Company Name | Meeting Date | | SEDOL | Ticker |
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON | 07-Jul-2016 | | BZ0XJR3 | GPOR LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS FOR THE YEAR ENDED 31 MARCH 2016 | Management |
For | For | 2 | TO AUTHORISE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2016 | Management |
For | For | 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management |
For | For | 4 | TO RE-ELECT TOBY COURTAULD AS A DIRECTOR OF THE COMPANY | Management |
For | For | 5 | TO RE-ELECT NICK SANDERSON AS A DIRECTOR OF THE COMPANY | Management |
For | For | 6 | TO RE-ELECT NEIL THOMPSON AS A DIRECTOR OF THE COMPANY | Management |
For | For | 7 | TO RE-ELECT MARTIN SCICLUNA AS A DIRECTOR OF THE COMPANY | Management |
For | For | 8 | TO RE-ELECT ELIZABETH HOLDEN AS A DIRECTOR OF THE COMPANY | Management |
For | For | 9 | TO RE-ELECT CHARLES PHILIPPS AS A DIRECTOR OF THE COMPANY | Management |
For | For | 10 | TO RE-ELECT JONATHAN SHORT AS A DIRECTOR OF THE COMPANY | Management |
For | For | 11 | TO REAPPOINT DELOITTE LLP AS AUDITORS | Management |
For | For | 12 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITORS | Management |
For | For | 13 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management |
For | For | 14 | TO RENEW THE DIRECTORS' LIMITED AUTHORITY TO ALLOT SHARES FOR CASH | Management |
For | For | 15 | TO GIVE THE DIRECTORS ADDITIONAL LIMITED AUTHORITY TO ALLOT SHARES FOR CASH IN CONNECTION WITH AN ACQUISITION ON SPECIFIED CAPITAL INVESTMENT, AND INCLUDING DEVELOPMENT AND/OR REFURBISHMENT EXPENDITURE | Management |
For | For | 16 | TO RENEW THE AUTHORITY ENABLING THE COMPANY TO BUY ITS OWN SHARES | Management |
For | For | 17 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BRITISH LAND CO PLC R.E.I.T., LONDON | 19-Jul-2016 | | 0136701 | BLND LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2016 | Management |
For | For | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE REMUNERATION POLICY | Management |
For | For | 3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | Management |
For | For | 4 | TO RE-ELECT AUBREY ADAMS AS A DIRECTOR | Management |
For | For | 5 | TO RE-ELECT LUCINDA BELL AS A DIRECTOR | Management |
For | For | 6 | TO RE-ELECT SIMON BORROWS AS A DIRECTOR | Management |
For | For | 7 | TO RE-ELECT JOHN GILDERSLEEVE AS A DIRECTOR | Management |
For | For | 8 | TO RE-ELECT LYNN GLADDEN AS A DIRECTOR | Management |
For | For | 9 | TO RE-ELECT CHRIS GRIGG AS A DIRECTOR | Management |
For | For | 10 | TO RE-ELECT WILLIAM JACKSON AS A DIRECTOR | Management |
For | For | 11 | TO RE-ELECT CHARLES MAUDSLEY AS A DIRECTOR | Management |
For | For | 12 | TO RE-ELECT TIM ROBERTS AS A DIRECTOR | Management |
For | For | 13 | TO RE-ELECT TIM SCORE AS A DIRECTOR | Management |
For | For | 14 | TO RE-ELECT LORD TURNBULL AS A DIRECTOR | Management |
For | For | 15 | TO RE-ELECT LAURA WADE-GERY AS A DIRECTOR | Management |
For | For | 16 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE COMPANY | Management |
For | For | 17 | TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION | Management |
For | For | 18 | TO AUTHORISE THE PAYMENT OF SCRIP DIVIDENDS | Management |
For | For | 19 | TO AUTHORISE THE COMPANY TO MAKE LIMITED POLITICAL DONATIONS AND POLITICAL EXPENDITURE OF NOT MORE THAN 20,000 POUNDS IN TOTAL | Management |
For | For | 20 | TO AUTHORISE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN | Management |
For | For | 21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UP TO A LIMITED AMOUNT | Management |
For | For | 22 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND SELL TREASURY SHARES FOR CASH, WITHOUT MAKING A PRE-EMPTIVE OFFER TO SHAREHOLDERS | Management |
For | For | 23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management |
For | For | 24 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management |
For | For | 25 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS NOT BEING AN ANNUAL GENERAL MEETING BY NOTICE OF NOT LESS THAN 14 CLEAR DAYS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LAND SECURITIES GROUP PLC R.E.I.T, LONDON | 21-Jul-2016 | | 03180943 | LAND LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE 2016 ANNUAL REPORT | Management |
For | For | 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management |
For | For | 3 | TO DECLARE A FINAL DIVIDEND OF 10.55P PER ORDINARY SHARE | Management |
For | For | 4 | TO RE-ELECT DAME ALISON CARNWATH AS A DIRECTOR | Management |
For | For | 5 | TO RE-ELECT ROBERT NOEL AS A DIRECTOR | Management |
For | For | 6 | TO RE-ELECT MARTIN GREENSLADE AS A DIRECTOR | Management |
For | For | 7 | TO RE-ELECT KEVIN OBYRNE AS A DIRECTOR | Management |
For | For | 8 | TO RE-ELECT SIMON PALLEY AS A DIRECTOR | Management |
For | For | 9 | TO RE-ELECT CHRISTOPHER BARTRAM AS A DIRECTOR | Management |
For | For | 10 | TO RE-ELECT STACEY RAUCH AS A DIRECTOR | Management |
For | For | 11 | TO RE-ELECT CRESSIDA HOGG CBE AS A DIRECTOR | Management |
For | For | 12 | TO RE-ELECT EDWARD BONHAM CARTER AS A DIRECTOR | Management |
For | For | 13 | TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR | Management |
For | For | 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management |
For | For | 15 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management |
For | For | 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES | Management |
For | For | 17 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management |
For | For | 18 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management |
For | For | 19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
COMPAGNIE FINANCIERE RICHEMONT SA, BELLEVUE | 14-Sep-2016 | | BCRWZ18 | cfr vx |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting |
For | For | 1 | ANNUAL REPORT | Management |
For | For | 2 | APPROPRIATION OF PROFITS: THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF CHF 1.70 BE PAID PER RICHEMONT SHARE. THIS IS EQUIVALENT TO CHF 1.70 PER 'A' REGISTERED SHARE IN THE COMPANY AND CHF 0.17 PER 'B' REGISTERED SHARE IN THE COMPANY | Management |
For | For | 3 | RELEASE OF THE BOARD OF DIRECTORS | Management |
For | For | 4.1 | ELECTION OF THE BOARD OF DIRECTOR AND ITS CHAIRMAN: JOHANN RUPERT | Management |
For | For | 4.2 | ELECTION OF THE BOARD OF DIRECTOR: YVES-ANDRE ISTEL | Management |
For | For | 4.3 | ELECTION OF THE BOARD OF DIRECTOR: JOSUA MALHERBE | Management |
For | For | 4.4 | ELECTION OF THE BOARD OF DIRECTOR: JEAN-BLAISE ECKERT | Management |
For | For | 4.5 | ELECTION OF THE BOARD OF DIRECTOR: BERNARD FORNAS | Management |
For | For | 4.6 | ELECTION OF THE BOARD OF DIRECTOR: RICHARD LEPEU | Management |
For | For | 4.7 | ELECTION OF THE BOARD OF DIRECTOR: RUGGERO MAGNONI | Management |
For | For | 4.8 | ELECTION OF THE BOARD OF DIRECTOR: SIMON MURRAY | Management |
For | For | 4.9 | ELECTION OF THE BOARD OF DIRECTOR: GUILLAUME PICTET | Management |
For | For | 4.10 | ELECTION OF THE BOARD OF DIRECTOR: NORBERT PLATT | Management |
For | For | 4.11 | ELECTION OF THE BOARD OF DIRECTOR: ALAN QUASHA | Management |
For | For | 4.12 | ELECTION OF THE BOARD OF DIRECTOR: MARIA RAMOS | Management |
For | For | 4.13 | ELECTION OF THE BOARD OF DIRECTOR: LORD RENWICK OF CLIFTON | Management |
For | For | 4.14 | ELECTION OF THE BOARD OF DIRECTOR: JAN RUPERT | Management |
For | For | 4.15 | ELECTION OF THE BOARD OF DIRECTOR: GARY SAAGE | Management |
For | For | 4.16 | ELECTION OF THE BOARD OF DIRECTOR: JUERGEN SCHREMPP | Management |
For | For | 4.17 | ELECTION OF THE BOARD OF DIRECTOR: THE DUKE OF WELLINGTON | Management |
For | For | 4.18 | ELECTION OF THE BOARD OF DIRECTOR: JEFF MOSS | Management |
For | For | 4.19 | ELECTION OF THE BOARD OF DIRECTOR: CYRILLE VIGNERON | Management |
For | For | 5.1 | ELECTION OF THE COMPENSATION COMMITTEE: LORD RENWICK OF CLIFTON | Management |
For | For | 5.2 | ELECTION OF THE COMPENSATION COMMITTEE: YVES-ANDRE ISTEL | Management |
For | For | 5.3 | ELECTION OF THE COMPENSATION COMMITTEE: THE DUKE OF WELLINGTON | Management |
For | For | 6 | RE-ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES THAT PRICEWATERHOUSECOOPERS BE REAPPOINTED FOR A FURTHER TERM OF ONE YEAR AS AUDITOR OF THE COMPANY | Management |
For | For | 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THE ELECTION OF MAITRE FRANCOISE DEMIERRE MORAND, ETUDE GAMPERT & DEMIERRE, NOTAIRES, AS INDEPENDENT REPRESENTATIVE OF THE SHAREHOLDERS FOR A TERM OF ONE YEAR | Management |
For | For | 8.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | 8.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE | Management |
For | For | 8.3 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF VARIABLE COMPENSATION OF THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BANCOLOMBIA S.A. | 20-Sep-2016 | | 05968L102 | CIB |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | | 1. | REVIEW AND APPROVAL OF THE MERGER AGREEMENT BETWEEN BANCOLOMBIA S.A (ACQUIRING COMPANY) AND LEASING BANCOLOMBIA S.A (TARGET) AND THE EXHIBITS. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
DIAGEO PLC, LONDON | 21-Sep-2016 | | 0237400 | dge ln |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | REPORT AND ACCOUNTS 2016 | Management |
For | For | 2 | DIRECTORS' REMUNERATION REPORT 2016 | Management |
For | For | 3 | DECLARATION OF FINAL DIVIDEND | Management |
For | For | 4 | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR | Management |
For | For | 5 | RE-ELECTION OF LORD DAVIES AS A DIRECTOR | Management |
For | For | 6 | RE-ELECTION OF HO KWON PING AS A DIRECTOR | Management |
For | For | 7 | RE-ELECTION OF BD HOLDEN AS A DIRECTOR | Management |
For | For | 8 | RE-ELECTION OF DR FB HUMER AS A DIRECTOR | Management |
For | For | 9 | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR | Management |
For | For | 10 | RE-ELECTION OF IM MENEZES AS A DIRECTOR | Management |
For | For | 11 | RE-ELECTION OF PG SCOTT AS A DIRECTOR | Management |
For | For | 12 | RE-ELECTION OF AJH STEWART AS A DIRECTOR | Management |
For | For | 13 | ELECTION OF J FERRAN AS A DIRECTOR | Management |
For | For | 14 | ELECTION OF KA MIKELLS AS A DIRECTOR | Management |
For | For | 15 | ELECTION OF EN WALMSLEY AS A DIRECTOR | Management |
For | For | 16 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management |
For | For | 17 | REMUNERATION OF AUDITOR | Management |
For | For | 18 | AUTHORITY TO ALLOT SHARES | Management |
For | For | 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 20 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management |
For | For | 21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU | Management |
| | CMMT | 15AUG2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES | 28-Sep-2016 | | BYYHL23 | abi bb |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
For | For | 1 | APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE TRANSACTION, INCLUDING THE ACQUISITION BY AB INBEV OF THE SHARES OF NEWBELCO AT A PRICE OF GBP 0.45 EACH UNDER THE BELGIAN OFFER, FOR A VALUE EXCEEDING ONE THIRD OF THE CONSOLIDATED ASSETS OF AB INBEV | Management |
| | 2 | ACKNOWLEDGEMENT BY THE SHAREHOLDERS OF THE FOLLOWING DOCUMENTS, OF WHICH THEY-CAN OBTAIN A COPY FREE OF CHARGE: THE COMMON DRAFT TERMS OF MERGER DRAWN UP-BY THE BOARDS OF DIRECTORS OF THE MERGING COMPANIES IN ACCORDANCE WITH-ARTICLE 693 OF THE BELGIAN COMPANIES CODE (THE "MERGER TERMS"); THE REPORT-PREPARED BY THE BOARD OF DIRECTORS OF THE COMPANY IN ACCORDANCE WITH ARTICLE-694 OF THE BELGIAN COMPANIES CODE; THE REPORT PREPARED BY THE STATUTORY-AUDITOR OF THE COMPANY IN ACCORDANCE WITH ARTICLE 695 OF THE BELGIAN-COMPANIES CODE | Non-Voting |
| | 3 | COMMUNICATION REGARDING SIGNIFICANT CHANGES IN THE ASSETS AND LIABILITIES OF-THE MERGING COMPANIES BETWEEN THE DATE OF THE MERGER TERMS AND THE DATE OF-THE SHAREHOLDERS' MEETING, IN ACCORDANCE WITH ARTICLE 696 OF THE BELGIAN-COMPANIES CODE | Non-Voting |
For | For | 4 | APPROVE (I) THE MERGER TERMS, (II) THE BELGIAN MERGER, SUBJECT TO THE CONDITIONS SET OUT IN THE MERGER TERMS AND EFFECTIVE UPON PASSING OF THE FINAL NOTARIAL DEED, AND (III) THE DISSOLUTION WITHOUT LIQUIDATION OF AB INBEV UPON COMPLETION OF THE BELGIAN MERGER | Management |
For | For | 5 | APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, (I) THE DELISTING OF THE SECURITIES OF THE COMPANY FROM EURONEXT BRUSSELS, (II) THE DELISTING OF THE SECURITIES OF THE COMPANY FROM THE JOHANNESBURG STOCK EXCHANGE, AND (III) THE CANCELLATION OF THE REGISTRATION OF THE SECURITIES OF THE COMPANY WITH THE NATIONAL SECURITIES REGISTRY (RNV) MAINTAINED BY THE MEXICAN SECURITIES AND BANKING COMMISSION (COMISION NACIONAL BANCARIA Y DE VALORES OR CNBV) AND THE DELISTING OF SUCH SECURITIES FROM THE BOLSA MEXICANA DE VALORES, S.A.B. DE C.V. (BMV), ALL SUCH DELISTINGS AND CANCELLATION OF REGISTRATION SUBJECT TO AND WITH EFFECT AS OF COMPLETION OF THE BELGIAN MERGER | Management |
For | For | 6 | APPROVE THE DELEGATION OF POWERS TO: (I) ANY DIRECTOR OF THE COMPANY FROM TIME TO TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT LOORE, ANN RANDON, PATRICIA FRIZO, GERT BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS AND ROMANIE DENDOOVEN (EACH AN "AUTHORISED PERSON"), EACH ACTING TOGETHER WITH ANOTHER AUTHORISED PERSON, TO ACKNOWLEDGE BY NOTARIAL DEED THE COMPLETION OF THE BELGIAN MERGER AFTER COMPLETION OF THE CONDITIONS PRECEDENT SET OUT IN THE MERGER TERMS; (II) THE BOARD OF DIRECTORS FOR THE IMPLEMENTATION OF THE RESOLUTIONS PASSED; AND (III) BENOIT LOORE, ANN RANDON, PATRICIA FRIZO, GERT BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS, ROMANIE DENDOOVEN, PHILIP VAN NEVEL AND ELS DE TROYER, EACH ACTING ALONE AND WITH POWER TO SUB-DELEGATE, THE POWER TO PROCEED TO ALL FORMALITIES AT A BUSINESS DESK IN ORDER TO PERFORM THE INSCRIPTION AND/OR THE MODIFICATION OF THE COMPANY'S DATA IN THE CROSSROAD BANK OF LEGAL ENTITIES AND, IF NECESSARY, AT THE ADMINISTRATION FOR THE VALUE ADDED TAX | Management |
| | | | |
Company Name | Meeting Date | | SEDOL | Ticker |
ALIBABA GROUP HOLDING LIMITED | 13-Oct-2016 | | 01609w102 | BABA |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1A. | ELECTION OF DIRECTOR: DANIEL YONG ZHANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management |
For | For | 1B. | ELECTION OF DIRECTOR: CHEE HWA TUNG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management |
For | For | 1C. | ELECTION OF DIRECTOR: JERRY YANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management |
For | For | 1D. | ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management |
For | For | 1E. | ELECTION OF DIRECTOR: ERIC XIANDONG JING (TO SERVE UNTIL THE COMPANY'S ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2018 OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) | Management |
For | For | 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
PERNOD RICARD SA, PARIS | 17-Nov-2016 | | 4682329 | ri fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | 06 OCT 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-http://www.journal-officiel.gouv.fr//pdf/2016/1005/201610051604813.pdf.-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2016 AND SETTING OF THE DIVIDEND: EUR 1.88 PER SHARE | Management |
For | For | O.4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management |
For | For | O.5 | APPROVAL OF REGULATED COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO MR ALEXANDRE RICARD | Management |
For | For | O.6 | RENEWAL OF THE TERM OF MR ALEXANDRE RICARD AS DIRECTOR | Management |
For | For | O.7 | RENEWAL OF THE TERM OF MR PIERRE PRINGUET AS DIRECTOR | Management |
For | For | O.8 | RENEWAL OF THE TERM OF MR CESAR GIRON AS DIRECTOR | Management |
For | For | O.9 | RENEWAL OF THE TERM OF MR WOLFGANG COLBERG AS DIRECTOR | Management |
For | For | O.10 | RATIFICATION OF THE CO-OPTING OF MS ANNE LANGE TO THE ROLE OF DIRECTOR | Management |
For | For | O.11 | APPOINTMENT OF KPMG SA AS STATUTORY AUDITOR | Management |
For | For | O.12 | APPOINTMENT OF SALUSTRO REYDEL AS DEPUTY STATUTORY AUDITOR | Management |
For | For | O.13 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ALEXANDRE RICARD, CHAIRMAN-CHIEF EXECUTIVE OFFICER, FOR THE 2015-16 FINANCIAL YEAR | Management |
For | For | O.15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | Management |
For | For | E.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF SHARES, EXISTING OR TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, LIMITED TO 0.035% OF SHARE CAPITAL, CONDITIONAL UPON CONTINUED EMPLOYMENT, AS PARTIAL COMPENSATION FOR THE LOSS OF EARNINGS OF THE SUPPLEMENTARY DEFINED BENEFITS PENSION PLAN INCURRED BY SOME MEMBERS OF THE EXECUTIVE COMMITTEE AND THE EXECUTIVE DIRECTOR OF THE COMPANY | Management |
For | For | E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL, WITHIN THE LIMIT OF 2% OF SHARE CAPITAL, BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF SAID MEMBERS | Management |
For | For | E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
NOVARTIS AG, BASEL | 28-Feb-2017 | | 7103065 | novn vx |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 723253 DUE TO ADDITION OF-RESOLUTION B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting |
For | For | A.1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | A.2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management |
For | For | A.3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND: GROSS DIVIDEND (BEFORE TAXES AND DUTIES) OF CHF 2.75 PER DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL VALUE | Management |
For | For | A.4 | REDUCTION OF SHARE CAPITAL | Management |
For | For | A.5.1 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING | Management |
For | For | A.5.2 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018 | Management |
For | For | A.5.3 | ADVISORY VOTE ON THE 2016 COMPENSATION REPORT | Management |
For | For | A.6.1 | RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management |
For | For | A.6.2 | RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.3 | RE-ELECTION OF DIMITRI AZAR, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.4 | RE-ELECTION OF TON BUECHNER AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.5 | RE-ELECTION OF SRIKANT DATAR, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.6 | RE-ELECTION OF ELIZABETH DOHERTY AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.7 | RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.8 | RE-ELECTION OF PIERRE LANDOLT, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.6.9 | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A6.10 | RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A6.11 | RE-ELECTION OF ENRICO VANNI, PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A6.12 | RE-ELECTION OF WILLIAM T. WINTERS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A6.13 | ELECTION OF FRANS VAN HOUTEN AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
For | For | A.7.1 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
For | For | A.7.2 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
For | For | A.7.3 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
For | For | A.7.4 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
For | For | A.8 | RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR OF NOVARTIS AG FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2017 | Management |
