UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549-
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-1800
Name of Registrant: U.S. Global Investors Fund
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229
Name and address of agent of service:
The Corporation Trust Company
1209 Orange Street
Wilmington, Deleware 19801
County of New Castle
Registrant’s telephone number including area code:
(210) 308-1234
Date of fiscal year end:
12/31/2010
Date of reporting period:
07/01/2009 - 06/30/2010
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds All American Equity Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Akamai Technologies, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AKAM | CUSIP 00971T101 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect F. Thomson Leighton | Mgmt | For | For | For |
2 | Elect Paul Sagan | Mgmt | For | For | For |
3 | Elect Naomi Seligman | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Altisource Portfolio Solutions S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
ASPS | CUSIP L0175J104 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Erbey | Mgmt | For | For | For |
1.2 | Elect Silke Andersen-Kienz | Mgmt | For | For | For |
1.3 | Elect Roland Muller-Ineichen | Mgmt | For | For | For |
1.4 | Elect William Shepro | Mgmt | For | For | For |
1.5 | Elect Timo Vatto | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Approval of Share Repurchase Program | Mgmt | For | For | For |
4 | Report of the Board of Directors | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Ratification of Board Acts | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Altria Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MO | CUSIP 02209S103 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Elizabeth Bailey | Mgmt | For | Against | Against |
2 | Elect Gerald Baliles | Mgmt | For | For | For |
3 | Elect John Casteen III | Mgmt | For | Against | Against |
4 | Elect Dinyar Devitre | Mgmt | For | For | For |
5 | Elect Thomas Farrell II | Mgmt | For | For | For |
6 | Elect Robert Huntley | Mgmt | For | For | For |
7 | Elect Thomas Jones | Mgmt | For | For | For |
8 | Elect George Munoz | Mgmt | For | For | For |
9 | Elect Nabil Sakkab | Mgmt | For | For | For |
10 | Elect Michael Szymanczyk | Mgmt | For | For | For |
11 | 2010 Performance Incentive Plan | Mgmt | For | Against | Against |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For |
14 | Shareholder Proposal Regarding Human Rights Protocols | ShrHldr | Against | Against | For |
American Tower Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AMT | CUSIP 029912201 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Raymond Dolan | Mgmt | For | For | For |
2 | Elect Ronald Dykes | Mgmt | For | For | For |
3 | Elect Carolyn Katz | Mgmt | For | For | For |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
5 | Elect JoAnn Reed | Mgmt | For | For | For |
6 | Elect Pamela Reeve | Mgmt | For | For | For |
7 | Elect David Sharbutt | Mgmt | For | For | For |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For |
9 | Elect Samme Thompson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
AU | 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Apple Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAPL | CUSIP 037833100 | 02/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Campbell | Mgmt | For | For | For |
1.2 | Elect Millard Drexler | Mgmt | For | For | For |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
1.4 | Elect Steven Jobs | Mgmt | For | For | For |
1.5 | Elect Andrea Jung | Mgmt | For | For | For |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
1.7 | Elect Jerome York | Mgmt | For | For | For |
2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | For | For |
3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For |
7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For |
ArcSight, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARST | CUSIP 039666102 | 09/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Sandra Bergeron | Mgmt | For | For | For |
1.2 | Elect Director Craig Ramsey | Mgmt | For | For | For |
1.3 | Elect Director Ernest Von Simon | Mgmt | For | For | For |
2 | Ratify Auditors | Mgmt | For | For | For |
AT&T INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
T | CUSIP 00206R102 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Randall Stephenson | Mgmt | For | For | For |
2 | Elect Gilbert Amelio | Mgmt | For | For | For |
3 | Elect Reuben Anderson | Mgmt | For | For | For |
4 | Elect James Blanchard | Mgmt | For | For | For |
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
6 | Elect James Kelly | Mgmt | For | For | For |
7 | Elect Jon Madonna | Mgmt | For | For | For |
8 | Elect Lynn Martin | Mgmt | For | For | For |
9 | Elect John McCoy | Mgmt | For | For | For |
10 | Elect Joyce Roche | Mgmt | For | For | For |
11 | Elect Laura Tyson | Mgmt | For | For | For |
12 | Elect Patricia Upton | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
15 | Shareholder Proposal Regarding Pension Credit Policy | ShrHldr | Against | For | Against |
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
Atlas Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ATLS | CUSIP 049298102 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Carlton Arrendell | Mgmt | For | For | For |
1.2 | Elect Jonathan Cohen | Mgmt | For | For | For |
1.3 | Elect Donald Delson | Mgmt | For | For | For |
Bank of America Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BAC | CUSIP 060505104 | 02/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Increase of Authorized Common Stock | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Bank of America Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BAC | CUSIP 060505104 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Susan Bies | Mgmt | For | For | For |
2 | Elect William Boardman | Mgmt | For | For | For |
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
4 | Elect Virgis Colbert | Mgmt | For | Against | Against |
5 | Elect Charles Gifford | Mgmt | For | For | For |
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For |
8 | Elect Monica Lozano | Mgmt | For | For | For |
9 | Elect Thomas May | Mgmt | For | For | For |
10 | Elect Brian Moynihan | Mgmt | For | For | For |
11 | Elect Donald Powell | Mgmt | For | For | For |
12 | Elect Charles Rossotti | Mgmt | For | Against | Against |
13 | Elect Robert Scully | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Increase of Authorized Common Stock | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For |
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For |
19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHldr | Against | Against | For |
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For |
24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For |
Bemis Company, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BMS | CUSIP 081437105 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jeffrey Curler | Mgmt | For | For | For |
1.2 | Elect Roger O’Shaughnessy | Mgmt | For | For | For |
1.3 | Elect David Haffner | Mgmt | For | For | For |
1.4 | Elect Holly Van Deursen | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For |
Biogen Idec Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BIIB | CUSIP 09062X103 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Nancy Leaming | Mgmt | For | For | For |
2 | Elect Brian Posner | Mgmt | For | For | For |
3 | Elect Eric Rowinsky | Mgmt | For | For | For |
4 | Elect Stephen Sherwin | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For |
Bristol-Myers Squibb Company
Ticker | Security ID: | Meeting Date | Meeting Status |
BMY | CUSIP 110122108 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
2 | Elect Lewis Campbell | Mgmt | For | For | For |
3 | Elect James Cornelius | Mgmt | For | For | For |
4 | Elect Louis Freeh | Mgmt | For | Against | Against |
5 | Elect Laurie Glimcher | Mgmt | For | For | For |
6 | Elect Michael Grobstein | Mgmt | For | For | For |
7 | Elect Leif Johansson | Mgmt | For | For | For |
8 | Elect Alan Lacy | Mgmt | For | For | For |
9 | Elect Vicki Sato | Mgmt | For | For | For |
10 | Elect Togo West, Jr. | Mgmt | For | For | For |
11 | Elect R. Sanders Williams | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For |
14 | Elimination of Supermajority Requirement Applicable to Common Shareholders | Mgmt | For | For | For |
15 | Elimination of Supermajority Requirement Applicable to Preferred Shareholders | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHldr | Against | Against | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
18 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For |
CenturyTel, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CTL | CUSIP 156700106 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect W. Bruce Hanks | Mgmt | For | Withhold | Against |
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For |
1.3 | Elect William Owens | Mgmt | For | For | For |
1.4 | Elect Glen Post III | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | Against | Against |
3 | Company Name Change | Mgmt | For | For | For |
4 | 2010 Executive Officer Short Term Incentive Plan | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Network Management Practices | ShrHldr | Against | Against | For |
6 | Shareholder Proposal Regarding Limitations on Executive Compensation | ShrHldr | Against | Against | For |
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
Cerner Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CERN | CUSIP 156782104 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gerald Bisbee, Jr. | Mgmt | For | For | For |
1.2 | Elect Linda Dillman | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the Performance-Based Compensation Plan | Mgmt | For | For | For |
Cincinnati Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CINF | CUSIP 172062101 | 05/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gregory Bier | Mgmt | For | For | For |
1.2 | Elect Linda Clement-Holmes | Mgmt | For | For | For |
1.3 | Elect Douglas Skidmore | Mgmt | For | For | For |
1.4 | Elect Larry Webb | Mgmt | For | Withhold | Against |
2 | Repeal of Classified Board | Mgmt | For | For | For |
3 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Concho Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CXO | CUSIP 20605P101 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ray Poage | Mgmt | For | For | For |
1.2 | Elect A. Wellford Tabor | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Conocophillips
Ticker | Security ID: | Meeting Date | Meeting Status |
COP | CUSIP 20825C104 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Richard Armitage | Mgmt | For | For | For |
2 | Elect Richard Auchinleck | Mgmt | For | For | For |
3 | Elect James Copeland, Jr. | Mgmt | For | For | For |
4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
5 | Elect Ruth Harkin | Mgmt | For | For | For |
6 | Elect Harold McGraw III | Mgmt | For | For | For |
7 | Elect James Mulva | Mgmt | For | For | For |
8 | Elect Robert Niblock | Mgmt | For | For | For |
9 | Elect Harald Norvik | Mgmt | For | For | For |
10 | Elect William Reilly | Mgmt | For | For | For |
11 | Elect Bobby Shackouls | Mgmt | For | For | For |
12 | Elect Victoria Tschinkel | Mgmt | For | For | For |
13 | Elect Kathryn Turner | Mgmt | For | For | For |
14 | Elect William Wade, Jr. | Mgmt | For | For | For |
15 | Ratification of Auditor | Mgmt | For | Against | Against |
16 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For |
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For |
18 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For |
19 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For |
20 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For |
21 | Shareholder Proposal Regarding TRI Chemicals | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For |
Copart, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CPRT | CUSIP 217204106 | 12/03/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Willis Johnson | Mgmt | For | For | For |
1.2 | Elect A. Jayson Adair | Mgmt | For | For | For |
1.3 | Elect James Meeks | Mgmt | For | Withhold | Against |
1.4 | Elect Steven Cohan | Mgmt | For | For | For |
1.5 | Elect Daniel Englander | Mgmt | For | Withhold | Against |
1.6 | Elect Matt Blunt | Mgmt | For | For | For |
1.7 | Elect Thomas Smith | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Cree, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CREE | CUSIP 225447101 | 10/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Charles Swoboda | Mgmt | For | For | For |
1.2 | Elect John Palmour | Mgmt | For | For | For |
1.3 | Elect Dolph von Arx | Mgmt | For | For | For |
1.4 | Elect Clyde Hosein | Mgmt | For | For | For |
1.5 | Elect Robert Ingram | Mgmt | For | For | For |
1.6 | Elect Franco Plastina | Mgmt | For | For | For |
1.7 | Elect Harvey Wagner | Mgmt | For | For | For |
1.8 | Elect Thomas Werner | Mgmt | For | For | For |
2 | Amendment to the 2004 Long-Term Incentive Compensation Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Diamond Offshore Drilling, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DO | CUSIP 25271C102 | 05/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect James Tisch | Mgmt | For | For | For |
1.2 | Elect Lawrence Dickerson | Mgmt | For | For | For |
1.3 | Elect John Bolton | Mgmt | For | For | For |
1.4 | Elect Charles Fabrikant | Mgmt | For | For | For |
1.5 | Elect Paul Gaffney II | Mgmt | For | For | For |
1.6 | Elect Edward Grebow | Mgmt | For | For | For |
1.7 | Elect Herbert Hofmann | Mgmt | For | For | For |
1.8 | Elect Arthur Rebell | Mgmt | For | For | For |
1.9 | Elect Raymond Troubh | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Transaction of Other Business | Mgmt | For | Against | Against |
Diebold, Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
DBD | CUSIP 253651103 | 04/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Bruce Byrnes | Mgmt | For | For | For |
1.2 | Elect Mei-Wei Cheng | Mgmt | For | For | For |
1.3 | Elect Phillip Cox | Mgmt | For | For | For |
1.4 | Elect Richard Crandall | Mgmt | For | Withhold | Against |
1.5 | Elect Gale Fitzgerald | Mgmt | For | For | For |
1.6 | Elect Phillip Lassiter | Mgmt | For | For | For |
1.7 | Elect John Lauer | Mgmt | For | For | For |
1.8 | Elect Thomas Swidarski | Mgmt | For | For | For |
1.9 | Elect Henry Wallace | Mgmt | For | Withhold | Against |
1.10 | Elect Alan Weber | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Annual Cash Bonus Plan | Mgmt | For | For | For |
Duke Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
DUK | CUSIP 26441C105 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Barnet, III | Mgmt | For | For | For |
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For |
1.3 | Elect Michael Browning | Mgmt | For | For | For |
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For |
1.5 | Elect John Forsgren | Mgmt | For | For | For |
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For |
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For |
1.8 | Elect E. James Reinsch | Mgmt | For | For | For |
1.9 | Elect James Rhodes | Mgmt | For | For | For |
1.10 | Elect James Rogers | Mgmt | For | For | For |
1.11 | Elect Philip Sharp | Mgmt | For | For | For |
2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
E. I. du Pont de Nemours and Company
Ticker | Security ID: | Meeting Date | Meeting Status |
DD | CUSIP 263534109 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Samuel Bodman | Mgmt | For | For | For |
2 | Elect Richard Brown | Mgmt | For | For | For |
3 | Elect Robert Brown | Mgmt | For | For | For |
4 | Elect Bertrand Collomb | Mgmt | For | For | For |
5 | Elect Curtis Crawford | Mgmt | For | For | For |
6 | Elect Alexander Cutler | Mgmt | For | For | For |
7 | Elect John Dillon | Mgmt | For | For | For |
8 | Elect Eleuthere Du Pont | Mgmt | For | For | For |
9 | Elect Marillyn Hewson | Mgmt | For | For | For |
10 | Elect Lois Juliber | Mgmt | For | For | For |
11 | Elect Ellen Kullman | Mgmt | For | For | For |
12 | Elect William Reilly | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
15 | Shareholder Proposal Regarding Amendment to Human Rights Policy Regarding Seed Saving Rights | ShrHldr | Against | Against | For |
Eastman Chemical Company
Ticker | Security ID: | Meeting Date | Meeting Status |
EMN | CUSIP 277432100 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Gary Anderson | Mgmt | For | For | For |
2 | Elect Renee Hornbaker | Mgmt | For | For | For |
3 | Elect Thomas McLain | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For |
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against |
Electronic Arts Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ERTS | CUSIP 285512109 | 07/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1 | Elect Director Leonard S. Coleman | Mgmt | For | For | For |
2 | Elect Director Jeffrey T. Huber | Mgmt | For | For | For |
3 | Elect Director Gary M. Kusin | Mgmt | For | For | For |
4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | For |
5 | Elect Director Gregory B. Maffei | Mgmt | For | For | For |
6 | Elect Director Vivek Paul | Mgmt | For | For | For |
7 | Elect Director Lawrence F. Probst III | Mgmt | For | For | For |
8 | Elect Director John S. Riccitiello | Mgmt | For | For | For |
9 | Elect Director Richard A. Simonson | Mgmt | For | For | For |
10 | Elect Director Linda J. Srere | Mgmt | For | For | For |
11 | Approve Stock Option Exchange Program | Mgmt | For | For | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
14 | Ratify Auditors | Mgmt | For | For | For |
Eli Lilly and Company
Ticker | Security ID: | Meeting Date | Meeting Status |
LLY | CUSIP 532457108 | 04/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ralph Alvarez | Mgmt | For | For | For |
2 | Elect Winfried Bischoff | Mgmt | For | Against | Against |
3 | Elect R. David Hoover | Mgmt | For | Against | Against |
4 | Elect Franklyn Prendergast | Mgmt | For | For | For |
5 | Elect Kathi Seifert | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Repeal of Classified Board | Mgmt | For | For | For |
8 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
10 | Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee | ShrHldr | Against | Against | For |
11 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | For | Against |
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Exxon Mobil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
XOM | CUSIP 30231G102 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Boskin | Mgmt | For | For | For |
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
1.3 | Elect Larry Faulkner | Mgmt | For | For | For |
1.4 | Elect Jay Fishman | Mgmt | For | For | For |
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For |
1.6 | Elect William George | Mgmt | For | Withhold | Against |
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For |
1.8 | Elect Samuel Palmisano | Mgmt | For | Withhold | Against |
1.9 | Elect Steven Reinemund | Mgmt | For | For | For |
1.10 | Elect Rex Tillerson | Mgmt | For | For | For |
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
4 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | For | Against |
7 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For |
8 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For |
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For |
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For |
11 | Shareholder Proposal Regarding an Energy Technology Report | ShrHldr | Against | Against | For |
12 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHldr | Against | Against | For |
13 | Shareholder Proposal Regarding Report on Future Energy Trends | ShrHldr | Against | Against | For |
Ford Motor Company
Ticker | Security ID: | Meeting Date | Meeting Status |
F | CUSIP 345370860 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stephen Butler | Mgmt | For | For | For |
1.2 | Elect Kimberly Casiano | Mgmt | For | For | For |
1.3 | Elect Anthony Earley, Jr. | Mgmt | For | Withhold | Against |
1.4 | Elect Edsel Ford II | Mgmt | For | Withhold | Against |
1.5 | Elect William Ford, Jr. | Mgmt | For | For | For |
1.6 | Elect Richard Gephardt | Mgmt | For | For | For |
1.7 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For |
1.8 | Elect Richard Manoogian | Mgmt | For | Withhold | Against |
1.9 | Elect Ellen Marram | Mgmt | For | For | For |
1.10 | Elect Alan Mulally | Mgmt | For | For | For |
1.11 | Elect Homer Neal | Mgmt | For | For | For |
1.12 | Elect Gerald Shaheen | Mgmt | For | For | For |
1.13 | Elect John Thornton | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Tax Benefit Preservation Plan | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | For | Against |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against |
7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
8 | Shareholder Proposal Regarding Carbon Dioxide Reduction | ShrHldr | Against | Against | For |
Fossil, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FOSL | CUSIP 349882100 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Repeal of Classified Board | Mgmt | For | For | For |
2.1 | Elect Elaine Agather | Mgmt | For | For | For |
2.2 | Elect Michael Barnes | Mgmt | For | For | For |
2.3 | Elect Jeffrey Boyer | Mgmt | For | For | For |
2.4 | Elect Kosta Kartsotis | Mgmt | For | For | For |
2.5 | Elect Elysia Ragusa | Mgmt | For | For | For |
2.6 | Elect Jal Shroff | Mgmt | For | For | For |
2.7 | Elect James Skinner | Mgmt | For | For | For |
2.8 | Elect Michael Steinberg | Mgmt | For | For | For |
2.9 | Elect Donald Stone | Mgmt | For | For | For |
2.10 | Elect James Zimmerman | Mgmt | For | For | For |
2.11 | Elect Elaine Agather | Mgmt | For | For | For |
2.12 | Elect Jal Shroff | Mgmt | For | For | For |
2.13 | Elect Donald Stone | Mgmt | For | For | For |
3 | 2010 Cash Incentive Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Frontier Communications Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTR | CUSIP 35906A108 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Leroy Barnes, Jr. | Mgmt | For | For | For |
1.2 | Elect Peter Bynoe | Mgmt | For | For | For |
1.3 | Elect Jeri Finard | Mgmt | For | For | For |
1.4 | Elect Lawton Whele Fitt | Mgmt | For | For | For |
1.5 | Elect William Kraus | Mgmt | For | For | For |
1.6 | Elect Howard Schrott | Mgmt | For | For | For |
1.7 | Elect Larraine Segil | Mgmt | For | For | For |
1.8 | Elect David Ward | Mgmt | For | For | For |
1.9 | Elect Myron Wick III | Mgmt | For | For | For |
1.10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
General Electric Company
Ticker | Security ID: | Meeting Date | Meeting Status |
GE | CUSIP 369604103 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
2 | Elect James Cash, Jr. | Mgmt | For | For | For |
3 | Elect Sir William Castell | Mgmt | For | For | For |
4 | Elect Ann Fudge | Mgmt | For | For | For |
5 | Elect Susan Hockfield | Mgmt | For | For | For |
6 | Elect Jeffrey Immelt | Mgmt | For | For | For |
7 | Elect Andrea Jung | Mgmt | For | For | For |
8 | Elect Alan Lafley | Mgmt | For | For | For |
9 | Elect Robert Lane | Mgmt | For | For | For |
10 | Elect Ralph Larsen | Mgmt | For | For | For |
11 | Elect Rochelle Lazarus | Mgmt | For | For | For |
12 | Elect James Mulva | Mgmt | For | For | For |
13 | Elect Sam Nunn | Mgmt | For | For | For |
14 | Elect Roger Penske | Mgmt | For | Against | Against |
15 | Elect Robert Swieringa | Mgmt | For | For | For |
16 | Elect Douglas Warner III | Mgmt | For | For | For |
17 | Ratification of Auditor | Mgmt | For | For | For |
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
General Mills, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GIS | CUSIP 370334104 | 09/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1 | Elect Director Bradbury H. Anderson | Mgmt | For | For | For |
2 | Elect Director R. Kerry Clark | Mgmt | For | For | For |
3 | Elect Director Paul Danos | Mgmt | For | For | For |
4 | Elect Director William T. Esrey | Mgmt | For | For | For |
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | For |
6 | Elect Director Judith Richards Hope | Mgmt | For | For | For |
7 | Elect Director Heidi G. Miller | Mgmt | For | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
9 | Elect Director Steve Odland | Mgmt | For | For | For |
10 | Elect Director Kendall J. Powell | Mgmt | For | For | For |
11 | Elect Director Lois E. Quam | Mgmt | For | For | For |
12 | Elect Director Michael D. Rose | Mgmt | For | For | For |
13 | Elect Director Robert L. Ryan | Mgmt | For | For | For |
14 | Elect Director Dorothy A. Terrell | Mgmt | For | For | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
16 | Ratify Auditors | Mgmt | For | For | For |
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHldr | Against | For | Against |
Genuine Parts Company
Ticker | Security ID: | Meeting Date | Meeting Status |
GPC | CUSIP 372460105 | 04/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Mary Bullock | Mgmt | For | For | For |
1.2 | Elect Jean Douville | Mgmt | For | For | For |
1.3 | Elect Thomas Gallagher | Mgmt | For | For | For |
1.4 | Elect George Guynn | Mgmt | For | For | For |
1.5 | Elect John Johns | Mgmt | For | For | For |
1.6 | Elect Michael Johns | Mgmt | For | For | For |
1.7 | Elect J. Hicks Lanier | Mgmt | For | For | For |
1.8 | Elect Wendy Needham | Mgmt | For | For | For |
1.9 | Elect Jerry Nix | Mgmt | For | Withhold | Against |
1.10 | Elect Larry Prince | Mgmt | For | For | For |
1.11 | Elect Gary Rollins | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
HCP, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
HCP | CUSIP 40414L109 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect James Flaherty III | Mgmt | For | For | For |
1.2 | Elect Christine Garvey | Mgmt | For | For | For |
1.3 | Elect David Henry | Mgmt | For | For | For |
1.4 | Elect Lauralee Martin | Mgmt | For | For | For |
1.5 | Elect Michael McKee | Mgmt | For | For | For |
1.6 | Elect Harold Messmer, Jr. | Mgmt | For | For | For |
1.7 | Elect Peter Rhein | Mgmt | For | For | For |
1.8 | Elect Kenneth Roath | Mgmt | For | For | For |
1.9 | Elect Richard Rosenberg | Mgmt | For | For | For |
1.10 | Elect Joseph Sullivan | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
Hudson City Bancorp, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
HCBK | CUSIP 443683107 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Donald Quest | Mgmt | For | For | For |
2 | Elect Joseph Sponholz | Mgmt | For | For | For |
3 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Huntsman Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
HUN | CUSIP 447011107 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Nolan Archibald | Mgmt | For | Withhold | Against |
1.2 | Elect H. William Lichtenberger | Mgmt | For | For | For |
1.3 | Elect M. Anthony Burns | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Integrys Energy Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TEG | CUSIP 45822P105 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Keith Bailey | Mgmt | For | For | For |
1.2 | Elect Pastora Cafferty | Mgmt | For | For | For |
1.3 | Elect Ellen Carnahan | Mgmt | For | For | For |
1.4 | Elect Kathryn Hasselblad-Pascale | Mgmt | For | For | For |
1.5 | Elect John Higgins | Mgmt | For | For | For |
1.6 | Elect James Kemerling | Mgmt | For | For | For |
1.7 | Elect Michael Lavin | Mgmt | For | For | For |
1.8 | Elect William Protz, Jr. | Mgmt | For | For | For |
1.9 | Elect Charles Schrock | Mgmt | For | For | For |
2 | 2010 Omnibus Incentive Compensation Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Intel Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
INTC | CUSIP 458140100 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against |
2 | Elect Susan Decker | Mgmt | For | For | For |
3 | Elect John Donahoe | Mgmt | For | For | For |
4 | Elect Reed Hundt | Mgmt | For | For | For |
5 | Elect Paul Otellini | Mgmt | For | For | For |
6 | Elect James Plummer | Mgmt | For | For | For |
7 | Elect David Pottruck | Mgmt | For | For | For |
8 | Elect Jane Shaw | Mgmt | For | For | For |
9 | Elect Frank Yeary | Mgmt | For | For | For |
10 | Elect David Yoffie | Mgmt | For | Against | Against |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
J.Crew Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JCG | CUSIP 46612H402 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Heather Reisman | Mgmt | For | For | For |
1.2 | Elect David House | Mgmt | For | For | For |
1.3 | Elect Stuart Sloan | Mgmt | For | Withhold | Against |
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against |
3 | Executive Management Bonus Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Johnson & Johnson
Ticker | Security ID: | Meeting Date | Meeting Status |
JNJ | CUSIP 478160104 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Mary Coleman | Mgmt | For | Against | Against |
2 | Elect James Cullen | Mgmt | For | For | For |
3 | Elect Michael Johns | Mgmt | For | Against | Against |
4 | Elect Susan Lindquist | Mgmt | For | For | For |
5 | Elect Anne Mulcahy | Mgmt | For | Against | Against |
6 | Elect Leo Mullin | Mgmt | For | For | For |
7 | Elect William Perez | Mgmt | For | Against | Against |
8 | Elect Charles Prince | Mgmt | For | Against | Against |
9 | Elect David Satcher | Mgmt | For | For | For |
10 | Elect William Weldon | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHldr | Against | For | Against |
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
Key Energy Services, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
KEG | CUSIP 492914106 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Lynn Coleman | Mgmt | For | For | For |
1.2 | Elect Kevin Collins | Mgmt | For | For | For |
1.3 | Elect W. Phillip Marcum | Mgmt | For | For | For |
1.4 | Elect William Owens | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Lincoln National Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
LNC | CUSIP 534187109 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Avery | Mgmt | For | For | For |
1.2 | Elect William Cunningham | Mgmt | For | Withhold | Against |
1.3 | Elect William Payne | Mgmt | For | For | For |
1.4 | Elect Patrick Pittard | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
lululemon athletica inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
LULU | CUSIP 550021109 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Thomas Stemberg | Mgmt | For | For | For |
1.2 | Elect Dennis Wilson | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
McDonald’s Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
MCD | CUSIP 580135101 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Walter Massey | Mgmt | For | For | For |
2 | Elect John Rogers, Jr. | Mgmt | For | For | For |
3 | Elect Roger Stone | Mgmt | For | For | For |
4 | Elect Miles White | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against |
8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For |
9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHldr | Against | Against | For |
MeadWestvaco Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
MWV | CUSIP 583334107 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Michael Campbell | Mgmt | For | For | For |
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For |
3 | Elect James Kaiser | Mgmt | For | For | For |
4 | Elect Richard Kelson | Mgmt | For | For | For |
5 | Elect James Kilts | Mgmt | For | For | For |
6 | Elect Susan Kropf | Mgmt | For | For | For |
7 | Elect Douglas Luke | Mgmt | For | For | For |
8 | Elect John Luke, Jr. | Mgmt | For | For | For |
9 | Elect Robert McCormack | Mgmt | For | For | For |
10 | Elect Timothy Powers | Mgmt | For | For | For |
11 | Elect Edward Straw | Mgmt | For | For | For |
12 | Elect Jane Warner | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
Medco Health Solutions, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MHS | CUSIP 58405U102 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
2 | Elect John Cassis | Mgmt | For | For | For |
3 | Elect Michael Goldstein | Mgmt | For | Against | Against |
4 | Elect Charles Lillis | Mgmt | For | Against | Against |
5 | Elect Myrtle Potter | Mgmt | For | For | For |
6 | Elect William Roper | Mgmt | For | For | For |
7 | Elect David Snow, Jr. | Mgmt | For | For | For |
8 | Elect David Stevens | Mgmt | For | Against | Against |
9 | Elect Blenda Wilson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For |
MF Global Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
MF | G60642108 | 08/13/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1.1 | Elect Alison J. Carnwath as Director | Mgmt | For | For | For |
1.2 | Elect Bernard W. Dan as Director | Mgmt | For | For | For |
1.3 | Elect Eileen S. Fusco as Director | Mgmt | For | For | For |
1.4 | Elect Martin J. Glynn as Director | Mgmt | For | Against | Against |
1.5 | Elect Edward L. Goldberg as Director | Mgmt | For | For | For |
1.6 | Elect David I. Schamis as Director | Mgmt | For | For | For |
1.7 | Elect Lawrence M. Schloss as Director | Mgmt | For | Against | Against |
1.8 | Elect Robert S. Sloan as Director | Mgmt | For | Against | Against |
2 | Approve Share Option Exchange Program | Mgmt | For | Against | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
NiSource, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NI | CUSIP 65473P105 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Richard Abdoo | Mgmt | For | For | For |
2 | Elect Steven Beering | Mgmt | For | For | For |
3 | Elect Dennis Foster | Mgmt | For | For | For |
4 | Elect Mike Jesanis | Mgmt | For | For | For |
5 | Elect Marty Kittrell | Mgmt | For | For | For |
6 | Elect W. Lee Nutter | Mgmt | For | For | For |
7 | Elect Deborah Parker | Mgmt | For | For | For |
8 | Elect Ian Rolland | Mgmt | For | For | For |
9 | Elect Robert Skaggs, Jr. | Mgmt | For | For | For |
10 | Elect Richard Thompson | Mgmt | For | For | For |
11 | Elect Carolyn Woo | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Amendment to Add Right of Holders of 25% of Voting Power to Call a Special Meeting | Mgmt | For | For | For |
14 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For |
15 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Northrop Grumman Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NOC | CUSIP 666807102 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Wesley Bush | Mgmt | For | For | For |
2 | Elect Lewis Coleman | Mgmt | For | For | For |
3 | Elect Thomas Fargo | Mgmt | For | For | For |
4 | Elect Victor Fazio | Mgmt | For | For | For |
5 | Elect Donald Felsinger | Mgmt | For | For | For |
6 | Elect Stephen Frank | Mgmt | For | Against | Against |
7 | Elect Bruce Gordon | Mgmt | For | For | For |
8 | Elect Madeleine Kleiner | Mgmt | For | For | For |
9 | Elect Karl Krapek | Mgmt | For | For | For |
10 | Elect Richard Myers | Mgmt | For | For | For |
11 | Elect Aulana Peters | Mgmt | For | Against | Against |
12 | Elect Kevin Sharer | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Amendment to Certificate Regarding to the Right to Call a Special Meeting | Mgmt | For | For | For |
15 | Amendment Certificate of Northrop Grumman Systems Corporation Regarding the Deletion of Company Shareholder Approvals for Certain Transactions | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For |
Nucor Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NUE | CUSIP 670346105 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Daniel DiMicco | Mgmt | For | For | For |
1.2 | Elect James Hlavacek | Mgmt | For | For | For |
1.3 | Elect John Walker | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Repeal of Classified Board | Mgmt | For | For | For |
4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against |
Palm Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
PALM | CUSIP 696643105 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Robert C. Hagerty | Mgmt | For | Withhold | Against |
1.2 | Elect Director Jonathan J. Rubinstein | Mgmt | For | Withhold | Against |
1.3 | Elect Director Paul S. Mountford | Mgmt | For | For | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
4 | Ratify Auditors | Mgmt | For | For | For |
Panera Bread Company
Ticker | Security ID: | Meeting Date | Meeting Status |
PNRA | CUSIP 69840W108 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Larry Franklin | Mgmt | For | For | For |
1.2 | Elect Charles Chapman, III | Mgmt | For | For | For |
2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For |
3 | Amendment to the 1992 Employee Stock Purchase Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Pepco Holdings, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
POM | CUSIP 713291102 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jack Dunn IV | Mgmt | For | For | For |
1.2 | Elect Terence Golden | Mgmt | For | For | For |
1.3 | Elect Patrick Harker | Mgmt | For | For | For |
1.4 | Elect Frank Heintz | Mgmt | For | For | For |
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For |
1.6 | Elect George MacCormack | Mgmt | For | For | For |
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For |
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For |
1.9 | Elect Joseph Rigby | Mgmt | For | For | For |
1.10 | Elect Frank Ross | Mgmt | For | For | For |
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against |
1.12 | Elect Lester Silverman | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Pfizer Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PFE | CUSIP 717081103 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Dennis Ausiello | Mgmt | For | For | For |
2 | Elect Michael Brown | Mgmt | For | For | For |
3 | Elect M. Anthony Burns | Mgmt | For | For | For |
4 | Elect Robert Burt | Mgmt | For | For | For |
5 | Elect W. Don Cornwell | Mgmt | For | For | For |
6 | Elect Frances Fergusson | Mgmt | For | For | For |
7 | Elect William Gray, III | Mgmt | For | For | For |
8 | Elect Constance Horner | Mgmt | For | For | For |
9 | Elect James Kilts | Mgmt | For | For | For |
10 | Elect Jeffrey Kindler | Mgmt | For | For | For |
11 | Elect George Lorch | Mgmt | For | For | For |
12 | Elect John Mascotte | Mgmt | For | For | For |
13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
14 | Elect Stephen Sanger | Mgmt | For | For | For |
15 | Elect William Steere, Jr. | Mgmt | For | For | For |
16 | Ratification of Auditor | Mgmt | For | For | For |
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
18 | Amendment to Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For |
19 | Shareholder Proposal Regarding Stock Option Policy | ShrHldr | Against | Against | For |
Philip Morris International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PM | CUSIP 718172109 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Harold Brown | Mgmt | For | For | For |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
3 | Elect Louis Camilleri | Mgmt | For | For | For |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
5 | Elect Jennifer Li | Mgmt | For | For | For |
6 | Elect Graham Mackay | Mgmt | For | For | For |
7 | Elect Sergio Marchionne | Mgmt | For | Against | Against |
8 | Elect Lucio Noto | Mgmt | For | For | For |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For |
10 | Elect Stephen Wolf | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For |
13 | Shareholder Proposal Regarding Human Rights Protocols | ShrHldr | Against | Against | For |
PPG Industries, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PPG | CUSIP 693506107 | 04/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect James Berges | Mgmt | For | For | For |
1.2 | Elect Victoria Haynes | Mgmt | For | For | For |
1.3 | Elect Martin Richenhagen | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For |
Qwest Communications International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
Q | CUSIP 749121109 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Edward Mueller | Mgmt | For | For | For |
2 | Elect Charles Biggs | Mgmt | For | For | For |
3 | Elect K. Dane Brooksher | Mgmt | For | For | For |
4 | Elect Peter Hellman | Mgmt | For | For | For |
5 | Elect R. David Hoover | Mgmt | For | Against | Against |
6 | Elect Patrick Martin | Mgmt | For | For | For |
7 | Elect Caroline Matthews | Mgmt | For | For | For |
8 | Elect Wayne Murdy | Mgmt | For | For | For |
9 | Elect Jan Murley | Mgmt | For | For | For |
10 | Elect Michael Roberts | Mgmt | For | For | For |
11 | Elect James Unruh | Mgmt | For | For | For |
12 | Elect Anthony Welters | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For |
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
R.R. Donnelley & Sons Company
Ticker | Security ID: | Meeting Date | Meeting Status |
RRD | CUSIP 257867101 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For |
2 | Elect Stephen Wolf | Mgmt | For | For | For |
3 | Elect Lee Chaden | Mgmt | For | For | For |
4 | Elect Judith Hamilton | Mgmt | For | Against | Against |
5 | Elect Susan Ivey | Mgmt | For | For | For |
6 | Elect Thomas Johnson | Mgmt | For | Against | Against |
7 | Elect John Pope | Mgmt | For | For | For |
8 | Elect Michael Riordan | Mgmt | For | Against | Against |
9 | Elect Oliver Sockwell | Mgmt | For | Against | Against |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Shareholder Proposal Regarding a Sustainable Procurement Policy | ShrHldr | Against | Against | For |
12 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | For | Against |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Raytheon Company
Ticker | Security ID: | Meeting Date | Meeting Status |
RTN | CUSIP 755111507 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Vernon Clark | Mgmt | For | For | For |
2 | Elect John Deutch | Mgmt | For | Against | Against |
3 | Elect Stephen Hadley | Mgmt | For | For | For |
4 | Elect Frederic Poses | Mgmt | For | For | For |
5 | Elect Michael Ruettgers | Mgmt | For | For | For |
6 | Elect Ronald Skates | Mgmt | For | For | For |
7 | Elect William Spivey | Mgmt | For | For | For |
8 | Elect Linda Stuntz | Mgmt | For | For | For |
9 | Elect William Swanson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Right to Call a Special Meeting | Mgmt | For | For | For |
12 | 2010 Stock Plan | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For |
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
Research In Motion Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
RIM | 760975102 | 07/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1.1 | Elect Director Mike Lazaridis | Mgmt | For | For | For |
1.2 | Elect Director James Estill | Mgmt | For | For | For |
1.3 | Elect Director David Kerr | Mgmt | For | For | For |
1.4 | Elect Director Roger Martin | Mgmt | For | For | For |
1.5 | Elect Director John Richardson | Mgmt | For | For | For |
1.6 | Elect Director Barbara Stymiest | Mgmt | For | For | For |
1.7 | Elect Director John Wetmore | Mgmt | For | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Reynolds American Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RAI | CUSIP 761713106 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Martin Feinstein | Mgmt | For | For | For |
1.2 | Elect Susan Ivey | Mgmt | For | For | For |
1.3 | Elect Lionel Nowell, III | Mgmt | For | For | For |
1.4 | Elect Neil Withington | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against |
4 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Disclosure of Health Risks of Tobacco | ShrHldr | Against | Against | For |
6 | Shareholder Proposal Regarding Human Rights Protocols | ShrHldr | Against | Against | For |
Royal Bank Of Canada
Ticker | Security ID: | Meeting Date | Meeting Status |
RY | CUSIP 780087102 | 03/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
1.2 | Elect Douglas Elix | Mgmt | For | For | For |
1.3 | Elect John Ferguson | Mgmt | For | For | For |
1.4 | Elect Paule Gauthier | Mgmt | For | For | For |
1.5 | Elect Timothy Hearn | Mgmt | For | For | For |
1.6 | Elect Alice Laberge | Mgmt | For | For | For |
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For |
1.8 | Elect Brandt Louie | Mgmt | For | For | For |
1.9 | Elect Michael McCain | Mgmt | For | Withhold | Against |
1.10 | Elect Gordon Nixon | Mgmt | For | For | For |
1.11 | Elect David O’Brien | Mgmt | For | For | For |
1.12 | Elect J. Pedro Reinhard | Mgmt | For | For | For |
1.13 | Elect Edward Sonshine | Mgmt | For | For | For |
1.14 | Elect Kathleen Taylor | Mgmt | For | For | For |
1.15 | Elect Victor Young | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding a Greater Number of Nominees than Open Board Seats | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Comparing Executive Pay to Average Employee Wage | ShrHldr | Against | Against | For |
salesforce.com, inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRM | CUSIP 79466L302 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stratton Sclavos | Mgmt | For | For | For |
1.2 | Elect Lawrence Tomlinson | Mgmt | For | For | For |
1.3 | Elect Shirley Young | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | Against | Against |
Skechers U.S.A., Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SKX | CUSIP 830566105 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Greenberg | Mgmt | For | For | For |
