| Name of Fund: | M International Equity Fund (NC, LLC) | 1TM0 |
| Period: | July 1, 2014 - June 30, 2015 | |
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| Company Name | Meeting Date | | SEDOL | Ticker |
| BANCO SANTANDER SA, BOADILLA DEL MONTE | 15-Sep-2014 | | 5705946 | san sm |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1.A | INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.5) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID-UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SECURITIES REPRESENTING THE SHARE CAPITAL OF BANCO SANTANDER (BRASIL) S.A., I.E. ORDINARY SHARES (ACOES ORDINARIAS), PREFERRED SHARES (ACOES PREFERENCIAIS), UNITS (EACH IN TURN MADE UP OF ONE ORDINARY SHARE AND ONE PREFERRED SHARE) AND ADSS (AMERICAN DEPOSITARY SHARES, EACH REPRESENTING ONE UNIT) (COLLECTIVELY, THE "SANTANDER BRASIL SHARES"). EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 1.B | COMPLEMENTARY INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.50) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SANTANDER BRASIL SHARES. EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 1.C | COMPLEMENTARY INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.50) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SANTANDER BRASIL SHARES. EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 1.D | COMPLEMENTARY INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.50) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SANTANDER BRASIL SHARES. EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 1.E | COMPLEMENTARY INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.50) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SANTANDER BRASIL SHARES. EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 1.F | COMPLEMENTARY INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE AND PLACEMENT INTO CIRCULATION OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.50) EURO EACH, WITH A SHARE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS, OR THE EXECUTIVE COMMITTEE BY DELEGATION THEREFROM, PURSUANT TO THE PROVISIONS OF SECTION 297.1.A) OF THE SPANISH CAPITAL CORPORATIONS LAW, NO LATER THAN THE DATE OF IMPLEMENTATION OF THE RESOLUTION. THE NEW SHARES SHALL BE FULLY SUBSCRIBED AND PAID UP BY MEANS OF IN-KIND CONTRIBUTIONS CONSISTING OF SANTANDER BRASIL SHARES. EXPRESS PROVISION FOR THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, TO TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION HEREOF, TO AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL, AND TO EXECUTE SUCH DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, VALENCIA AND BILBAO STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (CONTINUOUS MARKET) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED (CURRENTLY LISBON, LONDON, MILAN, BUENOS AIRES, MEXICO AND, THROUGH ADSS, ON THE NEW YORK STOCK EXCHANGE, ALTHOUGH IT IS EXPECTED THAT THE SHARES WILL ALSO BE LISTED ON THE SAO PAULO STOCK EXCHANGE, THROUGH BRAZILIAN DEPOSITARY RECEIPTS (BDRS), ON THE DATE OF THE HOLDING OF THE MEETING) IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES | Management |
| For | For | 2.A | EXTENSION OF VARIOUS CYCLES OF THE DEFERRED AND CONDITIONAL VARIABLE REMUNERATION PLAN TO CERTAIN EMPLOYEES AND OFFICERS OF GRUPO SANTANDER THAT PERFORM OR HAVE PERFORMED THEIR DUTIES AT BANCO SANTANDER (BRASIL) S.A. AND OTHER COMPANIES OF ITS CONSOLIDATED SUBGROUP AND RESULTING MODIFICATION OF THE CORRESPONDING RESOLUTIONS OF THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETINGS OF THE BANK HELD ON 17 JUNE 2011, 30 MARCH 2012, 22 MARCH 2013 AND 28 MARCH 2014 | Management |
| For | For | 2.B | EXTENSION OF THE FIRST CYCLE OF THE PERFORMANCE SHARES PLAN TO CERTAIN EMPLOYEES AND OFFICERS OF GRUPO SANTANDER THAT PERFORM OR HAVE PERFORMED THEIR DUTIES AT BANCO SANTANDER (BRASIL) S.A. AND OTHER COMPANIES OF ITS CONSOLIDATED SUBGROUP AND RESULTING MODIFICATION OF THE CORRESPONDING RESOLUTION OF THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING OF THE BANK HELD ON 28 MARCH 2014 | Management |
| For | For | 2.C | PLAN FOR EMPLOYEES AND OFFICERS OF GRUPO SANTANDER THAT PERFORM OR HAVE PERFORMED THEIR DUTIES AT BANCO SANTANDER (BRASIL) S.A. AND OTHER COMPANIES OF ITS CONSOLIDATED SUBGROUP BY MEANS OF THE DELIVERY OF SHARES OF THE BANK LINKED TO PERFORMANCE | Management |
| For | For | 2.D | PLANS FOR EMPLOYEES AND OFFICERS OF GRUPO SANTANDER THAT PERFORM OR HAVE PERFORMED THEIR DUTIES AT BANCO SANTANDER (BRASIL) S.A. AND OTHER COMPANIES OF ITS CONSOLIDATED SUBGROUP BY MEANS OF OPTIONS ON SHARES OF THE BANK LINKED TO PERFORMANCE | Management |
| For | For | 3 | AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION, IMPLEMENTATION AND DEVELOPMENT OF THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO DELEGATE THE POWERS IT RECEIVES FROM THE SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO A PUBLIC INSTRUMENT | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| COMPAGNIE FINANCIERE RICHEMONT SA, BELLEVUE | 17-Sep-2014 | | bcrwz18 | cfr vx |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1.1 | THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING, HAVING TAKEN NOTE OF THE REPORTS OF THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, THE FINANCIAL STATEMENTS OF THE COMPANY AS WELL AS THE REPORT FOR THE BUSINESS YEAR ENDED 31.3.2014 | Management |
| For | For | 1.2 | THE BOARD OF DIRECTORS ALSO PROPOSES THAT THE 2014 COMPENSATION REPORT AS PER PAGES 51 TO 59 OF THE 2014 BUSINESS REPORT BE RATIFIED | Management |
| For | For | 2 | APPROPRIATION OF PROFITS : APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.40 PER REGISTERED A SHARE AND OF CHF 0.14 PER BEARER B SHARE | Management |
| For | For | 3 | DISCHARGE OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.1 | ELECTION OF THE BOARD OF DIRECTOR: YVESANDRE ISTEL | Management |
| For | For | 4.2 | ELECTION OF THE BOARD OF DIRECTOR: LORD DOURO | Management |
| For | For | 4.3 | ELECTION OF THE BOARD OF DIRECTOR: JEANBLAISE ECKERT | Management |
| For | For | 4.4 | ELECTION OF THE BOARD OF DIRECTOR: BERNARD FORNAS | Management |
| For | For | 4.5 | ELECTION OF THE BOARD OF DIRECTOR: RICHARD LEPEU | Management |
| For | For | 4.6 | ELECTION OF THE BOARD OF DIRECTOR: RUGGERO MAGNONI | Management |
| For | For | 4.7 | ELECTION OF THE BOARD OF DIRECTOR: JOSUA MALHERBE | Management |
| For | For | 4.8 | ELECTION OF THE BOARD OF DIRECTOR: FREDERICK MOSTERT | Management |
| For | For | 4.9 | ELECTION OF THE BOARD OF DIRECTOR: SIMON MURRAY | Management |
| For | For | 4.10 | ELECTION OF THE BOARD OF DIRECTOR: ALAIN DOMINIQUE PERRIN | Management |
| For | For | 4.11 | ELECTION OF THE BOARD OF DIRECTOR: GUILLAUME PICTET | Management |
| For | For | 4.12 | ELECTION OF THE BOARD OF DIRECTOR: NORBERT PLATT | Management |
| For | For | 4.13 | ELECTION OF THE BOARD OF DIRECTOR: ALAN QUASHA | Management |
| For | For | 4.14 | ELECTION OF THE BOARD OF DIRECTOR: MARIA RAMOS | Management |
| For | For | 4.15 | ELECTION OF THE BOARD OF DIRECTOR: LORD RENWICK OF CLIFTON | Management |
| For | For | 4.16 | ELECTION OF THE BOARD OF DIRECTOR: JAN RUPERT | Management |
| For | For | 4.17 | ELECTION OF THE BOARD OF DIRECTOR: GARY SAAGE | Management |
| For | For | 4.18 | ELECTION OF THE BOARD OF DIRECTOR: JUERGEN SCHREMPP | Management |
| For | For | 4.19 | THE BOARD OF DIRECTORS FURTHER PROPOSES THAT JOHANN RUPERT BE ELECTED TO THE BOARD OF DIRECTORS AND TO SERVE AS ITS CHAIRMAN FOR A TERM OF ONE YEAR | Management |
| For | For | 5.1 | ELECTION OF THE COMPENSATION COMMITTEE: LORD RENWICK OF CLIFTON. IF LORD RENWICK OF CLIFTON IS ELECTED, HE WILL BE APPOINTED CHAIRMAN OF THE COMPENSATION COMMITTEE | Management |
| For | For | 5.2 | ELECTION OF THE COMPENSATION COMMITTEE: LORD DOURO | Management |
| For | For | 5.3 | ELECTION OF THE COMPENSATION COMMITTEE: YVESANDRE ISTEL TO THE COMPENSATION COMMITTEE FOR A TERM OF ONE YEAR | Management |
| For | For | 6 | RE-ELECTION OF THE AUDITOR: PRICEWATERHOUSECOOPERS SA | Management |
| For | For | 7 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THE ELECTION OF MAITRE FRANCOISE DEMIERRE MORAND, ETUDE GAMPERT AND DEMIERRE, NOTAIRES, AS INDEPENDENT REPRESENTATIVE OF THE SHAREHOLDERS FOR A TERM OF ONE YEAR | Management |
| | | CMMT | 14 AUG 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT AND MODIFICATION OF TEXT IN RESOLUTIONS 5.1 AND 5.3. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR O-RIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| DIAGEO PLC, LONDON | 18-Sep-2014 | | 0237400 | dge ln |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | REPORT AND ACCOUNTS 2014 | Management |
| For | For | 2 | DIRECTORS' REMUNERATION REPORT 2014 | Management |
| For | For | 3 | DIRECTORS' REMUNERATION POLICY | Management |
| For | For | 4 | DECLARATION OF FINAL DIVIDEND | Management |
| For | For | 5 | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR | Management |
| For | For | 6 | RE-ELECTION OF LM DANON AS A DIRECTOR | Management |
| For | For | 7 | RE-ELECTION OF LORD DAVIES AS A DIRECTOR | Management |
| For | For | 8 | RE-ELECTION OF HO KWONPING AS A DIRECTOR | Management |
| For | For | 9 | RE-ELECTION OF BD HOLDEN AS A DIRECTOR | Management |
| For | For | 10 | RE-ELECTION OF DR FB HUMER AS A DIRECTOR | Management |
| For | For | 11 | RE-ELECTION OF D MAHLAN AS A DIRECTOR | Management |
| For | For | 12 | RE-ELECTION OF IM MENEZES AS A DIRECTOR | Management |
| For | For | 13 | RE-ELECTION OF PG SCOTT AS A DIRECTOR | Management |
| For | For | 14 | ELECTION OF N MENDELSOHN AS A DIRECTOR | Management |
| For | For | 15 | ELECTION OF AJH STEWART AS A DIRECTOR | Management |
| For | For | 16 | RE-APPOINTMENT OF AUDITOR | Management |
| For | For | 17 | REMUNERATION OF AUDITOR | Management |
| For | For | 18 | AUTHORITY TO ALLOT SHARES | Management |
| For | For | 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
| For | For | 20 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management |
| For | For | 21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU | Management |
| For | For | 22 | ADOPTION OF THE DIAGEO 2014 LONG TERM INCENTIVE PLAN | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| PERNOD RICARD SA, PARIS | 06-Nov-2014 | | 4682329 | ri fp |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 20 OCT 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2014/1001/201410011404714.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: https://materials.proxyvote.com/Approved/99999Z/19840101/NP-S_223202.PDF. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON JUNE 30, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED JUNE 30, 2014 AND SETTING THE DIVIDEND OF EUR 1.64 PER SHARE | Management |
| For | For | O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-86 ET SEQ. OF THE COMMERCIAL CODE | Management |
| For | For | O.5 | RENEWAL OF TERM OF MRS. MARTINA GONZALEZ-GALLARZA AS DIRECTOR | Management |
| For | For | O.6 | RENEWAL OF TERM OF MR. IAN GALLIENNE AS DIRECTOR | Management |
| For | For | O.7 | RENEWAL OF TERM OF MR. GILLES SAMYN AS DIRECTOR | Management |
| For | For | O.8 | SETTING THE ANNUAL AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO BOARD MEMBERS | Management |
| For | For | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MRS. DANIELE RICARD, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2013/2014 FINANCIAL YEAR | Management |
| For | For | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. PIERRE PRINGUET, VICE-CHAIRMAN OF THE BOARD OF DIRECTORS AND CEO, FOR THE 2013/2014 FINANCIAL YEAR | Management |
| For | For | O.11 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. ALEXANDRE RICARD, MANAGING DIRECTORS, FOR THE 2013/2014 FINANCIAL YEAR | Management |
| For | For | O.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES | Management |
| For | For | E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE PERFORMANCE SHARES TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP | Management |
| For | For | E.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT OPTIONS ENTITLING TO THE SUBSCRIPTION FOR COMPANY'S SHARES TO BE ISSUED OR THE PURCHASE OF COMPANY'S EXISTING SHARES TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE GROUP | Management |
| For | For | E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 2% OF SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER | Management |
| For | For | E.16 | POWERS TO CARRY OUT ALL REQUIRED LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LVMH MOET HENNESSY LOUIS VUITTON SE, PARIS | 25-Nov-2014 | | 4061412 | MC FP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| For | For | E.1 | AMENDMENT TO ARTICLE 28 OF THE BYLAWS | Management |
| For | For | O.2 | ALLOCATING RETAINED EARNINGS TO THE ACCOUNT "OTHER RESERVES" | Management |
| For | For | O.3 | EXCEPTIONAL IN-KIND DISTRIBUTION OF SHARES OF THE COMPANY HERMES INTERNATIONAL | Management |
| | | CMMT | 03 NOV 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.-fr/publications/balo/pdf/2014/1020/201410201404798.pdf. THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/-2014/1103/201411031404992.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| RECKITT BENCKISER GROUP PLC, SLOUGH | 11-Dec-2014 | | b24cgk7 | RB/ LN |
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| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | THAT: (I) UPON THE RECOMMENDATION AND CONDITIONAL ON THE APPROVAL OF THE DIRECTORS OF THE COMPANY AND IMMEDIATELY PRIOR TO THE ORDINARY SHARES ("INDIVIOR ORDINARY SHARES") OF INDIVIOR PLC ("INDIVIOR") (WHICH ARE ISSUED AND TO BE ISSUED TO HOLDERS OF ORDINARY SHARES OF THE COMPANY, EXCLUDING SHARES HELD IN TREASURY, ("RB ORDINARY SHARES") IN CONNECTION WITH THE DEMERGER (AS DEFINED BELOW)) BEING ADMITTED TO THE PREMIUM LISTING SEGMENT OF THE OFFICIAL LIST OF THE UK LISTING AUTHORITY AND TO TRADING ON THE MAIN MARKET FOR LISTED SECURITIES OF THE LONDON STOCK EXCHANGE ("ADMISSION"), A DIVIDEND IN SPECIE ON THE RB ORDINARY SHARES EQUAL TO THE AGGREGATE BOOK VALUE OF THE COMPANY'S INTEREST IN ITS SUBSIDIARY, RBP GLOBAL HOLDINGS LIMITED, AS AT THE DEMERGER RECORD TIME BE AND IS HEREBY DECLARED PAYABLE TO HOLDERS OF RB ORDINARY CONTD | Management |
| | | CONT | CONTD SHARES ON THE REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M. (LONDON-TIME) ON MONDAY 22 DECEMBER 2014 (OR SUCH OTHER TIME OR DATE AS THE DIRECTORS-OF THE COMPANY MAY DETERMINE) (THE "DEMERGER RECORD TIME"), SUCH DIVIDEND TO-BE SATISFIED BY THE TRANSFER IMMEDIATELY PRIOR TO ADMISSION BY THE COMPANY TO-INDIVIOR OF THE ENTIRE ISSUED SHARE CAPITAL OF RBP GLOBAL HOLDINGS LIMITED IN-CONSIDERATION FOR WHICH INDIVIOR HAS AGREED TO ALLOT AND ISSUE THE INDIVIOR-ORDINARY SHARES, EFFECTIVE IMMEDIATELY PRIOR TO ADMISSION AND CREDITED AS-FULLY PAID, TO SUCH SHAREHOLDERS IN THE PROPORTION OF ONE INDIVIOR ORDINARY-SHARE FOR EACH RB ORDINARY SHARE THEN HELD BY SUCH SHAREHOLDERS (SAVE THAT,-IN RESPECT OF THE TWO INITIAL SUBSCRIBERS IN INDIVIOR (EACH OF WHOM IS, AND-WILL AT THE DEMERGER RECORD TIME CONTINUE TO BE, A SHAREHOLDER IN CONTD | Non-Voting |
| | | CONT | CONTD THE COMPANY), THE NUMBER OF INDIVIOR ORDINARY SHARES TO BE ALLOTTED AND-ISSUED TO EACH OF THEM WILL BE REDUCED BY THE NUMBER OF INDIVIOR ORDINARY-SHARES ALREADY HELD BY THEM AT THE DEMERGER RECORD TIME) SO THAT IMMEDIATELY-PRIOR TO ADMISSION ALL HOLDERS OF RB ORDINARY SHARES (INCLUDING THE TWO-INITIAL SUBSCRIBERS IN INDIVIOR) WILL HOLD ONE INDIVIOR ORDINARY SHARE FOR-EACH RB ORDINARY SHARE HELD AT THE DEMERGER RECORD TIME; AND (II) THE-DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE-DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS-SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF-GIVING EFFECT TO THE DEMERGER (AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS-PUBLISHED BY THE COMPANY AND DATED 17 NOVEMBER 2014 (THE "RB SHAREHOLDER-CIRCULAR")) WITH CONTD | Non-Voting |
| | | CONT | CONTD SUCH AMENDMENTS, MODIFICATIONS, VARIATIONS OR REVISIONS THERETO AS ARE-NOT OF A MATERIAL NATURE | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT | 25-Feb-2015 | | 6190273 | 1 hk |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0205/LTN201502051281.pdf-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0205/LTN201502051287.pdf | Non-Voting |
| For | For | 1 | TO APPROVE THE SCHEME OF ARRANGEMENT DATED 6 FEBRUARY 2015 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME SHARES (AS DEFINED IN THE SCHEME) AND THE IMPLEMENTATION OF THE SCHEME, INCLUDING THE RELATED REDUCTION OF THE ISSUED SHARE CAPITAL OF THE COMPANY, THE INCREASE IN THE SHARE CAPITAL OF THE COMPANY, AND THE ISSUE OF THE NEW SHARES IN THE COMPANY AS MORE PARTICULARLY SET OUT IN THE NOTICE OF GENERAL MEETING | Management |
| | | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0205/LTN201502051275.pdf-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0205/LTN201502051271.pdf | Non-Voting |
| For | For | 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING(WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE CONVENING THE MEETING AND AT SUCH MEETING (OR AT ANY ADJOURNMENT THEREOF) | Management |
| | | CMMT | 06 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 24 FEB 2015 TO 23 FEB 2015. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| NOVARTIS AG, BASEL | 27-Feb-2015 | | 7103065 | novn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1 | APPROVAL OF THE ANNUAL REPORT OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | 2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management |
| For | For | 3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management |
| For | For | 4 | REDUCTION OF SHARE CAPITAL (SEE FULL NOTICE OF AGM FOR DETAILS) | Management |
| For | For | 5 | REVISION OF THE ARTICLES OF INCORPORATION (SEE FULL NOTICE OF AGM FOR DETAILS) | Management |
| For | For | 6.1 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING (SEE FULL NOTICE OF AGM FOR DETAILS) | Management |
| For | For | 6.2 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2016 (SEE FULL NOTICE OF AGM FOR DETAILS) | Management |
| For | For | 6.3 | ADVISORY VOTE ON THE 2014 COMPENSATION REPORT | Management |
| For | For | 7.1 | RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management |
| For | For | 7.2 | RE-ELECTION OF DIMITRI AZAR, M.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.3 | RE-ELECTION OF VERENA A. BRINER, M.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.4 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.5 | RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.6 | RE-ELECTION OF PIERRE LANDOLT, PH.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.7 | RE-ELECTION OF ANDREAS VON PLANTA, PH.D AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.8 | RE-ELECTION OF CHARLES L. SAWYERS, M.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.9 | RE-ELECTION OF ENRICO VANNI, PH.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.10 | RE-ELECTION OF WILLIAM T. WINTERS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.11 | ELECTION OF NANCY C. ANDREWS, M.D., PH.D., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.1 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 8.2 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 8.3 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 8.4 | ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 9 | RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG | Management |
| For | For | 10 | RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL | Management |
| For | For | B | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| BANCO BRADESCO SA, OSASCO | 10-Mar-2015 | | B00FM53 | bbdc4 bz |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | PLEASE NOTE THAT PREFERENCE SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE-CANDIDATES LIST OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE-CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO-ELECT A CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE-THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM-ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK YOU | Non-Voting |
| | | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting |
| | | CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 3 AND 4 ONLY.-THANK YOU. | Non-Voting |
| | | 1 | TO TAKE KNOWLEDGE OF THE DIRECTORS ACCOUNTS, TO EXAMINE, DISCUSS AND APPROVE-THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting |
| | | 2 | RESOLVE ON THE BOARD OF DIRECTORS PROPOSAL FOR THE ALLOCATION OF THE NET-INCOME OF THE FISCAL YEAR 2014 AND RATIFICATION OF THE EARLY DISTRIBUTION OF-INTEREST ON SHAREHOLDERS EQUITY AND DIVIDENDS PAID AND TO BE PAID | Non-Voting |
| For | For | 3 | TO DETERMINE THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND TO ELECT ITS MEMBERS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 141 AND 147 OF LAW NUMBER 6404 OF DECEMBER 15, 1976, AND BRAZILIAN SECURITIES COMMISSION INSTRUCTION NUMBER 376 OF MAY 29, 2002, WITH AT LEAST FIVE PERCENT OF THE VOTING CAPITAL BEING NECESSARY IN ORDER FOR THE SHAREHOLDERS TO REQUEST THE ADOPTION OF THE CUMULATIVE VOTING PROCEDURE, IN ACCORDANCE WITH THE TERMS OF BRAZILIAN SECURITIES COMMISSION INSTRUCTION NUMBER 165 OF DECEMBER 11, 1991, AND 282 OF JUNE 26, 1998 | Management |
