UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-08846
Tributary Funds, Inc.
(Exact name of registrant as specified in charter)
1620 Dodge Street
Omaha, NE 68197
(Address of principal executive offices)
Brittany Fahrenkrog
1620 Dodge Street
Omaha, NE 68197
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 662-4203
Date of fiscal year end: March 31
Date of reporting period: July 1, 2012 – June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Tributary Income Fund
No proxies were received or voted for the Tributary Income Fund from July 1, 2012 through June 30, 2013.
Tributary Short-Intermediate Bond Fund
No proxies were received or voted for the Tributary Short-Intermediate Bond Fund from July 1, 2012 through June 30, 2013.
Tributary Balanced Fund
Vote Summary | |||||||||||||||||||||||
PARKER-HANNIFIN CORPORATION | |||||||||||||||||||||||
Security | 701094104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PH | Meeting Date | 24-Oct-2012 | ||||||||||||||||||||
ISIN | US7010941042 | Agenda | 933691683 - Management | ||||||||||||||||||||
Record Date | 31-Aug-2012 | Holding Recon Date | 31-Aug-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT G. BOHN | For | For | ||||||||||||||||||||
2 | LINDA S. HARTY | For | For | ||||||||||||||||||||
3 | WILLIAM E. KASSLING | For | For | ||||||||||||||||||||
4 | ROBERT J. KOHLHEPP | For | For | ||||||||||||||||||||
5 | KLAUS-PETER MULLER | For | For | ||||||||||||||||||||
6 | CANDY M. OBOURN | For | For | ||||||||||||||||||||
7 | JOSEPH M. SCAMINACE | For | For | ||||||||||||||||||||
8 | WOLFGANG R. SCHMITT | For | For | ||||||||||||||||||||
9 | AKE SVENSSON | For | For | ||||||||||||||||||||
10 | JAMES L. WAINSCOTT | For | For | ||||||||||||||||||||
11 | DONALD E. WASHKEWICZ | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED PARKER-HANNIFIN CORPORATION 2009 OMNIBUS STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO AMEND OUR CODE OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,700 | 0 | 10-Oct-2012 | 10-Oct-2012 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 02-Nov-2012 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933689979 - Management | ||||||||||||||||||||
Record Date | 12-Sep-2012 | Holding Recon Date | 12-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | LINDA CHEN | For | For | ||||||||||||||||||||
2 | MARC D. SCHORR | For | For | ||||||||||||||||||||
3 | J. EDWARD (TED) VIRTUE | For | For | ||||||||||||||||||||
4 | ELAINE P. WYNN | For | For | ||||||||||||||||||||
2 | TO APPROVE THE AMENDED AND RESTATED ANNUAL PERFORMANCE BASED INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2012. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,700 | 0 | 21-Oct-2012 | 21-Oct-2012 | ||||||||||||||||
ORACLE CORPORATION | |||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 07-Nov-2012 | ||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933690302 - Management | ||||||||||||||||||||
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | ||||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||||||||||||||||
4 | SAFRA A. CATZ | For | For | ||||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | ||||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | ||||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | ||||||||||||||||||||
10 | MARK V. HURD | For | For | ||||||||||||||||||||
11 | DONALD L. LUCAS | For | For | ||||||||||||||||||||
12 | NAOMI O. SELIGMAN | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||||||||||||||
3 | APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS' STOCK PLAN. | Management | For | For | |||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | |||||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | |||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For | |||||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 23,000 | 0 | 31-Oct-2012 | 31-Oct-2012 | ||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2012 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933691784 - Management | ||||||||||||||||||||
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | |||||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||||||||||||||
10. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | |||||||||||||||||||
11. | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | |||||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | |||||||||||||||||||
13. | SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 24,100 | 0 | 07-Nov-2012 | 07-Nov-2012 | ||||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | |||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 18-Dec-2012 | ||||||||||||||||||||
ISIN | US3030751057 | Agenda | 933701155 - Management | ||||||||||||||||||||
Record Date | 22-Oct-2012 | Holding Recon Date | 22-Oct-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Dec-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | SCOTT A. BILLEADEAU | For | For | ||||||||||||||||||||
2 | PHILIP A. HADLEY | For | For | ||||||||||||||||||||
3 | JOSEPH R. ZIMMEL | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS FACTSETS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,200 | 0 | 29-Nov-2012 | 29-Nov-2012 | ||||||||||||||||
PRICESMART, INC | |||||||||||||||||||||||
Security | 741511109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PSMT | Meeting Date | 22-Jan-2013 | ||||||||||||||||||||
ISIN | US7415111092 | Agenda | 933716815 - Management | ||||||||||||||||||||
Record Date | 30-Nov-2012 | Holding Recon Date | 30-Nov-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jan-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | SHERRY S. BAHRAMBEYGUI | For | For | ||||||||||||||||||||
2 | GONZALO BARRUTIETA | For | For | ||||||||||||||||||||
3 | KATHERINE L. HENSLEY | For | For | ||||||||||||||||||||
4 | LEON C. JANKS | For | For | ||||||||||||||||||||
5 | JOSE LUIS LAPARTE | For | For | ||||||||||||||||||||
6 | MITCHELL G. LYNN | For | For | ||||||||||||||||||||
7 | ROBERT E. PRICE | For | For | ||||||||||||||||||||
8 | EDGAR ZURCHER | Withheld | Against | ||||||||||||||||||||
2. | TO APPROVE THE PRICESMART, INC. 2013 EQUITY INCENTIVE AWARD PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,400 | 0 | 28-Dec-2012 | 28-Dec-2012 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933724622 - Management | ||||||||||||||||||||
Record Date | 26-Dec-2012 | Holding Recon Date | 26-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,200 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933727224 - Management | ||||||||||||||||||||
Record Date | 15-Jan-2013 | Holding Recon Date | 15-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,200 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
APPLE INC. | |||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 27-Feb-2013 | ||||||||||||||||||||
ISIN | US0378331005 | Agenda | 933725042 - Management | ||||||||||||||||||||
Record Date | 02-Jan-2013 | Holding Recon Date | 02-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM CAMPBELL | For | For | ||||||||||||||||||||
2 | TIMOTHY COOK | For | For | ||||||||||||||||||||
3 | MILLARD DREXLER | For | For | ||||||||||||||||||||
4 | AL GORE | For | For | ||||||||||||||||||||
5 | ROBERT IGER | For | For | ||||||||||||||||||||
6 | ANDREA JUNG | For | For | ||||||||||||||||||||
7 | ARTHUR LEVINSON | For | For | ||||||||||||||||||||
8 | RONALD SUGAR | For | For | ||||||||||||||||||||
2. | AMENDMENT OF APPLE'S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
4. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK." | Shareholder | Against | For | |||||||||||||||||||
6. | A SHAREHOLDER PROPOSAL ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS." | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 2,975 | 0 | 13-Feb-2013 | 13-Feb-2013 | ||||||||||||||||
QUALCOMM INCORPORATED | |||||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 05-Mar-2013 | ||||||||||||||||||||
ISIN | US7475251036 | Agenda | 933726397 - Management | ||||||||||||||||||||
Record Date | 07-Jan-2013 | Holding Recon Date | 07-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES. | Management | For | For | |||||||||||||||||||
03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
04 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 13,000 | 0 | 23-Feb-2013 | 23-Feb-2013 | ||||||||||||||||
JOY GLOBAL INC. | |||||||||||||||||||||||
Security | 481165108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JOY | Meeting Date | 05-Mar-2013 | ||||||||||||||||||||
ISIN | US4811651086 | Agenda | 933730889 - Management | ||||||||||||||||||||
Record Date | 04-Jan-2013 | Holding Recon Date | 04-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | STEVEN L. GERARD | For | For | ||||||||||||||||||||
2 | JOHN T. GREMP | For | For | ||||||||||||||||||||
3 | JOHN NILS HANSON | For | For | ||||||||||||||||||||
4 | GALE E. KLAPPA | For | For | ||||||||||||||||||||
5 | RICHARD B. LOYND | For | For | ||||||||||||||||||||
6 | P. ERIC SIEGERT | For | For | ||||||||||||||||||||
7 | MICHAEL W. SUTHERLIN | For | For | ||||||||||||||||||||
8 | JAMES H. TATE | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON WHETHER THE BOARD OF DIRECTORS SHOULD ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,200 | 0 | 21-Feb-2013 | 21-Feb-2013 | ||||||||||||||||
HELMERICH & PAYNE, INC. | |||||||||||||||||||||||
Security | 423452101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HP | Meeting Date | 06-Mar-2013 | ||||||||||||||||||||
ISIN | US4234521015 | Agenda | 933726121 - Management | ||||||||||||||||||||
Record Date | 10-Jan-2013 | Holding Recon Date | 10-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | HANS HELMERICH | For | For | ||||||||||||||||||||
2 | JOHN W. LINDSAY | For | For | ||||||||||||||||||||
3 | PAULA MARSHALL | For | For | ||||||||||||||||||||
4 | RANDY A. FOUTCH | For | For | ||||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS OF THE COMPANY. | Shareholder | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,300 | 0 | 21-Feb-2013 | 21-Feb-2013 | ||||||||||||||||
WHOLE FOODS MARKET, INC. | |||||||||||||||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFM | Meeting Date | 15-Mar-2013 | ||||||||||||||||||||
ISIN | US9668371068 | Agenda | 933728923 - Management | ||||||||||||||||||||
Record Date | 15-Jan-2013 | Holding Recon Date | 15-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DR. JOHN ELSTROTT | For | For | ||||||||||||||||||||
2 | GABRIELLE GREENE | For | For | ||||||||||||||||||||
3 | SHAHID (HASS) HASSAN | For | For | ||||||||||||||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||||||||||||||
5 | JOHN MACKEY | For | For | ||||||||||||||||||||
6 | WALTER ROBB | For | For | ||||||||||||||||||||
7 | JONATHAN SEIFFER | For | For | ||||||||||||||||||||
8 | MORRIS (MO) SIEGEL | For | For | ||||||||||||||||||||
9 | JONATHAN SOKOLOFF | For | For | ||||||||||||||||||||
10 | DR. RALPH SORENSON | For | For | ||||||||||||||||||||
11 | W. (KIP) TINDELL, III | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE AMENDMENT OF THE COMPANY'S 2009 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE PURSUANT TO SUCH PLAN BY AN ADDITIONAL 14.5 MILLION SHARES AND INCREASE THE NUMBER OF SHARES BY WHICH THE PLAN POOL IS REDUCED FOR EACH FULL VALUE AWARD FROM 2 TO 2.25. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXTENDED PRODUCER RESPONSIBILITY FOR POST-CONSUMER PRODUCT PACKAGING. | Shareholder | Against | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,700 | 0 | 27-Feb-2013 | 27-Feb-2013 | ||||||||||||||||
COVIDIEN PLC | |||||||||||||||||||||||
Security | G2554F113 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COV | Meeting Date | 20-Mar-2013 | ||||||||||||||||||||
ISIN | IE00B68SQD29 | Agenda | 933727779 - Management | ||||||||||||||||||||
Record Date | 10-Jan-2013 | Holding Recon Date | 10-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | |||||||||||||||||||
1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For | |||||||||||||||||||
1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | |||||||||||||||||||
1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | |||||||||||||||||||
1E) | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | Management | For | For | |||||||||||||||||||
1F) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||||||||||||||
1G) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For | |||||||||||||||||||
1H) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | |||||||||||||||||||
1I) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||||||||||||||
1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||||||||||||||
2 | APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4 | APPROVE THE AMENDED AND RESTATED COVIDIEN STOCK AND INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5 | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||||||||||||||
S6 | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | For | |||||||||||||||||||
S7 | AMEND ARTICLES OF ASSOCIATION TO EXPAND THE AUTHORITY TO EXECUTE INSTRUMENTS OF TRANSFER. | Management | For | For | |||||||||||||||||||
8 | ADVISORY VOTE ON THE CREATION OF MALLINCKRODT DISTRIBUTABLE RESERVES. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 11,375 | 0 | 01-Mar-2013 | 01-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933730738 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
02 | A RESOLUTION TO APPROVE THE CORPORATION'S ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
03 | A RESOLUTION TO RECONFIRM, RATIFY AND APPROVE THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
04 | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID C. EVERITT | For | For | ||||||||||||||||||||
2 | RUSSELL K. GIRLING | For | For | ||||||||||||||||||||
3 | SUSAN A. HENRY | For | For | ||||||||||||||||||||
4 | RUSSELL J. HORNER | For | For | ||||||||||||||||||||
5 | DAVID J. LESAR | For | For | ||||||||||||||||||||
6 | JOHN E. LOWE | For | For | ||||||||||||||||||||
7 | A. ANNE MCLELLAN | For | For | ||||||||||||||||||||
8 | DEREK G. PANNELL | For | For | ||||||||||||||||||||
9 | FRANK W. PROTO | For | For | ||||||||||||||||||||
10 | MAYO M. SCHMIDT | For | For | ||||||||||||||||||||
11 | MICHAEL M. WILSON | For | For | ||||||||||||||||||||
12 | VICTOR J. ZALESCHUK | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,600 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,600 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933742579 - Opposition | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE RE-APPOINTMENT OF KPMG LLP AS THE AUDITORS OF AGRIUM AS NAMED IN AGRIUM'S MANAGEMENT PROXY CIRCULAR DATED FEBRUARY 25, 2013 (THE "MANAGEMENT CIRCULAR"). | Management | For | For | |||||||||||||||||||
02 | ACCEPTANCE ON AN ADVISORY BASIS OF AGRIUM'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | Against | For | |||||||||||||||||||
03 | THE RESOLUTION TO RECONFIRM, RATIFY AND APPROVE AGRIUM'S AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | For | For | |||||||||||||||||||
4A | ELECTION OF DIRECTORS JANA RECOMMENDS A VOTE FOR THE FOLLOWING JANA NOMINEES: BARRY ROSENSTEIN | Management | For | For | |||||||||||||||||||
4B | MITCHELL JACOBSON | Management | For | For | |||||||||||||||||||
4C | STEPHEN CLARK | Management | For | For | |||||||||||||||||||
4D | DAVID BULLOCK | Management | For | For | |||||||||||||||||||
4E | THE HON. LYLE VANCLIEF | Management | For | For | |||||||||||||||||||
4F | JANA RECOMMENDS A VOTE FOR THE FOLLOWING MANAGEMENT NOMINEES NAMED IN THE MANAGEMENT CIRCULAR: DAVID EVERITT | Management | For | For | |||||||||||||||||||
4G | RUSSELL GIRLING | Management | For | For | |||||||||||||||||||
4H | DAVID LESAR | Management | For | For | |||||||||||||||||||
4I | JOHN LOWE | Management | For | For | |||||||||||||||||||
4J | A. ANNE MCLELLAN | Management | For | For | |||||||||||||||||||
4K | MICHAEL WILSON | Management | For | For | |||||||||||||||||||
4L | VICTOR ZALESCHUK | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,600 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 10-Apr-2013 | ||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933739382 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ADRIAN LAJOUS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: L. RAFAEL REIF | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
6. | TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 9,000 | 0 | 13-Mar-2013 | 13-Mar-2013 | ||||||||||||||||
ADOBE SYSTEMS INCORPORATED | |||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2013 | ||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 933736730 - Management | ||||||||||||||||||||
Record Date | 14-Feb-2013 | Holding Recon Date | 14-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 17.5 MILLION SHARES, INCREASE THE AGGREGATE STOCK AWARD AND PERFORMANCE SHARE LIMITS, APPROVE NEW PERFORMANCE MEASURES AND AN ADJUSTMENT, AND MAKE OTHER MODIFICATIONS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 12,300 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
M&T BANK CORPORATION | |||||||||||||||||||||||
Security | 55261F104 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | MTB | Meeting Date | 16-Apr-2013 | ||||||||||||||||||||
ISIN | US55261F1049 | Agenda | 933739178 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO APPROVE THE ISSUANCE OF M&T BANK CORPORATION COMMON STOCK TO HUDSON CITY BANCORP, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 27, 2012, BY AND AMONG M&T BANK CORPORATION, HUDSON CITY BANCORP, INC. AND WILMINGTON TRUST CORPORATION. | Management | For | For | |||||||||||||||||||
2. | TO APPROVE CERTAIN AMENDMENTS TO THE TERMS OF THE FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A, PAR VALUE $1.00 PER SHARE AND LIQUIDATION PREFERENCE $1,000 PER SHARE, OF M&T BANK CORPORATION, WHICH ARE REFERRED TO AS THE SERIES A PREFERRED SHARES, INCLUDING AMENDMENTS TO THE DIVIDEND RATE AND THE REDEMPTION PROVISIONS OF THE SERIES A PREFERRED SHARES. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE CERTAIN AMENDMENTS TO THE TERMS OF THE FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C, PAR VALUE $1.00 PER SHARE AND LIQUIDATION PREFERENCE $1,000 PER SHARE, OF M&T BANK CORPORATION, WHICH ARE REFERRED TO AS THE SERIES C PREFERRED SHARES, INCLUDING AMENDMENTS TO THE DIVIDEND RATE AND THE REDEMPTION PROVISIONS OF THE SERIES C PREFERRED SHARES. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE M&T BANK CORPORATION SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE STOCK ISSUANCE PROPOSAL, THE SERIES A PREFERRED SHARE AMENDMENT PROPOSAL OR THE SERIES C PREFERRED SHARE AMENDMENT PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,300 | 0 | 03-Apr-2013 | 03-Apr-2013 | ||||||||||||||||
M&T BANK CORPORATION | |||||||||||||||||||||||
Security | 55261F104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MTB | Meeting Date | 16-Apr-2013 | ||||||||||||||||||||
ISIN | US55261F1049 | Agenda | 933742389 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | BRENT D. BAIRD | For | For | ||||||||||||||||||||
2 | C. ANGELA BONTEMPO | For | For | ||||||||||||||||||||
3 | ROBERT T. BRADY | For | For | ||||||||||||||||||||
4 | T.J. CUNNINGHAM III | For | For | ||||||||||||||||||||
5 | MARK J. CZARNECKI | For | For | ||||||||||||||||||||
6 | GARY N. GEISEL | For | For | ||||||||||||||||||||
7 | JOHN D. HAWKE, JR. | For | For | ||||||||||||||||||||
8 | PATRICK W.E. HODGSON | For | For | ||||||||||||||||||||
9 | RICHARD G. KING | For | For | ||||||||||||||||||||
10 | JORGE G. PEREIRA | For | For | ||||||||||||||||||||
11 | MICHAEL P. PINTO | For | For | ||||||||||||||||||||
12 | MELINDA R. RICH | For | For | ||||||||||||||||||||
13 | ROBERT E. SADLER, JR. | For | For | ||||||||||||||||||||
14 | HERBERT L. WASHINGTON | For | For | ||||||||||||||||||||
15 | ROBERT G. WILMERS | For | For | ||||||||||||||||||||
2. | TO APPROVE THE M&T BANK CORPORATION EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,300 | 0 | 26-Mar-2013 | 26-Mar-2013 | ||||||||||||||||
U.S. BANCORP | |||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2013 | ||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933744460 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | |||||||||||||||||||
1N. | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 25,100 | 0 | 23-Mar-2013 | 23-Mar-2013 | ||||||||||||||||
THE AES CORPORATION | |||||||||||||||||||||||
Security | 00130H105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AES | Meeting Date | 18-Apr-2013 | ||||||||||||||||||||
ISIN | US00130H1059 | Agenda | 933740462 - Management | ||||||||||||||||||||
Record Date | 22-Feb-2013 | Holding Recon Date | 22-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANDRES GLUSKI | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: ZHANG GUO BAO | Management | Against | Against | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN A. KOSKINEN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: SVEN SANDSTROM | Management | For | For | |||||||||||||||||||
2 | TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2013. | Management | For | For | |||||||||||||||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 37,700 | 0 | 20-Mar-2013 | 20-Mar-2013 | ||||||||||||||||
BB&T CORPORATION | |||||||||||||||||||||||
Security | 054937107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BBT | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US0549371070 | Agenda | 933742985 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JOHN A. ALLISON IV | For | For | ||||||||||||||||||||
2 | JENNIFER S. BANNER | For | For | ||||||||||||||||||||
3 | K. DAVID BOYER, JR. | For | For | ||||||||||||||||||||
4 | ANNA R. CABLIK | For | For | ||||||||||||||||||||
5 | RONALD E. DEAL | For | For | ||||||||||||||||||||
6 | JAMES A. FAULKNER | For | For | ||||||||||||||||||||
7 | I. PATRICIA HENRY | For | For | ||||||||||||||||||||
8 | JOHN P. HOWE III, M.D. | For | For | ||||||||||||||||||||
9 | ERIC C. KENDRICK | For | For | ||||||||||||||||||||
10 | KELLY S. KING | For | For | ||||||||||||||||||||
11 | LOUIS B. LYNN | For | For | ||||||||||||||||||||
12 | EDWARD C. MILLIGAN | For | For | ||||||||||||||||||||
13 | CHARLES A. PATTON | For | For | ||||||||||||||||||||
14 | NIDO R. QUBEIN | For | For | ||||||||||||||||||||
15 | TOLLIE W. RICH, JR. | For | For | ||||||||||||||||||||
16 | THOMAS E. SKAINS | For | For | ||||||||||||||||||||
17 | THOMAS N. THOMPSON | For | For | ||||||||||||||||||||
18 | EDWIN H. WELCH, PH.D. | For | For | ||||||||||||||||||||
19 | STEPHEN T. WILLIAMS | For | For | ||||||||||||||||||||
2. | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T'S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Management | For | For | |||||||||||||||||||
4. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shareholder | For | Against | |||||||||||||||||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 22,400 | 0 | 27-Mar-2013 | 27-Mar-2013 | ||||||||||||||||
PRAXAIR, INC. | |||||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PX | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US74005P1049 | Agenda | 933743088 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BRET. K. CLAYTON | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,000 | 0 | 27-Mar-2013 | 27-Mar-2013 | ||||||||||||||||
BB&T CORPORATION | |||||||||||||||||||||||
Security | 054937107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | BBT | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US0549371070 | Agenda | 933743355 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | TO APPROVE AMENDMENTS TO THE RESTATED ARTICLES OF INCORPORATION, AS AMENDED, OF BB&T TO CHANGE THE PAYMENT DATES OF ITS PREFERRED STOCK DIVIDENDS TO CONFORM WITH THE PAYMENT DATE OF ITS COMMON STOCK DIVIDENDS AND CONFORM PREFERRED STOCK RECORD DATES. | Management | For | For | |||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FOR ANY REASON. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 22,400 | 0 | 26-Mar-2013 | 26-Mar-2013 | ||||||||||||||||
METLIFE, INC. | |||||||||||||||||||||||
Security | 59156R108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MET | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US59156R1086 | Agenda | 933758368 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | |||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | |||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For | For | |||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013 | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 16,500 | 0 | 04-Apr-2013 | 04-Apr-2013 | ||||||||||||||||
NOBLE ENERGY, INC. | |||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US6550441058 | Agenda | 933772914 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | Against | Against | |||||||||||||||||||
6. | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | �� | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,100 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
BORGWARNER INC. | |||||||||||||||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BWA | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US0997241064 | Agenda | 933744698 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JERE A. DRUMMOND | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR. | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER PROPOSAL CONCERNING DECLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS. | Shareholder | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,700 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
GENERAL ELECTRIC COMPANY | |||||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US3696041033 | Agenda | 933750196 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||||||||||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||||||||||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||||||||||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||||||||||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||||||||||||||
A7 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | |||||||||||||||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||||||||||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||||||||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||||||||||||
A11 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | |||||||||||||||||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||||||||||||
A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||||||||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||||||||||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||||||||||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||||||||||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||||||||||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | |||||||||||||||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
C1 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | |||||||||||||||||||
C2 | DIRECTOR TERM LIMITS | Shareholder | Against | For | |||||||||||||||||||
C3 | INDEPENDENT CHAIRMAN | Shareholder | For | Against | |||||||||||||||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | |||||||||||||||||||
C5 | EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | |||||||||||||||||||
C6 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 26,700 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
INTUITIVE SURGICAL, INC. | |||||||||||||||||||||||
Security | 46120E602 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ISRG | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US46120E6023 | Agenda | 933742125 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: AMAL M. JOHNSON | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ERIC H. HALVORSON | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ALAN J. LEVY, PH.D. | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2010 INCENTIVE AWARD PLAN | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
4. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 920 | 0 | 31-Mar-2013 | 31-Mar-2013 | ||||||||||||||||
AGCO CORPORATION | |||||||||||||||||||||||
Security | 001084102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AGCO | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US0010841023 | Agenda | 933763028 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: P. GEORGE BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: HENDRIKUS VISSER | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE AGCO CORPORATION AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
3. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,700 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | |||||||||||||||||||||||
Security | 34964C106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FBHS | Meeting Date | 29-Apr-2013 | ||||||||||||||||||||
ISIN | US34964C1062 | Agenda | 933742997 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF CLASS II DIRECTOR: RICHARD A. GOLDSTEIN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF CLASS II DIRECTOR: CHRISTOPHER J. KLEIN | Management | For | For | |||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
4 | APPROVAL OF THE FORTUNE BRANDS HOME & SECURITY, INC. 2013 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5 | APPROVAL OF THE FORTUNE BRANDS HOME & SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 14,850 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
THE HERSHEY COMPANY | |||||||||||||||||||||||
Security | 427866108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HSY | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US4278661081 | Agenda | 933746236 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | P.M. ARWAY | For | For | ||||||||||||||||||||
2 | J.P. BILBREY | For | For | ||||||||||||||||||||
3 | R.F. CAVANAUGH | For | For | ||||||||||||||||||||
4 | C.A. DAVIS | For | For | ||||||||||||||||||||
5 | R.M. MALCOLM | For | For | ||||||||||||||||||||
6 | J.M. MEAD | For | For | ||||||||||||||||||||
7 | J.E. NEVELS | For | For | ||||||||||||||||||||
8 | A.J. PALMER | For | For | ||||||||||||||||||||
9 | T.J. RIDGE | For | For | ||||||||||||||||||||
10 | D.L. SHEDLARZ | For | For | ||||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,100 | 0 | 08-Apr-2013 | 08-Apr-2013 | ||||||||||||||||
MEAD JOHNSON NUTRITION COMPANY | |||||||||||||||||||||||
Security | 582839106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MJN | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US5828391061 | Agenda | 933755362 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD B. BERNICK | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D. | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES M. CORNELIUS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN W. GOLSBY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PETER G. RATCLIFFE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D. | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,150 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
MEDIDATA SOLUTIONS, INC. | |||||||||||||||||||||||
Security | 58471A105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDSO | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US58471A1051 | Agenda | 933768422 - Management | ||||||||||||||||||||
Record Date | 05-Mar-2013 | Holding Recon Date | 05-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | TAREK A. SHERIF | For | For | ||||||||||||||||||||
2 | GLEN M. DE VRIES | For | For | ||||||||||||||||||||
3 | CARLOS DOMINGUEZ | For | For | ||||||||||||||||||||
4 | NEIL M. KURTZ | For | For | ||||||||||||||||||||
5 | GEORGE W. MCCULLOCH | For | For | ||||||||||||||||||||
6 | LEE A. SHAPIRO | For | For | ||||||||||||||||||||
7 | ROBERT B. TAYLOR | For | For | ||||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY ON PAY VOTE"). | Management | For | For | |||||||||||||||||||
3. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 2009 LONG-TERM INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE BY 1,500,000 SHARES, FROM 4,000,000 TO 5,500,000 SHARES. | Management | Against | Against | |||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,450 | 0 | 17-Apr-2013 | 17-Apr-2013 | ||||||||||||||||
VERIZON COMMUNICATIONS INC. | |||||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US92343V1044 | Agenda | 933747872 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||||||||||||||
1L | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||||||||||||||
1M | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
04 | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
05 | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||||||||||||||
06 | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||||||||||||||
07 | PROXY ACCESS BYLAWS | Shareholder | For | Against | |||||||||||||||||||
08 | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||||||||||||||
