Financial reports
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-CEN
Annual report (registered investment company)
13 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
N-CEN
Annual report (registered investment company)
11 Mar 21
Current reports
No filings
Registration and prospectus
POS EX
Additional exhibits for listing
23 Apr 21
N-14/A
Registration statement for investment companies business combination (amended)
26 Oct 18
N-14
Registration statement for investment companies business combination
28 Sep 18
AW
Withdrawal of amendment
16 Aug 16
AW
Withdrawal of amendment
8 Mar 16
AW
Withdrawal of amendment
8 Mar 16
Proxies
DEF 14A
Definitive proxy
6 Nov 23
PRE 14A
Preliminary proxy
17 Oct 23
N-PX
Annual report of proxy voting record
8 Aug 23
N-PX
Annual report of proxy voting record
9 Aug 22
N-PX
Annual report of proxy voting record
29 Jul 21
N-PX
Annual report of proxy voting record
29 Jul 20
N-PX
Annual report of proxy voting record
4 Oct 19
N-PX
Annual report of proxy voting record
31 Jul 18
N-PX
Annual report of proxy voting record
31 Aug 17
N-PX
Annual report of proxy voting record
5 Aug 16
Other
CORRESP
Correspondence with SEC
6 Nov 23
CORRESP
Correspondence with SEC
28 May 21
EFFECT
Notice of effectiveness
30 Oct 18
CORRESP
Correspondence with SEC
21 Apr 17
CORRESP
Correspondence with SEC
12 Oct 16
CORRESP
Correspondence with SEC
21 Sep 16
CORRESP
Correspondence with SEC
20 Jul 16
EFFECT
Notice of effectiveness
31 Dec 15
CORRESP
Correspondence with SEC
16 Dec 15
CORRESP
Correspondence with SEC
15 Dec 15
Ownership
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P/A
Monthly portfolio investment report (amended)
27 Feb 24
NPORT-P
Tactical Income Fund (Dec 2023 report)
26 Feb 24