| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| Horizon Funds | Horizon Tactical Fixed Income Fund HTFNX, HTFAX |
11 | 280.10 | 1.49 | 62.75 | 27.60 | Long | Nov 2024 |
| ETF Series Solutions | LHA Risk-Managed Income ETF RMIF |
7 | 36.15 | 0.17 | 7.24 | 20.20 | Long | Dec 2024 |
| GLOBAL X FUNDS | Global X TargetIncome 5 ETF TFIV |
6 | 6.54 | 0.03 | 1.31 | 20.05 | Long | Aug 2021 |
| GLOBAL X FUNDS | Global X TargetIncome Plus 2 ETF TFLT |
7 | 4.76 | 0.02 | 0.94 | 19.83 | Long | Aug 2021 |
| Northern Lights Fund Trust IV | Brookstone Yield ETF |
7 | 36.96 | 0.17 | 7.12 | 19.71 | Long | Nov 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Core Income Fund SSIZX, SSICX, SSIIX, SSIRX |
63 | 1,491.47 | 5.79 | 241.52 | 16.21 | Long | Dec 2024 |
| Northern Lights Fund Trust | Donoghue Forlines Tactical Allocation Fund GTAAX, GLACX, GTAIX |
10 | 26.59 | 0.10 | 4.29 | 16.18 | Long | Dec 2024 |
| RBB Fund, Inc. | DriveWealth Steady Saver ETF STBL |
10 | 23.42 | 0.08 | 3.62 | 15.52 | Long | May 2022 |
| Northern Lights Fund Trust | Ocean Park Diversified Income ETF |
7 | 6.58 | 0.02 | 0.99 | 15.13 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ladenburg Income Fund LNCAX, LNCCX, LNCIX |
12 | 11.04 | 0.04 | 1.62 | 14.98 | Long | Dec 2024 |
| Northern Lights Fund Trust | Donoghue Forlines Risk Managed Income Fund FLOAX, FLOCX, FLOTX |
8 | 90.88 | 0.31 | 12.84 | 14.15 | Long | Dec 2024 |
| 360 Funds | Timber Point Alternative Income Fund AIIFX |
28 | 22.05 | 0.07 | 2.84 | 12.88 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ladenburg Income & Growth Fund LNOAX, LNOCX, LNOIX |
12 | 59.92 | 0.15 | 6.05 | 10.12 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical All Asset Fund SIRAX, SIRIX, SIRRX, SIRCX, SIRZX, SIRJX |
69 | 595.36 | 1.29 | 53.80 | 9.05 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Risk Spectrum 30 Fund |
65 | 37.13 | 0.08 | 3.26 | 8.87 | Long | Dec 2024 |
| NORTHERN LIGHTS FUND TRUST III | ACM Tactical Income Fund TINIX, TINAX |
24 | 59.89 | 0.09 | 3.52 | 7.95 | Long | Mar 2023 |
| Northern Lights Fund Trust | Donoghue Forlines Tactical Income Fund PWRAX, PWRCX, PWRIX |
8 | 89.64 | 0.16 | 6.74 | 7.53 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Risk Spectrum 50 Fund |
72 | 341.58 | 0.60 | 25.20 | 7.39 | Long | Dec 2024 |
| SSGA Active Trust | SPDR SSGA Income Allocation ETF INKM |
20 | 86.52 | 0.11 | 4.50 | 6.23 | Long | Dec 2024 |
| Northern Lights Fund Trust | Astor Dynamic Allocation Fund ASTIX, ASTZX, ASTLX |
15 | 71.14 | 0.10 | 4.28 | 6.07 | Long | Oct 2024 |
| Northern Lights Fund Trust | Ladenburg Growth & Income Fund LOWAX, LOWCX, LOWIX |
12 | 166.38 | 0.25 | 9.91 | 5.96 | Long | Dec 2024 |
| Managed Portfolio Series | Kensington Managed Income Fund KAMIX, KAMCX, KAMAX |
20 | 1,106.57 | 1.21 | 50.69 | 5.91 | Long | Dec 2024 |
| 360 Funds | Stringer Tactical Adaptive Risk Fund (formerly, Stringer Growth Fund) SRGAX, SRGCX, SRGIX |
42 | 23.89 | 0.03 | 1.35 | 5.65 | Long | Nov 2024 |