09 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | For | Against | |||||||||||||||||||
10 | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 13,650 | 0 | 12-Apr-2013 | 12-Apr-2013 | ||||||||||||||||
DOVER CORPORATION | |||||||||||||||||||||||
Security | 260003108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DOV | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US2600031080 | Agenda | 933749131 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: D.H. BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR SHAREHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,200 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHD | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US1713401024 | Agenda | 933750348 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADLEY C. IRWIN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PENRY W. PRICE | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE CHURCH & DWIGHT CO., INC. AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 9,900 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
UNITED PARCEL SERVICE, INC. | |||||||||||||||||||||||
Security | 911312106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UPS | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US9113121068 | Agenda | 933754548 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL J. BURNS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STUART E. EIZENSTAT | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CANDACE KENDLE | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RUDY H.P. MARKHAM | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: CAROL B. TOME | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: KEVIN M. WARSH | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. | Shareholder | Against | For | |||||||||||||||||||
4. | SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,000 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933771063 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 9,350 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
SIGMA-ALDRICH CORPORATION | |||||||||||||||||||||||
Security | 826552101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SIAL | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US8265521018 | Agenda | 933750095 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2013 | Holding Recon Date | 08-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. MARBERRY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2013 | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,600 | 0 | 16-Apr-2013 | 16-Apr-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933761783 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RAY R. IRANI | For | For | ||||||||||||||||||||
2 | ALVIN V. SHOEMAKER | For | For | ||||||||||||||||||||
3 | D. BOONE WAYSON | For | For | ||||||||||||||||||||
4 | STEPHEN A. WYNN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,200 | 0 | 13-Apr-2013 | 13-Apr-2013 | ||||||||||||||||
NVR, INC. | |||||||||||||||||||||||
Security | 62944T105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVR | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US62944T1051 | Agenda | 933763484 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2013 | Holding Recon Date | 08-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: C.E. ANDREWS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT C. BUTLER | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: THOMAS D. ECKERT | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ALFRED E. FESTA | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ED GRIER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MEL MARTINEZ | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. MORAN | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID A. PREISER | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: W. GRADY ROSIER | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: PAUL W. WHETSELL | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 420 | 0 | 13-Apr-2013 | 13-Apr-2013 | ||||||||||||||||
COLGATE-PALMOLIVE COMPANY | |||||||||||||||||||||||
Security | 194162103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CL | Meeting Date | 10-May-2013 | ||||||||||||||||||||
ISIN | US1941621039 | Agenda | 933756477 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: NIKESH ARORA | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | |||||||||||||||||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,750 | 0 | 19-Apr-2013 | 19-Apr-2013 | ||||||||||||||||
NORDSTROM, INC. | |||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US6556641008 | Agenda | 933764955 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE NORDSTROM, INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 9,800 | 0 | 22-Apr-2013 | 22-Apr-2013 | ||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933764739 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KENNETH J. BACON | For | For | ||||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | ||||||||||||||||||||
3 | JOSEPH J. COLLINS | For | For | ||||||||||||||||||||
4 | J. MICHAEL COOK | For | For | ||||||||||||||||||||
5 | GERALD L. HASSELL | For | For | ||||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | ||||||||||||||||||||
7 | EDUARDO G. MESTRE | For | For | ||||||||||||||||||||
8 | BRIAN L. ROBERTS | For | For | ||||||||||||||||||||
9 | RALPH J. ROBERTS | For | For | ||||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | ||||||||||||||||||||
11 | DR. JUDITH RODIN | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
3. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | For | Against | |||||||||||||||||||
4. | TO ADOPT A RECAPITALIZATION PLAN | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 17,900 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
INTEL CORPORATION | |||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US4581401001 | Agenda | 933758611 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 13,700 | 0 | 28-Apr-2013 | 28-Apr-2013 | ||||||||||||||||
CREDIT ACCEPTANCE CORPORATION | |||||||||||||||||||||||
Security | 225310101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CACC | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US2253101016 | Agenda | 933761606 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DONALD A. FOSS | For | For | ||||||||||||||||||||
2 | GLENDA J. FLANAGAN | For | For | ||||||||||||||||||||
3 | BRETT A. ROBERTS | For | For | ||||||||||||||||||||
4 | THOMAS N. TRYFOROS | For | For | ||||||||||||||||||||
5 | SCOTT J. VASSALLUZZO | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,400 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
UNION PACIFIC CORPORATION | |||||||||||||||||||||||
Security | 907818108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNP | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US9078181081 | Agenda | 933779398 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: T.J. DONOHUE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: A.W. DUNHAM | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: J.R. YOUNG | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | |||||||||||||||||||
4. | ADOPT THE UNION PACIFIC CORPORATION 2013 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,500 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
ACE LIMITED | �� | ||||||||||||||||||||||
Security | H0023R105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ACE | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 933802022 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF ROBERT M. HERNANDEZ | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF PETER MENIKOFF | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF ROBERT RIPP | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF THEODORE E. SHASTA | Management | For | For | |||||||||||||||||||
2. | AMENDMENT TO THE ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
3.1 | APPROVAL OF THE ANNUAL REPORT | Management | For | For | |||||||||||||||||||
3.2 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS OF ACE LIMITED | Management | For | For | |||||||||||||||||||
3.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | |||||||||||||||||||
4. | ALLOCATION OF DISPOSABLE PROFIT | Management | For | For | |||||||||||||||||||
5. | DISCHARGE OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
6.1 | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Management | For | For | |||||||||||||||||||
6.2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING DECEMBER 31, 2013 | Management | For | For | |||||||||||||||||||
6.3 | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | Management | For | For | |||||||||||||||||||
7. | APPROVAL OF ACE LIMITED 2004 LONG- TERM INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH AMENDMENT | Management | For | For | |||||||||||||||||||
8. | APPROVAL OF THE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH OUR NEXT ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
9. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,800 | 0 | 28-Apr-2013 | 28-Apr-2013 | ||||||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | |||||||||||||||||||||||
Security | 169656105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMG | Meeting Date | 17-May-2013 | ||||||||||||||||||||
ISIN | US1696561059 | Agenda | 933765464 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | AL BALDOCCHI | For | For | ||||||||||||||||||||
2 | NEIL FLANZRAICH | For | For | ||||||||||||||||||||
3 | DARLENE FRIEDMAN | For | For | ||||||||||||||||||||
2 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
4 | A PROPOSAL TO APPROVE THE CHIPOTLE MEXICAN GRILL, INC. 2014 CASH INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5 | A PROPOSAL TO AMEND OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTIONS OF ALL DIRECTORS. | Management | For | For | |||||||||||||||||||
6 | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO RESTRICT CERTAIN TERMS OF EQUITY COMPENSATION AWARDS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 1,250 | 0 | 28-Apr-2013 | 28-Apr-2013 | ||||||||||||||||
JPMORGAN CHASE & CO. | |||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 933779728 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
4. | AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | |||||||||||||||||||
5. | REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For | |||||||||||||||||||
6. | REQUIRE SEPARATION OF CHAIRMAN AND CEO | Shareholder | For | Against | |||||||||||||||||||
7. | REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE | Shareholder | Against | For | |||||||||||||||||||
8. | ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | |||||||||||||||||||
9. | DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 16,875 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | |||||||||||||||||||||||
Security | 91911K102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VRX | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | CA91911K1021 | Agenda | 933788068 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | RONALD H. FARMER | For | For | ||||||||||||||||||||
2 | ROBERT A. INGRAM | For | For | ||||||||||||||||||||
3 | THEO MELAS-KYRIAZI | For | For | ||||||||||||||||||||
4 | G. MASON MORFIT | For | For | ||||||||||||||||||||
5 | LAURENCE E. PAUL | For | For | ||||||||||||||||||||
6 | J. MICHAEL PEARSON | For | For | ||||||||||||||||||||
7 | ROBERT N. POWER | For | For | ||||||||||||||||||||
8 | NORMA A. PROVENCIO | For | For | ||||||||||||||||||||
9 | HOWARD B. SCHILLER | For | For | ||||||||||||||||||||
10 | LLOYD M. SEGAL | For | For | ||||||||||||||||||||
11 | KATHARINE B. STEVENSON | For | For | ||||||||||||||||||||
02 | THE APPROVAL, IN AN ADVISORY RESOLUTION, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE THE CONTINUANCE OF THE COMPANY FROM THE CANADA BUSINESS CORPORATIONS ACT TO THE BRITISH COLUMBIA BUSINESS CORPORATIONS ACT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,166 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
KRAFT FOODS GROUP, INC. | |||||||||||||||||||||||
Security | 50076Q106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KRFT | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US50076Q1067 | Agenda | 933755499 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For | |||||||||||||||||||
4. | APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. | Management | For | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,066 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
THERMO FISHER SCIENTIFIC INC. | |||||||||||||||||||||||
Security | 883556102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TMO | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US8835561023 | Agenda | 933783056 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | |||||||||||||||||||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 11,600 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
THE SOUTHERN COMPANY | |||||||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SO | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US8425871071 | Agenda | 933789490 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: J.P. BARANCO | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J.A. BOSCIA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: H.A. CLARK III | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: T.A. FANNING | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: D.J. GRAIN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: W.A. HOOD, JR. | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D.M. JAMES | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: D.E. KLEIN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: W.G. SMITH, JR. | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S.R. SPECKER | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: E.J. WOOD III | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF BY-LAW AMENDMENT | Management | For | For | |||||||||||||||||||
5. | AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE TWO- THIRDS SUPERMAJORITY REQUIREMENTS IN ARTICLE ELEVENTH TO A MAJORITY VOTE | Management | For | For | |||||||||||||||||||
6. | AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE 75% SUPERMAJORITY REQUIREMENTS IN ARTICLE THIRTEENTH TO A TWO-THIRDS VOTE | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,300 | 0 | 02-May-2013 | 02-May-2013 | ||||||||||||||||
NEXTERA ENERGY, INC. | |||||||||||||||||||||||
Security | 65339F101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NEE | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US65339F1012 | Agenda | 933777205 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL H. THAMAN | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL, AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M), OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE NEXTERA ENERGY, INC. 2013 EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL-POLICY REGARDING STORAGE OF NUCLEAR WASTE. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,400 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
MCDONALD'S CORPORATION | |||||||||||||||||||||||
Security | 580135101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MCD | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US5801351017 | Agenda | 933781999 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROGER W. STONE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013. | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED. | Shareholder | Against | For | |||||||||||||||||||
5. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED. | Shareholder | Against | For | |||||||||||||||||||
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED. | Shareholder | Against | For | |||||||||||||||||||
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 2,600 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
CITRIX SYSTEMS, INC. | |||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US1773761002 | Agenda | 933787092 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK B. TEMPLETON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN M. DOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,750 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US1567821046 | Agenda | 933795099 - Management | ||||||||||||||||||||
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA M. DILLMAN | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION REPEALING THE CLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
5. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,150 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
ROPER INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 776696106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ROP | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US7766961061 | Agenda | 933805559 - Management | ||||||||||||||||||||
Record Date | 12-Apr-2013 | Holding Recon Date | 12-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID W. DEVONSHIRE | For | For | ||||||||||||||||||||
2 | JOHN F. FORT III | For | For | ||||||||||||||||||||
3 | BRIAN D. JELLISON | For | For | ||||||||||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO CONSIDER A PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,300 | 0 | 21-May-2013 | 21-May-2013 | ||||||||||||||||
CHEVRON CORPORATION | |||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US1667641005 | Agenda | 933786874 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: C. WARE | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF AMENDMENTS TO LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
5. | SHALE ENERGY OPERATIONS | Shareholder | Against | For | |||||||||||||||||||
6. | OFFSHORE OIL WELLS | Shareholder | Against | For | |||||||||||||||||||
7. | CLIMATE RISK | Shareholder | Against | For | |||||||||||||||||||
8. | LOBBYING DISCLOSURE | Shareholder | Against | For | |||||||||||||||||||
9. | CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES | Shareholder | Against | For | |||||||||||||||||||
10. | CUMULATIVE VOTING | Shareholder | Against | For | |||||||||||||||||||
11. | SPECIAL MEETINGS | Shareholder | Against | For | |||||||||||||||||||
12. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |||||||||||||||||||
13. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,950 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
EXXON MOBIL CORPORATION | |||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 933791243 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | M.J. BOSKIN | For | For | ||||||||||||||||||||
2 | P. BRABECK-LETMATHE | For | For | ||||||||||||||||||||
3 | U.M. BURNS | For | For | ||||||||||||||||||||
4 | L.R. FAULKNER | For | For | ||||||||||||||||||||
5 | J.S. FISHMAN | For | For | ||||||||||||||||||||
6 | H.H. FORE | For | For | ||||||||||||||||||||
7 | K.C. FRAZIER | For | For | ||||||||||||||||||||
8 | W.W. GEORGE | For | For | ||||||||||||||||||||
9 | S.J. PALMISANO | Withheld | Against | ||||||||||||||||||||
10 | S.S REINEMUND | For | For | ||||||||||||||||||||
11 | R.W. TILLERSON | For | For | ||||||||||||||||||||
12 | W.C. WELDON | For | For | ||||||||||||||||||||
13 | E.E. WHITACRE, JR. | For | For | ||||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | Management | For | For | |||||||||||||||||||
4. | INDEPENDENT CHAIRMAN (PAGE 63) | Shareholder | For | Against | |||||||||||||||||||
5. | MAJORITY VOTE FOR DIRECTORS (PAGE 64) | Shareholder | For | Against | |||||||||||||||||||
6. | LIMIT DIRECTORSHIPS (PAGE 65) | Shareholder | Against | For | |||||||||||||||||||
7. | REPORT ON LOBBYING (PAGE 66) | Shareholder | Against | For | |||||||||||||||||||
8. | POLITICAL CONTRIBUTIONS POLICY (PAGE 67) | Shareholder | Against | For | |||||||||||||||||||
9. | AMENDMENT OF EEO POLICY (PAGE 69) | Shareholder | For | Against | |||||||||||||||||||
10. | REPORT ON NATURAL GAS PRODUCTION (PAGE 70) | Shareholder | Against | For | |||||||||||||||||||
11. | GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,100 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
BIOMED REALTY TRUST, INC. | |||||||||||||||||||||||
Security | 09063H107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BMR | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US09063H1077 | Agenda | 933791558 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ALAN D. GOLD | For | For | ||||||||||||||||||||
2 | DANIEL M. BRADBURY | For | For | ||||||||||||||||||||
3 | BARBARA R. CAMBON | For | For | ||||||||||||||||||||
4 | EDWARD A. DENNIS, PH.D. | For | For | ||||||||||||||||||||
5 | RICHARD I. GILCHRIST | For | For | ||||||||||||||||||||
6 | GARY A. KREITZER | For | For | ||||||||||||||||||||
7 | THEODORE D. ROTH | For | For | ||||||||||||||||||||
8 | M. FAYE WILSON | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE 2013 AMENDMENT AND RESTATEMENT OF THE 2004 INCENTIVE AWARD PLAN, INCLUDING THE INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER FROM 5,340,000 SHARES TO 10,740,000 SHARES. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 19,100 | 0 | 09-May-2013 | 09-May-2013 | ||||||||||||||||
BLACKROCK, INC. | |||||||||||||||||||||||
Security | 09247X101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BLK | Meeting Date | 30-May-2013 | ||||||||||||||||||||
ISIN | US09247X1019 | Agenda | 933791027 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | |||||||||||||||||||
2. | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | Against | Against | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,400 | 0 | 17-May-2013 | 17-May-2013 | ||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 04-Jun-2013 | ||||||||||||||||||||
ISIN | US1924461023 | Agenda | 933793045 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K. | Management | For | For | |||||||||||||||||||
3. | AMENDMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE THAT ALL DIRECTORS ELECTED AT OR AFTER THE 2014 ANNUAL MEETING OF STOCKHOLDERS BE ELECTED ON AN ANNUAL BASIS. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,000 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
GOOGLE INC. | |||||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US38259P5089 | Agenda | 933801905 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LARRY PAGE | For | For | ||||||||||||||||||||
2 | SERGEY BRIN | For | For | ||||||||||||||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||||||||||||||
4 | L. JOHN DOERR | For | For | ||||||||||||||||||||
5 | DIANE B. GREENE | For | For | ||||||||||||||||||||
6 | JOHN L. HENNESSY | For | For | ||||||||||||||||||||
7 | ANN MATHER | For | For | ||||||||||||||||||||
8 | PAUL S. OTELLINI | For | For | ||||||||||||||||||||
9 | K. RAM SHRIRAM | For | For | ||||||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | ||||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 1,330 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | |||||||||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US90384S3031 | Agenda | 933803163 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHARLES HEILBRONN | For | For | ||||||||||||||||||||
2 | MICHAEL R. MACDONALD | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013, ENDING FEBRUARY 1, 2014 | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,450 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
PRICELINE.COM INCORPORATED | |||||||||||||||||||||||
Security | 741503403 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PCLN | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US7415034039 | Agenda | 933805080 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2013 | Holding Recon Date | 11-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | TIM ARMSTRONG | For | For | ||||||||||||||||||||
2 | HOWARD W. BARKER, JR. | For | For | ||||||||||||||||||||
3 | JEFFERY H. BOYD | For | For | ||||||||||||||||||||
4 | JAN L. DOCTER | For | For | ||||||||||||||||||||
5 | JEFFREY E. EPSTEIN | For | For | ||||||||||||||||||||
6 | JAMES M. GUYETTE | For | For | ||||||||||||||||||||
7 | NANCY B. PERETSMAN | For | For | ||||||||||||||||||||
8 | THOMAS E. ROTHMAN | For | For | ||||||||||||||||||||
9 | CRAIG W. RYDIN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S 1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,400,000 SHARES AND CERTAIN OTHER AMENDMENTS TO THE PLAN. | Management | For | For | |||||||||||||||||||
5. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY LIMITING THE ACCELERATION OF VESTING OF EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES IN THE EVENT OF A CHANGE IN CONTROL OF THE COMPANY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 935 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||||||||
Security | 008252108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMG | Meeting Date | 11-Jun-2013 | ||||||||||||||||||||
ISIN | US0082521081 | Agenda | 933810536 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SEAN M. HEALEY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM J. NUTT | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK T. RYAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE 2013 INCENTIVE STOCK AWARD PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,650 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||||
CELGENE CORPORATION | |||||||||||||||||||||||
Security | 151020104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CELG | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US1510201049 | Agenda | 933806866 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2013 | Holding Recon Date | 17-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT J. HUGIN | For | For | ||||||||||||||||||||
2 | R.W. BARKER, D. PHIL. | For | For | ||||||||||||||||||||
3 | MICHAEL D. CASEY | For | For | ||||||||||||||||||||
4 | CARRIE S. COX | For | For | ||||||||||||||||||||
5 | RODMAN L. DRAKE | For | For | ||||||||||||||||||||
6 | M.A. FRIEDMAN, M.D. | For | For | ||||||||||||||||||||
7 | GILLA KAPLAN, PH.D. | For | For | ||||||||||||||||||||
8 | JAMES J. LOUGHLIN | For | For | ||||||||||||||||||||
9 | ERNEST MARIO, PH.D. | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,350 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
BIOGEN IDEC INC. | |||||||||||||||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US09062X1037 | Agenda | 933814243 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 PERFORMANCE- BASED MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
5. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SHARE RETENTION POLICY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,200 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
MENTOR GRAPHICS CORPORATION | |||||||||||||||||||||||
Security | 587200106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MENT | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US5872001061 | Agenda | 933822199 - Management | ||||||||||||||||||||
Record Date | 22-Apr-2013 | Holding Recon Date | 22-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KEITH L. BARNES | For | For | ||||||||||||||||||||
2 | PETER L. BONFIELD | For | For | ||||||||||||||||||||
3 | GREGORY K. HINCKLEY | For | For | ||||||||||||||||||||
4 | J. DANIEL MCCRANIE | For | For | ||||||||||||||||||||
5 | KEVIN C. MCDONOUGH | For | For | ||||||||||||||||||||
6 | PATRICK B. MCMANUS | For | For | ||||||||||||||||||||
7 | WALDEN C. RHINES | For | For | ||||||||||||||||||||
8 | DAVID S. SCHECHTER | For | For | ||||||||||||||||||||
2. | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Shareholder | For | ||||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2014. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 23,300 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
MASTERCARD INCORPORATED | |||||||||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MA | Meeting Date | 18-Jun-2013 | ||||||||||||||||||||
ISIN | US57636Q1040 | Agenda | 933809761 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2013 | ||||||||||||||||||
SEDOL(s) | �� | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK SCHWARTZ | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 1,020 | 0 | 29-May-2013 | 29-May-2013 | ||||||||||||||||
IAC/INTERACTIVECORP | |||||||||||||||||||||||
Security | 44919P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IACI | Meeting Date | 26-Jun-2013 | ||||||||||||||||||||
ISIN | US44919P5089 | Agenda | 933821109 - Management | ||||||||||||||||||||
Record Date | 29-Apr-2013 | Holding Recon Date | 29-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GREGORY R. BLATT | For | For | ||||||||||||||||||||
2 | EDGAR BRONFMAN, JR. | For | For | ||||||||||||||||||||
3 | CHELSEA CLINTON | For | For | ||||||||||||||||||||
4 | SONALI DE RYCKER | For | For | ||||||||||||||||||||
5 | BARRY DILLER | For | For | ||||||||||||||||||||
6 | MICHAEL D. EISNER | For | For | ||||||||||||||||||||
7 | VICTOR A. KAUFMAN | For | For | ||||||||||||||||||||
8 | DONALD R. KEOUGH | For | For | ||||||||||||||||||||
9 | BRYAN LOURD | For | For | ||||||||||||||||||||
10 | ARTHUR C. MARTINEZ | For | For | ||||||||||||||||||||
11 | DAVID ROSENBLATT | For | For | ||||||||||||||||||||
12 | ALAN G. SPOON | For | For | ||||||||||||||||||||
13 | A. VON FURSTENBERG | For | For | ||||||||||||||||||||
14 | RICHARD F. ZANNINO | For | For | ||||||||||||||||||||
2. | APPROVAL OF THE 2013 STOCK PLAN PROPOSAL. | Management | Against | Against | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,600 | 0 | 12-Jun-2013 | 12-Jun-2013 | ||||||||||||||||
Tributary Core Equity Fund
Vote Summary | ||||||||||||||||||||||||
MEDTRONIC, INC. | ||||||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 23-Aug-2012 | |||||||||||||||||||||
ISIN | US5850551061 | Agenda | 933668040 - Management | |||||||||||||||||||||
Record Date | 25-Jun-2012 | Holding Recon Date | 25-Jun-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Aug-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||
1 | RICHARD H. ANDERSON | For | For | |||||||||||||||||||||
2 | VICTOR J. DZAU, M.D. | For | For | |||||||||||||||||||||
3 | OMAR ISHRAK | For | For | |||||||||||||||||||||
4 | SHIRLEY ANN JACKSON PHD | For | For | |||||||||||||||||||||
5 | MICHAEL O. LEAVITT | For | For | |||||||||||||||||||||
6 | JAMES T. LENEHAN | For | For | |||||||||||||||||||||
7 | DENISE M. O'LEARY | For | For | |||||||||||||||||||||
8 | KENDALL J. POWELL | For | For | |||||||||||||||||||||
9 | ROBERT C. POZEN | For | For | |||||||||||||||||||||
10 | JACK W. SCHULER | For | For | |||||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
3 | A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (A "SAY-ON-PAY" VOTE). | Management | Against | Against | ||||||||||||||||||||
4 | TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTE IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
5 | TO APPROVE THE PROXY ACCESS SHAREHOLDER PROPOSAL. | Shareholder | Against | For | ||||||||||||||||||||
6 | TO APPROVE ADOPTION OF A SIMPLE MAJORITY SHAREHOLDER PROPOSAL. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 132,075 | 0 | 03-Aug-2012 | 03-Aug-2012 | |||||||||||||||||
H.J. HEINZ COMPANY | ||||||||||||||||||||||||
Security | 423074103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | HNZ | Meeting Date | 28-Aug-2012 | |||||||||||||||||||||
ISIN | US4230741039 | Agenda | 933666010 - Management | |||||||||||||||||||||
Record Date | 19-Jun-2012 | Holding Recon Date | 19-Jun-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Aug-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: W.R. JOHNSON | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: C.E. BUNCH | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: J.G. DROSDICK | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: C. KENDLE | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: D.R. O'HARE | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: N. PELTZ | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D.H. REILLEY | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: L.C. SWANN | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: T.J. USHER | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: M.F. WEINSTEIN | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
3. | APPROVAL OF THE H.J. HEINZ COMPANY FY2013 STOCK INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
4. | RE-APPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE H.J. HEINZ COMPANY FY03 STOCK INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 105,625 | 0 | 08-Aug-2012 | 08-Aug-2012 | |||||||||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 12-Sep-2012 | |||||||||||||||||||||
ISIN | US8816242098 | Agenda | 933679447 - Management | |||||||||||||||||||||