For | For | A.9 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY OF NOVARTIS AG UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management |
For | For | B | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO | 16-Mar-2017 | | 5501906 | bbva sm |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 MAR 2017 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting |
For | For | 1.1 | EXAMINATION AND APPROVAL OF THE ANNUAL ACCOUNTS AND THE MANAGEMENT REPORTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND OF ITS CONSOLIDATED GROUP FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 | Management |
For | For | 1.2 | APPROVAL OF THE ALLOCATION OF THE RESULT OF THE 2016 FISCAL YEAR | Management |
For | For | 1.3 | APPROVAL OF THE CORPORATE MANAGEMENT DURING THE 2016 FISCAL YEAR | Management |
For | For | 2.1 | ADOPTION OF THE FOLLOWING RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. JOSE MANUEL GONZALEZ PARAMO MARTINEZ MURILLO | Management |
For | For | 2.2 | ADOPTION OF THE FOLLOWING RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. CARLOS LORING MARTINEZ DE IRUJO | Management |
For | For | 2.3 | ADOPTION OF THE FOLLOWING RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MS. SUSANA RODRIGUEZ VIDARTE | Management |
For | For | 2.4 | ADOPTION OF THE FOLLOWING RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MR. TOMAS ALFARO DRAKE | Management |
For | For | 2.5 | ADOPTION OF THE FOLLOWING RESOLUTION IN REGARD TO THE REELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: REELECTION OF MS. LOURDES MAIZ CARRO | Management |
For | For | 3 | INCREASE OF THE SHARE CAPITAL BY MEANS OF THE ISSUANCE OF NEW COMMON SHARES THAT HAVE A PAR VALUE OF EUR 0.49 EACH, WITH NO ISSUANCE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY IN CIRCULATION, WITH A CHARGE AGAINST THE VOLUNTAR RESERVES, IN ORDER TO BE ABLE TO IMPLEMENT THE SHAREHOLDER COMPENSATION SYSTEM THAT IS CALLED THE DIVIDEND OPTION AND TO ADAPT THE WORDING OF THE CORPORATE BYLAWS TO THE NEW SHARE CAPITAL AMOUNT THAT RESULTS. PROVISION FOR UNDER SUBSCRIPTION. COMMITMENT TO PURCHASE THE FREE ALLOCATION RIGHTS AT A FIXED, GUARANTEED PRICE. REQUEST FOR LISTING FOR TRADING. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS | Management |
For | For | 4 | TO DELEGATE TO THE BOARD OF DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE, THE AUTHORITY TO INCREASE THE SHARE CAPITAL, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM AMOUNT THAT CORRESPONDS TO 50 PERCENT OF THE SHARE CAPITAL, DELEGATING IN TUR THE POWER TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHT, WITH THIS AUTHORITY BEING LIMITED TO 20 PERCENT OF THE SHARE CAPITAL OF THE BANK UNDER THE TERMS THAT ARE DESCRIBED IN THE PROPOSED RESOLUTIONS, AS WELL AS THE POWER TO AMEND THE CORRESPONDING ARTICLE OF THE CORPORATE BYLAWS | Management |
For | For | 5 | TO DELEGATE TO THE BOARD OF DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE, THE AUTHORITY TO ISSUE SECURITIES THAT ARE CONVERTIBLE INTO SHARES OF THE COMPANY, FOR A PERIOD OF FIVE YEARS, UP TO A MAXIMUM OF EUR 8 BILLION, DELEGATING IN TURN THE AUTHORITY TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHT ON SUCH SECURITIES ISSUANCES, WITH THIS AUTHORITY BEING LIMITED TO 20 PERCENT OF THE SHARE CAPITAL OF THE BANK UNDER THE TERMS THAT ARE DESCRIBED IN THE PROPOSED RESOLUTIONS, AS WELL AS THE POWER TO INCREASE THE SHARE CAPITAL BY THE AMOUNT THAT IS NECESSARY AND TO AMEND THE CORRESPONDING ARTICLE OF THE CORPORATE BYLAWS | Management |
For | For | 6 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A., WHICH INCLUDES THE MAXIMUM NUMBER OF SHARES TO DELIVER AS A CONSEQUENCE OF ITS EXECUTION | Management |
For | For | 7 | APPROVAL OF THE GROUP OF EMPLOYEES TO WHOM THE MAXIMUM LEVEL OF VARIABLE COMPENSATION UP TO 200 PERCENT OF THE FIXED COMPONENT OF THEIR TOTAL COMPENSATION IS APPLICABLE | Management |
For | For | 8 | APPOINTMENT OF THE AUDITORS OF THE ACCOUNTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND OF ITS CONSOLIDATED GROUP FOR THE 2017, 2018 AND 2019 FISCAL YEARS: KPMG | Management |
For | For | 9 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH THE AUTHORITY TO FURTHER DELEGATE THEM, IN ORDER TO FORMALIZE, CORRECT, INTERPRET AND EXECUTE THE RESOLUTIONS THAT THE GENERAL MEETING PASSES | Management |
For | For | 10 | A CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECT OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A | Management |
| | CMMT | 20 FEB 2017: SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO-ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO-LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING-REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER-ENTITLED TO ATTEND THE MEETING | Non-Voting |
| | CMMT | 20 FEB 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 8 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
NOVO NORDISK A/S, BAGSVAERD | 23-Mar-2017 | | BHC8X90 | novob dc |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting |
| | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
For | For | 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management |
For | For | 3.1 | APPROVE REMUNERATION OF DIRECTORS FOR 2016 | Management |
For | For | 3.2 | APPROVE REMUNERATION OF DIRECTORS FOR 2017 | Management |
For | For | 4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 7.60 PER SHARE | Management |
For | For | 5.1 | REELECT GORAN ANDO AS DIRECTOR AND CHAIRMAN | Management |
For | For | 5.2 | REELECT JEPPE CHRISTIANSEN AS DIRECTOR AND DEPUTY CHAIRMAN | Management |
For | For | 5.3.A | REELECT BRIAN DANIELS AS DIRECTOR | Management |
For | For | 5.3.B | REELECT SYLVIE GREGOIRE AS DIRECTOR | Management |
For | For | 5.3.C | REELECT LIZ HEWITT AS DIRECTOR | Management |
For | For | 5.3.D | ELECT KASIM KUTAY AS DIRECTOR | Management |
For | For | 5.3.E | ELECT HELGE LUND AS DIRECTOR | Management |
For | For | 5.3.F | REELECT MARY SZELA AS DIRECTOR | Management |
For | For | 6 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management |
For | For | 7.1 | APPROVE DKK 10 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION | Management |
For | For | 7.2 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management |
For | For | 7.3 | APPROVE GUIDELINES FOR INCENTIVE-BASED COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD | Management |
Against | For | 8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: FREE PARKING FOR THE SHAREHOLDERS IN CONNECTION WITH THE SHAREHOLDERS' MEETING | Shareholder |
Against | For | 8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE BUFFET AFTER THE SHAREHOLDERS' MEETING IS SERVED AS SET TABLE CATERING | Shareholder |
| | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS-TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST AN ENTRANCE CARD. THANK YOU | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
CEMENTOS ARGOS SA, BOGOTA | 24-Mar-2017 | | B89Z692 | CEMARGOS |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH-MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE-THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting |
For | For | 1 | QUORUM VERIFICATION | Management |
For | For | 2 | READING AND APPROVAL OF THE AGENDA | Management |
For | For | 3 | APPOINTMENT OF THE COMMISSION FOR SCRUTINY, APPROVAL AND SIGNATURE OF THE MINUTES | Management |
For | For | 4 | MANAGEMENT REPORT BY THE BOARD OF DIRECTORS AND THE CEO | Management |
For | For | 5 | PRESENTATION OF THE FINANCIAL STATEMENTS AS OF DECEMBER 31ST 2016 | Management |
For | For | 6 | EXTERNAL AUDITOR'S REPORT | Management |
For | For | 7 | APPROVAL OF THE MANAGEMENT REPORT AND FINANCIAL STATEMENTS PRESENTED | Management |
For | For | 8 | PRESENTATION AND APPROVAL OF THE PROFITS DISTRIBUTION AND CONSTITUTION OF RESERVES PROJECT | Management |
For | For | 9 | APPOINTMENT OF THE BOARD OF DIRECTORS | Management |
For | For | 10 | APPROVAL OF THE BOARD OF DIRECTORS' FEES | Management |
For | For | 11 | APPROVAL OF THE APPOINTMENTS, REMUNERATION AND SUCCESSION POLICY OF THE BOARD OF DIRECTORS | Management |
For | For | 12 | APPOINTMENT OF THE EXTERNAL AUDITOR | Management |
For | For | 13 | APPROVAL OF THE EXTERNAL AUDITOR'S FEES | Management |
For | For | 14 | APPROVAL OF RESOURCES FOR SOCIAL BENEFIT | Management |
For | For | 15 | PROPOSALS PRESENTED BY THE SHAREHOLDERS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
JAPAN TOBACCO INC. | 24-Mar-2017 | | 6474535 | 2914 jp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Appoint a Substitute Corporate Auditor Masaki, Michio | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GRUPO ARGOS SA, MEDELLIN | 30-Mar-2017 | | b8sgsp6 | grupoarg |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH-MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE-THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting |
For | For | 1 | VERIFICATION OF THE QUORUM | Management |
For | For | 2 | READING AND APPROVAL OF THE AGENDA | Management |
For | For | 3 | ELECTION OF THE COMMISSION FOR INDEXES AND APPROVAL AND SIGNING MINUTES OF THE MEETING | Management |
For | For | 4 | REPORT THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 5 | PRESENTATION OF THE FINANCIAL STATEMENTS TO DECEMBER 31ST 2016 | Management |
For | For | 6 | REPORT THE FISCAL AUDIT | Management |
For | For | 7 | APPROVAL OF THE MANAGEMENT'S AND BOARD OF DIRECTOR'S REPORTS AND THE FINANCIAL STATEMENTS TO DECEMBER 31ST 2016 | Management |
For | For | 8 | PRESENTATION AND APPROVAL OF THE PROFIT DISTRIBUTION PROJECT | Management |
For | For | 9 | APPROVAL OF THE AMENDMENT OF ARTICLES 53 AND 54 AND THE ELIMINATION OF ARTICLES 63 A, 63 B AND 63 C OF THE ARTICLES OF ASSOCIATION | Management |
For | For | 10 | APPROVAL OF THE APPOINTMENT, REMUNERATION AND SUCCESSION POLICY OF THE BOARD OF DIRECTORS | Management |
For | For | 11 | ELECTION AND ALLOCATION THE REMUNERATION OF THE BOARD OF DIRECTORS | Management |
For | For | 12 | ELECTION AND ALLOCATION THE REMUNERATION OF THE FISCAL AUDITOR | Management |
For | For | 13 | APPROPRIATION AND APPROVAL FOR THE DEVELOPMENT OF SOCIAL RESPONSIBILITY ACTIVITIES | Management |
| | CMMT | 01 MAR 2017: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
DENTSU INC. | 30-Mar-2017 | | 6416281 | 4324 JP |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1.1 | Appoint a Director except as Supervisory Committee Members Yamamoto, Toshihiro | Management |
For | For | 1.2 | Appoint a Director except as Supervisory Committee Members Nakamoto, Shoichi | Management |
For | For | 1.3 | Appoint a Director except as Supervisory Committee Members Takada, Yoshio | Management |
For | For | 1.4 | Appoint a Director except as Supervisory Committee Members Timothy Andree | Management |
For | For | 1.5 | Appoint a Director except as Supervisory Committee Members Mochizuki, Wataru | Management |
For | For | 1.6 | Appoint a Director except as Supervisory Committee Members Sengoku, Yoshiharu | Management |
For | For | 1.7 | Appoint a Director except as Supervisory Committee Members Soga, Arinobu | Management |
For | For | 1.8 | Appoint a Director except as Supervisory Committee Members Matsubara, Nobuko | Management |
For | For | 2 | Appoint Accounting Auditors | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GRUPO ARGOS SA, MEDELLIN | 30-Mar-2017 | | b8sgsp6 | grupoarg |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 738285 DUE TO THE ISIN-DOES NOT HAVE VOTING RIGHTS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED. THANK YOU. | Non-Voting |
| | 1 | QUORUM VERIFICATION | Non-Voting |
| | 2 | READING AND APPROVAL OF AGENDA | Non-Voting |
| | 3 | APPOINTMENT OF A COMMITTEE TO VOTE COUNTING AND APPROVAL OF THE MINUTE | Non-Voting |
| | 4 | JOINT MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE CEO | Non-Voting |
| | 5 | PRESENTATION OF FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 | Non-Voting |
| | 6 | STATUTORY AUDITOR'S REPORT | Non-Voting |
| | 7 | APPROVAL OF JOINT MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND CEO AND-FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 | Non-Voting |
| | 8 | PRESENTATION AND APPROVAL OF THE PROFITS DISTRIBUTION PROPOSAL | Non-Voting |
| | 9 | APPROVAL OF AMENDMENTS TO ARTICLES 53 AND 54, AND REMOVAL OF ARTICLES 63A,-63B, AND 63C OF THE BYLAWS | Non-Voting |
| | 10 | APPROVAL OF THE APPOINTMENT, COMPENSATION AND SUCCESSION POLICY OF THE BOARD-OF DIRECTORS | Non-Voting |
| | 11 | ASSIGNMENT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Non-Voting |
| | 12 | ASSIGNMENT OF COMPENSATION FOR THE STATUTORY AUDITOR | Non-Voting |
| | 13 | APPROVAL OF APPROPRIATION FOR SOCIAL RESPONSIBILITY ACTIVITIES | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
GRUPO DE INVERSIONES SURAMERICANA SA, BOGOTA | 31-Mar-2017 | | b4zrc96 | GRUPOSUR |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH-MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE-THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting |
For | For | 1 | QUORUM VERIFICATION | Management |
For | For | 2 | APPOINTMENT OF THE COMMISSION TO APPROVE THE MINUTE | Management |
For | For | 3 | MANAGEMENT REPORT FROM THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 4 | PRESENTATION OF FINANCIAL STATEMENTS AS OF DECEMBER 31 2016 | Management |
For | For | 5 | EXTERNAL AUDITOR REPORT | Management |
For | For | 6 | APPROVAL OF THE MANAGEMENT REPORT FROM THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 7 | APPROVAL OF FINANCIAL STATEMENTS AS OF DECEMBER 31 2016 | Management |
For | For | 8 | APPROVAL OF THE EXTERNAL AUDITOR REPORT | Management |
For | For | 9.1 | UPDATE OF THE PREFERRED DIVIDEND SHARES ISSUANCE AND PLACEMENT REGULATION (REGLAMENTO DE EMISION Y COLOCACION DE ACCIONES) ISSUED ON OCTOBER 2011 | Management |
For | For | 9.2 | PROFIT DISTRIBUTION PROJECT PAYMENT OF DIVIDENDS BY MEANS OF PREFERRED DIVIDEND SHARES (PAYMENT OPTION IN CASH AT THE SHAREHOLDER'S CHOICE) | Management |
For | For | 10 | APPROVAL OF FEES FOR THE BOARD OF DIRECTORS | Management |
For | For | 11 | APPROVAL OF FEES FOR THE EXTERNAL AUDITOR | Management |
| | CMMT | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT DECIDE TO OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH-MULTIPLE ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE-THAT ALL INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting |
For | For | 1 | QUORUMS VERIFICATION | Management |
For | For | 2 | APPOINTMENT OF THE COMMISSION TO APPROVE THE MINUTE | Management |
For | For | 3 | MANAGEMENT REPORT FROM THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 4 | PRESENTATION OF FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 | Management |
For | For | 5 | EXTERNAL AUDITOR'S REPORT | Management |
For | For | 6 | APPROVAL OF THE MANAGEMENT REPORT FROM THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 7 | APPROVAL OF FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 | Management |
For | For | 8 | APPROVAL OF THE EXTERNAL AUDITOR'S REPORT | Management |
For | For | 9.1 | UPDATE OF THE PREFERRED DIVIDEND SHARES' ISSUANCE AND PLACEMENT REGULATION (REGLAMENTO DE EMISION Y COLOCACION DE ACCIONES) ISSUED ON OCTOBER 2011 | Management |
For | For | 9.2 | PROFIT DISTRIBUTION PROJECT - PAYMENT OF DIVIDENDS BY MEANS OF PREFERRED DIVIDEND SHARES (PAYMENT OPTION IN CASH, AT THE SHAREHOLDER'S CHOICE) | Management |
For | For | 10 | APPROVAL OF FEES FOR THE BOARD OF DIRECTORS | Management |
For | For | 11 | APPROVAL OF FEES FOR THE EXTERNAL AUDITOR | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | 05-Apr-2017 | | 2779201 | SLB |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management |
For | For | 1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management |
For | For | 1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management |
For | For | 1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management |
For | For | 1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management |
For | For | 1F. | ELECTION OF DIRECTOR: HELGE LUND | Management |
For | For | 1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management |
For | For | 1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management |
For | For | 1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management |
For | For | 1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management |
For | For | 1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management |
For | For | 1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management |
For | For | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management |
1 Year | For | 3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management |
For | For | 4. | TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. | Management |
For | For | 5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management |
For | For | 6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management |
For | For | 7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
NESTLE SA, CHAM UND VEVEY | 06-Apr-2017 | | 7123870 | nesn vx |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting |
No Action | Against | 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | Management |
No Action | Against | 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | Management |
No Action | Against | 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management |
No Action | Against | 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | Management |
No Action | Against | 4.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management |
No Action | Against | 4.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management |
No Action | Against | 4.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management |
No Action | Against | 4.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management |
No Action | Against | 4.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management |
No Action | Against | 4.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management |
No Action | Against | 4.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management |
No Action | Against | 4.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management |
No Action | Against | 4.1.9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management |
No Action | Against | 41.10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management |
No Action | Against | 41.11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O | Management |
No Action | Against | 41.12 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management |
No Action | Against | 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER | Management |
No Action | Against | 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MS URSULA M. BURNS | Management |
No Action | Against | 4.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management |
No Action | Against | 4.4.1 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management |
No Action | Against | 4.4.2 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management |
No Action | Against | 4.4.3 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management |
No Action | Against | 4.4.4 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management |
No Action | Against | 4.5 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | Management |
No Action | Against | 4.6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management |
No Action | Against | 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management |
