Name of Fund: | M International Equity Fund (NC, LLC) | 1TM0 |
Period: | July 1, 2013 - June 30, 2014 | |
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Company Name | Meeting Date | | SEDOL | Ticker |
CIE FINANCIERE RICHEMONT SA, BELLEVUE | 12-Sep-2013 | | BCRWZ18 | cfr vx |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 151735 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
For | For | 1.1 | The Board of Directors proposes that the General Meeting, having taken note of the reports of the auditor, approve the consolidated financial statements of the Group, the financial statements of the Company and the directors' report for the business year ended 31 March 2013 | Management |
For | For | 1.2 | The Board of Directors proposes that the 2013 compensation report as per pages 53 to 60 of the Annual Report and Accounts 2013 be ratified | Management |
For | For | 2 | Appropriation of profits: At 31 March 2013, the retained earnings available for distribution amounted to CHF 2 366 505 209. The Board of Directors proposes that a dividend of CHF 1.00 be paid per Richemont share. This is equivalent to CHF 1.00 per 'A' bearer share in the Company and CHF 0.10 per 'B' registered share in the Company. This represents a total dividend payable of CHF 574 200 000, subject to a waiver by Richemont Employee Benefits Limited, a wholly owned subsidiary, of its entitlement to receive dividends on an estimated 21 million Richemont 'A' shares held in treasury. The Board of Directors proposes that the remaining available retained earnings of the Company at 31 March 2013 after payment of the dividend be carried forward to the following business year. The dividend will be paid on or about 19 September 2013 | Management |
For | For | 3 | Discharge of the Board of Directors | Management |
For | For | 4.1 | Re-election of Johann Rupert to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.2 | Re-election of Dr Franco Cologni to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.3 | Re-election of Lord Douro to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.4 | Re-election of Yves-Andre Istel to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.5 | Re-election of Richard Lepeu to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.6 | Re-election of Ruggero Magnoni to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.7 | Re-election of Josua Malherbe to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.8 | Re-election of Dr Frederick Mostert to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.9 | Re-election of Simon Murray to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.10 | Re-election of Alain Dominique Perrin to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.11 | Re-election of Guillaume Pictet to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.12 | Re-election of Norbert Platt to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.13 | Re-election of Alan Quasha to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.14 | Re-election of Maria Ramos to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.15 | Re-election of Lord Renwick of Clifton to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.16 | Re-election of Jan Rupert to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.17 | Re-election of Gary Saage to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.18 | Re-election of Jurgen Schrempp to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.19 | Election of Bernard Fornas to the Board of Directors to serve for a further term of one year | Management |
For | For | 4.20 | Election of Jean-Blaise Eckert to the Board of Directors to serve for a further term of one year | Management |
For | For | 5 | Re-appoint of the auditor PricewaterhouseCoopers Ltd, Geneva | Management |
For | For | 6 | Revisions to the Articles of Association: Articles 6, 8, 9, 15, 17, 18, 21, and 35 | Management |
Abstain | Against | 7 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | Management |
| | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 5 | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
DIAGEO PLC, LONDON | 19-Sep-2013 | | 0237400 | dge ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | Report and accounts 2013 | Management |
For | For | 2 | Directors' remuneration report 2013 | Management |
For | For | 3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management |
For | For | 4 | That PB Bruzelius be re-elected as a director | Management |
For | For | 5 | That LM Danon be re-elected as a director | Management |
For | For | 6 | That Lord Davies be re-elected as a director | Management |
For | For | 7 | That Ho KwonPing be re-elected as a director | Management |
For | For | 8 | That BD Holden be re-elected as a director | Management |
For | For | 9 | That Dr FB Humer be re-elected as a director | Management |
For | For | 10 | That D Mahlan be re-elected as a director | Management |
For | For | 11 | That IM Menezes be re-elected as a director | Management |
For | For | 12 | That PG Scott be re-elected as a director | Management |
For | For | 13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management |
For | For | 14 | Remuneration of auditor | Management |
For | For | 15 | Authority to allot shares | Management |
For | For | 16 | Disapplication of pre-emption rights | Management |
For | For | 17 | Authority to purchase own Ordinary Shares | Management |
For | For | 18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management |
| | CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this-resolution shall not exceed GBP 200,000 | Non-Voting |
For | For | 19 | Reduced notice of a general meeting other than an annual general meeting | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GENTING BHD | 01-Nov-2013 | | B1VXJL8 | gent mk |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | Proposed non-renounceable restricted issue of up to 929,871,192 new warrants in the company at an issue price of RM1.50 per warrant on the basis of one (1) warrant for every four (4) existing ordinary shares of RM0.10 each in the company held by the entitled shareholders whose names appear in the company's record of depositors or register of members on an entitlement date to be determined by the board of directors of the company | Management |
For | For | 2 | Proposed exemption to Kien Huat Realty Sdn Berhad and persons acting in concert with it from the obligation to undertake a mandatory take-over offer on the remaining voting shares in the company not already held by them upon the exercise of the warrants by KHR and/or the PACs under paragraph 16, practice note 9 of the Malaysian Code on take-overs and mergers, 2010 | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
PERNOD-RICARD, PARIS | 06-Nov-2013 | | 4682329 | ri fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | 16 OCT 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2013/1002/201310021305066-.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: ht-tps://balo.journal-officiel.gouv.fr/pdf/2013/1016/201310161305162.pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | Approval of the corporate financial statements for the financial year ended June 30, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management |
For | For | O.3 | Allocation of income for the financial year ended June 30, 2013 and setting the dividend | Management |
For | For | O.4 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management |
For | For | O.5 | Renewal of term of Mrs. Daniele Ricard as Director | Management |
For | For | O.6 | Renewal of term of Mr. Laurent Burelle as Director | Management |
For | For | O.7 | Renewal of term of Mr. Michel Chambaud as Director | Management |
For | For | O.8 | Renewal of term of Societe Paul Ricard as Director | Management |
For | For | O.9 | Renewal of term of Mr. Anders Narvinger as Director | Management |
For | For | O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management |
For | For | O.11 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mrs. Daniele Ricard, Chairman of the Board of Directors | Management |
For | For | O.12 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Pierre Pringuet, Vice-Chairman of the Board of Directors and Chief Executive Officer | Management |
For | For | O.13 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Alexandre Ricard, Managing Director | Management |
For | For | O.14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management |
For | For | E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares up to 10% of share capital | Management |
For | For | E.16 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by issuing common shares and/or any securities giving access to capital of the Company while maintaining preferential subscription rights | Management |
For | For | E.17 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 41 million by issuing common shares and/or any securities giving access to capital of the Company with cancellation of preferential subscription rights as part of a public offer | Management |
For | For | E.18 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued in case of share capital increase with or without preferential subscription rights up to 15% of the initial issuance carried out pursuant to the 16th and 17th resolutions | Management |
For | For | E.19 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company, in consideration for in-kind contributions granted to the Company up to 10% of share capital | Management |
For | For | E.20 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company up to 10% of share capital with cancellation of preferential subscription rights in case of public exchange offer initiated by the Company | Management |
For | For | E.21 | Delegation of authority to be granted to the Board of Directors to issue securities representing debts entitling to the allotment of debt securities up to Euros 5 billion | Management |
For | For | E.22 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by incorporation of premiums, reserves, profits or otherwise | Management |
For | For | E.23 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital up to 2% of share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management |
For | For | E.24 | Amendment to Article 16 of the bylaws to establish the terms for appointing Directors representing employees pursuant to the provisions of the Act of June 14, 2013 on employment security | Management |
For | For | E.25 | Powers to carry out all required legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SIME DARBY BHD | 21-Nov-2013 | | B29TTR1 | sime mk |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | To declare a final single tier dividend of 27 sen per ordinary share for the financial year ended 30 June 2013 | Management |
For | For | 2 | To approve the annual remuneration for the Non-Executive Directors as disclosed in the Audited Financial Statements for the financial year ended 30 June 2013 | Management |
For | For | 3 | To re-appoint Tan Sri Dato' Dr Wan Mohd Zahid Mohd Noordin as a Director of the Company and to hold office until the conclusion of the next Annual General Meeting pursuant to Section 129(6) of the Companies Act, 1965 | Management |
For | For | 4 | To re-elect the following Director who retires pursuant to Article 104 of the Articles of Association of the Company and who have offered himself for election: Dato' Abdul Ghani Othman | Management |
For | For | 5 | To re-elect the following Director who retires pursuant to Article 104 of the Articles of Association of the Company and who have offered himself for election: Tan Sri Dato' Sri Dr Wan Abdul Aziz Wan Abdullah | Management |
For | For | 6 | To re-elect the following Director who retires pursuant to Article 104 of the Articles of Association of the Company and who have offered himself for election: Ir Dr Muhamad Fuad Abdullah | Management |
For | For | 7 | To re-elect the following Director who retires pursuant to Article 99 of the Articles of Association of the Company and who have offered himself for re-election: Tan Sri Dato' Sri Hamad Kama Piah Che Othman | Management |
For | For | 8 | To re-elect the following Director who retires pursuant to Article 99 of the Articles of Association of the Company and who have offered himself for re-election: Tan Sri Datuk Dr Yusof Basiran | Management |
For | For | 9 | To re-elect the following Director who retires pursuant to Article 99 of the Articles of Association of the Company and who have offered herself for re-election: Datuk Zaiton Mohd Hassan | Management |
For | For | 10 | To re-appoint PricewaterhouseCoopers as Auditors of the Company for the financial year ending 30 June 2014, and to authorise the Directors to fix their remuneration | Management |
For | For | 11 | Authority to Allot and Issue Shares pursuant to Section 132D of the Companies Act, 1965 | Management |
For | For | 12 | Proposed Renewal of Shareholders' Mandate for Existing Recurrent Related Party Transactions and Proposed New Shareholders' Mandate for Additional Recurrent Related Party Transactions of a Revenue or Trading Nature | Management |
For | For | 13 | Proposed Grant to Muhammad Ali Nuruddin pursuant to the Performance-Based Employee Share Scheme for the Eligible Employee (including Executive Directors) of Sime Darby Berhad and Its Subsidiaries (excluding subsidiaries which are dormant) (Scheme) | Management |
For | For | 1 | Proposed dividend reinvestment plan that provides shareholders of the company with an option to reinvest their cash dividend in new ordinary shares of RM0.50 each in the company ("Sime Darby Shares") ("Proposed DRP") | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
NOVARTIS AG, BASEL | 25-Feb-2014 | | 7103065 | novn vx |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2013 | Management |
For | For | 2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management |
For | For | 3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: CHF 2.45 per share | Management |
For | For | 4.1 | Advisory Vote on Total Compensation for Members of the Board of Directors from the Annual General Meeting 2014 to the Annual General Meeting 2015 | Management |
For | For | 4.2 | Advisory Vote on Total Compensation for Members of the Executive Committee for the Performance Cycle Ending in 2013 | Management |
For | For | 5.1 | Re-election of Joerg Reinhardt, Ph.D., and election as Chairman of the Board of Directors | Management |
For | For | 5.2 | Re-election of Dimitri Azar, M.D., MBA | Management |
For | For | 5.3 | Re-election of Verena A. Briner, M.D. | Management |
For | For | 5.4 | Re-election of Srikant Datar, Ph.D. | Management |
For | For | 5.5 | Re-election of Ann Fudge | Management |
For | For | 5.6 | Re-election of Pierre Landolt, Ph.D. | Management |
For | For | 5.7 | Re-election of Ulrich Lehner, Ph.D. | Management |
For | For | 5.8 | Re-election of Andreas von Planta, Ph.D. | Management |
For | For | 5.9 | Re-election of Charles L. Sawyers, M.D. | Management |
For | For | 5.10 | Re-election of Enrico Vanni, Ph.D. | Management |
For | For | 5.11 | Re-election of William T. Winters | Management |
For | For | 6.1 | Election of Srikant Datar, Ph.D., as member of the Compensation Committee | Management |
For | For | 6.2 | Election of Ann Fudge as member of the Compensation Committee | Management |
For | For | 6.3 | Election of Ulrich Lehner, Ph.D., as member of the Compensation Committee | Management |
For | For | 6.4 | Election of Enrico Vanni, Ph.D., as member of the Compensation Committee | Management |
For | For | 7 | Re-election of the Auditor: PricewaterhouseCoopers AG | Management |
For | For | 8 | Election of lic. iur. Peter Andreas Zahn, Advokat, Basel, as the Independent Proxy | Management |
For | For | 9 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BANCO BRADESCO SA, OSASCO | 10-Mar-2014 | | B00FM53 | bbdc4 bz |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU. | Non-Voting |
| | 1 | Acknowledge the management report, the fiscal councils opinion, the-independent auditors report, and the summary of the audit committees report,-as well as examine, discuss and vote on the financial statements related to-the fiscal year ended on December 31, 2013 | Non-Voting |
| | 2 | Resolve on the board of directors proposal for the allocation of the net-income of the fiscal year 2013 and ratification of the early distribution of-interest on shareholders equity and dividends paid and to be paid | Non-Voting |
For | For | 3 | Elect the board of directors members. it is necessary, pursuant to CVM rules 165 of December 11, 1991, and 282 of June 26, 1998 at least 5 five percent of the voting capital so that shareholders can require the adoption of the multiple vote process | Management |
For | For | 4 | Elect the fiscal council members, pursuant to article 161 of law 6,404 of December 15, 1976 and establish their respective compensation | Management |
| | 5 | Resolve on the board of directors proposals for the managements compensation-and the amount to support the managements pension plans | Non-Voting |
| | CMMT | 27 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF NAMES IN R-ESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETU-RN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THAN-K YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO | 13-Mar-2014 | | 5501906 | bbva sm |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 MARCH 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting |
For | For | 1 | Examination and approval of the Annual Financial Statements (balance sheet, income statement, statement of changes in net equity, cash flow statement and annual report) and the Management Reports for Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group. Allocation of profits or losses. Approval of corporate management. All these refer to the year ending 31st December 2013 | Management |
For | For | 2.1 | Re-election of Mr. Tomas Alfaro Drake, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 2.2 | Re-election of Mr. Carlos Loring Martinez de Irujo, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 2.3 | Re-election of Mr. Jose Luis Palao Garcia-Suelto, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 2.4 | Re-election of Ms. Susana Rodriguez Vidarte, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 2.5 | Ratification and appointment of Mr. Jose Manuel Gonzalez-Paramo Martinez-Murillo, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 2.6 | Appointment of Ms. Lourdes Maiz Carro, Pursuant to paragraph 2 of article 34 of the Company Bylaws, determination of the number of directors at the number resulting from the resolutions adopted under this agenda item, which will be reported to the General Meeting for all due effects | Management |
For | For | 3 | Authorisation for the Company to acquire treasury stock directly or through Group companies, establishing the limits or requirements for such acquisition, and conferring the powers to the Board of Directors necessary for its execution, repealing, insofar as not executed, the authorisation granted by the General Meeting held 12th March 2010 | Management |
For | For | 4.1 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management |
For | For | 4.2 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management |
For | For | 4.3 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management |
For | For | 4.4 | Increase the share capital by issuance of new ordinary shares each with a nominal value of EUR 0.49, without an issue premium and of the same class and series as the shares currently outstanding, to be charged to voluntary reserves. Possibility of under subscription. Commitment to purchase shareholders free allocation rights at a guaranteed price. Request for listing. Conferral of powers | Management |
For | For | 5 | Approve the conditions of the system of variable remuneration in shares of Banco Bilbao Vizcaya Argentaria, S.A. for 2014, targeted at its management team, including the executive directors and members of the senior management | Management |
For | For | 6 | Approve the maximum variable component of the remuneration of the executive directors, senior managers and certain employees whose professional activities have a significant impact on the Company's risk profile or who perform control functions | Management |
For | For | 7 | Re-election of the firm to audit the accounts of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group in 2014: Deloitte | Management |
For | For | 8 | Conferral of authority on the Board of Directors, which may in turn delegate such authority, to formalise, correct, interpret and implement the resolutions adopted by the General Meeting | Management |
For | For | 9 | Consultative vote on the Annual Report on Directors' Remuneration of Banco Bilbao Vizcaya Argentaria, S.A | Management |
| | CMMT | 19 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS NEED TO HOLD MINIMUM OF 500 SHARES-TO VOTE. THANK YOU. | Non-Voting |
| | CMMT | 19 FEB 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
NOVO NORDISK A/S, BAGSVAERD | 20-Mar-2014 | | BHC8X90 | novob dc |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting |
| | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting |
For | For | 2 | Adoption of the audited annual report 2013 | Management |
For | For | 3.1 | Approval of actual remuneration of the Board of Directors for 2013 | Management |
For | For | 3.2 | Approval of remuneration level of the Board of Directors for 2014 | Management |
For | For | 4 | A resolution to distribute the profit: The Board of Directors proposes that the dividend for 2013 is DKK 4.5 for each Novo Nordisk A or B share of DKK 0.20 | Management |
For | For | 5.1 | Election of Goran Ando as Chairman | Management |
For | For | 5.2 | Election of Jeppe Christiansen as Vice Chairman | Management |
For | For | 5.3a | Election of other member to the Board of Directors: Bruno Angelici | Management |
For | For | 5.3b | Election of other member to the Board of Directors: Liz Hewitt | Management |
For | For | 5.3c | Election of other member to the Board of Directors: Thomas Paul Koestler | Management |
For | For | 5.3d | Election of other member to the Board of Directors: Helge Lund | Management |
For | For | 5.3e | Election of other member to the Board of Directors: Hannu Ryopponen | Management |
For | For | 6 | Re-appointment of PricewaterhouseCoopers as Auditor | Management |
For | For | 7.1 | Reduction of the Company's B share capital From DKK 442,512,800 to DKK 422,512,800 | Management |
For | For | 7.2 | Authorisation of the Board of Directors to allow the Company to repurchase own shares | Management |
For | For | 7.3 | Donation to the World Diabetes Foundation (WDF) | Management |
For | For | 7.4.1 | Amendments to the Articles of Association: Language of Annual Reports. Article number 17.3 | Management |
For | For | 7.4.2 | Amendments to the Articles of Association: Language of General Meetings. Article numbers 7.5 and 17.3 | Management |