Record Date | 13-Aug-2012 | Holding Recon Date | 13-Aug-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Aug-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | TO APPROVE THE RESOLUTION OF THE BOARD OF DIRECTORS TO DECLARE AND DISTRIBUTE THE CASH DIVIDENDS FOR THE YEAR ENDED DECEMBER 31, 2011, PAID IN FOUR INSTALLMENTS IN AN AGGREGATE AMOUNT OF NIS 3.40 (APPROXIMATELY US$0.95, ACCORDING TO THE APPLICABLE EXCHANGE RATES PER ORDINARY SHARE (OR ADS). | Management | For | For | ||||||||||||||||||||
2A. | ELECTION OF DIRECTOR: DR. PHILLIP FROST | Management | For | For | ||||||||||||||||||||
2B. | ELECTION OF DIRECTOR: MR. ROGER ABRAVANEL | Management | For | For | ||||||||||||||||||||
2C. | ELECTION OF DIRECTOR: PROF. RICHARD A. LERNER | Management | For | For | ||||||||||||||||||||
2D. | ELECTION OF DIRECTOR: MS. GALIA MAOR | Management | For | For | ||||||||||||||||||||
2E. | ELECTION OF DIRECTOR: MR. EREZ VIGODMAN | Management | For | For | ||||||||||||||||||||
3A. | TO APPROVE THE PAYMENT TO EACH OF THE COMPANY'S DIRECTORS, OTHER THAN THE CHAIRMAN AND THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS, OF AN ANNUAL FEE IN THE NIS EQUIVALENT OF US$190,000 (ACCORDING TO THE EXCHANGE RATE ON THE DATE OF APPROVAL BY SHAREHOLDERS) PLUS VAT (AS APPLICABLE) PLUS A PER MEETING FEE OF US$2,000 (ACCORDING TO THE EXCHANGE RATE ON THE DATE OF APPROVAL BY SHAREHOLDERS) PLUS VAT (AS APPLICABLE). SUCH PAYMENTS WILL BE ADJUSTED BASED ON THE ISRAELI CONSUMER PRICE INDEX SUBSEQUENT TO THE DATE OF APPROVAL BY SHAREHOLDERS. | Management | For | For | ||||||||||||||||||||
3B. | TO APPROVE THE REIMBURSEMENT AND REMUNERATION FOR DR. PHILLIP FROST, CHAIRMAN OF THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
3C. | TO APPROVE PAYMENT TO PROF. MOSHE MANY, FOR HIS SERVICE AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS, OF AN ANNUAL FEE IN THE NIS EQUIVALENT OF US$400,000 (ACCORDING TO THE EXCHANGE RATE ON THE DATE OF APPROVAL BY SHAREHOLDERS) PLUS VAT | Management | For | For | ||||||||||||||||||||
(AS APPLICABLE), FOR SUCH TIME AS PROF. MANY CONTINUES TO SERVE AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS. SUCH PAYMENT WILL BE ADJUSTED BASED ON THE ISRAELI CONSUMER PRICE INDEX SUBSEQUENT TO THE DATE OF APPROVAL BY SHAREHOLDERS. | ||||||||||||||||||||||||
4. | TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION IN THE MANNER DESCRIBED IN THE COMPANY'S PROXY STATEMENT AND AS REFLECTED IN THE AMENDED ARTICLES OF ASSOCIATION ATTACHED THERETO. | Management | For | For | ||||||||||||||||||||
5. | TO APPROVE INDEMNIFICATION AND RELEASE AGREEMENTS FOR THE DIRECTORS OF THE COMPANY. | Management | For | For | ||||||||||||||||||||
6. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2013 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE ITS COMPENSATION, PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 76,400 | 0 | 30-Aug-2012 | 31-Aug-2012 | |||||||||||||||||
NIKE, INC. | ||||||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 20-Sep-2012 | |||||||||||||||||||||
ISIN | US6541061031 | Agenda | 933673471 - Management | |||||||||||||||||||||
Record Date | 23-Jul-2012 | Holding Recon Date | 23-Jul-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Sep-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||||||||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||||||||||||||
3 | PHYLLIS M. WISE | For | For | |||||||||||||||||||||
2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
3. | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||||||||||||||||
4. | TO RE-APPROVE AND AMEND THE NIKE, INC. LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 26,675 | 0 | 01-Sep-2012 | 01-Sep-2012 | |||||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 09-Oct-2012 | |||||||||||||||||||||
ISIN | US7427181091 | Agenda | 933681062 - Management | |||||||||||||||||||||
Record Date | 10-Aug-2012 | Holding Recon Date | 10-Aug-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Oct-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||||||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | For | For | ||||||||||||||||||||
4. | SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT) | Shareholder | Against | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT) | Shareholder | Against | For | ||||||||||||||||||||
6. | SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT) | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 80,175 | 0 | 18-Sep-2012 | 18-Sep-2012 | |||||||||||||||||
AVNET,INC. | ||||||||||||||||||||||||
Security | 053807103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AVT | Meeting Date | 02-Nov-2012 | |||||||||||||||||||||
ISIN | US0538071038 | Agenda | 933688737 - Management | |||||||||||||||||||||
Record Date | 04-Sep-2012 | Holding Recon Date | 04-Sep-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | J. VERONICA BIGGINS | For | For | |||||||||||||||||||||
2 | MICHAEL A. BRADLEY | For | For | |||||||||||||||||||||
3 | R. KERRY CLARK | For | For | |||||||||||||||||||||
4 | RICHARD HAMADA | For | For | |||||||||||||||||||||
5 | JAMES A. LAWRENCE | For | For | |||||||||||||||||||||
6 | FRANK R. NOONAN | For | For | |||||||||||||||||||||
7 | RAY M. ROBINSON | For | For | |||||||||||||||||||||
8 | WILLIAM H. SCHUMANN III | For | For | |||||||||||||||||||||
9 | WILLIAM P. SULLIVAN | For | For | |||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE THE AVNET, INC. EXECUTIVE INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 88,750 | 0 | 14-Oct-2012 | 14-Oct-2012 | |||||||||||||||||
ORACLE CORPORATION | ||||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 07-Nov-2012 | |||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933690302 - Management | |||||||||||||||||||||
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | |||||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | |||||||||||||||||||||
4 | SAFRA A. CATZ | For | For | |||||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | |||||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | |||||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | |||||||||||||||||||||
10 | MARK V. HURD | For | For | |||||||||||||||||||||
11 | DONALD L. LUCAS | �� | For | For | ||||||||||||||||||||
12 | NAOMI O. SELIGMAN | For | For | |||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||||
3 | APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS' STOCK PLAN. | Management | For | For | ||||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | ||||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | ||||||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For | ||||||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 160,050 | 0 | 31-Oct-2012 | 31-Oct-2012 | |||||||||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 15-Nov-2012 | |||||||||||||||||||||
ISIN | US17275R1023 | Agenda | 933691708 - Management | |||||||||||||||||||||
Record Date | 17-Sep-2012 | Holding Recon Date | 17-Sep-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||||||||||||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | Management | For | For | ||||||||||||||||||||
5. | APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE. | Shareholder | For | Against | ||||||||||||||||||||
6. | APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON "CONFLICT MINERALS" IN CISCO'S SUPPLY CHAIN. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 163,325 | 0 | 27-Oct-2012 | 27-Oct-2012 | |||||||||||||||||
TOWERS WATSON & CO | ||||||||||||||||||||||||
Security | 891894107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TW | Meeting Date | 16-Nov-2012 | |||||||||||||||||||||
ISIN | US8918941076 | Agenda | 933692332 - Management | |||||||||||||||||||||
Record Date | 18-Sep-2012 | Holding Recon Date | 18-Sep-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Nov-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LESLIE S. HEISZ | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GILBERT T. RAY | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL THOMAS | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | For | For | ||||||||||||||||||||
2. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 61,100 | 0 | 26-Oct-2012 | 26-Oct-2012 | |||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2012 | |||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933691784 - Management | |||||||||||||||||||||
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2012 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||||||||||
10. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | ||||||||||||||||||||
11. | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | ||||||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | Management | For | For | ||||||||||||||||||||
13. | SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 186,100 | 0 | 07-Nov-2012 | 07-Nov-2012 | |||||||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | APD | Meeting Date | 24-Jan-2013 | |||||||||||||||||||||
ISIN | US0091581068 | Agenda | 933716827 - Management | |||||||||||||||||||||
Record Date | 30-Nov-2012 | Holding Recon Date | 30-Nov-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM L. DAVIS III | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: W. DOUGLAS FORD | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EVERT HENKES | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARGARET G. MCGLYNN | Management | For | For | ||||||||||||||||||||
2. | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
4. | APPROVAL OF AMENDMENT TO THE LONG- TERM INCENTIVE PLAN. TO APPROVE THE LONG-TERM INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR USE UNDER THE PLAN. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE "AGAINST" THE FOLLOWING PROPOSAL | Management | For | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 27,100 | 0 | 04-Jan-2013 | 04-Jan-2013 | |||||||||||||||||
JACOBS ENGINEERING GROUP INC. | ||||||||||||||||||||||||
Security | 469814107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | JEC | Meeting Date | 24-Jan-2013 | |||||||||||||||||||||
ISIN | US4698141078 | Agenda | 933718465 - Management | |||||||||||||||||||||
Record Date | 03-Dec-2012 | Holding Recon Date | 03-Dec-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RALPH E. EBERHART | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON | Management | For | For | ||||||||||||||||||||
2. | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
4. | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 75,925 | 0 | 05-Jan-2013 | 06-Jan-2013 | |||||||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | VAR | Meeting Date | 14-Feb-2013 | |||||||||||||||||||||
ISIN | US92220P1057 | Agenda | 933721830 - Management | |||||||||||||||||||||
Record Date | 18-Dec-2012 | Holding Recon Date | 18-Dec-2012 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Feb-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | R. ANDREW ECKERT | For | For | |||||||||||||||||||||
2 | MARK R. LARET | For | For | |||||||||||||||||||||
3 | ERICH R. REINHARDT | For | For | |||||||||||||||||||||
2. | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | For | ||||||||||||||||||||
4. | TO VOTE ON, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, A STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 49,300 | 0 | 29-Jan-2013 | 29-Jan-2013 | |||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 22-Feb-2013 | |||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933730081 - Management | |||||||||||||||||||||
Record Date | 22-Jan-2013 | Holding Recon Date | 22-Jan-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2012 | Management | For | For | ||||||||||||||||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||
4 | CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM | Management | For | For | ||||||||||||||||||||
5.1 | ELECTION OF VERENA A. BRINER, M.D., FOR A THREE-YEAR TERM | Management | For | For | ||||||||||||||||||||
5.2 | ELECTION OF JOERG REINHARDT, PH.D., FOR A TERM OF OFFICE BEGINNING ON AUGUST 1, 2013 AND ENDING ON THE DAY OF AGM IN 2016 | Management | For | For | ||||||||||||||||||||
5.3 | ELECTION OF CHARLES L. SAWYERS, M.D., FOR A THREE-YEAR TERM | Management | Against | Against | ||||||||||||||||||||
5.4 | ELECTION OF WILLIAM T. WINTERS FOR A THREE-YEAR TERM | Management | Against | Against | ||||||||||||||||||||
6 | APPOINTMENT OF THE AUDITOR | Management | For | For | ||||||||||||||||||||
7 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING | Management | Abstain | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 87,300 | 0 | 12-Feb-2013 | 12-Feb-2013 | |||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 27-Feb-2013 | |||||||||||||||||||||
ISIN | US0378331005 | Agenda | 933725042 - Management | |||||||||||||||||||||
Record Date | 02-Jan-2013 | Holding Recon Date | 02-Jan-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Feb-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | WILLIAM CAMPBELL | For | For | |||||||||||||||||||||
2 | TIMOTHY COOK | For | For | |||||||||||||||||||||
3 | MILLARD DREXLER | For | For | |||||||||||||||||||||
4 | AL GORE | For | For | |||||||||||||||||||||
5 | ROBERT IGER | For | For | |||||||||||||||||||||
6 | ANDREA JUNG | For | For | |||||||||||||||||||||
7 | ARTHUR LEVINSON | For | For | |||||||||||||||||||||
8 | RONALD SUGAR | For | For | |||||||||||||||||||||
2. | AMENDMENT OF APPLE'S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. | Management | For | For | ||||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
4. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK." | Shareholder | Against | For | ||||||||||||||||||||
6. | A SHAREHOLDER PROPOSAL ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS." | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 8,300 | 0 | 13-Feb-2013 | 13-Feb-2013 | |||||||||||||||||
QUALCOMM INCORPORATED | ||||||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 05-Mar-2013 | |||||||||||||||||||||
ISIN | US7475251036 | Agenda | 933726397 - Management | |||||||||||||||||||||
Record Date | 07-Jan-2013 | Holding Recon Date | 07-Jan-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | ||||||||||||||||||||
02 | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES. | Management | For | For | ||||||||||||||||||||
03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | For | For | ||||||||||||||||||||
04 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 59,500 | 0 | 23-Feb-2013 | 23-Feb-2013 | |||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 10-Apr-2013 | |||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933739382 - Management | |||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ADRIAN LAJOUS | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: L. RAFAEL REIF | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
5. | TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
6. | TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 35,200 | 0 | 13-Mar-2013 | 13-Mar-2013 | |||||||||||||||||
U.S. BANCORP | ||||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2013 | |||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933744460 - Management | |||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | ||||||||||||||||||||
1N. | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 92,200 | 0 | 23-Mar-2013 | 23-Mar-2013 | |||||||||||||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||||||||||||
Security | 882508104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TXN | Meeting Date | 18-Apr-2013 | |||||||||||||||||||||
ISIN | US8825081040 | Agenda | 933737693 - Management | |||||||||||||||||||||
Record Date | 19-Feb-2013 | Holding Recon Date | 19-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||||||||||||||||||
2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 95,400 | 0 | 27-Mar-2013 | 27-Mar-2013 | |||||||||||||||||
THE AES CORPORATION | ||||||||||||||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AES | Meeting Date | 18-Apr-2013 | |||||||||||||||||||||
ISIN | US00130H1059 | Agenda | 933740462 - Management | |||||||||||||||||||||
Record Date | 22-Feb-2013 | Holding Recon Date | 22-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ANDRES GLUSKI | Management | For | For | ||||||||||||||||||||
1B | ELECTION OF DIRECTOR: ZHANG GUO BAO | Management | Against | Against | ||||||||||||||||||||
1C | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | ||||||||||||||||||||
1D | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | ||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN A. KOSKINEN | Management | For | For | ||||||||||||||||||||
1F | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | ||||||||||||||||||||
1G | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | ||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | ||||||||||||||||||||
1I | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | ||||||||||||||||||||
1J | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | ||||||||||||||||||||
1K | ELECTION OF DIRECTOR: SVEN SANDSTROM | Management | For | For | ||||||||||||||||||||
2 | TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2013. | Management | For | For | ||||||||||||||||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 204,100 | 0 | 20-Mar-2013 | 20-Mar-2013 | |||||||||||||||||
BB&T CORPORATION | ||||||||||||||||||||||||
Security | 054937107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BBT | Meeting Date | 23-Apr-2013 | |||||||||||||||||||||
ISIN | US0549371070 | Agenda | 933742985 - Management | |||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | JOHN A. ALLISON IV | For | For | |||||||||||||||||||||
2 | JENNIFER S. BANNER | For | For | �� | ||||||||||||||||||||
3 | K. DAVID BOYER, JR. | For | For | |||||||||||||||||||||
4 | ANNA R. CABLIK | For | For | |||||||||||||||||||||
5 | RONALD E. DEAL | For | For | |||||||||||||||||||||
6 | JAMES A. FAULKNER | For | For | |||||||||||||||||||||
7 | I. PATRICIA HENRY | For | For | |||||||||||||||||||||
8 | JOHN P. HOWE III, M.D. | For | For | |||||||||||||||||||||
9 | ERIC C. KENDRICK | For | For | |||||||||||||||||||||
10 | KELLY S. KING | For | For | |||||||||||||||||||||
11 | LOUIS B. LYNN | For | For | |||||||||||||||||||||
12 | EDWARD C. MILLIGAN | For | For | |||||||||||||||||||||
13 | CHARLES A. PATTON | For | For | |||||||||||||||||||||
14 | NIDO R. QUBEIN | For | For | |||||||||||||||||||||
15 | TOLLIE W. RICH, JR. | For | For | |||||||||||||||||||||
16 | THOMAS E. SKAINS | For | For | |||||||||||||||||||||
17 | THOMAS N. THOMPSON | For | For | |||||||||||||||||||||
18 | EDWIN H. WELCH, PH.D. | For | For | |||||||||||||||||||||
19 | STEPHEN T. WILLIAMS | For | For | |||||||||||||||||||||
2. | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
3. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE BB&T'S OVERALL PAY-FOR- PERFORMANCE EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. | Management | For | For | ||||||||||||||||||||
4. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS AND RELATED POLICIES AND PROCEDURES. | Shareholder | For | Against | ||||||||||||||||||||
5. | TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 65,900 | 0 | 27-Mar-2013 | 27-Mar-2013 | |||||||||||||||||
BB&T CORPORATION | ||||||||||||||||||||||||
Security | 054937107 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | BBT | Meeting Date | 23-Apr-2013 | |||||||||||||||||||||
ISIN | US0549371070 | Agenda | 933743355 - Management | |||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
01 | TO APPROVE AMENDMENTS TO THE RESTATED ARTICLES OF INCORPORATION, AS AMENDED, OF BB&T TO CHANGE THE PAYMENT DATES OF ITS PREFERRED STOCK DIVIDENDS TO CONFORM WITH THE PAYMENT DATE OF ITS COMMON STOCK DIVIDENDS AND CONFORM PREFERRED STOCK RECORD DATES. | Management | For | For | ||||||||||||||||||||
02 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING FOR ANY REASON. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 94,000 | 0 | 26-Mar-2013 | 26-Mar-2013 | |||||||||||||||||
METLIFE, INC. | ||||||||||||||||||||||||
Security | 59156R108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MET | Meeting Date | 23-Apr-2013 | |||||||||||||||||||||
ISIN | US59156R1086 | Agenda | 933758368 - Management | |||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | For | ||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | ||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For | ||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | ||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For | For | ||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013 | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 99,900 | 0 | 04-Apr-2013 | 04-Apr-2013 | |||||||||||||||||
CITIGROUP INC. | ||||||||||||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | C | Meeting Date | 24-Apr-2013 | |||||||||||||||||||||
ISIN | US1729674242 | Agenda | 933746375 - Management | |||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | ||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
4. | AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN (RELATING TO DIVIDEND EQUIVALENTS). | Management | For | For | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 61,400 | 0 | 04-Apr-2013 | 04-Apr-2013 | |||||||||||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 24-Apr-2013 | |||||||||||||||||||||
ISIN | US3696041033 | Agenda | 933750196 - Management | |||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||||||||||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||||||||||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | ||||||||||||||||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||||||||||||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||||||||||||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | ||||||||||||||||||||
A7 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | ||||||||||||||||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||||||||||||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||||||||||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||||||||||||||
A11 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For | ||||||||||||||||||||
A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||||||||||||||
A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||||||||||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||||||||||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | ||||||||||||||||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||||||||||||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | ||||||||||||||||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | For | For | ||||||||||||||||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
C1 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | ||||||||||||||||||||
C2 | DIRECTOR TERM LIMITS | Shareholder | Against | For | ||||||||||||||||||||
C3 | INDEPENDENT CHAIRMAN | Shareholder | For | Against | ||||||||||||||||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | ||||||||||||||||||||
C5 | EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | ||||||||||||||||||||
C6 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 191,600 | 0 | 09-Apr-2013 | 09-Apr-2013 | |||||||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2013 | |||||||||||||||||||||
ISIN | US4592001014 | Agenda | 933744004 - Management | |||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | ||||||||||||||||||||
4. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 73) | Shareholder | Against | For | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 74) | Shareholder | For | Against | ||||||||||||||||||||
6. | STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR (PAGE 75) | Shareholder | For | Against | ||||||||||||||||||||
7. | STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK (PAGE 76) | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 15,175 | 0 | 09-Apr-2013 | 09-Apr-2013 | |||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2013 | |||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933748521 - Management | |||||||||||||||||||||
Record Date | 07-Mar-2013 | Holding Recon Date | 07-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: G.W. BUCKLEY | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: A. WEISSER | Management | For | For | ||||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 80,600 | 0 | 11-Apr-2013 | 11-Apr-2013 | |||||||||||||||||
EMC CORPORATION | ||||||||||||||||||||||||
Security | 268648102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | EMC | Meeting Date | 01-May-2013 | |||||||||||||||||||||
ISIN | US2686481027 | Agenda | 933748747 - Management | |||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||||
4. | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
5. | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
6. | APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF ORGANIZATION AND BYLAWS TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
7. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 134,300 | 0 | 16-Apr-2013 | 16-Apr-2013 | |||||||||||||||||
ALLEGHENY TECHNOLOGIES INCORPORATED | ||||||||||||||||||||||||
Security | 01741R102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ATI | Meeting Date | 02-May-2013 | |||||||||||||||||||||
ISIN | US01741R1023 | Agenda | 933757114 - Management | |||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | RICHARD J. HARSHMAN | For | For | |||||||||||||||||||||
2 | CAROLYN CORVI | For | For | |||||||||||||||||||||
3 | BARBARA S. JEREMIAH | For | For | |||||||||||||||||||||
4 | JOHN D. TURNER | For | For | |||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 89,500 | 0 | 11-Apr-2013 | 11-Apr-2013 | |||||||||||||||||
AFLAC INCORPORATED | ||||||||||||||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AFL | Meeting Date | 06-May-2013 | |||||||||||||||||||||
ISIN | US0010551028 | Agenda | 933751833 - Management | |||||||||||||||||||||
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. PAUL BOWERS | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: MELVIN T. STITH | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | ||||||||||||||||||||
1N. | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | ||||||||||||||||||||
2. | TO CONSIDER THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" | Management | For | For | ||||||||||||||||||||
3. | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013 | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 52,500 | 0 | 16-Apr-2013 | 16-Apr-2013 | |||||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | PM | Meeting Date | 08-May-2013 | |||||||||||||||||||||
ISIN | US7181721090 | Agenda | 933754182 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||||
3. | ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 38,000 | 0 | 17-Apr-2013 | 17-Apr-2013 | |||||||||||||||||
MOHAWK INDUSTRIES, INC. | ||||||||||||||||||||||||
Security | 608190104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MHK | Meeting Date | 08-May-2013 | |||||||||||||||||||||
ISIN | US6081901042 | Agenda | 933773574 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | MR. FIEDLER | For | For | |||||||||||||||||||||
2 | MR. WELLBORN | For | For | |||||||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 25,700 | 0 | 16-Apr-2013 | 16-Apr-2013 | |||||||||||||||||
3M COMPANY | ||||||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 14-May-2013 | |||||||||||||||||||||
ISIN | US88579Y1010 | Agenda | 933754966 - Management | |||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
4. | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 44,600 | 0 | 23-Apr-2013 | 23-Apr-2013 | |||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 15-May-2013 | |||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933764739 - Management | |||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | KENNETH J. BACON | For | For | |||||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | |||||||||||||||||||||
3 | JOSEPH J. COLLINS | For | For | |||||||||||||||||||||
4 | J. MICHAEL COOK | For | For | |||||||||||||||||||||
5 | GERALD L. HASSELL | For | For | |||||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | |||||||||||||||||||||
7 | EDUARDO G. MESTRE | For | For | |||||||||||||||||||||
8 | BRIAN L. ROBERTS | For | For | |||||||||||||||||||||
9 | RALPH J. ROBERTS | For | For | |||||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | |||||||||||||||||||||
11 | DR. JUDITH RODIN | For | For | |||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||||
3. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | For | Against | ||||||||||||||||||||
4. | TO ADOPT A RECAPITALIZATION PLAN | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 107,700 | 0 | 27-Apr-2013 | 27-Apr-2013 | |||||||||||||||||
INTEL CORPORATION | ||||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 16-May-2013 | |||||||||||||||||||||
ISIN | US4581401001 | Agenda | 933758611 - Management | |||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||||
4. | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 127,000 | 0 | 28-Apr-2013 | 28-Apr-2013 | |||||||||||||||||
KOHL'S CORPORATION | ||||||||||||||||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | KSS | Meeting Date | 16-May-2013 | |||||||||||||||||||||
ISIN | US5002551043 | Agenda | 933759043 - Management | |||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | For | ||||||||||||||||||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: POLICY ON ANIMAL CRUELTY RELATED TO THE SALE OF PRODUCTS CONTAINING ANIMAL FUR. | Shareholder | Against | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 48,900 | 0 | 26-Apr-2013 | 26-Apr-2013 | |||||||||||||||||
LEAR CORPORATION | ||||||||||||||||||||||||
Security | 521865204 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | LEA | Meeting Date | 16-May-2013 | |||||||||||||||||||||
ISIN | US5218652049 | Agenda | 933789553 - Management | |||||||||||||||||||||
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: THOMAS P. CAPO | Management | For | For | ||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JONATHAN F. FOSTER | Management | For | For | ||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: KATHLEEN A. LIGOCKI | Management | For | For | ||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: CONRAD L. MALLETT, JR. | Management | For | For | ||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: DONALD L. RUNKLE | Management | For | For | ||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: MATTHEW J. SIMONCINI | Management | For | For | ||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: GREGORY C. SMITH | Management | For | For | ||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: HENRY D.G. WALLACE | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
3. | ADVISORY APPROVAL OF LEAR CORPORATION'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 55,100 | 0 | 30-Apr-2013 | 30-Apr-2013 | |||||||||||||||||
INTERCONTINENTALEXCHANGE, INC. | ||||||||||||||||||||||||
Security | 45865V100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ICE | Meeting Date | 17-May-2013 | |||||||||||||||||||||
ISIN | US45865V1008 | Agenda | 933770770 - Management | |||||||||||||||||||||
Record Date | 19-Mar-2013 | Holding Recon Date | 19-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: FRED W. HATFIELD | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SIR ROBERT REID | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: VINCENT TESE | Management | For | For | ||||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS EMPLOYEE INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
4. | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||
5. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 13,200 | 0 | 01-May-2013 | 01-May-2013 | |||||||||||||||||
AON PLC | ||||||||||||||||||||||||
Security | G0408V102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | AON | Meeting Date | 17-May-2013 | |||||||||||||||||||||
ISIN | GB00B5BT0K07 | Agenda | 933775833 - Management | |||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESTER B. KNIGHT | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: FULVIO CONTI | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHERYL A. FRANCIS | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDGAR D. JANNOTTA | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GLORIA SANTONA | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | For | ||||||||||||||||||||
2. | RECEIPT OF AON'S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2012. | Management | For | For | ||||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||||
4. | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. | Management | For | For | ||||||||||||||||||||
5. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP. | Management | For | For | ||||||||||||||||||||
6. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
7. | ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | ||||||||||||||||||||
8. | APPROVAL OF THE AON PLC GLOBAL SHARE PURCHASE PLAN. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 56,000 | 0 | 01-May-2013 | 01-May-2013 | |||||||||||||||||
ENSCO PLC | ||||||||||||||||||||||||
Security | G3157S106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | ESV | Meeting Date | 20-May-2013 | |||||||||||||||||||||
ISIN | GB00B4VLR192 | Agenda | 933777320 - Management | |||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR OF ENSCO PLC. | Management | For | For | ||||||||||||||||||||
2. | TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF ENSCO PLC. | Management | For | For | ||||||||||||||||||||
3. | TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF ENSCO PLC. | Management | For | For | ||||||||||||||||||||
4. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | ||||||||||||||||||||
5. | TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | ||||||||||||||||||||
6. | TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | For | ||||||||||||||||||||
7. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
8. | A NON-BINDING VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2012. | Management | For | For | ||||||||||||||||||||
9. | A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2012. | Management | For | For | ||||||||||||||||||||
10. | TO ADOPT THE ARTICLES OF ASSOCIATION (PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION) AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE CONCLUSION OF THIS MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
11. | TO (I) APPROVE THE TERMS OF THE PROPOSED PURCHASE AGREEMENT OR AGREEMENTS AND (II) AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF CLASS A ORDINARY SHARES PURSUANT TO SUCH AGREEMENT OR AGREEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 64,100 | 0 | 30-Apr-2013 | 30-Apr-2013 | |||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2013 | |||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 933779728 - Management | |||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||||
4. | AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | ||||||||||||||||||||
5. | REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For | ||||||||||||||||||||
6. | REQUIRE SEPARATION OF CHAIRMAN AND CEO | Shareholder | For | Against | ||||||||||||||||||||
7. | REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE | Shareholder | Against | For | ||||||||||||||||||||
8. | ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | ||||||||||||||||||||
9. | DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 98,000 | 0 | 08-May-2013 | 08-May-2013 | |||||||||||||||||
OMNICOM GROUP INC. | ||||||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 21-May-2013 | |||||||||||||||||||||
ISIN | US6819191064 | Agenda | 933785531 - Management | |||||||||||||||||||||
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ERROL M. COOK | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN S. DENISON | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. HENNING | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: GARY L. ROUBOS | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||||||||||||||||||
3. | COMPANY PROPOSAL TO APPROVE THE OMNICOM GROUP INC. 2013 INCENTIVE AWARD PLAN. | Management | For | For | ||||||||||||||||||||
4. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | For | ||||||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING STOCK RETENTION. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 68,600 | 0 | 30-Apr-2013 | 30-Apr-2013 | |||||||||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||||||
Security | 89417E109 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | TRV | Meeting Date | 22-May-2013 | |||||||||||||||||||||
ISIN | US89417E1091 | Agenda | 933777887 - Management | |||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM J. KANE | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
3. | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||||
4. | AMENDMENT TO ARTICLES OF INCORPORATION TO PROVIDE ADDITIONAL AUTHORITY TO ISSUE PREFERRED STOCK. | Management | For | For | ||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 34,600 | 0 | 08-May-2013 | 08-May-2013 | |||||||||||||||||
THE SOUTHERN COMPANY | ||||||||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | SO | Meeting Date | 22-May-2013 | |||||||||||||||||||||
ISIN | US8425871071 | Agenda | 933789490 - Management | |||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: J.P. BARANCO | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J.A. BOSCIA | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: H.A. CLARK III | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: T.A. FANNING | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: D.J. GRAIN | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: W.A. HOOD, JR. | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D.M. JAMES | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: D.E. KLEIN | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: W.G. SMITH, JR. | Management | For | For | ||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S.R. SPECKER | Management | For | For | ||||||||||||||||||||
1M. | ELECTION OF DIRECTOR: E.J. WOOD III | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | For | For | ||||||||||||||||||||
4. | RATIFICATION OF BY-LAW AMENDMENT | Management | For | For | ||||||||||||||||||||
5. | AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE TWO- THIRDS SUPERMAJORITY REQUIREMENTS IN ARTICLE ELEVENTH TO A MAJORITY VOTE | Management | For | For | ||||||||||||||||||||
6. | AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE 75% SUPERMAJORITY REQUIREMENTS IN ARTICLE THIRTEENTH TO A TWO-THIRDS VOTE | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 53,000 | 0 | 02-May-2013 | 02-May-2013 | |||||||||||||||||
DENTSPLY INTERNATIONAL INC. | ||||||||||||||||||||||||
Security | 249030107 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 22-May-2013 | |||||||||||||||||||||
ISIN | US2490301072 | Agenda | 933797168 - Management | |||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PAULA H. CHOLMONDELEY | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL J. COLEMAN | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN C. MILES, II | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN L. MICLOT | Management | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||
4. | TO AMEND THE CERTIFICATE OF INCORPORATION IN ORDER TO ELIMINATE THE CLASSIFIED BOARD. | Management | For | For | ||||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF POLITICAL EXPENDITURES. | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 73,100 | 0 | 30-Apr-2013 | 30-Apr-2013 | |||||||||||||||||
FLOWSERVE CORPORATION | ||||||||||||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | FLS | Meeting Date | 23-May-2013 | |||||||||||||||||||||
ISIN | US34354P1057 | Agenda | 933779831 - Management | |||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | GAYLA J. DELLY | For | For | |||||||||||||||||||||
2 | RICK J. MILLS | For | For | |||||||||||||||||||||
3 | CHARLES M. RAMPACEK | For | For | |||||||||||||||||||||
4 | WILLIAM C. RUSNACK | For | For | |||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||||
3. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF FLOWSERVE CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | ||||||||||||||||||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | ||||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 26,700 | 0 | 08-May-2013 | 08-May-2013 | |||||||||||||||||
CHEVRON CORPORATION | ||||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2013 | |||||||||||||||||||||
ISIN | US1667641005 | Agenda | 933786874 - Management | |||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: C. WARE | Management | For | For | ||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||||
4. | APPROVAL OF AMENDMENTS TO LONG- TERM INCENTIVE PLAN | Management | For | For | ||||||||||||||||||||
5. | SHALE ENERGY OPERATIONS | Shareholder | Against | For | ||||||||||||||||||||
6. | OFFSHORE OIL WELLS | Shareholder | Against | For | ||||||||||||||||||||
7. | CLIMATE RISK | Shareholder | Against | For | ||||||||||||||||||||
8. | LOBBYING DISCLOSURE | Shareholder | Against | For | ||||||||||||||||||||
9. | CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES | Shareholder | Against | For | ||||||||||||||||||||
10. | CUMULATIVE VOTING | Shareholder | Against | For | ||||||||||||||||||||
11. | SPECIAL MEETINGS | Shareholder | Against | For | ||||||||||||||||||||
12. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | ||||||||||||||||||||
13. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 51,500 | 0 | 16-May-2013 | 16-May-2013 | |||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2013 | |||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 933791243 - Management | |||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||
1 | M.J. BOSKIN | For | For | |||||||||||||||||||||
2 | P. BRABECK-LETMATHE | For | For | |||||||||||||||||||||
3 | U.M. BURNS | For | For | |||||||||||||||||||||
4 | L.R. FAULKNER | For | For | |||||||||||||||||||||
5 | J.S. FISHMAN | For | For | |||||||||||||||||||||
6 | H.H. FORE | For | For | |||||||||||||||||||||
7 | K.C. FRAZIER | For | For | |||||||||||||||||||||
8 | W.W. GEORGE | For | For | |||||||||||||||||||||
9 | S.J. PALMISANO | Withheld | Against | |||||||||||||||||||||
10 | S.S REINEMUND | For | For | |||||||||||||||||||||
11 | R.W. TILLERSON | For | For | |||||||||||||||||||||
12 | W.C. WELDON | For | For | |||||||||||||||||||||
13 | E.E. WHITACRE, JR. | For | For | |||||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | Management | For | For | ||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | Management | For | For | ||||||||||||||||||||
4. | INDEPENDENT CHAIRMAN (PAGE 63) | Shareholder | For | Against | ||||||||||||||||||||
5. | MAJORITY VOTE FOR DIRECTORS (PAGE 64) | Shareholder | For | Against | ||||||||||||||||||||
6. | LIMIT DIRECTORSHIPS (PAGE 65) | Shareholder | Against | For | ||||||||||||||||||||
7. | REPORT ON LOBBYING (PAGE 66) | Shareholder | Against | For | ||||||||||||||||||||
8. | POLITICAL CONTRIBUTIONS POLICY (PAGE 67) | Shareholder | Against | For | ||||||||||||||||||||
9. | AMENDMENT OF EEO POLICY (PAGE 69) | Shareholder | For | Against | ||||||||||||||||||||
10. | REPORT ON NATURAL GAS PRODUCTION (PAGE 70) | Shareholder | Against | For | ||||||||||||||||||||
11. | GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) | Shareholder | Against | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 71,100 | 0 | 16-May-2013 | 16-May-2013 | |||||||||||||||||
BLACKROCK, INC. | ||||||||||||||||||||||||
Security | 09247X101 | Meeting Type | Annual | |||||||||||||||||||||
Ticker Symbol | BLK | Meeting Date | 30-May-2013 | |||||||||||||||||||||
ISIN | US09247X1019 | Agenda | 933791027 - Management | |||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD | Management | For | For | ||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN | Management | For | For | ||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY | Management | For | For | ||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | ||||||||||||||||||||
2. | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 9,600 | 0 | 17-May-2013 | 17-May-2013 | |||||||||||||||||
INTERCONTINENTALEXCHANGE, INC. | ||||||||||||||||||||||||
Security | 45865V100 | Meeting Type | Special | |||||||||||||||||||||
Ticker Symbol | ICE | Meeting Date | 03-Jun-2013 | |||||||||||||||||||||
ISIN | US45865V1008 | Agenda | 933817782 - Management | |||||||||||||||||||||
Record Date | 26-Apr-2013 | Holding Recon Date | 26-Apr-2013 | |||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2013 | |||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||
1. | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2013, BY AND AMONG NYSE EURONEXT, INTERCONTINENTALEXCHANGE, INC., INTERCONTINENTALEXCHANGE GROUP, INC., BRAVES MERGER SUB, INC. AND BASEBALL MERGER SUB, LLC (THE "MERGER" PROPOSAL). | Management | For | For | ||||||||||||||||||||
2A. | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL PROVISIONS RELATED TO THE AMOUNT AND CLASSES OF AUTHORIZED STOCK | Management | For | For | ||||||||||||||||||||
2B. | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO LIMITATIONS ON OWNERSHIP AND VOTING OF INTERCONTINENTALEXCHANGE GROUP, INC. COMMON STOCK. | Management | For | For | ||||||||||||||||||||
2C. | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO THE DISQUALIFICATION OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
2D. | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO CONSIDERATIONS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||||
2E. | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO AMENDMENTS TO THE INTERCONTINENTALEXCHANGE GROUP, INC. CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||||
3. | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING OF STOCKHOLDERS OF INTERCONTINENTALEXCHANGE, INC. | Management | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 12,600 | 0 | 23-May-2013 | 23-May-2013 | |||||||||||||||||
Tributary Growth Opportunities Fund
Vote Summary | |||||||||||||||||||||||
CATALYST HEALTH SOLUTIONS, INC. | |||||||||||||||||||||||
Security | 14888B103 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | CHSI | Meeting Date | 02-Jul-2012 | ||||||||||||||||||||
ISIN | US14888B1035 | Agenda | 933655524 - Management | ||||||||||||||||||||
Record Date | 31-May-2012 | Holding Recon Date | 31-May-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jun-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 17, 2012, BY AND AMONG SXC HEALTH SOLUTIONS CORP., SXC HEALTH SOLUTIONS, INC., CATAMARAN I CORP., CATAMARAN II LLC AND CATALYST HEALTH SOLUTIONS, INC. | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR CATALYST'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING BY CATALYST'S STOCKHOLDERS IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 31,200 | 0 | 21-Jun-2012 | 21-Jun-2012 | ||||||||||||||||
TRIUMPH GROUP, INC. | |||||||||||||||||||||||
Security | 896818101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TGI | Meeting Date | 19-Jul-2012 | ||||||||||||||||||||
ISIN | US8968181011 | Agenda | 933662389 - Management | ||||||||||||||||||||
Record Date | 31-May-2012 | Holding Recon Date | 31-May-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | PAUL BOURGON | For | For | ||||||||||||||||||||
2 | ELMER L. DOTY | For | For | ||||||||||||||||||||
3 | RALPH E. EBERHART | For | For | ||||||||||||||||||||
4 | JEFFRY D. FRISBY | For | For | ||||||||||||||||||||
5 | RICHARD C. GOZON | For | For | ||||||||||||||||||||
6 | RICHARD C. ILL | For | For | ||||||||||||||||||||
7 | ADAM J. PALMER | For | For | ||||||||||||||||||||
8 | JOSEPH M. SILVESTRI | For | For | ||||||||||||||||||||
9 | GEORGE SIMPSON | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING TO ALLOW FOR THE ADOPTION OF A MAJORITY VOTE STANDARD IN THE ELECTION OF DIRECTORS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS TRIUMPH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 14,400 | 0 | 27-Jun-2012 | 27-Jun-2012 | ||||||||||||||||
CA, INC. | |||||||||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CA | Meeting Date | 01-Aug-2012 | ||||||||||||||||||||
ISIN | US12673P1057 | Agenda | 933659914 - Management | ||||||||||||||||||||
Record Date | 05-Jun-2012 | Holding Recon Date | 05-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GARY J. FERNANDES | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE CA, INC. 2012 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 60,000 | 0 | 22-Jul-2012 | 22-Jul-2012 | ||||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | |||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 23-Oct-2012 | ||||||||||||||||||||
ISIN | US03820C1053 | Agenda | 933686125 - Management | ||||||||||||||||||||
Record Date | 27-Aug-2012 | Holding Recon Date | 27-Aug-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | PETER A. DORSMAN | For | For | ||||||||||||||||||||
2 | J. MICHAEL MOORE | For | For | ||||||||||||||||||||
3 | VINCENT K. PETRELLA | For | For | ||||||||||||||||||||
4 | DR. JERRY SUE THORNTON | For | For | ||||||||||||||||||||
2. | SAY ON PAY - TO APPROVE, THROUGH A NONBINDING ADVISORY VOTE, THE COMPENSATION OF APPLIED'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF INDEPENDENT AUDITORS. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 46,300 | 0 | 29-Sep-2012 | 29-Sep-2012 | ||||||||||||||||
BUCKEYE TECHNOLOGIES INC. | |||||||||||||||||||||||
Security | 118255108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BKI | Meeting Date | 23-Oct-2012 | ||||||||||||||||||||
ISIN | US1182551085 | Agenda | 933690225 - Management | ||||||||||||||||||||
Record Date | 05-Sep-2012 | Holding Recon Date | 05-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RED CAVANEY | For | For | ||||||||||||||||||||
2 | JOHN B. CROWE | For | For | ||||||||||||||||||||
3 | DAVID B. FERRARO | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS BUCKEYE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE AN AMENDMENT TO OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED BY-LAWS TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE OUR AMENDED AND RESTATED BUCKEYE TECHNOLOGIES INC. 2007 OMNIBUS INCENTIVE COMPENSATION PLAN, INCLUDING APPROVING AN INCREASE OF AN ADDITIONAL 2,000,000 SHARES OF OUR COMMON STOCK FOR ISSUANCE UNDER THE PLAN. | Management | For | For | |||||||||||||||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 30,000 | 0 | 10-Oct-2012 | 10-Oct-2012 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 02-Nov-2012 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933689979 - Management | ||||||||||||||||||||
Record Date | 12-Sep-2012 | Holding Recon Date | 12-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | LINDA CHEN | For | For | ||||||||||||||||||||
2 | MARC D. SCHORR | For | For | ||||||||||||||||||||
3 | J. EDWARD (TED) VIRTUE | For | For | ||||||||||||||||||||
4 | ELAINE P. WYNN | For | For | ||||||||||||||||||||
2 | TO APPROVE THE AMENDED AND RESTATED ANNUAL PERFORMANCE BASED INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2012. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,000 | 0 | 21-Oct-2012 | 21-Oct-2012 | ||||||||||||||||
COACH, INC. | �� | ||||||||||||||||||||||
Security | 189754104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COH | Meeting Date | 07-Nov-2012 | ||||||||||||||||||||
ISIN | US1897541041 | Agenda | 933690287 - Management | ||||||||||||||||||||
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LEW FRANKFORT | For | For | ||||||||||||||||||||
2 | SUSAN KROPF | For | For | ||||||||||||||||||||
3 | GARY LOVEMAN | For | For | ||||||||||||||||||||
4 | IVAN MENEZES | For | For | ||||||||||||||||||||
5 | IRENE MILLER | For | For | ||||||||||||||||||||
6 | MICHAEL MURPHY | For | For | ||||||||||||||||||||
7 | STEPHANIE TILENIUS | For | For | ||||||||||||||||||||
8 | JIDE ZEITLIN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,000 | 0 | 18-Oct-2012 | 18-Oct-2012 | ||||||||||||||||
JACK HENRY & ASSOCIATES, INC. | |||||||||||||||||||||||
Security | 426281101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JKHY | Meeting Date | 14-Nov-2012 | ||||||||||||||||||||
ISIN | US4262811015 | Agenda | 933695186 - Management | ||||||||||||||||||||
Record Date | 20-Sep-2012 | Holding Recon Date | 20-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | J. HALL | For | For | ||||||||||||||||||||
2 | M. FLANIGAN | For | For | ||||||||||||||||||||
3 | W. BROWN | For | For | ||||||||||||||||||||
4 | M. SHEPARD | For | For | ||||||||||||||||||||
5 | J. PRIM | For | For | ||||||||||||||||||||
6 | T. WILSON | For | For | ||||||||||||||||||||
7 | J. FIEGEL | For | For | ||||||||||||||||||||
8 | T. WIMSETT | For | For | ||||||||||||||||||||
2. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2012 ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 27,600 | 0 | 24-Oct-2012 | 24-Oct-2012 | ||||||||||||||||
OSI SYSTEMS, INC. | |||||||||||||||||||||||
Security | 671044105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OSIS | Meeting Date | 12-Dec-2012 | ||||||||||||||||||||
ISIN | US6710441055 | Agenda | 933700038 - Management | ||||||||||||||||||||
Record Date | 15-Oct-2012 | Holding Recon Date | 15-Oct-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Dec-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | DEEPAK CHOPRA | For | For | ||||||||||||||||||||
2 | AJAY MEHRA | For | For | ||||||||||||||||||||
3 | STEVEN C. GOOD | For | For | ||||||||||||||||||||
4 | MEYER LUSKIN | For | For | ||||||||||||||||||||
5 | DAVID T. FEINBERG | For | For | ||||||||||||||||||||
6 | WILLIAM F. BALLHAUS | For | For | ||||||||||||||||||||
2 | APPROVAL OF OSI SYSTEMS, INC. 2012 INCENTIVE AWARD PLAN. | Management | Against | Against | |||||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. | Management | For | For | |||||||||||||||||||
4 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION FOR THE FISCAL YEAR ENDED JUNE 30, 2012. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 27,000 | 0 | 21-Nov-2012 | 21-Nov-2012 | ||||||||||||||||
PALL CORPORATION | |||||||||||||||||||||||
Security | 696429307 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PLL | Meeting Date | 12-Dec-2012 | ||||||||||||||||||||
ISIN | US6964293079 | Agenda | 933706206 - Management | ||||||||||||||||||||
Record Date | 23-Oct-2012 | Holding Recon Date | 23-Oct-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Dec-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: AMY E. ALVING | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK E. GOLDSTEIN | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD L. HOFFMAN | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: DENNIS N. LONGSTREET | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: B. CRAIG OWENS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: KATHARINE L. PLOURDE | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: BRET W. WISE | Management | For | For | |||||||||||||||||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3 | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S BY-LAWS. | Management | For | For | |||||||||||||||||||
4 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 17,000 | 0 | 21-Nov-2012 | 21-Nov-2012 | ||||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | |||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 18-Dec-2012 | ||||||||||||||||||||
ISIN | US3030751057 | Agenda | 933701155 - Management | ||||||||||||||||||||
Record Date | 22-Oct-2012 | Holding Recon Date | 22-Oct-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Dec-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | SCOTT A. BILLEADEAU | For | For | ||||||||||||||||||||
2 | PHILIP A. HADLEY | For | For | ||||||||||||||||||||
3 | JOSEPH R. ZIMMEL | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS FACTSETS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,000 | 0 | 29-Nov-2012 | 29-Nov-2012 | ||||||||||||||||
PRICESMART, INC | |||||||||||||||||||||||
Security | 741511109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PSMT | Meeting Date | 22-Jan-2013 | ||||||||||||||||||||
ISIN | US7415111092 | Agenda | 933716815 - Management | ||||||||||||||||||||
Record Date | 30-Nov-2012 | Holding Recon Date | 30-Nov-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jan-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | SHERRY S. BAHRAMBEYGUI | For | For | ||||||||||||||||||||
2 | GONZALO BARRUTIETA | For | For | ||||||||||||||||||||
3 | KATHERINE L. HENSLEY | For | For | ||||||||||||||||||||
4 | LEON C. JANKS | For | For | ||||||||||||||||||||
5 | JOSE LUIS LAPARTE | For | For | ||||||||||||||||||||
6 | MITCHELL G. LYNN | For | For | ||||||||||||||||||||
7 | ROBERT E. PRICE | For | For | ||||||||||||||||||||
8 | EDGAR ZURCHER | Withheld | Against | ||||||||||||||||||||
2. | TO APPROVE THE PRICESMART, INC. 2013 EQUITY INCENTIVE AWARD PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 22,400 | 0 | 28-Dec-2012 | 28-Dec-2012 | ||||||||||||||||
WOODWARD, INC. | |||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 23-Jan-2013 | ||||||||||||||||||||
ISIN | US9807451037 | Agenda | 933719619 - Management | ||||||||||||||||||||
Record Date | 26-Nov-2012 | Holding Recon Date | 26-Nov-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jan-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES R. RULSEH | For | For | ||||||||||||||||||||
2 | GREGG C. SENGSTACK | For | For | ||||||||||||||||||||
3 | JOHN D. COHN | For | For | ||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL REGARDING THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 04-Jan-2013 | 04-Jan-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933724622 - Management | ||||||||||||||||||||
Record Date | 26-Dec-2012 | Holding Recon Date | 26-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,000 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933727224 - Management | ||||||||||||||||||||
Record Date | 15-Jan-2013 | Holding Recon Date | 15-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,000 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
HAYNES INTERNATIONAL, INC. | |||||||||||||||||||||||
Security | 420877201 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HAYN | Meeting Date | 25-Feb-2013 | ||||||||||||||||||||
ISIN | US4208772016 | Agenda | 933727907 - Management | ||||||||||||||||||||
Record Date | 10-Jan-2013 | Holding Recon Date | 10-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | ELECTION OF DIRECTOR: PAUL J. BOHAN | Management | For | For | |||||||||||||||||||
2. | ELECTION OF DIRECTOR: DONALD C. CAMPION | Management | For | For | |||||||||||||||||||
3. | ELECTION OF DIRECTOR: MARK M. COMERFORD | Management | For | For | |||||||||||||||||||
4. | ELECTION OF DIRECTOR: JOHN C. COREY | Management | For | For | |||||||||||||||||||
5. | ELECTION OF DIRECTOR: ROBERT H. GETZ | Management | For | For | |||||||||||||||||||
6. | ELECTION OF DIRECTOR: TIMOTHY J. MCCARTHY | Management | For | For | |||||||||||||||||||
7. | ELECTION OF DIRECTOR: MICHAEL L. SHOR | Management | For | For | |||||||||||||||||||
8. | ELECTION OF DIRECTOR: WILLIAM P. WALL | Management | For | For | |||||||||||||||||||
9. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS HAYNES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013 | Management | For | For | |||||||||||||||||||
10. | ON THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED UNDER "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 22,650 | 0 | 02-Feb-2013 | 02-Feb-2013 | ||||||||||||||||
TETRA TECH, INC. | |||||||||||||||||||||||
Security | 88162G103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TTEK | Meeting Date | 26-Feb-2013 | ||||||||||||||||||||
ISIN | US88162G1031 | Agenda | 933725725 - Management | ||||||||||||||||||||
Record Date | 03-Jan-2013 | Holding Recon Date | 03-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | DAN L. BATRACK | For | For | ||||||||||||||||||||
2 | HUGH M. GRANT | For | For | ||||||||||||||||||||
3 | PATRICK C. HADEN | For | For | ||||||||||||||||||||
4 | J. CHRISTOPHER LEWIS | For | For | ||||||||||||||||||||
5 | ALBERT E. SMITH | For | For | ||||||||||||||||||||
6 | J. KENNETH THOMPSON | For | For | ||||||||||||||||||||
7 | RICHARD H. TRULY | For | For | ||||||||||||||||||||
2 | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 70,000 | 0 | 12-Feb-2013 | 12-Feb-2013 | ||||||||||||||||
JOY GLOBAL INC. | |||||||||||||||||||||||
Security | 481165108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JOY | Meeting Date | 05-Mar-2013 | ||||||||||||||||||||
ISIN | US4811651086 | Agenda | 933730889 - Management | ||||||||||||||||||||
Record Date | 04-Jan-2013 | Holding Recon Date | 04-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | STEVEN L. GERARD | For | For | ||||||||||||||||||||
2 | JOHN T. GREMP | For | For | ||||||||||||||||||||
3 | JOHN NILS HANSON | For | For | ||||||||||||||||||||
4 | GALE E. KLAPPA | For | For | ||||||||||||||||||||
5 | RICHARD B. LOYND | For | For | ||||||||||||||||||||
6 | P. ERIC SIEGERT | For | For | ||||||||||||||||||||
7 | MICHAEL W. SUTHERLIN | For | For | ||||||||||||||||||||
8 | JAMES H. TATE | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON WHETHER THE BOARD OF DIRECTORS SHOULD ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,000 | 0 | 21-Feb-2013 | 21-Feb-2013 | ||||||||||||||||
HANESBRANDS INC. | |||||||||||||||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HBI | Meeting Date | 03-Apr-2013 | ||||||||||||||||||||
ISIN | US4103451021 | Agenda | 933734685 - Management | ||||||||||||||||||||
Record Date | 08-Feb-2013 | Holding Recon Date | 08-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LEE A. CHADEN | For | For | ||||||||||||||||||||
2 | BOBBY J. GRIFFIN | For | For | ||||||||||||||||||||
3 | JAMES C. JOHNSON | For | For | ||||||||||||||||||||
4 | JESSICA T. MATHEWS | For | For | ||||||||||||||||||||
5 | J. PATRICK MULCAHY | For | For | ||||||||||||||||||||
6 | RONALD L. NELSON | For | For | ||||||||||||||||||||
7 | RICHARD A. NOLL | For | For | ||||||||||||||||||||
8 | ANDREW J. SCHINDLER | For | For | ||||||||||||||||||||
9 | ANN E. ZIEGLER | For | For | ||||||||||||||||||||
2. | TO APPROVE THE AMENDED AND RESTATED HANESBRANDS INC. OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2013 FISCAL YEAR | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 54,000 | 0 | 07-Mar-2013 | 07-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933730738 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
02 | A RESOLUTION TO APPROVE THE CORPORATION'S ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
03 | A RESOLUTION TO RECONFIRM, RATIFY AND APPROVE THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
04 | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID C. EVERITT | For | For | ||||||||||||||||||||
2 | RUSSELL K. GIRLING | For | For | ||||||||||||||||||||
3 | SUSAN A. HENRY | For | For | ||||||||||||||||||||
4 | RUSSELL J. HORNER | For | For | ||||||||||||||||||||
5 | DAVID J. LESAR | For | For | ||||||||||||||||||||
6 | JOHN E. LOWE | For | For | ||||||||||||||||||||
7 | A. ANNE MCLELLAN | For | For | ||||||||||||||||||||
8 | DEREK G. PANNELL | For | For | ||||||||||||||||||||
9 | FRANK W. PROTO | For | For | ||||||||||||||||||||
10 | MAYO M. SCHMIDT | For | For | ||||||||||||||||||||
11 | MICHAEL M. WILSON | For | For | ||||||||||||||||||||
12 | VICTOR J. ZALESCHUK | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,500 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,500 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933742579 - Opposition | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE RE-APPOINTMENT OF KPMG LLP AS THE AUDITORS OF AGRIUM AS NAMED IN AGRIUM'S MANAGEMENT PROXY CIRCULAR DATED FEBRUARY 25, 2013 (THE "MANAGEMENT CIRCULAR"). | Management | For | For | |||||||||||||||||||
02 | ACCEPTANCE ON AN ADVISORY BASIS OF AGRIUM'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | Against | For | |||||||||||||||||||
03 | THE RESOLUTION TO RECONFIRM, RATIFY AND APPROVE AGRIUM'S AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | For | For | |||||||||||||||||||
4A | ELECTION OF DIRECTORS JANA RECOMMENDS A VOTE FOR THE FOLLOWING JANA NOMINEES: BARRY ROSENSTEIN | Management | For | For | |||||||||||||||||||
4B | MITCHELL JACOBSON | Management | For | For | |||||||||||||||||||
4C | STEPHEN CLARK | Management | For | For | |||||||||||||||||||
4D | DAVID BULLOCK | Management | For | For | |||||||||||||||||||
4E | THE HON. LYLE VANCLIEF | Management | For | For | |||||||||||||||||||
4F | JANA RECOMMENDS A VOTE FOR THE FOLLOWING MANAGEMENT NOMINEES NAMED IN THE MANAGEMENT CIRCULAR: DAVID EVERITT | Management | For | For | |||||||||||||||||||
4G | RUSSELL GIRLING | Management | For | For | |||||||||||||||||||
4H | DAVID LESAR | Management | For | For | |||||||||||||||||||
4I | JOHN LOWE | Management | For | For | |||||||||||||||||||
4J | A. ANNE MCLELLAN | Management | For | For | |||||||||||||||||||
4K | MICHAEL WILSON | Management | For | For | |||||||||||||||||||
4L | VICTOR ZALESCHUK | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,500 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
ADOBE SYSTEMS INCORPORATED | |||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2013 | ||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 933736730 - Management | ||||||||||||||||||||