1.2 | Elect David Weinberg | Mgmt | For | Withhold | Against |
1.3 | Elect Jeffrey Greenberg | Mgmt | For | For | For |
Spectra Energy Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
SE | CUSIP 847560109 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Esrey | Mgmt | For | For | For |
1.2 | Elect Gregory Ebel | Mgmt | For | For | For |
1.3 | Elect Pamela Carter | Mgmt | For | For | For |
1.4 | Elect Peter Hamilton | Mgmt | For | For | For |
1.5 | Elect Dennis Hendrix | Mgmt | For | For | For |
1.6 | Elect Michael Phelps | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
St. Jude Medical, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STJ | CUSIP 790849103 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Stuart Essig | Mgmt | For | For | For |
2 | Elect Barbara Hill | Mgmt | For | For | For |
3 | Elect Michael Rocca | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CUSIP 861281103 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | For | For | For |
2.1 | Elect Marcus New | Mgmt | For | For | For |
2.2 | Elect David Caddey | Mgmt | For | For | For |
2.3 | Elect Stephen Zacharias | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Issue Common Stock to Settle Outstanding Debts | Mgmt | For | For | For |
5 | Share Consolidation | Mgmt | For | For | For |
6 | Authority to Sell Company Assets | Mgmt | For | For | For |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CUSIP 861281103 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Change of Company Name | Mgmt | For | For | For |
Sunoco, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SUN | CUSIP 86764P109 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gary Edwards | Mgmt | For | For | For |
1.2 | Elect Lynn Elsenhans | Mgmt | For | For | For |
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For |
1.4 | Elect Rosemarie Greco | Mgmt | For | For | For |
1.5 | Elect John Jones, III | Mgmt | For | Withhold | Against |
1.6 | Elect James Kaiser | Mgmt | For | For | For |
1.7 | Elect John Rowe | Mgmt | For | For | For |
1.8 | Elect John Wulff | Mgmt | For | Withhold | Against |
2 | Senior Executive Incentive Plan | Mgmt | For | For | For |
3 | Long-Term Performance Enhancement Plan III | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Time Warner Cable Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TWC | CUSIP 88732J207 | 05/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Carole Black | Mgmt | For | For | For |
2 | Elect Glenn Britt | Mgmt | For | For | For |
3 | Elect Thomas Castro | Mgmt | For | For | For |
4 | Elect David Chang | Mgmt | For | For | For |
5 | Elect James Copeland, Jr. | Mgmt | For | For | For |
6 | Elect Peter Haje | Mgmt | For | Against | Against |
7 | Elect Donna James | Mgmt | For | For | For |
8 | Elect Don Logan | Mgmt | For | For | For |
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
10 | Elect Wayne Pace | Mgmt | For | For | For |
11 | Elect Edward Shirley | Mgmt | For | For | For |
12 | Elect John Sununu | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
Valero Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
VLO | CUSIP 91913Y100 | 04/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ruben Escobedo | Mgmt | For | Against | Against |
2 | Elect Bob Marbut | Mgmt | For | Against | Against |
3 | Elect Robert Profusek | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Re-approval of the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
7 | Shareholder Proposal Regarding Report on Rainforest Impact | ShrHldr | Against | Against | For |
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For |
9 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
VF Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
VFC | CUSIP 918204108 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Carucci | Mgmt | For | For | For |
1.2 | Elect Juliana Chugg | Mgmt | For | For | For |
1.3 | Elect George Fellows | Mgmt | For | For | For |
1.4 | Elect Clarence Otis Jr. | Mgmt | For | For | For |
2 | Amendment to the 1996 Stock Compensation Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Waste Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WM | CUSIP 94106L109 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Pastora Cafferty | Mgmt | For | For | For |
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For |
3 | Elect Patrick Gross | Mgmt | For | Against | Against |
4 | Elect John Pope | Mgmt | For | For | For |
5 | Elect W. Robert Reum | Mgmt | For | For | For |
6 | Elect Steven Rothmeier | Mgmt | For | For | For |
7 | Elect David Steiner | Mgmt | For | For | For |
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For |
9 | Ratification of Auditor | Mgmt | For | For | For |
10 | Elimination of the Supermajority Requirement | Mgmt | For | For | For |
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against |
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
WellPoint, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WLP | CUSIP 94973V107 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Sheila Burke | Mgmt | For | For | For |
2 | Elect George Schaefer, Jr. | Mgmt | For | For | For |
3 | Elect Jackie Ward | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For |
6 | Shareholder Proposal Regarding Lobbying Contributions and Expenditure Report | ShrHldr | Against | Against | For |
7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
8 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For |
Western Digital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
WDC | CUSIP 958102105 | 11/11/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Peter Behrendt | Mgmt | For | For | For |
2 | Elect Kathleen Cote | Mgmt | For | For | For |
3 | Elect John Coyne | Mgmt | For | For | For |
4 | Elect Henry DeNero | Mgmt | For | For | For |
5 | Elect William Kimsey | Mgmt | For | For | For |
6 | Elect Michael Lambert | Mgmt | For | For | For |
7 | Elect Matthew Massengill | Mgmt | For | For | For |
8 | Elect Roger Moore | Mgmt | For | For | For |
9 | Elect Thomas Pardun | Mgmt | For | For | For |
10 | Elect Arif Shakeel | Mgmt | For | For | For |
11 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
Windstream Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
WIN | CUSIP 97381W104 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | For | For | For |
2 | Elect Samuel Beall III | Mgmt | For | For | For |
3 | Elect Dennis Foster | Mgmt | For | For | For |
4 | Elect Francis Frantz | Mgmt | For | For | For |
5 | Elect Jeffrey Gardner | Mgmt | For | For | For |
6 | Elect Jeffrey Hinson | Mgmt | For | For | For |
7 | Elect Judy Jones | Mgmt | For | For | For |
8 | Elect William Montgomery | Mgmt | For | For | For |
9 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds China Region Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Air China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y002A6104 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors’ Report | Mgmt | For | For | For |
5 | Supervisors’ Report | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For |
10 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Increase in Registered Capital | Mgmt | For | For | For |
AsiaInfo Holdings, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ASIA | CUSIP 04518A104 | 04/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Merger | Mgmt | For | For | For |
2 | Company Name Change | Mgmt | For | For | For |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Astra Agro Lestari
Ticker | Security ID: | Meeting Date | Meeting Status |
AALI | CINS Y7116Q119 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors and Directors’ and Commissioners’ Fees | Mgmt | For | Abstain | Against |
Astra International
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y7117N149 | 03/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Election of Directors (Slate) | Mgmt | For | Abstain | Against |
Astra International Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
ASII | CINS Y7117N149 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Directors and Commissioners and Directors’ and Commissioners’ Fees | Mgmt | For | Abstain | Against |
4 | Appointment of Auditor | Mgmt | For | For | For |
BANK OF CHINA LIMITED
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors’ Report | Mgmt | For | For | For |
5 | Supervisors’ Report | Mgmt | For | For | For |
6 | Financial Statement | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Financial Budget | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Elect XIAO Gang | Mgmt | For | For | For |
11 | Elect LI Lihui | Mgmt | For | For | For |
12 | Elect LI Zaohang | Mgmt | For | Against | Against |
13 | Elect ZHOU Zaiqun | Mgmt | For | For | For |
14 | Elect Anthony Neoh | Mgmt | For | For | For |
15 | Elect HUANG Shizhong | Mgmt | For | For | For |
16 | Elect HUANG Danhan | Mgmt | For | For | For |
17 | Elect QIN Rongsheng | Mgmt | For | For | For |
18 | Elect BAI Jingming | Mgmt | For | For | For |
19 | External Supervisors’ Fees | Mgmt | For | For | For |
20 | Amendments to Articles | Mgmt | For | For | For |
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
22 | Elect WANG Xueqiang | Mgmt | For | For | For |
23 | Elect LIU Wanming | Mgmt | For | For | For |
24 | Amendments to Administrative Measures | Mgmt | For | For | For |
Beijing Enterprises Water Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
371 | CINS G0957L109 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect JIANG Xinhao | Mgmt | For | Against | Against |
5 | Elect HU Xiaoyong | Mgmt | For | For | For |
6 | Elect ZHOU Min | Mgmt | For | For | For |
7 | Elect LI Haifeng | Mgmt | For | For | For |
8 | Elect ZHANG Gaobo | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Belle International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1880 | CINS G09702104 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Elect TANG Yiu | Mgmt | For | For | For |
7 | Elect GAO Yu | Mgmt | For | For | For |
8 | Elect George HO Kwok Wah | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
BYD Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1211 | CINS Y1023R104 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Directors’ Fees | Mgmt | For | For | For |
9 | Supervisors’ Fees | Mgmt | For | For | For |
10 | Provision of Guarantees | Mgmt | For | Abstain | Against |
11 | Release of Pledge | Mgmt | For | For | For |
12 | Other Business | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Shares of BYD Electronic w/o Preemptive Rights | Mgmt | For | For | For |
Champion Real Estate Investment Trust
Ticker | Security ID: | Meeting Date | Meeting Status |
2778 | CINS Y1292D109 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Repurchase Units | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Automotive Systems, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAAS | CUSIP 16936R105 | 12/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Hanlin Chen | Mgmt | For | For | For |
1.2 | Elect Qizhou Wu | Mgmt | For | For | For |
1.3 | Elect Guangxun Xu | Mgmt | For | For | For |
1.4 | Elect Bruce Carlton Richardson | Mgmt | For | For | For |
1.5 | Elect Robert Tung | Mgmt | For | Withhold | Against |
1.6 | Elect William Thomson | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
China Dongxiang (Group) Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3818 | CINS G2112Y109 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Joint Venture Agreement | Mgmt | For | For | For |
3 | New Framework Agreement | Mgmt | For | For | For |
4 | Annual Caps | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China International Marine Container
Ticker | Security ID: | Meeting Date | Meeting Status |
200039 | CINS Y1457J107 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Independent Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Annual Report | Mgmt | For | For | For |
5 | Authority to Give Guarantees to Subsidiaries | Mgmt | For | For | For |
6 | Authority for Subsidiary to Give External Guarantees | Mgmt | For | For | For |
7 | Authority for Subsidiaries to Give Guarantees | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Election of Directors (Slate) | Mgmt | For | For | For |
11 | Election of Independent Directors | Mgmt | For | For | For |
12 | Election of Supervisors (Slate) | Mgmt | For | Against | Against |
China Mengniu Dairy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2319 | CINS G21096105 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect NIU Gensheng | Mgmt | For | For | For |
4 | Elect WU Jingshui | Mgmt | For | For | For |
5 | Elect DING Sheng | Mgmt | For | For | For |
6 | Elect JIAO Shuge (alias JIAO Zhen) | Mgmt | For | Against | Against |
7 | Elect Julian Wolhardt | Mgmt | For | Against | Against |
8 | Elect MA Wangjun | Mgmt | For | For | For |
9 | Elect ZHANG Julin | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Merchants Holdings (International) Company Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
00144 | CINS Y1489Q103 | 05/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LI Yinquan | Mgmt | For | Against | Against |
6 | Elect SU Xingang | Mgmt | For | For | For |
7 | Elect HU Jianhua | Mgmt | For | For | For |
8 | Elect WANG Hong | Mgmt | For | For | For |
9 | Elect LIU Yunshu | Mgmt | For | For | For |
10 | Elect TSANG Kam Lan | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
China Oilfield Services Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y15002101 | 06/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Issue A Shares | Mgmt | For | For | For |
3 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For |
4 | Report on Use of Proceeds from the Previous Fund Raising Activities | Mgmt | For | For | For |
5 | Share type | Mgmt | For | For | For |
6 | Nominal Value | Mgmt | For | For | For |
7 | Offering size | Mgmt | For | For | For |
8 | Target Subscribers | Mgmt | For | For | For |
9 | Pre-emptive rights of existing A share Shareholders | Mgmt | For | For | For |
10 | Basis for determining the Issue Price | Mgmt | For | For | For |
11 | Method of Issue | Mgmt | For | For | For |
12 | Accumulated Profit Arrangement | Mgmt | For | For | For |
13 | Place of Listing | Mgmt | For | For | For |
14 | Effectiveness of the Resolution Approving the A Share Issue | Mgmt | For | For | For |
15 | Use of Proceeds | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Ratification of Board Acts | Mgmt | For | For | For |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Oilfield Services Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y15002101 | 06/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share type | Mgmt | For | For | For |
3 | Nominal Value | Mgmt | For | For | For |
4 | Offering size | Mgmt | For | For | For |
5 | Target Subscribers | Mgmt | For | For | For |
6 | Pre-emptive rights of existing A share Shareholders | Mgmt | For | For | For |
7 | Basis for determining the Issue Price | Mgmt | For | For | For |
8 | Method of Issue | Mgmt | For | For | For |
9 | Accumulated Profit Arrangement | Mgmt | For | For | For |
10 | Place of Listing | Mgmt | For | For | For |
11 | Effectiveness of the Resolution Approving the A Share Issue | Mgmt | For | For | For |
12 | Use of Proceeds | Mgmt | For | For | For |
13 | Ratification of Board Acts | Mgmt | For | For | For |
China Resources Enterprise Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
00291 | CINS Y15037107 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Elect LAI Ni Hium | Mgmt | For | Against | Against |
5 | Elect HOUANG Tai Ninh | Mgmt | For | For | For |
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against |
7 | Elect CHENG Mo Chi | Mgmt | For | Against | Against |
8 | Elect Bernard Charnwut Chan | Mgmt | For | Against | Against |
9 | Elect Gordon SIU Kwing-Chue | Mgmt | For | For | For |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Resources Enterprise Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
00291 | CINS Y15037107 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Asset Swap Agreement | Mgmt | For | For | For |
China Resources Land Ltd. (frmrly. China Resources Beijing L
Ticker | Security ID: | Meeting Date | Meeting Status |
| G2108Y105 | 08/28/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Acquisition by the Company of the Entire Issued Share Capital of Day Rejoice Ltd. from Central New Investments Ltd. | Mgmt | For | For | For |
China Shenhua Energy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1088 | CINS Y1504C113 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Revised Annual Caps of Transportation Service Framework Agreement | Mgmt | For | For | For |
10 | Revised Annual Caps of Mutual Coal Supply Agreement | Mgmt | For | For | For |
11 | Mutual Coal Supply Agreement | Mgmt | For | For | For |
12 | Mutual Supplies and Services Agreement | Mgmt | For | For | For |
13 | China Datang Coal Supply Framework Agreement | Mgmt | For | For | For |
14 | Tianjin Jinneng Coal Supply Framework Agreement | Mgmt | For | For | For |
15 | The Jiangsu Guoxin Coal Supply Framework Agreement | Mgmt | For | For | For |
16 | Transportation Service Framework Agreement | Mgmt | For | For | For |
17 | Shaanxi Coal Transportation Supply Framework Agreement | Mgmt | For | For | For |
18 | Elect ZHANG Xiwu | Mgmt | For | Against | Against |
19 | Elect ZHANG Yuzhuo | Mgmt | For | For | For |
20 | Elect LING Wen | Mgmt | For | Against | Against |
21 | Elect HAN Jianguo | Mgmt | For | For | For |
22 | Elect LIU Benrun | Mgmt | For | For | For |
23 | Elect XIE Songlin | Mgmt | For | For | For |
24 | Elect GONG Huazhang | Mgmt | For | For | For |
25 | Elect GUO Peizhang | Mgmt | For | For | For |
26 | Elect FAN HSU Lai Tai | Mgmt | For | For | For |
27 | Elect SUN Wenjian | Mgmt | For | Against | Against |
28 | Elect TANG Ning | Mgmt | For | For | For |
29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
33 | Authority to Repurchase Shares | Mgmt | For | For | For |
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
China Shenhua Energy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1088 | CINS Y1504C113 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Authority to Repurchase Shares | Mgmt | For | For | For |
China Shineway Pharmaceutical Group
Ticker | Security ID: | Meeting Date | Meeting Status |
2877 | CINS G2110P100 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Final Dividend | Mgmt | For | For | For |
5 | Allocation of Special Dividend | Mgmt | For | For | For |
6 | Elect LI Huimin | Mgmt | For | For | For |
7 | Elect REN Dequan | Mgmt | For | For | For |
8 | Elect SUN Liutai | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
China Vanke Company
Ticker | Security ID: | Meeting Date | Meeting Status |
200002 | CINS Y77421108 | 03/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Independent Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Election of Supervisors | Mgmt | For | Against | Against |
8 | Amendments to Articles | Mgmt | For | For | For |
9 | Report on Use of Proceeds | Mgmt | For | For | For |
10 | Report on Rehabilitation and Resettlement Work | Mgmt | For | For | For |
CHINA WIND SYSTEMS, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
CWS | CUSIP 16945F209 | 03/05/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | JIANHUA WU | Mgmt | For | N/A | N/A |
1.2 | XUEZHONG HUA | Mgmt | For | N/A | N/A |
1.3 | XI LIU | Mgmt | For | N/A | N/A |
1.4 | DREW BERNSTEIN | Mgmt | For | N/A | N/A |
1.5 | MEGAN J. PENICK | Mgmt | For | N/A | N/A |
2 | THE APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN. | Mgmt | For | N/A | N/A |
China Yurun Food Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1068 | CINS G21159101 | 02/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect YU Zhangli | Mgmt | For | For | For |
3 | Elect WANG Kaitian | Mgmt | For | For | For |
4 | Elect LI Chenghua | Mgmt | For | Against | Against |
5 | Elect QIAO Jun | Mgmt | For | For | For |
6 | Elect CHEN Jianguo | Mgmt | For | For | For |
7 | Board Size | Mgmt | For | For | For |
8 | Amendments to Articles: Board Size | Mgmt | For | For | For |
China Yurun Food Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1068 | CINS G21159101 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect ZHU Yiliang | Mgmt | For | For | For |
4 | Elect GE Yuqi | Mgmt | For | For | For |
5 | Elect YU Zhangli | Mgmt | For | For | For |
6 | Elect JIAO Shuge (alias JIAO Zhen) | Mgmt | For | Against | Against |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
CIBT Education Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBA | CINS 17163Y102 | 12/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Jack Brozman | Mgmt | For | For | For |
5 | Elect Toby Chu | Mgmt | For | For | For |
6 | Elect Tony David | Mgmt | For | For | For |
7 | Elect David Hsu | Mgmt | For | For | For |
8 | Elect Troy Rice | Mgmt | For | Against | Against |
9 | Elect G. David Richardson | Mgmt | For | For | For |
10 | Elect David Warnock | Mgmt | For | For | For |
11 | Elect Shane Weir | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Renewal of Stock Option Plan | Mgmt | For | For | For |
14 | Amendments to Stock Option Plan | Mgmt | For | Against | Against |
15 | Transaction of Other Business | Mgmt | For | Against | Against |
CNOOC Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
0883 | CUSIP 126132109 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Aloysius TSE Hau Yin | Mgmt | For | Against | Against |
4 | Elect ZHOU Shouwei | Mgmt | For | Against | Against |
5 | Elect YANG Hua | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
7 | Elect CHIU Sung Hong; Director’s Fee | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
CNPC (Hong Kong) Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
00135 | CINS G2237F126 | 01/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Acquisition | Mgmt | For | For | For |
3 | Disposal | Mgmt | For | For | For |
4 | Financial Services Agreement | Mgmt | For | Against | Against |
5 | Revised Annual Caps | Mgmt | For | Against | Against |
CNPC (Hong Kong) Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
00135 | CINS G2237F126 | 03/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Change of Company’s Name | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Danhua Chemical Technology Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
600844 | CINS Y1977Z102 | 03/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Authority to Increase Paid-in Share Capital | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Election of Directors and Supervisors | Mgmt | For | Against | Against |
10 | Increase in Authorized Capital | Mgmt | For | For | For |
11 | Amendments to Articles | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Danhua Chemical Technology Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
600844 | CINS Y1977Z102 | 11/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Authority to Give Guarantees | Mgmt | For | For | For |
Datang International Power Generation Co. Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| Y20020106 | 08/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. | Mgmt | For | For | For |
2 | Approve Provision of Guarantee for the Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. | Mgmt | For | For | For |
3 | Approve Provision of Guarantee for the Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. | Mgmt | For | Against | Against |
4 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. | Mgmt | For | Against | Against |
5 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. | Mgmt | For | Against | Against |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Allocation of Final Dividends | Mgmt | For | For | For |
5 | Financial Report | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
7 | Elect PENG Shaobing; Directors’ Fees | Mgmt | For | For | For |
8 | Bonus Share Issuance | Mgmt | For | For | For |
9 | Increase in Authorized Capital | Mgmt | For | For | For |
10 | Ratification of Board Acts | Mgmt | For | For | For |
11 | Amendments to Articles | Mgmt | For | For | For |
12 | Authority to Issue A and H Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Bonus Share Issuance | Mgmt | For | For | For |
3 | Increase in Authorized Capital | Mgmt | For | For | For |
4 | Ratification of Board Acts | Mgmt | For | For | For |
5 | Amendments to Articles | Mgmt | For | For | For |
Dongfeng Motor Group Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0489 | CINS Y21042109 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Authority to Distribute Interim Dividend | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For |
10 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Geely Automobile Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0175 | CINS G3777B103 | 12/07/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Chengdu Gaoyuan Equity Transfer Agreement | Mgmt | For | For | For |
3 | Jinan Geely Equity Transfer Agreement | Mgmt | For | For | For |
4 | Lanzhou Geely Equity Transfer Agreement | Mgmt | For | For | For |
Geely Automobile Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0175 | CINS G3777B103 | 12/31/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Services Agreement and Annual Caps | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Loan Guarantee Agreement and Annual Caps | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Shanghai LTI Supply and Purchase Agreement and Annual Caps | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Supplemental Services Agreement and Annual Caps | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Green Dragon Gas Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
GDG | CINS G40938105 | 05/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect David Turnbull | Mgmt | For | Against | Against |
3 | Elect David Eastlake | Mgmt | For | For | For |
4 | Share Subdivision | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
Huabao International Holdings Limited (formerly LEAPTEK LTD
Ticker | Security ID: | Meeting Date | Meeting Status |
| G4639H106 | 08/07/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2 | Approve Final Dividend | Mgmt | For | For | For |
3.1 | Reelect Ma Yun Yan as Director | Mgmt | For | For | For |
3.2 | Reelect Wang Guang Yu as Director | Mgmt | For | For | For |
3.3 | Reelect Xia Li Qun as Director | Mgmt | For | For | For |
3.4 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
5.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
5.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Indofood Sukses Makmur
Ticker | Security ID: | Meeting Date | Meeting Status |
INDF | CINS Y7128X128 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Capital Management Plan | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
10 | Type of Securities | Mgmt | For | For | For |
11 | Issue Size | Mgmt | For | For | For |
12 | Nominal Value and Issue Price | Mgmt | For | For | For |
13 | Term | Mgmt | For | For | For |
14 | Interest Rate | Mgmt | For | For | For |
15 | Timing and Method of Interest Payment | Mgmt | For | For | For |
16 | Conversion Period | Mgmt | For | For | For |
17 | Method for Determining Number of Shares for Conversion | Mgmt | For | For | For |
18 | Determination and Adjustment of CB Conversion Price | Mgmt | For | For | For |
19 | Downward Adjustment to CB Conversion Price | Mgmt | For | For | For |
20 | Terms of Redemption | Mgmt | For | For | For |
21 | Terms of Sale Back | Mgmt | For | For | For |
22 | Dividend Rights of Year of Conversion | Mgmt | For | For | For |
23 | Method of Issuance and Target Investors | Mgmt | For | For | For |
24 | Subscription Arrangement for Existing Holders of A Shares | Mgmt | For | For | For |
25 | CB Holders and CB Holders’ Meetings | Mgmt | For | For | For |
26 | Use of Proceeds | Mgmt | For | For | For |
27 | Supplementary Capital | Mgmt | For | For | For |
28 | Security | Mgmt | For | For | For |
29 | Validity Period | Mgmt | For | For | For |
30 | Authorization | Mgmt | For | For | For |
31 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For |
32 | Utilization Report on Use of Proceeds | Mgmt | For | For | For |
33 | Revised Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors | Mgmt | For | Against | Against |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Merger/Acquisition | Mgmt | For | For | For |
2 | Elect Malcolm McCarthy | Mgmt | For | For | For |
3 | Elect Kenneth CHUNG | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)
Ticker | Security ID: | Meeting Date | Meeting Status |
0349 | CINS ADPV10686 | 04/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Elect WANG Lili | Mgmt | For | For | For |
2 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against |
Industrial and Commercial Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| ADPV10686 | 09/02/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Capital Injection of an Amount Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. | Mgmt | For | For | For |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Re-elect Peter McAleer | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
Kunlun Energy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0135 | CINS G5320C108 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Merger/Acquisition | Mgmt | For | For | For |
4 | Revised Caps for Continuing Connected Transactions | Mgmt | For | For | For |
5 | Third Supplemental Agreement and Annual Caps | Mgmt | For | For | For |
Kunlun Energy Company Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
0135 | CINS G5320C108 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHANG Bowen | Mgmt | For | For | For |
6 | Elect LIU Xiao Feng | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
Lao Feng Xiang Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| Y1424Z119 | 09/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Approve Issuance of Shares to Purchase Asset | Mgmt | For | For | For |
2 | Approve Issuance of Shares to Shanghai Huangpu District State-owned Asset Supervision and Management Committee for Asset Purchase | Mgmt | For | For | For |
3 | Approve Manner of Issuance | Mgmt | For | For | For |
4 | Approve Issue Type and Par Value | Mgmt | For | For | For |
5 | Approve to Issue Shares for Asset Purchase | Mgmt | For | For | For |
6 | Approve Parties and Subscription Manner | Mgmt | For | For | For |
7 | Approve Price and Fix Price Manner | Mgmt | For | For | For |
8 | Approve Scale of Issuance | Mgmt | For | For | For |
9 | Approve Lock-up Period | Mgmt | For | For | For |
10 | Approve Appraisal and Profit and Loss Arrangement | Mgmt | For | For | For |
11 | Approve Arrangement on the Disrtribution of Profit | Mgmt | For | For | For |
12 | Approve Resolution Validity Period | Mgmt | For | For | For |
13 | Approve Draft Report on the Issuance of Shares for Asset Purchase and Related Party Transactions | Mgmt | For | For | For |
14 | Approve Contract Signing and Subscription Agreement with Regard to Share Issuance to Purchase Asset | Mgmt | For | For | For |
15 | Approve Report and Eligibility for Major Asset Restructure | Mgmt | For | For | For |
16 | Waive Requirement for Mandatory Offer | Mgmt | For | For | For |
17 | Approve Authorization of the Board for Share Issuance to Purchase Asset | Mgmt | For | For | For |
Lao Feng Xiang Co Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y1424Z119 | 06/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Amendments to Articles | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Authority to Give Guarantees | Mgmt | For | For | For |
9 | Supervisors’ Report | Mgmt | For | For | For |
Lee & Man Paper Manufacturing Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
2314 | CINS G5427W122 | 12/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Subdivision of Shares and Change in Board Lot Size | Mgmt | For | For | For |
Lee & Man Paper Manufacturing Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| G5427W122 | 09/07/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
2.1 | Reelect Lee Man Chun Raymond as Executive Director | Mgmt | For | For | For |
2.2 | Reelect Lee Man Bun as Executive Director | Mgmt | For | Against | Against |
2.3 | Reelect Li King Wai Ross as Executive Director | Mgmt | For | Against | Against |
2.4 | Reelect Chau Shing Yim David as Independent Non-Executive Director | Mgmt | For | For | For |
2.5 | Authorize Board to Fix the Remuneration of Directors and Approve Terms of Appointment of Each of Poon Chung Kwong, Wong Kai Tung Tony, Peter A Davies and Chau Shing Yim, David | Mgmt | For | For | For |
2.6 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
3.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
3.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Li & Fung Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0494 | CINS G5485F144 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Elect Victor FUNG Kwok King | Mgmt | For | Against | Against |
5 | Elect Bruce Rockowitz | Mgmt | For | For | For |
6 | Elect Paul Selway-Swift | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Increase in Authorized Capital | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against |
Lianhua Supermarket Holdings
Ticker | Security ID: | Meeting Date | Meeting Status |
0980 | CINS Y5279F102 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect TANG Qi | Mgmt | For | Against | Against |
9 | Other Business | Mgmt | For | Against | Against |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Amendments to Articles | Mgmt | For | For | For |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP 532349107 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Re-elect Peter Cassidy | Mgmt | For | For | For |
3 | Re-elect Michael Etheridge | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Approve Termination Benefits for MD/CEO | Mgmt | For | For | For |
6 | Equity Grant (MD/CEO) | Mgmt | For | For | For |
Lingo Media Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LM | 535744106 | 08/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Michael P. Kraft, Scott Remborg, Nereida Flannery, Sanjay Joshi, Anthony Lacavera, Ashesh Shah, Ashraf Halim and Michael O’Connor as Directors | Mgmt | For | Against | Against |
2 | Approve Collins Barrow Toronto LLP Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Amend Stock Option Plan | Mgmt | For | Against | Against |
Little Sheep Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0968 | CINS G55069101 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Final Dividend | Mgmt | For | For | For |
4 | Elect ZHANG Gang | Mgmt | For | Against | Against |
5 | Elect WANG Daizong | Mgmt | For | For | For |
6 | Elect Samuel SU Jing Shyh | Mgmt | For | For | For |
7 | Elect Benjamin Henry KOO Ho Chung | Mgmt | For | Against | Against |
8 | Elect Lily HSIEH Hui Yun | Mgmt | For | Against | Against |
9 | Elect YEUNG Ka Keung | Mgmt | For | For | For |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
NHN Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
035420 | CINS Y6347M103 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against |
3 | Elect DO Hyun Soon | Mgmt | For | For | For |
4 | Election of Audit Committee Member: DO Hyun Soon | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | Against | Against |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jon Morda | Mgmt | For | For | For |
3 | Elect Leslie Robinson | Mgmt | For | Against | Against |
4 | Set the Term of Office to Three Years (Jon Morda and Leslie Robinson) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Issuance of Notes and Warrants | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Ratification of Issuance of Shares to Alchemy Resources | Mgmt | For | For | For |
9 | Stock Option Grant to Directors | Mgmt | For | Against | Against |
10 | Stock Option Grant to Officer | Mgmt | For | Against | Against |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
12 | Conversion Price Adjustment | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Perfect World Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PWRD | CUSIP 71372U104 | 11/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Amendment to the Share Incentive Plan (Increase Authorized Shares) | Mgmt | For | Against | Against |
2 | Amendment to the Share Incentive Plan (Transferability Provisions) | Mgmt | For | For | For |
3 | Elect Han Zhang | Mgmt | For | For | For |
4 | Elect Daniel Yang | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Amendments to Articles Regarding the Designated Stock Exchange | Mgmt | For | For | For |
8 | Amendments to Articles Regarding Appointment of Auditors | Mgmt | For | For | For |
9 | Accounts and Reports | Mgmt | For | For | For |
10 | Ratification of Board Acts | Mgmt | For | For | For |
PICC Property & Casualty Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2328 | CINS Y6975Z103 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors’ Report | Mgmt | For | For | For |
5 | Supervisors’ Report | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Directors’ Fees | Mgmt | For | For | For |
9 | Supervisors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Amendments to Articles | Mgmt | For | For | For |
13 | Amendments to Procedural Rules for Shareholders’ General Meeting | Mgmt | For | For | For |
14 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For |
15 | Amendments to Procedural Rules for the Supervisory Committee | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Issuance of Subordinated Term Debts | Mgmt | For | For | For |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
POSCO
Ticker | Security ID: | Meeting Date | Meeting Status |
005490 | CUSIP 693483109 | 02/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | For | For |
3 | Elect PARK Han Yong | Mgmt | For | For | For |
4 | Elect OH Chang Kwan | Mgmt | For | For | For |
5 | Elect KIM Jin Il | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
PT Bank Mandiri (Persero) Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
BMRI | CINS Y7123S108 | 05/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Directors’ and Commissioners’ Fees | Mgmt | For | Abstain | Against |
5 | Increase in Paid-in Capital | Mgmt | For | Abstain | Against |
6 | Enhancement and Increase of Pension Benefits | Mgmt | For | Abstain | Against |
7 | Increase in Share Ownership in Another Entity | Mgmt | For | Abstain | Against |
8 | Election of Directors and Commissioners | Mgmt | For | Abstain | Against |
PT Holcim Indonesia Terbuka
Ticker | Security ID: | Meeting Date | Meeting Status |
SMCB | cins Y7125T104 | 03/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Abstain | Against |
2 | Commissioners’ Fees | Mgmt | For | For | For |
3 | Commissioners’ Authority to Determine Directors’ Fees | Mgmt | For | Against | Against |
4 | Election of Directors and Commissioners | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
PT PP London Sumatra Indonesia Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
LSIP | CINS Y7134L134 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Election of Directors and Commissioners | Mgmt | For | Abstain | Against |
5 | Directors’ and Commissioners’ Fees | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Samsung Electronics Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
005930 | CINS Y74718100 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Director: LEE In Ho | Mgmt | For | For | For |
4 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | Against | Against |
Samsung Techwin Co., Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
012450 | CINS Y7470L102 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Elect SEOK Ho Cheol | Mgmt | For | For | For |
5 | Election of Audit Committee Member: SEOK Ho Cheol | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
Semen Gresik
Ticker | Security ID: | Meeting Date | Meeting Status |
SMGR | CINS Y7142G168 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Amendments to Articles | Mgmt | For | Abstain | Against |
2 | Election of Directors and Commissioners (Slate) | Mgmt | For | Abstain | Against |
Semen Gresik
Ticker | Security ID: | Meeting Date | Meeting Status |
SMGR | CINS Y7142G168 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports and Ratification of Board Acts | Mgmt | For | For | For |
2 | Annual Report | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Directors’ Fees | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
Shandong Weigao Group Medical Polymer Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
8199 | CINS Y76810103 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Financial Statements | Mgmt | For | For | For |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisory Committee’s Report | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Elect CHEN Xue Li | Mgmt | For | Against | Against |
8 | Elect ZHOU Shu Hua | Mgmt | For | For | For |
9 | Elect ZHANG Hua Wei | Mgmt | For | For | For |
10 | Elect WANG Yi | Mgmt | For | For | For |
11 | Elect MIAO Yan Guo | Mgmt | For | For | For |
12 | Elect WANG Zhi Fan | Mgmt | For | For | For |
13 | Elect WU Chuan Ming | Mgmt | For | For | For |
14 | Elect SHI Huan | Mgmt | For | Against | Against |
15 | Elect LUAN Jian Ping | Mgmt | For | For | For |
16 | Elect LI Jia Miao | Mgmt | For | For | For |
17 | Elect BI Dong Mei | Mgmt | For | Against | Against |
18 | Elect MIAO Hai Sheng | Mgmt | For | For | For |
19 | Fees of Directors and Supervisors | Mgmt | For | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | 82835P103 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Fix Number of Directors at Seven | Mgmt | For | For | For |
2.1 | Elect Director Rui Feng | Mgmt | For | For | For |
2.2 | Elect Director Myles Gao | Mgmt | For | For | For |
2.3 | Elect Director S. Paul Simpson | Mgmt | For | For | For |
2.4 | Elect Director Greg Hall | Mgmt | For | For | For |
2.5 | Elect Director Earl Drake | Mgmt | For | For | For |
2.6 | Elect Director Yikang Liu | Mgmt | For | For | For |
2.7 | Elect Director Robert Gayton | Mgmt | For | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Ratify All Acts of Directors and Officers | Mgmt | For | For | For |
5 | Amend Stock Option Plan | Mgmt | For | Against | Against |
6 | Amend Terms of Outstanding Options | Mgmt | For | Against | Against |
Sino Land Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0083 | CINS Y80267126 | 11/05/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Robert NG Chee Siong | Mgmt | For | Against | Against |
4 | Elect Allan Zeman | Mgmt | For | For | For |
5 | Elect YU Wai Wai | Mgmt | For | Against | Against |
6 | Directors’ Fees | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
11 | Amendments to Articles | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Sinopec Corporation (China Petroleum & Chemical)
Ticker | Security ID: | Meeting Date | Meeting Status |
0386 | CUSIP 16941R108 | 10/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Continuing Connected Transactions | Mgmt | For | Against | Against |
Taiwan Semiconductor Manufacturing
Ticker | Security ID: | Meeting Date | Meeting Status |
2330 | CUSIP 874039100 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Amendments to Procedural Rules for Trade of Derivatives | Mgmt | For | For | For |
Tencent Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
700 | CINS G87572148 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Elect ZHANG Zhidong | Mgmt | For | For | For |
5 | Elect Charles St Leger Searle | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
The Wharf (Holdings) Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
4 | CINS Y8800U127 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Edward CHEN Kwan Yiu. | Mgmt | For | Against | Against |
6 | Elect Raymond CH’IEN Kuo Fung | Mgmt | For | Against | Against |
7 | Elect NG Tze Yuen | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
Tsingtao Brewery Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
00168 | CINS Y8997D102 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Allocation of Final Dividend | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
8 | Award of Board of Directors for 2009 | Mgmt | For | For | For |
Tsingtao Brewery Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
00168 | CINS Y8997D102 | 11/02/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect YAMAZAKI Fumio | Mgmt | For | For | For |
3 | Elect TANG Jun | Mgmt | For | For | For |
4 | Elect KOJI Akiyoshi as Supervisor; Supervisors’ Fees | Mgmt | For | For | For |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Unilever Indonesia
Ticker | Security ID: | Meeting Date | Meeting Status |
UNVR | CINS Y9064H141 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Abstain | Against |
5 | Adjustment to Benefits of Retired Employees | Mgmt | For | Abstain | Against |
United Tractors
Ticker | Security ID: | Meeting Date | Meeting Status |
UNTR | CINS Y7146Y140 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Directors and Commissioners | Mgmt | For | Abstain | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Weichai Power Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
2338 | CINS Y9531A109 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Fast Transmission Sale Agreement | Mgmt | For | For | For |
2 | Fast Transmission Purchase Agreement | Mgmt | For | For | For |
3 | 2009 Annual Cap for PRC Continuing Connected Transaction | Mgmt | For | For | For |
Woori Financial Co. (ex Hanmi Capital Co.)