For | For | 7.5 | Adoption of revised Remuneration Principles | Management |
Against | For | 8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Financial information in notice to convene Annual General Meetings | Shareholder |
Against | For | 8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Period for presentation of and language of certain financial information and company announcements | Shareholder |
Against | For | 8.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Access to quarterly and annual financial information on the Company's website and in Danish | Shareholder |
Against | For | 8.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL, Kjeld Beyer: Refreshments at Annual General Meetings | Shareholder |
Company Name | Meeting Date | | SEDOL | Ticker |
BANCO SANTANDER SA, SANTANDER | 28-Mar-2014 | | 5705946 | san sm |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.A | Examination and, if appropriate, approval of the annual accounts (balance sheet, profit and loss statement, statement of recognised income and expense, statement of changes in total equity, cash flow statement, and notes) of Banco Santander, S.A. and its consolidated Group, all with respect to the Financial Year ended 31 December 2013 | Management |
For | For | 1.B | Examination and, if appropriate, approval of the corporate management for Financial Year 2013 | Management |
For | For | 2 | Application of results obtained during Financial Year 2013 | Management |
For | For | 3.A | Ratification of appointment and re-election of Mr Jose Javier Marin Romano as a director | Management |
For | For | 3.B | Ratification of appointment of Mr Juan Miguel Villar Mir as a director | Management |
For | For | 3.C | Ratification of appointment and re-election of Ms Sheila Bair as a director | Management |
For | For | 3.D | Re-election of Ms Ana Patricia Botin-Sanz de Sautuola y O'Shea as a director | Management |
For | For | 3.E | Re-election of Mr Rodrigo Echenique Gordillo as a director | Management |
For | For | 3.F | Re-election of Ms Esther Gimenez-Salinas i Colomer as a director | Management |
For | For | 3.G | Re-election of Mr Vittorio Corbo Lioi as a director | Management |
For | For | 4 | To re-elect the firm Deloitte, S.L., with a registered office in Madrid, at Plaza Pablo Ruiz Picasso, 1, Torre Picasso, and Tax ID Code B-79104469, as Auditor of Accounts for verification of the annual accounts and management report of the Bank and of the consolidated Group for Financial Year 2014 | Management |
For | For | 5 | Authorisation for the Bank and its subsidiary companies to acquire treasury shares under the provisions of articles 146 and 509 of the Spanish Capital Corporations Law (Ley de Sociedades de Capital), depriving the authorisation granted by the ordinary general shareholders' meeting of 11 June 2010 of effect in the portion unused | Management |
For | For | 6.A | Adaptation of Bylaws to Order ECC/461/2013 and to Royal Decree-Law 14/2013: amendment of articles 42 (qualitative composition of the board), 58 (compensation of directors) and 59 (transparency of the director compensation system) | Management |
For | For | 6.B | Other amendments as regards corporate governance fundamentally arising out of the requirements of Capital Requirements Directive IV (Directive 2013/36/EU): amendments of articles 48 (the executive chairman), 49 (other managing directors), 50 (committees of the board of directors), 53 (audit and compliance committee), 54 (appointments and remuneration committee), and 62 (submission of the annual accounts), in addition to inclusion of two new articles 49bis (coordinating director) and 54bis (risk supervision, regulation and compliance committee) | Management |
For | For | 7 | Rules and Regulations for the General Shareholders' Meeting. Amendment of article 18 (information) | Management |
For | For | 8 | Delegation to the board of directors of the power to carry out the resolution to be adopted by the shareholders at the meeting to increase the share capital pursuant to the provisions of section 297.1.a) of the Spanish Capital Corporations Law | Management |
For | For | 9 | Authorisation to the board of directors such that, pursuant to the provisions of section 297.1.b) of the Spanish Capital Corporations Law, it may increase the share capital on one or more occasions and at any time, within a period of three years, by means of cash contributions and by a maximum nominal amount of 2,890,266,786.50 euros, all upon such terms and conditions as it deems appropriate, depriving of effect, to the extent of the unused amount, the authorisation granted under resolution Ten II) adopted at the ordinary general shareholders' meeting of 22 March 2013. Delegation of the power to exclude pre-emptive rights, as provided by section 506 of the Spanish Capital Corporations Law | Management |
For | For | 10.A | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution, by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights (derechos de asignacion gratuita) at a guaranteed price and power to use voluntary reserves from retained earnings for such purpose. Express provision for the possibility of less than full allotment. Delegation of powers to the board of directors, which may in turn delegate such powers to the executive committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this general shareholders' meeting, to take such actions as may be required for implementation thereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain's Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (currently Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | Management |
For | For | 10.B | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the board of directors, which may in turn delegate such powers to the executive committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this general shareholders' meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain's Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (currently Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | Management |
For | For | 10.C | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the board of directors, which may in turn delegate such powers to the executive committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this general shareholders' meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain's Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (currently Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | Management |
For | For | 10.D | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the board of directors, which may in turn delegate such powers to the executive committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this general shareholders' meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain's Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (currently Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | Management |
For | For | 11.A | Delegation to the board of directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including warrants) that are convertible into and/or exchangeable for shares of the Company. Establishment of the standards for determining the basis and methods for the conversion and/or exchange and grant to the board of directors of the power to increase share capital by the required amount, as well as to exclude the pre-emptive rights of shareholders. To deprive of effect, to the extent not used, the delegation of powers approved by resolution Twelve A II) of the shareholders acting at the ordinary general shareholders' meeting of 22 March 2013 | Management |
For | For | 11.B | Delegation to the board of directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including certificates, promissory notes and warrants) that are not convertible into shares | Management |
For | For | 12 | Remuneration system: approval of maximum ratio between fixed and variable components of total remuneration of executive directors and other employees belonging to categories which professional activities impact significantly on the risk profile | Management |
For | For | 13.A | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group; under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom; and, under item Thirteen D, of the application of a plan for employees of Santander Insurance Services Limited and other companies of the Group in Ireland: Fourth cycle of the Deferred and Conditional Variable Remuneration Plan (Plan de Retribucion Variable Diferida y Condicionada) | Management |
For | For | 13.B | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group; under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom; and, under item Thirteen D, of the application of a plan for employees of Santander Insurance Services Limited and other companies of the Group in Ireland: First cycle of the Performance Shares plan | Management |
For | For | 13.C | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group; under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom; and, under item Thirteen D, of the application of a plan for employees of Santander Insurance Services Limited and other companies of the Group in Ireland: Plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom by means of options on shares of the Bank linked to the contribution of periodic monetary amounts and to certain continuity requirements | Management |
For | For | 13.D | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group; under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom; and, under item Thirteen D, of the application of a plan for employees of Santander Insurance Services Limited and other companies of the Group in Ireland: Plan for employees of Santander Insurance Services Limited and other companies of the Group in Ireland linked to the investment in shares of the Bank | Management |
For | For | 14 | Authorisation to the board of directors to interpret, remedy, supplement, carry out and further develop the resolutions adopted by the shareholders at the meeting, as well as to delegate the powers received from the shareholders at the meeting, and grant of powers to convert such resolutions into notarial instruments | Management |
For | For | 15 | Annual report on directors' remuneration | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
VOLVO AB, GOTEBORG | 02-Apr-2014 | | b1qh830 | volvb ss |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | 1 | Opening of the Meeting | Non-Voting |
| | 2 | Election of Chairman of the Meeting: The Election Committee proposes Sven-Unger, Attorney at law, to be the Chairman of the Meeting | Non-Voting |
| | 3 | Verification of the voting list | Non-Voting |
| | 4 | Approval of the agenda | Non-Voting |
| | 5 | Election of minutes-checkers and vote controllers | Non-Voting |
| | 6 | Determination of whether the Meeting has been duly convened | Non-Voting |
| | 7 | Presentation of the work of the Board and Board committees | Non-Voting |
| | 8 | Presentation of the Annual Report and the Auditors' Report as well as the-Consolidated Accounts and the Auditors' Report on the Consolidated Accounts.-In connection therewith, speech by the President | Non-Voting |
For | For | 9 | Adoption of the Income Statement and Balance Sheet and the Consolidated Income Statement and Consolidated Balance Sheet | Management |
For | For | 10 | Resolution in respect of the disposition to be made of the Company's profits: The Board of Directors proposes payment of a dividend of SEK 3.00 per share. Monday, April 7, 2014, is proposed as the record date to receive the dividend. If the Annual General Meeting resolves in accordance with the proposal, payment of the dividend is expected to be performed through Euroclear Sweden AB on Thursday, April 10, 2014 | Management |
For | For | 11 | Resolution regarding discharge from liability of the members of the Board and of the President | Management |
For | For | 12 | Determination of the number of members and deputy members of the Board of Directors to be elected by the Meeting: The Election Committee proposes nine members and no deputy members | Management |
For | For | 13 | Determination of the remuneration to be paid to the Board members | Management |
For | For | 14 | Determination of the remuneration to be paid to the Auditors | Management |
For | For | 15 | Election of the Board members and Chairman of the Board: Peter Bijur, Ravi Venkatesan and Ying Yeh will not stand for re-election. The Election Committee proposes re-election of Jean-Baptiste Duzan, Hanne de Mora, Anders Nyren, Olof Persson, Carl-Henric Svanberg and Lars Westerberg and new election of Matti Alahuhta, James W. Griffith and Kathryn V. Marinello. The Election Committee further proposes re-election of Carl-Henric Svanberg as Chairman of the Board | Management |
For | For | 16 | Election of Auditors and Deputy Auditors: The Election Committee proposes that the registered firm of auditors PricewaterhouseCoopers AB is elected as Auditor for a period of four years - until the close of the Annual General Meeting held during the fourth financial year after the appointment of the auditor | Management |
For | For | 17 | Election of members of the Election Committee: The Election Committee proposes that Carl-Olof By, representing AB Industrivarden, Lars Forberg, representing Cevian Capital, Yngve Slyngstad, representing Norges Bank Investment Management, Hakan Sandberg, representing Svenska Handelsbanken, SHB Pension Fund, SHB Employee Fund, SHB Pensionskassa and Oktogonen, and the Chairman of the Board of Directors are elected members of the Election Committee and that no fees are paid to the members of the Election Committee | Management |
For | For | 18 | Resolution regarding amendment of the Instructions for the AB Volvo Election Committee | Management |
For | For | 19 | Resolution on the adoption of a Remuneration Policy for senior executives | Management |
For | For | 20.A | Resolution on the Board of Directors' proposal for a long-term share-based incentive plan for senior executives comprising the years 2014-2016 including resolutions regarding: adoption of a share-based incentive plan | Management |
For | For | 20.B | Resolution on the Board of Directors' proposal for a long-term share-based incentive plan for senior executives comprising the years 2014-2016 including resolutions regarding: transfer of treasury shares to participants in the plan | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
DAIMLER AG, STUTTGART | 09-Apr-2014 | | 5529027 | DAI GR |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WPHG) ma-y prevent the shareholder from voting at the general meeting. Therefore, your-custodian may request that Broadridge registers beneficial owner data for all-voted accounts with the respective sub-custodian. If you require further infor-mation whether or not such BO registration will be conducted for your custodia-ns’ accounts, please contact your CSR. | Non-Voting |
| | | The sub-custodian banks optimized their processes and established solutions, w-hich do not require any flagging or blocking. These optimized processes avoid-any settlement conflicts. The sub custodians have advised that voted shares ar-e not blocked for trading purposes i.e. they are only unavailable for settleme-nt. Registered shares will be deregistered at the deregistration date by the-sub custodians. In order to deliver/settle a voted position before the deregis-tration date a voting instruction cancellation and de-registration request ne-eds to be sent. Please contact your CSR for further information. | Non-Voting |
| | | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub-c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting |
| | | According to German law, in case of specific conflicts of interest in connecti-on with specific items of the agenda for the general meeting you are not entit-led to exercise your voting rights. Further, your voting right might be exclud-ed when your share in voting rights has reached certain thresholds and you hav-e not complied with any of your mandatory voting rights notifications pursuant-to the German Securities Trading Act (WHPG). For questions in this regard ple-ase contact your Client Service Representative for clarification. If you do no-t have any indication regarding such conflict of interest, or another exclusio-n from voting, please submit your vote as usual. | Non-Voting |
| | | Counter proposals may be submitted until 25.03.2014. Further information on co-unter proposals can be found directly on the issuer’s website (please ref-er to the material URL section of the application. If you wish to act on these-items, you will need to request a Meeting Attend and vote your shares directl-y at the company’s meeting. Counter proposals cannot be reflected in the-ballot on ProxyEdge. | Non-Voting |
| | 1. | Presentation of the adopted financial statements of Daimler AG, the approved c-onsolidated financial statements, the combined management report for Daimler A-G and the Group with the explanatory reports on the information required pursu-ant to Section 289, Subsections 4 and 5, Section 315, Subsection 4 of the Germ-an Commercial Code (Handelsgesetzbuch), and the report of the Supervisory Boar-d for the 2013 financial year | Non-Voting |
For | For | 2. | Resolution on the allocation of distributable profit | Management |
For | For | 3. | Resolution on ratification of Board of Management members' actions in the 2013 financial year | Management |
For | For | 4. | Resolution on ratification of Supervisory Board members' actions in the 2013 financial year | Management |
For | For | 5. | Resolution on the appointment of auditors for the Company and the Group for the 2014 financial year | Management |
For | For | 6. | Resolution on the approval of the remuneration system for the members of the Board of Management | Management |
For | For | 7.1 | Resolution on the election of new members of the Supervisory Board: Dr.-Ing. Bernd Bohr | Management |
For | For | 7.2 | Resolution on the election of new members of the Supervisory Board: Joe Kaeser | Management |
For | For | 7.3 | Resolution on the election of new members of the Supervisory Board: Dr. Ing. e.h. Dipl.-Ing. Bernd Pischetsrieder | Management |
For | For | 8. | Resolution on the creation of a new Approved Capital 2014 (Genehmigtes Kapital 2014) and a related amendment to the Articles of Incorporation | Management |
For | For | 9. | Resolution on the adjustment of the Supervisory Board remuneration and a related amendment to the Articles of Incorporation | Management |
For | For | 10. | Resolution on the approval of the conclusion of amendment agreements to existing control and profit transfer agreements with subsidiaries | Management |
For | For | 11. | Resolution on the approval of agreements on the termination of existing control and profit transfer agreements and conclusion of new control and profit transfer agreements with subsidiaries | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS | 10-Apr-2014 | | 4061412 | MC FP |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 24 MAR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0305/2014030514004-79.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0321/201403211400714.pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.3 | Approval of the regulated agreements | Management |
For | For | O.4 | Allocation of income and setting the dividend | Management |
For | For | O.5 | Renewal of term of Mrs. Delphine Arnault as Board member | Management |
For | For | O.6 | Renewal of term of Mr. Nicolas Bazire as Board member | Management |
For | For | O.7 | Renewal of term of Mr. Antonio Belloni as Board member | Management |
For | For | O.8 | Renewal of term of Mr. Diego Della Valle as Board member | Management |
For | For | O.9 | Renewal of term of Mr. Pierre Gode as Board member | Management |
For | For | O.10 | Renewal of term of Mrs. Marie-Josee Kravis as Board member | Management |
For | For | O.11 | Renewal of term of Mr. Paolo Bulgari as Censor | Management |
For | For | O.12 | Renewal of term of Mr. Patrick Houel as Censor | Management |
For | For | O.13 | Renewal of term of Mr. Felix G. Rohatyn as Censor | Management |
For | For | O.14 | Appointment of Mrs. Marie-Laure Sauty De Chalon as Board member | Management |
For | For | O.15 | Reviewing the elements of compensation owed or paid to Mr. Bernard Arnault, Chairman of the Board of Directors and CEO | Management |
For | For | O.16 | Reviewing the elements of compensation owed or paid to Mr. Antonio Belloni, Managing Director | Management |
For | For | O.17 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management |
For | For | E.18 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of shares | Management |
For | For | E.19 | Approval of the transformation of the legal form of the company by adopting the form of a European company and approval of the terms of the proposed transformation | Management |
For | For | E.20 | Approval of the amendments to the bylaws of the Company as a European Company | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
NESTLE SA, CHAM UND VEVEY | 10-Apr-2014 | | 7123870 | nesn vx |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2013 | Management |
For | For | 1.2 | Acceptance of the Compensation Report 2013 (advisory vote) | Management |
For | For | 2 | Release of the members of the Board of Directors and of the Management | Management |
For | For | 3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2013 | Management |
For | For | 4 | Revision of the Articles of Association. Adaptation to new Swiss Company Law | Management |
For | For | 5.1.1 | Re-election to the Board of Directors: Mr Peter Brabeck-Letmathe | Management |
For | For | 5.1.2 | Re-election to the Board of Directors: Mr Paul Bulcke | Management |
For | For | 5.1.3 | Re-election to the Board of Directors: Mr Andreas Koopmann | Management |
For | For | 5.1.4 | Re-election to the Board of Directors: Mr Rolf Hanggi | Management |
For | For | 5.1.5 | Re-election to the Board of Directors: Mr Beat Hess | Management |
For | For | 5.1.6 | Re-election to the Board of Directors: Mr Daniel Borel | Management |
For | For | 5.1.7 | Re-election to the Board of Directors: Mr Steven G. Hoch | Management |
For | For | 5.1.8 | Re-election to the Board of Directors: Ms Naina Lal Kidwai | Management |
For | For | 5.1.9 | Re-election to the Board of Directors: Ms Titia de Lange | Management |
For | For | 5.110 | Re-election to the Board of Directors: Mr Jean-Pierre Roth | Management |
For | For | 5.111 | Re-election to the Board of Directors: Ms Ann M. Veneman | Management |
For | For | 5.112 | Re-election to the Board of Directors: Mr Henri de Castries | Management |
For | For | 5.113 | Re-election to the Board of Directors: Ms Eva Cheng | Management |
For | For | 5.2 | Election of the Chairman of the Board of Directors: Mr Peter Brabeck-Letmathe | Management |
For | For | 5.3.1 | Election of the member of the Compensation Committee: Mr Beat Hess | Management |