| DEUTSCHE DWS VARIABLE SERIES II | DWS Alternative Asset Allocation VIP |
13 | 414.70 | 0.50 | 20.87 | 5.04 | Long | Dec 2024 |
| SSGA Active Trust | SPDR Loomis Sayles Opportunistic Bond ETF OBND |
511 | 51.19 | 0.06 | 2.38 | 4.88 | Long | Dec 2024 |
| AMERICAN BEACON FUNDS | American Beacon FEAC Floating Rate Income Fund SOUAX, SOUCX, SPFLX, SPFPX, SPFYX |
287 | 154.79 | 0.13 | 5.64 | 4.75 | Long | Nov 2024 |
| Federated Hermes Core Trust | Bank Loan Core Fund |
234 | 523.65 | 0.51 | 21.16 | 4.49 | Long | Dec 2024 |
| DEUTSCHE DWS PORTFOLIO TRUST | DWS Floating Rate Fund DFRAX, DFRCX, DFRPX, DFRTX |
309 | 140.52 | 0.14 | 5.76 | 4.45 | Long | Nov 2024 |
| James Alpha Funds Trust | James Alpha Relative Value Fund JRVIX, JRSVX |
60 | 11.56 | 0.01 | 0.28 | 4.20 | Long | May 2021 |
| Northern Lights Fund Trust | Astor Sector Allocation Fund ASPGX, CSPGX, STARX |
11 | 18.37 | 0.02 | 0.72 | 3.97 | Long | Oct 2024 |
| Managed Portfolio Series | Kensington Active Advantage Fund KADIX, KADCX, KADAX |
12 | 40.59 | 0.03 | 1.25 | 3.68 | Long | Dec 2024 |
| GOLDMAN SACHS TRUST | Goldman Sachs Absolute Return Tracker Fund GARTX, GCRTX, GJRTX, GRRTX, GSRTX, GARUX, GSGPX |
1,410 | 4,548.31 | 3.79 | 158.34 | 3.54 | Long | Dec 2024 |
| First Trust Variable Insurance Trust | First Trust Dorsey Wright Tactical Core Portfolio |
21 | 52.94 | 0.04 | 1.84 | 3.48 | Long | Dec 2024 |
| Direxion Funds | Hilton Tactical Income Fund HCYAX, HCYIX |
103 | 127.84 | 0.11 | 4.44 | 3.47 | Long | Nov 2024 |
| CALAMOS GLOBAL TOTAL RETURN FUND | CALAMOS GLOBAL TOTAL RETURN FUND |
725 | 208.43 | 0.10 | 4.01 | 3.46 | Long | Oct 2024 |
| AdvisorOne Funds | CLS Flexible Income Fund CLFLX, FLEIX |
43 | 140.39 | 0.10 | 4.82 | 3.44 | Long | Oct 2021 |
| Calamos Global Dynamic Income Fund | Calamos Global Dynamic Income Fund |
903 | 783.03 | 0.40 | 16.88 | 3.42 | Long | Oct 2024 |
| SARATOGA ADVANTAGE TRUST | James Alpha Relative Value Portfolio JRVAX, JRVCX, JRVIX, JRSVX |
52 | 10.76 | 0.00 | 0.23 | 3.25 | Long | Feb 2021 |
| AdvisorOne Funds | CLS Growth and Income Fund CLERX, GINCX |
35 | 300.11 | 0.21 | 9.64 | 3.22 | Long | Oct 2021 |
| HARTFORD MUTUAL FUNDS INC/CT | THE HARTFORD FLOATING RATE FUND HFLAX, HFLCX, HFLYX, HFLIX, HFLRX, HFLSX, HFLTX, HFLFX |
366 | 1,268.73 | 0.88 | 36.70 | 3.10 | Long | Oct 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Risk Spectrum 70 Fund |
60 | 58.77 | 0.04 | 1.78 | 3.03 | Long | Dec 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | State Street Diversified Income Fund SBFYX |
299 | 22.69 | 0.01 | 0.57 | 2.93 | Long | Dec 2022 |
| Guggenheim Variable Funds Trust | Series F (Floating Rate Strategies Series) |
245 | 58.47 | 0.04 | 1.49 | 2.72 | Long | Sep 2024 |
| Guggenheim Funds Trust | Guggenheim Floating Rate Strategies Fund GIFAX, GIFCX, GIFIX, GIFSX, GIFPX |
337 | 997.83 | 0.60 | 25.15 | 2.66 | Long | Sep 2024 |
| Brighthouse Funds Trust I | SSGA Growth and Income ETF Portfolio |
50 | 1,829.26 | 1.02 | 42.65 | 2.57 | Long | Dec 2024 |