Record Date | 14-Feb-2013 | Holding Recon Date | 14-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 17.5 MILLION SHARES, INCREASE THE AGGREGATE STOCK AWARD AND PERFORMANCE SHARE LIMITS, APPROVE NEW PERFORMANCE MEASURES AND AN ADJUSTMENT, AND MAKE OTHER MODIFICATIONS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 53,000 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
H.B. FULLER COMPANY | |||||||||||||||||||||||
Security | 359694106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FUL | Meeting Date | 11-Apr-2013 | ||||||||||||||||||||
ISIN | US3596941068 | Agenda | 933737504 - Management | ||||||||||||||||||||
Record Date | 13-Feb-2013 | Holding Recon Date | 13-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | DANTE C. PARRINI | For | For | ||||||||||||||||||||
2 | JOHN C. VAN RODEN, JR. | For | For | ||||||||||||||||||||
3 | JAMES J. OWENS | For | For | ||||||||||||||||||||
2 | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. | Management | For | For | |||||||||||||||||||
4 | APPROVAL OF THE H.B. FULLER COMPANY 2013 MASTER INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 52,000 | 0 | 12-Mar-2013 | 12-Mar-2013 | ||||||||||||||||
HOME BANCSHARES, INC. | |||||||||||||||||||||||
Security | 436893200 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HOMB | Meeting Date | 18-Apr-2013 | ||||||||||||||||||||
ISIN | US4368932004 | Agenda | 933743014 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JOHN W. ALLISON | For | For | ||||||||||||||||||||
2 | C. RANDALL SIMS | For | For | ||||||||||||||||||||
3 | RANDY E. MAYOR | For | For | ||||||||||||||||||||
4 | MILBURN ADAMS | For | For | ||||||||||||||||||||
5 | ROBERT H. ADCOCK, JR. | For | For | ||||||||||||||||||||
6 | RICHARD H. ASHLEY | For | For | ||||||||||||||||||||
7 | DALE A. BRUNS | Withheld | Against | ||||||||||||||||||||
8 | RICHARD A. BUCKHEIM | For | For | ||||||||||||||||||||
9 | JACK E. ENGELKES | For | For | ||||||||||||||||||||
10 | JAMES G. HINKLE | For | For | ||||||||||||||||||||
11 | ALEX R. LIEBLONG | For | For | ||||||||||||||||||||
2. | ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 50,000,000 TO 100,000,000. | Management | Against | Against | |||||||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE NEXT FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 49,000 | 0 | 16-Mar-2013 | 16-Mar-2013 | ||||||||||||||||
CHURCHILL DOWNS INCORPORATED | |||||||||||||||||||||||
Security | 171484108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHDN | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US1714841087 | Agenda | 933758255 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | U.L. BRIDGEMAN, JR. | For | For | ||||||||||||||||||||
2 | RICHARD L. DUCHOSSOIS | For | For | ||||||||||||||||||||
3 | JAMES F. MCDONALD | For | For | ||||||||||||||||||||
4 | R. ALEX RANKIN | For | For | ||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING DECEMBER 31, 2013 (PROPOSAL NO. 2). | Management | For | For | |||||||||||||||||||
3. | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. (PROPOSAL NO. 3). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 01-Apr-2013 | 01-Apr-2013 | ||||||||||||||||
NOBLE ENERGY, INC. | |||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US6550441058 | Agenda | 933772914 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | Against | Against | |||||||||||||||||||
6. | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,300 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
SIGNATURE BANK | |||||||||||||||||||||||
Security | 82669G104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBNY | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US82669G1040 | Agenda | 933744472 - Management | ||||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | �� | Management | ||||||||||||||||||||
1 | JUDITH HUNTINGTON | For | For | ||||||||||||||||||||
2 | MICHAEL PAPPAGALLO | For | For | ||||||||||||||||||||
3 | JOHN TAMBERLANE | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 25,000 | 0 | 03-Apr-2013 | 03-Apr-2013 | ||||||||||||||||
BORGWARNER INC. | |||||||||||||||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BWA | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US0997241064 | Agenda | 933744698 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JERE A. DRUMMOND | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR. | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER PROPOSAL CONCERNING DECLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS. | Shareholder | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 23,100 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | |||||||||||||||||||||||
Security | 533900106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LECO | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US5339001068 | Agenda | 933756720 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | STEPHEN G. HANKS | For | For | ||||||||||||||||||||
2 | KATHRYN JO LINCOLN | For | For | ||||||||||||||||||||
3 | W.E. MACDONALD, III | For | For | ||||||||||||||||||||
4 | GEORGE H. WALLS, JR. | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 39,700 | 0 | 01-Apr-2013 | 01-Apr-2013 | ||||||||||||||||
AGCO CORPORATION | |||||||||||||||||||||||
Security | 001084102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AGCO | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US0010841023 | Agenda | 933763028 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: P. GEORGE BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: HENDRIKUS VISSER | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE AGCO CORPORATION AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
3. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 32,100 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
HERBALIFE LTD. | |||||||||||||||||||||||
Security | G4412G101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HLF | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | KYG4412G1010 | Agenda | 933775388 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | JONATHAN CHRISTODORO | For | For | ||||||||||||||||||||
2 | KEITH COZZA | For | For | ||||||||||||||||||||
3 | LEROY T. BARNES, JR. | For | For | ||||||||||||||||||||
4 | RICHARD P. BERMINGHAM | For | For | ||||||||||||||||||||
5 | JEFFREY T. DUNN | For | For | ||||||||||||||||||||
2 | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3 | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO IMPLEMENT THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | |||||||||||||||||||
04 | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 44,000 | 0 | 12-Apr-2013 | 12-Apr-2013 | ||||||||||||||||
LUFKIN INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 549764108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LUFK | Meeting Date | 01-May-2013 | ||||||||||||||||||||
ISIN | US5497641085 | Agenda | 933767191 - Management | ||||||||||||||||||||
Record Date | 12-Mar-2013 | Holding Recon Date | 12-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: J.F. GLICK | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: J.D. HOFMEISTER | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: A.Z. SELIM | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: T.E. WIENER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AND ADOPT THE LUFKIN INDUSTRIES, INC. INCENTIVE STOCK COMPENSATION PLAN 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 17,000 | 0 | 08-Apr-2013 | 08-Apr-2013 | ||||||||||||||||
DOVER CORPORATION | |||||||||||||||||||||||
Security | 260003108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DOV | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US2600031080 | Agenda | 933749131 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: D.H. BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR SHAREHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 28,000 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHD | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US1713401024 | Agenda | 933750348 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADLEY C. IRWIN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PENRY W. PRICE | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE CHURCH & DWIGHT CO., INC. AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,500 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
CADENCE DESIGN SYSTEMS, INC. | |||||||||||||||||||||||
Security | 127387108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CDNS | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US1273871087 | Agenda | 933748975 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI-VINCENTELLI | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Management | For | For | |||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JOHN B. SHOVEN | Management | For | For | |||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: ROGER S. SIBONI | Management | For | For | |||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: YOUNG K. SOHN | Management | For | For | |||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | |||||||||||||||||||
02 | APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
03 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
04 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 28, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 151,400 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
TELEFLEX INCORPORATED | |||||||||||||||||||||||
Security | 879369106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TFX | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US8793691069 | Agenda | 933769626 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PATRICIA C. BARRON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: W. KIM FOSTER | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY A. GRAVES | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES W. ZUG | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 17-Apr-2013 | 17-Apr-2013 | ||||||||||||||||
SIGMA-ALDRICH CORPORATION | |||||||||||||||||||||||
Security | 826552101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SIAL | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US8265521018 | Agenda | 933750095 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2013 | Holding Recon Date | 08-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. MARBERRY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2013 | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,000 | 0 | 16-Apr-2013 | 16-Apr-2013 | ||||||||||||||||
VALUECLICK, INC. | |||||||||||||||||||||||
Security | 92046N102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VCLK | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US92046N1028 | Agenda | 933756100 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES R. ZARLEY | For | For | ||||||||||||||||||||
2 | DAVID S. BUZBY | For | For | ||||||||||||||||||||
3 | MARTIN T. HART | For | For | ||||||||||||||||||||
4 | JEFFREY F. RAYPORT | For | For | ||||||||||||||||||||
5 | JAMES R. PETERS | For | For | ||||||||||||||||||||
6 | JAMES A. CROUTHAMEL | For | For | ||||||||||||||||||||
7 | JOHN GIULIANI | For | For | ||||||||||||||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 100,000 | 0 | 16-Apr-2013 | 16-Apr-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933761783 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RAY R. IRANI | For | For | ||||||||||||||||||||
2 | ALVIN V. SHOEMAKER | For | For | ||||||||||||||||||||
3 | D. BOONE WAYSON | For | For | ||||||||||||||||||||
4 | STEPHEN A. WYNN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,000 | 0 | 13-Apr-2013 | 13-Apr-2013 | ||||||||||||||||
HUB GROUP, INC. | |||||||||||||||||||||||
Security | 443320106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HUBG | Meeting Date | 09-May-2013 | ||||||||||||||||||||
ISIN | US4433201062 | Agenda | 933765363 - Management | ||||||||||||||||||||
Record Date | 14-Mar-2013 | Holding Recon Date | 14-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID P. YEAGER | For | For | ||||||||||||||||||||
2 | MARK A. YEAGER | For | For | ||||||||||||||||||||
3 | GARY D. EPPEN | For | For | ||||||||||||||||||||
4 | CHARLES R. REAVES | For | For | ||||||||||||||||||||
5 | MARTIN P. SLARK | For | For | ||||||||||||||||||||
6 | JONATHAN P. WARD | For | For | ||||||||||||||||||||
2. | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 44,000 | 0 | 19-Apr-2013 | 19-Apr-2013 | ||||||||||||||||
NORDSTROM, INC. | |||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US6556641008 | Agenda | 933764955 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE NORDSTROM, INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 30,000 | 0 | 22-Apr-2013 | 22-Apr-2013 | ||||||||||||||||
THE MIDDLEBY CORPORATION | |||||||||||||||||||||||
Security | 596278101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MIDD | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US5962781010 | Agenda | 933767785 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2013 | Holding Recon Date | 20-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | SELIM A. BASSOUL | For | For | ||||||||||||||||||||
2 | ROBERT B. LAMB | For | For | ||||||||||||||||||||
3 | JOHN R. MILLER III | For | For | ||||||||||||||||||||
4 | GORDON O'BRIEN | For | For | ||||||||||||||||||||
5 | PHILIP G. PUTNAM | For | For | ||||||||||||||||||||
6 | SABIN C. STREETER | For | For | ||||||||||||||||||||
2. | APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Management | Against | Against | |||||||||||||||||||
3. | AMENDMENT OF THE COMPANY'S SECOND AMENDED AND RESTATED BYLAWS TO IMPLEMENT MAJORITY VOTING FOR UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 28, 2013. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,200 | 0 | 25-Apr-2013 | 25-Apr-2013 | ||||||||||||||||
CATAMARAN CORPORATION | |||||||||||||||||||||||
Security | 148887102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTRX | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | CA1488871023 | Agenda | 933769880 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MARK THIERER | For | For | ||||||||||||||||||||
2 | PETER BENSEN | For | For | ||||||||||||||||||||
3 | STEVEN COSLER | For | For | ||||||||||||||||||||
4 | WILLIAM DAVIS | For | For | ||||||||||||||||||||
5 | STEVEN EPSTEIN | For | For | ||||||||||||||||||||
6 | BETSY HOLDEN | For | For | ||||||||||||||||||||
7 | KAREN KATEN | For | For | ||||||||||||||||||||
8 | HARRY KRAEMER | For | For | ||||||||||||||||||||
9 | ANTHONY MASSO | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION AND TERMS OF ENGAGEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 41,220 | 0 | 24-Apr-2013 | 24-Apr-2013 | ||||||||||||||||
TENNECO INC. | |||||||||||||||||||||||
Security | 880349105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TEN | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US8803491054 | Agenda | 933763282 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | |||||||||||||||||||
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2013. | Management | For | For | |||||||||||||||||||
3 | APPROVE THE AMENDED AND RESTATED TENNECO INC. 2006 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 60,000 | 0 | 26-Apr-2013 | 26-Apr-2013 | ||||||||||||||||
AKAMAI TECHNOLOGIES, INC. | |||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US00971T1016 | Agenda | 933770706 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | Management | For | For | |||||||||||||||||||
2. | TO ADOPT THE AKAMAI TECHNOLOGIES, INC. 2013 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3A. | TO ADOPT AND APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
3B. | TO ADOPT AND APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO PROVIDE FOR DIRECTOR REMOVAL WITH OR WITHOUT CAUSE FOLLOWING DECLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
3C. | TO ADOPT AND APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTING REQUIREMENT FOR AMENDING OR REPEALING ARTICLE TENTH OF OUR CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
5. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31. 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 30,000 | 0 | 25-Apr-2013 | 25-Apr-2013 | ||||||||||||||||
FOOT LOCKER, INC. | |||||||||||||||||||||||
Security | 344849104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FL | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US3448491049 | Agenda | 933775009 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KEN C. HICKS* | For | For | ||||||||||||||||||||
2 | GUILLERMO MARMOL* | For | For | ||||||||||||||||||||
3 | DONA D. YOUNG* | For | For | ||||||||||||||||||||
4 | MAXINE CLARK# | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
4. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO REPEAL CLASSIFIED BOARD. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 33,000 | 0 | 26-Apr-2013 | 26-Apr-2013 | ||||||||||||||||
CREDIT ACCEPTANCE CORPORATION | |||||||||||||||||||||||
Security | 225310101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CACC | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US2253101016 | Agenda | 933761606 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DONALD A. FOSS | For | For | ||||||||||||||||||||
2 | GLENDA J. FLANAGAN | For | For | ||||||||||||||||||||
3 | BRETT A. ROBERTS | For | For | ||||||||||||||||||||
4 | THOMAS N. TRYFOROS | For | For | ||||||||||||||||||||
5 | SCOTT J. VASSALLUZZO | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 14,550 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
PDL BIOPHARMA, INC. | |||||||||||||||||||||||
Security | 69329Y104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PDLI | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US69329Y1047 | Agenda | 933773334 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | HAROLD E. SELICK, PH.D. | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL OF THE COMPANY FROM 250,000,000 TO 350,000,000 SHARES. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 100,000 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | |||||||||||||||||||||||
Security | 91911K102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VRX | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | CA91911K1021 | Agenda | 933788068 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | RONALD H. FARMER | For | For | ||||||||||||||||||||
2 | ROBERT A. INGRAM | For | For | ||||||||||||||||||||
3 | THEO MELAS-KYRIAZI | For | For | ||||||||||||||||||||
4 | G. MASON MORFIT | For | For | �� | |||||||||||||||||||
5 | LAURENCE E. PAUL | For | For | ||||||||||||||||||||
6 | J. MICHAEL PEARSON | For | For | ||||||||||||||||||||
7 | ROBERT N. POWER | For | For | ||||||||||||||||||||
8 | NORMA A. PROVENCIO | For | For | ||||||||||||||||||||
9 | HOWARD B. SCHILLER | For | For | ||||||||||||||||||||
10 | LLOYD M. SEGAL | For | For | ||||||||||||||||||||
11 | KATHARINE B. STEVENSON | For | For | ||||||||||||||||||||
02 | THE APPROVAL, IN AN ADVISORY RESOLUTION, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE THE CONTINUANCE OF THE COMPANY FROM THE CANADA BUSINESS CORPORATIONS ACT TO THE BRITISH COLUMBIA BUSINESS CORPORATIONS ACT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 36,500 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
GENESEE & WYOMING INC. | |||||||||||||||||||||||
Security | 371559105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GWR | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US3715591059 | Agenda | 933782181 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RICHARD H. BOTT* | For | For | ||||||||||||||||||||
2 | OIVIND LORENTZEN III* | For | For | ||||||||||||||||||||
3 | PHILIP J. RINGO* | For | For | ||||||||||||||||||||
4 | MARK A. SCUDDER* | For | For | ||||||||||||||||||||
5 | GREGORY S. LEDFORD# | For | For | ||||||||||||||||||||
2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 18,000 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
FISERV, INC. | |||||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US3377381088 | Agenda | 933789589 - Management | ||||||||||||||||||||
Record Date | 26-Mar-2013 | Holding Recon Date | 26-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHRISTOPHER M. FLINK | For | For | ||||||||||||||||||||
2 | DENNIS F. LYNCH | For | For | ||||||||||||||||||||
3 | KIM M. ROBAK | For | For | ||||||||||||||||||||
4 | DOYLE R. SIMONS | For | For | ||||||||||||||||||||
5 | THOMAS C. WERTHEIMER | For | For | ||||||||||||||||||||
2. | TO APPROVE THE AMENDED AND RESTATED FISERV, INC. 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2013. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE A SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 17,500 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
ATLAS AIR WORLDWIDE HOLDINGS, INC. | |||||||||||||||||||||||
Security | 049164205 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAWW | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US0491642056 | Agenda | 933793805 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT F. AGNEW | For | For | ||||||||||||||||||||
2 | TIMOTHY J. BERNLOHR | For | For | ||||||||||||||||||||
3 | EUGENE I. DAVIS | For | For | ||||||||||||||||||||
4 | WILLIAM J. FLYNN | For | For | ||||||||||||||||||||
5 | JAMES S. GILMORE III | For | For | ||||||||||||||||||||
6 | CAROL B. HALLETT | For | For | ||||||||||||||||||||
7 | FREDERICK MCCORKLE | For | For | ||||||||||||||||||||
8 | DUNCAN J. MCNABB | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | |||||||||||||||||||
4. | APPROVAL OF THE AMENDMENT TO THE 2007 INCENTIVE PLAN (AS AMENDED) TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE OF AWARDS THEREUNDER. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 31,000 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
PANERA BREAD COMPANY | |||||||||||||||||||||||
Security | 69840W108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PNRA | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US69840W1080 | Agenda | 933795962 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LARRY J. FRANKLIN | For | For | ||||||||||||||||||||
2 | DIANE HESSAN | For | For | ||||||||||||||||||||
3 | WILLIAM W. MORETON | For | For | ||||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF PANERA BREAD COMPANY. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PANERA BREAD COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 4,500 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
CITRIX SYSTEMS, INC. | |||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US1773761002 | Agenda | 933787092 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK B. TEMPLETON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN M. DOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 20,000 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
LANDSTAR SYSTEM, INC. | |||||||||||||||||||||||
Security | 515098101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LSTR | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US5150981018 | Agenda | 933789515 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | HOMAIRA AKBARI | For | For | ||||||||||||||||||||
2 | DIANA M. MURPHY | For | For | ||||||||||||||||||||
3 | LARRY J. THOELE | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE COMPANY'S 2013 DIRECTORS STOCK COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 27,700 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
NORTHERN OIL AND GAS INC. | |||||||||||||||||||||||
Security | 665531109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NOG | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US6655311099 | Agenda | 933793487 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL REGER | For | For | ||||||||||||||||||||
2 | ROBERT GRABB | For | For | ||||||||||||||||||||
3 | DELOS CY JAMISON | For | For | ||||||||||||||||||||
4 | JACK KING | For | For | ||||||||||||||||||||
5 | LISA BROMILEY | For | For | ||||||||||||||||||||
6 | LOREN O'TOOLE | For | For | ||||||||||||||||||||
7 | RICHARD WEBER | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE 2013 INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 80,000 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
QUESTCOR PHARMACEUTICALS, INC. | |||||||||||||||||||||||
Security | 74835Y101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | QCOR | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US74835Y1010 | Agenda | 933785480 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DON M. BAILEY | For | For | ||||||||||||||||||||
2 | NEAL C. BRADSHER | For | For | ||||||||||||||||||||
3 | STEPHEN C. FARRELL | For | For | ||||||||||||||||||||
4 | LOUIS SILVERMAN | For | For | ||||||||||||||||||||
5 | VIRGIL D. THOMPSON | For | For | ||||||||||||||||||||
6 | SCOTT M. WHITCUP | For | For | ||||||||||||||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 80,000 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US1567821046 | Agenda | 933795099 - Management | ||||||||||||||||||||
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA M. DILLMAN | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION REPEALING THE CLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
5. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 20,800 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
ROPER INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 776696106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ROP | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US7766961061 | Agenda | 933805559 - Management | ||||||||||||||||||||
Record Date | 12-Apr-2013 | Holding Recon Date | 12-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID W. DEVONSHIRE | For | For | ||||||||||||||||||||
2 | JOHN F. FORT III | For | For | ||||||||||||||||||||
3 | BRIAN D. JELLISON | For | For | ||||||||||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO CONSIDER A PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,700 | 0 | 21-May-2013 | 21-May-2013 | ||||||||||||||||
VERA BRADLEY INC | |||||||||||||||||||||||
Security | 92335C106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VRA | Meeting Date | 30-May-2013 | ||||||||||||||||||||
ISIN | US92335C1062 | Agenda | 933784666 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | B. BRADLEY BAEKGAARD | For | For | ||||||||||||||||||||
2 | RICHARD BAUM | For | For | ||||||||||||||||||||
3 | PATRICIA R. MILLER | For | For | ||||||||||||||||||||
4 | FRANCES P. PHILIP | For | For | ||||||||||||||||||||
2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 70,000 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
PORTFOLIO RECOVERY ASSOCIATES, INC. | |||||||||||||||||||||||
Security | 73640Q105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 30-May-2013 | ||||||||||||||||||||
ISIN | US73640Q1058 | Agenda | 933791902 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JOHN H. FAIN | For | For | ||||||||||||||||||||
2 | DAVID N. ROBERTS | For | For | ||||||||||||||||||||
2. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE 2013 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | APPROVAL OF THE 2013 ANNUAL NON- EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 22,300 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
WORLD FUEL SERVICES CORPORATION | |||||||||||||||||||||||
Security | 981475106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INT | Meeting Date | 31-May-2013 | ||||||||||||||||||||
ISIN | US9814751064 | Agenda | 933789349 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL J. KASBAR | For | For | ||||||||||||||||||||
2 | PAUL H. STEBBINS | For | For | ||||||||||||||||||||
3 | KEN BAKSHI | For | For | ||||||||||||||||||||
4 | RICHARD A. KASSAR | For | For | ||||||||||||||||||||
5 | MYLES KLEIN | For | For | ||||||||||||||||||||
6 | JOHN L. MANLEY | For | For | ||||||||||||||||||||
7 | J. THOMAS PRESBY | For | For | ||||||||||||||||||||
8 | STEPHEN K. RODDENBERRY | For | For | ||||||||||||||||||||
2 | APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
4 | APPROVAL AND ADOPTION OF THE WORLD FUEL SERVICES CORPORATION 2008 EXECUTIVE INCENTIVE PLAN, AS RESTATED EFFECTIVE AS OF JANUARY 1, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 21,000 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 04-Jun-2013 | ||||||||||||||||||||
ISIN | US1924461023 | Agenda | 933793045 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K. | Management | For | For | |||||||||||||||||||
3. | AMENDMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE THAT ALL DIRECTORS ELECTED AT OR AFTER THE 2014 ANNUAL MEETING OF STOCKHOLDERS BE ELECTED ON AN ANNUAL BASIS. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 23,000 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
VITAMIN SHOPPE, INC. | |||||||||||||||||||||||
Security | 92849E101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VSI | Meeting Date | 05-Jun-2013 | ||||||||||||||||||||
ISIN | US92849E1010 | Agenda | 933799821 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: B. MICHAEL BECKER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CATHERINE BUGGELN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DEBORAH M. DERBY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID H. EDWAB | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD L. MARKEE | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD L. PERKAL | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KATHERINE SAVITT | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ANTHONY N. TRUESDALE | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 26,800 | 0 | 15-May-2013 | 15-May-2013 | ||||||||||||||||
CABELA'S INCORPORATED | |||||||||||||||||||||||
Security | 126804301 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CAB | Meeting Date | 05-Jun-2013 | ||||||||||||||||||||
ISIN | US1268043015 | Agenda | 933803454 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES W. CABELA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN GOTTSCHALK | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DENNIS HIGHBY | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: REUBEN MARK | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE COMPANY'S 2013 STOCK PLAN. | Management | For | For | |||||||||||||||||||
5. | APPROVAL OF THE COMPANY'S 2013 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
6. | APPROVAL OF THE COMPANY'S 2013 PERFORMANCE BONUS PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 42,000 | 0 | 14-May-2013 | 14-May-2013 | ||||||||||||||||
EQUINIX, INC. | |||||||||||||||||||||||
Security | 29444U502 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EQIX | Meeting Date | 05-Jun-2013 | ||||||||||||||||||||
ISIN | US29444U5020 | Agenda | 933814368 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | THOMAS BARTLETT | For | For | ||||||||||||||||||||
2 | GARY HROMADKO | For | For | ||||||||||||||||||||
3 | SCOTT KRIENS | For | For | ||||||||||||||||||||
4 | WILLIAM LUBY | For | For | ||||||||||||||||||||
5 | IRVING LYONS, III | For | For | ||||||||||||||||||||
6 | CHRISTOPHER PAISLEY | For | For | ||||||||||||||||||||
7 | STEPHEN SMITH | For | For | ||||||||||||||||||||
8 | PETER VAN CAMP | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF RECORD OF AT LEAST TWENTY-FIVE PERCENT (25%) OF THE VOTING POWER OF OUR OUTSTANDING CAPITAL STOCK TO TAKE ACTION BY WRITTEN CONSENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 8,000 | 0 | 15-May-2013 | 15-May-2013 | ||||||||||||||||
CONCHO RESOURCES INC | |||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US20605P1012 | Agenda | 933802096 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GARY A. MERRIMAN | For | For | ||||||||||||||||||||
2 | RAY M. POAGE | For | For | ||||||||||||||||||||
3 | A. WELLFORD TABOR | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 9,000 | 0 | 18-May-2013 | 18-May-2013 | ||||||||||||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | |||||||||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US90384S3031 | Agenda | 933803163 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHARLES HEILBRONN | For | For | ||||||||||||||||||||
2 | MICHAEL R. MACDONALD | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013, ENDING FEBRUARY 1, 2014 | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,000 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||||||||
Security | 008252108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMG | Meeting Date | 11-Jun-2013 | ||||||||||||||||||||
ISIN | US0082521081 | Agenda | 933810536 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SEAN M. HEALEY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM J. NUTT | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK T. RYAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE 2013 INCENTIVE STOCK AWARD PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 13,500 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||||