| For | For | 4 | ELECT THE FISCAL COUNCIL MEMBERS, PURSUANT TO ARTICLE 161 AND 162 OF LAW 6,404 OF DECEMBER 15, 1976. NOTE. TO ELECT NELSON LOPES DE OLIVEIRA, PRINCIPAL MEMBER AND JOAO BATISTELA BIAZON, SUBSTITUTE MEMBER, CANDIDATES NOMINATED BY THE PREFERRED SHAREHOLDERS | Management |
| | | 5 | TO VOTE REGARDING 1. THE REMUNERATION AND THE AMOUNT TO PAY THE COSTS OF THE-RETIREMENT PLAN OF THE MANAGERS AND 2. THE MONTHLY REMUNERATION OF THE FULL-MEMBERS OF THE FISCAL COUNCIL | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO | 12-Mar-2015 | | 5501906 | bbva sm |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 13 MAR 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting |
| | | CMMT | SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE-MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | Non-Voting |
| For | For | 1.1 | EXAMINATION AND APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP CORRESPONDING TO THE YEAR ENDING ON 31 DECEMBER 2014 | Management |
| For | For | 1.2 | APPROVAL OF THE ALLOCATION OF THE 2014 PROFIT OR LOSSES | Management |
| For | For | 1.3 | APPROVAL OF CORPORATE MANAGEMENT DURING 2014 | Management |
| For | For | 2.1 | RE-ELECTION OF MR. JOSE ANTONIO FERNANDEZ RIVERO TO THE BOARD OF DIRECTORS | Management |
| For | For | 2.2 | RE-ELECTION OF MRS. BELEN GARIJO LOPEZ TO THE BOARD OF DIRECTORS | Management |
| For | For | 2.3 | RE-ELECTION OF MR. JOSE MALDONADO RAMOS TO THE BOARD OF DIRECTORS | Management |
| For | For | 2.4 | RE-ELECTION OF MR. JUAN PI LLORENS TO THE BOARD OF DIRECTORS | Management |
| For | For | 2.5 | APPOINTMENT OF MR. JOSE MIGUEL ANDRES TORRECILLAS TO THE BOARD OF DIRECTORS | Management |
| For | For | 3 | CONFERRAL ON THE BOARD OF DIRECTORS OF THE AUTHORITY TO ISSUE, DIRECTLY OR THROUGH SUBSIDIARY COMPANIES WITH THE BANK'S GUARANTEE, FINANCIAL INSTRUMENTS OF ANY SORT THAT RECOGNISE OR CREATE DEBT OF ANY CLASS OR NATURE, NOT CONVERTIBLE INTO NEWLY ISSUED SHARES, UP TO A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED AND FIFTY BILLION EUROS (EUR 250,000,000,000) | Management |
| For | For | 4.1 | APPROVE FOUR CAPITAL INCREASES TO BE CHARGED TO RESERVES IN ORDER TO IMPLEMENT THE BBVA SHAREHOLDER REMUNERATION SYSTEM CALLED "DIVIDEND OPTION": INCREASE THE SHARE CAPITAL, CHARGED TO VOLUNTARY RESERVES, ACCORDING TO THE TERMS OF THE RESOLUTION BY ISSUING NEW ORDINARY SHARES EACH WITH A NOMINAL VALUE OF FORTY-NINE EURO CENTS (EUR 0.49), WITHOUT ISSUE PREMIUM, OF THE SAME CLASS AND SERIES AS THE SHARES CURRENTLY IN CIRCULATION. COMMITMENT TO PURCHASE SHAREHOLDERS' FREE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS POSSIBILITY OF UNDERSUBSCRIPTION. CONFERRAL OF AUTHORITY ON THE BOARD OF DIRECTORS TO DETERMINE THE EXECUTION DATE OF THE INCREASE AND ITS CONDITIONS WHEN NOT ESTABLISHED BY THIS GENERAL MEETING, TO TAKE THE MEASURES NECESSARY FOR ITS EXECUTION AND TO ADAPT THE WORDING OF ARTICLE 5 OF THE COMPANY CONTD | Management |
| | | CONT | CONTD BYLAWS TO THE NEW FIGURE FOR THE RESULTING SHARE CAPITAL. APPLICATION-BEFORE THE COMPETENT NATIONAL AND FOREIGN ORGANISMS FOR ADMITTING-NEGOTIATIONS FOR NEW SHARES ON THE SPANISH AND FOREIGN SECURITIES EXCHANGES-ON WHICH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. SHARES ARE TRADED IN THE-REQUIRED MANNER FOR EACH ONE | Non-Voting |
| For | For | 4.2 | APPROVE FOUR CAPITAL INCREASES TO BE CHARGED TO RESERVES IN ORDER TO IMPLEMENT THE BBVA SHAREHOLDER REMUNERATION SYSTEM CALLED "DIVIDEND OPTION": INCREASE THE SHARE CAPITAL, CHARGED TO VOLUNTARY RESERVES, ACCORDING TO THE TERMS OF THE RESOLUTION BY ISSUING NEW ORDINARY SHARES EACH WITH A NOMINAL VALUE OF FORTY-NINE EURO CENTS (EUR 0.49), WITHOUT ISSUE PREMIUM, OF THE SAME CLASS AND SERIES AS THE SHARES CURRENTLY IN CIRCULATION. COMMITMENT TO PURCHASE SHAREHOLDERS' FREE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS POSSIBILITY OF UNDERSUBSCRIPTION. CONFERRAL OF AUTHORITY ON THE BOARD OF DIRECTORS TO DETERMINE THE EXECUTION DATE OF THE INCREASE AND ITS CONDITIONS WHEN NOT ESTABLISHED BY THIS GENERAL MEETING, TO TAKE THE MEASURES NECESSARY FOR ITS EXECUTION AND TO ADAPT THE WORDING OF ARTICLE 5 OF THE COMPANY CONTD | Management |
| | | CONT | CONTD BYLAWS TO THE NEW FIGURE FOR THE RESULTING SHARE CAPITAL. APPLICATION-BEFORE THE COMPETENT NATIONAL AND FOREIGN ORGANISMS FOR ADMITTING-NEGOTIATIONS FOR NEW SHARES ON THE SPANISH AND FOREIGN SECURITIES EXCHANGES-ON WHICH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. SHARES ARE TRADED IN THE-REQUIRED MANNER FOR EACH ONE | Non-Voting |
| For | For | 4.3 | APPROVE FOUR CAPITAL INCREASES TO BE CHARGED TO RESERVES IN ORDER TO IMPLEMENT THE BBVA SHAREHOLDER REMUNERATION SYSTEM CALLED "DIVIDEND OPTION": INCREASE THE SHARE CAPITAL, CHARGED TO VOLUNTARY RESERVES, ACCORDING TO THE TERMS OF THE RESOLUTION BY ISSUING NEW ORDINARY SHARES EACH WITH A NOMINAL VALUE OF FORTY-NINE EURO CENTS (EUR 0.49), WITHOUT ISSUE PREMIUM, OF THE SAME CLASS AND SERIES AS THE SHARES CURRENTLY IN CIRCULATION. COMMITMENT TO PURCHASE SHAREHOLDERS' FREE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS POSSIBILITY OF UNDERSUBSCRIPTION. CONFERRAL OF AUTHORITY ON THE BOARD OF DIRECTORS TO DETERMINE THE EXECUTION DATE OF THE INCREASE AND ITS CONDITIONS WHEN NOT ESTABLISHED BY THIS GENERAL MEETING, TO TAKE THE MEASURES NECESSARY FOR ITS EXECUTION AND TO ADAPT THE WORDING OF ARTICLE 5 OF THE COMPANY CONTD | Management |
| | | CONT | CONTD BYLAWS TO THE NEW FIGURE FOR THE RESULTING SHARE CAPITAL. APPLICATION-BEFORE THE COMPETENT NATIONAL AND FOREIGN ORGANISMS FOR ADMITTING-NEGOTIATIONS FOR NEW SHARES ON THE SPANISH AND FOREIGN SECURITIES EXCHANGES-ON WHICH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. SHARES ARE TRADED IN THE-REQUIRED MANNER FOR EACH ONE | Non-Voting |
| For | For | 4.4 | APPROVE FOUR CAPITAL INCREASES TO BE CHARGED TO RESERVES IN ORDER TO IMPLEMENT THE BBVA SHAREHOLDER REMUNERATION SYSTEM CALLED "DIVIDEND OPTION": INCREASE THE SHARE CAPITAL, CHARGED TO VOLUNTARY RESERVES, ACCORDING TO THE TERMS OF THE RESOLUTION BY ISSUING NEW ORDINARY SHARES EACH WITH A NOMINAL VALUE OF FORTY-NINE EURO CENTS (EUR 0.49), WITHOUT ISSUE PREMIUM, OF THE SAME CLASS AND SERIES AS THE SHARES CURRENTLY IN CIRCULATION. COMMITMENT TO PURCHASE SHAREHOLDERS' FREE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE. EXPRESS POSSIBILITY OF UNDERSUBSCRIPTION. CONFERRAL OF AUTHORITY ON THE BOARD OF DIRECTORS TO DETERMINE THE EXECUTION DATE OF THE INCREASE AND ITS CONDITIONS WHEN NOT ESTABLISHED BY THIS GENERAL MEETING, TO TAKE THE MEASURES NECESSARY FOR ITS EXECUTION AND TO ADAPT THE WORDING OF ARTICLE 5 OF THE COMPANY CONTD | Management |
| | | CONT | CONTD BYLAWS TO THE NEW FIGURE FOR THE RESULTING SHARE CAPITAL. APPLICATION-BEFORE THE COMPETENT NATIONAL AND FOREIGN ORGANISMS FOR ADMITTING-NEGOTIATIONS FOR NEW SHARES ON THE SPANISH AND FOREIGN SECURITIES EXCHANGES-ON WHICH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. SHARES ARE TRADED IN THE-REQUIRED MANNER FOR EACH ONE | Non-Voting |
| For | For | 5.1 | APPROVE THE AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY BYLAWS CONCERNING THE GENERAL MEETING TO INCORPORATE IMPROVEMENTS IN THE REGULATION THEREOF IN LIGHT OF NEW DEVELOPMENTS IN LEGISLATION, INCLUDING, IN PARTICULAR, LAW 31/2014 OF 3 DECEMBER, WHICH AMENDS THE CORPORATE ENTERPRISES ACT INSOFAR AS IMPROVING CORPORATE GOVERNANCE: ARTICLE 20. ANNOUNCEMENT; ARTICLE 24. REPRESENTATION TO ATTEND THE MEETING; ARTICLE 29. SHAREHOLDERS' RIGHT TO INFORMATION; AND ARTICLE 30. POWERS OF THE GENERAL MEETING | Management |
| For | For | 5.2 | APPROVE THE CREATION OF A NEW ARTICLE 39 BIS REGARDING THE LEAD DIRECTOR, AND THE AMENDMENT OF THE FOLLOWING ARTICLES IN THE COMPANY BYLAWS, ALL CONCERNING THE OPERATIONS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE, TO INCORPORATE IMPROVEMENTS IN THE REGULATION THEREOF IN LIGHT OF NEW DEVELOPMENTS IN LEGISLATION, INCLUDING, IN PARTICULAR, LAW 31/2014 OF 3 DECEMBER, WHICH AMENDS THE CORPORATE ENTERPRISES ACT INSOFAR AS IMPROVING CORPORATE GOVERNANCE: ARTICLE 37. VACANCIES; ARTICLE 40. BOARD MEETING AND ANNOUNCEMENT; ARTICLE 42. REPRESENTATION TO ATTEND THE BOARD; AND ARTICLE 46. MEETING AND POWERS (OF THE EXECUTIVE COMMITTEE) | Management |
| For | For | 5.3 | APPROVE THE AMENDMENT OF ARTICLE 48 OF THE COMPANY BYLAWS CONCERNING AUDIT COMMITTEE FOR INCORPORATING THE CONTEMPLATION OF COMMITTEES THAT MUST BE ESTABLISHED BY LAW THEREIN IN LIGHT OF NEW DEVELOPMENTS IN LEGISLATION, INCLUDING, IN PARTICULAR, LAW 31/2014 OF 3 DECEMBER, WHICH AMENDS THE CORPORATE ENTERPRISES ACT INSOFAR AS IMPROVING CORPORATE GOVERNANCE | Management |
| For | For | 6 | APPROVE THE AMENDMENT OF THE FOLLOWING ARTICLES OF THE GENERAL SHAREHOLDERS MEETING REGULATIONS TO INCORPORATE IMPROVEMENTS IN THE REGULATION THEREOF IN LIGHT OF NEW DEVELOPMENTS IN LEGISLATION, INCLUDING, IN PARTICULAR, LAW 31/2014 OF 3 DECEMBER, WHICH AMENDS THE CORPORATE ENTERPRISES ACT INSOFAR AS IMPROVING CORPORATE GOVERNANCE: ARTICLE 3. POWERS OF THE GENERAL MEETING; ARTICLE 4. ANNOUNCEMENT; ARTICLE 5. PUBLICATION OF THE ANNOUNCEMENT; ARTICLE 5 BIS. SUPPLEMENT TO THE ANNOUNCEMENT AND NEW AGREEMENT PROPOSALS; ARTICLE 6. SHAREHOLDERS' RIGHT TO INFORMATION PRIOR TO THE MEETING; AND ARTICLE 9. REPRESENTATION TO ATTEND THE MEETING | Management |
| For | For | 7 | APPROVAL OF THE REMUNERATION POLICY FOR BOARD MEMBERS OF BBVA, WHICH INCLUDES MAXIMUM NUMBER OF SHARES TO BE DELIVERED THROUGH ITS EXECUTION | Management |
| For | For | 8 | APPROVAL OF THE EXTENSION OF THE GROUP OF EMPLOYEES TO WHOM THE MAXIMUM LIMIT OF VARIABLE REMUNERATION OF UP TO 200% OF THE FIXED COMPONENT IS APPLICABLE | Management |
| For | For | 9 | RE-ELECTION OF THE FIRM TO AUDIT THE ACCOUNTS OF BANCO BILBAO VIZCAYA ARGENTARIA, S.A. AND ITS CONSOLIDATED GROUP IN 2015 | Management |
| For | For | 10 | CONFERRAL OF AUTHORITY ON THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH AUTHORITY, TO FORMALISE, CORRECT, INTERPRET AND IMPLEMENT THE DECISIONS ADOPTED BY THE GENERAL MEETING | Management |
| For | For | 11 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION OF BBVA | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| CRH PLC, DUBLIN | 19-Mar-2015 | | 4182249 | crh id |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | APPROVE ACQUISITION OF CERTAIN ASSETS BEING DISPOSED OF BY LAFARGE S.A. AND HOLCIM LTD | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| NOVO NORDISK A/S, BAGSVAERD | 19-Mar-2015 | | BHC8X90 | novob dc |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 431351 DUE TO ADDITION OF-RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting |
| | | CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOL-LOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTR-AR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBE-R AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE O-NLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE-MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. TH-E SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUES-TED. THANK YOU | Non-Voting |
| | | CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFI-CIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURT-HER INFORMATION | Non-Voting |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting |
| For | For | 2 | ADOPTION OF THE AUDITED ANNUAL REPORT 2014 | Management |
| For | For | 3.1 | APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2014 | Management |
| For | For | 3.2 | APPROVAL OF REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2015 | Management |
| For | For | 4 | RESOLUTION TO DISTRIBUTE THE PROFIT: THE BOARD OF DIRECTORS PROPOSES THAT THE DIVIDEND FOR 2014 IS DKK 5.00 FOR EACH NOVO NORDISK A OR B SHARE OF DKK 0.20 | Management |
| For | For | 5.1 | ELECTION OF GORAN ANDO AS CHAIRMAN | Management |
| For | For | 5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN | Management |
| For | For | 5.3A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: BRUNO ANGELICI | Management |
| For | For | 5.3B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE | Management |
| For | For | 5.3C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LIZ HEWITT | Management |
| For | For | 5.3D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: THOMAS PAUL KOESTLER | Management |
| For | For | 5.3E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: EIVIND KOLDING | Management |
| For | For | 5.3F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARY SZELA | Management |
| For | For | 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR | Management |
| For | For | 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 422,512,800 TO DKK 412,512,800 | Management |
| For | For | 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION OF THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO ACQUIRE OWN SHARES | Management |
| For | For | 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT TO THE ARTICLES OF ASSOCIATION; DISTRIBUTION OF EXTRAORDINARY DIVIDENDS: NEW ARTICLE 18.3 | Management |
| For | For | 7.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF REVISED REMUNERATION PRINCIPLES | Management |
| For | For | 8 | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION: PROPOSALS FROM SHAREHOLDERS | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| JAPAN TOBACCO INC. | 20-Mar-2015 | | 6474535 | 2914 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Corporate Auditor Nakamura, Futoshi | Management |
| For | For | 2.2 | Appoint a Corporate Auditor Kojima, Tomotaka | Management |
| For | For | 2.3 | Appoint a Corporate Auditor Imai, Yoshinori | Management |
| For | For | 2.4 | Appoint a Corporate Auditor Obayashi, Hiroshi | Management |
| For | For | 3 | Appoint a Substitute Corporate Auditor Masaki, Michio | Management |
| Against | For | 4 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder |
| Against | For | 5 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder |
| Company Name | Meeting Date | | SEDOL | Ticker |
| BANCO SANTANDER SA, BOADILLA DEL MONTE | 27-Mar-2015 | | 5705946 | san sm |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | 10 MAR 2015: DELETION OF QUORUM COMMENT | Non-Voting |
| For | For | 1A | APPROVAL INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management |
| For | For | 1B | APPROVAL SOCIAL MANAGEMENT | Management |
| For | For | 2 | ALLOCATION OF RESULTS | Management |
| For | For | 3A | RE-ELECTION MR CARLOS FERNANDEZ GONZALEZ | Management |
| For | For | 3B | RATIFICATION MRS SOL DAURELLA COMADRAN | Management |
| For | For | 3C | RATIFICATION MR BRUCE CARNEGIE-BROWN | Management |
| For | For | 3D | RATIFICATION MR JOSE ANTONIO ALVAREZ ALVAREZ | Management |
| For | For | 3E | RE-ELECTION MR JUAN RODRIGUEZ INCIARTE | Management |
| For | For | 3F | RE-ELECTION MR MATIAS RODRIGUEZ INCIARTE | Management |
| For | For | 3G | RE-ELECTION MR JUAN MIGUEL VILLAR MIR | Management |
| For | For | 3H | RE-ELECTION MR GUILLERMO DE LA DEHESA ROMERO | Management |
| For | For | 4 | RENEW APPOINTMENT OF DELOITTE AS AUDITOR | Management |
| For | For | 5A | AMENDMENT OF ARTICLES 20,23,24, 25,31 AND 35 OF BYLAWS | Management |
| For | For | 5B | AMENDMENT ARTS 42,43,44,45,46,47 50,52,53,54,55,56,57,58,59,59BIS. NEW ARTS 54BIS AND 59 | Management |
| For | For | 5C | AMENDMENT ARTS 60 AND 61 OF BYLAWS | Management |
| For | For | 5D | AMENDMENT ARTS 62 64 65 OF BYLAWS | Management |
| For | For | 6A | AMENDMENT GM REGULATIONS ARTS 2,4, 5,6,7 AND 8 | Management |
| For | For | 6B | AMENDMENT GM REGULATIONS ARTS 18,21,22 AND 23 | Management |
| For | For | 7 | DELEGATION POWERS INCREASE CAPITAL | Management |
| For | For | 8 | AUTHORIZATION TO BOARD DIRECTORS TO INCREASE CAPITAL ONCE OR MORE | Management |
| For | For | 9A | FIRST INCREASE IN CAPITAL | Management |
| For | For | 9B | SECOND INCREASE IN CAPITAL | Management |
| For | For | 10A | DELEGATION POWERS TO ISSUE FIX INCOME | Management |
| For | For | 10B | OTHER FIX INCOME | Management |
| For | For | 11 | REMUNERATION POLICY OF DIRECTORS | Management |
| For | For | 12 | REMUNERATION SYSTEM ADMINISTRATOR | Management |
| For | For | 13 | APPROVAL MAXIMUM REMUNERATION OF EXECUTIVE DIRECTORS AND OTHERS | Management |
| For | For | 14A | DEFERRED AND CONDITIONAL VARIABLE COMPENSATION PLAN | Management |
| For | For | 14B | PERFORMANCE SHARES PLAN | Management |
| For | For | 14C | SANTANDER UK PLC EMPLOYEES PLAN | Management |
| For | For | 15 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GM | Management |
| For | For | 16 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management |
| | | CMMT | 27 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| DAIMLER AG, STUTTGART | 01-Apr-2015 | | 5529027 | DAI GR |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W-HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. | Non-Voting |
| | | | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS, W-HICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED ACC-ORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB CUSTODIA-NS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE-A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SEN-T. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting |
| | | | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTAC-T YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 17.03.2015. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting |
| | | 1. | PRESENTATION OF THE ADOPTED FINANCIAL STATEMENTS OF DAIMLER AG, THE APPROVED C-ONSOLIDATED FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT FOR DAIMLER A-G AND THE GROUP WITH THE EXPLANATORY REPORTS ON THE INFORMATION REQUIRED PURSU-ANT TO SECTION 289, SUBSECTIONS 4 AND 5, SECTION 315, SUBSECTION 4 OF THE GERM-AN COMMERCIAL CODE (HANDELSGESETZBUCH), AND THE REPORT OF THE SUPERVISORY BOAR-D FOR THE 2014 FINANCIAL YEAR | Non-Voting |
| For | For | 2. | RESOLUTION ON THE ALLOCATION OF DISTRIBUTABLE PROFIT: DIVIDENDS OF EUR 2.45 PER SHARE | Management |
| For | For | 3. | RESOLUTION ON RATIFICATION OF BOARD OF MANAGEMENT MEMBERS ACTIONS IN THE 2014 FINANCIAL YEAR | Management |
| For | For | 4. | RESOLUTION ON RATIFICATION OF SUPERVISORY BOARD MEMBERS' ACTIONS IN THE 2014 FINANCIAL YEAR | Management |
| For | For | 5. | RESOLUTION ON THE APPOINTMENT OF AUDITORS FOR THE COMPANY AND THE GROUP FOR THE 2015 FINANCIAL YEAR: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN | Management |
| For | For | 6. | RESOLUTION ON THE ELECTION OF A NEW MEMBER OF THE SUPERVISORY BOARD: DR. PAUL ACHLEITNER | Management |
| For | For | 7. | RESOLUTION ON AUTHORIZATION FOR THE COMPANY TO ACQUIRE ITS OWN SHARES AND ON THEIR UTILIZATION, AS WELL AS ON THE EXCLUSION OF SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management |
| For | For | 8. | RESOLUTION ON AUTHORIZATION TO USE DERIVATIVE FINANCIAL INSTRUMENTS IN THE CONTEXT OF ACQUIRING OWN SHARES, AS WELL AS ON THE EXCLUSION OF SHAREHOLDERS' SUBSCRIPTION RIGHTS AND RIGHTS TO SELL SHARES TO THE COMPANY | Management |
| For | For | 9. | RESOLUTION ON AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS AND ON THE EXCLUSION OF SHAREHOLDERS' SUBSCRIPTION RIGHT; CREATION OF CONDITIONAL CAPITAL 2015 AND AMENDMENT TO THE ARTICLES OF INCORPORATION | Management |
| For | For | 10. | RESOLUTION ON THE CANCELLATION OF THE DECLARATION OF CONSENT MADE BY THE ANNUAL MEETING ON APRIL 9, 2014 REGARDING THE CANCELLATION AND NEW CONCLUSION OF A CONTROL AND PROFIT TRANSFER AGREEMENT WITH DAIMLER FINANCIAL SERVICES AG | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| VOLVO AB, GOTEBORG | 01-Apr-2015 | | b1qh830 | volvb ss |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | | 1 | OPENING OF THE MEETING | Non-Voting |
| | | 2 | ELECTION OF CHAIRMAN OF THE MEETING: SVEN UNGER, ATTORNEY AT LAW | Non-Voting |
| | | 3 | VERIFICATION OF THE VOTING LIST | Non-Voting |
| | | 4 | APPROVAL OF THE AGENDA | Non-Voting |
| | | 5 | ELECTION OF MINUTES-CHECKERS AND VOTE CONTROLLERS | Non-Voting |
| | | 6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting |
| | | 7 | PRESENTATION OF THE WORK OF THE BOARD AND BOARD COMMITTEES | Non-Voting |
| | | 8 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS.-IN CONNECTION THEREWITH, SPEECH BY THE PRESIDENT | Non-Voting |
| For | For | 9 | ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management |
| For | For | 10 | RESOLUTION IN RESPECT OF THE DISPOSITION TO BE MADE OF THE COMPANY'S PROFITS: DIVIDEND OF SEK 3.00 PER SHARE | Management |
| For | For | 11 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD AND OF THE PRESIDENT | Management |
| For | For | 12 | DETERMINATION OF THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: THE ELECTION COMMITTEE PROPOSES TEN MEMBERS AND NO DEPUTY MEMBERS | Management |
| For | For | 13 | DETERMINATION OF THE REMUNERATION TO BE PAID TO THE BOARD MEMBERS | Management |
| For | For | 14 | ELECTION OF THE BOARD MEMBERS AND CHAIRMAN OF THE BOARD: JEAN-BAPTISTE DUZAN WILL NOT STAND FOR RE-ELECTION. THE ELECTION COMMITTEE PROPOSES RE-ELECTION OF MATTI ALAHUHTA, JAMES W. GRIFFITH, KATHRYN V. MARINELLO, HANNE DE MORA, ANDERS NYREN, OLOF PERSSON, CARL-HENRIC SVANBERG AND LARS WESTERBERG. THE ELECTION COMMITTEE PROPOSES NEW ELECTION OF MARTINA MERZ AND ECKHARD CORDES. THE ELECTION COMMITTEE FURTHER PROPOSES RE-ELECTION OF CARL-HENRIC SVANBERG AS CHAIRMAN OF THE BOARD | Management |
