UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-08846
Tributary Funds, Inc.
(Exact name of registrant as specified in charter)
1620 Dodge Street
Omaha, NE 68197
(Address of principal executive offices)
Brittany Fahrenkrog
1620 Dodge Street
Omaha, NE 68197
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 662-4203
Date of fiscal year end: March 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Tributary Income Fund
No proxies were received or voted for the Tributary Income Fund from July 1, 2013 through June 30, 2014.
Tributary Short-Intermediate Bond Fund
No proxies were received or voted for the Tributary Short-Intermediate Bond Fund from July 1, 2013 through June 30, 2014.
Tributary Balanced Fund
Vote Summary | ||||||||||||||||||||||
PARKER-HANNIFIN CORPORATION | ||||||||||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PH | Meeting Date | 23-Oct-2013 | |||||||||||||||||||
ISIN | US7010941042 | Agenda | 933881028 - Management | |||||||||||||||||||
Record Date | 30-Aug-2013 | Holding Recon Date | 30-Aug-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT G. BOHN | For | For | |||||||||||||||||||
2 | LINDA S. HARTY | For | For | |||||||||||||||||||
3 | WILLIAM E. KASSLING | For | For | |||||||||||||||||||
4 | ROBERT J. KOHLHEPP | For | For | |||||||||||||||||||
5 | KEVIN A. LOBO | For | For | |||||||||||||||||||
6 | KLAUS-PETER MULLER | Withheld | Against | |||||||||||||||||||
7 | CANDY M. OBOURN | For | For | |||||||||||||||||||
8 | JOSEPH M. SCAMINACE | For | For | |||||||||||||||||||
9 | WOLFGANG R. SCHMITT | For | For | |||||||||||||||||||
10 | AKE SVENSSON | For | For | |||||||||||||||||||
11 | JAMES L. WAINSCOTT | For | For | |||||||||||||||||||
12 | DONALD E. WASHKEWICZ | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,400 | 0 | 09-Oct-2013 | 09-Oct-2013 | |||||||||||||||
ORACLE CORPORATION | ||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933878300 - Management | |||||||||||||||||||
Record Date | 03-Sep-2013 | Holding Recon Date | 03-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | |||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | |||||||||||||||||||
4 | SAFRA A. CATZ | For | For | |||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | |||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | |||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | |||||||||||||||||||
10 | MARK V. HURD | For | For | |||||||||||||||||||
11 | NAOMI O. SELIGMAN | For | For | |||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | For | For | ||||||||||||||||||
3 | APPROVAL OF AMENDMENT TO THE LONG- TERM EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | ||||||||||||||||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 17,900 | 0 | 29-Oct-2013 | 29-Oct-2013 | |||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BR | Meeting Date | 14-Nov-2013 | |||||||||||||||||||
ISIN | US11133T1034 | Agenda | 933883515 - Management | |||||||||||||||||||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. DALY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: SANDRA S. JAFFEE | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STUART R. LEVINE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ALAN J. WEBER | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE BROADRIDGE 2007 OMNIBUS AWARD PLAN. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 25,000 | 0 | 29-Oct-2013 | 29-Oct-2013 | |||||||||||||||
ETHAN ALLEN INTERIORS INC. | ||||||||||||||||||||||
Security | 297602104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ETH | Meeting Date | 04-Dec-2013 | |||||||||||||||||||
ISIN | US2976021046 | Agenda | 933889529 - Management | |||||||||||||||||||
Record Date | 11-Oct-2013 | Holding Recon Date | 11-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CLINTON A. CLARK | For | For | |||||||||||||||||||
2 | KRISTIN GAMBLE | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF OUR BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 17,000 | 0 | 14-Nov-2013 | 14-Nov-2013 | |||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | ||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 17-Dec-2013 | |||||||||||||||||||
ISIN | US3030751057 | Agenda | 933890469 - Management | |||||||||||||||||||
Record Date | 21-Oct-2013 | Holding Recon Date | 21-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH E. LAIRD, JR. | For | For | |||||||||||||||||||
2 | JAMES J. MCGONIGLE | For | For | |||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS FACTSET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For | ||||||||||||||||||
3 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,600 | 0 | 28-Nov-2013 | 28-Nov-2013 | |||||||||||||||
PRICESMART, INC | ||||||||||||||||||||||
Security | 741511109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PSMT | Meeting Date | 22-Jan-2014 | |||||||||||||||||||
ISIN | US7415111092 | Agenda | 933906503 - Management | |||||||||||||||||||
Record Date | 29-Nov-2013 | Holding Recon Date | 29-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SHERRY S. BAHRAMBEYGUI | For | For | |||||||||||||||||||
2 | GONZALO BARRUTIETA | For | For | |||||||||||||||||||
3 | KATHERINE L. HENSLEY | For | For | |||||||||||||||||||
4 | LEON C. JANKS | For | For | |||||||||||||||||||
5 | JOSE LUIS LAPARTE | For | For | |||||||||||||||||||
6 | MITCHELL G. LYNN | For | For | |||||||||||||||||||
7 | ROBERT E. PRICE | For | For | |||||||||||||||||||
8 | EDGAR ZURCHER | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,400 | 0 | 01-Jan-2014 | 02-Jan-2014 | |||||||||||||||
WOODWARD, INC. | ||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 22-Jan-2014 | |||||||||||||||||||
ISIN | US9807451037 | Agenda | 933909092 - Management | |||||||||||||||||||
Record Date | 25-Nov-2013 | Holding Recon Date | 25-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARY L. PETROVICH | For | For | |||||||||||||||||||
2 | LARRY E. RITTENBERG | For | For | |||||||||||||||||||
3 | PAUL DONOVAN | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL REGARDING THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 15,000 | 0 | 31-Dec-2013 | 01-Jan-2014 | |||||||||||||||
JACOBS ENGINEERING GROUP INC. | ||||||||||||||||||||||
Security | 469814107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JEC | Meeting Date | 23-Jan-2014 | |||||||||||||||||||
ISIN | US4698141078 | Agenda | 933909080 - Management | |||||||||||||||||||
Record Date | 02-Dec-2013 | Holding Recon Date | 02-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A | ELECTION OF DIRECTOR: JUAN JOSE SUAREZ COPPEL | Management | For | For | ||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN F. COYNE | Management | For | For | ||||||||||||||||||
1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||||||||||||||||
1D | ELECTION OF DIRECTOR: CRAIG L. MARTIN | Management | For | For | ||||||||||||||||||
1E | ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
4 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
5 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,200 | 0 | 03-Jan-2014 | 03-Jan-2014 | |||||||||||||||
MONSANTO COMPANY | ||||||||||||||||||||||
Security | 61166W101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MON | Meeting Date | 28-Jan-2014 | |||||||||||||||||||
ISIN | US61166W1018 | Agenda | 933907959 - Management | |||||||||||||||||||
Record Date | 02-Dec-2013 | Holding Recon Date | 02-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | For | ||||||||||||||||||
5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,000 | 0 | 08-Jan-2014 | 08-Jan-2014 | |||||||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 30-Jan-2014 | |||||||||||||||||||
ISIN | US22160K1051 | Agenda | 933909383 - Management | |||||||||||||||||||
Record Date | 25-Nov-2013 | Holding Recon Date | 25-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SUSAN L. DECKER | For | For | |||||||||||||||||||
2 | RICHARD M. LIBENSON | For | For | |||||||||||||||||||
3 | JOHN W. MEISENBACH | For | For | |||||||||||||||||||
4 | CHARLES T. MUNGER | For | For | |||||||||||||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | CONSIDERATION OF SHAREHOLDER PROPOSAL TO CHANGE CERTAIN VOTING REQUIREMENTS. | Shareholder | For | Against | ||||||||||||||||||
5. | TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE METHOD OF ELECTING DIRECTORS. | Shareholder | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,200 | 0 | 10-Jan-2014 | 10-Jan-2014 | |||||||||||||||
CAESARSTONE SDOT-YAM LTD. | ||||||||||||||||||||||
Security | M20598104 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | CSTE | Meeting Date | 21-Feb-2014 | |||||||||||||||||||
ISIN | IL0011259137 | Agenda | 933916908 - Management | |||||||||||||||||||
Record Date | 13-Jan-2014 | Holding Recon Date | 13-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE THE ELECTION OF MR. AVNER NAVEH, TO SERVE AS A DIRECTOR OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, IN COMPLIANCE WITH THE REQUIREMENTS OF THE COMPANIES LAW, THE COMPENSATION POLICY FOR THE COMPANY'S OFFICE HOLDERS, IN THE FORM ATTACHED AS ANNEX A TO THE PROXY STATEMENT, AND AS PREVIOUSLY APPROVED BY THE BOARD AND THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
2.A | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE APPROVAL OF THE PROPOSAL (AS SUCH TERMS ARE DEFINED IN THE COMPANIES LAW)? MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | |||||||||||||||||||
3. | TO APPROVE THE COMPENSATION TERMS OF MR. AVNER NAVEH AS DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||
3.A | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE APPROVAL OF THE PROPOSAL (AS SUCH TERMS ARE DEFINED IN THE COMPANIES LAW)? MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | |||||||||||||||||||
4. | TO APPROVE, PURSUANT TO THE COMPANIES LAW AND THE COMPANY'S ARTICLES OF ASSOCIATION, THE AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION AS SHOWN IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,400 | 0 | 11-Feb-2014 | 11-Feb-2014 | |||||||||||||||
WHOLE FOODS MARKET, INC. | ||||||||||||||||||||||
Security | 966837106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WFM | Meeting Date | 24-Feb-2014 | |||||||||||||||||||
ISIN | US9668371068 | Agenda | 933915300 - Management | |||||||||||||||||||
Record Date | 30-Dec-2013 | Holding Recon Date | 30-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DR. JOHN ELSTROTT | For | For | |||||||||||||||||||
2 | GABRIELLE GREENE | For | For | |||||||||||||||||||
3 | SHAHID (HASS) HASSAN | For | For | |||||||||||||||||||
4 | STEPHANIE KUGELMAN | For | For | |||||||||||||||||||
5 | JOHN MACKEY | For | For | |||||||||||||||||||
6 | WALTER ROBB | For | For | |||||||||||||||||||
7 | JONATHAN SEIFFER | For | For | |||||||||||||||||||
8 | MORRIS (MO) SIEGEL | For | For | |||||||||||||||||||
9 | JONATHAN SOKOLOFF | For | For | |||||||||||||||||||
10 | DR. RALPH SORENSON | For | For | |||||||||||||||||||
11 | W. (KIP) TINDELL, III | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING A POLICY RELATED TO THE RECOVERY OF UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL RELATED TO CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,500 | 0 | 05-Feb-2014 | 05-Feb-2014 | |||||||||||||||
THE COOPER COMPANIES, INC. | ||||||||||||||||||||||
Security | 216648402 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COO | Meeting Date | 17-Mar-2014 | |||||||||||||||||||
ISIN | US2166484020 | Agenda | 933920325 - Management | |||||||||||||||||||
Record Date | 21-Jan-2014 | Holding Recon Date | 21-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Mar-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A | ELECTION OF DIRECTOR: A. THOMAS BENDER | Management | For | For | ||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN | Management | For | For | ||||||||||||||||||
1C | ELECTION OF DIRECTOR: JODY S. LINDELL | Management | For | For | ||||||||||||||||||
1D | ELECTION OF DIRECTOR: GARY S. PETERSMEYER | Management | For | For | ||||||||||||||||||
1E | ELECTION OF DIRECTOR: STEVEN ROSENBERG | Management | For | For | ||||||||||||||||||
1F | ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. | Management | For | For | ||||||||||||||||||
1G | ELECTION OF DIRECTOR: ROBERT S. WEISS | Management | For | For | ||||||||||||||||||
1H | ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. | Management | For | For | ||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014 | Management | For | For | ||||||||||||||||||
03 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 5,550 | 0 | 24-Feb-2014 | 25-Feb-2014 | |||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | |||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | |||||||||||||||||||
Record Date | 19-Feb-2014 | Holding Recon Date | 19-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 9,400 | 0 | 18-Mar-2014 | 19-Mar-2014 | |||||||||||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 10-Apr-2014 | |||||||||||||||||||
ISIN | US00724F1012 | Agenda | 933925921 - Management | |||||||||||||||||||
Record Date | 14-Feb-2014 | Holding Recon Date | 14-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 8.85 MILLION SHARES. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 28, 2014. | Management | For | For | ||||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 13,000 | 0 | 15-Mar-2014 | 16-Mar-2014 | |||||||||||||||
H.B. FULLER COMPANY | ||||||||||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FUL | Meeting Date | 10-Apr-2014 | |||||||||||||||||||
ISIN | US3596941068 | Agenda | 933926187 - Management | |||||||||||||||||||
Record Date | 12-Feb-2014 | Holding Recon Date | 12-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | J. MICHAEL LOSH | For | For | |||||||||||||||||||
2 | LEE R. MITAU | For | For | |||||||||||||||||||
3 | R. WILLIAM VAN SANT | For | For | |||||||||||||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 28,000 | 0 | 15-Mar-2014 | 15-Mar-2014 | |||||||||||||||
HOME BANCSHARES, INC. | ||||||||||||||||||||||
Security | 436893200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HOMB | Meeting Date | 17-Apr-2014 | |||||||||||||||||||
ISIN | US4368932004 | Agenda | 933935035 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN W. ALLISON | For | For | |||||||||||||||||||
2 | C. RANDALL SIMS | For | For | |||||||||||||||||||
3 | RANDY E. MAYOR | For | For | |||||||||||||||||||
4 | MILBURN ADAMS | For | For | |||||||||||||||||||
5 | ROBERT H. ADCOCK, JR. | For | For | |||||||||||||||||||
6 | RICHARD H. ASHLEY | For | For | |||||||||||||||||||
7 | DALE A. BRUNS | For | For | |||||||||||||||||||
8 | RICHARD A. BUCKHEIM | For | For | |||||||||||||||||||
9 | JACK E. ENGELKES | For | For | |||||||||||||||||||
10 | JAMES G. HINKLE | For | For | |||||||||||||||||||
11 | ALEX R. LIEBLONG | For | For | |||||||||||||||||||
2. | ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE NEXT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 30,200 | 0 | 14-Mar-2014 | 15-Mar-2014 | |||||||||||||||
HANESBRANDS INC. | ||||||||||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HBI | Meeting Date | 22-Apr-2014 | |||||||||||||||||||
ISIN | US4103451021 | Agenda | 933930617 - Management | |||||||||||||||||||
Record Date | 18-Feb-2014 | Holding Recon Date | 18-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BOBBY J. GRIFFIN | For | For | |||||||||||||||||||
2 | JAMES C. JOHNSON | For | For | |||||||||||||||||||
3 | JESSICA T. MATHEWS | For | For | |||||||||||||||||||
4 | ROBERT F. MORAN | For | For | |||||||||||||||||||
5 | J. PATRICK MULCAHY | For | For | |||||||||||||||||||
6 | RONALD L. NELSON | For | For | |||||||||||||||||||
7 | RICHARD A. NOLL | For | For | |||||||||||||||||||
8 | ANDREW J. SCHINDLER | For | For | |||||||||||||||||||
9 | ANN E. ZIEGLER | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2014 FISCAL YEAR | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 14,400 | 0 | 21-Mar-2014 | 21-Mar-2014 | |||||||||||||||
NOBLE ENERGY, INC. | ||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 22-Apr-2014 | |||||||||||||||||||
ISIN | US6550441058 | Agenda | 933957803 - Management | |||||||||||||||||||
Record Date | 05-Mar-2014 | Holding Recon Date | 05-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 12,800 | 0 | 02-Apr-2014 | 03-Apr-2014 | |||||||||||||||
POLARIS INDUSTRIES INC. | ||||||||||||||||||||||
Security | 731068102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PII | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US7310681025 | Agenda | 933930439 - Management | |||||||||||||||||||
Record Date | 27-Feb-2014 | Holding Recon Date | 27-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEVIN M. FARR | For | For | |||||||||||||||||||
2 | GARY E. HENDRICKSON | For | For | |||||||||||||||||||
3 | R.M. (MARK) SCHRECK | For | For | |||||||||||||||||||
4 | WILLIAM G. VAN DYKE | For | For | |||||||||||||||||||
2. | APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,150 | 0 | 28-Mar-2014 | 28-Mar-2014 | |||||||||||||||
SIGNATURE BANK | ||||||||||||||||||||||
Security | 82669G104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SBNY | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US82669G1040 | Agenda | 933934552 - Management | |||||||||||||||||||
Record Date | 06-Mar-2014 | Holding Recon Date | 06-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SCOTT A. SHAY | For | For | |||||||||||||||||||
2 | ALFRED B. DELBELLO | For | For | |||||||||||||||||||
3 | JOSEPH J. DEPAOLO | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 4,950 | 0 | 03-Apr-2014 | 04-Apr-2014 | |||||||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||||||||||
Security | 74144T108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TROW | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US74144T1088 | Agenda | 933936330 - Management | |||||||||||||||||||
Record Date | 21-Feb-2014 | Holding Recon Date | 21-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A) | ELECTION OF DIRECTOR: MARK S. BARTLETT | Management | For | For | ||||||||||||||||||
1B) | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | For | For | ||||||||||||||||||
1C) | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | ||||||||||||||||||
1D) | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | For | For | ||||||||||||||||||
1E) | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | Management | For | For | ||||||||||||||||||
1F) | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | For | For | ||||||||||||||||||
1G) | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | ||||||||||||||||||
1H) | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | ||||||||||||||||||
1I) | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | ||||||||||||||||||
1J) | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | For | For | ||||||||||||||||||
1K) | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | For | For | ||||||||||||||||||
1L) | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | For | For | ||||||||||||||||||
2) | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3) | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 19,800 | 0 | 29-Mar-2014 | 29-Mar-2014 | |||||||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||||||||||||
Security | 533900106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LECO | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US5339001068 | Agenda | 933944236 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID H. GUNNING | For | For | |||||||||||||||||||
2 | G. RUSSELL LINCOLN | For | For | |||||||||||||||||||
3 | CHRISTOPHER L. MAPES | For | For | |||||||||||||||||||
4 | PHILLIP J. MASON | For | For | |||||||||||||||||||
5 | HELLENE S. RUNTAGH | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,900 | 0 | 28-Mar-2014 | 29-Mar-2014 | |||||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||||||||||||
Security | 34964C106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FBHS | Meeting Date | 28-Apr-2014 | |||||||||||||||||||
ISIN | US34964C1062 | Agenda | 933934792 - Management | |||||||||||||||||||
Record Date | 27-Feb-2014 | Holding Recon Date | 27-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | For | For | ||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 14,850 | 0 | 02-Apr-2014 | 03-Apr-2014 | |||||||||||||||
FMC CORPORATION | ||||||||||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FMC | Meeting Date | 29-Apr-2014 | |||||||||||||||||||
ISIN | US3024913036 | Agenda | 933951469 - Management | |||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: K'LYNNE JOHNSON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM H. POWELL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,000 | 0 | 05-Apr-2014 | 06-Apr-2014 | |||||||||||||||
HERBALIFE LTD. | ||||||||||||||||||||||
Security | G4412G101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HLF | Meeting Date | 29-Apr-2014 | |||||||||||||||||||
ISIN | KYG4412G1010 | Agenda | 933959984 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL O. JOHNSON | For | For | |||||||||||||||||||
2 | JOHN TARTOL | For | For | |||||||||||||||||||
3 | HUNTER C. GARY | For | For | |||||||||||||||||||
4 | JESSE A. LYNN | For | For | |||||||||||||||||||
5 | JAMES L. NELSON | For | For | |||||||||||||||||||
2. | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | VOTE TO ADOPT THE HERBALIFE LTD. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,000 | 0 | 09-Apr-2014 | 10-Apr-2014 | |||||||||||||||
BORGWARNER INC. | ||||||||||||||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | |||||||||||||||||||
ISIN | US0997241064 | Agenda | 933941773 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | ||||||||||||||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | ||||||||||||||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 13,400 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CHD | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US1713401024 | Agenda | 933937318 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES R. CRAIGIE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT D. LEBLANC | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JANET S. VERGIS | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,000 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
DOVER CORPORATION | ||||||||||||||||||||||
Security | 260003108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DOV | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US2600031080 | Agenda | 933940721 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
5. | TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
6. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
8. | TO APPROVE AN AMENDMENT TO OUR BY- LAWS TO PERMIT SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 15,000 | 0 | 10-Apr-2014 | 10-Apr-2014 | |||||||||||||||
EASTMAN CHEMICAL COMPANY | ||||||||||||||||||||||