For | For | 5.3.2 | Election of the member of the Compensation Committee: Mr Daniel Borel | Management |
For | For | 5.3.3 | Election of the member of the Compensation Committee: Mr Andreas Koopmann | Management |
For | For | 5.3.4 | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management |
For | For | 5.4 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management |
For | For | 5.5 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-Law | Management |
| | CMMT | In the event of a new or modified proposal by a shareholder during the General-Meeting, I instruct the independent representative to vote according to the f-ollowing instruction: INSTRUCT "FOR" ON ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3-TO SHOW WHICH VOTING OPTION YOU CHOOSE IN THE EVENT OF NEW OR MODIFIED PROPOSA-LS. INSTRUCT "CLEAR" ON THE REMAINING TWO RESOLUTIONS | Non-Voting |
For | For | 6.1 | Vote in accordance with the proposal of the Board of Directors | Management |
| | 6.2 | Vote against the proposal of the Board of Directors | Shareholder |
| | 6.3 | Abstain | Shareholder |
Company Name | Meeting Date | | SEDOL | Ticker |
L'OREAL S.A., PARIS | 17-Apr-2014 | | 4057808 | or fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284293 DUE TO ADDITION OF-RESOLUTION "14". ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2014/-0328/201403281400825.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2014/03-12/201403121400516.pdf | Non-Voting |
For | For | O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management |
For | For | O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management |
For | For | O.3 | Allocation of income for the 2013 financial year and setting the dividend | Management |
For | For | O.4 | Appointment of Mrs. Belen Garijo as Board member | Management |
For | For | O.5 | Renewal of term of Mr. Jean-Paul Agon as Board member | Management |
For | For | O.6 | Renewal of term of Mr. Xavier Fontanet as Board member | Management |
For | For | O.7 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management |
For | For | O.8 | Review of the compensation owed or paid to Mr. Jean-Paul Agon, CEO for the 2013 financial year | Management |
For | For | O.9 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management |
For | For | O.10 | Approval of the purchase agreement on the acquisition by L'Oreal of 48,500,000 L'Oreal shares from Nestle representing 8% of capital within the regulated agreements procedure | Management |
For | For | E.11 | Capital reduction by cancellation of shares acquired by the Company pursuant to Articles L.225+209 and L.225-208 of the Commercial Code | Management |
For | For | E.12 | Amendment to the bylaws to specify the conditions under which the directors representing employees will be appointed | Management |
For | For | E.13 | Powers to carry out all legal formalities | Management |
For | For | O.14 | Approve transaction re: sale by l'Oreal of its entire stake in Galderma group companies to nestle | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
AXA SA, PARIS | 23-Apr-2014 | | 7088429 | cs fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 24 Mar 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0221/2014022114003-30.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0324/201403241400743.pdf AND CHA-NGE IN RECORD DATE FROM 16 APRIL 14 TO 15 APRIL 14. IF YOU HAVE ALREADY SENT I-N YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND-YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2013 | Management |
For | For | O.3 | Allocation of income for the financial year ended December 31, 2013 and setting the dividend of Euro 0.81 per share | Management |
For | For | O.4 | Advisory vote on the compensation of the CEO | Management |
For | For | O.5 | Advisory vote on the compensation of the Deputy Chief Executive Office | Management |
For | For | O.6 | Approval of the special report of the Statutory Auditors on the regulated agreements | Management |
For | For | O.7 | Approval of regulated commitments pursuant to Article L.225-42-1 of the Commercial Code benefiting Mr. Henri de Castries | Management |
For | For | O.8 | Approval of regulated commitments pursuant to Article L.225-42-1 of the Commercial Code benefiting Mr. Denis Duverne | Management |
For | For | O.9 | Renewal of term of Mr. Henri de Castries as Board member | Management |
For | For | O.10 | Renewal of term of Mr. Norbert Dentressangle as Board member | Management |
For | For | O.11 | Renewal of term of Mr. Denis Duverne as Board member | Management |
For | For | O.12 | Renewal of term of Mrs. Isabelle Kocher as Board member | Management |
For | For | O.13 | Renewal of term of Mrs. Suet Fern Lee as Board member | Management |
For | For | O.14 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management |
For | For | O.15 | Authorization granted to the Board of Directors to purchase common shares of the Company | Management |
For | For | E.16 | Delegation of powers granted to the Board of Directors to increase share capital by issuing common shares or securities entitling to common shares of the Company reserved for members of a company savings plan without shareholders' preferential subscription rights | Management |
For | For | E.17 | Delegation of powers granted to the Board of Directors to increase share capital by issuing common shares without shareholders' preferential subscription rights in favor of a category of designated beneficiaries | Management |
For | For | E.18 | Authorization granted to the Board of Directors to grant share subscription or purchase options to employees and eligible corporate officers of AXA Group with waiver by shareholders of their preferential subscription rights to shares to be issued due to the exercise of stock options | Management |
For | For | E.19 | Authorization granted to the Board of Directors to allocate free existing shares or shares to be issued subject to performance conditions to employees and eligible corporate officers of AXA Group with waiver by shareholders of their preferential subscription rights to shares to be issued, in case of allocation of shares to be issued | Management |
For | For | E.20 | Authorization granted to the Board of Directors to reduce share capital by cancellation of common shares | Management |
For | For | E.21 | Powers to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
UNIBAIL-RODAMCO SE, PARIS | 23-Apr-2014 | | B1YY4B3 | ul na |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 07 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0319/2014031914006-27.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0407/201404071400777.pdf. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Reports of the Executive Board, Supervisory Board and Statutory Auditors on the transactions that took place during the 2013 financial year; approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.3 | Allocation of income and dividend distribution | Management |
For | For | O.4 | Special report of the Statutory Auditors; approval of the regulated agreements and commitments | Management |
For | For | O.5 | Review of the compensation owed or paid to Mr. Christophe Cuvillier, Chairman of the Executive Board for the financial year ended on December 31, 2013 | Management |
For | For | O.6 | Review of the compensation owed or paid to Mr. Olivier Bossard, Mrs. Armelle Carminati-Rabasse, Mr. Fabrice Mouchel, Mrs. Jaap Tonckens and Mr. Jean-Marie Tritant, Executive Board members for the financial year ended on December 31, 2013 | Management |
For | For | O.7 | Review of the compensation owed or paid to Mr. Guillaume Poitrinal, who served as Chairman of the Executive Board from January 1st to April 25th, 2013, for the financial year ended on December 31, 2013 | Management |
For | For | O.8 | Review of the compensation owed or paid to Mrs. Catherine Pourre, who served as Executive Board member from January 1st to September 1st, 2013, for the financial year ended on December 31, 2013 | Management |
For | For | O.9 | Renewal of term of Mr. Rob Ter Haar as Supervisory Board member | Management |
For | For | O.10 | Renewal of term of Mr. Jose Luis Duran as Supervisory Board member | Management |
For | For | O.11 | Renewal of term of Mr. Yves Lyon-Caen as Supervisory Board member | Management |
For | For | O.12 | Appointment of Mrs. Dagmar Kollmann as Supervisory Board member | Management |
For | For | O.13 | Authorization to be granted to the Executive Board to allow the Company to repurchase its own shares pursuant to the plan referred to in Article L.225-209 of the Commercial Code | Management |
For | For | E.14 | Authorization to be granted to the Executive Board to cancel shares repurchased by the Company pursuant to the plan referred to in Article L.225-209 of the Commercial Code | Management |
For | For | E.15 | Delegation of authority to be granted to the Executive Board to decide, while maintaining preferential subscription rights (i) to increase share capital by issuing shares and/or securities giving access to capital or (ii) to issue securities entitling to the allotment of debt securities | Management |
For | For | E.16 | Delegation of authority to be granted to the Executive Board to decide, with cancellation of preferential subscription rights via public offering (i) to increase share capital by issuing shares and/or securities giving access to capital or (ii) to issue securities entitling to the allotment of debt securities | Management |
For | For | E.17 | Delegation of authority to be granted to the Executive Board to increase the number of shares and/or securities to be issued in case of capital increase carried out with or without preferential subscription rights pursuant to the 15th and 16th resolutions | Management |
For | For | E.18 | Delegation of powers to be granted to the Executive Board to carry out a share capital increase by issuing shares and/or securities giving access to capital with cancellation of preferential subscription rights, in consideration for in-kind contributions granted to the Company | Management |
For | For | E.19 | Delegation of authority to be granted to the Executive Board to grant Company's share subscription and/or purchase options with cancellation of preferential subscription rights to employees and corporate officers of the Company and its subsidiaries | Management |
For | For | E.20 | Delegation of authority to the Executive Board to carry out a share capital increase by issuing shares and/or securities giving access to capital of the Company reserved for members of company savings plans, with cancellation of preferential subscription rights in their favor pursuant to Articles L.3332-18 et seq. of the Code of Labor | Management |
For | For | O.21 | Powers to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
HEINEKEN NV, AMSTERDAM | 24-Apr-2014 | | 7792559 | HEIA NA |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 293642 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 1b. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting |
| | 1.a | Report for the financial year 2013 | Non-Voting |
| | 1.b | Implementation of the remuneration policy for the Executive Board | Non-Voting |
For | For | 1.c | Adoption of the financial statements for the financial year 2013 | Management |
For | For | 1.d | Decision on the appropriation of the balance of the income statement in accordance with Article 12 paragraph 7 of the Company's Articles of Association: It is proposed that a dividend over the fiscal year 2013 will be declared at EUR 0.89 gross per share of which EUR 0.36 was paid as interim dividend on 3 September 2013. the final dividend of EUR 0.53 per share will be made payable on 8 may 2014 | Management |
For | For | 1.e | Discharge of the members of the Executive Board | Management |
For | For | 1.f | Discharge of the members of the Supervisory Board | Management |
For | For | 2.a | Authorisation of the Executive Board to acquire own shares | Management |
For | For | 2.b | Authorisation of the Executive Board to issue (rights to) shares | Management |
For | For | 2.c | Authorisation of the Executive Board to restrict or exclude shareholders' pre-emptive rights | Management |
For | For | 3 | Long-term variable award plan: replacement of the Organic Gross Profit beia Growth performance measure by Organic Revenue Growth performance measure going forward | Management |
For | For | 4 | Appointment External Auditor: it is proposed that the general meeting assigns Deloitte Accountants B V as the auditors responsible for auditing the financial accounts for the three year period, starting with the financial year 2015. KPMG Accountants N.V. has agreed that the current appointment with Heineken N V will not extend beyond the financial year 2014 | Management |
For | For | 5.a | Re-appointment of Mrs. A.M. Fentener van Vlissingen as member of the Supervisory Board | Management |
For | For | 5.b | Re-appointment of Mr. J.A. Fernandez Carbajal as member of the Supervisory Board | Management |
For | For | 5.c | Re-appointment of Mr. J.G. Astaburuaga Sanjines as member of the Supervisory Board | Management |
For | For | 5.d | Appointment of Mr. J.M. Huet as member of the Supervisory Board | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
HANG LUNG PROPERTIES LTD | 24-Apr-2014 | | 6030506 | 101 hk |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0321/LTN20140321431.pdf-AND-http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0321/LTN20140321418.pdf | Non-Voting |
For | For | 1 | To receive and consider the audited financial statements and reports of the directors and of the auditor for the year ended 31 December 2013 | Management |
For | For | 2 | To declare a final dividend | Management |
For | For | 3.a | To re-elect Mr. Nelson Wai Leung Yuen as a director | Management |
For | For | 3.b | To re-elect Dr. Hon Kwan Cheng as a director | Management |
For | For | 3.c | To re-elect Ms. Laura Lok Yee Chen as a director | Management |
For | For | 3.d | To re-elect Professor Pak Wai Liu as a director | Management |
For | For | 3.e | To authorize the board of directors to fix directors' fees | Management |
For | For | 4 | To re-appoint KPMG as auditor of the Company and authorize the directors to fix auditor's remuneration | Management |
For | For | 5 | To give general mandate to directors to buy back shares of the Company | Management |
For | For | 6 | To give general mandate to directors to issue additional shares of the Company | Management |
For | For | 7 | To approve the addition of shares of the Company bought back to be included under the general mandate in resolution 6 | Management |
For | For | 8 | To adopt the new articles of association of the Company in substitution of the existing memorandum and articles of association of the Company and to abandon the object clause contained in the existing memorandum of association of the Company | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ANGLO AMERICAN PLC, LONDON | 24-Apr-2014 | | B1XZS82 | aal ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | To receive the report and accounts | Management |
For | For | 2 | To declare a final dividend | Management |
For | For | 3 | To elect Judy Dlamini as a director the Company | Management |
For | For | 4 | To elect Mphu Ramatlapeng as a director of the Company | Management |
For | For | 5 | To elect Jim Rutherford as a director of the Company | Management |
For | For | 6 | To re-elect Mark Cutifani as a director of the Company | Management |
For | For | 7 | To re-elect Byron Grote as a director of the Company | Management |
For | For | 8 | To re-elect Sir Philip Hampton as a director of the Company | Management |
For | For | 9 | To re-elect Rene Medori as a director of the Company | Management |
For | For | 10 | To re-elect Phuthuma Nhleko as a director of the Company | Management |
For | For | 11 | To re-elect Ray ORourke as a director of the Company | Management |
For | For | 12 | To re-elect Sir John Parker as a director of the Company | Management |
For | For | 13 | To re-elect Anne Stevens as a director of the Company | Management |
For | For | 14 | To re-elect Jack Thompson as a director of the Company | Management |
For | For | 15 | To re-appoint Deloitte LLP as auditors of the Company for the year | Management |
For | For | 16 | To authorise the directors to determine the remuneration of the auditors | Management |
For | For | 17 | To approve the remuneration policy | Management |
For | For | 18 | To approve the implementation report contained in the Director's remuneration report | Management |
For | For | 19 | To approve the rules of the Share Plan 2014 | Management |
For | For | 20 | To authorise the directors to allot shares | Management |
For | For | 21 | To disapply pre-emption rights | Management |
For | For | 22 | To authorise the purchase of own shares | Management |
For | For | 23 | To authorise the directors to call general meetings other than an AGM on not less than 14 clear days notice | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
UNITED OVERSEAS BANK LTD, SINGAPORE | 24-Apr-2014 | | 6916781 | uob sp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 | Management |
For | For | 2 | TO DECLARE A FINAL ONE-TIER TAX-EXEMPT DIVIDEND OF 50 CENTS AND A SPECIAL ONE-TIER TAX-EXEMPT DIVIDEND OF FIVE CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 | Management |
For | For | 3 | TO APPROVE DIRECTORS' FEES OF SGD2,055,000 FOR 2013 (2012: SGD 1,815,000) | Management |
For | For | 4 | TO APPROVE A FEE OF SGD 800,000 TO THE CHAIRMAN EMERITUS AND ADVISER OF THE BANK, DR WEE CHO YAW, FOR THE PERIOD FROM JANUARY 2013 TO DECEMBER 2013 | Management |
For | For | 5 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management |
For | For | 6 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING BY ROTATION: MR WONG MENG MENG | Management |
For | For | 7 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING BY ROTATION: MR WILLIE CHENG JUE HIANG | Management |
For | For | 8 | TO RE-APPOINT DR WEE CHO YAW UNDER SECTION 153(6) OF THE COMPANIES ACT, CAP 50, TO HOLD OFFICE FROM THE DATE OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING | Management |
For | For | 9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (A) (I) ISSUE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (SHARES) WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, INSTRUMENTS) THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT CONTD | Management |
| | CONT | CONTD : (1) THE AGGREGATE NUMBER OF ORDINARY SHARES TO BE ISSUED PURSUANT TO-THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS-MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER CENT OF-THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL-OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF-WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO-RATA-BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN-PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES-NOT EXCEED 20 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING-TREASURY SHARES, IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE-WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY-BE CONTD | Non-Voting |
| | CONT | CONTD PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED-(SGX-ST)) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT-MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES-SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY-SHARES, IN THE CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED,-AFTER ADJUSTING FOR: (I) NEW ORDINARY SHARES ARISING FROM THE CONVERSION OR-EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE-AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS-PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF-SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE-COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST-FOR THE CONTD | Non-Voting |
| | CONT | CONTD TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE-SGX-ST) AND THE ARTICLES OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY;-AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE-AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE-CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE DATE BY WHICH THE NEXT AGM-OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS EARLIER | Non-Voting |
For | For | 10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME | Management |
For | For | 11 | THAT (A) AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (I) ALLOT AND ISSUE ANY OF THE PREFERENCE SHARES REFERRED TO IN ARTICLES 7A, 7B, 7C, 7D, 7E AND/OR 7F OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS THAT MIGHT OR WOULD REQUIRE THE PREFERENCE SHARES REFERRED TO IN SUB-PARAGRAPH (I) ABOVE TO BE ISSUED, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT AND (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) TO ISSUE THE PREFERENCE SHARES REFERRED TO IN SUBPARAGRAPH (I) ABOVE IN CONNECTION WITH ANY OFFERS, AGREEMENTS OR OPTIONS MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE; (B) THE DIRECTORS BE CONTD | Management |
| | CONT | CONTD AUTHORISED TO DO ALL SUCH THINGS AND EXECUTE ALL SUCH DOCUMENTS AS THEY-MAY CONSIDER NECESSARY OR APPROPRIATE TO GIVE EFFECT TO THIS RESOLUTION AS-THEY MAY DEEM FIT; AND (C) (UNLESS REVOKED OR VARIED BY THE COMPANY IN-GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN-FORCE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE DATE BY-WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS-EARLIER | Non-Voting |
For | For | 12 | THAT (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) (MARKET PURCHASE) ON THE SGX-ST; AND/OR (II) OFF-MARKET PURCHASE(S) (OFF-MARKET PURCHASE) (IF EFFECTED OTHERWISE THAN ON SGX-ST) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN CONTD | Management |
| | CONT | CONTD ACCORDANCE WITH ALL OTHER LAWS, REGULATIONS AND RULES OF SGX-ST AS MAY-FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED-GENERALLY AND UNCONDITIONALLY (SHARE PURCHASE MANDATE); (B) THE AUTHORITY-CONFERRED ON THE DIRECTORS PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE-EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE-PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND-EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT AGM OF THE-COMPANY IS HELD OR REQUIRED BY LAW TO BE HELD; (II) THE DATE ON WHICH THE-PURCHASES OR ACQUISITIONS OF SHARES PURSUANT TO THE SHARE PURCHASE MANDATE-ARE CARRIED OUT TO THE FULL EXTENT MANDATED; OR (III) THE DATE ON WHICH THE-AUTHORITY CONFERRED BY THE SHARE PURCHASE MANDATE IS REVOKED OR VARIED BY THE-COMPANY IN A CONTD | Non-Voting |
