| Virtus Event Opportunities Trust |
Virtus Westchester Event-Driven Fund WCERX, WCEIX |
406 |
453.03 |
0.94 |
26.72 |
7.15 |
Long |
Sep 2024 |
| JNL Series Trust |
JNL/Westchester Capital Event Driven Fund |
362 |
107.64 |
0.12 |
3.30 |
5.89 |
Long |
Sep 2024 |
| Merger Fund |
The Merger Fund MERFX, MERIX |
572 |
2,579.35 |
4.39 |
125.38 |
5.11 |
Long |
Sep 2024 |
| First Trust Exchange-Traded Fund III |
First Trust Merger Arbitrage ETF MARB |
40 |
34.76 |
0.05 |
1.38 |
5.01 |
Long |
Oct 2024 |
| Merger Fund VL |
The Merger Fund VL MERVX |
541 |
34.24 |
0.06 |
1.59 |
4.83 |
Long |
Sep 2024 |
| NexPoint Funds I |
Nexpoint Merger Arbitrage Fund HMEAX, HMECX, HMEZX |
144 |
912.38 |
1.17 |
33.55 |
4.22 |
Long |
Sep 2024 |
| ARBITRAGE FUNDS |
THE ARBITRAGE FUND ARBFX, ARBNX, ARBCX, ARGAX |
85 |
978.07 |
1.08 |
32.85 |
3.53 |
Long |
Nov 2024 |
| NexPoint Funds I |
NexPoint Event Driven Fund HHCAX, HHCCX, HHCZX |
147 |
72.66 |
0.07 |
1.89 |
3.52 |
Long |
Sep 2024 |
| EXCHANGE TRADED CONCEPTS TRUST |
MUSQ Global Music Industry ETF MUSQ |
34 |
21.88 |
0.02 |
0.69 |
3.16 |
Long |
Oct 2024 |
| ARBITRAGE FUNDS |
Water Island Event-Driven Fund AEDFX, AEDNX, AGEAX |
115 |
71.41 |
0.07 |
2.02 |
2.96 |
Long |
Nov 2024 |
| Managed Portfolio Series |
Friess Brandywine Blue Fund FBLUX |
33 |
4.07 |
0.00 |
0.11 |
2.78 |
Long |
Mar 2022 |
| ProShares Trust |
ProShares Merger ETF MRGR |
55 |
11.09 |
0.01 |
0.28 |
2.63 |
Long |
Nov 2024 |
| Comstock Funds, Inc. |
Comstock Capital Value Fund DRCVX, CPCCX, CPCRX, COMVX |
101 |
6.85 |
0.01 |
0.18 |
2.61 |
Long |
Oct 2024 |
| Goldman Sachs ETF Trust |
Goldman Sachs Hedge Industry VIP ETF GVIP |
52 |
330.23 |
0.22 |
6.62 |
2.05 |
Long |
Nov 2024 |
| GDL Fund |
GDL Fund |
151 |
190.04 |
0.08 |
2.28 |
1.90 |
Long |
Sep 2024 |
| Managed Portfolio Series |
Friess Brandywine Fund FBRWX |
50 |
9.31 |
0.01 |
0.16 |
1.70 |
Long |
Mar 2022 |
| GLOBAL X FUNDS |
Global X Guru Index ETF GURU |
66 |
45.02 |
0.02 |
0.70 |
1.56 |
Long |
Oct 2024 |
| AltShares Trust |
AltShares Event-Driven ETF EVNT |
95 |
5.36 |
0.00 |
0.08 |
1.54 |
Long |
Nov 2024 |
| American Pension Investors Trust |
YORKTOWN CAPITAL APPRECIATION FUND AFDDX, AFAAX, APIGX |
47 |
10.92 |
0.01 |
0.17 |
1.52 |
Long |
Jul 2023 |
| GLOBAL X FUNDS |
Global X Adaptive U.S. Factor ETF AUSF |
193 |
363.96 |
0.16 |
4.77 |
1.31 |
Long |
Nov 2024 |
| First Trust Exchange-Traded Fund IV |
FT Vest SMID Rising Dividend Achievers Target Income ETF SDVD |
97 |
153.83 |
0.06 |