Security | 277432100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EMN | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US2774321002 | Agenda | 933950140 - Management | |||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,000 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
EOG RESOURCES, INC. | ||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | |||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,750 | 0 | 09-Apr-2014 | 10-Apr-2014 | |||||||||||||||
P.H. GLATFELTER COMPANY | ||||||||||||||||||||||
Security | 377316104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GLT | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US3773161043 | Agenda | 933958401 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KATHLEEN A. DAHLBERG | For | For | |||||||||||||||||||
2 | NICHOLAS DEBENEDICTIS | For | For | |||||||||||||||||||
3 | KEVIN M. FOGARTY | For | For | |||||||||||||||||||
4 | J. ROBERT HALL | For | For | |||||||||||||||||||
5 | RICHARD C. ILL | For | For | |||||||||||||||||||
6 | RONALD J. NAPLES | For | For | |||||||||||||||||||
7 | DANTE C. PARRINI | For | For | |||||||||||||||||||
8 | RICHARD L. SMOOT | For | For | |||||||||||||||||||
9 | LEE C. STEWART | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AND PAY PRACTICES. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 35,000 | 0 | 08-Apr-2014 | 09-Apr-2014 | |||||||||||||||
TELEFLEX INCORPORATED | ||||||||||||||||||||||
Security | 879369106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TFX | Meeting Date | 02-May-2014 | |||||||||||||||||||
ISIN | US8793691069 | Agenda | 933955544 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GEORGE BABICH, JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. COOK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN K. KLASKO | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BENSON F. SMITH | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE TELEFLEX INCORPORATED 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,400 | 0 | 09-Apr-2014 | 09-Apr-2014 | |||||||||||||||
STURM, RUGER & COMPANY, INC. | ||||||||||||||||||||||
Security | 864159108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RGR | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US8641591081 | Agenda | 933944351 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | C. MICHAEL JACOBI | For | For | |||||||||||||||||||
2 | JOHN A. COSENTINO, JR. | For | For | |||||||||||||||||||
3 | AMIR P. ROSENTHAL | For | For | |||||||||||||||||||
4 | RONALD C. WHITAKER | For | For | |||||||||||||||||||
5 | PHILLIP C. WIDMAN | For | For | |||||||||||||||||||
6 | MICHAEL O. FIFER | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,000 | 0 | 11-Apr-2014 | 12-Apr-2014 | |||||||||||||||
CADENCE DESIGN SYSTEMS, INC. | ||||||||||||||||||||||
Security | 127387108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CDNS | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US1273871087 | Agenda | 933949527 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DR. JAMES D. PLUMMER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DR. ALBERTO SANGIOVANNI-VINCENTELLI | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DR. JOHN B. SHOVEN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROGER S. SIBONI | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: YOUNG K. SOHN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE OMNIBUS EQUITY INCENTIVE PLAN, WHICH CONSOLIDATES THE AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN INTO THE AMENDED AND RESTATED 1987 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 55,000 | 0 | 14-Apr-2014 | 14-Apr-2014 | |||||||||||||||
THE MIDDLEBY CORPORATION | ||||||||||||||||||||||
Security | 596278101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MIDD | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US5962781010 | Agenda | 933954150 - Management | |||||||||||||||||||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: SARAH PALISI CHAPIN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT B. LAMB | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JOHN R. MILLER III | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: GORDON O'BRIEN | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: SABIN C. STREETER | Management | For | For | ||||||||||||||||||
2 | APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Management | Against | Against | ||||||||||||||||||
3 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 47,500,000 TO 95,000,000. | Management | Against | Against | ||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 1,975 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
SNYDER'S-LANCE, INC. | ||||||||||||||||||||||
Security | 833551104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LNCE | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US8335511049 | Agenda | 933958590 - Management | |||||||||||||||||||
Record Date | 06-Mar-2014 | Holding Recon Date | 06-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | C. PETER CARLUCCI, JR. | For | For | |||||||||||||||||||
2 | JAMES W. JOHNSTON | For | For | |||||||||||||||||||
3 | W.J. PREZZANO | For | For | |||||||||||||||||||
4 | PATRICIA A. WAREHIME | For | For | |||||||||||||||||||
2. | HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVE THE SNYDER'S-LANCE, INC. 2014 DIRECTOR STOCK PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVE AN AMENDMENT TO BYLAWS TO CHANGE THE NUMBER OF MEMBERS OF OUR BOARD OF DIRECTORS TO A MINIMUM OF 7 AND A MAXIMUM OF 13. | Management | For | For | ||||||||||||||||||
5. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 50,000 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
NORDSTROM, INC. | ||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US6556641008 | Agenda | 933944185 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 7,600 | 0 | 15-Apr-2014 | 15-Apr-2014 | |||||||||||||||
STANDARD PACIFIC CORP. | ||||||||||||||||||||||
Security | 85375C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SPF | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US85375C1018 | Agenda | 933946076 - Management | |||||||||||||||||||
Record Date | 12-Mar-2014 | Holding Recon Date | 12-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. CHOATE | For | For | |||||||||||||||||||
2 | RONALD R. FOELL | For | For | |||||||||||||||||||
3 | DOUGLAS C. JACOBS | For | For | |||||||||||||||||||
4 | DAVID J. MATLIN | For | For | |||||||||||||||||||
5 | JOHN R. PESHKIN | For | For | |||||||||||||||||||
6 | PETER SCHOELS | For | For | |||||||||||||||||||
7 | SCOTT D. STOWELL | For | For | |||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||||||||||||||||
4 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (COMMONLY REFERRED TO AS "SAY ON PAY"). | Management | For | For | ||||||||||||||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE "SAY ON PAY" ADVISORY VOTES. | Management | 1 Year | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 75,000 | 0 | 17-Apr-2014 | 17-Apr-2014 | |||||||||||||||
PULTEGROUP, INC. | ||||||||||||||||||||||
Security | 745867101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PHM | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US7458671010 | Agenda | 933950049 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRIAN P. ANDERSON | For | For | |||||||||||||||||||
2 | BRYCE BLAIR | For | For | |||||||||||||||||||
3 | RICHARD J. DUGAS, JR. | For | For | |||||||||||||||||||
4 | THOMAS J. FOLLIARD | For | For | |||||||||||||||||||
5 | CHERYL W. GRISE | For | For | |||||||||||||||||||
6 | ANDRE J. HAWAUX | For | For | |||||||||||||||||||
7 | DEBRA J. KELLY-ENNIS | For | For | |||||||||||||||||||
8 | PATRICK J. O'LEARY | For | For | |||||||||||||||||||
9 | JAMES J. POSTL | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY, VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | ||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL REGARDING THE USE OF PERFORMANCE-BASED OPTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 50,000 | 0 | 21-Apr-2014 | 21-Apr-2014 | |||||||||||||||
CVS CAREMARK CORPORATION | ||||||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CVS | Meeting Date | 08-May-2014 | |||||||||||||||||||
ISIN | US1266501006 | Agenda | 933947953 - Management | |||||||||||||||||||
Record Date | 13-Mar-2014 | Holding Recon Date | 13-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||||||||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 8,000 | 0 | 18-Apr-2014 | 18-Apr-2014 | |||||||||||||||
CUMMINS INC. | ||||||||||||||||||||||
Security | 231021106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMI | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US2310211063 | Agenda | 933949349 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For | ||||||||||||||||||
2) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | ||||||||||||||||||
3) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||||||||||||||||
4) | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | ||||||||||||||||||
5) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | ||||||||||||||||||
6) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For | ||||||||||||||||||
7) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For | ||||||||||||||||||
8) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For | ||||||||||||||||||
9) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
10) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2014. | Management | For | For | ||||||||||||||||||
11) | SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 6,000 | 0 | 23-Apr-2014 | 24-Apr-2014 | |||||||||||||||
CATAMARAN CORPORATION | ||||||||||||||||||||||
Security | 148887102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTRX | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | CA1488871023 | Agenda | 933958285 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK THIERER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PETER BENSEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN COSLER | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM DAVIS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN EPSTEIN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: BETSY HOLDEN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KAREN KATEN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: HARRY KRAEMER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ANTHONY MASSO | Management | For | For | ||||||||||||||||||
2. | TO CONSIDER AND APPROVE THE AMENDMENT AND RESTATEMENT OF THE CATAMARAN CORPORATION INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | TO CONSIDER AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE CATAMARAN CORPORATION THIRD AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
5. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION AND TERMS OF ENGAGEMENT. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 20,000 | 0 | 25-Apr-2014 | 25-Apr-2014 | |||||||||||||||
ZOETIS INC. | ||||||||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ZTS | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US98978V1035 | Agenda | 933959504 - Management | |||||||||||||||||||
Record Date | 19-Mar-2014 | Holding Recon Date | 19-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | ||||||||||||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 27,000 | 0 | 16-Apr-2014 | 16-Apr-2014 | |||||||||||||||
KNOWLES CORPORATION | ||||||||||||||||||||||
Security | 49926D109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KN | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US49926D1090 | Agenda | 933966206 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY S. NIEW | For | For | |||||||||||||||||||
2 | KEITH L. BARNES | For | For | |||||||||||||||||||
3 | RICHARD K. LOCHRIDGE | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 3,750 | 0 | 29-Apr-2014 | 29-Apr-2014 | |||||||||||||||
TENNECO INC. | ||||||||||||||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEN | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US8803491054 | Agenda | 933953920 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | ||||||||||||||||||
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||||||||||||||||
3 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 14,000 | 0 | 23-Apr-2014 | 23-Apr-2014 | |||||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US00971T1016 | Agenda | 933959439 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MONTE FORD | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: FREDERIC SALERNO | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: STEVEN SCOPELLITE | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
4. | TO VOTE ON A NON-BINDING SHAREHOLDER PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 11,400 | 0 | 29-Apr-2014 | 29-Apr-2014 | |||||||||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US8447411088 | Agenda | 933967967 - Management | |||||||||||||||||||
Record Date | 18-Mar-2014 | Holding Recon Date | 18-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: THOMAS M. NEALON | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 40,000 | 0 | 24-Apr-2014 | 25-Apr-2014 | |||||||||||||||
THE WHITEWAVE FOODS COMPANY | ||||||||||||||||||||||
Security | 966244105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WWAV | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US9662441057 | Agenda | 933952459 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For | ||||||||||||||||||
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 15,000 | 0 | 28-Apr-2014 | 28-Apr-2014 | |||||||||||||||
CREDIT ACCEPTANCE CORPORATION | ||||||||||||||||||||||
Security | 225310101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CACC | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US2253101016 | Agenda | 933956712 - Management | |||||||||||||||||||
Record Date | 20-Mar-2014 | Holding Recon Date | 20-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DONALD A. FOSS | For | For | |||||||||||||||||||
2 | GLENDA J. FLANAGAN | For | For | |||||||||||||||||||
3 | BRETT A. ROBERTS | For | For | |||||||||||||||||||
4 | THOMAS N. TRYFOROS | For | For | |||||||||||||||||||
5 | SCOTT J. VASSALLUZZO | For | For | |||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | TRIBUTARY BALANCED FUND | P 14071 | JPMORGAN | 10,000 | 0 | 25-Apr-2014 | 25-Apr-2014 |
UNION PACIFIC CORPORATION | ||||||||||||||||||||||
Security | 907818108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UNP | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US9078181081 | Agenda | 933969012 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | For | ||||||||||||||||||
4. | AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 5,100 | 0 | 28-Apr-2014 | 28-Apr-2014 | |||||||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 16-May-2014 | |||||||||||||||||||
ISIN | US9831341071 | Agenda | 933958970 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT J. MILLER | For | For | |||||||||||||||||||
2 | D. BOONE WAYSON | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE WYNN RESORTS, LIMITED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | TO RATIFY, ON AN ADVISORY BASIS, THE DIRECTOR QUALIFICATION BYLAW AMENDMENT. | Management | Against | Against | ||||||||||||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 2,200 | 0 | 30-Apr-2014 | 30-Apr-2014 | |||||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OII | Meeting Date | 16-May-2014 | |||||||||||||||||||
ISIN | US6752321025 | Agenda | 933978100 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | T. JAY COLLINS | For | For | |||||||||||||||||||
2 | D. MICHAEL HUGHES | For | For | |||||||||||||||||||
2. | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 183,000,000 TO 363,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 180,000,000 TO 360,000,000. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 22,000 | 0 | 02-May-2014 | 03-May-2014 | |||||||||||||||
VALEANT PHARMACEUTICALS INTERNATIONAL | ||||||||||||||||||||||
Security | 91911K102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VRX | Meeting Date | 20-May-2014 | |||||||||||||||||||
ISIN | CA91911K1021 | Agenda | 934000617 - Management | |||||||||||||||||||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | RONALD H. FARMER | For | For | |||||||||||||||||||
2 | COLLEEN A. GOGGINS | For | For | |||||||||||||||||||
3 | ROBERT A. INGRAM | For | For | |||||||||||||||||||
4 | ANDERS LONNER | For | For | |||||||||||||||||||
5 | THEO MELAS-KYRIAZI | For | For | |||||||||||||||||||
6 | J. MICHAEL PEARSON | For | For | |||||||||||||||||||
7 | ROBERT N. POWER | For | For | |||||||||||||||||||
8 | NORMA A. PROVENCIO | For | For | |||||||||||||||||||
9 | HOWARD B. SCHILLER | For | For | |||||||||||||||||||
10 | KATHARINE B. STEVENSON | For | For | |||||||||||||||||||
02 | THE APPROVAL, IN AN ADVISORY RESOLUTION, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For | ||||||||||||||||||
04 | TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN AND RATIFY AND APPROVE THE GRANTS OF 320,033 SHARE UNITS AND 180,000 OPTIONS WHICH WERE MADE SUBJECT TO THE SHAREHOLDER APPROVAL OF THE 2014 PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 8,000 | 0 | 30-Apr-2014 | 30-Apr-2014 | |||||||||||||||
GENESEE & WYOMING INC. | ||||||||||||||||||||||
Security | 371559105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GWR | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US3715591059 | Agenda | 933970281 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MORTIMER B. FULLER III | For | For | |||||||||||||||||||
2 | JOHN C. HELLMANN | For | For | |||||||||||||||||||
3 | ROBERT M. MELZER | For | For | |||||||||||||||||||
2. | NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 8,000 | 0 | 01-May-2014 | 01-May-2014 | |||||||||||||||
FOOT LOCKER, INC. | ||||||||||||||||||||||
Security | 344849104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FL | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US3448491049 | Agenda | 933972273 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS DIPAOLO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MATTHEW M. MCKENNA | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN OAKLAND | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE SECOND AMENDMENT AND RESTATEMENT OF THE FOOT LOCKER 2007 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 14,800 | 0 | 03-May-2014 | 04-May-2014 | |||||||||||||||
ROPER INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ROP | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US7766961061 | Agenda | 933995459 - Management | |||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD F. WALLMAN | For | For | |||||||||||||||||||
2 | CHRISTOPHER WRIGHT | For | For | |||||||||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 5,300 | 0 | 03-May-2014 | 03-May-2014 | |||||||||||||||
CITRIX SYSTEMS, INC. | ||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 22-May-2014 | |||||||||||||||||||
ISIN | US1773761002 | Agenda | 933971461 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT D. DALEO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ASIFF S. HIRJI | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN | Management | Against | Against | ||||||||||||||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 5,050 | 0 | 08-May-2014 | 09-May-2014 | |||||||||||||||
CERNER CORPORATION | ||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 23-May-2014 | |||||||||||||||||||
ISIN | US1567821046 | Agenda | 933972538 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN C. DANFORTH | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 12,700 | 0 | 08-May-2014 | 08-May-2014 | |||||||||||||||
PDL BIOPHARMA, INC. | ||||||||||||||||||||||
Security | 69329Y104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PDLI | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US69329Y1047 | Agenda | 933976358 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID W. GRYSKA | For | For | |||||||||||||||||||
2 | PAUL W. SANDMAN | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4. | TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2005 EQUITY INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 100,000 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
FISERV, INC. | ||||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US3377381088 | Agenda | 933989797 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHRISTOPHER M. FLINK | For | For | |||||||||||||||||||
2 | DENNIS F. LYNCH | For | For | |||||||||||||||||||
3 | DENIS J. O'LEARY | For | For | |||||||||||||||||||
4 | GLENN M. RENWICK | For | For | |||||||||||||||||||
5 | KIM M. ROBAK | For | For | |||||||||||||||||||
6 | DOYLE R. SIMONS | For | For | |||||||||||||||||||
7 | THOMAS C. WERTHEIMER | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2014. | Management | For | For | ||||||||||||||||||
4. | A SHAREHOLDER PROPOSAL RELATING TO CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 14,800 | 0 | 10-May-2014 | 10-May-2014 | |||||||||||||||
PORTFOLIO RECOVERY ASSOCIATES, INC. | ||||||||||||||||||||||
Security | 73640Q105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 29-May-2014 | |||||||||||||||||||
ISIN | US73640Q1058 | Agenda | 933975217 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SCOTT M. TABAKIN | For | For | |||||||||||||||||||
2 | JAMES M. VOSS | For | For | |||||||||||||||||||
3 | MARJORIE M. CONNELLY | For | For | |||||||||||||||||||
4 | JAMES A. NUSSLE | For | For | |||||||||||||||||||
2. | APPROVAL OF AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
4. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 21,700 | 0 | 12-May-2014 | 13-May-2014 | |||||||||||||||
NORTHERN OIL AND GAS INC. | ||||||||||||||||||||||
Security | 665531109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NOG | Meeting Date | 29-May-2014 | |||||||||||||||||||
ISIN | US6655311099 | Agenda | 933995271 - Management | |||||||||||||||||||
Record Date | 03-Apr-2014 | Holding Recon Date | 03-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL REGER | For | For | |||||||||||||||||||
2 | ROBERT GRABB | For | For | |||||||||||||||||||
3 | DELOS CY JAMISON | For | For | |||||||||||||||||||
4 | JACK KING | For | For | |||||||||||||||||||
5 | LISA BROMILEY | For | For | |||||||||||||||||||
6 | RICHARD WEBER | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 49,800 | 0 | 10-May-2014 | 11-May-2014 | |||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 03-Jun-2014 | |||||||||||||||||||
ISIN | US1924461023 | Agenda | 933989696 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE FIRST AMENDMENT TO THE COMPANY'S 2009 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 9,000 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
CABELA'S INCORPORATED | ||||||||||||||||||||||
Security | 126804301 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CAB | Meeting Date | 04-Jun-2014 | |||||||||||||||||||