STIFEL FINANCIAL CORP. | |||||||||||||||||||||||
Security | 860630102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SF | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US8606301021 | Agenda | 933808442 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL W. BROWN | For | For | ||||||||||||||||||||
2 | JOHN P. DUBINSKY | For | For | ||||||||||||||||||||
3 | ROBERT E. GRADY | For | For | ||||||||||||||||||||
4 | THOMAS B. MICHAUD | For | For | ||||||||||||||||||||
5 | JAMES M. OATES | For | For | ||||||||||||||||||||
6 | BEN A. PLOTKIN | For | For | ||||||||||||||||||||
7 | MICHAEL J. ZIMMERMAN | For | For | ||||||||||||||||||||
2 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Against | Against | |||||||||||||||||||
3 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 32,400 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
MENTOR GRAPHICS CORPORATION | |||||||||||||||||||||||
Security | 587200106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MENT | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US5872001061 | Agenda | 933822199 - Management | ||||||||||||||||||||
Record Date | 22-Apr-2013 | Holding Recon Date | 22-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KEITH L. BARNES | For | For | ||||||||||||||||||||
2 | PETER L. BONFIELD | For | For | ||||||||||||||||||||
3 | GREGORY K. HINCKLEY | For | For | ||||||||||||||||||||
4 | J. DANIEL MCCRANIE | For | For | ||||||||||||||||||||
5 | KEVIN C. MCDONOUGH | For | For | ||||||||||||||||||||
6 | PATRICK B. MCMANUS | For | For | ||||||||||||||||||||
7 | WALDEN C. RHINES | For | For | ||||||||||||||||||||
8 | DAVID S. SCHECHTER | For | For | ||||||||||||||||||||
2. | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Shareholder | For | ||||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2014. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 100,000 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
MEDASSETS, INC. | |||||||||||||||||||||||
Security | 584045108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDAS | Meeting Date | 13-Jun-2013 | ||||||||||||||||||||
ISIN | US5840451083 | Agenda | 933819508 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2013 | Holding Recon Date | 17-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | �� | ||||||||||||||||||||
1 | JOHN A. BARDIS | For | For | ||||||||||||||||||||
2 | HARRIS HYMAN IV | For | For | ||||||||||||||||||||
3 | TERRENCE J. MULLIGAN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S LONG TERM PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE THE COMPANY'S 2013 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 106,000 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
NEUSTAR, INC. | |||||||||||||||||||||||
Security | 64126X201 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSR | Meeting Date | 18-Jun-2013 | ||||||||||||||||||||
ISIN | US64126X2018 | Agenda | 933815411 - Management | ||||||||||||||||||||
Record Date | 22-Apr-2013 | Holding Recon Date | 22-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GARETH C.C. CHANG | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LISA A. HOOK | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: HELLENE S. RUNTAGH | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 51,000 | 0 | 31-May-2013 | 31-May-2013 | ||||||||||||||||
KODIAK OIL & GAS CORP. | |||||||||||||||||||||||
Security | 50015Q100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KOG | Meeting Date | 19-Jun-2013 | ||||||||||||||||||||
ISIN | CA50015Q1000 | Agenda | 933832239 - Management | ||||||||||||||||||||
Record Date | 09-May-2013 | Holding Recon Date | 09-May-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTORS: LYNN A. PETERSON | Management | For | For | |||||||||||||||||||
1B | JAMES E. CATLIN | Management | For | For | |||||||||||||||||||
1C | RODNEY D. KNUTSON | Management | For | For | |||||||||||||||||||
1D | HERRICK K. LIDSTONE, JR. | Management | For | For | |||||||||||||||||||
1E | WILLIAM J. KRYSIAK | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
03 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 368,700 | 0 | 30-May-2013 | 30-May-2013 | ||||||||||||||||
UNITED THERAPEUTICS CORPORATION | |||||||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2013 | ||||||||||||||||||||
ISIN | US91307C1027 | Agenda | 933819382 - Management | ||||||||||||||||||||
Record Date | 29-Apr-2013 | Holding Recon Date | 29-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHRISTOPHER CAUSEY | For | For | ||||||||||||||||||||
2 | RICHARD GILTNER | For | For | ||||||||||||||||||||
3 | R. PAUL GRAY | For | For | ||||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||||
IAC/INTERACTIVECORP | |||||||||||||||||||||||
Security | 44919P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IACI | Meeting Date | 26-Jun-2013 | ||||||||||||||||||||
ISIN | US44919P5089 | Agenda | 933821109 - Management | ||||||||||||||||||||
Record Date | 29-Apr-2013 | Holding Recon Date | 29-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GREGORY R. BLATT | For | For | ||||||||||||||||||||
2 | EDGAR BRONFMAN, JR. | For | For | ||||||||||||||||||||
3 | CHELSEA CLINTON | For | For | ||||||||||||||||||||
4 | SONALI DE RYCKER | For | For | ||||||||||||||||||||
5 | BARRY DILLER | For | For | ||||||||||||||||||||
6 | MICHAEL D. EISNER | For | For | ||||||||||||||||||||
7 | VICTOR A. KAUFMAN | For | For | ||||||||||||||||||||
8 | DONALD R. KEOUGH | For | For | ||||||||||||||||||||
9 | BRYAN LOURD | For | For | ||||||||||||||||||||
10 | ARTHUR C. MARTINEZ | For | For | ||||||||||||||||||||
11 | DAVID ROSENBLATT | For | For | ||||||||||||||||||||
12 | ALAN G. SPOON | For | For | ||||||||||||||||||||
13 | A. VON FURSTENBERG | For | For | ||||||||||||||||||||
14 | RICHARD F. ZANNINO | For | For | ||||||||||||||||||||
2. | APPROVAL OF THE 2013 STOCK PLAN PROPOSAL. | Management | Against | Against | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 43,000 | 0 | 12-Jun-2013 | 12-Jun-2013 | ||||||||||||||||
CHICO'S FAS, INC. | |||||||||||||||||||||||
Security | 168615102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CHS | Meeting Date | 27-Jun-2013 | ||||||||||||||||||||
ISIN | US1686151028 | Agenda | 933824155 - Management | ||||||||||||||||||||
Record Date | 29-Apr-2013 | Holding Recon Date | 29-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: VERNA K. GIBSON | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DAVID F. DYER | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 81,953 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||||
Tributary Large Cap Growth Fund
Vote Summary | |||||||||||||||||||||||
CA, INC. | |||||||||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CA | Meeting Date | 01-Aug-2012 | ||||||||||||||||||||
ISIN | US12673P1057 | Agenda | 933659914 - Management | ||||||||||||||||||||
Record Date | 05-Jun-2012 | Holding Recon Date | 05-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GARY J. FERNANDES | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. MCCRACKEN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | �� | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE CA, INC. 2012 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 44,000 | 0 | 22-Jul-2012 | 22-Jul-2012 | ||||||||||||||||
FEDEX CORPORATION | |||||||||||||||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FDX | Meeting Date | 24-Sep-2012 | ||||||||||||||||||||
ISIN | US31428X1063 | Agenda | 933677099 - Management | ||||||||||||||||||||
Record Date | 30-Jul-2012 | Holding Recon Date | 30-Jul-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 17,230 | 0 | 05-Sep-2012 | 05-Sep-2012 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 02-Nov-2012 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933689979 - Management | ||||||||||||||||||||
Record Date | 12-Sep-2012 | Holding Recon Date | 12-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | LINDA CHEN | For | For | ||||||||||||||||||||
2 | MARC D. SCHORR | For | For | ||||||||||||||||||||
3 | J. EDWARD (TED) VIRTUE | For | For | ||||||||||||||||||||
4 | ELAINE P. WYNN | For | For | ||||||||||||||||||||
2 | TO APPROVE THE AMENDED AND RESTATED ANNUAL PERFORMANCE BASED INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2012. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 8,100 | 0 | 21-Oct-2012 | 21-Oct-2012 | ||||||||||||||||
ORACLE CORPORATION | |||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 07-Nov-2012 | ||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933690302 - Management | ||||||||||||||||||||
Record Date | 10-Sep-2012 | Holding Recon Date | 10-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | ||||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | ||||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | ||||||||||||||||||||
4 | SAFRA A. CATZ | For | For | ||||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | ||||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | ||||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | ||||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | ||||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | ||||||||||||||||||||
10 | MARK V. HURD | For | For | ||||||||||||||||||||
11 | DONALD L. LUCAS | For | For | ||||||||||||||||||||
12 | NAOMI O. SELIGMAN | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||||||||||||||
3 | APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS' STOCK PLAN. | Management | For | For | |||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | |||||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | |||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For | |||||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 50,000 | 0 | 31-Oct-2012 | 31-Oct-2012 | ||||||||||||||||
ACCENTURE PLC | |||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 06-Feb-2013 | ||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 933722945 - Management | ||||||||||||||||||||
Record Date | 11-Dec-2012 | Holding Recon Date | 11-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE TWELVE MONTH PERIOD ENDED AUGUST 31, 2012 AS PRESENTED | Management | For | For | |||||||||||||||||||
2A. | RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | |||||||||||||||||||
2B. | RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. LIPP | Management | For | For | |||||||||||||||||||
2C. | RE-APPOINTMENT OF THE DIRECTOR: PIERRE NANTERME | Management | For | For | |||||||||||||||||||
2D. | RE-APPOINTMENT OF THE DIRECTOR: GILLES C. PELISSON | Management | For | For | |||||||||||||||||||
2E. | RE-APPOINTMENT OF THE DIRECTOR: WULF VON SCHIMMELMANN | Management | For | For | |||||||||||||||||||
3. | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG'S REMUNERATION | Management | For | For | |||||||||||||||||||
4. | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
5. | APPROVAL OF AN AMENDMENT TO THE ACCENTURE PLC 2010 SHARE INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
6. | AUTHORIZATION TO HOLD THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | Management | For | For | |||||||||||||||||||
7. | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | Management | For | For | |||||||||||||||||||
8. | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | Management | For | For | |||||||||||||||||||
9. | SHAREHOLDER PROPOSAL: REPORT ON LOBBYING PRACTICES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 20,000 | 0 | 18-Jan-2013 | 18-Jan-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933724622 - Management | ||||||||||||||||||||
Record Date | 26-Dec-2012 | Holding Recon Date | 26-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 8,100 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933727224 - Management | ||||||||||||||||||||
Record Date | 15-Jan-2013 | Holding Recon Date | 15-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO REMOVE MR. KAZUO OKADA AS A DIRECTOR OF THE COMPANY. | Management | For | For | |||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OR THE EXECUTIVE COMMITTEE OF THE BOARD, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REMOVAL PROPOSAL IF THERE ARE INSUFFICIENT PROXIES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE THE REMOVAL PROPOSAL. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 8,100 | 0 | 07-Feb-2013 | 08-Feb-2013 | ||||||||||||||||
APPLE INC. | |||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 27-Feb-2013 | ||||||||||||||||||||
ISIN | US0378331005 | Agenda | 933725042 - Management | ||||||||||||||||||||
Record Date | 02-Jan-2013 | Holding Recon Date | 02-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | WILLIAM CAMPBELL | For | For | ||||||||||||||||||||
2 | TIMOTHY COOK | For | For | ||||||||||||||||||||
3 | MILLARD DREXLER | For | For | ||||||||||||||||||||
4 | AL GORE | For | For | ||||||||||||||||||||
5 | ROBERT IGER | For | For | ||||||||||||||||||||
6 | ANDREA JUNG | For | For | ||||||||||||||||||||
7 | ARTHUR LEVINSON | For | For | ||||||||||||||||||||
8 | RONALD SUGAR | For | For | ||||||||||||||||||||
2. | AMENDMENT OF APPLE'S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
4. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK." | Shareholder | Against | For | |||||||||||||||||||
6. | A SHAREHOLDER PROPOSAL ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS." | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 2,200 | 0 | 13-Feb-2013 | 13-Feb-2013 | ||||||||||||||||
WHOLE FOODS MARKET, INC. | |||||||||||||||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFM | Meeting Date | 15-Mar-2013 | ||||||||||||||||||||
ISIN | US9668371068 | Agenda | 933728923 - Management | ||||||||||||||||||||
Record Date | 15-Jan-2013 | Holding Recon Date | 15-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DR. JOHN ELSTROTT | For | For | ||||||||||||||||||||
2 | GABRIELLE GREENE | For | For | ||||||||||||||||||||
3 | SHAHID (HASS) HASSAN | For | For | ||||||||||||||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||||||||||||||
5 | JOHN MACKEY | For | For | ||||||||||||||||||||
6 | WALTER ROBB | For | For | ||||||||||||||||||||
7 | JONATHAN SEIFFER | For | For | ||||||||||||||||||||
8 | MORRIS (MO) SIEGEL | For | For | ||||||||||||||||||||
9 | JONATHAN SOKOLOFF | For | For | ||||||||||||||||||||
10 | DR. RALPH SORENSON | For | For | ||||||||||||||||||||
11 | W. (KIP) TINDELL, III | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE AMENDMENT OF THE COMPANY'S 2009 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE PURSUANT TO SUCH PLAN BY AN ADDITIONAL 14.5 MILLION SHARES AND INCREASE THE NUMBER OF SHARES BY WHICH THE PLAN POOL IS REDUCED FOR EACH FULL VALUE AWARD FROM 2 TO 2.25. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXTENDED PRODUCER RESPONSIBILITY FOR POST-CONSUMER PRODUCT PACKAGING. | Shareholder | Against | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT CHAIRMAN OF THE BOARD WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 10,000 | 0 | 27-Feb-2013 | 27-Feb-2013 | ||||||||||||||||
STARBUCKS CORPORATION | |||||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 20-Mar-2013 | ||||||||||||||||||||
ISIN | US8552441094 | Agenda | 933726842 - Management | ||||||||||||||||||||
Record Date | 10-Jan-2013 | Holding Recon Date | 10-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 23,655 | 0 | 01-Mar-2013 | 01-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933730738 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
02 | A RESOLUTION TO APPROVE THE CORPORATION'S ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
03 | A RESOLUTION TO RECONFIRM, RATIFY AND APPROVE THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION. | Management | For | For | |||||||||||||||||||
04 | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID C. EVERITT | For | For | ||||||||||||||||||||
2 | RUSSELL K. GIRLING | For | For | ||||||||||||||||||||
3 | SUSAN A. HENRY | For | For | ||||||||||||||||||||
4 | RUSSELL J. HORNER | For | For | ||||||||||||||||||||
5 | DAVID J. LESAR | For | For | ||||||||||||||||||||
6 | JOHN E. LOWE | For | For | ||||||||||||||||||||
7 | A. ANNE MCLELLAN | For | For | ||||||||||||||||||||
8 | DEREK G. PANNELL | For | For | ||||||||||||||||||||
9 | FRANK W. PROTO | For | For | ||||||||||||||||||||
10 | MAYO M. SCHMIDT | For | For | ||||||||||||||||||||
11 | MICHAEL M. WILSON | For | For | ||||||||||||||||||||
12 | VICTOR J. ZALESCHUK | For | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 14,000 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 14,000 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
AGRIUM INC. | |||||||||||||||||||||||
Security | 008916108 | Meeting Type | Contested-Annual | ||||||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | CA0089161081 | Agenda | 933742579 - Opposition | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | THE RE-APPOINTMENT OF KPMG LLP AS THE AUDITORS OF AGRIUM AS NAMED IN AGRIUM'S MANAGEMENT PROXY CIRCULAR DATED FEBRUARY 25, 2013 (THE "MANAGEMENT CIRCULAR"). | Management | For | For | |||||||||||||||||||
02 | ACCEPTANCE ON AN ADVISORY BASIS OF AGRIUM'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | Against | For | |||||||||||||||||||
03 | THE RESOLUTION TO RECONFIRM, RATIFY AND APPROVE AGRIUM'S AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN AS DESCRIBED IN THE MANAGEMENT CIRCULAR. | Management | For | For | |||||||||||||||||||
4A | ELECTION OF DIRECTORS JANA RECOMMENDS A VOTE FOR THE FOLLOWING JANA NOMINEES: BARRY ROSENSTEIN | Management | For | For | |||||||||||||||||||
4B | MITCHELL JACOBSON | Management | For | For | |||||||||||||||||||
4C | STEPHEN CLARK | Management | For | For | |||||||||||||||||||
4D | DAVID BULLOCK | Management | For | For | |||||||||||||||||||
4E | THE HON. LYLE VANCLIEF | Management | For | For | |||||||||||||||||||
4F | JANA RECOMMENDS A VOTE FOR THE FOLLOWING MANAGEMENT NOMINEES NAMED IN THE MANAGEMENT CIRCULAR: DAVID EVERITT | Management | For | For | |||||||||||||||||||
4G | RUSSELL GIRLING | Management | For | For | |||||||||||||||||||
4H | DAVID LESAR | Management | For | For | |||||||||||||||||||
4I | JOHN LOWE | Management | For | For | |||||||||||||||||||
4J | A. ANNE MCLELLAN | Management | For | For | |||||||||||||||||||
4K | MICHAEL WILSON | Management | For | For | |||||||||||||||||||
4L | VICTOR ZALESCHUK | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 14,000 | 0 | 29-Mar-2013 | 29-Mar-2013 | ||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 10-Apr-2013 | ||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933739382 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ADRIAN LAJOUS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: L. RAFAEL REIF | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
6. | TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 12,000 | 0 | 13-Mar-2013 | 13-Mar-2013 | ||||||||||||||||
ADOBE SYSTEMS INCORPORATED | |||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2013 | ||||||||||||||||||||
ISIN | US00724F1012 | Agenda | 933736730 - Management | ||||||||||||||||||||
Record Date | 14-Feb-2013 | Holding Recon Date | 14-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 17.5 MILLION SHARES, INCREASE THE AGGREGATE STOCK AWARD AND PERFORMANCE SHARE LIMITS, APPROVE NEW PERFORMANCE MEASURES AND AN ADJUSTMENT, AND MAKE OTHER MODIFICATIONS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 29, 2013. | Management | For | For | |||||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 30,000 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
U.S. BANCORP | |||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2013 | ||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933744460 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | |||||||||||||||||||
1N. | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 28,600 | 0 | 23-Mar-2013 | 23-Mar-2013 | ||||||||||||||||
PRAXAIR, INC. | |||||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PX | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US74005P1049 | Agenda | 933743088 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BRET. K. CLAYTON | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 12,500 | 0 | 27-Mar-2013 | 27-Mar-2013 | ||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US9497461015 | Agenda | 933743696 - Management | ||||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||||||||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | |||||||||||||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||||||||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||||||||||||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | |||||||||||||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||||||||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||||||||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||||||||||||||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||||||||||||||||||
1J) | ELECTION OF DIRECTOR: HOWARD V. RICHARDSON | Management | For | For | |||||||||||||||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | |||||||||||||||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||||||||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | |||||||||||||||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | |||||||||||||||||||
6. | STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. | Shareholder | Against | For | |||||||||||||||||||
7. | STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 34,000 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
NOBLE ENERGY, INC. | |||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US6550441058 | Agenda | 933772914 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | Against | Against | |||||||||||||||||||
6. | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 6,000 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
BORGWARNER INC. | |||||||||||||||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BWA | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US0997241064 | Agenda | 933744698 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JERE A. DRUMMOND | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR. | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER PROPOSAL CONCERNING DECLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS. | Shareholder | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 12,500 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
AGCO CORPORATION | |||||||||||||||||||||||
Security | 001084102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AGCO | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US0010841023 | Agenda | 933763028 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: P. GEORGE BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WOLFGANG DEML | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LUIZ F. FURLAN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE E. MINNICH | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: HENDRIKUS VISSER | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE AGCO CORPORATION AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
3. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 21,000 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
STRYKER CORPORATION | |||||||||||||||||||||||
Security | 863667101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYK | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US8636671013 | Agenda | 933750728 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A) | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | Management | For | For | |||||||||||||||||||
1B) | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | Management | For | For | |||||||||||||||||||
1C) | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | Management | For | For | |||||||||||||||||||
1D) | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | Management | For | For | |||||||||||||||||||
1E) | ELECTION OF DIRECTOR: ALLAN C. GOLSTON | Management | For | For | |||||||||||||||||||
1F) | ELECTION OF DIRECTOR: HOWARD L. LANCE | Management | For | For | |||||||||||||||||||
1G) | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | For | |||||||||||||||||||
1H) | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | |||||||||||||||||||
1I) | ELECTION OF DIRECTOR: RONDA E. STRYKER | Management | For | For | |||||||||||||||||||
2) | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3) | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 25,250 | 0 | 05-Apr-2013 | 05-Apr-2013 | ||||||||||||||||
DOVER CORPORATION | |||||||||||||||||||||||
Security | 260003108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DOV | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US2600031080 | Agenda | 933749131 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: D.H. BENSON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF A SIMPLE MAJORITY VOTING STANDARD FOR SHAREHOLDER MATTERS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 22,000 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
ILLINOIS TOOL WORKS INC. | |||||||||||||||||||||||
Security | 452308109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ITW | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US4523081093 | Agenda | 933753255 - Management | ||||||||||||||||||||
Record Date | 05-Mar-2013 | Holding Recon Date | 05-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: SUSAN CROWN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES W. GRIFFITH | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: E. SCOTT SANTI | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: KEVIN M. WARREN | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE RIGHT. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 22,000 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933771063 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
4. | STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 5,000 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
WYNN RESORTS, LIMITED | |||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US9831341071 | Agenda | 933761783 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RAY R. IRANI | For | For | ||||||||||||||||||||
2 | ALVIN V. SHOEMAKER | For | For | ||||||||||||||||||||
3 | D. BOONE WAYSON | For | For | ||||||||||||||||||||
4 | STEPHEN A. WYNN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 8,100 | 0 | 13-Apr-2013 | 13-Apr-2013 | ||||||||||||||||
COLGATE-PALMOLIVE COMPANY | |||||||||||||||||||||||
Security | 194162103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CL | Meeting Date | 10-May-2013 | ||||||||||||||||||||
ISIN | US1941621039 | Agenda | 933756477 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: NIKESH ARORA | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | |||||||||||||||||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVE THE COLGATE-PALMOLIVE COMPANY 2013 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 7,000 | 0 | 19-Apr-2013 | 19-Apr-2013 | ||||||||||||||||
CUMMINS INC. | |||||||||||||||||||||||
Security | 231021106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMI | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US2310211063 | Agenda | 933753382 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For | |||||||||||||||||||
2. | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | |||||||||||||||||||
3. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||||||||||||||
4. | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | |||||||||||||||||||
5. | ELECTION OF DIRECTOR: CARL WARE | Management | For | For | |||||||||||||||||||
6. | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | |||||||||||||||||||
7. | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For | |||||||||||||||||||
8. | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For | |||||||||||||||||||
9. | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For | |||||||||||||||||||
10. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
11. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
12. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 9,980 | 0 | 22-Apr-2013 | 22-Apr-2013 | ||||||||||||||||
NORDSTROM, INC. | |||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US6556641008 | Agenda | 933764955 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE NORDSTROM, INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 15,000 | 0 | 22-Apr-2013 | 22-Apr-2013 | ||||||||||||||||
CATAMARAN CORPORATION | |||||||||||||||||||||||
Security | 148887102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTRX | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | CA1488871023 | Agenda | 933769880 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MARK THIERER | For | For | ||||||||||||||||||||
2 | PETER BENSEN | For | For | ||||||||||||||||||||
3 | STEVEN COSLER | For | For | ||||||||||||||||||||
4 | WILLIAM DAVIS | For | For | ||||||||||||||||||||
5 | STEVEN EPSTEIN | For | For | ||||||||||||||||||||
6 | BETSY HOLDEN | For | For | ||||||||||||||||||||
7 | KAREN KATEN | For | For | ||||||||||||||||||||
8 | HARRY KRAEMER | For | For | ||||||||||||||||||||
9 | ANTHONY MASSO | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION AND TERMS OF ENGAGEMENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 21,100 | 0 | 24-Apr-2013 | 24-Apr-2013 | ||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933764739 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KENNETH J. BACON | For | For | ||||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | ||||||||||||||||||||
3 | JOSEPH J. COLLINS | For | For | ||||||||||||||||||||
4 | J. MICHAEL COOK | For | For | ||||||||||||||||||||
5 | GERALD L. HASSELL | For | For | ||||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | ||||||||||||||||||||
7 | EDUARDO G. MESTRE | For | For | ||||||||||||||||||||
8 | BRIAN L. ROBERTS | For | For | ||||||||||||||||||||
9 | RALPH J. ROBERTS | For | For | ||||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | ||||||||||||||||||||
11 | DR. JUDITH RODIN | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
3. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | For | Against | |||||||||||||||||||
4. | TO ADOPT A RECAPITALIZATION PLAN | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 41,000 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
APACHE CORPORATION | |||||||||||||||||||||||
Security | 037411105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | APA | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US0374111054 | Agenda | 933774944 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | Management | For | For | |||||||||||||||||||
2. | ELECTION OF DIRECTOR: CHANSOO JOUNG | Management | For | For | |||||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | Management | For | For | |||||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
6. | APPROVAL OF AMENDMENT TO APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN | Management | For | For | |||||||||||||||||||
7. | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 10,000 | 0 | 28-Apr-2013 | 28-Apr-2013 | ||||||||||||||||
UNION PACIFIC CORPORATION | |||||||||||||||||||||||
Security | 907818108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNP | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US9078181081 | Agenda | 933779398 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: T.J. DONOHUE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: A.W. DUNHAM | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | |||||||||||||||||||
1M. | ELECTION OF DIRECTOR: J.R. YOUNG | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | |||||||||||||||||||
4. | ADOPT THE UNION PACIFIC CORPORATION 2013 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 8,800 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||||||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMB | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US9694571004 | Agenda | 933780303 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Management | For | For | |||||||||||||||||||
1C | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | For | For | |||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For | For | |||||||||||||||||||
1E | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Management | For | For | |||||||||||||||||||
1F | ELECTION OF DIRECTOR: RALPH IZZO | Management | For | For | |||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | For | |||||||||||||||||||
1H | ELECTION OF DIRECTOR: STEVEN W. NANCE | Management | For | For | |||||||||||||||||||
1I | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | For | |||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