1.71 |
1.11 |
Long |
Oct 2024 |
| First Trust Exchange-Traded Fund VI |
First Trust SMID Cap Rising Dividend Achievers ETF SDVY |
97 |
6,124.88 |
2.27 |
64.90 |
1.06 |
Long |
Sep 2024 |
| Rydex Series Funds |
Multi-Hedge Strategies Fund RYMSX, RYMQX, RYMRX, RYIMX |
374 |
56.97 |
0.02 |
0.57 |
1.00 |
Long |
Sep 2024 |
| Rydex Variable Trust |
Multi-Hedge Strategies Fund |
373 |
42.74 |
0.01 |
0.36 |
0.99 |
Long |
Sep 2024 |
| ADVISORS' INNER CIRCLE III |
Aperture Endeavour Equity Fund APEEX, ATOMX |
117 |
99.40 |
0.03 |
0.69 |
0.92 |
Long |
Dec 2023 |
| Principal Funds, Inc |
Global Multi-Strategy Fund PMSAX, PSMIX, PGLSX |
2,193 |
427.47 |
0.12 |
3.63 |
0.86 |
Long |
Nov 2024 |
| JNL Series Trust |
JNL Multi-Manager Alternative Fund |
1,328 |
1,103.48 |
0.21 |
6.13 |
0.80 |
Long |
Sep 2024 |
| Morningstar Funds Trust |
Morningstar Alternatives Fund MSTVX |
2,385 |
269.41 |
0.06 |
1.76 |
0.77 |
Long |
Oct 2024 |
| MORGAN STANLEY INSTITUTIONAL FUND INC |
Global Opportunity Portfolio MGGIX, MGGLX, MGGPX, MGTSX, MSOPX, MGORX |
37 |
3,118.17 |
0.80 |
22.96 |
0.77 |
Long |
Sep 2024 |
| Neuberger Berman Alternative Funds |
Neuberger Berman Absolute Return Multi-Manager Fund NABAX, NABCX, NABIX, NRABX, NABEX |
558 |
96.86 |
0.02 |
0.67 |
0.75 |
Long |
Oct 2024 |
| EQ Advisors Trust |
1290 VT GAMCO Mergers & Acquisitions Portfolio |
173 |
174.49 |
0.04 |
1.14 |
0.67 |
Long |
Sep 2024 |
| LITMAN GREGORY FUNDS TRUST |
iMGP Alternative Strategies Fund MASFX, MASNX |
1,131 |
477.42 |
0.10 |
2.78 |
0.64 |
Long |
Sep 2024 |
| Rydex Variable Trust |
Leisure Fund |
97 |
4.21 |
0.00 |
0.03 |
0.63 |
Long |
Sep 2024 |
| Rydex Series Funds |
Leisure Fund RYLIX, RYLAX, RYLSX, RYLCX |
97 |
7.18 |
0.00 |
0.05 |
0.63 |
Long |
Sep 2024 |
| FRANK FUNDS |
Camelot Event Driven Fund |
266 |
96.68 |
0.02 |
0.57 |
0.59 |
Long |
Sep 2024 |
| John Hancock Exchange-Traded Fund Trust |
John Hancock Multifactor Media and Communications ETF JHCS |
53 |
14.71 |
0.00 |
0.08 |
0.55 |
Long |
Jul 2022 |
| TRANSAMERICA SERIES TRUST |
Transamerica T. Rowe Price Small Cap VP |
325 |
696.54 |
0.11 |
3.14 |
0.46 |
Long |
Sep 2024 |
| T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC. |
T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund PRDSX, TQAIX, TQAAX |
326 |
8,904.32 |
1.36 |
38.85 |
0.45 |
Long |
Sep 2024 |
| AGF Investments Trust |
AGF U.S. Market Neutral Anti-Beta Fund BTAL |
404 |
784.75 |
0.06 |
1.81 |
0.44 |
Long |
Sep 2024 |
| FIDELITY COVINGTON TRUST |