| For | For | 15 | ELECTION OF MEMBERS OF THE ELECTION COMMITTEE: CARL-OLOF BY,REPRESENTING AB INDUSTRIVARDEN, LARS FORBERG, REPRESENTING CEVIAN CAPITAL, YNGVE SLYNGSTAD, REPRESENTING NORGES BANK INVESTMENT MANAGEMENT, HAKAN SANDBERG, REPRESENTING SVENSKA HANDELSBANKEN, SHB PENSION FUND, SHB EMPLOYEE FUND, SHB PENSIONSKASSA AND OKTOGONEN AND OKTOGONEN, AND THE CHAIRMAN OF THE BOARD OF DIRECTORS ARE ELECTED MEMBERS OF THE ELECTION COMMITTEE AND THAT NO FEES ARE PAID TO THE MEMBERS OF THE ELECTION COMMITTEE | Management |
| For | For | 16 | RESOLUTION ON THE ADOPTION OF A REMUNERATION POLICY FOR SENIOR EXECUTIVES | Management |
| | | CMMT | 02 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT O-F RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| HOLCIM LTD, RAPPERSWIL-JONA | 13-Apr-2015 | | 7110753 | holn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| No Action | | 1.1 | APPROVAL OF THE ANNUAL REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF HOLCIM LTD | Management |
| No Action | | 1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT | Management |
| No Action | | 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management |
| No Action | | 3.1 | APPROPRIATION OF RETAINED EARNINGS | Management |
| No Action | | 3.2 | DETERMINATION OF THE PAYOUT FROM CAPITAL CONTRIBUTION RESERVES: APPROVE DIVIDENDS OF CHF 1.30 PER SHARE | Management |
| No Action | | 4 | REVISION OF THE ARTICLES OF INCORPORATION: MOTION OF THE BOARD OF DIRECTORS: APPROVAL OF THE REVISION OF THE ARTICLES OF INCORPORATION | Management |
| No Action | | 5.1.1 | RE-ELECTION OF PROF. DR. WOLFGANG REITZLE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.2 | RE-ELECTION OF PROF. DR. WOLFGANG REITZLE AS CHAIRPERSON OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.3 | RE-ELECTION OF DR. BEAT HESS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.4 | RE-ELECTION OF DR. ALEXANDER GUT AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.5 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.6 | RE-ELECTION OF DR. H.C. THOMAS SCHMID-HEINY AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.7 | RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.8 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.1.9 | RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.110 | RE-ELECTION OF ANNE WADE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.2.1 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management |
| No Action | | 5.2.2 | RE-ELECTION OF PROF. DR. WOLFGANG REITZLE AS A MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management |
| No Action | | 5.2.3 | RE-ELECTION OF DR. H.C. THOMAS SCHMIDHEINY AS A MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management |
| No Action | | 5.2.4 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION & COMPENSATION COMMITTEE | Management |
| No Action | | 5.3 | RE-ELECTION OF THE AUDITOR: MOTION OF THE BOARD OF DIRECTORS: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE 2015 FINANCIAL YEAR ON ERNST & YOUNG LTD, ZURICH, SWITZERLAND | Management |
| No Action | | 5.4 | RE-ELECTION OF THE INDEPENDENT PROXY: MOTION OF THE BOARD OF DIRECTORS: RE-ELECTION OF DR. THOMAS RIS OF RIS & ACKERMANN, ATTORNEYS AT LAW, ST. GALLERSTRASSE 29, 8645 JONA, SWITZERLAND, AS THE INDEPENDENT PROXY FOR A TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER COMPLETION OF THE ANNUAL GENERAL MEETING 2016 | Management |
| No Action | | 6.1 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Management |
| No Action | | 6.2 | COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR 2016 | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| UNIBAIL-RODAMCO SE, PARIS | 16-Apr-2015 | | B1YY4B3 | ul na |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | 27 MAR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0309/201503091500423.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0327/20150327-1500704.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| For | For | O.1 | REPORTS OF THE EXECUTIVE BOARD, SUPERVISORY BOARD AND STATUTORY AUDITORS ON THE 2014 FINANCIAL YEAR TRANSACTIONS-APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND DIVIDEND DISTRIBUTION | Management |
| For | For | O.4 | PRESENTATION OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-86 ET SEQ. OF THE COMMERCIAL CODE | Management |
| For | For | O.5 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. CHRISTOPHE CUVILLIER, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. OLIVIER BOSSARD, MRS. ARMELLE CARMINATI-RABASSE, MR. FABRICE MOUCHEL, MR. JAAP TONCKENS AND MR. JEAN-MARIE TRITANT, EXECUTIVE BOARD MEMBERS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.7 | RENEWAL OF TERM OF MRS. MARY HARRIS AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. JEAN-LOUIS LAURENS AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.9 | RENEWAL OF TERM OF MR. ALEC PELMORE AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.10 | APPOINTMENT OF MRS. SOPHIE STABILE AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.11 | APPOINTMENT OF MRS. JACQUELINE TAMMENOMS BAKKER AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.12 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO REPURCHASE ITS OWN SHARES PURSUANT TO ARTICLE L.225-209 OF THE COMMERCIAL CODE | Management |
| For | For | E.13 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO CANCEL SHARES REPURCHASED BY THE COMPANY UNDER THE PLAN REFERRED TO IN ARTICLE L.225-209 OF THE COMMERCIAL CODE | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN ACCORDANCE WITH THE FOURTEENTH AND FIFTEENTH RESOLUTIONS | Management |
| For | For | E.17 | DELEGATION OF POWERS TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY | Management |
| For | For | E.18 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT PERFORMANCE SHARES ALLOTMENTS TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND/OR SUBSIDIARIES | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY TO THE EXECUTIVE BOARD TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF THE CODE OF LABOR | Management |
| For | For | E.20 | AMENDMENT TO ARTICLE 18 OF THE BYLAWS (EXCLUDING DOUBLE VOTING RIGHT) | Management |
| For | For | E.21 | AMENDMENT TO ARTICLE 18 OF THE BYLAWS (COMPLIANCE WITH ARTICLE R.225-85 OF THE COMMERCIAL CODE) | Management |
| For | For | O.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LVMH MOET HENNESSY LOUIS VUITTON SE, PARIS | 16-Apr-2015 | | 4061412 | MC FP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 27 MAR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0311/201503111500430.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0316/20150316-1500560.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2015/0327/2015032715-00725.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | APPROVAL OF THE REGULATED AGREEMENTS | Management |
| For | For | O.4 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND: EUR 3.20 PER SHARE | Management |
| For | For | O.5 | RENEWAL OF TERM OF MR. ANTOINE ARNAULT AS DIRECTOR | Management |
| For | For | O.6 | RENEWAL OF TERM OF MR. ALBERT FRERE AS DIRECTOR | Management |
| For | For | O.7 | RENEWAL OF TERM OF LORD POWELL OF BAYSWATER AS DIRECTOR | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. YVES-THIBAULT DE SILGUY AS DIRECTOR | Management |
| For | For | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. BERNARD ARNAULT, PRESIDENT AND CEO, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. ANTONIO BELLONI, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR AN 18-MONTH PERIOD TO TRADE IN COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF EUR 250.00 PER SHARE, OR A TOTAL MAXIMUM AMOUNT OF EUR 12.7 BILLION | Management |
| For | For | E.12 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO INCREASE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS | Management |
| For | For | E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR AN 18-MONTH PERIOD TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES FOLLOWING THE REPURCHASE OF SHARES OF THE COMPANY | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES ENTITLING TO OTHER EQUITY SECURITIES OR TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES ENTITLING TO OTHER EQUITY SECURITIES OR TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED VIA PUBLIC OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS WITH THE OPTION TO EXERCISE A PRIORITY RIGHT | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES ENTITLING TO OTHER EQUITY SECURITIES OR TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS WITH THE OPTION TO EXERCISE A PRIORITY RIGHT VIA AN OFFER AS PRIVATE PLACEMENT TO QUALIFIED INVESTORS OR A LIMITED GROUP OF INVESTORS | Management |
| For | For | E.17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO SET THE ISSUE PRICE OF SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL UP TO 10% OF CAPITAL PER YEAR AS PART OF A SHARE CAPITAL INCREASE BY ISSUANCE CARRIED OUT WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS AS PART OF THE OVER-ALLOTMENT OPTION, IN CASE OF OVERSUBSCRIPTION FOR THE NUMBER OF OFFERED SECURITIES | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE SHARES AND/OR EQUITY SECURITIES ENTITLING TO OTHER EQUITY SECURITIES OR TO THE ALLOTMENT OF DEBT SECURITIES, IN CONSIDERATION FOR SECURITIES TENDERED IN ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
| For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE SHARES, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL UP TO 10% OF SHARE CAPITAL | Management |
| For | For | E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND CORPORATE EXECUTIVES OF THE COMPANY AND AFFILIATED ENTITIES UP TO 1% OF CAPITAL | Management |
| For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF COMPANY SAVINGS PLAN (S) OF THE GROUP UP TO 1% OF SHARE CAPITAL | Management |
| For | For | E.23 | SETTING THE TOTAL CEILING FOR CAPITAL INCREASES DECIDED IN ACCORDANCE WITH THE DELEGATIONS OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO EUR 50 MILLION | Management |
| For | For | E.24 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO CARRY OUT THE ALLOTMENT OF FREE SHARES TO BE ISSUED WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR EXISTING SHARES TO EMPLOYEES AND/OR CORPORATE EXECUTIVES OF THE COMPANY AND AFFILIATED ENTITIES UP TO 1% OF CAPITAL | Management |
| For | For | E.25 | COMPLIANCE OF THE BYLAWS WITH THE LEGAL PROVISIONS-AMENDMENT TO ARTICLES 14, 18 AND 23 OF THE BYLAWS | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| NESTLE SA, CHAM UND VEVEY | 16-Apr-2015 | | 7123870 | nesn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| No Action | | 1.1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2014 | Management |
| No Action | | 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2014 (ADVISORY VOTE) | Management |
| No Action | | 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management |
| No Action | | 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2014 | Management |
| No Action | | 4.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PETER BRABECK-LETMATHE | Management |
| No Action | | 4.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management |
| No Action | | 4.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management |
| No Action | | 4.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT HESS | Management |
| No Action | | 4.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR DANIEL BOREL | Management |
| No Action | | 4.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management |
| No Action | | 4.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management |
| No Action | | 4.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management |
| No Action | | 4.1.9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management |
| No Action | | 41.10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management |
| No Action | | 41.11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management |
| No Action | | 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MS RUTH KHASAYA ONIANG'O | Management |
| No Action | | 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management |
| No Action | | 4.2.3 | ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management |
| No Action | | 4.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PETER BRABECK-LETMATHE | Management |
| No Action | | 4.4.1 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT HESS | Management |
| No Action | | 4.4.2 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR DANIEL BOREL | Management |
| No Action | | 4.4.3 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management |
| No Action | | 4.4.4 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management |
| No Action | | 4.5 | ELECTION OF THE STATUTORY AUDITOR: KPMG SA, GENEVA BRANCH | Management |
| No Action | | 4.6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management |
| No Action | | 5.1 | APPROVAL OF COMPENSATION: TOTAL COMPENSATION OF THE BOARD OF DIRECTORS | Management |
| No Action | | 5.2 | APPROVAL OF COMPENSATION: TOTAL COMPENSATION OF THE EXECUTIVE BOARD | Management |
| No Action | | 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management |
| No Action | | 7 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE FOR THE PROPOSAL MADE BY THE BOARD OF DIRECTORS (IN RESPONSE TO SUCH SHAREHOLDER'S PROPOSAL): (YES=IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS, NO=AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS, ABSTAIN=ABSTENTION) | Management |
| | | CMMT | IMPORTANT: WITHOUT SPECIFIC INSTRUCTIONS ON HOW TO VOTE REGARDING ONE OR SEVER-AL ITEMS LISTED ABOVE, I HEREWITH INSTRUCT THE INDEPENDENT REPRESENTATIVE TO V-OTE IN FAVOUR OF THE PROPOSALS OF THE BOARD OF DIRECTORS WITH REGARD TO THE IT-EMS LISTED ON THE AGENDA AND WITH REGARD TO ANY NEW OR MODIFIED PROPOSAL DURIN-G THE GENERAL MEETING. | Non-Voting |
| | | CMMT | 31 MAR 2015: IMPORTANT CLARIFICATION ON ITEM 7: INVESTORS WHO WANT TO VOTE AGA-INST NEW PROPOSALS INTRODUCED BY SHAREHOLDERS AT THE MEETING SHOULD, ON NESTLE-'S PROXY FORM, EITHER MARK THE FIRST BOX AND VOTE FOR THE PROPOSALS FROM THE B-OARD (WHICH WILL ALWAYS REJECT SUCH NEW PROPOSALS), OR ABSTAIN | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN | 20-Apr-2015 | | bw9p816 | 1 hk |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO APPROVE: 1. (I) THE HUTCHISON PROPOSAL MADE BY THE HUTCHISON PROPOSAL OFFEROR WHICH INVOLVES THE CANCELLATION OF ALL THE ORDINARY SHARES IN THE ISSUED SHARE CAPITAL OF HUTCHISON WHAMPOA LIMITED (OTHER THAN THOSE HELD BY THE RELEVANT SUBSIDIARIES) IN EXCHANGE FOR THE ISSUE OF 0.684 OF A SHARE FOR EVERY HUTCHISON SCHEME SHARE TO BE EFFECTED BY WAY OF A SCHEME OF ARRANGEMENT OF HUTCHISON UNDER THE COMPANIES ORDINANCE; (II) THE ISSUE OF SHARES TO THE HUTCHISON SCHEME SHAREHOLDERS PURSUANT TO THE HUTCHISON SCHEME; AND 2. THE ISSUE OF SHARES TO THE HUSKY SALE SHARES VENDOR (OR AS IT MAY DIRECT) CONTEMPLATED UNDER THE HUSKY SHARE EXCHANGE, AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EGM | Management |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0330/LTN201503301590.pdf-AND-http://www.hkexnews.hk/listedco/listconews/SEHK/2015/0330/LTN201503301606.pdf | Non-Voting |
| | | CMMT | 03 APR 2015: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE-WILL BE A SECOND CALL ON 21 APR 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting |
| | | CMMT | 03 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF QUORUM COMM-ENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SCHNEIDER ELECTRIC SE, RUEIL MALMAISON | 21-Apr-2015 | | 4834108 | su fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. | Non-Voting |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | 03 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0306/201503061500422.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0403/20150403-1500884.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR, SETTING THE DIVIDEND AND WITHDRAWING AN AMOUNT FROM SHARE PREMIUMS | Management |
| For | For | O.4 | APPROVAL OF THE AGREEMENTS ENTERED INTO IN 2014 - COMPENSATION TO THE VICE CHAIRMAN/SENIOR DIRECTOR AND INFORMATION ON THE AGREEMENTS AND COMMITMENTS MADE IN PRIOR YEARS | Management |
| For | For | O.5 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE STATUS OF MR. JEAN PASCAL TRICOIRE - CANCELLATION OF THE EXECUTIVE PENSION PLAN, MAINTENANCE OF PENSION OBLIGATIONS | Management |
| For | For | O.6 | APPROVAL OF THE AMENDMENTS TO THE REGULATED AGREEMENTS AND COMMITMENTS REGARDING THE RENEWAL OF MR. EMMANUEL BABEAU'S STATUS | Management |
| For | For | O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-PASCAL TRICOIRE FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. EMMANUEL BABEAU FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.9 | APPOINTMENT OF MR. GREGORY SPIERKEL AS DIRECTOR | Management |
| For | For | O.10 | RENEWAL OF TERM OF MRS. BETSY ATKINS AS DIRECTOR | Management |
| For | For | O.11 | RENEWAL OF TERM OF MR. JEONG KIM AS DIRECTOR | Management |
| For | For | O.12 | RENEWAL OF TERM OF MR. GERARD DE LA MARTINIERE AS DIRECTOR | Management |
| For | For | O.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY - MAXIMUM PURCHASE PRICE OF EUR 90 PER SHARE | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 800 MILLION EUROS IN NOMINAL, OR ABOUT 34% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS PERMITTED | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 230 MILLION EUROS IN NOMINAL, OR ABOUT 9.8% OF CAPITAL ON DECEMBER 31, 2014 BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING. THIS DELEGATION MAY BE USED TO PAY FOR SHARES TENDERED UNDER A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF AN INITIAL ISSUANCES WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS DECIDED UNDER THE FOURTEENTH OR SIXTEENTH RESOLUTION | Management |
| For | For | E.18 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE UP TO 9.8% OF SHARE CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL UP TO 115 MILLION EUROS IN NOMINAL, OR ABOUT 4.9% OF CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE, THE ISSUE PRICE OF WHICH WILL BE SET BY THE BOARD OF DIRECTORS ACCORDING TO THE TERMS DECIDED BY THE GENERAL MEETING | Management |
| For | For | E.20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR EMPLOYEES PARTICIPATING IN THE COMPANY SAVINGS PLAN, UP TO 2% OF SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES: EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP, EITHER DIRECTLY OR THROUGH ENTITIES ACTING ON THEIR BEHALF OR ENTITIES INVOLVED TO PROVIDE EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP SIMILAR BENEFITS TO THOSE OFFERED TO PARTICIPANTS IN THE COMPANY SAVINGS PLAN, UP TO 1% OF THE SHARE CAPITAL, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL, AS APPROPRIATE, SHARES OF THE COMPANY PURCHASED UNDER THE CONDITIONS SET BY THE GENERAL MEETING UP TO A MAXIMUM OF 10% OF SHARE CAPITAL | Management |
| For | For | E.23 | AMENDMENT TO ARTICLE 13 OF THE BYLAWS | Management |
| For | For | O.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| L'OREAL S.A., PARIS | 22-Apr-2015 | | 4057808 | or fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 01 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0316/201503161500533.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0401/20150401-1500755.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.3 | ALLOCATION OF INCOME FOR THE 2014 FINANCIAL YEAR AND SETTING THE DIVIDEND | Management |
| For | For | O.4 | APPOINTMENT OF MRS. SOPHIE BELLON AS DIRECTOR | Management |
| For | For | O.5 | RENEWAL OF TERM OF MR. CHARLES-HENRI FILIPPI AS DIRECTOR | Management |
| For | For | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-PAUL AGON, PRESIDENT AND CEO FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.7 | AUTHORIZATION TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management |
| For | For | E.8 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL EITHER BY ISSUING COMMON SHARES WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS OR BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR OTHER AMOUNTS | Management |
| For | For | E.9 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES EXISTING AND/OR TO BE ISSUED TO EMPLOYEES AND CORPORATE OFFICERS WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.11 | AMENDMENT TO ARTICLE 12 OF THE BYLAWS REGARDING THE INTRODUCTION OF A DOUBLE VOTING RIGHT BY LAW NO. 2014-384 OF MARCH 29, 2014 IN ORDER TO MAINTAIN SIMPLE VOTING RIGHTS | Management |
| For | For | E.12 | REMOVING THE REFERENCE TO THE TIME LIMIT TO ATTEND TO THE GENERAL MEETING OF SHAREHOLDERS AND AMENDMENT TO ARTICLE 12 OF THE BYLAWS | Management |
| For | For | E.13 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ANGLO AMERICAN PLC, LONDON | 23-Apr-2015 | | B1XZS82 | aal ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY AND THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 2 | TO DECLARE A FINAL DIVIDEND OF 53 US CENTS PER ORDINARY SHARE, PAYABLE ON 28 APRIL 2015 TO THOSE SHAREHOLDERS REGISTERED AT THE CLOSE OF BUSINESS ON 20 MARCH 2015 | Management |