| | CONT | CONTD GENERAL MEETING; (C) IN THIS RESOLUTION 12: "RELEVANT PERIOD" MEANS THE-PERIOD COMMENCING FROM THE DATE ON WHICH THE LAST AGM OF THE COMPANY WAS HELD-AND EXPIRING ON THE DATE THE NEXT AGM OF THE COMPANY IS HELD OR IS REQUIRED-BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, AFTER THE DATE OF THIS-RESOLUTION; "MAXIMUM LIMIT" MEANS THAT NUMBER OF SHARES REPRESENTING FIVE PER-CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING ANY SHARES WHICH ARE-HELD AS TREASURY SHARES) AS AT THE DATE OF THE PASSING OF THIS RESOLUTION-UNLESS THE COMPANY HAS EFFECTED A REDUCTION OF THE SHARE CAPITAL OF THE-COMPANY IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF THE COMPANIES ACT AT-ANY TIME DURING THE RELEVANT PERIOD, IN WHICH EVENT THE ISSUED SHARES SHALL-BE TAKEN TO BE THE TOTAL NUMBER OF THE ISSUED SHARES AS ALTERED BY SUCH-CAPITAL CONTD | Non-Voting |
| | CONT | CONTD REDUCTION (EXCLUDING ANY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT-THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO A SHARE TO BE PURCHASED OR-ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING BROKERAGE, COMMISSION,-APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT-EXCEED: (I) IN THE CASE OF A MARKET PURCHASE, 105 PER CENT OF THE AVERAGE-CLOSING PRICE OF THE SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE,-110 PER CENT OF THE AVERAGE CLOSING PRICE OF THE SHARES, WHERE: "AVERAGE-CLOSING PRICE" MEANS THE AVERAGE OF THE LAST DEALT PRICES OF THE SHARES OVER-THE FIVE CONSECUTIVE MARKET DAYS ON WHICH THE SHARES WERE TRANSACTED ON THE-SGX-ST IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY-OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE-OFF- CONTD | Non-Voting |
| | CONT | CONTD MARKET PURCHASE, AND DEEMED TO BE ADJUSTED IN ACCORDANCE WITH THE-LISTING RULES OF THE SGX-ST FOR ANY CORPORATE ACTION WHICH OCCURS AFTER THE-RELEVANT FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF THE OFFER" MEANS THE-DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR AN-OFF-MARKET PURCHASE, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE-MORE THAN THE MAXIMUM PRICE CALCULATED ON THE FOREGOING BASIS) FOR EACH SHARE-AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE-OFF-MARKET PURCHASE; AND (D) THE DIRECTORS AND/OR ANY OF THEM BE AND ARE-HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING-EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER-EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR-AUTHORISED BY CONTD | Non-Voting |
| | CONT | CONTD THIS RESOLUTION | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
PEARSON PLC, LONDON | 25-Apr-2014 | | 0677608 | pson ln |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | Receipt of financial statements | Management |
For | For | 2 | Final dividend | Management |
For | For | 3 | Re-election of David Arculus | Management |
For | For | 4 | Re-election of Vivienne Cox | Management |
For | For | 5 | Re-election of John Fallon | Management |
For | For | 6 | Re-election of Robin Freestone | Management |
For | For | 7 | Re-election of Ken Hydon | Management |
For | For | 8 | Re-election of Josh Lewis | Management |
For | For | 9 | Re-election of Glen Moreno | Management |
For | For | 10 | Re-appointment of Linda Lorimer | Management |
For | For | 11 | Re-appointment of Harish Manwani | Management |
For | For | 12 | Approval of directors remuneration policy | Management |
For | For | 13 | Approval of annual remuneration report | Management |
For | For | 14 | Re-appointment of auditor: PricewaterhouseCoopers LLP | Management |
For | For | 15 | Remuneration of auditors | Management |
For | For | 16 | Allotment of shares | Management |
For | For | 17 | Waiver of pre-emption rights | Management |
For | For | 18 | Authority to purchase own shares | Management |
For | For | 19 | Notice of meetings | Management |
For | For | 20 | Extension of the Worldwide Save for Shares Plan | Management |
| | CMMT | 16 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
DANONE SA, PARIS | 29-Apr-2014 | | B1Y9TB3 | bn fp |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
For | For | O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management |
For | For | O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | Management |
For | For | O.4 | Option for payment of the dividend in shares | Management |
For | For | O.5 | Renewal of term of Mr. Bruno BONNELL as board member | Management |
For | For | O.6 | Renewal of term of Mr. Bernard HOURS as board member | Management |
For | For | O.7 | Renewal of term of Mrs. Isabelle SEILLIER as board member | Management |
For | For | O.8 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | Management |
For | For | O.9 | Appointment of Mrs. Gaelle OLIVIER as board member | Management |
For | For | O.10 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | Management |
For | For | O.11 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | Management |
For | For | O.12 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | Management |
For | For | O.13 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | Management |
For | For | O.14 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | Management |
For | For | O.15 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | Management |
For | For | O.16 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management |
For | For | O.17 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management |
For | For | O.18 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | Management |
For | For | E.19 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | Management |
For | For | E.20 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | Management |
For | For | E.21 | Powers to carry out all legal formalities | Management |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0303/201403031400473.pdf | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ATLAS COPCO AB, NACKA | 29-Apr-2014 | | B1QGR41 | atcoa ss |
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| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | 1 | Opening of the Meeting and election of Chair: Sune Carlsson | Non-Voting |
| | 2 | Preparation and approval of voting list | Non-Voting |
| | 3 | Approval of agenda | Non-Voting |
| | 4 | Election of one or two persons to approve the minutes | Non-Voting |
| | 5 | Determination whether the Meeting has been properly convened | Non-Voting |
| | 6 | Presentation of the Annual Report and the Auditors Report as well as the-Consolidated Annual Report and the Consolidated Auditors Report | Non-Voting |
| | 7 | The President and CEOs speech and questions from shareholders to the Board of-Directors and the Management | Non-Voting |
For | For | 8a | Regarding approval of the Profit and Loss Account and the Balance Sheet and the consolidated Profit and Loss Account and the Consolidated Balance Sheet | Management |
For | For | 8b | Regarding discharge from liability of the Board members and the President and CEO | Management |
For | For | 8c | Regarding the allocation of the Company's profit according to the approved Balance Sheet: the dividend for 2013 is decided to be SEK 5.50 per share | Management |
For | For | 8d | Regarding record date for receiving dividend | Management |
For | For | 9 | Determination of the number of Board members and deputy members and auditors and deputy auditors or registered auditing company | Management |
For | For | 10 | That the following Board members are re-elected: Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Hans Straberg, Anders Ullberg, Peter Wallenberg Jr and Margareth Ovrum. That Hans Straberg is elected Chair of the Board. That Deloitte AB is re-elected as the auditing company with Jan Berntsson as responsible auditor | Management |
For | For | 11 | Determining the remuneration, in cash or partially in the form of synthetic shares, to the Board of Directors and the remuneration to its committees and remuneration to the auditors or registered auditing company | Management |
For | For | 12a | The Board's proposal regarding: guiding principles for the remuneration of senior executives | Management |
For | For | 12b | The Board's proposal regarding :a performance related personnel option plan for 2014 | Management |
For | For | 13a | The Board's proposal regarding mandates to: Acquire series A shares related to personnel option plan for 2014 | Management |
For | For | 13b | The Board's proposal regarding mandates to: acquire series A shares related to remuneration in the form of synthetic shares | Management |
For | For | 13c | The Board's proposal regarding mandates to: transfer series A shares related to personnel option plan for 2014 | Management |
For | For | 13d | The Board's proposal regarding mandates to: sell series A shares to cover costs related to synthetic shares to the Board | Management |
For | For | 13e | The Board's proposal regarding mandates to: sell series A and B shares to cover costs in relation to the performance related personnel option plans for 2009, 2010 and 2011 | Management |
| | 14 | Closing of the Meeting | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ACCOR SA, COURCOURONNES | 29-Apr-2014 | | 5852842 | ac fp |
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| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 09 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0324/2014032414007-62.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0409/201404091401005.pdf. IF YO-U HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | 1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management |
For | For | 2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management |
For | For | 3 | Allocation of income and dividend distribution EUR 0.80 per Share | Management |
For | For | 4 | Option for payment of the dividend in shares | Management |
For | For | 5 | Approval of regulated commitments benefiting Mr. Sebastien Bazin | Management |
For | For | 6 | Approval of regulated agreements and commitments benefiting Mr. Sven Boinet | Management |
For | For | 7 | Approval of a regulated commitment benefiting Mr. Denis Hennequin | Management |
For | For | 8 | Approval of a regulated agreement benefiting Mr. Yann Caillere | Management |
For | For | 9 | Approval of a regulated agreement benefiting Institut Paul Bocuse | Management |
For | For | 10 | Renewal of term of Mr. Sebastien Bazin as Board member | Management |
For | For | 11 | Renewal of term of Mrs. Iris Knobloch as Board member | Management |
For | For | 12 | Renewal of term of Mrs. Virginie Morgon as Board member | Management |
For | For | 13 | Appointment of Mr. Jonathan Grunzweig as Board member | Management |
For | For | 14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management |
For | For | 15 | Authorization to the Board of Directors to reduce share capital by cancellation of shares | Management |
For | For | 16 | Amendment to Article 12 of the bylaws to determine the terms of appointment of Board members representing employees and to increase the minimum number of shares to be held by the Board members | Management |
For | For | 17 | Notice on the compensation owed or paid to Mr. Denis Hennequin for the financial year ended on December 31, 2013 | Management |
For | For | 18 | Notice on the compensation owed or paid to Mr. Yann Caillere for the financial year ended on December 31, 2013 | Management |
For | For | 19 | Notice on the compensation owed or paid to Mr. Sebastien Bazin for the financial year ended on December 31, 2013 | Management |
For | For | 20 | Notice on the compensation owed or paid to Mr. Sven Boinet for the financial year ended on December 31, 2013 | Management |
For | For | 21 | Powers to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SYNGENTA AG, BASEL | 29-Apr-2014 | | 4356646 | synn vx |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 296871 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1.1 | Approval of the Annual Report, including the Annual Financial Statements and the Group Consolidated Financial Statements for the year 2013 | Management |
For | For | 1.2 | Consultative vote on the compensation system | Management |
For | For | 2 | Discharge of the members of the Board of Directors and the Executive Committee | Management |
For | For | 3 | Reduction of share capital by cancellation of repurchased shares | Management |
For | For | 4 | Appropriation of the available earnings as per Balance Sheet 2013 and dividend decision: a gross dividend of CHF 10.00 per share for the business year 2013 | Management |
For | For | 5 | Revision of the Articles of Incorporation: Article 95 paragraph 3 of the Federal Constitution | Management |
For | For | 6.1 | Re-election of Vinita Bali to the Board of Directors | Management |
For | For | 6.2 | Re-election of Stefan Borgas to the Board of Directors | Management |
For | For | 6.3 | Re-election of Gunnar Brock to the Board of Directors | Management |
For | For | 6.4 | Re-election of Michel Demare to the Board of Directors | Management |
For | For | 6.5 | Re-election of Eleni Gabre-Madhin to the Board of Directors | Management |
For | For | 6.6 | Re-election of David Lawrence to the Board of Directors | Management |
For | For | 6.7 | Re-election of Michael Mack to the Board of Directors | Management |
For | For | 6.8 | Re-election of Eveline Saupper to the Board of Directors | Management |
For | For | 6.9 | Re-election of Jacques Vincent to the Board of Directors | Management |
For | For | 6.10 | Re-election of Jurg Witmer to the Board of Directors | Management |
For | For | 7 | Election of Michel Demare as Chairman of the Board of Directors | Management |
For | For | 8.1 | Election of Eveline Saupper as member of the Compensation Committee | Management |
For | For | 8.2 | Election of Jacques Vincent as member of the Compensation Committee | Management |
For | For | 8.3 | Election of Jurg Witmer as member of the Compensation Committee | Management |
For | For | 9 | Election of the Independent Proxy: Prof. Dr. Lukas Handschin | Management |
For | For | 10 | Election of the external auditor: KPMG AG as external Auditor of Syngenta AG | Management |
Abstain | For | 11 | Ad hoc | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
HOLCIM LTD, RAPPERSWIL-JONA | 29-Apr-2014 | | 7110753 | holn vx |
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| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1.1 | Approval of the annual report, the annual consolidated financial statements of the group and the annual financial statements of Holcim Ltd | Management |
For | For | 1.2 | Advisory vote on the remuneration report | Management |
For | For | 2 | Discharge of the members of the board of directors and the persons entrusted with management | Management |
For | For | 3.1 | Appropriation of retained earnings | Management |
For | For | 3.2 | Approve dividends of CHF 1.30 per share from capital contribution reserves | Management |
For | For | 4.1.1 | Re-election of Wolfgang Reitzle to the board of directors | Management |
For | For | 4.1.2 | Election of Wolfgang Reitzle as Chairman of the board of directors | Management |
For | For | 4.1.3 | Re-election of Beat Hess to the board of directors | Management |
For | For | 4.1.4 | Re-election of Alexander Gut to the board of directors | Management |
For | For | 4.1.5 | Re-election of Adrian Loader to the board of directors | Management |
For | For | 4.1.6 | Re-election of Thomas Schmidheiny to the board of directors | Management |
For | For | 4.1.7 | Re-election of Hanne Birgitte Breinbjerg Sorensen to the board of directors | Management |
For | For | 4.1.8 | Re-election of Dieter Spaelti to the board of directors | Management |
For | For | 4.1.9 | Re-election of Anne Wade to the board of directors | Management |
For | For | 4.2.1 | Election of Juerg Oleas to the board of directors | Management |
For | For | 4.3.1 | Election of Adrian Loader to the nomination and compensation committee | Management |
For | For | 4.3.2 | Election of Wolfgang Reitzle to the nomination and compensation committee | Management |
For | For | 4.3.3 | Election of Thomas Schmidheiny to the nomination and compensation committee | Management |
For | For | 4.3.4 | Election of Hanne Birgitte Breinbjerg Sorensen to the nomination and compensation committee | Management |
For | For | 4.4 | Re-election of the auditor: Ernst and Young Ag, Zurich | Management |
For | For | 4.5 | Election of the independent proxy: Dr. Thomas Ris, Ris and Ackermann Rechtsanwaelte, Jona | Management |
Abstain | For | 5 | Additional and/or counter-proposals | Management |
| | CMMT | 04 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESO-LUTION 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ANHEUSER-BUSCH INBEV SA, BRUXELLES | 30-Apr-2014 | | 4755317 | abi bb |
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| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
For | For | A.1 | Deciding that all outstanding subscription rights granted to Directors (including former Directors) of the Company and certain executives (including former executives) will be automatically converted into stock options, so that, upon exercise, existing shares instead of new shares will be delivered, with effect on 1 May 2014; accordingly, acknowledging that all subscription rights outstanding on 1 May 2014 will become without object, with effect on the same date; confirming that the terms and conditions of such replacement stock options will be identical to those of such subscription rights, including regarding the exercise price and the exercise conditions and periods, except to the extent strictly needed to take into account that existing shares instead of new shares will be delivered; deciding that such replacement CONTD | Management |
| | CONT | CONTD stock options will continue to grant their holders a right of early-exercise in the event contemplated by Article 501, second indent, of the-Companies Code (i.e., in relation to certain capital increases), in the same-manner as the subscription rights did | Non-Voting |
| | A.2.a | Special report by the Board of Directors on the authorised capital, drawn up-in accordance with Article 604 of the Companies Code | Non-Voting |
For | For | A.2.b | Cancelling the unused portion of the existing authorised capital, granting a renewed authorisation to the Board of Directors to increase the capital in accordance with Article 6 of the articles of association, in one or more transactions, by the issuance of a number of shares, or financial instruments giving right to a number of shares, which will represent not more than 3% of the shares issued as at 30 April 2014, and modifying Article 6 of the articles of association accordingly. Such authorisation is granted for a period of five years as from the date of publication of this modification to the articles of association in the Belgian State Gazette (Moniteur Belge /Belgisch Staatsblad) | Management |
For | For | B.1.a | Renewing, for a period of five years as from 30 April 2014, the authorisation to the Board of Directors to purchase the Company's own shares up to maximum 20 per cent of the issued shares for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price in the last twenty trading days of the shares on Euronext Brussels preceding the acquisition. The previous authorization expired on 28 April 2014 | Management |
For | For | B.1.b | Replacing Article 10 of the articles of association by the following text: "Article 10.-ACQUISITION AND DISPOSAL OF OWN SHARES The company may, without any prior authorisation of the Shareholders' Meeting, in accordance with article 620 of the Companies Code and under the conditions provided for by law, acquire, on or outside the stock exchange, its own shares up to a maximum of 20% of the issued shares of the company for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price on Euronext Brussels in the last twenty trading days preceding the acquisition. The company may, without any prior authorisation of the Shareholders' Meeting, in accordance with article 622, section 2, 1 of the Companies Code, dispose, on or outside the stock exchange, of the shares CONTD | Management |
| | CONT | CONTD of the company which were acquired by the company under the conditions-determined by the Board of Directors. The authorisations set forth in the-preceding paragraphs also extend to acquisitions and disposals of shares of-the company by direct subsidiaries of the company made in accordance with-article 627 of the Companies Code. The authorisations set forth in this-article were granted for a period of five (5) years as from the extraordinary-shareholders' meeting of thirty April two thousand and fourteen | Non-Voting |
| | C.1 | Management report by the Board of Directors on the accounting year ended on-31 December 2013 | Non-Voting |
| | C.2 | Report by the statutory auditor on the accounting year ended on 31 December-2013 | Non-Voting |
| | C.3 | Communication of the consolidated annual accounts relating to the accounting-year ended on 31 December 2013, as well as the management report by the Board-of Directors and the report by the statutory auditor on the consolidated-annual accounts | Non-Voting |
For | For | C.4 | Approving the statutory annual accounts relating to the accounting year ended on 31 December 2013, including the following allocation of the result: (as specified) On a per share basis, this represents a gross dividend for 2013 of EUR 2.05 giving right to a dividend net of Belgian withholding tax of EUR 1.5375 per share (in case of 25% Belgian withholding tax) and of EUR 2.05 per share (in case of exemption from Belgian withholding tax). Taking into account the gross interim dividend of EUR 0.60 per share paid in November 2013, a balance gross amount of EUR 1.45 will be payable as from 8 May 2014, i.e. a balance dividend net of Belgian withholding tax of EUR 1.0875 per share (in case of 25% Belgian withholding tax) and of EUR 1.45 per share (in case of exemption from Belgian withholding tax). The actual gross CONTD | Management |
| | CONT | CONTD dividend amount (and, subsequently, the balance amount) may fluctuate-depending on possible changes in the number of own shares held by the Company-on the dividend payment date | Non-Voting |
For | For | C.5 | Granting discharge to the Directors for the performance of their duties during the accounting year ended on 31 December 2013 | Management |
For | For | C.6 | Granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2013 | Management |
For | For | C.7.a | Renewing the appointment as independent director of Mr. Kees Storm, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2014. The Company's Corporate Governance Charter provides that the term of office of directors shall end immediately after the annual shareholders' meeting following their 70th birthday, except as provided by the Board of Directors in special cases. The Board considers that an exception to such age limit is justified for Mr. Storm considering the key role that he has played and continues to play as independent director. Mr. Storm complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company's Corporate Governance Charter, except for the requirement CONTD | Management |