ISIN | US1268043015 | Agenda | 933992605 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES W. CABELA | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN GOTTSCHALK | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DENNIS HIGHBY | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: REUBEN MARK | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DONNA M. MILROD | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 9,800 | 0 | 15-May-2014 | 16-May-2014 | |||||||||||||||
CONCHO RESOURCES INC | ||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US20605P1012 | Agenda | 933992388 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | TIMOTHY A. LEACH | For | For | |||||||||||||||||||
2 | WILLIAM H. EASTER III | For | For | |||||||||||||||||||
3 | JOHN P. SURMA | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 8,000 | 0 | 16-May-2014 | 16-May-2014 | |||||||||||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | ||||||||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US90384S3031 | Agenda | 933995156 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARY N. DILLON | For | For | |||||||||||||||||||
2 | DENNIS K. ECK | For | For | |||||||||||||||||||
3 | CHARLES J. PHILIPPIN | For | For | |||||||||||||||||||
4 | VANESSA A. WITTMAN | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2014, ENDING JANUARY 31, 2015 | Management | For | For | ||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 5,450 | 0 | 16-May-2014 | 17-May-2014 | |||||||||||||||
STIFEL FINANCIAL CORP. | ||||||||||||||||||||||
Security | 860630102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SF | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | US8606301021 | Agenda | 934002902 - Management | |||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. BEDA | For | For | |||||||||||||||||||
2 | FREDRICK O. HANSER | For | For | |||||||||||||||||||
3 | RONALD J. KRUSZEWSKI | For | For | |||||||||||||||||||
4 | THOMAS P. MULROY | For | For | |||||||||||||||||||
5 | THOMAS W. WEISEL | For | For | |||||||||||||||||||
6 | KELVIN R. WESTBROOK | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 15,000 | 0 | 21-May-2014 | 21-May-2014 | |||||||||||||||
MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||||
Security | 587200106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MENT | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | US5872001061 | Agenda | 934017927 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEITH L. BARNES | For | For | |||||||||||||||||||
2 | SIR PETER L. BONFIELD | For | For | |||||||||||||||||||
3 | GREGORY K. HINCKLEY | For | For | |||||||||||||||||||
4 | J. DANIEL MCCRANIE | For | For | |||||||||||||||||||
5 | PATRICK B. MCMANUS | For | For | |||||||||||||||||||
6 | WALDEN C. RHINES | For | For | |||||||||||||||||||
7 | DAVID S. SCHECHTER | For | For | |||||||||||||||||||
8 | JEFFREY M. STAFEIL | For | For | |||||||||||||||||||
2. | SHAREHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1987 RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Shareholder | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Management | For | For | ||||||||||||||||||
6. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 39,400 | 0 | 21-May-2014 | 22-May-2014 | |||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||||||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AMG | Meeting Date | 16-Jun-2014 | |||||||||||||||||||
ISIN | US0082521081 | Agenda | 934005477 - Management | |||||||||||||||||||
Record Date | 17-Apr-2014 | Holding Recon Date | 17-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NIALL FERGUSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SEAN M. HEALEY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM J. NUTT | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICK T. RYAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 4,650 | 0 | 13-Jun-2014 | 13-Jun-2014 | |||||||||||||||
CELGENE CORPORATION | ||||||||||||||||||||||
Security | 151020104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CELG | Meeting Date | 18-Jun-2014 | |||||||||||||||||||
ISIN | US1510201049 | Agenda | 934002837 - Management | |||||||||||||||||||
Record Date | 21-Apr-2014 | Holding Recon Date | 21-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT J. HUGIN | For | For | |||||||||||||||||||
2 | R.W. BARKER, D. PHIL. | For | For | |||||||||||||||||||
3 | MICHAEL D. CASEY | For | For | |||||||||||||||||||
4 | CARRIE S. COX | For | For | |||||||||||||||||||
5 | RODMAN L. DRAKE | For | For | |||||||||||||||||||
6 | M.A. FRIEDMAN, M.D. | For | For | |||||||||||||||||||
7 | GILLA KAPLAN, PH.D. | For | For | |||||||||||||||||||
8 | JAMES J. LOUGHLIN | For | For | |||||||||||||||||||
9 | ERNEST MARIO, PH.D. | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
6. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 4,350 | 0 | 06-Jun-2014 | 06-Jun-2014 | |||||||||||||||
IAC/INTERACTIVECORP | ||||||||||||||||||||||
Security | 44919P508 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IACI | Meeting Date | 18-Jun-2014 | |||||||||||||||||||
ISIN | US44919P5089 | Agenda | 934008790 - Management | |||||||||||||||||||
Record Date | 24-Apr-2014 | Holding Recon Date | 24-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | EDGAR BRONFMAN, JR. | For | For | |||||||||||||||||||
2 | CHELSEA CLINTON | For | For | |||||||||||||||||||
3 | SONALI DE RYCKER | For | For | |||||||||||||||||||
4 | BARRY DILLER | For | For | |||||||||||||||||||
5 | MICHAEL D. EISNER | For | For | |||||||||||||||||||
6 | VICTOR A. KAUFMAN | For | For | |||||||||||||||||||
7 | DONALD R. KEOUGH | For | For | |||||||||||||||||||
8 | BRYAN LOURD | For | For | |||||||||||||||||||
9 | DAVID ROSENBLATT | For | For | |||||||||||||||||||
10 | ALAN G. SPOON | For | For | |||||||||||||||||||
11 | A. VON FURSTENBERG | For | For | |||||||||||||||||||
12 | RICHARD F. ZANNINO | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 21,000 | 0 | 29-May-2014 | 29-May-2014 | |||||||||||||||
KODIAK OIL & GAS CORP. | ||||||||||||||||||||||
Security | 50015Q100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KOG | Meeting Date | 19-Jun-2014 | |||||||||||||||||||
ISIN | CA50015Q1000 | Agenda | 934012080 - Management | |||||||||||||||||||
Record Date | 29-Apr-2014 | Holding Recon Date | 29-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: LYNN A. PETERSON | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JAMES E. CATLIN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RODNEY D. KNUTSON | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: HERRICK K. LIDSTONE, JR. | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM J. KRYSIAK | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 50,000 | 0 | 29-May-2014 | 29-May-2014 | |||||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2014 | |||||||||||||||||||
ISIN | US91307C1027 | Agenda | 934011709 - Management | |||||||||||||||||||
Record Date | 30-Apr-2014 | Holding Recon Date | 30-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RAYMOND DWEK | For | For | |||||||||||||||||||
2 | ROGER JEFFS | For | For | |||||||||||||||||||
3 | CHRISTOPHER PATUSKY | For | For | |||||||||||||||||||
4 | TOMMY THOMPSON | For | For | |||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE UNITED THERAPEUTICS CORPORATION SECTION 162(M) BONUS PLAN. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14071 | Tributary BALANCED FUND | P 14071 | JPMORGAN | 14,000 | 0 | 23-Jun-2014 | 23-Jun-2014 |
Tributary Core Equity Fund
Vote Summary | ||||||||||||||||||||||
MCKESSON CORPORATION | ||||||||||||||||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MCK | Meeting Date | 31-Jul-2013 | |||||||||||||||||||
ISIN | US58155Q1031 | Agenda | 933853738 - Management | |||||||||||||||||||
Record Date | 03-Jun-2013 | Holding Recon Date | 03-Jun-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | APPROVAL OF 2013 STOCK PLAN. | Management | Against | Against | ||||||||||||||||||
5. | APPROVAL OF AMENDMENT TO 2000 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||
6. | APPROVAL OF AMENDMENTS TO BY-LAWS TO PROVIDE FOR A STOCKHOLDER RIGHT TO CALL SPECIAL MEETINGS. | Management | For | For | ||||||||||||||||||
7. | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF STOCKHOLDERS. | Shareholder | For | Against | ||||||||||||||||||
8. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | For | Against | ||||||||||||||||||
9. | STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION UNTIL REACHING NORMAL RETIREMENT AGE OR TERMINATING EMPLOYMENT. | Shareholder | Against | For | ||||||||||||||||||
10. | STOCKHOLDER PROPOSAL ON COMPENSATION CLAWBACK POLICY. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 25,000 | 0 | 17-Jul-2013 | 17-Jul-2013 | |||||||||||||||
MEDTRONIC, INC. | ||||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | |||||||||||||||||||
ISIN | US5850551061 | Agenda | 933856291 - Management | |||||||||||||||||||
Record Date | 01-Jul-2013 | Holding Recon Date | 01-Jul-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD H. ANDERSON | For | For | |||||||||||||||||||
2 | SCOTT C. DONNELLY | For | For | |||||||||||||||||||
3 | VICTOR J. DZAU, M.D. | For | For | |||||||||||||||||||
4 | OMAR ISHRAK | For | For | |||||||||||||||||||
5 | SHIRLEY ANN JACKSON PHD | For | For | |||||||||||||||||||
6 | MICHAEL O. LEAVITT | For | For | |||||||||||||||||||
7 | JAMES T. LENEHAN | For | For | |||||||||||||||||||
8 | DENISE M. O'LEARY | For | For | |||||||||||||||||||
9 | KENDALL J. POWELL | For | For | |||||||||||||||||||
10 | ROBERT C. POZEN | For | For | |||||||||||||||||||
11 | PREETHA REDDY | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A "SAY-ON-PAY" VOTE). | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||||||||||||||
6. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||||||||||||
7. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||||||||||||
8. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | ||||||||||||||||||
9. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE THE "FAIR PRICE PROVISION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 92,400 | 0 | 02-Aug-2013 | 02-Aug-2013 | |||||||||||||||
NIKE, INC. | ||||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 19-Sep-2013 | |||||||||||||||||||
ISIN | US6541061031 | Agenda | 933862078 - Management | |||||||||||||||||||
Record Date | 19-Jul-2013 | Holding Recon Date | 19-Jul-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Sep-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||||||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||||||||||||
3 | PHYLLIS M. WISE | For | For | |||||||||||||||||||
2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14072 | TRIBUTARY CORE EQUITY | P 14072 | JPMORGAN | 55,000 | 0 | 01-Sep-2013 | 01-Sep-2013 |
Tributary Growth Opportunities Fund
Vote Summary | ||||||||||||||||||||||
PIER 1 IMPORTS, INC. | ||||||||||||||||||||||
Security | 720279108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PIR | Meeting Date | 02-Jul-2013 | |||||||||||||||||||
ISIN | US7202791080 | Agenda | 933827810 - Management | |||||||||||||||||||
Record Date | 03-May-2013 | Holding Recon Date | 03-May-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: CHERYL A. BACHELDER | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOHN H. BURGOYNE | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: ALEXANDER W. SMITH | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: CECE SMITH | Management | For | For | ||||||||||||||||||
2. | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF PIER 1 IMPORTS' NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE PROXY STATEMENT UNDER THE CAPTION "EXECUTIVE COMPENSATION." | Management | For | For | ||||||||||||||||||
3. | THE RATIFICATION OF THE AUDIT COMMITTEE'S ENGAGEMENT OF ERNST & YOUNG LLP AS PIER 1 IMPORTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 91,000 | 0 | 14-Jun-2013 | 14-Jun-2013 | |||||||||||||||
BIO-REFERENCE LABORATORIES, INC. | ||||||||||||||||||||||
Security | 09057G602 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRLI | Meeting Date | 11-Jul-2013 | |||||||||||||||||||
ISIN | US09057G6026 | Agenda | 933839168 - Management | |||||||||||||||||||
Record Date | 23-May-2013 | Holding Recon Date | 23-May-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARC D. GRODMAN, M.D. | For | For | |||||||||||||||||||
2 | HOWARD DUBINETT | For | For | |||||||||||||||||||
2. | RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S THREE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT RELATING TO THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 61,000 | 0 | 20-Jun-2013 | 20-Jun-2013 | |||||||||||||||
TRIUMPH GROUP, INC. | ||||||||||||||||||||||
Security | 896818101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TGI | Meeting Date | 18-Jul-2013 | |||||||||||||||||||
ISIN | US8968181011 | Agenda | 933849361 - Management | |||||||||||||||||||
Record Date | 31-May-2013 | Holding Recon Date | 31-May-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PAUL BOURGON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ELMER L. DOTY | Management | Against | Against | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN G. DROSDICK | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RALPH E. EBERHART | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JEFFRY D. FRISBY | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD C. GOZON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD C. ILL | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM L. MANSFIELD | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ADAM J. PALMER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOSEPH M. SILVESTRI | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: GEORGE SIMPSON | Management | For | For | ||||||||||||||||||
2. | APPROVAL, BY ADVISORY VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE-BASED AWARDS FOR EXECUTIVE OFFICERS UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLANS FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE 2013 EQUITY AND CASH INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | APPROVAL OF THE 2013 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||
6. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS TRIUMPH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 27-Jun-2013 | 27-Jun-2013 | |||||||||||||||
CA, INC. | ||||||||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CA | Meeting Date | 31-Jul-2013 | |||||||||||||||||||
ISIN | US12673P1057 | Agenda | 933849880 - Management | |||||||||||||||||||
Record Date | 06-Jun-2013 | Holding Recon Date | 06-Jun-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GARY J. FERNANDES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | ||||||||||||||||||
2. | TO RATIFY APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 90,000 | 0 | 11-Jul-2013 | 11-Jul-2013 | |||||||||||||||
HOME BANCSHARES, INC. | ||||||||||||||||||||||
Security | 436893200 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | HOMB | Meeting Date | 23-Oct-2013 | |||||||||||||||||||
ISIN | US4368932004 | Agenda | 933883147 - Management | |||||||||||||||||||
Record Date | 26-Sep-2013 | Holding Recon Date | 26-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
01 | APPROVAL OF THE ISSUANCE OF SHARES OF COMPANY COMMON STOCK IN THE MERGER OF A TO-BE-FORMED WHOLLY OWNED SUBSIDIARY OF THE COMPANY WITH AND INTO LIBERTY BANCSHARES, INC., AN ARKANSAS CORPORATION ("LIBERTY"), WHICH WILL RESULT IN LIBERTY BECOMING A WHOLLY OWNED SUBSIDIARY OF THE COMPANY. | Management | For | For | ||||||||||||||||||
02 | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE COMPANY'S SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE ISSUANCE OF COMPANY COMMON STOCK IN THE MERGER. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 50,000 | 0 | 08-Oct-2013 | 08-Oct-2013 | |||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 29-Oct-2013 | |||||||||||||||||||
ISIN | US03820C1053 | Agenda | 933878831 - Management | |||||||||||||||||||
Record Date | 30-Aug-2013 | Holding Recon Date | 30-Aug-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | L. THOMAS HILTZ | For | For | |||||||||||||||||||
2 | EDITH KELLY-GREEN | For | For | |||||||||||||||||||
3 | DAN P. KOMNENOVICH | For | For | |||||||||||||||||||
2. | SAY ON PAY - TO APPROVE, THROUGH A NONBINDING ADVISORY VOTE, THE COMPENSATION OF APPLIED'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 53,000 | 0 | 08-Oct-2013 | 08-Oct-2013 | |||||||||||||||
BRINKER INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 109641100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EAT | Meeting Date | 07-Nov-2013 | |||||||||||||||||||
ISIN | US1096411004 | Agenda | 933880622 - Management | |||||||||||||||||||
Record Date | 09-Sep-2013 | Holding Recon Date | 09-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH M. DEPINTO | For | For | |||||||||||||||||||
2 | HARRIET EDELMAN | For | For | |||||||||||||||||||
3 | MICHAEL A. GEORGE | For | For | |||||||||||||||||||
4 | WILLIAM T. GILES | For | For | |||||||||||||||||||
5 | GERARDO I. LOPEZ | For | For | |||||||||||||||||||
6 | JON L. LUTHER | For | For | |||||||||||||||||||
7 | JOHN W. MIMS | For | For | |||||||||||||||||||
8 | GEORGE R. MRKONIC | For | For | |||||||||||||||||||
9 | ROSENDO G. PARRA | For | For | |||||||||||||||||||
10 | WYMAN T. ROBERTS | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL 2014 YEAR. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | TO AMEND THE COMPANY'S STOCK OPTION AND INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 32,000 | 0 | 16-Oct-2013 | 16-Oct-2013 | |||||||||||||||
COACH, INC. | ||||||||||||||||||||||
Security | 189754104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COH | Meeting Date | 07-Nov-2013 | |||||||||||||||||||
ISIN | US1897541041 | Agenda | 933881446 - Management | |||||||||||||||||||
Record Date | 09-Sep-2013 | Holding Recon Date | 09-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LEW FRANKFORT | For | For | |||||||||||||||||||
2 | SUSAN KROPF | For | For | |||||||||||||||||||
3 | GARY LOVEMAN | For | For | |||||||||||||||||||
4 | VICTOR LUIS | For | For | |||||||||||||||||||
5 | IVAN MENEZES | For | For | |||||||||||||||||||
6 | IRENE MILLER | For | For | |||||||||||||||||||
7 | MICHAEL MURPHY | For | For | |||||||||||||||||||
8 | STEPHANIE TILENIUS | For | For | |||||||||||||||||||
9 | JIDE ZEITLIN | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE COACH, INC. 2013 PERFORMANCE-BASED ANNUAL INCENTIVE PLAN | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,000 | 0 | 25-Oct-2013 | 25-Oct-2013 | |||||||||||||||
JACK HENRY & ASSOCIATES, INC. | ||||||||||||||||||||||
Security | 426281101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JKHY | Meeting Date | 13-Nov-2013 | |||||||||||||||||||
ISIN | US4262811015 | Agenda | 933881078 - Management | |||||||||||||||||||
Record Date | 19-Sep-2013 | Holding Recon Date | 19-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | M. FLANIGAN | For | For | |||||||||||||||||||
2 | W. BROWN | For | For | |||||||||||||||||||
3 | M. SHEPARD | For | For | |||||||||||||||||||
4 | J. PRIM | For | For | |||||||||||||||||||
5 | T. WILSON | For | For | |||||||||||||||||||
6 | J. FIEGEL | For | For | |||||||||||||||||||
7 | T. WIMSETT | For | For | |||||||||||||||||||
8 | L. KELLY | For | For | |||||||||||||||||||
2. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 27,600 | 0 | 23-Oct-2013 | 23-Oct-2013 | |||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BR | Meeting Date | 14-Nov-2013 | |||||||||||||||||||
ISIN | US11133T1034 | Agenda | 933883515 - Management | |||||||||||||||||||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. DALY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: SANDRA S. JAFFEE | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STUART R. LEVINE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ALAN J. WEBER | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE BROADRIDGE 2007 OMNIBUS AWARD PLAN. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 50,000 | 0 | 29-Oct-2013 | 29-Oct-2013 | |||||||||||||||
OSI SYSTEMS, INC. | ||||||||||||||||||||||
Security | 671044105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OSIS | Meeting Date | 03-Dec-2013 | |||||||||||||||||||
ISIN | US6710441055 | Agenda | 933887462 - Management | |||||||||||||||||||
Record Date | 08-Oct-2013 | Holding Recon Date | 08-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DEEPAK CHOPRA | For | For | |||||||||||||||||||
2 | AJAY MEHRA | For | For | |||||||||||||||||||
3 | STEVEN C. GOOD | For | For | |||||||||||||||||||
4 | MEYER LUSKIN | For | For | |||||||||||||||||||
5 | DAVID T. FEINBERG | For | For | |||||||||||||||||||
6 | WILLIAM F. BALLHAUS | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION FOR THE FISCAL YEAR ENDED JUNE 30, 2013. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 27,000 | 0 | 12-Nov-2013 | 12-Nov-2013 | |||||||||||||||
BALLY TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 05874B107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BYI | Meeting Date | 05-Dec-2013 | |||||||||||||||||||
ISIN | US05874B1070 | Agenda | 933892817 - Management | |||||||||||||||||||
Record Date | 07-Oct-2013 | Holding Recon Date | 07-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HADDRILL | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOSEPHINE LINDEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RAMESH SRINIVASAN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2010 LONG TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 2,300,000 SHARES. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 350,000 SHARES. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 24,000 | 0 | 20-Nov-2013 | 20-Nov-2013 | |||||||||||||||
PALL CORPORATION | ||||||||||||||||||||||
Security | 696429307 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PLL | Meeting Date | 11-Dec-2013 | |||||||||||||||||||
ISIN | US6964293079 | Agenda | 933890712 - Management | |||||||||||||||||||
Record Date | 14-Oct-2013 | Holding Recon Date | 14-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A | ELECTION OF DIRECTOR: AMY E. ALVING | Management | For | For | ||||||||||||||||||
1B | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | ||||||||||||||||||
1C | ELECTION OF DIRECTOR: MARK E. GOLDSTEIN | Management | For | For | ||||||||||||||||||
1D | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | ||||||||||||||||||
1E | ELECTION OF DIRECTOR: RONALD L. HOFFMAN | Management | For | For | ||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY | Management | For | For | ||||||||||||||||||
1G | ELECTION OF DIRECTOR: DENNIS N. LONGSTREET | Management | For | For | ||||||||||||||||||
1H | ELECTION OF DIRECTOR: B. CRAIG OWENS | Management | For | For | ||||||||||||||||||
1I | ELECTION OF DIRECTOR: KATHARINE L. PLOURDE | Management | For | For | ||||||||||||||||||
1J | ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI | Management | For | For | ||||||||||||||||||
