6 | Mgmt | For | Against |
4 | Amend Restricted Stock Plan | Mgmt | For | Against |
5 | Amend Stock Option Plan | Mgmt | For | Against |
MRV Engenharia Participacoes S.A | ||||
Ticker MRVE3 | Meeting Date | Meeting Type | ||
30-Apr-11 | Annual/Special | |||
CUSIP: P6986W107 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Reserves | Mgmt | For | For |
4 | Approve Dividend Payment Date | Mgmt | For | For |
5 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For |
6 | Amend Article 24 | Mgmt | For | For |
7 | Amend Article 29 | Mgmt | For | For |
8 | Consolidate Bylaws | Mgmt | For | For |
9 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For |
10 | Elect Directors | Mgmt | For | For |
BOLIDEN AB | ||||
Ticker BOLI | Meeting Date | Meeting Type | ||
03-May-11 | Annual | |||
CUSIP: W17218103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Elect Anders Ullberg as Chairman of Meeting | Mgmt | For | For |
3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
4 | Approve Agenda of Meeting | Mgmt | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Mgmt | ||
8 | Receive Report on Work of Board and its Committees | Mgmt | ||
9 | Receive President's Report | Mgmt | ||
10 | Receive Report on Audit Work During 2010 | Mgmt | ||
11 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
12 | Approve Allocation of Income and Dividends of SEK 5.00 per Share; Approve May 6, 2011, as Record Date for Dividend | Mgmt | For | For |
13 | Approve Discharge of Board and President | Mgmt | For | For |
14 | Receive Nominating Committee's Report | Mgmt | ||
15 | Determine Number of Members (8) and Deputy Members (0) of Board | Mgmt | For | For |
16 | Approve Remuneration of Directors in the Amount of SEK 1.0 Million for Chairman and SEK 400,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
17 | Reelect Marie Berglund, Staffan Bohman, Lennart Evrell, Ulla Litzen, Michael Low, Leif Ronnback, Matti Sundberg, and Anders Ullberg (Chairman) as Directors | Mgmt | For | For |
18 | Approve Remuneration of Auditors | Mgmt | For | For |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
20 | Elect Jan Andersson, Thomas Ehlin, Lars-Erik Forsgardh, Anders Oscarsson, Caroline af Ugglas, and Anders Ullberg as Members of Nominating Committee | Mgmt | For | For |
21 | Amend Articles Re: Convocation of General Meeting | Mgmt | For | For |
22 | Close Meeting | Mgmt | ||
Nokia Corp. | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
03-May-11 | Annual | |||
CUSIP: X61873133 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Call the Meeting to Order | Mgmt | ||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | ||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For |
9 | Approve Discharge of Board and President | Mgmt | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
11 | Fix Number of Directors at Eleven | Mgmt | For | For |
12 | Reelect Bengt Holmstrom, Henning Kagermann, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, and Risto Siilasmaa as Directors; Elect Jouko Karvinen, Helge Lund, Kari Stadigh, and Stephen Elop as New Directors | Mgmt | For | For |
13 | Approve Remuneration of Auditors | Mgmt | For | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For |
15 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | For |
16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Mgmt | For | For |
17 | Close Meeting | Mgmt | ||
Aviva plc | ||||
Ticker AV. | Meeting Date | Meeting Type | ||
04-May-11 | Annual | |||
CUSIP: G0683Q109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Final Dividend | Mgmt | For | For |
3 | Elect Igal Mayer as Director | Mgmt | For | For |
4 | Re-elect Mary Francis as Director | Mgmt | For | For |
5 | Re-elect Richard Goeltz as Director | Mgmt | For | For |
6 | Re-elect Euleen Goh as Director | Mgmt | For | For |
7 | Re-elect Michael Hawker as Director | Mgmt | For | For |
8 | Re-elect Mark Hodges as Director | Mgmt | For | For |
9 | Re-elect Andrew Moss as Director | Mgmt | For | For |
10 | Re-elect Carole Piwnica as Director | Mgmt | For | For |
11 | Re-elect Patrick Regan as Director | Mgmt | For | For |
12 | Re-elect Colin Sharman as Director | Mgmt | For | For |
13 | Re-elect Leslie Van de Walle as Director | Mgmt | For | For |
14 | Re-elect Russell Walls as Director | Mgmt | For | For |
15 | Re-elect Scott Wheway as Director | Mgmt | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
20 | Approve Remuneration Report | Mgmt | For | For |
21 | Receive and Consider the Corporate Responsibility Report | Mgmt | For | For |
22 | Approve EU Political Donations and Expenditure | Mgmt | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
24 | Approve Annual Bonus Plan 2011 | Mgmt | For | For |
25 | Approve Long Term Incentive Plan 2011 | Mgmt | For | For |
26 | Amend All Employee Share Ownership Plan | Mgmt | For | For |
27 | Authorise Market Purchase | Mgmt | For | For |
28 | Authorise Market Purchase | Mgmt | For | For |
29 | Authorise Market Purchase | Mgmt | For | For |
Aviva plc | ||||
Ticker AV. | Meeting Date | Meeting Type | ||
04-May-11 | Special | |||
CUSIP: G0683Q109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve the Partial Disposal of the Company's Interest in Delta Lloyd NV | Mgmt | For | For |
Lojas Renner | ||||
Ticker LREN3 | Meeting Date | Meeting Type | ||
04-May-11 | Special | |||
CUSIP: P6332C102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Appoint Independent Firm KPMG Corporate Finance Ltda to Appraise the Acquisition of Maxmix Comercial Ltda | Mgmt | For | For |
2 | Approve Independent Firm's Apraisal | Mgmt | For | For |
3 | Approve Acquisition All Maxmix Shares | Mgmt | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
GlaxoSmithKline plc | ||||
Ticker GSK | Meeting Date | Meeting Type | ||
05-May-11 | Annual | |||
CUSIP: G3910J112 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Remuneration Report | Mgmt | For | For |
3 | Elect Simon Dingemans as Director | Mgmt | For | For |
4 | Elect Stacey Cartwright as Director | Mgmt | For | For |
5 | Elect Judy Lewent as Director | Mgmt | For | For |
6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For |
7 | Re-elect Andrew Witty as Director | Mgmt | For | For |
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For |
10 | Re-elect Larry Culp as Director | Mgmt | For | For |
11 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For |
13 | Re-elect James Murdoch as Director | Mgmt | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For |
16 | Re-elect Tom de Swaan as Director | Mgmt | For | For |
17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
23 | Authorise Market Purchase | Mgmt | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
Reckitt Benckiser Group plc | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
05-May-11 | Annual | |||
CUSIP: G74079107 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Remuneration Report | Mgmt | For | Abstain |
3 | Approve Final Dividend | Mgmt | For | For |
4 | Re-elect Adrian Bellamy as Director | Mgmt | For | For |
5 | Re-elect Peter Harf as Director | Mgmt | For | Abstain |
6 | Re-elect Bart Becht as Director | Mgmt | For | For |
7 | Re-elect Graham Mackay as Director | Mgmt | For | For |
8 | Elect Liz Doherty as Director | Mgmt | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
13 | Authorise Market Purchase | Mgmt | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Mgmt | For | For |
BASF SE | ||||
Ticker BAS | Meeting Date | Meeting Type | ||
06-May-11 | Annual | |||
CUSIP: D06216101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | ||
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Mgmt | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For |
4 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Mgmt | For | For |
6 | Elect Anke Schaeferkordt to the Supervisory Board | Mgmt | For | For |
7 | Approve Remuneration of Audit Committee of the Supervisory Board | Mgmt | For | For |
8 | Approve Affiliation Agreement with Subsidiary Styrolution GmbH | Mgmt | For | For |
9 | Approve Affiliation Agreement with Subsidiary BASF US Verwaltung GmbH | Mgmt | For | For |
Kumba Iron Ore Ltd | ||||
Ticker KIO | Meeting Date | Meeting Type | ||
06-May-11 | Annual | |||
CUSIP: S4341C103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Mgmt | For | For |
2 | Reappoint Deloitte & Touche as Auditors of the Company and G Krog as the Designated Auditor | Mgmt | For | For |
3.1 | Elect Godfrey Gomwe as Director | Mgmt | For | For |
3.2 | Re-elect Zarina Bassa as Director | Mgmt | For | For |
3.3 | Re-elect Dolly Mokgatle as Director | Mgmt | For | For |
3.4 | Re-elect Allen Morgan as Director | Mgmt | For | For |
4.1 | Re-elect Zarina Bassa as Chairman of the Audit Committee | Mgmt | For | For |
4.2 | Re-elect Allen Morgan as Member of the Audit Committee | Mgmt | For | For |
4.3 | Re-elect Dolly Mokgatle as Member of the Audit Committee | Mgmt | For | For |
5 | Approve Non-Executive Directors' Fees with Effect from 1 January 2011 | Mgmt | For | For |
6 | Approve Additional Remuneration for Non-Executive Directors | Mgmt | For | For |
7 | Place Five Percent Authorised but Unissued Shares under Control of Directors | Mgmt | For | For |
8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Mgmt | For | For |
9 | Amend Bonus Share Plan | Mgmt | For | Against |
10 | Authorise Repurchase of Shares in Terms of the Bonus Share Plan | Mgmt | For | Against |
11 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For |
PT Astra International Tbk | ||||
Ticker ASII | Meeting Date | Meeting Type | ||
06-May-11 | Annual | |||
CUSIP: Y7117N149 |
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Annual Report and Ratification of Financial Statements | Mgmt | For | For | ||
2 | Approve Allocation of Income | Mgmt | For | For | ||
3 | Elect Directors and Approve Remuneration of Directors and Commissioners | Mgmt | For | For | ||
4 | Appoint Auditors | Mgmt | For | For | ||
Sanofi Aventis | ||||||
Ticker SAN | Meeting Date | Meeting Type | ||||
06-May-11 | Annual/Special | |||||
CUSIP: F5548N101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Mgmt | For | For | ||
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | ||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Mgmt | For | For | ||
6 | Ratify Appointment of Carole Piwnica as Director | Mgmt | For | For | ||
7 | Elect Suet Fern Lee as Director | Mgmt | For | For | ||
8 | Reelect Thierry Desmarest as Director | Mgmt | For | For | ||
9 | Reelect Igor Landau as Director | Mgmt | For | For | ||
10 | Reelect Gerard Van Kemmel as Director | Mgmt | For | For | ||
11 | Reelect Serge Weinberg as Director | Mgmt | For | For | ||
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | ||
13 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | For | ||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | ||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | For | ||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | ||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | ||
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | ||
20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | ||
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | ||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
23 | Amend Article 11 of Bylaws Re: Board Size | Mgmt | For | For | ||
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Mgmt | For | For | ||
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Mgmt | For | For | ||
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Mgmt | For | For | ||
27 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
Zhejiang Expressway Co., Ltd. | ||||||
Ticker 00576 | Meeting Date | Meeting Type | ||||
09-May-11 | Annual | |||||
CUSIP: Y9891F102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Report of Directors | Mgmt | For | For | ||
2 | Accept Report of Supervisory Committee | Mgmt | For | For | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
4 | Approve Final Dividend of RMB 0.25 Per Share | Mgmt | For | For | ||
5 | Approve Final Accounts for the Year 2010 and Financial Budget for the Year 2011 | Mgmt | For | For | ||
6 | Reappoint Deloitte Touche Tohmatsu Certified Public Accountants Hong Kong as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
7 | Reappoint Pan China Certified Public Accountants Hong Kong as PRC Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
Yara International ASA | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
10-May-11 | Annual | |||||
CUSIP: R9900C106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | ||
2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.50 per Share | Mgmt | For | For | ||
3 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against | ||
4 | Approve Remuneration of Auditors | Mgmt | For | For | ||
5 | Approve Remuneration of Directors in the Amount of NOK 445,000 for Chairman, and NOK 256,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | ||
6 | Approve Remuneration of Nominating Committee | Mgmt | For | For | ||
7 | Approve Guidelines for Nominating Committee; Amend Articles Accordingly | Mgmt | For | For | ||
8 | Amend Articles Re: Electronic Communication | Mgmt | For | For | ||
9 | Approve NOK 2 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | ||
10 | Authorize Repurchase of up to Five Percent of Issued Shares | Mgmt | For | For | ||
BNP Paribas SA | ||||||
Ticker BNP | Meeting Date | Meeting Type | ||||
11-May-11 | Annual/Special | |||||
CUSIP: F1058Q238 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Mgmt | For | For | ||
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | ||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
6 | Reelect Jean Francois Lepetit as Director | Mgmt | For | For | ||
7 | Reelect Helene Ploix as Director | Mgmt | For | For | ||
8 | Reelect Baudouin Prot as Director | Mgmt | For | For | ||
9 | Reelect Daniela Weber Rey as Director | Mgmt | For | For | ||
10 | Elect Fields Wicker Miurin as Director | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
11 | Approve Merger by Absorption of Banque de Bretagne | Mgmt | For | For | ||
12 | Approve Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | ||
13 | Approve Merger by Absorption of Cerenicim | Mgmt | For | For | ||
14 | Approve Merger by Absorption of SAS Noria | Mgmt | For | For | ||
15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | ||
16 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | ||
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
GPT Group | ||||||
Ticker GPT | Meeting Date | Meeting Type | ||||
11-May-11 | Annual | |||||
CUSIP: Q4252X106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Gene Tilbrook as a Director | Mgmt | For | For | ||
2 | Approve the Remuneration Report | Mgmt | For | For | ||
3 | Approve the Aggregate Remuneration of Non-Exectuive Directors of GPT Group in the Amount of A$1.65 Million | Mgmt | For | For | ||
4 | Approve the Grant of 713,455 Performance Rights under the GPT Group Stapled Security Rights Plan to Michael Cameron, Chief Executive Officer and Managing Director of the Company | Mgmt | For | For | ||
Jiangsu Expressway Co. Ltd. | ||||||
Ticker 00177 | Meeting Date | Meeting Type | ||||
11-May-11 | Annual | |||||
CUSIP: Y4443L103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Report of the Board of Directors | Mgmt | For | For | ||
2 | Accept Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Approve Annual Budget Report for the Year 2010 | Mgmt | For | For | ||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
5 | Approve Profit Distribution Scheme and Cash Dividend of RMB 0.36 Per Share | Mgmt | For | For | ||
6 | Appoint Deloitte Touche Tohmatsu Certified Public Accountants Limited as Company's Accountants and Auditors for Internal Control for the Year 2011 and to Determine its Aggregate Annual Remuneration at RMB 2.65 Million | Mgmt | For | For | ||
7 | Approve Issuance of Short-Term Commercial Papers with an Aggregate Principal Amount of Not More than RMB 2 Billion | Mgmt | For | For | ||
OPAP (Greek Organisation of Football Prognostics SA) | ||||||
Ticker OPAP | Meeting Date | Meeting Type | ||||
11-May-11 | Annual | |||||
CUSIP: X3232T104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Annual Meeting Agenda | Mgmt | |||||
1 | Accept Statutory Reports | Mgmt | For | For | ||
2 | Accept Financial Statements | Mgmt | For | For | ||
3 | Approve Allocation of Income | Mgmt | For | For | ||
4 | Approve Discharge of Board and Auditors | Mgmt | For | For | ||
5 | Approve Director Remuneration for 2010 | Mgmt | For | For | ||
6 | Approve Director Remuneration for 211 | Mgmt | For | Against | ||
7 | Approve Auditors and Fix Their Remuneration | Mgmt | For | Against | ||
8 | Elect Directors | Mgmt | For | Against | ||
9 | Appoint Members of Audit Committee | Mgmt | For | For | ||
10 | Authorize Board to Participate in Companies with Similar Business Interests | Mgmt | For | For | ||
11 | Amend Company Articles | Mgmt | For | Against | ||
12 | Other Business | Mgmt | For | Against | ||
SOHO China Ltd. | ||||||
Ticker 00410 | Meeting Date | Meeting Type | ||||
11-May-11 | Annual | |||||
CUSIP: G82600100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | Reelect Pan Zhang Xin Marita as Director | Mgmt | For | For | ||
4 | Reeleect Cha Mou Zing Victor as Director | Mgmt | For | For | ||
5 | Reelect Tong Ching Mau as Director | Mgmt | For | For | ||
6 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | For | ||
7 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
8 | a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
8 | b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
8 | c | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
Unilever plc | ||||||
Ticker ULVR | Meeting Date | Meeting Type | ||||
11-May-11 | Annual | |||||
CUSIP: G92087165 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Re-elect Paul Polman as Director | Mgmt | For | For | ||
4 | Re-elect Jean-Marc Huet as Director | Mgmt | For | For | ||
5 | Re-elect Louise Fresco as Director | Mgmt | For | For | ||
6 | Re-elect Ann Fudge as Director | Mgmt | For | For | ||
7 | Re-elect Charles Golden as Director | Mgmt | For | For | ||
8 | Re-elect Byron Grote as Director | Mgmt | For | For | ||
9 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | ||
10 | Re-elect Sir Malcolm Rifkind as Director | Mgmt | For | For | ||
11 | Re-elect Kees Storm as Director | Mgmt | For | For | ||
12 | Re-elect Michael Treschow as Director | Mgmt | For | For | ||
13 | Re-elect Paul Walsh as Director | Mgmt | For | For | ||
14 | Elect Sunil Bharti Mittal as Director | Mgmt | For | For | ||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
19 | Authorise Market Purchase | Mgmt | For | For | ||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
22 | Amend Articles of Association | Mgmt | For | For | ||
Aeon Credit Service Ltd. | ||||||
Ticker 8570 | Meeting Date | Meeting Type | ||||
12-May-11 | Annual | |||||
CUSIP: J0021H107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1.1 | Elect Director Kamitani, Kazuhide | Mgmt | For | Against | ||
1.2 | Elect Director Kuroda, Naruhito | Mgmt | For | For | ||
1.3 | Elect Director Mizuno, Masao | Mgmt | For | For | ||
1.4 | Elect Director Kiyonaga, Takashi | Mgmt | For | For | ||
1.5 | Elect Director Wakabayashi, Hideki | Mgmt | For | For | ||
1.6 | Elect Director Kosaka, Masanori | Mgmt | For | For | ||
1.7 | Elect Director Mori, Yoshiki | Mgmt | For | Against | ||
China Zhongwang Holdings Ltd. | ||||||
Ticker 01333 | Meeting Date | Meeting Type | ||||
12-May-11 | Annual | |||||
CUSIP: G215AT102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Declare Final Dividend | Mgmt | For | For | ||
3a1 | Reelect Zhong Hong as Executive Director | Mgmt | For | For | ||
3a2 | Reelect Gou Xihui as Executive Director | Mgmt | For | For | ||
3a3 | Reelect Shi Ketong as Independent Non-Executive Director | Mgmt | For | For | ||
3 | b | Authorize Board to Fix the Remuneration of the Directors | Mgmt | For | For | |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
5 | b | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | For | |
5 | c | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
Unilever NV | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
12-May-11 | Annual | |||||
CUSIP: N8981F271 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Annual Meeting | Mgmt | |||||
1 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
2 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | ||
3 | Approve Discharge of Executive Board Members | Mgmt | For | For | ||
4 | Approve Discharge of Non-Executive Board Members | Mgmt | For | For | ||
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Mgmt | For | For | ||
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Mgmt | For | For | ||
7 | Reelect L.O. Fresco to Board of Directors | Mgmt | For | For | ||
8 | Reelect A.M. Fudge to Board of Directors | Mgmt | For | For | ||
9 | Reelect C.E. Golden to Board of Directors | Mgmt | For | For | ||
10 | Reelect B.E. Grote to Board of Directors | Mgmt | For | For | ||
11 | Reelect H. Nyasulu to Board of Directors | Mgmt | For | For | ||
12 | Reelect M. Rifkind to Board of Directors | Mgmt | For | For | ||
13 | Reelect K.J. Storm to Board of Directors | Mgmt | For | For | ||
14 | Reelect M. Treschow to Board of Directors | Mgmt | For | For | ||
15 | Reelect P.S. Walsh to Board of Directors | Mgmt | For | For | ||
16 | Elect S. Bharti Mittal to Board of Directors | Mgmt | For | For | ||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
18 | Approve Authorization to Cancel Ordinary Shares | Mgmt | For | For | ||
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | For | ||
20 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | ||
21 | Allow Questions and Close Meeting | Mgmt | ||||
China Petroleum & Chemical Corp. | ||||||
Ticker 00386 | Meeting Date | Meeting Type | ||||
13-May-11 | Annual | |||||
CUSIP: Y15010104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Report of the Board of Directors | Mgmt | For | For | ||
2 | Accept Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Accept Consolidated Financial Statements | Mgmt | For | For | ||
4 | Approve Plan for Allocating Surplus Common Reserve Funds of RMB 20 Billion From the After-Tax Profits | Mgmt | For | For | ||
5 | Approve the Profit Distribution Plan for the Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
6 | Authorize the Board to Determine the Interim Profit Distribution Plan for 2011 | Mgmt | For | For | ||
7 | Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
8 | Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments | Mgmt | For | Against | ||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
10 | Elect Fu Chengyu as Non-Executive Director | SH | For | For | ||
Total SA | ||||||
Ticker FP | Meeting Date | Meeting Type | ||||
13-May-11 | Annual/Special | |||||
CUSIP: F92124100 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | For | ||
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | ||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | Against | ||
7 | Reelect Paul Desmarais Jr. as Director | Mgmt | For | Against | ||
8 | Reelect Claude Mandil as Director | Mgmt | For | For | ||
9 | Elect Marie-Christine Coisne as Director | Mgmt | For | For | ||
10 | Elect Barbara Kux as Director | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | ||
Proposal Made by UES Amont Total Workers' Counsel | Mgmt | |||||
A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | SH | Against | Against | ||
Celesio AG | ||||||
Ticker CLS1 | Meeting Date | Meeting Type | ||||
17-May-11 | Annual | |||||
CUSIP: D1497R112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Mgmt | For | For | ||
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For | ||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For | ||
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Mgmt | For | For | ||
6 | Approve Creation of EUR 65.3 Million Pool of Capital without Preemptive Rights | Mgmt | For | Against | ||
7 | Amend Articles Re: Allow Electronic Voting at the General Meeting | Mgmt | For | For | ||
Huaneng Power International, Inc. | ||||||
Ticker 00902 | Meeting Date | Meeting Type | ||||
17-May-11 | Annual | |||||
CUSIP: Y3744A105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Accept Working Report of the Board of Directors | Mgmt | For | For | ||
2 | Accept Working Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Accept Audited Financial Statements | Mgmt | For | For | ||
4 | Approve Profit Distribution Plan | Mgmt | For | For | ||
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
Special Business | Mgmt | |||||
6 | Approve Issuance of Short-Term Debentures | Mgmt | For | For | ||
7 | Approve Issuance of Super Short-Term Debentures | Mgmt | For | For | ||
8 | Approve Issuance of RMB Denominated Debt Instruments | Mgmt | For | For | ||
9 | Amend Articles of Association of the Company | Mgmt | For | For | ||
Ordinary Business | Mgmt | |||||
10 | a | Reelect Cao Peixi as Director | Mgmt | For | For | |
10 | b | Reelect Huang Long as Director | Mgmt | For | For | |
10 | c | Elect Li Shiqi as Director | Mgmt | For | For | |
10 | d | Reelect Huang Jian as Director | Mgmt | For | For | |
10 | e | Reelect Liu Guoyue as Director | Mgmt | For | For | |
10 | f | Reelect Fan Xiaxia as Director | Mgmt | For | For | |
10 | g | Reelect Shan Qunying as Director | Mgmt | For | For | |
10 | h | Reelect Liu Shuyuan as Director | Mgmt | For | For | |
10 | i | Reelect Xu Zujian as Director | Mgmt | For | For | |
10 | j | Reelect Huang Mingyuan as Director | Mgmt | For | For | |
10 | k | Reelect Shao Shiwei as Independent Non-Executive Director | Mgmt | For | For | |
10 | l | Reelect Wu Liansheng as Independent Non-Executive Director | Mgmt | For | For | |
10 | m | Elect Li Zhensheng as Independent Non-Executive Director | Mgmt | For | For | |