| NORTHERN LIGHTS FUND TRUST III | Counterpoint Tactical Income Fund CPATX, CPCTX, CPITX |
30 | 2,001.32 | 1.13 | 47.17 | 2.49 | Long | Dec 2024 |
| James Alpha Funds Trust | Easterly Global Macro Fund GRRSX, GRRIX |
78 | 20.27 | 0.01 | 0.17 | 2.17 | Long | May 2022 |
| SSGA Active Trust | SPDR Blackstone High Income ETF HYBL |
732 | 291.49 | 0.13 | 5.54 | 2.13 | Long | Dec 2024 |
| New York Life Investments ETF Trust | NYLI Hedge Multi-Strategy Tracker ETF QAI |
148 | 700.70 | 0.31 | 13.01 | 2.08 | Long | Oct 2024 |
| GOLDMAN SACHS TRUST | Goldman Sachs High Yield Floating Rate Fund GFRAX, GFRCX, GSFRX, GFRIX, GFRRX, GFRSX, GGNPX |
399 | 2,000.29 | 0.92 | 38.23 | 2.04 | Long | Dec 2024 |
| SSGA Active Trust | SPDR SSGA Global Allocation ETF GAL |
24 | 282.22 | 0.09 | 3.74 | 1.55 | Long | Dec 2024 |
| Brighthouse Funds Trust I | SSGA Growth ETF Portfolio |
42 | 850.95 | 0.27 | 11.23 | 1.55 | Long | Dec 2024 |
| Aristotle Fund Series Trust | Aristotle Floating Rate Income Fund PLFLX, PLFDX, PLFRX, PLBCX |
164 | 4,840.80 | 1.48 | 61.71 | 1.44 | Long | Dec 2024 |
| Princeton Everest Fund | Princeton Everest Fund |
37 | 153.29 | 0.05 | 2.02 | 1.38 | Long | Dec 2024 |
| MUTUAL FUND SERIES TRUST | Catalyst/CIFC Senior Secured Income Fund CFRAX, CFRCX, CFRIX, CFRFX |
316 | 669.38 | 0.16 | 6.68 | 1.16 | Long | Dec 2024 |
| PACIFIC SELECT FUND | Floating Rate Income Portfolio |
127 | 406.79 | 0.10 | 3.99 | 1.09 | Long | Dec 2024 |
| American Century Investment Trust | Multisector Income Fund ASIHX, ASIWX, ASIPX, ASIEX, ASIJX, ASIQX, ASIGX, ASYIX |
362 | 106.72 | 0.03 | 1.05 | 1.06 | Long | Dec 2024 |
| American Century Investment Trust | Core Plus Fund ACCNX, ACCUX, ACCQX, ACCKX, ACCPX, ACCTX, ACCYX |
617 | 441.33 | 0.10 | 4.36 | 1.03 | Long | Dec 2024 |
| Calvert Management Series | Calvert Floating-Rate Advantage Fund CFOAX, CFOIX, CFORX |
289 | 117.79 | 0.02 | 0.95 | 1.01 | Long | Dec 2024 |
| American Century ETF Trust | American Century Multisector Income ETF MUSI |
377 | 196.86 | 0.04 | 1.83 | 0.99 | Long | Nov 2024 |
| Delaware Group Income Funds | Delaware Floating Rate Fund DDFAX, DDFCX, DDFFX, DDFLX, DDFZX |
251 | 778.77 | 0.16 | 6.69 | 0.99 | Long | Oct 2024 |
| Columbia Funds Variable Series Trust II | CTIVP - American Century Diversified Bond Fund |
639 | 3,964.32 | 0.75 | 31.44 | 0.92 | Long | Dec 2024 |
| Natixis Funds Trust II | Loomis Sayles Senior Floating Rate and Fixed Income Fund LSFAX, LSFCX, LSFYX, LSFNX |
310 | 911.44 | 0.17 | 7.32 | 0.90 | Long | Nov 2024 |
| Guardian Variable Products Trust | Guardian Core Fixed Income VIP Fund |
244 | 373.58 | 0.07 | 3.05 | 0.82 | Long | Dec 2024 |
| BNY Mellon Investment Funds IV, Inc. | BNY Mellon Floating Rate Income Fund DFLAX, DFLCX, DFLIX, DFLYX |
360 | 1,005.16 | 0.17 | 7.04 | 0.79 | Long | Nov 2024 |
| Nuveen Investment Trust III | Nuveen High Yield Income Fund NCOAX, NCFCX, NCOIX, NCSRX |
215 | 775.87 | 0.12 | 5.03 | 0.74 | Long | Nov 2024 |