Fidelity MSCI Communication Services Index ETF FCOM |
110 |
1,261.47 |
0.18 |
5.44 |
0.43 |
Long |
Oct 2024 |
| VANGUARD WORLD FUND |
VANGUARD COMMUNICATION SERVICES INDEX FUND VTCAX, VOX |
122 |
4,637.41 |
0.65 |
19.79 |
0.43 |
Long |
Nov 2024 |
| Brighthouse Funds Trust II |
T.Rowe Price Small Cap Growth Portfolio |
365 |
1,375.84 |
0.18 |
5.17 |
0.42 |
Long |
Sep 2024 |
| Lattice Strategies Trust |
Hartford Longevity Economy ETF HLGE |
352 |
11.94 |
0.00 |
0.04 |
0.32 |
Long |
Sep 2024 |
| Tidal ETF Trust |
Sofi Next 500 ETF SFYX |
498 |
139.33 |
0.01 |
0.27 |
0.24 |
Long |
Nov 2024 |
| iShares Trust |
iShares Morningstar Small-Cap Growth ETF ISCG |
996 |
685.17 |
0.05 |
1.43 |
0.23 |
Long |
Oct 2024 |
| Series Portfolios Trust |
Weiss Alternative Multi-Strategy Fund WEIZX, WEISX |
1,327 |
383.87 |
0.02 |
0.48 |
0.22 |
Long |
Jan 2024 |
| iShares Trust |
iShares MSCI USA Small-Cap Min Vol Factor ETF SMMV |
292 |
329.52 |
0.02 |
0.63 |
0.20 |
Long |
Oct 2024 |
| WisdomTree Trust |
WisdomTree U.S. ESG Fund RESP |
301 |
65.20 |
0.01 |
0.12 |
0.19 |
Long |
Sep 2023 |
| JPMORGAN INSURANCE TRUST |
JPMorgan Insurance Trust U.S. Equity Portfolio |
122 |
127.55 |
0.01 |
0.24 |
0.19 |
Long |
Mar 2023 |
| AB PORTFOLIOS |
AB All Market Total Return Portfolio ABWAX, ABWCX, ABWYX, ABWIX |
1,411 |
460.94 |
0.02 |
0.66 |
0.15 |
Long |
Nov 2024 |
| J.P. Morgan Exchange-Traded Fund Trust |
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF BBMC |
595 |
1,850.26 |
0.09 |
2.60 |
0.14 |
Long |
Oct 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab U.S. Small-Cap ETF SCHA |
1,739 |
20,144.93 |
0.92 |
28.04 |
0.14 |
Long |
Nov 2024 |
| WisdomTree Trust |
WisdomTree U.S. MidCap Dividend Fund DON |
332 |
3,851.51 |
0.18 |
5.23 |
0.14 |
Long |
Sep 2024 |
| INVESTMENT MANAGERS SERIES TRUST II |
AXS Merger Fund GAKIX, GAKAX |
59 |
19.77 |
0.00 |
0.02 |
0.12 |
Long |
Sep 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab U.S. Mid-Cap ETF SCHM |
501 |
12,153.45 |
0.49 |
14.85 |
0.12 |
Long |
Nov 2024 |
| iShares Trust |
iShares Morningstar Small-Cap ETF ISCB |
1,585 |
254.17 |
0.01 |
0.27 |
0.12 |
Long |
Oct 2024 |
| Gabelli 787 Fund, Inc. |
Enterprise Mergers and Acquisitions Fund EMAAX, EMACX, EMAYX, EAAAX |
209 |
51.04 |
0.00 |
0.06 |
0.12 |
Long |
Oct 2024 |
| VANGUARD INDEX FUNDS |
VANGUARD SMALL-CAP VALUE INDEX FUND VISVX, VSIIX, VBR, VSIAX |
841 |
58,899.32 |
2.34 |
66.84 |
0.11 |
Long |
Sep 2024 |
| JNL Series Trust |
JNL/Mellon Communication Services Sector Fund |