10 | n | Elect Qi Yudong as Independent Non-Executive Director | Mgmt | For | For | |
10 | o | Elect Zhang Shouwen as Independent Non-Executive Director | Mgmt | For | For | |
11 | a | Reelect Guo Junming as Supervisor | Mgmt | For | For | |
11 | b | Elect Hao Tingwei as Supervisor | Mgmt | For | For | |
11 | c | Elect Zhang Mengjiao as Supervisor | Mgmt | For | For | |
11 | d | Reelect Gu Jianguo as Supervisor | Mgmt | For | For | |
Special Business | Mgmt | |||||
12 | Approve Non-Public Issuance of Debt Financing Instruments | SH | None | For | ||
Royal Dutch Shell plc | ||||||
Ticker RDSB | Meeting Date | Meeting Type | ||||
17-May-11 | Annual | |||||
CUSIP: G7690A118 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | Elect Linda Stuntz as Director | Mgmt | For | For | ||
4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | ||
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | ||
6 | Elect Guy Elliott as Director | Mgmt | For | For | ||
7 | Re-elect Simon Henry as Director | Mgmt | For | For | ||
8 | Re-elect Charles Holliday as Director | Mgmt | For | For | ||
9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | ||
10 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | ||
11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | ||
12 | Re-elect Jorma Ollila as Director | Mgmt | For | For | ||
13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | ||
14 | Re-elect Peter Voser as Director | Mgmt | For | For | ||
15 | Re-elect Hans Wijers as Director | Mgmt | For | For | ||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | ||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
20 | Authorise Market Purchase | Mgmt | For | For | ||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
Standard Life plc | ||||||
Ticker SL. | Meeting Date | Meeting Type | ||||
17-May-11 | Annual | |||||
CUSIP: G84278103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | Abstain | ||
3 | Approve Final Dividend | Mgmt | For | For | ||
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
6 | a | Re-elect Gerald Grimstone as Director | Mgmt | For | For | |
6 | b | Re-elect Kent Atkinson as Director | Mgmt | For | For | |
6 | c | Re-elect Lord Blackwell as Director | Mgmt | For | For | |
6 | d | Re-elect Colin Buchan as Director | Mgmt | For | For | |
6 | e | Re-elect Crawford Gillies as Director | Mgmt | For | For | |
6 | f | Re-elect David Grigson as Director | Mgmt | For | For | |
6 | g | Re-elect Barnoness McDonagh as Director | Mgmt | For | For | |
6 | h | Re-elect David Nish as Director | Mgmt | For | For | |
6 | i | Re-elect Keith Skeoch as Director | Mgmt | For | For | |
6 | j | Re-elect Sheelagh Whittaker as Director | Mgmt | For | For | |
7 | Elect Jaqueline Hunt as Director | Mgmt | For | For | ||
8 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
10 | Authorise Market Purchase | Mgmt | For | For | ||
11 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
13 | Adopt New Articles of Association | Mgmt | For | For | ||
14 | Approve Sharesave Plan | Mgmt | For | For | ||
Petrochina Company Limited | ||||||
Ticker 601857 | Meeting Date | Meeting Type | ||||
18-May-11 | Annual | |||||
CUSIP: Y6883Q138 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Report of the Board of Directors | Mgmt | For | For | ||
2 | Accept Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
4 | Approve Final Dividends | Mgmt | For | For | ||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 | Mgmt | For | For | ||
6 | Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
7 | a | Elect Jiang Jiemin as Director | Mgmt | For | For | |
7 | b | Elect Zhou Jiping as Director | Mgmt | For | For | |
7 | c | Elect Wang Yilin as Director | Mgmt | |||
7 | d | Elect Li Xinhua as Director | Mgmt | For | For | |
7 | e | Elect Liao Yongyuan as Director | Mgmt | For | For | |
7 | f | Elect Wang Guoliang as Director | Mgmt | For | For | |
7 | g | Elect Wang Dongjin as Director | Mgmt | For | For | |
7 | h | Elect Yu Baocai as Director | Mgmt | For | For | |
7 | i | Elect Ran Xinquan as Director | Mgmt | For | For | |
7 | j | Elect Liu Hongru as Independent Director | Mgmt | For | For | |
7 | k | Elect Franco Bernabè as Independent Director | Mgmt | For | For | |
7 | l | Elect Li Yongwu as Independent Director | Mgmt | For | For | |
7 | m | Elect Cui Junhui as Independent Director | Mgmt | For | For | |
7 | n | Elect Chen Zhiwu as Independent Director | Mgmt | For | For | |
8 | a | Elect Chen Ming as Supervisor | Mgmt | For | For | |
8 | b | Elect Guo Jinping as Supervisor | Mgmt | For | For | |
8 | c | Elect Wen Qingshan as Supervisor | Mgmt | For | For | |
8 | d | Elect Sun Xianfeng as Supervisor | Mgmt | For | For | |
8 | e | Elect Li Yuan as Independent Supervisor | Mgmt | For | For | |
8 | f | Elect Wang Daocheng as Independent Supervisor | Mgmt | For | For | |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
10 | Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion | Mgmt | For | For | ||
Fushan International Energy Group Ltd (formerly Fushan Holdi | ||||||
Ticker 00639 | Meeting Date | Meeting Type | ||||
19-May-11 | Annual | |||||
CUSIP: Y2677L104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Declare Final Dividend | Mgmt | For | For | ||
3 | a | Reelect Xue Kang as Director | Mgmt | For | Against | |
3 | b | Reelect Leung Shun Sang, Tony as Director | Mgmt | For | For | |
3 | c | Reelect Kee Wah Sze as Director | Mgmt | For | For | |
3 | d | Reelect Choi Wai Yin as Director | Mgmt | For | For | |
3 | e | Reelect Chan Pat Lam as Director | Mgmt | For | For | |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | ||
8 | Change Company Name from Fushan International Energy Group Limited to Shougang Fushan Resources Group Limited | Mgmt | For | For | ||
Shui On Land Limited | ||||||
Ticker 00272 | Meeting Date | Meeting Type | ||||
19-May-11 | Annual | |||||
CUSIP: G81151113 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Declare Final Dividend | Mgmt | For | For | ||
3 | a | Reelect Vincent H. S. Lo as Director | Mgmt | For | For | |
3 | b | Reelect Freddy C. K. Lee as Director | Mgmt | For | For | |
3 | c | Reelect John R. H. Bond as Director | Mgmt | For | For | |
3 | d | Reelect Edgar W. K. Cheng as Director | Mgmt | For | For | |
3 | e | Reelect Roger L. McCarthy as Director | Mgmt | For | For | |
3 | f | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
5 | b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
5 | c | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
Statoil ASA | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
19-May-11 | Annual | |||||
CUSIP: R4446E112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Olaug Svarva as Chairman of Meeting | Mgmt | For | For | ||
3 | Approve Notice of Meeting and Agenda | Mgmt | For | For | ||
4 | Registration of Attending Shareholders and Proxies | Mgmt | ||||
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | ||
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share | Mgmt | For | For | ||
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against | ||
8 | Approve Remuneration of Auditors | Mgmt | For | For | ||
9 | Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members | Mgmt | For | For | ||
10 | Elect Ingrid Rasmussen as Member of Nominating Committee | Mgmt | For | For | ||
11 | Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members | Mgmt | For | For | ||
12 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | Mgmt | For | Against | ||
13 | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | Mgmt | For | For | ||
14 | Adjustments in the Marketing Instructions for Statoil ASA | Mgmt | For | For | ||
15 | Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee | Mgmt | For | For | ||
16 | Approve Guidelines for Nominating Committee | Mgmt | For | For | ||
Shareholder Proposal | Mgmt | |||||
17 | Withdraw Company From Tar Sands Activities in Canada | SH | Against | Against | ||
RSA Insurance Group plc | ||||||
Ticker RSA | Meeting Date | Meeting Type | ||||
23-May-11 | Annual | |||||
CUSIP: G7705H116 |
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | Re-elect John Napier as Director | Mgmt | For | For | ||
4 | Re-elect Andy Haste as Director | Mgmt | For | For | ||
5 | Re-elect Edward Lea as Director | Mgmt | For | For | ||
6 | Approve Remuneration Report | Mgmt | For | For | ||
7 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | ||
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
10 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
13 | Authorise Market Purchase | Mgmt | For | For | ||
Farglory Land Development Co. Ltd. | ||||||
Ticker 5522 | Meeting Date | Meeting Type | ||||
24-May-11 | Annual | |||||
CUSIP: Y2642L106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Audited Accounting Ledgers | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | Against | ||
4 | Approve Amendments on the Procedures for Loans to Other Parties and Endorsement and Guarantees | Mgmt | For | Against | ||
Gecina | ||||||
Ticker GFC | Meeting Date | Meeting Type | ||||
24-May-11 | Annual/Special | |||||
CUSIP: F4268U171 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Standard Accounting Transfers | Mgmt | For | For | ||
4 | Approve Allocation of Income and Dividends of EUR 4.40 per Share | Mgmt | For | For | ||
5 | Approve Transaction with Euro-Hypo | Mgmt | For | For | ||
6 | Approve Transaction with Gec 7 | Mgmt | For | For | ||
7 | Approve Severance Payment Agreement with Christophe Clamageran | Mgmt | For | Against | ||
8 | Reelect Nicolas Diaz Saldana as Director | Mgmt | For | Against | ||
9 | Reelect Vicente Fons Carrion as Director | Mgmt | For | Against | ||
10 | Reelect Sixto Jimenez Muniain as Director | Mgmt | For | Against | ||
11 | Reelect Bernard Michel as Director | Mgmt | For | Against | ||
12 | Reelect Jacques-Yves Nicol as Director | Mgmt | For | For | ||
13 | Reelect Predica as Director | Mgmt | For | For | ||
14 | Reelect Helena Rivero Lopez as Director | Mgmt | For | Against | ||
15 | Reelect Joaquin Rivero Valcarce as Director | Mgmt | For | Against | ||
16 | Reelect Antonio Trueba Bustamante as Director | Mgmt | For | Against | ||
17 | Ratify Appointment of Rafael Gonzalez de la Cueva as Director | Mgmt | For | For | ||
18 | Reelect Rafael Gonzalez de la Cueva as Director | Mgmt | For | For | ||
19 | Acknowledge End of Term as Director for Arcadi Calzada Salavedra | Mgmt | For | For | ||
20 | Acknowledge End of Term as Director for Aldo Cardoso | Mgmt | For | For | ||
21 | Acknowledge End of Term as Director for Jose Gracia Barba | Mgmt | For | For | ||
22 | Acknowledge End of Term as Director for Pierre-Marie Meynadier | Mgmt | For | For | ||
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | ||
Extraordinary Business | Mgmt | |||||
24 | Amend Article 12.2 of Bylaws Re: Length of Terms for Directors | Mgmt | For | Against | ||
25 | Amend Article 20.4 of Bylaws Re: Electronic Vote | Mgmt | For | For | ||
26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | Against | ||
27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Mgmt | For | For | ||
28 | Approve Issuance of up to 10 Percent of Issued Capital Per Year for a Private Placement | Mgmt | For | Against | ||
29 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against | ||
30 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | Against | ||
31 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | ||
32 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | Against | ||
33 | Approve Employee Stock Purchase Plan | Mgmt | For | For | ||
34 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | ||
35 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | ||
36 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 500 Million | Mgmt | For | Against | ||
37 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
38 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
Lawson, Inc. | ||||||
Ticker 2651 | Meeting Date | Meeting Type | ||||
24-May-11 | Annual | |||||
CUSIP: J3871L103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Mgmt | For | For | ||
2 | Amend Articles to Amend Business Lines | Mgmt | For | For | ||
3.1 | Appoint Statutory Auditor Ozawa, Tetsuo | Mgmt | For | For | ||
3.2 | Appoint Statutory Auditor Tsujiyama, Eiko | Mgmt | For | For | ||
4 | Approve Retirement Bonus Payment for Statutory Auditor | Mgmt | For | For | ||
Turk Telekomunikasyon AS | ||||||
Ticker TTKOM | Meeting Date | Meeting Type | ||||
24-May-11 | Annual | |||||
CUSIP: Y90033104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Annual Meeting Agenda | Mgmt | |||||
1 | Open Meeting and Elect Presiding Council of Meeting | Mgmt | For | Do Not Vote | ||
2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | For | Do Not Vote | ||
3 | Receive Board Report | Mgmt | ||||
4 | Receive Internal Audit Report | Mgmt | ||||
5 | Receive External Audit Report | Mgmt | ||||
6 | Accept Financial Statements | Mgmt | For | Do Not Vote | ||
7 | Ratify Director Appointments | Mgmt | For | Do Not Vote | ||
8 | Appoint Internal Auditors | Mgmt | For | Do Not Vote | ||
9 | Approve Discharge of Board | Mgmt | For | Do Not Vote | ||
10 | Approve Discharge of Auditors | Mgmt | For | Do Not Vote | ||
11 | Approve Allocation of Income | Mgmt | For | Do Not Vote | ||
12 | Ratify External Auditors | Mgmt | For | Do Not Vote | ||
13 | Approve Remuneration of Directors and Internal Auditors | Mgmt | For | Do Not Vote | ||
14 | Receive Information on Profit Distribution Policy | Mgmt | ||||
15 | Receive Information on External Auditors | Mgmt | ||||
16 | Receive Information on Charitable Donations | Mgmt | ||||
17 | Receive Information on Related Party Transactions | Mgmt | ||||
18 | Authorize Board to Acquire Businesses up to a EUR 300 million value | Mgmt | For | Do Not Vote | ||
19 | Authorize Board to Establish New Companies in Relation to Business Acquired | Mgmt | For | Do Not Vote | ||
20 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Mgmt | ||||
21 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Mgmt | For | Do Not Vote | ||
22 | Close Meeting | Mgmt | ||||
Advantech Co., Ltd. | ||||||
Ticker 2395 | Meeting Date | Meeting Type | ||||
25-May-11 | Annual | |||||
CUSIP: Y0017P108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
5.1 | Elect K.C. Liu with ID Number 1 as Director | Mgmt | For | For | ||
5.2 | Elect Allen Fan with ID Number J101966328 as Independent Director | Mgmt | For | For | ||
5.3 | Elect Chwo-Ming Joseph Yu with ID Number 17301 as Independent Director | Mgmt | For | For | ||
5.4 | Elect James K.F.Wu with ID Number N100666626 as Supervisor | Mgmt | For | For | ||
6 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Mgmt | For | For | ||
Lafarge Malayan Cement Berhad (frmly Malayan Cement Bhd) | ||||||
Ticker LMCEMNT | Meeting Date | Meeting Type | ||||
25-May-11 | Annual | |||||
CUSIP: Y5348J101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Imran ibni Almarhum Tuanku Ja'afar as Director | Mgmt | For | For | ||
2 | Elect Isidoro Miranda as Director | Mgmt | For | For | ||
3 | Elect Bi Yong Chungunco as Director | Mgmt | For | For | ||
4 | Elect A. Razak bin Ramli as Director | Mgmt | For | For | ||
5 | Elect Michel Rose as Director | Mgmt | For | For | ||
6 | Elect Saw Ewe Seng as Director | Mgmt | For | For | ||
7 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
8 | Approve Renewal of Shareholders' Mandate for Recurrent Related Party Transactions | Mgmt | For | For | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
10 | Amend Articles of Association | Mgmt | For | For | ||
Legal & General Group plc | ||||||
Ticker LGEN | Meeting Date | Meeting Type | ||||
25-May-11 | Annual | |||||
CUSIP: G54404127 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | ||
3 | Elect Mike Fairey as Director | Mgmt | For | For | ||
4 | Elect Nick Prettejohn as Director | Mgmt | For | For | ||
5 | Re-elect Tim Breedon as Director | Mgmt | For | For | ||
6 | Re-elect Clara Furse as Director | Mgmt | For | For | ||
7 | Re-elect Mark Gregory as Director | Mgmt | For | For | ||
8 | Re-elect Rudy Markham as Director | Mgmt | For | For | ||
9 | Re-elect John Pollock as Director | Mgmt | For | For | ||
10 | Re-elect Henry Staunton as Director | Mgmt | For | For | ||
11 | Re-elect John Stewart as Director | Mgmt | For | For | ||
12 | Re-elect Nigel Wilson as Director | Mgmt | For | For | ||
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | ||
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | ||
15 | Approve Remuneration Report | Mgmt | For | For | ||
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | ||
18 | Approve Scrip Dividend Program | Mgmt | For | For | ||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
20 | Authorise Market Purchase | Mgmt | For | For | ||
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
Shanghai Electric Group Co., Ltd. | ||||||
Ticker 02727 | Meeting Date | Meeting Type | ||||
25-May-11 | Annual | |||||
CUSIP: Y76824104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Elect Xu Ziying as Executive Director | Mgmt | For | For | ||
2 | Approve 2010 Annual Report | Mgmt | For | For | ||
3 | Approve Report of the Board of Directors | Mgmt | For | For | ||
4 | Approve Report of the Supervisory Committee | Mgmt | For | For | ||
5 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
6 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
7 | Reappoint Ernst & Young Hua Ming as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
8 | Approve Remuneration of Directors and Supervisors | Mgmt | For | For | ||
9 | Approve Renewal of Liability Insurance for the Directors, Supervisors, and Senior Management | Mgmt | For | For | ||
10 | a | Approve Provision of Guarantee for the Loan of Shanghai Electric Import & Export Co., Ltd. with Maximum Limit of RMB 63 Million | Mgmt | For | Against | |
10 | b | Approve Provision of Guarantee for the Loan of Shanghai Relay Co., Ltd. with Maximum Limit of RMB 10 Million | Mgmt | For | Against | |
10 | c | Approve Provision of Guarantee by Shanghai Electric Wind Power Equipment Co., Ltd. for the Loan of Shanghai Electric Wind Power Equipment Dongtai Co., Ltd. with Maximum Limit of RMB 200 Million | Mgmt | For | Against | |
10 | d | Approve Letter of Guarantee and Guarantee for Electronic Commercial Draft of RMB 420 Million by Shanghai Electric Group Finance Co., Ltd. in Respect of Loans to be Granted to Subsidiaries of Shanghai Electric (Group) Corporation | Mgmt | For | Against | |
11 | Approve Connected Transaction with a Related Party | Mgmt | For | Against | ||
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
Westfield Group | ||||||
Ticker WDC | Meeting Date | Meeting Type | ||||
25-May-11 | Annual | |||||
CUSIP: Q97062105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
2 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2010 | Mgmt | For | For | ||
3 | Elect Roy L Furman as a Director | Mgmt | For | For | ||
4 | Elect Stephen P Johns as a Director | Mgmt | For | For | ||
5 | Elect Steven M Lowy as a Director | Mgmt | For | For | ||
6 | Elect Brian M Schwartz as a Director | Mgmt | For | For | ||
7 | Elect Peter K Allen as a Director | Mgmt | For | For | ||
8 | Elect Ilana R Atlas as a Director | Mgmt | For | For | ||
9 | Approve the Increase in Remuneration of Non-Executive Directors from A$2.5 Million to A$3.5 Million Per Annum | Mgmt | For | For | ||
10 | Approve the Amendment of the Company's Constitution Regarding Dividends | Mgmt | For | For | ||
Standard Bank Group Ltd | ||||||
Ticker SBK | Meeting Date | Meeting Type | ||||
26-May-11 | Annual | |||||
CUSIP: S80605140 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2010 | Mgmt | For | For | ||
2.1 | Re-elect Doug Band as Director | Mgmt | For | For | ||
2.2 | Re-elect Koosum Kalyan as Director | Mgmt | For | For | ||
2.3 | Re-elect Yagan Liu as Director | Mgmt | For | For | ||
2.4 | Re-elect Chris Nissen as Director | Mgmt | For | For | ||
2.5 | Re-elect Cyril Ramaphosa as Director | Mgmt | For | For | ||
2.6 | Re-elect Ted Woods as Director | Mgmt | For | For | ||
2.7 | Elect Hongli Zhang as Director | Mgmt | For | Against | ||
3 | Reappoint KPMG Inc and PricewaterhouseCoopers Inc as Auditors of the Company | Mgmt | For | For | ||
4 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Mgmt | For | For | ||
5 | Place Authorised but Unissued Preference Shares under Control of Directors | Mgmt | For | For | ||
6 | Approve Payments to Shareholders | Mgmt | For | For | ||
7 | Approve Remuneration Policy | Mgmt | For | For | ||
8.1 | Approve Remuneration of Chairman | Mgmt | For | For | ||
8.2 | Approve Remuneration of Directors | Mgmt | For | For | ||
8.3 | Approve Remuneration of International Directors | Mgmt | For | For | ||
8.4.1 | Approve Remuneration of Director's Affairs Committee Chairman | Mgmt | For | For | ||
8.4.2 | Approve Remuneration of Director's Affairs Committee Member | Mgmt | For | For | ||
8.5.1 | Approve Remuneration of Group Risk and Capital Management Committee Chairman | Mgmt | For | For | ||
8.5.2 | Approve Remuneration of Group Risk and Capital Management Committee Member | Mgmt | For | For | ||
8.6.1 | Approve Remuneration of Remuneration Committee Chairman | Mgmt | For | For | ||
8.6.2 | Approve Remuneration of Remuneration Committee Member | Mgmt | For | For | ||
8.7.1 | Approve Remuneration of Group Transformation Committee Chairman | Mgmt | For | For | ||
8.7.2 | Approve Remuneration of Group Transformation Committee Member | Mgmt | For | For | ||
8.8.1 | Approve Remuneration of Audit Committee Chairman | Mgmt | For | For | ||
8.8.2 | Approve Remuneration of Audit Committee Member | Mgmt | For | For | ||
8.9 | Approve Ad hoc Meeting Attendance Fees | Mgmt | For | For | ||
8.10 | Approve Consultation Fee Per Hour | Mgmt | For | Against | ||
9.1 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Equity Growth Scheme | Mgmt | For | Against | ||
9.2 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Equity Growth Scheme in Terms of the Companies Act, 2008 | Mgmt | For | Against | ||
10.1 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Share Incentive Scheme | Mgmt | For | Against | ||
10.2 | Place Authorised but Unissued Shares under Control of Directors for the Purposes of the Share Incentive Scheme in Terms of the Companies Act, 2008 | Mgmt | For | Against | ||
11 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | ||
12 | Approve Financial Assistance to Any Company or Corporation That is Related or Inter-related to the Company | Mgmt | For | For | ||
Bank of China Limited | ||||||
Ticker 03988 | Meeting Date | Meeting Type | ||||
27-May-11 | Annual | |||||
CUSIP: Y0698A107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Report of Board of Directors | Mgmt | For | For | ||
2 | Approve Report of Board of Supervisors | Mgmt | For | For | ||
3 | Approve the Annual Financial Statements | Mgmt | For | For | ||
4 | Approve Profit Distribution Plan | Mgmt | For | For | ||
5 | Approve the Annual Budget Report | Mgmt | For | For | ||
6 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
7 | a | Elect Zhang Xiangdong as Non-Executive Director | Mgmt | For | For | |
7 | b | Elect Zhang Qi as Non-Executive Director | Mgmt | For | For | |
8 | a | Elect Mei Xingbao as External Supervisor | Mgmt | For | For | |
8 | b | Elect Bao Guoming as External Supervisor | Mgmt | For | For | |
9 | Approve Issuance of Ordinary Financial Bonds | Mgmt | For | For | ||
CNOOC Ltd. | ||||||
Ticker 00883 | Meeting Date | Meeting Type | ||||
27-May-11 | Annual | |||||
CUSIP: Y1662W117 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
1 | b | Declare Final Dividend | Mgmt | For | For | |
1c1 | Reelect Wang Yilin as Non-Executive Director | Mgmt | For | For | ||
1c2 | Reelect Li Fanrong as Executive Director | Mgmt | For | For | ||
1c3 | Reelect Lawrence J. Lau as Independent Non-Executive Director | Mgmt | For | For | ||
1c4 | Reelect Wang Tao as Independent Non-Executive Director | Mgmt | For | For | ||
1c5 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | ||
1 | d | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
2 | a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
2 | b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |
2 | c | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |
Guangzhou R&F Properties Co., Ltd. | ||||||
Ticker 02777 | Meeting Date | Meeting Type | ||||
27-May-11 | Annual | |||||
CUSIP: Y2933F115 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | ||
2 | Approve Report of the Supervisory Committee | Mgmt | For | For | ||
3 | Approve Audited Financial Statements and Auditors' Report | Mgmt | For | For | ||
4 | Declare Final Dividend of RMB 0.4 per Share | Mgmt | For | For | ||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
6 | Authorize Board to Decide on Matters Relating to the Payment of Interim Dividend for the Six Months Ended June 30, 2011 | Mgmt | For | For | ||
7 | a | Reelect Li Helen Lin as Non-Executive Director and Authorize the Board to Fix Her Remuneration | Mgmt | For | For | |
7 | b | Reelect Huang Kaiwen as Independent Non-Executive Director and Authorize the Board to Fix His Remuneration | Mgmt | For | For | |
7 | c | Reelect Dai Feng as Independent Non-Executive Director and Authorize the Board to Fix His Remuneration | Mgmt | For | For | |
7 | d | Reelect Lai Ming, Joseph as Independent Non-Executive Director and Authorize the Board to Fix His Remuneration | Mgmt | For | For | |
8 | Approve Guarantee Extension on Behalf of the Company's Subsidiaries for 2010 | Mgmt | For | Against | ||
9 | Approve Guarantee Extension on Behalf of the Company's Subsidiaries for 2009 | Mgmt | For | Against | ||
10 | Approve the Guarantee Extension on Behalf of Lihe Property Development Company Limited in Respect of a Bank Loan | Mgmt | For | Against | ||
11 | Approve Extension of A Share Issue | Mgmt | For | For | ||