No Action | Against | 6 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder |
| | CMMT | PLEASE FIND BELOW THE LINK FOR NESTLE IN SOCIETY CREATING SHARED VALUE AND-MEETING OUR COMMITMENTS 2016:-http://www.nestle.com/asset-library/documents/library/documents/corporate_soci-al_responsibility/nestle-in-society-summary-report-2016-en.pdf | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
HEINEKEN N.V. | 20-Apr-2017 | | 7792559 | heia na |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | 1.A | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting |
| | 1.B | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT-BOARD MEMBERS | Non-Voting |
For | For | 1.C | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management |
| | 1.D | RECEIVE EXPLANATION ON DIVIDEND POLICY | Non-Voting |
For | For | 1.E | APPROVE DIVIDENDS OF EUR1.34 PER SHARE | Management |
For | For | 1.F | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management |
For | For | 1.G | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management |
For | For | 2.A | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management |
For | For | 2.B | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management |
For | For | 2.C | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM ISSUANCE UNDER ITEM 2B | Management |
For | For | 3 | AMEND PERFORMANCE CRITERIA OF LONG-TERM INCENTIVE PLAN | Management |
For | For | 4 | RATIFY DELOITTE AS AUDITORS | Management |
For | For | 5 | REELECT J.F.M.L. VAN BOXMEER TO MANAGEMENT BOARD | Management |
For | For | 6.A | REELECT M. DAS TO SUPERVISORY BOARD | Management |
For | For | 6.B | REELECT V.C.O.B.J. NAVARRE TO SUPERVISORY BOARD | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
L'OREAL S.A., PARIS | 20-Apr-2017 | | 4057808 | or fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | 17 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-http://www.journal-officiel.gouv.fr//pdf/2017/0315/201703151700480.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-RESOLUTION O.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR AND SETTING OF THE DIVIDEND : EUR 3.30 PER SHARE AND AN EXTRA OF EUR 0.33 PER SHARE TO LONG-TERM REGISTERED SHARES | Management |
For | For | O.4 | APPOINTMENT OF MR PAUL BULCKE AS DIRECTOR | Management |
For | For | O.5 | RENEWAL OF THE APPOINTMENT OF MRS FRANCOISE BETTENCOURT MEYERS AS DIRECTOR | Management |
For | For | O.6 | RENEWAL OF THE TERM OF MS VIRGINIE MORGON AS DIRECTOR | Management |
For | For | O.7 | APPROVAL OF PRINCIPLES AND ESTABLISHMENT OF THE ALLOCATION AND AWARDING CRITERIA OF THE COMPONENTS MAKING UP THE GLOBAL COMPENSATION AND ALL BENEFITS OF ALL KINDS TO BE AWARDED TO THE CHIEF EXECUTIVE OFFICER | Management |
For | For | O.8 | SHAREHOLDERS' ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.9 | AUTHORISATION FOR THE COMPANY TO REPURCHASE ITS OWN SHARES | Management |
For | For | E.10 | DIVISION BY TWO OF THE NOMINAL VALUE OF THE COMPANY'S SHARES | Management |
For | For | E.11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ELEMENTS | Management |
For | For | E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW AN INCREASE IN THE CAPITAL RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW A CAPITAL INCREASE RESERVED TO CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN AFFILIATES, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS PART OF A SHAREHOLDING INITIATIVE OF EMPLOYEES | Management |
For | For | E.15 | ALIGNMENT OF THE BY-LAWS WITH ARTICLE 787 B OF THE FRENCH GENERAL TAX CODE | Management |
For | For | E.16 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
WYNN RESORTS, LIMITED | 21-Apr-2017 | | 2963811 | WYNN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | 1. | DIRECTOR | Management |
For | For | 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management |
For | For | 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management |
3 Years | For | 4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management |
Against | For | 5. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder |
Company Name | Meeting Date | | SEDOL | Ticker |
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | 25-Apr-2017 | | B1TY0C1 | suds fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | 24 MAR 2017:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-http://www.journal-officiel.gouv.fr//pdf/2017/0303/201703031700424.pdf,-https://www.journal-officiel.gouv.fr/pdf/2017/0324/201703241700715.pdf PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT AND ADDITION-OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.3 | ALLOCATION OF INCOME FROM THE FINANCIAL YEAR, SETTING OF THE COUPON AND DEDUCTION FROM ISSUE PREMIUMS: EUR 2.04 PER SHARE | Management |
For | For | O.4 | INFORMATION ON REGULATED AGREEMENTS AND COMMITMENTS UNDERTAKEN DURING PREVIOUS FINANCIAL YEARS | Management |
For | For | O.5 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR JEAN-PASCAL TRICOIRE FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.6 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL BABEAU FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.7 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND ALL TYPES OF ADVANTAGES TO THE CHIEF EXECUTIVE OFFICER | Management |
For | For | O.8 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND ALL TYPES OF ADVANTAGES TO THE DEPUTY GENERAL MANAGER | Management |
For | For | O.9 | RENEWAL OF THE TERM OF A DIRECTOR: JEAN-PASCAL TRICOIRE | Management |
| | CMMT | TENTH-FOURTEENTH RESOLUTIONS: IN ACCORDANCE WITH ARTICLE 11-3 OF THE COMPANY-BY-LAWS, AS THERE IS ONLY ONE DIRECTORS SEAT REPRESENTING THE EMPLOYEE-SHAREHOLDERS TO BE FILLED, ONLY THE CANDIDATE HAVING RECEIVED THE MOST VOTES-FROM PRESENT AND REPRESENTED SHAREHOLDERS WILL BE APPOINTED. THE BOARD OF-DIRECTORS HAVE APPROVED THE TWELFTH RESOLUTION, THUS THEY INVITE YOU TO VOTE-IN FAVOUR OF THIS RESOLUTION AND TO ABSTAIN FROM VOTING ON THE TENTH,-ELEVENTH, THIRTEENTH AND FOURTEENTH RESOLUTIONS | Non-Voting |
Against | For | O.10 | APPOINTMENT OF MS NADINE BOUQUIN AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder |
Against | For | O.11 | APPOINTMENT OF MR CLAUDE BRIQUET AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder |
For | For | O.12 | APPOINTMENT OF MS XIAOYUN MA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management |
Against | For | O.13 | APPOINTMENT OF MR FRANCOIS MARTIN-FESTA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder |
Against | For | O.14 | APPOINTMENT OF MR JEAN-MICHEL VEDRINE AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder |
For | For | O.15 | SETTING OF THE AMOUNT OF ATTENDANCE FEES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | Management |
For | For | O.16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMPANY SHARES, MAXIMUM PURCHASE PRICE EUR 90 PER SHARE | Management |
For | For | E.17 | AMENDMENT OF ARTICLE 11 OF THE COMPANY BY-LAWS TO ALLOW FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES IN ACCORDANCE WITH ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE | Management |
For | For | E.18 | AMENDMENT OF ARTICLE 19 OF THE COMPANY BY-LAWS TO ALLOW FOR HARMONISATION WITH AMENDED LAWS | Management |
For | For | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, WITH A NOMINAL LIMIT OF 800 MILLION EURO, THE SHARE CAPITAL, THAT IS APPROXIMATELY 33.75% OF CAPITAL AS AT 31 DECEMBER 2016, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS, PREMIUMS AND OTHER ELEMENTS WHICH CAN BE CAPITALISED | Management |
For | For | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, WITH A NOMINAL LIMIT OF 230 MILLION EUROS, THE SHARE CAPITAL, THAT IS APPROXIMATELY 9.7% OF CAPITAL AS AT 31 DECEMBER 2016, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS BY MEANS OF PUBLIC OFFER. THIS DELEGATION MAY BE USED TO REMUNERATE CONTRIBUTIONS-IN-KIND IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
For | For | E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, DECIDED IN APPLICATION OF THE NINETEENTH OR TWENTY-FIRST RESOLUTIONS | Management |
For | For | E.23 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMITS OF 9.7% OF SHARE CAPITAL WITH A VIEW TO REMUNERATE CONTRIBUTIONS-IN-KIND | Management |
For | For | E.24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS AND IN THE CONTEXT OF AN OFFER PURSUANT TO ARTICLE L.411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, TO INCREASE SHARE CAPITAL, WITHIN THE NOMINAL LIMIT OF 115 MILLION EUROS, THAT IS 4.85% OF CAPITAL, BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES, WHOSE ISSUE PRICE WILL BE SET BY THE BOARD OF DIRECTORS ACCORDING TO THE MODALITIES ESTABLISHED BY THE GENERAL MEETING | Management |
For | For | E.25 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL RESERVED FOR MEMBERS OF THE COMPANY SAVINGS SCHEME WITHIN THE LIMIT OF 2% OF SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.26 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL RESERVED FOR A CATEGORY OF BENEFICIARIES: FOR EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY, OR VIA ENTITIES ACTING ON THEIR BEHALF OR ENTITIES OFFERING FOREIGN EMPLOYEES OF THE GROUP ADVANTAGES COMPARABLE TO THOSE OFFERED TO MEMBERS OF THE COMPANY SAVINGS SCHEME, WITHIN THE LIMIT OF 1% OF SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.27 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, IF REQUIRED, COMPANY SHARES BOUGHT UNDER THE CONDITIONS SET BY THE GENERAL MEETING, UP TO A MAXIMUM OF 10% OF SHARE CAPITAL | Management |
For | For | O.28 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
VIVENDI SA, PARIS | 25-Apr-2017 | | 4834777 | VIV FP |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
For | For | O.1 | APPROVAL OF THE ANNUAL REPORTS AND FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS | Management |
For | For | O.4 | ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE: EUR 0.40 PER SHARE | Management |
For | For | O.5 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR VINCENT BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FREDERIC CREPIN, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR SIMON GILLHAM, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN | Management |
For | For | O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF HIS MANDATE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
For | For | O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | O.14 | RATIFICATION OF THE COOPTATION OF MR YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.15 | RENEWAL OF THE TERM OF MR VINCENT BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.16 | APPOINTMENT OF MS VERONIQUE DRIOT-ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.17 | APPOINTMENT OF MS SANDRINE LE BIHAN, REPRESENTING SHAREHOLDER EMPLOYEES, AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.18 | APPOINTMENT OF DELOITTE & ASSOCIATES AS STATUTORY AUDITOR | Management |
For | For | O.19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management |
For | For | E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY MEANS OF CANCELLING SHARES | Management |
For | For | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY OTHER SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES, WITHIN THE LIMIT OF A NOMINAL CEILING OF 750 MILLION EUROS | Management |
For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS, WITHIN THE LIMIT OF A NOMINAL CEILING OF 375 MILLION EUROS | Management |
For | For | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIRED STAFF WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF VIVENDI'S FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME AND TO ESTABLISH ANY EQUIVALENT MECHANISM, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| | CMMT | 13 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-[http://www.journal-officiel.gouv.fr//pdf/2017/0310/201703101700521.pdf] AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
UNIBAIL-RODAMCO SE, PARIS | 25-Apr-2017 | | B1YY4B3 | ul na |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | 21 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2017/0317/201703171700578.pdf;-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
For | For | O.1 | REPORTS FROM THE BOARD OF DIRECTORS, THE SUPERVISORY BOARD AND THE STATUTORY AUDITORS REGARDING THE TRANSACTIONS FOR THE 2016 FINANCIAL YEAR; APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND DISTRIBUTION OF THE DIVIDEND: EUR 10.20 PER SHARE | Management |
For | For | O.4 | SPECIAL REPORT OF THE STATUTORY AUDITORS | Management |
For | For | O.5 | APPROVAL OF THE COMPENSATION POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management |
For | For | O.6 | APPROVAL OF THE COMPENSATION POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
For | For | O.7 | APPROVAL OF THE COMPENSATION POLICY REGARDING THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING ELEMENTS COMPRISING COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | O.8 | ADVISORY REVIEW OF COMPENSATION OWED OR PAID TO MR CHRISTOPHE CUVILLIER, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR OLIVIER BOSSARD, MR FABRICE MOUCHEL, MS ASTRID PANOSYAN, MR JAAP TONCKENS AND MR JEAN-MARIE TRITANT, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.10 | RENEWAL OF THE TERM OF MS DAGMAR KOLLMANN AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.11 | APPOINTMENT OF MR PHILIPPE COLLOMBEL AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.12 | APPOINTMENT OF MR COLIN DYER AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.13 | APPOINTMENT OF MR RODERICK MUNSTERS AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.14 | RENEWAL OF THE TERM OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Management |
For | For | O.15 | RENEWAL OF THE TERM OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR | Management |
For | For | O.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS WITH RESPECT TO THE COMPANY BUYING BACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE | Management |
For | For | E.17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE | Management |
For | For | E.18 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN THE SHARE CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management |
For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON AN INCREASE IN THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT VIA A PUBLIC OFFER, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management |
For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, PURSUANT TO RESOLUTIONS 18 AND 19 | Management |
For | For | E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH AN INCREASE IN THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL WITH A VIEW TO REMUNERATING CONTRIBUTIONS IN KIND MADE TO THE COMPANY | Management |
For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE PURCHASE AND/OR SUBSCRIPTION OPTIONS FOR SHARES IN THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY OR ITS SUBSIDIARIES | Management |
For | For | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL THAT IS RESERVED FOR THE MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE RIGHT FOR THEIR BENEFIT, PURSUANT TO ARTICLES L.3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE | Management |
For | For | O.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SHIRE PLC, ST HELIER | 25-Apr-2017 | | b2qky05 | SHP LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31 2016 | Management |
For | For | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management |
For | For | 3 | TO RE-ELECT DOMINIC BLAKEMORE | Management |
For | For | 4 | TO RE-ELECT OLIVIER BOHUON | Management |
For | For | 5 | TO RE-ELECT WILLIAM BURNS | Management |
For | For | 6 | TO ELECT IAN CLARK | Management |
For | For | 7 | TO ELECT GAIL FOSLER | Management |
For | For | 8 | TO RE-ELECT DR STEVEN GILLIS | Management |
For | For | 9 | TO RE-ELECT DR DAVID GINSBURG | Management |
For | For | 10 | TO RE-ELECT SUSAN KILSBY | Management |
For | For | 11 | TO RE-ELECT SARA MATHEW | Management |
For | For | 12 | TO RE-ELECT ANNE MINTO | Management |
For | For | 13 | TO RE-ELECT DR FLEMMING ORNSKOV | Management |
For | For | 14 | TO RE-ELECT JEFFREY POULTON | Management |
For | For | 15 | TO ELECT ALBERT STROUCKEN | Management |
For | For | 16 | TO RE APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | Management |
For | For | 17 | TO AUTHORIZE THE AUDIT COMPLIANCE AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management |
For | For | 18 | TO AUTHORIZE THE ALLOTMENT OF SHARES | Management |
For | For | 19 | TO AUTHORIZE THE GENERAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 20 | TO AUTHORIZE THE SPECIFIC DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
For | For | 21 | TO AUTHORIZE PURCHASES OF OWN SHARES | Management |
For | For | 22 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management |
For | For | 23 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BARRICK GOLD CORPORATION | 25-Apr-2017 | | 2024677 | ABX |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | 01 | DIRECTOR | Management |
For | For | 02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Management |
For | For | 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
AXA SA, PARIS | 26-Apr-2017 | | 7088429 | cs fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal-officiel.gouv.fr//pdf/2017/0224/201702241700322.pdf | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR AND SETTING OF THE DIVIDEND TO 1.16 EURO PER SHARE | Management |
For | For | O.4 | VOTE RELATING TO THE INDIVIDUAL REMUNERATION OF MR HENRI DE CASTRIES, CHIEF EXECUTIVE OFFICER UP TO 31 AUGUST 2016 | Management |
For | For | O.5 | VOTE RELATING TO THE INDIVIDUAL REMUNERATION OF MR DENIS DUVERNE, DEPUTY GENERAL MANAGER UP TO 31 AUGUST 2016 | Management |
For | For | O.6 | VOTE RELATING TO THE INDIVIDUAL REMUNERATION OF MR DENIS DUVERNE, PRESIDENT OF THE BOARD OF DIRECTORS SINCE 1 SEPTEMBER 2016 | Management |
For | For | O.7 | VOTE RELATING TO THE REMUNERATION OF MR THOMAS BUBERL, MANAGING DIRECTOR SINCE 1 SEPTEMBER 2016 | Management |
For | For | O.8 | APPROVAL OF THE ELEMENTS OF THE REMUNERATION POLICY THAT ARE APPLICABLE TO THE PRESIDENT OF THE BOARD OF DIRECTORS | Management |
For | For | O.9 | APPROVAL OF THE ELEMENTS OF THE REMUNERATION POLICY THAT ARE APPLICABLE TO THE MANAGING DIRECTOR | Management |
For | For | O.10 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS | Management |
For | For | O.11 | APPROVAL OF REGULATED COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR THOMAS BUBERL IN TERMS OF SOCIAL WELFARE | Management |
For | For | O.12 | APPROVAL OF REGULATED COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR THE BENEFIT OF MR THOMAS BUBERL IN THE EVENT OF THE TERMINATION OF HIS DUTIES, WITHIN THE CONTEXT OF THE COMPLIANCE OF THEIR SITUATION WITH THE RECOMMENDATIONS OF THE AFEP-MEDEF CODE | Management |
For | For | O.13 | RENEWAL OF THE TERM OF MS DEANNA OPPENHEIMER AS DIRECTOR | Management |
For | For | O.14 | RENEWAL OF THE TERM OF MR RAMON DE OLIVEIRA AS DIRECTOR | Management |
For | For | O.15 | RATIFICATION OF THE CO-OPTATION OF MR THOMAS BUBERL AS DIRECTOR | Management |
For | For | O.16 | RATIFICATION OF THE CO-OPTATION OF MR ANDRE FRANCOIS-PONCET AS DIRECTOR | Management |
For | For | O.17 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE THE COMPANY'S COMMON SHARES | Management |
For | For | E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS | Management |