03 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 22,000 | 0 | 29-Apr-2013 | 29-Apr-2013 | ||||||||||||||||
MONDELEZ INTL, INC | |||||||||||||||||||||||
Security | 609207105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDLZ | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US6092071058 | Agenda | 933759625 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||||||||||||||||||
1J | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For | |||||||||||||||||||
1K | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | |||||||||||||||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2013 | Management | For | For | |||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: REPORT ON EXTENDED PRODUCER RESPONSIBILITY | Shareholder | Against | For | |||||||||||||||||||
5 | SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT ON GENDER EQUALITY IN THE COMPANY'S SUPPLY CHAIN | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 25,000 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
JPMORGAN CHASE & CO. | |||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 933779728 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
4. | AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | |||||||||||||||||||
5. | REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For | |||||||||||||||||||
6. | REQUIRE SEPARATION OF CHAIRMAN AND CEO | Shareholder | For | Against | |||||||||||||||||||
7. | REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE | Shareholder | Against | For | |||||||||||||||||||
8. | ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | |||||||||||||||||||
9. | DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 20,000 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | |||||||||||||||||||||||
Security | 91911K102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VRX | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | CA91911K1021 | Agenda | 933788068 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | DIRECTOR | Management | |||||||||||||||||||||
1 | RONALD H. FARMER | For | For | ||||||||||||||||||||
2 | ROBERT A. INGRAM | For | For | ||||||||||||||||||||
3 | THEO MELAS-KYRIAZI | For | For | ||||||||||||||||||||
4 | G. MASON MORFIT | For | For | ||||||||||||||||||||
5 | LAURENCE E. PAUL | For | For | ||||||||||||||||||||
6 | J. MICHAEL PEARSON | For | For | ||||||||||||||||||||
7 | ROBERT N. POWER | For | For | ||||||||||||||||||||
8 | NORMA A. PROVENCIO | For | For | ||||||||||||||||||||
9 | HOWARD B. SCHILLER | For | For | ||||||||||||||||||||
10 | LLOYD M. SEGAL | For | For | ||||||||||||||||||||
11 | KATHARINE B. STEVENSON | For | For | ||||||||||||||||||||
02 | THE APPROVAL, IN AN ADVISORY RESOLUTION, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | |||||||||||||||||||
04 | TO APPROVE THE CONTINUANCE OF THE COMPANY FROM THE CANADA BUSINESS CORPORATIONS ACT TO THE BRITISH COLUMBIA BUSINESS CORPORATIONS ACT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 17,000 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
THERMO FISHER SCIENTIFIC INC. | |||||||||||||||||||||||
Security | 883556102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TMO | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US8835561023 | Agenda | 933783056 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LARS R. SORENSEN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | |||||||||||||||||||
2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 18,000 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
FISERV, INC. | |||||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US3377381088 | Agenda | 933789589 - Management | ||||||||||||||||||||
Record Date | 26-Mar-2013 | Holding Recon Date | 26-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CHRISTOPHER M. FLINK | For | For | ||||||||||||||||||||
2 | DENNIS F. LYNCH | For | For | ||||||||||||||||||||
3 | KIM M. ROBAK | For | For | ||||||||||||||||||||
4 | DOYLE R. SIMONS | For | For | ||||||||||||||||||||
5 | THOMAS C. WERTHEIMER | For | For | ||||||||||||||||||||
2. | TO APPROVE THE AMENDED AND RESTATED FISERV, INC. 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2013. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE A SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 16,000 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
CITRIX SYSTEMS, INC. | |||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US1773761002 | Agenda | 933787092 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK B. TEMPLETON | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEPHEN M. DOW | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF AN AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 17,300 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US1567821046 | Agenda | 933795099 - Management | ||||||||||||||||||||
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA M. DILLMAN | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION REPEALING THE CLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
5. | AMENDMENT TO OUR SECOND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 10,000 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
ROPER INDUSTRIES, INC. | |||||||||||||||||||||||
Security | 776696106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ROP | Meeting Date | 24-May-2013 | ||||||||||||||||||||
ISIN | US7766961061 | Agenda | 933805559 - Management | ||||||||||||||||||||
Record Date | 12-Apr-2013 | Holding Recon Date | 12-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID W. DEVONSHIRE | For | For | ||||||||||||||||||||
2 | JOHN F. FORT III | For | For | ||||||||||||||||||||
3 | BRIAN D. JELLISON | For | For | ||||||||||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO CONSIDER A PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 7,600 | 0 | 21-May-2013 | 21-May-2013 | ||||||||||||||||
VMWARE, INC. | |||||||||||||||||||||||
Security | 928563402 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VMW | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US9285634021 | Agenda | 933793273 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF VMWARE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN VMWARE'S PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF VMWARE'S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS VMWARE'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE AN AMENDMENT TO THE 2007 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 13,000 | 0 | 09-May-2013 | 09-May-2013 | ||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2013 | ||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 933799390 - Management | ||||||||||||||||||||
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
4. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 15,000 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 04-Jun-2013 | ||||||||||||||||||||
ISIN | US1924461023 | Agenda | 933793045 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MAUREEN BREAKIRON-EVANS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | Management | For | For | |||||||||||||||||||
2. | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K. | Management | For | For | |||||||||||||||||||
3. | AMENDMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE THAT ALL DIRECTORS ELECTED AT OR AFTER THE 2014 ANNUAL MEETING OF STOCKHOLDERS BE ELECTED ON AN ANNUAL BASIS. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 20,000 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
EQUINIX, INC. | |||||||||||||||||||||||
Security | 29444U502 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EQIX | Meeting Date | 05-Jun-2013 | ||||||||||||||||||||
ISIN | US29444U5020 | Agenda | 933814368 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | THOMAS BARTLETT | For | For | ||||||||||||||||||||
2 | GARY HROMADKO | For | For | ||||||||||||||||||||
3 | SCOTT KRIENS | For | For | ||||||||||||||||||||
4 | WILLIAM LUBY | For | For | ||||||||||||||||||||
5 | IRVING LYONS, III | For | For | ||||||||||||||||||||
6 | CHRISTOPHER PAISLEY | For | For | ||||||||||||||||||||
7 | STEPHEN SMITH | For | For | ||||||||||||||||||||
8 | PETER VAN CAMP | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF RECORD OF AT LEAST TWENTY-FIVE PERCENT (25%) OF THE VOTING POWER OF OUR OUTSTANDING CAPITAL STOCK TO TAKE ACTION BY WRITTEN CONSENT. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 4,200 | 0 | 15-May-2013 | 15-May-2013 | ||||||||||||||||
GOOGLE INC. | |||||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US38259P5089 | Agenda | 933801905 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LARRY PAGE | For | For | ||||||||||||||||||||
2 | SERGEY BRIN | For | For | ||||||||||||||||||||
3 | ERIC E. SCHMIDT | For | For | ||||||||||||||||||||
4 | L. JOHN DOERR | For | For | ||||||||||||||||||||
5 | DIANE B. GREENE | For | For | ||||||||||||||||||||
6 | JOHN L. HENNESSY | For | For | ||||||||||||||||||||
7 | ANN MATHER | For | For | ||||||||||||||||||||
8 | PAUL S. OTELLINI | For | For | ||||||||||||||||||||
9 | K. RAM SHRIRAM | For | For | ||||||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | ||||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 2,000 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
CONCHO RESOURCES INC | |||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US20605P1012 | Agenda | 933802096 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GARY A. MERRIMAN | For | For | ||||||||||||||||||||
2 | RAY M. POAGE | For | For | ||||||||||||||||||||
3 | A. WELLFORD TABOR | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 6,100 | 0 | 18-May-2013 | 18-May-2013 | ||||||||||||||||
PRICELINE.COM INCORPORATED | |||||||||||||||||||||||
Security | 741503403 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PCLN | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US7415034039 | Agenda | 933805080 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2013 | Holding Recon Date | 11-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | TIM ARMSTRONG | For | For | ||||||||||||||||||||
2 | HOWARD W. BARKER, JR. | For | For | ||||||||||||||||||||
3 | JEFFERY H. BOYD | For | For | ||||||||||||||||||||
4 | JAN L. DOCTER | For | For | ||||||||||||||||||||
5 | JEFFREY E. EPSTEIN | For | For | ||||||||||||||||||||
6 | JAMES M. GUYETTE | For | For | ||||||||||||||||||||
7 | NANCY B. PERETSMAN | For | For | ||||||||||||||||||||
8 | THOMAS E. ROTHMAN | For | For | ||||||||||||||||||||
9 | CRAIG W. RYDIN | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S 1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,400,000 SHARES AND CERTAIN OTHER AMENDMENTS TO THE PLAN. | Management | For | For | |||||||||||||||||||
5. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY LIMITING THE ACCELERATION OF VESTING OF EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES IN THE EVENT OF A CHANGE IN CONTROL OF THE COMPANY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 1,500 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | |||||||||||||||||||||||
Security | 008252108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMG | Meeting Date | 11-Jun-2013 | ||||||||||||||||||||
ISIN | US0082521081 | Agenda | 933810536 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2013 | ||||||||||||||||||
SEDOL(s) | �� | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SEAN M. HEALEY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM J. NUTT | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PATRICK T. RYAN | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | Management | For | For | |||||||||||||||||||
2. | TO APPROVE THE 2013 INCENTIVE STOCK AWARD PLAN. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 6,000 | 0 | 07-Jun-2013 | 07-Jun-2013 | ||||||||||||||||
CELGENE CORPORATION | |||||||||||||||||||||||
Security | 151020104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CELG | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US1510201049 | Agenda | 933806866 - Management | ||||||||||||||||||||
Record Date | 17-Apr-2013 | Holding Recon Date | 17-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT J. HUGIN | For | For | ||||||||||||||||||||
2 | R.W. BARKER, D. PHIL. | For | For | ||||||||||||||||||||
3 | MICHAEL D. CASEY | For | For | ||||||||||||||||||||
4 | CARRIE S. COX | For | For | ||||||||||||||||||||
5 | RODMAN L. DRAKE | For | For | ||||||||||||||||||||
6 | M.A. FRIEDMAN, M.D. | For | For | ||||||||||||||||||||
7 | GILLA KAPLAN, PH.D. | For | For | ||||||||||||||||||||
8 | JAMES J. LOUGHLIN | For | For | ||||||||||||||||||||
9 | ERNEST MARIO, PH.D. | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
5. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 11,000 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
BIOGEN IDEC INC. | |||||||||||||||||||||||
Security | 09062X103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BIIB | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US09062X1037 | Agenda | 933814243 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | Management | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 PERFORMANCE- BASED MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
5. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |||||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SHARE RETENTION POLICY. | Shareholder | Against | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 4,125 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
MASTERCARD INCORPORATED | |||||||||||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MA | Meeting Date | 18-Jun-2013 | ||||||||||||||||||||
ISIN | US57636Q1040 | Agenda | 933809761 - Management | ||||||||||||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK SCHWARTZ | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | |||||||||||||||||||
1L. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 2,330 | 0 | 29-May-2013 | 29-May-2013 | ||||||||||||||||
Tributary Small Company Fund
Vote Summary | |||||||||||||||||||||||
TIDEWATER INC. | |||||||||||||||||||||||
Security | 886423102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TDW | Meeting Date | 19-Jul-2012 | ||||||||||||||||||||
ISIN | US8864231027 | Agenda | 933659370 - Management | ||||||||||||||||||||
Record Date | 01-Jun-2012 | Holding Recon Date | 01-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jul-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | M. JAY ALLISON | For | For | ||||||||||||||||||||
2 | JAMES C. DAY | For | For | ||||||||||||||||||||
3 | RICHARD T. DU MOULIN | For | For | ||||||||||||||||||||
4 | MORRIS E. FOSTER | For | For | ||||||||||||||||||||
5 | J. WAYNE LEONARD | For | For | ||||||||||||||||||||
6 | JON C. MADONNA | For | For | ||||||||||||||||||||
7 | JOSEPH H. NETHERLAND | For | For | ||||||||||||||||||||
8 | RICHARD A. PATTAROZZI | For | For | ||||||||||||||||||||
9 | JEFFREY M. PLATT | For | For | ||||||||||||||||||||
10 | NICHOLAS J. SUTTON | For | For | ||||||||||||||||||||
11 | CINDY B. TAYLOR | For | For | ||||||||||||||||||||
12 | DEAN E. TAYLOR | For | For | ||||||||||||||||||||
13 | JACK E. THOMPSON | For | For | ||||||||||||||||||||
2. | SAY ON PAY VOTE - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (AS DISCLOSED IN THE PROXY STATEMENT). | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 53,725 | 0 | 04-Jul-2012 | 05-Jul-2012 | ||||||||||||||||
PARK ELECTROCHEMICAL CORP. | |||||||||||||||||||||||
Security | 700416209 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PKE | Meeting Date | 24-Jul-2012 | ||||||||||||||||||||
ISIN | US7004162092 | Agenda | 933663949 - Management | ||||||||||||||||||||
Record Date | 01-Jun-2012 | Holding Recon Date | 01-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DALE BLANCHFIELD | For | For | ||||||||||||||||||||
2 | LLOYD FRANK | For | For | ||||||||||||||||||||
3 | EMILY J. GROEHL | For | For | ||||||||||||||||||||
4 | BRIAN E. SHORE | For | For | ||||||||||||||||||||
5 | STEVEN T. WARSHAW | For | For | ||||||||||||||||||||
2. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE 2012 FISCAL YEAR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 75,275 | 0 | 12-Jul-2012 | 12-Jul-2012 | ||||||||||||||||
PSS WORLD MEDICAL, INC. | |||||||||||||||||||||||
Security | 69366A100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PSSI | Meeting Date | 16-Aug-2012 | ||||||||||||||||||||
ISIN | US69366A1007 | Agenda | 933666236 - Management | ||||||||||||||||||||
Record Date | 15-Jun-2012 | Holding Recon Date | 15-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Aug-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF CLASS I DIRECTOR: JEFFREY C. CROWE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF CLASS I DIRECTOR: A. HUGH GREENE | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF CLASS I DIRECTOR: STEVEN T. HALVERSON | Management | For | For | |||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
3. | APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 121,775 | 0 | 26-Jul-2012 | 26-Jul-2012 | ||||||||||||||||
DAKTRONICS, INC. | |||||||||||||||||||||||
Security | 234264109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DAKT | Meeting Date | 22-Aug-2012 | ||||||||||||||||||||
ISIN | US2342641097 | Agenda | 933667923 - Management | ||||||||||||||||||||
Record Date | 25-Jun-2012 | Holding Recon Date | 25-Jun-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | BYRON J. ANDERSON | For | For | ||||||||||||||||||||
2 | FRANK J. KURTENBACH | For | For | ||||||||||||||||||||
3 | JAMES A. VELLENGA | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
4. | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 29,918 | 0 | 03-Aug-2012 | 03-Aug-2012 | ||||||||||||||||
CARPENTER TECHNOLOGY CORPORATION | |||||||||||||||||||||||
Security | 144285103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CRS | Meeting Date | 08-Oct-2012 | ||||||||||||||||||||
ISIN | US1442851036 | Agenda | 933687317 - Management | ||||||||||||||||||||
Record Date | 10-Aug-2012 | Holding Recon Date | 10-Aug-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Oct-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CARL G. ANDERSON, JR. | For | For | ||||||||||||||||||||
2 | DR. PHILIP M. ANDERSON | For | For | ||||||||||||||||||||
3 | DR. JEFFREY WADSWORTH | For | For | ||||||||||||||||||||
4 | WILLIAM A. WULFSOHN | For | For | ||||||||||||||||||||
2. | APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 46,350 | 0 | 19-Sep-2012 | 19-Sep-2012 | ||||||||||||||||
CACI INTERNATIONAL INC | |||||||||||||||||||||||
Security | 127190304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CACI | Meeting Date | 15-Nov-2012 | ||||||||||||||||||||
ISIN | US1271903049 | Agenda | 933693702 - Management | ||||||||||||||||||||
Record Date | 17-Sep-2012 | Holding Recon Date | 17-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DANIEL D. ALLEN | For | For | ||||||||||||||||||||
2 | JAMES S. GILMORE III | For | For | ||||||||||||||||||||
3 | GREGORY G. JOHNSON | For | For | ||||||||||||||||||||
4 | RICHARD L. LEATHERWOOD | For | For | ||||||||||||||||||||
5 | J. PHILLIP LONDON | For | For | ||||||||||||||||||||
6 | JAMES L. PAVITT | For | For | ||||||||||||||||||||
7 | WARREN R. PHILLIPS | For | For | ||||||||||||||||||||
8 | CHARLES P. REVOILE | For | For | ||||||||||||||||||||
9 | WILLIAM S. WALLACE | For | For | ||||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 38,750 | 0 | 26-Oct-2012 | 26-Oct-2012 | ||||||||||||||||
LANCASTER COLONY CORPORATION | |||||||||||||||||||||||
Security | 513847103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LANC | Meeting Date | 19-Nov-2012 | ||||||||||||||||||||
ISIN | US5138471033 | Agenda | 933697180 - Management | ||||||||||||||||||||
Record Date | 21-Sep-2012 | Holding Recon Date | 21-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES B. BACHMANN | For | For | ||||||||||||||||||||
2 | NEELI BENDAPUDI | For | For | ||||||||||||||||||||
3 | JOHN L. BOYLAN | For | For | ||||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 27,875 | 0 | 27-Oct-2012 | 27-Oct-2012 | ||||||||||||||||
WD-40 COMPANY | |||||||||||||||||||||||
Security | 929236107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDFC | Meeting Date | 11-Dec-2012 | ||||||||||||||||||||
ISIN | US9292361071 | Agenda | 933702006 - Management | ||||||||||||||||||||
Record Date | 15-Oct-2012 | Holding Recon Date | 15-Oct-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | G.H. BATEMAN | For | For | ||||||||||||||||||||
2 | P.D. BEWLEY | For | For | ||||||||||||||||||||
3 | R.A. COLLATO | For | For | ||||||||||||||||||||
4 | M.L. CRIVELLO | For | For | ||||||||||||||||||||
5 | L.A. LANG | For | For | ||||||||||||||||||||
6 | G.O. RIDGE | For | For | ||||||||||||||||||||
7 | G.A. SANDFORT | For | For | ||||||||||||||||||||
8 | N.E. SCHMALE | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE WD-40 COMPANY 2007 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE WD-40 COMPANY PERFORMANCE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 38,800 | 0 | 21-Nov-2012 | 21-Nov-2012 | ||||||||||||||||
ACTUANT CORPORATION | |||||||||||||||||||||||
Security | 00508X203 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ATU | Meeting Date | 15-Jan-2013 | ||||||||||||||||||||
ISIN | US00508X2036 | Agenda | 933715130 - Management | ||||||||||||||||||||
Record Date | 15-Nov-2012 | Holding Recon Date | 15-Nov-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jan-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT C. ARZBAECHER | For | For | ||||||||||||||||||||
2 | GURMINDER S. BEDI | For | For | ||||||||||||||||||||
3 | GUSTAV H.P. BOEL | For | For | ||||||||||||||||||||
4 | THOMAS J. FISCHER | For | For | ||||||||||||||||||||
5 | WILLIAM K. HALL | For | For | ||||||||||||||||||||
6 | R. ALAN HUNTER | For | For | ||||||||||||||||||||
7 | ROBERT A. PETERSON | For | For | ||||||||||||||||||||
8 | HOLLY A. VAN DEURSEN | For | For | ||||||||||||||||||||
9 | DENNIS K. WILLIAMS | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | APPROVE AMENDMENT TO THE ACTUANT CORPORATION 2009 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVE THE COMPANY'S EXECUTIVE OFFICER BONUS PLAN. | Management | For | For | |||||||||||||||||||
5. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 95,425 | 0 | 12-Dec-2012 | 13-Dec-2012 | ||||||||||||||||
MTS SYSTEMS CORPORATION | |||||||||||||||||||||||
Security | 553777103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MTSC | Meeting Date | 05-Feb-2013 | ||||||||||||||||||||
ISIN | US5537771033 | Agenda | 933720547 - Management | ||||||||||||||||||||
Record Date | 11-Dec-2012 | Holding Recon Date | 11-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | DAVID J. ANDERSON | For | For | ||||||||||||||||||||
2 | JEAN-LOU CHAMEAU | For | For | ||||||||||||||||||||
3 | JEFFREY A. GRAVES | For | For | ||||||||||||||||||||
4 | BRENDAN C. HEGARTY | For | For | ||||||||||||||||||||
5 | EMILY M. LIGGETT | For | For | ||||||||||||||||||||
6 | WILLIAM V. MURRAY | For | For | ||||||||||||||||||||
7 | BARB J. SAMARDZICH | For | For | ||||||||||||||||||||
8 | GAIL P. STEINEL | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | Management | For | For | |||||||||||||||||||
3. | A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE THE SECOND AMENDMENT TO THE COMPANY'S 2011 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 34,425 | 0 | 24-Jan-2013 | 24-Jan-2013 | ||||||||||||||||
MICROSEMI CORPORATION | |||||||||||||||||||||||
Security | 595137100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSCC | Meeting Date | 12-Feb-2013 | ||||||||||||||||||||
ISIN | US5951371005 | Agenda | 933721842 - Management | ||||||||||||||||||||
Record Date | 14-Dec-2012 | Holding Recon Date | 14-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES J. PETERSON | For | For | ||||||||||||||||||||
2 | DENNIS R. LEIBEL | For | For | ||||||||||||||||||||
3 | THOMAS R. ANDERSON | For | For | ||||||||||||||||||||
4 | WILLIAM E. BENDUSH | For | For | ||||||||||||||||||||
5 | PAUL F. FOLINO | For | For | ||||||||||||||||||||
6 | WILLIAM L. HEALEY | For | For | ||||||||||||||||||||
7 | MATTHEW E. MASSENGILL | For | For | ||||||||||||||||||||
8 | JAMES V. MAZZO | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||||||||||||||
3 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 112,375 | 0 | 20-Jan-2013 | 20-Jan-2013 | ||||||||||||||||
JACK IN THE BOX INC. | |||||||||||||||||||||||
Security | 466367109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JACK | Meeting Date | 15-Feb-2013 | ||||||||||||||||||||
ISIN | US4663671091 | Agenda | 933725713 - Management | ||||||||||||||||||||
Record Date | 18-Dec-2012 | Holding Recon Date | 18-Dec-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: DAVID L. GOEBEL | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: MADELEINE A. KLEINER | Management | For | For | |||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: LINDA A. LANG | Management | For | For | |||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: MICHAEL W. MURPHY | Management | For | For | |||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JAMES M. MYERS | Management | For | For | |||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: DAVID M. TEHLE | Management | For | For | |||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: WINIFRED M. WEBB | Management | For | For | |||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JOHN T. WYATT | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | |||||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 79,300 | 0 | 25-Jan-2013 | 26-Jan-2013 | ||||||||||||||||
PSS WORLD MEDICAL, INC. | |||||||||||||||||||||||
Security | 69366A100 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | PSSI | Meeting Date | 19-Feb-2013 | ||||||||||||||||||||
ISIN | US69366A1007 | Agenda | 933727349 - Management | ||||||||||||||||||||
Record Date | 07-Jan-2013 | Holding Recon Date | 07-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 24, 2012, BY AND AMONG MCKESSON CORPORATION, PALM MERGER SUB, INC., AND PSS WORLD MEDICAL, INC. | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN SUPPORT OF PROPOSAL 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 75,075 | 0 | 01-Feb-2013 | 01-Feb-2013 | ||||||||||||||||
TETRA TECH, INC. | |||||||||||||||||||||||
Security | 88162G103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TTEK | Meeting Date | 26-Feb-2013 | ||||||||||||||||||||
ISIN | US88162G1031 | Agenda | 933725725 - Management | ||||||||||||||||||||
Record Date | 03-Jan-2013 | Holding Recon Date | 03-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | DAN L. BATRACK | For | For | ||||||||||||||||||||
2 | HUGH M. GRANT | For | For | ||||||||||||||||||||
3 | PATRICK C. HADEN | For | For | ||||||||||||||||||||
4 | J. CHRISTOPHER LEWIS | For | For | ||||||||||||||||||||
5 | ALBERT E. SMITH | For | For | ||||||||||||||||||||
6 | J. KENNETH THOMPSON | For | For | ||||||||||||||||||||
7 | RICHARD H. TRULY | For | For | ||||||||||||||||||||
2 | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 111,100 | 0 | 12-Feb-2013 | 12-Feb-2013 | ||||||||||||||||
PARAMETRIC TECHNOLOGY CORPORATION | |||||||||||||||||||||||
Security | 699173209 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PMTC | Meeting Date | 06-Mar-2013 | ||||||||||||||||||||
ISIN | US6991732099 | Agenda | 933727438 - Management | ||||||||||||||||||||
Record Date | 07-Jan-2013 | Holding Recon Date | 07-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | THOMAS F. BOGAN | For | For | ||||||||||||||||||||
2 | MICHAEL E. PORTER | For | For | ||||||||||||||||||||
3 | ROBERT P. SCHECHTER | For | For | ||||||||||||||||||||
2. | APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER OUR 2000 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
4. | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 110,675 | 0 | 22-Feb-2013 | 22-Feb-2013 | ||||||||||||||||
CLARCOR INC. | |||||||||||||||||||||||
Security | 179895107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CLC | Meeting Date | 26-Mar-2013 | ||||||||||||||||||||
ISIN | US1798951075 | Agenda | 933734952 - Management | ||||||||||||||||||||
Record Date | 08-Feb-2013 | Holding Recon Date | 08-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT J. BURGSTAHLER | For | For | ||||||||||||||||||||
2 | PAUL DONOVAN | For | For | ||||||||||||||||||||
3 | CHRISTOPHER L. CONWAY | For | For | ||||||||||||||||||||
2. | SAY ON PAY-AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 53,800 | 0 | 07-Mar-2013 | 07-Mar-2013 | ||||||||||||||||
IDEX CORPORATION | |||||||||||||||||||||||
Security | 45167R104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IEX | Meeting Date | 09-Apr-2013 | ||||||||||||||||||||
ISIN | US45167R1041 | Agenda | 933741957 - Management | ||||||||||||||||||||
Record Date | 15-Feb-2013 | Holding Recon Date | 15-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ERNEST J. MROZEK | For | For | ||||||||||||||||||||
2 | DAVID C. PARRY | For | For | ||||||||||||||||||||
3 | L.L. SATTERTHWAITE | For | For | ||||||||||||||||||||
2. | TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 55,100 | 0 | 16-Mar-2013 | 16-Mar-2013 | ||||||||||||||||
UMB FINANCIAL CORPORATION | |||||||||||||||||||||||
Security | 902788108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UMBF | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US9027881088 | Agenda | 933743975 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | �� | ||||||||||||||||||||
1 | WARNER L. BAXTER | For | For | ||||||||||||||||||||
2 | DAVID R. BRADLEY, JR. | For | For | ||||||||||||||||||||
3 | NANCY K. BUESE | For | For | ||||||||||||||||||||
4 | PETER J. DESILVA | For | For | ||||||||||||||||||||
5 | TERRENCE P. DUNN | For | For | ||||||||||||||||||||
6 | ALEXANDER C. KEMPER | For | For | ||||||||||||||||||||
7 | J. MARINER KEMPER | For | For | ||||||||||||||||||||
8 | KRIS A. ROBBINS | For | For | ||||||||||||||||||||
9 | THOMAS D. SANDERS | For | For | ||||||||||||||||||||
10 | L. JOSHUA SOSLAND | For | For | ||||||||||||||||||||
2 | TO RATIFY THE AUDIT COMMITTEE'S RETENTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S AUDITORS AND TO EXAMINE AND AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FOR THE FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3 | TO AMEND THE COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||||||||
4 | SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 53,400 | 0 | 26-Mar-2013 | 26-Mar-2013 | ||||||||||||||||
SELECTIVE INSURANCE GROUP, INC. | |||||||||||||||||||||||
Security | 816300107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SIGI | Meeting Date | 24-Apr-2013 | ||||||||||||||||||||
ISIN | US8163001071 | Agenda | 933763496 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PAUL D. BAUER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANNABELLE G. BEXIGA | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: A. DAVID BROWN | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. BURVILLE | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOAN M. LAMM- TENNANT | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GREGORY E. MURPHY | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RONALD L. O'KELLEY | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM M. RUE | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J. BRIAN THEBAULT | Management | For | For | |||||||||||||||||||
2. | APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF SELECTIVE'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 129,000 | 0 | 03-Apr-2013 | 03-Apr-2013 | ||||||||||||||||
SENSIENT TECHNOLOGIES CORPORATION | |||||||||||||||||||||||
Security | 81725T100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SXT | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US81725T1007 | Agenda | 933753750 - Management | ||||||||||||||||||||
Record Date | 27-Feb-2013 | Holding Recon Date | 27-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | HANK BROWN | For | For | ||||||||||||||||||||
2 | EDWARD H. CICHURSKI | For | For | ||||||||||||||||||||
3 | FERGUS M. CLYDESDALE | For | For | ||||||||||||||||||||
4 | JAMES A.D. CROFT | For | For | ||||||||||||||||||||
5 | WILLIAM V. HICKEY | For | For | ||||||||||||||||||||
6 | KENNETH P. MANNING | For | For | ||||||||||||||||||||
7 | PAUL MANNING | For | For | ||||||||||||||||||||
8 | ELAINE R. WEDRAL | For | For | ||||||||||||||||||||
9 | ESSIE WHITELAW | For | For | ||||||||||||||||||||
2. | PROPOSAL TO APPROVE THE COMPENSATION PAID TO SENSIENT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL THAT SENSIENT'S SHAREHOLDERS APPROVE THE COMPANY'S AMENDED AND RESTATED 2007 STOCK PLAN. | Management | For | For | |||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 70,600 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