12 | Amend Use of Proceeds from the A Share Issue | Mgmt | For | For | ||
13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
Guangzhou R&F Properties Co., Ltd. | ||||||
Ticker 02777 | Meeting Date | Meeting Type | ||||
27-May-11 | Special | |||||
CUSIP: Y2933F115 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Class Meeting for Holders of H Shares | Mgmt | |||||
Special Business | Mgmt | |||||
1 | Approve Extension of A Share Issue | Mgmt | For | For | ||
HSBC Holdings plc | ||||||
Ticker HSBA | Meeting Date | Meeting Type | ||||
27-May-11 | Annual | |||||
CUSIP: G4634U169 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | ||
3 | a | Re-elect Safra Catz as Director | Mgmt | For | For | |
3 | b | Elect Laura Cha as Director | Mgmt | For | For | |
3 | c | Re-elect Marvin Cheung as Director | Mgmt | For | For | |
3 | d | Re-elect John Coombe as Director | Mgmt | For | For | |
3 | e | Re-elect Rona Fairhead as Director | Mgmt | For | For | |
3 | f | Re-elect Douglas Flint as Director | Mgmt | For | For | |
3 | g | Re-elect Alexander Flockhart as Director | Mgmt | For | For | |
3 | h | Re-elect Stuart Gulliver as Director | Mgmt | For | For | |
3 | i | Re-elect James Hughes-Hallett as Director | Mgmt | For | For | |
3 | j | Re-elect William Laidlaw as Director | Mgmt | For | For | |
3 | k | Re-elect Janis Lomax as Director | Mgmt | For | For | |
3 | l | Elect Iain Mackay as Director | Mgmt | For | For | |
3 | m | Re-elect Gwyn Morgan as Director | Mgmt | For | For | |
3 | n | Re-elect Nagavara Murthy as Director | Mgmt | For | For | |
3 | o | Re-elect Sir Simon Robertson as Director | Mgmt | For | For | |
3 | p | Re-elect John Thornton as Director | Mgmt | For | For | |
3 | q | Re-elect Sir Brian Williamson as Director | Mgmt | For | For | |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Mgmt | For | For | ||
5 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | ||
6 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | ||
7 | Approve Share Plan 2011 | Mgmt | For | For | ||
8 | Approve Fees Payable to Non-Executive Directors | Mgmt | For | For | ||
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | ||
Hyundai Securities Co. | ||||||
Ticker 003450 | Meeting Date | Meeting Type | ||||
27-May-11 | Annual | |||||
CUSIP: Y3850E107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Mgmt | For | For | ||
2.1 | Reelect Hyun Jeong-Eun as Inside Director | Mgmt | For | For | ||
2.2 | Elect Lee Seung-Gook as Inside Director | Mgmt | For | For | ||
2.3 | Reelect Yim Seung-Cheol as Inside Director | Mgmt | For | For | ||
2.4 | Reelect Lee Cheol-Song as Outside Director | Mgmt | For | For | ||
2.5 | Reelect Ahn Jong-Beom as Outside Director | Mgmt | For | For | ||
2.6 | Elect Park Choong-Geun as Outside Director | Mgmt | For | For | ||
3 | Reelect Yim Seung-Cheol as Member of Audit Committee | Mgmt | For | Against | ||
4.1 | Reelect Lee Cheol-Song as Member of Audit Committee | Mgmt | For | For | ||
4.2 | Elect Park Choong-Geun as Member of Audit Committee | Mgmt | For | For | ||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Companhia Siderurgica Nacional - CSN | ||||||
Ticker CSNA3 | Meeting Date | Meeting Type | ||||
30-May-11 | Special | |||||
CUSIP: P8661X103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Agreement to Absorb Inal Nordeste SA | Mgmt | For | For | ||
2 | Appoint KPMG Auditores Independentes to Appraise Proposed Absorption | Mgmt | For | For | ||
3 | Approve Independent Firm's Assessment Report | Mgmt | For | For | ||
4 | Approve and Discuss Terms of Inal Nordeste SA Absorption as Outlined in the Proposal Document | Mgmt | For | For | ||
5 | Authorize Board to Ratify and Execute Absorption | Mgmt | For | For | ||
6 | Designate Newspapers to Publish Company Announcements | Mgmt | For | For | ||
Banco do Brasil S.A. | ||||||
Ticker BBAS3 | Meeting Date | Meeting Type | ||||
31-May-11 | Special | |||||
CUSIP: P11427112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Acquisition of EuroBank | Mgmt | For | For | ||
2 | Ratify Contract to Acquire 100 Percent of Shares of EuroBank and Appoint Independent Firm to Appraise Proposed Acquisition | Mgmt | For | For | ||
Industrial and Commercial Bank of China Limited | ||||||
Ticker 01398 | Meeting Date | Meeting Type | ||||
31-May-11 | Annual | |||||
CUSIP: Y3990B112 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Work Report of Board of Directors | Mgmt | For | For | ||
2 | Approve 2010 Work Report of Board of Supervisors | Mgmt | For | For | ||
3 | Approve 2010 Audited Accounts | Mgmt | For | For | ||
4 | Approve 2010 Profit Distribution Plan | Mgmt | For | For | ||
5 | Approve Purchase of Office Premises by Shanghai Branch | Mgmt | For | For | ||
6 | Approve 2011 Fixed Assets Investment Budget | Mgmt | For | For | ||
7 | Reappoint Ernst & Young and Ernst & Young Hua Ming as External Auditors and Fix Aggregate Audit Fees for 2011 at RMB 159.6 Million | Mgmt | For | For | ||
8 | Elect Zhao Lin as Shareholder Supervisor | SH | None | For | ||
9 | Approve Payment of Remuneration to Directors and Supervisors | SH | None | For | ||
Cez A.S. | ||||||
Ticker BAACEZ | Meeting Date | Meeting Type | ||||
01-Jun-11 | Annual | |||||
CUSIP: X2337V121 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting; Elect Meeting Chairman and Other Meeting Officials | Mgmt | For | For | ||
2 | Receive Management Board Report on Company's Operations and State of Its Assets in Fiscal 2010 | Mgmt | ||||
3 | Receive Supervisory Board Report | Mgmt | ||||
4 | Receive Audit Committee Report | Mgmt | ||||
5 | Approve Financial Statements and Consolidated Financial Statements | Mgmt | For | For | ||
6 | Approve Allocation of Income | Mgmt | For | For | ||
7 | Ratify Ernst & Young Audit as Auditor | Mgmt | For | For | ||
8 | Amend Articles of Association | Mgmt | For | For | ||
9 | Approve Volume of Charitable Donations for Fiscal 2012 | Mgmt | For | For | ||
10 | Recall and Elect Supervisory Board Members | Mgmt | For | For | ||
11 | Recall and Elect Members of Audit Committee | Mgmt | For | For | ||
Approve Contracts on Performance of Functions with Members of Supervisory Board | Mgmt | |||||
12.1 | Approve Contracts on Performance of Functions with Ivo Foltyn | Mgmt | For | For | ||
12.2 | Approve Contracts on Performance of Functions with Lukas Hampl | Mgmt | For | For | ||
12.3 | Approve Contracts on Performance of Functions with Jiri Kadrnka | Mgmt | For | For | ||
12.4 | Approve Contracts on Performance of Functions with Jan Kohout | Mgmt | For | For | ||
12.5 | Approve Contracts on Performance of Functions with Lubomir Lizal | Mgmt | For | For | ||
12.6 | Approve Amendment to Contract on Performance of Functions with Lubomir Klosik | Mgmt | For | For | ||
12.7 | Approve Template Contract on Performance of Functions of Supervisory Board Members | Mgmt | For | For | ||
13 | Approve Amendment to Specimen Contract for Performance of Functions of Audit Committee Member | Mgmt | For | For | ||
14 | Close Meeting | Mgmt | ||||
Samsung Fire & Marine Insurance Co. | ||||||
Ticker 000810 | Meeting Date | Meeting Type | ||||
03-Jun-11 | Annual | |||||
CUSIP: Y7473H108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividends of KRW 3,750 per Common Share and KRW 3,755 per Preferred Share | Mgmt | For | For | ||
2 | Elect One Inside Director and One Outside Director (Bundled) | Mgmt | For | For | ||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Banco Estado Do Rio Grande Do Sul SA | ||||||
Ticker BRSR6 | Meeting Date | Meeting Type | ||||
07-Jun-11 | Special | |||||
CUSIP: P12553247 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Preferred Shareholders Have Voting Rights on Item 2 | Mgmt | |||||
1 | Amend Article 29 | Mgmt | For | For | ||
2 | Elect Director | Mgmt | For | For | ||
France Telecom | ||||||
Ticker FTE | Meeting Date | Meeting Type | ||||
07-Jun-11 | Annual/Special | |||||
CUSIP: F4113C103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Mgmt | For | For | ||
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | ||
5 | Reelect Bernard Dufau as Director | Mgmt | For | For | ||
6 | Elect Helle Kristoffersen as Director | Mgmt | For | For | ||
7 | Elect Muriel Penicaud as Director | Mgmt | For | For | ||
8 | Elect Jean Michel Severino as Director | Mgmt | For | For | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Mgmt | For | For | ||
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | ||
12 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | ||
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder V ote under Items 10, 11 and 12 Above | Mgmt | For | For | ||
14 | Authorize Capital Increase of up to EUR 1.5 Billion for Future Exchange Offers | Mgmt | For | For | ||
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | ||
16 | Authorize Capital Increase of up to EUR 35 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | ||
17 | Authorize up to EUR 500,000 for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefiting from a Liquidity Agreement | Mgmt | For | For | ||
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 17 at EUR 3.5 Billion | Mgmt | For | For | ||
19 | Approve Issuance of Securities Convertible into Debt up to Aggregate Nominal Amount of EUR 7 Billion | Mgmt | For | For | ||
20 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | ||
21 | Approve Employee Stock Purchase Plan | Mgmt | For | For | ||
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
PagesJaunes Groupe | ||||||
Ticker PAJ | Meeting Date | Meeting Type | ||||
07-Jun-11 | Annual/Special |
CUSIP: F6954U126 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 0.58 per Share | Mgmt | For | For | ||
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | ||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
6 | Reelect Jean Christophe Germani as Director | Mgmt | For | Against | ||
7 | Reelect Hugues Lepic as Director | Mgmt | For | Against | ||
8 | Reelect Mediannuaire as Director | Mgmt | For | Against | ||
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 390,000 | Mgmt | For | For | ||
Extraordinary Business | Mgmt | |||||
10 | Adopt Double Voting-Rights to Long-Term Registered Shareholders and Amend Article 10 of Bylaws Accordingly | Mgmt | For | Against | ||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | ||
12 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | ||
13 | Approve Employee Stock Purchase Plan | Mgmt | For | For | ||
14 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | ||
Sanlam Ltd | ||||||
Ticker SLM | Meeting Date | Meeting Type | ||||
08-Jun-11 | Annual | |||||
CUSIP: S7302C137 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
Ordinary Resolutions | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2010 | Mgmt | For | For | ||
2 | Reapoint Ernst & Young Inc as Auditors of the Company and MP Rapson as the Individual Designated Auditor | Mgmt | For | For | ||
3.1 | Elect Philisiwe Buthelezi as Director | Mgmt | For | For | ||
3.2 | Elect Flip Rademeyer as Director | Mgmt | For | For | ||
3.3 | Elect Chris Swanepoel as Director | Mgmt | For | For | ||
4.1 | Re-elect Valli Moosa as Director | Mgmt | For | For | ||
4.2 | Re-elect Ian Plenderleith as Director | Mgmt | For | For | ||
5.1 | Re-elect Fran du Plessis as Member of the Audit, Actuarial and Finance Committee | Mgmt | For | For | ||
5.2 | Re-elect Ian Plenderleith as Member of the Audit, Actuarial and Finance Committee | Mgmt | For | For | ||
5.3 | Elect Flip Rademeyer as Member of the Audit, Actuarial and Finance Committee | Mgmt | For | Against | ||
5.4 | Elect Chris Swanepoel as Member of the Audit, Actuarial and Finance Committee | Mgmt | For | For | ||
6 | Approve Remuneration Policy | Mgmt | For | For | ||
7 | Approve Remuneration of Directors for the Year Ended 31 December 2010 | Mgmt | For | For | ||
8 | Approve Increase in all Board and Committee Fees Including the Chairman's Remuneration | Mgmt | For | For | ||
Special Resolution | Mgmt | |||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | ||
Continuation of Ordinary Resolutions | Mgmt | |||||
9 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
U-Ming Marine Transport Corp. | ||||||
Ticker 2606 | Meeting Date | Meeting Type | ||||
08-Jun-11 | Annual | |||||
CUSIP: Y9046H102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Amend Articles of Association | Mgmt | For | For | ||
4 | Approve Amendments on the Procedures for Endorsement and Guarantees and Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
5 | Transact Other Business (Non-Voting) | Mgmt | ||||
Eternal Chemical Co., Ltd. | ||||||
Ticker 1717 | Meeting Date | Meeting Type | ||||
09-Jun-11 | Annual | |||||
CUSIP: Y23471108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
4 | Approve to Amend Trading Procedures Governing Derivatives Products | Mgmt | For | Against | ||
5 | Approve Capitalization of 2010 Income and Dividends and Issuance of New Shares | Mgmt | For | For | ||
Inventec Corporation | ||||||
Ticker 2356 | Meeting Date | Meeting Type | ||||
09-Jun-11 | Annual | |||||
CUSIP: Y4176F109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve the Company to Obtain 100% Equity of another Company via Share Exchange by Issuance of New Shares | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | ||
ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
6.1 | Elect Lee Tsu-Chin with ID Number 9 as Director | Mgmt | For | For | ||
6.2 | Elect Yeh Kou-I with ID Number 1 as Director | Mgmt | For | For | ||
6.3 | Elect Wen Tai-Chun with ID Number 1047 as Director | Mgmt | For | For | ||
6.4 | Elect Wang Chih-Cheng with ID Number 135094 as Director | Mgmt | For | For | ||
6.5 | Elect Cho Tom-Hwar with ID Number 157 as Director | Mgmt | For | For | ||
6.6 | Elect Wang Bing-Hui with ID Number 22 as Supervisor | Mgmt | For | For | ||
6.7 | Elect Cheng Hsien-Ho with ID Number 86 as Supervisor | Mgmt | For | For | ||
6.8 | Elect Wen Shih-Yi with ID Number 31 as Supervisor | Mgmt | For | For | ||
7 | Approve Release of Restrictions of Competitive Activities of New Directors | Mgmt | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||
Ticker 2330 | Meeting Date | Meeting Type | ||||
09-Jun-11 | Annual | |||||
CUSIP: Y84629107 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Mgmt | For | For | ||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Mgmt | For | For | ||
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Mgmt | For | For | ||
6 | Transact Other Business | Mgmt | ||||
Chicony Electronics Co., Ltd. | ||||||
Ticker 2385 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y1364B106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Amend Articles of Association | Mgmt | For | For | ||
4 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Mgmt | For | For | ||
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | ||
8 | Approve to Amend Trading Procedures Governing Derivatives Products | Mgmt | For | For | ||
9 | Transact Other Business (Non-Voting) | Mgmt | ||||
Dongbu Insurance Co. | ||||||
Ticker 005830 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y2096K109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Appropriation of Income and Dividend of KRW 900 per Share | Mgmt | For | For | ||
2 | Elect Three Outside Directors (Bundled) | Mgmt | For | For | ||
3 | Elect Two Members of Audit Committee (Bundled) | Mgmt | For | For | ||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | For | ||
Gome Electrical Appliances Holdings Ltd (formerly CHINA EAGL | ||||||
Ticker 00493 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: G3978C124 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | ||
2 | Approve Final Dividend of HK$0.041 Per Share | Mgmt | For | For | ||
3 | a | Reelect Zou Xiao Chun as an Executive Director | Mgmt | For | For | |
3 | b | Reelect Zhang Da Zhong as a Non-Executive Director | Mgmt | For | For | |
3 | c | Reelect Thomas Joseph Manning as an Independent Non-Executive Director | Mgmt | For | For | |
3 | d | Reelect Lee Kong Wai, Conway as an Independent Non-Executive Director | Mgmt | For | For | |
3 | e | Elect Ng Wai Hung as an Independent Non-Executive Director | Mgmt | For | For | |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | ||
5 | Approve Annual Remuneration of HK$600,000 for Non-Executive Directors | Mgmt | For | For | ||
6 | Approve Annual Remuneration of HK$600,000 for Independent Non-Executive Directors | Mgmt | For | For | ||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | ||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | ||
Macronix International Co., Ltd. | ||||||
Ticker 2337 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y5369A104 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Amend Articles of Association | Mgmt | For | For | ||
4 | Approve Proposal of Issuing Marketable Securities via Public Offering or Private Placement | Mgmt | For | For | ||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||
5 | Approve By-Election of John C.F. Chen with ID Number N100056255 as Independent Director | Mgmt | For | For | ||
6 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
7 | Transact Other Business (Non-Voting) | Mgmt | ||||
Novatek Microelectronics Corp. Ltd. | ||||||
Ticker 3034 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y64153102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Amend Articles of Association | Mgmt | For | For | ||
4 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
6 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For | ||
Richtek Technology Corp. | ||||||
Ticker 6286 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y7286Y108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
3.1 | Elect Tai, Chung-Hou with Shareholder Number 8 as Director | Mgmt | For | For | ||
3.2 | Elect Hsieh, Shwu-Liang with Shareholder Number 2 as Director | Mgmt | For | For | ||
3.3 | Elect Liu Jing-Meng with Shareholder Number 4 as Director | Mgmt | For | For | ||
3.4 | Elect Tai, Liang-Pin with Shareholder Number 3 as Director | Mgmt | For | For | ||
3.5 | Elect Lia, Shih-Fung with Shareholder Number 14 as Director | Mgmt | For | For | ||
3.6 | Elect Wu, Jung-Sheng with ID Number P102060007 as Independent Director | Mgmt | For | For | ||
3.7 | Elect Ma, Chia-Ying with ID Number Q102972343 as Independent Director | Mgmt | For | For | ||
3.8 | Elect Li Chung Investment Corp. with Shareholder Number 104 as Supervisor | Mgmt | For | For | ||
3.9 | Elect Tsay, Chean-Lung with ID Number B120025489 as Supervisor | Mgmt | For | For | ||
3.10 | Elect Shen,Yang-Pin with ID Number R121151258 as Supervisor | Mgmt | For | For | ||
4 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
5 | Transact Other Business (Non-Voting) | Mgmt | ||||
TSRC Corp. (frmly TAIWAN SYNTHETIC RUBBER) | ||||||
Ticker 2103 | Meeting Date | Meeting Type | ||||
10-Jun-11 | Annual | |||||
CUSIP: Y84690109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
5 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Mgmt | For | For | ||
Malayan Banking Bhd. | ||||||
Ticker MAYBANK | Meeting Date | Meeting Type | ||||
13-Jun-11 | Special | |||||
CUSIP: Y54671105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Employees' Share Scheme (ESS) | Mgmt | For | Against | ||
2 | Approve Allocation of Options and/or Grant of Shares of up to 5 Million Shares to Abdul Wahid Omar, President and CEO and Executive Director, Under the Proposed ESS | Mgmt | For | Against | ||
Rossi Residencial S.A | ||||||
Ticker RSID3 | Meeting Date | Meeting Type | ||||
13-Jun-11 | Special | |||||
CUSIP: P8172J106 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Grant Waiver to Fiscal Council Nominee | Mgmt | For | For | ||
2 | Ratify Renato Ribeiro Fortes Abucham as Director and Correct His Personal Information | Mgmt | For | For | ||
3 | Amend Dividend to be Paid to Ordinary Shareholders | Mgmt | For | Against | ||
Philippine Long Distance Telephone Co. | ||||||
Ticker TEL | Meeting Date | Meeting Type | ||||
14-Jun-11 | Annual | |||||
CUSIP: 718252109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve the Audited Financial Statements For the Year Ended Dec. 31, 2010. | Mgmt | For | For | ||
Elect 13 Directors by Cumulative Voting | Mgmt | |||||
2.1 | Elect Bienvenido F. Nebres as a Director | Mgmt | For | For | ||
2.2 | Elect Pedro E. Roxas as a Director | Mgmt | For | For | ||
2.3 | Elect Alfred V. Ty as a Director | Mgmt | For | For | ||
2.4 | Elect Helen Y. Dee as a Director | Mgmt | For | For | ||
2.5 | Elect Ray C. Espinosa as a Director | Mgmt | For | For | ||
2.6 | Elect Tatsu Kono as a Director | Mgmt | For | For | ||
2.7 | Elect Napoleon L. Nazareno as a Director | Mgmt | For | For | ||
2.8 | Elect Manuel V. Pangilinan as a Director | Mgmt | For | For | ||
2.9 | Elect Takashi Ooi as a Director | Mgmt | For | For | ||
2.10 | Elect Oscar S. Reyes as a Director | Mgmt | For | For | ||
2.11 | Elect Ma. Lourdes C. Rausa-Chan as a Director | Mgmt | For | For | ||
2.12 | Elect Juan B. Santos as a Director | Mgmt | For | For | ||
2.13 | Elect Tony Tan Caktiong as a Director | Mgmt | For | For | ||
3 | Approve the Issue of Up to 29.7 Million Common Shares at an Issue Price of PHP2,500 Each as Consideration for the Acquisition of Properties Owned by JG Summit Holdings and Certain Other Sellers | Mgmt | For | For | ||
Acer Inc. | ||||||
Ticker 2353 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y0003F171 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
ELECT DIRECTORS, INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
1.1 | Elect J.T. Wang with ID Number N100617472 as Director | Mgmt | For | For | ||
1.2 | Elect Stan Shih with ID Number N100407449 as Director | Mgmt | For | For | ||
1.3 | Elect Hsin-I Lin with ID Number D100805018 as Director | Mgmt | For | For | ||
1.4 | Elect a Representative from Hung Rouan Investment Corporate with ID Number 12505363 as Director | Mgmt | For | For | ||
1.5 | Elect Philip Peng with ID Number J100569889 as Director | Mgmt | For | For | ||
1.6 | Elect F.C. Tseng with ID Number S100189600 as Independent Director | Mgmt | For | For | ||
1.7 | Elect Sir Julian Michael Horn-Smith with ID Number 093240515 as Independent Director | Mgmt | For | For | ||
1.8 | Elect Carolyn Yeh with ID Number A202395907 as Supervisor | Mgmt | For | For | ||
1.9 | Elect George Huang with ID Number A101313365 as Supervisor | Mgmt | For | For | ||
2 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
3 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
4 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Mgmt | For | For | ||
Cheng Shin Rubber Industry Co. Ltd. | ||||||
Ticker 2105 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y1306X109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Capital Increase and Issuance of New Shares | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
5 | Elect Directors and Supervisors (Bundled) | Mgmt | For | Against | ||
6 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Mgmt | For | For | ||
Coretronic Corp(frmly OPTOMA CORP) | ||||||
Ticker 5371 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y1756P119 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Increase of Cash Capital and Issuance of Ordinary Shares or Participation in the Issuance of Global Depository Receipt | Mgmt | For | For | ||
4 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
HTC Corporation | ||||||
Ticker 2498 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y3732M103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | ||
ELECT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Mgmt | For | For | ||
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Mgmt | For | For | ||
7 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
8 | Transact Other Business (Non-Voting) | Mgmt | ||||
KGHM Polska Miedz S.A. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: X45213109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Meeting Chairman | Mgmt | For | For | ||
3 | Acknowledge Proper Convening of Meeting | Mgmt | ||||
4 | Approve Agenda of Meeting | Mgmt | For | For | ||
5 | Receive Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Mgmt | ||||
6 | Receive Management Board Proposal on Allocation of Income | Mgmt | ||||
7 | Receive Supervisory Board Report on Board's Review of Management Board Report on Company's Operations in Fiscal 2010 and Financial Statements | Mgmt | ||||
8.1 | Receive Supervisory Board Report on Company Standing in Fiscal 2010 | Mgmt | ||||
8.2 | Receive Supervisory Board Report on Board's Work in Fiscal 2010 | Mgmt | ||||
9.1 | Approve Management Board Report on Company's Operations in Fiscal 2010 | Mgmt | For | For | ||
9.2 | Approve Financial Statements | Mgmt | For | For | ||
9.3 | Approve Allocation of Income and Dividends of PLN 8 per Share | Mgmt | For | For | ||
10.1 | a | Approve Discharge of Ryszard Janeczek (Management Board Member) | Mgmt | For | For | |
10.1 | b | Approve Discharge of Wojciech Kedzia (Management Board Member) | Mgmt | For | For | |
10.1 | c | Approve Discharge of Maciej Tybura (Management Board Member) | Mgmt | For | For | |
10.1 | d | Approve Discharge of Herbert Wirth (Management Board Member) | Mgmt | For | For | |
10.2 | a | Approve Discharge of Jozef Czyczerski (Supervisory Board Member) | Mgmt | For | For | |
10.2 | b | Approve Discharge of Marcin Dyl (Supervisory Board Member) | Mgmt | For | For | |
10.2 | c | Approve Discharge of Leszek Hajdacki (Supervisory Board Member) | Mgmt | For | For | |
10.2 | d | Approve Discharge of Arkadiusz Kawecki (Supervisory Board Member) | Mgmt | For | For | |
10.2 | e | Approve Discharge of Jacek Kucinski (Supervisory Board Member) | Mgmt | For | For | |
10.2 | f | Approve Discharge of Ryszard Kurek (Supervisory Board Member) | Mgmt | For | For | |
10.2 | g | Approve Discharge of Marek Panfil (Supervisory Board Member) | Mgmt | For | For | |
10.2 | h | Approve Discharge of Jan Rymarczyk (Supervisory Board Member) | Mgmt | For | For | |