| Pioneer Series Trust VI | Pioneer Floating Rate Fund FLARX, FLRCX, FLYRX |
326 | 368.19 | 0.06 | 2.51 | 0.74 | Long | Oct 2024 |
| John Hancock Funds II | Floating Rate Income Fund JFIAX, JFIGX, JFIHX, JFIIX, JFIDX, JFIRX |
454 | 1,162.45 | 0.18 | 7.52 | 0.69 | Long | Nov 2024 |
| SIX CIRCLES TRUST | Six Circles Credit Opportunities Fund |
2,928 | 8,516.71 | 1.36 | 56.56 | 0.67 | Long | Dec 2024 |
| TRANSAMERICA FUNDS | Transamerica Floating Rate TFLAX, TFLCX, TFLIX |
270 | 263.11 | 0.04 | 1.55 | 0.63 | Long | Oct 2024 |
| Fidelity Rutland Square Trust II | Strategic Advisers Core Income Fund FPCIX |
9,346 | 51,731.70 | 6.25 | 252.60 | 0.59 | Long | Nov 2024 |
| Eaton Vance Variable Trust | Eaton Vance VT Floating-Rate Income Fund |
502 | 569.79 | 0.08 | 3.17 | 0.57 | Long | Dec 2024 |
| BlackRock Floating Rate Income Strategies Fund, Inc. | BlackRock Floating Rate Income Strategies Fund, Inc. |
497 | 612.92 | 0.06 | 2.50 | 0.55 | Long | Dec 2024 |
| LORD ABBETT INVESTMENT TRUST | Lord Abbett Floating Rate Fund LFRAX, LARCX, LFRFX, LFRIX, LFRRX, LRRRX, LRRKX, LRRTX, LRRVX, LFROX |
485 | 5,339.12 | 0.62 | 26.26 | 0.55 | Long | Nov 2024 |
| Columbia Funds Series Trust II | Columbia Floating Rate Fund RFRAX, RFRCX, RFRFX, CFRZX, CFLRX, CFRYX |
351 | 754.94 | 0.10 | 3.97 | 0.55 | Long | Oct 2024 |
| American Century Investment Trust | Short Duration Fund ACSKX, ACSPX, ACSNX, ACSUX, ACSQX, ASHHX, ASDDX, ASDOX |
310 | 1,221.20 | 0.15 | 6.32 | 0.53 | Long | Dec 2024 |
| BlackRock Floating Rate Income Trust | BlackRock Floating Rate Income Trust |
501 | 393.76 | 0.04 | 1.67 | 0.52 | Long | Dec 2024 |
| American Century Investment Trust | Diversified Bond Fund ADFIX, ADFAX, ACBPX, CDBCX, ADVRX, ADDVX, ADVYX, ADRVX, ACDOX |
577 | 6,056.04 | 0.72 | 29.86 | 0.52 | Long | Dec 2024 |
| American Century Government Income Trust | Inflation-Adjusted Bond Fund ACITX, AIAVX, AIANX, AINOX, AIARX, AIAHX, AIAYX, AIADX, AINGX |
141 | 2,541.26 | 0.30 | 12.47 | 0.51 | Long | Dec 2024 |
| American Century Investment Trust | Short Duration Inflation Protection Bond Fund APOIX, APISX, APOAX, APOCX, APORX, APODX, APOHX, APOYX, APOGX |
105 | 1,626.84 | 0.19 | 8.07 | 0.51 | Long | Dec 2024 |
| American Century Investment Trust | Short Duration Strategic Income Fund ASDVX, ASDJX, ASADX, ASCDX, ASDRX, ASXDX, ASDHX, ASYDX |
331 | 656.15 | 0.08 | 3.27 | 0.50 | Long | Dec 2024 |
| CALAMOS STRATEGIC TOTAL RETURN FUND | CALAMOS STRATEGIC TOTAL RETURN FUND |
840 | 4,552.81 | 0.34 | 14.14 | 0.50 | Long | Oct 2024 |
| LORD ABBETT BOND DEBENTURE FUND INC | LORD ABBETT BOND DEBENTURE FUND INC LBNDX, BDLAX, LBNPX, LBNYX, LBDFX, LBNQX, LBNRX, LBNSX, LBNTX, LBNVX, LBNOX |
943 | 27,879.00 | 2.61 | 109.10 | 0.50 | Long | Dec 2024 |
| LORD ABBETT SERIES FUND INC | Bond-Debenture Portfolio |
932 | 1,428.77 | 0.14 | 5.66 | 0.50 | Long | Dec 2024 |
| American Century ETF Trust | American Century Short Duration Strategic Income ETF SDSI |
316 | 74.04 | 0.01 | 0.35 | 0.48 | Long | Nov 2024 |