Ticker | Security ID: | Meeting Date | Meeting Status |
| Y9703L107 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Korea | | |
| | | | | |
1 | Elect Park Seong-Jae as Inside Director | Mgmt | For | For | For |
Wynn Macau Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1128 | CINS G98149100 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Ian Coughlan | Mgmt | For | For | For |
5 | Elect Marc Schorr | Mgmt | For | For | For |
6 | Elect Jeffrey LAM Kin Fung | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
12 | Refreshment of Share Option Scheme | Mgmt | For | For | For |
Yageo Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
2327 | CINS Y9723R118 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Private Placement | Mgmt | For | Against | Against |
9 | Amendments to Procedural Rules for Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Yingli Green Energy Holding Company Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
YGE | 98584B103 | 08/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Zongwei Li as a Director | Mgmt | For | Against | Against |
3 | Reelect Xiangdong Wang as a Director | Mgmt | For | Against | Against |
4 | Amend 2006 Stock Incentive Plan | Mgmt | For | For | For |
5 | Amend 2006 Stock Incentive Plan | Mgmt | For | For | For |
6 | Ratify KPMG as Auditors | Mgmt | For | For | For |
Yongye International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
YONG | CUSIP 98607B106 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Zishen Wu | Mgmt | For | For | For |
1.2 | Elect Taoran Sun | Mgmt | For | For | For |
1.3 | Elect Qiang Zhao | Mgmt | For | Withhold | Against |
1.4 | Elect Xiaochuan Guo | Mgmt | For | Withhold | Against |
1.5 | Elect Sean Shao | Mgmt | For | For | For |
1.6 | Elect Xindan Li | Mgmt | For | For | For |
1.7 | Elect Rijun Zhang | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | 2010 Omnibus Securities and Incentive Plan | Mgmt | For | For | For |
ZHAOJIN MINING INDUSTRY CO LTD
Ticker | Security ID: | Meeting Date | Meeting Status |
| Y988A6104 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 02/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Articles: Article 3.5 | Mgmt | For | For | For |
3 | Amendments to Articles: Article 10.1 | Mgmt | For | For | For |
4 | Amendments to Articles: Article 10.2 | Mgmt | For | For | For |
5 | Amendments to Articles: Article 13.2 | Mgmt | For | For | For |
6 | Amendments to Articles: Article 14.1 | Mgmt | For | For | For |
7 | Elect LU Dongshang | Mgmt | For | For | For |
8 | Elect WANG Peifu | Mgmt | For | For | For |
9 | Elect LIANG Xinjun | Mgmt | For | For | For |
10 | Elect CONG Jianmao | Mgmt | For | For | For |
11 | Elect WENG Zhanbin | Mgmt | For | For | For |
12 | Elect WU Zhongqing | Mgmt | For | For | For |
13 | Elect CHEN Guoping | Mgmt | For | For | For |
14 | Elect YAN Hongbo | Mgmt | For | For | For |
15 | Elect YE Tianzhu | Mgmt | For | For | For |
16 | Elect CHEN Jinrong | Mgmt | For | For | For |
17 | Elect Jojo CHOY Sze Chung | Mgmt | For | For | For |
18 | Elect WANG Xiaojie | Mgmt | For | For | For |
19 | Elect JIN Ting | Mgmt | For | For | For |
20 | Fees of Directors and Supervisors | Mgmt | For | For | For |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect LI Donglin; Director’s fee | Mgmt | For | Against | Against |
9 | Elect DENG Huijin; Director’s fee | Mgmt | For | For | For |
10 | Elect HE Wencheng as a supervisor; Supervisor’s fee | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 12/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Issuance of Short-term Debentures | Mgmt | For | For | For |
3 | Ratification of Board Acts | Mgmt | For | For | For |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 03/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect HOU Weigui | Mgmt | For | For | For |
3 | Elect XIE Weiliang | Mgmt | For | For | For |
4 | Elect LEI Fanpei | Mgmt | For | For | For |
5 | Elect ZHANG Junchao | Mgmt | For | For | For |
6 | Elect WANG Zhanchen | Mgmt | For | For | For |
7 | Elect DONG Lianbo | Mgmt | For | For | For |
8 | Elect YIN Yimin | Mgmt | For | For | For |
9 | Elect SHI Lirong | Mgmt | For | For | For |
10 | Elect HE Shiyou | Mgmt | For | For | For |
11 | Elect LI Jin | Mgmt | For | For | For |
12 | Elect QU Xiaohui | Mgmt | For | For | For |
13 | Elect WEI Wei | Mgmt | For | For | For |
14 | Elect CHEN Naiwei | Mgmt | For | For | For |
15 | Elect TAN Zhenhui | Mgmt | For | For | For |
16 | Elect WANG Yan | Mgmt | For | Against | Against |
17 | Elect XU Weiyan | Mgmt | For | Against | Against |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 06/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | President’s report | Mgmt | For | For | For |
6 | Final Financial Accounts | Mgmt | For | For | For |
7 | Application for Credit Lines to the Bank of China Limited | Mgmt | For | For | For |
8 | Appointment of PRC Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
9 | Appointment of Hong Kong Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
10 | Elect Timothy Steinert | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Allocation of Profits | Mgmt | For | For | For |
13 | Allocation of Profits | Mgmt | For | For | For |
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
15 | Amendments to Articles | Mgmt | For | For | For |
16 | Ratification of Board Acts | Mgmt | For | For | For |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Specific System for Selection and Appointment of Accountants’ Firms | Mgmt | For | For | For |
2 | Framework Purchase Agreement | Mgmt | For | For | For |
3 | Provision of Performance Guarantee for Wholly-owned Subsidiary ZTE Telecom India Private Limited | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds China Region Fund Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Yingli Green Energy Holding Company Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
YGE | 98584B103 | 08/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Zongwei Li as a Director | Mgmt | For | Against | Against |
3 | Reelect Xiangdong Wang as a Director | Mgmt | For | Against | Against |
4 | Amend 2006 Stock Incentive Plan | Mgmt | For | For | For |
5 | Amend 2006 Stock Incentive Plan | Mgmt | For | For | For |
6 | Ratify KPMG as Auditors | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Eastern European Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Akcansa Cimento AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKCNS | CINS M03343122 | 03/29/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Donations | Mgmt | For | TNA | N/A |
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
12 | Related Party Transactions | Mgmt | For | TNA | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Aksigorta AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKGRT | CINS M0376Z104 | 01/04/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Accounts and Reports | Mgmt | For | TNA | N/A |
5 | Report of the Export Group | Mgmt | For | TNA | N/A |
6 | Repartition Agreement with Haci Omer Sabanci, Akbank TAS and Avivasa Emerklilik Ve Hayat AS | Mgmt | For | TNA | N/A |
7 | Transfer of Shares of Akbank TAS and Avivasa Emeklikklik Ve Hayat AS to Haci Omer Sabanci | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
Aksigorta AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKGRT | CINS M0376Z104 | 04/12/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of the Presidential Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports of the Board and the Auditor | Mgmt | For | TNA | N/A |
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Charitable Donations | Mgmt | For | TNA | N/A |
7 | Report on Guarantees | Mgmt | For | TNA | N/A |
8 | Ratification of Board/ Statutory Auditor Acts | Mgmt | For | TNA | N/A |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Aksigorta AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKGRT | CUSIP M0376Z104 | 08/27/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Special Meeting Agenda | ShrHldr | Against | TNA | N/A |
Alliance Oil Company
Ticker | Security ID: | Meeting Date | Meeting Status |
AOIL | CINS G0252S106 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Accounts and Reports | Mgmt | For | For | For |
14 | Allocation of Profits/Dividends | Mgmt | For | For | For |
15 | Ratification of Board and Management Acts | Mgmt | For | For | For |
16 | Board Size | Mgmt | For | For | For |
17 | Directors’ Fees | Mgmt | For | For | For |
18 | Election of Directors | Mgmt | For | For | For |
19 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Nominating Committee | Mgmt | For | For | For |
22 | Increase in Authorized Capital | Mgmt | For | For | For |
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
24 | Amendments to Articles | Mgmt | For | For | For |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Arcelik AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ARCLK | CINS M1490L104 | 03/17/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
5 | Dividend Policy | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Amendments to Articles | Mgmt | For | TNA | N/A |
8 | Election of Directors | Mgmt | For | TNA | N/A |
9 | Appointment of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
13 | Disclosure Policy | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Closing | Mgmt | For | TNA | N/A |
Bank Polska Kasa Opieki S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
PEO | CINS X0641X106 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Voting Commission | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of the Report of the Management Board | Mgmt | For | For | For |
8 | Presentation of Accounts and Reports | Mgmt | For | For | For |
9 | Presentation of the Report of the Management Board (Group) | Mgmt | For | For | For |
10 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
11 | Consideration of Profit Distribution | Mgmt | For | For | For |
12 | Presentation of the Report of the Supervisory Board | Mgmt | For | For | For |
13 | Report of the Management Board | Mgmt | For | For | For |
14 | Accounts and Reports | Mgmt | For | For | For |
15 | Report of the Management Board (Group) | Mgmt | For | For | For |
16 | Accounts and Reports (Group) | Mgmt | For | For | For |
17 | Allocation of Profits/Dividends | Mgmt | For | For | For |
18 | Report of the Supervisory Board | Mgmt | For | For | For |
19 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
20 | Ratification of Management Board Acts | Mgmt | For | For | For |
21 | Supervisory Board Composition | Mgmt | For | For | For |
22 | Supervisory Board Fees | Mgmt | For | For | For |
23 | Appointment of Auditor | Mgmt | For | For | For |
24 | Amendments to Articles | Mgmt | For | For | For |
25 | Approval of the Uniform Text of the Statutes | Mgmt | For | For | For |
26 | Closing | Mgmt | For | For | For |
Bank Zachodni WBK SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BZW | CINS X0646L107 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Consolidated Accounts and Reports | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Ratification of Management Board Acts | Mgmt | For | For | For |
10 | Report of the Supervisory Board | Mgmt | For | For | For |
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
12 | Changes to the Supervisory Board | Mgmt | For | For | For |
13 | Amendments to Statutes | Mgmt | For | For | For |
14 | Approval of Uniform Text of Statutes | Mgmt | For | For | For |
15 | Amendments to Regulations Regarding the General Meeting of Shareholders | Mgmt | For | For | For |
16 | Closing | Mgmt | For | For | For |
Belon
Ticker | Security ID: | Meeting Date | Meeting Status |
BELO | CINS X0719E105 | 01/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Termination of Executive Powers; Election of Sole Executive Body | Mgmt | For | Abstain | Against |
2 | Termination of Board Powers; Election of Directors | Mgmt | For | Abstain | Against |
3 | Amendments to Articles | Mgmt | For | Abstain | Against |
Bim Birlesik Magazalar As
Ticker | Security ID: | Meeting Date | Meeting Status |
BIMAS | CINS M2014F102 | 04/22/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Election of Directors; Fees | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Report on Guarantees | Mgmt | For | TNA | N/A |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A |
14 | Wishes | Mgmt | For | TNA | N/A |
Bim Birlesik Magazalar As
Ticker | Security ID: | Meeting Date | Meeting Status |
BIMAS | CINS M2014F102 | 11/10/2009 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Interim Dividend | Mgmt | For | TNA | N/A |
4 | wishes | Mgmt | For | TNA | N/A |
BNK Petroleum Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BKX | CINS 05570P103 | 05/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ford Nicholson | Mgmt | For | For | For |
5 | Elect Robert Cross | Mgmt | For | Against | Against |
6 | Elect Victor Redekop | Mgmt | For | Against | Against |
7 | Elect Eric Brown | Mgmt | For | Against | Against |
8 | Elect Wesley Clark | Mgmt | For | For | For |
9 | Elect Wolf Regener | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Centerra Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CG | CINS 152006102 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ian Austin | Mgmt | For | For | For |
4 | Elect William Braithwaite | Mgmt | For | Against | Against |
5 | Elect Patrick James | Mgmt | For | For | For |
6 | Elect Stephen Lang | Mgmt | For | For | For |
7 | Elect John Lill | Mgmt | For | For | For |
8 | Elect Sheryl Pressler | Mgmt | For | For | For |
9 | Elect Terry Rogers | Mgmt | For | For | For |
10 | Elect Anthony Webb | Mgmt | For | For | For |
11 | Elect Bruce Walter | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
CEZ
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X2337V121 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Czech Republic | | |
| | | | | |
1 | Opening; Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | For | For |
2 | Report of the Management Board | Mgmt | For | For | For |
3 | Report of the Supervisory Board | Mgmt | For | For | For |
4 | Report of the Audit Committee | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
8 | Divestiture/Spin-off | Mgmt | For | For | For |
9 | Charitable Donations | Mgmt | For | For | For |
10 | Ratification of Supervisory Board Appointment | Mgmt | For | Against | Against |
11 | Contracts with Supervisory Board Members | Mgmt | For | For | For |
12 | Election of Audit Committee Members | Mgmt | For | Against | Against |
13 | Contracts with Audit Committee Members | Mgmt | For | For | For |
14 | Closing | Mgmt | For | For | For |
Cherkizovo Group OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 68371H209 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Meeting Procedures | Mgmt | For | For | For |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits | Mgmt | For | Abstain | Against |
5 | Payment of Dividends | Mgmt | For | Abstain | Against |
6 | Board Size | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Elect Igor Babaev | Mgmt | For | Abstain | Against |
9 | Elect Musheg Mamikonian | Mgmt | For | Abstain | Against |
10 | Elect Evgeny Mikhailov | Mgmt | For | Abstain | Against |
11 | Elect Sergei Mikhailov | Mgmt | For | Abstain | Against |
12 | Elect Samuel Lipman | Mgmt | For | For | For |
13 | Elect Marcus Rhodes | Mgmt | For | Against | Against |
14 | Elect Yury Dyachuk | Mgmt | For | Abstain | Against |
15 | Elect Sergey Lisovsky | Mgmt | For | Abstain | Against |
16 | Election of Audit Commission | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
18 | Amendments to Charter | Mgmt | For | Abstain | Against |
19 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
20 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
21 | Amendments to Executive Board | Mgmt | For | Abstain | Against |
22 | Directors’ Fees | Mgmt | For | Abstain | Against |
23 | Related Party Transactions | Mgmt | For | Abstain | Against |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eurocash SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EUR | CINS X2382S106 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Voting List | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Accounts and Reports | Mgmt | For | For | For |
8 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
9 | Report of the Supervisory Board | Mgmt | For | For | For |
10 | Accounts and Reports | Mgmt | For | For | For |
11 | Accounts and Reports (Group) | Mgmt | For | For | For |
12 | Allocation of Profits/Dividends | Mgmt | For | For | For |
13 | Ratification of Management Board Acts | Mgmt | For | For | For |
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
15 | Discussion on the Exclusion of Preemptive Rights | Mgmt | For | For | For |
16 | Employee Bonus Incentive Program 2010 | Mgmt | For | For | For |
17 | Amendment to Statutes | Mgmt | For | For | For |
18 | Adoption of Uniform Text of Statutes | Mgmt | For | For | For |
19 | Merger | Mgmt | For | Abstain | Against |
20 | Amendment to Previous Resolution | Mgmt | For | For | For |
21 | Amendment to Previous Resolution | Mgmt | For | For | For |
22 | Amendment to List of Eligible Employees | Mgmt | For | For | For |
23 | Closing | Mgmt | For | For | For |
Evraz
Ticker | Security ID: | Meeting Date | Meeting Status |
EVR | CINS 30050A202 | 05/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Luxembourg | | |
| | | | | |
1 | Presentation of Accounts and Reports | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Losses | Mgmt | For | For | For |
4 | Presentation of Consolidated Accounts and Reports | Mgmt | For | For | For |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For |
6 | Ratification of Board and Auditors Acts | Mgmt | For | For | For |
7 | Elect Alexander Abramov | Mgmt | For | For | For |
8 | Elect Otari Arshba | Mgmt | For | For | For |
9 | Elect Alexander Frolov | Mgmt | For | For | For |
10 | Elect James Karl Gruber | Mgmt | For | For | For |
11 | Elect Olga Pokrovskaya | Mgmt | For | Against | Against |
12 | Elect Terry Robinson | Mgmt | For | For | For |
13 | Elect Eugene Tenenbaum | Mgmt | For | Against | Against |
14 | Elect Eugene Tenenbaum | Mgmt | For | Against | Against |
15 | Elect Gordon Toll | Mgmt | For | For | For |
16 | Authority not to Reelect Gennady Bogolyubov, Philippe Delaunois and James Campbell; Resignation of Bruno Bolfo; Ratification of their Acts | Mgmt | For | For | For |
17 | Appointment of Statutory Auditor (Alexandra Trunova) | Mgmt | For | For | For |
18 | Appointment of External Auditor (Ernst and Young) | Mgmt | For | For | For |
19 | Directors’ Fees | Mgmt | For | For | For |
20 | Compensation of CEO | Mgmt | For | Against | Against |
21 | Authority to Sign Management Service Agreements with Independent Directors | Mgmt | For | Abstain | Against |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
GAZP | CUSIP 368287207 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Consent | United States | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | Abstain | Against |
4 | Payment of Dividends | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Amendments to Charter | Mgmt | For | For | For |
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For |
8 | Directors’ Fees | Mgmt | For | For | For |
9 | Audit Commission Members’ Fees | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Elect Dmitry Arkhipov | Mgmt | N/A | Abstain | N/A |
14 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A |
15 | Elect Vadim Bikulov | Mgmt | N/A | For | N/A |
16 | Elect Andrei Kobzev | Mgmt | N/A | For | N/A |
17 | Elect Nina Lobanova | Mgmt | N/A | For | N/A |
18 | Elect Dmitry Logunov | Mgmt | N/A | For | N/A |
19 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A |
20 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A |
21 | Elect Marat Salekhov | Mgmt | N/A | For | N/A |
22 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A |
23 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
GAZP | CUSIP 368287207 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
4 | Related Party Transactions | Mgmt | For | For | For |
5 | Related Party Transactions | Mgmt | For | For | For |
6 | Related Party Transactions | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Related Party Transactions | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | For | For |
14 | Related Party Transactions | Mgmt | For | For | For |
15 | Related Party Transactions | Mgmt | For | For | For |
16 | Related Party Transactions | Mgmt | For | For | For |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
36 | Related Party Transactions | Mgmt | For | For | For |
37 | Related Party Transactions | Mgmt | For | For | For |
38 | Related Party Transactions | Mgmt | For | For | For |
39 | Related Party Transactions | Mgmt | For | For | For |
40 | Related Party Transactions | Mgmt | For | For | For |
41 | Related Party Transactions | Mgmt | For | For | For |
42 | Related Party Transactions | Mgmt | For | For | For |
43 | Related Party Transactions | Mgmt | For | For | For |
44 | Related Party Transactions | Mgmt | For | For | For |
45 | Related Party Transactions | Mgmt | For | For | For |
46 | Related Party Transactions | Mgmt | For | For | For |
47 | Related Party Transactions | Mgmt | For | For | For |
48 | Related Party Transactions | Mgmt | For | For | For |
49 | Related Party Transactions | Mgmt | For | For | For |
50 | Related Party Transactions | Mgmt | For | For | For |
51 | Related Party Transactions | Mgmt | For | For | For |
52 | Related Party Transactions | Mgmt | For | For | For |
53 | Related Party Transactions | Mgmt | For | For | For |
54 | Related Party Transactions | Mgmt | For | For | For |
55 | Related Party Transactions | Mgmt | For | For | For |
56 | Related Party Transactions | Mgmt | For | For | For |
57 | Related Party Transactions | Mgmt | For | For | For |
58 | Related Party Transactions | Mgmt | For | For | For |
59 | Related Party Transactions | Mgmt | For | For | For |
60 | Related Party Transactions | Mgmt | For | For | For |
61 | Related Party Transactions | Mgmt | For | For | For |
62 | Related Party Transactions | Mgmt | For | For | For |
63 | Related Party Transactions | Mgmt | For | For | For |
64 | Related Party Transactions | Mgmt | For | For | For |
65 | Related Party Transactions | Mgmt | For | For | For |
66 | Related Party Transactions | Mgmt | For | For | For |
67 | Related Party Transactions | Mgmt | For | For | For |
68 | Related Party Transactions | Mgmt | For | For | For |
69 | Related Party Transactions | Mgmt | For | For | For |
70 | Related Party Transactions | Mgmt | For | For | For |
71 | Related Party Transactions | Mgmt | For | For | For |
72 | Related Party Transactions | Mgmt | For | For | For |
73 | Related Party Transactions | Mgmt | For | For | For |
74 | Related Party Transactions | Mgmt | For | For | For |
75 | Related Party Transactions | Mgmt | For | For | For |
76 | Related Party Transactions | Mgmt | For | For | For |
77 | Related Party Transactions | Mgmt | For | For | For |
78 | Related Party Transactions | Mgmt | For | For | For |
79 | Related Party Transactions | Mgmt | For | For | For |
80 | Related Party Transactions | Mgmt | For | For | For |
81 | Related Party Transactions | Mgmt | For | For | For |
82 | Related Party Transactions | Mgmt | For | For | For |
83 | Related Party Transactions | Mgmt | For | For | For |
84 | Related Party Transactions | Mgmt | For | For | For |
85 | Related Party Transactions | Mgmt | For | For | For |
86 | Related Party Transactions | Mgmt | For | For | For |
87 | Related Party Transactions | Mgmt | For | For | For |
88 | Related Party Transactions | Mgmt | For | For | For |
89 | Related Party Transactions | Mgmt | For | For | For |
90 | Related Party Transactions | Mgmt | For | For | For |
91 | Related Party Transactions | Mgmt | For | For | For |
92 | Related Party Transactions | Mgmt | For | For | For |
93 | Related Party Transactions | Mgmt | For | For | For |
94 | Related Party Transactions | Mgmt | For | For | For |
95 | Related Party Transactions | Mgmt | For | For | For |
96 | Related Party Transactions | Mgmt | For | For | For |
97 | Related Party Transactions | Mgmt | For | For | For |
98 | Related Party Transactions | Mgmt | For | For | For |
99 | Related Party Transactions | Mgmt | For | For | For |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
GAZP | CUSIP 368287207 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Andrey Akimov | Mgmt | For | Abstain | Against |
2 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against |
3 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against |
4 | Elect Farit Gazizullin | Mgmt | For | Against | Against |
5 | Elect Vladimir Gusakov | Mgmt | For | Abstain | Against |
6 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against |
7 | Elect Elena Karpel | Mgmt | For | Abstain | Against |
8 | Elect Alexey Makarov | Mgmt | For | Abstain | Against |
9 | Elect Alexey Miller | Mgmt | For | Abstain | Against |
10 | Elect Valery Musin | Mgmt | For | For | For |
11 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
12 | Elect Viktor Nikolayev | Mgmt | For | Abstain | Against |
13 | Elect Vlada Rusakova | Mgmt | For | Abstain | Against |
14 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against |
15 | Elect Vladimir Fortov | Mgmt | For | Abstain | Against |
16 | Elect Sergey Shmatko | Mgmt | For | Abstain | Against |
17 | Elect Igor Yusufov | Mgmt | For | Abstain | Against |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
GAZP | CINS 368287207 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
4 | Related Party Transactions | Mgmt | For | For | For |
5 | Related Party Transactions | Mgmt | For | For | For |
6 | Related Party Transactions | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Related Party Transactions | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | For | For |
14 | Related Party Transactions | Mgmt | For | For | For |
15 | Related Party Transactions | Mgmt | For | For | For |
16 | Related Party Transactions | Mgmt | For | For | For |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
35 | Elect Andrey Akimov | Mgmt | For | Abstain | Against |
36 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against |
37 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against |
38 | Elect Farit Gazizullin | Mgmt | For | Against | Against |
39 | Elect Vladimir Gusakov | Mgmt | For | Abstain | Against |
40 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against |
41 | Elect Elena Karpel | Mgmt | For | Abstain | Against |
42 | Elect Alexey Makarov | Mgmt | For | Abstain | Against |
43 | Elect Alexey Miller | Mgmt | For | Abstain | Against |
44 | Elect Valery Musin | Mgmt | For | For | For |
45 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
46 | Elect Viktor Nikolayev | Mgmt | For | Abstain | Against |
47 | Elect Vlada Rusakova | Mgmt | For | Abstain | Against |
48 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against |
49 | Elect Vladimir Fortov | Mgmt | For | Abstain | Against |
50 | Elect Sergey Shmatko | Mgmt | For | Abstain | Against |
51 | Elect Igor Yusufov | Mgmt | For | Abstain | Against |
52 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
53 | Elect Dmitry Arkhipov | Mgmt | For | N/A | N/A |
54 | Elect Andrey Belobrov | Mgmt | For | For | For |
55 | Elect Vadim Bikulov | Mgmt | For | For | For |
56 | Elect Andrei Kobzev | Mgmt | For | For | For |
57 | Elect Nina Lobanova | Mgmt | For | For | For |
58 | Elect Dmitry Logunov | Mgmt | For | For | For |
59 | Elect Yury Nosov | Mgmt | For | N/A | N/A |
60 | Elect Konstantin Pesotsky | Mgmt | For | For | For |
61 | Elect Marat Salekhov | Mgmt | For | For | For |
62 | Elect Maria Tikhonova | Mgmt | For | For | For |
63 | Elect Aleksandr Yugov | Mgmt | For | For | For |
64 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
GAZP | CINS 368287207 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits | Mgmt | For | Abstain | Against |
5 | Payment of Dividends | Mgmt | For | Abstain | Against |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Amendments to Charter | Mgmt | For | For | For |
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Audit Commission Members’ Fees | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | For | For |
14 | Related Party Transactions | Mgmt | For | For | For |
15 | Related Party Transactions | Mgmt | For | For | For |
16 | Related Party Transactions | Mgmt | For | For | For |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
36 | Related Party Transactions | Mgmt | For | For | For |
37 | Related Party Transactions | Mgmt | For | For | For |
38 | Related Party Transactions | Mgmt | For | For | For |
39 | Related Party Transactions | Mgmt | For | For | For |
40 | Related Party Transactions | Mgmt | For | For | For |
41 | Related Party Transactions | Mgmt | For | For | For |
42 | Related Party Transactions | Mgmt | For | For | For |
43 | Related Party Transactions | Mgmt | For | For | For |
44 | Related Party Transactions | Mgmt | For | For | For |
45 | Related Party Transactions | Mgmt | For | For | For |
46 | Related Party Transactions | Mgmt | For | For | For |
47 | Related Party Transactions | Mgmt | For | For | For |
48 | Related Party Transactions | Mgmt | For | For | For |
49 | Related Party Transactions | Mgmt | For | For | For |
50 | Related Party Transactions | Mgmt | For | For | For |
51 | Related Party Transactions | Mgmt | For | For | For |
52 | Related Party Transactions | Mgmt | For | For | For |
53 | Related Party Transactions | Mgmt | For | For | For |
54 | Related Party Transactions | Mgmt | For | For | For |
55 | Related Party Transactions | Mgmt | For | For | For |
56 | Related Party Transactions | Mgmt | For | For | For |
57 | Related Party Transactions | Mgmt | For | For | For |
58 | Related Party Transactions | Mgmt | For | For | For |
59 | Related Party Transactions | Mgmt | For | For | For |
60 | Related Party Transactions | Mgmt | For | For | For |
61 | Related Party Transactions | Mgmt | For | For | For |
62 | Related Party Transactions | Mgmt | For | For | For |
63 | Related Party Transactions | Mgmt | For | For | For |
64 | Related Party Transactions | Mgmt | For | For | For |
65 | Related Party Transactions | Mgmt | For | For | For |
66 | Related Party Transactions | Mgmt | For | For | For |
67 | Related Party Transactions | Mgmt | For | For | For |
68 | Related Party Transactions | Mgmt | For | For | For |
69 | Related Party Transactions | Mgmt | For | For | For |
70 | Related Party Transactions | Mgmt | For | For | For |
71 | Related Party Transactions | Mgmt | For | For | For |
72 | Related Party Transactions | Mgmt | For | For | For |
73 | Related Party Transactions | Mgmt | For | For | For |
74 | Related Party Transactions | Mgmt | For | For | For |
75 | Related Party Transactions | Mgmt | For | For | For |
76 | Related Party Transactions | Mgmt | For | For | For |
77 | Related Party Transactions | Mgmt | For | For | For |
78 | Related Party Transactions | Mgmt | For | For | For |
79 | Related Party Transactions | Mgmt | For | For | For |
80 | Related Party Transactions | Mgmt | For | For | For |
81 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
GROUP LSR OJSC, ST.PETERSBURG
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 50218G206 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Financial Statements | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | For | For |
4 | Election of Audit Commission | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | Abstain | Against |
6 | Related Party Transactions | Mgmt | For | Abstain | Against |
7 | Amendments to Charter | Mgmt | For | Abstain | Against |
8 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
9 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
10 | Amendments to Regulations on Sole Executive Body | Mgmt | For | Abstain | Against |
Haci Omer Sabanci Holdings AS
Ticker | Security ID: | Meeting Date | Meeting Status |
SAHOL | CINS M8223R167 | 05/12/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of the Presidential Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Accounts and Reports | Mgmt | For | TNA | N/A |
5 | Charitable Donations | Mgmt | For | TNA | N/A |
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
8 | Election of Directors | Mgmt | For | TNA | N/A |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
JSC VTB Bank
Ticker | Security ID: | Meeting Date | Meeting Status |
VTBR | CINS 46630Q202 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Adoption of Regulations Governing General Meetings | Mgmt | For | For | For |
2 | Adoption of Regulations Governing the Board of Directors | Mgmt | For | For | For |
3 | Adoption of Regulations Governing the Management Board | Mgmt | For | For | For |
4 | Adoption of Regulations Governing the Audit Committee | Mgmt | For | For | For |
5 | Merger by Absorption | Mgmt | For | For | For |
6 | Adoption of New Charter | Mgmt | For | For | For |
7 | Annual Report | Mgmt | For | For | For |
8 | Financial Statements | Mgmt | For | For | For |
9 | Reserves and Dividend Policy | Mgmt | For | For | For |
10 | Allocation of Profits/Dividends | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Board Size | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Elect Matthias Warnig | Mgmt | For | Against | Against |
15 | Elect Grigory Glazkov | Mgmt | For | For | For |
16 | Elect Arkady Dvorkovich | Mgmt | For | Abstain | Against |
17 | Elect Andrey Kostin | Mgmt | For | Abstain | Against |
18 | Elect Nikolai Kropachev | Mgmt | For | For | For |
19 | Elect Alexey Kudrin | Mgmt | For | Abstain | Against |
20 | Elect Anna Popova | Mgmt | For | Abstain | Against |
21 | Elect Alexey Savatyugin | Mgmt | For | Against | Against |
22 | Elect Pavel Teplukhin | Mgmt | For | For | For |
23 | Elect Alexey Ulyukaev | Mgmt | For | Against | Against |
24 | Elect Mukhadin Eskindarov | Mgmt | For | For | For |
25 | Size of Audit Commission | Mgmt | For | For | For |
26 | Election of Statutory Auditors | Mgmt | For | For | For |
27 | Appointment of Auditor | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
Kazakhgold Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KZG | CUSIP 48667H105 | 07/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Kazakhstan | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Aidar Assaubayev as a Director | Mgmt | For | For | For |
3 | Reelect Baurzhan Assaubayev as a Director | Mgmt | For | For | For |
4 | Reelect Kanat Assaubayev as a Director | Mgmt | For | For | For |
5 | Approve BDO Stoy Hayward LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
6 | Increase Authorized Share Capital by 100,000,000 New Shares | Mgmt | For | For | For |
Kazmunaigas Exploration
Ticker | Security ID: | Meeting Date | Meeting Status |
KMG | CINS 48666V204 | 11/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Kazakhstan | | |
| | | | | |
1 | Approval of the Acquisition | Mgmt | For | Against | Against |
KGHM Polska Miedz
Ticker | Security ID: | Meeting Date | Meeting Status |
KGH | CINS X45213109 | 05/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Presentation of Accounts and Reports | Mgmt | For | For | For |
7 | Presentation of Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report (Assessment) | Mgmt | For | For | For |
10 | Presentation of Supervisory Board Report (Activities) | Mgmt | For | For | For |
11 | Report of the Management Board | Mgmt | For | For | For |
12 | Accounts | Mgmt | For | For | For |
13 | Allocation of Profits/Dividends | Mgmt | For | For | For |
14 | Ratification of Management Board Acts | Mgmt | For | For | For |
15 | Ratification of Management Board Acts | Mgmt | For | For | For |
16 | Ratification of Management Board Acts | Mgmt | For | For | For |
17 | Ratification of Management Board Acts | Mgmt | For | For | For |
18 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
19 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
20 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
21 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
22 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
23 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
24 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
25 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