| For | For | 3 | TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 4 | TO RE-ELECT JUDY DLAMINI AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 5 | TO RE-ELECT BYRON GROTE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 6 | TO RE-ELECT SIR PHILIP HAMPTON AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 7 | TO RE-ELECT RENE MEDORI AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 8 | TO RE-ELECT PHUTHUMA NHLEKO AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 9 | TO RE-ELECT RAY O'ROURKE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 10 | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 11 | TO RE-ELECT MPHU RAMATLAPENG AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 12 | TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 13 | TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 14 | TO RE-ELECT JACK THOMPSON AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 15 | TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR | Management |
| For | For | 16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management |
| For | For | 17 | TO APPROVE THE IMPLEMENTATION REPORT SECTION OF THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 18 | TO RESOLVE THAT THE AUTHORITY CONFERRED ON THE DIRECTORS BY ARTICLE 9.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED, SUCH THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES OF THE COMPANY UP TO A NOMINAL VALUE OF USD 76.7 MILLION, WHICH REPRESENTS NOT MORE THAN 10% OF THE TOTAL ISSUED SHARE CAPITAL OF THE COMPANY, EXCLUSIVE OF TREASURY SHARES, AS AT 27 FEBRUARY 2015. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2016 OR ON 30 JUNE 2016. SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE CONTD | Management |
| | | CONT | CONTD COMPANIES ACT 2006 | Non-Voting |
| For | For | 19 | TO RESOLVE THAT SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, THE POWER CONFERRED ON THE DIRECTORS BY ARTICLE 9.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED, SUCH THAT THE DIRECTORS BE EMPOWERED TO ALLOT SHARES WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 ABOVE AND TO SELL TREASURY SHARES WHOLLY FOR CASH IN CONNECTION WITH A PRE-EMPTIVE OFFER AND, OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF USD 38.3 MILLION, WHICH REPRESENTS NO MORE THAN 5% OF THE TOTAL ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY, EXCLUDING TREASURY SHARES, IN ISSUE AT 27 FEBRUARY 2015. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2016 OR ON 30 JUNE 2016. SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO CONTD | Management |
| | | CONT | CONTD SECTION 561 OF THE COMPANIES ACT 2006 | Non-Voting |
| For | For | 20 | TO RESOLVE THAT THE COMPANY BE AND IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 54 86/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES OF 54 86/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY AUTHORISED TO BE ACQUIRED IS 209.3 MILLION B) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 54 86/91 US CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT (EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER OF 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATION FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL CONTD | Management |
| | | CONT | CONTD LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH-SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND THE HIGHEST CURRENT BID-AS STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATIONS-2003 D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE-ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2016 (EXCEPT IN RELATION-TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED-BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR-PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME | Non-Voting |
| For | For | 21 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| HEINEKEN NV, AMSTERDAM | 23-Apr-2015 | | 7792559 | HEIA NA |
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| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 438632 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 1.B AND 1.D. ALL VOTES RECEIVED ON THE PREVIOUS MEE-TING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTIC-E. THANK YOU. | Non-Voting |
| | | 1.A | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting |
| | | 1.B | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT BOAR-D MEMBERS | Non-Voting |
| For | For | 1.C | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management |
| | | 1.D | RECEIVE EXPLANATION ON DIVIDEND POLICY | Non-Voting |
| For | For | 1.E | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.10 PER SHARE | Management |
| For | For | 1.F | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management |
| For | For | 1.G | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management |
| For | For | 2.A | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management |
| For | For | 2.B | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Management |
| For | For | 2.C | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM ISSUANCE UNDER ITEM 2B | Management |
| For | For | 3 | ELECT L. DEBROUX TO MANAGEMENT BOARD | Management |
| For | For | 4 | ELECT M.R. DE CARVALHO TO SUPERVISORY BOARD | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| UNITED OVERSEAS BANK LTD, SINGAPORE | 24-Apr-2015 | | 6916781 | uob sp |
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| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 2 | TO DECLARE A FINAL ONE-TIER TAX-EXEMPT DIVIDEND OF 50 CENTS PER ORDINARY SHARE AND A SPECIAL ONE-TIER TAX-EXEMPT DIVIDEND OF FIVE CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 3 | TO APPROVE DIRECTORS' FEES OF SGD 2,070,000 FOR 2014 (2013: SGD 2,055,000) | Management |
| For | For | 4 | TO APPROVE AN ADVISORY FEE OF SGD 800,000 TO DR WEE CHO YAW, THE CHAIRMAN EMERITUS AND ADVISER, FOR THE PERIOD FROM JANUARY 2014 TO DECEMBER 2014 (2013: SGD 800,000) | Management |
| For | For | 5 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management |
| For | For | 6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR HSIEH FU HUA | Management |
| For | For | 7 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR WEE EE CHEONG | Management |
| For | For | 8 | TO RE-ELECT THE FOLLOWING DIRECTOR: MRS LIM HWEE HUA | Management |
| For | For | 9 | TO RE-APPOINT DR WEE CHO YAW UNDER SECTION 153(6) OF THE COMPANIES ACT, CAP 50, TO HOLD OFFICE FROM THE DATE OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING | Management |
| For | For | 10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (A) (I) ISSUE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (SHARES) WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, INSTRUMENTS) THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE, PROVIDED CONTD | Management |
| | | CONT | CONTD THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS-RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR-GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER CENT OF THE TOTAL-NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL OF THE-COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE-AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO-RATA BASIS TO-SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF-INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 20-PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN-THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2)-BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED CONTD | Non-Voting |
| | | CONT | CONTD BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (SGX-ST)) FOR THE-PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED-UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON-THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL-OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR:-(I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE-SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING-OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT-BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES (3) IN EXERCISING THE-AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE-PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE-(CONTD | Non-Voting |
| | | CONT | CONTD UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE ARTICLES-OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR-VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS-RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT AGM OF-THE COMPANY OR THE DATE BY WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY-LAW TO BE HELD, WHICHEVER IS EARLIER | Non-Voting |
| For | For | 11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME | Management |
| For | For | 12 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) (MARKET PURCHASE) ON THE SGX-ST; AND/OR (II) OFF-MARKET PURCHASE(S) (OFF-MARKET PURCHASE) (IF EFFECTED OTHERWISE THAN ON SGX-ST) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN CONTD | Management |
| | | CONT | CONTD ACCORDANCE WITH ALL OTHER LAWS, REGULATIONS AND RULES OF SGX-ST AS MAY-FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED-GENERALLY AND UNCONDITIONALLY (SHARE PURCHASE MANDATE); (B) THE AUTHORITY-CONFERRED ON THE DIRECTORS PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE-EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE-PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND-EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL-MEETING (AGM) OF THE COMPANY IS HELD OR REQUIRED BY LAW TO BE HELD; (II) THE-DATE ON WHICH THE PURCHASES OR ACQUISITIONS OF SHARES PURSUANT TO THE SHARE-PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; OR (III) THE-DATE ON WHICH THE AUTHORITY CONFERRED BY THE SHARE PURCHASE MANDATE IS-REVOKED OR VARIED CONTD | Non-Voting |
| | | CONT | CONTD BY THE COMPANY IN A GENERAL MEETING; (C) IN THIS RESOLUTION 12:-"RELEVANT PERIOD" MEANS THE PERIOD COMMENCING FROM THE DATE ON WHICH THE LAST-AGM OF THE COMPANY WAS HELD AND EXPIRING ON THE DATE THE NEXT AGM OF THE-COMPANY IS HELD OR IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER,-AFTER THE DATE OF THIS RESOLUTION; "MAXIMUM LIMIT" MEANS THAT NUMBER OF-SHARES REPRESENTING FIVE PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES-(EXCLUDING ANY SHARES WHICH ARE HELD AS TREASURY SHARES) AS AT THE DATE OF-THE PASSING OF THIS RESOLUTION UNLESS THE COMPANY HAS EFFECTED A REDUCTION OF-THE SHARE CAPITAL OF THE COMPANY IN ACCORDANCE WITH THE APPLICABLE PROVISIONS-OF THE COMPANIES ACT, AT ANY TIME DURING THE RELEVANT PERIOD, IN WHICH EVENT-THE ISSUED SHARES SHALL BE TAKEN TO BE THE TOTAL NUMBER OF THE ISSUED SHARES-AS CONTD | Non-Voting |
| | | CONT | CONTD ALTERED BY SUCH CAPITAL REDUCTION (EXCLUDING ANY SHARES WHICH ARE HELD-AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO A-SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING-BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED-EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE, 105-PER CENT OF THE AVERAGE CLOSING PRICE OF THE SHARES; AND (II) IN THE CASE OF-AN OFF-MARKET PURCHASE, 110 PER CENT OF THE AVERAGE CLOSING PRICE OF THE-SHARES, WHERE: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE LAST DEALT-PRICES OF THE SHARES OVER THE FIVE CONSECUTIVE MARKET DAYS ON WHICH THE-SHARES WERE TRANSACTED ON THE SGX-ST IMMEDIATELY PRECEDING THE DATE OF THE-MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING-OF THE CONTD | Non-Voting |
| | | CONT | CONTD OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED IN-ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST FOR ANY CORPORATE ACTION-WHICH OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF-THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO-MAKE AN OFFER FOR AN OFF-MARKET PURCHASE, STATING THEREIN THE PURCHASE PRICE-(WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE FOREGOING-BASIS) FOR EACH SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR-EFFECTING THE OFF-MARKET PURCHASE; AND (D) THE DIRECTORS AND/OR ANY OF THEM-BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS-(INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY-CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTD | Non-Voting |
| | | CONT | CONTD CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SYNGENTA AG, BASEL | 28-Apr-2015 | | 4356646 | synn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1 | APPROVAL OF THE ANNUAL REPORT, INCLUDING THE ANNUAL FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2014 | Management |
| For | For | 2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT FOR THE YEAR 2014 | Management |
| For | For | 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management |
| For | For | 4 | APPROPRIATION OF THE AVAILABLE EARNINGS AS PER BALANCE SHEET 2014 AND DIVIDEND DECISION: DIVIDENDS OF 11.00 CHF PER SHARE | Management |
| For | For | 5.1 | RE-ELECTION OF VINITA BALI TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.2 | RE-ELECTION OF STEFAN BORGAS TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.3 | RE-ELECTION OF GUNNAR BROCK TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.4 | RE-ELECTION OF MICHEL DEMARE TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.5 | RE-ELECTION OF ELENI GABRE-MADHIN TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.6 | RE-ELECTION OF DAVID LAWRENCE TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.7 | RE-ELECTION OF MICHAEL MACK TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.8 | RE-ELECTION OF EVELINE SAUPPER TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.9 | RE-ELECTION OF JACQUES VINCENT TO THE BOARD OF DIRECTORS | Management |
| For | For | 5.10 | RE-ELECTION OF JUERG WITMER TO THE BOARD OF DIRECTORS | Management |
| For | For | 6 | RE-ELECTION OF MICHEL DEMARE AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
| For | For | 7.1 | RE-ELECTION OF EVELINE SAUPPER TO THE COMPENSATION COMMITTEE | Management |
| For | For | 7.2 | RE-ELECTION OF JACQUES VINCENT TO THE COMPENSATION COMMITTEE | Management |
| For | For | 7.3 | RE-ELECTION OF JUERG WITMER TO THE COMPENSATION COMMITTEE | Management |
| For | For | 8 | MAXIMUM TOTAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM THE 2015 AGM TO THE 2016 AGM | Management |
| For | For | 9 | MAXIMUM TOTAL COMPENSATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERIOD FROM JANUARY 1, 2015, THROUGH DECEMBER 31, 2015 | Management |
| For | For | 10 | RE-ELECTION OF THE INDEPENDENT PROXY / PROF. DR. LUKAS HANDSCHIN | Management |
| For | For | 11 | RE-ELECTION OF THE EXTERNAL AUDITOR / KPMG AG | Management |
| | | CMMT | 06 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VO-TE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ACCOR SA, COURCOURONNES | 28-Apr-2015 | | 5852842 | ac fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 06 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0323/201503231500692.pdf. THIS IS A REVISION DUE TO RECEIPT OF A-DDITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0406/2015040-61500924.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND DIVIDEND DISTRIBUTION | Management |
| For | For | O.4 | OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES | Management |
| For | For | O.5 | RENEWAL OF TERM OF MR. JEAN-PAUL BAILLY AS DIRECTOR | Management |
| For | For | O.6 | RENEWAL OF TERM OF MR. PHILIPPE CITERNE AS DIRECTOR | Management |
| For | For | O.7 | RENEWAL OF TERM OF MRS. MERCEDES ERRA AS DIRECTOR | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. BERTRAND MEHEUT AS DIRECTOR | Management |
| For | For | O.9 | RENEWING THE APPROVAL OF THE REGULATED COMMITMENTS BENEFITING MR. SEBASTIEN BAZIN | Management |
| For | For | O.10 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES | Management |
| For | For | E.11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management |
| For | For | E.12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE | Management |
| For | For | E.15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR SECURITIES, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management |
| For | For | E.18 | LIMITATION OF THE TOTAL AMOUNT OF CAPITAL INCREASES THAT MAY BE CARRIED OUT PURSUANT TO THE PREVIOUS DELEGATIONS | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management |
| For | For | E.20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT FREE ALLOCATIONS OF SHARES TO EMPLOYEES AND CORPORATE OFFICERS | Management |
| For | For | E.21 | LIMIT ON THE NUMBER OF SHARES THAT MAY BE GRANTED TO EXECUTIVE CORPORATE OFFICERS OF THE COMPANY | Management |
| For | For | E.22 | AMENDMENT TO ARTICLE 24 OF THE BYLAWS IN ORDER TO COMPLY WITH NEW REGULATIONS ON GENERAL MEETINGS ATTENDANCE CONDITIONS | Management |
| For | For | O.23 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. SEBASTIEN BAZIN FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.24 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. SVEN BOINET FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.25 | ACKNOWLEDGEMENT OF THE SUCCESS OF ACCOR "PLANT FOR THE PLANET" PROGRAM | Management |
| For | For | O.26 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ATLAS COPCO AB, NACKA | 28-Apr-2015 | | B1QGR41 | atcoa ss |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | | 1 | OPENING OF THE MEETING AND ELECTION OF CHAIR: HANS STRABERG | Non-Voting |
| | | 2 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting |
| | | 3 | APPROVAL OF AGENDA | Non-Voting |
| | | 4 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | Non-Voting |
| | | 5 | DETERMINATION WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting |
| | | 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE-CONSOLIDATED ANNUAL REPORT AND THE CONSOLIDATED AUDITOR'S REPORT | Non-Voting |
| | | 7 | THE PRESIDENT & CEO'S SPEECH AND QUESTIONS FROM SHAREHOLDERS TO THE BOARD OF-DIRECTORS AND THE MANAGEMENT | Non-Voting |
| For | For | 8A | DECISION: REGARDING APPROVAL OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management |
| For | For | 8B | DECISION: REGARDING DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT & CEO | Management |
| For | For | 8C | DECISION: REGARDING THE ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE APPROVED BALANCE SHEET: THE BOARD PROPOSES THAT THE DIVIDEND FOR 2014 IS DECIDED TO BE SEK 6 PER SHARE TO BE PAID IN TWO EQUAL INSTALMENTS OF SEK 3 | Management |
| For | For | 8D | DECISION: REGARDING RECORD DATE FOR DIVIDEND: THE RECORD DATE FOR THE FIRST INSTALMENT IS PROPOSED TO BE APRIL 30, 2015 AND FOR THE SECOND INSTALMENT OCTOBER 30, 2015. IF THE MEETING DECIDES AS PROPOSED, THE FIRST INSTALMENT IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON MAY 6, 2015 AND THE SECOND INSTALMENT ON NOVEMBER 4, 2015 | Management |
| For | For | 9 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS AND AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: THAT NINE BOARD MEMBERS BE ELECTED. THAT ONE REGISTERED AUDITING COMPANY BE ELECTED | Management |
| For | For | 10 | ELECTION OF BOARD MEMBERS AND OF CHAIR OF THE BOARD AND AUDITORS AND DEPUTY AUDITORS OR REGISTERED AUDITING COMPANY: STAFFAN BOHMAN, JOHAN FORSSELL, RONNIE LETEN, ULLA LITZEN, GUNILLA NORDSTROM, HANS STRABERG, ANDERS ULLBERG, PETER WALLENBERG JR AND MARGARETH OVRUM. THAT HANS STRABERG IS ELECTED CHAIR OF THE BOARD. THAT DELOITTE AB IS RE-ELECTED AS THE AUDITING COMPANY | Management |
| For | For | 11 | DETERMINING THE REMUNERATION, IN CASH OR PARTIALLY IN THE FORM OF SYNTHETIC SHARES, TO THE BOARD OF DIRECTORS AND THE REMUNERATION TO ITS COMMITTEES AND REMUNERATION TO THE AUDITORS OR REGISTERED AUDITING COMPANY | Management |
| For | For | 12A | THE BOARD'S PROPOSAL REGARDING: GUIDING PRINCIPLES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Management |
| For | For | 12B | THE BOARD'S PROPOSAL REGARDING: A PERFORMANCE BASED PERSONNEL OPTION PLAN FOR 2015 | Management |
| For | For | 13A | THE BOARD'S PROPOSAL REGARDING MANDATES TO ACQUIRE SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2015 | Management |
| For | For | 13B | THE BOARD'S PROPOSAL REGARDING MANDATES TO ACQUIRE SERIES A SHARES RELATED TO REMUNERATION IN THE FORM OF SYNTHETIC SHARES | Management |
| For | For | 13C | THE BOARD'S PROPOSAL REGARDING MANDATES TO TRANSFER SERIES A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2015 | Management |
| For | For | 13D | THE BOARD'S PROPOSAL REGARDING MANDATES TO SELL SERIES A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO BOARD MEMBERS | Management |
| For | For | 13E | THE BOARD'S PROPOSAL REGARDING MANDATES TO SELL SERIES A AND B SHARES TO COVER COSTS IN RELATION TO THE PERFORMANCE BASED PERSONNEL OPTION PLANS FOR 2010, 2011 AND 2012 | Management |
| For | For | 14A | THE BOARD'S PROPOSAL REGARDING A SHARE SPLIT AND MANDATORY SHARE REDEMPTION, INCLUDING: SHARE SPLIT 2:1 | Management |
| For | For | 14B | THE BOARD'S PROPOSAL REGARDING A SHARE SPLIT AND MANDATORY SHARE REDEMPTION, INCLUDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES OF SERIES A AND SERIES B | Management |
| For | For | 14C | THE BOARD'S PROPOSAL REGARDING A SHARE SPLIT AND MANDATORY SHARE REDEMPTION, INCLUDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management |
| | | 15 | THE BOARD'S PROPOSAL TO CHANGE THE ARTICLES OF ASSOCIATION: THE FIRST-SENTENCE OF SECTION 10 | Non-Voting |
| | | 16 | CLOSING OF THE MEETING | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SHIRE PLC, ST HELIER | 28-Apr-2015 | | b2qky05 | shp ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2014 | Management |
| For | For | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management |
| For | For | 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management |