57 |
772.83 |
0.03 |
0.87 |
0.11 |
Long |
Sep 2024 |
| Special Opportunities Fund, Inc. |
Special Opportunities Fund, Inc. |
125 |
230.31 |
0.01 |
0.19 |
0.11 |
Long |
Sep 2024 |
| Goldman Sachs ETF Trust |
Goldman Sachs Innovate Equity ETF GINN |
474 |
285.16 |
0.01 |
0.29 |
0.11 |
Long |
Nov 2024 |
| WisdomTree Trust |
WisdomTree U.S. MidCap Fund EZM |
543 |
817.43 |
0.03 |
0.80 |
0.10 |
Long |
Sep 2024 |
| Northern Lights Fund Trust IV |
Inspire 500 ETF |
501 |
265.20 |
0.01 |
0.25 |
0.09 |
Long |
Nov 2024 |
| Victory Portfolios III |
Victory Extended Market Index Fund USMIX |
2,505 |
798.53 |
0.02 |
0.72 |
0.09 |
Long |
Oct 2024 |
| Gabelli Multimedia Trust Inc. |
Gabelli Multimedia Trust Inc. |
225 |
198.13 |
0.00 |
0.11 |
0.09 |
Long |
Sep 2024 |
| Fidelity Concord Street Trust |
Fidelity ZERO Extended Market Index Fund FZIPX |
2,066 |
1,828.73 |
0.05 |
1.59 |
0.09 |
Long |
Oct 2024 |
| Variable Insurance Products Fund II |
VIP Extended Market Index Portfolio |
2,094 |
281.99 |
0.01 |
0.23 |
0.09 |
Long |
Sep 2024 |
| VANGUARD INDEX FUNDS |
VANGUARD EXTENDED MARKET INDEX FUND VEXMX, VEXAX, VIEIX, VXF, VEMPX, VSEMX |
3,527 |
108,938.35 |
2.79 |
79.72 |
0.07 |
Long |
Sep 2024 |
| Fidelity Concord Street Trust |
Fidelity Extended Market Index Fund FSMAX |
3,549 |
46,345.53 |
1.06 |
32.10 |
0.07 |
Long |
Nov 2024 |
| VANGUARD INDEX FUNDS |
VANGUARD SMALL-CAP INDEX FUND NAESX, VSMAX, VSCIX, VB, VSCPX |
1,389 |
153,644.98 |
3.46 |
98.69 |
0.07 |
Long |
Sep 2024 |
| T. ROWE PRICE INDEX TRUST, INC. |
T. Rowe Price Extended Equity Market Index Fund PEXMX |
1,668 |
1,035.72 |
0.02 |
0.62 |
0.06 |
Long |
Sep 2024 |
| John Hancock Exchange-Traded Fund Trust |
John Hancock Multifactor Mid Cap ETF JHMM |
667 |
3,989.06 |
0.08 |
2.47 |
0.06 |
Long |
Oct 2024 |
| Fidelity Securities Fund |
Fidelity Flex Large Cap Growth Fund FLCLX |
313 |
84.39 |
0.00 |
0.04 |
0.05 |
Long |
Apr 2022 |
| Gabelli Investor Funds Inc |
The Gabelli ABC Fund GABCX, GADVX |
240 |
581.50 |
0.01 |
0.17 |
0.04 |
Long |
Sep 2024 |
| SCHWAB CAPITAL TRUST |
Schwab Fundamental U.S. Small Company Index Fund SFSNX |
1,039 |
1,757.04 |
0.01 |
0.40 |
0.02 |
Long |
Oct 2024 |
| Franklin Alternative Strategies Funds |
K2 Alternative Strategies Fund FAAAX, FASCX, FSKKX, FASRX, FABZX |
2,876 |
757.06 |
0.00 |
0.12 |
0.02 |
Long |
Nov 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab Fundamental U.S. Small Company ETF FNDA |
1,035 |
9,953.28 |
0.07 |
2.10 |