26 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
27 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
28 | Presentation of the Supervisory Board (Group) | Mgmt | For | For | For |
29 | Report of the Management Board (Group) | Mgmt | For | For | For |
30 | Accounts and Reports (Group) | Mgmt | For | For | For |
31 | Amendments to Bylaws | Mgmt | For | For | For |
32 | Changes to the Supervisory Board | Mgmt | For | For | For |
33 | Closing | Mgmt | For | For | For |
Lukoil OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
LKO | CUSIP 677862104 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Elect Lyubov Ivanova | Mgmt | For | For | For |
3 | Elect Pavel Kondratiev | Mgmt | For | For | For |
4 | Elect Vladimir Nikitenko | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
7 | Audit Commission Members’ Fees | Mgmt | For | For | For |
8 | Audit Commission Members’ Fees | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Amendments to Regulations Regarding the General Meeting of Shareholders | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
Lukoil OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
LKO | CUSIP 677862104 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Vagit Alekperov | Mgmt | For | Abstain | Against |
2 | Elect Igor Belikov | Mgmt | For | For | For |
3 | Elect Victor Blazheev | Mgmt | For | For | For |
4 | Elect Donald Wallette, Jr. | Mgmt | For | Abstain | Against |
5 | Elect Valery Grayfer | Mgmt | For | Abstain | Against |
6 | Elect Herman Gref | Mgmt | For | Against | Against |
7 | Elect Tatiana Esaulkova | Mgmt | For | For | For |
8 | Elect Igor Ivanov | Mgmt | For | Abstain | Against |
9 | Elect Ravil Maganov | Mgmt | For | Abstain | Against |
10 | Elect Sergei Mikhailov | Mgmt | For | For | For |
11 | Elect Mark Mobius | Mgmt | For | For | For |
12 | Elect Aleksander Shokhin | Mgmt | For | For | For |
Magnit OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MGNT | CINS 55953Q202 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Andrey Arutyunyan | Mgmt | For | Against | Against |
5 | Elect Valeriy Butenko | Mgmt | For | Against | Against |
6 | Elect Alexander Zayonts | Mgmt | For | For | For |
7 | Elect Sergey Galitsky | Mgmt | For | Abstain | Against |
8 | Elect Alexei Makhnev | Mgmt | For | Abstain | Against |
9 | Elect Khachatur Pombykhchan | Mgmt | For | Against | Against |
10 | Elect Dmitry Chenikov | Mgmt | For | Against | Against |
11 | Elect Roman Yefimenko | Mgmt | For | For | For |
12 | Elect Angela Udovichenko | Mgmt | For | For | For |
13 | Elect Denis Fedotov | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Appointment of Auditor in Accordance with IFRS | Mgmt | For | For | For |
16 | Election of the Counting Commission | Mgmt | For | For | For |
17 | Amendments to Charter | Mgmt | For | For | For |
18 | Approval of New Management Board Regulations | Mgmt | For | For | For |
19 | Amendments to Board of Directors Regulations | Mgmt | For | For | For |
20 | Amendments to Chief Executive Officer Regulations | Mgmt | For | For | For |
21 | Amendments to Audit Committee Regulations | Mgmt | For | For | For |
22 | Amendments to General Meeting of Shareholders Regulations | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Dividend | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Victor Rashnikov | Mgmt | For | Abstain | Against |
7 | Elect Andrey Gorodissky | Mgmt | For | For | For |
8 | Elect Sergey Krivoshchekov | Mgmt | For | Abstain | Against |
9 | Elect Kirill Levin | Mgmt | For | For | For |
10 | Elect David Logan | Mgmt | For | For | For |
11 | Elect Zumrud Rustamova | Mgmt | For | For | For |
12 | Elect Guennady Senichev | Mgmt | For | Abstain | Against |
13 | Elect Rafkat Takhautdinov | Mgmt | For | Abstain | Against |
14 | Elect Peter Charow | Mgmt | For | For | For |
15 | Elect Oleg Vladimirovich | Mgmt | For | Abstain | Against |
16 | Elect Vladimir Shmakov | Mgmt | For | Abstain | Against |
17 | Elect Nataliya B. Volynets | Mgmt | For | For | For |
18 | Elect Svetlana N. Voronina | Mgmt | For | For | For |
19 | Elect Nadezhda Kalimullina | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Directors’ Fees | Mgmt | For | For | For |
22 | Audit Commission Fees | Mgmt | For | For | For |
23 | Adoption of New Regulations Regarding the General Meeting | Mgmt | For | For | For |
24 | Adoption of New Regulations Regarding the Board | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 12/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
4 | Related Party Transactions | Mgmt | For | For | For |
5 | Related Party Transactions | Mgmt | For | For | For |
6 | Related Party Transactions | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Related Party Transactions | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
MECHEL OAO- ADR
Ticker | Security ID: | Meeting Date | Meeting Status |
MTL | CUSIP 583840103 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | N/A | Against | N/A |
2 | Financial Statements | Mgmt | N/A | Against | N/A |
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A |
4.1 | Elect A. David Johnson | Mgmt | For | Withhold | Against |
4.2 | Elect Vladimir Gusev | Mgmt | For | Withhold | Against |
4.3 | Elect Alexander Yevtushenko | Mgmt | For | For | For |
4.4 | Elect Igor Zyuzin | Mgmt | For | Withhold | Against |
4.5 | Elect Igor Kozhukhovksy | Mgmt | For | For | For |
4.6 | Elect Serafim Kolpakov | Mgmt | For | For | For |
4.7 | Elect Vladimir Polin | Mgmt | For | Withhold | Against |
4.8 | Elect Valentin Proskurnya | Mgmt | For | Withhold | Against |
4.9 | Elect Roger Gale | Mgmt | For | Withhold | Against |
5 | Elect Alexey Zagrebin | Mgmt | N/A | For | N/A |
6 | Elect Natalya Mikhaylova | Mgmt | N/A | For | N/A |
7 | Elect Lyudmila Radishevskaya | Mgmt | N/A | For | N/A |
8 | Appointment of Auditor | Mgmt | N/A | For | N/A |
9 | Amendments to Charter | Mgmt | N/A | For | N/A |
10 | Amendments to General Meeting Regulations | Mgmt | N/A | Abstain | N/A |
11 | Amendments to Board of Directors Regulations | Mgmt | N/A | For | N/A |
12 | Amendments to Director Remuneration Regulations | Mgmt | N/A | Abstain | N/A |
13 | Related Party Transactions | Mgmt | N/A | For | N/A |
MOBILE TELESYSTEMS OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
MTSS | CUSIP 607409 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Approval of Meeting Procedure | Mgmt | For | For | For |
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Anton Abugov | Mgmt | For | Abstain | Against |
4 | Elect Aleksey Buyanov | Mgmt | For | Abstain | Against |
5 | Elect William Dunstone | Mgmt | For | For | For |
6 | Elect Sergei Drozdov | Mgmt | For | Abstain | Against |
7 | Elect Yevtoushenkova Vladimirovna | Mgmt | For | Abstain | Against |
8 | Elect Ron Sommer | Mgmt | For | Abstain | Against |
9 | Elect Stanley Miller | Mgmt | For | For | For |
10 | Elect Paul Ostling | Mgmt | For | For | For |
11 | Elect Michail Shamolin | Mgmt | For | Abstain | Against |
12 | Elect Vassily Vassilievich Platoshin | Mgmt | For | For | For |
13 | Elect Artem Popov | Mgmt | For | For | For |
14 | Elect Dmitry Frolov | Mgmt | For | For | For |
15 | Appointment of Auditor | Mgmt | For | For | For |
16 | Amendments to Charter | Mgmt | For | For | For |
17 | Amendments to General Meeting Regulations | Mgmt | For | For | For |
New World Resources N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
BAANWR | CINS N6341Z102 | 04/27/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Netherlands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Accounts and Reports | Mgmt | For | TNA | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Ratification of Management Acts | Mgmt | For | TNA | N/A |
8 | Election of Directors | Mgmt | For | TNA | N/A |
9 | Amendments to Articles | Mgmt | For | TNA | N/A |
10 | Amendment to Compensation Policy | Mgmt | For | TNA | N/A |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Novatek OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividend | Mgmt | For | For | For |
4 | Amendments to Board of Directors’ Regulations | Mgmt | For | For | For |
5 | Amendments to Board of Directors’ Regulations | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Andrey Igorevich Akimov | Mgmt | For | Abstain | Against |
8 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against |
9 | Elect Ruben Vardanian | Mgmt | For | For | For |
10 | Elect Mark Gyetvay | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Dmitriev | Mgmt | For | For | For |
12 | Elect Leonid Mikhelson | Mgmt | For | Abstain | Against |
13 | Elect Alexander Natalenko | Mgmt | For | For | For |
14 | Elect Kirill Seleznev | Mgmt | For | Abstain | Against |
15 | Elect Gennady Timchenko | Mgmt | For | For | For |
16 | Elect Maria Konovalova | Mgmt | For | For | For |
17 | Elect Igor Ryaskov | Mgmt | For | For | For |
18 | Elect Sergey Fomichev | Mgmt | For | For | For |
19 | Elect Nikolay Shulikin | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Directors’ Fees | Mgmt | For | For | For |
22 | Directors’ Expenses | Mgmt | For | For | For |
23 | Audit Commission’s Fees | Mgmt | For | For | For |
Novatek OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 10/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
2 | Amendments to Charter | Mgmt | For | For | For |
3 | Amendments to Regulations Regarding the General Meeting of Shareholders | Mgmt | For | For | For |
4 | Amendments to Regulations Regarding the Board | Mgmt | For | For | For |
5 | Amendments to Regulations Regarding the Management Board | Mgmt | For | For | For |
Novatek OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 11/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
Novatek OAO (formerly Novafininvest OAO)
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CUSIP 669888109 | 08/07/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Related-Party Transactions | Mgmt | For | For | For |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Oleg Bagrin | Mgmt | For | Against | Against |
5 | Elect Bruno Bolfo | Mgmt | For | Abstain | Against |
6 | Elect Nikolay Gagarin | Mgmt | For | Abstain | Against |
7 | Elect Karl Doering | Mgmt | For | For | For |
8 | Elect Vladimir Lisin | Mgmt | For | Abstain | Against |
9 | Elect Randolph Reynolds | Mgmt | For | For | For |
10 | Elect Karen Sarkisov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Skorohodov | Mgmt | For | Abstain | Against |
12 | Elect Igor Federov | Mgmt | For | Against | Against |
13 | Elect Alexey Lapshin as President | Mgmt | For | For | For |
14 | Elect Lyudmila Kladenko | Mgmt | For | For | For |
15 | Elect Valery Kulikov | Mgmt | For | For | For |
16 | Elect Sergey Nesmeyanov | Mgmt | For | For | For |
17 | Elect Larisa Ovsyannikova | Mgmt | For | For | For |
18 | Elect Galina Shipilova | Mgmt | For | For | For |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
22 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Directors’ Fees | Mgmt | For | Abstain | Against |
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)
Ticker | Security ID: | Meeting Date | Meeting Status |
NMTP | CINS 67011U208 | 01/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Termination of Board Powers | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Andrey Lavrischev | Mgmt | For | Abstain | Against |
4 | Elect Alexander Davydenko | Mgmt | For | Abstain | Against |
5 | Elect Alexander Shokhin | Mgmt | For | For | For |
6 | Elect Alexander Ponomarenko | Mgmt | For | Abstain | Against |
7 | Elect Evgeniy Gorlakov | Mgmt | For | Abstain | Against |
8 | Elect Georgiy Koryashkin | Mgmt | For | For | For |
9 | Elect Tamara Pakhomenko | Mgmt | For | Abstain | Against |
10 | Elect Vladimir Ulianov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Grischenko | Mgmt | For | Abstain | Against |
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)
Ticker | Security ID: | Meeting Date | Meeting Status |
NMTP | CINS 67011U208 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Payment of Dividends | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Evgeniy Gorlakov | Mgmt | For | Abstain | Against |
7 | Elect Alexander Davydenko | Mgmt | For | Abstain | Against |
8 | Elect Georgiy Koryashkin | Mgmt | For | For | For |
9 | Elect Viktor Olerskiy | Mgmt | For | Abstain | Against |
10 | Elect Pavel Potapov | Mgmt | For | Abstain | Against |
11 | Elect Tamara Pakhomenko | Mgmt | For | Against | Against |
12 | Elect Alexander Ponomarenko | Mgmt | For | Against | Against |
13 | Elect Vladimir Ulianov | Mgmt | For | Abstain | Against |
14 | Elect Alexander Shokhin | Mgmt | For | For | For |
15 | Elect Igor Vilinov as President | Mgmt | For | Abstain | Against |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
17 | Elect Galina Baturina | Mgmt | For | Abstain | Against |
18 | Elect Tatiana Vnukova | Mgmt | For | For | For |
19 | Elect Igor Marchev | Mgmt | For | Abstain | Against |
20 | Elect Yulia Maslova | Mgmt | For | For | For |
21 | Elect Elena Serduk | Mgmt | For | Abstain | Against |
22 | Elect Tamara Stretovich | Mgmt | For | Abstain | Against |
23 | Elect Tatiana Chibinyeava | Mgmt | For | For | For |
24 | Elect Marina Yazeva | Mgmt | For | For | For |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
26 | Appoint Deloitte & Touche | Mgmt | For | Abstain | Against |
27 | Appoint KPMG | Mgmt | For | Abstain | Against |
28 | Appoint PricewaterhouseCoopers | Mgmt | For | Abstain | Against |
29 | Appoint Ernst & Young | Mgmt | For | Abstain | Against |
30 | Directors’ Fees | Mgmt | For | For | For |
31 | Audit Commission Members’ Fees | Mgmt | For | For | For |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00773 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G6777T156 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CUSIP G6777T131 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Virgin Isl (UK) | | |
| | | | | |
1 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Mgmt | For | For | For |
2 | Elect Directors (Bundled) | Mgmt | For | Against | Against |
3 | Approve Stock Option Plan | Mgmt | For | Against | Against |
4 | Approve Sale of Company Assets | Mgmt | For | For | For |
OTP Bank NyRt
Ticker | Security ID: | Meeting Date | Meeting Status |
OTP | CINS X60746181 | 04/30/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Amendments of Articles | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Corporate Governance Report | Mgmt | For | TNA | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Amendments to Procedural Rules of the Supervisory Board | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
13 | Directors’ Fees | Mgmt | For | TNA | N/A |
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 03/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Amendments to Statutes | Mgmt | For | For | For |
7 | Adoption of the Regulations Regarding the General Meeting | Mgmt | For | For | For |
8 | Changes to the Supervisory Board | Mgmt | For | For | For |
9 | Expenses of the General Meeting | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Closing | Mgmt | For | For | For |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Scrutiny Commission | Mgmt | For | Abstain | Against |
6 | Agenda | Mgmt | For | For | For |
7 | Financial Statements | Mgmt | For | For | For |
8 | Report of the Management Board | Mgmt | For | For | For |
9 | Financial Statements | Mgmt | For | For | For |
10 | Report of the Management Board (Group) | Mgmt | For | For | For |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
12 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For |
13 | Bonus for Management Board Chairman | Mgmt | For | For | For |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Closing | Mgmt | For | For | For |
Pharmstandard OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
PHST | CINS 717140206 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Dividend Payment | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | Abstain | Against |
4 | Election of Audit Commission Members | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | Abstain | Against |
PKO Bank SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PKO | CINS X6919X108 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Compliance with Rules of Convocation | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Management Board Report | Mgmt | For | For | For |
8 | Presentation of Management Board Report (Group) | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
10 | Management Board Report | Mgmt | For | For | For |
11 | Financial Statements | Mgmt | For | For | For |
12 | Management Board Report (Group) | Mgmt | For | For | For |
13 | Financial Statements (Group) | Mgmt | For | For | For |
14 | Supervisory Board Report | Mgmt | For | For | For |
15 | Allocation of Profits | Mgmt | For | For | For |
16 | Allocation of Dividends | Mgmt | For | For | For |
17 | Ratification of Management Board Acts | Mgmt | For | For | For |
18 | Ratification of Management Board Acts | Mgmt | For | For | For |
19 | Ratification of Management Board Acts | Mgmt | For | For | For |
20 | Ratification of Management Board Acts | Mgmt | For | For | For |
21 | Ratification of Management Board Acts | Mgmt | For | For | For |
22 | Ratification of Management Board Acts | Mgmt | For | For | For |
23 | Ratification of Management Board Acts | Mgmt | For | For | For |
24 | Ratification of Management Board Acts | Mgmt | For | For | For |
25 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
26 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
27 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
28 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
29 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
30 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
31 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
32 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
33 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
34 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
35 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
36 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
37 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
38 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
39 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
40 | Amendments to Articles | Mgmt | For | For | For |
41 | Amendments to Supervisory Board Regulations | Mgmt | For | For | For |
42 | Supervisory Board Fees | Mgmt | For | Abstain | Against |
43 | Shareholder Proposal Regarding the Supervisory Board | ShrHldr | N/A | Abstain | N/A |
44 | Shareholder Proposal Regarding the Supervisory Board | ShrHldr | N/A | Abstain | N/A |
45 | Supervisory Board Report on Selection of Management Board | Mgmt | For | For | For |
46 | Supervisory Board Report on the Sale of Training and Recreation Centers | Mgmt | For | For | For |
47 | Closing | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
TKGZY | CUSIP 731789202 | 09/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Jsc Polymetal Charter As Amended | Mgmt | For | For | For |
2 | Miscellaneous Proposal - Company Specific | Mgmt | For | For | For |
3 | Approve The Related Interested Party Transactions | Mgmt | For | For | For |
4 | Approve Related-Party Transaction | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
OPYGY | CUSIP X59432108 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Elect Presiding Council of Meeting | Mgmt | For | TNA | N/A |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Mgmt | For | TNA | N/A |
3 | Approve Special Dividend | Mgmt | For | TNA | N/A |
4 | Ratify Director Appointments | Mgmt | For | TNA | N/A |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
OPYGY | CUSIP 678129107 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Richter Gedeon Vegyeszeti Gyar Rt.
Ticker | Security ID: | Meeting Date | Meeting Status |
RICHTER | CINS X3124R133 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Presentation of Accounts and Reports | Mgmt | For | For | For |
5 | Report of the Auditor | Mgmt | For | For | For |
6 | Report of the Supervisory Committee | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Accounts and Reports | Mgmt | For | For | For |
9 | Presentation of Consolidated Accounts and Reports | Mgmt | For | For | For |
10 | Report of the Auditor (Consolidated) | Mgmt | For | For | For |
11 | Report of the Supervisory Committee (Consolidated) | Mgmt | For | For | For |
12 | Consolidated Accounts and Reports | Mgmt | For | For | For |
13 | Corporate Governance Report | Mgmt | For | For | For |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Amendments to Statutes | Mgmt | For | Abstain | Against |
16 | Approval of Amended Statutes | Mgmt | For | Abstain | Against |
17 | Election of Directors | Mgmt | For | For | For |
18 | Directors’ Fees | Mgmt | For | For | For |
19 | Supervisory Board Fees | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Rosneft Oil Co OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
ROSN | CINS 67812M207 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Payment of Dividends | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Vladimir Bogdanov | Mgmt | For | Abstain | Against |
8 | Elect Sergey Bogdanchikov | Mgmt | For | Abstain | Against |
9 | Elect Andrey Kostin | Mgmt | For | Against | Against |
10 | Elect Sergey Kudriashov | Mgmt | For | Abstain | Against |
11 | Elect Alexander Nekipelov | Mgmt | For | Against | Against |
12 | Elect Yury Petrov | Mgmt | For | Abstain | Against |
13 | Elect Andrey Reus | Mgmt | For | Abstain | Against |
14 | Elect Hans-Joerg Rudloff | Mgmt | For | For | For |
15 | Elect Igor Sechin | Mgmt | For | Abstain | Against |
16 | Elect Nikolai Tokarev | Mgmt | For | Abstain | Against |
17 | Elect Andrey Kobzev | Mgmt | For | For | For |
18 | Elect Sergey Pakhomov | Mgmt | For | For | For |
19 | Elect Konstantin Pesotskiy | Mgmt | For | For | For |
20 | Elect Tatiana Fisenko | Mgmt | For | For | For |
21 | Elect Alexander Yugov | Mgmt | For | For | For |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
Sberbank Rossii OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
SBER | CINS X76318108 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Sergey Ignatyev | Mgmt | For | Abstain | Against |
8 | Elect Alexey Ulyukaev | Mgmt | For | Abstain | Against |
9 | Elect Georgy Luntovsky | Mgmt | For | Against | Against |
10 | Elect Valery Tkachenko | Mgmt | For | Against | Against |
11 | Elect Nadezhda Ivanova | Mgmt | For | Against | Against |
12 | Elect Sergei Shvetsov | Mgmt | For | Abstain | Against |
13 | Elect Konstantin Shor | Mgmt | For | Abstain | Against |
14 | Elect Arkady Dvorkovich | Mgmt | For | Abstain | Against |
15 | Elect Alexey Kudrin | Mgmt | For | Abstain | Against |
16 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
17 | Elect Andrei Belousov | Mgmt | For | Abstain | Against |
18 | Elect Alexey Savatyugin | Mgmt | For | Abstain | Against |
19 | Elect Sergey Guriev | Mgmt | For | For | For |
20 | Elect Rajat Gupta | Mgmt | For | For | For |
21 | Elect Kairat Kelimbetov | Mgmt | For | For | For |
22 | Elect Vladimir Mau | Mgmt | For | For | For |
23 | Elect German Gref | Mgmt | For | Abstain | Against |
24 | Elect Bella Zlatkis | Mgmt | For | Abstain | Against |
25 | Elect Vladimir Volkov | Mgmt | For | For | For |
26 | Elect Lyudmila Zinina | Mgmt | For | For | For |
27 | Elect Olga Polyakova | Mgmt | For | For | For |
28 | Elect Valentina Tkachenko | Mgmt | For | For | For |
29 | Elect Natalya Polonskaya | Mgmt | For | For | For |
30 | Elect Maxim Dolzhnikov | Mgmt | For | For | For |
31 | Elect Yulia Isakhanova | Mgmt | For | For | For |
32 | Directors’ Fees | Mgmt | For | For | For |
33 | New Charter | Mgmt | For | For | For |
34 | New Regulations of the Management Board | Mgmt | For | For | For |
Severstal OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
CHMF | CINS 818150302 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect Alexey Mordashov | Mgmt | For | Abstain | Against |
3 | Elect Mikhail Noskov | Mgmt | For | Abstain | Against |
4 | Elect Anatoly Kruchinin | Mgmt | For | Abstain | Against |
5 | Elect Sergey Kuznetsov | Mgmt | For | Abstain | Against |
6 | Elect Alexey Kulichenko | Mgmt | For | Abstain | Against |
7 | Elect Christopher Clark | Mgmt | For | For | For |
8 | Elect Ronald Freeman | Mgmt | For | For | For |
9 | Elect Peter Kraljic | Mgmt | For | For | For |
10 | Elect Martin Angle | Mgmt | For | For | For |
11 | Elect Rolf Stomberg | Mgmt | For | For | For |
12 | Election of CEO | Mgmt | For | For | For |
13 | Elect Irina Utyugova | Mgmt | For | For | For |
14 | Allocation of Profits/Dividends | Mgmt | For | For | For |
15 | Elect Roman Antonov | Mgmt | For | For | For |
16 | Elect Artem Voronchikhin | Mgmt | For | For | For |
17 | Elect Irina Utyugova | Mgmt | For | For | For |
18 | Appointment of Auditor | Mgmt | For | For | For |
19 | Directors’ Fees | Mgmt | For | For | For |
Sistema JSFC
Ticker | Security ID: | Meeting Date | Meeting Status |
AFKC | CINS 48122U204 | 06/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Meeting Procedures | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
4 | Board Size | Mgmt | For | For | For |
5 | Election of Audit Commission | Mgmt | For | For | For |
6 | Election of Directors | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Amendments to Charter | Mgmt | For | For | For |
9 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
Surgutneftegaz
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X8799U113 | 06/25/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Tatneft OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
TATN | CINS 670831205 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Payment of Dividends | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Shafagat F. Takhautdinov | Mgmt | For | Abstain | Against |
7 | Elect Radik R. Gaizatullin | Mgmt | For | Against | Against |
8 | Elect Sushovan Ghosh | Mgmt | For | For | For |
9 | Elect Nail G. Ibragimov | Mgmt | For | Abstain | Against |
10 | Elect Rais S. Khisamov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir P. Lavushchenko | Mgmt | For | Abstain | Against |
12 | Elect Nail U. Maganov | Mgmt | For | Abstain | Against |
13 | Elect Renat H. Muslimov | Mgmt | For | Abstain | Against |
14 | Elect Renat K. Sabirov | Mgmt | For | Abstain | Against |
15 | Elect Valery Y. Sorokin | Mgmt | For | Abstain | Against |
16 | Elect Mirgaziyan Z. Taziev | Mgmt | For | Abstain | Against |
17 | Elect Azat K. Khamaev | Mgmt | For | Abstain | Against |
18 | Elect Maria L. Voskresenskaya | Mgmt | For | For | For |
19 | Elect David W. Waygood | Mgmt | For | For | For |
20 | Elect Tamara M. Vilkova | Mgmt | For | For | For |
21 | Elect Nazilya F. Galieva | Mgmt | For | For | For |
22 | Elect Ferdinand R. Galiullin | Mgmt | For | For | For |
23 | Elect Venera G. Kuzmina | Mgmt | For | For | For |
24 | Elect Nikolai K. Lapin | Mgmt | For | For | For |
25 | Elect Liliya R. Rakhimzyanova | Mgmt | For | For | For |
26 | Elect Alfiya A. Sinegaeva | Mgmt | For | For | For |
27 | Elect Ravil A. Sharifullin | Mgmt | For | For | For |
28 | Appointment of Auditor | Mgmt | For | Abstain | Against |
29 | Amendments to Charter | Mgmt | For | For | For |
TMK OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CUSIP 87260R201 | 08/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Related-Party Transaction | Mgmt | For | For | For |
TNK-BP Holding, Moscow
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X91025100 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Anatoly Akimenko | Mgmt | For | Abstain | Against |
6 | Elect Olga Karaseva-Valyarevich | Mgmt | For | Abstain | Against |
7 | Elect David Lasfargue | Mgmt | For | For | For |
8 | Elect Elizaveta Minkina | Mgmt | For | Abstain | Against |
9 | Elect Pavel Nazarian | Mgmt | For | Abstain | Against |
10 | Elect Alexey Savchenko | Mgmt | For | Abstain | Against |
11 | Elect Richard Scott Sloan | Mgmt | For | Abstain | Against |
12 | Elect Igor Cheremikin | Mgmt | For | Against | Against |
13 | Elect Peter Charow | Mgmt | For | Abstain | Against |
14 | Elect Olga Zubrilova | Mgmt | For | For | For |
15 | Elect Alexandr Yurchenko | Mgmt | For | For | For |
16 | Elect Alexey Lipskiy | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Directors’ Fees | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
21 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
22 | Amendments to Audit Commission Regulations | Mgmt | For | Abstain | Against |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-Option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Amendments to Articles | Mgmt | For | TNA | N/A |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
13 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Wishes | Mgmt | For | TNA | N/A |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 10/23/2009 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Board Size | Mgmt | For | TNA | N/A |
4 | Election of Directors | Mgmt | For | TNA | N/A |
5 | Minutes | Mgmt | For | TNA | N/A |
6 | Closing | Mgmt | For | TNA | N/A |
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CINS 87260R201 | 06/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Andrey Kaplunov | Mgmt | For | Abstain | Against |
5 | Elect Sergey Papin | Mgmt | For | Abstain | Against |
6 | Elect Alexander Shiryaev | Mgmt | For | Abstain | Against |
7 | Elect Igor Khmelevsky | Mgmt | For | Abstain | Against |
8 | Elect Dmitry Pumpyansky | Mgmt | For | Abstain | Against |
9 | Elect Josef Marous | Mgmt | For | For | For |
10 | Elect Mukhadin Eskindarov | Mgmt | For | For | For |
11 | Elect Thomas Pickering | Mgmt | For | For | For |
12 | Elect Aleksander Shokhin | Mgmt | For | For | For |
13 | Elect Geoffrey Townsend | Mgmt | For | For | For |
14 | Elect Aleksandr Maksimenko | Mgmt | For | Abstain | Against |
15 | Elect Aleksandr Vorobyov | Mgmt | For | Abstain | Against |
16 | Elect Nina Posdnyakova | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | Abstain | Against |
19 | Related Party Transactions | Mgmt | For | Abstain | Against |
20 | Related Party Transactions | Mgmt | For | Abstain | Against |
21 | Related Party Transactions | Mgmt | For | Abstain | Against |
22 | Related Party Transactions | Mgmt | For | Abstain | Against |
23 | Related Party Transactions | Mgmt | For | Abstain | Against |
24 | Related Party Transactions | Mgmt | For | Abstain | Against |
25 | Related Party Transactions | Mgmt | For | Abstain | Against |
26 | Related Party Transactions | Mgmt | For | Abstain | Against |
27 | Related Party Transactions | Mgmt | For | Abstain | Against |
28 | Related Party Transactions | Mgmt | For | Abstain | Against |
29 | Related Party Transactions | Mgmt | For | Abstain | Against |
30 | Related Party Transactions | Mgmt | For | Abstain | Against |
31 | Related Party Transactions | Mgmt | For | Abstain | Against |
32 | Related Party Transactions | Mgmt | For | Abstain | Against |
33 | Related Party Transactions | Mgmt | For | Abstain | Against |
34 | Related Party Transactions | Mgmt | For | Abstain | Against |
35 | Related Party Transactions | Mgmt | For | Abstain | Against |
36 | Related Party Transactions | Mgmt | For | Abstain | Against |
37 | Related Party Transactions | Mgmt | For | Abstain | Against |
38 | Related Party Transactions | Mgmt | For | Abstain | Against |
39 | Related Party Transactions | Mgmt | For | Abstain | Against |
40 | Related Party Transactions | Mgmt | For | Abstain | Against |
41 | Related Party Transactions | Mgmt | For | Abstain | Against |
42 | Related Party Transactions | Mgmt | For | Abstain | Against |
43 | Related Party Transactions | Mgmt | For | Abstain | Against |
44 | Related Party Transactions | Mgmt | For | Abstain | Against |
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CINS 87260R201 | 12/20/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | Abstain | Against |
Tupras AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TUPRS | CINS M8966X108 | 04/05/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Committee | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditor’s Acts | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Election of Directors | Mgmt | For | TNA | N/A |
7 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
8 | Directors and Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
10 | Dividend Policy | Mgmt | For | TNA | N/A |
11 | Disclosure Policy | Mgmt | For | TNA | N/A |
12 | Charitable Donations | Mgmt | For | TNA | N/A |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Closing | Mgmt | For | TNA | N/A |
Turk Hava Yollari AS
Ticker | Security ID: | Meeting Date | Meeting Status |
THYAO | CINS M8926R100 | 04/20/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening and Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Financial Statements | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
9 | Report on Guarantees | Mgmt | For | TNA | N/A |
10 | Charitable Donations | Mgmt | For | TNA | N/A |
11 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
12 | Election of Directors | Mgmt | For | TNA | N/A |
13 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
14 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
15 | Closing | Mgmt | For | TNA | N/A |
Turk Telekomunikasyon AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TTKOM | CINS Y90033104 | 04/06/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Report of the Board | Mgmt | For | TNA | N/A |
5 | Report of the Statutory Auditors | Mgmt | For | TNA | N/A |
6 | Report of the Auditor | Mgmt | For | TNA | N/A |
7 | Financial Statements | Mgmt | For | TNA | N/A |
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
9 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
11 | Appointment of Auditor | Mgmt | For | TNA | N/A |
12 | Ethics Policy | Mgmt | For | TNA | N/A |
13 | Dividend Policy | Mgmt | For | TNA | N/A |
14 | Report of the Auditor on Corporate Governance Policy | Mgmt | For | TNA | N/A |
15 | Disclosure policy | Mgmt | For | TNA | N/A |
16 | Charitable Donations | Mgmt | For | TNA | N/A |
17 | Related Party Transactions | Mgmt | For | TNA | N/A |
18 | Report on Guarantees | Mgmt | For | TNA | N/A |
19 | Related Party Transactions | Mgmt | For | TNA | N/A |
20 | Wishes and closing | Mgmt | For | TNA | N/A |
Turk Telekomunikasyon AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TTKOM | CINS Y90033104 | 06/08/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Acquisition of Invitel International | Mgmt | For | TNA | N/A |
5 | Board Powers | Mgmt | For | TNA | N/A |
6 | Authority to Establish SPV | Mgmt | For | TNA | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Closing | Mgmt | For | TNA | N/A |
Turkcell Iletisim Hizmetleri AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TCELL | CINS M8903B102 | 04/29/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
4 | Minutes | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Report of the Directors | Mgmt | For | TNA | N/A |
7 | Report of the Statutory Auditors | Mgmt | For | TNA | N/A |
8 | Report of the Auditor | Mgmt | For | TNA | N/A |
9 | Accounts | Mgmt | For | TNA | N/A |
10 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
11 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
12 | Ratification of the Co-option of Board of Directors | Mgmt | For | TNA | N/A |
13 | Directors’ Fees | Mgmt | For | TNA | N/A |
14 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
16 | Charitable Donations | Mgmt | For | TNA | N/A |
17 | Appointment of Auditor | Mgmt | For | TNA | N/A |
18 | Related Party Transactions | Mgmt | For | TNA | N/A |
19 | Report on Guarantees | Mgmt | For | TNA | N/A |
20 | Wishes | Mgmt | For | TNA | N/A |
Turkcell Iletisim Hizmetleri AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TCELL | CINS M8903B102 | 10/02/2009 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening | Mgmt | For | TNA | N/A |
4 | Minutes | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Directors’ Fees | Mgmt | For | TNA | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Turkiye Garanti Bankasi
Ticker | Security ID: | Meeting Date | Meeting Status |
TKGZY | CUSIP M4752S106 | 09/03/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Special Meeting Agenda | ShrHldr | Against | TNA | N/A |
Turkiye Garanti Bankasi A.S.