1K | ELECTION OF DIRECTOR: BRET W. WISE | Management | For | For | ||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 31,000 | 0 | 23-Nov-2013 | 24-Nov-2013 | |||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | ||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 17-Dec-2013 | |||||||||||||||||||
ISIN | US3030751057 | Agenda | 933890469 - Management | |||||||||||||||||||
Record Date | 21-Oct-2013 | Holding Recon Date | 21-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH E. LAIRD, JR. | For | For | |||||||||||||||||||
2 | JAMES J. MCGONIGLE | For | For | |||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS FACTSET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For | ||||||||||||||||||
3 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4 | TO APPROVE AN AMENDMENT TO THE COMPANY'S BY-LAWS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,000 | 0 | 28-Nov-2013 | 28-Nov-2013 | |||||||||||||||
PRICESMART, INC | ||||||||||||||||||||||
Security | 741511109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PSMT | Meeting Date | 22-Jan-2014 | |||||||||||||||||||
ISIN | US7415111092 | Agenda | 933906503 - Management | |||||||||||||||||||
Record Date | 29-Nov-2013 | Holding Recon Date | 29-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SHERRY S. BAHRAMBEYGUI | For | For | |||||||||||||||||||
2 | GONZALO BARRUTIETA | For | For | |||||||||||||||||||
3 | KATHERINE L. HENSLEY | For | For | |||||||||||||||||||
4 | LEON C. JANKS | For | For | |||||||||||||||||||
5 | JOSE LUIS LAPARTE | For | For | |||||||||||||||||||
6 | MITCHELL G. LYNN | For | For | |||||||||||||||||||
7 | ROBERT E. PRICE | For | For | |||||||||||||||||||
8 | EDGAR ZURCHER | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 22,251 | 0 | 01-Jan-2014 | 02-Jan-2014 | |||||||||||||||
WOODWARD, INC. | ||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 22-Jan-2014 | |||||||||||||||||||
ISIN | US9807451037 | Agenda | 933909092 - Management | |||||||||||||||||||
Record Date | 25-Nov-2013 | Holding Recon Date | 25-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARY L. PETROVICH | For | For | |||||||||||||||||||
2 | LARRY E. RITTENBERG | For | For | |||||||||||||||||||
3 | PAUL DONOVAN | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL REGARDING THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 56,622 | 0 | 31-Dec-2013 | 01-Jan-2014 | |||||||||||||||
CAESARSTONE SDOT-YAM LTD. | ||||||||||||||||||||||
Security | M20598104 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | CSTE | Meeting Date | 21-Feb-2014 | |||||||||||||||||||
ISIN | IL0011259137 | Agenda | 933916908 - Management | |||||||||||||||||||
Record Date | 13-Jan-2014 | Holding Recon Date | 13-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE THE ELECTION OF MR. AVNER NAVEH, TO SERVE AS A DIRECTOR OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, IN COMPLIANCE WITH THE REQUIREMENTS OF THE COMPANIES LAW, THE COMPENSATION POLICY FOR THE COMPANY'S OFFICE HOLDERS, IN THE FORM ATTACHED AS ANNEX A TO THE PROXY STATEMENT, AND AS PREVIOUSLY APPROVED BY THE BOARD AND THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
2.A | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE APPROVAL OF THE PROPOSAL (AS SUCH TERMS ARE DEFINED IN THE COMPANIES LAW)? MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | |||||||||||||||||||
3. | TO APPROVE THE COMPENSATION TERMS OF MR. AVNER NAVEH AS DESCRIBED IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||
3.A | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE APPROVAL OF THE PROPOSAL (AS SUCH TERMS ARE DEFINED IN THE COMPANIES LAW)? MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | |||||||||||||||||||
4. | TO APPROVE, PURSUANT TO THE COMPANIES LAW AND THE COMPANY'S ARTICLES OF ASSOCIATION, THE AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION AS SHOWN IN THE PROXY STATEMENT | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 54,635 | 0 | 11-Feb-2014 | 11-Feb-2014 | |||||||||||||||
ADOBE SYSTEMS INCORPORATED | ||||||||||||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ADBE | Meeting Date | 10-Apr-2014 | |||||||||||||||||||
ISIN | US00724F1012 | Agenda | 933925921 - Management | |||||||||||||||||||
Record Date | 14-Feb-2014 | Holding Recon Date | 14-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 8.85 MILLION SHARES. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 28, 2014. | Management | For | For | ||||||||||||||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 52,649 | 0 | 15-Mar-2014 | 16-Mar-2014 | |||||||||||||||
H.B. FULLER COMPANY | ||||||||||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FUL | Meeting Date | 10-Apr-2014 | |||||||||||||||||||
ISIN | US3596941068 | Agenda | 933926187 - Management | |||||||||||||||||||
Record Date | 12-Feb-2014 | Holding Recon Date | 12-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | J. MICHAEL LOSH | For | For | |||||||||||||||||||
2 | LEE R. MITAU | For | For | |||||||||||||||||||
3 | R. WILLIAM VAN SANT | For | For | |||||||||||||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 75,496 | 0 | 15-Mar-2014 | 15-Mar-2014 | |||||||||||||||
HOME BANCSHARES, INC. | ||||||||||||||||||||||
Security | 436893200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HOMB | Meeting Date | 17-Apr-2014 | |||||||||||||||||||
ISIN | US4368932004 | Agenda | 933935035 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN W. ALLISON | For | For | |||||||||||||||||||
2 | C. RANDALL SIMS | For | For | |||||||||||||||||||
3 | RANDY E. MAYOR | For | For | |||||||||||||||||||
4 | MILBURN ADAMS | For | For | |||||||||||||||||||
5 | ROBERT H. ADCOCK, JR. | For | For | |||||||||||||||||||
6 | RICHARD H. ASHLEY | For | For | |||||||||||||||||||
7 | DALE A. BRUNS | For | For | |||||||||||||||||||
8 | RICHARD A. BUCKHEIM | For | For | |||||||||||||||||||
9 | JACK E. ENGELKES | For | For | |||||||||||||||||||
10 | JAMES G. HINKLE | For | For | |||||||||||||||||||
11 | ALEX R. LIEBLONG | For | For | |||||||||||||||||||
2. | ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE NEXT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 49,668 | 0 | 14-Mar-2014 | 15-Mar-2014 | |||||||||||||||
HANESBRANDS INC. | ||||||||||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HBI | Meeting Date | 22-Apr-2014 | |||||||||||||||||||
ISIN | US4103451021 | Agenda | 933930617 - Management | |||||||||||||||||||
Record Date | 18-Feb-2014 | Holding Recon Date | 18-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BOBBY J. GRIFFIN | For | For | |||||||||||||||||||
2 | JAMES C. JOHNSON | For | For | |||||||||||||||||||
3 | JESSICA T. MATHEWS | For | For | |||||||||||||||||||
4 | ROBERT F. MORAN | For | For | |||||||||||||||||||
5 | J. PATRICK MULCAHY | For | For | |||||||||||||||||||
6 | RONALD L. NELSON | For | For | |||||||||||||||||||
7 | RICHARD A. NOLL | For | For | |||||||||||||||||||
8 | ANDREW J. SCHINDLER | For | For | |||||||||||||||||||
9 | ANN E. ZIEGLER | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2014 FISCAL YEAR | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 29,801 | 0 | 21-Mar-2014 | 21-Mar-2014 | |||||||||||||||
NOBLE ENERGY, INC. | ||||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 22-Apr-2014 | |||||||||||||||||||
ISIN | US6550441058 | Agenda | 933957803 - Management | |||||||||||||||||||
Record Date | 05-Mar-2014 | Holding Recon Date | 05-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EDWARD F. COX | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SCOTT D. URBAN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 35,761 | 0 | 02-Apr-2014 | 03-Apr-2014 | |||||||||||||||
POLARIS INDUSTRIES INC. | ||||||||||||||||||||||
Security | 731068102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PII | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US7310681025 | Agenda | 933930439 - Management | |||||||||||||||||||
Record Date | 27-Feb-2014 | Holding Recon Date | 27-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEVIN M. FARR | For | For | |||||||||||||||||||
2 | GARY E. HENDRICKSON | For | For | |||||||||||||||||||
3 | R.M. (MARK) SCHRECK | For | For | |||||||||||||||||||
4 | WILLIAM G. VAN DYKE | For | For | |||||||||||||||||||
2. | APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,914 | 0 | 28-Mar-2014 | 28-Mar-2014 | |||||||||||||||
SIGNATURE BANK | ||||||||||||||||||||||
Security | 82669G104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SBNY | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US82669G1040 | Agenda | 933934552 - Management | |||||||||||||||||||
Record Date | 06-Mar-2014 | Holding Recon Date | 06-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SCOTT A. SHAY | For | For | |||||||||||||||||||
2 | ALFRED B. DELBELLO | For | For | |||||||||||||||||||
3 | JOSEPH J. DEPAOLO | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,914 | 0 | 03-Apr-2014 | 04-Apr-2014 | |||||||||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||||||||||||
Security | 74144T108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TROW | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US74144T1088 | Agenda | 933936330 - Management | |||||||||||||||||||
Record Date | 21-Feb-2014 | Holding Recon Date | 21-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A) | ELECTION OF DIRECTOR: MARK S. BARTLETT | Management | For | For | ||||||||||||||||||
1B) | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | For | For | ||||||||||||||||||
1C) | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | ||||||||||||||||||
1D) | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | For | For | ||||||||||||||||||
1E) | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | Management | For | For | ||||||||||||||||||
1F) | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | For | For | ||||||||||||||||||
1G) | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | ||||||||||||||||||
1H) | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | ||||||||||||||||||
1I) | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | ||||||||||||||||||
1J) | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | For | For | ||||||||||||||||||
1K) | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | For | For | ||||||||||||||||||
1L) | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | For | For | ||||||||||||||||||
2) | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3) | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 20,000 | 0 | 29-Mar-2014 | 29-Mar-2014 | |||||||||||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||||||||||||
Security | 533900106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LECO | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US5339001068 | Agenda | 933944236 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID H. GUNNING | For | For | |||||||||||||||||||
2 | G. RUSSELL LINCOLN | For | For | |||||||||||||||||||
3 | CHRISTOPHER L. MAPES | For | For | |||||||||||||||||||
4 | PHILLIP J. MASON | For | For | |||||||||||||||||||
5 | HELLENE S. RUNTAGH | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 32,682 | 0 | 28-Mar-2014 | 29-Mar-2014 | |||||||||||||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||||||||||||
Security | 34964C106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FBHS | Meeting Date | 28-Apr-2014 | |||||||||||||||||||
ISIN | US34964C1062 | Agenda | 933934792 - Management | |||||||||||||||||||
Record Date | 27-Feb-2014 | Holding Recon Date | 27-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | For | For | ||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 40,800 | 0 | 02-Apr-2014 | 03-Apr-2014 | |||||||||||||||
FMC CORPORATION | ||||||||||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FMC | Meeting Date | 29-Apr-2014 | |||||||||||||||||||
ISIN | US3024913036 | Agenda | 933951469 - Management | |||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: K'LYNNE JOHNSON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM H. POWELL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 31,788 | 0 | 05-Apr-2014 | 06-Apr-2014 | |||||||||||||||
HERBALIFE LTD. | ||||||||||||||||||||||
Security | G4412G101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HLF | Meeting Date | 29-Apr-2014 | |||||||||||||||||||
ISIN | KYG4412G1010 | Agenda | 933959984 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL O. JOHNSON | For | For | |||||||||||||||||||
2 | JOHN TARTOL | For | For | |||||||||||||||||||
3 | HUNTER C. GARY | For | For | |||||||||||||||||||
4 | JESSE A. LYNN | For | For | |||||||||||||||||||
5 | JAMES L. NELSON | For | For | |||||||||||||||||||
2. | VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | VOTE TO ADOPT THE HERBALIFE LTD. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 47,682 | 0 | 09-Apr-2014 | 10-Apr-2014 | |||||||||||||||
BORGWARNER INC. | ||||||||||||||||||||||
Security | 099724106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | |||||||||||||||||||
ISIN | US0997241064 | Agenda | 933941773 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | ||||||||||||||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | ||||||||||||||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 45,894 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CHD | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US1713401024 | Agenda | 933937318 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES R. CRAIGIE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT D. LEBLANC | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JANET S. VERGIS | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,000 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
DOVER CORPORATION | ||||||||||||||||||||||
Security | 260003108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DOV | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US2600031080 | Agenda | 933940721 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: R.W. CREMIN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J-P.M. ERGAS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: P.T. FRANCIS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: K.C. GRAHAM | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: M.F. JOHNSTON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R.A. LIVINGSTON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: R.K. LOCHRIDGE | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: B.G. RETHORE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: M.B. STUBBS | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: S.M. TODD | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: S.K. WAGNER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: M.A. WINSTON | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
5. | TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
6. | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
8. | TO APPROVE AN AMENDMENT TO OUR BY- LAWS TO PERMIT SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 32,494 | 0 | 10-Apr-2014 | 10-Apr-2014 | |||||||||||||||
EASTMAN CHEMICAL COMPANY | ||||||||||||||||||||||
Security | 277432100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EMN | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US2774321002 | Agenda | 933950140 - Management | |||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GARY E. ANDERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JAMES P. ROGERS | Management | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 30,794 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
P.H. GLATFELTER COMPANY | ||||||||||||||||||||||
Security | 377316104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GLT | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US3773161043 | Agenda | 933958401 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KATHLEEN A. DAHLBERG | For | For | |||||||||||||||||||
2 | NICHOLAS DEBENEDICTIS | For | For | |||||||||||||||||||
3 | KEVIN M. FOGARTY | For | For | |||||||||||||||||||
4 | J. ROBERT HALL | For | For | |||||||||||||||||||
5 | RICHARD C. ILL | For | For | |||||||||||||||||||
6 | RONALD J. NAPLES | For | For | |||||||||||||||||||
7 | DANTE C. PARRINI | For | For | |||||||||||||||||||
8 | RICHARD L. SMOOT | For | For | |||||||||||||||||||
9 | LEE C. STEWART | For | For | |||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AND PAY PRACTICES. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 100,000 | 0 | 08-Apr-2014 | 09-Apr-2014 | |||||||||||||||
TELEFLEX INCORPORATED | ||||||||||||||||||||||
Security | 879369106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TFX | Meeting Date | 02-May-2014 | |||||||||||||||||||
ISIN | US8793691069 | Agenda | 933955544 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GEORGE BABICH, JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. COOK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHEN K. KLASKO | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: BENSON F. SMITH | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE TELEFLEX INCORPORATED 2014 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 23,841 | 0 | 09-Apr-2014 | 09-Apr-2014 | |||||||||||||||
SIGMA-ALDRICH CORPORATION | ||||||||||||||||||||||
Security | 826552101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SIAL | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US8265521018 | Agenda | 933937128 - Management | |||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE M. CHURCH | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL L. MARBERRY | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: AVI M. NASH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STEVEN M. PAUL | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: D. DEAN SPATZ | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARRETT A. TOAN | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $1.00 PER SHARE, TO 450,000,000 | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO PROVIDE AUTHORITY TO ISSUE PREFERRED STOCK | Management | For | For | ||||||||||||||||||
5. | APPROVAL OF THE SIGMA-ALDRICH CORPORATION 2014 LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||||||||||||||
6. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 9,934 | 0 | 16-Apr-2014 | 17-Apr-2014 | |||||||||||||||
STURM, RUGER & COMPANY, INC. | ||||||||||||||||||||||
Security | 864159108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RGR | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US8641591081 | Agenda | 933944351 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | C. MICHAEL JACOBI | For | For | |||||||||||||||||||
2 | JOHN A. COSENTINO, JR. | For | For | |||||||||||||||||||
3 | AMIR P. ROSENTHAL | For | For | |||||||||||||||||||
4 | RONALD C. WHITAKER | For | For | |||||||||||||||||||
5 | PHILLIP C. WIDMAN | For | For | |||||||||||||||||||
6 | MICHAEL O. FIFER | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 42,000 | 0 | 11-Apr-2014 | 12-Apr-2014 | |||||||||||||||
CADENCE DESIGN SYSTEMS, INC. | ||||||||||||||||||||||
Security | 127387108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CDNS | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US1273871087 | Agenda | 933949527 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DR. JAMES D. PLUMMER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DR. ALBERTO SANGIOVANNI-VINCENTELLI | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DR. JOHN B. SHOVEN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROGER S. SIBONI | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: YOUNG K. SOHN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE OMNIBUS EQUITY INCENTIVE PLAN, WHICH CONSOLIDATES THE AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN INTO THE AMENDED AND RESTATED 1987 STOCK INCENTIVE PLAN. | Management | For | �� | For | |||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 160,330 | 0 | 14-Apr-2014 | 14-Apr-2014 | |||||||||||||||
THE MIDDLEBY CORPORATION | ||||||||||||||||||||||
Security | 596278101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MIDD | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US5962781010 | Agenda | 933954150 - Management | |||||||||||||||||||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: SARAH PALISI CHAPIN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT B. LAMB | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: JOHN R. MILLER III | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: GORDON O'BRIEN | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: SABIN C. STREETER | Management | For | For | ||||||||||||||||||
2 | APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Management | Against | Against | ||||||||||||||||||
3 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 47,500,000 TO 95,000,000. | Management | Against | Against | ||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,689 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
SNYDER'S-LANCE, INC. | ||||||||||||||||||||||
Security | 833551104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LNCE | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US8335511049 | Agenda | 933958590 - Management | |||||||||||||||||||
Record Date | 06-Mar-2014 | Holding Recon Date | 06-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | C. PETER CARLUCCI, JR. | For | For | |||||||||||||||||||
2 | JAMES W. JOHNSTON | For | For | |||||||||||||||||||
3 | W.J. PREZZANO | For | For | |||||||||||||||||||
4 | PATRICIA A. WAREHIME | For | For | |||||||||||||||||||
2. | HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVE THE SNYDER'S-LANCE, INC. 2014 DIRECTOR STOCK PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVE AN AMENDMENT TO BYLAWS TO CHANGE THE NUMBER OF MEMBERS OF OUR BOARD OF DIRECTORS TO A MINIMUM OF 7 AND A MAXIMUM OF 13. | Management | For | For | ||||||||||||||||||
5. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 57,019 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
NORDSTROM, INC. | ||||||||||||||||||||||
Security | 655664100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JWN | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US6556641008 | Agenda | 933944185 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHELLE M. EBANKS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BLAKE W. NORDSTROM | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ERIK B. NORDSTROM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PETER E. NORDSTROM | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: B. KEVIN TURNER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ALISON A. WINTER | Management | For | For | ||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3 | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 18,801 | 0 | 15-Apr-2014 | 15-Apr-2014 | |||||||||||||||
STANDARD PACIFIC CORP. | ||||||||||||||||||||||
