Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
20 Aug 18
25-NSE
Exchange delisting
11 Sep 17
N-PX
Annual report of proxy voting record
29 Aug 17
N-CSR
Certified annual shareholder report (management investment company)
7 Aug 17
425
Business combination disclosure
31 May 17
425
Business combination disclosure
15 May 17
425
Business combination disclosure
14 Mar 17
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Feb 17
N-PX
Annual report of proxy voting record
29 Aug 16
N-CSR
Certified annual shareholder report (management investment company)
8 Aug 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 16
SC TO-I/A
Issuer tender offer statement (amended)
8 Dec 15
SC TO-I/A
Issuer tender offer statement (amended)
2 Dec 15
SC TO-I
Issuer tender offer statement
2 Nov 15
DEF 14A
Definitive proxy
26 Oct 15
SC TO-C
Information about tender offer
22 Oct 15
SC TO-C
Information about tender offer
9 Oct 15
N-PX
Annual report of proxy voting record
13 Aug 15
N-CSR
Certified annual shareholder report (management investment company)
7 Aug 15
CORRESP
Correspondence with SEC
21 Jul 15
SC TO-I/A
Issuer tender offer statement (amended)
15 May 15
SC TO-I/A
Issuer tender offer statement (amended)
11 May 15
SC TO-I
Issuer tender offer statement
6 Apr 15
SC TO-C
Information about tender offer
24 Mar 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 15
SC TO-I/A
Issuer tender offer statement (amended)
14 Nov 14
SC TO-I/A
Issuer tender offer statement (amended)
10 Nov 14
POS EX
Additional exhibits for listing
14 Oct 14
SC TO-I
Issuer tender offer statement
3 Oct 14
SC TO-C
Information about tender offer
23 Sep 14
8-A12B
Registration of securities on exchange
29 Aug 14
EFFECT
Notice of effectiveness
27 Jun 14
CORRESP
Correspondence with SEC
26 Jun 14
CORRESP
Correspondence with SEC
26 Jun 14
N-14 8C/A
Registration statement for closed-end investment company (amended)
26 Jun 14
CORRESP
Correspondence with SEC
23 May 14
N-14 8C
Registration statement for closed-end investment company
19 May 14
Latest ownership filings
4
Change in insider ownership
18 May 17
144
Notice of proposed sale of securities
15 May 17
SC 13G
Diversified Real Asset Income Fund
10 Feb 17
SC 13G
Diversified Real Asset Income Fund
24 Jan 17
3
Nathaniel T. Jones
9 Dec 16
4
GIFFORD R ZIMMERMAN
2 Nov 16
3
Christopher M. Rohrbacher
11 Oct 16
4
GIFFORD R ZIMMERMAN
17 Aug 16
SC 13G
Diversified Real Asset Income Fund
16 Feb 16
SC 13G/A
Diversified Real Asset Income Fund
10 Feb 16
4
David A Yale
30 Dec 15
SC 13G/A
Diversified Real Asset Income Fund
12 Nov 15
3
Sherri A Hlavacek
14 Aug 15
3
DAVID J LAMB
9 Jul 15
3
WILLIAM IV ADAMS
8 Jul 15
3
Tryg Sarsland
8 May 15
3
Brenda A. Langenfeld
8 May 15
SC 13G
Diversified Real Asset Income Fund
13 Feb 15
SC 13G
Diversified Real Asset Income Fund
13 Feb 15
SC 13G/A
Diversified Real Asset Income Fund
12 Feb 15
SC 13G
Diversified Real Asset Income Fund
14 Oct 14