For | For | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN THE CONTEXT OF PUBLIC OFFERS | Management |
For | For | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF PRIVATE PLACEMENTS PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE | Management |
For | For | E.22 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, IN THE EVENT OF ISSUANCE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF PUBLIC OFFERS OR PRIVATE PLACEMENTS, TO SET THE ISSUE PRICE ACCORDING TO THE TERMS STIPULATED BY THE GENERAL MEETING, UP TO A LIMIT OF 10% OF THE SHARE CAPITAL | Management |
For | For | E.23 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
For | For | E.24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES FOR IMMEDIATE OR DEFERRED ISSUANCE BY THE COMPANY, AS REMUNERATION FOR CONTRIBUTIONS IN KIND UP TO A LIMIT OF 10% OF THE SHARE CAPITAL, OUTSIDE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
For | For | E.25 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMMON SHARES AS A RESULT OF THE ISSUANCE OF SECURITIES BY COMPANY SUBSIDIARIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY | Management |
For | For | E.26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, COMMON SHARES AS A RESULT OF THE ISSUANCE OF SECURITIES BY COMPANY SUBSIDIARIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY | Management |
For | For | E.27 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY THAT ARE RESERVED FOR THOSE ADHERING TO A COMPANY SAVINGS SCHEME, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management |
For | For | E.28 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, FOR THE BENEFIT OF A DETERMINED CATEGORY OF BENEFICIARIES | Management |
For | For | E.29 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE PURCHASE OR SUBSCRIPTION OPTIONS TO ELIGIBLE EMPLOYEES AND EXECUTIVE OFFICERS OF THE AXA GROUP, INCLUDING THE WAIVER OF SHAREHOLDERS TO THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO SHARES TO BE ISSUED DUE TO THE EXERCISE OF THE SUBSCRIPTION OPTIONS | Management |
For | For | E.30 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMMON SHARES | Management |
For | For | E.31 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ASML HOLDING NV, VELDHOVEN | 26-Apr-2017 | | B929F46 | asml na |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | 1 | OPENING | Non-Voting |
| | 2 | OVERVIEW OF THE COMPANY'S BUSINESS, FINANCIAL SITUATION AND SUSTAINABILITY | Non-Voting |
| | 3 | DISCUSSION OF THE IMPLEMENTATION OF THE REMUNERATION POLICY FOR THE BOARD OF-MANAGEMENT | Non-Voting |
For | For | 4 | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2016, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management |
For | For | 5 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management |
For | For | 6 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016 | Management |
| | 7 | CLARIFICATION OF THE COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting |
For | For | 8 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.20 PER ORDINARY SHARE | Management |
For | For | 9 | PROPOSAL TO ADOPT THE REVISED REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management |
For | For | 10 | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management |
For | For | 11 | PROPOSAL TO APPROVE THE NUMBER OF STOCK OPTIONS AND/OR SHARES FOR EMPLOYEES | Management |
| | 12 | DISCUSS MANAGEMENT BOARD COMPOSITION AND RECEIVE INFORMATION ON INTENDED-APPOINTMENT OF FIRST VAN HOUT TO MANAGEMENT BOARD | Non-Voting |
For | For | 13.A | COMPOSITION OF THE SUPERVISORY BOARD : PROPOSAL TO REAPPOINT MS. P.F.M. (PAULINE) VAN DER MEER MOHR AS MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | 13.B | COMPOSITION OF THE SUPERVISORY BOARD : PROPOSAL TO REAPPOINT MS. C.M.S. (CARLA) SMITS-NUSTELING AS MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | 13.C | COMPOSITION OF THE SUPERVISORY BOARD : PROPOSAL TO REAPPOINT MR. D.A. (DOUG) GROSE AS MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | 13.D | COMPOSITION OF THE SUPERVISORY BOARD : PROPOSAL TO REAPPOINT MR. W.H. (WOLFGANG) ZIEBART AS MEMBER OF THE SUPERVISORY BOARD | Management |
| | 13.E | COMPOSITION OF THE SUPERVISORY BOARD : COMPOSITION OF THE SUPERVISORY BOARD-IN 2018 | Non-Voting |
For | For | 14 | PROPOSAL TO ADJUST THE REMUNERATION OF THE SUPERVISORY BOARD | Management |
For | For | 15 | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2018 | Management |
For | For | 16.A | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS : AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES (5%) | Management |
For | For | 16.B | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS : AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS WITH REGARDS TO 16A | Management |
For | For | 16.C | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS : AUTHORIZATION TO ISSUE SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES (5%) | Management |
For | For | 16.D | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS : AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS WITH REGARDS TO 16C | Management |
For | For | 17.A | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES : AUTHORIZATION TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management |
For | For | 17.B | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE ORDINARY SHARES : AUTHORIZATION TO REPURCHASE ADDITIONAL ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management |
For | For | 18 | PROPOSAL TO CANCEL ORDINARY SHARES | Management |
| | 19 | ANY OTHER BUSINESS | Non-Voting |
| | 20 | CLOSING | Non-Voting |
| | CMMT | 20 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ATLAS COPCO AB, NACKA | 26-Apr-2017 | | BXC8BS7 | atcoa ss |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | 1 | OPENING OF THE MEETING AND ELECTION OF CHAIR: THAT HANS STRABERG IS ELECTED-CHAIR OF THE MEETING | Non-Voting |
| | 2 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting |
| | 3 | APPROVAL OF AGENDA | Non-Voting |
| | 4 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | Non-Voting |
| | 5 | DETERMINATION WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting |
| | 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE-CONSOLIDATED ANNUAL REPORT AND THE CONSOLIDATED AUDITOR'S REPORT | Non-Voting |
| | 7 | THE PRESIDENT & CEO'S SPEECH AND QUESTIONS FROM SHAREHOLDERS TO THE BOARD OF-DIRECTORS AND THE MANAGEMENT | Non-Voting |
For | For | 8.A | DECISION REGARDING: APPROVAL OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management |
For | For | 8.B | DECISION REGARDING: DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT & CEO | Management |
For | For | 8.C | DECISION REGARDING: THE ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE APPROVED BALANCE SHEET: THE BOARD PROPOSES THAT THE DIVIDEND FOR 2016 IS DECIDED TO BE SEK 6.80 PER SHARE TO BE PAID IN TWO EQUAL INSTALMENTS OF SEK 3.40 | Management |
For | For | 8.D | DECISION REGARDING: RECORD DATE FOR DIVIDEND | Management |
For | For | 9.A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS: THAT NINE BOARD MEMBERS BE ELECTED | Management |
For | For | 9.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: THAT ONE REGISTERED AUDITING COMPANY BE ELECTED | Management |
For | For | 10.A | ELECTION OF BOARD MEMBERS: THAT THE FOLLOWING BOARD MEMBERS ARE RE-ELECTED: GUNILLA BERG, STAFFAN BOHMAN, JOHAN FORSSELL, SABINE NEUSS, HANS STRABERG, ANDERS ULLBERG AND PETER WALLENBERG JR AND NEW ELECTION OF TINA DONIKOWSKI AND MATS RAHMSTROM | Management |
For | For | 10.B | ELECTION OF CHAIR OF THE BOARD: THAT HANS STRABERG IS ELECTED CHAIR OF THE BOARD | Management |
For | For | 10.C | ELECTION OF AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: THAT DELOITTE AB IS RE-ELECTED AS THE AUDITING COMPANY WHICH ALSO IS THE AUDIT COMMITTEE'S RECOMMENDATION | Management |
For | For | 11.A | DETERMINING THE REMUNERATION, IN CASH OR PARTIALLY IN THE FORM OF SYNTHETIC SHARES, TO THE BOARD OF DIRECTORS, AND THE REMUNERATION TO ITS COMMITTEES | Management |
For | For | 11.B | DETERMINING THE REMUNERATION, TO THE AUDITORS OR REGISTERED AUDITING COMPANY | Management |
For | For | 12.A | THE BOARD'S PROPOSAL REGARDING GUIDING PRINCIPLES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Management |
For | For | 12.B | THE BOARD'S PROPOSAL REGARDING A PERFORMANCE BASED PERSONNEL OPTION PLAN FOR 2017 | Management |
For | For | 13.A | THE BOARD'S PROPOSAL REGARDING MANDATES TO ACQUIRE SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2017 | Management |
For | For | 13.B | THE BOARD'S PROPOSAL REGARDING MANDATES TO ACQUIRE SERIES A SHARES RELATED TO REMUNERATION IN THE FORM OF SYNTHETIC SHARES | Management |
For | For | 13.C | THE BOARD'S PROPOSAL REGARDING MANDATES TO TRANSFER SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2017 | Management |
For | For | 13.D | THE BOARD'S PROPOSAL REGARDING MANDATES TO SELL SERIES A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO BOARD MEMBERS | Management |
For | For | 13.E | THE BOARD'S PROPOSAL REGARDING MANDATES TO SELL SERIES A AND B SHARES TO COVER COSTS IN RELATION TO THE PERFORMANCE BASED PERSONNEL OPTION PLANS FOR 2012, 2013 AND 2014 | Management |
| | 14 | CLOSING OF THE MEETING | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ANHEUSER-BUSCH INBEV SA/NV | 26-Apr-2017 | | 4755317 | abi bb |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | A.1.A | RECEIVE SPECIAL BOARD REPORT | Non-Voting |
For | For | A.1.B | RENEW AUTHORIZATION TO INCREASE SHARE CAPITAL UP TO 3 PERCENT OF ISSUED SHARE CAPITAL | Management |
| | B.1 | MANAGEMENT REPORT REGARDING THE OLD ANHEUSER-BUSCH INBEV SA/NV | Non-Voting |
| | B.2 | REPORT BY THE STATUTORY AUDITOR REGARDING THE OLD AB INBEV | Non-Voting |
For | For | B.3 | APPROVAL OF THE ACCOUNTS OF THE OLD AB INBEV | Management |
For | For | B.4 | APPROVE DISCHARGE TO THE DIRECTORS OF THE OLD AB INBEV | Management |
For | For | B.5 | APPROVE DISCHARGE OF AUDITORS OF THE OLD AB INBEV | Management |
| | B.6 | RECEIVE DIRECTORS' REPORTS | Non-Voting |
| | B.7 | RECEIVE AUDITORS' REPORTS | Non-Voting |
| | B.8 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting |
For | For | B.9 | ADOPT FINANCIAL STATEMENTS | Management |
For | For | B.10 | APPROVE DISCHARGE TO THE DIRECTORS | Management |
For | For | B.11 | APPROVE DISCHARGE OF AUDITORS | Management |
For | For | B12.A | ELECT M.J. BARRINGTON AS DIRECTOR | Management |
For | For | B12.B | ELECT W.F. GIFFORD JR. AS DIRECTOR | Management |
For | For | B12.C | ELECT A. SANTO DOMINGO DAVILA AS DIRECTOR | Management |
For | For | B13.A | APPROVE REMUNERATION REPORT | Management |
For | For | B13.B | APPROVE REMUNERATION OF DIRECTORS | Management |
For | For | B13.C | APPROVE NON-EXECUTIVE DIRECTOR STOCK OPTION GRANTS | Management |
For | For | C.1 | AUTHORIZE IMPLEMENTATION OF APPROVED RESOLUTIONS AND FILING OF REQUIRED DOCUMENTS/FORMALITIES AT TRADE REGISTRY | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
WEIR GROUP PLC (THE), GLASGOW | 27-Apr-2017 | | 946580 | WEIR LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE AND ADOPT THE REPORT AND FINANCIAL STATEMENTS | Management |
For | For | 2 | TO DECLARE A FINAL DIVIDEND | Management |
For | For | 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) | Management |
For | For | 4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management |
For | For | 5 | TO ELECT JOHN HEASLEY AS A DIRECTOR OF THE COMPANY | Management |
For | For | 6 | TO RE-ELECT CHARLES BERRY AS A DIRECTOR OF THE COMPANY | Management |
For | For | 7 | TO RE-ELECT JON STANTON AS A DIRECTOR OF THE COMPANY | Management |
For | For | 8 | TO RE-ELECT ALAN FERGUSON AS A DIRECTOR OF THE COMPANY | Management |
For | For | 9 | TO RE-ELECT MELANIE GEE AS A DIRECTOR OF THE COMPANY | Management |
For | For | 10 | TO RE-ELECT MARY JO JACOBI AS A DIRECTOR OF THE COMPANY | Management |
For | For | 11 | TO RE-ELECT SIR JIM MCDONALD AS A DIRECTOR OF THE COMPANY | Management |
For | For | 12 | TO RE-ELECT RICHARD MENELL AS A DIRECTOR OF THE COMPANY | Management |
For | For | 13 | TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF THE COMPANY | Management |
For | For | 14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management |
For | For | 15 | THAT THE COMPANY'S AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management |
For | For | 16 | TO RENEW THE DIRECTORS' GENERAL POWER TO ALLOT SHARES | Management |
For | For | 17 | TO PARTIALLY DISAPPLY THE STATUTORY PRE-EMPTION PROVISIONS | Management |
For | For | 18 | TO PARTIALLY DISAPPLY THE STATUTORY PRE-EMPTION PROVISIONS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management |
For | For | 19 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Management |
For | For | 20 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BECLE, S.A. DE C.V. | 27-Apr-2017 | | bym4063 | cuervo mm |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | I | PRESENTATION AND RATIFICATION OF THE PAYING IN OF THE SHARE CAPITAL OF THE COMPANY THAT RESULTED FROM THE INITIAL PUBLIC OFFERING OF SHARES REPRESENTATIVE OF ITS SHARE CAPITAL | Management |
For | For | II | PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORTS THAT ARE REFERRED TO IN PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, INCLUDING THE PRESENTATION OF THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016, AND RESOLUTIONS IN REGARD TO THE TERM IN OFFICE OF THE BOARD OF DIRECTORS, COMMITTEES AND GENERAL DIRECTOR OF THE COMPANY | Management |
For | For | III | PRESENTATION OF THE REPORT IN REGARD TO THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY, IN COMPLIANCE WITH THE APPLICABLE LEGAL PROVISIONS | Management |
For | For | IV | RESOLUTIONS IN REGARD TO THE ALLOCATION OF RESULTS FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2016 | Management |
For | For | V | DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ESTABLISHMENT OF THE FUND FOR SHARE BUYBACKS, IN ACCORDANCE WITH THE TERMS OF THAT WHICH IS PROVIDED FOR IN PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW, AS WELL AS THE RATIFICATION OF THE POLICIES TO MANAGE THE MENTIONED FUND THAT WERE APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY | Management |
For | For | VI | APPOINTMENT AND OR RATIFICATION, IF DEEMED APPROPRIATE, OF THE PERSONS WHO WILL BE MEMBERS OF THE BOARD OF DIRECTORS, OF THE SECRETARY AND OF THE OFFICERS | Management |
For | For | VII | APPOINTMENT AND OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | Management |
For | For | VIII | COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | Management |
For | For | IX | PRESENTATION AND, IF DEEMED APPROPRIATE, RESOLUTIONS IN REGARD TO THE GRANTING OF POWERS | Management |
For | For | X | DESIGNATION OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
FIBRA UNO | 27-Apr-2017 | | b671gt8 | FUNO11 MM |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | I.I | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE AUDIT COMMITTEE, CORPORATE PRACTICES COMMITTEE AND NOMINATIONS AND COMPENSATIONS COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES | Management |
For | For | I.II | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE TECHNICAL COMMITTEE OF THE TRUST IN ACCORDANCE WITH ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES | Management |
For | For | I.III | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT OF THE ADMINISTRATORS OF THE TRUST, F1 MANAGEMENT, S.C. AND F1 CONTROLADORA DE ACTIVOS, S.C., IN ACCORDANCE WITH ARTICLE 44 SECTION XI OF THE LEY DEL MERCADO DE VALORES, INCLUDING THE FAVORABLE OPINION OF THE TECHNICAL COMMITTEE ON SAID REPORT | Management |
For | For | I.IV | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS REFERRED IN ARTICLE 28 SECTION IV OF THE LEY DEL MERCADO DE VALORES, FOLLOWING: REPORT ON THE OPERATIONS AND ACTIVITIES IN WHICH THE TECHNICAL COMMITTEE INTERVENED DURING FISCAL YEAR CONCLUDED ON DECEMBER 31, 2016, ACCORDING TO PROVISIONS OF THE LEY DEL MERCADO DE VALORES | Management |
For | For | II | PRESENTATION, DISCUSSION AND, IF ANY, APPROVAL OF THE FINANCIAL STATEMENTS OF THE TRUST CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2016, AND APPLICATION OF RESULTS OF SAID EXERCISE | Management |
For | For | III | PROPOSAL, DISCUSSION AND, IF ANY, RESIGNATION, APPOINTMENT AND RATIFICATION OF THE MEMBERS OF THE TECHNICAL COMMITTEE AND SECRETARY NON-MEMBER OF THE TECHNICAL COMMITTEE, PREVIOUS QUALIFICATION, IF ANY, OF THE INDEPENDENCY OF THE INDEPENDENT MEMBERS | Management |
For | For | IV | PROPOSAL, DISCUSSION AND, IF ANY APPROVAL, OF THE EMOLUMENTS CORRESPONDING TO THE INDEPENDENT MEMBERS OF THE TECHNICAL COMMITTEE | Management |
For | For | V | IF ANY, DESIGNATION OF SPECIAL DELEGATES OF THE GENERAL ANNUAL ORDINARY ASSEMBLY OF HOLDERS | Management |
For | For | VI | LECTURE AND APPROVAL OF THE MINUTES OF THE GENERAL ANNUAL ORDINARY ASSEMBLY OF HOLDERS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
BAYER AG, LEVERKUSEN | 28-Apr-2017 | | 5069211 | BAYN GY |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting |
For | For | 1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT, THE REPORT OF THE SUPERVISORY BOARD AND THE PROPOSAL BY THE BOARD OF MANAGEMENT ON THE USE OF THE DISTRIBUTABLE PROFIT FOR THE FISCAL YEAR 2016, AND RESOLUTION ON THE USE OF THE DISTRIBUTABLE PROFIT: EUR 2.70 PER SHARE CARRYING DIVIDEND RIGHTS | Management |
For | For | 2 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT | Management |
For | For | 3 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management |
For | For | 4.1 | SUPERVISORY BOARD ELECTION: WERNER WENNING | Management |
For | For | 4.2 | SUPERVISORY BOARD ELECTION: DR. PAUL ACHLEITNER | Management |
For | For | 4.3 | SUPERVISORY BOARD ELECTION: DR. NORBERT W. BISCHOFBERGER | Management |
For | For | 4.4 | SUPERVISORY BOARD ELECTION: THOMAS EBELING | Management |
For | For | 4.5 | SUPERVISORY BOARD ELECTION: COLLEEN A. GOGGINS | Management |
For | For | 4.6 | SUPERVISORY BOARD ELECTION: DR. KLAUS STURANY | Management |
For | For | 5 | AMENDMENT OF THE ARTICLES OF INCORPORATION REGARDING THE COMPENSATION OF THE SUPERVISORY BOARD (SECTION 12, PARAGRAPHS 1 AND 2 OF THE ARTICLES OF INCORPORATION) | Management |
For | For | 6 | APPROVAL OF THE CONTROL AGREEMENT BETWEEN THE COMPANY AND BAYER CROPSCIENCE AKTIENGESELLSCHAFT | Management |
For | For | 7 | ELECTION OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND FOR THE REVIEW OF THE HALF-YEARLY AND INTERIM FINANCIAL REPORTS: DELOITTE GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, MUNICH, GERMANY | Management |
| | CMMT | Investor Relations German: http://www.investor.bayer.de/de/uebersicht/ | Non-Voting |
| | CMMT | Investor Relations English: http://www.investor.bayer.de/en/overview/ | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
AMBEV S.A. | 28-Apr-2017 | | bg7zwy7 | abev3 bz |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
For | For | 1 | TO EXAMINE, DISCUSS AND APPROVE THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF THE MERGER OF CACHOEIRAS DE MACACU BEBIDAS LTDA., FROM HERE ONWARDS REFERRED TO AS CACHOEIRAS DE MACACU, INTO AMBEV S.A., WHICH WAS ENTERED INTO BY THE COMPANY, AS AN EQUITY OWNER OF CACHOEIRAS DE MACACU, AND BY THE MANAGERS OF THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE MERGER | Management |