Security | 85375C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SPF | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US85375C1018 | Agenda | 933946076 - Management | |||||||||||||||||||
Record Date | 12-Mar-2014 | Holding Recon Date | 12-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. CHOATE | For | For | |||||||||||||||||||
2 | RONALD R. FOELL | For | For | |||||||||||||||||||
3 | DOUGLAS C. JACOBS | For | For | |||||||||||||||||||
4 | DAVID J. MATLIN | For | For | |||||||||||||||||||
5 | JOHN R. PESHKIN | For | For | |||||||||||||||||||
6 | PETER SCHOELS | For | For | |||||||||||||||||||
7 | SCOTT D. STOWELL | For | For | |||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||||||||||||||||
4 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (COMMONLY REFERRED TO AS "SAY ON PAY"). | Management | For | For | ||||||||||||||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE "SAY ON PAY" ADVISORY VOTES. | Management | 1 Year | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 301,488 | 0 | 17-Apr-2014 | 17-Apr-2014 | |||||||||||||||
PULTEGROUP, INC. | ||||||||||||||||||||||
Security | 745867101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PHM | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US7458671010 | Agenda | 933950049 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRIAN P. ANDERSON | For | For | |||||||||||||||||||
2 | BRYCE BLAIR | For | For | |||||||||||||||||||
3 | RICHARD J. DUGAS, JR. | For | For | |||||||||||||||||||
4 | THOMAS J. FOLLIARD | For | For | |||||||||||||||||||
5 | CHERYL W. GRISE | For | For | |||||||||||||||||||
6 | ANDRE J. HAWAUX | For | For | |||||||||||||||||||
7 | DEBRA J. KELLY-ENNIS | For | For | |||||||||||||||||||
8 | PATRICK J. O'LEARY | For | For | |||||||||||||||||||
9 | JAMES J. POSTL | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY, VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | ||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL REGARDING THE USE OF PERFORMANCE-BASED OPTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 99,337 | 0 | 21-Apr-2014 | 21-Apr-2014 | |||||||||||||||
HUB GROUP, INC. | ||||||||||||||||||||||
Security | 443320106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HUBG | Meeting Date | 09-May-2014 | |||||||||||||||||||
ISIN | US4433201062 | Agenda | 933955936 - Management | |||||||||||||||||||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID P. YEAGER | For | For | |||||||||||||||||||
2 | MARK A. YEAGER | For | For | |||||||||||||||||||
3 | GARY D. EPPEN | For | For | |||||||||||||||||||
4 | CHARLES R. REAVES | For | For | |||||||||||||||||||
5 | MARTIN P. SLARK | For | For | |||||||||||||||||||
6 | JONATHAN P. WARD | �� | For | For | ||||||||||||||||||
2. | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 43,708 | 0 | 18-Apr-2014 | 18-Apr-2014 | |||||||||||||||
CUMMINS INC. | ||||||||||||||||||||||
Security | 231021106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMI | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US2310211063 | Agenda | 933949349 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | Management | For | For | ||||||||||||||||||
2) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | ||||||||||||||||||
3) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||||||||||||||||
4) | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | ||||||||||||||||||
5) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | ||||||||||||||||||
6) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | Management | For | For | ||||||||||||||||||
7) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | Management | For | For | ||||||||||||||||||
8) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | Management | For | For | ||||||||||||||||||
9) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
10) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2014. | Management | For | For | ||||||||||||||||||
11) | SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 18,500 | 0 | 23-Apr-2014 | 24-Apr-2014 | |||||||||||||||
CATAMARAN CORPORATION | ||||||||||||||||||||||
Security | 148887102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTRX | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | CA1488871023 | Agenda | 933958285 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK THIERER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PETER BENSEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN COSLER | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM DAVIS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: STEVEN EPSTEIN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: BETSY HOLDEN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KAREN KATEN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: HARRY KRAEMER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ANTHONY MASSO | Management | For | For | ||||||||||||||||||
2. | TO CONSIDER AND APPROVE THE AMENDMENT AND RESTATEMENT OF THE CATAMARAN CORPORATION INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | TO CONSIDER AND APPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE CATAMARAN CORPORATION THIRD AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY CIRCULAR AND PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
5. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION AND TERMS OF ENGAGEMENT. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 68,455 | 0 | 25-Apr-2014 | 25-Apr-2014 | |||||||||||||||
ZOETIS INC. | ||||||||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ZTS | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US98978V1035 | Agenda | 933959504 - Management | |||||||||||||||||||
Record Date | 19-Mar-2014 | Holding Recon Date | 19-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | ||||||||||||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 80,000 | 0 | 16-Apr-2014 | 16-Apr-2014 | |||||||||||||||
KNOWLES CORPORATION | ||||||||||||||||||||||
Security | 49926D109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KN | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US49926D1090 | Agenda | 933966206 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY S. NIEW | For | For | |||||||||||||||||||
2 | KEITH L. BARNES | For | For | |||||||||||||||||||
3 | RICHARD K. LOCHRIDGE | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 15,397 | 0 | 29-Apr-2014 | 29-Apr-2014 | |||||||||||||||
TENNECO INC. | ||||||||||||||||||||||
Security | 880349105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEN | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US8803491054 | Agenda | 933953920 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | ||||||||||||||||||
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | ||||||||||||||||||
3 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 59,602 | 0 | 23-Apr-2014 | 23-Apr-2014 | |||||||||||||||
AKAMAI TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US00971T1016 | Agenda | 933959439 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MONTE FORD | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: FREDERIC SALERNO | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: STEVEN SCOPELLITE | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
4. | TO VOTE ON A NON-BINDING SHAREHOLDER PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 29,801 | 0 | 29-Apr-2014 | 29-Apr-2014 | |||||||||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US8447411088 | Agenda | 933967967 - Management | |||||||||||||||||||
Record Date | 18-Mar-2014 | Holding Recon Date | 18-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: THOMAS M. NEALON | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 147,377 | 0 | 24-Apr-2014 | 25-Apr-2014 | |||||||||||||||
THE WHITEWAVE FOODS COMPANY | ||||||||||||||||||||||
Security | 966244105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WWAV | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US9662441057 | Agenda | 933952459 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For | ||||||||||||||||||
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 29,000 | 0 | 28-Apr-2014 | 28-Apr-2014 | |||||||||||||||
CREDIT ACCEPTANCE CORPORATION | ||||||||||||||||||||||
Security | 225310101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CACC | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US2253101016 | Agenda | 933956712 - Management | |||||||||||||||||||
Record Date | 20-Mar-2014 | Holding Recon Date | 20-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DONALD A. FOSS | For | For | |||||||||||||||||||
2 | GLENDA J. FLANAGAN | For | For | |||||||||||||||||||
3 | BRETT A. ROBERTS | For | For | |||||||||||||||||||
4 | THOMAS N. TRYFOROS | For | For | |||||||||||||||||||
5 | SCOTT J. VASSALLUZZO | For | For | |||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 20,998 | 0 | 25-Apr-2014 | 25-Apr-2014 | |||||||||||||||
WYNN RESORTS, LIMITED | ||||||||||||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WYNN | Meeting Date | 16-May-2014 | |||||||||||||||||||
ISIN | US9831341071 | Agenda | 933958970 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT J. MILLER | For | For | |||||||||||||||||||
2 | D. BOONE WAYSON | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE WYNN RESORTS, LIMITED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | TO RATIFY, ON AN ADVISORY BASIS, THE DIRECTOR QUALIFICATION BYLAW AMENDMENT. | Management | Against | Against | ||||||||||||||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 10,232 | 0 | 30-Apr-2014 | 30-Apr-2014 | |||||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OII | Meeting Date | 16-May-2014 | |||||||||||||||||||
ISIN | US6752321025 | Agenda | 933978100 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | T. JAY COLLINS | For | For | |||||||||||||||||||
2 | D. MICHAEL HUGHES | For | For | |||||||||||||||||||
2. | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 183,000,000 TO 363,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 180,000,000 TO 360,000,000. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 50,000 | 0 | 02-May-2014 | 03-May-2014 | |||||||||||||||
GENESEE & WYOMING INC. | ||||||||||||||||||||||
Security | 371559105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GWR | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US3715591059 | Agenda | 933970281 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MORTIMER B. FULLER III | For | For | |||||||||||||||||||
2 | JOHN C. HELLMANN | For | For | |||||||||||||||||||
3 | ROBERT M. MELZER | For | For | |||||||||||||||||||
2. | NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 19,867 | 0 | 01-May-2014 | 01-May-2014 | |||||||||||||||
FOOT LOCKER, INC. | ||||||||||||||||||||||
Security | 344849104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FL | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US3448491049 | Agenda | 933972273 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS DIPAOLO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MATTHEW M. MCKENNA | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEVEN OAKLAND | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE SECOND AMENDMENT AND RESTATEMENT OF THE FOOT LOCKER 2007 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 49,668 | 0 | 03-May-2014 | 04-May-2014 | |||||||||||||||
ROPER INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 776696106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ROP | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US7766961061 | Agenda | 933995459 - Management | |||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD F. WALLMAN | For | For | |||||||||||||||||||
2 | CHRISTOPHER WRIGHT | For | For | |||||||||||||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 12,616 | 0 | 03-May-2014 | 03-May-2014 | |||||||||||||||
CITRIX SYSTEMS, INC. | ||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 22-May-2014 | |||||||||||||||||||
ISIN | US1773761002 | Agenda | 933971461 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT D. DALEO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MURRAY J. DEMO | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ASIFF S. HIRJI | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN | Management | Against | Against | ||||||||||||||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 19,867 | 0 | 08-May-2014 | 09-May-2014 | |||||||||||||||
CERNER CORPORATION | ||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 23-May-2014 | |||||||||||||||||||
ISIN | US1567821046 | Agenda | 933972538 - Management | |||||||||||||||||||
Record Date | 26-Mar-2014 | Holding Recon Date | 26-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN C. DANFORTH | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 41,324 | 0 | 08-May-2014 | 08-May-2014 | |||||||||||||||
PDL BIOPHARMA, INC. | ||||||||||||||||||||||
Security | 69329Y104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PDLI | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US69329Y1047 | Agenda | 933976358 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID W. GRYSKA | For | For | |||||||||||||||||||
2 | PAUL W. SANDMAN | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4. | TO RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2005 EQUITY INCENTIVE PLAN FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 273,177 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
NEUSTAR, INC. | ||||||||||||||||||||||
Security | 64126X201 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NSR | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US64126X2018 | Agenda | 933980751 - Management | |||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOEL P. FRIEDMAN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARK N. GREENE | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS NEUSTAR, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED NEUSTAR, INC. CORPORATE BONUS PLAN (FKA THE 2009 PERFORMANCE ACHIEVEMENT AWARD PLAN). | Management | For | For | ||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 46,662 | 0 | 12-May-2014 | 13-May-2014 | |||||||||||||||
FISERV, INC. | ||||||||||||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FISV | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US3377381088 | Agenda | 933989797 - Management | |||||||||||||||||||
Record Date | 01-Apr-2014 | Holding Recon Date | 01-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHRISTOPHER M. FLINK | For | For | |||||||||||||||||||
2 | DENNIS F. LYNCH | For | For | |||||||||||||||||||
3 | DENIS J. O'LEARY | For | For | |||||||||||||||||||
4 | GLENN M. RENWICK | For | For | |||||||||||||||||||
5 | KIM M. ROBAK | For | For | |||||||||||||||||||
6 | DOYLE R. SIMONS | For | For | |||||||||||||||||||
7 | THOMAS C. WERTHEIMER | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2014. | Management | For | For | ||||||||||||||||||
4. | A SHAREHOLDER PROPOSAL RELATING TO CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 56,622 | 0 | 10-May-2014 | 10-May-2014 | |||||||||||||||
PORTFOLIO RECOVERY ASSOCIATES, INC. | ||||||||||||||||||||||
Security | 73640Q105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PRAA | Meeting Date | 29-May-2014 | |||||||||||||||||||
ISIN | US73640Q1058 | Agenda | 933975217 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SCOTT M. TABAKIN | For | For | |||||||||||||||||||
2 | JAMES M. VOSS | For | For | |||||||||||||||||||
3 | MARJORIE M. CONNELLY | For | For | |||||||||||||||||||
4 | JAMES A. NUSSLE | For | For | |||||||||||||||||||
2. | APPROVAL OF AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
4. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 59,602 | 0 | 12-May-2014 | 13-May-2014 | |||||||||||||||
NORTHERN OIL AND GAS INC. | ||||||||||||||||||||||
Security | 665531109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NOG | Meeting Date | 29-May-2014 | |||||||||||||||||||
ISIN | US6655311099 | Agenda | 933995271 - Management | |||||||||||||||||||
Record Date | 03-Apr-2014 | Holding Recon Date | 03-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL REGER | For | For | |||||||||||||||||||
2 | ROBERT GRABB | For | For | |||||||||||||||||||
3 | DELOS CY JAMISON | For | For | |||||||||||||||||||
4 | JACK KING | For | For | |||||||||||||||||||
5 | LISA BROMILEY | For | For | |||||||||||||||||||
6 | RICHARD WEBER | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 131,125 | 0 | 10-May-2014 | 11-May-2014 | |||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTSH | Meeting Date | 03-Jun-2014 | |||||||||||||||||||
ISIN | US1924461023 | Agenda | 933989696 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | For | For | ||||||||||||||||||
2. | APPROVAL OF THE FIRST AMENDMENT TO THE COMPANY'S 2009 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 85,430 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
CABELA'S INCORPORATED | ||||||||||||||||||||||
Security | 126804301 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CAB | Meeting Date | 04-Jun-2014 | |||||||||||||||||||
ISIN | US1268043015 | Agenda | 933992605 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES W. CABELA | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN GOTTSCHALK | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DENNIS HIGHBY | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: REUBEN MARK | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DONNA M. MILROD | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 41,722 | 0 | 15-May-2014 | 16-May-2014 | |||||||||||||||
CONCHO RESOURCES INC | ||||||||||||||||||||||
Security | 20605P101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CXO | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US20605P1012 | Agenda | 933992388 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | TIMOTHY A. LEACH | For | For | |||||||||||||||||||
2 | WILLIAM H. EASTER III | For | For | |||||||||||||||||||
3 | JOHN P. SURMA | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 25,033 | 0 | 16-May-2014 | 16-May-2014 | |||||||||||||||
ULTA SALON, COSMETICS & FRAGRANCE, INC | ||||||||||||||||||||||
Security | 90384S303 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ULTA | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US90384S3031 | Agenda | 933995156 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARY N. DILLON | For | For | |||||||||||||||||||
2 | DENNIS K. ECK | For | For | |||||||||||||||||||
3 | CHARLES J. PHILIPPIN | For | For | |||||||||||||||||||
4 | VANESSA A. WITTMAN | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2014, ENDING JANUARY 31, 2015 | Management | For | For | ||||||||||||||||||
3. | ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 11,920 | 0 | 16-May-2014 | 17-May-2014 | |||||||||||||||
STIFEL FINANCIAL CORP. | ||||||||||||||||||||||
Security | 860630102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SF | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | US8606301021 | Agenda | 934002902 - Management | |||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. BEDA | For | For | |||||||||||||||||||
2 | FREDRICK O. HANSER | For | For | |||||||||||||||||||
3 | RONALD J. KRUSZEWSKI | For | For | |||||||||||||||||||
4 | THOMAS P. MULROY | For | For | |||||||||||||||||||
5 | THOMAS W. WEISEL | For | For | |||||||||||||||||||
6 | KELVIN R. WESTBROOK | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 57,748 | 0 | 21-May-2014 | 21-May-2014 | |||||||||||||||
MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||||
Security | 587200106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MENT | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | US5872001061 | Agenda | 934017927 - Management | |||||||||||||||||||
Record Date | 07-Apr-2014 | Holding Recon Date | 07-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KEITH L. BARNES | For | For | |||||||||||||||||||
2 | SIR PETER L. BONFIELD | For | For | |||||||||||||||||||
3 | GREGORY K. HINCKLEY | For | For | |||||||||||||||||||
4 | J. DANIEL MCCRANIE | For | For | |||||||||||||||||||
5 | PATRICK B. MCMANUS | For | For | |||||||||||||||||||
6 | WALDEN C. RHINES | For | For | |||||||||||||||||||
7 | DAVID S. SCHECHTER | For | For | |||||||||||||||||||
8 | JEFFREY M. STAFEIL | For | For | |||||||||||||||||||
2. | SHAREHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1987 RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Shareholder | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Management | For | For | ||||||||||||||||||
6. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 99,337 | 0 | 21-May-2014 | 22-May-2014 | |||||||||||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||||||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AMG | Meeting Date | 16-Jun-2014 | |||||||||||||||||||
ISIN | US0082521081 | Agenda | 934005477 - Management | |||||||||||||||||||
Record Date | 17-Apr-2014 | Holding Recon Date | 17-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NIALL FERGUSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SEAN M. HEALEY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM J. NUTT | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICK T. RYAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 13,410 | 0 | 13-Jun-2014 | 13-Jun-2014 | |||||||||||||||
IAC/INTERACTIVECORP | ||||||||||||||||||||||
Security | 44919P508 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IACI | Meeting Date | 18-Jun-2014 | |||||||||||||||||||
ISIN | US44919P5089 | Agenda | 934008790 - Management | |||||||||||||||||||
Record Date | 24-Apr-2014 | Holding Recon Date | 24-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | EDGAR BRONFMAN, JR. | For | For | |||||||||||||||||||
2 | CHELSEA CLINTON | For | For | |||||||||||||||||||
3 | SONALI DE RYCKER | For | For | |||||||||||||||||||
4 | BARRY DILLER | For | For | |||||||||||||||||||
5 | MICHAEL D. EISNER | For | For | |||||||||||||||||||
6 | VICTOR A. KAUFMAN | For | For | |||||||||||||||||||
7 | DONALD R. KEOUGH | For | For | |||||||||||||||||||
8 | BRYAN LOURD | For | For | |||||||||||||||||||
9 | DAVID ROSENBLATT | For | For | |||||||||||||||||||
10 | ALAN G. SPOON | For | For | |||||||||||||||||||
11 | A. VON FURSTENBERG | For | For | |||||||||||||||||||
12 | RICHARD F. ZANNINO | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 50,620 | 0 | 29-May-2014 | 29-May-2014 | |||||||||||||||
KODIAK OIL & GAS CORP. | ||||||||||||||||||||||
Security | 50015Q100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KOG | Meeting Date | 19-Jun-2014 | |||||||||||||||||||
ISIN | CA50015Q1000 | Agenda | 934012080 - Management | |||||||||||||||||||
Record Date | 29-Apr-2014 | Holding Recon Date | 29-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: LYNN A. PETERSON | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JAMES E. CATLIN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RODNEY D. KNUTSON | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: HERRICK K. LIDSTONE, JR. | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM J. KRYSIAK | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 231,356 | 0 | 29-May-2014 | 29-May-2014 | |||||||||||||||