Ticker | Security ID: | Meeting Date | Meeting Status |
GARAN | CINS M4752S106 | 04/01/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Accounts; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A |
10 | Charitable Donations | Mgmt | For | TNA | N/A |
11 | Related Party Transactions | Mgmt | For | TNA | N/A |
Turkiye Halk Bankasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
HALKB | CINS M9032A106 | 05/24/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Board | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Election of Directors and Statutory Auditors | Mgmt | For | TNA | N/A |
8 | Directors and Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Authority to Set Number, Denomination and Fees of Employees | Mgmt | For | TNA | N/A |
10 | Charitable Donations | Mgmt | For | TNA | N/A |
11 | Information about the Auditor and its Activites | Mgmt | For | TNA | N/A |
12 | Wishes; Closing | Mgmt | For | TNA | N/A |
Turkiye Is Bank AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ISTCTR | CINS M8933F115 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Appointment of Presiding Board | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Directors’ Fees | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A |
Turkiye Is Bank AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ISTCTR | CINS M8933F255 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Appointment of Presiding Board | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Directors’ Fees | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A |
Uralkaliy OAO (Uralkali JSC)
Ticker | Security ID: | Meeting Date | Meeting Status |
URKA | CINS 91688E206 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Meeting Procedures | Mgmt | For | For | For |
3 | Annual Report | Mgmt | For | For | For |
4 | Financial Statements | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Valery Lepekhin | Mgmt | For | For | For |
8 | Elect Alexandra Orlova | Mgmt | For | For | For |
9 | Elect Natalya Prokopova | Mgmt | For | For | For |
10 | Elect Elena Radaeva | Mgmt | For | For | For |
11 | Elect Alexey Yakovlev | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Amendments to Regulations Regarding the General Meeting of Shareholders | Mgmt | For | For | For |
14 | Amendments to Board of Directors Regulations | Mgmt | For | For | For |
15 | Amendments to Regulations Regarding the Audit Commission | Mgmt | For | For | For |
16 | New Regulations on Remunerations and Indemnities to Board Members | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Elect Yury Gavrilov | Mgmt | For | Abstain | Against |
19 | Elect Andrey Konogorov | Mgmt | For | For | For |
20 | Elect Anna Koff | Mgmt | For | For | For |
21 | Elect Kuzma Marchuk | Mgmt | For | Abstain | Against |
22 | Elect Denis Morozov | Mgmt | For | Abstain | Against |
23 | Elect Vladimir Ruga | Mgmt | For | For | For |
24 | Elect Dmitry Rybolovlev | Mgmt | For | Abstain | Against |
25 | Elect Hans Horn | Mgmt | For | For | For |
26 | Elect Ilya Yuzhanov | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
Vimpel Communications
Ticker | Security ID: | Meeting Date | Meeting Status |
VIMP | CUSIP 68370R109 | 12/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
Vostok Nafta Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G93886136 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Election of Per Nyberg, Attorney-at-law as the Chairman for the meeting | Mgmt | N/A | For | N/A |
5 | Approve the voting list | Mgmt | N/A | For | N/A |
6 | Approve the agenda | Mgmt | N/A | For | N/A |
7 | Election of one or two persons to check and sign the Minutes | Mgmt | N/A | For | N/A |
8 | Approve that the meeting has been duly convened | Mgmt | N/A | For | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Adopt the profit and loss account and the balance sheet as well as the consolidated profit and loss account and the consolidated balance sheet | Mgmt | N/A | For | N/A |
12 | Approve the appropriation of the Company s results according to the adopted balance sheet; that no dividend shall be paid for the FY 2009 | Mgmt | N/A | For | N/A |
13 | Approve to determine the number of Directors at 8 and Auditors | Mgmt | N/A | For | N/A |
14 | Board Fees | Mgmt | N/A | For | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
16 | Re-elect PricewaterhouseCoopers AB as the Company s Auditors, until the end of the next AGM and remunerated upon approval of their invoice | Mgmt | N/A | For | N/A |
17 | Approve the resolution to appoint the Nomination Committee | Mgmt | N/A | For | N/A |
18 | Approve the resolution regarding remuneration principles for the Senior Management | Mgmt | N/A | For | N/A |
19 | Approve the resolution regarding a renewed incentive scheme for employees | Mgmt | N/A | For | N/A |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Vsmpo
Ticker | Security ID: | Meeting Date | Meeting Status |
�� | CINS X98053105 | 06/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends; Directors’ and Audit Commission Members’ Fees | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | Against | Against |
4 | Election of Audit Commission | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
Wimm-Bill-Dann Foods Ojsc
Ticker | Security ID: | Meeting Date | Meeting Status |
WBD | CUSIP 97263M109 | 05/14/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | For | N/A | N/A |
2 | Financial Statements | Mgmt | For | N/A | N/A |
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A |
4 | Appointment of Auditor | Mgmt | For | N/A | N/A |
5.1 | Elect Guy de Selliers de Moranville | Mgmt | For | N/A | N/A |
5.2 | Elect Mikhail Dubinin | Mgmt | For | N/A | N/A |
5.3 | Elect Igor Kostikov | Mgmt | For | N/A | N/A |
5.4 | Elect Michael O’Neil | Mgmt | For | N/A | N/A |
5.5 | Elect Alexander Orlov | Mgmt | For | N/A | N/A |
5.6 | Elect Sergei Plastinin | Mgmt | For | N/A | N/A |
5.7 | Elect Gavril Yushvaev | Mgmt | For | N/A | N/A |
5.8 | Elect David Iakobachvili | Mgmt | For | N/A | N/A |
5.9 | Elect Evgeny Yasin | Mgmt | For | N/A | N/A |
5.10 | Elect Marcus Rhodes | Mgmt | For | N/A | N/A |
5.11 | Elect Jacques Vincent | Mgmt | For | N/A | N/A |
6 | Elect Natalia Volkova | Mgmt | For | N/A | N/A |
7 | Elect Irina Vershinina | Mgmt | For | N/A | N/A |
8 | Elect Natalia Polikarpova | Mgmt | For | N/A | N/A |
9 | Elect Yekaterina Peregudova | Mgmt | For | N/A | N/A |
10 | Elect Evgeniya Solntseva | Mgmt | For | N/A | N/A |
11 | Elect Natalia Kolesnikova | Mgmt | For | N/A | N/A |
12 | Elect Tatiana Shavero | Mgmt | For | N/A | N/A |
X5 Retail Group N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 01/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Netherlands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Christian Couvreux | Mgmt | For | For | For |
4 | Supervisory Board Fees | Mgmt | For | Against | Against |
5 | Re-appointment of Lev Khasis as CEO | Mgmt | For | For | For |
6 | Amendments to Articles | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
X5 Retail Group N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Ratification of Management Board Acts | Mgmt | For | For | For |
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
9 | Elect Herve Defforey | Mgmt | For | For | For |
10 | Elect David Gould | Mgmt | For | Against | Against |
11 | Amendment to Compensation Policy; Investment Plan | Mgmt | For | Against | Against |
12 | Supervisory Board Fees | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Appointment of Auditor | Mgmt | For | Abstain | Against |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global Emerging Markets Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Akcansa Cimento AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKCNS | CINS M03343122 | 03/29/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Donations | Mgmt | For | TNA | N/A |
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
12 | Related Party Transactions | Mgmt | For | TNA | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Luis Giusti | Mgmt | For | Against | Against |
5 | Elect Luis Morelli | Mgmt | For | Against | Against |
6 | Elect Horacio Santos | Mgmt | For | Against | Against |
7 | Elect Robert Metcalfe | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Elect Jose Salgar | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 12/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Luis Giusti | Mgmt | For | Against | Against |
4 | Elect Luis Morelli | Mgmt | For | Against | Against |
5 | Elect Horacio Santos | Mgmt | For | Against | Against |
6 | Elect Robert Metcalfe | Mgmt | For | Against | Against |
7 | Elect Jose Salgar | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMXL | CUSIP 02364W105 | 03/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Tender Offers to Acquire Carso Global Telecom and Telmex International | Mgmt | N/A | For | N/A |
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMXL | CUSIP 02364W105 | 04/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors (Series L) | Mgmt | N/A | Abstain | N/A |
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP S04255196 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Anhui Expressway
Ticker | Security ID: | Meeting Date | Meeting Status |
600012 | CINS Y01374100 | 03/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Elect Zhou Ren Qiang as Director | Mgmt | For | For | For |
2 | Elect Wang Wei Sheng as Supervisor | Mgmt | For | Against | Against |
Anhui Expressway
Ticker | Security ID: | Meeting Date | Meeting Status |
600012 | CINS Y01374100 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Supervisors’ Report | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 04/13/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | N/A | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A |
6 | Election of Supervisory Council | Mgmt | For | N/A | N/A |
7 | Supervisory Council’s Fees | Mgmt | For | N/A | N/A |
8 | Remuneration Policy | Mgmt | For | N/A | N/A |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 04/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Mergers by Absorption | Mgmt | For | For | For |
3 | Mergers by Absorption | Mgmt | For | For | For |
4 | Mergers by Absorption | Mgmt | For | For | For |
5 | Mergers by Absorption | Mgmt | For | For | For |
6 | Mergers by Absorption | Mgmt | For | For | For |
7 | Mergers by Absorption | Mgmt | For | For | For |
8 | Capitalization of Reserves | Mgmt | For | For | For |
9 | Increase in Authorized Capital | Mgmt | For | For | For |
10 | Amendments to Articles | Mgmt | For | For | For |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Ratification of Authority to Carry Out a Primary and Secondary Public Offering | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Authority to Sell Treasury Shares | Mgmt | For | Against | Against |
8 | Authority to Set Public Offering Price | Mgmt | For | For | For |
9 | Authorization to Verify Subscription of Shares In Public Offering | Mgmt | For | For | For |
10 | Authority to Carry Out Formalities | Mgmt | For | For | For |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 05/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Merger Agreement | Mgmt | For | For | For |
4 | Ratification of Appointment of Appraiser | Mgmt | For | For | For |
5 | Valuation Report | Mgmt | For | For | For |
6 | Merger by Absorption | Mgmt | For | For | For |
7 | Authority to Carry Out Formalities | Mgmt | For | For | For |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Approval of the Acquisition | Mgmt | For | For | For |
4 | Approval of the Share Purchase and Sale Agreement | Mgmt | For | For | For |
Besalco S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
BESALCO | CINS P1663V100 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Chile | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends; Dividend Policy | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | Abstain | Against |
4 | Report of the Directors’ Committee | Mgmt | Abstain | Abstain | For |
5 | Directors’ Fees; Directors’ Committee’s Fees and Budget | Mgmt | For | Abstain | Against |
6 | Directors’ Committee Fees | Mgmt | Abstain | Abstain | For |
7 | Appointment of Auditor and Risk Rating Agency | Mgmt | For | Abstain | Against |
8 | Publication of Company Notices | Mgmt | For | For | For |
9 | Related Party Transactions | Mgmt | Abstain | Abstain | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros
Ticker | Security ID: | Meeting Date | Meeting Status |
BVMF3 | CINS P73232103 | 04/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | For | For |
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros
Ticker | Security ID: | Meeting Date | Meeting Status |
BVMF3 | CINS P73232103 | 04/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Acquisition of Shares in CME Group Inc. | Mgmt | For | For | For |
BOLSA DE VALORES DE COLOMBIA
Ticker | Security ID: | Meeting Date | Meeting Status |
BVC | CINS P17326102 | 03/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Colombia | | |
| | | | | |
1 | Quorum | Mgmt | For | For | For |
2 | Election of Chairman and Secretary of the Meeting | Mgmt | For | For | For |
3 | Agenda | Mgmt | For | For | For |
4 | Minutes | Mgmt | For | For | For |
5 | Report of the Board of Directors and CEO | Mgmt | For | For | For |
6 | Auditor’s Report | Mgmt | For | For | For |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
10 | Election of Independent Directors | Mgmt | For | Abstain | Against |
11 | Election of Non-Independent Directors | Mgmt | For | Abstain | Against |
12 | Directors’ Fees | Mgmt | For | Abstain | Against |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
14 | Transaction of Other Business | Mgmt | N/A | Against | N/A |
Bolsa Mexicana de Valores SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
BOLSA.A | CINS P17330104 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Mexico | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Abstain | Against |
2 | Allocation of Profits | Mgmt | For | For | For |
3 | Allocation of Dividends | Mgmt | For | For | For |
4 | Ratification of Strategic Alliance With CME Inc. | Mgmt | For | Abstain | Against |
5 | Election of Directors | Mgmt | For | Abstain | Against |
6 | Directors’ Fees | Mgmt | For | Abstain | Against |
7 | Report on the Company’s Share Repurchase Program | Mgmt | For | Abstain | Against |
8 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against |
9 | Election of Meeting Delegates | Mgmt | For | For | For |
Bolsa Mexicana de Valores SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
BOLSA.A | CINS P17330104 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Mexico | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Capitalization of Reserves | Mgmt | For | Abstain | Against |
3 | Special Dividend | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Election of Meeting Delegates | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CNT | CINS Q2159B110 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect Colin Cowden | Mgmt | For | Against | Against |
5 | Re-elect Thomas Elder | Mgmt | For | For | For |
6 | Re-elect H. Stuart Bottomley | Mgmt | For | For | For |
7 | Approve Equity Plan (EOP) | Mgmt | For | Against | Against |
8 | Increase Non-Executive Directors’ Fee Cap | Mgmt | For | For | For |
9 | Ratify Placement of Securities | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Ratify Placement of Securities | Mgmt | For | For | For |
12 | Ratify Placement of Securities | Mgmt | For | For | For |
13 | Ratify Placement of Securities | Mgmt | For | For | For |
14 | Ratify Placement of Securities | Mgmt | For | For | For |
15 | Ratify Placement of Securities | Mgmt | For | For | For |
16 | Approve Placement of Securities | Mgmt | For | For | For |
17 | Approve Placement of Securities | Mgmt | For | For | For |
18 | Amend Constitution | Mgmt | For | For | For |
19 | Authorise Issue of Shares Without Preemptive Rights | Mgmt | For | For | For |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
China Dongxiang (Group) Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3818 | CINS G2112Y109 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Joint Venture Agreement | Mgmt | For | For | For |
3 | New Framework Agreement | Mgmt | For | For | For |
4 | Annual Caps | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China High Speed Transmission Equipment Group Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
658 | CINS G2112D105 | 01/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amended Equity Swap | Mgmt | For | For | For |
3 | Off-Market Repurchase of Shares Pursuant to Amended Equity Swap | Mgmt | For | For | For |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China High Speed Transmission Equipment Group Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
658 | CINS G2112D105 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect HU Yueming | Mgmt | For | For | For |
6 | Elect CHEN Yongdao | Mgmt | For | Against | Against |
7 | Elect LU Xun | Mgmt | For | Against | Against |
8 | Elect JIN Maoji | Mgmt | For | Against | Against |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repuchased Shares | Mgmt | For | For | For |
China Mengniu Dairy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2319 | CINS G21096105 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect NIU Gensheng | Mgmt | For | For | For |
4 | Elect WU Jingshui | Mgmt | For | For | For |
5 | Elect DING Sheng | Mgmt | For | For | For |
6 | Elect JIAO Shuge (alias JIAO Zhen) | Mgmt | For | Against | Against |
7 | Elect Julian Wolhardt | Mgmt | For | Against | Against |
8 | Elect MA Wangjun | Mgmt | For | For | For |
9 | Elect ZHANG Julin | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Shineway Pharmaceutical Group
Ticker | Security ID: | Meeting Date | Meeting Status |
2877 | CINS G2110P100 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Final Dividend | Mgmt | For | For | For |
5 | Allocation of Special Dividend | Mgmt | For | For | For |
6 | Elect LI Huimin | Mgmt | For | For | For |
7 | Elect REN Dequan | Mgmt | For | For | For |
8 | Elect SUN Liutai | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
China Vanke Company
Ticker | Security ID: | Meeting Date | Meeting Status |
200002 | CINS Y77421108 | 03/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Independent Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Election of Supervisors | Mgmt | For | Against | Against |
8 | Amendments to Articles | Mgmt | For | For | For |
9 | Report on Use of Proceeds | Mgmt | For | For | For |
10 | Report on Rehabilitation and Resettlement Work | Mgmt | For | For | For |
Dongfeng Motor Group Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0489 | CINS Y21042109 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Authority to Distribute Interim Dividend | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For |
10 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eldorado Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELD | CUSIP 284902103 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Auston | Mgmt | For | For | For |
1.2 | Elect K. Ross Cory | Mgmt | For | For | For |
1.3 | Elect Robert Gilmore | Mgmt | For | Withhold | Against |
1.4 | Elect Geoffrey Handley | Mgmt | For | For | For |
1.5 | Elect Wayne Lenton | Mgmt | For | For | For |
1.6 | Elect Jonathan Rubenstein | Mgmt | For | For | For |
1.7 | Elect Donald Shumka | Mgmt | For | Withhold | Against |
1.8 | Elect Paul Wright | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Directors’ Fees | Mgmt | For | For | For |
Fibria Celulose SA
Ticker | Security ID: | Meeting Date | Meeting Status |
FIBR3 | CUSIP 31573A109 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Capital Expenditure Budget | Mgmt | For | For | For |
4 | Election of Supervisory Council | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | Against | Against |
6 | Amend Article 8 | Mgmt | For | For | For |
7 | Amend Articles 17 and 20 | Mgmt | For | For | For |
8 | Amend Articles 20 and 22 | Mgmt | For | For | For |
9 | Amend Article 22 | Mgmt | For | For | For |
10 | Amend Article 27 | Mgmt | For | For | For |
First Quantum Minerals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
FM | CINS 335934105 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Philip Pascall | Mgmt | For | For | For |
4 | Elect G. Clive Newall | Mgmt | For | For | For |
5 | Elect Martin Rowley | Mgmt | For | For | For |
6 | Elect Rupert Pennant-Rea | Mgmt | For | For | For |
7 | Elect Andrew Adams | Mgmt | For | For | For |
8 | Elect Michael Martineau | Mgmt | For | For | For |
9 | Elect Peter St George | Mgmt | For | For | For |
10 | Elect Paul Brunner | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Group Five Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GRF | CINS S33660127 | 10/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect Lindiwe Bakoro | Mgmt | For | For | For |
4 | Elect John Job | Mgmt | For | For | For |
5 | Elect Zolani Mtshotshisa | Mgmt | For | For | For |
6 | Elect Philisiwe Buthelezi | Mgmt | For | For | For |
7 | Directors’ Fees (2009) | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | General Authority to Issue Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Distribute Share Capital and Reserves | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
GROUP LSR OJSC, ST.PETERSBURG
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 50218G206 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Financial Statements | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | For | For |
4 | Election of Audit Commission | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | Abstain | Against |
6 | Related Party Transactions | Mgmt | For | Abstain | Against |
7 | Amendments to Charter | Mgmt | For | Abstain | Against |
8 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
9 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
10 | Amendments to Regulations on Sole Executive Body | Mgmt | For | Abstain | Against |
Grupo Televisa
Ticker | Security ID: | Meeting Date | Meeting Status |
TLEVISA | CUSIP 40049J206 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | N/A | Against | N/A |
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
Grupo Televisa
Ticker | Security ID: | Meeting Date | Meeting Status |
TLEVISA | CUSIP 40049J206 | 12/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Special Dividend | Mgmt | For | For | For |
2 | Election of Meeting Delegates | Mgmt | For | For | For |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Capital Management Plan | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
10 | Type of Securities | Mgmt | For | For | For |
11 | Issue Size | Mgmt | For | For | For |
12 | Nominal Value and Issue Price | Mgmt | For | For | For |
13 | Term | Mgmt | For | For | For |
14 | Interest Rate | Mgmt | For | For | For |
15 | Timing and Method of Interest Payment | Mgmt | For | For | For |
16 | Conversion Period | Mgmt | For | For | For |
17 | Method for Determining Number of Shares for Conversion | Mgmt | For | For | For |
18 | Determination and Adjustment of CB Conversion Price | Mgmt | For | For | For |
19 | Downward Adjustment to CB Conversion Price | Mgmt | For | For | For |
20 | Terms of Redemption | Mgmt | For | For | For |
21 | Terms of Sale Back | Mgmt | For | For | For |
22 | Dividend Rights of Year of Conversion | Mgmt | For | For | For |
23 | Method of Issuance and Target Investors | Mgmt | For | For | For |
24 | Subscription Arrangement for Existing Holders of A Shares | Mgmt | For | For | For |
25 | CB Holders and CB Holders’ Meetings | Mgmt | For | For | For |
26 | Use of Proceeds | Mgmt | For | For | For |
27 | Supplementary Capital | Mgmt | For | For | For |
28 | Security | Mgmt | For | For | For |
29 | Validity Period | Mgmt | For | For | For |
30 | Authorization | Mgmt | For | For | For |
31 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For |
32 | Utilization Report on Use of Proceeds | Mgmt | For | For | For |
33 | Revised Plan on Authorization of the Shareholders’ General Meeting to the Board of Directors | Mgmt | For | Against | Against |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Merger/Acquisition | Mgmt | For | For | For |
2 | Elect Malcolm McCarthy | Mgmt | For | For | For |
3 | Elect Kenneth CHUNG | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia)
Ticker | Security ID: | Meeting Date | Meeting Status |
0349 | CINS ADPV10686 | 04/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Elect WANG Lili | Mgmt | For | For | For |
2 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against |
Industrial and Commercial Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP ADPV10686 | 07/31/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Capital Injection of an Amount Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. | Mgmt | For | For | For |
Israel Chemicals Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
ICL IT | CINS M5920A109 | 08/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Israel | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | N/A | N/A | N/A |
2 | Elect Directors and Approve Their Remuneration | Mgmt | For | Against | Against |
3 | Approve Compensation of Directors | Mgmt | For | For | For |
4.1 | Elect Yair Orgler as External Director and Approve His Compensation Terms Including Indemnification Agreement | Mgmt | For | For | For |
4.2 | Indicate If You Are a Controlling Shareholder | Mgmt | N/A | Against | N/A |
5.1 | Elect Miriam Heren as External Director | Mgmt | For | For | For |
5.2 | Indicate If You Are a Controlling Shareholder | Mgmt | N/A | Against | N/A |
6 | Approve Director/Officer Liability and Indemnification Insurance for Miriam Heren | Mgmt | For | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Israel Chemicals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ICL | CINS M5920A109 | 02/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Israel | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Stock Option Grant to Nir Gilad | Mgmt | For | For | For |
Israel Chemicals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP M5920A109 | 07/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Israel | | |
| | | | | |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | N/A | N/A | N/A |
2 | Elect Directors and Approve Their Remuneration | Mgmt | For | Against | Against |
3 | Approve Compensation of Directors | Mgmt | For | For | For |
4.1 | Elect Yair Orgler as External Director and Approve His Compensation Terms Including Indemnification Agreement | Mgmt | For | For | For |
4.2 | Indicate If You Are a Controlling Shareholder | Mgmt | None | Against | N/A |
5.1 | Elect Miriam Heren as External Director | Mgmt | For | For | For |
5.2 | Indicate If You Are a Controlling Shareholder | Mgmt | None | Against | N/A |
6 | Approve Director/Officer Liability and Indemnification Insurance for Miriam Heren | Mgmt | For | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Itau Unibanco Holding SA
Ticker | Security ID: | Meeting Date | Meeting Status |
ITUB4 | CINS P5968U113 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Election of Directors; Election of Supervisory Council | Mgmt | For | Against | Against |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Lojas Renner SA
Ticker | Security ID: | Meeting Date | Meeting Status |
LREN3 | cins P6332C102 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Directors; Remuneration Policy | Mgmt | For | For | For |
7 | Election of Supervisory Council; Fees | Mgmt | For | For | For |
Magnit OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MGNT | CINS 55953Q202 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Andrey Arutyunyan | Mgmt | For | Against | Against |
5 | Elect Valeriy Butenko | Mgmt | For | Against | Against |
6 | Elect Alexander Zayonts | Mgmt | For | For | For |
7 | Elect Sergey Galitsky | Mgmt | For | Abstain | Against |
8 | Elect Alexei Makhnev | Mgmt | For | Abstain | Against |
9 | Elect Khachatur Pombykhchan | Mgmt | For | Against | Against |
10 | Elect Dmitry Chenikov | Mgmt | For | Against | Against |
11 | Elect Roman Yefimenko | Mgmt | For | For | For |
12 | Elect Angela Udovichenko | Mgmt | For | For | For |
13 | Elect Denis Fedotov | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Appointment of Auditor in Accordance with IFRS | Mgmt | For | For | For |
16 | Election of the Counting Commission | Mgmt | For | For | For |
17 | Amendments to Charter | Mgmt | For | For | For |
18 | Approval of New Management Board Regulations | Mgmt | For | For | For |
19 | Amendments to Board of Directors Regulations | Mgmt | For | For | For |
20 | Amendments to Chief Executive Officer Regulations | Mgmt | For | For | For |
21 | Amendments to Audit Committee Regulations | Mgmt | For | For | For |
22 | Amendments to General Meeting of Shareholders Regulations | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
MECHEL OAO- ADR
Ticker | Security ID: | Meeting Date | Meeting Status |
MTL | CUSIP 583840103 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | N/A | Against | N/A |
2 | Financial Statements | Mgmt | N/A | Against | N/A |
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A |
4.1 | Elect A. David Johnson | Mgmt | For | Withhold | Against |
4.2 | Elect Vladimir Gusev | Mgmt | For | Withhold | Against |
4.3 | Elect Alexander Yevtushenko | Mgmt | For | For | For |
4.4 | Elect Igor Zyuzin | Mgmt | For | Withhold | Against |
4.5 | Elect Igor Kozhukhovksy | Mgmt | For | For | For |
4.6 | Elect Serafim Kolpakov | Mgmt | For | For | For |
4.7 | Elect Vladimir Polin | Mgmt | For | Withhold | Against |
4.8 | Elect Valentin Proskurnya | Mgmt | For | Withhold | Against |
4.9 | Elect Roger Gale | Mgmt | For | Withhold | Against |
5 | Elect Alexey Zagrebin | Mgmt | N/A | For | N/A |
6 | Elect Natalya Mikhaylova | Mgmt | N/A | For | N/A |
7 | Elect Lyudmila Radishevskaya | Mgmt | N/A | For | N/A |
8 | Appointment of Auditor | Mgmt | N/A | For | N/A |
9 | Amendments to Charter | Mgmt | N/A | For | N/A |
10 | Amendments to General Meeting Regulations | Mgmt | N/A | Abstain | N/A |
11 | Amendments to Board of Directors Regulations | Mgmt | N/A | For | N/A |
12 | Amendments to Director Remuneration Regulations | Mgmt | N/A | Abstain | N/A |
13 | Related Party Transactions | Mgmt | N/A | For | N/A |
Murray & Roberts Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MUR | CINS S52800133 | 10/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Alan Knott-Craig | Mgmt | For | For | For |
3 | Elect Mahlape Sello | Mgmt | For | For | For |
4 | Elect Malose Chaba | Mgmt | For | For | For |
5 | Elect Trevor Fowler | Mgmt | For | For | For |
6 | Elect Roy Anderson | Mgmt | For | For | For |
7 | Elect Anthony Routledge | Mgmt | For | For | For |
8 | Elect Sibusiso Sibisi | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Amendment to the Employee Share Incentive Scheme | Mgmt | For | For | For |
12 | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
Naspers Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NPNSY | CUSIP S53435103 | 08/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2009 | Mgmt | For | For | For |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For | For |
3 | Approve Remuneration of Non-Executive Directors for the Year Ended 31 March 2009 | Mgmt | For | For | For |
4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and A Wentzel as Individual Registered Auditor | Mgmt | For | For | For |
5.1 | Elect L P Retief as Director | Mgmt | For | For | For |
5.2 | Elect S J Z Pacak as Director | Mgmt | For | For | For |
6.1 | Reelect F-A du Plessis as Director | Mgmt | For | For | For |
6.2 | Reelect R C C Jafta as Director | Mgmt | For | For | For |
6.3 | Reelect T M F Phaswana as Director | Mgmt | For | For | For |
7 | Place Authorized But Unissued Shares under Control of Directors | Mgmt | For | Against | Against |
8 | Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital | Mgmt | For | For | For |
Naspers Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NPNSY | CUSIP S53435103 | 08/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Authorize Repurchase of Up to 20 Percent of N Ordinary Issued Share Capital | Mgmt | For | For | For |
2 | Authorize Repurchase of A Ordinary Issued Shares | Mgmt | For | Against | Against |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | Against | Against |
NETEASE COM INC
Ticker | Security ID: | Meeting Date | Meeting Status |
NTES | CUSIP 64110W102 | 07/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Re-election Of Director: William Ding | Mgmt | For | Against | Against |
2 | Re-election Of Director: Alice Cheng | Mgmt | For | For | For |
3 | Re-election Of Director: Denny Lee | Mgmt | For | Against | Against |
4 | Re-election Of Director: Joseph Tong | Mgmt | For | For | For |
5 | Re-election Of Director: Lun Feng | Mgmt | For | Against | Against |
6 | Re-election Of Director: Michael Leung | Mgmt | For | For | For |
7 | Re-election Of Director: Michael Tong | Mgmt | For | Against | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Mgmt | For | For | For |
NHN Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
035420 | CINS Y6347M103 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against |
3 | Elect DO Hyun Soon | Mgmt | For | For | For |
4 | Election of Audit Committee Member: DO Hyun Soon | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | Against | Against |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Oleg Bagrin | Mgmt | For | Against | Against |
5 | Elect Bruno Bolfo | Mgmt | For | Abstain | Against |
6 | Elect Nikolay Gagarin | Mgmt | For | Abstain | Against |
7 | Elect Karl Doering | Mgmt | For | For | For |
8 | Elect Vladimir Lisin | Mgmt | For | Abstain | Against |
9 | Elect Randolph Reynolds | Mgmt | For | For | For |
10 | Elect Karen Sarkisov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Skorohodov | Mgmt | For | Abstain | Against |
12 | Elect Igor Federov | Mgmt | For | Against | Against |
13 | Elect Alexey Lapshin as President | Mgmt | For | For | For |
14 | Elect Lyudmila Kladenko | Mgmt | For | For | For |
15 | Elect Valery Kulikov | Mgmt | For | For | For |
16 | Elect Sergey Nesmeyanov | Mgmt | For | For | For |
17 | Elect Larisa Ovsyannikova | Mgmt | For | For | For |
18 | Elect Galina Shipilova | Mgmt | For | For | For |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
22 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Directors’ Fees | Mgmt | For | Abstain | Against |
Opto Circuits (India) Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
OPTOCIRCUI | CINS Y6495Y115 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | India | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Re-elect Anvay Mulay | Mgmt | For | Against | Against |
4 | Re-elect Rajkumar Raisinghani | Mgmt | For | For | For |
5 | Re-elect Jayesh Patel | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Ratification of Sreerangan Karup’s Pre-Preferential Shareholding | Mgmt | For | For | For |
8 | Amendment to Borrowing Powers | Mgmt | For | For | For |
9 | Authority to Mortgage Assets | Mgmt | For | For | For |
Opto Circuits India Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP Y6495Y115 | 07/13/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | India | | |
| | | | | |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 4 Billion | Mgmt | For | Against | Against |
2 | Approve Issuance of 1 Million Convertible Warrants Each at a Price of INR 210 Per Share to V. Ramnani and U. Ramnani, Promoters of the Company | Mgmt | For | For | For |
3 | Approve Issuance of 4 Million Convertible Warrants Each at a Price of INR 210 Per Share to Employees of the Company and Subsidiaries, Non-Resident Indians, and Other Persons | Mgmt | For | For | For |
4 | Amend Articles of Association Re: Custody of Company Seal and Issuance of All Types of Securities | Mgmt | For | For | For |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00773 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G6777T156 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
OTP Bank NyRt
Ticker | Security ID: | Meeting Date | Meeting Status |
OTP | CINS X60746181 | 04/30/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Amendments of Articles | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Corporate Governance Report | Mgmt | For | TNA | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Amendments to Procedural Rules of the Supervisory Board | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
13 | Directors’ Fees | Mgmt | For | TNA | N/A |
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
Petrochina Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
857 | CINS Y6883Q104 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Supervisors’ Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Authority to Declare Interim Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
7 | Subscription Agreement | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 03/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Amendments to Statutes | Mgmt | For | For | For |
7 | Adoption of the Regulations Regarding the General Meeting | Mgmt | For | For | For |
8 | Changes to the Supervisory Board | Mgmt | For | For | For |
9 | Expenses of the General Meeting | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Closing | Mgmt | For | For | For |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Scrutiny Commission | Mgmt | For | Abstain | Against |
6 | Agenda | Mgmt | For | For | For |
7 | Financial Statements | Mgmt | For | For | For |
8 | Report of the Management Board | Mgmt | For | For | For |
9 | Financial Statements | Mgmt | For | For | For |
10 | Report of the Management Board (Group) | Mgmt | For | For | For |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
12 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For |
13 | Bonus for Management Board Chairman | Mgmt | For | For | For |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Closing | Mgmt | For | For | For |
Pharmstandard OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
PHST | CINS 717140206 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Dividend Payment | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | Abstain | Against |