For | For | 2 | TO RATIFY THE HIRING OF THE SPECIALIZED COMPANY APSIS CONSULTORIA EMPRESARIAL LTDA. FOR THE PREPARATION OF THE VALUATION REPORTS FOR THE EQUITY OF SKOL AND EAGLE, FOR THE PURPOSES OF ARTICLES 227 AND 228 OF LAW NUMBER 6404.76, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORTS | Management |
For | For | 3 | TO APPROVE THE VALUATION REPORTS | Management |
For | For | 4 | TO APPROVE THE MERGERS | Management |
For | For | 5 | TO AUTHORIZE THE EXECUTIVE COMMITTEE OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY TO CARRY OUT THE MERGERS | Management |
| | CMMT | 12 APR 2017: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME-AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST-AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting |
| | CMMT | 12 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
For | For | 1 | ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH EXAMINATION, DISCUSSION AND VOTING ON THE FINANCIAL STATEMENTS RELATED TO THE FISCAL YEAR ENDED DECEMBER 31, 2016 | Management |
For | For | 2 | ALLOCATION OF THE NET PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31. 2016 AND RATIFICATION OF THE PAYMENT OF INTEREST ON OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS, RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31. 2016, APPROVED BY THE BOARD OF DIRECTORS AT MEETINGS HELD ON, JUNE 24. 2016, OCTOBER 19. 2016, DECEMBER 1. 2016 AND DECEMBER 22. 2016 | Management |
For | For | 3 | TO SET THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES OF DIRECTORS TO BE ELECTED,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF DIRECTORS. THANK YOU | Non-Voting |
| | CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO-VOTE IN FAVOUR OR AGAINST THE BELOW SLATES UNDER RESOLUTIONS 4 AND 5 | Non-Voting |
For | For | 4 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. CANDIDATES APPOINTED BY CONTROLLER SHAREHOLDERS. NOTE MEMBERS. PRINCIPAL. VICTORIO CARLOS DE MARCHI, CARLOS ALVES DE BRITO, MARCEL HERRMANN TELLES, JOSE HEITOR ATTILIO GRACIOSO, VICENTE FALCONI CAMPOS, LUIS FELIPE PEDREIRA DUTRA LEITE, ROBERTO MOSES THOMPSON MOTTA, ALVARO ANTONIO CARDOSO DE SOUZA, CECILIA SICUPIRA, ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO AND MARCOS DE BARROS LISBOA. SUBSTITUTE. JOAO MAURICIO GIFFONI DE CASTRO NEVES AND NELSON JOSE JAMEL | Management |
For | For | 5 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. CANDIDATE APPOINTED BY MINORITARY COMMON SHARES | Management |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU. | Non-Voting |
| | CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO-VOTE IN FAVOUR OR AGAINST THE BELOW SLATES UNDER RESOLUTIONS 6 AND 7 | Non-Voting |
For | For | 6 | ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. NOTE PRINCIPAL MEMBER. JOSE RONALDO VILELA REZENDE E JAMES TERENCE COULTER WRIGHT. SUBSTITUTE MEMBERS. EMANUEL SOTELINO SCHIFFERLE E ARY WADDINGTON | Management |
Abstain | Against | 7 | TO ELECT ALL OF THE MEMBERS OF THE FISCAL COUNCIL. CANDIDATES APPOINTED BY THE COMPANY ADMINISTRATION. INDIVIDUAL. PRINCIPAL MEMBER. PAULO ASSUNCAO DE SOUSA. SUBSTITUTE MEMBER. VINICIUS BALBINO BOUHID | Management |
For | For | 8 | TO SET THE GLOBAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE FISCAL COUNCIL | Management |
| | CMMT | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM-THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.-HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
AMBEV S.A. | 28-Apr-2017 | | 02319v103 | ABEV |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | O1 | ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH EXAMINATION, DISCUSSION AND VOTING ON THE FINANCIAL STATEMENTS RELATED TO THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management |
For | For | O2 | ALLOCATION OF THE NET PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AND RATIFICATION OF THE PAYMENT OF INTEREST ON OWN CAPITAL AND DIVIDENDS RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2016, APPROVED BY THE BOARD OF DIRECTORS AT MEETINGS HELD ON JUNE 24, 2016, OCTOBER 19, 2016, DECEMBER 1ST, 2016 AND DECEMBER 22, 2016. | Management |
For | For | O3A | APPROVAL OF MANAGEMENT'S PROPOSAL TO DEFINE THE NUMBER OF 11 SITTING MEMBERS AND 2 ALTERNATES, WHO SHALL COMPOSE COMPANY'S BOARD OF DIRECTORS, FOR A TERM THAT SHALL END AT THE ORDINARY SHAREHOLDERS' MEETING TO BE HELD IN 2020. | Management |
For | For | O3B | ELECT 11 SITTING MEMBERS AND 2 ALTERNATES FOR THE POSITIONS OF MEMBER OF COMPANY'S BOARD OF DIRECTORS, FOR A TERM THAT SHALL END AT THE ORDINARY SHAREHOLDERS' MEETING TO BE HELD IN 2020, AS MANAGEMENT'S PROPOSAL (THE "MANAGEMENT SLATE"): VICTORIO CARLOS DE MARCHI, CARLOS ALVES DE BRITO, MARCEL HERRMAN TELLES, JOSE HEITOR ATTILIO GRACIOSO, VICENTE FALCONI CAMPOS, LUIS FELIPE PEDREIRA DUTRA LEITE, ROBERTO MOSES THOMPSON MOTTA, ALVARO ANTONIO CARDOSO DE SOUZA, CECILIA SICUPIRA, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management |
For | For | 4A | ELECTION OF THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2018: JOSE RONALDO VILELA REZENDE, JAMES TERENCE COULTER WRIGHT, EMANUEL SOTELINO SCHIFFERLE (DEPUTY), ARY WADDINGTON (DEPUTY), (PLEASE VOTE IN ONLY ONE OPTION: 4A) OR 4B) | Management |
For | | 4B | ELECTION OF THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2018.: SEPARATE ELECTION - CANDIDATES NOMINATED BY MINORITY SHAREHOLDERS: CAIXA DE PREVIDENCIA DOS FUNCIONARIOS DO, BANCO DO BRASIL - PREVI, PAULO ASSUNCAO DE SOUSA, VINICIUS BALBINO BOUHID (DEPUTY)(PLEASE VOTE IN ONLY ONE OPTION: 4A) OR 4B). | Management |
For | For | 5A | DETERMINE MANAGERS' OVERALL COMPENSATION FOR THE YEAR OF 2017, IN THE ANNUAL AMOUNT OF UP TO R$ 85,811,468.77, INCLUDING EXPENSES RELATED TO THE RECOGNITION OF THE FAIR AMOUNT (X) OF THE STOCK OPTIONS THAT THE COMPANY INTENDS TO GRANT IN THE YEAR, AND (Y) OF THE COMPENSATION BASED ON SHARES THAT THE COMPANY INTENDS TO REALIZE IN THE YEAR. | Management |
For | For | 5B | DETERMINE THE OVERALL COMPENSATION OF THE AUDIT COMMITTEE'S MEMBERS FOR THE YEAR OF 2017, IN THE ANNUAL AMOUNT OF UP TO R$ 1,990,165.00, WITH DEPUTY MEMBERS' COMPENSATION CORRESPONDING TO HALF OF THE AMOUNT RECEIVED BY THE SITTING MEMBERS, AS MANAGEMENT'S PROPOSAL. | Management |
For | For | E1 | EXAMINATION, DISCUSSION AND APPROVAL OF THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF THE MERGER WITH AND INTO AMBEV S.A. OF CACHOEIRAS DE MACACU BEBIDAS LTDA. ("CACHOEIRAS DE MACACU"), ENTERED INTO BY THE COMPANY, AS QUOTAHOLDER OF CACHOEIRAS DE MACACU, AND THE MANAGERS OF THE COMPANY (THE "MERGER"). | Management |
For | For | E2 | RATIFICATION OF THE CONTRACTING OF THE SPECIALIZED FIRM APSIS CONSULTORIA E AVALIACOES LTDA. TO PREPARE THE VALUATION REPORT OF THE NET EQUITY OF CACHOEIRAS DE MACACU, BASED ON ITS BOOK VALUE, FOR PURPOSES OF SECTIONS 227 AND 8TH OF LAW NO. 6,404/76 ("VALUATION REPORT"). | Management |
For | For | E3 | APPROVAL OF THE VALUATION REPORT. | Management |
For | For | E4 | APPROVAL OF THE MERGER. | Management |
For | For | E5 | AUTHORIZATION TO THE COMPANY'S BOARD OF OFFICERS TO PERFORM ALL ACTS NECESSARY FOR THE CONSUMMATION OF THE MERGER. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GRUPO TELEVISA, S.A.B. | 28-Apr-2017 | | 40049j206 | TV |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | L1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management |
For | For | L2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
For | For | D1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management |
For | For | D2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
For | For | AB1 | PRESENTATION AND, IN ITS CASE, APPROVAL OF THE REPORTS REFERRED TO IN ARTICLE 28, PARAGRAPH IV OF THE SECURITIES MARKET LAW, INCLUDING THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON DECEMBER 31, 2016 AND RESOLUTIONS REGARDING THE ACTIONS TAKEN BY THE BOARD OF DIRECTORS, THE COMMITTEES AND THE CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Management |
For | For | AB2 | PRESENTATION OF THE REPORT REGARDING CERTAIN FISCAL OBLIGATIONS OF THE COMPANY, PURSUANT TO THE APPLICABLE LEGISLATION. | Management |
For | For | AB3 | RESOLUTION REGARDING THE ALLOCATION OF FINAL RESULTS FOR THE YEAR ENDED ON DECEMBER 31, 2016, INCLUDING THE APPROVAL AND PAYMENT OF DIVIDENDS. | Management |
For | For | AB4 | RESOLUTION REGARDING (I) THE AMOUNT THAT MAY BE ALLOCATED TO THE REPURCHASE OF SHARES OF THE COMPANY PURSUANT TO ARTICLE 56, PARAGRAPH IV OF THE SECURITIES MARKET LAW; AND (II) THE REPORT ON THE POLICIES AND RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY, REGARDING THE ACQUISITION AND SALE OF SUCH SHARES. | Management |
For | For | AB5 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE BOARD OF DIRECTORS, THE SECRETARY AND OFFICERS OF THE COMPANY. | Management |
For | For | AB6 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE EXECUTIVE COMMITTEE. | Management |
For | For | AB7 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management |
For | For | AB8 | COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS TO THE SECRETARY. | Management |
For | For | AB9 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
For | For | L1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management |
For | For | L2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
For | For | D1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management |
For | For | D2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
For | For | AB1 | PRESENTATION AND, IN ITS CASE, APPROVAL OF THE REPORTS REFERRED TO IN ARTICLE 28, PARAGRAPH IV OF THE SECURITIES MARKET LAW, INCLUDING THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON DECEMBER 31, 2016 AND RESOLUTIONS REGARDING THE ACTIONS TAKEN BY THE BOARD OF DIRECTORS, THE COMMITTEES AND THE CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Management |
For | For | AB2 | PRESENTATION OF THE REPORT REGARDING CERTAIN FISCAL OBLIGATIONS OF THE COMPANY, PURSUANT TO THE APPLICABLE LEGISLATION. | Management |
For | For | AB3 | RESOLUTION REGARDING THE ALLOCATION OF FINAL RESULTS FOR THE YEAR ENDED ON DECEMBER 31, 2016, INCLUDING THE APPROVAL AND PAYMENT OF DIVIDENDS. | Management |
For | For | AB4 | RESOLUTION REGARDING (I) THE AMOUNT THAT MAY BE ALLOCATED TO THE REPURCHASE OF SHARES OF THE COMPANY PURSUANT TO ARTICLE 56, PARAGRAPH IV OF THE SECURITIES MARKET LAW; AND (II) THE REPORT ON THE POLICIES AND RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY, REGARDING THE ACQUISITION AND SALE OF SUCH SHARES. | Management |
For | For | AB5 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE BOARD OF DIRECTORS, THE SECRETARY AND OFFICERS OF THE COMPANY. | Management |
For | For | AB6 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE EXECUTIVE COMMITTEE. | Management |
For | For | AB7 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management |
For | For | AB8 | COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS TO THE SECRETARY. | Management |
For | For | AB9 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management |
Company Name | | | SEDOL | Ticker |
STANDARD CHARTERED PLC | | | 408284 | stan ln |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management |
For | For | 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | 3 | TO ELECT JOSE VINALS AS CHAIRMAN | Management |
For | For | 4 | TO RE-ELECT OM BHATT, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 5 | TO RE-ELECT DR KURT CAMPBELL, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 6 | TO RE-ELECT DR LOUIS CHEUNG, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 7 | TO RE-ELECT DAVID CONNER, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 8 | TO RE-ELECT DR BYRON GROTE, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 9 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Management |
For | For | 10 | TO RE-ELECT DR HAN SEUNG-SOO, KBE, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 11 | TO RE-ELECT CHRISTINE HODGSON, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 12 | TO RE-ELECT GAY HUEY EVANS, OBE, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 13 | TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 14 | TO RE-ELECT JASMINE WHITBREAD, A NON-EXECUTIVE DIRECTOR | Management |
For | For | 15 | TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR | Management |
For | For | 16 | TO RE-APPOINT KPMG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Management |
For | For | 17 | TO AUTHORISE THE BOARD TO SET THE AUDITOR'S FEES | Management |
For | For | 18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS | Management |
For | For | 19 | TO RENEW THE AUTHORISATION OF THE BOARD TO OFFER A SCRIP DIVIDEND TO SHAREHOLDERS | Management |
For | For | 20 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management |
For | For | 21 | TO EXTEND THE AUTHORITY TO ALLOT SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26 | Management |
For | For | 22 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Management |
For | For | 23 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 | Management |
For | For | 24 | IN ADDITION TO RESOLUTION 23, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management |
For | For | 25 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Management |
For | For | 26 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management |
For | For | 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Management |
For | For | 28 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ALLIANZ SE, MUENCHEN | 03-May-2017 | | 5231485 | alv gy |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT FOLLOWING TO THE AMENDMENT OF PARAGRAPH 21 OF THE GERMAN-SECURITIES TRADE ACT (WERTPAPIERHANDELSGESETZ - WPHG) ON 10TH JULY 2015, THE-JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER-RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE-END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE-RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING-THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS).-PLEASE FURTHER NOTE THAT PURSUANT TO THE STATUTES OF ALLIANZ SE, THE-REGISTRATION IN THE SHARE REGISTER FOR SHARES BELONGING TO SOMEONE ELSE IN-ONE'S OWN NAME (NOMINEE-HOLDING) IS LIMITED TO 0.2% OF THE SHARE CAPITAL-(914,000 SHARES) OR - IN CASE OF DISCLOSURE OF THE FINAL BENEFICIARIES - TO-3% OF THE SHARE CAPITAL (13,710,000 SHARES). THEREFORE, FOR THE EXERCISE OF-VOTING RIGHTS OF SHARES EXCEEDING THESE THRESHOLDS THE REGISTRATION OF SUCH-SHARES IN THE SHARE REGISTER OF ALLIANZ SE IS STILL REQUIRED | Non-Voting |
| | CMMT | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,-WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED-ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION | Non-Voting |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF THE MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS WITH REGARDS TO THIS PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING-SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT-YOUR VOTE AS USUAL. THANK YOU | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 18.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting |
| | 1 | Presentation of the approved Annual Financial Statements and the approved-Consolidated Financial Statements as of December 31, 2016, and of the-Management Reports for Allianz SE and for the Group, the Explanatory Reports-on the information pursuant to paragraphs 289 (4) and 315 (4) of the German-Commercial Code (HGB), as well as the Report of the Supervisory Board for-fiscal year 2016 | Non-Voting |
For | For | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 3,855,866,165.01 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 7.60 PER NO-PAR SHAREEUR 397,350,907.81 SHALL BE CARRIED FORWARDEX-DIVIDEND DATE: MAY 4, 2017 PAYABLE DATE: MAY 8, 2017 | Management |
For | For | 3 | Approval of the actions of the members of the Management Board | Management |
For | For | 4 | Approval of the actions of the members of the Supervisory Board | Management |
For | For | 5 | Approval of control and profit transfer agreement between Allianz SE and Allianz Global Health GmbH | Management |
For | For | 6a | Election to the Supervisory Board: Dr Helmut Perlet | Management |
For | For | 6b | Election to the Supervisory Board: Mr Michael Diekmann | Management |
For | For | 6c | Election to the Supervisory Board: Ms Sophie Boissard | Management |
For | For | 6d | Election to the Supervisory Board: Ms Christine Bosse | Management |
For | For | 6e | Election to the Supervisory Board: Dr Friedrich Eichiner | Management |
For | For | 6f | Election to the Supervisory Board: Mr Herbert Hainer | Management |
For | For | 6g | Election to the Supervisory Board: Mr Jim Hagemann Snabe | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
INVESTOR AB, STOCKHOLM | 03-May-2017 | | 5679591 | inveb ss |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | 1 | ELECTION OF THE CHAIRMAN OF THE MEETING: AXEL CALISSENDORFF | Non-Voting |
| | 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting |
| | 3 | APPROVAL OF THE AGENDA | Non-Voting |
| | 4 | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES | Non-Voting |
| | 5 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting |
| | 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITORS' REPORT,-AS WELL AS OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS' REPORT-FOR THE INVESTOR GROUP | Non-Voting |
| | 7 | THE PRESIDENT'S ADDRESS | Non-Voting |
| | 8 | REPORT ON THE WORK OF THE BOARD OF DIRECTORS AND OF THE BOARD COMMITTEES | Non-Voting |
For | For | 9 | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET FOR THE PARENT COMPANY, AS WELL AS OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET FOR THE INVESTOR GROUP | Management |
For | For | 10 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
For | For | 11 | RESOLUTION REGARDING DISPOSITION OF INVESTOR'S EARNINGS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF A RECORD DATE FOR DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 11.00 PER SHARE | Management |
For | For | 12.A | DECISIONS ON: THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS WHO SHALL BE APPOINTED BY THE MEETING | Management |
For | For | 12.B | DECISIONS ON: THE NUMBER OF AUDITORS AND DEPUTY AUDITORS WHO SHALL BE APPOINTED BY THE MEETING | Management |
For | For | 13.A | DECISIONS ON: THE COMPENSATION THAT SHALL BE PAID TO THE BOARD OF DIRECTORS | Management |
For | For | 13.B | DECISIONS ON: THE COMPENSATION THAT SHALL BE PAID TO THE AUDITORS | Management |
For | For | 14.A | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: JOSEF ACKERMANN, RE-ELECTION | Management |
For | For | 14.B | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: GUNNAR BROCK, RE-ELECTION | Management |
For | For | 14.C | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: JOHAN FORSSELL, RE-ELECTION | Management |
For | For | 14.D | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: MAGDALENA GERGER, RE-ELECTION | Management |
For | For | 14.E | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: TOM JOHNSTONE, CBE, RE-ELECTION | Management |
For | For | 14.F | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: GRACE REKSTEN SKAUGEN, RE-ELECTION | Management |
For | For | 14.G | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: HANS STRABERG, RE-ELECTION | Management |
For | For | 14.H | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: LENA TRESCHOW TORELL, RE-ELECTION | Management |
For | For | 14.I | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: JACOB WALLENBERG, RE-ELECTION | Management |