RITE AID CORPORATION | ||||||||||||||||||||||
Security | 767754104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RAD | Meeting Date | 19-Jun-2014 | |||||||||||||||||||
ISIN | US7677541044 | Agenda | 934026940 - Management | |||||||||||||||||||
Record Date | 28-Apr-2014 | Holding Recon Date | 28-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN T. STANDLEY | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: BRUCE G. BODAKEN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. JESSICK | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MYRTLE S. POTTER | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL N. REGAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARCY SYMS | Management | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4. | APPROVE THE ADOPTION OF THE RITE AID CORPORATION 2014 OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | CONSIDER A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 100,000 | 0 | 28-May-2014 | 28-May-2014 | |||||||||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UTHR | Meeting Date | 26-Jun-2014 | |||||||||||||||||||
ISIN | US91307C1027 | Agenda | 934011709 - Management | |||||||||||||||||||
Record Date | 30-Apr-2014 | Holding Recon Date | 30-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RAYMOND DWEK | For | For | |||||||||||||||||||
2 | ROGER JEFFS | For | For | |||||||||||||||||||
3 | CHRISTOPHER PATUSKY | For | For | |||||||||||||||||||
4 | TOMMY THOMPSON | For | For | |||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE UNITED THERAPEUTICS CORPORATION SECTION 162(M) BONUS PLAN. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14073 | TRIBUTARY GROWTH OPPS | P 14073 | JPMORGAN | 31,291 | 0 | 23-Jun-2014 | 23-Jun-2014 |
Tributary Large Cap Growth Fund
Vote Summary | ||||||||||||||||||||||
CA, INC. | ||||||||||||||||||||||
Security | 12673P105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CA | Meeting Date | 31-Jul-2013 | |||||||||||||||||||
ISIN | US12673P1057 | Agenda | 933849880 - Management | |||||||||||||||||||
Record Date | 06-Jun-2013 | Holding Recon Date | 06-Jun-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GARY J. FERNANDES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | ||||||||||||||||||
2. | TO RATIFY APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS AGREEMENT. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 39,000 | 0 | 11-Jul-2013 | 11-Jul-2013 | |||||||||||||||
FEDEX CORPORATION | ||||||||||||||||||||||
Security | 31428X106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2013 | |||||||||||||||||||
ISIN | US31428X1063 | Agenda | 933866608 - Management | |||||||||||||||||||
Record Date | 29-Jul-2013 | Holding Recon Date | 29-Jul-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Sep-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | ||||||||||||||||||
7. | STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL ("LIMIT ACCELERATED EXECUTIVE PAY"). | Shareholder | For | Against | ||||||||||||||||||
8. | STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | Shareholder | Against | For | ||||||||||||||||||
9. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | For | Against | ||||||||||||||||||
10. | STOCKHOLDER PROPOSAL REGARDING CONGRUENCY BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||||
11. | STOCKHOLDER PROPOSAL REGARDING VOTE COUNTING TO EXCLUDE ABSTENTIONS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 14,000 | 0 | 07-Sep-2013 | 07-Sep-2013 | |||||||||||||||
ORACLE CORPORATION | ||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 31-Oct-2013 | |||||||||||||||||||
ISIN | US68389X1054 | Agenda | 933878300 - Management | |||||||||||||||||||
Record Date | 03-Sep-2013 | Holding Recon Date | 03-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY S. BERG | For | For | |||||||||||||||||||
2 | H. RAYMOND BINGHAM | For | For | |||||||||||||||||||
3 | MICHAEL J. BOSKIN | For | For | |||||||||||||||||||
4 | SAFRA A. CATZ | For | For | |||||||||||||||||||
5 | BRUCE R. CHIZEN | For | For | |||||||||||||||||||
6 | GEORGE H. CONRADES | For | For | |||||||||||||||||||
7 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||||
9 | JEFFREY O. HENLEY | For | For | |||||||||||||||||||
10 | MARK V. HURD | For | For | |||||||||||||||||||
11 | NAOMI O. SELIGMAN | For | For | |||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` | Management | For | For | ||||||||||||||||||
3 | APPROVAL OF AMENDMENT TO THE LONG- TERM EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | ||||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | ||||||||||||||||||
8 | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | Shareholder | For | Against | ||||||||||||||||||
9 | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 39,000 | 0 | 29-Oct-2013 | 29-Oct-2013 | |||||||||||||||
COACH, INC. | ||||||||||||||||||||||
Security | 189754104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COH | Meeting Date | 07-Nov-2013 | |||||||||||||||||||
ISIN | US1897541041 | Agenda | 933881446 - Management | |||||||||||||||||||
Record Date | 09-Sep-2013 | Holding Recon Date | 09-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LEW FRANKFORT | For | For | |||||||||||||||||||
2 | SUSAN KROPF | For | For | |||||||||||||||||||
3 | GARY LOVEMAN | For | For | |||||||||||||||||||
4 | VICTOR LUIS | For | For | |||||||||||||||||||
5 | IVAN MENEZES | For | For | |||||||||||||||||||
6 | IRENE MILLER | For | For | |||||||||||||||||||
7 | MICHAEL MURPHY | For | For | |||||||||||||||||||
8 | STEPHANIE TILENIUS | For | For | |||||||||||||||||||
9 | JIDE ZEITLIN | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2013 ANNUAL MEETING | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF THE COACH, INC. 2013 PERFORMANCE-BASED ANNUAL INCENTIVE PLAN | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 9,000 | 0 | 25-Oct-2013 | 25-Oct-2013 | |||||||||||||||
MONSANTO COMPANY | ||||||||||||||||||||||
Security | 61166W101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MON | Meeting Date | 28-Jan-2014 | |||||||||||||||||||
ISIN | US61166W1018 | Agenda | 933907959 - Management | |||||||||||||||||||
Record Date | 02-Dec-2013 | Holding Recon Date | 02-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | For | ||||||||||||||||||
5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 15,000 | 0 | 08-Jan-2014 | 08-Jan-2014 | |||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 30-Jan-2014 | |||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 933911592 - Management | |||||||||||||||||||
Record Date | 06-Dec-2013 | Holding Recon Date | 06-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO ACCEPT, IN A NON-BINDING VOTE, THE COMPANY'S IRISH FINANCIAL STATEMENTS FOR THE TWELVE-MONTH PERIOD ENDED AUGUST 31, 2013, AS PRESENTED. | Management | For | For | ||||||||||||||||||
2A. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||||||||
2B. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||||||||||||
2C. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||||||||||||||||
2D. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For | ||||||||||||||||||
2E. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: MARK MOODY-STUART | Management | For | For | ||||||||||||||||||
2F. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||||||||||||
2G. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||||||||||||
2H. | RE-APPOINTMENT OF THE BOARD OF DIRECTOR: WULF VON SCHIMMELMANN | Management | For | For | ||||||||||||||||||
3. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACCENTURE PLC FOR A TERM EXPIRING AT OUR ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG'S REMUNERATION. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
5. | TO GRANT THE BOARD THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
6. | TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE A CAPITAL REDUCTION AND CREATION OF DISTRIBUTABLE RESERVES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
8. | TO AUTHORIZE HOLDING THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND AS REQUIRED UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
9. | TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
10. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 20,000 | 0 | 15-Jan-2014 | 15-Jan-2014 | |||||||||||||||
WHOLE FOODS MARKET, INC. | ||||||||||||||||||||||
Security | 966837106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WFM | Meeting Date | 24-Feb-2014 | |||||||||||||||||||
ISIN | US9668371068 | Agenda | 933915300 - Management | |||||||||||||||||||
Record Date | 30-Dec-2013 | Holding Recon Date | 30-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DR. JOHN ELSTROTT | For | For | |||||||||||||||||||
2 | GABRIELLE GREENE | For | For | |||||||||||||||||||
3 | SHAHID (HASS) HASSAN | For | For | |||||||||||||||||||
4 | STEPHANIE KUGELMAN | For | For | |||||||||||||||||||
5 | JOHN MACKEY | For | For | |||||||||||||||||||
6 | WALTER ROBB | For | For | |||||||||||||||||||
7 | JONATHAN SEIFFER | For | For | |||||||||||||||||||
8 | MORRIS (MO) SIEGEL | For | For | |||||||||||||||||||
9 | JONATHAN SOKOLOFF | For | For | |||||||||||||||||||
10 | DR. RALPH SORENSON | For | For | |||||||||||||||||||
11 | W. (KIP) TINDELL, III | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING A POLICY RELATED TO THE RECOVERY OF UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL RELATED TO CONFIDENTIAL VOTING. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 14,900 | 0 | 05-Feb-2014 | 05-Feb-2014 | |||||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 19-Mar-2014 | |||||||||||||||||||
ISIN | US8552441094 | Agenda | 933917619 - Management | |||||||||||||||||||
Record Date | 09-Jan-2014 | Holding Recon Date | 09-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Mar-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
4. | PROHIBIT POLITICAL SPENDING. | Shareholder | Against | For | ||||||||||||||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 31422 | TRIBUTARY LARGE CAP GROWTH FUND | 2 P 31422 | JPMORGAN | 17,500 | 0 | 27-Feb-2014 | 28-Feb-2014 |
Tributary Small Company Fund
Vote Summary | ||||||||||||||||||||||
ICONIX BRAND GROUP, INC. | ||||||||||||||||||||||
Security | 451055107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ICON | Meeting Date | 22-Jul-2013 | |||||||||||||||||||
ISIN | US4510551074 | Agenda | 933846062 - Management | |||||||||||||||||||
Record Date | 29-May-2013 | Holding Recon Date | 29-May-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | NEIL COLE | For | For | |||||||||||||||||||
2 | BARRY EMANUEL | For | For | |||||||||||||||||||
3 | DREW COHEN | For | For | |||||||||||||||||||
4 | F. PETER CUNEO | For | For | |||||||||||||||||||
5 | MARK FRIEDMAN | For | For | |||||||||||||||||||
6 | JAMES A. MARCUM | For | For | |||||||||||||||||||
7 | LAURENCE N. CHARNEY | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 98,100 | 0 | 06-Jul-2013 | 06-Jul-2013 | |||||||||||||||
PARK ELECTROCHEMICAL CORP. | ||||||||||||||||||||||
Security | 700416209 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PKE | Meeting Date | 23-Jul-2013 | |||||||||||||||||||
ISIN | US7004162092 | Agenda | 933852104 - Management | |||||||||||||||||||
Record Date | 10-Jun-2013 | Holding Recon Date | 10-Jun-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DALE BLANCHFIELD | For | For | |||||||||||||||||||
2 | EMILY J. GROEHL | For | For | |||||||||||||||||||
3 | PETER MAURER | For | For | |||||||||||||||||||
4 | BRIAN E. SHORE | For | For | |||||||||||||||||||
5 | STEVEN T. WARSHAW | For | For | |||||||||||||||||||
2. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE 2013 FISCAL YEAR COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 2, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 97,400 | 0 | 02-Jul-2013 | 02-Jul-2013 | |||||||||||||||
TIDEWATER INC. | ||||||||||||||||||||||
Security | 886423102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TDW | Meeting Date | 01-Aug-2013 | |||||||||||||||||||
ISIN | US8864231027 | Agenda | 933852344 - Management | |||||||||||||||||||
Record Date | 13-Jun-2013 | Holding Recon Date | 13-Jun-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | M. JAY ALLISON | For | For | |||||||||||||||||||
2 | JAMES C. DAY | For | For | |||||||||||||||||||
3 | RICHARD T. DU MOULIN | For | For | |||||||||||||||||||
4 | MORRIS E. FOSTER | For | For | |||||||||||||||||||
5 | J. WAYNE LEONARD | For | For | |||||||||||||||||||
6 | JON C. MADONNA | For | For | |||||||||||||||||||
7 | RICHARD A. PATTAROZZI | For | For | |||||||||||||||||||
8 | JEFFREY M. PLATT | For | For | |||||||||||||||||||
9 | NICHOLAS J. SUTTON | For | For | |||||||||||||||||||
10 | CINDY B. TAYLOR | For | For | |||||||||||||||||||
11 | DEAN E. TAYLOR | For | For | |||||||||||||||||||
12 | JACK E. THOMPSON | For | For | |||||||||||||||||||
2. | SAY ON PAY VOTE - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (AS DISCLOSED IN THE PROXY STATEMENT). | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE TIDEWATER INC. EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 70,300 | 0 | 16-Jul-2013 | 16-Jul-2013 | |||||||||||||||
MAIDENFORM BRANDS, INC. | ||||||||||||||||||||||
Security | 560305104 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | MFB | Meeting Date | 03-Oct-2013 | |||||||||||||||||||
ISIN | US5603051047 | Agenda | 933874035 - Management | |||||||||||||||||||
Record Date | 23-Aug-2013 | Holding Recon Date | 23-Aug-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG MAIDENFORM BRANDS, INC., HANESBRANDS INC. AND GENERAL MERGER SUB INC. (THE "MERGER AGREEMENT"). | Management | For | For | ||||||||||||||||||
2. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS, INCLUDING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE AND ADOPT THE MERGER AGREEMENT. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY MAIDENFORM BRANDS, INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 99,200 | 0 | 20-Sep-2013 | 20-Sep-2013 | |||||||||||||||
CARPENTER TECHNOLOGY CORPORATION | ||||||||||||||||||||||
Security | 144285103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CRS | Meeting Date | 15-Oct-2013 | |||||||||||||||||||
ISIN | US1442851036 | Agenda | 933877815 - Management | |||||||||||||||||||
Record Date | 16-Aug-2013 | Holding Recon Date | 16-Aug-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | I. MARTIN INGLIS | For | For | |||||||||||||||||||
2 | PETER N. STEPHANS | For | For | |||||||||||||||||||
3 | KATHRYN C. TURNER | For | For | |||||||||||||||||||
4 | STEPHEN M. WARD, JR. | For | For | |||||||||||||||||||
2. | APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 49,100 | 0 | 24-Sep-2013 | 24-Sep-2013 | |||||||||||||||
UNITED BANKSHARES, INC. | ||||||||||||||||||||||
Security | 909907107 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | UBSI | Meeting Date | 21-Oct-2013 | |||||||||||||||||||
ISIN | US9099071071 | Agenda | 933877649 - Management | |||||||||||||||||||
Record Date | 04-Sep-2013 | Holding Recon Date | 04-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Oct-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF JANUARY 29, 2013, AMONG UNITED BANKSHARES, INC., ITS SUBSIDIARY GEORGE MASON BANKSHARES, INC. AND VIRGINIA COMMERCE BANCORP, INC., AND RELATED PLAN OF MERGER, AS EACH MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For | ||||||||||||||||||
2. | TO APPROVE THE ISSUANCE OF THE SHARES OF UNITED BANKSHARES, INC. COMMON STOCK TO VIRGINIA COMMERCE BANCORP, INC. SHAREHOLDERS PURSUANT TO THE MERGER AGREEMENT. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE ADJOURNMENT, POSTPONEMENT OR CONTINUANCE OF THE SPECIAL MEETING, ON ONE OR MORE OCCASIONS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE ISSUANCE OF UNITED BANKSHARES, INC. COMMON STOCK. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 136,100 | 0 | 04-Oct-2013 | 04-Oct-2013 | |||||||||||||||
CACI INTERNATIONAL INC | ||||||||||||||||||||||
Security | 127190304 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CACI | Meeting Date | 14-Nov-2013 | |||||||||||||||||||
ISIN | US1271903049 | Agenda | 933880975 - Management | |||||||||||||||||||
Record Date | 16-Sep-2013 | Holding Recon Date | 16-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KENNETH ASBURY | For | For | |||||||||||||||||||
2 | MICHAEL A. DANIELS | For | For | |||||||||||||||||||
3 | JAMES S. GILMORE III | For | For | |||||||||||||||||||
4 | WILLIAM L. JEWS | For | For | |||||||||||||||||||
5 | GREGORY G. JOHNSON | For | For | |||||||||||||||||||
6 | J. PHILLIP LONDON | For | For | |||||||||||||||||||
7 | JAMES L. PAVITT | For | For | |||||||||||||||||||
8 | WARREN R. PHILLIPS | For | For | |||||||||||||||||||
9 | CHARLES P. REVOILE | For | For | |||||||||||||||||||
10 | WILLIAM S. WALLACE | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO AMEND THE 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 45,400 | 0 | 29-Oct-2013 | 29-Oct-2013 | |||||||||||||||
LANCASTER COLONY CORPORATION | ||||||||||||||||||||||
Security | 513847103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LANC | Meeting Date | 18-Nov-2013 | |||||||||||||||||||
ISIN | US5138471033 | Agenda | 933886218 - Management | |||||||||||||||||||
Record Date | 20-Sep-2013 | Holding Recon Date | 20-Sep-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KENNETH L. COOKE | For | For | |||||||||||||||||||
2 | ALAN F. HARRIS | For | For | |||||||||||||||||||
3 | ZUHEIR SOFIA | For | For | |||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2014 | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 21,100 | 0 | 01-Nov-2013 | 01-Nov-2013 | |||||||||||||||
GAMCO INVESTORS, INC. | ||||||||||||||||||||||
Security | 361438104 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | GBL | Meeting Date | 20-Nov-2013 | |||||||||||||||||||
ISIN | US3614381040 | Agenda | 933892526 - Management | |||||||||||||||||||
Record Date | 28-Oct-2013 | Holding Recon Date | 28-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Nov-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | REINCORPORATION OF THE COMPANY IN THE STATE OF DELAWARE. | Management | For | For | ||||||||||||||||||
2. | AMENDMENT OF THE COMPANY'S 2002 STOCK AWARD AND INCENTIVE PLAN TO INCREASE THE NUMBER OF CLASS A SHARES AUTHORIZED AND RESERVED FOR ISSUANCE BY 2,000,000 SHARES. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 31,800 | 0 | 05-Nov-2013 | 05-Nov-2013 | |||||||||||||||
WD-40 COMPANY | ||||||||||||||||||||||
Security | 929236107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2013 | |||||||||||||||||||
ISIN | US9292361071 | Agenda | 933890306 - Management | |||||||||||||||||||
Record Date | 15-Oct-2013 | Holding Recon Date | 15-Oct-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2013 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | G.H. BATEMAN | For | For | |||||||||||||||||||
2 | P.D. BEWLEY | For | For | |||||||||||||||||||
3 | R.A. COLLATO | For | For | |||||||||||||||||||
4 | M.L. CRIVELLO | For | For | |||||||||||||||||||
5 | L.A. LANG | For | For | |||||||||||||||||||
6 | G.O. RIDGE | For | For | |||||||||||||||||||
7 | G.A. SANDFORT | For | For | |||||||||||||||||||
8 | N.E. SCHMALE | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 27,600 | 0 | 20-Nov-2013 | 20-Nov-2013 | |||||||||||||||
ACTUANT CORPORATION | ||||||||||||||||||||||
Security | 00508X203 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ATU | Meeting Date | 14-Jan-2014 | |||||||||||||||||||
ISIN | US00508X2036 | Agenda | 933907240 - Management | |||||||||||||||||||
Record Date | 15-Nov-2013 | Holding Recon Date | 15-Nov-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jan-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT C. ARZBAECHER | For | For | |||||||||||||||||||
2 | GURMINDER S. BEDI | For | For | |||||||||||||||||||
3 | THOMAS J. FISCHER | For | For | |||||||||||||||||||
4 | MARK E. GOLDSTEIN | For | For | |||||||||||||||||||
5 | WILLIAM K. HALL | For | For | |||||||||||||||||||
6 | R. ALAN HUNTER | For | For | |||||||||||||||||||
7 | ROBERT A. PETERSON | For | For | |||||||||||||||||||
8 | HOLLY A. VAN DEURSEN | For | For | |||||||||||||||||||
9 | DENNIS K. WILLIAMS | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 100,100 | 0 | 25-Dec-2013 | 26-Dec-2013 | |||||||||||||||
MICROSEMI CORPORATION | ||||||||||||||||||||||
Security | 595137100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSCC | Meeting Date | 11-Feb-2014 | |||||||||||||||||||
ISIN | US5951371005 | Agenda | 933910211 - Management | |||||||||||||||||||
Record Date | 16-Dec-2013 | Holding Recon Date | 16-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | JAMES J. PETERSON | For | For | |||||||||||||||||||
2 | DENNIS R. LEIBEL | For | For | |||||||||||||||||||
3 | THOMAS R. ANDERSON | For | For | |||||||||||||||||||
4 | WILLIAM E. BENDUSH | For | For | |||||||||||||||||||
5 | PAUL F. FOLINO | For | For | |||||||||||||||||||
6 | WILLIAM L. HEALEY | For | For | |||||||||||||||||||
7 | MATTHEW E. MASSENGILL | For | For | |||||||||||||||||||
8 | JAMES V. MAZZO | For | For | |||||||||||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3 | APPROVAL OF AMENDMENT TO THE MICROSEMI CORPORATION 2008 PERFORMANCE INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
4 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 119,200 | 0 | 22-Jan-2014 | 22-Jan-2014 | |||||||||||||||
MTS SYSTEMS CORPORATION | ||||||||||||||||||||||
Security | 553777103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MTSC | Meeting Date | 11-Feb-2014 | |||||||||||||||||||
ISIN | US5537771033 | Agenda | 933911530 - Management | |||||||||||||||||||
Record Date | 17-Dec-2013 | Holding Recon Date | 17-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAVID J. ANDERSON | For | For | |||||||||||||||||||
2 | JEAN-LOU CHAMEAU | For | For | |||||||||||||||||||
3 | JEFFREY A. GRAVES | For | For | |||||||||||||||||||
4 | DAVID D. JOHNSON | For | For | |||||||||||||||||||
5 | EMILY M. LIGGETT | For | For | |||||||||||||||||||
6 | BARB J. SAMARDZICH | For | For | |||||||||||||||||||
7 | GAIL P. STEINEL | For | For | |||||||||||||||||||
8 | CHUN HUNG (KENNETH) YU | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
3. | A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 45,600 | 0 | 18-Jan-2014 | 18-Jan-2014 | |||||||||||||||
JACK IN THE BOX INC. | ||||||||||||||||||||||
Security | 466367109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JACK | Meeting Date | 14-Feb-2014 | |||||||||||||||||||
ISIN | US4663671091 | Agenda | 933914954 - Management | |||||||||||||||||||