4 | Election of Audit Commission Members | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | Abstain | Against |
PIK GROUP
Ticker | Security ID: | Meeting Date | Meeting Status |
PIK | CINS 69338N206 | 05/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Financial Statements | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Board Size | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Anton B. Averin | Mgmt | For | Abstain | Against |
6 | Elect Yuri V. Zhukov | Mgmt | For | Abstain | Against |
7 | Elect Alexander I. Mosionzhik | Mgmt | For | Abstain | Against |
8 | Elect Oleg Y. Lipatov | Mgmt | For | Abstain | Against |
9 | Elect Pavel S. Grachev | Mgmt | For | Abstain | Against |
10 | Elect Andrey M. Rodionov | Mgmt | For | Abstain | Against |
11 | Elect Lee Timmins | Mgmt | For | For | For |
12 | Elect Alek Maryanchik | Mgmt | For | For | For |
13 | Elect Alexander V. Gubarev | Mgmt | For | For | For |
14 | Elect Anton B. Averin | Mgmt | For | Abstain | Against |
15 | Elect Sergey V. Bessonov | Mgmt | For | Abstain | Against |
16 | Elect Anna A. Kolonchina | Mgmt | For | Abstain | Against |
17 | Elect Pavel A. Poselonov | Mgmt | For | Abstain | Against |
18 | Elect Tatyana G. Saharova | Mgmt | For | Abstain | Against |
19 | Election of Audit Commission | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | Abstain | Against |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP 731789202 | 08/11/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Jsc Polymetal Charter As Amended | Mgmt | For | For | For |
2 | Miscellaneous Proposal - Company Specific | Mgmt | For | For | For |
3 | Approve The Related Interested Party Transactions | Mgmt | For | For | For |
4 | Approve Related-Party Transaction | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP 731789202 | 08/20/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve The Transaction By Closed Subscription Of Jsc Polymetal’s Registered Shares Of The Additional Issue In Favour Of Jsc Polymetal Management Where The shares Are Placed In Accordance With The Egm Decision As Of 19 Jun 2009 | Mgmt | For | For | For |
Powershares India ETF Trust
Ticker | Security ID: | Meeting Date | Meeting Status |
PIN | CUSIP 73935L100 | 03/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ronn Bagge | Mgmt | For | For | For |
1.2 | Elect Todd Barre | Mgmt | For | For | For |
1.3 | Elect H. Bruce Bond | Mgmt | For | For | For |
1.4 | Elect Kevin Carome | Mgmt | For | Withhold | Against |
1.5 | Elect Kapil Dev Joory | Mgmt | For | Withhold | Against |
1.6 | Elect Marc Kole | Mgmt | For | For | For |
1.7 | Elect Philip Nussbaum | Mgmt | For | For | For |
1.8 | Elect Graeme Proudfoot | Mgmt | For | For | For |
1.9 | Elect Donald Wilson | Mgmt | For | For | For |
PZU Group SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PZU | CINS X6919T107 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening | Mgmt | For | For | For |
4 | Election of the Presiding Chairman | Mgmt | For | For | For |
5 | Compliance with Rules of Convocation | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Financial Statements | Mgmt | For | For | For |
8 | Presentation of Management Board Report | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
10 | Presentation of Supervisory Board Activity Report | Mgmt | For | For | For |
11 | Accounts and Reports | Mgmt | For | For | For |
12 | Management Board Report | Mgmt | For | For | For |
13 | Ratification of Management Board Acts | Mgmt | For | For | For |
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
15 | Accounts and Reports(Group) | Mgmt | For | For | For |
16 | Management Board Report (Group) | Mgmt | For | For | For |
17 | Allocation of Profits/Dividends | Mgmt | For | For | For |
18 | Amendments to Articles | Mgmt | For | For | For |
19 | Supervisory Board Size | Mgmt | For | Abstain | Against |
20 | Changes in Composition of Supervisory Board | Mgmt | For | Abstain | Against |
21 | Remuneration Policy of Supervisory Board | Mgmt | For | Abstain | Against |
22 | Remuneration Policy of Management Board | Mgmt | For | Abstain | Against |
23 | Closing | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Rosneft Oil Co OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
ROSN | CINS 67812M207 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Payment of Dividends | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Vladimir Bogdanov | Mgmt | For | Abstain | Against |
8 | Elect Sergey Bogdanchikov | Mgmt | For | Abstain | Against |
9 | Elect Andrey Kostin | Mgmt | For | Against | Against |
10 | Elect Sergey Kudriashov | Mgmt | For | Abstain | Against |
11 | Elect Alexander Nekipelov | Mgmt | For | Against | Against |
12 | Elect Yury Petrov | Mgmt | For | Abstain | Against |
13 | Elect Andrey Reus | Mgmt | For | Abstain | Against |
14 | Elect Hans-Joerg Rudloff | Mgmt | For | For | For |
15 | Elect Igor Sechin | Mgmt | For | Abstain | Against |
16 | Elect Nikolai Tokarev | Mgmt | For | Abstain | Against |
17 | Elect Andrey Kobzev | Mgmt | For | For | For |
18 | Elect Sergey Pakhomov | Mgmt | For | For | For |
19 | Elect Konstantin Pesotskiy | Mgmt | For | For | For |
20 | Elect Tatiana Fisenko | Mgmt | For | For | For |
21 | Elect Alexander Yugov | Mgmt | For | For | For |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
Samsung Electronics Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
005930 | CINS Y74718100 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Director: LEE In Ho | Mgmt | For | For | For |
4 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | Against | Against |
Samsung Techwin Co., Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
012450 | CINS Y7470L102 | 03/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Elect SEOK Ho Cheol | Mgmt | For | For | For |
5 | Election of Audit Committee Member: SEOK Ho Cheol | Mgmt | For | For | For |
6 | Directors’ Fees | Mgmt | For | For | For |
Sberbank Rossii OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
SBER | CINS X76318108 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Sergey Ignatyev | Mgmt | For | Abstain | Against |
8 | Elect Alexey Ulyukaev | Mgmt | For | Abstain | Against |
9 | Elect Georgy Luntovsky | Mgmt | For | Against | Against |
10 | Elect Valery Tkachenko | Mgmt | For | Against | Against |
11 | Elect Nadezhda Ivanova | Mgmt | For | Against | Against |
12 | Elect Sergei Shvetsov | Mgmt | For | Abstain | Against |
13 | Elect Konstantin Shor | Mgmt | For | Abstain | Against |
14 | Elect Arkady Dvorkovich | Mgmt | For | Abstain | Against |
15 | Elect Alexey Kudrin | Mgmt | For | Abstain | Against |
16 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
17 | Elect Andrei Belousov | Mgmt | For | Abstain | Against |
18 | Elect Alexey Savatyugin | Mgmt | For | Abstain | Against |
19 | Elect Sergey Guriev | Mgmt | For | For | For |
20 | Elect Rajat Gupta | Mgmt | For | For | For |
21 | Elect Kairat Kelimbetov | Mgmt | For | For | For |
22 | Elect Vladimir Mau | Mgmt | For | For | For |
23 | Elect German Gref | Mgmt | For | Abstain | Against |
24 | Elect Bella Zlatkis | Mgmt | For | Abstain | Against |
25 | Elect Vladimir Volkov | Mgmt | For | For | For |
26 | Elect Lyudmila Zinina | Mgmt | For | For | For |
27 | Elect Olga Polyakova | Mgmt | For | For | For |
28 | Elect Valentina Tkachenko | Mgmt | For | For | For |
29 | Elect Natalya Polonskaya | Mgmt | For | For | For |
30 | Elect Maxim Dolzhnikov | Mgmt | For | For | For |
31 | Elect Yulia Isakhanova | Mgmt | For | For | For |
32 | Directors’ Fees | Mgmt | For | For | For |
33 | New Charter | Mgmt | For | For | For |
34 | New Regulations of the Management Board | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing
Ticker | Security ID: | Meeting Date | Meeting Status |
2330 | CUSIP 874039100 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Amendments to Procedural Rules for Trade of Derivatives | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing
Ticker | Security ID: | Meeting Date | Meeting Status |
2330 | CINS Y84629107 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Amendments to Articles | Mgmt | For | For | For |
6 | Amendments to Procedural Rules for Trade of Derivatives | Mgmt | For | For | For |
7 | Extraordinary Motions | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP 878742204 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mayank Ashar | Mgmt | For | For | For |
1.2 | Elect J. Brian Aune | Mgmt | For | For | For |
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.4 | Elect Hugh Bolton | Mgmt | For | For | For |
1.5 | Elect Felix Chee | Mgmt | For | For | For |
1.6 | Elect Jack Cockwell | Mgmt | For | For | For |
1.7 | Elect Norman Keevil | Mgmt | For | For | For |
1.8 | Elect Norman Keevil III | Mgmt | For | For | For |
1.9 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.10 | Elect Donald Lindsay | Mgmt | For | For | For |
1.11 | Elect Takuro Mochihara | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | 2010 Stock Option Plan | Mgmt | For | For | For |
TELECOM EGYPT
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP M87886103 | 07/29/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Special | Egypt | | |
| | | | | |
1 | Elect Directors | Mgmt | For | N/A | N/A |
2 | Approve Formation of Holding Company | Mgmt | For | N/A | N/A |
The Bank of Nova Scotia
Ticker | Security ID: | Meeting Date | Meeting Status |
BNS | CUSIP 064149107 | 04/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ronald Brenneman | Mgmt | For | For | For |
1.2 | Elect C. Chen | Mgmt | For | For | For |
1.3 | Elect David Dodge | Mgmt | For | For | For |
1.4 | Elect N. Ashleigh Everett | Mgmt | For | For | For |
1.5 | Elect John Kerr | Mgmt | For | For | For |
1.6 | Elect Michael Kirby | Mgmt | For | Withhold | Against |
1.7 | Elect John Mayberry | Mgmt | For | For | For |
1.8 | Elect Thomas O’Neill | Mgmt | For | Withhold | Against |
1.9 | Elect Alexis Rovzar de la Torre | Mgmt | For | Withhold | Against |
1.10 | Elect Indira Samarasekera | Mgmt | For | For | For |
1.11 | Elect Allan Shaw | Mgmt | For | For | For |
1.12 | Elect Paul Sobey | Mgmt | For | For | For |
1.13 | Elect Barbara Thomas | Mgmt | For | For | For |
1.14 | Elect Richard Waugh | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding a Greater Number of Nominees than Open Board Seats | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Comparing Executive Pay to Average Employee Wage | ShrHldr | Against | Against | For |
TNK-BP Holding, Moscow
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X91025100 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Anatoly Akimenko | Mgmt | For | Abstain | Against |
6 | Elect Olga Karaseva-Valyarevich | Mgmt | For | Abstain | Against |
7 | Elect David Lasfargue | Mgmt | For | For | For |
8 | Elect Elizaveta Minkina | Mgmt | For | Abstain | Against |
9 | Elect Pavel Nazarian | Mgmt | For | Abstain | Against |
10 | Elect Alexey Savchenko | Mgmt | For | Abstain | Against |
11 | Elect Richard Scott Sloan | Mgmt | For | Abstain | Against |
12 | Elect Igor Cheremikin | Mgmt | For | Against | Against |
13 | Elect Peter Charow | Mgmt | For | Abstain | Against |
14 | Elect Olga Zubrilova | Mgmt | For | For | For |
15 | Elect Alexandr Yurchenko | Mgmt | For | For | For |
16 | Elect Alexey Lipskiy | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Directors’ Fees | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
21 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
22 | Amendments to Audit Commission Regulations | Mgmt | For | Abstain | Against |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-Option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Amendments to Articles | Mgmt | For | TNA | N/A |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
13 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Wishes | Mgmt | For | TNA | N/A |
Tupras AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TUPRS | CINS M8966X108 | 04/05/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Committee | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditor’s Acts | Mgmt | For | TNA | N/A |
5 | Amendments to Articles | Mgmt | For | TNA | N/A |
6 | Election of Directors | Mgmt | For | TNA | N/A |
7 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
8 | Directors and Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
10 | Dividend Policy | Mgmt | For | TNA | N/A |
11 | Disclosure Policy | Mgmt | For | TNA | N/A |
12 | Charitable Donations | Mgmt | For | TNA | N/A |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Closing | Mgmt | For | TNA | N/A |
Turk Hava Yollari AS
Ticker | Security ID: | Meeting Date | Meeting Status |
THYAO | CINS M8926R100 | 04/20/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening and Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Financial Statements | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
9 | Report on Guarantees | Mgmt | For | TNA | N/A |
10 | Charitable Donations | Mgmt | For | TNA | N/A |
11 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
12 | Election of Directors | Mgmt | For | TNA | N/A |
13 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
14 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
15 | Closing | Mgmt | For | TNA | N/A |
Turkiye Is Bank AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ISTCTR | CINS M8933F115 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Appointment of Presiding Board | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Directors’ Fees | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A |
Turkiye Is Bank AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ISTCTR | CINS M8933F255 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Appointment of Presiding Board | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Directors’ Fees | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A |
Vale SA
Ticker | Security ID: | Meeting Date | Meeting Status |
VALE5 | CUSIP 91912E105 | 01/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Ratification of Co-Option of Alternate Board Member | Mgmt | For | For | For |
2 | Merger Agreement | Mgmt | For | For | For |
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For |
4 | Valuation Report | Mgmt | For | For | For |
5 | Merger by Absorption | Mgmt | For | For | For |
Vale SA
Ticker | Security ID: | Meeting Date | Meeting Status |
VALE5 | CUSIP 91912E105 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Supervisory Council | Mgmt | For | For | For |
4 | Remuneration Report | Mgmt | For | For | For |
5 | Capitalization of Reserves | Mgmt | For | For | For |
6 | Election of Director | Mgmt | For | Abstain | Against |
Vimpel Communications
Ticker | Security ID: | Meeting Date | Meeting Status |
VIMP | CUSIP 68370R109 | 12/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
Vostok Nafta Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G93886136 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Election of Per Nyberg, Attorney-at-law as the Chairman for the meeting | Mgmt | N/A | For | N/A |
5 | Approve the voting list | Mgmt | N/A | For | N/A |
6 | Approve the agenda | Mgmt | N/A | For | N/A |
7 | Election of one or two persons to check and sign the Minutes | Mgmt | N/A | For | N/A |
8 | Approve that the meeting has been duly convened | Mgmt | N/A | For | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Adopt the profit and loss account and the balance sheet as well as the consolidated profit and loss account and the consolidated balance sheet | Mgmt | N/A | For | N/A |
12 | Approve the appropriation of the Company s results according to the adopted balance sheet; that no dividend shall be paid for the FY 2009 | Mgmt | N/A | For | N/A |
13 | Approve to determine the number of Directors at 8 and Auditors | Mgmt | N/A | For | N/A |
14 | Board Fees | Mgmt | N/A | For | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
16 | Re-elect PricewaterhouseCoopers AB as the Company s Auditors, until the end of the next AGM and remunerated upon approval of their invoice | Mgmt | N/A | For | N/A |
17 | Approve the resolution to appoint the Nomination Committee | Mgmt | N/A | For | N/A |
18 | Approve the resolution regarding remuneration principles for the Senior Management | Mgmt | N/A | For | N/A |
19 | Approve the resolution regarding a renewed incentive scheme for employees | Mgmt | N/A | For | N/A |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
WALMEXV | CINS P98180105 | 03/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Mexico | | |
| | | | | |
1 | Board’s Report | Mgmt | For | For | For |
2 | CEO’s Report | Mgmt | For | For | For |
3 | Audit and Corporate Governance Committees’ Reports | Mgmt | For | For | For |
4 | Accounts | Mgmt | For | For | For |
5 | Report on Repurchase Program | Mgmt | For | For | For |
6 | Cancellation of Treasury Shares | Mgmt | For | For | For |
7 | Allocation of Profits | Mgmt | For | For | For |
8 | Allocation of Dividends | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | Abstain | Against |
10 | Report on Tax Compliance | Mgmt | For | For | For |
11 | Report on Stock Option Plan | Mgmt | For | For | For |
12 | Report on Wal-Mart de Mexico Foundation | Mgmt | For | For | For |
13 | Report on Aquisition of Wal-Mart de Centroamerica | Mgmt | For | For | For |
14 | Ratification of Board Acts | Mgmt | For | For | For |
15 | Election of Directors | Mgmt | For | Abstain | Against |
16 | Election of Board Committee Members | Mgmt | For | Abstain | Against |
17 | Election of Meeting Delegates | Mgmt | For | For | For |
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
WALMEXV | CINS P98180105 | 12/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Mexico | | |
| | | | | |
1 | Approval of Directors’ Report on the Acquisition | Mgmt | For | Abstain | Against |
2 | Discussion and Approval of the Merger | Mgmt | For | Abstain | Against |
3 | Amendments to Articles Pursuant to the Merger | Mgmt | For | Abstain | Against |
4 | Election of Meeting Delegates | Mgmt | For | For | For |
Wimm-Bill-Dann Foods Ojsc
Ticker | Security ID: | Meeting Date | Meeting Status |
WBD | CUSIP 97263M109 | 05/14/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | For | N/A | N/A |
2 | Financial Statements | Mgmt | For | N/A | N/A |
3 | Allocation of Profits/Dividends | Mgmt | For | N/A | N/A |
4 | Appointment of Auditor | Mgmt | For | N/A | N/A |
5.1 | Elect Guy de Selliers de Moranville | Mgmt | For | N/A | N/A |
5.2 | Elect Mikhail Dubinin | Mgmt | For | N/A | N/A |
5.3 | Elect Igor Kostikov | Mgmt | For | N/A | N/A |
5.4 | Elect Michael O’Neil | Mgmt | For | N/A | N/A |
5.5 | Elect Alexander Orlov | Mgmt | For | N/A | N/A |
5.6 | Elect Sergei Plastinin | Mgmt | For | N/A | N/A |
5.7 | Elect Gavril Yushvaev | Mgmt | For | N/A | N/A |
5.8 | Elect David Iakobachvili | Mgmt | For | N/A | N/A |
5.9 | Elect Evgeny Yasin | Mgmt | For | N/A | N/A |
5.10 | Elect Marcus Rhodes | Mgmt | For | N/A | N/A |
5.11 | Elect Jacques Vincent | Mgmt | For | N/A | N/A |
6 | Elect Natalia Volkova | Mgmt | For | N/A | N/A |
7 | Elect Irina Vershinina | Mgmt | For | N/A | N/A |
8 | Elect Natalia Polikarpova | Mgmt | For | N/A | N/A |
9 | Elect Yekaterina Peregudova | Mgmt | For | N/A | N/A |
10 | Elect Evgeniya Solntseva | Mgmt | For | N/A | N/A |
11 | Elect Natalia Kolesnikova | Mgmt | For | N/A | N/A |
12 | Elect Tatiana Shavero | Mgmt | For | N/A | N/A |
Wipro Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
WIT | CUSIP 97651M109 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Increase in Authorized Capital | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | For | For |
3 | Bonus Share Issuance | Mgmt | For | For | For |
Woori Financial Co. (ex Hanmi Capital Co.)
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP Y9703L107 | 08/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Korea | | |
| | | | | |
1 | Elect Park Seong-Jae as Inside Director | Mgmt | For | For | For |
X5 Retail Group N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 01/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Netherlands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Christian Couvreux | Mgmt | For | For | For |
4 | Supervisory Board Fees | Mgmt | For | Against | Against |
5 | Re-appointment of Lev Khasis as CEO | Mgmt | For | For | For |
6 | Amendments to Articles | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
X5 Retail Group N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Ratification of Management Board Acts | Mgmt | For | For | For |
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
9 | Elect Herve Defforey | Mgmt | For | For | For |
10 | Elect David Gould | Mgmt | For | Against | Against |
11 | Amendment to Compensation Policy; Investment Plan | Mgmt | For | Against | Against |
12 | Supervisory Board Fees | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Appointment of Auditor | Mgmt | For | Abstain | Against |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 03/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect HOU Weigui | Mgmt | For | For | For |
3 | Elect XIE Weiliang | Mgmt | For | For | For |
4 | Elect LEI Fanpei | Mgmt | For | For | For |
5 | Elect ZHANG Junchao | Mgmt | For | For | For |
6 | Elect WANG Zhanchen | Mgmt | For | For | For |
7 | Elect DONG Lianbo | Mgmt | For | For | For |
8 | Elect YIN Yimin | Mgmt | For | For | For |
9 | Elect SHI Lirong | Mgmt | For | For | For |
10 | Elect HE Shiyou | Mgmt | For | For | For |
11 | Elect LI Jin | Mgmt | For | For | For |
12 | Elect QU Xiaohui | Mgmt | For | For | For |
13 | Elect WEI Wei | Mgmt | For | For | For |
14 | Elect CHEN Naiwei | Mgmt | For | For | For |
15 | Elect TAN Zhenhui | Mgmt | For | For | For |
16 | Elect WANG Yan | Mgmt | For | Against | Against |
17 | Elect XU Weiyan | Mgmt | For | Against | Against |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 06/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | President’s report | Mgmt | For | For | For |
6 | Final Financial Accounts | Mgmt | For | For | For |
7 | Application for Credit Lines to the Bank of China Limited | Mgmt | For | For | For |
8 | Appointment of PRC Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
9 | Appointment of Hong Kong Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
10 | Elect Timothy Steinert | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Allocation of Profits | Mgmt | For | For | For |
13 | Allocation of Profits | Mgmt | For | For | For |
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
15 | Amendments to Articles | Mgmt | For | For | For |
16 | Ratification of Board Acts | Mgmt | For | For | For |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Specific System for Selection and Appointment of Accountants’ Firms | Mgmt | For | For | For |
2 | Framework Purchase Agreement | Mgmt | For | For | For |
3 | Provision of Performance Guarantee for Wholly-owned Subsidiary ZTE Telecom India Private Limited | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global MegaTrends Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Aegean Marine Petroleum Network, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANW | CUSIP Y0017S102 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Yannis Papanicolaou | Mgmt | For | For | For |
1.2 | Elect Konstantinos Koutsomitopoulos | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
Akcansa Cimento AS
Ticker | Security ID: | Meeting Date | Meeting Status |
AKCNS | CINS M03343122 | 03/29/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Donations | Mgmt | For | TNA | N/A |
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
12 | Related Party Transactions | Mgmt | For | TNA | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMXL | CUSIP 02364W105 | 03/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Tender Offers to Acquire Carso Global Telecom and Telmex International | Mgmt | N/A | For | N/A |
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMXL | CUSIP 02364W105 | 04/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors (Series L) | Mgmt | N/A | Abstain | N/A |
2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
American Tower Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AMT | CUSIP 029912201 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Raymond Dolan | Mgmt | For | For | For |
2 | Elect Ronald Dykes | Mgmt | For | For | For |
3 | Elect Carolyn Katz | Mgmt | For | For | For |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
5 | Elect JoAnn Reed | Mgmt | For | For | For |
6 | Elect Pamela Reeve | Mgmt | For | For | For |
7 | Elect David Sharbutt | Mgmt | For | For | For |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For |
9 | Elect Samme Thompson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
Anhui Conch Cement Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0914 | CINS Y01373102 | 12/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect JI Qinying | Mgmt | For | For | For |
3 | Elect QI Shengli | Mgmt | For | For | For |
4 | Elect WU Jianping | Mgmt | For | Against | Against |
Anhui Expressway
Ticker | Security ID: | Meeting Date | Meeting Status |
600012 | CINS Y01374100 | 03/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Elect Zhou Ren Qiang as Director | Mgmt | For | For | For |
2 | Elect Wang Wei Sheng as Supervisor | Mgmt | For | Against | Against |
Anhui Expressway
Ticker | Security ID: | Meeting Date | Meeting Status |
600012 | CINS Y01374100 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Supervisors’ Report | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Directors’ and Supervisors’ Fees | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
Beijing Enterprises Water Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
371 | CINS G0957L109 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect JIANG Xinhao | Mgmt | For | Against | Against |
5 | Elect HU Xiaoyong | Mgmt | For | For | For |
6 | Elect ZHOU Min | Mgmt | For | For | For |
7 | Elect LI Haifeng | Mgmt | For | For | For |
8 | Elect ZHANG Gaobo | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Berkshire Hathaway Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BRK.A | CUSIP 084670108 | 01/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock Split | Mgmt | For | For | For |
2 | Amendment to Charter Regarding Stock Splits | Mgmt | For | For | For |
3 | Decrease Par Value of Class B Common Stock | Mgmt | For | For | For |
4 | Increase of Authorized Class B Common Stock | Mgmt | For | For | For |
5 | Amendments to Charter Regarding Issuance of Stock Certificates | Mgmt | For | For | For |
Berkshire Hathaway Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BRK.A | CUSIP 084670702 | 05/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Warren Buffett | Mgmt | For | For | For |
1.2 | Elect Charles Munger | Mgmt | For | For | For |
1.3 | Elect Howard Buffett | Mgmt | For | For | For |
1.4 | Elect Stephen Burke | Mgmt | For | For | For |
1.5 | Elect Susan Decker | Mgmt | For | For | For |
1.6 | Elect William Gates III | Mgmt | For | For | For |
1.7 | Elect David Gottesman | Mgmt | For | For | For |
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For |
1.9 | Elect Donald Keough | Mgmt | For | For | For |
1.10 | Elect Thomas Murphy | Mgmt | For | Withhold | Against |
1.11 | Elect Ronald Olson | Mgmt | For | For | For |
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For |
China High Speed Transmission Equipment Group Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
658 | CINS G2112D105 | 01/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amended Equity Swap | Mgmt | For | For | For |
3 | Off-Market Repurchase of Shares Pursuant to Amended Equity Swap | Mgmt | For | For | For |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China High Speed Transmission Equipment Group Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
658 | CINS G2112D105 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect HU Yueming | Mgmt | For | For | For |
6 | Elect CHEN Yongdao | Mgmt | For | Against | Against |
7 | Elect LU Xun | Mgmt | For | Against | Against |
8 | Elect JIN Maoji | Mgmt | For | Against | Against |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repuchased Shares | Mgmt | For | For | For |
CHINA WIND SYSTEMS, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
CWS | CUSIP 16945F209 | 03/05/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | JIANHUA WU | Mgmt | For | N/A | N/A |
1.2 | XUEZHONG HUA | Mgmt | For | N/A | N/A |
1.3 | XI LIU | Mgmt | For | N/A | N/A |
1.4 | DREW BERNSTEIN | Mgmt | For | N/A | N/A |
1.5 | MEGAN J. PENICK | Mgmt | For | N/A | N/A |
2 | THE APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN. | Mgmt | For | N/A | N/A |
Companhia de Concessoes Rodovi rias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCRO3 | CINS P1413U105 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Capital Expenditure Budget | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Board Size | Mgmt | For | For | For |
8 | Election of Directors | Mgmt | For | For | For |
9 | Remuneration Policy | Mgmt | For | For | For |
10 | Election of Supervisory Council | Mgmt | For | For | For |
Companhia de Concessoes Rodoviarias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCRO3 | CINS P1413U105 | 05/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Merger Agreement | Mgmt | For | For | For |
4 | Ratification of Appointment of Appraiser | Mgmt | For | For | For |
5 | Valuation Report | Mgmt | For | For | For |
6 | Merger by Absorption | Mgmt | For | For | For |
7 | Relocation of Company’s Registered Office | Mgmt | For | Abstain | Against |
8 | Elect Mauro Martin Costa as Alternate Director | Mgmt | For | For | For |
Companhia de Concessoes Rodoviarias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCR03 | CINS P1413U105 | 12/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Elect Henrique Sutton de Sousa Neves | Mgmt | For | For | For |
5 | Elect Rosa Evangelina Marcondes Penido Sant’Anna | Mgmt | For | For | For |
6 | Elect Henrique Sutton de Sousa Neves | Mgmt | For | For | For |
CPFL ENERGIA S A
Ticker | Security ID: | Meeting Date | Meeting Status |
CPL | CUSIP 126153105 | 09/28/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Report on Resignation of Luiz Anibal de Lima Fernandes as Board Mmeber | Mgmt | For | For | For |
2 | Elect Pedro Pullen Parente as Director for One-Year Term | Mgmt | For | For | For |
Cpfl Energia SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CPFE3 | CUSIP 126153105 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | For | For |
4 | Election of Supervisory Council | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | Against | Against |
6 | Supervisory Council Fees | Mgmt | For | For | For |
7 | Protocol and Justification of the Mergers | Mgmt | For | For | For |
8 | Appointment of Appraiser | Mgmt | For | For | For |
9 | Appraiser’s Reports | Mgmt | For | For | For |
10 | Approval of the Mergers | Mgmt | For | For | For |
11 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Amend Article 5 to Reflect Capital Increase | Mgmt | For | For | For |
Cpfl Energia SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CPFE3 | CUSIP 126153105 | 12/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Protocol and Justification of the Mergers | Mgmt | For | For | For |
2 | Appointment of Valuers Pursuant to the Mergers | Mgmt | For | For | For |
3 | Approval of Appraisal Reports Pursuant to the Mergers | Mgmt | For | For | For |
4 | Approval of the Mergers | Mgmt | For | For | For |
5 | Increase in Capital Pursuant to the Mergers | Mgmt | For | For | For |
6 | Amendment to Bylaws Pursuant to the Mergers | Mgmt | For | For | For |
CSX Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CSX | CUSIP 126408103 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Donna Alvarado | Mgmt | For | For | For |
2 | Elect Alexandre Behring | Mgmt | For | For | For |
3 | Elect John Breaux | Mgmt | For | For | For |
4 | Elect Steven Halverson | Mgmt | For | For | For |
5 | Elect Edward Kelly, III | Mgmt | For | For | For |
6 | Elect Gilbert Lamphere | Mgmt | For | For | For |
7 | Elect John McPherson | Mgmt | For | For | For |
8 | Elect Timothy O’Toole | Mgmt | For | For | For |
9 | Elect David Ratcliffe | Mgmt | For | Against | Against |
10 | Elect Donald Shepard | Mgmt | For | For | For |
11 | Elect Michael Ward | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | 2010 Stock and Incentive Award Plan | Mgmt | For | For | For |
Dalian Port (PDA) Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2880 | CINS G2739Z109 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Supervisory Committee’s Report | Mgmt | For | For | For |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For |
8 | Amendments to Articles | Mgmt | For | For | For |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Dalian Port (PDA) Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2880 | CINS G2739Z109 | 11/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Type of Securities to be Issued | Mgmt | For | For | For |
3 | Nominal Value | Mgmt | For | For | For |
4 | Listing Stock Exchange | Mgmt | For | For | For |
5 | Methods of Issue | Mgmt | For | For | For |
6 | Target Subscribers | Mgmt | For | For | For |
7 | Method for Determining the Issue Price | Mgmt | For | For | For |
8 | Number of the A Shares to be Issued | Mgmt | For | For | For |
9 | Rights Attached to the A Shares | Mgmt | For | For | For |
10 | Listing of the Domestic Shares | Mgmt | For | For | For |
11 | Term | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Construction of Ten Oil Storage Tanks | Mgmt | For | For | For |
14 | Construction of Six Oil Storage Tanks | Mgmt | For | For | For |
15 | Construction of Four Oil Storage Tanks | Mgmt | For | For | For |
16 | Construction of Liquefied Natural Gas Project | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Increase in Registered Capital of Dalian Port Container Terminal Co. Ltd. | Mgmt | For | For | For |
19 | Investment in Dalian International Container Terminal Co., Ltd. | Mgmt | For | For | For |
20 | Purchase of Container Vessels | Mgmt | For | For | For |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
22 | Construction of No. 4 Stacking Yard | Mgmt | For | For | For |
23 | Purchase of Gantry | Mgmt | For | For | For |
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
25 | Construction of Seven General Cargo Berths and Four Roll-on, Roll-off Berths | Mgmt | For | For | For |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
27 | Purchase of Two Ro-ro Ships | Mgmt | For | For | For |
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
29 | Purchase 300 Bulk Grain Carriages | Mgmt | For | For | For |
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
31 | Construction of Inland Logistics Depots and Centers | Mgmt | For | For | For |
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
33 | Construction of Enlarged Group’s Information Systems | Mgmt | For | For | For |
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
35 | Repay Bank Loans and Use of General Working Capital | Mgmt | For | For | For |
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
37 | Authorization of the Board to Complete the Investments by Other Means | Mgmt | For | For | For |
38 | Authorization of the Board to Modify | Mgmt | For | For | For |
39 | Allocation Scheme of the Retained Profits | Mgmt | For | For | For |
40 | Merger/Acquisition | Mgmt | For | For | For |
41 | Mutual Supply Master Agreement and Annual Caps | Mgmt | For | For | For |
42 | Terminal Facilities Design and Construction Services Agreement and Annual Caps | Mgmt | For | For | For |
43 | Amendments to Articles and Adoption of Procedural Rules | Mgmt | For | For | For |
44 | Ratification of Board Acts | Mgmt | For | For | For |
45 | Proposed System for the Management of Provision of Security to Third Parties | Mgmt | For | For | For |
46 | Proposed System for the Management of Funds Raised from the Capital Markets | Mgmt | For | For | For |
47 | Report on Use of Funds Raised in the Company’s Previous Fund Raising Exercise | Mgmt | For | For | For |
Dalian Port (PDA) Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2880 | CINS G2739Z109 | 11/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Type of Securities to be Issued | Mgmt | For | For | For |
3 | Nominal Value | Mgmt | For | For | For |
4 | Listing Stock Exchange | Mgmt | For | For | For |
5 | Methods of Issue | Mgmt | For | For | For |
6 | Target Subscribers | Mgmt | For | For | For |
7 | Method for Determining the Issue Price | Mgmt | For | For | For |
8 | Number of the A Shares to be Issued | Mgmt | For | For | For |
9 | Rights Attached to the A Shares | Mgmt | For | For | For |
10 | Listing of the Domestic Shares | Mgmt | For | For | For |
11 | Term | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Datang International Power Generation Co. Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
DIPGY | CUSIP Y20020106 | 08/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. | Mgmt | For | For | For |
2 | Approve Provision of Guarantee for the Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. | Mgmt | For | For | For |
3 | Approve Provision of Guarantee for the Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. | Mgmt | For | Against | Against |
4 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. | Mgmt | For | Against | Against |
5 | Approve Provision of Guarantee for the Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. | Mgmt | For | Against | Against |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Exelon Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EXC | CUSIP 30161N101 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Canning Jr. | Mgmt | For | For | For |
2 | Elect M. Walter D’Alessio | Mgmt | For | For | For |
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
4 | Elect Bruce DeMars | Mgmt | For | For | For |
5 | Elect Nelson Diaz | Mgmt | For | Against | Against |
6 | Elect Sue Ling Gin | Mgmt | For | For | For |
7 | Elect Rosemarie Greco | Mgmt | For | For | For |
8 | Elect Paul Joskow | Mgmt | For | For | For |
9 | Elect Richard Mies | Mgmt | For | For | For |
10 | Elect John Palms | Mgmt | For | For | For |
11 | Elect William Richardson | Mgmt | For | For | For |
12 | Elect Thomas Ridge | Mgmt | For | For | For |
13 | Elect John Rogers, Jr. | Mgmt | For | For | For |