For | For | 14.J | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: MARCUS WALLENBERG, RE-ELECTION | Management |
For | For | 14.K | ELECTION OF MEMBER AND DEPUTY MEMBER OF THE BOARD OF DIRECTOR: SARA OHRVALL, RE-ELECTION | Management |
For | For | 15 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: JACOB WALLENBERG | Management |
For | For | 16 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: THE REGISTERED AUDITING COMPANY DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2018. DELOITTE AB HAS INFORMED THAT, SUBJECT TO THE APPROVAL OF THE PROPOSAL FROM THE NOMINATION COMMITTEE REGARDING AUDITOR, THE AUTHORIZED PUBLIC ACCOUNTANT THOMAS STROMBERG WILL CONTINUE AS THE AUDITOR IN CHARGE FOR THE AUDIT | Management |
For | For | 17.A | PROPOSALS FOR RESOLUTIONS ON: GUIDELINES FOR SALARY AND ON OTHER REMUNERATION FOR THE PRESIDENT AND OTHER MEMBERS OF THE MANAGEMENT GROUP | Management |
For | For | 17.B | PROPOSALS FOR RESOLUTIONS ON: A LONG-TERM VARIABLE REMUNERATION PROGRAM FOR THE MEMBERS OF THE MANAGEMENT GROUP AND OTHER EMPLOYEES | Management |
For | For | 17.C | PROPOSALS FOR RESOLUTIONS ON: A LONG-TERM VARIABLE REMUNERATION PROGRAM FOR EMPLOYEES WITHIN PATRICIA INDUSTRIES | Management |
For | For | 18.A | PROPOSALS FOR RESOLUTIONS ON: PURCHASE AND TRANSFER OF OWN SHARES IN ORDER TO GIVE THE BOARD OF DIRECTORS WIDER FREEDOM OF ACTION IN THE WORK WITH THE COMPANY'S CAPITAL STRUCTURE, IN ORDER TO ENABLE TRANSFER OF OWN SHARES ACCORDING TO 18B, AND IN ORDER TO SECURE THE COSTS CONNECTED TO THE LONG-TERM VARIABLE REMUNERATION PROGRAM ACCORDING TO 17B AND THE ALLOCATION OF SYNTHETIC SHARES AS PART OF THE REMUNERATION TO THE BOARD OF DIRECTORS | Management |
For | For | 18.B | PROPOSALS FOR RESOLUTIONS ON: TRANSFER OF OWN SHARES IN ORDER TO ENABLE THE COMPANY TO TRANSFER OWN SHARES TO EMPLOYEES WHO PARTICIPATE IN THE LONG-TERM VARIABLE REMUNERATION PROGRAM 2017 ACCORDING TO 17B | Management |
For | For | 19 | PROPOSAL FOR RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management |
Abstain | Against | 20.A | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ADOPT A VISION ZERO WITH RESPECT TO WORKPLACE ACCIDENTS WITHIN THE COMPANY AS WELL AS WITHIN ITS PORTFOLIO COMPANIES | Management |
Abstain | Against | 20.B | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP TO IMPLEMENT THIS VISION ZERO | Management |
Abstain | Against | 20.C | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT THE RESULT ANNUALLY SHALL BE REPORTED IN WRITING TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management |
Abstain | Against | 20.D | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ADOPT A VISION ON ABSOLUTE EQUALITY ON ALL LEVELS WITHIN THE COMPANY AS WELL AS WITHIN ITS PORTFOLIO COMPANIES BETWEEN MEN AND WOMEN | Management |
Abstain | Against | 20.E | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO INSTRUCT THE BOARD OF DIRECTORS OF THE COMPANY TO SET UP A WORKING GROUP WITH THE TASK OF IMPLEMENTING ALSO THIS VISION IN THE FUTURE AS WELL AS TO CLOSELY MONITOR THE DEVELOPMENT WITH RESPECT TO BOTH EQUALITY AND ETHNICITY | Management |
Abstain | Against | 20.F | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO ANNUALLY SUBMIT A REPORT IN WRITING TO THE ANNUAL GENERAL MEETING, AS A SUGGESTION BY INCLUDING THE REPORT IN THE PRINTED VERSION OF THE ANNUAL REPORT | Management |
Abstain | Against | 20.G | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO INSTRUCT THE BOARD OF DIRECTORS TO TAKE APPROPRIATE ACTIONS IN ORDER TO ESTABLISH A SHAREHOLDERS' ASSOCIATION FOR THE COMPANY | Management |
Abstain | Against | 20.H | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT MEMBER OF THE BOARD OF DIRECTORS SHOULD NOT BE ALLOWED TO INVOICE BOARD COMPENSATION THROUGH A LEGAL ENTITY, SWEDISH OR FOREIGN | Management |
Abstain | Against | 20.I | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: THAT THE NOMINATION COMMITTEE, IN THE PERFORMANCE OF ITS DUTIES, SHALL TAKE INTO SPECIFIC ACCOUNT MATTERS RELATED TO ETHICS, GENDER AND ETHNICITY | Management |
Abstain | Against | 20.J | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: WITH RESPECT TO H) ABOVE, INSTRUCT THE BOARD OF DIRECTORS TO ADDRESS THE RELEVANT AUTHORITY - THE TAX AUTHORITY OR THE GOVERNMENT - TO SEEK TO INDUCE A CHANGE IN THE REGULATORY FRAMEWORK | Management |
Abstain | Against | 20.K | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: AN AMENDMENT TO THE ARTICLES OF ASSOCIATION (SECTION 4, PARAGRAPH 3) - AS FOLLOWS. AT GENERAL MEETING OF SHAREHOLDERS, CLASS A SHARES AS WELL AS CLASS B SHARES CARRY ONE VOTE EACH. AS FOR THE REST | Management |
Abstain | Against | 20.L | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: IN RELATION THERETO, INSTRUCT THE BOARD OF DIRECTORS TO ADDRESS THE GOVERNMENT REGARDING AN AMENDMENT TO THE SWEDISH COMPANIES ACT IN ORDER TO REVOKE THE POSSIBILITY TO HAVE DIFFERENT VOTING RIGHTS FOR DIFFERENT CLASSES OF SHARES IN SWEDISH LIMITED LIABILITY COMPANIES | Management |
Abstain | Against | 20.M | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: AN AMENDMENT TO THE ARTICLES OF ASSOCIATION BY ADDING TWO NEW PARAGRAPHS IN SECTION 5 (PARAGRAPH 2-3). FORMER CABINET MINISTERS MAY NOT BE ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS UNTIL TWO YEARS HAVE ELAPSED FROM THE TIME THE PERSON DID RESIGN FROM SUCH POSITION. OTHER OF THE PUBLICLY REMUNERATED POLITICIANS MAY NOT BE ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS UNTIL ONE YEAR HAS ELAPSED FROM THE TIME THE PERSON DID RESIGNED FROM SUCH POSITION, UNLESS EXCEPTIONAL REASONS INDUCE THE CONTRARY | Management |
Abstain | Against | 20.N | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: IN RELATION THERETO, ADDRESS TO THE GOVERNMENT THE NEED OF INTRODUCTION OF PROVISIONS CONCERNING SO-CALLED POLITICIAN QUARANTINE ON A NATIONAL LEVEL | Management |
Abstain | Against | 20.O | PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVES: TO INSTRUCT THE BOARD OF DIRECTORS TO PREPARE A PROPOSAL FOR THE REPRESENTATION OF SMALL AND MEDIUM-SIZED SHAREHOLDERS TO BE SUBMITTED TO THE ANNUAL GENERAL MEETING 2018, OR ANY EXTRA GENERAL MEETING HELD PRIOR THERETO, FOR DECISION | Management |
| | 21 | CONCLUSION OF THE MEETING | Non-Voting |
| | CMMT | THE BOARD DOESN'T MAKE ANY RECOMMENDATION ON RESOLUTION NUMBERS 20.A TO 20.O | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
LAFARGEHOLCIM LTD, RAPPERSWIL-JONA | 03-May-2017 | | 7110753 | lhn vx |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
No Action | Against | 1.1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD | Management |
No Action | Against | 1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT | Management |
No Action | Against | 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management |
No Action | Against | 3.1 | APPROPRIATION OF RETAINED EARNINGS; | Management |
No Action | Against | 3.2 | DETERMINATION OF THE PAYOUT FROM CAPITAL CONTRIBUTION RESERVES: CHF 2.00 PER REGISTERED SHARE | Management |
No Action | Against | 4.1.1 | RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.2 | RE-ELECTION OF BERTRAND COLLOMB AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.3 | RE-ELECTION OF PAUL DESMARAIS, JR. AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.4 | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.5 | RE-ELECTION OF GERARD LAMARCHE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.6 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.7 | RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.8 | RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.1.9 | RE-ELECTION OF DR. H.C. THOMAS SCHMIDHEINY AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.110 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.111 | RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.2.1 | ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 4.3.1 | RE-ELECTION OF PAUL DESMARAIS, JR. AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management |
No Action | Against | 4.3.2 | RE-ELECTION OF OSCAR FANJUL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management |
No Action | Against | 4.3.3 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management |
No Action | Against | 4.3.4 | RE-ELECTION OF NASSEF SAWIRIS AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management |
No Action | Against | 4.3.5 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Management |
No Action | Against | 4.4.1 | ELECTION OF THE AUDITOR: DELOITTE AG | Management |
No Action | Against | 4.4.2 | RE-ELECTION OF THE INDEPENDENT PROXY: RE-ELECTION OF DR. THOMAS RIS OF RIS & ACKERMANN, ATTORNEYS AT LAW, ST. GALLERSTRASSE 161, 8645 JONA, SWITZERLAND | Management |
No Action | Against | 5.1 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Management |
No Action | Against | 5.2 | COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2018 | Management |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | 13 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ROLLS-ROYCE HOLDINGS PLC, LONDON | 04-May-2017 | | b63h849 | rr/ ln |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE STRATEGIC REPORT, THE DIRECTORS' REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management |
For | For | 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | 4 | TO ELECT STEPHEN DAINTITH AS A DIRECTOR OF THE COMPANY | Management |
For | For | 5 | TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, CHAIRMAN OF COMMITTEE AND CHAIRMAN OF THE COMPANY) | Management |
For | For | 6 | TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY | Management |
For | For | 7 | TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, CHAIRMAN OF COMMITTEE MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management |
For | For | 8 | TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF REMUNERATION COMMITTEE CHAIRMAN OF COMMITTEE, AND SCIENCE & TECHNOLOGY COMMITTEE) | Management |
For | For | 9 | TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SAFETY & ETHICS COMMITTEE AND CHAIRMAN OF COMMITTEE) | Management |
For | For | 10 | TO RE-ELECT IRENE DORNER AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE) | Management |
For | For | 11 | TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE) | Management |
For | For | 12 | TO RE-ELECT BRADLEY SINGER AS A DIRECTOR OF THE COMPANY (MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management |
For | For | 13 | TO RE-ELECT SIR KEVIN SMITH AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE AND CHAIRMAN OF COMMITTEE) | Management |
For | For | 14 | TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management |
For | For | 15 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR: THAT KPMG LLP BE RE-APPOINTED AS THE COMPANY'S AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH FINANCIAL STATEMENTS ARE LAID | Management |
For | For | 16 | TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION | Management |
For | For | 17 | TO AUTHORISE PAYMENTS TO SHAREHOLDERS | Management |
For | For | 18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management |
For | For | 19 | TO APPROVE THE ROLLS-ROYCE LONG-TERM INCENTIVE PLAN | Management |
For | For | 20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management |
For | For | 21 | TO DISAPPLY PRE-EMPTION RIGHTS | Management |
For | For | 22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management |
For | For | 23 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
RECKITT BENCKISER GROUP PLC, SLOUGH | 04-May-2017 | | b24cgk7 | RB/ LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management |
For | For | 2 | APPROVE REMUNERATION REPORT | Management |
For | For | 3 | APPROVE FINAL DIVIDEND | Management |
For | For | 4 | RE-ELECT ADRIAN BELLAMY AS DIRECTOR | Management |
For | For | 5 | RE-ELECT NICANDRO DURANTE AS DIRECTOR | Management |
For | For | 6 | RE-ELECT MARY HARRIS AS DIRECTOR | Management |
For | For | 7 | RE-ELECT ADRIAN HENNAH AS DIRECTOR | Management |
For | For | 8 | RE-ELECT KENNETH HYDON AS DIRECTOR | Management |
For | For | 9 | RE-ELECT RAKESH KAPOOR AS DIRECTOR | Management |
For | For | 10 | RE-ELECT PAMELA KIRBY AS DIRECTOR | Management |
For | For | 11 | RE-ELECT ANDRE LACROIX AS DIRECTOR | Management |
For | For | 12 | RE-ELECT CHRIS SINCLAIR AS DIRECTOR | Management |
For | For | 13 | RE-ELECT JUDITH SPRIESER AS DIRECTOR | Management |
For | For | 14 | RE-ELECT WARREN TUCKER AS DIRECTOR | Management |
For | For | 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management |
For | For | 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management |
For | For | 17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management |
For | For | 18 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management |
For | For | 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management |
For | For | 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management |
For | For | 21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management |
For | For | 22 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
UBS GROUP AG, ZUERICH | 04-May-2017 | | BRJL176 | ubsg vx |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting |
No Action | Against | 1.1 | APPROVAL OF THE UBS GROUP AG MANAGEMENT REPORT AND CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management |
No Action | Against | 1.2 | ADVISORY VOTE ON THE UBS GROUP AG COMPENSATION REPORT 2016 | Management |
No Action | Against | 2 | APPROPRIATION OF RETAINED EARNINGS AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE: CHF 0.60 PER SHARE | Management |
No Action | Against | 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016 | Management |
No Action | Against | 4 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016 | Management |
No Action | Against | 5 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2018 | Management |
No Action | Against | 6.1.1 | RE-ELECT AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
No Action | Against | 6.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MICHEL DEMARE | Management |
No Action | Against | 6.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL | Management |
No Action | Against | 6.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RETO FRANCIONI | Management |
No Action | Against | 6.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANN F. GODBEHERE | Management |
No Action | Against | 6.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM G. PARRETT | Management |
No Action | Against | 6.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ISABELLE ROMY | Management |
No Action | Against | 6.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ROBERT W. SCULLY | Management |
No Action | Against | 6.1.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BEATRICE WEDER DI MAURO | Management |
No Action | Against | 6.110 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DIETER WEMMER | Management |
No Action | Against | 6.2 | ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: JULIE G. RICHARDSON | Management |
No Action | Against | 6.3.1 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management |
No Action | Against | 6.3.2 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MICHEL DEMARE | Management |
No Action | Against | 6.3.3 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: RETO FRANCIONI | Management |
No Action | Against | 6.3.4 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM G. PARRETT | Management |
No Action | Against | 7 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2017 TO THE ANNUAL GENERAL MEETING 2018 | Management |
No Action | Against | 8.1 | RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH | Management |
No Action | Against | 8.2 | RE-ELECTION OF THE AUDITORS, ERNST AND YOUNG LTD, BASEL | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SAP SE, WALLDORF/BADEN | 10-May-2017 | | 4846288 | sap gy |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19.04.2017, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting |
| | 1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED-GROUP ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP-MANAGEMENT REPORT OF SAP SE, INCLUDING THE EXECUTIVE BOARD'S EXPLANATORY-NOTES RELATING TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND-315 (4) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE-SUPERVISORY BOARD'S REPORT, EACH FOR FISCAL YEAR 2016 | Non-Voting |
For | For | 2 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2016: THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 9,472,776,443.39 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 800,000,000 SHALL BE CARRIED TO THE OTHER RESERVES. EX-DIVIDEND DATE: MAY 11, 2017PAYABLE DATE: MAY 15, 2017 | Management |
For | For | 3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2016 | Management |
For | For | 4 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2016 | Management |
For | For | 5 | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2017: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LINDE AG, MUENCHEN | 10-May-2017 | | 5740817 | lin gy |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19.04.2017, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting |
| | 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2016-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | Non-Voting |
For | For | 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 686,860,862.70 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.70 PER NO-PAR SHARE EX-DIVIDEND DATE: MAY 11, 2017 PAYABLE DATE: MAY 15, 2017 | Management |
For | For | 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management |
For | For | 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management |
For | For | 5.1 | APPOINTMENT OF AUDITORS: FOR THE 2017 FINANCIAL YEAR: KPMG AG, BERLIN | Management |
For | For | 5.2 | APPOINTMENT OF AUDITORS: FOR THE INTERIM FINANCIAL STATEMENTS AND INTERIM REPORT OF THE FIRST QUARTER OF 2018: KPMG AG, BERLIN | Management |
For | For | 6 | ELECTION OF THOMAS ENDERS TO THE SUPERVISORY BOARD | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LLOYDS BANKING GROUP PLC, EDINBURGH | 11-May-2017 | | 870612 | lloy ln |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | RECEIVE THE REPORT AND ACCOUNTS FOR YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | 2 | RE ELECTION OF LORD BLACKWELL | Management |
For | For | 3 | RE ELECTION OF MR J COLOMBAS | Management |
For | For | 4 | RE ELECTION OF MR M G CULMER | Management |
For | For | 5 | RE ELECTION OF MR A P DICKINSON | Management |
For | For | 6 | RE ELECTION OF MS A M FREW | Management |
For | For | 7 | RE ELECTION OF MR S P HENRY | Management |
For | For | 8 | RE ELECTION OF MR A HORTA OSORIO | Management |
For | For | 9 | RE ELECTION OF MS D D MCWHINNEY | Management |
For | For | 10 | RE ELECTION OF MR N E T PRETTEJOHN | Management |
For | For | 11 | RE ELECTION OF S W SINCLAIR | Management |
For | For | 12 | RE ELECTION OF MS S V WELLER | Management |
For | For | 13 | REMUNERATION POLICY SECTION OF THE DIRECTORS REMUNERATION REPORT | Management |
For | For | 14 | ANNUAL REPORT ON REMUNERATION SECTION OF THE DIRECTORS REMUNERATION REPORT | Management |
For | For | 15 | APPROVAL OF A FINAL ORDINARY OF 1.7 PENCE PER SHARE | Management |
For | For | 16 | APPROVAL OF A SPECIAL DIVIDEND OF 0.5 PENCE PER SHARE | Management |
For | For | 17 | RE APPOINTMENT OF THE AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management |