10.2 | i | Approve Discharge of Marek Trawinski (Supervisory Board Member) | Mgmt | For | For | |
10.2 | j | Approve Discharge of Marzenna Weresa (Supervisory Board Member) | Mgmt | For | For | |
11 | Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Mgmt | ||||
12 | Receive Supervisory Board Report Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Mgmt | ||||
13.1 | Approve Management Board Report on Group's Operations in Fiscal 2010 | Mgmt | For | For | ||
13.2 | Approve Consolidated Financial Statements | Mgmt | For | For | ||
Shareholder Proposals | Mgmt | |||||
14 | Shareholder Proposal: Recall Supervisory Board Member(s) | SH | None | Against | ||
Management Proposals | Mgmt | |||||
15.1 | Acknowledge Validity of Election of Three Employee Representatives to Supervisory Board | Mgmt | For | For | ||
Shareholder Proposals | Mgmt | |||||
15.2 | Shareholder Proposal: Fix Number of Supervisory Board Members at 10 | SH | None | For | ||
Management Proposals | Mgmt | |||||
15.3 | a | Approve Election of Three Employee Representatives to Supervisory Board | Mgmt | For | For | |
15.3 | b | Elect Supervisory Board Members | Mgmt | For | For | |
Shareholder Proposals | Mgmt | |||||
16 | Amend Rules of Remuneration of Supervisory Board Members | SH | None | For | ||
Management Proposals | Mgmt | |||||
17 | Close Meeting | Mgmt | ||||
MediaTek Inc. | ||||||
Ticker 2454 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y5945U103 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve to Merge Ralink Technology Corp via Shares Swap by New shares Issuance | Mgmt | For | For | ||
4 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
5 | Amend Articles of Association | Mgmt | For | For | ||
6 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For | ||
7 | Transact Other Business (Non-Voting) | Mgmt | ||||
PixArt Imaging Inc. | ||||||
Ticker 3227 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y6986P102 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Mgmt | For | For | ||
4 | Amend Articles of Association | Mgmt | For | For | ||
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | ||
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
7 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
8 | Amend Nomination Procedures for Directors and Supervisors | Mgmt | For | For | ||
ELECT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||
9 | Elect Directors (Bundled) | Mgmt | For | For | ||
10 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | ||
United Microelectronics Corp | ||||||
Ticker 2303 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y92370108 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Amend Articles of Association | Mgmt | For | For | ||
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For | ||
Young Fast Optoelectronics Co., Ltd. | ||||||
Ticker 3622 | Meeting Date | Meeting Type | ||||
15-Jun-11 | Annual | |||||
CUSIP: Y98498101 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | ||
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | ||
3 | Approve Capitalization of Profits and Capital Reserve and Issuance of New Shares | Mgmt | For | For | ||
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For | ||
5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For | ||
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For | ||
7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For | ||
8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Mgmt | For | For | ||
9 | Approve to Formulate Scope and Rules for the Functions and Powers of Supervisors | Mgmt | For | For | ||
10 | Approve 5-Year Income Tax Exemption Regarding Cash Capital Increase in 2010 | Mgmt | For | For | ||
ELECT 5 OUT OF 5 NOMINEES AS DIRECTORS, 2 OUT OF 2 NOMINEES AS INDEPENDENT DIRECTORS, AND 3 OUT OF 3 NOMINEES AS SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||
11.1 | Elect Tejen Lin with Shareholder Number 3032 as Director | Mgmt | For | For | ||
11.2 | Elect a Representative of Sol Young Enterprises Co., Ltd. with Shareholder Number 2395 as Director | Mgmt | For | For | ||
11.3 | Elect Sheng-hui Chen with Shareholder Number 2375 as Director | Mgmt | For | For | ||
11.4 | Elect Chih-chiang Pai with Shareholder Number 11 as Director | Mgmt | For | For | ||
11.5 | Elect Yi-chuan Hsu with Shareholder Number 3051 as Director | Mgmt | For | For | ||
11.6 | Elect Cheng-kun Kuo with Shareholder Number 3551 as Independent Director | Mgmt | For | For | ||
11.7 | Elect Wei-lin Wang with Shareholder Number 3549 as Independent Director | Mgmt | For | For | ||
11.8 | Elect a Representative of Hold-key Electric Wire & Cable Co., Ltd. with Shareholder Number 560 as Supervisor | Mgmt | For | For | ||
11.9 | Elect Wen-cheng Wu with Shareholder Number 3543 as Supervisor | Mgmt | For | For | ||
11.10 | Elect Chia-yen Lin with Shareholder Number 55903 as Supervisor | Mgmt | For | For | ||
12 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Mgmt | For | For | ||
Banco Santander S.A. | ||||||
Ticker N/A | Meeting Date | Meeting Type | ||||
16-Jun-11 | Annual | |||||
CUSIP: E19790109 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1. | A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Mgmt | For | For | |
1. | B | Approve Discharge of Directors for FY 2010 | Mgmt | For | For | |
2 | Approve Allocation of Income for FY 2010 | Mgmt | For | For | ||
3. | A | Reelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director | Mgmt | For | Against | |
3. | B | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | Against | |
3. | C | Reelect Lord Burns as Director | Mgmt | For | Against | |
3. | D | Reelect Assicurazioni Generali S.p.A. as Director | Mgmt | For | Against | |
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | Mgmt | For | For | ||
5. | A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | Mgmt | For | For | |
5. | B | Amend Several Articles of Bylaws | Mgmt | For | For | |
5. | C | Amend Article 62 and 69 of Bylaws | Mgmt | For | For | |
6. | A | Amend Preamble and Article 2 of General Meeting Regulations | Mgmt | For | For | |
6. | B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | Mgmt | For | For | |
6. | C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | Mgmt | For | For | |
7 | Grant Board Authorization to Increase Capital | Mgmt | For | For | ||
8. | A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | |
8. | B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | |
9. | A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Mgmt | For | For | |
9. | B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | Mgmt | For | For | |
10. | A | Approve Sixth Cycle of Performance Share Plan | Mgmt | For | For | |
10. | B | Approve Second Cycle of Deferred and Conditional Share Plan | Mgmt | For | For | |
10. | C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | |
10. | D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Mgmt | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | ||
12 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | ||
NTT DoCoMo Inc. | ||||||
Ticker 9437 | Meeting Date | Meeting Type | ||||
17-Jun-11 | Annual | |||||
CUSIP: J59399105 | ||||||
Proponent | Mgmt Rec | Vote Instruction | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 2600 | Mgmt | For | For | ||
2 | Amend Articles To Amend Business Lines | Mgmt | For | For | ||
3.1 | Elect Director Shindo, Tsutomu | Mgmt | For | For | ||
3.2 | Elect Director Kagawa, Wataru | Mgmt | For | For | ||
3.3 | Elect Director Yoshizawa, Kazuhiro | Mgmt | For | For | ||
4.1 | Appoint Statutory Auditor Hoshizawa, Shuro | Mgmt | For | For | ||
4.2 | Appoint Statutory Auditor Yoshizawa, Kyoichi | Mgmt | For | Against | ||
4.3 | Appoint Statutory Auditor Morosawa, Haruo | Mgmt | For | For | ||
4.4 | Appoint Statutory Auditor Tsujiyama, Eiko | Mgmt | For | For | ||
Formosa Plastics Corp. | ||||||
Ticker 1301 | Meeting Date | Meeting Type | ||||
20-Jun-11 | Annual |
CUSIP: Y26095102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Amend Articles of Association | Mgmt | For | For |
4 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Mgmt | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For |
6 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Mgmt | For | For |
7 | Transact Other Business (Non-Voting) | Mgmt | ||
Indra Sistemas S.A | ||||
Ticker BIDR | Meeting Date | Meeting Type | ||
20-Jun-11 | Annual | |||
CUSIP: E6271Z155 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share | Mgmt | For | For |
2 | Approve Discharge of Directors | Mgmt | For | For |
3.1 | Fix Number of Directors at 15 | Mgmt | For | Against |
3.2 | Elect Javier de Andrés González as Director | Mgmt | For | Against |
3.3 | Reelect Mediación y Diagnósticos SA as Director | Mgmt | For | Against |
3.4 | Reelect Participaciones y Cartera de Inversión SL as Director | Mgmt | For | Against |
3.5 | Reelect Isabel Aguilera Navarro as Director | Mgmt | For | For |
3.6 | Reelect Rosa Sugrañes Arimany as Director | Mgmt | For | For |
3.7 | Reelect Javier Monzón de Cáceres as Director | Mgmt | For | Against |
3.8 | Reelect Regino Moranchel Fernández as Director | Mgmt | For | Against |
3.9 | Elect Ignacio Santillana del Barrio as Director | Mgmt | For | For |
4.1 | Amend Several Articles to Adapt to Spanish Corporate Enterprises Act | Mgmt | For | For |
4.2 | Amend Article 30 Paragraph 3 (New Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee | Mgmt | For | For |
4.3 | Amend Article 14 Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting | Mgmt | For | For |
4.4 | Amend Article 2 Re: Corporate Purpose | Mgmt | For | For |
4.5 | Amend Article 27 Re: Remuneration of Board of Directors | Mgmt | For | For |
4.6 | Amend Several Articles Re: Changes in Stylistics | Mgmt | For | For |
4.7 | Approve Restated Bylaws | Mgmt | For | For |
5.1 | Amend Several Articles of General Meeting Regulations to Adapt to Spanish Corporate Enterprises Act | Mgmt | For | For |
5.2 | Amend Several Articles of General Meeting Regulations Re: Changes in Stylistics | Mgmt | For | For |
5.3 | Amend Article 6 (New Article 7) of General Meeting Regulations Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting | Mgmt | For | For |
5.4 | Approve Restated General Meeting Regulations | Mgmt | For | For |
6 | Receive Changes to Board of Directors' Guidelines | Mgmt | ||
7 | Advisory Vote on Remuneration Report | Mgmt | For | Against |
8 | Approve Remuneration of Directors | Mgmt | For | For |
9 | Approve Restricted Share Plan | Mgmt | For | Against |
10 | Reelect KPMG as Auditors | Mgmt | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Eisai Co. Ltd. | ||||
Ticker 4523 | Meeting Date | Meeting Type | ||
21-Jun-11 | Annual | |||
CUSIP: J12852117 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Elect Director Naito, Haruo | Mgmt | For | For |
1.2 | Elect Director Miyahara, Junji | Mgmt | For | For |
1.3 | Elect Director Yabuki, Kimitoshi | Mgmt | For | For |
1.4 | Elect Director Fujiyoshi, Akira | Mgmt | For | For |
1.5 | Elect Director Christina Ahmadjian | Mgmt | For | For |
1.6 | Elect Director Izumi, Tokuji | Mgmt | For | For |
1.7 | Elect Director Masuda, Koichi | Mgmt | For | For |
1.8 | Elect Director Kano, Norio | Mgmt | For | For |
1.9 | Elect Director Ota, Kiyochika | Mgmt | For | For |
1.10 | Elect Director Aoi, Michikazu | Mgmt | For | For |
1.11 | Elect Director Matsui, Hideaki | Mgmt | For | For |
2 | Approve Stock Option Plan | Mgmt | For | For |
Mizuho Financial Group Inc. | ||||
Ticker 8411 | Meeting Date | Meeting Type | ||
21-Jun-11 | Annual | |||
CUSIP: J4599L102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Mgmt | For | For |
2 | Amend Articles To Increase Authorized Capital | Mgmt | For | For |
3.1 | Elect Director Sato, Yasuhiro | Mgmt | For | For |
3.2 | Elect Director Nishizawa, Junichi | Mgmt | For | For |
3.3 | Elect Director Tsuchiya, Mitsuaki | Mgmt | For | For |
3.4 | Elect Director Kono, Masaaki | Mgmt | For | For |
3.5 | Elect Director Nomiyama, Akihiko | Mgmt | For | For |
3.6 | Elect Director Ohashi, Mitsuo | Mgmt | For | For |
3.7 | Elect Director Anraku, Kanemitsu | Mgmt | For | For |
4.1 | Appoint Statutory Auditor Shigeji, Yoshinobu | Mgmt | For | For |
4.2 | Appoint Statutory Auditor Iyoda, Toshinari | Mgmt | For | For |
4.3 | Appoint Statutory Auditor Imai, Isao | Mgmt | For | For |
5 | Amend Articles to Require Sound Corporate Evaluations | SH | Against | Against |
6 | Amend Articles to Require Appointment of a Committee to Investigate Evaluations by Mizuho Subsidiaries Later Ruled to be At Least 50 Percent Underestimates or 100 Percent Overstatements (viz. Kanebo) | SH | Against | Against |
7 | Amend Articles to Require Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | SH | Against | For |
8 | Amend Articles to Require Disclosure of Individual Breakdown of Director and Officer Compensation, including Payments to Former Directors and Officers | SH | Against | For |
9 | Amend Articles to Mandate All Possible Measures to Avoid ATM System Outages | SH | Against | Against |
10 | Amend Articles to Relax Limit to Allow Shareholder Proposal Justification Statements Up to 4,000 Characters | SH | Against | For |
Denki Kagaku Kogyo Co. Ltd. | ||||
Ticker 4061 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: J12936134 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Mgmt | For | For |
2.1 | Elect Director Yoshitaka, Shinsuke | Mgmt | For | For |
2.2 | Elect Director Maeda, Tetsuro | Mgmt | For | For |
2.3 | Elect Director Watanabe, Hitoshi | Mgmt | For | For |
2.4 | Elect Director Sakuma, Nobuyoshi | Mgmt | For | For |
2.5 | Elect Director Ono, Kenichi | Mgmt | For | For |
2.6 | Elect Director Uematsu, Daiichiro | Mgmt | For | For |
2.7 | Elect Director Ayabe, Mitsukuni | Mgmt | For | For |
2.8 | Elect Director Tanaka, Kozo | Mgmt | For | For |
2.9 | Elect Director Hashimoto, Tadashi | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Oishi, Hideo | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Hiroe, Jiro | Mgmt | For | For |
3.3 | Appoint Statutory Auditor Tada, Toshiaki | Mgmt | For | For |
3.4 | Appoint Statutory Auditor Sasanami, Tsunehiro | Mgmt | For | For |
4 | Appoint Alternate Statutory Auditor Ichiki, Gotaro | Mgmt | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Mgmt | For | For |
Itochu Techno-Solutions Corp. | ||||
Ticker 4739 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: J25022104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Mgmt | For | For |
2.1 | Elect Director Okuda, Yoichi | Mgmt | For | Against |
2.2 | Elect Director Warashina, Yoshinori | Mgmt | For | For |
2.3 | Elect Director Inoue, Hiroo | Mgmt | For | For |
2.4 | Elect Director Sakuraba, Shinichiro | Mgmt | For | For |
2.5 | Elect Director Matsuzawa, Masaaki | Mgmt | For | For |
2.6 | Elect Director Saito, Akira | Mgmt | For | For |
2.7 | Elect Director Takatori, Shigemitsu | Mgmt | For | For |
2.8 | Elect Director Ikeda, Shuuji | Mgmt | For | For |
2.9 | Elect Director Kato, Mitsuaki | Mgmt | For | For |
2.10 | Elect Director Matsumoto, Takatoshi | Mgmt | For | For |
2.11 | Elect Director Susaki, Takahiro | Mgmt | For | For |
2.12 | Elect Director Arai, Tomohito | Mgmt | For | For |
3 | Appoint Statutory Auditor Matsui, Shigekazu | Mgmt | For | Against |
Kinsus Interconnect Technology Corp. | ||||
Ticker 3189 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: Y4804T109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Amend Articles of Association | Mgmt | For | For |
Lite-On Technology Corp. | ||||
Ticker 2301 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: Y5313K109 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Mgmt | For | For |
4 | Transact Other Business (Non-Voting) | Mgmt | ||
Taiwan Cement Corp. | ||||
Ticker 1101 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: Y8415D106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Amend Articles of Association | Mgmt | For | For |
4 | Transact Other Business (Non-Voting) | Mgmt | ||
Tim Participacoes S.A. | ||||
Ticker TCSL4 | Meeting Date | Meeting Type | ||
22-Jun-11 | Special | |||
CUSIP: P91536204 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Meeting for Preferred Shareholders | Mgmt | |||
1 | Convert Preferred Shares into Common Shares | Mgmt | For | For |
TUI Travel plc | ||||
Ticker TT. | Meeting Date | Meeting Type | ||
22-Jun-11 | Special | |||
CUSIP: G9127H104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Proposed Transaction By the Company and Its Wholly-owned Subsidiaries With Magic Life GmbH & Co KG and TUI AG | Mgmt | For | For |
Wistron Corp. | ||||
Ticker 3231 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: Y96738102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Mgmt | For | For |
4 | Amend Articles of Association | Mgmt | For | For |
5 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Increase of Cash Capital and Issuance of Ordinary Shares | Mgmt | For | For |
WPG Holdings Co., Ltd. | ||||
Ticker 3702 | Meeting Date | Meeting Type | ||
22-Jun-11 | Annual | |||
CUSIP: Y9698R101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Proposal of Cash Dividend Distribution from Capital Reserves | Mgmt | For | For |
4 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Mgmt | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For |
ELECT 12 OUT OF12 NOMINEES AS DIRECTORS AND 5 OUT OF 5 NOMINEES AS INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
6.1 | Elect Simon Huang with Shareholder Number 1 as Director | Mgmt | For | For |
6.2 | Elect Mike Chang with Shareholder Number 5 as Director | Mgmt | For | For |
6.3 | Elect T.L. Lin with Shareholder Number 2 as Director | Mgmt | For | For |
6.4 | Elect K.Y. Chen with Shareholder Number 3 as Director | Mgmt | For | For |
6.5 | Elect Thomas Pai with Shareholder Number 6 as Director | Mgmt | For | For |
6.6 | Elect David Lai, a Representative of Fullerton Technology Co. , with Shareholder Number 4 as Director | Mgmt | For | For |
6.7 | Elect Ken Hsu with Shareholder Number 9 as Director | Mgmt | For | For |
6.8 | Elect Henry Shaw, a Representative of Liang Xin Finance Co., Ltd., with Shareholder Number 20375 as Director | Mgmt | For | For |
6.9 | Elect Kai-Lu Cheng with Shareholder Number 70962 as Director | Mgmt | For | For |
6.10 | Elect Ming-Jen Hsu, a Representative of M & M Capital Co., Ltd., with Shareholder Number 104678 as Director | Mgmt | For | For |
6.11 | Elect K.D. TSENG with Shareholder Number 134074 as Director | Mgmt | For | For |
6.12 | Elect Peter Huang with Shareholder Number 134081 as Director | Mgmt | For | For |
6.13 | Elect Jack J. T. Huang with ID Number A100320106 as Independent Director | Mgmt | For | For |
6.14 | Elect Chin-Yeong Hwang with ID Number G120051153 as Independent Director | Mgmt | For | For |
6.15 | Elect Rong-Ruey Duh with ID Number D101417129 as Independent Director | Mgmt | For | For |
6.16 | Elect Yung-Hong Yu with ID Number F121292344 as Independent Director | Mgmt | For | For |
6.17 | Elect Chao-Tang Yue with ID Number E101392306 as Independent Director | Mgmt | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
Honda Motor Co. Ltd. | ||||
Ticker 7267 | Meeting Date | Meeting Type | ||
23-Jun-11 | Annual | |||
CUSIP: J22302111 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Mgmt | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Mgmt | For | For |
3.1 | Elect Director Kondo, Koichi | Mgmt | For | For |
3.2 | Elect Director Ito, Takanobu | Mgmt | For | For |
3.3 | Elect Director Hamada, Akio | Mgmt | For | For |
3.4 | Elect Director Oyama, Tatsuhiro | Mgmt | For | For |
3.5 | Elect Director Ike, Fumihiko | Mgmt | For | For |
3.6 | Elect Director Kawanabe, Tomohiko | Mgmt | For | For |
3.7 | Elect Director Hogen, Kensaku | Mgmt | For | For |
3.8 | Elect Director Kuroyanagi, Nobuo | Mgmt | For | For |
3.9 | Elect Director Fukui, Takeo | Mgmt | For | For |
3.10 | Elect Director Yamada, Takuji | Mgmt | For | For |
3.11 | Elect Director Yoshida, Masahiro | Mgmt | For | For |
3.12 | Elect Director Yamamoto, Yoshiharu | Mgmt | For | For |
4.1 | Appoint Statutory Auditor Abe, Hirotake | Mgmt | For | For |
4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Mgmt | For | Against |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Mgmt | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Mgmt | For | For |
Nippon Telegraph & Telephone Corp. | ||||
Ticker 9432 | Meeting Date | Meeting Type | ||
23-Jun-11 | Annual | |||
CUSIP: J59396101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Mgmt | For | For |
2.1 | Appoint Statutory Auditor Amitani, Shunsuke | Mgmt | For | For |
2.2 | Appoint Statutory Auditor Makitani, Yoshitaka | Mgmt | For | For |
2.3 | Appoint Statutory Auditor Iwamoto, Shigeru | Mgmt | For | Against |
2.4 | Appoint Statutory Auditor Motobayashi, Toru | Mgmt | For | For |
2.5 | Appoint Statutory Auditor Tomonaga, Michiko | Mgmt | For | For |
Renhe Commercial Holdings Company Ltd. | ||||
Ticker 01387 | Meeting Date | Meeting Type | ||
23-Jun-11 | Annual | |||
CUSIP: G75004104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Declare Final Dividend | Mgmt | For | For |
3a | Reelect Zhang Dabin as Director | Mgmt | For | Against |
3b | Reelect Wang Luding as Director | Mgmt | For | Against |
3c | Reelect Wang Chunrong as Director | Mgmt | For | For |
3d | Reelect Fan Ren-Da, Anthony as Director | Mgmt | For | For |
3e | Reelect Wang Yifu as Director | Mgmt | For | For |
4 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | For |
5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
8 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Sumitomo Chemical Co. Ltd. | ||||
Ticker 4005 | Meeting Date | Meeting Type | ||
23-Jun-11 | Annual | |||
CUSIP: J77153120 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Elect Director Yonekura, Hiromasa | Mgmt | For | For |
1.2 | Elect Director Hirose, Hiroshi | Mgmt | For | For |
1.3 | Elect Director Tokura, Masakazu | Mgmt | For | For |
1.4 | Elect Director Ishitobi, Osamu | Mgmt | For | For |
1.5 | Elect Director Nakae, Kiyohiko | Mgmt | For | For |
1.6 | Elect Director Takao, Yoshimasa | Mgmt | For | For |
1.7 | Elect Director Fukubayashi, Kenjiro | Mgmt | For | For |
1.8 | Elect Director Hatano, Kenichi | Mgmt | For | For |
1.9 | Elect Director Deguchi, Toshihisa | Mgmt | For | For |
2.1 | Appoint Statutory Auditor Akasaka, Takao | Mgmt | For | For |
2.2 | Appoint Statutory Auditor Nagamatsu, Kenya | Mgmt | For | For |
2.3 | Appoint Statutory Auditor Ikeda, Koichi | Mgmt | For | For |
UMW Holdings Bhd | ||||
Ticker UMW | Meeting Date | Meeting Type | ||
23-Jun-11 | Annual | |||
CUSIP: Y90510101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | Mgmt | For | For |
2 | Approve Final Dividend of MYR 0.065 Per Share for the Financial Year Ended Dec. 31, 2010 | Mgmt | For | For |
3 | Elect Asmat bin Kamaludin as Director | Mgmt | For | For |
4 | Elect Mohd. Nizam bin Zainordin as Director | Mgmt | For | For |
5 | Elect Hisham bin Syed Wazir as Director | Mgmt | For | For |
6 | Elect Khalid bin Sufat as Director | Mgmt | For | For |
7 | Elect Kamaruzaman bin Wan Ahmad as Director | Mgmt | For | For |
8 | Approve Remuneration of Directors in the Amount of MYR 748,000 for the Financial Year Ended Dec. 31, 2010 | Mgmt | For | For |
9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Mgmt | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
12 | Approve Allocation of Motor Vehicles for Non-Executive Directors | Mgmt | For | Against |
China Development Financial Holding Corp. | ||||
Ticker 2883 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: Y1460P108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Mgmt | For | For |
4 | Amend Articles of Association | Mgmt | For | For |
5 | Approve to Amend Trading Procedures Governing Derivatives Products | Mgmt | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For |
7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For |
8 | Approve Abolition of the Company's Procedures for Lending Funds to Subsidiaries | Mgmt | For | For |
9 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Increase of Cash Capital and Issuance of Ordinary Shares | Mgmt | For | For |
10 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
Compal Electronics Inc. | ||||
Ticker 2324 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: Y16907100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Amend Articles of Association | Mgmt | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
5 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For |
6 | Transact Other Business (Non-Voting) | Mgmt | ||
Delta Electronics Inc. | ||||
Ticker 2308 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: Y20263102 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Amend Articles of Association | Mgmt | For | For |
4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Mgmt | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
6 | Transact Other Business (Non-Voting) | Mgmt | ||
MITSUBISHI CHEMICAL HOLDINGS CORP | ||||
Ticker 4188 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J44046100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Mgmt | For | For |
2.1 | Elect Director Tomizawa, Ryuuichi | Mgmt | For | For |
2.2 | Elect Director Kobayashi, Yoshimitsu | Mgmt | For | For |
2.3 | Elect Director Yoshimura, Shotaro | Mgmt | For | For |
2.4 | Elect Director Tsuchiya, Michihiro | Mgmt | For | For |
2.5 | Elect Director Yoshida, Hiroshi | Mgmt | For | For |
2.6 | Elect Director Kanbara, Masanao | Mgmt | For | For |
2.7 | Elect Director Tsuyuki, Shigeru | Mgmt | For | For |
3 | Appoint Statutory Auditor Nishida, Takashi | Mgmt | For | Against |
Mitsui & Co. | ||||
Ticker 8031 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J44690139 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Mgmt | For | For |
2.1 | Elect Director Utsuda, Shoei | Mgmt | For | For |