0.02 |
Long |
Nov 2024 |
| iShares Trust |
iShares U.S. Small-Cap Equity Factor ETF SMLF |
838 |
1,428.75 |
0.01 |
0.28 |
0.02 |
Long |
Oct 2024 |
| Advanced Series Trust |
AST T. Rowe Price Asset Allocation Portfolio |
3,196 |
14,997.61 |
0.08 |
2.39 |
0.02 |
Long |
Sep 2024 |
| FlexShares Trust |
FlexShares Morningstar US Market Factor Tilt Index Fund TILT |
1,932 |
1,893.18 |
0.01 |
0.28 |
0.02 |
Long |
Oct 2024 |
| John Hancock Variable Insurance Trust |
Total Stock Market Index Trust JAFEX, JETSX, JAFFX |
3,155 |
1,010.93 |
0.01 |
0.15 |
0.01 |
Long |
Sep 2024 |
| Advanced Series Trust |
AST T. Rowe Price Growth Opportunities Portfolio |
1,174 |
3,244.85 |
0.02 |
0.45 |
0.01 |
Long |
Sep 2024 |
| Humankind Benefit Corp |
Humankind U.S. Stock ETF |
997 |
154.77 |
0.00 |
0.02 |
0.01 |
Long |
Sep 2024 |
| Dimensional ETF Trust |
Dimensional US Core Equity 1 ETF DCOR |
2,327 |
957.76 |
0.00 |
0.13 |
0.01 |
Long |
Oct 2024 |
| WisdomTree Trust |
WisdomTree U.S. Total Dividend Fund DTD |
824 |
1,339.61 |
0.01 |
0.17 |
0.01 |
Long |
Sep 2024 |
| ADVISORS' INNER CIRCLE III |
Knights of Columbus U.S. ALL CAP INDEX FUND KCXIX |
2,503 |
195.48 |
0.00 |
0.02 |
0.01 |
Long |
Oct 2024 |
| Dimensional ETF Trust |
Dimensional US Core Equity Market ETF DFAU |
2,392 |
6,644.57 |
0.03 |
0.75 |
0.01 |
Long |
Oct 2024 |
| John Hancock Exchange-Traded Fund Trust |
John Hancock Multifactor Large Cap ETF JHML |
774 |
947.57 |
0.00 |
0.11 |
0.01 |
Long |
Oct 2024 |
| SUNAMERICA SERIES TRUST |
SA T. Rowe Price Asset Allocation Growth Portfolio |
1,551 |
756.69 |
0.00 |
0.09 |
0.01 |
Long |
Oct 2024 |
| GLOBAL X FUNDS |
Global X Adaptive U.S. Risk Management ETF ONOF |
507 |
136.29 |
0.00 |
0.01 |
0.01 |
Long |
Nov 2024 |
| SCHWAB INVESTMENTS |
Schwab 1000 Index Fund SNXFX |
999 |
17,372.79 |
0.06 |
1.84 |
0.01 |
Long |
Oct 2024 |
| iShares Trust |
iShares Dow Jones U.S. ETF IYY |
1,030 |
2,232.23 |
0.01 |
0.23 |
0.01 |
Long |
Oct 2024 |
| Goldman Sachs ETF Trust II |
Goldman Sachs MarketBeta U.S. 1000 Equity ETF GUSA |
1,015 |
1,896.56 |
0.01 |
0.20 |
0.01 |
Long |
Nov 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab 1000 Index ETF SCHK |
997 |
4,073.93 |
0.01 |
0.42 |
0.01 |
Long |
Nov 2024 |
| Wilshire Mutual Funds Inc |
FT Wilshire 5000 Index Fund WFIVX, WINDX |
2,221 |
283.08 |
0.00 |
0.03 |
0.01 |
Long |
Sep 2024 |
| Fidelity Concord Street Trust |
Fidelity ZERO Total Market Index Fund FZROX |
2,576 |
24,046.94 |
0.08 |
2.40 |
0.01 |
Long |
Oct 2024 |