For | For | 18 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Management |
For | For | 19 | RENEWAL OF SHARE SAVE SCHEME | Management |
For | For | 20 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management |
For | For | 21 | RE DESIGNATION OF LIMITED VOTING SHARES | Management |
For | For | 22 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management |
For | For | 23 | DIRECTORS AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
For | For | 24 | LIMITED DISAPPLICATION OF PRE EMPTION RIGHTS | Management |
For | For | 25 | LIMITED DISAPPLICATION OF PRE EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT | Management |
For | For | 26 | LIMITED DISAPPLICATION OF PRE EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
For | For | 27 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management |
For | For | 28 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management |
For | For | 29 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management |
For | For | 30 | NOTICE PERIOD FOR GENERAL MEETINGS | Management |
| | CMMT | 23 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | 11-May-2017 | | 7212477 | ei fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2017/0329/201703291700766.pdf | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND | Management |
For | For | O.4 | AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management |
For | For | O.5 | RATIFICATION OF THE CO-OPTATION OF MS JEANETTE WONG AS DIRECTOR | Management |
For | For | O.6 | RENEWAL OF THE TERM OF MR PHILIPPE ALFROID AS DIRECTOR | Management |
For | For | O.7 | RENEWAL OF THE TERM OF MS JULIETTE FAVRE AS DIRECTOR | Management |
For | For | O.8 | RENEWAL OF THE TERM OF MR YI HE AS DIRECTOR | Management |
For | For | O.9 | RENEWAL OF THE TERM OF MR HUBERT SAGNIERES AS DIRECTOR | Management |
For | For | O.10 | APPOINTMENT OF MR LAURENT VACHEROT AS DIRECTOR | Management |
For | For | O.11 | APPROVAL OF THE COMMITMENTS REFERRED TO IN ARTICLES L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE SEVERANCE PAY FOR MR HUBERT SAGNIERES, CHIEF EXECUTIVE OFFICER, IN SOME CASES OF BREACH OF HIS EMPLOYMENT CONTRACT | Management |
For | For | O.12 | APPROVAL OF THE COMMITMENTS PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE SEVERANCE PAY FOR MR LAURENT VACHEROT, DEPUTY GENERAL MANAGER, IN SOME CASES OF TERMINATION OF HIS CONTRACT OF EMPLOYMENT | Management |
For | For | O.13 | REVIEW OF THE COMPENSATION DUE OR ALLOCATED TO MR HUBERT SAGNIERES, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.14 | REVIEW OF THE COMPENSATION DUE OR ALLOCATED TO MR LAURENT VACHEROT, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.15 | APPROVAL OF THE REMUNERATION POLICY FOR THE EXECUTIVE OFFICERS | Management |
For | For | O.16 | INCREASE IN THE OVERALL BUDGET FOR ATTENDANCE FEES | Management |
For | For | O.17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES | Management |
For | For | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management |
For | For | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES AND CATEGORIES OF EMPLOYEES OF FOREIGN AFFILIATES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, AS PART OF A SHAREHOLDING INITIATIVE OF EMPLOYEES | Management |
For | For | E.20 | AMENDMENTS TO ARTICLES 12 AND 14 OF THE BY-LAWS ON THE TERMS OF APPOINTMENT OF DIRECTORS REPRESENTING THE EMPLOYEES AND DURATION OF DIRECTORS' TERM OF OFFICE | Management |
For | For | E.21 | REVISION OF THE BY-LAWS AS FROM THE FINAL COMPLETION OF THE PARTIAL CONTRIBUTION OF ALL LUXOTTICA SECURITIES HELD BY DELFIN TO ESSILOR INTERNATIONAL | Management |
For | For | E.22 | APPROVAL OF A PARTIAL CONTRIBUTION GOVERNED BY THE LEGAL REGIME OF SPINOFFS GRANTED BY DELFIN FOR THE BENEFIT OF ESSILOR INTERNATIONAL (HEREAFTER 'THE COMPANY) AND DELEGATION OF POWERS CONFERRED TO THE BOARD OF DIRECTORS OF THE COMPANY TO THE IMPLEMENTATION OF SAID CONTRIBUTION | Management |
For | For | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON AN INCREASE IN CAPITAL OF ESSILOR INTERNATIONAL BY ISSUING SHARES, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH A VIEW TO REMUNERATING THE SECURITIES MADE AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY ESSILOR INTERNATIONAL | Management |
For | For | E.24 | APPROVAL OF THE PARTIAL CONTRIBUTION OF ASSETS GOVERNED BY THE LEGAL REGIME OF SPINOFFS GRANTED BY ESSILOR INTERNATIONAL TO THE COMPANY DELAMARE SOVRA, 100% SUBSIDIARY, OF ALL (OR SUBSTANTIALLY ALL) ITS TRANSACTIONS AND HOLDINGS AND DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS FOR THE IMPLEMENTATION OF SAID CONTRIBUTION | Management |
For | For | E.25 | AMENDMENT OF ARTICLE 2 OF THE BY-LAWS OF THE COMPANY REGARDING ITS CORPORATE PURPOSE (EXPANSION TO THE ACTIVITIES OF HOLDING COMPANIES) | Management |
For | For | O.26 | APPOINTMENT OF MR LEONARDO DEL VECCHIO AS DIRECTOR | Management |
For | For | O.27 | APPOINTMENT OF MR ROMOLO BARDIN AS DIRECTOR | Management |
For | For | O.28 | APPOINTMENT OF MR GIOVANNI GIALLOMBARDO AS DIRECTOR | Management |
For | For | O.29 | APPOINTMENT OF MS RAFAELLA MAZZOLI AS DIRECTOR | Management |
For | For | O.30 | APPOINTMENT OF MR FRANCESCO MILLERI AS DIRECTOR | Management |
For | For | O.31 | APPOINTMENT OF MR GIANNI MION AS DIRECTOR | Management |
For | For | O.32 | APPOINTMENT OF MS LUCIA MORSELLI AS DIRECTOR | Management |
For | For | O.33 | APPOINTMENT OF MS CHRISTINA SCOCCHIA AS DIRECTOR | Management |
For | For | O.34 | APPOINTMENT OF MR HUBERT SAGNIERES AS DIRECTOR | Management |
For | For | O.35 | APPOINTMENT OF MS JULIETTE FAVRE AS DIRECTOR | Management |
For | For | O.36 | APPOINTMENT OF MS HENRIETTA FORE AS DIRECTOR | Management |
For | For | O.37 | APPOINTMENT OF MR BERNARD HOURS AS DIRECTOR | Management |
For | For | O.38 | APPOINTMENT OF MS ANNETTE MESSEMER AS DIRECTOR | Management |
For | For | O.39 | APPOINTMENT OF MR OLIVER PECOUX AS DIRECTOR | Management |
For | For | O.40 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
JC DECAUX SA, NEUILLY SUR SEINE | 11-May-2017 | | 7136663 | dec fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2017/0329/201703291700742.pdf | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 - APPROVAL OF NON-TAX DEDUCTIBLE EXPENSES AND CHARGES | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 AND SETTING OF THE DIVIDEND | Management |
For | For | O.4 | SPECIAL STATUTORY AUDITORS' REPORT ON THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE - NOTIFICATION OF THE ABSENCE OF ANY NEW AGREEMENT | Management |
For | For | O.5 | RENEWAL OF THE TERM OF MR JEAN-PIERRE DECAUX AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.6 | RENEWAL OF THE TERM OF MR PIERRE ALAIN PARIENTE AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.7 | APPOINTMENT OF MS MARIE-LAURE SAUTY DE CHALON AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.8 | APPOINTMENT OF MS LEILA TURNER AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.9 | APPOINTMENT OF MS BENEDICTE HAUTEFORT AS REPLACEMENT TO MS MONIQUE COHEN AS A MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.10 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management |
For | For | O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION TO THE CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE SUPERVISORY BOARD | Management |
For | For | O.13 | MANDATORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR JEAN-CHARLES DECAUX, CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
For | For | O.14 | MANDATORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD | Management |
For | For | O.15 | MANDATORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO MR JEAN-FRANCOIS DECAUX, MR JEAN-SEBASTIEN DECAUX, MR EMMANUEL BASTIDE, MR DAVID BOURG, AND MR DANIEL HOFER, MEMBERS OF THE BOARD OF DIRECTORS | Management |
For | For | O.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES UNDER THE FRAMEWORK OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE, DURATION OF AUTHORISATION, OBJECTIVES, TERMS, LIMIT | Management |
For | For | E.17 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES, THE DURATION OF THE AUTHORISATION, LIMIT | Management |
For | For | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management |
For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO ALLOCATE DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT THROUGH PUBLIC OFFER | Management |
For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT THROUGH AN OFFER PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management |
For | For | E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUANCE OF COMMON SHARES AND/OR OF TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL WITHIN THE LIMIT OF 10% OF CAPITAL WITH A VIEW TO REMUNERATING CONTRIBUTIONS IN KIND OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management |
For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS AND/OR PREMIUMS | Management |
For | For | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF EQUITY SECURITIES OR OF SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED (OVER-ALLOCATION OPTION) IN THE CASE OF ISSUANCE WITH CANCELLATION OR RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management |
For | For | E.24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED RESERVED FOR THE MEMBERS OF A COMPANY SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE MEMBERS | Management |
For | For | E.25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO APPROVE SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE OFFICERS OF THE GROUP OR CERTAIN PERSONS AMONG THEM | Management |
For | For | E.26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING SHARES OR SHARES YET TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF EMPLOYEES AND EXECUTIVE OFFICERS OF THE GROUP OR CERTAIN PERSONS AMONG THEM | Management |
For | For | E.27 | HARMONISATION OF ARTICLE 18-2 OF THE COMPANY'S BY-LAWS RELATING TO THE TRANSFER OF THE REGISTERED OFFICE | Management |
For | For | E.28 | HARMONISATION OF ARTICLE 21 OF THE COMPANY'S BY-LAWS ON STATUTORY AUDITORS | Management |
For | For | E.29 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | 11-May-2017 | | 7212477 | ei fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS-TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST AN ENTRANCE CARD. THANK YOU. | Non-Voting |
| | CMMT | 03 APR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-http://www.journal-officiel.gouv.fr//pdf/2017/0329/201703291700776.pdf;-http://www.journal-officiel.gouv.fr//pdf/2017/0403/201704031700912.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| | 1 | CANCELLATION OF THE DOUBLE VOTING RIGHTS AND CORRESPONDING AMENDMENT TO THE-BY-LAWS | Non-Voting |
| | 2 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Non-Voting |
| | CMMT | PLEASE NOTE THAT THIS MEETING IS FOR HOLDERS OF DOUBLE VOTING RIGHTS ONLY | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
STATOIL ASA, STAVANGER | 11-May-2017 | | 7133608 | stl no |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting |
| | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting |
No Action | Against | 3 | ELECTION OF CHAIR FOR THE MEETING: TONE LUNDE BAKKER | Management |
No Action | Against | 4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management |
No Action | Against | 5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management |
No Action | Against | 6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2016, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF 4Q 2016 DIVIDEND: USD 0.22 PER SHARE | Management |
No Action | Against | 7 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2016 | Management |
No Action | Against | 8.1 | CONTINUATION OF THE SCRIP DIVIDEND PROGRAMME: SHARE CAPITAL INCREASE FOR ISSUE OF NEW SHARES IN CONNECTION WITH PAYMENT OF DIVIDEND FOR 4Q 2016 | Management |
No Action | Against | 8.2 | CONTINUATION OF THE SCRIP DIVIDEND PROGRAMME: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH PAYMENT OF DIVIDEND FOR 1Q TO 3Q 2017 | Management |
No Action | Against | 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER TO ABSTAIN FROM EXPLORATION DRILLING IN THE BARENTS SEA | Shareholder |
No Action | Against | 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING DISCONTINUATION OF EXPLORATION ACTIVITIES AND TEST DRILLING FOR FOSSIL ENERGY RESOURCES | Shareholder |
No Action | Against | 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING RISK MANAGEMENT PROCESSES | Shareholder |
No Action | Against | 12 | THE BOARD OF DIRECTORS' REPORT ON CORPORATE GOVERNANCE | Management |
No Action | Against | 13.1 | THE BOARD OF DIRECTORS' DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT: ADVISORY VOTE RELATED TO THE BOARD OF DIRECTORS' DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management |
No Action | Against | 13.2 | THE BOARD OF DIRECTORS' DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT: APPROVAL OF THE BOARD OF DIRECTORS' PROPOSAL RELATED TO REMUNERATION LINKED TO THE DEVELOPMENT OF THE COMPANY'S SHARE PRICE | Management |
No Action | Against | 14 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2016 | Management |
No Action | Against | 15 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Management |
No Action | Against | 16 | DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE | Management |
No Action | Against | 17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE SHARE SAVINGS PLAN FOR EMPLOYEES | Management |
No Action | Against | 18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management |
No Action | Against | 19 | MARKETING INSTRUCTIONS FOR STATOIL ASA - ADJUSTMENTS | Management |
| | CMMT | 20 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3 AND DIVIDEND AMOUNT IN RESOLUTION 6 AND MEETING TYPE WAS-CHANGED FROM OGM TO AGM AND CHANGE IN THE RECORD DATE FROM 09 MAY 2017 TO 10-MAY 2017. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
FRESENIUS SE & CO. KGAA, BAD HOMBURG V. D. HOEHE | 12-May-2017 | | 4352097 | fre gy |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU. | Non-Voting |
| | CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21.04.2017 ,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU. | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting |
For | For | 1 | Resolution on the Approval of the Annual Financial Statements of Fresenius SE & Co. KG KGaA for the Fiscal Year 2016 | Management |
For | For | 2 | Resolution on the Allocation of the Distributable Profit | Management |
For | For | 3 | Resolution on the Approval of the Actions of the General Partner for the Fiscal Year 2016 | Management |
For | For | 4 | Resolution on the Approval of the Actions of the Supervisory Board for the Fiscal Year 2016 | Management |
For | For | 5 | Election of the Auditor and Group Auditor for the Fiscal Year 2017 and of the Auditor for the potential Review of the Half-Yearly Financial Report for the first Half-Year of the Fiscal Year 2017 and other Financial Information: KPMG AG Wirtschaftspruefungsgesellschaft | Management |
For | For | 6 | Resolution on the Amendment of the Authorization to Grant Subscription Rights to Managerial Staff Members (Fuehrungskraefte) and members of the Management Board of Fresenius SE & Co. KGaA or an affiliated company (Stock Option Program 2013) as a Result of Financial Reporting exclusively in accordance with IFRS (International Financial Reporting Standards) and the corresponding Amendment of Conditional Capital in Article 4 para 8 sentence 2 of the Articles of Association | Management |
For | For | 7 | Resolution on the Amendment of the Remuneration of the Members of the Supervisory Board and its Committees and on the corresponding Revision of Article 13 of the Articles of Association and on the corresponding Amendment of Article 13e of the Articles of Association | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
INDIVIOR PLC, SLOUGH | 17-May-2017 | | brs65x6 | indv ln |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2016 | Management |
For | For | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2016 | Management |
For | For | 3 | TO RE-APPOINT HOWARD PIEN AS A DIRECTOR | Management |
For | For | 4 | TO RE-APPOINT SHAUN THAXTER AS A DIRECTOR | Management |
For | For | 5 | TO RE-APPOINT MARK CROSSLEY AS A DIRECTOR | Management |
For | For | 6 | TO RE-APPOINT YVONNE GREENSTREET AS A DIRECTOR | Management |
For | For | 7 | TO RE-APPOINT A. THOMAS MCLELLAN AS A DIRECTOR | Management |
For | For | 8 | TO RE-APPOINT TATJANA MAY AS A DIRECTOR | Management |
For | For | 9 | TO RE-APPOINT LORNA PARKER AS A DIRECTOR | Management |
For | For | 10 | TO RE-APPOINT DANIEL J. PHELAN AS A DIRECTOR | Management |
For | For | 11 | TO RE-APPOINT CHRISTIAN SCHADE AS A DIRECTOR | Management |
For | For | 12 | TO RE-APPOINT DANIEL TASSE AS A DIRECTOR | Management |
For | For | 13 | TO RE-APPOINT LIZABETH ZLATKUS AS A DIRECTOR | Management |
For | For | 14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management |
For | For | 15 | TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management |
For | For | 16 | TO AUTHORIZE THE COMPANY AND ANY OF ITS UK SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management |
For | For | 17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORIZED TO ALLOT SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF USD48,051,850 | Management |
For | For | 18 | THAT THE DIRECTORS BE AUTHORIZED TO DISAPPLY PRE-EMPTION RIGHTS UP TO 5% OF THE ISSUED CAPITAL | Management |
For | For | 19 | THAT THE DIRECTORS BE AUTHORIZED TO DISAPPLY PRE-EMPTION RIGHTS UP TO AN ADDITIONAL 5% FOR TRANSACTIONS WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management |
For | For | 20 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORIZED TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management |
For | For | 21 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON 14 CLEAR DAYS' NOTICE | Management |
| | CMMT | 27 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 21. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Company Name | Meeting Date | | SEDOL | Ticker |
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | 17-May-2017 | | 7021963 | DB1 GY |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU | Non-Voting |
| | CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02.05.2017. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting |
| | 1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND APPROVED-CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AS WELL AS THE COMBINED MANAGEMENT-REPORT OF DEUTSCHE BORSE AKTIENGESELLSCHAFT AND THE GROUP AS AT 31 DECEMBER-2016, THE REPORT OF THE SUPERVISORY BOARD AND THE PROPOSAL FOR THE-APPROPRIATION OF THE UNAPPROPRIATED SURPLUS | Non-Voting |
For | For | 2 | RESOLUTION ON THE APPROPRIATION OF UNAPPROPRIATED SURPLUS: TO PAY A DIVIDEND OF EUR 2.35 FOR EACH NO-PAR VALUE SHARE CARRYING DIVIDEND RIGHTS, I. E. EUR 438,991,785.25 IN TOTAL; AND TO ALLOCATE EUR 6,008,214.75 TO "OTHER RETAINED EARNINGS | Management |
For | For | 3 | RESOLUTION ON THE RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE EXECUTIVE BOARD | Management |
For | For | 4 | RESOLUTION ON THE RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management |
For | For | 5 | RESOLUTION ON THE AUTHORISATION TO ACQUIRE AND USE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER | Management |