2.2 | Elect Director Iijima, Masami | Mgmt | For | For |
2.3 | Elect Director Tanaka, Seiichi | Mgmt | For | For |
2.4 | Elect Director Omae, Takao | Mgmt | For | For |
2.5 | Elect Director Komai, Masayoshi | Mgmt | For | For |
2.6 | Elect Director Kawashima, Fuminobu | Mgmt | For | For |
2.7 | Elect Director Saiga, Daisuke | Mgmt | For | For |
2.8 | Elect Director Okada, Joji | Mgmt | For | For |
2.9 | Elect Director Kinoshita, Masayuki | Mgmt | For | For |
2.10 | Elect Director Matsubara, Nobuko | Mgmt | For | For |
2.11 | Elect Director Nonaka, Ikujiro | Mgmt | For | For |
2.12 | Elect Director Hirabayashi, Hiroshi | Mgmt | For | For |
2.13 | Elect Director Muto, Toshiro | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Miura, Satoru | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Murakami, Motonori | Mgmt | For | For |
Powertech Technology Inc. | ||||
Ticker 6239 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: Y7083Y103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capitalization of 2010 Income and Dividends | Mgmt | For | For |
4 | Amend Articles of Association | Mgmt | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties, and Endorsement and Guarantee | Mgmt | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For |
7 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Increase of Cash Capital | Mgmt | For | For |
ELECT 6 OUT OF 6 NOMINEES AS DIRECTORS, 3 OUT OF 3 NOMINEES AS INDEPENDENT DIRECTORS AND 3 OUT OF 3 NOMINEES AS SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||
8.1 | Elect Mr. D.k. Tsai with Shareholder Number 641 as Director | Mgmt | For | For |
8.2 | Elect Mr. David Sun, a Representative of Ktc-tu Corporation with Shareholder Number 33709 as Director | Mgmt | For | For |
8.3 | Elect Mr. C.c. Liao, a Representative of Ktc-tu Corporation with Shareholder Number 33709 as Director | Mgmt | For | For |
8.4 | Elect Mr. Akira Tsujimoto, a Representative of Ktc-tu Corporation with Shareholder Number 33709 as Director | Mgmt | For | For |
8.5 | Elect Mr. Brian Shieh, a Representative of Shi Ren Investment Stock Ltd. with Shareholder Number 2329 as Director | Mgmt | For | For |
8.6 | Elect Mr. Yoshida Tohru, a Representative of Toshiba Memory Semiconductor Taiwan Corp. with Shareholder Number 2509 as Director | Mgmt | For | For |
8.7 | Elect Mr. Shigeo Koguchi with ID Number Ms 2987174 as Independent Director | Mgmt | For | For |
8.8 | Elect Mr. Quincy Lin with ID Number D100511842 as Independent Director | Mgmt | For | For |
8.9 | Elect Mr. Wan-lai Cheng with Shareholder Number 195 as Independent Director | Mgmt | For | For |
8.10 | Elect Mr. Mikechen, a Representative of Ktc-sun Corporation with Shareholder Number 33710 as Supervisor | Mgmt | For | For |
8.11 | Elect Mr. Tim Yeh, a Representative of Ktc-sun Corporation with Shareholder Number 33710 as Supervisor | Mgmt | For | For |
8.12 | Elect Mr. Jasonliang, a Representative of Ktc-sun Corporation with Shareholder Number 33710 as Supervisor | Mgmt | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
Quanta Computer Inc. | ||||
Ticker 2382 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: Y7174J106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Mgmt | For | For |
4 | Transact Other Business (Non-Voting) | Mgmt | ||
Ricoh Co. Ltd. | ||||
Ticker 7752 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J64683105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 16.5 | Mgmt | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format - Amend Business Lines | Mgmt | For | For |
3 | Elect Director Togashi, Kazuo | Mgmt | For | For |
4 | Appoint Statutory Auditor Shinoda, Mitsuhiro | Mgmt | For | For |
5 | Appoint Alternate Statutory Auditor Horie, Kiyohisa | Mgmt | For | For |
6 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
Secom Co. Ltd. | ||||
Ticker 9735 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J69972107 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For |
2 | Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors | Mgmt | For | For |
3.1 | Elect Director Iida, Makoto | Mgmt | For | For |
3.2 | Elect Director Toda, Juichi | Mgmt | For | For |
3.3 | Elect Director Kimura, Shohei | Mgmt | For | For |
3.4 | Elect Director Haraguchi, Kanemasa | Mgmt | For | For |
3.5 | Elect Director Maeda, Shuuji | Mgmt | For | For |
3.6 | Elect Director Sato, Koichi | Mgmt | For | For |
3.7 | Elect Director Obata, Fumio | Mgmt | For | For |
3.8 | Elect Director Kuwahara, Katsuhisa | Mgmt | For | For |
3.9 | Elect Director Nakayama, Yasuo | Mgmt | For | For |
3.10 | Elect Director Ito, Hiroshi | Mgmt | For | For |
3.11 | Elect Director Ito, Takayuki | Mgmt | For | For |
4.1 | Appoint Statutory Auditor Ogino, Teruo | Mgmt | For | For |
4.2 | Appoint Statutory Auditor Tsunematsu, Ken | Mgmt | For | Against |
4.3 | Appoint Statutory Auditor Yasuda, Hiroshi | Mgmt | For | Against |
4.4 | Appoint Statutory Auditor Yamashita, Kohei | Mgmt | For | For |
4.5 | Appoint Statutory Auditor Sakamoto, Seiji | Mgmt | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | For |
Shiseido Co. Ltd. | ||||
Ticker 4911 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J74358144 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Mgmt | For | For |
2 | Amend Articles To Amend Business Lines | Mgmt | For | For |
3.1 | Elect Director Maeda, Shinzo | Mgmt | For | For |
3.2 | Elect Director Suekawa, Hisayuki | Mgmt | For | For |
3.3 | Elect Director Iwata, Kimie | Mgmt | For | For |
3.4 | Elect Director C.Fisher | Mgmt | For | For |
3.5 | Elect Director Takamori, Tatsuomi | Mgmt | For | For |
3.6 | Elect Director Iwata, Shoichiro | Mgmt | For | For |
3.7 | Elect Director Nagai, Taeko | Mgmt | For | For |
3.8 | Elect Director Uemura, Tatsuo | Mgmt | For | For |
4.1 | Appoint Statutory Auditor Takayama, Yasuko | Mgmt | For | For |
4.2 | Appoint Statutory Auditor Otsuka, Nobuo | Mgmt | For | For |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
6 | Approve Performance-Based Middle Term Cash Compensation for Directors | Mgmt | For | For |
7 | Approve Deep Discount Stock Option Plan for Directors | Mgmt | For | For |
Sumitomo Corp. | ||||
Ticker 8053 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J77282119 |
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Mgmt | For | For |
2.1 | Elect Director Oka, Motoyuki | Mgmt | For | For |
2.2 | Elect Director Kato, Susumu | Mgmt | For | For |
2.3 | Elect Director Omori, Kazuo | Mgmt | For | For |
2.4 | Elect Director Arai, Shunichi | Mgmt | For | For |
2.5 | Elect Director Moriyama, Takahiro | Mgmt | For | For |
2.6 | Elect Director Hamada, Toyosaku | Mgmt | For | For |
2.7 | Elect Director Nakamura, Kuniharu | Mgmt | For | For |
2.8 | Elect Director Kawahara, Takuro | Mgmt | For | For |
2.9 | Elect Director Osawa, Yoshio | Mgmt | For | For |
2.10 | Elect Director Abe, Yasuyuki | Mgmt | For | For |
2.11 | Elect Director Sasaki, Shinichi | Mgmt | For | For |
2.12 | Elect Director Doi, Masayuki | Mgmt | For | For |
3 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
4 | Approve Stock Option Plan | Mgmt | For | For |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For |
Takeda Pharmaceutical Co. Ltd. | ||||
Ticker 4502 | Meeting Date | Meeting Type | ||
24-Jun-11 | Annual | |||
CUSIP: J8129E108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For |
2.1 | Elect Director Hasegawa, Yasuchika | Mgmt | For | For |
2.2 | Elect Director Yoshida, Toyoji | Mgmt | For | For |
2.3 | Elect Director Yamanaka, Yasuhiko | Mgmt | For | For |
2.4 | Elect Director Okawa, Shigenori | Mgmt | For | For |
2.5 | Elect Director Frank Morich | Mgmt | For | For |
2.6 | Elect Director Yamada, Tadataka | Mgmt | For | For |
2.7 | Elect Director Sudo, Fumio | Mgmt | For | For |
2.8 | Elect Director Kojima, Yorihiko | Mgmt | For | For |
3 | Appoint Statutory Auditor Sakurada, Teruo | Mgmt | For | For |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
PT Perusahaan Gas Negara Tbk | ||||
Ticker PGAS | Meeting Date | Meeting Type | ||
27-Jun-11 | Annual | |||
CUSIP: Y7136Y118 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Annual Reports of the Company and the Partnership and Community Development Program (PCDP) and Commissioners' Supervisory Report for 2010 | Mgmt | For | For |
2 | Approve Financial Statements of the Company and the PCDP and Discharge of Directors and Commissioners | Mgmt | For | For |
3 | Approve Allocation of Income and Payment of Dividend | Mgmt | For | For |
4 | Appoint Auditors | Mgmt | For | For |
5 | Approve Remuneration of Directors and Commissioners | Mgmt | For | For |
Ascendas Real Estate Investment Trust | ||||
Ticker A17 | Meeting Date | Meeting Type | ||
28-Jun-11 | Special | |||
CUSIP: Y0205X103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Special Business | Mgmt | |||
1 | Approve Performance Fee Supplement to the Trust Deed | Mgmt | For | For |
Ascendas Real Estate Investment Trust | ||||
Ticker A17 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: Y0205X103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Adopt Report of HSBC Institutional Trust Services (Singapore) Limited, Statement by Ascendas Funds Management (S) Limited, and Audited Financial Statements and Auditors' Reports | Mgmt | For | For |
2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For |
Bank of Communications Co., Ltd. | ||||
Ticker 601328 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: Y06988110 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Report of Board of Directors | Mgmt | For | For |
2 | Approve Report of Supervisory Committee | Mgmt | For | For |
3 | Approve Audited Accounts of the Bank | Mgmt | For | For |
4 | Approve Fixed Asset Investment Plan | Mgmt | For | For |
5 | Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
6 | Approve Connected Transaction with a Related Party | Mgmt | For | For |
7a | Elect Du Yuemei as Non-Executive Director | Mgmt | For | For |
7b | Elect Ma Qiang as Non-Executive Director | Mgmt | For | For |
7c | Elect Bu Zhaogang as Non-Executive Director | Mgmt | For | For |
7d | Elect Choi Yiu Kwan as Independent Non-Executive Director | Mgmt | For | For |
8 | Approve Remuneration Plan for Directors and Supervisors | SH | For | For |
9 | Approve Profit Distribution Plan | Mgmt | For | For |
Chubu Electric Power Co. Inc. | ||||
Ticker 9502 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J06510101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For |
2 | Amend Articles To Authorize Public Announcements in Electronic Format | Mgmt | For | For |
3.1 | Elect Director Ishida, Atsushi | Mgmt | For | For |
3.2 | Elect Director Ono, Tomohiko | Mgmt | For | For |
3.3 | Elect Director Katsuno, Satoru | Mgmt | For | For |
3.4 | Elect Director Katsumata, Hideko | Mgmt | For | For |
3.5 | Elect Director Kume, Yuuji | Mgmt | For | For |
3.6 | Elect Director Sakaguchi, Masatoshi | Mgmt | For | For |
3.7 | Elect Director Noda, Katsuji | Mgmt | For | For |
3.8 | Elect Director Masuda, Yoshinori | Mgmt | For | For |
3.9 | Elect Director Matsushita, Shun | Mgmt | For | For |
3.10 | Elect Director Matsubara, Kazuhiro | Mgmt | For | For |
3.11 | Elect Director Matsuyama, Akira | Mgmt | For | For |
3.12 | Elect Director Mizutani, Ryosuke | Mgmt | For | For |
3.13 | Elect Director Mizuno, Akihisa | Mgmt | For | For |
3.14 | Elect Director Mita, Toshio | Mgmt | For | For |
3.15 | Elect Director Miyaike, Yoshihito | Mgmt | For | For |
3.16 | Elect Director Yamazaki, Hiromi | Mgmt | For | For |
3.17 | Elect Director Watanabe, Yutaka | Mgmt | For | For |
4.1 | Appoint Statutory Auditor Aburada, Toshiko | Mgmt | For | For |
4.2 | Appoint Statutory Auditor Harada, Masato | Mgmt | For | For |
4.3 | Appoint Statutory Auditor Matsuo, Kenji | Mgmt | For | Against |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
6 | Amend Articles to Require Company to Create "Roadmap" for Collaboration with Industry to End Reliance on Nuclear Power | SH | Against | Against |
7 | Amend Articles to Shut Down Hamaoka Reactor to Avoid Earthquake Disaster | SH | Against | Against |
8 | Amend Articles to Forbid Building Nuclear Plants Near Predicted Earthquake Epicenters, Promptly Shut Down Such Existing Plants, Take Measures to Avoid Trouble with Power Reliability | SH | Against | Against |
9 | Amend Articles to Forbid Discharge of Spent Uranium and MOX Fuels for Which Disposal Site Remains Undetermined | SH | Against | Against |
10 | Amend Articles to Promote Best Mix for Consumers, Considering Earthquake Disaster Risk Management | SH | Against | Against |
11 | Amend Articles to Amend Corporate Objectives to Add "Generators" to Household Electric Facilities Provided | SH | Against | Against |
Daito Trust Construction Co. Ltd. | ||||
Ticker 1878 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J11151107 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 131 | Mgmt | For | For |
2 | Amend Articles To Amend Business Lines | Mgmt | For | For |
3.1 | Elect Director Minabe, Isao | Mgmt | For | For |
3.2 | Elect Director Kumakiri, Naomi | Mgmt | For | For |
3.3 | Elect Director Inada, Akio | Mgmt | For | For |
3.4 | Elect Director Asano, Hideki | Mgmt | For | For |
3.5 | Elect Director Igawa, Takashi | Mgmt | For | For |
3.6 | Elect Director Nakaita, Hideyuki | Mgmt | For | For |
3.7 | Elect Director Kadouchi, Hitoshi | Mgmt | For | For |
3.8 | Elect Director Nakada, Shuuji | Mgmt | For | For |
3.9 | Elect Director Kawaguchi, Hiroshi | Mgmt | For | For |
3.10 | Elect Director Nishimura, Tomoyuki | Mgmt | For | For |
3.11 | Elect Director Sasamoto, Yuujiro | Mgmt | For | For |
3.12 | Elect Director Marcus Merner | Mgmt | For | For |
4 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Mgmt | For | For |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For |
Joyo Bank Ltd. | ||||
Ticker 8333 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J28541100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Mgmt | For | For |
2.1 | Elect Director Onizawa, Kunio | Mgmt | For | For |
2.2 | Elect Director Terakado, Kazuyoshi | Mgmt | For | For |
2.3 | Elect Director Kawamata, Mikio | Mgmt | For | For |
2.4 | Elect Director Hakata, Toru | Mgmt | For | For |
2.5 | Elect Director Suzuki, Toshihisa | Mgmt | For | For |
2.6 | Elect Director Tomita, Katsumi | Mgmt | For | For |
2.7 | Elect Director Ichimura, Shigeru | Mgmt | For | For |
2.8 | Elect Director Sakamoto, Hideo | Mgmt | For | For |
2.9 | Elect Director Ito, Katsuhiko | Mgmt | For | For |
2.10 | Elect Director Suzuki, Yoshiyuki | Mgmt | For | For |
2.11 | Elect Director Kawamura, Toshihiko | Mgmt | For | For |
2.12 | Elect Director Kikuchi, Ryuuzaburo | Mgmt | For | For |
Kyushu Electric Power Co. Inc. | ||||
Ticker 9508 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J38468104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For |
2.1 | Elect Director Matsuo, Shingo | Mgmt | For | For |
2.2 | Elect Director Manabe, Toshio | Mgmt | For | For |
2.3 | Elect Director Hinago, Yasumichi | Mgmt | For | For |
2.4 | Elect Director Nuki, Masayoshi | Mgmt | For | For |
2.5 | Elect Director Fukahori, Yoshinori | Mgmt | For | For |
2.6 | Elect Director Yamamoto, Haruyoshi | Mgmt | For | For |
2.7 | Elect Director Uriu, Michiaki | Mgmt | For | For |
2.8 | Elect Director Fujinaga, Kenichi | Mgmt | For | For |
2.9 | Elect Director Kajiwara, Masahiro | Mgmt | For | For |
2.10 | Elect Director Tsugami, Kenji | Mgmt | For | For |
2.11 | Elect Director Nashida, Kazuumi | Mgmt | For | For |
2.12 | Elect Director Chinzei, Masanao | Mgmt | For | For |
2.13 | Elect Director Murashima, Masayasu | Mgmt | For | For |
2.14 | Elect Director Watanabe, Akiyoshi | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Matsui, Shigeru | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Yada, Toshifumi | Mgmt | For | For |
4 | Appoint Alternate Statutory Auditor Yamade, Kazuyuki | Mgmt | For | For |
5 | Amend Articles to Mandate Dismantling of Nuclear Plants and Ban Any New Nuclear Construction | SH | Against | Against |
6 | Amend Articles to Create Natural Energy Division, to Manage Solar, Geothermal, Wind, Wave, Thermal and Other Dispersed Local Power Systems | SH | Against | Against |
7 | Amend Articles to Establish Committee to Investigate Risks of Nuclear Plant Catastrophe at the Firm that would Result from Earthquake-Tsunami or Volcanic Eruption | SH | Against | Against |
8 | Amend Articles to Discontinue Plutonium Mixed Fuel Power Program | SH | Against | Against |
Mega Financial Holding Co. Ltd. (frm CTB FINANCIAL HOLDING C | ||||
Ticker 2886 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: Y59456106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For |
3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Mgmt | For | For |
4 | Amend Articles of Association | Mgmt | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For |
Nissan Chemical Industries Ltd. | ||||
Ticker 4021 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J56988108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Mgmt | For | For |
2.1 | Elect Director Fujimoto, Nobuichiro | Mgmt | For | For |
2.2 | Elect Director Niitsu, Yutaka | Mgmt | For | For |
2.3 | Elect Director Yagisawa, Kazuhiro | Mgmt | For | For |
2.4 | Elect Director Ono, Takami | Mgmt | For | For |
2.5 | Elect Director Higuchi, Tsuneo | Mgmt | For | For |
2.6 | Elect Director Iwase, Ken | Mgmt | For | For |
2.7 | Elect Director Sakurada, Kenichiro | Mgmt | For | For |
2.8 | Elect Director Hamamoto, Satoru | Mgmt | For | For |
2.9 | Elect Director Tsuruzoe, Nobutomo | Mgmt | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against |
PT Semen Gresik (Persero) Tbk | ||||
Ticker SMGR | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: Y7142G168 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Company's Annual Report, Supervisory Duties' Report of Commissioners, Company's Financial Statements, and Discharge of Directors and Commissioners from the Responsibilities of their Actions and Supervision in the Company During the Year 2010 | Mgmt | For | For |
2 | Approve Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners from the Responsibilities of their Actions and Supervision in the PCDP During the Year 2010 | Mgmt | For | For |
3 | Approve Allocation of Income | Mgmt | For | For |
4 | Approve Remuneration of Directors and Commissioners | Mgmt | For | For |
5 | Appoint Auditors to Audit the Financial Statements of the Company and Its PCDP | Mgmt | For | For |
Ultrapar Participacoes S.A. | ||||
Ticker UGPA4 | Meeting Date | Meeting Type | ||
28-Jun-11 | Special | |||
CUSIP: P94396101 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Meeting for Preferred Shareholders | Mgmt | |||
1 | Convert Preferred Shares into Common Shares | Mgmt | For | For |
2 | Confirm that Tag-Along Rights in Proposed Draft of Bylaws are Equivalent to Provisions in the March 22, 2000, Controlling Shareholders' Agreement. | Mgmt | For | For |
USS Co., Ltd. | ||||
Ticker 4732 | Meeting Date | Meeting Type | ||
28-Jun-11 | Annual | |||
CUSIP: J9446Z105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 101 | Mgmt | For | For |
2.1 | Elect Director Hattori, Futoshi | Mgmt | For | For |
2.2 | Elect Director Ando, Yukihiro | Mgmt | For | For |
2.3 | Elect Director Tamura, Fumihiko | Mgmt | For | For |
2.4 | Elect Director Hara, Shigeo | Mgmt | For | For |
2.5 | Elect Director Seta, Dai | Mgmt | For | For |
2.6 | Elect Director Masuda, Motohiro | Mgmt | For | For |
2.7 | Elect Director Gono, Eiji | Mgmt | For | For |
2.8 | Elect Director Mishima, Toshio | Mgmt | For | For |
2.9 | Elect Director Yamanaka, Masafumi | Mgmt | For | For |
2.10 | Elect Director Ikeda, Hiromitsu | Mgmt | For | For |
2.11 | Elect Director Akase, Masayuki | Mgmt | For | For |
2.12 | Elect Director Inoue, Hiroaki | Mgmt | For | For |
2.13 | Elect Director Koga, Yasuhisa | Mgmt | For | For |
2.14 | Elect Director Kojima, Hiroshi | Mgmt | For | For |
2.15 | Elect Director Okada, Hideo | Mgmt | For | For |
2.16 | Elect Director Hayashi, Isamu | Mgmt | For | For |
2.17 | Elect Director Madono, Satoru | Mgmt | For | For |
2.18 | Elect Director Sato, Koji | Mgmt | For | For |
Chiba Bank Ltd. | ||||
Ticker 8331 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J05670104 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Mgmt | For | For |
2.1 | Elect Director Sakuma, Hidetoshi | Mgmt | For | For |
2.2 | Elect Director Watanabe, Katsuhiko | Mgmt | For | For |
2.3 | Elect Director Ichihara, Katsumi | Mgmt | For | For |
2.4 | Elect Director Okubo, Toshikazu | Mgmt | For | For |
3 | Appoint Statutory Auditor Shirato, Akio | Mgmt | For | For |
Furukawa Electric Co. Ltd. | ||||
Ticker 5801 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J16464117 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Mgmt | For | For |
2.1 | Elect Director Ishihara, Hiroshi | Mgmt | For | For |
2.2 | Elect Director Yoshida, Masao | Mgmt | For | For |
2.3 | Elect Director Yoshino, Tetsuo | Mgmt | For | For |
2.4 | Elect Director Kaneko, Takasuke | Mgmt | For | For |
2.5 | Elect Director Fujita, Sumitaka | Mgmt | For | For |
2.6 | Elect Director Sakura, Hideo | Mgmt | For | For |
2.7 | Elect Director Yanagimoto, Masahiro | Mgmt | For | For |
2.8 | Elect Director Sato, Tetsuya | Mgmt | For | For |
2.9 | Elect Director Shibata, Mitsuyoshi | Mgmt | For | For |
2.10 | Elect Director Shirasawa, Toru | Mgmt | For | For |
2.11 | Elect Director Yanagawa, Hisaharu | Mgmt | For | For |
2.12 | Elect Director Amano, Nozomu | Mgmt | For | For |
Kajima Corp. | ||||
Ticker 1812 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J29223120 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Mgmt | For | For |
2.1 | Elect Director Umeda, Sadao | Mgmt | For | For |
2.2 | Elect Director Atsumi, Naoki | Mgmt | For | For |
2.3 | Elect Director Tashiro, Tamiharu | Mgmt | For | For |
2.4 | Elect Director Kajima, Koichi | Mgmt | For | For |
2.5 | Elect Director Someya, Kaoru | Mgmt | For | For |
3 | Appoint Statutory Auditor Fujii, Tsuneo | Mgmt | For | For |
Kansai Electric Power Co. Inc. | ||||
Ticker 9503 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J30169106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For |
2.1 | Elect Director Mori, Shosuke | Mgmt | For | For |
2.2 | Elect Director Yagi, Makoto | Mgmt | For | For |
2.3 | Elect Director Ikari, Masafumi | Mgmt | For | For |
2.4 | Elect Director Ikoma, Masao | Mgmt | For | For |
2.5 | Elect Director Toyomatsu, Hideki | Mgmt | For | For |
2.6 | Elect Director Kagawa, Jiro | Mgmt | For | For |
2.7 | Elect Director Hiroe, Yuzuru | Mgmt | For | For |
2.8 | Elect Director Hashimoto, Noriaki | Mgmt | For | For |
2.9 | Elect Director Mukae, Yoichi | Mgmt | For | For |
2.10 | Elect Director Doi, Yoshihiro | Mgmt | For | For |
2.11 | Elect Director Shirai, Ryohei | Mgmt | For | For |
2.12 | Elect Director Iwane, Shigeki | Mgmt | For | For |
2.13 | Elect Director Iwatani, Masahiro | Mgmt | For | For |
2.14 | Elect Director Yashima, Yasuhiro | Mgmt | For | For |
2.15 | Elect Director Kawabe, Tatsuya | Mgmt | For | For |
2.16 | Elect Director Inada, Yutaka | Mgmt | For | For |
2.17 | Elect Director Inoue, Noriyuki | Mgmt | For | Against |
2.18 | Elect Director Tsujii, Akio | Mgmt | For | For |
2.19 | Elect Director Tamakoshi, Ryosuke | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Kanno, Sakae | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Tamura, Yasunari | Mgmt | For | For |
3.3 | Appoint Statutory Auditor Izumi, Masahiro | Mgmt | For | For |
3.4 | Appoint Statutory Auditor Dohi, Takaharu | Mgmt | For | For |
3.5 | Appoint Statutory Auditor Morishita, Yoichi | Mgmt | For | For |
3.6 | Appoint Statutory Auditor Yoshimura, Motoyuki | Mgmt | For | Against |
3.7 | Appoint Statutory Auditor Makimura, Hisako | Mgmt | For | For |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
5 | Amend Articles to Require Operations be Based on International Standards of Corporate Social Responsibility | SH | Against | Against |
6 | Amend Articles to Require Public Internet Disclosure of Accurate, Complete Minutes of Shareholder Meetings | SH | Against | Against |
7 | Amend Articles to Reduce Maximum Board of Directors Size from 20 to 12 | SH | Against | Against |
8 | Amend Articles to Reduce Maximum Statutory Auditor Board Size from 7 to 6 and Stipulate that 3 Shall Be Selected Based on Recommendations from Environmentalist Organizations | SH | Against | Against |
9 | Amend Articles to Require the Utility to Aggressively Work to Advance Environmental Protection | SH | Against | Against |
10 | Amend Articles to Require Pledge to Replace Nuclear Power with Natural Renewable Energy, in Pursuit of Energy Source Sustainability | SH | Against | Against |
11 | Amend Articles to End Promotion of All-Electric Households and Require Switch to Policies and Procedures to Curb Energy Waste | SH | Against | Against |
12 | Amend Articles to Require Priority be Given to Protecting Employee Human Rights, Rights of Consumers and Local Residents, Improving Labor Environment | SH | Against | Against |
13 | Amend Articles to Require Priority be Given to Facilities Investment and Retention of Personnel Devoted to Upgrading Lifeline Service for Poor | SH | Against | Against |
14 | Amend Articles to Commit to Equip National Power Network with More Flexible Power Transfer Capability to Prepare for Growth of Renewable Energy that Minimizes Carbon Output and Unforeseeable Disaster Danger | SH | Against | Against |
15 | Alternate Profit Allocation to Fund Loss Reserve so Firm Can Recognize JNFL Investment as Worthless | SH | Against | Against |
16 | Remove President Makoto Yagi from the Board | SH | Against | Against |
17 | Amend Articles to End Nuclear Power Due to Unmanageability of Radioactivity | SH | Against | Against |
18 | Amend Articles to Forbid Compensation to Directors and Statutory Auditors Until Nuclear Power is Ended | SH | Against | Against |