CULLEN/FROST BANKERS, INC. | |||||||||||||||||||||||
Security | 229899109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CFR | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US2298991090 | Agenda | 933756681 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | R. DENNY ALEXANDER | For | For | ||||||||||||||||||||
2 | CARLOS ALVAREZ | For | For | ||||||||||||||||||||
3 | ROYCE S. CALDWELL | For | For | ||||||||||||||||||||
4 | CRAWFORD H. EDWARDS | For | For | ||||||||||||||||||||
5 | RUBEN M. ESCOBEDO | For | For | ||||||||||||||||||||
6 | RICHARD W. EVANS, JR. | For | For | ||||||||||||||||||||
7 | PATRICK B. FROST | For | For | ||||||||||||||||||||
8 | DAVID J. HAEMISEGGER | For | For | ||||||||||||||||||||
9 | KAREN E. JENNINGS | For | For | ||||||||||||||||||||
10 | RICHARD M. KLEBERG, III | For | For | ||||||||||||||||||||
11 | CHARLES W. MATTHEWS | For | For | ||||||||||||||||||||
12 | IDA CLEMENT STEEN | For | For | ||||||||||||||||||||
13 | HORACE WILKINS, JR. | For | For | ||||||||||||||||||||
2. | TO APPROVE THE AMENDMENT TO THE CULLEN/FROST BANKERS, INC. 2005 OMNIBUS INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2013. | Management | For | For | |||||||||||||||||||
4. | PROPOSAL TO ADOPT THE ADVISORY (NON- BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 40,100 | 0 | 02-Apr-2013 | 02-Apr-2013 | ||||||||||||||||
LITTELFUSE, INC. | |||||||||||||||||||||||
Security | 537008104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LFUS | Meeting Date | 26-Apr-2013 | ||||||||||||||||||||
ISIN | US5370081045 | Agenda | 933742050 - Management | ||||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | T.J. CHUNG | For | For | ||||||||||||||||||||
2 | CARY T. FU | For | For | ||||||||||||||||||||
3 | ANTHONY GRILLO | For | For | ||||||||||||||||||||
4 | GORDON HUNTER | For | For | ||||||||||||||||||||
5 | JOHN E. MAJOR | For | For | ||||||||||||||||||||
6 | WILLIAM P. NOGLOWS | For | For | ||||||||||||||||||||
7 | RONALD L. SCHUBEL | For | For | ||||||||||||||||||||
2. | APPROVE AND RATIFY THE APPOINTMENT OF ERNST AND YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 55,400 | 0 | 31-Mar-2013 | 31-Mar-2013 | ||||||||||||||||
HOME PROPERTIES, INC. | |||||||||||||||||||||||
Security | 437306103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HME | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US4373061039 | Agenda | 933768600 - Management | ||||||||||||||||||||
Record Date | 05-Mar-2013 | Holding Recon Date | 05-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | STEPHEN R. BLANK | For | For | ||||||||||||||||||||
2 | ALAN L. GOSULE | For | For | ||||||||||||||||||||
3 | LEONARD F. HELBIG, III | For | For | ||||||||||||||||||||
4 | THOMAS P. LYDON, JR. | For | For | ||||||||||||||||||||
5 | EDWARD J. PETTINELLA | For | For | ||||||||||||||||||||
6 | CLIFFORD W. SMITH, JR. | For | For | ||||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 34,900 | 0 | 17-Apr-2013 | 17-Apr-2013 | ||||||||||||||||
MATERION CORPORATION | |||||||||||||||||||||||
Security | 576690101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MTRN | Meeting Date | 01-May-2013 | ||||||||||||||||||||
ISIN | US5766901012 | Agenda | 933763612 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | VINOD M. KHILNANI | For | For | ||||||||||||||||||||
2 | DARLENE J.S. SOLOMON | For | For | ||||||||||||||||||||
3 | ROBERT B. TOTH | For | For | ||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | Management | For | For | |||||||||||||||||||
3. | TO APPROVE THE MATERION CORPORATION MANAGEMENT INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
4. | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 98,100 | 0 | 04-Apr-2013 | 04-Apr-2013 | ||||||||||||||||
BARNES GROUP INC. | |||||||||||||||||||||||
Security | 067806109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | B | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US0678061096 | Agenda | 933751681 - Management | ||||||||||||||||||||
Record Date | 05-Mar-2013 | Holding Recon Date | 05-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JOHN W. ALDEN | For | For | ||||||||||||||||||||
2 | FRANCIS J. KRAMER | For | For | ||||||||||||||||||||
3 | WILLIAM J. MORGAN | For | For | ||||||||||||||||||||
2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | AMEND THE COMPANY'S AMENDED AND RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||||||||||||||
5. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 111,500 | 0 | 09-Apr-2013 | 09-Apr-2013 | ||||||||||||||||
DRESSER-RAND GROUP INC. | |||||||||||||||||||||||
Security | 261608103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DRC | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US2616081038 | Agenda | 933753522 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RITA V. FOLEY | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LOUIS A. RASPINO | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PHILIP R. ROTH | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN A. SNIDER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOSEPH C. WINKLER III | Management | For | For | |||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
4. | APPROVE THE COMPANY'S PERFORMANCE GOALS UNDER THE 2008 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 49,300 | 0 | 18-Apr-2013 | 18-Apr-2013 | ||||||||||||||||
WEST PHARMACEUTICAL SERVICES, INC. | |||||||||||||||||||||||
Security | 955306105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WST | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US9553061055 | Agenda | 933753887 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MARK A. BUTHMAN | For | For | ||||||||||||||||||||
2 | WILLIAM F. FEEHERY | For | For | ||||||||||||||||||||
3 | THOMAS W. HOFMANN | For | For | ||||||||||||||||||||
4 | L. ROBERT JOHNSON | For | For | ||||||||||||||||||||
5 | PAULA A. JOHNSON | For | For | ||||||||||||||||||||
6 | DOUGLAS A. MICHELS | For | For | ||||||||||||||||||||
7 | DONALD E. MOREL, JR. | For | For | ||||||||||||||||||||
8 | JOHN H. WEILAND | For | For | ||||||||||||||||||||
9 | ANTHONY WELTERS | For | For | ||||||||||||||||||||
10 | PATRICK J. ZENNER | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 69,900 | 0 | 11-Apr-2013 | 11-Apr-2013 | ||||||||||||||||
HUBBELL INCORPORATED | |||||||||||||||||||||||
Security | 443510201 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HUBB | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US4435102011 | Agenda | 933754978 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2013 | Holding Recon Date | 08-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CARLOS M. CARDOSO | For | For | ||||||||||||||||||||
2 | LYNN J. GOOD | For | For | ||||||||||||||||||||
3 | ANTHONY J. GUZZI | For | For | ||||||||||||||||||||
4 | NEAL J. KEATING | For | For | ||||||||||||||||||||
5 | JOHN F. MALLOY | For | For | ||||||||||||||||||||
6 | ANDREW MCNALLY IV | For | For | ||||||||||||||||||||
7 | DAVID G. NORD | For | For | ||||||||||||||||||||
8 | TIMOTHY H. POWERS | For | For | ||||||||||||||||||||
9 | G. JACKSON RATCLIFFE | For | For | ||||||||||||||||||||
10 | CARLOS A. RODRIGUEZ | For | For | ||||||||||||||||||||
11 | JOHN G. RUSSELL | For | For | ||||||||||||||||||||
12 | RICHARD J. SWIFT | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 38,500 | 0 | 17-Apr-2013 | 17-Apr-2013 | ||||||||||||||||
GAMCO INVESTORS, INC. | |||||||||||||||||||||||
Security | 361438104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GBL | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US3614381040 | Agenda | 933805307 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | EDWIN L. ARTZT | For | For | ||||||||||||||||||||
2 | RAYMOND C. AVANSINO, JR | For | For | ||||||||||||||||||||
3 | RICHARD L. BREADY | For | For | ||||||||||||||||||||
4 | MARIO J. GABELLI | For | For | ||||||||||||||||||||
5 | EUGENE R. MCGRATH | For | For | ||||||||||||||||||||
6 | ROBERT S. PRATHER, JR. | For | For | ||||||||||||||||||||
7 | ELISA M. WILSON | For | For | ||||||||||||||||||||
2. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | WHETHER OUR BOARD OF DIRECTORS SHOULD CONSIDER THE CONVERSION AND RECLASSIFICATION OF OUR SHARES OF CLASS B COMMON STOCK INTO CLASS A COMMON STOCK AT A RATIO IN THE RANGE BETWEEN 1.15 TO 1.25 SHARES OF CLASS A COMMON STOCK FOR EACH SHARE OF CLASS B COMMON STOCK. | Management | For | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 31,700 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
CARLISLE COMPANIES INCORPORATED | |||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 08-May-2013 | ||||||||||||||||||||
ISIN | US1423391002 | Agenda | 933754207 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBIN S. CALLAHAN | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DAVID A. ROBERTS | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 55,200 | 0 | 17-Apr-2013 | 17-Apr-2013 | ||||||||||||||||
OLD NATIONAL BANCORP | |||||||||||||||||||||||
Security | 680033107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ONB | Meeting Date | 09-May-2013 | ||||||||||||||||||||
ISIN | US6800331075 | Agenda | 933746464 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ALAN W. BRAUN | For | For | ||||||||||||||||||||
2 | LARRY E. DUNIGAN | For | For | ||||||||||||||||||||
3 | NIEL C. ELLERBROOK | For | For | ||||||||||||||||||||
4 | ANDREW E. GOEBEL | For | For | ||||||||||||||||||||
5 | ROBERT G. JONES | For | For | ||||||||||||||||||||
6 | PHELPS L. LAMBERT | For | For | ||||||||||||||||||||
7 | ARTHUR H. MCELWEE, JR. | For | For | ||||||||||||||||||||
8 | JAMES T. MORRIS | For | For | ||||||||||||||||||||
9 | RANDALL T. SHEPARD | For | For | ||||||||||||||||||||
10 | KELLY N. STANLEY | For | For | ||||||||||||||||||||
11 | LINDA E. WHITE | For | For | ||||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 177,800 | 0 | 19-Apr-2013 | 19-Apr-2013 | ||||||||||||||||
ANIXTER INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 035290105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AXE | Meeting Date | 09-May-2013 | ||||||||||||||||||||
ISIN | US0352901054 | Agenda | 933773132 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LORD JAMES BLYTH | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FREDERIC F. BRACE | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. GRUBBS | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: F. PHILIP HANDY | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MELVYN N. KLEIN | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: STUART M. SLOAN | Management | For | For | |||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW ZELL | Management | For | For | |||||||||||||||||||
1K. | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 38,900 | 0 | 18-Apr-2013 | 18-Apr-2013 | ||||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | |||||||||||||||||||||||
Security | 636518102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NATI | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US6365181022 | Agenda | 933768701 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JAMES J. TRUCHARD | For | For | ||||||||||||||||||||
2 | JOHN M. BERRA | For | For | ||||||||||||||||||||
2. | TO APPROVE AN AMENDMENT OF NI'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK BY 180,000,000. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS NI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 73,500 | 0 | 24-Apr-2013 | 24-Apr-2013 | ||||||||||||||||
WERNER ENTERPRISES, INC. | |||||||||||||||||||||||
Security | 950755108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WERN | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US9507551086 | Agenda | 933786797 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KENNETH M. BIRD, ED.D. | For | For | ||||||||||||||||||||
2 | DWAINE J. PEETZ, JR. MD | For | For | ||||||||||||||||||||
2. | TO APPROVE THE COMPANY'S AMENDED AND RESTATED EQUITY PLAN, INCLUDING THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 97,400 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
ARTHUR J. GALLAGHER & CO. | |||||||||||||||||||||||
Security | 363576109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AJG | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US3635761097 | Agenda | 933761113 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ELBERT O. HAND | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KAY W. MCCURDY | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES R. WIMMER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 52,300 | 0 | 26-Apr-2013 | 26-Apr-2013 | ||||||||||||||||
CALLAWAY GOLF COMPANY | |||||||||||||||||||||||
Security | 131193104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ELY | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US1311931042 | Agenda | 933771138 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | OLIVER G. BREWER III | For | For | ||||||||||||||||||||
2 | RONALD S. BEARD | For | For | ||||||||||||||||||||
3 | SAMUEL H. ARMACOST | For | For | ||||||||||||||||||||
4 | JOHN C. CUSHMAN, III | For | For | ||||||||||||||||||||
5 | YOTARO KOBAYASHI | For | For | ||||||||||||||||||||
6 | JOHN F. LUNDGREN | For | For | ||||||||||||||||||||
7 | ADEBAYO O. OGUNLESI | For | For | ||||||||||||||||||||
8 | RICHARD L. ROSENFIELD | For | For | ||||||||||||||||||||
9 | ANTHONY S. THORNLEY | For | For | ||||||||||||||||||||
2. | RATIFY, ON AN ADVISORY BASIS, THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | APPROVE THE AMENDMENT TO THE CALLAWAY GOLF COMPANY AMENDED AND RESTATED 2004 INCENTIVE PLAN. | Management | Against | Against | |||||||||||||||||||
4. | APPROVE THE CALLAWAY GOLF COMPANY 2013 NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||||||||||||||
5. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 297,100 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
MACK-CALI REALTY CORPORATION | |||||||||||||||||||||||
Security | 554489104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CLI | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US5544891048 | Agenda | 933787434 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2013 | Holding Recon Date | 03-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KENNETH M. DUBERSTEIN | For | For | ||||||||||||||||||||
2 | VINCENT TESE | For | For | ||||||||||||||||||||
3 | ROY J. ZUCKERBERG | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
4. | APPROVAL AND ADOPTION OF MACK-CALI REALTY CORPORATION 2013 INCENTIVE STOCK PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 84,300 | 0 | 27-Apr-2013 | 27-Apr-2013 | ||||||||||||||||
WESTAR ENERGY, INC. | |||||||||||||||||||||||
Security | 95709T100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WR | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US95709T1007 | Agenda | 933769272 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | RICHARD L. HAWLEY | For | For | ||||||||||||||||||||
2 | B. ANTHONY ISAAC | For | For | ||||||||||||||||||||
3 | S. CARL SODERSTROM, JR. | For | For | ||||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
3 | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 108,600 | 0 | 26-Apr-2013 | 26-Apr-2013 | ||||||||||||||||
IDACORP, INC. | |||||||||||||||||||||||
Security | 451107106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IDA | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US4511071064 | Agenda | 933772786 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | JUDITH A. JOHANSEN | For | For | ||||||||||||||||||||
2 | J. LAMONT KEEN | For | For | ||||||||||||||||||||
3 | ROBERT A. TINSTMAN | For | For | ||||||||||||||||||||
4 | DENNIS L. JOHNSON | For | For | ||||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013 | Management | For | For | |||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 74,100 | 0 | 28-Apr-2013 | 28-Apr-2013 | ||||||||||||||||
ZEBRA TECHNOLOGIES CORPORATION | |||||||||||||||||||||||
Security | 989207105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ZBRA | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US9892071054 | Agenda | 933781761 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | GERHARD CLESS | For | For | ||||||||||||||||||||
2 | MICHAEL A. SMITH | For | For | ||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR 2013 | Management | Against | Against | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 52,300 | 0 | 29-Apr-2013 | 29-Apr-2013 | ||||||||||||||||
MAIDENFORM BRANDS, INC. | |||||||||||||||||||||||
Security | 560305104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MFB | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US5603051047 | Agenda | 933796469 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | NORMAN AXELROD | For | For | ||||||||||||||||||||
2 | HAROLD F. COMPTON | For | For | ||||||||||||||||||||
3 | BARBARA EISENBERG | For | For | ||||||||||||||||||||
4 | NOMI GHEZ | For | For | ||||||||||||||||||||
5 | RICHARD JOHNSON | For | For | ||||||||||||||||||||
6 | MAURICE S. REZNIK | For | For | ||||||||||||||||||||
7 | KAREN ROSE | For | For | ||||||||||||||||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||||||||||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 98,900 | 0 | 25-Apr-2013 | 25-Apr-2013 | ||||||||||||||||
MEADOWBROOK INSURANCE GROUP, INC. | |||||||||||||||||||||||
Security | 58319P108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MIG | Meeting Date | 17-May-2013 | ||||||||||||||||||||
ISIN | US58319P1084 | Agenda | 933796229 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2013 | Holding Recon Date | 21-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: DAVID K. PAGE | Management | For | For | |||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: HERBERT TYNER | Management | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 293,100 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
VCA ANTECH, INC. | |||||||||||||||||||||||
Security | 918194101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WOOF | Meeting Date | 20-May-2013 | ||||||||||||||||||||
ISIN | US9181941017 | Agenda | 933780125 - Management | ||||||||||||||||||||
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ROBERT L. ANTIN | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 159,000 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
UNITED BANKSHARES, INC. | |||||||||||||||||||||||
Security | 909907107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UBSI | Meeting Date | 20-May-2013 | ||||||||||||||||||||
ISIN | US9099071071 | Agenda | 933781723 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RICHARD M. ADAMS | For | For | ||||||||||||||||||||
2 | ROBERT G. ASTORG | For | For | ||||||||||||||||||||
3 | W. GASTON CAPERTON, III | For | For | ||||||||||||||||||||
4 | LAWRENCE K. DOLL | For | For | ||||||||||||||||||||
5 | THEODORE J. GEORGELAS | For | For | ||||||||||||||||||||
6 | F.T. GRAFF, JR. | For | For | ||||||||||||||||||||
7 | DOUGLAS J. LEECH | For | For | ||||||||||||||||||||
8 | JOHN M. MCMAHON | For | For | ||||||||||||||||||||
9 | J. PAUL MCNAMARA | For | For | ||||||||||||||||||||
10 | MARK R. NESSELROAD | For | For | ||||||||||||||||||||
11 | WILLIAM C. PITT, III | For | For | ||||||||||||||||||||
12 | DONALD L. UNGER | For | For | ||||||||||||||||||||
13 | MARY K. WEDDLE | For | For | ||||||||||||||||||||
14 | GARY G. WHITE | For | For | ||||||||||||||||||||
15 | P. CLINTON WINTER, JR. | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 99,200 | 0 | 30-Apr-2013 | 30-Apr-2013 | ||||||||||||||||
NAVIGANT CONSULTING, INC. | |||||||||||||||||||||||
Security | 63935N107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NCI | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US63935N1072 | Agenda | 933777344 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES R. THOMPSON | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. TIPSORD | Management | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 247,600 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
LTC PROPERTIES, INC. | |||||||||||||||||||||||
Security | 502175102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LTC | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US5021751020 | Agenda | 933799631 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | ANDRE C. DIMITRIADIS | For | For | ||||||||||||||||||||
2 | BOYD W. HENDRICKSON | For | For | ||||||||||||||||||||
3 | EDMUND C. KING | For | For | ||||||||||||||||||||
4 | DEVRA G. SHAPIRO | For | For | ||||||||||||||||||||
5 | WENDY L. SIMPSON | For | For | ||||||||||||||||||||
6 | TIMOTHY J. TRICHE, M.D. | For | For | ||||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 66,800 | 0 | 02-May-2013 | 02-May-2013 | ||||||||||||||||
GREATBATCH, INC. | |||||||||||||||||||||||
Security | 39153L106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GB | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US39153L1061 | Agenda | 933802161 - Management | ||||||||||||||||||||
Record Date | 05-Apr-2013 | Holding Recon Date | 05-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | PAMELA G. BAILEY | For | For | ||||||||||||||||||||
2 | ANTHONY P. BIHL III | For | For | ||||||||||||||||||||
3 | JOSEPH W. DZIEDZIC | For | For | ||||||||||||||||||||
4 | THOMAS J. HOOK | For | For | ||||||||||||||||||||
5 | RUDY A. MAZZOCCHI | For | For | ||||||||||||||||||||
6 | KEVIN C. MELIA | For | For | ||||||||||||||||||||
7 | DR. J.A. MILLER, JR. | For | For | ||||||||||||||||||||
8 | BILL R. SANFORD | For | For | ||||||||||||||||||||
9 | PETER H. SODERBERG | For | For | ||||||||||||||||||||
10 | WILLIAM B. SUMMERS, JR. | For | For | ||||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF GREATBATCH, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 64,300 | 0 | 01-May-2013 | 01-May-2013 | ||||||||||||||||
TEAM HEALTH HOLDINGS, INC. | |||||||||||||||||||||||
Security | 87817A107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TMH | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US87817A1079 | Agenda | 933777192 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | H. LYNN MASSINGALE, MD | For | For | ||||||||||||||||||||
2 | NEIL P. SIMPKINS | For | For | ||||||||||||||||||||
3 | EARL P. HOLLAND | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | APPROVAL OF TEAM HEALTH HOLDINGS, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | APPROVAL OF TEAM HEALTH HOLDINGS, INC. AMENDED AND RESTATED ANNUAL MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 103,100 | 0 | 07-May-2013 | 07-May-2013 | ||||||||||||||||
MAGELLAN HEALTH SERVICES, INC. | |||||||||||||||||||||||
Security | 559079207 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MGLN | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US5590792074 | Agenda | 933782535 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL P. RESSNER | For | For | ||||||||||||||||||||
2 | MICHAEL S. DIAMENT | For | For | ||||||||||||||||||||
3 | BARRY M. SMITH | For | For | ||||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 24,000 | 0 | 03-May-2013 | 03-May-2013 | ||||||||||||||||
SM ENERGY COMPANY | |||||||||||||||||||||||
Security | 78454L100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SM | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US78454L1008 | Agenda | 933785086 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BARBARA M. BAUMANN | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANTHONY J. BEST | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN R. BRAND | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM J. GARDINER | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: LOREN M. LEIKER | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JULIO M. QUINTANA | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN M. SEIDL | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | Management | For | For | |||||||||||||||||||
2. | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | |||||||||||||||||||
4. | THE PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EQUITY INCENTIVE COMPENSATION PLAN, INCLUDING AN AMENDMENT TO INCREASE THE TOTAL NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Management | Against | Against | |||||||||||||||||||
5. | THE PROPOSAL TO REAPPROVE OUR CASH BONUS PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 55,700 | 0 | 06-May-2013 | 06-May-2013 | ||||||||||||||||
MICREL, INCORPORATED | |||||||||||||||||||||||
Security | 594793101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MCRL | Meeting Date | 23-May-2013 | ||||||||||||||||||||
ISIN | US5947931011 | Agenda | 933789058 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2013 | Holding Recon Date | 28-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | RAYMOND D. ZINN | For | For | ||||||||||||||||||||
2 | JOHN E. BOURGOIN | For | For | ||||||||||||||||||||
3 | MICHAEL J. CALLAHAN | For | For | ||||||||||||||||||||
4 | DANIEL HENEGHAN | For | For | ||||||||||||||||||||
5 | NEIL J. MIOTTO | For | For | ||||||||||||||||||||
6 | FRANK W. SCHNEIDER | For | For | ||||||||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT PURSUANT TO EXECUTIVE COMPENSATION DISCLOSURE RULES UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 258,400 | 0 | 08-May-2013 | 08-May-2013 | ||||||||||||||||
INTREPID POTASH, INC | |||||||||||||||||||||||
Security | 46121Y102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | IPI | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US46121Y1029 | Agenda | 933787167 - Management | ||||||||||||||||||||
Record Date | 01-Apr-2013 | Holding Recon Date | 01-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | For | For | |||||||||||||||||||
1B | ELECTION OF DIRECTOR: BARTH E. WHITHAM | Management | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | For | |||||||||||||||||||
3. | THE APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 95,600 | 0 | 09-May-2013 | 09-May-2013 | ||||||||||||||||
MB FINANCIAL, INC. | |||||||||||||||||||||||
Security | 55264U108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MBFI | Meeting Date | 29-May-2013 | ||||||||||||||||||||
ISIN | US55264U1088 | Agenda | 933791560 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID P. BOLGER | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT S. ENGELMAN, JR. | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MITCHELL FEIGER | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES J. GRIES | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES N. HALLENE | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: THOMAS H. HARVEY | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RONALD D. SANTO | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RENEE TOGHER | Management | For | For | |||||||||||||||||||
2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 115,200 | 0 | 14-May-2013 | 14-May-2013 | ||||||||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||||||||||
Security | 48020Q107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JLL | Meeting Date | 30-May-2013 | ||||||||||||||||||||
ISIN | US48020Q1076 | Agenda | 933784414 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HUGO BAGUE | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: COLIN DYER | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DEANNE JULIUS | Management | For | For | |||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KATE S. LAVELLE | Management | For | For | |||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MING LU | Management | For | For | |||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | |||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | |||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | |||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROGER T. STAUBACH | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 30,100 | 0 | 10-May-2013 | 10-May-2013 | ||||||||||||||||
ANN INC. | |||||||||||||||||||||||
Security | 035623107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ANN | Meeting Date | 30-May-2013 | ||||||||||||||||||||
ISIN | US0356231078 | Agenda | 933791279 - Management | ||||||||||||||||||||
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHELLE GASS | Management | For | For | |||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DANIEL W. YIH | Management | For | For | |||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL C. PLANSKY | Management | For | For | |||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||||||||||||||
4. | TO APPROVE AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||||||||
5. | TO APPROVE AMENDMENTS TO THE COMPANY'S 2003 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 136,400 | 0 | 13-May-2013 | 13-May-2013 | ||||||||||||||||
THE BUCKLE, INC. | |||||||||||||||||||||||
Security | 118440106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BKE | Meeting Date | 31-May-2013 | ||||||||||||||||||||
ISIN | US1184401065 | Agenda | 933791320 - Management | ||||||||||||||||||||
Record Date | 22-Mar-2013 | Holding Recon Date | 22-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | D. HIRSCHFELD | For | For | ||||||||||||||||||||
2 | D. NELSON | For | For | ||||||||||||||||||||
3 | K. RHOADS | For | For | ||||||||||||||||||||
4 | J. SHADA | For | For | ||||||||||||||||||||
5 | R. CAMPBELL | For | For | ||||||||||||||||||||
6 | B. FAIRFIELD | For | For | ||||||||||||||||||||
7 | B. HOBERMAN | For | For | ||||||||||||||||||||
8 | J. PEETZ | For | For | ||||||||||||||||||||
9 | M. HUSS | For | For | ||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | Management | For | For | |||||||||||||||||||
3. | PROPOSAL TO APPROVE THE COMPANY'S 2013 MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||
4. | PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2005 RESTRICTED STOCK PLAN. | Management | For | For | |||||||||||||||||||
5. | PROPOSAL TO APPROVE THE PERFORMANCE-BASED AWARDS GRANTED PURSUANT TO THE COMPANY'S 2005 RESTRICTED STOCK PLAN. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 65,500 | 0 | 14-May-2013 | 14-May-2013 | ||||||||||||||||
SYNTEL, INC. | |||||||||||||||||||||||
Security | 87162H103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYNT | Meeting Date | 04-Jun-2013 | ||||||||||||||||||||
ISIN | US87162H1032 | Agenda | 933803909 - Management | ||||||||||||||||||||
Record Date | 09-Apr-2013 | Holding Recon Date | 09-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | PARITOSH K. CHOKSI | For | For | ||||||||||||||||||||
2 | BHARAT DESAI | For | For | ||||||||||||||||||||
3 | THOMAS DOKE | For | For | ||||||||||||||||||||
4 | RAJESH MASHRUWALA | For | For | ||||||||||||||||||||
5 | GEORGE R. MRKONIC, JR. | For | For | ||||||||||||||||||||
6 | PRASHANT RANADE | For | For | ||||||||||||||||||||
7 | NEERJA SETHI | For | For | ||||||||||||||||||||
2. | RE-APPROVAL OF THE PERFORMANCE GOALS UNDER SYNTEL'S AMENDED AND RESTATED STOCK OPTION AND INCENTIVE PLAN | Management | For | For | |||||||||||||||||||
3. | A NON-BINDING RESOLUTION TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS SYNTEL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 34,600 | 0 | 16-May-2013 | 16-May-2013 | ||||||||||||||||
STIFEL FINANCIAL CORP. | |||||||||||||||||||||||
Security | 860630102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SF | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US8606301021 | Agenda | 933808442 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | MICHAEL W. BROWN | For | For | ||||||||||||||||||||
2 | JOHN P. DUBINSKY | For | For | ||||||||||||||||||||
3 | ROBERT E. GRADY | For | For | ||||||||||||||||||||
4 | THOMAS B. MICHAUD | For | For | ||||||||||||||||||||
5 | JAMES M. OATES | For | For | ||||||||||||||||||||
6 | BEN A. PLOTKIN | For | For | ||||||||||||||||||||
7 | MICHAEL J. ZIMMERMAN | For | For | ||||||||||||||||||||
2 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Against | Against | |||||||||||||||||||
3 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013 | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 90,600 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
STEINER LEISURE LIMITED | |||||||||||||||||||||||
Security | P8744Y102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STNR | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | BSP8744Y1024 | Agenda | 933810714 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | CYNTHIA R. COHEN | For | For | ||||||||||||||||||||
2 | DENISE DICKINS | For | For | ||||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 70,800 | 0 | 23-May-2013 | 23-May-2013 | ||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Tributary Funds, Inc. | |
By: | /s/ Stephen R. Frantz |
Name: | Stephen R. Frantz |
Title: | President |
Date: | August 14, 2013 |