For | For | 6 | RESOLUTION ON THE AUTHORISATION TO USE DERIVATIVES TO ACQUIRE TREASURY SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF TENDER | Management |
For | For | 7 | RESOLUTION ON THE CREATION OF A NEW AUTHORISED CAPITAL IV WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS, AND AMENDMENT TO THE ARTICLES OF INCORPORATION | Management |
For | For | 8 | RESOLUTION ON THE ELECTION OF THE AUDITOR AND GROUP AUDITOR FOR FINANCIAL YEAR 2017 AS WELL AS THE AUDITOR FOR THE REVIEW OF THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALF OF FINANCIAL YEAR 2017: THE SUPERVISORY BOARD PROPOSES THE ELECTION OF KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
ERSTE GROUP BANK AG, WIEN | 17-May-2017 | | 5289837 | ebs av |
| | | | |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 05 MAY-2017 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE-RECORD DATE FOR THIS MEETING IS 07 MAY 2017. THANK YOU | Non-Voting |
For | For | 2 | APPROPRIATION OF THE PROFIT: DIVIDENDS OF EUR 1.00 PER SHARE | Management |
For | For | 3 | GRANT OF DISCHARGE TO THE MEMBERS OF THE MANAGEMENT BOARD WITH REGARD TO THE FINANCIAL YEAR 2016 | Management |
For | For | 4 | GRANT OF DISCHARGE TO THE MEMBERS OF THE SUPERVISORY BOARD WITH REGARD TO THE FINANCIAL YEAR 2016 | Management |
For | For | 5 | REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management |
For | For | 6 | APPOINTMENT OF AN ADDITIONAL (GROUP) AUDITOR FOR THE FINANCIAL STATEMENTS, THE MANAGEMENT REPORT, THE GROUP FINANCIAL STATEMENTS AND THE GROUP MANAGEMENT REPORT FOR THE FINANCIAL YEAR 2018: PWC WIRTSCHAFTSPRUEFUNG GMBH | Management |
For | For | 7.1 | RE-ELECTION OF BRIAN DEVERAUX O'NEILL TO THE SUPERVISORY BOARD | Management |
For | For | 7.2 | ELECTION OF JORDI GUAL SOLE TO THE SUPERVISORY BOARD | Management |
For | For | 7.3 | RE-ELECTION OF JOHN JAMES STACK TO THE SUPERVISORY BOARD | Management |
For | For | 7.4 | ELECTION OF MARION KHUENY TO THE SUPERVISORY BOARD | Management |
For | For | 7.5 | RE-ELECTION OF FRIEDRICH ROEDLER TO THE SUPERVISORY BOARD | Management |
For | For | 7.6 | RE-ELECTION OF JAN HOMAN TO THE SUPERVISORY BOARD | Management |
For | For | 8 | ACQUISITION OF OWN SHARES FOR THE PURPOSE OF SECURITIES TRADING | Management |
For | For | 9 | ACQUISITION OF OWN SHARES FOR NO DESIGNATED PURPOSE SUBJECT TO THE EXCLUSION OF TRADING IN OWN SHARES | Management |
For | For | 10 | ACQUISITION OF OWN SHARES FOR THE PURPOSE OF OFFERING THESE TO EMPLOYEES, MEMBERS OF THE MANAGEMENT BOARD OR TO A PRIVATE FOUNDATION | Management |
For | For | 11 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN POINT 2.2, 2.3, 13 AND 17 | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON | 17-May-2017 | | BZ0XJR3 | GPOR LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | TO AUTHORISE THE COMPANY TO UNDERTAKE A CONSOLIDATION OF ITS ENTIRE ORDINARY SHARE CAPITAL | Management |
For | For | 2 | TO APPROVE THE DIRECTORS' AUTHORITY TO ALLOT NEW SHARES | Management |
For | For | 3 | TO APPROVE THE DIRECTORS' LIMITED AUTHORITY TO ALLOT SHARES FOR CASH | Management |
For | For | 4 | TO GIVE THE DIRECTORS ADDITIONAL LIMITED AUTHORITY TO ALLOT SHARES FOR CASH IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT, AND INCLUDING DEVELOPMENT AND/OR REFURBISHMENT EXPENDITURE | Management |
For | For | 5 | TO RENEW THE AUTHORITY ENABLING THE COMPANY TO BUY ITS OWN SHARES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM | 19-May-2017 | | 4588364 | ml fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2017/0310/201703101700475.pdf | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016 | Management |
For | For | O.2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2016 AND SETTING OF THE DIVIDEND | Management |
For | For | O.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2016 | Management |
For | For | O.4 | REGULATED AGREEMENTS | Management |
For | For | O.5 | AUTHORISATION TO BE GRANTED TO THE MANAGING DIRECTOR TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, EXCEPT DURING A PUBLIC OFFER, AS PART OF A SHARE BUY-BACK PROGRAMME, WITH A MAXIMUM PURCHASE PRICE OF EUR 160 PER SHARE | Management |
For | For | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE MANAGING DIRECTOR, MR JEAN-DOMINIQUE SENARD, FOR THE 2016 FINANCIAL YEAR | Management |
For | For | O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO FOR THE 2016 FINANCIAL YEAR TO MR MICHEL ROLLIER, CHAIRMAN OF THE SUPERVISORY BOARD | Management |
For | For | O.8 | APPOINTMENT OF MR MICHEL ROLLIER AS MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | O.9 | APPOINTMENT OF MR OLIVIER BAZIL AS MEMBER OF THE SUPERVISORY BOARD | Management |
For | For | E.10 | AUTHORISATION GRANTED TO THE MANAGING DIRECTOR TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES | Management |
For | For | E.11 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
MGM CHINA HOLDINGS LTD, GRAND CAYMAN | 24-May-2017 | | b4p8hq1 | 2282 HK |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/sehk/2017/0419/ltn20170419483.pdf-AND-http://www.hkexnews.hk/listedco/listconews/sehk/2017/0419/ltn20170419500.pdf | Non-Voting |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting |
For | For | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2016 | Management |
For | For | 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.160 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2016 | Management |
For | For | 3.A.I | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MS. PANSY CATILINA CHIU KING HO AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management |
For | For | 3.AII | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MR. WILLIAM M. SCOTT IV AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management |
For | For | 3AIII | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MR. ZHE SUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management |
For | For | 3.AIV | TO RE-ELECT EACH OF THE FOLLOWING DIRECTOR BY SEPARATE RESOLUTION: MS. SZE WAN PATRICIA LAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management |
For | For | 3.B | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | Management |
For | For | 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management |
For | For | 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION | Management |
For | For | 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES AT THE DATE OF PASSING THIS RESOLUTION | Management |
For | For | 7 | TO ADD THE TOTAL NUMBER OF THE SHARES WHICH ARE REPURCHASED UNDER THE GENERAL MANDATE IN RESOLUTION (6) TO THE TOTAL NUMBER OF THE SHARES WHICH MAY BE ISSUED UNDER THE GENERAL MANDATE IN RESOLUTION (5) | Management |
For | For | 8 | TO APPROVE THE PROPOSED AMENDMENTS TO PARAGRAPHS 1.1, 6, 7 AND 11 OF THE SHARE OPTION SCHEME OF THE COMPANY AS SET OUT IN APPENDIX III TO THE COMPANY'S CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED APRIL 20, 2017 AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO GIVE FULL EFFECT TO THE PROPOSED AMENDMENTS TO THE SHARE OPTION SCHEME OF THE COMPANY | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
RECKITT BENCKISER GROUP PLC, SLOUGH | 31-May-2017 | | b24cgk7 | RB/ LN |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1 | THAT THE ACQUISITION, ON THE TERMS SET OUT IN THE MERGER AGREEMENT (BOTH AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS DATED 5 MAY 2017 (THE "CIRCULAR")), BE AND IS HEREBY APPROVED AND THE DIRECTORS (OR A COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS OF THE MERGER AGREEMENT AND TO DO ALL SUCH THINGS AS THEY MAY CONSIDER TO BE NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE ACQUISITION AND ANY MATTERS INCIDENTAL TO THE ACQUISITION | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
HERMES INTERNATIONAL SA, PARIS | 06-Jun-2017 | | 5253973 | rms fp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting |
| | CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2017/0426/201704261701323.pdf | Non-Voting |
For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS | Management |
For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management |
For | For | O.3 | GRANT OF DISCHARGE TO THE MANAGEMENT | Management |
For | For | O.4 | ALLOCATION OF INCOME - DISTRIBUTION OF THE ORDINARY DIVIDEND | Management |
For | For | O.5 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management |
For | For | O.6 | AUTHORISATION GRANTED TO MANAGEMENT TO TRADE IN COMPANY SHARES | Management |
For | For | O.7 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR AXEL DUMAS, MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.8 | REVIEW OF THE COMPENSATION OWED OR PAID TO THE COMPANY EMILE HERMES, SARL, MANAGER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management |
For | For | O.9 | RENEWAL OF THE TERM OF MS MONIQUE COHEN AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management |
For | For | O.10 | RENEWAL OF THE TERM OF MR RENAUD MOMMEJA AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management |
For | For | O.11 | RENEWAL OF THE TERM OF MR ERIC DE SEYNES AS A MEMBER OF THE SUPERVISORY BOARD FOR A PERIOD OF THREE YEARS | Management |
For | For | O.12 | APPOINTMENT OF MS DOROTHEE ALTMAYER AS A NEW MEMBER OF THE SUPERVISORY BOARD FOR A THREE-YEAR TERM | Management |
For | For | O.13 | APPOINTMENT OF MS OLYMPIA GUERRAND AS NEW MEMBER OF THE SUPERVISORY BOARD FOR A ONE-YEAR TERM | Management |
For | For | O.14 | INCREASING THE OVERALL AMOUNT OF ATTENDANCE FEES AND REMUNERATIONS TO THE SUPERVISORY BOARD | Management |
For | For | O.15 | RENEWAL OF PRICEWATERHOUSECOOPERS AUDIT'S TERM AS STATUTORY AUDITOR OF THE COMPANY FOR A PERIOD OF SIX FINANCIAL YEARS, AND END OF MR ETIENNE BORIS' TERM AS DEPUTY STATUTORY AUDITOR | Management |
For | For | O.16 | RENEWAL OF CABINET DIDIER KLING & ASSOCIES' TERM AS STATUTORY AUDITOR FOR A PERIOD OF SIX FINANCIAL YEARS, AND END OF MS. DOMINIQUE MAHIAS' TERM AS DEPUTY STATUTORY AUDITOR | Management |
For | For | E.17 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAMME | Management |
For | For | E.18 | DELEGATION OF AUTHORITY FOR THE MANAGEMENT TO INCREASE THE CAPITAL BY INCORPORATING RESERVES, PROFITS AND/OR PREMIUMS AND BY FREELY ALLOCATING SHARES AND/OR INCREASING THE NOMINAL VALUE OF EXISTING SHARES | Management |
For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management |
For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE AUTHORITY TO GRANT A PRIORITY PERIOD, THROUGH A PUBLIC OFFER | Management |
For | For | E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES THAT GRANT ACCESS TO CAPITAL RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management |
For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR ANY OTHER SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH A PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE | Management |
For | For | E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT TO DECIDE UPON ISSUING SHARES AND/OR SECURITIES THAT GRANT ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATED TO EQUITY SECURITIES OR SECURITIES THAT GRANT ACCESS TO THE CAPITAL | Management |
For | For | E.24 | DELEGATION OF POWERS TO CARRY OUT ALL LEGAL FORMALITIES RELATED TO THE GENERAL MEETING | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LAS VEGAS SANDS CORP. | 08-Jun-2017 | | B02T2J7 | LVS |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. | DIRECTOR | Management |
For | For | 2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management |
For | For | 3. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management |
1 Year | For | 4. | AN ADVISORY (NON-BINDING) VOTE ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
HOYA CORPORATION | 21-Jun-2017 | | 6441506 | 7741 JP |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1.1 | Appoint a Director Koeda, Itaru | Management |
For | For | 1.2 | Appoint a Director Uchinaga, Yukako | Management |
For | For | 1.3 | Appoint a Director Urano, Mitsudo | Management |
For | For | 1.4 | Appoint a Director Takasu, Takeo | Management |
For | For | 1.5 | Appoint a Director Kaihori, Shuzo | Management |
For | For | 1.6 | Appoint a Director Suzuki, Hiroshi | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LIBERTY GLOBAL PLC | 21-Jun-2017 | | b8w67b1 | lbtyk |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 3. | TO ELECT JC SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 4. | TO ELECT DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 5. | TO APPROVE THE DIRECTOR'S COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management |
For | For | 6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. | Management |
For | For | 7. | TO APPROVE, ON AN ADVISORY, BASIS THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2016, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management |
For | For | 8. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | Management |
For | For | 9. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management |
For | For | 10. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION | Management |
For | For | 11. | TO APPROVE THE FORM OF AGREEMENTS AND COUNTERPARTIES PURSUANT TO WHICH LIBERTY GLOBAL MAY CONDUCT THE PURCHASE OF ITS ORDINARY SHARES IN ITS CAPITAL AND AUTHORIZE ALL OR ANY OF LIBERTY GLOBAL'S DIRECTORS AND SENIOR OFFICERS TO ENTER INTO, COMPLETE AND MAKE PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF LIBERTY GLOBAL PURSUANT TO THE FORM OF AGREEMENTS AND WITH ANY OF THE APPROVED COUNTERPARTIES, WHICH APPROVALS WILL EXPIRE ON THE FIFTH ANNIVERSARY OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
LIBERTY GLOBAL PLC | 21-Jun-2017 | | b8w6766 | LBTYA |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 3. | TO ELECT JC SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 4. | TO ELECT DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2020. | Management |
For | For | 5. | TO APPROVE THE DIRECTOR'S COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management |
For | For | 6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. | Management |
For | For | 7. | TO APPROVE, ON AN ADVISORY, BASIS THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2016, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management |
For | For | 8. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | Management |
For | For | 9. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management |
For | For | 10. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION | Management |
For | For | 11. | TO APPROVE THE FORM OF AGREEMENTS AND COUNTERPARTIES PURSUANT TO WHICH LIBERTY GLOBAL MAY CONDUCT THE PURCHASE OF ITS ORDINARY SHARES IN ITS CAPITAL AND AUTHORIZE ALL OR ANY OF LIBERTY GLOBAL'S DIRECTORS AND SENIOR OFFICERS TO ENTER INTO, COMPLETE AND MAKE PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF LIBERTY GLOBAL PURSUANT TO THE FORM OF AGREEMENTS AND WITH ANY OF THE APPROVED COUNTERPARTIES, WHICH APPROVALS WILL EXPIRE ON THE FIFTH ANNIVERSARY OF THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
TOKIO MARINE HOLDINGS,INC. | 26-Jun-2017 | | 6513126 | 8766 JP |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director Sumi, Shuzo | Management |
For | For | 2.2 | Appoint a Director Nagano, Tsuyoshi | Management |
For | For | 2.3 | Appoint a Director Fujii, Kunihiko | Management |
For | For | 2.4 | Appoint a Director Ishii, Ichiro | Management |
For | For | 2.5 | Appoint a Director Fujita, Hirokazu | Management |
For | For | 2.6 | Appoint a Director Yuasa, Takayuki | Management |
For | For | 2.7 | Appoint a Director Kitazawa, Toshifumi | Management |
For | For | 2.8 | Appoint a Director Mimura, Akio | Management |
For | For | 2.9 | Appoint a Director Sasaki, Mikio | Management |
For | For | 2.10 | Appoint a Director Egawa, Masako | Management |
For | For | 2.11 | Appoint a Director Iwasaki, Kenji | Management |
For | For | 2.12 | Appoint a Director Mitachi, Takashi | Management |
For | For | 2.13 | Appoint a Director Nakazato, Katsumi | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
OLYMPUS CORPORATION | 28-Jun-2017 | | 6658801 | 7733 jp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2.1 | Appoint a Director Sasa, Hiroyuki | Management |
For | For | 2.2 | Appoint a Director Takeuchi, Yasuo | Management |
For | For | 2.3 | Appoint a Director Taguchi, Akihiro | Management |
For | For | 2.4 | Appoint a Director Ogawa, Haruo | Management |
For | For | 2.5 | Appoint a Director Hirata, Kiichi | Management |
For | For | 2.6 | Appoint a Director Hiruta, Shiro | Management |
For | For | 2.7 | Appoint a Director Fujita, Sumitaka | Management |
For | For | 2.8 | Appoint a Director Katayama, Takayuki | Management |
For | For | 2.9 | Appoint a Director Kaminaga, Susumu | Management |
For | For | 2.10 | Appoint a Director Kikawa, Michijiro | Management |
For | For | 2.11 | Appoint a Director Iwamura, Tetsuo | Management |
For | For | 3 | Appoint a Corporate Auditor Koga, Nobuyuki | Management |
For | For | 4 | Appoint a Substitute Corporate Auditor Teshima, Atsushi | Management |
For | For | 5 | Approve Details of the Restricted-Share Compensation Plan to be received and the Performance-based Stock Compensation to be received by Directors | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
SMC CORPORATION | 28-Jun-2017 | | 6763965 | 6273 JP |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Amend Articles to: Reduce the Board of Directors Size to 12, Adopt an Executive Officer System | Management |
For | For | 3.1 | Appoint a Director Takada, Yoshiyuki | Management |
For | For | 3.2 | Appoint a Director Maruyama, Katsunori | Management |
For | For | 3.3 | Appoint a Director Usui, Ikuji | Management |
For | For | 3.4 | Appoint a Director Kosugi, Seiji | Management |
For | For | 3.5 | Appoint a Director Satake, Masahiko | Management |
For | For | 3.6 | Appoint a Director Kuwahara, Osamu | Management |
For | For | 3.7 | Appoint a Director Takada, Yoshiki | Management |
For | For | 3.8 | Appoint a Director Ohashi, Eiji | Management |
For | For | 3.9 | Appoint a Director Kaizu, Masanobu | Management |
For | For | 3.10 | Appoint a Director Kagawa, Toshiharu | Management |
For | For | 4 | Approve Provision of Retirement Allowance for Retiring Directors | Management |
Company Name | Meeting Date | | SEDOL | Ticker |
FANUC CORPORATION | 29-Jun-2017 | | 6356934 | 6954 jp |
| | | | |
Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | Please reference meeting materials. | Non-Voting |
For | For | 1 | Approve Appropriation of Surplus | Management |
For | For | 2 | Amend Articles to: Expand Business Lines | Management |
For | For | 3.1 | Appoint a Director Inaba, Yoshiharu | Management |
For | For | 3.2 | Appoint a Director Yamaguchi, Kenji | Management |
For | For | 3.3 | Appoint a Director Uchida, Hiroyuki | Management |
For | For | 3.4 | Appoint a Director Gonda, Yoshihiro | Management |
For | For | 3.5 | Appoint a Director Inaba, Kiyonori | Management |
For | For | 3.6 | Appoint a Director Noda, Hiroshi | Management |
For | For | 3.7 | Appoint a Director Kohari, Katsuo | Management |
For | For | 3.8 | Appoint a Director Matsubara, Shunsuke | Management |
For | For | 3.9 | Appoint a Director Okada, Toshiya | Management |
For | For | 3.10 | Appoint a Director Richard E. Schneider | Management |
For | For | 3.11 | Appoint a Director Tsukuda, Kazuo | Management |
For | For | 3.12 | Appoint a Director Imai, Yasuo | Management |
For | For | 3.13 | Appoint a Director Ono, Masato | Management |