19 | Amend Articles to Create Committee to Investigate Northern Japan Nuclear Disaster, Shut Down All Nuclear Plants Until It Can Guarantee Nuclear Safety | SH | Against | Against |
20 | Amend Articles to Prohibit Reprocessing of Spent Nuclear Fuel | SH | Against | Against |
21 | Amend Articles to Prohibit Using Plutonium Mixed Fuel Pending Definitive Disposal Plan | SH | Against | Against |
Mitsubishi UFJ Financial Group | ||||
Ticker 8306 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J44497105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Mgmt | For | For |
2.1 | Elect Director Okihara, Takamune | Mgmt | For | For |
2.2 | Elect Director Okauchi, Kinya | Mgmt | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Mgmt | For | For |
2.4 | Elect Director Tanaka, Tatsuo | Mgmt | For | For |
2.5 | Elect Director Hirano, Nobuyuki | Mgmt | For | For |
2.6 | Elect Director Yuuki, Taihei | Mgmt | For | For |
2.7 | Elect Director Hamakawa, Ichiro | Mgmt | For | For |
2.8 | Elect Director Hasegawa, Masao | Mgmt | For | For |
2.9 | Elect Director Toyoizumi, Toshiro | Mgmt | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Mgmt | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Mgmt | For | For |
2.12 | Elect Director Oyamada, Takashi | Mgmt | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Mgmt | For | For |
2.14 | Elect Director Araki, Ryuuji | Mgmt | For | For |
2.15 | Elect Director Watanabe, Kazuhiro | Mgmt | For | For |
2.16 | Elect Director Otoshi, Takuma | Mgmt | For | For |
3 | Appoint Statutory Auditor Nemoto, Takehiko | Mgmt | For | For |
MS&AD Insurance Group Holdings | ||||
Ticker 8725 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J45745106 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Mgmt | For | For |
2.1 | Elect Director Egashira, Toshiaki | Mgmt | For | For |
2.2 | Elect Director Tateyama, Ichiro | Mgmt | For | For |
2.3 | Elect Director Karasawa, Yasuyoshi | Mgmt | For | For |
2.4 | Elect Director Suzuki, Hisahito | Mgmt | For | For |
2.5 | Elect Director Fujimoto, Susumu | Mgmt | For | For |
2.6 | Elect Director Horimoto, Shuuhei | Mgmt | For | For |
2.7 | Elect Director Yoneda, Masanori | Mgmt | For | For |
2.8 | Elect Director Tsuchiya, Mitsuhiro | Mgmt | For | For |
2.9 | Elect Director Iijima, Ichiro | Mgmt | For | For |
2.10 | Elect Director Seki, Toshihiko | Mgmt | For | For |
2.11 | Elect Director Watanabe, Akira | Mgmt | For | For |
2.12 | Elect Director Umezu, Mitsuhiro | Mgmt | For | For |
2.13 | Elect Director Tsunoda, Daiken | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Ikeda, Katsuaki | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Nakamura, Masayoshi | Mgmt | For | For |
NGK Spark Plug Co. Ltd. | ||||
Ticker 5334 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J49119100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1.1 | Elect Director Kato, Norio | Mgmt | For | For |
1.2 | Elect Director Kawahara, Kazuo | Mgmt | For | For |
1.3 | Elect Director Sumida, Katsuhiko | Mgmt | For | For |
1.4 | Elect Director Nimura, Seiji | Mgmt | For | For |
1.5 | Elect Director Oshima, Takafumi | Mgmt | For | For |
1.6 | Elect Director Shibagaki, Shinji | Mgmt | For | For |
1.7 | Elect Director Odo, Shinichi | Mgmt | For | For |
1.8 | Elect Director Teranishi, Norio | Mgmt | For | For |
1.9 | Elect Director Kawajiri, Shogo | Mgmt | For | For |
1.10 | Elect Director Suzuki, Junichiro | Mgmt | For | For |
1.11 | Elect Director Nakagawa, Takeshi | Mgmt | For | For |
1.12 | Elect Director Matsunari, Keiichi | Mgmt | For | For |
1.13 | Elect Director Iimi, Hitoshi | Mgmt | For | For |
1.14 | Elect Director Koiso, Hideyuki | Mgmt | For | For |
1.15 | Elect Director Hamada, Takao | Mgmt | For | For |
1.16 | Elect Director Kawai, Tadao | Mgmt | For | For |
1.17 | Elect Director Okawa, Teppei | Mgmt | For | For |
2.1 | Appoint Statutory Auditor Asai, Masami | Mgmt | For | For |
2.2 | Appoint Statutory Auditor Tajima, Yo | Mgmt | For | For |
Nippon Express Co. Ltd. | ||||
Ticker 9062 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J53376117 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Mgmt | For | For |
2.1 | Elect Director Kawai, Masanori | Mgmt | For | For |
2.2 | Elect Director Watanabe, Kenji | Mgmt | For | For |
2.3 | Elect Director Nakamura, Jiro | Mgmt | For | For |
2.4 | Elect Director Hagio, Keiji | Mgmt | For | For |
2.5 | Elect Director Hosokoshi, Masao | Mgmt | For | For |
2.6 | Elect Director Tsuri, Yoichiro | Mgmt | For | For |
2.7 | Elect Director Miida, Minoru | Mgmt | For | For |
2.8 | Elect Director Uematsu, Sakae | Mgmt | For | For |
2.9 | Elect Director Nakano, Masatoshi | Mgmt | For | For |
2.10 | Elect Director Ohinata, Akira | Mgmt | For | For |
2.11 | Elect Director Shibusawa, Noboru | Mgmt | For | For |
2.12 | Elect Director Miyachika, Kiyofumi | Mgmt | For | For |
2.13 | Elect Director Ideno, Takahiro | Mgmt | For | For |
2.14 | Elect Director Nii, Yasuaki | Mgmt | For | For |
3 | Approve Annual Bonus Payment to Directors | Mgmt | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against |
Nippon Paper Group Inc. | ||||
Ticker 3893 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J56354103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Mgmt | For | For |
2.1 | Elect Director Nakamura, Masatomo | Mgmt | For | For |
2.2 | Elect Director Haga, Yoshio | Mgmt | For | For |
2.3 | Elect Director Yamashita, Tsuyoshi | Mgmt | For | For |
2.4 | Elect Director Hayashi, Masayuki | Mgmt | For | For |
2.5 | Elect Director Motomura, Masaru | Mgmt | For | For |
2.6 | Elect Director Manoshiro, Fumio | Mgmt | For | For |
2.7 | Elect Director Marukawa, Shuuhei | Mgmt | For | For |
2.8 | Elect Director Iwase, Hironori | Mgmt | For | For |
2.9 | Elect Director Sakai, Kazuhiro | Mgmt | For | For |
2.10 | Elect Director Hirakawa, Masahiro | Mgmt | For | For |
3 | Appoint Statutory Auditor Terao, Makoto | Mgmt | For | For |
NISSIN FOODS HOLDINGS CO LTD | ||||
Ticker 2897 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J58063124 |
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For |
2.1 | Elect Director Ando, Koki | Mgmt | For | For |
2.2 | Elect Director Nakagawa, Susumu | Mgmt | For | For |
2.3 | Elect Director Ando, Noritaka | Mgmt | For | For |
2.4 | Elect Director Matsuo, Akihide | Mgmt | For | For |
2.5 | Elect Director Naruto, Takayuki | Mgmt | For | For |
2.6 | Elect Director Sasahara, Ken | Mgmt | For | For |
2.7 | Elect Director Tanaka, Mitsuru | Mgmt | For | For |
2.8 | Elect Director Yokoyama, Yukio | Mgmt | For | For |
2.9 | Elect Director Kobayashi, Ken | Mgmt | For | For |
2.10 | Elect Director Okafuji, Masahiro | Mgmt | For | For |
2.11 | Elect Director Ishikura, Yoko | Mgmt | For | For |
3.1 | Appoint Statutory Auditor Makizono, Shunsaku | Mgmt | For | For |
3.2 | Appoint Statutory Auditor Horinouchi, Toru | Mgmt | For | Against |
NWS Holdings Limited (frmly Pacific Ports Company Ltd.) | ||||
Ticker 00659 | Meeting Date | Meeting Type | ||
29-Jun-11 | Special | |||
CUSIP: G66897110 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve New Master Services Agreement and Related Annual Caps | Mgmt | For | For |
Sankyo Co. Ltd. (6417) | ||||
Ticker 6417 | Meeting Date | Meeting Type | ||
29-Jun-11 | Annual | |||
CUSIP: J67844100 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Mgmt | For | For |
2.1 | Appoint Statutory Auditor Ugawa, Shohachi | Mgmt | For | For |
2.2 | Appoint Statutory Auditor Ishiyama, Toshiaki | Mgmt | For | For |
2.3 | Appoint Statutory Auditor Sanada, Yoshiro | Mgmt | For | For |
2.4 | Appoint Statutory Auditor Noda, Fumiyoshi | Mgmt | For | For |
3 | Approve Retirement Bonus Payment for Director | Mgmt | For | Against |
Home Retail Group plc | ||||
Ticker HOME | Meeting Date | Meeting Type | ||
30-Jun-11 | Annual | |||
CUSIP: G4581D103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Remuneration Report | Mgmt | For | For |
3 | Approve Final Dividend | Mgmt | For | For |
4 | Re-elect Oliver Stocken as Director | Mgmt | For | For |
5 | Re-elect Richard Ashton as Director | Mgmt | For | For |
6 | Re-elect John Coombe as Director | Mgmt | For | For |
7 | Re-elect Mike Darcey as Director | Mgmt | For | For |
8 | Re-elect Terry Duddy as Director | Mgmt | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
11 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
14 | Authorise Market Purchase | Mgmt | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
Powszechna Kasa Oszczednosci Bank Polski S.A. | ||||
Ticker N/A | Meeting Date | Meeting Type | ||
30-Jun-11 | Annual | |||
CUSIP: X6919X108 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Open Meeting | Mgmt | ||
2 | Elect Meeting Chairman | Mgmt | For | For |
3 | Acknowledge Proper Convening of Meeting | Mgmt | ||
4 | Approve Agenda of Meeting | Mgmt | For | For |
5 | Receive Management Board Report on Company's Operations in Fiscal 2010, Financial Statements, and Management Board Proposal on Allocation of Income | Mgmt | ||
6 | Receive Management Board Report on Group's Operations in Fiscal 2010 and Consolidated Financial Statements | Mgmt | ||
7 | Receive Supervisory Board Reports | Mgmt | ||
8.1 | Approve Management Board Report on Company's Operations in Fiscal 2010 | Mgmt | For | For |
8.2 | Approve Financial Statements | Mgmt | For | For |
8.3 | Approve Management Board Report on Group's Operations in Fiscal 2010 | Mgmt | For | For |
8.4 | Approve Consolidated Financial Statements | Mgmt | For | For |
8.5 | Approve Supervisory Board Report | Mgmt | For | For |
8.6 | Approve Allocation of Income | Mgmt | For | For |
8.7 | Approve Dividends of PLN 1.10 per Share | Mgmt | For | For |
8.8a | Approve Discharge of Zbigniew Jagiello (CEO) | Mgmt | For | For |
8.8b | Approve Discharge of Piotr Alicki (Deputy CEO) | Mgmt | For | For |
8.8c | Approve Discharge of Bartosz Drabikowski (Deputy CEO) | Mgmt | For | For |
8.8d | Approve Discharge of Krzysztof Dresler (Deputy CEO) | Mgmt | For | For |
8.8e | Approve Discharge of Jaroslaw Myjak (Deputy CEO) | Mgmt | For | For |
8.8f | Approve Discharge of Wojciech Papierak (Deputy CEO) | Mgmt | For | For |
8.8g | Approve Discharge of Jakub Papierski (Deputy CEO) | Mgmt | For | For |
8.8h | Approve Discharge of Mariusz Zarzycki (Deputy CEO) | Mgmt | For | For |
8.9a | Approve Discharge of Cezary Banasinski (Supervisory Board Chairman) | Mgmt | For | For |
8.9b | Approve Discharge of Tomasz Zganiacz (Supervisory Board Member) | Mgmt | For | For |
8.9c | Approve Discharge of Jan Bossak (Supervisory Board Member) | Mgmt | For | For |
8.9d | Approve Discharge of Miroslaw Czekaj (Supervisory Board Member) | Mgmt | For | For |
8.9e | Approve Discharge of Ireneusz Fafara (Supervisory Board Member) | Mgmt | For | For |
8.9f | Approve Discharge of Blazej Lepczynski (Supervisory Board Member) | Mgmt | For | For |
8.9g | Approve Discharge of Piotr Marczak (Supervisory Board Member) | Mgmt | For | For |
8.9h | Approve Discharge of Alojzy Zbigniew Nowak (Supervisory Board Member) | Mgmt | For | For |
9 | Approve Listing, Dematerialization, and Registration of Company Shares; Approve Conclusion of Agreements Re: Sale of Bank's Shares by State Treasury and Bank Gospodarstwa Krajowego | Mgmt | For | For |
10.1 | Amend Statute to Reflect Changes in Capital | Mgmt | For | For |
10.2 | Amend Statute | Mgmt | For | For |
10.3 | Amend Statute Re: Allow Electronic Participation in General Meetings | Mgmt | For | For |
11 | Elect Supervisory Board Member(s) | Mgmt | For | For |
12 | Approve Regulations on General Meetings | Mgmt | For | For |
13 | Receive Supervisory Board Report on Results of Recruitment for Positions of CEO and Deputy CEO | Mgmt | ||
14 | Receive Supervisory Board Report on Process of Disposing of Hotels and Offsite Training Centers | Mgmt | ||
15 | Close Meeting | Mgmt | ||
Public Power Corporation S.A. | ||||
Ticker PPC | Meeting Date | Meeting Type | ||
30-Jun-11 | Annual | |||
CUSIP: X7023M103 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
Annual Meeting Agenda | Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Dividends | Mgmt | For | For |
3 | Approve Discharge of Board and Auditors | Mgmt | For | For |
4 | Approve Director Remuneration for 2010 and Pre-approve Director Remuneration for 2011 | Mgmt | For | For |
5 | Approve Auditors and Fix Their Remuneration | Mgmt | For | Against |
6 | Amend Company Articles | Mgmt | For | For |
7 | Various Issues and Announcements | Mgmt | For | Against |
Siam Commercial Bank PCL | ||||
Ticker SCB | Meeting Date | Meeting Type | ||
30-Jun-11 | Special | |||
CUSIP: Y7905M105 | ||||
Proponent | Mgmt Rec | Vote Instruction | ||
1 | Approve Minutes of Previous EGM | Mgmt | For | For |
2 | Approve Minutes of Previous AGM | Mgmt | For | For |
3 | Approve Acquisition of the Business of The Siam Industrial Credit PCL (SICCO) by Making a Tender Offer for the Delisiting of SICCO Securities from the SET | Mgmt | For | Against |
4 | Approve Tender Offer for All Securities of SICCO Securities PCL (SSEC) from Other Shareholders of SSEC After the Company Has Purchased 50 Percent or More of the Voting Shares in SICCO | Mgmt | For | Against |
5 | Authorize Executive Committee or the President to Have Power and Authority to Determine Conditions and Other Details Relating to and/or in Connection with the Tender Offers for All SICCO and SSEC Securities to be Carried Out by the Company | Mgmt | For | Against |
Tributary Large Cap Growth Fund
DELL INC. | |||||||||||
Security | 24702R101 | Meeting Type | Annual | ||||||||
Ticker Symbol | DELL | Meeting Date | 12-Aug-2010 | ||||||||
ISIN | US24702R1014 | Agenda | 933291750 - Management | ||||||||
City | Holding Recon Date | 21-May-2010 | |||||||||
Country | United States | Vote Deadline Date | 11-Aug-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | JAMES W. BREYER | For | For | ||||||||
2 | DONALD J. CARTY | Withheld | Against | ||||||||
3 | MICHAEL S. DELL | For | For | ||||||||
4 | WILLIAM H. GRAY, III | Withheld | Against | ||||||||
5 | JUDY C. LEWENT | For | For | ||||||||
6 | THOMAS W. LUCE, III | Withheld | Against | ||||||||
7 | KLAUS S. LUFT | For | For | ||||||||
8 | ALEX J. MANDL | Withheld | Against | ||||||||
9 | SHANTANU NARAYEN | Withheld | Against | ||||||||
10 | SAM NUNN | For | For | ||||||||
11 | H. ROSS PEROT, JR. | For | For | ||||||||
02 | RATIFICATION OF INDEPENDENT AUDITOR | Management | For | For | |||||||
03 | AMENDMENT OF CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE PROVISIONS | Management | For | For | |||||||
SH1 | REIMBURSEMENT OF PROXY EXPENSES | Shareholder | For | Against | |||||||
SH2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||
MEDTRONIC, INC. | |||||||||||
Security | 585055106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDT | Meeting Date | 25-Aug-2010 | ||||||||
ISIN | US5850551061 | Agenda | 933309139 - Management | ||||||||
City | Holding Recon Date | 28-Jun-2010 | |||||||||
Country | United States | Vote Deadline Date | 24-Aug-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD H. ANDERSON | Withheld | Against | ||||||||
2 | DAVID L. CALHOUN | For | For | ||||||||
3 | VICTOR J. DZAU, M.D. | Withheld | Against | ||||||||
4 | WILLIAM A. HAWKINS | For | For | ||||||||
5 | SHIRLEY A. JACKSON, PHD | Withheld | Against | ||||||||
6 | JAMES T. LENEHAN | For | For | ||||||||
7 | DENISE M. O'LEARY | For | For | ||||||||
8 | KENDALL J. POWELL | For | For | ||||||||
9 | ROBERT C. POZEN | For | For | ||||||||
10 | JEAN-PIERRE ROSSO | Withheld | Against | ||||||||
11 | JACK W. SCHULER | Withheld | Against | ||||||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
SYMANTEC CORPORATION | |||||||||||
Security | 871503108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SYMC | Meeting Date | 20-Sep-2010 | ||||||||
ISIN | US8715031089 | Agenda | 933315978 - Management | ||||||||
City | Holding Recon Date | 26-Jul-2010 | |||||||||
Country | United States | Vote Deadline Date | 17-Sep-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: STEPHEN M. BENNETT | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: MICHAEL A. BROWN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: WILLIAM T. COLEMAN III | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: FRANK E. DANGEARD | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: DAVID L. MAHONEY | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: ENRIQUE SALEM | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: V. PAUL UNRUH | Management | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | |||||||
03 | AMENDMENT TO OUR 2004 EQUITY INCENTIVE PLAN, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES ISSUABLE BY 55,000,000. | Management | For | For | |||||||
04 | AMENDMENT TO OUR 2008 EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE NUMBER OF AUTHORIZED SHARES ISSUABLE THEREUNDER BY 20,000,000. | Management | For | For | |||||||
FEDEX CORPORATION | |||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FDX | Meeting Date | 27-Sep-2010 | ||||||||
ISIN | US31428X1063 | Agenda | 933319419 - Management | ||||||||
City | Holding Recon Date | 02-Aug-2010 | |||||||||
Country | United States | Vote Deadline Date | 24-Sep-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON | Management | Against | Against | |||||||
1E | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | |||||||
02 | ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | |||||||
03 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
04 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
05 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||||||
06 | STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION PLANNING. | Shareholder | Against | For |
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 12-Oct-2010 | ||||||||
ISIN | US7427181091 | Agenda | 933321375 - Management | ||||||||
City | Holding Recon Date | 13-Aug-2010 | |||||||||
Country | United States | Vote Deadline Date | 11-Oct-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
03 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder | Against | For | |||||||
PAYCHEX, INC. | |||||||||||
Security | 704326107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PAYX | Meeting Date | 13-Oct-2010 | ||||||||
ISIN | US7043261079 | Agenda | 933325599 - Management | ||||||||
City | Holding Recon Date | 16-Aug-2010 | |||||||||
Country | United States | Vote Deadline Date | 12-Oct-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | Against | Against | |||||||
1F | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | For | For | |||||||
2 | TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN. | Management | For | For | |||||||
3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
LINEAR TECHNOLOGY CORPORATION | |||||||||||
Security | 535678106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLTC | Meeting Date | 03-Nov-2010 | ||||||||
ISIN | US5356781063 | Agenda | 933329662 - Management | ||||||||
City | Holding Recon Date | 07-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 02-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | ROBERT H. SWANSON, JR. | For | For | ||||||||
2 | LOTHAR MAIER | For | For | ||||||||
3 | ARTHUR C. AGNOS | For | For | ||||||||
4 | JOHN J. GORDON | For | For | ||||||||
5 | DAVID S. LEE | Withheld | Against | ||||||||
6 | RICHARD M. MOLEY | For | For | ||||||||
7 | THOMAS S. VOLPE | Withheld | Against | ||||||||
02 | TO APPROVE THE COMPANY'S 2010 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY 3, 2011. | Management | For | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 16-Nov-2010 | ||||||||
ISIN | US5949181045 | Agenda | 933331011 - Management | ||||||||
City | Holding Recon Date | 03-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 15-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||
02 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||||
06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For | |||||||
11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | Shareholder | Against | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 18-Nov-2010 | ||||||||
ISIN | US17275R1023 | Agenda | 933332265 - Management | ||||||||
City | Holding Recon Date | 20-Sep-2010 | |||||||||
Country | United States | Vote Deadline Date | 17-Nov-2010 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||
1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||
1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For | |||||||
02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For | |||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2011. | Management | For | For | |||||||
04 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY. | Shareholder | Against | For | |||||||
05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||||
06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For | |||||||
JOHNSON CONTROLS, INC. | |||||||||||
Security | 478366107 | Meeting Type | Annual | ||||||||
Ticker Symbol | JCI | Meeting Date | 26-Jan-2011 | ||||||||
ISIN | US4783661071 | Agenda | 933358865 - Management | ||||||||
City | Holding Recon Date | 18-Nov-2010 | |||||||||
Country | United States | Vote Deadline Date | 25-Jan-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | NATALIE A. BLACK | For | For | ||||||||
2 | ROBERT A. CORNOG | For | For | ||||||||
3 | WILLIAM H. LACY | For | For | ||||||||
4 | STEPHEN A. ROELL | For | For | ||||||||
02 | RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2011 | Management | For | For | |||||||
03 | APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION TO ALLOW FOR A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS | Management | For | For | |||||||
04 | APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL INCENTIVE PERFORMANCE PLAN. | Management | For | For | |||||||
05 | APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM INCENTIVE PERFORMANCE PLAN | Management | For | For | |||||||
06 | ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
07 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | 3 Years | For | |||||||
WHOLE FOODS MARKET, INC. | |||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFMI | Meeting Date | 28-Feb-2011 | ||||||||
ISIN | US9668371068 | Agenda | 933366115 - Management | ||||||||
City | Holding Recon Date | 03-Jan-2011 | |||||||||
Country | United States | Vote Deadline Date | 25-Feb-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | DR. JOHN ELSTROTT | For | For | ||||||||
2 | GABRIELLE GREENE | For | For | ||||||||
3 | SHAHID (HASS) HASSAN | For | For | ||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||
5 | JOHN MACKEY | For | For | ||||||||
6 | WALTER ROBB | For | For | ||||||||
7 | JONATHAN SEIFFER | For | For | ||||||||
8 | MORRIS (MO) SIEGEL | For | For | ||||||||
9 | JONATHAN SOKOLOFF | For | For | ||||||||
10 | DR. RALPH SORENSON | For | For | ||||||||
11 | W. (KIP) TINDELL, III | For | For | ||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR FISCAL YEAR 2011. | Management | For | For | |||||||
03 | RATIFICATION OF THE COMPENSATION PACKAGE GRANTED TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 2 Years | For | |||||||
05 | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE. | Shareholder | Against | For | |||||||
06 | SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Against | For |
STARBUCKS CORPORATION | |||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBUX | Meeting Date | 23-Mar-2011 | ||||||||
ISIN | US8552441094 | Agenda | 933368044 - Management | ||||||||
City | Holding Recon Date | 13-Jan-2011 | |||||||||
Country | United States | Vote Deadline Date | 22-Mar-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: OLDEN LEE | Management | Against | Against | |||||||
1F | ELECTION OF DIRECTOR: SHERYL SANDBERG | Management | Against | Against | |||||||
1G | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
02 | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | For | For | |||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||||
04 | APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER 2005 LONG-TERM EQUITY INCENTIVE PLAN | Management | For | For | |||||||
05 | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN NUMBER OF AUTHORIZED SHARES UNDER THE PLAN | Management | For | For | |||||||
06 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 2, 2011 | Management | For | For | |||||||
07 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | Shareholder | Against | For | |||||||
HEWLETT-PACKARD COMPANY | |||||||||||
Security | 428236103 | Meeting Type | Annual | ||||||||
Ticker Symbol | HPQ | Meeting Date | 23-Mar-2011 | ||||||||
ISIN | US4282361033 | Agenda | 933369820 - Management | ||||||||
City | Holding Recon Date | 24-Jan-2011 | |||||||||
Country | United States | Vote Deadline Date | 22-Mar-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: L. APOTHEKER | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: S.M. BALDAUF | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: R.L. GUPTA | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: J.H. HAMMERGREN | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: R.J. LANE | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: G.M. REINER | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: P.F. RUSSO | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: D. SENEQUIER | Management | For | For | |||||||
1L | ELECTION OF DIRECTOR: G.K. THOMPSON | Management | For | For | |||||||
1M | ELECTION OF DIRECTOR: M.C. WHITMAN | Management | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2011. | Management | For | For | |||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |||||||
05 | APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
06 | APPROVAL OF AN AMENDMENT TO THE HEWLETT- PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN. | Management | For | For | |||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 06-Apr-2011 | ||||||||