14 | Elect John Rowe | Mgmt | For | For | For |
15 | Elect Stephen Steinour | Mgmt | For | For | For |
16 | Elect Donald Thompson | Mgmt | For | For | For |
17 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against |
18 | Ratification of Auditor | Mgmt | For | For | For |
First Quantum Minerals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
FM | CINS 335934105 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Philip Pascall | Mgmt | For | For | For |
4 | Elect G. Clive Newall | Mgmt | For | For | For |
5 | Elect Martin Rowley | Mgmt | For | For | For |
6 | Elect Rupert Pennant-Rea | Mgmt | For | For | For |
7 | Elect Andrew Adams | Mgmt | For | For | For |
8 | Elect Michael Martineau | Mgmt | For | For | For |
9 | Elect Peter St George | Mgmt | For | For | For |
10 | Elect Paul Brunner | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Firstenergy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FE | CUSIP 337932107 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against |
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against |
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against |
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against |
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against |
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against |
1.8 | Elect Catherine Rein | Mgmt | For | Withhold | Against |
1.9 | Elect George Smart | Mgmt | For | Withhold | Against |
1.10 | Elect Wes Taylor | Mgmt | For | Withhold | Against |
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
4 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
FOSTER WHEELER AG
Ticker | Security ID: | Meeting Date | Meeting Status |
FWLT | CUSIP H27178104 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Eugene Atkinson | Mgmt | For | For | For |
2 | Elect Steven Demetriou | Mgmt | For | For | For |
3 | Elect Stephanie Hanbury-Brown | Mgmt | For | For | For |
4 | Elect Robert Flexon | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Ratification of Board and Management Acts | Mgmt | For | For | For |
9 | Allocation and Release of Additional Paid-In Capital from Capital Contribution to Reserves | Mgmt | For | For | For |
10 | Amendments to Articles to Change the Seat of Foster Wheeler | Mgmt | For | For | For |
11 | Amendments to Articles to Eliminate Requirement to List Citizenship of Shareholders in the Share Register | Mgmt | For | For | For |
12 | Amendments to Articles to Comply with the Newly Enacted Swiss Intermediary-Held Securities Act | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Abstain | Against |
FOSTER WHEELER AG
Ticker | Security ID: | Meeting Date | Meeting Status |
FWLT | CUSIP H27178104 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Clayton Daley | Mgmt | For | For | For |
2 | Transaction of Other Business | Mgmt | For | Abstain | Against |
FPL Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FPL | CUSIP 302571104 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sherry Barrat | Mgmt | For | For | For |
1.2 | Elect Robert Beall II | Mgmt | For | For | For |
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For |
1.4 | Elect James Camaren | Mgmt | For | For | For |
1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For |
1.6 | Elect Lewis Hay III | Mgmt | For | For | For |
1.7 | Elect Toni Jennings | Mgmt | For | For | For |
1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For |
1.9 | Elect Rudy Schupp | Mgmt | For | For | For |
1.10 | Elect William Swanson | Mgmt | For | For | For |
1.11 | Elect Michael Thaman | Mgmt | For | For | For |
1.12 | Elect Hansel Tookes II | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Company Name Change | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Group Five Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GRF | CINS S33660127 | 10/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect Lindiwe Bakoro | Mgmt | For | For | For |
4 | Elect John Job | Mgmt | For | For | For |
5 | Elect Zolani Mtshotshisa | Mgmt | For | For | For |
6 | Elect Philisiwe Buthelezi | Mgmt | For | For | For |
7 | Directors’ Fees (2009) | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | General Authority to Issue Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Authority to Distribute Share Capital and Reserves | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
GROUP LSR OJSC, ST.PETERSBURG
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 50218G206 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Financial Statements | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | For | For |
4 | Election of Audit Commission | Mgmt | For | Abstain | Against |
5 | Appointment of Auditor | Mgmt | For | Abstain | Against |
6 | Related Party Transactions | Mgmt | For | Abstain | Against |
7 | Amendments to Charter | Mgmt | For | Abstain | Against |
8 | Amendments to General Meeting Regulations | Mgmt | For | Abstain | Against |
9 | Amendments to Board of Directors Regulations | Mgmt | For | Abstain | Against |
10 | Amendments to Regulations on Sole Executive Body | Mgmt | For | Abstain | Against |
Grupo Aeroportuario del Sureste S.A.B. de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
ASUR | CUSIP 40051E202 | 04/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Report of the Audit Committee | Mgmt | For | For | For |
2 | Report on Tax Compliance | Mgmt | For | For | For |
3 | Authority to Increase Legal Reserve | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Allocation of Dividends | Mgmt | For | For | For |
6 | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
7 | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
8 | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
9 | Ratification of Board and CEO Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
10 | Election of Meeting Delegates | Mgmt | For | For | For |
Huadian Power International Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1071 | CINS Y3738Y101 | 12/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Provision of Loan by China Huadian | Mgmt | For | For | For |
2 | Provision of Loan by Shandong International Trust | Mgmt | For | For | For |
3 | Elect CHEN Dianlu | Mgmt | For | For | For |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Hyflux Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
600 | CINS Y3817K105 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Singapore | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect LEE Joo Hai | Mgmt | For | Against | Against |
4 | Elect GAY Chee Cheong | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
8 | Authority to Grant Awards and Issue Shares under the Hyflux Employees’ Share Option Scheme | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Manitowoc Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MTW | CUSIP 563571108 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Virgis Colbert | Mgmt | For | Withhold | Against |
1.2 | Elect Kenneth Krueger | Mgmt | For | For | For |
1.3 | Elect Robert Stift | Mgmt | For | For | For |
2 | 2003 Incentive Stock and Awards Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
McDermott International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDR | CUSIP 580037109 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John F. Bookout III | Mgmt | For | For | For |
1.2 | Elect Roger A. Brown | Mgmt | For | For | For |
1.3 | Elect Ronald C. Cambre | Mgmt | For | For | For |
1.4 | Elect John A. Fees | Mgmt | For | For | For |
1.5 | Elect Robert G. Goldman | Mgmt | For | For | For |
1.6 | Elect Stephen G. Hanks | Mgmt | For | For | For |
1.7 | Elect Oliver D. Kingsley, Jr. | Mgmt | For | For | For |
1.8 | Elect D. Bradley McWilliams | Mgmt | For | For | For |
1.9 | Elect Richard W. Mies | Mgmt | For | For | For |
1.10 | Elect Thomas C. Schievelbein | Mgmt | For | For | For |
1.11 | Elect David A. Trice | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
MECHEL OAO- ADR
Ticker | Security ID: | Meeting Date | Meeting Status |
MTL | CUSIP 583840103 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | N/A | Against | N/A |
2 | Financial Statements | Mgmt | N/A | Against | N/A |
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A |
4.1 | Elect A. David Johnson | Mgmt | For | Withhold | Against |
4.2 | Elect Vladimir Gusev | Mgmt | For | Withhold | Against |
4.3 | Elect Alexander Yevtushenko | Mgmt | For | For | For |
4.4 | Elect Igor Zyuzin | Mgmt | For | Withhold | Against |
4.5 | Elect Igor Kozhukhovksy | Mgmt | For | For | For |
4.6 | Elect Serafim Kolpakov | Mgmt | For | For | For |
4.7 | Elect Vladimir Polin | Mgmt | For | Withhold | Against |
4.8 | Elect Valentin Proskurnya | Mgmt | For | Withhold | Against |
4.9 | Elect Roger Gale | Mgmt | For | Withhold | Against |
5 | Elect Alexey Zagrebin | Mgmt | N/A | For | N/A |
6 | Elect Natalya Mikhaylova | Mgmt | N/A | For | N/A |
7 | Elect Lyudmila Radishevskaya | Mgmt | N/A | For | N/A |
8 | Appointment of Auditor | Mgmt | N/A | For | N/A |
9 | Amendments to Charter | Mgmt | N/A | For | N/A |
10 | Amendments to General Meeting Regulations | Mgmt | N/A | Abstain | N/A |
11 | Amendments to Board of Directors Regulations | Mgmt | N/A | For | N/A |
12 | Amendments to Director Remuneration Regulations | Mgmt | N/A | Abstain | N/A |
13 | Related Party Transactions | Mgmt | N/A | For | N/A |
MOBILE TELESYSTEMS OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
MTSS | CUSIP 607409 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Approval of Meeting Procedure | Mgmt | For | For | For |
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Anton Abugov | Mgmt | For | Abstain | Against |
4 | Elect Aleksey Buyanov | Mgmt | For | Abstain | Against |
5 | Elect William Dunstone | Mgmt | For | For | For |
6 | Elect Sergei Drozdov | Mgmt | For | Abstain | Against |
7 | Elect Yevtoushenkova Vladimirovna | Mgmt | For | Abstain | Against |
8 | Elect Ron Sommer | Mgmt | For | Abstain | Against |
9 | Elect Stanley Miller | Mgmt | For | For | For |
10 | Elect Paul Ostling | Mgmt | For | For | For |
11 | Elect Michail Shamolin | Mgmt | For | Abstain | Against |
12 | Elect Vassily Vassilievich Platoshin | Mgmt | For | For | For |
13 | Elect Artem Popov | Mgmt | For | For | For |
14 | Elect Dmitry Frolov | Mgmt | For | For | For |
15 | Appointment of Auditor | Mgmt | For | For | For |
16 | Amendments to Charter | Mgmt | For | For | For |
17 | Amendments to General Meeting Regulations | Mgmt | For | For | For |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Oleg Bagrin | Mgmt | For | Against | Against |
5 | Elect Bruno Bolfo | Mgmt | For | Abstain | Against |
6 | Elect Nikolay Gagarin | Mgmt | For | Abstain | Against |
7 | Elect Karl Doering | Mgmt | For | For | For |
8 | Elect Vladimir Lisin | Mgmt | For | Abstain | Against |
9 | Elect Randolph Reynolds | Mgmt | For | For | For |
10 | Elect Karen Sarkisov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Skorohodov | Mgmt | For | Abstain | Against |
12 | Elect Igor Federov | Mgmt | For | Against | Against |
13 | Elect Alexey Lapshin as President | Mgmt | For | For | For |
14 | Elect Lyudmila Kladenko | Mgmt | For | For | For |
15 | Elect Valery Kulikov | Mgmt | For | For | For |
16 | Elect Sergey Nesmeyanov | Mgmt | For | For | For |
17 | Elect Larisa Ovsyannikova | Mgmt | For | For | For |
18 | Elect Galina Shipilova | Mgmt | For | For | For |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
22 | Amendments to Charter and General Meeting Regulations | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Directors’ Fees | Mgmt | For | Abstain | Against |
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)
Ticker | Security ID: | Meeting Date | Meeting Status |
NMTP | CINS 67011U208 | 01/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Termination of Board Powers | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Andrey Lavrischev | Mgmt | For | Abstain | Against |
4 | Elect Alexander Davydenko | Mgmt | For | Abstain | Against |
5 | Elect Alexander Shokhin | Mgmt | For | For | For |
6 | Elect Alexander Ponomarenko | Mgmt | For | Abstain | Against |
7 | Elect Evgeniy Gorlakov | Mgmt | For | Abstain | Against |
8 | Elect Georgiy Koryashkin | Mgmt | For | For | For |
9 | Elect Tamara Pakhomenko | Mgmt | For | Abstain | Against |
10 | Elect Vladimir Ulianov | Mgmt | For | Abstain | Against |
11 | Elect Vladimir Grischenko | Mgmt | For | Abstain | Against |
Novorossiysk Commercial Sea Port JSC (Novorossiyskiy morskoy torgovyi port OAO)
Ticker | Security ID: | Meeting Date | Meeting Status |
NMTP | CINS 67011U208 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Payment of Dividends | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Evgeniy Gorlakov | Mgmt | For | Abstain | Against |
7 | Elect Alexander Davydenko | Mgmt | For | Abstain | Against |
8 | Elect Georgiy Koryashkin | Mgmt | For | For | For |
9 | Elect Viktor Olerskiy | Mgmt | For | Abstain | Against |
10 | Elect Pavel Potapov | Mgmt | For | Abstain | Against |
11 | Elect Tamara Pakhomenko | Mgmt | For | Against | Against |
12 | Elect Alexander Ponomarenko | Mgmt | For | Against | Against |
13 | Elect Vladimir Ulianov | Mgmt | For | Abstain | Against |
14 | Elect Alexander Shokhin | Mgmt | For | For | For |
15 | Elect Igor Vilinov as President | Mgmt | For | Abstain | Against |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
17 | Elect Galina Baturina | Mgmt | For | Abstain | Against |
18 | Elect Tatiana Vnukova | Mgmt | For | For | For |
19 | Elect Igor Marchev | Mgmt | For | Abstain | Against |
20 | Elect Yulia Maslova | Mgmt | For | For | For |
21 | Elect Elena Serduk | Mgmt | For | Abstain | Against |
22 | Elect Tamara Stretovich | Mgmt | For | Abstain | Against |
23 | Elect Tatiana Chibinyeava | Mgmt | For | For | For |
24 | Elect Marina Yazeva | Mgmt | For | For | For |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
26 | Appoint Deloitte & Touche | Mgmt | For | Abstain | Against |
27 | Appoint KPMG | Mgmt | For | Abstain | Against |
28 | Appoint PricewaterhouseCoopers | Mgmt | For | Abstain | Against |
29 | Appoint Ernst & Young | Mgmt | For | Abstain | Against |
30 | Directors’ Fees | Mgmt | For | For | For |
31 | Audit Commission Members’ Fees | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | Against | Against |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | For | For |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Alexander Bialer | Mgmt | For | For | For |
14 | Elect Victor Rivera | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 03/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Amendments to Statutes | Mgmt | For | For | For |
7 | Adoption of the Regulations Regarding the General Meeting | Mgmt | For | For | For |
8 | Changes to the Supervisory Board | Mgmt | For | For | For |
9 | Expenses of the General Meeting | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Closing | Mgmt | For | For | For |
PGE Polska Grupa Energetyczna SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PGEA | CINS X6447Z104 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Scrutiny Commission | Mgmt | For | Abstain | Against |
6 | Agenda | Mgmt | For | For | For |
7 | Financial Statements | Mgmt | For | For | For |
8 | Report of the Management Board | Mgmt | For | For | For |
9 | Financial Statements | Mgmt | For | For | For |
10 | Report of the Management Board (Group) | Mgmt | For | For | For |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
12 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For |
13 | Bonus for Management Board Chairman | Mgmt | For | For | For |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Closing | Mgmt | For | For | For |
PIK GROUP
Ticker | Security ID: | Meeting Date | Meeting Status |
PIK | CINS 69338N206 | 05/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Financial Statements | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Board Size | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Anton B. Averin | Mgmt | For | Abstain | Against |
6 | Elect Yuri V. Zhukov | Mgmt | For | Abstain | Against |
7 | Elect Alexander I. Mosionzhik | Mgmt | For | Abstain | Against |
8 | Elect Oleg Y. Lipatov | Mgmt | For | Abstain | Against |
9 | Elect Pavel S. Grachev | Mgmt | For | Abstain | Against |
10 | Elect Andrey M. Rodionov | Mgmt | For | Abstain | Against |
11 | Elect Lee Timmins | Mgmt | For | For | For |
12 | Elect Alek Maryanchik | Mgmt | For | For | For |
13 | Elect Alexander V. Gubarev | Mgmt | For | For | For |
14 | Elect Anton B. Averin | Mgmt | For | Abstain | Against |
15 | Elect Sergey V. Bessonov | Mgmt | For | Abstain | Against |
16 | Elect Anna A. Kolonchina | Mgmt | For | Abstain | Against |
17 | Elect Pavel A. Poselonov | Mgmt | For | Abstain | Against |
18 | Elect Tatyana G. Saharova | Mgmt | For | Abstain | Against |
19 | Election of Audit Commission | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | Abstain | Against |
Polaris Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
PLS | CINS ADPC00739 | 06/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Terrence Lyons | Mgmt | For | Against | Against |
6 | Elect Eugene P. Martineau | Mgmt | For | For | For |
7 | Elect Marco Romero | Mgmt | For | For | For |
8 | Elect Roman Shklanka | Mgmt | For | For | For |
9 | Elect Paul Sweeney | Mgmt | For | For | For |
10 | Elect Herbert Wilson | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
RACKSPACE HOSTING, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RAX | CUSIP 750086100 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect A. Lanham Napier | Mgmt | For | For | For |
1.2 | Elect George Still, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
SNC-Lavalin Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNC | CINS 78460T105 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ian Bourne | Mgmt | For | Against | Against |
4 | Elect Pierre Duhaime | Mgmt | For | For | For |
5 | Elect David Goldman | Mgmt | For | For | For |
6 | Elect Patricia Hammick | Mgmt | For | For | For |
7 | Elect Pierre Lessard | Mgmt | For | For | For |
8 | Elect Edythe Marcoux | Mgmt | For | For | For |
9 | Elect Lorna Marsden | Mgmt | For | For | For |
10 | Elect Claude Mongeau | Mgmt | For | For | For |
11 | Elect Gwyn Morgan | Mgmt | For | For | For |
12 | Elect Hugh Segal | Mgmt | For | For | For |
13 | Elect Lawrence Stevenson | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Stantec Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STN | CUSIP 85472N109 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Robert Bradshaw | Mgmt | For | For | For |
1.2 | Elect Paul Cellucci | Mgmt | For | For | For |
1.3 | Elect David Emerson | Mgmt | For | For | For |
1.4 | Elect Anthony Franceschini | Mgmt | For | For | For |
1.5 | Elect Robert Gomes | Mgmt | For | For | For |
1.6 | Elect Susan Hartman | Mgmt | For | For | For |
1.7 | Elect Aram Keith | Mgmt | For | Withhold | Against |
1.8 | Elect Ivor Ruste | Mgmt | For | For | For |
1.9 | Elect Ronald Triffo | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Steel Dynamics, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STLD | CUSIP 858119100 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Keith Busse | Mgmt | For | For | For |
1.2 | Elect Mark Millett | Mgmt | For | For | For |
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
1.4 | Elect John Bates | Mgmt | For | Withhold | Against |
1.5 | Elect Frank Byrne | Mgmt | For | For | For |
1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
1.7 | Elect Richard Freeland | Mgmt | For | For | For |
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For |
1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Transaction of Other Business | Mgmt | For | Against | Against |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP 878742204 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mayank Ashar | Mgmt | For | For | For |
1.2 | Elect J. Brian Aune | Mgmt | For | For | For |
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.4 | Elect Hugh Bolton | Mgmt | For | For | For |
1.5 | Elect Felix Chee | Mgmt | For | For | For |
1.6 | Elect Jack Cockwell | Mgmt | For | For | For |
1.7 | Elect Norman Keevil | Mgmt | For | For | For |
1.8 | Elect Norman Keevil III | Mgmt | For | For | For |
1.9 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.10 | Elect Donald Lindsay | Mgmt | For | For | For |
1.11 | Elect Takuro Mochihara | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | 2010 Stock Option Plan | Mgmt | For | For | For |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-Option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Amendments to Articles | Mgmt | For | TNA | N/A |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
13 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Wishes | Mgmt | For | TNA | N/A |
Toshiba Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
6502 | CINS J89752117 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Japan | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Transfer of Reserves | Mgmt | For | For | For |
3 | Elect Atsutoshi Nishida | Mgmt | For | For | For |
4 | Elect Norio Sasaki | Mgmt | For | For | For |
5 | Elect Masashi Muromachi | Mgmt | For | For | For |
6 | Elect Tomio Muraoka | Mgmt | For | For | For |
7 | Elect Masao Namiki | Mgmt | For | For | For |
8 | Elect Ichiroh Tai | Mgmt | For | For | For |
9 | Elect Yoshihiro Maeda | Mgmt | For | For | For |
10 | Elect Kazuo Tanigawa | Mgmt | For | For | For |
11 | Elect Shigeo Koguchi | Mgmt | For | Against | Against |
12 | Elect Hiroshi Horioka | Mgmt | For | For | For |
13 | Elect Kiichiroh Furusawa | Mgmt | For | Against | Against |
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For |
15 | Elect Takeshi Sasaki | Mgmt | For | For | For |
16 | Elect Takeo Kosugi | Mgmt | For | For | For |
17 | Shareholder Proposal Regarding the Company’s Response to Shareholders’ Questions | ShrHldr | Against | Against | For |
18 | Shareholder Proposal Regarding Voting Rights | ShrHldr | Against | Against | For |
19 | Shareholder Proposal Regarding Claim for Loss Against Directors | ShrHldr | Against | Against | For |
20 | Shareholder Proposal Regarding Disclosure of Corrective Measures | ShrHldr | Against | Against | For |
21 | Shareholder Proposal Regarding Disclosure on Fraud | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding Compensation Disclosure | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Consultants and Advisors | ShrHldr | Against | Against | For |
24 | Shareholder Proposal Regarding Disclosure on Former Government Officials | ShrHldr | Against | Against | For |
25 | Shareholder Proposal Regarding Labor Practice | ShrHldr | Against | Against | For |
Turk Hava Yollari AS
Ticker | Security ID: | Meeting Date | Meeting Status |
THYAO | CINS M8926R100 | 04/20/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening and Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Financial Statements | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
9 | Report on Guarantees | Mgmt | For | TNA | N/A |
10 | Charitable Donations | Mgmt | For | TNA | N/A |
11 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
12 | Election of Directors | Mgmt | For | TNA | N/A |
13 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
14 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
15 | Closing | Mgmt | For | TNA | N/A |
URS Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
URS | CUSIP 903236107 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Armen Der Marderosian | Mgmt | For | For | For |
2 | Elect Mickey Foret | Mgmt | For | For | For |
3 | Elect William Frist | Mgmt | For | For | For |
4 | Elect Lydia Kennard | Mgmt | For | For | For |
5 | Elect Martin Koffel | Mgmt | For | For | For |
6 | Elect Joseph Ralston | Mgmt | For | For | For |
7 | Elect John Roach | Mgmt | For | For | For |
8 | Elect Douglas Stotlar | Mgmt | For | For | For |
9 | Elect William Sullivan | Mgmt | For | For | For |
10 | Elect William Walsh | Mgmt | For | Against | Against |
11 | Ratification of Auditor | Mgmt | For | For | For |
Vimpel Communications
Ticker | Security ID: | Meeting Date | Meeting Status |
VIMP | CUSIP 68370R109 | 12/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
Westshore Terminals Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status |
WTE | CINS 960911105 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect M. Dallas Ross | Mgmt | For | Against | Against |
4 | Elect Michael Korenberg | Mgmt | For | For | For |
5 | Elect Gordon Gibson | Mgmt | For | For | For |
6 | Elect William Stinson | Mgmt | For | For | For |
7 | Elect James Gardiner | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect LI Donglin; Director’s fee | Mgmt | For | Against | Against |
9 | Elect DENG Huijin; Director’s fee | Mgmt | For | For | For |
10 | Elect HE Wencheng as a supervisor; Supervisor’s fee | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 12/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Issuance of Short-term Debentures | Mgmt | For | For | For |
3 | Ratification of Board Acts | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global MegaTrends Fund Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Trina Solar Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
TSL | 89628E104 | 09/01/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Reelect Jerome J. Corcoran as Director | Mgmt | For | Against | Against |
2 | Reelect Peter Mak as Director | Mgmt | For | Against | Against |
3 | Increase Authorized Common Stock | Mgmt | For | Against | Against |
4 | Ratify Deloitte Touche Tohmatsu as Auditors | Mgmt | For | For | For |
5 | Amend Articles to Reflect Changes in Capital | Mgmt | For | Against | Against |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global Resources Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS 003069101 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS ADPC00760 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
AFRICA OIL CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
AOI | CINS 00829Q101 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Keith Hill | Mgmt | For | Against | Against |
5 | Elect J. Cameron Bailey | Mgmt | For | Against | Against |
6 | Elect Gary Guidry | Mgmt | For | Against | Against |
7 | Elect Bryan Benitz | Mgmt | For | For | For |
8 | Elect John Craig | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Vivek Solanki | Mgmt | For | For | For |
4 | Elect Andrew Groves | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Agrium Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AGU | CUSIP 008916108 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against |
1.2 | Elect Germaine Gibara | Mgmt | For | For | For |
1.3 | Elect Russel Girling | Mgmt | For | For | For |
1.4 | Elect Susan Henry | Mgmt | For | For | For |
1.5 | Elect Russell Horner | Mgmt | For | For | For |
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For |
1.7 | Elect David Lesar | Mgmt | For | For | For |
1.8 | Elect John Lowe | Mgmt | For | For | For |
1.9 | Elect Derek Pannell | Mgmt | For | Withhold | Against |
1.10 | Elect Frank Proto | Mgmt | For | For | For |
1.11 | Elect Michael Wilson | Mgmt | For | For | For |
1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Shareholder Rights Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Luis Giusti | Mgmt | For | Against | Against |
5 | Elect Luis Morelli | Mgmt | For | Against | Against |
6 | Elect Horacio Santos | Mgmt | For | Against | Against |
7 | Elect Robert Metcalfe | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Elect Jose Salgar | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS ADPC00738 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Luis Giusti | Mgmt | For | Against | Against |
5 | Elect Luis Morelli | Mgmt | For | Against | Against |
6 | Elect Horacio Santos | Mgmt | For | Against | Against |
7 | Elect Robert Metcalfe | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Elect Jose Salgar | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 12/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Luis Giusti | Mgmt | For | Against | Against |
4 | Elect Luis Morelli | Mgmt | For | Against | Against |
5 | Elect Horacio Santos | Mgmt | For | Against | Against |
6 | Elect Robert Metcalfe | Mgmt | For | Against | Against |
7 | Elect Jose Salgar | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alpha Natural Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANR | CUSIP 02076X102 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Quillen | Mgmt | For | For | For |
1.2 | Elect William Crowley Jr. | Mgmt | For | For | For |
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For |
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For |
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For |
1.6 | Elect John Fox, Jr. | Mgmt | For | For | For |
1.7 | Elect P. Michael Giftos | Mgmt | For | For | For |
1.8 | Elect Joel Richards III | Mgmt | For | Withhold | Against |
1.9 | Elect James Roberts | Mgmt | For | For | For |
1.10 | Elect Ted Wood | Mgmt | For | For | For |
2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Anadarko Petroleum Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
APC | CUSIP 032511107 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
2 | Elect Preston Geren III | Mgmt | For | For | For |
3 | Elect James Hackett | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For |
6 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHldr | Against | For | Against |
Anfield Nickel Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
ANF | CINS ADPC00698 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Elect Marshall Koval | Mgmt | For | Against | Against |
2 | Elect Robert Pirooz | Mgmt | For | Against | Against |
3 | Elect Aziz Shariff | Mgmt | For | For | For |
4 | Elect David Strang | Mgmt | For | Against | Against |
5 | Elect Anish Sunderji | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Stock Option Plan | Mgmt | For | For | For |
Anooraq Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ARQ | CINS ADPC00771 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Fikile De Buck | Mgmt | For | Against | Against |
4 | Elect Anu Dhir | Mgmt | For | For | For |
5 | Elect Wayne Kirk | Mgmt | For | Against | Against |
6 | Elect Philip Kotze | Mgmt | For | For | For |
7 | Elect Harold Motaung | Mgmt | For | For | For |
8 | Elect Tumelo Motsisi | Mgmt | For | For | For |
9 | Elect Sipho Nkosi | Mgmt | For | Against | Against |
10 | Elect Rizelle Sampson | Mgmt | For | For | For |
11 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Change of Company Name | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Arena Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARD | CUSIP 040049108 | 12/11/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Lloyd Rochford | Mgmt | For | For | For |
1.2 | Elect Stanley McCabe | Mgmt | For | Withhold | Against |
1.3 | Elect Clayton Woodrum | Mgmt | For | Withhold | Against |
1.4 | Elect Anthony Petrelli | Mgmt | For | For | For |
1.5 | Elect Carl Fiddner | Mgmt | For | For | For |
2 | Restricted Stock Award Plan | Mgmt | For | Against | Against |
3 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against |
Atacama Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
AAM | CINS 045921103 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Tim Miller | Mgmt | For | For | For |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Richard Clark | Mgmt | For | Against | Against |
6 | Elect Paul Conibear | Mgmt | For | For | For |
7 | Elect John Craig | Mgmt | For | For | For |
8 | Elect Ron Hochstein | Mgmt | For | Against | Against |
9 | Elect M. Barry Needham | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Atlas Energy Resources, LLC
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP 049303100 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | USA | | |
| | | | | |
1 | Approve Merger Agreement | Mgmt | For | For | For |
Atlas Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ATLS | CUSIP 049298102 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Carlton Arrendell | Mgmt | For | For | For |
1.2 | Elect Jonathan Cohen | Mgmt | For | For | For |
1.3 | Elect Donald Delson | Mgmt | For | For | For |
Augusta Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AZC | CUSIP 050912203 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Timothy Baker | Mgmt | For | Withhold | Against |
2.2 | Elect Gilmour Clausen | Mgmt | For | For | For |
2.3 | Elect Donald Clark | Mgmt | For | For | For |
2.4 | Elect W. Durand Eppler | Mgmt | For | For | For |
2.5 | Elect Christopher Jennings | Mgmt | For | For | For |
2.6 | Elect Michael Steeves | Mgmt | For | For | For |
2.7 | Elect Robert Wares | Mgmt | For | For | For |
2.8 | Elect Richard Warke | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendments to Articles of Continuance | Mgmt | For | For | For |
Baffinland Iron Mines Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BIM | CINS 056620107 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Baffinland Iron Mines Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BIM | CINS ADPC00752 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Baja Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
BAJ | CINS ADPC00715 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John Greenslade | Mgmt | For | For | For |
4 | Elect C. Thomas Ogryzlo | Mgmt | For | For | For |
5 | Elect Robert Mouat | Mgmt | For | For | For |
6 | Elect Graham Thody | Mgmt | For | Against | Against |
7 | Elect Ross Glanville | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Bankers Petroleum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
BNK | CINS 066286303 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Shareholder Rights Plan | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
BioEnergy Africa Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BAL | CINS G1119K104 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Andrew Groves | Mgmt | For | For | For |
4 | Elect Izak Holtzhausen | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Adoption of New Articles | Mgmt | For | Against | Against |
BioEnergy Africa Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BAL | CINS G1119K104 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Virgin Islands (British) | | |
| | | | | |
1 | Adoption of New Investment Policy | Mgmt | For | For | For |
2 | Increase in Authorised Capital | Mgmt | For | For | For |
3 | Change in Company Name | Mgmt | For | For | For |
BNK Petroleum Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BKX | CINS 05570P103 | 05/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ford Nicholson | Mgmt | For | For | For |
5 | Elect Robert Cross | Mgmt | For | Against | Against |
6 | Elect Victor Redekop | Mgmt | For | Against | Against |
7 | Elect Eric Brown | Mgmt | For | Against | Against |
8 | Elect Wesley Clark | Mgmt | For | For | For |
9 | Elect Wolf Regener | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Bounty Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BNT | CINS Q1714D124 | 03/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Elect Gary Cochrane | Mgmt | For | Against | Against |
5 | Increase NEDs’ Fee Cap | Mgmt | For | For | For |
Bounty Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BNT | CINS Q1714D124 | 11/20/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Issue of Securities (Premier Logistics Services) | Mgmt | For | For | For |
3 | Approve Issue of Securities to Related Party (Crest Mining) | Mgmt | For | For | For |
4 | Approve Issue of Securities to Related Party (PEJO) | Mgmt | For | For | For |
5 | Approve Issue of Securities (Creditors excluding related parties) | Mgmt | For | For | For |
6 | Approve Issue of Securities to Related Party (VETL) | Mgmt | For | For | For |
7 | Approve Issue of Securities (Clients of Martin Place Securities) | Mgmt | For | For | For |
8 | Approve Issue of Securities (Martin Place Securities) | Mgmt | For | For | For |
9 | Elect Rob Stewart | Mgmt | For | For | For |
Calibre Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CXB | CINS 13000C106 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Robert Brown | Mgmt | For | For | For |
4 | Elect Edward Farrauto | Mgmt | For | For | For |
5 | Elect Douglas Forster | Mgmt | For | For | For |
6 | Elect John Reynolds | Mgmt | For | Against | Against |
7 | Elect Blayne Johnson | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Amendments to the Stock Option Plan | Mgmt | For | Against | Against |
Cameron International Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CAM | CUSIP 13342B105 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Michael Patrick | Mgmt | For | For | For |
2 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For |
3 | Elect Bruce Wilkinson | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Canadian Natural Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CNQ | CUSIP 136385101 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Catherine Best | Mgmt | For | For | For |
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For |
1.3 | Elect Gary Filmon | Mgmt | For | For | For |
1.4 | Elect Gordon Giffin | Mgmt | For | Withhold | Against |
1.5 | Elect Steve Laut | Mgmt | For | For | For |
1.6 | Elect Keith MacPhail | Mgmt | For | For | For |
1.7 | Elect Allan Markin | Mgmt | For | For | For |
1.8 | Elect Frank McKenna | Mgmt | For | For | For |
1.9 | Elect James Palmer | Mgmt | For | Withhold | Against |
1.10 | Elect Eldon Smith | Mgmt | For | For | For |
1.11 | Elect David Tuer | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Stock Split | Mgmt | For | For | For |
4 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For |
CARBO Ceramics Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRR | CUSIP 140781105 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For |
1.2 | Elect James B. Jennings | Mgmt | For | For | For |
1.3 | Elect Gary A. Kolstad | Mgmt | For | For | For |
1.4 | Elect H. E. Lentz, Jr. | Mgmt | For | For | For |
1.5 | Elect Randy L. Limbacher | Mgmt | For | For | For |
1.6 | Elect William C. Morris | Mgmt | For | For | For |
1.7 | Elect Robert S. Rubin | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Century Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CMM | CINS ADPC00750 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Margaret Kent | Mgmt | For | Against | Against |