| | CONT | CONTD not to have been a non-executive director of the company for more than-three successive terms (Article 526ter, par. 1, 2). Except when legally-required to apply the definition of Article 526ter, par. 1, 2, the Board-proposes to consider that Mr. Storm continues to qualify as independent-director. The Board is of the opinion that the quality and independence of-the contribution of Mr. Storm to the functioning of the Board has not been-influenced by the length of his tenure. Mr. Storm has acquired a superior-understanding of the Company's business, its underlying strategy and specific-culture, in particular in his capacity of chairman of the Board, and in light-of his particular experience, reputation and background it is in the-Company's best interests to renew him as an independent director for an-additional term CONTD | Non-Voting |
| | CONT | CONTD of one year. Moreover, Mr. Storm expressly stated and the Board is of-the opinion that he does not have any relationship with any company which-could compromise his independence | Non-Voting |
For | For | C.7.b | Renewing the appointment as independent director of Mr. Mark Winkelman, for a period of 1 year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2014. Mr. Winkelman complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company's Corporate Governance Charter, except for the requirement not to have been a non-executive director of the company for more than three successive terms (Article 526ter, par. 1, 2). Except when legally required to apply the definition of Article 526ter, par. 1, 2, the Board proposes to consider that Mr. Winkelman continues to qualify as independent director. The Board is of the opinion that the quality and independence of the contribution of Mr. Winkelman to the CONTD | Management |
| | CONT | CONTD functioning of the Board has not been influenced by the length of his-tenure. Mr. Winkelman has acquired a superior understanding of the Company's-business, its underlying strategy and specific culture, and in light of his-particular experience, reputation and background it is in the Company's best-interests to renew him as an independent director for an additional term of-one year. Moreover, Mr. Winkelman expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could-compromise his independence | Non-Voting |
For | For | C.7.c | Renewing the appointment as director of Mr. Alexandre Van Damme, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management |
For | For | C.7.d | Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management |
For | For | C.7.e | Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management |
For | For | C.7.f | Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management |
For | For | C.7.g | Acknowledging the end of mandate as director of Mr. Jorge Paulo Lemann and appointing as director Mr. Paulo Lemann as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Paulo Lemann, a Brazilian citizen, graduated from Faculdade Candido Mendes in Rio de Janeiro, Brazil with a B.A. in Economics. Mr. Lemann interned at PriceWaterhouse in 1989 and was employed as an Analyst at Andersen Consulting from 1990 to 1991. From 1992 to 1995, he performed equity analysis while at Banco Marka (Rio de Janeiro). Mr. Lemann performed equity analysis for Dynamo Asset Management (Rio de Janeiro) from 1995 to 1996. From 1997 to 2004, he started the hedge fund investment effort at Tinicum Inc., a New York based investment office that advised the CONTD | Management |
| | CONT | CONTD Synergy Fund of Funds where he served as Portfolio Manager. In May-2005, Mr. Lemann founded Pollux Capital and is currently the Portfolio-Manager. Mr. Lemann is a board member of Lojas Americanas, the Lemann-Foundation and Ambev | Non-Voting |
For | For | C.7.h | Acknowledging the end of mandate as director of Mr. Roberto Moses Thompson Motta and appointing as director Mr. Alexandre Behring as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Behring, a Brazilian citizen, received a BS in Electric Engineering from Pontificia Universidade Catolica in Rio de Janeiro and an MBA from Harvard Graduate School of Business, having graduated as a Baker Scholar and a Loeb Scholar. He is a co-founder and the Managing Partner of 3G Capital, a global investment firm with offices in New York and Rio de Janeiro, since 2004. Mr. Behring serves on Burger King's Board as Chairman since October 2010, following Burger King's acquisition by 3G Capital, and has become Chairman of H.J. Heinz, following the CONTD | Management |
| | CONT | CONTD closing of such company's acquisition by Berkshire Hathaway and 3G-Capital in June 2013. Additionally, Mr. Behring served as a Director, and-member of the Compensation and Operations Committees of the Board of CSX-Corporation, a leading U.S. rail-based transportation company, from 2008 to-2011. Previously, Mr. Behring spent approximately 10 years at GP Investments,-one of Latin America's premier private-equity firms, including eight years as-a partner and member of the firm's Investment Committee. He served for seven-years, from 1998 through 2004, as a Director and CEO of Latin America's-largest railroad, ALL (America Latina Logistica). Mr. Behring was a-co-founder and partner in Modus OSI Technologies, a technology firm with-offices in Florida and Sao Paulo, from 1989 to 1993 | Non-Voting |
For | For | C.7.i | Appointing as independent director Mr. Elio Leoni Sceti, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mr Leoni Sceti is an Italian citizen, living in the UK. He graduated Magma Cum Laude in Economics from LUISS in Rome, where he passed the Dottore Commercialista post graduate bar exam. Mr. Sceti is currently CEO of Iglo Group, a European food business whose brands are Birds Eye, Findus (in Italy) and Iglo. He has over 20 years' experience in the FMCG and media sectors. He served as CEO of EMI Music from 2008 to 2010. Prior to EMI, Mr. Sceti had an international career in marketing and held senior leadership roles at Procter & Gamble and Reckitt Benckiser. Mr. Sceti is also a private investor in technology start-ups, and is currently CONTD | Management |
| | CONT | CONTD Chairman of Zeebox Ltd, Chairman of LSG holdings, and a Counsellor at-One Young World. Mr. Elio Leoni Sceti complies with the functional, family-and financial criteria of independence as provided for in Article 526ter of-the Companies Code and in the Company's Corporate Governance Charter.-Moreover, Mr. Elio Leoni Sceti expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could-compromise his independence | Non-Voting |
For | For | C.7.j | Appointing as director Mrs. Maria Asuncion Aramburuzabala Larregui, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mrs. Aramburuzabala was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Mrs. Aramburuzabala is a citizen of Mexico and holds a degree in Accounting from ITAM (Instituto Tecnologico Autonomo de Mexico). She has served as CEO of Tresalia Capital since 1996. She is also on the Boards of KIO Networks, Abilia, Red Universalia, Grupo Modelo, Grupo Financiero Banamex, Banco Nacional de Mexico, non-executive Director of Fresnillo plc, Medica Sur, Latin America Conservation Council, Calidad de Vida, Progreso y Desarrollo para la Ciudad de Mexico and an Advisory Board member CONTD | Management |
| | CONT | CONTD of the Instituto Tecnologico Autonomo de Mexico, School of Business | Non-Voting |
For | For | C.7.k | Appointing as director Mr. Valentin Diez Morodo, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mr. Diez was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Born in 1940, Mr. Valentin Diez has exceeded the age limit of 70 years for directors as set forth in the Company's Corporate Governance Charter. The Board considers however that an exception to this age limit is justified for Mr. Diez considering the key role that he has played and continues to play within Grupo Modelo as well as his exceptional business experience and reputation, amongst others in the beer sector and industry at large. Mr. Diez is a citizen of Mexico and holds a degree in Business Administration from the CONTD | Management |
| | CONT | CONTD Universidad Iberoamericana and participated in postgraduate courses at-the University of Michigan. He is currently President of Grupo Nevadi-International, Chairman of the Consejo Empresarial Mexicano de Comercio-Exterior, Inversion y Tecnologia, AC (COMCE) and Chairman of that-organization's Mexico-Spain Bilateral Committee. He is a member of the Board-of Directors of Grupo Modelo, Vice President of Kimberly Clark de Mexico and-Grupo Aeromexico. He is member of the Board of Grupo Financiero Banamex,-Acciones y Valores Banamex, Grupo Dine, Mexichem, OHL Mexico, Zara Mexico,-Telefonica Moviles Mexico, Banco Nacional de Comercio Exterior, S.N.C.-(Bancomext), ProMexico and the Instituto de Empresa, Madrid. He is member of-the Consejo Mexicano de Hombres de Negocios and Chairman of the Instituto-Mexicano para la CONTD | Non-Voting |
| | CONT | CONTD Competitividad, IMCO. He is Chairman of the Assembly of Associates of-the Universidad Iberoamericana, and Founder and Chairman of the Diez Morodo-Foundation, which encourages social, sporting, educational and philanthropic-causes. Mr. Diez is also a member of the Board of the Museo Nacional de las-Artes, MUNAL in Mexico and member of the International Trustees of the Museo-del Prado in Madrid, Spain | Non-Voting |
For | For | C.8.a | Approving the remuneration report for the financial year 2013 as set out in the 2013 annual report, including the executive remuneration policy. The 2013 annual report and remuneration report containing the executive remuneration policy can be reviewed as indicated at the end of this notice | Management |
For | For | C.8.b | Deciding to grant and, pursuant to Article 554, indent 7, of the Companies Code, to expressly approve the grant of 15,000 stock options to each of the current Directors of the Company, being all non-executive Directors, for the performance of their mandate during the financial year 2013. However, the number of stock options amounts to 20,000 for the Chairman of the Audit Committee and to 30,000 for the Chairman of the Board of Directors. The main features of these stock options can be summarised as follows: each stock option confers the right to purchase one existing ordinary share of the Company, with the same rights (including dividend rights) as the other existing shares. Each stock option is granted for no consideration. Its exercise price equals the closing price of the Company share on Euronext Brussels on 29 April CONTD | Management |
| | CONT | CONTD 2014. All stock options have a term of ten years as from their granting-and become exercisable five years after their granting. At the end of the ten-year term, the stock options that have not been exercised will automatically-become null and void | Non-Voting |
For | For | D.1 | Granting powers to Mr. Benoit Loore, VP Corporate Governance, with power to substitute and without prejudice to other delegations of powers to the extent applicable, for (i) the implementation of resolution A.1 regarding the change in relation to outstanding subscription rights, (ii) the restatements of the articles of association as a result of all changes referred to above, the signing of the restated articles of association and their filings with the clerk's office of the Commercial Court of Brussels, and (iii) any other filings and publication formalities in relation to the above resolutions | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ABB LTD, ZUERICH | 30-Apr-2014 | | 7108899 | abbn vx |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 299440 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | 1 | REPORTING FOR FISCAL YEAR 2013 | Non-Voting |
For | For | 2.1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2013 | Management |
For | For | 2.2 | CONSULTATIVE VOTE ON THE 2013 REMUNERATION REPORT | Management |
For | For | 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management |
For | For | 4 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | Management |
For | For | 5 | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION | Management |
For | For | 6 | REVISION OF THE ARTICLES OF INCORPORATION | Management |
For | For | 7.1 | ELECTION TO THE BOARD OF DIRECTORS: ROGER AGNELLI AS MEMBER | Management |
For | For | 7.2 | ELECTION TO THE BOARD OF DIRECTORS: MATTI ALAHUHTA AS MEMBER | Management |
For | For | 7.3 | ELECTION TO THE BOARD OF DIRECTORS: LOUIS R. HUGHES AS MEMBER | Management |
For | For | 7.4 | ELECTION TO THE BOARD OF DIRECTORS: MICHEL DE ROSEN AS MEMBER | Management |
For | For | 7.5 | ELECTION TO THE BOARD OF DIRECTORS: MICHAEL TRESCHOW AS MEMBER | Management |
For | For | 7.6 | ELECTIONS TO THE BOARD OF DIRECTORS: JACOB WALLENBERG AS MEMBER | Management |
For | For | 7.7 | ELECTIONS TO THE BOARD OF DIRECTORS: YING YEH AS MEMBER | Management |
For | For | 7.8 | ELECTIONS TO THE BOARD OF DIRECTORS: HUBERTUS VON GRUENBERG AS MEMBER AND CHAIRMAN OF THE BOARD | Management |
For | For | 8.1 | ELECTION TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | Management |
For | For | 8.2 | ELECTION TO THE COMPENSATION COMMITTEE: MICHAEL TRESCHOW | Management |
For | For | 8.3 | ELECTION TO THE COMPENSATION COMMITTEE: YING YEH | Management |
For | For | 9 | ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER, ATTORNEY-AT-LAW AND NOTARY, BAHNHOFPLATZ1, CH-5401 BADEN | Management |
For | For | 10 | RE-ELECTION OF THE AUDITORS: ERNST AND YOUNG AG | Management |
Abstain | For | 11 | ADDITIONAL AND/OR COUNTER-PROPOSALS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ROLLS-ROYCE HOLDINGS PLC, LONDON | 01-May-2014 | | b63h849 | rr/ ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | To receive the strategic report, the directors' report and the audited financial statements for the year ended 31 December 2013 | Management |
For | For | 2 | To approve the directors' remuneration policy (effective from the conclusion of the meeting) | Management |
For | For | 3 | To approve the directors' remuneration report for the year ended 31 December 2013 | Management |
For | For | 4 | To elect Lee Hsien Yang as a director of the Company | Management |
For | For | 5 | To elect Warren East CBE as a director of the Company | Management |
For | For | 6 | To re-elect Ian Davis as a director of the Company | Management |
For | For | 7 | To re-elect John Rishton as a director of the Company | Management |
For | For | 8 | To re-elect Dame Helen Alexander as a director of the Company | Management |
For | For | 9 | To re-elect Lewis Booth CBE as a director of the Company | Management |
For | For | 10 | To re-elect Sir Frank Chapman as a director of the Company | Management |
For | For | 11 | To re-elect James Guyette as a director of the Company | Management |
For | For | 12 | To re-elect John McAdam as a director of the Company | Management |
For | For | 13 | To re-elect Mark Morris as a director of the Company | Management |
For | For | 14 | To re-elect John Neill CBE as a director of the Company | Management |
For | For | 15 | To re-elect Colin Smith CBE as a director of the Company | Management |
For | For | 16 | To re-elect Jasmin Staiblin as a director of the Company | Management |
For | For | 17 | To appoint KPMG LLP as the Company's auditor | Management |
For | For | 18 | To authorise the directors to determine the auditor's remuneration | Management |
For | For | 19 | To authorise payment to shareholders | Management |
For | For | 20 | To authorise political donations and political expenditure | Management |
For | For | 21 | To approve the Rolls-Royce plc Performance Share Plan (PSP) | Management |
For | For | 22 | To approve the Rolls-Royce plc Deferred Share Bonus Plan | Management |
For | For | 23 | To approve the maximum aggregate remuneration payable to non-executive directors | Management |
For | For | 24 | To authorise the directors to allot shares (s.551) | Management |
For | For | 25 | To disapply pre-emption rights (s.561) | Management |
For | For | 26 | To authorise the Company to purchase its own ordinary shares | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
INVESTOR AB, STOCKHOLM | 06-May-2014 | | 5679591 | inveb ss |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | 1 | Election of the Chairman of the Meeting: Axel Calissendorff, member of the-Swedish Bar Association, as Chairman of the Meeting | Non-Voting |
| | 2 | Drawing up and approval of the voting list | Non-Voting |
| | 3 | Approval of the agenda | Non-Voting |
| | 4 | Election of one or two persons to attest to the accuracy of the minutes | Non-Voting |
| | 5 | Determination of whether the Meeting has been duly convened | Non-Voting |
| | 6 | Presentation of the parent company's annual report and the auditors' report,-as well as of the consolidated financial statements and the auditors' report-for the Investor Group | Non-Voting |
| | 7 | The President's address | Non-Voting |
| | 8 | Report on the work of the Board of Directors, the Remuneration Committee, the-Audit Committee and the Finance and Risk Committee | Non-Voting |
For | For | 9 | Resolutions regarding adoption of the income statement and the balance sheet for the parent company, as well as of the consolidated income statement and the consolidated balance sheet for the Investor Group | Management |
For | For | 10 | Resolution regarding discharge from liability of the Members of the Board of Directors and the President | Management |
For | For | 11 | Resolution regarding disposition of Investor's earnings in accordance with the approved balance sheet and determination of a record date for dividends: The Board of Directors and the President propose a dividend to the shareholders of SEK 8.00 per share and that Friday, May 9, 2014, shall be the record date for receipt of the dividend. Should the Meeting decide in favor of the proposal, payment of the dividend is expected to be made by Euroclear Sweden AB on Wednesday, May 14, 2014 | Management |
For | For | 12.A | Decision on: The number of Members and Deputy Members of the Board of Directors who shall be appointed by the Meeting: Thirteen Members of the Board of Directors and no Deputy Members of the Board of Directors | Management |
For | For | 12.B | Decision on: The number of Auditors and Deputy Auditors who shall be appointed by the Meeting: One registered auditing company | Management |
For | For | 13.A | Decision on: The compensation that shall be paid to the Board of Directors | Management |
For | For | 13.B | Decision on: The compensation that shall be paid to the Auditors | Management |
For | For | 14 | Election of Chairman of the Board of Directors, other Members and Deputy Members of the Board of Directors: The following persons are proposed for re-election as Members of the Board of Directors: Dr. Josef Ackermann, Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Grace Reksten Skaugen, O. Griffith Sexton, Hans Straberg, Lena Treschow Torell, Jacob Wallenberg, Marcus Wallenberg and Peter Wallenberg Jr. Magdalena Gerger is proposed to be elected as new Member of the Board of Directors. Jacob Wallenberg is proposed to be re-elected as Chairman of the Board of Directors | Management |
For | For | 15 | Election of Auditors and Deputy Auditors. The registered auditing company Deloitte AB is proposed to be re-elected as Auditor for the period until the end of the Annual General Meeting 2015. Deloitte AB has informed that, subject to the approval of the proposal from the Nomination Committee regarding Auditor, the Authorized Public Accountant Thomas Stromberg will continue as the auditor in charge for the audit | Management |
For | For | 16.A | Proposal for resolution on: Guidelines for salary and on other remuneration for the President and other Members of the Management Group | Management |
For | For | 16.B | Proposal for resolution on: A long-term variable remuneration program for the Members of the Management Group and other employees | Management |
For | For | 17.A | Proposal for resolution on: Purchase and transfer of own shares in order to give the Board of Directors wider freedom of action in the work with the Company's capital structure, in order to enable transfer of own shares according to 17B below, and in order to secure the costs connected to the long-term variable remuneration program and the allocation of synthetic shares as part of the remuneration to the Board of Directors | Management |
For | For | 17.B | Proposal for resolution on: Transfer of own shares in order to enable the Company to transfer own shares to employees who participate in the long-term variable remuneration program 2014 | Management |
For | For | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Proposal for resolution from the shareholder Aktiebolagstjanst Leif Malmborg AB: The shareholder Aktiebolagstjanst Leif Malmborg AB proposes that the Annual General Meeting shall consider whether Investor shall go into liquidation. The shares held by Investor shall not be sold and cash distributed. Instead, all shares held by Investor shall be distributed to the shareholders. The resolution on liquidation shall enter into force from the date when the Swedish Companies Registration Office appoints a liquidator. Leif Malmborg is proposed as liquidator | Shareholder |
| | 19 | Conclusion of the Meeting | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON | 06-May-2014 | | 4834108 | su fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO THE MID 289344 DUE TO ADDITION OF RES-OLUTION O.23. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting |
| | CMMT | 17 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2014/0416/201404161401172.pdf, http://www.journal-officiel.gouv.fr//pd-f/2014/0416/201404161401173.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RE-CEIPT OF ADDITIONAL URL: http://www.journal-officiel.gouv.fr//pdf/2014/0305/2-01403051400512.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 317432 P-LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting |
For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, AMOUNT TAKEN OUT FROM THE SHARE PREMIUMS AND SETTING THE DIVIDEND OF EUR 1.87 PER SHARE | Management |
For | For | O.4 | APPROVAL OF THE REGULATED AGREEMENTS ENTERED INTO DURING 2013-COMPENSATION OF THE VICE-CHAIRMAN AND SENIOR DIRECTOR, AMENDMENTS TO ARTICLE 39 AND CHANGE IN NON-COMPETITION COMMITMENTS OF EXECUTIVE MANAGERS WHO ARE NOT CORPORATE OFFICERS-INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE DURING PREVIOUS FINANCIAL YEARS | Management |
For | For | O.5 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. JEAN-PASCAL TRICOIRE | Management |
For | For | O.6 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. EMMANUEL BABEAU | Management |
For | For | O.7 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE 2013 FINANCIAL YEAR | Management |
For | For | O.8 | REVIEWING THE ELEMENTS OF COMPENSATION OWED OR PAID TO MR. EMMANUEL BABEAU FOR THE 2013 FINANCIAL YEAR | Management |
For | For | O.9 | APPOINTMENT OF MRS. LINDA KNOLL AS BOARD MEMBER | Management |