ISIN | AN8068571086 | Agenda | 933377106 - Management | ||||||||
City | Holding Recon Date | 16-Feb-2011 | |||||||||
Country | United States | Vote Deadline Date | 05-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: P. CAMUS | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: P. CURRIE | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: A. GOULD | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: T. ISAAC | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: K.V. KAMATH | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: A. LAJOUS | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: M.E. MARKS | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: E. MOLER | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: L.R. REIF | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: T.I. SANDVOLD | Management | For | For | |||||||
1L | ELECTION OF DIRECTOR: H. SEYDOUX | Management | For | For | |||||||
1M | ELECTION OF DIRECTOR: P. KIBSGAARD | Management | For | For | |||||||
1N | ELECTION OF DIRECTOR: L.S. OLAYAN | Management | For | For | |||||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 2 Years | For | |||||||
04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | Management | For | For | |||||||
05 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | Management | Against | Against | |||||||
06 | TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | Management | For | For | |||||||
07 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
LINEAR TECHNOLOGY CORPORATION | |||||||||||
Security | 535678106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLTC | Meeting Date | 29-Apr-2011 | ||||||||
ISIN | US5356781063 | Agenda | 933375239 - Management | ||||||||
City | Holding Recon Date | 27-Jan-2011 | |||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | PLEASE REVIEW THE MATERIAL LINKS FOR ACCESS TO THE LINEAR LEGAL DOCUMENT. THIS IS NOT A VOTEABLE EVENT. | Management |
Tributary Small Company Fund
PARK ELECTROCHEMICAL CORP. | ||||||||||
Security | 700416209 | Meeting Type | Annual | |||||||
Ticker Symbol | PKE | Meeting Date | 20-Jul-2010 | |||||||
ISIN | US7004162092 | Agenda | 933305686 - Management | |||||||
City | Holding Recon Date | 28-May-2010 | ||||||||
Country | United States | Vote Deadline Date | 19-Jul-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DALE BLANCHFIELD | For | For | |||||||
2 | LLOYD FRANK | For | For | |||||||
3 | EMILY J. GROEHL | For | For | |||||||
4 | BRIAN E. SHORE | For | For | |||||||
5 | STEVEN T. WARSHAW | For | For | |||||||
02 | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 27, 2011. | Management | For | For | ||||||
TIDEWATER INC. | ||||||||||
Security | 886423102 | Meeting Type | Annual | |||||||
Ticker Symbol | TDW | Meeting Date | 22-Jul-2010 | |||||||
ISIN | US8864231027 | Agenda | 933302894 - Management | |||||||
City | Holding Recon Date | 28-May-2010 | ||||||||
Country | United States | Vote Deadline Date | 21-Jul-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | M. JAY ALLISON | For | For | |||||||
2 | JAMES C. DAY | For | For | |||||||
3 | RICHARD T. DU MOULIN | For | For | |||||||
4 | MORRIS E. FOSTER | For | For | |||||||
5 | J. WAYNE LEONARD | For | For | |||||||
6 | JON C. MADONNA | For | For | |||||||
7 | JOSEPH H. NETHERLAND | For | For | |||||||
8 | RICHARD A. PATTAROZZI | For | For | |||||||
9 | NICHOLAS J. SUTTON | For | For | |||||||
10 | CINDY B. TAYLOR | For | For | |||||||
11 | DEAN E. TAYLOR | For | For | |||||||
12 | JACK E. THOMPSON | For | For | |||||||
2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
ODYSSEY HEALTHCARE, INC. | ||||||||||
Security | 67611V101 | Meeting Type | Special | |||||||
Ticker Symbol | ODSY | Meeting Date | 09-Aug-2010 | |||||||
ISIN | US67611V1017 | Agenda | 933309393 - Management | |||||||
City | Holding Recon Date | 02-Jul-2010 | ||||||||
Country | United States | Vote Deadline Date | 06-Aug-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | TO (I) APPROVE THE MERGER (THE "MERGER") OF GTO ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY OF GENTIVA HEALTH SERVICES, INC. ("GENTIVA"), WITH AND INTO ODYSSEY, RESULTING IN ODYSSEY BECOMING A WHOLLY-OWNED SUBSIDIARY OF GENTIVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, AMONG ODYSSEY, GENTIVA AND GTO ACQUISITION CORP., AND (II) ADOPT THE MERGER AGREEMENT. | Management | For | For | ||||||
02 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AND ADOPT THE MERGER AGREEMENT. | Management | For | For | ||||||
PSS WORLD MEDICAL, INC. | ||||||||||
Security | 69366A100 | Meeting Type | Annual | |||||||
Ticker Symbol | PSSI | Meeting Date | 24-Aug-2010 | |||||||
ISIN | US69366A1007 | Agenda | 933309292 - Management | |||||||
City | Holding Recon Date | 18-Jun-2010 | ||||||||
Country | United States | Vote Deadline Date | 23-Aug-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GARY A. CORLESS | For | For | |||||||
2 | MELVIN L. HECKTMAN | For | For | |||||||
3 | DELORES M. KESLER | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
DAKTRONICS, INC. | ||||||||||
Security | 234264109 | Meeting Type | Annual | |||||||
Ticker Symbol | DAKT | Meeting Date | 25-Aug-2010 | |||||||
ISIN | US2342641097 | Agenda | 933309482 - Management | |||||||
City | Holding Recon Date | 28-Jun-2010 | ||||||||
Country | United States | Vote Deadline Date | 24-Aug-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES B. MORGAN | For | For | |||||||
2 | JOHN L. MULLIGAN | For | For | |||||||
3 | DUANE E. SANDER | For | For | |||||||
02 | TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
03 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2011. | Management | For | For | ||||||
04 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Against | Against | ||||||
WORTHINGTON INDUSTRIES, INC. | ||||||||||
Security | 981811102 | Meeting Type | Annual | |||||||
Ticker Symbol | WOR | Meeting Date | 30-Sep-2010 | |||||||
ISIN | US9818111026 | Agenda | 933322086 - Management | |||||||
City | Holding Recon Date | 10-Aug-2010 | ||||||||
Country | United States | Vote Deadline Date | 29-Sep-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KERRII B. ANDERSON | For | For | |||||||
2 | JOHN P. MCCONNELL | For | For | |||||||
3 | MARY SCHIAVO | For | For | |||||||
02 | TO APPROVE THE WORTHINGTON INDUSTRIES, INC. 2010 STOCK OPTION PLAN. | Management | Against | Against | ||||||
03 | TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2011. | Management | For | For | ||||||
CACI INTERNATIONAL INC | ||||||||||
Security | 127190304 | Meeting Type | Annual | |||||||
Ticker Symbol | CACI | Meeting Date | 17-Nov-2010 | |||||||
ISIN | US1271903049 | Agenda | 933334978 - Management | |||||||
City | Holding Recon Date | 20-Sep-2010 | ||||||||
Country | United States | Vote Deadline Date | 16-Nov-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAN R. BANNISTER | For | For | |||||||
2 | PAUL M. COFONI | For | For | |||||||
3 | GORDON R. ENGLAND | For | For | |||||||
4 | JAMES S. GILMORE III | For | For | |||||||
5 | GREGORY G. JOHNSON | For | For | |||||||
6 | RICHARD L. LEATHERWOOD | For | For | |||||||
7 | J. PHILLIP LONDON | For | For | |||||||
8 | JAMES L. PAVITT | For | For | |||||||
9 | WARREN R. PHILLIPS | For | For | |||||||
10 | CHARLES P. REVOILE | For | For | |||||||
11 | WILLIAM S. WALLACE | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2011. | Management | For | For | ||||||
03 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. | Management | Against | |||||||
COMTECH TELECOMMUNICATIONS CORP. | ||||||||||
Security | 205826209 | Meeting Type | Annual | |||||||
Ticker Symbol | CMTL | Meeting Date | 09-Dec-2010 | |||||||
ISIN | US2058262096 | Agenda | 933350845 - Management | |||||||
City | Holding Recon Date | 11-Oct-2010 | ||||||||
Country | United States | Vote Deadline Date | 08-Dec-2010 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FRED KORNBERG | For | For | |||||||
2 | EDWIN KANTOR | For | For | |||||||
02 | RATIFICATION OF SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
MICROSEMI CORPORATION | ||||||||||
Security | 595137100 | Meeting Type | Annual | |||||||
Ticker Symbol | MSCC | Meeting Date | 19-Jan-2011 | |||||||
ISIN | US5951371005 | Agenda | 933355934 - Management | |||||||
City | Holding Recon Date | 22-Nov-2010 | ||||||||
Country | United States | Vote Deadline Date | 18-Jan-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES J. PETERSON | For | For | |||||||
2 | DENNIS R. LEIBEL | For | For | |||||||
3 | THOMAS R. ANDERSON | For | For | |||||||
4 | WILLIAM E. BENDUSH | For | For | |||||||
5 | WILLIAM L. HEALEY | For | For | |||||||
6 | PAUL F. FOLINO | For | For | |||||||
7 | MATTHEW E. MASSENGILL | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MICROSEMI CORPORATION FOR FISCAL YEAR 2011. | Management | For | For | ||||||
INSTEEL INDUSTRIES, INC. | ||||||||||
Security | 45774W108 | Meeting Type | Annual | |||||||
Ticker Symbol | IIIN | Meeting Date | 08-Feb-2011 | |||||||
ISIN | US45774W1080 | Agenda | 933363284 - Management | |||||||
City | Holding Recon Date | 06-Dec-2010 | ||||||||
Country | United States | Vote Deadline Date | 07-Feb-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GARY L. PECHOTA | For | For | |||||||
2 | W. ALLEN ROGERS II | For | For | |||||||
02 | ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2011. | Management | For | For | ||||||
MTS SYSTEMS CORPORATION | ||||||||||
Security | 553777103 | Meeting Type | Annual | |||||||
Ticker Symbol | MTSC | Meeting Date | 09-Feb-2011 | |||||||
ISIN | US5537771033 | Agenda | 933361660 - Management | |||||||
City | Holding Recon Date | 15-Dec-2010 | ||||||||
Country | United States | Vote Deadline Date | 08-Feb-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAVID J. ANDERSON | For | For | |||||||
2 | JEAN-LOU CHAMEAU | For | For | |||||||
3 | LAURA B. HAMILTON | For | For | |||||||
4 | BRENDAN C. HEGARTY | For | For | |||||||
5 | EMILY M. LIGGETT | For | For | |||||||
6 | WILLIAM V. MURRAY | For | For | |||||||
7 | BARB J. SAMARDZICH | For | For | |||||||
8 | GAIL P. STEINEL | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | Management | For | For | ||||||
03 | TO APPROVE THE MTS SYSTEMS CORPORATION 2011 STOCK INCENTIVE PLAN. | Management | For | For | ||||||
04 | TO APPROVE THE MTS SYSTEMS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
05 | TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
06 | TO HOLD A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY OF THE VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
JACK IN THE BOX INC. | ||||||||||
Security | 466367109 | Meeting Type | Annual | |||||||
Ticker Symbol | JACK | Meeting Date | 18-Feb-2011 | |||||||
ISIN | US4663671091 | Agenda | 933365973 - Management | |||||||
City | Holding Recon Date | 21-Dec-2010 | ||||||||
Country | United States | Vote Deadline Date | 17-Feb-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DAVID L. GOEBEL | For | For | |||||||
2 | MURRAY H. HUTCHISON | For | For | |||||||
3 | LINDA A. LANG | For | For | |||||||
4 | MICHAEL W. MURPHY | For | For | |||||||
5 | JAMES M. MYERS | For | For | |||||||
6 | DAVID M. TEHLE | For | For | |||||||
7 | WINIFRED M. WEBB | For | For | |||||||
8 | JOHN T. WYATT | For | For | |||||||
02 | APPROVAL OF AMENDED AND RESTATED ANNUAL PERFORMANCE INCENTIVE PLAN. | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | ||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
IDEX CORPORATION | ||||||||||
Security | 45167R104 | Meeting Type | Annual | |||||||
Ticker Symbol | IEX | Meeting Date | 05-Apr-2011 | |||||||
ISIN | US45167R1041 | Agenda | 933378665 - Management | |||||||
City | Holding Recon Date | 23-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-Apr-2011 | |||||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | BRADLEY J. BELL | For | For | |||||||
2 | LAWRENCE D. KINGSLEY | For | For | |||||||
3 | GREGORY F. MILZCIK | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY FOR 2011. | Management | For | For | ||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||
Security | 81725T100 | Meeting Type | Annual | |||||||
Ticker Symbol | SXT | Meeting Date | 21-Apr-2011 | |||||||
ISIN | US81725T1007 | Agenda | 933384872 - Management | |||||||
City | Holding Recon Date | 25-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 20-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | HANK BROWN | For | For | |||||||
2 | FERGUS M. CLYDESDALE | For | For | |||||||
3 | JAMES A.D. CROFT | For | For | |||||||
4 | WILLIAM V. HICKEY | For | For | |||||||
5 | KENNETH P. MANNING | For | For | |||||||
6 | PETER M. SALMON | For | For | |||||||
7 | ELAINE R. WEDRAL | For | For | |||||||
8 | ESSIE WHITELAW | For | For | |||||||
02 | PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE ACCOMPANYING PROXY STATEMENT. | Management | Against | Against | ||||||
03 | PROPOSAL THAT SENSIENT'S SHAREHOLDERS RECOMMEND THAT THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF SENSIENT'S NAMED EXECUTIVE OFFICERS BE HELD EVERY (CHECK ONE). | Management | 1 Year | Against | ||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2011. | Management | For | For | ||||||
SELECTIVE INSURANCE GROUP, INC. | ||||||||||
Security | 816300107 | Meeting Type | Annual | |||||||
Ticker Symbol | SIGI | Meeting Date | 27-Apr-2011 | |||||||
ISIN | US8163001071 | Agenda | 933399037 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: PAUL D. BAUER | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: JOHN C. BURVILLE | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: JOAN M. LAMM-TENNANT | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: GREGORY E. MURPHY | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: RONALD L. O'KELLEY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: WILLIAM M. RUE | Management | For | For | ||||||
02 | APPROVE A NON-BINDING ADVISORY RESOLUTION ON COMPENSATION OF SELECTIVE'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF AN ADVISORY RESOLUTION ON THE COMPENSATION OF SELECTIVE'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
04 | RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
ARCH CHEMICALS, INC. | ||||||||||
Security | 03937R102 | Meeting Type | Annual | |||||||
Ticker Symbol | ARJ | Meeting Date | 28-Apr-2011 | |||||||
ISIN | US03937R1023 | Agenda | 933379441 - Management | |||||||
City | Holding Recon Date | 03-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | MICHAEL E. CAMPBELL | For | For | |||||||
2 | DAVID LILLEY | For | For | |||||||
2 | APPROVAL OF THE AMENDED AND RESTATED 1999 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
4 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | ||||||
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||
TENNANT COMPANY | ||||||||||
Security | 880345103 | Meeting Type | Annual | |||||||
Ticker Symbol | TNC | Meeting Date | 28-Apr-2011 | |||||||
ISIN | US8803451033 | Agenda | 933380658 - Management | |||||||
City | Holding Recon Date | 28-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CAROL S. EICHER | For | For | |||||||
2 | DAVID MATHIESON | For | For | |||||||
3 | DONAL L. MULLIGAN | For | For | |||||||
4 | STEPHEN G. SHANK | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
TRACTOR SUPPLY COMPANY | ||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||
Ticker Symbol | TSCO | Meeting Date | 28-Apr-2011 | |||||||
ISIN | US8923561067 | Agenda | 933383248 - Management | |||||||
City | Holding Recon Date | 09-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JAMES F. WRIGHT | For | For | |||||||
2 | JOHNSTON C. ADAMS | For | For | |||||||
3 | WILLIAM BASS | For | For | |||||||
4 | PETER D. BEWLEY | For | For | |||||||
5 | JACK C. BINGLEMAN | For | For | |||||||
6 | RICHARD W. FROST | For | For | |||||||
7 | CYNTHIA T. JAMISON | For | For | |||||||
8 | GEORGE MACKENZIE | For | For | |||||||
9 | EDNA K. MORRIS | For | For | |||||||
02 | AMENDMENT TO CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | Management | For | For | ||||||
03 | SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
CULLEN/FROST BANKERS, INC. | ||||||||||
Security | 229899109 | Meeting Type | Annual | |||||||
Ticker Symbol | CFR | Meeting Date | 28-Apr-2011 | |||||||
ISIN | US2298991090 | Agenda | 933391017 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | R. DENNY ALEXANDER | For | For | |||||||
2 | CARLOS ALVAREZ | For | For | |||||||
3 | ROYCE S. CALDWELL | For | For | |||||||
4 | CRAWFORD H. EDWARDS | For | For | |||||||
5 | RUBEN M. ESCOBEDO | For | For | |||||||
6 | RICHARD W. EVANS, JR. | For | For | |||||||
7 | PATRICK B. FROST | For | For | |||||||
8 | DAVID J. HAEMISEGGER | For | For | |||||||
9 | KAREN E. JENNINGS | For | For | |||||||
10 | RICHARD M. KLEBERG, III | For | For | |||||||
11 | CHARLES W. MATTHEWS | For | For | |||||||
12 | IDA CLEMENT STEEN | For | For | |||||||
13 | HORACE WILKINS JR. | For | For | |||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2011. | Management | For | For | ||||||
03 | PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
LITTELFUSE, INC. | ||||||||||
Security | 537008104 | Meeting Type | Annual | |||||||
Ticker Symbol | LFUS | Meeting Date | 29-Apr-2011 | |||||||
ISIN | US5370081045 | Agenda | 933382664 - Management | |||||||
City | Holding Recon Date | 28-Feb-2011 | ||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | T.J. CHUNG | For | For | |||||||
2 | JOHN P. DRISCOLL | For | For | |||||||
3 | ANTHONY GRILLO | For | For | |||||||
4 | GORDON HUNTER | For | For | |||||||
5 | JOHN E. MAJOR | For | For | |||||||
6 | WILLIAM P. NOGLOWS | For | For | |||||||
7 | RONALD L. SCHUBEL | For | For | |||||||
02 | APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
03 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
HUBBELL INCORPORATED | ||||||||||
Security | 443510201 | Meeting Type | Annual | |||||||
Ticker Symbol | HUBB | Meeting Date | 02-May-2011 | |||||||
ISIN | US4435102011 | Agenda | 933384858 - Management | |||||||
City | Holding Recon Date | 04-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 29-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | TIMOTHY H. POWERS | For | For | |||||||
2 | LYNN J. GOOD | For | For | |||||||
3 | ANTHONY J. GUZZI | For | For | |||||||
4 | NEAL J. KEATING | For | For | |||||||
5 | ANDREW MCNALLY IV | For | For | |||||||
6 | G. JACKSON RATCLIFFE | For | For | |||||||
7 | CARLOS A. RODRIGUEZ | For | For | |||||||
8 | RICHARD J. SWIFT | For | For | |||||||
9 | DANIEL S. VAN RIPER | For | For | |||||||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | Management | For | For | ||||||
03 | APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | ||||||
04 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS PRESENTED IN THE COMPANY'S PROXY STATEMENT FOR THE ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 2, 2011. | Management | For | For | ||||||
05 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO A SHAREHOLDER ADVISORY VOTE. | Management | 1 Year | Against | ||||||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||||
Security | 955306105 | Meeting Type | Annual | |||||||
Ticker Symbol | WST | Meeting Date | 03-May-2011 | |||||||
ISIN | US9553061055 | Agenda | 933397689 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | DONALD E. MOREL JR.* | For | For | |||||||
2 | JOHN H. WEILAND* | For | For | |||||||
3 | ROBERT C. YOUNG* | For | For | |||||||
4 | MARK A. BUTHMAN* | For | For | |||||||
5 | DOUGLAS A. MICHELS# | For | For | |||||||
02 | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS SO THAT ALL OF OUR DIRECTORS STAND FOR ELECTION EACH YEAR. | Management | For | For | ||||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | ||||||
06 | TO APPROVE THE ADOPTION OF THE WEST PHARMACEUTICAL SERVICES, INC. 2011 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | Against | Against |
HOME PROPERTIES, INC. | ||||||||||
Security | 437306103 | Meeting Type | Annual | |||||||
Ticker Symbol | HME | Meeting Date | 03-May-2011 | |||||||
ISIN | US4373061039 | Agenda | 933400931 - Management | |||||||
City | Holding Recon Date | 08-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEPHEN R. BLANK | For | For | |||||||
2 | ALAN L. GOSULE | For | For | |||||||
3 | LEONARD F. HELBIG, III | For | For | |||||||
4 | CHARLES J. KOCH | For | For | |||||||
5 | THOMAS P. LYDON, JR. | For | For | |||||||
6 | EDWARD J. PETTINELLA | For | For | |||||||
7 | CLIFFORD W. SMITH, JR. | For | For | |||||||
8 | AMY L. TAIT | For | For | |||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
04 | TO APPROVE THE HOME PROPERTIES, INC. 2011 STOCK BENEFIT PLAN. | Management | For | For | ||||||
05 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
COTT CORPORATION | ||||||||||
Security | 22163N106 | Meeting Type | Annual | |||||||
Ticker Symbol | COT | Meeting Date | 03-May-2011 | |||||||
ISIN | CA22163N1069 | Agenda | 933404220 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARK BENADIBA | For | For | |||||||
2 | GEORGE A. BURNETT | For | For | |||||||
3 | JERRY FOWDEN | For | For | |||||||
4 | DAVID T. GIBBONS | For | For | |||||||
5 | STEPHEN H. HALPERIN | For | For | |||||||
6 | BETTY JANE HESS | For | For | |||||||
7 | GREGORY MONAHAN | For | For | |||||||
8 | MARIO PILOZZI | For | For | |||||||
9 | ANDREW PROZES | For | For | |||||||
10 | ERIC ROSENFELD | For | For | |||||||
11 | GRAHAM SAVAGE | For | For | |||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF COTT'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||||||||
Security | 592688105 | Meeting Type | Annual | |||||||
Ticker Symbol | MTD | Meeting Date | 04-May-2011 | |||||||
ISIN | US5926881054 | Agenda | 933384024 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBERT F. SPOERRY | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: WAH-HUI CHU | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: FRANCIS A. CONTINO | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: OLIVIER A. FILLIOL | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: HANS ULRICH MAERKI | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: GEORGE M. MILNE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: THOMAS P. SALICE | Management | For | For | ||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | APPROVAL OF THE POBS PLUS INCENTIVE SYSTEM FOR GROUP MANAGEMENT. | Management | For | For | ||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||||
Security | 477839104 | Meeting Type | Annual | |||||||
Ticker Symbol | JBT | Meeting Date | 04-May-2011 | |||||||
ISIN | US4778391049 | Agenda | 933387741 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | CHARLES H. CANNON, JR. | For | For | |||||||
2 | POLLY B. KAWALEK | For | For | |||||||
3 | JAMES R. THOMPSON | For | For | |||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
04 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
ENTEGRIS, INC. | ||||||||||
Security | 29362U104 | Meeting Type | Annual | |||||||
Ticker Symbol | ENTG | Meeting Date | 04-May-2011 | |||||||
ISIN | US29362U1043 | Agenda | 933404484 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GIDEON ARGOV | For | For | |||||||
2 | MICHAEL A. BRADLEY | For | For | |||||||
3 | MARVIN D. BURKETT | For | For | |||||||
4 | R. NICHOLAS BURNS | For | For | |||||||
5 | DANIEL W. CHRISTMAN | For | For | |||||||
6 | ROGER D. MCDANIEL | For | For | |||||||
7 | PAUL L.H. OLSON | For | For | |||||||
8 | BRIAN F. SULLIVAN | For | For | |||||||
02 | RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | Management | Against | Against | ||||||
04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||
RLI CORP. | ||||||||||
Security | 749607107 | Meeting Type | Annual | |||||||
Ticker Symbol | RLI | Meeting Date | 05-May-2011 | |||||||
ISIN | US7496071074 | Agenda | 933384959 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | KAJ AHLMANN | For | For | |||||||
2 | BARBARA R. ALLEN | For | For | |||||||
3 | JOHN T. BAILY | For | For | |||||||
4 | JORDAN W. GRAHAM | For | For | |||||||
5 | GERALD I. LENROW | For | For | |||||||
6 | CHARLES M. LINKE | For | For | |||||||
7 | F. LYNN MCPHEETERS | For | For | |||||||
8 | JONATHAN E. MICHAEL | For | For | |||||||
9 | ROBERT O. VIETS | For | For | |||||||
02 | APPROVE THE COMPANY'S ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||
03 | APPROVE THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
04 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | FREQUENCY ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
CHURCH & DWIGHT CO., INC. | ||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||
Ticker Symbol | CHD | Meeting Date | 05-May-2011 | |||||||
ISIN | US1713401024 | Agenda | 933389430 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOSE B. ALVAREZ | For | For | |||||||
2 | JAMES R. CRAIGIE | For | For | |||||||
3 | ROSINA B. DIXON | For | For | |||||||
4 | ROBERT D. LEBLANC | For | For | |||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | Management | For | For | ||||||
CURTISS-WRIGHT CORPORATION | ||||||||||
Security | 231561101 | Meeting Type | Annual | |||||||
Ticker Symbol | CW | Meeting Date | 06-May-2011 | |||||||
ISIN | US2315611010 | Agenda | 933404167 - Management | |||||||
City | Holding Recon Date | 11-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MARTIN R. BENANTE | For | For | |||||||
2 | S. MARCE FULLER | For | For | |||||||
3 | ALLEN A. KOZINSKI | For | For | |||||||
4 | JOHN R. MYERS | For | For | |||||||
5 | JOHN B. NATHMAN | For | For | |||||||
6 | ROBERT J. RIVET | For | For | |||||||
7 | WILLIAM W. SIHLER | For | For | |||||||
8 | ALBERT E. SMITH | For | For | |||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE THE AMENDMENT TO THE COMPANY'S INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||
04 | PROPOSAL TO APPROVE THE AMENDMENTS TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
05 | PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
06 | PROPOSAL ON ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