| SCHWAB CAPITAL TRUST |
Schwab Total Stock Market Index Fund SWTSX |
3,206 |
25,696.88 |
0.09 |
2.56 |
0.01 |
Long |
Oct 2024 |
| Fidelity Concord Street Trust |
Fidelity Total Market Index Fund FSKAX |
3,895 |
107,978.89 |
0.35 |
10.53 |
0.01 |
Long |
Nov 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab U.S. Broad Market ETF SCHB |
2,469 |
33,435.49 |
0.11 |
3.27 |
0.01 |
Long |
Nov 2024 |
| Fidelity Concord Street Trust |
Fidelity Series Total Market Index Fund FCFMX |
4,029 |
79,976.13 |
0.25 |
7.71 |
0.01 |
Long |
Nov 2024 |
| iShares Trust |
iShares Core S&P Total U.S. Stock Market ETF ITOT |
2,550 |
62,704.73 |
0.21 |
5.99 |
0.01 |
Long |
Sep 2024 |
| Variable Insurance Products Fund II |
VIP Total Market Index Portfolio |
2,603 |
1,119.60 |
0.00 |
0.11 |
0.01 |
Long |
Sep 2024 |
| T. ROWE PRICE INDEX TRUST, INC. |
T. Rowe Price Total Equity Market Index Fund POMIX |
1,213 |
2,844.52 |
0.01 |
0.26 |
0.01 |
Long |
Sep 2024 |
| JNL Series Trust |
JNL/Mellon U.S. Stock Market Index Fund |
1,295 |
5,302.01 |
0.02 |
0.49 |
0.01 |
Long |
Sep 2024 |
| Dimensional ETF Trust |
Dimensional U.S. Core Equity 2 ETF DFAC |
2,671 |
32,094.89 |
0.10 |
2.89 |
0.01 |
Long |
Oct 2024 |
| VANGUARD INDEX FUNDS |
VANGUARD TOTAL STOCK MARKET INDEX FUND VTSMX, VTSAX, VITSX, VTI, VSMPX, VSTSX |
3,669 |
1,756,148.77 |
4.39 |
125.51 |
0.01 |
Long |
Sep 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS |
VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND VITNX, VITPX |
3,239 |
31,451.45 |
0.08 |
2.19 |
0.01 |
Long |
Sep 2024 |
| BNY Mellon ETF Trust |
BNY Mellon US Large Cap Core Equity ETF BKLC |
509 |
2,879.85 |
0.00 |
0.14 |
0.00 |
Long |
Oct 2024 |
| VANGUARD VALLEY FORGE FUNDS |
VANGUARD BALANCED INDEX FUND VBINX, VBIAX, VBAIX |
16,143 |
58,278.86 |
0.09 |
2.51 |
0.00 |
Long |
Sep 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST |
State Street Balanced Index Fund SSBIX |
1,911 |
128.48 |
0.00 |
0.01 |
0.00 |
Long |
Sep 2024 |
| SCHWAB STRATEGIC TRUST |
Schwab Fundamental U.S. Broad Market ETF FNDB |
1,722 |
910.96 |
0.00 |
0.01 |
0.00 |
Long |
Nov 2024 |
| Nationwide Mutual Funds |
Nationwide Multi-Cap Portfolio |
3,960 |
3,218.72 |
0.00 |
0.01 |
0.00 |
Long |
Apr 2024 |
| Dimensional ETF Trust |
Dimensional U.S. Marketwide Value ETF DFUV |
1,335 |
11,448.47 |
0.00 |
0.01 |
0.00 |
Long |
Oct 2024 |
| Weiss Strategic Interval Fund |
Weiss Strategic Interval Fund |
947 |
1,154.57 |
-0.01 |
-0.28 |
-0.06 |
Short |
Sep 2022 |