For | For | O.10 | RENEWAL OF TERM OF MR. NOEL FORGEARD AS BOARD MEMBER | Management |
For | For | O.11 | RENEWAL OF TERM OF MR. WILLY KISSLING AS BOARD MEMBER | Management |
For | For | O.12 | RENEWAL OF TERM OF MRS. CATHY KOPP AS BOARD MEMBER | Management |
For | For | O.13 | RENEWAL OF TERM OF MR. HENRI LACHMANN AS BOARD MEMBER | Management |
For | For | O.14 | RENEWAL OF TERM OF MR. RICHARD THOMAN AS BOARD MEMBER | Management |
For | For | O.15 | RATIFICATION OF THE COOPTATION AND APPOINTMENT OF MR. JEONG KIM AS BOARD MEMBER | Management |
For | For | O.16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY-MAXIMUM PURCHASE PRICE OF EUROS 80 PER SHARE | Management |
For | For | E.17 | APPROVAL OF THE TRANSFORMATION OF THE LEGAL FORM OF THE COMPANY BY ADOPTING THE FORM OF A EUROPEAN COMPANY "SOCIETAS EUROPAEA"; APPROVAL OF THE TERMS OF THE PROPOSED TRANSFORMATION AND ACKNOWLEDGEMENT OF THE UNCHANGED BOARD OF DIRECTORS, STATUTORY AUDITORS AND AUTHORIZATIONS GRANTED TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management |
For | For | E.18 | APPROVAL OF THE LEGAL NAME OF THE COMPANY IN ITS NEW FORM AS A EUROPEAN COMPANY - SCHNEIDER ELECTRIC SE | Management |
For | For | E.19 | APPROVAL OF THE AMENDMENTS TO ARTICLES 1 AND 3 OF BYLAWS OF THE COMPANY AS A EUROPEAN COMPANY | Management |
For | For | E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR MEMBERS OF THE COMPANY SAVINGS PLAN UP TO 2% OF THE SHARE CAPITAL WITH THE CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
For | For | E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES OFFERING EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP SIMILAR BENEFITS AS THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS PLAN UP TO 1% OF THE SHARE CAPITAL WITH THE CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
For | For | O.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
For | For | O.23 | APPOINTMENT OF MRS.LONE FONSS SCHRODER AS BOARD MEMBER | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
AIR LIQUIDE SA, PARIS | 07-May-2014 | | b1yxbj7 | ai fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 19 MAR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0221/2014022114003-86.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0319/201403191400720.pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2013 | Management |
For | For | O.3 | Allocation of income for the financial year ended December 31, 2013; setting the dividend | Management |
For | For | O.4 | Authorization granted to the Board of Directors for an 18-month period to allow the Company trade in its own shares | Management |
For | For | O.5 | Renewal of term of Mr. Benoit Potier as Director | Management |
For | For | O.6 | Renewal of term of Mr. Paul Skinner as Director | Management |
For | For | O.7 | Renewal of term of Mr. Jean-Paul Agon as Director | Management |
For | For | O.8 | Appointment of Mrs. Sin Leng Low as Director | Management |
For | For | O.9 | Appointment of Mrs. Annette Winkler as Director | Management |
For | For | O.10 | Approval of the Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code and the special report of the Statutory Auditors regarding Mr. Benoit Potier | Management |
For | For | O.11 | Approval of the Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code and the special report of the Statutory Auditors regarding Mr. Pierre Dufour | Management |
For | For | O.12 | Reviewing the elements of compensation owed or paid to Mr. Benoit Potier for the financial year ended on December 31, 2013 | Management |
For | For | O.13 | Reviewing the elements of compensation owed or paid to Mr. Pierre Dufour for the financial year ended on December 31, 2013 | Management |
For | For | O.14 | Setting the amount of attendance allowances | Management |
For | For | E.15 | Authorization granted to the Board of Directors for a 24-month period to reduce capital by cancellation of treasury shares | Management |
For | For | E.16 | Delegation of authority granted to the Board of Directors for a 26-month period to increase share capital by incorporation of reserves, profits, premiums or otherwise for the purpose of allocating bonus shares to shareholders and/or raising the nominal value of existing shares for a maximum amount of Euros 250 million | Management |
For | For | E.17 | Amendment to the bylaws regarding employee Director | Management |
For | For | E.18 | Amendment to the bylaws regarding Senior Director | Management |
For | For | E.19 | Amendment to Article 21 of the bylaws of the Company | Management |
For | For | O.20 | Powers to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
CRH PLC, DUBLIN | 07-May-2014 | | 4182249 | crh id |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | Accept Financial Statements and Statutory Reports | Management |
For | For | 2 | Approve Final Dividend | Management |
For | For | 3 | Approve Remuneration Report | Management |
For | For | 4 | Approve Remuneration Policy | Management |
For | For | 5.a | Re-elect Ernst Bartschi as Director | Management |
For | For | 5.b | Re-elect Maeve Carton as Director | Management |
For | For | 5.c | Re-elect Bill Egan as Director | Management |
For | For | 5.d | Re-elect Utz-Hellmuth Felcht as Director | Management |
For | For | 5.e | Re-elect Nicky Hartery as Director | Management |
For | For | 5.f | Re-elect John Kennedy as Director | Management |
For | For | 5.g | Elect Don McGovern Jr. as Director | Management |
For | For | 5.h | Re-elect Heather Ann McSharry as Director | Management |
For | For | 5.i | Re-elect Albert Manifold as Director | Management |
For | For | 5.j | Re-elect Dan O'Connor as Director | Management |
For | For | 5.k | Elect Henk Rottinghuis as Director | Management |
For | For | 5.l | Re-elect Mark Towe as Director | Management |
For | For | 6 | Authorise Board to Fix Remuneration of Auditors | Management |
For | For | 7 | Reappoint Ernst Young as Auditors | Management |
For | For | 8 | Authorise Issue of Equity with Pre-emptive Rights | Management |
For | For | 9 | Authorise Issue of Equity without Pre-emptive Rights | Management |
For | For | 10 | Authorise Market Purchase of Ordinary Shares | Management |
For | For | 11 | Authorise Re-issuance of Treasury Shares | Management |
For | For | 12 | Approve Scrip Dividend Program | Management |
For | For | 13 | Approve Performance Share Plan | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ALLIANZ SE, MUENCHEN | 07-May-2014 | | 5231485 | alv gy |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap-propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your-custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. | Non-Voting |
| | | The sub-custodian banks optimized their processes and established solutions, w-hich do not require share blocking. Registered shares will be deregistered acc-ording to trading activities or at the deregistration date by the sub custodia-ns. In order to deliver/settle a voted position before the deregistration date-a voting instruction cancellation and de-registration request needs to be se-nt. Please contact your CSR for further information. | Non-Voting |
| | | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | Non-Voting |
| | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22.04.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting |
| | 1. | Presentation of the approved Annual Financial Statements and the approved Cons-olidated Financial Statements as of December 31, 2013, and of the Management R-eports for Allianz SE and for the Group, the Explanatory Reports on the inform-ation pursuant to section 289 (4), 315 (4) and section 289 (5) of the German-Commercial Code (HGB), as well as the Report of the Supervisory Board for fisc-al year 2013 | Non-Voting |
For | For | 2. | Appropriation of net earnings | Management |
For | For | 3. | Approval of the actions of the members of the Management Board | Management |
For | For | 4. | Approval of the actions of the members of the Supervisory Board | Management |
For | For | 5. | By- Election to the Supervisory Board: Jim Hagemann Snabe | Management |
For | For | 6. | Creation of an Authorized Capital 2014/I, cancellation of the Authorized Capital 2010/I and corresponding amendment to the Statutes | Management |
For | For | 7. | Creation of an Authorized Capital 2014/II for the issuance of shares to employees, cancellation of the Authorized Capital 2010/II and corresponding amendment to the Statutes | Management |
For | For | 8. | Approval of a new authorization to issue bonds carrying conversion and/or option rights as well as convertible participation rights, cancellation of the current authorization to issue bonds carrying conversion and/or option rights, unless fully utilized, amendment of the existing Conditional Capital 2010 and corresponding amendment of the Statutes | Management |
For | For | 9. | Authorization to acquire treasury shares for trading purposes | Management |
For | For | 10. | Authorization to acquire and utilize treasury shares for other purposes | Management |
For | For | 11. | Authorization to use derivatives in connection with the acquisition of treasury shares pursuant to Section 71 (1) no. 8 AktG | Management |
For | For | 12. | Approval to amend existing company agreements | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | 07-May-2014 | | 7212477 | ei fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 21 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0328/2014032814008-07.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URLS:-http://www.journal-officiel.gouv.fr//pdf/2014/0411/201404111401074.pdf http:-//www.journal-officiel.gouv.fr//pdf/2014/0421/201404211401340.pdf. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Approval of the corporate financial statements for the financial year ended on December 31st, 2013 | Management |
For | For | O.2 | Approval of the consolidated financial statements for the financial year ended on December 31st, 2013 | Management |
For | For | O.3 | Allocation of income and setting the dividend | Management |
For | For | O.4 | Approval of the regulated agreements pursuant to Article L.225-38 of the Commercial Code | Management |
For | For | O.5 | Renewal of term of Mr. Philippe ALFROID as Board member | Management |
For | For | O.6 | Renewal of term of Mr. Yi HE as Board member | Management |
For | For | O.7 | Renewal of term of Mr. Maurice MARCHAND-TONEL as Board member | Management |
For | For | O.8 | Renewal of term of Mrs. Aicha MOKDAHI as Board member | Management |
For | For | O.9 | Renewal of term of Mr. Michel ROSE as Board member | Management |
For | For | O.10 | Renewal of term of Mr. Hubert SAGNIERES as Board member | Management |
For | For | O.11 | Review of the compensation owed or paid to Mr. Hubert Sagnieres, Chairman of the Board of Directors during the 2013 financial year | Management |
For | For | O.12 | Attendance allowances | Management |
For | For | O.13 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management |
For | For | E.14 | Authorization to be granted to the Board of Directors to reduce capital by cancellation of treasury shares | Management |
For | For | E.15 | Authorization to be granted to the Board of Directors to carry out a capital increase by issuing shares reserved for members of a company savings plan | Management |
For | For | E.16 | Delegation of authority granted to the Board of Directors to issue securities giving immediate or future access to capital while maintaining preferential subscription rights | Management |
For | For | E.17 | Delegation of authority granted to the Board of Directors to issue securities giving immediate or future access to capital with cancellation of preferential subscription rights but including an optional priority period | Management |
For | For | E.18 | Delegation of authority to be granted to the Board of Directors to increase the amount of issuances of securities giving immediate or future access to capital, in case of oversubscription | Management |
For | For | E.19 | Delegation of powers to the Board of Directors to issue common shares up to 10% of the share capital, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital | Management |
For | For | E.20 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital by issuing shares and/or any securities giving access to capital of the Company and/or issuing securities entitling to the allotment of debt securities with cancellation of shareholders' preferential subscription rights via an offer to qualified investors or a limited group of investors pursuant to Article L.411-2, II of the Monetary and Financial Code | Management |
For | For | E.21 | Delegation of authority granted to the Board of Directors to set the issue price according to terms established by the General Meeting up to 10% of capital per year, in case of issuance of common shares of the Company and/or securities giving immediate or future access to capital with cancellation of preferential subscription rights | Management |
For | For | E.22 | Overall limitation on authorizations to issue securities giving immediate or future access to capital with cancellation of preferential subscription rights or reserved for the in-kind contributor | Management |
For | For | E.23 | Delegation of authority granted to the Board of Directors to increase share capital by incorporation of reserves, profits, premiums or other amounts for which capitalization is allowed | Management |
For | For | E.24 | Amendment to Article 14 of the bylaws to change directors' terms of office | Management |
For | For | E.25 | Amendment to Article 12 of the bylaws to specify the terms for appointing directors representing employees pursuant to the provisions of the Act of June 14th, 2013 regarding employment security | Management |
For | For | E.26 | Powers to carry out all legal formalities relating to the decisions of the Ordinary and Extraordinary General Meeting | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
UBS AG, ZUERICH UND BASEL | 07-May-2014 | | B18YFJ4 | ubsn vx |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1.1. | APPROVAL OF ANNUAL REPORT AND GROUP AND PARENT BANK FINANCIAL STATEMENTS | Management |
For | For | 1.2. | ADVISORY VOTE ON THE COMPENSATION REPORT 2013 | Management |
For | For | 2. | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.25 PER SHARE FROM CAPITAL CONTRIBUTION RESERVE | Management |
For | For | 3. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2013 | Management |
For | For | 4. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE NEW ORDINANCE AGAINST EXCESSIVE COMPENSATION IN LISTED STOCK CORPORATIONS | Management |
For | For | 5. | ADVISORY VOTE ON THE EU CAPITAL REQUIREMENTS DIRECTIVE OF 2013 (CRD IV) | Management |
For | For | 6.1.1 | RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
For | For | 6.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MICHEL DEMARE | Management |
For | For | 6.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL | Management |
For | For | 6.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RETO FRANCIONI | Management |
For | For | 6.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANN F. GODBEHERE | Management |
For | For | 6.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AXEL P. LEHMANN | Management |
For | For | 6.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: HELMUT PANKE | Management |
For | For | 6.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM G. PARRETT | Management |
For | For | 6.1.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ISABELLE ROMY | Management |
For | For | 6.110 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BEATRICE WEDER DI MAURO | Management |
For | For | 6.111 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOSEPH YAM | Management |
For | For | 6.2.1 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management |
For | For | 6.2.2 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: MICHEL DEMARE | Management |
For | For | 6.2.3 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: HELMUT PANKE | Management |
For | For | 6.2.4 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: RETO FRANCIONI | Management |
For | For | 6.3 | ELECTION OF THE INDEPENDENT PROXY: ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH | Management |
For | For | 6.4 | RE-ELECTION OF THE AUDITORS: ERNST AND YOUNG LTD, BASEL | Management |
Abstain | For | 7. | AD-HOC | Management |
| | CMMT | 30 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO NUMBER-ING OF RESOLUTIONS 6.1.1 TO 6.4 AND CHANGE IN TEXT OF RESOLUTION 2. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
RECKITT BENCKISER GROUP PLC, SLOUGH | 07-May-2014 | | b24cgk7 | RB/ LN |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | THAT THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | Management |
For | For | 2 | THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management |
For | For | 3 | THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management |
For | For | 4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | Management |
For | For | 5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management |
For | For | 13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | Management |
For | For | 14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management |
For | For | 15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management |
For | For | 16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH CONTD | Management |
| | CONT | CONTD PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION,-THE TERMS 'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION-CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE-MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | Non-Voting |
For | For | 17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES CONTD | Management |
| | CONT | CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO-SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT-SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES-UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Non-Voting |
For | For | 18 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL CONTD | Management |
| | CONT | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY-SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO-AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED-(AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY-ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-CONTD | Non-Voting |
| | CONT | CONTD NOT EXPIRED | Non-Voting |
For | For | 19 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | Management |
| | CONT | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE-MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES;-C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE-EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE-THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE-ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR-EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE-A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL-ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I)-CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD,-TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH-CONTD | Non-Voting |
| | CONT | CONTD THE PROVISIONS OF THE 2006 ACT | Non-Voting |
For | For | 20 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
INTESA SANPAOLO SPA, TORINO/MILANO | 08-May-2014 | | 4076836 | isp im |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:-https://materials.proxyvote.com/Approved/99999Z/19840101/NPS_201859.PDF | Non-Voting |
For | For | O.1 | INTEGRATION OF THE LEGAL RESERVE; COVERAGE OF THE LOSS FOR 2013; DISTRIBUTION OF PART OF THE EXTRAORDINARY RESERVE TO THE SHAREHOLDERS | Management |
For | For | O.2.a | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: REPORT ON REMUNERATION: RESOLUTION PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58/1998 | Management |
For | For | O.2.b | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: PROPOSAL FOR APPROVAL OF THE DISCLOSURE DOCUMENT DRAWN UP IN ACCORDANCE WITH ARTICLE 84-BIS OF CONSOB REGULATION NO. 11971 OF 14 MAY 1999, AS SUBSEQUENTLY AMENDED AND INTEGRATED, CONCERNING THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS OF INTESA SANPAOLO S.P.A. | Management |
For | For | O.2.c | REMUNERATION, INVESTMENT PLAN AND OWN SHARES: PURCHASE AND DISPOSAL OF OWN SHARES | Management |
For | For | E.1 | PROPOSAL FOR AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE ARTICLES OF ASSOCIATION, IN RELATION TO THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS REFERRED TO UNDER ORDINARY PART 2 B) ABOVE | Management |
For | For | E.2 | PROPOSAL TO AUTHORISE THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL PURSUANT TO ART. 2349, PARAGRAPH 1, AND ART. 2441, PARAGRAPH 8, OF THE ITALIAN CIVIL CODE FOR THE PURPOSES OF IMPLEMENTING THE INVESTMENT PLAN BASED ON FINANCIAL INSTRUMENTS REFERRED TO UNDER ORDINARY PART 2 B) ABOVE, AND CONSEQUENT AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE ARTICLES OF ASSOCIATION | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SANDVIK AB, SANDVIKEN | 13-May-2014 | | b1vq252 | sand ss |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 287214 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 17A AND 17B. ALL VOTES RECEIVED ON THE PREVIOUS MEET-ING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE-. THANK YOU. | Non-Voting |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting |
| | CMMT | THE MANAGEMENT DOES NOT MAKE ANY VOTE RECOMMENDATION ON RESOLUTIONS "17A & 17B-". | Non-Voting |
| | 1 | OPENING OF THE MEETING | Non-Voting |
| | 2 | ELECTION OF CHAIRMAN OF THE MEETING: ATTORNEY SVEN UNGER AS CHAIRMAN OF THE ME-ETING | Non-Voting |
| | 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting |
| | 4 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting |
| | 5 | APPROVAL OF THE AGENDA | Non-Voting |
| | 6 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting |
| | 7 | PRESENTATION OF THE ANNUAL REPORT, AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND-AUDITOR'S REPORT FOR THE GROUP | Non-Voting |
| | 8 | SPEECH BY THE PRESIDENT | Non-Voting |
For | For | 9 | RESOLUTION IN RESPECT OF ADOPTION OF THE PROFIT AND LOSS ACCOUNT, BALANCE SHEET, CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management |
For | For | 10 | RESOLUTION IN RESPECT OF DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE | Management |
For | For | 11 | RESOLUTION IN RESPECT OF ALLOCATION OF THE COMPANY'S RESULT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON RECORD DAY: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVE ON A DIVIDEND OF SEK 3.50 PER SHARE. FRIDAY, 16 MAY 2014 IS PROPOSED AS THE RECORD DAY. IF THE MEETING APPROVES THESE PROPOSALS, IT IS ESTIMATED THAT THE DIVIDEND BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON WEDNESDAY, 21 MAY 2014 | Management |