BARNES GROUP INC. | ||||||||||
Security | 067806109 | Meeting Type | Annual | |||||||
Ticker Symbol | B | Meeting Date | 06-May-2011 | |||||||
ISIN | US0678061096 | Agenda | 933416477 - Management | |||||||
City | Holding Recon Date | 10-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WILLIAM S. BRISTOW, JR. | For | For | |||||||
2 | HASSELL H. MCCLELLAN | For | For | |||||||
3 | GREGORY F. MILZCIK | For | For | |||||||
02 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | APPROVAL OF THE BARNES GROUP INC. PERFORMANCE BASED BONUS PLAN FOR SELECTED EXECUTIVE OFFICERS, AS AMENDED. | Management | For | For | ||||||
04 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
05 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
06 | AMENDMENT OF THE COMPANY'S AMENDED AND RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Shareholder | For | Against | ||||||
07 | STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF SUPERMAJORITY VOTING REQUIREMENTS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, AND ITS AMENDED AND RESTATED BY- LAWS. | Shareholder | For | Against | ||||||
NATIONAL INSTRUMENTS CORPORATION | ||||||||||
Security | 636518102 | Meeting Type | Annual | |||||||
Ticker Symbol | NATI | Meeting Date | 10-May-2011 | |||||||
ISIN | US6365181022 | Agenda | 933396283 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MR. JEFFREY L. KODOSKY | For | For | |||||||
2 | DR. DONALD M. CARLTON | For | For | |||||||
3 | MR. JOHN K. MEDICA | For | For | |||||||
02 | TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | Management | For | For | ||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS NI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
04 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING OUR EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||||
05 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING THE FREQUENCY OF STOCKHOLDER VOTES ON OUR EXECUTIVE COMPENSATION PROGRAM. | Management | 1 Year | Against | ||||||
ARTHUR J. GALLAGHER & CO. | ||||||||||
Security | 363576109 | Meeting Type | Annual | |||||||
Ticker Symbol | AJG | Meeting Date | 10-May-2011 | |||||||
ISIN | US3635761097 | Agenda | 933398441 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: ELBERT O. HAND | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: KAY W. MCCURDY | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: JAMES R. WIMMER | Management | For | For | ||||||
02 | APPROVAL OF THE ARTHUR J. GALLAGHER & CO. 2011 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||
03 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR 2011 | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
DRESSER-RAND GROUP INC. | ||||||||||
Security | 261608103 | Meeting Type | Annual | |||||||
Ticker Symbol | DRC | Meeting Date | 10-May-2011 | |||||||
ISIN | US2616081038 | Agenda | 933401387 - Management | |||||||
City | Holding Recon Date | 16-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WILLIAM E. MACAULAY | For | For | |||||||
2 | VINCENT R. VOLPE JR. | For | For | |||||||
3 | RITA V. FOLEY | For | For | |||||||
4 | LOUIS A. RASPINO | For | For | |||||||
5 | PHILIP R. ROTH | For | For | |||||||
6 | STEPHEN A. SNIDER | For | For | |||||||
7 | MICHAEL L. UNDERWOOD | For | For | |||||||
8 | JOSEPH C. WINKLER III | For | For | |||||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | ADOPT AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
WERNER ENTERPRISES, INC. | ||||||||||
Security | 950755108 | Meeting Type | Annual | |||||||
Ticker Symbol | WERN | Meeting Date | 10-May-2011 | |||||||
ISIN | US9507551086 | Agenda | 933419790 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GARY L. WERNER | For | For | |||||||
2 | GREGORY L. WERNER | For | For | |||||||
3 | MICHAEL L. STEINBACH | For | For | |||||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
DELPHI FINANCIAL GROUP, INC. | ||||||||||
Security | 247131105 | Meeting Type | Annual | |||||||
Ticker Symbol | DFG | Meeting Date | 10-May-2011 | |||||||
ISIN | US2471311058 | Agenda | 933434235 - Management | |||||||
City | Holding Recon Date | 31-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 09-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | PHILIP R. O'CONNOR* | For | For | |||||||
2 | ROBERT ROSENKRANZ | For | For | |||||||
3 | DONALD A. SHERMAN | For | For | |||||||
4 | KEVIN R. BRINE | For | For | |||||||
5 | EDWARD A. FOX | For | For | |||||||
6 | STEVEN A. HIRSH | For | For | |||||||
7 | HAROLD F. ILG | For | For | |||||||
8 | JAMES M. LITVACK | For | For | |||||||
9 | JAMES N. MEEHAN | For | For | |||||||
10 | ROBERT F. WRIGHT | For | For | |||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Against | Against | ||||||
04 | TO EXPRESS A PREFERENCE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | For | ||||||
ALBEMARLE CORPORATION | ||||||||||
Security | 012653101 | Meeting Type | Annual | |||||||
Ticker Symbol | ALB | Meeting Date | 11-May-2011 | |||||||
ISIN | US0126531013 | Agenda | 933406008 - Management | |||||||
City | Holding Recon Date | 02-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | J. ALFRED BROADDUS, JR. | For | For | |||||||
2 | WILLIAM H. HERNANDEZ | For | For | |||||||
3 | R. WILLIAM IDE III | For | For | |||||||
4 | RICHARD L. MORRILL | For | For | |||||||
5 | JIM W. NOKES | For | For | |||||||
6 | BARRY W. PERRY | For | For | |||||||
7 | MARK C. ROHR | For | For | |||||||
8 | JOHN SHERMAN, JR. | For | For | |||||||
9 | HARRIETT TEE TAGGART | For | For | |||||||
10 | ANNE MARIE WHITTEMORE | For | For | |||||||
02 | THE PROPOSAL TO APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
04 | THE PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE NON-BINDING SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION CHECKED ON THE RIGHT SIDE. (CHECK ONE.) | Management | 1 Year | Against | ||||||
MOHAWK INDUSTRIES, INC. | ||||||||||
Security | 608190104 | Meeting Type | Annual | |||||||
Ticker Symbol | MHK | Meeting Date | 11-May-2011 | |||||||
ISIN | US6081901042 | Agenda | 933408761 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MS. BOGART | For | For | |||||||
2 | MR. FIEDLER | For | For | |||||||
3 | MR. ILL | For | For | |||||||
4 | MR. LORBERBAUM | For | For | |||||||
02 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
BILL BARRETT CORPORATION | ||||||||||
Security | 06846N104 | Meeting Type | Annual | |||||||
Ticker Symbol | BBG | Meeting Date | 12-May-2011 | |||||||
ISIN | US06846N1046 | Agenda | 933394948 - Management | |||||||
City | Holding Recon Date | 14-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 11-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | FREDRICK J. BARRETT | For | For | |||||||
2 | JIM W. MOGG | For | For | |||||||
3 | MICHAEL E. WILEY | For | For | |||||||
02 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD BE HELD ONCE EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||
04 | PROPOSAL TO APPROVE OUR PERFORMANCE CASH BONUS PLAN. | Management | For | For | ||||||
05 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
06 | PROPOSAL FROM A STOCKHOLDER REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY SO THAT EACH STOCKHOLDER VOTING REQUIREMENT IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS THAT CALLS FOR A GREATER THAN SIMPLE MAJORITY VOTE BE CHANGED TO A MAJORITY OF THE VOTES CAST FOR AND AGAINST THE PROPOSAL IN COMPLIANCE WITH APPLICABLE LAW. | Shareholder | For | Against | ||||||
ANIXTER INTERNATIONAL INC. | ||||||||||
Security | 035290105 | Meeting Type | Annual | |||||||
Ticker Symbol | AXE | Meeting Date | 12-May-2011 | |||||||
ISIN | US0352901054 | Agenda | 933412823 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 11-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LORD JAMES BLYTH | For | For | |||||||
2 | FREDERIC F. BRACE | For | For | |||||||
3 | LINDA WALKER BYNOE | For | For | |||||||
4 | ROBERT J. ECK | For | For | |||||||
5 | ROBERT W. GRUBBS | For | For | |||||||
6 | F. PHILIP HANDY | For | For | |||||||
7 | MELVYN N. KLEIN | For | For | |||||||
8 | GEORGE MUNOZ | For | For | |||||||
9 | STUART M. SLOAN | For | For | |||||||
10 | MATTHEW ZELL | For | For | |||||||
11 | SAMUEL ZELL | For | For | |||||||
02 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL 2011. | Management | For | For | ||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||
Ticker Symbol | CSL | Meeting Date | 13-May-2011 | |||||||
ISIN | US1423391002 | Agenda | 933391459 - Management | |||||||
City | Holding Recon Date | 16-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 12-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBERT G. BOHN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: GREGG A. OSTRANDER | Management | For | For | ||||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
04 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For |
UNITED BANKSHARES, INC. | ||||||||||
Security | 909907107 | Meeting Type | Annual | |||||||
Ticker Symbol | UBSI | Meeting Date | 16-May-2011 | |||||||
ISIN | US9099071071 | Agenda | 933414411 - Management | |||||||
City | Holding Recon Date | 07-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 13-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD M. ADAMS | For | For | |||||||
2 | ROBERT G. ASTORG | For | For | |||||||
3 | W. GASTON CAPERTON, III | For | For | |||||||
4 | LAWRENCE K. DOLL | For | For | |||||||
5 | THEODORE J. GEORGELAS | For | For | |||||||
6 | F.T. GRAFF, JR. | For | For | |||||||
7 | JOHN M. MCMAHON | For | For | |||||||
8 | J. PAUL MCNAMARA | Withheld | Against | |||||||
9 | WILLIAM C. PITT, III | For | For | |||||||
10 | DONALD L. UNGER | For | For | |||||||
11 | MARY K. WEDDLE | For | For | |||||||
12 | GARY G. WHITE | For | For | |||||||
13 | P. CLINTON WINTER, JR. | For | For | |||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | TO ADOPT A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
05 | TO APPROVE THE UNITED 2011 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||
TEXAS CAPITAL BANCSHARES, INC. | ||||||||||
Security | 88224Q107 | Meeting Type | Annual | |||||||
Ticker Symbol | TCBI | Meeting Date | 17-May-2011 | |||||||
ISIN | US88224Q1076 | Agenda | 933409030 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | GEORGE F. JONES, JR. | For | For | |||||||
2 | PETER B. BARTHOLOW | For | For | |||||||
3 | JAMES H. BROWNING | For | For | |||||||
4 | JOSEPH M. (JODY) GRANT | For | For | |||||||
5 | FREDERICK B. HEGI, JR. | For | For | |||||||
6 | LARRY L. HELM | For | For | |||||||
7 | JAMES R. HOLLAND, JR. | For | For | |||||||
8 | W.W. MCALLISTER III | For | For | |||||||
9 | ELYSIA HOLT RAGUSA | For | For | |||||||
10 | STEVEN P. ROSENBERG | For | For | |||||||
11 | ROBERT W. STALLINGS | For | For | |||||||
12 | IAN J. TURPIN | For | For | |||||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
03 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
FOOT LOCKER, INC. | ||||||||||
Security | 344849104 | Meeting Type | Annual | |||||||
Ticker Symbol | FL | Meeting Date | 18-May-2011 | |||||||
ISIN | US3448491049 | Agenda | 933406628 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | NICHOLAS DIPAOLO** | For | For | |||||||
2 | MATTHEW M. MCKENNA** | For | For | |||||||
3 | ALLEN QUESTROM** | For | For | |||||||
4 | CHERYL NIDO TURPIN** | For | For | |||||||
5 | GUILLERMO MARMOL* | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
03 | APPROVAL OF THE FOOT LOCKER LONG-TERM INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | ||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
05 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
ANN INC. | ||||||||||
Security | 035623107 | Meeting Type | Annual | |||||||
Ticker Symbol | ANN | Meeting Date | 18-May-2011 | |||||||
ISIN | US0356231078 | Agenda | 933409371 - Management | |||||||
City | Holding Recon Date | 24-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: DALE W. HILPERT | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: LINDA A. HUETT | Management | For | For | ||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||||
CALLAWAY GOLF COMPANY | ||||||||||
Security | 131193104 | Meeting Type | Annual | |||||||
Ticker Symbol | ELY | Meeting Date | 18-May-2011 | |||||||
ISIN | US1311931042 | Agenda | 933410704 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 17-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | GEORGE FELLOWS | For | For | |||||||
2 | SAMUEL H. ARMACOST | For | For | |||||||
3 | RONALD S. BEARD | For | For | |||||||
4 | JOHN C. CUSHMAN, III | For | For | |||||||
5 | YOTARO KOBAYASHI | For | For | |||||||
6 | JOHN F. LUNDGREN | For | For | |||||||
7 | ADEBAYO O. OGUNLESI | For | For | |||||||
8 | RICHARD L. ROSENFIELD | For | For | |||||||
9 | ANTHONY S. THORNLEY | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
3 | TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||
4 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||
IDACORP, INC. | ||||||||||
Security | 451107106 | Meeting Type | Annual | |||||||
Ticker Symbol | IDA | Meeting Date | 19-May-2011 | |||||||
ISIN | US4511071064 | Agenda | 933408254 - Management | |||||||
City | Holding Recon Date | 30-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RICHARD J. DAHL | For | For | |||||||
2 | RICHARD G. REITEN | For | For | |||||||
3 | JOAN H. SMITH | For | For | |||||||
4 | THOMAS J. WILFORD | For | For | |||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
05 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY. | Shareholder | For | Against | ||||||
WESTAR ENERGY, INC. | ||||||||||
Security | 95709T100 | Meeting Type | Annual | |||||||
Ticker Symbol | WR | Meeting Date | 19-May-2011 | |||||||
ISIN | US95709T1007 | Agenda | 933412784 - Management | |||||||
City | Holding Recon Date | 21-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 18-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | MOLLIE H. CARTER | For | For | |||||||
2 | JERRY B. FARLEY | For | For | |||||||
3 | ARTHUR B. KRAUSE | For | For | |||||||
4 | WILLIAM B. MOORE | For | For | |||||||
02 | TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||
03 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
04 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE AND SHARE AWARD PLAN AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN | Management | For | For | ||||||
05 | TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF INCORPORATION TO INCREASE OUR AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||
06 | TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For | ||||||
MFA FINANCIAL, INC. | ||||||||||
Security | 55272X102 | Meeting Type | Annual | |||||||
Ticker Symbol | MFA | Meeting Date | 24-May-2011 | |||||||
ISIN | US55272X1028 | Agenda | 933416453 - Management | |||||||
City | Holding Recon Date | 22-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 23-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | STEPHEN R. BLANK | For | For | |||||||
2 | WILLIAM S. GORIN | For | For | |||||||
02 | APPROVAL OF THE AMENDMENT TO MFA'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES TO 1,000,000,000 SHARES | Management | Against | Against | ||||||
03 | APPROVAL, BY NON-BINDING VOTE, OF MFA'S EXECUTIVE COMPENSATION | Management | For | For | ||||||
04 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON MFA'S EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||||
05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS MFA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
MACK-CALI REALTY CORPORATION | ||||||||||
Security | 554489104 | Meeting Type | Annual | |||||||
Ticker Symbol | CLI | Meeting Date | 24-May-2011 | |||||||
ISIN | US5544891048 | Agenda | 933427747 - Management | |||||||
City | Holding Recon Date | 05-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 23-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | WILLIAM L. MACK | For | For | |||||||
2 | NATHAN GANTCHER | For | For | |||||||
3 | DAVID S. MACK | For | For | |||||||
4 | ALAN G. PHILIBOSIAN | For | For | |||||||
02 | ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||||
03 | ADVISORY VOTE APPROVING THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT, EVERY. | Management | 1 Year | For | ||||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
INTREPID POTASH, INC | ||||||||||
Security | 46121Y102 | Meeting Type | Annual | |||||||
Ticker Symbol | IPI | Meeting Date | 25-May-2011 | |||||||
ISIN | US46121Y1029 | Agenda | 933410273 - Management | |||||||
City | Holding Recon Date | 01-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: ROBERT P. JORNAYVAZ III | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: HUGH E. HARVEY, JR. | Management | For | For | ||||||
02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INTREPID'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | APPROVE, BY NON-BINDING, ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||
04 | RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
SM ENERGY COMPANY | ||||||||||
Security | 78454L100 | Meeting Type | Annual | |||||||
Ticker Symbol | SM | Meeting Date | 25-May-2011 | |||||||
ISIN | US78454L1008 | Agenda | 933414865 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: BARBARA M. BAUMANN | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: ANTHONY J. BEST | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: STEPHEN R. BRAND | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: WILLIAM J. GARDINER | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: JULIO M. QUINTANA | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: JOHN M. SEIDL | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | Management | For | For | ||||||
02 | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
JONES LANG LASALLE INCORPORATED | ||||||||||
Security | 48020Q107 | Meeting Type | Annual | |||||||
Ticker Symbol | JLL | Meeting Date | 26-May-2011 | |||||||
ISIN | US48020Q1076 | Agenda | 933419170 - Management | |||||||
City | Holding Recon Date | 18-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 25-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: HUGO BAGUE | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: COLIN DYER | Management | For | For | ||||||
1C | ELECTION OF DIRECTOR: DARRYL HARTLEY-LEONARD | Management | For | For | ||||||
1D | ELECTION OF DIRECTOR: DEANNE JULIUS | Management | For | For | ||||||
1E | ELECTION OF DIRECTOR: MING LU | Management | For | For | ||||||
1F | ELECTION OF DIRECTOR: LAURALEE E. MARTIN | Management | For | For | ||||||
1G | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | ||||||
1H | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | ||||||
1I | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | ||||||
1J | ELECTION OF DIRECTOR: ROGER T. STAUBACH | Management | For | For | ||||||
1K | ELECTION OF DIRECTOR: THOMAS C. THEOBALD | Management | For | For | ||||||
02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION ("SAY-ON-PAY") | Management | Against | Against | ||||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES ("SAY-ON- FREQUENCY") | Management | 1 Year | For | ||||||
04 | TO APPROVE A PROPOSAL BY OUR BOARD OF DIRECTORS TO AMEND THE JONES LANG LASALLE ARTICLES OF INCORPORATION TO PERMIT THE HOLDERS OF 30% OF THE OUTSTANDING SHARES OF OUR COMMON STOCK TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Management | For | For | ||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | For | For | ||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||
Ticker Symbol | AMG | Meeting Date | 31-May-2011 | |||||||
ISIN | US0082521081 | Agenda | 933428585 - Management | |||||||
City | Holding Recon Date | 12-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 27-May-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | SAMUEL T. BYRNE | For | For | |||||||
2 | DWIGHT D. CHURCHILL | For | For | |||||||
3 | SEAN M. HEALEY | For | For | |||||||
4 | HAROLD J. MEYERMAN | For | For | |||||||
5 | WILLIAM J. NUTT | For | For | |||||||
6 | RITA M. RODRIGUEZ | For | For | |||||||
7 | PATRICK T. RYAN | For | For | |||||||
8 | JIDE J. ZEITLIN | For | For | |||||||
02 | TO APPROVE THE 2011 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND COMPENSATION TABLES. | Management | Against | Against | ||||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||
THE BUCKLE, INC. | ||||||||||
Security | 118440106 | Meeting Type | Annual | |||||||
Ticker Symbol | BKE | Meeting Date | 02-Jun-2011 | |||||||
ISIN | US1184401065 | Agenda | 933429931 - Management | |||||||
City | Holding Recon Date | 25-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 01-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | D. HIRSCHFELD | For | For | |||||||
2 | D. NELSON | For | For | |||||||
3 | K. RHOADS | For | For | |||||||
4 | J. SHADA | For | For | |||||||
5 | R. CAMPBELL | For | For | |||||||
6 | B. FAIRFIELD | For | For | |||||||
7 | B. HOBERMAN | For | For | |||||||
8 | J. PEETZ | For | For | |||||||
9 | M. HUSS | For | For | |||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For | ||||||
03 | PROPOSAL TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE PLAN. | Management | For | For | ||||||
04 | PROPOSAL TO APPROVE THE PERFORMANCE-BASED AWARDS GRANTED PURSUANT TO THE COMPANY'S 2005 RESTRICTED STOCK PLAN. | Management | For | For | ||||||
05 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
06 | APPROVAL OF THE ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
VCA ANTECH, INC. | ||||||||||
Security | 918194101 | Meeting Type | Annual | |||||||
Ticker Symbol | WOOF | Meeting Date | 06-Jun-2011 | |||||||
ISIN | US9181941017 | Agenda | 933431671 - Management | |||||||
City | Holding Recon Date | 15-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 03-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | JOHN B. CHICKERING, JR. | For | For | |||||||
2 | JOHN HEIL | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2006 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||
04 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE VCA ANTECH, INC. 2007 CASH INCENTIVE PLAN. | Management | For | For | ||||||
05 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | Against | ||||||
SYNTEL, INC. | ||||||||||
Security | 87162H103 | Meeting Type | Annual | |||||||
Ticker Symbol | SYNT | Meeting Date | 07-Jun-2011 | |||||||
ISIN | US87162H1032 | Agenda | 933432205 - Management | |||||||
City | Holding Recon Date | 12-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 06-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | PARITOSH K. CHOKSI | For | For | |||||||
2 | BHARAT DESAI | For | For | |||||||
3 | THOMAS DOKE | For | For | |||||||
4 | RAJESH MASHRUWALA | For | For | |||||||
5 | GEORGE R. MRKONIC, JR. | For | For | |||||||
6 | PRASHANT RANADE | For | For | |||||||
7 | NEERJA SETHI | For | For | |||||||
2 | SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION PAID TO SYNTEL'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||
3 | SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
4 | PROPOSAL TO RATIFY CROWE HORWATH LLP AS SYNTEL'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
GENOMIC HEALTH, INC. | ||||||||||
Security | 37244C101 | Meeting Type | Annual | |||||||
Ticker Symbol | GHDX | Meeting Date | 09-Jun-2011 | |||||||
ISIN | US37244C1018 | Agenda | 933441571 - Management | |||||||
City | Holding Recon Date | 13-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 08-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | RANDAL W. SCOTT | For | For | |||||||
2 | KIMBERLY J. POPOVITS | For | For | |||||||
3 | JULIAN C. BAKER | For | For | |||||||
4 | FRED E. COHEN | For | For | |||||||
5 | SAMUEL D. COLELLA | For | For | |||||||
6 | GINGER L. GRAHAM | For | For | |||||||
7 | RANDALL S. LIVINGSTON | For | For | |||||||
8 | WOODROW A. MYERS, JR. | For | For | |||||||
02 | TO APPROVE THE GENOMIC HEALTH, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||
03 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||
04 | TO VOTE ON THE FREQUENCY, ON A NON-BINDING ADVISORY BASIS, OF A NON-BINDING ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||
05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS GENOMIC HEALTH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For | ||||||
MB FINANCIAL, INC. | ||||||||||
Security | 55264U108 | Meeting Type | Annual | |||||||
Ticker Symbol | MBFI | Meeting Date | 13-Jun-2011 | |||||||
ISIN | US55264U1088 | Agenda | 933433714 - Management | |||||||
City | Holding Recon Date | 28-Mar-2011 | ||||||||
Country | United States | Vote Deadline Date | 10-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
1A | ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM | Management | For | For | ||||||
1B | ELECTION OF DIRECTOR: KAREN J. MAY | Management | For | For | ||||||
02 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
03 | APPROVAL OF THE MB FINANCIAL, INC. SECOND AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||
04 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER TO DECLASSIFY THE BOARD OF DIRECTORS AND CERTAIN RELATED AMENDMENTS. | Management | For | For | ||||||
05 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
STEINER LEISURE LIMITED | ||||||||||
Security | P8744Y102 | Meeting Type | Annual | |||||||
Ticker Symbol | STNR | Meeting Date | 14-Jun-2011 | |||||||
ISIN | BSP8744Y1024 | Agenda | 933445707 - Management | |||||||
City | Holding Recon Date | 15-Apr-2011 | ||||||||
Country | United States | Vote Deadline Date | 13-Jun-2011 | |||||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | DIRECTOR | Management | ||||||||
1 | LEONARD I. FLUXMAN | For | For | |||||||
2 | MICHELE STEINER WARSHAW | For | For | |||||||
3 | STEVEN J. PRESTON | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For | ||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Tributary Funds, Inc. | |
By: | /s/ Stephen R. Frantz |
Name: | Stephen R. Frantz |
Title: | President |
Date: | August 30, 2011 |