Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 Feb 24
25-NSE
Exchange delisting
26 Oct 23
25-NSE
Exchange delisting
13 Oct 23
N-CEN
Annual report (registered investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
28 Aug 23
CERT
Certification of approval for exchange listing
12 Jul 23
8-A12B
Registration of securities on exchange
5 Jul 23
DEFA14A
Additional proxy soliciting materials
31 Mar 23
DEFA14A
Additional proxy soliciting materials
27 Mar 23
DEFA14A
Additional proxy soliciting materials
15 Mar 23
DEF 14A
Definitive proxy
6 Mar 23
CORRESP
Correspondence with SEC
2 Mar 23
PRE 14A
Preliminary proxy
24 Feb 23
25-NSE
Exchange delisting
24 Feb 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 Feb 23
N-CEN
Annual report (registered investment company)
12 Sep 22
N-PX
Annual report of proxy voting record
29 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
26 Aug 22
DEFA14A
Additional proxy soliciting materials
24 May 22
DEFA14A
Additional proxy soliciting materials
18 May 22
CERT
Certification of approval for exchange listing
17 May 22
8-A12B
Registration of securities on exchange
17 May 22
DEFA14A
Additional proxy soliciting materials
3 May 22
DEFA14A
Additional proxy soliciting materials
20 Apr 22
DEF 14A
Definitive proxy
15 Mar 22
DEF 14A
Definitive proxy
14 Mar 22
PRE 14A
Preliminary proxy
4 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 Feb 22
25-NSE
Exchange delisting
30 Nov 21
CORRESP
Correspondence with SEC
27 Oct 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
20 Oct 21
N-CEN
Annual report (registered investment company)
10 Sep 21
N-PX
Annual report of proxy voting record
26 Aug 21
N-CSR
Certified annual shareholder report (management investment company)
26 Aug 21
CERT
Certification of approval for exchange listing
26 May 21
CERT
Certification of approval for exchange listing
19 May 21
8-A12B
Registration of securities on exchange
27 Apr 21
CORRESP
Correspondence with SEC
26 Apr 21
N-CEN/A
Annual report (registered investment company) (amended)
12 Mar 21
Latest ownership filings
NPORT-P
Principal Active High Yield ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Spectrum Tax-Advantaged Dividend Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Investment Grade Corporate Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Spectrum Preferred Securities Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal U.S. Mega-Cap ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Monthly portfolio investment report
20 Feb 24
NPORT-P
Principal Quality ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Healthcare Innovators ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Value ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Real Estate Active Opportunities ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Focused Blue Chip ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Investment Grade Corporate Active ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Millennial Global Growth ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Active High Yield ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal U.S. Small-Cap Adaptive Multi-Factor ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal International Adaptive Multi-Factor ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal U.S. Large-Cap Adaptive Multi-Factor ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Spectrum Tax-Advantaged Dividend Active ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Spectrum Preferred Securities Active ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Healthcare Innovators ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal U.S. Small-Cap ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Value ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Quality ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal U.S. Mega-Cap ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Focused Blue Chip ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Real Estate Active Opportunities ETF (Sep 2023 report)
21 Nov 23
NPORT-P
Principal Healthcare Innovators ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal U.S. Mega-Cap ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Active High Yield ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal International Adaptive Multi-Factor ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal U.S. Large-Cap Adaptive Multi-Factor ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Spectrum Tax-Advantaged Dividend Active ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal U.S. Small-Cap Adaptive Multi-Factor ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Investment Grade Corporate Active ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Spectrum Preferred Securities Active ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Millennial Global Growth ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal U.S. Small-Cap ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Value ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Quality ETF (Jun 2023 report)
9 Aug 23
NPORT-P
Principal Real Estate Active Opportunities ETF (Jun 2023 report)
9 Aug 23