For | For | 12 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS. IN CONJUNCTION WITH THIS, THE WORK OF THE NOMINATION COMMITTEE WILL BE PRESENTED: SEVEN BOARD MEMBERS AND NO DEPUTY MEMBERS | Management |
For | For | 13 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS | Management |
For | For | 14 | ELECTION OF THE BOARD OF DIRECTORS AND THE CHAIRMAN OF THE BOARD OF DIRECTORS: RE-ELECTION OF OLOF FAXANDER, JURGEN M GEISSINGER, JOHAN KARLSTROM, HANNE DE MORA, ANDERS NYREN, SIMON THOMPSON AND LARS WESTERBERG. RE-ELECTION OF ANDERS NYREN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
For | For | 15 | RESOLUTION ON GUIDELINES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Management |
For | For | 16 | RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM (LTI 2014) | Management |
Against | Against | 17A | SHAREHOLDER PROPOSAL: SEPARATE LISTING AND DISTRIBUTION TO THE SHAREHOLDERS OF THE GROUP'S BUSINESS UNITS | Management |
Against | Against | 17B | SHAREHOLDER PROPOSAL: APPOINTMENT OF AN INDEPENDENT AUDIT COMMITTEE | Management |
| | 18 | CLOSING OF THE MEETING | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
JC DECAUX SA, NEUILLY SUR SEINE | 14-May-2014 | | 7136663 | dec fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 28 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0324/2014032414007-29.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0428/201404281401344.pdf AND CHA-NGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management |
For | For | O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management |
For | For | O.3 | Allocation of income and payment of the dividend | Management |
For | For | O.4 | Non-tax deductible costs and expenses and expenditures pursuant to Article 39-4 of the General Tax Code | Management |
For | For | O.5 | Approval of the regulated agreements pursuant to Article L.225-86 of the Commercial Code and approval of the special report of the Statutory Auditors | Management |
For | For | O.6 | Renewal of term of Mrs. Monique Cohen as Supervisory Board member | Management |
For | For | O.7 | Renewal of term of Mr. Jean-Pierre Decaux as Supervisory Board member | Management |
For | For | O.8 | Renewal of term of Mr. Pierre-Alain Pariente as Supervisory Board member | Management |
For | For | O.9 | Notice on the compensation owed or paid to Mr. Jean-Francois Decaux, Chairman of the Executive Board for the 2013 financial year | Management |
For | For | O.10 | Notice on the compensation owed or paid during the 2013 financial year to Mrs. Laurence Debroux, Mr. Jean-Charles Decaux, Mr. Jean-Sebastien Decaux as Executive Board members Monsieur and to Mr. Jeremy Male as Executive Board member until September 12, 2013 | Management |
For | For | O.11 | Setting the amount of attendance allowances | Management |
For | For | O.12 | Authorization to be granted to the Executive Board to trade in Company's shares | Management |
For | For | E.13 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares | Management |
For | For | E.14 | Amendment to the bylaws to determine the terms of appointment of Supervisory Board members representing employees in accordance with Act No. 2013-504 of June 14th 2013 relating to employment security | Management |
For | For | E.15 | Powers to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
THE SWATCH GROUP AG, NEUENBURG | 14-May-2014 | | 7184736 | uhrn sw |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | APPROVAL OF THE ANNUAL REPORT 2013 | Management |
For | For | 2 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management |
For | For | 3 | RESOLUTION FOR THE APPROPRIATION OF THE AVAILABLE EARNINGS : DIVIDENDS OF CHF 1.50 PER REGISTERED SHARE AND CHF 7.50 PER BEARER SHARE | Management |
For | For | 4.1 | RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAYLA HAYEK | Management |
For | For | 4.2 | RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. ESTHER GRETHER | Management |
For | For | 4.3 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ERNST TANNER | Management |
For | For | 4.4 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. GEORGES N. HAYEK | Management |
For | For | 4.5 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. CLAUDE NICOLLIER | Management |
For | For | 4.6 | RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN-PIERRE ROTH | Management |
For | For | 4.7 | RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAYLA HAYEK AS CHAIR OF THE BOARD OF DIRECTORS | Management |
For | For | 5.1 | ELECTION OF THE COMPENSATION COMMITTEE: MRS. NAYLA HAYEK | Management |
For | For | 5.2 | ELECTION OF THE COMPENSATION COMMITTEE: MRS. ESTHER GRETHER | Management |
For | For | 5.3 | ELECTION OF THE COMPENSATION COMMITTEE: MR. ERNST TANNER | Management |
For | For | 5.4 | ELECTION OF THE COMPENSATION COMMITTEE: MR. GEORGES N. HAYEK | Management |
For | For | 5.5 | ELECTION OF THE COMPENSATION COMMITTEE: MR. CLAUDE NICOLLIER | Management |
For | For | 5.6 | ELECTION OF THE COMPENSATION COMMITTEE: MR. JEAN-PIERRE ROTH | Management |
For | For | 6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE (MR. BERNHARD LEHMANN) | Management |
For | For | 7 | ELECTION OF THE STATUTORY AUDITORS (PRICEWATERHOUSECOOPERS LTD) | Management |
Abstain | For | 8 | AD HOC | Management |
| | CMMT | 09 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG | 15-May-2014 | | 5129074 | fme gy |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 24 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
| | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 APR 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting |
For | For | 1. | PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED GROUP FINANCIAL STATEMENTS EACH APPROVED BY THE SUPERVISORY BOARD, THE MANAGEMENT REPORTS FOR FRESENIUS MEDICAL CARE AG & CO. KGAA AND THE CONSOLIDATED GROUP, THE REPORT BY THE GENERAL PARTNER WITH REGARD TO THE INFORMATION PURSUANT TO SECTIONS 289 (4), 315 (4) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH-HGB) AND THE REPORT OF THE SUPERVISORY BOARD OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR FISCAL YEAR 2013; RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF FRESENIUS MEDICAL CARE AG & CO. KGAA FOR FISCAL YEAR 2013 | Management |
For | For | 2. | RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT | Management |
For | For | 3. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE GENERAL PARTNER | Management |
For | For | 4. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD | Management |
For | For | 5. | ELECTION OF THE AUDITORS AND CONSOLIDATED GROUP AUDITORS FOR FISCAL YEAR 2014: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN | Management |
For | For | 6. | RESOLUTION ON THE APPROVAL OF THE AMENDMENT OF AN EXISTING PROFIT AND LOSS TRANSFER AGREEMENT | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BG GROUP PLC | 15-May-2014 | | 0876289 | bg/ ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | ANNUAL REPORT AND ACCOUNTS | Management |
For | For | 2 | REMUNERATION POLICY | Management |
For | For | 3 | REMUNERATION REPORT | Management |
For | For | 4 | DECLARATION OF DIVIDEND : 15.68 CENTS PER SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2013. THE FINAL DIVIDEND IS PAYABLE ON 30 MAY 2014 TO HOLDERS OF ORDINARY SHARES OF 10 PENCE EACH IN THE COMPANY (ORDINARY SHARES) ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 25 APRIL 2014, AS RECOMMENDED BY THE DIRECTORS | Management |
For | For | 5 | ELECTION OF SIMON LOWTH | Management |
For | For | 6 | ELECTION OF PAM DALEY | Management |
For | For | 7 | ELECTION OF MARTIN FERGUSON | Management |
For | For | 8 | RE-ELECTION OF VIVIENNE COX | Management |
For | For | 9 | RE-ELECTION OF CHRIS FINLAYSON | Management |
For | For | 10 | RE-ELECTION OF ANDREW GOULD | Management |
For | For | 11 | RE-ELECTION OF BARONESS HOGG | Management |
For | For | 12 | RE-ELECTION OF DR JOHN HOOD | Management |
For | For | 13 | RE-ELECTION OF CAIO KOCH-WESER | Management |
For | For | 14 | RE-ELECTION OF LIM HAW-KUANG | Management |
For | For | 15 | RE-ELECTION OF SIR DAVID MANNING | Management |
For | For | 16 | RE-ELECTION OF MARK SELIGMAN | Management |
For | For | 17 | RE-ELECTION OF PATRICK THOMAS | Management |
For | For | 18 | RE-APPOINTMENT OF AUDITORS :ERNST & YOUNG LLP | Management |
For | For | 19 | REMUNERATION OF AUDITORS | Management |
For | For | 20 | POLITICAL DONATIONS | Management |
For | For | 21 | AUTHORITY TO ALLOT SHARES | Management |
For | For | 22 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 23 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management |
For | For | 24 | NOTICE PERIODS FOR GENERAL MEETINGS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LLOYDS BANKING GROUP PLC, EDINBURGH | 15-May-2014 | | 0870612 | lloy ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management |
For | For | 2 | TO ELECT MR J COLOMBAS AS A DIRECTOR OF THE COMPANY | Management |
For | For | 3 | TO ELECT MR D D J JOHN AS A DIRECTOR OF THE COMPANY | Management |
For | For | 4 | TO RE-ELECT LORD BLACKWELL AS A DIRECTOR OF THE COMPANY | Management |
For | For | 5 | TO RE-ELECT MR M G CULMER AS A DIRECTOR OF THE COMPANY | Management |
For | For | 6 | TO RE-ELECT MS C J FAIRBAIRN AS A DIRECTOR OF THE COMPANY | Management |
For | For | 7 | TO RE-ELECT MS A M FREW AS A DIRECTOR OF THE COMPANY | Management |
For | For | 8 | TO RE-ELECT MR A HORTA-OSORIO AS A DIRECTOR OF THE COMPANY | Management |
For | For | 9 | TO RE-ELECT MR N L LUFF AS A DIRECTOR OF THE COMPANY | Management |
For | For | 10 | TO RE-ELECT MR D L ROBERTS AS A DIRECTOR OF THE COMPANY | Management |
For | For | 11 | TO RE-ELECT MR A WATSON AS A DIRECTOR OF THE COMPANY | Management |
For | For | 12 | TO RE-ELECT MS S V WELLER AS A DIRECTOR OF THE COMPANY | Management |
For | For | 13 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management |
For | For | 14 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE REMUNERATION OF THE COMPANY'S AUDITORS | Management |
For | For | 15 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management |
For | For | 16 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management |
For | For | 17 | DIRECTORS' AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
For | For | 18 | AUTHORITY TO INTRODUCE A SCRIP DIVIDEND PROGRAMME | Management |
For | For | 19 | REMUNERATION POLICY SECTION OF THE DIRECTORS' REMUNERATION REPORT | Management |
For | For | 20 | IMPLEMENTATION REPORT SECTION OF THE DIRECTORS' REMUNERATION REPORT | Management |
For | For | 21 | VARIABLE COMPONENT OF REMUNERATION FOR CODE STAFF | Management |
For | For | 22 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management |
For | For | 23 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 24 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
For | For | 25 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management |
For | For | 26 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management |
For | For | 27 | NOTICE PERIOD | Management |
For | For | 28 | RELATED PARTY AND CLASS 1 TRANSACTION | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT | 16-May-2014 | | 6190273 | 1 hk |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0407/LTN20140407593.pdf-AND-http://www.hkexnews.hk/listedco/listconews/SEHK/2014/0407/LTN20140407460.pdf | Non-Voting |
| | 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2013 | Management |
| | 2 | TO DECLARE A FINAL DIVIDEND | Management |
| | 3.1 | TO ELECT MR. LI KA-SHING AS DIRECTOR | Management |
| | 3.2 | TO ELECT MR. CHUNG SUN KEUNG, DAVY AS DIRECTOR | Management |
| | 3.3 | TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR | Management |
| | 3.4 | TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR | Management |
| | 3.5 | TO ELECT MR. GEORGE COLIN MAGNUS AS DIRECTOR | Management |
| | 3.6 | TO ELECT MR. SIMON MURRAY AS DIRECTOR | Management |
| | 3.7 | TO ELECT MR. CHEONG YING CHEW, HENRY AS DIRECTOR | Management |
| | 4 | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management |
| | 5.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management |
| | 5.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management |
| | 5.3 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management |
| | 6 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
FRESENIUS SE & CO.KGAA, BAD HOMBURG V. D. HOEHE | 16-May-2014 | | 4352097 | FRE GY |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25.04.2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting |
| | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01.05.2014. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting |
For | For | 1. | Presentation on the Annual Financial Statements and the Consolidated Financial Statements each approved by the Supervisory Board, the Management Reports for Fresenius SE & Co. KGaA and the Group, the Explanatory Reports of the General Partner on the Disclosures pursuant to sec. 289 paras.4 and 5 and sec. 315 para. 4 of the German commercial Code (Handelsgesetzbuch) and the Report of the Supervisory Board of Fresenius SE & Co. KGaA for the Fiscal Year 2013; Resolution on the Approval of the Annual Financial Statements of Fresenius SE & Co. KGaA for Fiscal Year 2013 | Management |
For | For | 2. | Resolution on the Allocation of the Distributable Profit | Management |
For | For | 3. | Resolution on the Approval of the Actions of the General Partner for the Fiscal Year 2013 | Management |
For | For | 4. | Resolution on the Approval of the Actions of the Supervisory Board for the Fiscal Year 2013 | Management |
For | For | 5. | Election of the Auditor and Group Auditor for the Fiscal Year 2014: KPMG AG | Management |
For | For | 6. | Resolution on the Approval of the Adjustment of Existing Enterprise Agreements | Management |
For | For | 7. | Resolution on a Capital Increase from Company Funds with Issue of New Shares, the Adjustment of the Authorization for the Granting of Subscription Rights to Managerial Staff Members (Fuehrungskraefte) and Members of the Management Board of Fresenius SE & Co. KGaA or an Affiliated Company (Stock Option Program 2013), as well as on the Corresponding Adjustments of Article 4 (Share Capital) and Article 13 (Remuneration of Supervisory Board Members) | Management |
For | For | 8. | Resolution on the Cancellation of the Existing Authorized Capital I and on the Creation of a New Authorized Capital I with Authorization for Exclusion of Subscription Rights and a Corresponding Amendment to the Articles of Association | Management |
For | For | 9. | Resolution on the Cancellation of the Existing Authorization to issue Option Bonds and/or Convertible Bonds dated May 11, 2012 and the Associated Conditional Capital III, and on the Creation of a New Authorization to issue Option Bonds and/or Convertible Bonds, on the Exclusion of Subscription Rights and on the Creation of Conditional Capital and corresponding amendments to the Articles of Association | Management |
For | For | 10. | Resolution on the Cancellation of the Authorization to Purchase and Use Own Shares pursuant to sec. 71 para. 1 sent. 8 of the German Stock Corporation Act granted by Resolution of the Annual General Meeting of May 11, 2012, and an Authorization to Purchase and Use Own Shares pursuant to sec. 71 para. 1 sent. 8 of the German Stock Corporation Act and on the Exclusion of Subscription Rights | Management |
For | For | 11. | Resolution on the Authorization to utilize Equity Derivatives to purchase Own Shares subject to Exclusion of any Tender Right | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LINDE AG, MUENCHEN | 20-May-2014 | | 5740817 | lin gy |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
| | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05052014. FURTHER INFORMATION ON COUN-TER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO T-HE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS-, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT T-HE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON P-ROXYEDGE. | Non-Voting |
| | 1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF LINDE AKTIENGESELLS-CHAFT AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31-DECEMBER 2013, THE COMBINED MANAGEMENT REPORT FOR LINDE AKTIENGESELLSCHAFT AN-D THE GROUP INCLUDING THE EXPLANATORY REPORT ON THE INFORMATION PURSUANT TO SE-CTION 289 PARA. 4 AND SECTION 315 PARA. 4 GERMAN COMMERCIAL CODE AS WELL AS TH-E REPORT OF THE SUPERVISORY BOARD | Non-Voting |
For | For | 2. | RESOLUTION ON THE APPROPRIATION OF THE BALANCE SHEET PROFIT (DIVIDEND PAYMENT): PAYMENT OF A DIVIDEND OF EUR 3.00 PER NO-PAR-VALUE SHARE ENTITLED TO A DIVIDEND | Management |
For | For | 3. | RESOLUTION ON THE DISCHARGE OF THE ACTIONS OF THE EXECUTIVE BOARD MEMBERS | Management |
For | For | 4. | RESOLUTION ON THE DISCHARGE OF THE ACTIONS OF THE SUPERVISORY BOARD MEMBERS | Management |
For | For | 5. | RESOLUTION ON THE APPOINTMENT OF PUBLIC AUDITORS: KPMG AG | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ROYAL DUTCH SHELL PLC, LONDON | 20-May-2014 | | B03MLX2 | rdsa ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management |
For | For | 2 | APPROVAL OF DIRECTORS' REMUNERATION POLICY | Management |
For | For | 3 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management |
For | For | 4 | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management |
For | For | 5 | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | Management |
For | For | 6 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management |
For | For | 7 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management |
For | For | 8 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIMON HENRY | Management |
For | For | 9 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management |
For | For | 10 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management |
For | For | 11 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: JORMA OLLILA | Management |
For | For | 12 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management |
For | For | 13 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management |
For | For | 14 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management |
For | For | 15 | RE-APPOINTMENT OF THE FOLLOWING AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management |
For | For | 16 | THAT PRICEWATERHOUSECOOPERS LLP IS RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management |
For | For | 17 | REMUNERATION OF AUDITORS | Management |
For | For | 18 | AUTHORITY TO ALLOT SHARES | Management |
For | For | 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 20 | AUTHORITY TO PURCHASE OWN SHARES | Management |
For | For | 21 | APPROVAL OF LONG TERM INCENTIVE PLAN | Management |
For | For | 22 | APPROVAL OF DEFERRED BONUS PLAN | Management |
For | For | 23 | APPROVAL OF RESTRICTED SHARE PLAN | Management |
For | For | 24 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management |
| | CMMT | 05 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE-AND AUDITORS' NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VO-TE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
GLENCORE XSTRATA PLC, ST HELIER | 20-May-2014 | | B4T3BW6 | glen ln |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | THAT THE COMPANY'S NAME BE CHANGED TO GLENCORE PLC AND THAT THE MEMORANDUM OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE DELETION OF THE FIRST PARAGRAPH THEREOF AND THE INSERTION IN ITS PLACE OF THE FOLLOWING: THE NAME OF THE COMPANY IS GLENCORE PLC | Management |
For | For | 2 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management |
For | For | 3 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31DEC2013 (2013 ANNUAL REPORT) | Management |
For | For | 4 | TO APPROVE A FINAL DISTRIBUTION OF USD0.111 PER ORDINARY SHARE FOR THE YEAR ENDED 31DEC2013 WHICH THE DIRECTORS PROPOSE, AND THE SHAREHOLDERS RESOLVE, IS TO BE PAID ONLY FROM THE CAPITAL CONTRIBUTION RESERVES OF THE COMPANY | Management |
For | For | 5 | TO RE-ELECT ANTHONY HAYWARD (INTERIM CHAIRMAN) AS A DIRECTOR | Management |
For | For | 6 | TO RE-ELECT LEONHARD FISCHER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
For | For | 7 | TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
For | For | 8 | TO RE-ELECT IVAN GLASENBERG (CHIEF EXECUTIVE OFFICER) AS A DIRECTOR | Management |
For | For | 9 | TO ELECT PETER COATES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
For | For | 10 | TO ELECT JOHN MACK (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
For | For | 11 | TO ELECT PETER GRAUER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
For | For | 12 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT) | Management |
For | For | 13 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT | Management |
For | For | 14 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Management |
For | For | 15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management |
For | For | 16 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD (AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANYS AGM IN 2015, AND FOR THAT PURPOSE THE AUTHORISED ALLOTMENT AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D44,261,351 | Management |
For | For | 17 | THAT SUBJECT TO THE PASSING OF RESOLUTION 2 THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO OFFER AND ALLOT ORDINARY SHARES TO ORDINARY SHAREHOLDERS IN LIEU OF A CASH DISTRIBUTION FROM TIME TO TIME OR FOR SUCH PERIOD AS THEY MAY DETERMINE PURSUANT TO THE TERMS OF ARTICLE 142 OF THE ARTICLES PROVIDED THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON 20 MAY 2019 | Management |
For | For | 18 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 16, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD (EACH AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANY'S AGM IN 2015 WHOLLY FOR CASH AS IF ARTICLE 11 OF THE ARTICLES DID NOT APPLY TO SUCH ALLOTMENT AND, FOR THE PURPOSES OF ARTICLE PARAGRAPH 10.3(C), THE NON-PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D6,639,203 | Management |
For | For | 19 | THAT: (I) THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 (THE COMPANIES LAW) TO MAKE MARKET PURCHASES OF ORDINARY SHARES, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 1,327,840,547 (B) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS U.S.D0.01; (C) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF: 1. AN AMOUNT EQUAL TO 5 PER CENT, ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR ORDINARY SHARES CONTD | Management |
| | CONT | CONTD TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE-BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARES ARE-CONTRACTED TO BE PURCHASED; AND 2. THE HIGHER OF THE PRICE OF THE LAST-INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK-EXCHANGE DAILY OFFICIAL LIST AT THE TIME THAT THE PURCHASE IS CARRIED OUT;-AND (D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF THE-CONCLUSION OF THE COMPANY'S AGM CONTD | Non-Voting |