| For | For | 4 | TO RE-ELECT DOMINIC BLAKEMORE | Management |
| For | For | 5 | TO RE-ELECT WILLIAM BURNS | Management |
| For | For | 6 | TO RE-ELECT DR. STEVEN GILLIS | Management |
| For | For | 7 | TO RE-ELECT DR. DAVID GINSBURG | Management |
| For | For | 8 | TO RE-ELECT DAVID KAPPLER | Management |
| For | For | 9 | TO RE-ELECT SUSAN KILSBY | Management |
| For | For | 10 | TO RE-ELECT ANNE MINTO | Management |
| For | For | 11 | TO RE-ELECT DR. FLEMMING ORNSKOV | Management |
| For | For | 12 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | Management |
| For | For | 13 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management |
| For | For | 14 | TO APPROVE THE SHIRE LONG TERM INCENTIVE PLAN 2015 | Management |
| For | For | 15 | TO APPROVE THE SHIRE GLOBAL EMPLOYEE STOCK PURCHASE PLAN | Management |
| For | For | 16 | TO AUTHORIZE THE ALLOTMENT OF SHARES | Management |
| For | For | 17 | TO AUTHORIZE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management |
| For | For | 18 | TO AUTHORIZE PURCHASES OF OWN SHARES | Management |
| For | For | 19 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management |
| | | CMMT | 30 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO APPLICATION OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| HANG LUNG PROPERTIES LTD, CENTRAL DISTRICT | 29-Apr-2015 | | 6030506 | 101 hk |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:-http://www.hkexnews.hk/listedco/listconews/sehk/2015/0324/LTN20150324651.pdf-AND-http://www.hkexnews.hk/listedco/listconews/sehk/2015/0324/LTN20150324641.pdf | Non-Voting |
| For | For | 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 2 | TO DECLARE A FINAL DIVIDEND | Management |
| For | For | 3.A | TO RE-ELECT DR. ANDREW KA CHING CHAN AS A DIRECTOR | Management |
| For | For | 3.B | TO RE-ELECT MR. RONALD JOSEPH ARCULLI AS A DIRECTOR | Management |
| For | For | 3.C | TO RE-ELECT PROFESSOR HSIN KANG CHANG AS A DIRECTOR | Management |
| For | For | 3.D | TO RE-ELECT MR. RONNIE CHICHUNG CHAN AS A DIRECTOR | Management |
| For | For | 3.E | TO RE-ELECT MR. HAU CHEONG HO AS A DIRECTOR | Management |
| For | For | 3.F | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | Management |
| For | For | 4 | TO RE-APPOINT KPMG AS AUDITOR OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management |
| For | For | 5 | TO GIVE GENERAL MANDATE TO DIRECTORS TO BUY BACK SHARES OF THE COMPANY | Management |
| For | For | 6 | TO GIVE GENERAL MANDATE TO DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management |
| For | For | 7 | TO APPROVE THE ADDITION OF SHARES OF THE COMPANY BOUGHT BACK TO BE INCLUDED UNDER THE GENERAL MANDATE IN RESOLUTION 6 | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ANHEUSER-BUSCH INBEV SA, BRUXELLES | 29-Apr-2015 | | 4755317 | abi bb |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| For | For | S.A.1 | AMEND ARTICLES RE: REMOVE REFERENCES TO BEARER SHARES | Management |
| | | A.B.1 | RECEIVE DIRECTORS' REPORTS | Non-Voting |
| | | A.B.2 | RECEIVE AUDITORS' REPORTS | Non-Voting |
| | | A.B.3 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting |
| For | For | A.B.4 | APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 3.00 PER SHARE | Management |
| For | For | A.B.5 | APPROVE DISCHARGE OF DIRECTORS | Management |
| For | For | A.B.6 | APPROVE DISCHARGE OF AUDITORS | Management |
| For | For | A.B7a | REELECT MICHELE BURNS AS INDEPENDENT DIRECTOR | Management |
| For | For | A.B7b | REELECT OLIVIER GOUDET AS INDEPENDENT DIRECTOR | Management |
| For | For | A.B7c | ELECT KASPER ROSTED AS INDEPENDENT DIRECTOR | Management |
| For | For | A.B7d | REELECT PAUL CORNET DE WAYS RUART AS DIRECTOR | Management |
| For | For | A.B7e | REELECT STEFAN DESCHEEMAEKER AS DIRECTOR | Management |
| For | For | A.B8a | APPROVE REMUNERATION REPORT | Management |
| For | For | A.B8b | PROPOSAL TO INCREASE REMUNERATION OF AUDIT COMMITTEE CHAIRMAN | Management |
| For | For | A.B8c | APPROVE NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN AND ACCORDING STOCK OPTION GRANTS TO NON EXECUTIVE DIRECTORS | Management |
| For | For | A.C.1 | AUTHORIZE IMPLEMENTATION OF APPROVED RESOLUTIONS AND FILING OF REQUIRED DOCUMENTS/FORMALITIES AT TRADE REGISTRY | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| AXA SA, PARIS | 30-Apr-2015 | | 7088429 | cs fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 27 MAR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal-officiel.gouv.f-r//pdf/2015/0225/201502251500316.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADD-ITIONAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2015/0327/20150327-1500761.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014 AND SETTING THE DIVIDEND AT EURO 0.95 PER SHARE | Management |
| For | For | O.4 | ADVISORY VOTE ON THE COMPENSATION OF MR. HENRI DE CASTRIES, CEO FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.5 | ADVISORY VOTE ON THE COMPENSATION OF MR. DENIS DUVERNE, MANAGING DIRECTOR FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.6 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS | Management |
| For | For | O.7 | RENEWAL OF TERM OF MR. JEAN-PIERRE CLAMADIEU AS DIRECTOR | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. JEAN-MARTIN FOLZ AS DIRECTOR | Management |
| For | For | O.9 | SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | Management |
| For | For | O.10 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE COMMON SHARES OF THE COMPANY | Management |
| For | For | E.11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management |
| For | For | E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ANY OF ITS SUBSIDIARIES WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS AS PART AS PUBLIC OFFERINGS | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ANY OF ITS SUBSIDIARIES WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE | Management |
| For | For | E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE ACCORDING TO THE TERMS ESTABLISHED BY THE GENERAL MEETING AND UP TO 10% OF CAPITAL, IN CASE OF ISSUANCE WHITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERINGS OR PRIVATE PLACEMENT | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY IN CASE OF PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, U TO 10% OF SHARE CAPITAL, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS OUTSIDE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management |
| For | For | E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS AS A RESULT OF THE ISSUANCE BY SUBSIDIARIES OF THE COMPANY OF SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED BY THE COMPANY | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS AS A RESULT OF THE ISSUANCE BY SUBSIDIARIES OF THE COMPANY OF SECURITIES ENTITLING TO COMMON SHARES TO BE ISSUED BY THE COMPANY | Management |
| For | For | E.20 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR SECURITIES ENTITLING TO COMMON SHARES OF THE COMPANY RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF A CATEGORY OF DESIGNATED BENEFICIARIES | Management |
| For | For | E.22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF COMMON SHARES | Management |
| For | For | E.23 | AMENDMENT TO THE BYLAWS REGARDING THE DATE OF THE LIST OF PERSONS ENTITLED TO ATTEND GENERAL MEETINGS OF SHAREHOLDERS | Management |
| For | For | E.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ABB LTD, ZUERICH | 30-Apr-2015 | | 7108899 | abbn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2014 | Management |
| For | For | 2 | CONSULTATIVE VOTE ON THE 2014 COMPENSATION REPORT | Management |
| For | For | 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management |
| For | For | 4.1 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE: DIVIDENDS OF CHF 0.55 PER SHARE | Management |
| For | For | 4.2 | CAPITAL REDUCTION THROUGH NOMINAL VALUE REPAYMENT | Management |
| For | For | 5 | AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED TO THE CAPITAL REDUCTION: ARTICLE 13 PARA. 1 | Management |
| For | For | 6 | RENEWAL OF AUTHORIZED SHARE CAPITAL | Management |
| For | For | 7.1 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | Management |
| For | For | 7.2 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2016 | Management |
| For | For | 8.1 | RE-ELECTION OF ROGER AGNELLI AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.2 | RE-ELECTION OF MATTI ALAHUHTA AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.3 | ELECTION OF DAVID CONSTABLE AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.4 | RE-ELECTION OF LOUIS R. HUGHES AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.5 | RE-ELECTION OF MICHEL DE ROSEN AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.6 | RE-ELECTION OF JACOB WALLENBERG AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.7 | RE-ELECTION OF YING YEH AS MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 8.8 | ELECTION OF PETER VOSER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
| For | For | 9.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | Management |
| For | For | 9.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | Management |
| For | For | 9.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: YING YEH | Management |
| For | For | 10 | RE-ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER, ATTORNEY-AT-LAW AND NOTARY, BAHNHOFPLATZ 1, 5401 BADEN, SWITZERLAND | Management |
| For | For | 11 | THE BOARD OF DIRECTORS PROPOSES THAT ERNST & YOUNG AG BE RE-ELECTED AS AUDITORS FOR FISCAL YEAR 2015 | Management |
| | | CMMT | 31 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF RESOLUTIONS 8.2 TO 8.7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | 05-May-2015 | | 7212477 | ei fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 17 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0323/201503231500672.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0417/20150417-1501014.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | Management |
| For | For | O.4 | RENEWAL OF TERM OF MR. BENOIT BAZIN AS DIRECTOR | Management |
| For | For | O.5 | RENEWAL OF TERM OF MR. ANTOINE BERNARD DE SAINT-AFFRIQUE AS DIRECTOR | Management |
| For | For | O.6 | RENEWAL OF TERM OF MRS. LOUISE FRECHETTE AS DIRECTOR | Management |
| For | For | O.7 | RENEWAL OF TERM OF MR. BERNARD HOURS AS DIRECTOR | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. OLIVIER PECOUX AS DIRECTOR | Management |
| For | For | O.9 | APPOINTMENT OF MR. MARC ONETTO AS DIRECTOR | Management |
| For | For | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. HUBERT SAGNIERES, PRESIDENT AND CEO FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.11 | INCREASE OF THE MAXIMUM AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | Management |
| For | For | O.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE ITS OWN SHARES | Management |
| For | For | E.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT THE ALLOCATION OF FREE SHARES (CALLED PERFORMANCE SHARES), WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OPTIONS SUBJECT TO PERFORMANCE CONDITIONS, WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.16 | OVERALL LIMITATION ON THE AUTHORIZATIONS TO ALLOCATE FREE SHARES (CALLED PERFORMANCE SHARES) AND TO GRANT SHARE SUBSCRIPTION OPTIONS | Management |
| For | For | E.17 | AMENDMENT TO ARTICLES 12, 13, 15, 21, AND 24 TO COMPLY WITH THE REGULATION AND THE AFED-MEDEF CODE | Management |
| For | For | E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| AIR LIQUIDE SA, PARIS | 06-May-2015 | | b1yxbj7 | ai fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | 18 MAR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0220/201502201500319.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0318/20150318-1500625.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.4 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR AN 18-MONTH PERIOD, TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management |
| For | For | O.5 | RENEWAL OF TERM OF MRS. SIAN HERBERT-JONES AS DIRECTOR | Management |
| For | For | O.6 | APPOINTMENT OF MRS. GENEVIEVE BERGER AS DIRECTOR | Management |
| For | For | O.7 | APPROVAL OF THE AGREEMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE AND OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS REGARDING MR. BENOIT POTIER | Management |
| For | For | O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. BENOIT POTIER, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2014 | Management |
| For | For | O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR.PIERRE DUFOUR, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2014 | Management |
| For | For | E.10 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A 24-MONTH PERIOD TO REDUCE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management |
| For | For | E.11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A 38-MONTH PERIOD TO CARRY OUT THE ALLOCATION OF SHARES EXISTING OR TO BE ISSUED IN FAVOR OF EMPLOYEES AND CORPORATE EXECUTIVES OF THE GROUP OR SOME OF THEM, WITHOUT SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO INCREASE SHARE CAPITAL, FOR A MAXIMUM NOMINAL AMOUNT OF 470 MILLION EUROS, BY ISSUING COMMON SHARES OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO CAPITAL OF THE COMPANY, WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.13 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO INCREASE THE ISSUANCE AMOUNT OF SHARES OR SECURITIES, IN CASE OF OVERSUBSCRIPTION | Management |
| For | For | E.14 | AMENDMENT TO ARTICLE 8 OF THE BYLAWS OF THE COMPANY "RIGHTS AND OBLIGATIONS ATTACHED TO SHARES" | Management |
| For | For | E.15 | AMENDMENT TO ARTICLE 18 OF THE BYLAWS OF THE COMPANY "HOLDING OF GENERAL MEETINGS" | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO CARRY OUT CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR AN 18-MONTH PERIOD TO CARRY OUT CAPITAL INCREASES RESERVED FOR A CATEGORIES OF BENEFICIARIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | O.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ALLIANZ SE, MUENCHEN | 06-May-2015 | | 5231485 | alv gy |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W-HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. | Non-Voting |
| | | | THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING-PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL-BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO-DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTR-UCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR O-R CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting |
| | | | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.04.2015. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | Non-Voting |
| | | 1. | PRESENTATION OF THE APPROVED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED CONS-OLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2014, AND OF THE MANAGEMENT R-EPORTS FOR ALLIANZ SE AND FOR THE GROUP, THE EXPLANATORY REPORTS ON THE INFORM-ATION PURSUANT TO SECTIONS 289 (4), 315 (4) AND SECTION 289 (5) OF THE GERMAN-COMMERCIAL CODE (HGB), AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR FISC-AL YEAR 2014 | Non-Voting |
| For | For | 2. | APPROPRIATION OF NET EARNINGS: THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD PROPOSE THAT THE NET EARNINGS (BILANZGEWINN) OF ALLIANZ SE OF EUR 3,786,745,743.20 FOR THE 2014 FISCAL YEAR SHALL BE APPROPRIATED AS FOLLOWS: DISTRIBUTION OF A DIVIDEND OF EUR 6.85 PER NO-PAR SHARE ENTITLED TO A DIVIDEND: EUR 3,111,752,678.40, UNAPPROPRIATED EARNINGS CARRIED FORWARD: EUR 674,993,064.80, THE PROPOSAL FOR APPROPRIATION OF NET EARNINGS REFLECTS THE 2,729,536 TREASURY SHARES HELD DIRECTLY AND INDIRECTLY BY THE COMPANY AT THE TIME OF THE PUBLICATION OF THE CONVOCATION OF THE ANNUAL GENERAL MEETING IN THE FEDERAL GAZETTE. SUCH TREASURY SHARES ARE NOT ENTITLED TO THE DIVIDEND PURSUANT TO SECTION 71B OF THE GERMAN STOCK CORPORATION ACT (AKTG). SHOULD THERE BE ANY CHANGE IN THE NUMBER OF SHARES ENTITLED TO THE DIVIDEND BY THE DATE OF THE ANNUAL GENERAL MEETING, THE ABOVE PROPOSAL WILL BE AMENDED ACCORDINGLY AND PRESENTED FOR RESOLUTION ON THE APPROPRIATION OF NET EARNINGS AT THE ANNUAL GENERAL MEETING, WITH AN UNCHANGED DIVIDEND OF EUR 6.85 PER EACH SHARE ENTITLED TO DIVIDEND | Management |
| For | For | 3. | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD | Management |
| For | For | 4. | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management |
| For | For | 5. | AMENDMENT TO THE STATUTES ON APPOINTMENT OF THE SUPERVISORY BOARD MEMBERS - SECTION 6 | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| STANDARD CHARTERED PLC, LONDON | 06-May-2015 | | 408284 | stan ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 439684 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting |
| For | For | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management |
| For | For | 2 | TO DECLARE A FINAL DIVIDEND OF 57.20 US CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 4 | TO ELECT DR BYRON GROTE WHO HAS BEEN APPOINTED AS A NON-EXECUTIVE DIRECTOR BY THE BOARD SINCE THE LAST AGM OF THE COMPANY | Management |
| For | For | 5 | TO ELECT ANDY HALFORD WHO HAS BEEN APPOINTED AS AN EXECUTIVE DIRECTOR BY THE BOARD SINCE THE LAST AGM OF THE COMPANY | Management |
| For | For | 6 | TO ELECT GAY HUEY EVANS WHO HAS BEEN APPOINTED AS A NON-EXECUTIVE DIRECTOR BY THE BOARD SINCE THE LAST AGM OF THE COMPANY | Management |
| For | For | 7 | TO ELECT JASMINE WHITBREAD WHO HAS BEEN APPOINTED AS A NON-EXECUTIVE DIRECTOR BY THE BOARD SINCE THE LAST AGM OF THE COMPANY | Management |
| For | For | 8 | TO RE-ELECT OM BHATT, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 9 | TO RE-ELECT DR KURT CAMPBELL, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 10 | TO RE-ELECT DR LOUIS CHEUNG, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 11 | TO RE-ELECT DR HAN SEUNG-SOO, KBE, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 12 | TO RE-ELECT CHRISTINE HODGSON, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 13 | TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 14 | TO RE-ELECT SIMON LOWTH, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 15 | TO RE-ELECT RUTH MARKLAND, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 16 | TO RE-ELECT SIR JOHN PEACE, AS CHAIRMAN | Management |
| For | For | 17 | TO RE-ELECT MIKE REES, AN EXECUTIVE DIRECTOR | Management |
| For | For | 18 | TO RE-ELECT V SHANKAR, AN EXECUTIVE DIRECTOR | Management |
| For | For | 19 | TO RE-ELECT PAUL SKINNER, CBE, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 20 | TO RE-ELECT DR LARS THUNELL, A NON-EXECUTIVE DIRECTOR | Management |
| For | For | 21 | TO APPOINT KPMG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEARS AGM | Management |
| For | For | 22 | TO AUTHORISE THE BOARD TO SET THE AUDITORS FEES | Management |
| For | For | 23 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS | Management |
| For | For | 24 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management |
| For | For | 25 | TO EXTEND THE AUTHORITY TO ALLOT SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 29 | Management |
| For | For | 26 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES (SEE NOM FOR FULL RESOLUTION) | Management |
| For | For | 27 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 24 | Management |
| For | For | 28 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26 | Management |
| For | For | 29 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management |
| For | For | 30 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Management |
| For | For | 31 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SANDVIK AB, SANDVIKEN | 07-May-2015 | | b1vq252 | sand ss |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | | 1 | OPENING OF THE MEETING | Non-Voting |
| | | 2 | ELECTION OF CHAIRMAN OF THE MEETING: ATTORNEY SVEN UNGER | Non-Voting |
| | | 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting |
| | | 4 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting |
| | | 5 | APPROVAL OF THE AGENDA | Non-Voting |
| | | 6 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting |
| | | 7 | PRESENTATION OF THE ANNUAL REPORT, AUDITOR'S REPORT AND THE GROUP ACCOUNTS-AND AUDITOR'S REPORT FOR THE GROUP | Non-Voting |
| | | 8 | SPEECH BY THE PRESIDENT | Non-Voting |
| For | For | 9 | RESOLUTION IN RESPECT OF ADOPTION OF THE PROFIT AND LOSS ACCOUNT, BALANCE SHEET, CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management |
| For | For | 10 | RESOLUTION IN RESPECT OF DISCHARGE FROM LIABILITY OF THE BOARD MEMBERS AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE | Management |
| For | For | 11 | RESOLUTION IN RESPECT OF ALLOCATION OF THE COMPANY'S RESULT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON RECORD DAY: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVE ON A DIVIDEND OF SEK 3.50 PER SHARE | Management |
| For | For | 12 | RESOLUTION ON CHANGE OF THE ARTICLES OF ASSOCIATION: SECTION 7 | Management |
| For | For | 13 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS. IN CONJUNCTION WITH THIS, THE WORK OF THE NOMINATION COMMITTEE WILL BE PRESENTED: EIGHT BOARD MEMBERS AND NO DEPUTIES | Management |
| For | For | 14 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS AND AUDITOR | Management |