| BlackRock Debt Strategies Fund, Inc. | BlackRock Debt Strategies Fund, Inc. |
1,267 | 671.02 | 0.06 | 2.50 | 0.46 | Long | Dec 2024 |
| DEUTSCHE DWS VARIABLE SERIES II | DWS Global Income Builder VIP |
323 | 117.95 | 0.01 | 0.42 | 0.38 | Long | Dec 2024 |
| NB Private Markets Access Fund LLC | NB Private Markets Access Fund LLC |
328 | 1,466.55 | 0.12 | 4.97 | 0.35 | Long | Dec 2024 |
| SARATOGA ADVANTAGE TRUST | James Alpha Family Office Portfolio JFOIX, JFOAX, JFOCX, JFOSX |
50 | 4.51 | 0.00 | 0.01 | 0.33 | Long | Feb 2021 |
| Nuveen Investment Trust III | Nuveen Floating Rate Income Fund NFRAX, NFFCX, NFRIX, NFRFX |
383 | 1,632.11 | 0.12 | 5.05 | 0.33 | Long | Nov 2024 |
| SARATOGA ADVANTAGE TRUST | James Alpha Total Hedge Portfolio JTHAX, JTHCX, JTHIX, JTHSX |
176 | 12.30 | 0.00 | 0.03 | 0.32 | Long | May 2020 |
| James Alpha Funds Trust | James Alpha Family Office Fund JFOIX, JFOSX |
49 | 4.50 | 0.00 | 0.01 | 0.30 | Long | May 2021 |
| SARATOGA ADVANTAGE TRUST | James Alpha Event Driven Fund JAEAX, JAECX, JAEIX, JAESX |
63 | 8.99 | 0.00 | 0.01 | 0.27 | Long | Feb 2021 |
| James Alpha Funds Trust | James Alpha Event Driven Fund JAESX, JAEIX |
65 | 8.76 | 0.00 | 0.01 | 0.27 | Long | May 2021 |
| TIAA-CREF Funds | Nuveen High Yield Fund TIYRX, TIHRX, TIHYX, TIHPX, TIHHX, TIHWX |
298 | 2,178.50 | 0.12 | 4.97 | 0.25 | Long | Dec 2024 |
| HARTFORD MUTUAL FUNDS INC/CT | Hartford Multi-Asset Income Fund ITTAX, HAFCX, IHAYX, ITTRX, ITTSX, ITTTX, ITTIX, ITTFX, ITTVX |
1,064 | 623.58 | 0.03 | 1.40 | 0.24 | Long | Oct 2024 |
| MASSMUTUAL SELECT FUNDS | MassMutual Select BlackRock Global Allocation Fund MGSSX, MGSLX, MGJAX, MGSYX, MGJIX, MGJFX, MGJRX |
999 | 232.37 | 0.00 | 0.18 | 0.22 | Long | Mar 2022 |
| SARATOGA ADVANTAGE TRUST | James Alpha Macro Portfolio GRRIX, GRRAX, GRRCX, GRRSX |
64 | 19.81 | 0.00 | 0.02 | 0.22 | Long | May 2020 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP American Century Balanced Fund |
603 | 388.65 | 0.02 | 0.73 | 0.19 | Long | Dec 2024 |
| Listed Funds Trust | TrueShares Active Yield ETF ERNZ |
183 | 155.70 | 0.01 | 0.28 | 0.18 | Long | Dec 2024 |
| HARTFORD MUTUAL FUNDS INC/CT | THE HARTFORD STRATEGIC INCOME FUND HSNCX, HSNIX, HSNAX, HSNYX, HSNRX, HSNSX, HSNTX, HSNVX, HSNFX |
1,183 | 3,172.81 | 0.11 | 4.51 | 0.15 | Long | Oct 2024 |
| JNL Series Trust | JNL/BlackRock Global Allocation Fund |
2,277 | 2,840.05 | 0.03 | 1.37 | 0.05 | Long | Dec 2024 |
| BlackRock Global Allocation Fund, Inc. | BlackRock Global Allocation Fund, Inc. |
2,509 | 18,359.56 | 0.20 | 8.51 | 0.05 | Long | Oct 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP BlackRock Global Allocation Fund |
2,215 | 3,428.34 | 0.02 | 1.03 | 0.05 | Long | Dec 2024 |
| BlackRock Strategic Global Bond Fund, Inc. | BlackRock Strategic Global Bond Fund, Inc. |
2,891 | 942.01 | 0.00 | 0.20 | 0.02 | Long | Dec 2024 |
| Horizon Funds | Horizon Active Income Fund AIHAX, AIRIX, AIMNX |
29 | 248.85 | 0.00 | 0.05 | 0.02 | Long | Nov 2024 |