| | CONT | CONTD IN 2015 OR ON 30 JUNE 2015 (EXCEPT THAT THE COMPANY MAY MAKE A CONTRACT-TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE SUCH AUTHORITY-EXPIRES, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF-SUCH AUTHORITY, AND MAY MAKE PURCHASES OF ORDINARY SHARES IN PURSUANCE OF ANY-SUCH CONTRACT AS IF SUCH AUTHORITY HAD NOT EXPIRED); AND (II) THE COMPANY BE-AND IS HEREBY GENERALLY AND UNCONDITIONALLY CONTD | Non-Voting |
| | CONT | CONTD AUTHORISED PURSUANT TO ARTICLE 58A OF THE COMPANIES LAW, TO HOLD, IF-THE DIRECTORS SO DESIRE, AS TREASURY SHARES, ANY ORDINARY SHARES PURCHASED-PURSUANT TO THE AUTHORITY CONFERRED BY PARAGRAPH (I) OF THIS RESOLUTION | Non-Voting |
| | CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO APPLICATION OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
SAP AG, WALLDORF/BADEN | 21-May-2014 | | 4846288 | sap gy |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 30 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
| | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting |
| | 1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED GROUP-ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEM-ENT REPORT OF SAP AG, INCLUDING THE EXECUTIVE BOARD'S EXPLANATORY NOTES RELATI-NG TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND (5) AND 315 (4-) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISOR-Y BOARD'S REPORT, EACH FOR FISCAL YEAR 2013 | Non-Voting |
For | For | 2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2013: THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 7,595,363,764.58 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND AND PAYABLE DATE: MAY 22, 2014 | Management |
For | For | 3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2013 | Management |
For | For | 4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2013 | Management |
For | For | 5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2014: KPMG AG | Management |
For | For | 6.1 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ERSTE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management |
For | For | 6.2 | RESOLUTION ON THE APPROVAL OF TWO AMENDMENT AGREEMENTS TO EXISTING CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG AND TWO SUBSIDIARIES: THE AMENDMENT AGREEMENT TO THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT WITH SAP ZWEITE BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH DATED MARCH 18, 2014 IS APPROVED | Management |
For | For | 7. | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND A SUBSIDIARY | Management |
For | For | 8.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: THE CONVERSION PLAN DATED MARCH 21, 2014 (DEEDS OF NOTARY PUBLIC DR HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG, NOTARY'S OFFICE 5 OF HEIDELBERG, ROLL OF DEEDS NO. 5 UR 493/2014 AND 500/2014) CONCERNING THE CONVERSION OF SAP AG TO A EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS APPROVED; THE ARTICLES OF INCORPORATION OF SAP SE ATTACHED TO THE CONVERSION PLAN AS AN ANNEX ARE ADOPTED; WITH REGARD TO SECTION 4 (1) AND (5) THROUGH (8) OF THE ARTICLES OF INCORPORATION OF SAP SE, SECTION 3.5 OF THE CONVERSION PLAN SHALL APPLY | Management |
For | For | 8.2.1 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. H. C. MULT. HASSO PLATTNER | Management |
For | For | 8.2.2 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PEKKA ALA-PIETILAE | Management |
For | For | 8.2.3 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. ANJA FELDMANN | Management |
For | For | 8.2.4 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR. WILHELM HAARMANN | Management |
For | For | 8.2.5 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: BERNARD LIAUTAUD | Management |
For | For | 8.2.6 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. H. C. HARTMUT MEHDORN | Management |
For | For | 8.2.7 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: DR. ERHARD SCHIPPOREIT | Management |
For | For | 8.2.8 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: JIM HAGEMANN SNABE | Management |
For | For | 8.2.9 | CONVERSION WITH CHANGE OF LEGAL FORM OF THE COMPANY TO A EUROPEAN COMPANY (SE) AND ELECTIONS TO THE FIRST SUPERVISORY BOARD OF SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ERSTE GROUP BANK AG, WIEN | 21-May-2014 | | 5289837 | ebs av |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 323487 DUE TO RECEIPT OF S-UPERVISORY BOARD NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DIS-REGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 09 MAY2014-WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DAT-E FOR THIS MEETING IS 11 MAY 2014. THANK YOU | Non-Voting |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting |
For | For | 2 | APPROVE ALLOCATION OF INCOME | Management |
For | For | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management |
For | For | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management |
For | For | 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management |
For | For | 6.1 | APPROVE INCREASE OF BOARD SIZE | Management |
For | For | 6.2 | ELECT BETTINA BREITENEDER AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.3 | ELECT JAN HOMANN AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.4 | ELECT JUAN MARIA NIN GENOVA AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.5 | ELECT FRIEDRICH ROEDLER AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.6 | ELECT ELISABETH BLEYLEBEN-KOREN AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.7 | ELECT GUNTER GRISS AS SUPERVISORY BOARD MEMBER | Management |
For | For | 6.8 | ELECT ELISABETH KRAINER SENGER-WEISS AS SUPERVISORY BOARD MEMBER | Management |
For | For | 7 | RATIFY ERNST YOUNG AS AUDITORS | Management |
For | For | 8 | APPROVE CREATION OF EUR 171.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management |
For | For | 9 | AMEND ARTICLES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LEGRAND SA, LIMOGES | 27-May-2014 | | b11zrk9 | LR FP |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 05 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0404/2014040414009-65.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0505/201405051401594.pdf. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management |
For | For | O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | Management |
For | For | O.4 | RENEWAL OF TERM OF MR. OLIVIER BAZIL AS BOARD MEMBER | Management |
For | For | O.5 | RENEWAL OF TERM OF MR. FRANCOIS GRAPPOTTE AS BOARD MEMBER | Management |
For | For | O.6 | RENEWAL OF TERM OF MR. DONGSHENG LI AS BOARD MEMBER | Management |
For | For | O.7 | RENEWAL OF TERM OF MR. GILLES SCHNEPP AS BOARD MEMBER | Management |
For | For | O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. GILLES SCHNEPP, PRESIDENT AND CEO FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2013 | Management |
For | For | O.9 | SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | Management |
For | For | O.10 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management |
For | For | E.11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management |
For | For | E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE COMMON SHARES OR SECURITIES GIVING ACCESS TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
For | For | E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE COMMON SHARES OR SECURITIES GIVING ACCESS TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES VIA PUBLIC OFFERING WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
For | For | E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE COMMON SHARES OR SECURITIES GIVING ACCESS TO CAPITAL OR ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE (PRIVATE PLACEMENT) WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
For | For | E.15 | OPTION TO INCREASE THE AMOUNT OF ISSUANCES CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IN CASE OF OVERSUBSCRIPTION | Management |
For | For | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS ALLOWED | Management |
For | For | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF A COMPANY'S OR GROUP'S SAVINGS PLAN | Management |
For | For | E.18 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OR SECURITIES ENTITLING TO SHARES, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF HOLDERS OF EQUITY SECURITIES OR SECURITIES OF THE IN-KIND CONTRIBUTIONS | Management |
For | For | E.19 | AGGREGATE CEILING ON THE DELEGATIONS OF AUTHORITY REFERRED TO IN THE TWELFTH, THIRTEENTH, FOURTEENTH, FIFTEENTH, SEVENTEENTH AND EIGHTEENTH RESOLUTIONS | Management |
For | For | E.20 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE | 05-Jun-2014 | | 7380482 | sgo fp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | CMMT | 28 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2014/0328/2014032814008-49.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0428/201404281401398.pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE T-O AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
For | For | O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management |
For | For | O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management |
For | For | O.3 | Allocation of income and setting the dividend of EUR 1.24 per share | Management |
For | For | O.4 | Option for payment of a part of 50% of the dividend in shares | Management |
For | For | O.5 | Renewal of term of Mr. Pierre-Andre de Chalendar as Board member | Management |
For | For | O.6 | Approval of the commitments made in favor of Mr. Pierre-Andre de Chalendar regarding allowances and benefits that may be due in certain cases of termination of his duties as CEO | Management |
For | For | O.7 | Approval of the retirement commitments made in favor of Pierre-Andre de Chalendar | Management |
For | For | O.8 | Approval to keep the services provided under the Group contingency and healthcare contracts for employees of Compagnie de Saint-Gobain in favor of Mr. Pierre-Andre de Chalendar as non-salaried corporate officer | Management |
For | For | O.9 | Advisory review of the compensation owed or paid to Mr. Pierre-Andre de Chalendar during the 2013 financial year | Management |
For | For | O.10 | Review of the annual amount of attendance allowances | Management |
For | For | O.11 | Authorization to the Board of Directors to purchase shares of the Company | Management |
For | For | E.12 | Amendment to Article 9 of the bylaws regarding the appointment of directors representing employees within the Board of Directors of Compagnie de Saint-Gobain | Management |
For | For | E.13 | Renewing the authorization to the Board of Directors to grant performance share subscription or purchase options up to 1% of share capital with a sub-ceiling of 10 % of this limit for the executive corporate officers of Compagnie de Saint-Gobain, this 1% limit and 10% sub-limit are common to this resolution and the fourteenth resolution | Management |
For | For | E.14 | Renewing the authorization to the Board of Directors to allocate free existing performance shares up to 0.8% of share capital with a sub-ceiling of 10 % of this limit for executive corporate officers of Compagnie de Saint-Gobain, this 0.8% limit and the 10% sub-limit being deducted on those set under the thirteenth resolution which establishes a common limit for both resolutions | Management |
For | For | E.15 | Powers to implement the decisions of the General Meeting and to carry out all legal formalities | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
PIRELLI & C.SPA, MILANO | 12-Jun-2014 | | 4689900 | P IM |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 323769 DUE TO RECEIPT OF S-LATES FOR DIRECTORS' NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU-. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999Z/19840101/NPS_204793.P-DF | Non-Voting |
For | For | 1 | BALANCE SHEET AS OF 31 DECEMBER 2013. RESOLUTIONS RELATED THERETO | Management |
For | For | 2.1 | TO STATE DIRECTORS' NUMBER | Management |
For | For | 2.2 | TO STATE DIRECTORS' TERM OF OFFICE | Management |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF DIRECTO-RS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ-UIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | Non-Voting |
For | Against | 2.3.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT DIRECTORS: LIST PRESENTED BY CAMFIN SPA (CAM PARTECIPAZIOMI SPA AND CAM 2012 SPA): MARCO TRONCHETTI PROVERA, ALBERTO PIRELLI, ANNA MARIA ARTONI, LUIGI PIERGIUSEPPE FERINANDO ROTH, PAOLO FIORENTINO, GAETANO MICCICHE, CALUDIO SPOSITO, RICCARDO BRUNO, PIERO ALONZO, EMILIANO NITTI, LUCIANO GOBBI, ENRICO PARAZZINO, CLAUDIA BUGNO, ROMINA GUGLIELMETTI AND STEFANO BUGLIOSI | Shareholder |
| | 2.3.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT DIRECTORS: LIST PRESENTED BY A GROUP OF SAVING AND FINANCIAL INTERMEDIARIES COMPANIES SHAREHOLDERS OF PIRELLI &C. SPA:-ELISABETTA MAGISTRETTI, MANUELA SOFFIENTINI AND PAOLO PIETROGRANDE | Shareholder |
For | For | 2.4 | TO STATE DIRECTORS' ANNUAL EMOLUMENT | Management |
For | For | 3 | REWARDING POLICY: CONSULTATION | Management |
For | For | 4 | THREE YEAR MONETARY INCENTIVE PLAN (2014/2016) FOR PIRELLI GROUP MANAGEMENT; RESOLUTIONS RELATED THERETO | Management |
For | For | 5 | TO BUY AND DISPOSE OF OWN SHARES. RESOLUTIONS RELATED THERETO | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GENTING BHD | 12-Jun-2014 | | B1VXJL8 | gent mk |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM928,550 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 (2012 : RM830,380) | Management |
For | For | 2 | TO RE-ELECT MR CHIN KWAI YOONG AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management |
For | For | 3 | THAT DATO' PADUKA NIK HASHIM BIN NIK YUSOFF, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management |
For | For | 4 | THAT TUN MOHAMMED HANIF BIN OMAR, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management |
For | For | 5 | THAT TAN SRI DR. LIN SEE YAN, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management |
For | For | 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management |
For | For | 7 | AUTHORITY TO DIRECTORS PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | Management |
For | For | 1 | PROPOSED AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management |
For | For | 2 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
TOYOTA MOTOR CORPORATION | 17-Jun-2014 | | 6900643 | 7203 jp |
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Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director | Management |
For | For | 2.2 | Appoint a Director | Management |
For | For | 2.3 | Appoint a Director | Management |
For | For | 2.4 | Appoint a Director | Management |
For | For | 2.5 | Appoint a Director | Management |
For | For | 2.6 | Appoint a Director | Management |
For | For | 2.7 | Appoint a Director | Management |
For | For | 2.8 | Appoint a Director | Management |
For | For | 2.9 | Appoint a Director | Management |
For | For | 2.10 | Appoint a Director | Management |
For | For | 2.11 | Appoint a Director | Management |
For | For | 2.12 | Appoint a Director | Management |
For | For | 2.13 | Appoint a Director | Management |
For | For | 2.14 | Appoint a Director | Management |
For | For | 2.15 | Appoint a Director | Management |
For | For | 3.1 | Appoint a Corporate Auditor | Management |
For | For | 3.2 | Appoint a Corporate Auditor | Management |
For | For | 4 | Appoint a Substitute Corporate Auditor | Management |
For | For | 5 | Approve Payment of Bonuses to Directors | Management |
For | For | 6 | Approve Delegation of Authority to the Board of Directors to Determine Details of Disposition of Own Shares through a Third Party Allotment | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
KOMATSU LTD. | 18-Jun-2014 | | 6496584 | 6301 jp |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director | Management |
For | For | 2.2 | Appoint a Director | Management |
For | For | 2.3 | Appoint a Director | Management |
For | For | 2.4 | Appoint a Director | Management |
For | For | 2.5 | Appoint a Director | Management |
For | For | 2.6 | Appoint a Director | Management |
For | For | 2.7 | Appoint a Director | Management |
For | For | 2.8 | Appoint a Director | Management |
For | For | 2.9 | Appoint a Director | Management |
For | For | 2.10 | Appoint a Director | Management |
For | For | 3 | Appoint a Corporate Auditor | Management |
For | For | 4 | Approve Payment of Bonuses to Directors | Management |
For | For | 5 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Employees of the Company and Directors of Company's Major Subsidiaries | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LIXIL GROUP CORPORATION | 20-Jun-2014 | | 6900212 | 5938 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1.1 | Appoint a Director | Management |
For | For | 1.2 | Appoint a Director | Management |
For | For | 1.3 | Appoint a Director | Management |
For | For | 1.4 | Appoint a Director | Management |
For | For | 1.5 | Appoint a Director | Management |
For | For | 1.6 | Appoint a Director | Management |
For | For | 1.7 | Appoint a Director | Management |
For | For | 1.8 | Appoint a Director | Management |
For | For | 1.9 | Appoint a Director | Management |
For | For | 1.10 | Appoint a Director | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
TOKIO MARINE HOLDINGS,INC. | 23-Jun-2014 | | 6513126 | 8766 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director | Management |
For | For | 2.2 | Appoint a Director | Management |
For | For | 2.3 | Appoint a Director | Management |
For | For | 2.4 | Appoint a Director | Management |
For | For | 2.5 | Appoint a Director | Management |
For | For | 2.6 | Appoint a Director | Management |
For | For | 2.7 | Appoint a Director | Management |
For | For | 2.8 | Appoint a Director | Management |
For | For | 2.9 | Appoint a Director | Management |
For | For | 2.10 | Appoint a Director | Management |
For | For | 3.1 | Appoint a Corporate Auditor | Management |
For | For | 3.2 | Appoint a Corporate Auditor | Management |
For | For | 3.3 | Appoint a Corporate Auditor | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
JAPAN TOBACCO INC. | 24-Jun-2014 | | 6474535 | 2914 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Amend Articles to: Change Fiscal Year End to December 31, Change Record Date for Interim Dividends to June 30 | Management |
For | For | 3.1 | Appoint a Director | Management |
For | For | 3.2 | Appoint a Director | Management |
For | For | 3.3 | Appoint a Director | Management |
For | For | 3.4 | Appoint a Director | Management |
For | For | 3.5 | Appoint a Director | Management |
For | For | 3.6 | Appoint a Director | Management |
For | For | 3.7 | Appoint a Director | Management |
For | For | 3.8 | Appoint a Director | Management |
For | For | 4 | Appoint a Substitute Corporate Auditor | Management |
Against | For | 5 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder |
Against | For | 6 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder |
Against | For | 7 | Shareholder Proposal: Amend Articles of Incorporation | Shareholder |
Against | For | 8 | Shareholder Proposal: Cancellation of all existing Treasury Shares | Shareholder |
Against | For | 9 | Shareholder Proposal: Amend Articles of Incorporation | Shareholder |
Company Name | Meeting Date | | SEDOL | Ticker |
SMC CORPORATION | 26-Jun-2014 | | 6763965 | 6273 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors | Management |
For | For | 3.1 | Appoint a Director | Management |
For | For | 3.2 | Appoint a Director | Management |
For | For | 3.3 | Appoint a Director | Management |
For | For | 3.4 | Appoint a Director | Management |
For | For | 3.5 | Appoint a Director | Management |
For | For | 3.6 | Appoint a Director | Management |
For | For | 3.7 | Appoint a Director | Management |
For | For | 3.8 | Appoint a Director | Management |
For | For | 3.9 | Appoint a Director | Management |
For | For | 3.10 | Appoint a Director | Management |
For | For | 3.11 | Appoint a Director | Management |
For | For | 3.12 | Appoint a Director | Management |
For | For | 3.13 | Appoint a Director | Management |
For | For | 3.14 | Appoint a Director | Management |
For | For | 3.15 | Appoint a Director | Management |
For | For | 3.16 | Appoint a Director | Management |
For | For | 3.17 | Appoint a Director | Management |
For | For | 3.18 | Appoint a Director | Management |
For | For | 4 | Approve Provision of Retirement Allowance for Retiring Directors | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
MITSUBISHI ESTATE COMPANY,LIMITED | 27-Jun-2014 | | 6596729 | 8802 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director | Management |
For | For | 2.2 | Appoint a Director | Management |
For | For | 2.3 | Appoint a Director | Management |
For | For | 2.4 | Appoint a Director | Management |
For | For | 2.5 | Appoint a Director | Management |
For | For | 2.6 | Appoint a Director | Management |
For | For | 2.7 | Appoint a Director | Management |
For | For | 2.8 | Appoint a Director | Management |
For | For | 2.9 | Appoint a Director | Management |
For | For | 2.10 | Appoint a Director | Management |
For | For | 2.11 | Appoint a Director | Management |
For | For | 2.12 | Appoint a Director | Management |
For | For | 2.13 | Appoint a Director | Management |
For | For | 3 | Appoint a Corporate Auditor | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
DENTSU INC. | 27-Jun-2014 | | 6416281 | 4324 JP |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director | Management |
For | For | 2.2 | Appoint a Director | Management |
For | For | 2.3 | Appoint a Director | Management |
For | For | 2.4 | Appoint a Director | Management |
For | For | 2.5 | Appoint a Director | Management |
For | For | 2.6 | Appoint a Director | Management |
For | For | 2.7 | Appoint a Director | Management |
For | For | 2.8 | Appoint a Director | Management |
For | For | 2.9 | Appoint a Director | Management |
For | For | 2.10 | Appoint a Director | Management |
For | For | 2.11 | Appoint a Director | Management |
For | For | 2.12 | Appoint a Director | Management |
For | For | 3 | Appoint a Corporate Auditor | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
FANUC CORPORATION | 27-Jun-2014 | | 6356934 | 6954 jp |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Amend Articles to: Expand Business Lines | Management |
For | For | 3.1 | Appoint a Director | Management |
For | For | 3.2 | Appoint a Director | Management |
For | For | 3.3 | Appoint a Director | Management |
For | For | 3.4 | Appoint a Director | Management |
For | For | 3.5 | Appoint a Director | Management |
For | For | 3.6 | Appoint a Director | Management |
For | For | 3.7 | Appoint a Director | Management |
For | For | 3.8 | Appoint a Director | Management |
For | For | 3.9 | Appoint a Director | Management |
For | For | 3.10 | Appoint a Director | Management |
For | For | 3.11 | Appoint a Director | Management |
For | For | 3.12 | Appoint a Director | Management |
For | For | 4 | Appoint a Corporate Auditor | Management |
For | For | 5 | Amend the Compensation to be received by Corporate Auditors | Management |