| For | For | 15 | ELECTION OF JENNIFER ALLERTON AND CLAES BOUSTEDT AS NEW BOARD MEMBERS. RE-ELECTION OF BOARD MEMBERS OLOF FAXANDER, JURGEN M GEISSINGER, JOHAN KARLSTROM, HANNE DE MORA, ANDERS NYREN AND LARS WESTERBERG. RE-ELECTION OF ANDERS NYREN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
| For | For | 16 | RE-ELECTION OF KPMG AB AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE 2016 ANNUAL GENERAL MEETING | Management |
| For | For | 17 | RESOLUTION ON GUIDELINES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Management |
| For | For | 18 | RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM (LTI 2015) | Management |
| | | 19 | CLOSING OF THE MEETING | Non-Voting |
| | | CMMT | 06 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT AND MODIFICATION IN TEXT OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YO-UR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL IN-STRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| RECKITT BENCKISER GROUP PLC, SLOUGH | 07-May-2015 | | b24cgk7 | RB/ LN |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE 2014 REPORT AND FINANCIAL STATEMENTS | Management |
| For | For | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management |
| For | For | 3 | TO DECLARE A FINAL DIVIDEND | Management |
| For | For | 4 | TO ELECT JASPAL BINDRA | Management |
| For | For | 5 | TO ELECT MARY HARRIS | Management |
| For | For | 6 | TO ELECT PAMELA KIRBY | Management |
| For | For | 7 | TO ELECT SUE SHIM | Management |
| For | For | 8 | TO ELECT CHRISTOPHER SINCLAIR | Management |
| For | For | 9 | TO ELECT DOUGLAS TOUGH | Management |
| For | For | 10 | TO RE-ELECT ADRIAN BELLAMY | Management |
| For | For | 11 | TO RE-ELECT NICANDRO DURANTE | Management |
| For | For | 12 | TO RE-ELECT PETER HART | Management |
| For | For | 13 | TO RE-ELECT ADRIAN HENNAH | Management |
| For | For | 14 | TO RE-ELECT KENNETH HYDON | Management |
| For | For | 15 | TO RE-ELECT RAKESH KAPOOR | Management |
| For | For | 16 | TO RE-ELECT ANDRE LACROIX | Management |
| For | For | 17 | TO RE-ELECT JUDITH SPRIESER | Management |
| For | For | 18 | TO RE-ELECT WARREN TUCKER | Management |
| For | For | 19 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management |
| For | For | 20 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management |
| For | For | 21 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management |
| For | For | 22 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management |
| For | For | 23 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION, AS SET OUT IN THE NOTICE OF MEETING | Management |
| For | For | 24 | TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION RIGHTS. (SPECIAL RESOLUTION) | Management |
| For | For | 25 | TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES. (SPECIAL RESOLUTION) | Management |
| For | For | 26 | TO APPROVE THE RECKITT BENCKISER GROUP 2015 LONG TERM INCENTIVE PLAN ("THE LTIP") (SPECIAL RESOLUTION) | Management |
| For | For | 27 | TO APPROVE THE RECKITT BENCKISER GROUP 2015 SAVINGS RELATED SHARE OPTION PLAN (THE "SRS PLAN"). (SPECIAL RESOLUTION) | Management |
| For | For | 28 | TO AUTHORISE THE DIRECTORS TO ESTABLISH A FURTHER PLAN OR PLANS, AS SET OUT IN THE NOTICE OF MEETING. (SPECIAL RESOLUTION) | Management |
| For | For | 29 | TO APPROVE THE CALLING OF GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE. (SPECIAL RESOLUTION) | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| UBS GROUP AG, ZUERICH | 07-May-2015 | | B18YFJ4 | ubsn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1.1 | APPROVAL OF ANNUAL REPORT AND UBS GROUP AG CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management |
| For | For | 1.2 | ADVISORY VOTE ON THE UBS GROUP AG COMPENSATION REPORT 2014 | Management |
| For | For | 2.1 | APPROPRIATION OF RESULTS AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE | Management |
| For | For | 2.2 | SUPPLEMENTARY DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE UPON THE COMPLETION OF THE ACQUISITION OF ALL SHARES IN UBS AG | Management |
| For | For | 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2014 | Management |
| For | For | 4 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2014 | Management |
| For | For | 5 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016 | Management |
| For | For | 6.1.1 | RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
| For | For | 6.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MICHEL DEMARE | Management |
| For | For | 6.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL | Management |
| For | For | 6.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RETO FRANCIONI | Management |
| For | For | 6.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANN F. GODBEHERE | Management |
| For | For | 6.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AXEL P. LEHMANN | Management |
| For | For | 6.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM G. PARRETT | Management |
| For | For | 6.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ISABELLE ROMY | Management |
| For | For | 6.1.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BEATRICE WEDER DI MAURO | Management |
| For | For | 61.10 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOSEPH YAM | Management |
| For | For | 6.2 | ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: JES STALEY | Management |
| For | For | 6.3.1 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management |
| For | For | 6.3.2 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: MICHEL DEMARE | Management |
| For | For | 6.3.3 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: RETO FRANCIONI | Management |
| For | For | 6.3.4 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: JES STALEY | Management |
| For | For | 7 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | Management |
| For | For | 8.1 | RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH | Management |
| For | For | 8.2 | RE-ELECTION OF THE AUDITORS, ERNST AND YOUNG LTD, BASEL | Management |
| For | For | 8.3 | RE-ELECTION OF THE SPECIAL AUDITORS, BDO AG, ZURICH | Management |
| | | CMMT | 10 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD D-ATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| GLENCORE PLC, ST HELIER | 07-May-2015 | | B4T3BW6 | glen ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2014 (2014 ANNUAL REPORT) | Management |
| For | For | 2 | TO APPROVE A FINAL DISTRIBUTION OF U.S.D0.12 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 WHICH THE DIRECTORS PROPOSE, AND THE SHAREHOLDERS RESOLVE, IS TO BE PAID ONLY FROM THE CAPITAL CONTRIBUTION RESERVES OF THE COMPANY | Management |
| For | For | 3 | TO APPROVE A DISTRIBUTION IN SPECIE OF 139,513,430 ORDINARY SHARES OF USD 1 EACH IN LONMIN PLC (LONMIN SHARES) TO SHAREHOLDER ON THE REGISTER OF MEMBERS AT 7 P.M. CEST ON 15 MAY 2015 (OR SUCH OTHER TIME AND DATE AS THE DIRECTORS, OR ANY DULY AUTHORISED COMMITTEE OF THEM, MAY DETERMINE) | Management |
| For | For | 4 | TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A DIRECTOR | Management |
| For | For | 5 | TO RE-ELECT LEONHARD FISCHER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 6 | TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 7 | TO RE-ELECT IVAN GLASENBERG (CHIEF EXECUTIVE OFFICER) AS A DIRECTOR | Management |
| For | For | 8 | TO RE-ELECT PETER COATES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 9 | TO RE-ELECT JOHN MACK (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 10 | TO RE-ELECT PETER GRAUER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 11 | TO ELECT PATRICE MERRIN (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR | Management |
| For | For | 12 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT IN THE 2014 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT) | Management |
| For | For | 13 | TO REAPPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Management |
| For | For | 14 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management |
| For | For | 15 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD | Management |
| For | For | 16 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 15, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD (EACH AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING THIS RESOLUTION | Management |
| For | For | 17 | THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 (THE COMPANIES LAW) TO MAKE MARKET PURCHASES OF ORDINARY SHARES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ROLLS-ROYCE HOLDINGS PLC, LONDON | 08-May-2015 | | b63h849 | rr/ ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO RECEIVE THE STRATEGIC REPORT, THE DIRECTORS' REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 3 | TO ELECT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 4 | TO ELECT DAVID SMITH AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 5 | TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 6 | TO RE-ELECT JOHN RISHTON AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 7 | TO RE-ELECT DAME HELEN ALEXANDER AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 8 | TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 9 | TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 10 | TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 11 | TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 12 | TO RE-ELECT JOHN MCADAM AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 13 | TO RE-ELECT COLIN SMITH CBE AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 14 | TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY | Management |
| For | For | 15 | TO RE-APPOINT KPMG LLP AS THE COMPANY'S AUDITOR | Management |
| For | For | 16 | TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR'S REMUNERATION | Management |
| For | For | 17 | TO AUTHORISE PAYMENT TO SHAREHOLDERS: THE COMPANY PROPOSES TO MAKE A BONUS ISSUE OF 141 C SHARES IN RESPECT OF THE 31 DECEMBER 2014 FINANCIAL YEAR WITH A TOTAL NOMINAL VALUE OF 14.1 PENCE FOR EACH ORDINARY SHARE | Management |
| For | For | 18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management |
| For | For | 19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management |
| For | For | 20 | TO DISAPPLY PRE-EMPTION RIGHTS | Management |
| For | For | 21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management |
| For | For | 22 | TO INCREASE THE COMPANY'S BORROWING POWERS | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| HOLCIM LTD, RAPPERSWIL-JONA | 08-May-2015 | | 7110753 | holn vx |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA-DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
| For | For | 1.1 | ORDINARY CAPITAL INCREASE FOR THE EXCHANGE OFFER | Management |
| For | For | 1.2 | CREATION OF AUTHORIZED CAPITAL FOR PURPOSES OF THE RE-OPENED EXCHANGE OFFER AND THE SQUEEZE-OUT (IF ANY) | Management |
| For | For | 2 | CREATION OF AUTHORIZED CAPITAL FOR A STOCK DIVIDEND | Management |
| For | For | 3 | REVISION OF THE ARTICLES OF INCORPORATION: ARTICLE 1, ARTICLE 8, ARTICLE 15, ARTICLE 20, ARTICLE 21, ARTICLE 25 | Management |
| For | For | 4.1 | ELECTION OF BRUNO LAFONT AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.2 | ELECTION OF PAUL DESMARAIS, JR., AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.3 | ELECTION OF GERARD LAMARCHE AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.4 | ELECTION OF NASSEF SAWIRIS AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.5 | ELECTION OF PHILIPPE DAUMAN AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.6 | ELECTION OF OSCAR FANJUL AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 4.7 | ELECTION OF BERTRAND COLLOMB AS A MEMBER OF THE BOARD OF DIRECTORS | Management |
| For | For | 5.1 | ELECTION OF PAUL DESMARAIS, JR., TO THE NOMINATION COMPENSATION AND GOVERNANCE COMMITTEE | Management |
| For | For | 5.2 | ELECTION OF OSCAR FANJUL TO THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management |
| For | For | 6.1 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE NEXT ORDINARY GENERAL MEETING | Management |
| For | For | 6.2 | COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR 2016 | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LINDE AG, MUENCHEN | 12-May-2015 | | 5740817 | lin gy |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APRIL 2015, WHERE-AS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 APRIL 2015. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY-AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT-ON PROXYEDGE. | Non-Voting |
| | | 1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF LINDE AKTIENGESELLS-CHAFT AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31-DECEMBER 2014, THE COMBINED MANAGEMENT REPORT FOR LINDE AKTIENGESELLSCHAFT AN-D THE GROUP INCLUDING THE EXPLANATORY REPORT ON THE INFORMATION PURSUANT TO SE-CTION 289 PARA. 4 AND SECTION 315 PARA. 4 GERMAN COMMERCIAL CODE AS WELL AS TH-E REPORT OF THE SUPERVISORY BOARD | Non-Voting |
| For | For | 2. | RESOLUTION ON THE APPROPRIATION OF THE BALANCE SHEET PROFIT (DIVIDEND PAYMENT): PAYMENT OF A DIVIDEND OF EUR 3.15 PER NO-PAR-VALUE SHARE ENTITLED TO A DIVIDEND | Management |
| For | For | 3. | RESOLUTION ON THE DISCHARGE OF THE ACTIONS OF THE EXECUTIVE BOARD MEMBERS | Management |
| For | For | 4. | RESOLUTION ON THE DISCHARGE OF THE ACTIONS OF THE SUPERVISORY BOARD MEMBERS | Management |
| For | For | 5. | RESOLUTION ON THE APPOINTMENT OF PUBLIC AUDITORS: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN, GERMANY | Management |
| For | For | 6. | RESOLUTION ON THE CANCELLATION OF THE CONDITIONAL CAPITAL 2007 PURSUANT TO SECTION 3.9 OF THE ARTICLES OF ASSOCIATION AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| ERSTE GROUP BANK AG, WIEN | 12-May-2015 | | 5289837 | ebs av |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 2 | GRANT OF DISCHARGE TO THE MEMBERS OF THE MANAGEMENT BOARD WITH REGARD TO THE FINANCIAL YEAR 2014 | Management |
| For | For | 3 | GRANT OF DISCHARGE TO THE MEMBERS OF THE SUPERVISORY BOARD WITH REGARD TO THE FINANCIAL YEAR 2014 | Management |
| For | For | 4 | REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management |
| For | For | 5.A | INCREASING THE NUMBER OF SUPERVISORY BOARD MEMBERS FROM 11 TO 12 | Management |
| For | For | 5.B | ELECTION OF GONZALO GORTAZAR ROTAECHE TO THE SUPERVISORY BOARD | Management |
| For | For | 5.C | ELECTION OF MAXIMILIAN HARDEGG TO THE SUPERVISORY BOARD | Management |
| For | For | 5.D | ELECTION OF ANTONIO MASSANELL LAVILLA TO THE SUPERVISORY BOARD | Management |
| For | For | 5.E | RE-ELECTION OF WILHELM RASINGER TO THE SUPERVISORY BOARD | Management |
| For | For | 6 | APPOINTMENT OF AN ADDITIONAL (GROUP) AUDITOR FOR THE FINANCIAL STATEMENTS, THE MANAGEMENT REPORT, THE GROUP FINANCIAL STATEMENTS AND THE GROUP MANAGEMENT REPORT FOR THE FINANCIAL YEAR 2016: IN ADDITION TO SPARKASSEN-PRUFUNGSVERBAND AS MANDATORY BANK AUDITOR, ERNST & YOUNG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT M.B.H. SHALL BE ELECTED AS AUDITOR | Management |
| For | For | 7 | ACQUISITION OF OWN SHARES FOR THE PURPOSE OF SECURITIES TRADING | Management |
| For | For | 8 | ACQUISITION OF OWN SHARES FOR NO DESIGNATED PURPOSE SUBJECT TO THE EXCLUSION OF TRADING IN OWN SHARES | Management |
| | | CMMT | 28 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AN-D CHANGE IN THE RECORD DATE AND MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INST-RUCTIONS. THANK YOU. | Non-Voting |
| | | CMMT | 28 APR 2015: PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DAT-E 30 APR 2015 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE T-RUE RECORD DATE FOR THIS MEETING IS 02 MAY 2015. THANK YOU | Non-Voting |
| | | | | |
| Company Name | Meeting Date | | SEDOL | Ticker |
| INVESTOR AB, STOCKHOLM | 12-May-2015 | | 5679591 | inveb ss |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting |
| | | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting |
| | | 1 | ELECTION OF THE CHAIRMAN OF THE MEETING: AXEL CALISSENDORFF | Non-Voting |
| | | 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting |
| | | 3 | APPROVAL OF THE AGENDA | Non-Voting |
| | | 4 | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES | Non-Voting |
| | | 5 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting |
| | | 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITORS' REPORT,-AS WELL AS OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS' REPORT-FOR THE INVESTOR GROUP | Non-Voting |
| | | 7 | THE PRESIDENT'S ADDRESS | Non-Voting |
| | | 8 | REPORT ON THE WORK OF THE BOARD OF DIRECTORS, THE REMUNERATION COMMITTEE, THE-AUDIT COMMITTEE AND THE FINANCE AND RISK COMMITTEE | Non-Voting |
| For | For | 9 | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET FOR THE PARENT COMPANY, AS WELL AS OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET FOR THE INVESTOR GROUP | Management |
| For | For | 10 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management |
| For | For | 11 | RESOLUTION REGARDING DISPOSITION OF INVESTOR'S EARNINGS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF A RECORD DATE FOR DIVIDENDS: DIVIDEND SEK 9.00 PER SHARE | Management |
| For | For | 12.A | DECISION ON: THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS WHO SHALL BE APPOINTED BY THE MEETING : TEN MEMBERS OF THE BOARD OF DIRECTORS AND NO DEPUTY MEMBERS OF THE BOARD OF DIRECTORS | Management |
| For | For | 12.B | DECISION ON: THE NUMBER OF AUDITORS AND DEPUTY AUDITORS WHO SHALL BE APPOINTED BY THE MEETING: ONE REGISTERED AUDITING COMPANY | Management |
| For | For | 13.A | DECISION ON: THE COMPENSATION THAT SHALL BE PAID TO THE BOARD OF DIRECTORS | Management |
| For | For | 13.B | DECISION ON: THE COMPENSATION THAT SHALL BE PAID TO THE AUDITORS | Management |
| For | For | 14 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS, OTHER MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS: THE FOLLOWING PERSONS ARE PROPOSED FOR RE-ELECTION AS MEMBERS OF THE BOARD OF DIRECTORS: DR. JOSEF ACKERMANN, GUNNAR BROCK, MAGDALENA GERGER, TOM JOHNSTONE, GRACE REKSTEN SKAUGEN, HANS STRABERG, LENA TRESCHOW TORELL, JACOB WALLENBERG AND MARCUS WALLENBERG. JOHAN FORSSELL IS PROPOSED TO BE ELECTED AS NEW MEMBER OF THE BOARD OF DIRECTORS. JACOB WALLENBERG IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management |
| For | For | 15 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: DELOITTE AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR AND THE AUTHORIZED PUBLIC ACCOUNTANT THOMAS STROMBERG WILL CONTINUE AS THE AUDITOR IN CHARGE FOR THE AUDIT | Management |
| For | For | 16.A | PROPOSAL FOR RESOLUTION ON: GUIDELINES FOR SALARY AND ON OTHER REMUNERATION FOR THE PRESIDENT AND OTHER MEMBERS OF THE MANAGEMENT GROUP | Management |
| For | For | 16.B | PROPOSAL FOR RESOLUTION ON: A LONG-TERM VARIABLE REMUNERATION PROGRAM FOR THE MEMBERS OF THE MANAGEMENT GROUP AND OTHER EMPLOYEES | Management |
| For | For | 17.A | PROPOSAL FOR RESOLUTION ON: PURCHASE AND TRANSFER OF OWN SHARES IN ORDER TO GIVE THE BOARD OF DIRECTORS WIDER FREEDOM OF ACTION IN THE WORK WITH THE COMPANY'S CAPITAL STRUCTURE, IN ORDER TO ENABLE TRANSFER OF OWN SHARES ACCORDING TO 17B BELOW, AND IN ORDER TO SECURE THE COSTS CONNECTED TO THE LONG-TERM VARIABLE REMUNERATION PROGRAM AND THE ALLOCATION OF SYNTHETIC SHARES AS PART OF THE REMUNERATION TO THE BOARD OF DIRECTORS | Management |
| For | For | 17.B | PROPOSAL FOR RESOLUTION ON: TRANSFER OF OWN SHARES IN ORDER TO ENABLE THE COMPANY TO TRANSFER OWN SHARES TO EMPLOYEES WHO PARTICIPATE IN THE LONG-TERM VARIABLE REMUNERATION PROGRAM 2015 | Management |
| For | For | 18.A | PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON REGARDING THE FOLLOWING: AMENDMENT TO THE ARTICLES OF ASSOCIATION: AMENDMENT TO SECTION 4, PARAGRAPH 3 OF THE ARTICLES OF ASSOCIATION, TO REFLECT THAT BOTH CLASS A SHARES AND CLASS B SHARES WILL CARRY ONE VOTE EACH | Management |
| For | For | 18.B | PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON REGARDING THE FOLLOWING: INSTRUCTION TO THE BOARD OF DIRECTORS TO WRITE TO THE GOVERNMENT | Management |
| For | For | 18.C | PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON REGARDING THE FOLLOWING: INTRODUCTION OF PROVISIONS CONCERNING SO-CALLED POLITICAL QUARANTINE IN THE PORTFOLIO COMPANIES | Management |
| For | For | 18.D | PROPOSED RESOLUTION BY SHAREHOLDER THORWALD ARVIDSSON REGARDING THE FOLLOWING: INSTRUCTION TO THE BOARD OF DIRECTORS TO ESTABLISH A SHAREHOLDERS' ASSOCIATION | Management |
| | | 19 | CONCLUSION OF THE MEETING | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| JC DECAUX SA, NEUILLY SUR SEINE | 13-May-2015 | | 7136663 | dec fp |
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| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 27 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv-.fr/pdf/2015/0323/201503231500642.pdf. THIS IS A REVISION DUE TO RECEIPT OF AD-DITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0427/20150427-1501290.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 AND SETTING THE DIVIDEND | Management |
| For | For | O.4 | NON-TAX DEDUCTIBLE COSTS AND EXPENSES AND EXPENDITURES PURSUANT TO ARTICLE 39-4 OF THE GENERAL TAX CODE | Management |