Record Date | 17-Dec-2013 | Holding Recon Date | 17-Dec-2013 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LEONARD A. COMMA | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID L. GOEBEL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MADELEINE A. KLEINER | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL W. MURPHY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES M. MYERS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID M. TEHLE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN T. WYATT | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 84,100 | 0 | 03-Feb-2014 | 04-Feb-2014 | |||||||||||||||
MB FINANCIAL, INC. | ||||||||||||||||||||||
Security | 55264U108 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | MBFI | Meeting Date | 26-Feb-2014 | |||||||||||||||||||
ISIN | US55264U1088 | Agenda | 933918495 - Management | |||||||||||||||||||
Record Date | 13-Jan-2014 | Holding Recon Date | 13-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 14, 2013, BY AND BETWEEN MB FINANCIAL, INC. ("MB FINANCIAL") AND TAYLOR CAPITAL GROUP, INC. ("TAYLOR CAPITAL"), PURSUANT TO WHICH TAYLOR CAPITAL WILL MERGE WITH AND INTO MB FINANCIAL, AND THE ISSUANCE OF MB FINANCIAL COMMON STOCK TO ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||||||||||||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER PROPOSAL (THE "ADJOURNMENT PROPOSAL") | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 116,500 | 0 | 07-Feb-2014 | 08-Feb-2014 | |||||||||||||||
TETRA TECH, INC. | ||||||||||||||||||||||
Security | 88162G103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TTEK | Meeting Date | 27-Feb-2014 | |||||||||||||||||||
ISIN | US88162G1031 | Agenda | 933916162 - Management | |||||||||||||||||||
Record Date | 03-Jan-2014 | Holding Recon Date | 03-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Feb-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DAN L. BATRACK | For | For | |||||||||||||||||||
2 | HUGH M. GRANT | For | For | |||||||||||||||||||
3 | PATRICK C. HADEN | For | For | |||||||||||||||||||
4 | J. CHRISTOPHER LEWIS | For | For | |||||||||||||||||||
5 | KIMBERLY E. RITRIEVI | For | For | |||||||||||||||||||
6 | ALBERT E. SMITH | For | For | |||||||||||||||||||
7 | J. KENNETH THOMPSON | For | For | |||||||||||||||||||
8 | RICHARD H. TRULY | For | For | |||||||||||||||||||
9 | KIRSTEN M. VOLPI | For | For | |||||||||||||||||||
2. | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 177,500 | 0 | 07-Feb-2014 | 07-Feb-2014 | |||||||||||||||
PTC INC. | ||||||||||||||||||||||
Security | 69370C100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PTC | Meeting Date | 05-Mar-2014 | |||||||||||||||||||
ISIN | US69370C1009 | Agenda | 933917099 - Management | |||||||||||||||||||
Record Date | 06-Jan-2014 | Holding Recon Date | 06-Jan-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JANICE D. CHAFFIN | For | For | |||||||||||||||||||
2 | JAMES E. HEPPELMANN | For | For | |||||||||||||||||||
3 | PAUL A. LACY | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
4. | APPROVE AN AMENDMENT TO OUR BY- LAWS REQUIRING CERTAIN STOCKHOLDER LAWSUITS TO BE TRIED IN MASSACHUSETTS. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 115,900 | 0 | 11-Feb-2014 | 12-Feb-2014 | |||||||||||||||
CLARCOR INC. | ||||||||||||||||||||||
Security | 179895107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CLC | Meeting Date | 25-Mar-2014 | |||||||||||||||||||
ISIN | US1798951075 | Agenda | 933926202 - Management | |||||||||||||||||||
Record Date | 07-Feb-2014 | Holding Recon Date | 07-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Mar-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARK A. EMKES | For | For | |||||||||||||||||||
2 | ROBERT H. JENKINS | For | For | |||||||||||||||||||
3 | PHILIP R. LOCHNER, JR. | For | For | |||||||||||||||||||
2. | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE 2014 CLARCOR INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
4. | VOTE REGARDING THE SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shareholder | Against | For | ||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 54,400 | 0 | 08-Mar-2014 | 08-Mar-2014 | |||||||||||||||
VCA ANTECH, INC. | ||||||||||||||||||||||
Security | 918194101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WOOF | Meeting Date | 21-Apr-2014 | |||||||||||||||||||
ISIN | US9181941017 | Agenda | 933932560 - Management | |||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN B. CHICKERING, JR. | For | For | |||||||||||||||||||
2 | JOHN HEIL | For | For | |||||||||||||||||||
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
4 | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO VCA INC. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 157,300 | 0 | 19-Mar-2014 | 20-Mar-2014 | |||||||||||||||
UMB FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 902788108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UMBF | Meeting Date | 22-Apr-2014 | |||||||||||||||||||
ISIN | US9027881088 | Agenda | 933936582 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | WARNER L. BAXTER | For | For | |||||||||||||||||||
2 | DAVID R. BRADLEY, JR. | For | For | |||||||||||||||||||
3 | NANCY K. BUESE | For | For | |||||||||||||||||||
4 | PETER J. DESILVA | For | For | |||||||||||||||||||
5 | TERRENCE P. DUNN | For | For | |||||||||||||||||||
6 | KEVIN C. GALLAGHER | For | For | |||||||||||||||||||
7 | GREG M. GRAVES | For | For | |||||||||||||||||||
8 | ALEXANDER C. KEMPER | For | For | |||||||||||||||||||
9 | J. MARINER KEMPER | For | For | |||||||||||||||||||
10 | KRIS A. ROBBINS | For | For | |||||||||||||||||||
11 | THOMAS D. SANDERS | For | For | |||||||||||||||||||
12 | L. JOSHUA SOSLAND | For | For | |||||||||||||||||||
13 | PAUL UHLMANN III | For | For | |||||||||||||||||||
14 | THOMAS J. WOOD III | For | For | |||||||||||||||||||
02 | THE RATIFICATION OF THE CORPORATE AUDIT COMMITTEE'S ENGAGEMENT OF DELOITTE & TOUCHE LLP AS UMB'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
03 | AN ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO UMB'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
04 | A SHAREHOLDER PROPOSAL FOR THE ADOPTION OF A POLICY REQUIRING AN INDEPENDENT CHAIR OF UMBS BOARD OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 53,800 | 0 | 22-Mar-2014 | 23-Mar-2014 | |||||||||||||||
AMN HEALTHCARE SERVICES, INC. | ||||||||||||||||||||||
Security | 001744101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AHS | Meeting Date | 23-Apr-2014 | |||||||||||||||||||
ISIN | US0017441017 | Agenda | 933930491 - Management | |||||||||||||||||||
Record Date | 26-Feb-2014 | Holding Recon Date | 26-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARK G. FOLETTA | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: R. JEFFREY HARRIS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS, M.D. | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARTHA H. MARSH | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ANDREW M. STERN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PAUL E. WEAVER | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DOUGLAS D. WHEAT | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 145,200 | 0 | 29-Mar-2014 | 29-Mar-2014 | |||||||||||||||
CALAVO GROWERS, INC. | ||||||||||||||||||||||
Security | 128246105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CVGW | Meeting Date | 23-Apr-2014 | |||||||||||||||||||
ISIN | US1282461052 | Agenda | 933937293 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LECIL E. COLE | For | For | |||||||||||||||||||
2 | GEORGE H. BARNES | For | For | |||||||||||||||||||
3 | JAMES D. HELIN | For | For | |||||||||||||||||||
4 | DONALD M. SANDERS | For | For | |||||||||||||||||||
5 | MARC L. BROWN | For | For | |||||||||||||||||||
6 | MICHAEL A. DIGREGORIO | For | For | |||||||||||||||||||
7 | SCOTT VAN DER KAR | For | For | �� | ||||||||||||||||||
8 | J. LINK LEAVENS | For | For | |||||||||||||||||||
9 | DORCAS H. THILLE | For | For | |||||||||||||||||||
10 | JOHN M. HUNT | For | For | |||||||||||||||||||
11 | EGIDIO CARBONE, JR. | For | For | |||||||||||||||||||
12 | HAROLD EDWARDS | For | For | |||||||||||||||||||
13 | STEVEN HOLLISTER | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2014 | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 65,000 | 0 | 29-Mar-2014 | 29-Mar-2014 | |||||||||||||||
SELECTIVE INSURANCE GROUP, INC. | ||||||||||||||||||||||
Security | 816300107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SIGI | Meeting Date | 23-Apr-2014 | |||||||||||||||||||
ISIN | US8163001071 | Agenda | 933956368 - Management | |||||||||||||||||||
Record Date | 06-Mar-2014 | Holding Recon Date | 06-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PAUL D. BAUER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANNABELLE G. BEXIGA | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: A. DAVID BROWN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. BURVILLE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOAN M. LAMM- TENNANT | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL J. MORRISSEY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GREGORY E. MURPHY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CYNTHIA S. NICHOLSON | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RONALD L. O'KELLEY | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM M. RUE | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: J. BRIAN THEBAULT | Management | For | For | ||||||||||||||||||
2. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF SELECTIVE'S ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||||||||||||||||
3. | APPROVE THE SELECTIVE INSURANCE GROUP, INC. 2014 OMNIBUS STOCK PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE SELECTIVE INSURANCE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | ||||||||||||||||||
5. | RATIFY THE APPOINTMENT OF KPMG LLP AS SELECTIVE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 129,900 | 0 | 01-Apr-2014 | 01-Apr-2014 | |||||||||||||||
SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||||||||||
Security | 81725T100 | Meeting Type | Contested-Annual | |||||||||||||||||||
Ticker Symbol | SXT | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US81725T1007 | Agenda | 933942698 - Opposition | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JAMES R HENDERSON | For | For | |||||||||||||||||||
2 | JAMES E HYMAN | Withheld | Against | |||||||||||||||||||
3 | STEPHEN E LOUKAS | For | For | |||||||||||||||||||
4 | WILLIAM E REDMOND, JR. | For | For | |||||||||||||||||||
5 | MGT NOM HANK BROWN | For | For | |||||||||||||||||||
6 | MGT NOM E H CICHURSKI | For | For | |||||||||||||||||||
7 | MGT NOM F M CLYDESDALE | For | For | |||||||||||||||||||
8 | MGT NOM P MANNING | For | For | |||||||||||||||||||
9 | MGT NOM E R WEDRAL | For | For | |||||||||||||||||||
2. | THE COMPANY'S PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Against | |||||||||||||||||||
3. | THE COMPANY'S PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES CORPORATION INCENTIVE COMPENSATION PLAN FOR ELECTED CORPORATE OFFICERS. | Management | For | |||||||||||||||||||
4. | THE COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2014. | Management | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 71,200 | 0 | 12-Apr-2014 | 12-Apr-2014 | |||||||||||||||
CULLEN/FROST BANKERS, INC. | ||||||||||||||||||||||
Security | 229899109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CFR | Meeting Date | 24-Apr-2014 | |||||||||||||||||||
ISIN | US2298991090 | Agenda | 933946406 - Management | |||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | R. DENNY ALEXANDER | For | For | |||||||||||||||||||
2 | CARLOS ALVAREZ | For | For | |||||||||||||||||||
3 | ROYCE S. CALDWELL | For | For | |||||||||||||||||||
4 | CRAWFORD H. EDWARDS | For | For | |||||||||||||||||||
5 | RUBEN M. ESCOBEDO | For | For | |||||||||||||||||||
6 | RICHARD W. EVANS, JR. | For | For | |||||||||||||||||||
7 | PATRICK B. FROST | For | For | |||||||||||||||||||
8 | DAVID J. HAEMISEGGER | For | For | |||||||||||||||||||
9 | KAREN E. JENNINGS | For | For | |||||||||||||||||||
10 | RICHARD M. KLEBERG, III | For | For | |||||||||||||||||||
11 | CHARLES W. MATTHEWS | For | For | |||||||||||||||||||
12 | IDA CLEMENT STEEN | For | For | |||||||||||||||||||
13 | HORACE WILKINS, JR. | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2014. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO ADOPT THE ADVISORY (NON- BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 40,700 | 0 | 29-Mar-2014 | 30-Mar-2014 | |||||||||||||||
LITTELFUSE, INC. | ||||||||||||||||||||||
Security | 537008104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LFUS | Meeting Date | 25-Apr-2014 | |||||||||||||||||||
ISIN | US5370081045 | Agenda | 933931140 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | T.J. CHUNG | For | For | |||||||||||||||||||
2 | CARY T. FU | For | For | |||||||||||||||||||
3 | ANTHONY GRILLO | For | For | |||||||||||||||||||
4 | GORDON HUNTER | For | For | |||||||||||||||||||
5 | JOHN E. MAJOR | For | For | |||||||||||||||||||
6 | WILLIAM P. NOGLOWS | For | For | |||||||||||||||||||
7 | RONALD L. SCHUBEL | For | For | |||||||||||||||||||
2. | APPROVE AND RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | APPROVE THE LITTELFUSE, INC. ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 43,100 | 0 | 01-Apr-2014 | 02-Apr-2014 | |||||||||||||||
CARDINAL FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 14149F109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CFNL | Meeting Date | 25-Apr-2014 | |||||||||||||||||||
ISIN | US14149F1093 | Agenda | 933954427 - Management | |||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BARBARA B. LANG# | For | For | |||||||||||||||||||
2 | B.G. BECK* | For | For | |||||||||||||||||||
3 | WILLIAM G. BUCK* | For | For | |||||||||||||||||||
4 | SIDNEY O. DEWBERRY* | For | For | |||||||||||||||||||
5 | WILLIAM E. PETERSON* | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 164,700 | 0 | 02-Apr-2014 | 03-Apr-2014 | |||||||||||||||
HOME PROPERTIES, INC. | ||||||||||||||||||||||
Security | 437306103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HME | Meeting Date | 29-Apr-2014 | |||||||||||||||||||
ISIN | US4373061039 | Agenda | 933960785 - Management | |||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL D. BARNELLO | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: BONNIE S. BIUMI | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: STEPHEN R. BLANK | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: ALAN L. GOSULE | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: LEONARD F. HELBIG, III | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: THOMAS P. LYDON, JR. | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: EDWARD J. PETTINELLA | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: CLIFFORD W. SMITH, JR. | Management | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK, PAR VALUE $.01, BY 80 MILLION SHARES. | Management | For | For | ||||||||||||||||||
4. | APPROVE AMENDMENTS TO THE COMPANY'S 2011 STOCK BENEFIT PLAN. | Management | For | For | ||||||||||||||||||
5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 35,400 | 0 | 03-Apr-2014 | 03-Apr-2014 | |||||||||||||||
SOUTHSIDE BANCSHARES, INC. | ||||||||||||||||||||||
Security | 84470P109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SBSI | Meeting Date | 01-May-2014 | |||||||||||||||||||
ISIN | US84470P1093 | Agenda | 933954528 - Management | |||||||||||||||||||
Record Date | 12-Mar-2014 | Holding Recon Date | 12-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LAWRENCE ANDERSON, M.D. | For | For | |||||||||||||||||||
2 | SAM DAWSON | For | For | |||||||||||||||||||
3 | MELVIN B. LOVELADY, CPA | For | For | |||||||||||||||||||
4 | WILLIAM SHEEHY | For | For | |||||||||||||||||||
5 | PRESTON L. SMITH | For | For | |||||||||||||||||||
2. | TO APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RE-APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE SOUTHSIDE BANCSHARES, INC. 2009 INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF A RESTATED CERTIFICATE OF FORMATION IN ORDER TO CONFORM THE COMPANY'S CURRENT ARTICLES OF INCORPORATION TO THE REQUIREMENTS OF THE TEXAS BUSINESS ORGANIZATIONS CODE. | Management | For | For | ||||||||||||||||||
5. | RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG, LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 110,900 | 0 | 08-Apr-2014 | 08-Apr-2014 | |||||||||||||||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||||||||||||||||||
Security | 955306105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WST | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US9553061055 | Agenda | 933944844 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MARK A. BUTHMAN | For | For | |||||||||||||||||||
2 | WILLIAM F. FEEHERY | For | For | |||||||||||||||||||
3 | THOMAS W. HOFMANN | For | For | |||||||||||||||||||
4 | PAULA A. JOHNSON | For | For | |||||||||||||||||||
5 | MYLA P. LAI-GOLDMAN | For | For | |||||||||||||||||||
6 | DOUGLAS A. MICHELS | For | For | |||||||||||||||||||
7 | DONALD E. MOREL JR. | For | For | |||||||||||||||||||
8 | JOHN H. WEILAND | For | For | |||||||||||||||||||
9 | ANTHONY WELTERS | For | For | |||||||||||||||||||
10 | PATRICK J. ZENNER | For | For | |||||||||||||||||||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
4 | TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENT OR POSTPONEMENT. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 74,700 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US1423391002 | Agenda | 933946696 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | ROBERT G. BOHN | For | For | |||||||||||||||||||
2 | TERRY D. GROWCOCK | For | For | |||||||||||||||||||
3 | GREGG A. OSTRANDER | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 40,200 | 0 | 11-Apr-2014 | 11-Apr-2014 | |||||||||||||||
DRESSER-RAND GROUP INC. | ||||||||||||||||||||||
Security | 261608103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DRC | Meeting Date | 06-May-2014 | |||||||||||||||||||
ISIN | US2616081038 | Agenda | 933948284 - Management | |||||||||||||||||||
Record Date | 12-Mar-2014 | Holding Recon Date | 12-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RITA V. FOLEY | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: LOUIS A. RASPINO | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: PHILIP R. ROTH | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: STEPHEN A. SNIDER | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JOSEPH C. WINKLER III | Management | For | For | ||||||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 49,400 | 0 | 12-Apr-2014 | 13-Apr-2014 | |||||||||||||||
MATERION CORPORATION | ||||||||||||||||||||||
Security | 576690101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MTRN | Meeting Date | 07-May-2014 | |||||||||||||||||||
ISIN | US5766901012 | Agenda | 933960545 - Management | |||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | EDWARD F. CRAWFORD | For | For | |||||||||||||||||||
2 | JOSEPH P. KEITHLEY | For | For | |||||||||||||||||||
3 | N. MOHAN REDDY | For | For | |||||||||||||||||||
4 | CRAIG S. SHULAR | For | For | |||||||||||||||||||
2. | TO APPROVE THE MATERION CORPORATION 2006 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF MAY 7, 2014) | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE MATERION CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN (AS AMENDED AND RESTATED AS OF MAY 7, 2014) | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | Management | For | For | ||||||||||||||||||
5. | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||
6. | TO APPROVE AN AMENDMENT TO MATERION'S AMENDED AND RESTATED CODE OF REGULATIONS TO OPT OUT OF THE OHIO CONTROL SHARE ACQUISITION ACT. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE AMENDMENTS TO MATERION'S AMENDED AND RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY THE BOARD OF DIRECTORS (IMPLEMENTATION OF THIS PROPOSAL 7 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 8) | Management | For | For | ||||||||||||||||||
8. | TO APPROVE AMENDMENTS TO MATERION'S AMENDED AND RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED CODE OF REGULATIONS TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS (IMPLEMENTATION OF THIS PROPOSAL 8 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 7) | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 65,800 | 0 | 30-Apr-2014 | 30-Apr-2014 | |||||||||||||||
FORWARD AIR CORPORATION | ||||||||||||||||||||||
Security | 349853101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FWRD | Meeting Date | 08-May-2014 | |||||||||||||||||||
ISIN | US3498531017 | Agenda | 933946177 - Management | |||||||||||||||||||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. CAMPBELL | For | For | |||||||||||||||||||
2 | C. ROBERT CAMPBELL | For | For | |||||||||||||||||||
3 | C. JOHN LANGLEY | For | For | |||||||||||||||||||
4 | TRACY A. LEINBACH | For | For | |||||||||||||||||||
5 | LARRY D. LEINWEBER | For | For | |||||||||||||||||||
6 | G. MICHAEL LYNCH | For | For | |||||||||||||||||||
7 | RAY A. MUNDY | For | For | |||||||||||||||||||
8 | GARY L. PAXTON | For | For | |||||||||||||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | ||||||||||||||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 66,600 | 0 | 17-Apr-2014 | 17-Apr-2014 | |||||||||||||||
OLD NATIONAL BANCORP | ||||||||||||||||||||||
Security | 680033107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ONB | Meeting Date | 08-May-2014 | |||||||||||||||||||
ISIN | US6800331075 | Agenda | 933951887 - Management | |||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||
1 | ALAN W BRAUN | For | For | |||||||||||||||||||
2 | LARRY E DUNIGAN | For | For | |||||||||||||||||||
3 | NIEL C ELLERBROOK | For | For | |||||||||||||||||||
4 | ANDREW E GOEBEL | For | For | |||||||||||||||||||
5 | ROBERT G JONES | For | For | |||||||||||||||||||
6 | PHELPS L LAMBERT | For | For | |||||||||||||||||||
7 | ARTHUR H MCELWEE JR | For | For | |||||||||||||||||||
8 | JAMES T MORRIS | For | For | |||||||||||||||||||
9 | RANDALL T SHEPARD | For | For | |||||||||||||||||||
10 | REBECCA S SKILLMAN | For | For | |||||||||||||||||||
11 | KELLY N STANLEY | For | For | |||||||||||||||||||
12 | LINDA E WHITE | For | For | |||||||||||||||||||
2 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 213,600 | 0 | 17-Apr-2014 | 18-Apr-2014 | |||||||||||||||
BARNES GROUP INC. | ||||||||||||||||||||||
Security | 067806109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | B | Meeting Date | 09-May-2014 | |||||||||||||||||||
ISIN | US0678061096 | Agenda | 933949399 - Management | |||||||||||||||||||
Record Date | 11-Mar-2014 | Holding Recon Date | 11-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WILLIAM S. BRISTOW, JR. | For | For | |||||||||||||||||||
2 | PATRICK J. DEMPSEY | For | For | |||||||||||||||||||
3 | HASSELL H. MCCLELLAN | For | For | |||||||||||||||||||
4 | JOANNA SOHOVICH | For | For | |||||||||||||||||||