| For | For | O.5 | REGULATED AGREEMENT: APPROVAL OF THE SPECIFIC PENSION PLAN FINANCING COMMITMENT MADE IN FAVOR OF MR. DANIEL HOFER, EXECUTIVE BOARD MEMBER SINCE SEPTEMBER 1, 2014 | Management |
| For | For | O.6 | REGULATED AGREEMENT: APPROVAL OF THE NON-COMPETITION COMPENSATION COMMITMENT MADE IN FAVOR OF MRS. LAURENCE DEBROUX, EXECUTIVE BOARD MEMBER UNTIL JANUARY 15, 2015 | Management |
| For | For | O.7 | REGULATED AGREEMENT: APPROVAL OF THE NON-COMPETITION COMPENSATION COMMITMENT MADE IN FAVOR OF MR. EMMANUEL BASTIDE, EXECUTIVE BOARD MEMBER SINCE SEPTEMBER 1, 2014 | Management |
| For | For | O.8 | REGULATED AGREEMENT: APPROVAL OF THE NON-COMPETITION COMPENSATION COMMITMENT MADE IN FAVOR OF MR. DAVID BOURG, EXECUTIVE BOARD MEMBER SINCE JANUARY 15, 2015 | Management |
| For | For | O.9 | SPECIAL REPORT OF THE STATUTORY AUDITORS, AND APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-86 ET SEQ. OF THE COMMERCIAL CODE | Management |
| For | For | O.10 | RENEWAL OF TERM OF MR. PIERRE MUTZ AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.11 | RENEWAL OF TERM OF MR. XAVIER DE SARRAU AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.12 | RENEWAL OF TERM OF MR. PIERRE-ALAIN PARIENTE AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.13 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-CHARLES DECAUX, CHAIRMAN OF THE EXECUTIVE BOARD, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MRS. LAURENCE DEBROUX, MR. JEAN-FRANCOIS DECAUX, MR. JEAN-SEBASTIEN DECAUX, MR. EMMANUEL BASTIDE, AND MR. DANIEL HOFER, EXECUTIVE BOARD MEMBERS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.15 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO TRADE IN COMPANY'S SHARES | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE EQUITY SECURITIES AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE EQUITY SECURITIES AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED VIA PUBLIC OFFERING WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE EQUITY SECURITIES AND/OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO ISSUE EQUITY SECURITIES OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS FOR WHICH CAPITALIZATION IS PERMITTED | Management |
| For | For | E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE THE NUMBER OF EQUITY SECURITIES OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED (OVERALLOTMENT OPTION), IN CASE OF ISSUANCE CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE SHARE CAPITAL BY ISSUING EQUITY SECURITIES OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED RESERVED FOR MEMBERS OF SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER | Management |
| For | For | E.23 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, TO EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR TO CERTAIN OF THEM | Management |
| For | For | E.24 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO ALLOCATE FREE SHARES EXISTING OR TO BE ISSUED WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, TO EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR TO CERTAIN OF THEM | Management |
| For | For | E.25 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management |
| For | For | E.26 | AMENDMENT TO ARTICLE 8 OF THE BYLAWS OF THE COMPANY TO EXCLUDE DOUBLE VOTING RIGHTS IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE L.225-123, 3RD PARAGRAPH OF THE COMMERCIAL CODE (FROM LAW NO. 2014-384 OF MARCH 29, 2014 "IN ORDER TO RECONQUER REAL ECONOMY".) | Management |
| For | For | E.27 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| INDIVIOR PLC, SLOUGH | 13-May-2015 | | brs65x6 | indv ln |
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| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | THAT, THE AUDITED ACCOUNTS FOR THE PERIOD ENDED DECEMBER 31, 2014, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS' REPORTS THEREON, BE RECEIVED | Management |
| For | For | 2 | THAT, THE DIRECTORS' REMUNERATION POLICY, IN THE FORM SET OUT IN THE DIRECTORS' REMUNERATION REPORT WITHIN THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE PERIOD ENDED DECEMBER 31, 2014 BE APPROVED | Management |
| For | For | 3 | THAT, THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) IN THE FORM SET OUT IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE PERIOD ENDED DECEMBER 31, 2014 BE APPROVED | Management |
| For | For | 4 | THAT, MR HOWARD PIEN BE ELECTED AS A DIRECTOR | Management |
| For | For | 5 | THAT, MR SHAUN THAXTER BE ELECTED AS A DIRECTOR | Management |
| For | For | 6 | THAT, MR CARY J. CLAIBORNE BE ELECTED AS A DIRECTOR | Management |
| For | For | 7 | THAT, MR RUPERT BONDY BE ELECTED AS A DIRECTOR | Management |
| For | For | 8 | THAT, DR YVONNE GREENSTREET BE ELECTED AS A DIRECTOR | Management |
| For | For | 9 | THAT, MR ADRIAN HENNAH BE ELECTED AS A DIRECTOR | Management |
| For | For | 10 | THAT, DR THOMAS MCLELLAN BE ELECTED AS A DIRECTOR | Management |
| For | For | 11 | THAT, MRS LORNA PARKER BE ELECTED AS A DIRECTOR | Management |
| For | For | 12 | THAT, MR DANIEL J. PHELAN BE ELECTED AS A DIRECTOR | Management |
| For | For | 13 | THAT, MR CHRISTIAN SCHADE BE ELECTED AS A DIRECTOR | Management |
| For | For | 14 | THAT, MR DANIEL TASSE BE ELECTED AS A DIRECTOR | Management |
| For | For | 15 | THAT, PRICEWATERHOUSECOOPERS LLP BE APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | Management |
| For | For | 16 | THAT, THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management |
| For | For | 17 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006, THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES, OR BOTH, UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 AS SUCH TERMS ARE DEFINED IN PART 14 OF THE COMPANIES ACT 2006 DURING THE PERIOD BEGINNING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE DATE OF THE COMPANY'S NEXT AGM, PROVIDED THAT THE AGGREGATE EXPENDITURE UNDER PARAGRAPHS (A), (B) AND (C) SHALL NOT EXCEED GBP 50,000 IN TOTAL | Management |
| For | For | 18 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORIZED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: A) UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 23,952,587; AND B) UP TO A FURTHER NOMINAL AMOUNT OF USD 23,952,587 PROVIDED THAT (I) THEY ARE EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006), AND (II) THEY ARE OFFERED IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT SUCH RECORD DATE AS THE DIRECTORS MAY DETERMINE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF THE ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY THEM ON ANY SUCH RECORD DATE AND TO OTHER HOLDERS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN SUBJECT TO ANY LIMITS OR RESTRICTIONS OR ARRANGEMENTS THE DIRECTORS MAY IMPOSE WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY, OR PRACTICAL PROBLEMS IN, OR LAWS OF, ANY TERRITORY, OR BY VIRTUE OF SHARES BEING REPRESENTED BY DEPOSITARY RECEIPTS, OR ANY MATTER, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON JULY 31, 2016) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | Management |
| For | For | 19 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, THE DIRECTORS BE AND ARE HEREBY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE COMPANIES ACT 2006) WHOLLY FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 18 OR BY WAY OF SALE OF TREASURY SHARES AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (B) OF RESOLUTION 18 BY WAY OF RIGHTS ISSUE ONLY) AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR BY VIRTUE OF SHARES BEING REPRESENTED BY DEPOSITARY RECEIPTS, OR ANY OTHER MATTER; AND B) TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES UP TO A NOMINAL AMOUNT OF USD 7,185,776 SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON JULY 31, 2016) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | Management |
| For | For | 20 | THAT, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THAT ACT) OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE PURCHASED IS 71,857,761; B) THE MINIMUM PRICE THAT MAY BE PAID FOR AN ORDINARY SHARE SHALL BE NOT LESS THAN THE NOMINAL VALUE OF SUCH SHARE; C) THE MAXIMUM PRICE TO BE PAID FOR EACH ORDINARY SHARE SHALL BE THE HIGHER OF (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATION FOR THE COMPANY'S ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE'S DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS' PRIOR TO THE PURCHASE BEING MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT; D) THIS AUTHORITY WILL EXPIRE ON THE EARLIER OF JULY 31, 2016 OR THE DATE OF THE COMPANY'S AGM IN 2016, UNLESS SUCH AUTHORITY IS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN A GENERAL MEETING; E) THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ITS ORDINARY SHARES UNDER THIS AUTHORITY PRIOR TO ITS EXPIRY, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY | Management |
| For | For | 21 | THAT, A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LLOYDS BANKING GROUP PLC, EDINBURGH | 14-May-2015 | | 0870612 | lloy ln |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | RECEIVE THE REPORT AND ACCOUNTS FOR YEAR ENDED 31 DECEMBER 2014 | Management |
| For | For | 2 | ELECTION OF Mr A P DICKINSON | Management |
| For | For | 3 | ELECTION OF Mr S P HENRY | Management |
| For | For | 4 | ELECTION OF Mr N E T PRETTEJOHN | Management |
| For | For | 5 | RE ELECTION OF LORD BLACKWELL | Management |
| For | For | 6 | RE ELECTION OF Mr J COLOMBAS | Management |
| For | For | 7 | RE ELECTION OF Mr M G CULMER | Management |
| For | For | 8 | RE ELECTION OF Ms C J FAIRBAIRN | Management |
| For | For | 9 | RE ELECTION OF Ms A M FREW | Management |
| For | For | 10 | RE ELECTION OF Mr A HORTA OSORIO | Management |
| For | For | 11 | RE ELECTION OF Mr D D J JOHN | Management |
| For | For | 12 | RE ELECTION OF Mr N L LUFF | Management |
| For | For | 13 | RE ELECTION OF Mr A WATSON | Management |
| For | For | 14 | RE ELECTION OF Ms S V WELLER | Management |
| For | For | 15 | APPROVAL OF A DIVIDEND OF 0.75P PER ORDINARY SHARE | Management |
| For | For | 16 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management |
| For | For | 17 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Management |
| For | For | 18 | APPROVAL OF THE DIRECTORS REMUNERATION IMPLEMENTATION REPORT | Management |
| For | For | 19 | AUTHORITY TO MAKE POLITICAL DONATIONS OR TO INCUR POLITICAL EXPENDITURE | Management |
| For | For | 20 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management |
| For | For | 21 | DIRECTORS AUTHORITY TO ALLOT REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
| For | For | 22 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS ORDINARY SHARES | Management |
| For | For | 23 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management |
| For | For | 24 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management |
| For | For | 25 | AUTHORITY TO PURCHASE OWN PREFERENCE SHARES | Management |
| For | For | 26 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION LIMITED VOTING SHARES | Management |
| For | For | 27 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION DEFERRED SHARES | Management |
| For | For | 28 | NOTICE PERIOD FOR GENERAL MEETINGS | Management |
| | | CMMT | 04 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAME IN RES-OLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN U-NLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| FRESENIUS MEDICAL CARE AG & CO. KGAA, BAD HOMBURG | 19-May-2015 | | 5129074 | fme gy |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 APR 2015, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04 MAY 2015. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting |
| For | For | 1. | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2014 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE RESOLUTION ON THE APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR. THE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR SHALL BE APPROVED | Management |
| For | For | 2. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT. THE DISTRIBUTABLE PROFIT OF EUR 4,188,132,105.57 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.78 PER NO-PAR SHARE EUR 3,951,358,971.57 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: MAY 20, 2015 | Management |
| For | For | 3. | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management |
| For | For | 4. | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management |
| For | For | 5. | APPOINTMENT OF AUDITORS FOR THE 2015 FINANCIAL YEAR: KPMG, AG, BERLIN | Management |
| For | For | 6. | AMENDMENT TO THE ARTICLES OF ASSOCIATION IN RESPECT OF THE OBJECT OF THE COMPANY BEING ADJUSTED | Management |
| For | For | 7. | RESOLUTION ON THE CREATION OF AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZED CAPITAL 2010/I SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED TO INCREASE THE SHARE CAPITAL BY UP TO EUR 35,000,000 THROUGH THE ISSUE OF NEW BEARER NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE MAY 18, 2020. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE CASE THAT RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS (AUTHORIZED CAPITAL 2015/I). THE EXISTING AUTHORIZED CAPITAL 2010/II SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED TO INCREASE THE SHARE CAPITAL BY UP TO EUR 25,000,000 THROUGH THE ISSUE OF NEW BEARER NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE MAY 18, 2020. SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES:-SHARES ARE ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES,-SHARES ARE ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PCT. OF THE SHARE CAPITAL | Management |
| For | For | 8. | AMENDMENT TO THE ARTICLES OF ASSOCIATION IN RESPECT OF SECTION 8(1)3 BEING DELETED | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| FRESENIUS SE & CO. KGAA, BAD HOMBURG V. D. HOEHE | 20-May-2015 | | 4352097 | FRE GY |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29th APRIL 2015 , W-HEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DA-Y. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 5th MAY 2015. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE I-TEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY-AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT-ON PROXYEDGE. | Non-Voting |
| For | For | 1. | Presentation of the Annual Financial Statements and the Consolidated Financial Statements each approved by the Supervisory Board, the Management Reports for Fresenius SE & Co. KGaA and the Group, the Explanatory Report of the General Partner on the Disclosures pursuant to sec. 289 paras. 4 and 5 and sec. 315 para. 4 of the German Commercial Code(Handelsgesetzbuch) and the Report of the Supervisory Board of Fresenius SE & Co. KGaA for the Fiscal Year 2014; Resolution on the Approval of the Annual Financial Statements of Fresenius SE & Co. KGaA for the Fiscal Year 2014 | Management |
| For | For | 2. | Resolution on the Allocation of the Distributable Profit | Management |
| For | For | 3. | Resolution on the Approval of the Actions of the General Partner for the Fiscal Year 2014 | Management |
| For | For | 4. | Resolution on the Approval of the Actions of the Supervisory Board for the Fiscal Year 2014 | Management |
| For | For | 5. | Election of the Auditor and Group Auditor for the Fiscal Year 2015: KPMG AG | Management |
| For | For | 6. | Resolution on the Approval of Domination Agreements with Fresenius Kabi AG and Fresenius Versicherungsvermittlungs GmbH | Management |
| For | For | 7. | Election of a new member of the Supervisory Board: Mr. Michael Diekmann | Management |
| For | For | 8. | Resolution on the Election of a New Member to the Joint Committee: Mr. Michael Diekmann | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SAP SE, WALLDORF/BADEN | 20-May-2015 | | 4846288 | sap gy |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting |
| | | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29 APRIL 2015, WHERE-AS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting |
| | | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 MAY 2015. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting |
| | | 1. | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED GROUP-ANNUAL FINANCIAL STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP MANAGEM-ENT REPORT OF SAP SE, INCLUDING THE EXECUTIVE BOARD'S EXPLANATORY NOTES RELATI-NG TO THE INFORMATION PROVIDED PURSUANT TO SECTIONS 289 (4) AND (5) AND 315 (4-) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE SUPERVISOR-Y BOARD'S REPORT, EACH FOR FISCAL YEAR 2014 | Non-Voting |
| For | For | 2. | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF FISCAL YEAR 2014: DIVIDENDS OF EUR 1.10 PER SHARE | Management |
| For | For | 3. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR 2014 | Management |
| For | For | 4. | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN FISCAL YEAR 2014 | Management |
| For | For | 5. | APPOINTMENT OF THE AUDITORS OF THE FINANCIAL STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR FISCAL YEAR 2015: KPMG AG | Management |
| For | For | 6.1 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZED CAPITAL I AND THE CREATION OF NEW AUTHORIZED CAPITAL I FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES ONLY), AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (5) OF THE ARTICLES OF INCORPORATION | Management |
| For | For | 6.2 | RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZED CAPITAL II AND THE CREATION OF NEW AUTHORIZED CAPITAL II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE ARTICLES OF INCORPORATION | Management |
| For | For | 7. | RESOLUTION ON THE AMENDMENT OF THE SUPERVISORY BOARD REMUNERATION AND THE CORRESPONDING AMENDMENT OF SECTION 16 OF THE ARTICLES OF INCORPORATION | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM | 22-May-2015 | | 4588364 | ml fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2015/0309/201503091500420.pdf | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.2 | ALLOCATION OF INCOME FOR THE 2014 FINANCIAL YEAR AND SETTING THE DIVIDEND OF EUR 2.50 PER SHARE | Management |
| For | For | O.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.4 | PRESENTATION OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS PURSUANT TO ARTICLE L.226-10 OF THE COMMERCIAL CODE AND ACKNOWLEDGEMENT OF ABSENCE OF NEW AGREEMENTS | Management |
| For | For | O.5 | AUTHORIZATION TO BE GRANTED TO THE CHAIRMAN OF THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES IN ACCORDANCE WITH A SHARE BUYBACK PROGRAM WITH A MINIMUM PURCHASE PRICE OF 140 EUROS PER SHARES, EXCEPT DURING PERIODS OF PUBLIC OFFERING | Management |
| For | For | O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-DOMINIQUE SENARD, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.7 | RENEWAL OF TERM OF MRS. BARBARA DALIBARD AS SUPERVISORY BOARD MEMBER | Management |
| For | For | O.8 | APPOINTMENT OF MRS. ARUNA JAYANTHI AS SUPERVISORY BOARD MEMBER | Management |
| For | For | E.9 | AUTHORIZATION TO BE GRANTED TO THE CHAIRMAN OF THE EXECUTIVE BOARD TO REDUCE CAPITAL BY CANCELLATION OF SHARES | Management |
| For | For | E.10 | AMENDMENT TO THE BYLAWS REGARDING THE CHANGE OF THE DATE FOR ESTABLISHING THE LIST OF PERSONS ENTITLED TO PARTICIPATE IN GENERAL MEETINGS OF SHAREHOLDERS - ARTICLE 22 | Management |
| For | For | O.E11 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| THE SWATCH GROUP AG | 28-May-2015 | | 7184736 | uhrn sw |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | 1.1 | RECEIVE ANNUAL REPORT OF THE BOARD OF DIRECTORS | Non-Voting |
| | | 1.2 | RECEIVE FINANCIAL STATEMENTS | Non-Voting |
| | | 1.3 | RECEIVE STATUTORY AUDITORS' REPORTS | Non-Voting |
| For | For | 1.4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management |
| For | For | 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management |
| For | For | 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.50 PER REGISTERED SHARE AND CHF 7.50 PER BEARER SHARES | Management |
| For | For | 4.1.1 | APPROVE FIXED REMUNERATION OF NON-EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 1.25 MILLION | Management |
| For | For | 4.1.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.55 MILLION | Management |
| For | For | 4.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.25 MILLION | Management |
| For | For | 4.3 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 8.6 MILLION | Management |
| For | For | 4.4 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 25 MILLION | Management |
| For | For | 5.1 | REELECT NAYLA HAYEK AS DIRECTOR | Management |
| For | For | 5.2 | REELECT ERNST TANNER AS DIRECTOR | Management |
| For | For | 5.3 | REELECT GEORGES N. HAYEK AS DIRECTOR | Management |
| For | For | 5.4 | REELECT CLAUDE NICOLLIER AS DIRECTOR | Management |
| For | For | 5.5 | REELECT JEAN-PIERRE ROTH AS DIRECTOR | Management |
| For | For | 5.6 | REELECT NAYLA HAYEK AS BOARD CHAIRWOMAN | Management |
| For | For | 6.1 | APPOINT NAYLA HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 6.2 | APPOINT ERNST TANNER AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 6.3 | APPOINT GEORGES N. HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 6.4 | APPOINT CLAUDE NICOLLIER AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 6.5 | APPOINT JEAN-PIERRE ROTH AS MEMBER OF THE COMPENSATION COMMITTEE | Management |
| For | For | 7 | DESIGNATE BERNHARD LEHMANN AS INDEPENDENT PROXY | Management |