2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | APPROVE THE 2014 BARNES GROUP INC. STOCK AND INCENTIVE AWARD PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 112,700 | 0 | 21-Apr-2014 | 21-Apr-2014 | |||||||||||||||
MACK-CALI REALTY CORPORATION | ||||||||||||||||||||||
Security | 554489104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CLI | Meeting Date | 12-May-2014 | |||||||||||||||||||
ISIN | US5544891048 | Agenda | 933985725 - Management | |||||||||||||||||||
Record Date | 03-Apr-2014 | Holding Recon Date | 03-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | NATHAN GANTCHER | For | For | |||||||||||||||||||
2 | DAVID S. MACK | For | For | |||||||||||||||||||
3 | WILLIAM L. MACK | For | For | |||||||||||||||||||
4 | ALAN G. PHILIBOSIAN | For | For | |||||||||||||||||||
2. | APPROVAL AND ADOPTION TO AMEND THE COMPANY'S CHARTER TO DECLASSIFY THE BOARD OF DIRECTORS AND ADOPTION OF CONCURRENT ANNUAL TERMS FOR ALL MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS SUCH COMPENSATION IS DESCRIBED UNDER THE "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION" SECTIONS OF THE ACCOMPANYING PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 92,600 | 0 | 21-Apr-2014 | 21-Apr-2014 | |||||||||||||||
NATIONAL INSTRUMENTS CORPORATION | ||||||||||||||||||||||
Security | 636518102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NATI | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US6365181022 | Agenda | 933959732 - Management | |||||||||||||||||||
Record Date | 14-Mar-2014 | Holding Recon Date | 14-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JEFFREY L. KODOSKY | For | For | |||||||||||||||||||
2 | DR. DONALD M. CARLTON | For | For | |||||||||||||||||||
3 | MICHAEL E. MCGRATH | For | For | |||||||||||||||||||
2. | TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS NI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
4. | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING OUR EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 73,400 | 0 | 22-Apr-2014 | 23-Apr-2014 | |||||||||||||||
WERNER ENTERPRISES, INC. | ||||||||||||||||||||||
Security | 950755108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WERN | Meeting Date | 13-May-2014 | |||||||||||||||||||
ISIN | US9507551086 | Agenda | 933975421 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | GARY L. WERNER | For | For | |||||||||||||||||||
2 | GREGORY L. WERNER | For | For | |||||||||||||||||||
3 | MICHAEL L. STEINBACH | For | For | |||||||||||||||||||
2. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 96,400 | 0 | 22-Apr-2014 | 23-Apr-2014 | |||||||||||||||
CALLAWAY GOLF COMPANY | ||||||||||||||||||||||
Security | 131193104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ELY | Meeting Date | 14-May-2014 | |||||||||||||||||||
ISIN | US1311931042 | Agenda | 933944779 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | OLIVER G. BREWER III | For | For | |||||||||||||||||||
2 | RONALD S. BEARD | For | For | |||||||||||||||||||
3 | SAMUEL H. ARMACOST | For | For | |||||||||||||||||||
4 | JOHN C. CUSHMAN, III | For | For | |||||||||||||||||||
5 | JOHN F. LUNDGREN | For | For | |||||||||||||||||||
6 | ADEBAYO O. OGUNLESI | For | For | |||||||||||||||||||
7 | RICHARD L. ROSENFIELD | For | For | |||||||||||||||||||
8 | ANTHONY S. THORNLEY | For | For | |||||||||||||||||||
2. | RATIFY, ON AN ADVISORY BASIS, THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 296,400 | 0 | 23-Apr-2014 | 24-Apr-2014 | |||||||||||||||
WESTAR ENERGY, INC. | ||||||||||||||||||||||
Security | 95709T100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WR | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US95709T1007 | Agenda | 933944933 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MOLLIE H. CARTER | For | For | |||||||||||||||||||
2 | JERRY B. FARLEY | For | For | |||||||||||||||||||
3 | MARK A. RUELLE | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 121,100 | 0 | 24-Apr-2014 | 25-Apr-2014 | |||||||||||||||
VIRTUS INVESTMENT PARTNERS, INC. | ||||||||||||||||||||||
Security | 92828Q109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VRTS | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US92828Q1094 | Agenda | 933956003 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | GEORGE R. AYLWARD | For | For | |||||||||||||||||||
2 | EDWARD M. SWAN, JR. | For | For | |||||||||||||||||||
3 | MARK C. TREANOR | For | For | |||||||||||||||||||
2. | TO APPROVE, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE, THE AMENDED AND RESTATED VIRTUS INVESTMENT PARTNERS, INC. OMNIBUS INCENTIVE AND EQUITY PLAN INCLUDING AMENDMENTS TO THE MATERIAL TERMS OF PERFORMANCE-BASED AWARDS. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE BY AN ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 10,900 | 0 | 24-Apr-2014 | 25-Apr-2014 | |||||||||||||||
IDACORP, INC. | ||||||||||||||||||||||
Security | 451107106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IDA | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US4511071064 | Agenda | 933960711 - Management | |||||||||||||||||||
Record Date | 27-Mar-2014 | Holding Recon Date | 27-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | DARREL T. ANDERSON | For | For | |||||||||||||||||||
2 | THOMAS CARLILE | For | For | |||||||||||||||||||
3 | RICHARD J. DAHL | For | For | |||||||||||||||||||
4 | RONALD W. JIBSON | For | For | |||||||||||||||||||
5 | JUDITH A. JOHANSEN | For | For | |||||||||||||||||||
6 | DENNIS L. JOHNSON | For | For | |||||||||||||||||||
7 | J. LAMONT KEEN | For | For | |||||||||||||||||||
8 | JOAN H. SMITH | For | For | |||||||||||||||||||
9 | ROBERT A. TINSTMAN | For | For | |||||||||||||||||||
10 | THOMAS J. WILFORD | For | For | |||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 60,400 | 0 | 25-Apr-2014 | 25-Apr-2014 | |||||||||||||||
NAVIGANT CONSULTING, INC. | ||||||||||||||||||||||
Security | 63935N107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NCI | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US63935N1072 | Agenda | 933973073 - Management | |||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JULIE M. HOWARD | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: STEPHAN A. JAMES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: GOV. JAMES R. THOMPSON | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL L. TIPSORD | Management | For | For | ||||||||||||||||||
2. | PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE MAXIMUM SIZE OF THE COMPANY'S BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 232,963 | 0 | 25-Apr-2014 | 25-Apr-2014 | |||||||||||||||
ZEBRA TECHNOLOGIES CORPORATION | ||||||||||||||||||||||
Security | 989207105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ZBRA | Meeting Date | 15-May-2014 | |||||||||||||||||||
ISIN | US9892071054 | Agenda | 933978225 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | FRANK B. MODRUSON* | For | For | |||||||||||||||||||
2 | ANDERS GUSTAFSSON# | For | For | |||||||||||||||||||
3 | ANDREW K. LUDWICK# | For | For | |||||||||||||||||||
4 | JANICE M. ROBERTS# | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 59,600 | 0 | 24-Apr-2014 | 25-Apr-2014 | |||||||||||||||
GREATBATCH, INC. | ||||||||||||||||||||||
Security | 39153L106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GB | Meeting Date | 16-May-2014 | |||||||||||||||||||
ISIN | US39153L1061 | Agenda | 933990233 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | PAMELA G. BAILEY | For | For | |||||||||||||||||||
2 | ANTHONY P. BIHL III | For | For | |||||||||||||||||||
3 | JOSEPH W. DZIEDZIC | For | For | |||||||||||||||||||
4 | THOMAS J. HOOK | For | For | |||||||||||||||||||
5 | KEVIN C. MELIA | For | For | |||||||||||||||||||
6 | DR. J.A. MILLER, JR. | For | For | |||||||||||||||||||
7 | BILL R. SANFORD | For | For | |||||||||||||||||||
8 | PETER H. SODERBERG | For | For | |||||||||||||||||||
9 | WILLIAM B. SUMMERS, JR. | For | For | |||||||||||||||||||
2. | APPROVE THE AMENDMENT TO THE GREATBATCH, INC. 2011 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||||
4. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF GREATBATCH, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 49,100 | 0 | 28-Apr-2014 | 29-Apr-2014 | |||||||||||||||
TEAM HEALTH HOLDINGS, INC. | ||||||||||||||||||||||
Security | 87817A107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TMH | Meeting Date | 19-May-2014 | |||||||||||||||||||
ISIN | US87817A1079 | Agenda | 933963197 - Management | |||||||||||||||||||
Record Date | 25-Mar-2014 | Holding Recon Date | 25-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | GREG ROTH | For | For | |||||||||||||||||||
2 | JAMES L. BIERMAN | For | For | |||||||||||||||||||
3 | MARY R. GREALY | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 102,000 | 0 | 29-Apr-2014 | 29-Apr-2014 | |||||||||||||||
SM ENERGY COMPANY | ||||||||||||||||||||||
Security | 78454L100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SM | Meeting Date | 20-May-2014 | |||||||||||||||||||
ISIN | US78454L1008 | Agenda | 933969810 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY J. BEST | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: STEPHEN R. BRAND | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: WILLIAM J. GARDINER | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: LOREN M. LEIKER | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: JULIO M. QUINTANA | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: JOHN M. SEIDL | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | Management | For | For | ||||||||||||||||||
2. | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 23,700 | 0 | 30-Apr-2014 | 01-May-2014 | |||||||||||||||
UNITED BANKSHARES, INC. | ||||||||||||||||||||||
Security | 909907107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UBSI | Meeting Date | 21-May-2014 | |||||||||||||||||||
ISIN | US9099071071 | Agenda | 933967626 - Management | |||||||||||||||||||
Record Date | 12-Mar-2014 | Holding Recon Date | 12-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD M. ADAMS | For | For | |||||||||||||||||||
2 | ROBERT G. ASTORG | For | For | |||||||||||||||||||
3 | W. GASTON CAPERTON, III | For | For | |||||||||||||||||||
4 | PETER A. CONVERSE | For | For | |||||||||||||||||||
5 | LAWRENCE K. DOLL | For | For | |||||||||||||||||||
6 | W. DOUGLAS FISHER | For | For | |||||||||||||||||||
7 | THEODORE J. GEORGELAS | For | For | |||||||||||||||||||
8 | DOUGLAS J. LEECH | For | For | |||||||||||||||||||
9 | JOHN M. MCMAHON | For | For | |||||||||||||||||||
10 | J. PAUL MCNAMARA | For | For | |||||||||||||||||||
11 | MARK R. NESSELROAD | For | For | |||||||||||||||||||
12 | WILLIAM C. PITT, III | For | For | |||||||||||||||||||
13 | MARY K. WEDDLE | For | For | |||||||||||||||||||
14 | GARY G. WHITE | For | For | |||||||||||||||||||
15 | P. CLINTON WINTER, JR. | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF UNITED'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 102,100 | 0 | 02-May-2014 | 03-May-2014 | |||||||||||||||
ANN INC. | ||||||||||||||||||||||
Security | 035623107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ANN | Meeting Date | 22-May-2014 | |||||||||||||||||||
ISIN | US0356231078 | Agenda | 933967955 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DALE W. HILPERT | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA A. HUETT | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 134,800 | 0 | 07-May-2014 | 07-May-2014 | |||||||||||||||
MICREL, INCORPORATED | ||||||||||||||||||||||
Security | 594793101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MCRL | Meeting Date | 22-May-2014 | |||||||||||||||||||
ISIN | US5947931011 | Agenda | 933982793 - Management | |||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RAYMOND D. ZINN | For | For | |||||||||||||||||||
2 | JOHN E. BOURGOIN | For | For | |||||||||||||||||||
3 | MICHAEL J. CALLAHAN | For | For | |||||||||||||||||||
4 | DANIEL HENEGHAN | For | For | |||||||||||||||||||
5 | NEIL J. MIOTTO | For | For | |||||||||||||||||||
6 | FRANK W. SCHNEIDER | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT PURSUANT TO EXECUTIVE COMPENSATION DISCLOSURE RULES UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 277,700 | 0 | 05-May-2014 | 06-May-2014 | |||||||||||||||
ANIXTER INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 035290105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AXE | Meeting Date | 22-May-2014 | |||||||||||||||||||
ISIN | US0352901054 | Agenda | 933990017 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LORD JAMES BLYTH | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FREDERIC F. BRACE | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. GRUBBS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: F. PHILIP HANDY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MELVYN N. KLEIN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: STUART M. SLOAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW ZELL | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE COMPANY'S 2014 MANAGEMENT INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 39,100 | 0 | 05-May-2014 | 06-May-2014 | |||||||||||||||
THE BUCKLE, INC. | ||||||||||||||||||||||
Security | 118440106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BKE | Meeting Date | 27-May-2014 | |||||||||||||||||||
ISIN | US1184401065 | Agenda | 933982870 - Management | |||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | D. HIRSCHFELD | For | For | |||||||||||||||||||
2 | D. NELSON | For | For | |||||||||||||||||||
3 | K. RHOADS | For | For | |||||||||||||||||||
4 | J. SHADA | For | For | |||||||||||||||||||
5 | R. CAMPBELL | For | For | |||||||||||||||||||
6 | B. FAIRFIELD | For | For | |||||||||||||||||||
7 | B. HOBERMAN | For | For | |||||||||||||||||||
8 | J. PEETZ | For | For | |||||||||||||||||||
9 | M. HUSS | For | For | |||||||||||||||||||
2 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | ||||||||||||||||||
3 | PROPOSAL TO APPROVE THE COMPANY'S 2014 MANAGEMENT INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
4 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 65,500 | 0 | 09-May-2014 | 09-May-2014 | |||||||||||||||
MB FINANCIAL, INC. | ||||||||||||||||||||||
Security | 55264U108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MBFI | Meeting Date | 28-May-2014 | |||||||||||||||||||
ISIN | US55264U1088 | Agenda | 933973340 - Management | |||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DAVID P. BOLGER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MITCHELL FEIGER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES J. GRIES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES N. HALLENE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS H. HARVEY | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: KAREN J. MAY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: RONALD D. SANTO | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RENEE TOGHER | Management | For | For | ||||||||||||||||||
2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE MB FINANCIAL, INC. THIRD AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 115,200 | 0 | 09-May-2014 | 09-May-2014 | |||||||||||||||
JONES LANG LASALLE INCORPORATED | ||||||||||||||||||||||
Security | 48020Q107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JLL | Meeting Date | 30-May-2014 | |||||||||||||||||||
ISIN | US48020Q1076 | Agenda | 933985028 - Management | |||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: HUGO BAGUE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: COLIN DYER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DAME DEANNE JULIUS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KATE S. LAVELLE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MING LU | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARTIN H. NESBITT | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SHAILESH RAO | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROGER T. STAUBACH | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 30,300 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
SYNTEL, INC. | ||||||||||||||||||||||
Security | 87162H103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SYNT | Meeting Date | 03-Jun-2014 | |||||||||||||||||||
ISIN | US87162H1032 | Agenda | 933990322 - Management | |||||||||||||||||||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | PARITOSH K. CHOKSI | For | For | |||||||||||||||||||
2 | BHARAT DESAI | For | For | |||||||||||||||||||
3 | THOMAS DOKE | For | For | |||||||||||||||||||
4 | RAJESH MASHRUWALA | For | For | |||||||||||||||||||
5 | GEORGE R. MRKONIC, JR. | For | For | |||||||||||||||||||
6 | PRASHANT RANADE | For | For | |||||||||||||||||||
7 | NEERJA SETHI | For | For | |||||||||||||||||||
2. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION PAID TO SYNTEL'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | A NON-BINDING RESOLUTION TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS SYNTEL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 27,200 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
NETGEAR, INC. | ||||||||||||||||||||||
Security | 64111Q104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NTGR | Meeting Date | 03-Jun-2014 | |||||||||||||||||||
ISIN | US64111Q1040 | Agenda | 933992148 - Management | |||||||||||||||||||
Record Date | 04-Apr-2014 | Holding Recon Date | 04-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | PATRICK C.S. LO | For | For | |||||||||||||||||||
2 | J.E. CARTER-MILLER | For | For | |||||||||||||||||||
3 | RALPH E. FAISON | For | For | |||||||||||||||||||
4 | A. TIMOTHY GODWIN | For | For | |||||||||||||||||||
5 | JEF GRAHAM | For | For | |||||||||||||||||||
6 | LINWOOD A. LACY, JR. | For | For | |||||||||||||||||||
7 | GREGORY J. ROSSMANN | For | For | |||||||||||||||||||
8 | BARBARA V. SCHERER | For | For | |||||||||||||||||||
9 | JULIE A. SHIMER | For | For | |||||||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3 | PROPOSAL TO APPROVE, ON A NON- BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
4 | PROPOSAL TO APPROVE AN AMENDMENT TO THE NETGEAR, INC. AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 62,000 | 0 | 14-May-2014 | 14-May-2014 | |||||||||||||||
VITAMIN SHOPPE, INC. | ||||||||||||||||||||||
Security | 92849E101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VSI | Meeting Date | 04-Jun-2014 | |||||||||||||||||||
ISIN | US92849E1010 | Agenda | 933994039 - Management | |||||||||||||||||||
Record Date | 09-Apr-2014 | Holding Recon Date | 09-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: B. MICHAEL BECKER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CATHERINE E. BUGGELN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DEBORAH M. DERBY | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID H. EDWAB | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RICHARD L. MARKEE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD L. PERKAL | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KATHERINE SAVITT | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ANTHONY N. TRUESDALE | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 64,100 | 0 | 16-May-2014 | 16-May-2014 | |||||||||||||||
PDC ENERGY INC | ||||||||||||||||||||||
Security | 69327R101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PDCE | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US69327R1014 | Agenda | 933993392 - Management | |||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOSEPH E. CASABONA | For | For | |||||||||||||||||||
2 | DAVID C. PARKE | For | For | |||||||||||||||||||
3 | JEFFREY C. SWOVELAND | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE AND ADOPT THE FOURTH AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 50,000 | 0 | 21-May-2014 | 22-May-2014 | |||||||||||||||
GRANITE CONSTRUCTION INCORPORATED | ||||||||||||||||||||||
Security | 387328107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GVA | Meeting Date | 05-Jun-2014 | |||||||||||||||||||
ISIN | US3873281071 | Agenda | 933997186 - Management | |||||||||||||||||||
Record Date | 11-Apr-2014 | Holding Recon Date | 11-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: GARY M. CUSUMANO | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES H. ROBERTS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GADDI H. VASQUEZ | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT BY THE AUDIT/COMPLIANCE COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS GRANITE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 84,100 | 0 | 16-May-2014 | 16-May-2014 | |||||||||||||||
LTC PROPERTIES, INC. | ||||||||||||||||||||||
Security | 502175102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LTC | Meeting Date | 10-Jun-2014 | |||||||||||||||||||
ISIN | US5021751020 | Agenda | 934004867 - Management | |||||||||||||||||||
Record Date | 15-Apr-2014 | Holding Recon Date | 15-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BOYD W. HENDRICKSON | For | For | |||||||||||||||||||
2 | EDMUND C. KING | For | For | |||||||||||||||||||
3 | JAMES J. PIECZYNSKI | For | For | |||||||||||||||||||
4 | DEVRA G. SHAPIRO | For | For | |||||||||||||||||||
5 | WENDY L. SIMPSON | For | For | |||||||||||||||||||
6 | TIMOTHY J. TRICHE, M.D. | For | For | |||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 111,040 | 0 | 20-May-2014 | 20-May-2014 | |||||||||||||||
STIFEL FINANCIAL CORP. | ||||||||||||||||||||||
Security | 860630102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SF | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | US8606301021 | Agenda | 934002902 - Management | |||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BRUCE A. BEDA | For | For | |||||||||||||||||||
2 | FREDRICK O. HANSER | For | For | |||||||||||||||||||
3 | RONALD J. KRUSZEWSKI | For | For | |||||||||||||||||||
4 | THOMAS P. MULROY | For | For | |||||||||||||||||||
5 | THOMAS W. WEISEL | For | For | |||||||||||||||||||
6 | KELVIN R. WESTBROOK | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 60,900 | 0 | 21-May-2014 | 21-May-2014 | |||||||||||||||
STEINER LEISURE LIMITED | ||||||||||||||||||||||
Security | P8744Y102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | STNR | Meeting Date | 11-Jun-2014 | |||||||||||||||||||
ISIN | BSP8744Y1024 | Agenda | 934005287 - Management | |||||||||||||||||||
Record Date | 15-Apr-2014 | Holding Recon Date | 15-Apr-2014 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | LEONARD I. FLUXMAN | For | For | |||||||||||||||||||
2 | MICHELE STEINER WARSHAW | For | For | |||||||||||||||||||
3 | STEVEN J. PRESTON | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
2 P 14070 | TRIBUTARY SMALL CO FUND | P 14070 | JPMORGAN | 69,400 | 0 | 21-May-2014 | 21-May-2014 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Tributary Funds, Inc. | |
By: | /s/ Stephen R. Frantz |
Name: | Stephen R. Frantz |
Title: | President |
Date: | August 27, 2014 |