| For | For | 8 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Management |
| For | For | 9 | AMEND ARTICLES RE: ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED COMPANIES | Management |
| | | CMMT | 27 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE BLOCKING-JOB TO 'Y'. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LEGRAND SA, LIMOGES | 29-May-2015 | | b11zrk9 | LR FP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 11 MAY 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.-fr/publications/balo/pdf/2015/0417/201504171501170.pdf. THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2-015/0511/201505111501786.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND AMOUNT | Management |
| For | For | O.4 | AMENDMENT TO THE 2011 REFINANCING AGREEMENT-AGREEMENT PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE | Management |
| For | For | O.5 | SUPPLEMENTAL PENSION PLAN-AGREEMENT PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE | Management |
| For | For | O.6 | NON-COMPETITION COMMITMENT-AGREEMENT PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE | Management |
| For | For | O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. GILLES SCHNEPP, PRESIDENT AND CEO FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.8 | RENEWAL OF TERM OF MRS. ELIANE CHEVALIER AS DIRECTOR | Management |
| For | For | O.9 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management |
| For | For | E.10 | RESTRICTIONS ON THE IMPLEMENTATION OF FINANCIAL AUTHORIZATIONS IN EFFECT DURING THE PERIODS OF PUBLIC OFFERING INVOLVING SHARES OF THE COMPANY | Management |
| For | For | E.11 | AMENDMENT TO ARTICLE 9.3 OF THE BYLAWS OF THE COMPANY | Management |
| For | For | E.12 | AMENDMENT TO ARTICLE 12.1 OF THE BYLAWS OF THE COMPANY | Management |
| For | For | E.13 | AMENDMENT TO ARTICLE 12.4 OF THE BYLAWS OF THE COMPANY - REMOVAL OF DOUBLE VOTING RIGHTS | Management |
| For | For | O.14 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| HERMES INTERNATIONAL SA, PARIS | 02-Jun-2015 | | 5253973 | rms fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 15 MAY 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal-officiel.gouv.f-r//pdf/2015/0515/201505151501975.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADD-ITIONAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2015/0417/20150417-1501139.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.3 | DISCHARGE TO THE EXECUTIVE BOARD FOR THE FULFILLMENT OF ITS DUTIES | Management |
| For | For | O.4 | ALLOCATION OF INCOME - DISTRIBUTION OF THE REGULAR DIVIDEND AND AN EXCEPTIONAL DIVIDEND | Management |
| For | For | O.5 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management |
| For | For | O.6 | RENEWAL OF TERM OF MR. MATTHIEU DUMAS AS SUPERVISORY BOARD MEMBER FOR A THREE-YEAR PERIOD | Management |
| For | For | O.7 | RENEWAL OF TERM OF MR. BLAISE GUERRAND AS SUPERVISORY BOARD MEMBER FOR A THREE-YEAR PERIOD | Management |
| For | For | O.8 | RENEWAL OF TERM OF MR. ROBERT PEUGEOT AS SUPERVISORY BOARD MEMBER FOR A THREE-YEAR PERIOD | Management |
| For | For | O.9 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. AXEL DUMAS, GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.10 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO THE COMPANY EMILE HERMES SARL FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | Management |
| For | For | O.11 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO TRADE IN COMPANY'S SHARES | Management |
| For | For | E.12 | AMENDMENT TO ARTICLE 24.2 OF THE BYLAWS TO COMPLY WITH ARTICLE R 225-85 OF THE COMMERCIAL CODE RESULTING FROM DECREE NO. 2014-1466 OF DECEMBER 8, 2014 CHANGING THE METHOD OF DETERMINING THE "RECORD DATE" FOR ATTENDING GENERAL MEETINGS | Management |
| For | For | E.13 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD REDUCE CAPITAL BY CANCELLING ALL OR PART OF THE TREASURY SHARES THE COMPANY (ARTICLE L.225-209 OF THE COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAM | Management |
| For | For | E.14 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO GRANT SHARE PURCHASE OPTIONS | Management |
| For | For | E.15 | AUTHORIZATION TO BE GRANTED TO THE EXECUTIVE BOARD TO ALLOCATE FREE EXISTING COMMON SHARES OF THE COMPANY | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE CAPITAL BY INCORPORATION OF RESERVES, PROFITS AND/OR PREMIUMS AND/OR ALLOCATION OF BONUSES AND FREE SHARES AND/OR INCREASING THE NOMINAL VALUE OF EXISTING SHARES | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO CAPITAL WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING WITH THE OPTION TO INTRODUCE A PRIORITY PERIOD | Management |
| For | For | E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management |
| For | For | E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE | Management |
| For | For | E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL | Management |
| For | For | E.22 | POWERS TO CARRY OUT ALL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE | 04-Jun-2015 | | 7380482 | sgo fp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting |
| | | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting |
| | | CMMT | 11 MAY 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.journal-officiel.gouv.f-r//pdf/2015/0401/201504011500867.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADD-ITIONAL URL LINK: http://www.journal-officiel.gouv.fr//pdf/2015/0511/201505111-501855.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN U-NLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| For | For | O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | Management |
| For | For | O.4 | OPTION FOR PAYMENT OF 50% OF THE DIVIDEND IN SHARES | Management |
| For | For | O.5 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE | Management |
| For | For | O.6 | RENEWAL OF TERM OF MRS. ANNE-MARIE IDRAC AS DIRECTOR | Management |
| For | For | O.7 | RENEWAL OF TERM OF MR. JACQUES PESTRE AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management |
| For | For | O.8 | RENEWAL OF TERM OF MRS. OLIVIA QIU AS DIRECTOR | Management |
| For | For | O.9 | RENEWAL OF TERM OF MR. DENIS RANQUE AS DIRECTOR | Management |
| For | For | O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. PIERRE-ANDRE DE CHALENDAR, PRESIDENT AND CEO, FOR THE 2014 FINANCIAL YEAR | Management |
| For | For | O.11 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management |
| For | For | E.12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL INCREASE WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS BY ISSUING SHARES OR COMPANY'S SHARE SUBSCRIPTION WARRANTS FOR A MAXIMUM NOMINAL AMOUNT OF FOUR HUNDRED FIFTY MILLION EUROS (OUTSIDE OF POSSIBLE ADJUSTMENTS), OR APPROXIMATELY 20% OF THE SHARE CAPITAL, WITH THE AMOUNTS SET UNDER THE 13TH, 14TH, 16TH AND 17TH RESOLUTIONS BEING DEDUCTED FROM THIS AMOUNT | Management |
| For | For | E.13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES REPRESENTING DEBTS GIVING ACCESS TO CAPITAL OF THE COMPANY OR ITS SUBSIDIARIES, OR BY ISSUING NEW SHARES, OR NEW SHARES OF THE COMPANY WHICH WOULD ENTITLE TO SECURITIES TO BE ISSUED BY SUBSIDIARIES, IF APPLICABLE, FOR A MAXIMUM NOMINAL AMOUNT OF TWO HUNDRED TWENTY-FIVE MILLION EUROS (SHARES) (OUTSIDE OF POSSIBLE ADJUSTMENTS), OR APPROXIMATELY 10% OF SHARE CAPITAL, AND ONE AND A HALF BILLION EUROS (SECURITIES REPRESENTING DEBTS) WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS BUT WITH A MANDATORY PRIORITY PERIOD FOR SHAREHOLDERS, THE AMOUNT OF THE DEFERRED CAPITAL INCREASE BEING DEDUCTED FROM THE AMOUNT SET UNDER THE 12TH RESOLUTION | Management |
| For | For | E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ISSUABLE SECURITIES IN CASE OF OVERSUBSCRIPTION DURING THE ISSUANCE OF SHARES WITH PREFERENTIAL SUBSCRIPTION RIGHTS OR SECURITIES REPRESENTING DEBTS GIVING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN COMPLIANCE WITH LEGAL AND REGULATORY LIMITS (15% OF THE INITIAL ISSUANCES AT THIS DATE) AND UP TO THE LIMIT SET UNDER THE 12TH RESOLUTION | Management |
| For | For | E.15 | AUTHORIZATION TO INCREASE SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS UP TO THE LIMIT OF 10% (OUTSIDE POSSIBLE ADJUSTMENTS), IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL, THE AMOUNTS OF THE CAPITAL INCREASE AND SECURITIES TO BE ISSUED BEING DEDUCTED FROM THE CORRESPONDING CEILINGS SET UNDER THE 13TH RESOLUTION | Management |
| For | For | E.16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS, FOR A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED TWELVE MILLION FIVE HUNDRED THOUSAND EUROS (OUTSIDE POSSIBLE ADJUSTMENTS), OR APPROXIMATELY 5% OF SHARE CAPITAL, THIS AMOUNT BEING DEDUCTED FROM THE AMOUNT SET UNDER THE 12TH RESOLUTION | Management |
| For | For | E.17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE EQUITY SECURITIES RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS OF THE GROUP (PEG) FOR A MAXIMUM NOMINAL AMOUNT OF FORTY-FIVE MILLION EUROS (OUTSIDE OF POSSIBLE ADJUSTMENTS), OR APPROXIMATELY 2% OF SHARE CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, THE AMOUNTS OF CAPITAL INCREASES BEING DEDUCTED FROM THE CORRESPONDING CEILING SET UNDER THE 12TH RESOLUTION | Management |
| For | For | E.18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ALLOCATE FREE EXISTING PERFORMANCE SHARES UP TO 0.8% OF SHARE CAPITAL WITH A SUB-LIMIT OF 10 % OF THIS LIMIT FOR EXECUTIVE CORPORATE OFFICERS OF COMPAGNIE DE SAINT-GOBAIN, THIS 0.8% LIMIT AND THE 10% SUB-LIMIT BEING DEDUCTED FROM THOSE SET UNDER THE THIRTEENTH RESOLUTION OF THE COMBINED GENERAL MEETING OF JUNE 5, 2014 | Management |
| For | For | E.19 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLING OF SHARES OF THE COMPANY REPRESENTING UP TO 10% OF THE CAPITAL OF THE COMPANY | Management |
| For | For | E.20 | AMENDMENTS TO THE BYLAWS REGARDING THE TERMS AND CONDITIONS TO ATTEND GENERAL MEETINGS IN ORDER TO COMPLY WITH REGULATORY PROVISIONS | Management |
| For | For | E.21 | POWERS TO IMPLEMENT THE DECISIONS OF THE GENERAL MEETING AND TO CARRY OUT ALL LEGAL FORMALITIES | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| GENTING BHD, KUALA LUMPUR | 11-Jun-2015 | | B1VXJL8 | gent mk |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| For | For | 1 | TO APPROVE THE DECLARATION OF A FINAL SINGLE-TIER DIVIDEND OF 3.0 SEN PER ORDINARY SHARE OF 10 SEN EACH FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 TO BE PAID ON 27 JULY 2015 TO MEMBERS REGISTERED IN THE RECORD OF DEPOSITORS ON 30 JUNE 2015 | Management |
| For | For | 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF RM932,150 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 (2013 : RM928,550) | Management |
| Against | Against | 3 | TO RE-ELECT TAN SRI LIM KOK THAY AS A DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management |
| For | For | 4 | "THAT TUN MOHAMMED HANIF BIN OMAR, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING." | Management |
| Against | Against | 5 | "THAT DATO' PADUKA NIK HASHIM BIN NIK YUSOFF, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING." | Management |
| Against | Against | 6 | "THAT TAN SRI DR. LIN SEE YAN, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING" | Management |
| For | For | 7 | "THAT DATO' DR. R. THILLAINATHAN, RETIRING IN ACCORDANCE WITH SECTION 129 OF THE COMPANIES ACT, 1965, BE AND IS HEREBY RE-APPOINTED AS A DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING." | Management |
| For | For | 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management |
| For | For | 9 | AUTHORITY TO DIRECTORS PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | Management |
| For | For | 10 | PROPOSED RENEWAL OF THE AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management |
| For | For | 11 | PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| OMRON CORPORATION | 23-Jun-2015 | | 6659428 | 6645 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Director Tateishi, Fumio | Management |
| For | For | 2.2 | Appoint a Director Yamada, Yoshihito | Management |
| For | For | 2.3 | Appoint a Director Suzuki, Yoshinori | Management |
| For | For | 2.4 | Appoint a Director Sakumiya, Akio | Management |
| For | For | 2.5 | Appoint a Director Nitto, Koji | Management |
| For | For | 2.6 | Appoint a Director Toyama, Kazuhiko | Management |
| For | For | 2.7 | Appoint a Director Kobayashi, Eizo | Management |
| For | For | 2.8 | Appoint a Director Nishikawa, Kuniko | Management |
| For | For | 3.1 | Appoint a Corporate Auditor Kondo, Kiichiro | Management |
| For | For | 3.2 | Appoint a Corporate Auditor Kawashima, Tokio | Management |
| For | For | 4 | Appoint a Substitute Corporate Auditor Watanabe, Toru | Management |
| For | For | 5 | Approve Payment of Performance-based Compensation to Directors | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| KOMATSU LTD. | 24-Jun-2015 | | 6496584 | 6301 jp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2 | Amend Articles to: Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors, Revise Directors with Title | Management |
| For | For | 3.1 | Appoint a Director Noji, Kunio | Management |
| For | For | 3.2 | Appoint a Director Ohashi, Tetsuji | Management |
| For | For | 3.3 | Appoint a Director Fujitsuka, Mikio | Management |
| For | For | 3.4 | Appoint a Director Takamura, Fujitoshi | Management |
| For | For | 3.5 | Appoint a Director Shinozuka, Hisashi | Management |
| For | For | 3.6 | Appoint a Director Kuromoto, Kazunori | Management |
| For | For | 3.7 | Appoint a Director Mori, Masanao | Management |
| For | For | 3.8 | Appoint a Director Ikeda, Koichi | Management |
| For | For | 3.9 | Appoint a Director Oku, Masayuki | Management |
| For | For | 3.10 | Appoint a Director Yabunaka, Mitoji | Management |
| For | For | 4 | Appoint a Corporate Auditor Shinotsuka, Eiko | Management |
| For | For | 5 | Approve Payment of Bonuses to Directors | Management |
| For | For | 6 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Employees of the Company and Directors of Company's Major Subsidiaries | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| SMC CORPORATION | 25-Jun-2015 | | 6763965 | 6273 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Director Takada, Yoshiyuki | Management |
| For | For | 2.2 | Appoint a Director Maruyama, Katsunori | Management |
| For | For | 2.3 | Appoint a Director Usui, Ikuji | Management |
| For | For | 2.4 | Appoint a Director Kosugi, Seiji | Management |
| For | For | 2.5 | Appoint a Director Satake, Masahiko | Management |
| For | For | 2.6 | Appoint a Director Takada, Yoshiki | Management |
| For | For | 2.7 | Appoint a Director Ohashi, Eiji | Management |
| For | For | 2.8 | Appoint a Director Kuwahara, Osamu | Management |
| For | For | 2.9 | Appoint a Director Shikakura, Koichi | Management |
| For | For | 2.10 | Appoint a Director Ogura, Koji | Management |
| For | For | 2.11 | Appoint a Director Kawada, Motoichi | Management |
| For | For | 2.12 | Appoint a Director Takada, Susumu | Management |
| For | For | 2.13 | Appoint a Director Kaizu, Masanobu | Management |
| For | For | 2.14 | Appoint a Director Kagawa, Toshiharu | Management |
| For | For | 3.1 | Appoint a Corporate Auditor Ogawa, Yoshiaki | Management |
| For | For | 3.2 | Appoint a Corporate Auditor Suzue, Tatsuo | Management |
| For | For | 4 | Approve Provision of Retirement Allowance for Retiring Directors | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| MITSUBISHI ESTATE COMPANY,LIMITED | 26-Jun-2015 | | 6596729 | 8802 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Director Kimura, Keiji | Management |
| For | For | 2.2 | Appoint a Director Sugiyama, Hirotaka | Management |
| For | For | 2.3 | Appoint a Director Kato, Jo | Management |
| For | For | 2.4 | Appoint a Director Kazama, Toshihiko | Management |
| For | For | 2.5 | Appoint a Director Ono, Masamichi | Management |
| For | For | 2.6 | Appoint a Director Aiba, Naoto | Management |
| For | For | 2.7 | Appoint a Director Hayashi, Soichiro | Management |
| For | For | 2.8 | Appoint a Director Okusa, Toru | Management |
| For | For | 2.9 | Appoint a Director Tanisawa, Junichi | Management |
| For | For | 2.10 | Appoint a Director Matsuhashi, Isao | Management |
| For | For | 2.11 | Appoint a Director Ebihara, Shin | Management |
| For | For | 2.12 | Appoint a Director Tomioka, Shu | Management |
| For | For | 2.13 | Appoint a Director Egami, Setsuko | Management |
| For | For | 3.1 | Appoint a Corporate Auditor Yanagisawa, Yutaka | Management |
| For | For | 3.2 | Appoint a Corporate Auditor Taka, Iwao | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| DENTSU INC. | 26-Jun-2015 | | 6416281 | 4324 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2 | Amend Articles to: Change Fiscal Year End to 31st December and Record Date for Interim Dividends to 30th June, Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors | Management |
| For | For | 3.1 | Appoint a Director Ishii, Tadashi | Management |
| For | For | 3.2 | Appoint a Director Nakamoto, Shoichi | Management |
| For | For | 3.3 | Appoint a Director Kato, Yuzuru | Management |
| For | For | 3.4 | Appoint a Director Timothy Andree | Management |
| For | For | 3.5 | Appoint a Director Matsushima, Kunihiro | Management |
| For | For | 3.6 | Appoint a Director Takada, Yoshio | Management |
| For | For | 3.7 | Appoint a Director Tonouchi, Akira | Management |
| For | For | 3.8 | Appoint a Director Hattori, Kazufumi | Management |
| For | For | 3.9 | Appoint a Director Yamamoto, Toshihiro | Management |
| For | For | 3.10 | Appoint a Director Nishizawa, Yutaka | Management |
| For | For | 3.11 | Appoint a Director Fukuyama, Masaki | Management |
| For | For | 4 | Appoint a Corporate Auditor Hasegawa, Toshiaki | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| FANUC CORPORATION | 26-Jun-2015 | | 6356934 | 6954 jp |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Director Inaba, Yoshiharu | Management |
| For | For | 2.2 | Appoint a Director Yamaguchi, Kenji | Management |
| For | For | 2.3 | Appoint a Director Uchida, Hiroyuki | Management |
| For | For | 2.4 | Appoint a Director Gonda, Yoshihiro | Management |
| For | For | 2.5 | Appoint a Director Inaba, Kiyonori | Management |
| For | For | 2.6 | Appoint a Director Matsubara, Shunsuke | Management |
| For | For | 2.7 | Appoint a Director Noda, Hiroshi | Management |
| For | For | 2.8 | Appoint a Director Kohari, Katsuo | Management |
| For | For | 2.9 | Appoint a Director Okada, Toshiya | Management |
| For | For | 2.10 | Appoint a Director Richard E. Schneider | Management |
| For | For | 2.11 | Appoint a Director Olaf C. Gehrels | Management |
| For | For | 2.12 | Appoint a Director Ono, Masato | Management |
| For | For | 2.13 | Appoint a Director Tsukuda, Kazuo | Management |
| For | For | 2.14 | Appoint a Director Imai, Yasuo | Management |
| For | For | 3.1 | Appoint a Corporate Auditor Kimura, Shunsuke | Management |
| For | For | 3.2 | Appoint a Corporate Auditor Shimizu, Naoki | Management |
| For | For | 3.3 | Appoint a Corporate Auditor Nakagawa, Takeo | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| LIXIL GROUP CORPORATION | 26-Jun-2015 | | 6900212 | 5938 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | | |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1.1 | Appoint a Director Ushioda, Yoichiro | Management |
| For | For | 1.2 | Appoint a Director Fujimori, Yoshiaki | Management |
| For | For | 1.3 | Appoint a Director Tsutsui, Takashi | Management |
| For | For | 1.4 | Appoint a Director Kanamori, Yoshizumi | Management |
| For | For | 1.5 | Appoint a Director Kikuchi, Yoshinobu | Management |
| For | For | 1.6 | Appoint a Director Ina, Keiichiro | Management |
| For | For | 1.7 | Appoint a Director Sudo, Fumio | Management |
| For | For | 1.8 | Appoint a Director Sato, Hidehiko | Management |
| For | For | 1.9 | Appoint a Director Kawaguchi, Tsutomu | Management |
| For | For | 1.10 | Appoint a Director Koda, Main | Management |
| For | For | 1.11 | Appoint a Director Barbara Judge | Management |
| Company Name | Meeting Date | | SEDOL | Ticker |
| TOKIO MARINE HOLDINGS,INC. | 29-Jun-2015 | | 6513126 | 8766 JP |
| | | | | |
| | | | | |
| Vote | MRV | Item | Proposal | Proposed by Issuer or Security Holder |
| | | | Please reference meeting materials. | Non-Voting |
| For | For | 1 | Approve Appropriation of Surplus | Management |
| For | For | 2.1 | Appoint a Director Sumi, Shuzo | Management |
| For | For | 2.2 | Appoint a Director Nagano, Tsuyoshi | Management |
| For | For | 2.3 | Appoint a Director Oba, Masashi | Management |
| For | For | 2.4 | Appoint a Director Fujita, Hirokazu | Management |
| For | For | 2.5 | Appoint a Director Mimura, Akio | Management |
| For | For | 2.6 | Appoint a Director Sasaki, Mikio | Management |
| For | For | 2.7 | Appoint a Director Hirose, Shinichi | Management |
| For | For | 2.8 | Appoint a Director Ishii, Ichiro | Management |
| For | For | 2.9 | Appoint a Director Egawa, Masako | Management |
| For | For | 2.10 | Appoint a Director Yuasa, Takayuki | Management |
| For | For | 3.1 | Appoint a Corporate Auditor Horii, Akinari | Management |
| For | For | 3.2 | Appoint a Corporate Auditor Ito, Takashi | Management |
| For | For | 4 | Amend the Compensation including Stock Options to be received by Directors | Management |