6 | Elect Francis Scola | Mgmt | For | For | For |
7 | Elect William Lamarque | Mgmt | For | For | For |
8 | Elect William Sheridan | Mgmt | For | Against | Against |
9 | Elect Ricardo Campoy | Mgmt | For | Against | Against |
10 | Elect Keith Hulley | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Chesapeake Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CKG | CINS 165184102 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Chris Falck | Mgmt | For | For | For |
4 | Elect Daniel Kunz | Mgmt | For | Against | Against |
5 | Elect Peter Palmedo | Mgmt | For | For | For |
6 | Elect John Perston | Mgmt | For | For | For |
7 | Elect P. Randy Reifel | Mgmt | For | Against | Against |
8 | Elect Gerald Sneddon | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Chevron Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CVX | CUSIP 166764100 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Samuel Armacost | Mgmt | For | For | For |
2 | Elect Linnet Deily | Mgmt | For | For | For |
3 | Elect Robert Denham | Mgmt | For | For | For |
4 | Elect Robert Eaton | Mgmt | For | For | For |
5 | Elect Chuck Hagel | Mgmt | For | For | For |
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
7 | Elect Franklyn Jenifer | Mgmt | For | For | For |
8 | Elect George Kirkland | Mgmt | For | For | For |
9 | Elect Sam Nunn | Mgmt | For | For | For |
10 | Elect Donald Rice | Mgmt | For | For | For |
11 | Elect Kevin Sharer | Mgmt | For | For | For |
12 | Elect Charles Shoemate | Mgmt | For | For | For |
13 | Elect John Stumpf | Mgmt | For | For | For |
14 | Elect Ronald Sugar | Mgmt | For | For | For |
15 | Elect Carl Ware | Mgmt | For | For | For |
16 | Elect John Watson | Mgmt | For | For | For |
17 | Ratification of Auditor | Mgmt | For | For | For |
18 | Amendment to the By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For |
19 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
21 | Shareholder Proposal Regarding Report on Payments to Governments | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For |
24 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For |
Cliffs Natural Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CLF | CUSIP 18683K101 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ronald Cambre | Mgmt | For | For | For |
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For |
1.3 | Elect Susan Cunningham | Mgmt | For | For | For |
1.4 | Elect Barry Eldridge | Mgmt | For | For | For |
1.5 | Elect Susan Green | Mgmt | For | For | For |
1.6 | Elect Janice Henry | Mgmt | For | For | For |
1.7 | Elect James Kirsch | Mgmt | For | For | For |
1.8 | Elect Francis McAllister | Mgmt | For | For | For |
1.9 | Elect Roger Phillips | Mgmt | For | For | For |
1.10 | Elect Richard Riederer | Mgmt | For | For | For |
1.11 | Elect Alan Schwartz | Mgmt | For | For | For |
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
3 | Amendment to the 2007 Incentive Equity Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Coalcorp Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCJ | CINS 190135400 | 02/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Proposed Sale | Mgmt | For | Against | Against |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Coalcorp Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCJ | CINS 190135400 | 12/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Joseph Belan | Mgmt | For | Abstain | Against |
4 | Elect J. Bruce Barraclough | Mgmt | For | Abstain | Against |
5 | Elect Jan Castro | Mgmt | For | Abstain | Against |
6 | Elect Charles Entrekin | Mgmt | For | Abstain | Against |
7 | Elect Richard Lister | Mgmt | For | Abstain | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Continental Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
KMK | CINS 211653100 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect Rene Carrier | Mgmt | For | For | For |
3 | Elect David Copeland | Mgmt | For | Against | Against |
4 | Elect Scott Cousens | Mgmt | For | Against | Against |
5 | Elect Robert Dickinson | Mgmt | For | For | For |
6 | Elect Gordon Fretwell | Mgmt | For | Against | Against |
7 | Elect Gerald Panneton | Mgmt | For | For | For |
8 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
9 | Elect Zhi Wang | Mgmt | For | Against | Against |
10 | Elect Jie (Jack) Yang | Mgmt | For | For | For |
11 | Elect Lydia Yang | Mgmt | For | For | For |
12 | Elect Jianqing (Jack) Ma | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
14 | Share Option Plan Renewal | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Electronic Record Keeping | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Core Laboratories N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
CLB | CUSIP N22717107 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect D. John Ogren | Mgmt | For | For | For |
1.2 | Elect Joseph R. Perna | Mgmt | For | For | For |
1.3 | Elect Jacobus Schouten | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Authority to Cancel Shares | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For |
6 | Authority to Limit or Eliminate Preemptive Rights | Mgmt | For | For | For |
7 | Amendments to Articles of Association - Bundled | Mgmt | For | For | For |
8 | Stock Split | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
Diamond Fields International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DFI | CINS 252905302 | 12/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Edward Malouf | Mgmt | For | Against | Against |
6 | Elect Gooroodeo Sookun | Mgmt | For | Against | Against |
7 | Elect Earl Young | Mgmt | For | For | For |
8 | Elect Norman Baker | Mgmt | For | For | For |
9 | Elect Gregg Sedun | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CUSIP 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Ian Rozier | Mgmt | For | For | For |
2.2 | Elect David Cohen | Mgmt | For | Withhold | Against |
2.3 | Elect Gordon Keep | Mgmt | For | Withhold | Against |
2.4 | Elect John Andrews | Mgmt | For | Withhold | Against |
2.5 | Elect John Hawkrigg | Mgmt | For | For | For |
2.6 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
2.7 | Elect Robert Gayton | Mgmt | For | Withhold | Against |
2.8 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 11/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Renewal of the Stock Option Plan | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ENSCO International Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
ESV | CUSIP 26874Q100 | 12/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Reorganization from Delaware to the United Kingdom | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
EOG Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
EOG | CUSIP 26875P101 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect George Alcorn | Mgmt | For | For | For |
2 | Elect Charles Crisp | Mgmt | For | For | For |
3 | Elect James Day | Mgmt | For | For | For |
4 | Elect Mark Papa | Mgmt | For | For | For |
5 | Elect H. Leighton Steward | Mgmt | For | For | For |
6 | Elect Donald Textor | Mgmt | For | For | For |
7 | Elect Frank Wisner | Mgmt | For | For | For |
8 | Ratification of Auditor | Mgmt | For | For | For |
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For |
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
11 | Amendment to the Executive Officer Annual Bonus Plan | Mgmt | For | For | For |
12 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For |
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
14 | Shareholder Proposal Regarding Compensation in the Event of a Triggering Event | ShrHldr | Against | Against | For |
Fibria Celulose SA
Ticker | Security ID: | Meeting Date | Meeting Status |
FIBR3 | CUSIP 31573A109 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Capital Expenditure Budget | Mgmt | For | For | For |
4 | Election of Supervisory Council | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | Against | Against |
6 | Amend Article 8 | Mgmt | For | For | For |
7 | Amend Articles 17 and 20 | Mgmt | For | For | For |
8 | Amend Articles 20 and 22 | Mgmt | For | For | For |
9 | Amend Article 22 | Mgmt | For | For | For |
10 | Amend Article 27 | Mgmt | For | For | For |
First Quantum Minerals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
FM | CINS 335934105 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Philip Pascall | Mgmt | For | For | For |
4 | Elect G. Clive Newall | Mgmt | For | For | For |
5 | Elect Martin Rowley | Mgmt | For | For | For |
6 | Elect Rupert Pennant-Rea | Mgmt | For | For | For |
7 | Elect Andrew Adams | Mgmt | For | For | For |
8 | Elect Michael Martineau | Mgmt | For | For | For |
9 | Elect Peter St George | Mgmt | For | For | For |
10 | Elect Paul Brunner | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Flowserve Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FLS | CUSIP 34354P105 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gayla Delly | Mgmt | For | For | For |
1.2 | Elect Rick Mills | Mgmt | For | For | For |
1.3 | Elect Charles Rampacek | Mgmt | For | For | For |
1.4 | Elect William Rusnack | Mgmt | For | For | For |
1.5 | Elect Mark Blinn | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 06/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ron Hochstein | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Ian Gibbs | Mgmt | For | For | For |
6 | Elect Richard Bailes | Mgmt | For | For | For |
7 | Elect James Cambon | Mgmt | For | For | For |
8 | Elect Eira Thomas | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Frontline Ltd. (Formerly London & Overseas Freighters)
Ticker | Security ID: | Meeting Date | Meeting Status |
FRO | G3682E127 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Set Maximum Number of Directors Not Greater than Eight | Mgmt | For | For | For |
3 | Authorize Board to Fill Vacancies | Mgmt | For | For | For |
4 | Re-Elect John Fredriksen as Director | Mgmt | For | Against | Against |
5 | Re-Elect Kate Blankenship as Director | Mgmt | For | Against | Against |
6 | Re-Elect Frixos Savvides as Director | Mgmt | For | For | For |
7 | Re-Elect Kathrine Fredriksen as Director | Mgmt | For | Against | Against |
8 | Approve Stock Option Plan to Eligible Persons | Mgmt | For | Against | Against |
9 | Approve PricewaterhouseCoopers DA of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
10 | Approve Remuneration of Directors Not Exceeding US$400,000 | Mgmt | For | For | For |
11 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Green Dragon Gas Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
GDG | CINS G40938105 | 05/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect David Turnbull | Mgmt | For | Against | Against |
3 | Elect David Eastlake | Mgmt | For | For | For |
4 | Share Subdivision | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
Halliburton Company
Ticker | Security ID: | Meeting Date | Meeting Status |
HAL | CUSIP 406216101 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alan Bennett | Mgmt | For | For | For |
2 | Elect James Boyd | Mgmt | For | Against | Against |
3 | Elect Milton Carroll | Mgmt | For | For | For |
4 | Elect Nance Dicciani | Mgmt | For | For | For |
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For |
6 | Elect James Hackett | Mgmt | For | Against | Against |
7 | Elect David Lesar | Mgmt | For | For | For |
8 | Elect Robert Malone | Mgmt | For | For | For |
9 | Elect J. Landis Martin | Mgmt | For | Against | Against |
10 | Elect Debra Reed | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For |
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against |
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
Hornbeck Offshore Services, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
HOS | CUSIP 440543106 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Bruce Hunt | Mgmt | For | For | For |
1.2 | Elect Bernie Stewart | Mgmt | For | For | For |
2 | Amendment to the Incentive Compensation Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
HRT Petroleum
Ticker | Security ID: | Meeting Date | Meeting Status |
| | 11/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Ratify the execution and adoption, by the Board of Directors and/or Executive Officers of the Company, of any procedure necessary or required to carry out the private placement of the common shares of the Company, as approved by the Board of Diretors on November 6th, 2009. | Mgmt | For | For | For |
2 | Alteration of the Company’s headquarters | Mgmt | For | For | For |
3 | Amendment to Sections 1and 5 of the Company’s By-Laws, and restatement of the Company’s By-Laws, in order to reflect (i) the resolutions approved on the Board of Directors Meeting held on November 6th, 2009; and (ii) the alteration of the Company’s headquarters. | Mgmt | For | For | For |
4 | HRTP’s voting direction regarding future capital increases of its subsidiaries, to be approved in the due course, such as: (i) capital increases of the subsidiary HRT O&G Exploracao e Producao de Petroleo Ltda. (“HRT O&G”), with the purpose of complying with HRT O&G’s obligations set forth under the Concession Agreements BT-SOL-4 e BT-SOL-4-A, as well as other obligations which HRT O&G undertakes under its business plan (provided that such business plan be previously approved by the HRT’s members of the Board of Directors); and (ii) capital increases of the subsidiary High Resolution Technology & Petroleum Ltda. (“HRT Servicos”), as required for the development of HRT Servicos’ activities according to the new business structure. | Mgmt | For | For | For |
5 | Ratify the allocation of funds to pay-in the capital stock currently subscribed by the Company at HRT O&G. | Mgmt | For | For | For |
6 | Election of effective and alternate members of the Company’s Board of Directors; and establishing the Board members’ terms of office. | Mgmt | For | For | For |
7 | Incorporation of a wholly-owned off-shore subsidiary and direct the Company’s voting regarding future capital increases of such wholly-owned off-shore subsidiary, as required for the acquisition of equipments and other essential activities of the Company and its subsidiaries. | Mgmt | For | For | For |
Impala Platinum Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
IMP | CUSIP 452553308 | 10/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Dawn Earp | Mgmt | For | For | For |
3 | Elect Khotso Mokhele | Mgmt | For | For | For |
4 | Elect Thandi Orleyn | Mgmt | For | For | For |
5 | Increase Non-Executive Directors’ Fees | Mgmt | For | For | For |
6 | Amendments to Morokotso Trust Deed | Mgmt | For | For | For |
7 | Authority to Repurchase Shares | Mgmt | For | For | For |
Infinity Bio-Energy Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G4770S101 | 09/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Approve Company Delisting from the AIM | Mgmt | For | For | For |
Inmet Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMN | CINS 457983104 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Yilmaz Arguden | Mgmt | For | For | For |
4 | Elect David Beatty | Mgmt | For | For | For |
5 | Elect John Eby | Mgmt | For | Against | Against |
6 | Elect Paul Gagne | Mgmt | For | Against | Against |
7 | Elect Oyvind Hushovd | Mgmt | For | For | For |
8 | Elect Thomas Mara | Mgmt | For | For | For |
9 | Elect Wolf Seidler | Mgmt | For | For | For |
10 | Elect Jochen Tilk | Mgmt | For | For | For |
11 | Elect James Tory | Mgmt | For | For | For |
12 | Elect Douglas Whitehead | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ivanhoe Energy Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
IE | CINS 465790103 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect A. Robert Abboud | Mgmt | For | For | For |
5 | Elect Robert Friedland | Mgmt | For | Against | Against |
6 | Elect Howard Balloch | Mgmt | For | For | For |
7 | Elect Robert Graham | Mgmt | For | Against | Against |
8 | Elect Robert Pirraglia | Mgmt | For | Against | Against |
9 | Elect Robert Pirraglia | Mgmt | For | Against | Against |
10 | Elect Peter Meredith | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ivanhoe Nickel & Platinum
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 46581P104 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Robert Friedland as a Director for the ensuing year | Mgmt | N/A | For | N/A |
4 | Election of Charles Russell as a Director for the ensuing year | Mgmt | N/A | For | N/A |
5 | Election of Peter Meredith as a Director for the ensuing year | Mgmt | N/A | For | N/A |
6 | Election of Cyril Ramaphosa as a Director for the ensuing year | Mgmt | N/A | For | N/A |
7 | Election of Markus Faber as a Director for the ensuing year | Mgmt | N/A | For | N/A |
8 | Election of William Lamarque as a Director for the ensuing year | Mgmt | N/A | For | N/A |
9 | Election of William Hayden as a Director for the ensuing year | Mgmt | N/A | For | N/A |
10 | Election of Oyvind Hushovd as a Director for the ensuing year | Mgmt | N/A | For | N/A |
11 | Appointment of Deloitte & Touche LLP, Chartered Accountants, as Auditors for the ensuing year and authorize the Directors to fix the Auditor s remuneration | Mgmt | N/A | For | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Joy Global Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JOYG | CUSIP 481165108 | 03/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Steven Gerard | Mgmt | For | For | For |
1.2 | Elect John Hanson | Mgmt | For | For | For |
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
1.4 | Elect Gale Klappa | Mgmt | For | For | For |
1.5 | Elect Richard Loynd | Mgmt | For | For | For |
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
1.8 | Elect James Tate | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Kazakhgold Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KZG | 48667H105 | 07/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Jersey | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Aidar Assaubayev as a Director | Mgmt | For | For | For |
3 | Reelect Baurzhan Assaubayev as a Director | Mgmt | For | For | For |
4 | Reelect Kanat Assaubayev as a Director | Mgmt | For | For | For |
5 | Approve BDO Stoy Hayward LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
6 | Increase Authorized Share Capital by 100,000,000 New Shares | Mgmt | For | For | For |
Key Energy Services, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
KEG | CUSIP 492914106 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Lynn Coleman | Mgmt | For | For | For |
1.2 | Elect Kevin Collins | Mgmt | For | For | For |
1.3 | Elect W. Phillip Marcum | Mgmt | For | For | For |
1.4 | Elect William Owens | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CINS 496902404 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Brough | Mgmt | For | Against | Against |
4 | Elect Tye Burt | Mgmt | For | For | For |
5 | Elect John Carrington | Mgmt | For | For | For |
6 | Elect John Huxley | Mgmt | For | For | For |
7 | Elect John Keyes | Mgmt | For | For | For |
8 | Elect Catherine McLeod-Seltzer | Mgmt | For | Against | Against |
9 | Elect George Michals | Mgmt | For | For | For |
10 | Elect John Oliver | Mgmt | For | For | For |
11 | Elect Terence Reid | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Legacy Energy Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
| | 07/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Agreement and Plan of Merger (the “Merger Agreement”) among NiMin Capital Corp., a corporation incorporated under the laws of Alberta, Canada (“NiMin”), Legacy, and NiMin Merger Co., a Delaware corporation that is currently a wholly owned subsidiary of NiMin, pursuant to which NiMin Merger Co. will merge with and into Legacy with Legacy surviving the merger as a wholly owned subsidiary of NiMin, and whereby each issued and outstanding share of common stock of Legacy will be converted into one (1) new NiMin common share, which shares will be issued by NiMin as part of the merger. | Mgmt | For | For | For |
Lithium Americas Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00701 | 04/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | A special resolution to authorize and approve amendments to the Corporation s articles of incorporation under section 168 of the Business Corporations Act (Ontario), as further described in the management information circular dated April 7, 2010 (the Circular ) | Mgmt | N/A | For | N/A |
2 | A resolution ratifying and confirming amendments to the Corporation s By-law No. 1 relating generally to the transaction of the business and affairs of the Corporation, as further described in the Circular. | Mgmt | N/A | For | N/A |
Los Andes Copper Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
LA | CINS 544312101 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Roger Moss | Mgmt | For | For | For |
6 | Elect Klaus Zeitler | Mgmt | For | Against | Against |
7 | Elect John Nugent | Mgmt | For | Against | Against |
8 | Elect Frank O’Kelly | Mgmt | For | For | For |
9 | Elect Donald Siemens | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment of Stock Options | Mgmt | For | Against | Against |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Lumina Copper Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 55025N104 | 02/10/2010 | Unvoted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Mr. Ross Cory as a Directors to hold office until the next annual meeting of shareholders | Mgmt | N/A | N/A | N/A |
4 | Elect Mr. Robert Pirooz as a Directors to hold office until the next annual meeting of shareholders | Mgmt | N/A | N/A | N/A |
5 | Elect Mr. Donald Shumka as a Directors to hold office until the next annual meeting of shareholders | Mgmt | N/A | N/A | N/A |
6 | Elect Mr. David Strang as a Directors to hold office until the next annual meeting of shareholders | Mgmt | N/A | N/A | N/A |
7 | Elect Mr. John Wright as a Directors to hold office until the next annual meeting of shareholders | Mgmt | N/A | N/A | N/A |
8 | Appoint Grant Thornton LLP, Chartered Accountants, as the Auditor to hold office until the next annual meeting of shareholders at remuneration to be fixed by the Board of Directors through the Audit Committee | Mgmt | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lundin Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LUN | CINS 550372106 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Colin Benner | Mgmt | For | For | For |
4 | Elect Donald Charter | Mgmt | For | For | For |
5 | Elect John Craig | Mgmt | For | Against | Against |
6 | Elect Brian Edgar | Mgmt | For | Against | Against |
7 | Elect Lukas Lundin | Mgmt | For | Against | Against |
8 | Elect Dale Peniuk | Mgmt | For | Against | Against |
9 | Elect William Rand | Mgmt | For | Against | Against |
10 | Elect Phillip Wright | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendments to Articles Regarding Location of the Corporate Office | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R209 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00744 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00745 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00743 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Natasa Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS Q6518N111 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Capital Reduction | Mgmt | For | For | For |
3 | Approve Transfer of Assets & Liabilities of the Company to Newco | Mgmt | For | For | For |
4 | Approve Change of Company Type | Mgmt | For | For | For |
National Oilwell Varco, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NOV | CUSIP 637071101 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ben Guill | Mgmt | For | For | For |
2 | Elect Roger Jarvis | Mgmt | For | For | For |
3 | Elect Eric Mattson | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
NGEX Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | CINS ADPV13290 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Wojtek Wodzicki | Mgmt | For | For | For |
4 | Elect William Rand | Mgmt | For | Against | Against |
5 | Elect Lukas Lundin | Mgmt | For | Against | Against |
6 | Elect Paul Conibear | Mgmt | For | Against | Against |
7 | Elect Michael Winn | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
NGEx Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | 13585W105 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Wojtek A. Wodzicki As A Director For The Ensuing Year | Mgmt | For | For | For |
2 | Elect William A. Rand As A Director For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Lukas H. Lundin As A Director For The Ensuing Year | Mgmt | For | For | For |
4 | Elect John H. Craig As A Director For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Paul K. Conibear As A Director For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Lee A. Graber As A Director For The Ensuing Year | Mgmt | For | For | For |
7 | Elect J. Patricio Jones As A Director For The Ensuing Year | Mgmt | For | For | For |
8 | Re-appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditorsof The Corporation For The Ensuing Year | Mgmt | For | For | For |
9 | Authorize The Directors To Fix The Remuneration To Be Paid To The Auditors | Mgmt | For | For | For |
10 | Amend The Articles Of Continuance Of The Corporation To Effect A Change In The Name Of The Corporation As Specified | Mgmt | For | For | For |
11 | Transact Any Other Business | Mgmt | For | Against | Against |
NiMin Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
NNN | CINS 65440N100 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Noble Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NE | CUSIP H5833N103 | 10/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Gordon Hall | Mgmt | For | For | For |
1.2 | Elect Jon Marshall | Mgmt | For | For | For |
2 | Amendment to the 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For | For |
Noble Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NBL | CUSIP 655044105 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Jeffrey Berenson | Mgmt | For | For | For |
2 | Elect Michael Cawley | Mgmt | For | For | For |
3 | Elect Edward Cox | Mgmt | For | For | For |
4 | Elect Charles Davidson | Mgmt | For | For | For |
5 | Elect Thomas Edelman | Mgmt | For | Against | Against |
6 | Elect Eric Grubman | Mgmt | For | For | For |
7 | Elect Kirby Hedrick | Mgmt | For | For | For |
8 | Elect Scott Urban | Mgmt | For | For | For |
9 | Elect William Van Kleef | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
NORTH PEACE ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
NPE | CINS ADPC00729 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Northern Dynasty Minerals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NDM | CINS 66510M204 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Scott Cousens | Mgmt | For | Against | Against |
4 | Elect Robert Dickinson | Mgmt | For | Against | Against |
5 | Elect David Elliott | Mgmt | For | For | For |
6 | Elect Gordon Fretwell | Mgmt | For | Against | Against |
7 | Elect Russell Hallbauer | Mgmt | For | Against | Against |
8 | Elect Wayne Kirk | Mgmt | For | Against | Against |
9 | Elect Stephen Scott | Mgmt | For | For | For |
10 | Elect Marchand Snyman | Mgmt | For | Against | Against |
11 | Elect Ronald Thiessen | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Amendments to Articles Regarding Paperless Share Transfer | Mgmt | For | For | For |
14 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
Occidental Petroleum Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OXY | CUSIP 674599105 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Spencer Abraham | Mgmt | For | For | For |
2 | Elect John Chalsty | Mgmt | For | For | For |
3 | Elect Stephen Chazen | Mgmt | For | Against | Against |
4 | Elect Edward Djerejian | Mgmt | For | For | For |
5 | Elect John Feick | Mgmt | For | For | For |
6 | Elect Carlos Gutierrez | Mgmt | For | For | For |
7 | Elect Ray Irani | Mgmt | For | For | For |
8 | Elect Irvin Maloney | Mgmt | For | For | For |
9 | Elect Avedick Poladian | Mgmt | For | For | For |
10 | Elect Rodolfo Segovia | Mgmt | For | For | For |
11 | Elect Aziz Syriani | Mgmt | For | For | For |
12 | Elect Rosemary Tomich | Mgmt | For | For | For |
13 | Elect Walter Weisman | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Re-approval of Performance Goals under the 2005 Long-Term Incentive Plan | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
17 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For |
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
20 | Shareholder Proposal Regarding Report on Host Country Regulations | ShrHldr | Against | Against | For |
21 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
22 | Shareholder Proposal Regarding Security of Chemical Facilities | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | For | Against |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jon Morda | Mgmt | For | For | For |
3 | Elect Leslie Robinson | Mgmt | For | Against | Against |
4 | Set the Term of Office to Three Years (Jon Morda and Leslie Robinson) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Issuance of Notes and Warrants | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Ratification of Issuance of Shares to Alchemy Resources | Mgmt | For | For | For |
9 | Stock Option Grant to Directors | Mgmt | For | Against | Against |
10 | Stock Option Grant to Officer | Mgmt | For | Against | Against |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
12 | Conversion Price Adjustment | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00773 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | Against | Against |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | For | For |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Alexander Bialer | Mgmt | For | For | For |
14 | Elect Victor Rivera | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS ADPC00751 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Serafino Iacono | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
6 | Elect Ronald Pantin | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect German Efromovich | Mgmt | For | Against | Against |
9 | Elect Neil Woodyer | Mgmt | For | Against | Against |
10 | Elect Augusto Lopez | Mgmt | For | For | For |
11 | Elect Miguel Rodriguez | Mgmt | For | For | For |
12 | Elect Donald Ford | Mgmt | For | For | For |
13 | Elect John Zaozirny | Mgmt | For | Against | Against |
14 | Elect Alexander Bialer | Mgmt | For | For | For |
15 | Elect Victor Rivera | Mgmt | For | For | For |
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U123 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Peabody Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BTU | CUSIP 704549104 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gregory Boyce | Mgmt | For | For | For |
1.2 | Elect William Coley | Mgmt | For | For | For |
1.3 | Elect William James | Mgmt | For | For | For |
1.4 | Elect Robert Karn III | Mgmt | For | For | For |
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For |
1.6 | Elect Henry Lentz | Mgmt | For | For | For |
1.7 | Elect Robert Malone | Mgmt | For | For | For |
1.8 | Elect William Rusnack | Mgmt | For | For | For |
1.9 | Elect John Turner | Mgmt | For | For | For |
1.10 | Elect Alan Washkowitz | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
Peregrine Metals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PGM | CINS ADPC00742 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Alan Carter | Mgmt | For | For | For |
4 | Elect Jonathan Challis | Mgmt | For | Against | Against |
5 | Elect Richard Cohen | Mgmt | For | For | For |
6 | Elect Eric Friedland | Mgmt | For | For | For |
7 | Elect Myron Goldstein | Mgmt | For | For | For |
8 | Elect Chantal Gosselin | Mgmt | For | For | For |
9 | Elect Gordon Keep | Mgmt | For | Against | Against |
10 | Elect Charles Russell | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
Petrohawk Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
HK | CUSIP 716495106 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Thomas Fuller | Mgmt | For | Withhold | Against |
1.2 | Elect Robert Raynolds | Mgmt | For | For | For |
1.3 | Elect Stephen Smiley | Mgmt | For | For | For |
1.4 | Elect Christopher Viggiano | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Planet Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PXI | CINS 72702P104 | 02/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Range Energy Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGO | CINS ADPC00735 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Norman Kelly | Mgmt | For | For | For |
5 | Elect Donald Sheldon | Mgmt | For | Against | Against |
6 | Elect R. Brian Murray | Mgmt | For | Against | Against |
7 | Elect Roger Bethell | Mgmt | For | Against | Against |
8 | Elect Patrick de Genevraye | Mgmt | For | For | For |
9 | Elect Garth Edgar | Mgmt | For | For | For |
10 | Elect Ala Nuseibeh | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Incentive Plan | Mgmt | For | For | For |
13 | Shareholder Rights Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Revett Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RVM | CINS 761505106 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Share Consolidation | Mgmt | For | For | For |
6 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | 782227102 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 9 | Mgmt | For | For | For |
2 | Elect Vladimir Agapov As A Director | Mgmt | For | For | For |
3 | Elect George Salamis As A Director | Mgmt | For | For | For |
4 | Elect Andre Agapov As A Director | Mgmt | For | For | For |
5 | Elect Gordon Keep As A Director | Mgmt | For | For | For |
6 | Elect Abraham Stein As A Director | Mgmt | For | For | For |
7 | Elect Peter Hediger As A Director | Mgmt | For | For | For |
8 | Elect John Reynolds As A Director | Mgmt | For | For | For |
9 | Elect Dmitry Ushakov As A Director | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz As A Director | Mgmt | For | For | For |
11 | Appoint Grant Thornton Llp As The Auditors Of The Company For The Ensuing Yearand Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
12 | Re-approve The Company S Stock Option Plan Dated 10 Sep 2007 | Mgmt | For | Against | Against |
Savant Explorations Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVT | CINS 805098100 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John McClintock | Mgmt | For | For | For |
4 | Elect Robert McKnight | Mgmt | For | Against | Against |
5 | Elect Harlan Meade | Mgmt | For | Against | Against |
6 | Elect Ronald Simpson | Mgmt | For | For | For |
7 | Elect Eric Tweedie | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Shamaran Petroleum Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNM | CINS 819320102 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Keith Hill | Mgmt | For | For | For |
5 | Elect Alexandre Schneiter | Mgmt | For | For | For |
6 | Elect Gary Guidry | Mgmt | For | For | For |
7 | Elect J. Cameron Bailey | Mgmt | For | For | For |
8 | Elect Brian Edgar | Mgmt | For | Against | Against |
9 | Elect Pradeep Kabra | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Southwestern Energy Company
Ticker | Security ID: | Meeting Date | Meeting Status |
SWN | CUSIP 845467109 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For |
1.2 | Elect Robert Howard | Mgmt | For | For | For |
1.3 | Elect Harold Korell | Mgmt | For | For | For |
1.4 | Elect Vello Kuuskraa | Mgmt | For | For | For |
1.5 | Elect Kenneth Mourton | Mgmt | For | For | For |
1.6 | Elect Steven Mueller | Mgmt | For | For | For |
1.7 | Elect Charles Scharlau | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
5 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For |
Spur Ventures Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVU | CINS 85216L104 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Robert Rennie | Mgmt | For | Against | Against |
5 | Elect David Black | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Starfield Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SRU | 85528N103 | 07/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1.1 | Elect Director Henry Giegerich | Mgmt | For | For | For |
1.2 | Elect Director Ross Glanville | Mgmt | For | For | For |
1.3 | Elect Director Norman Betts | Mgmt | For | For | For |
1.4 | Elect Director Stuart Bottomley | Mgmt | For | For | For |
1.5 | Elect Director Shirley Mears | Mgmt | For | For | For |
1.6 | Elect Director Ulrich E. Rath | Mgmt | For | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Re-approve Stock Option Plan | Mgmt | For | Against | Against |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP 878742204 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mayank Ashar | Mgmt | For | For | For |
1.2 | Elect J. Brian Aune | Mgmt | For | For | For |
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.4 | Elect Hugh Bolton | Mgmt | For | For | For |
1.5 | Elect Felix Chee | Mgmt | For | For | For |
1.6 | Elect Jack Cockwell | Mgmt | For | For | For |
1.7 | Elect Norman Keevil | Mgmt | For | For | For |
1.8 | Elect Norman Keevil III | Mgmt | For | For | For |
1.9 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.10 | Elect Donald Lindsay | Mgmt | For | For | For |
1.11 | Elect Takuro Mochihara | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | 2010 Stock Option Plan | Mgmt | For | For | For |
Tenaris SA
Ticker | Security ID: | Meeting Date | Meeting Status |
TEN | CUSIP 88031M109 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Presentation of Accounts and Reports | Mgmt | For | For | For |
2 | Consolidated Accounts and Reports | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Ratification of Board Acts | Mgmt | For | For | For |
6 | Election of Directors | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | Against | Against |
10 | Electronic Communications | Mgmt | For | For | For |
Tesoro Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
TSO | CUSIP 881609101 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Rodney Chase | Mgmt | For | Withhold | Against |
1.2 | Elect Gregory Goff | Mgmt | For | For | For |
1.3 | Elect Robert Goldman | Mgmt | For | For | For |
1.4 | Elect Steven Grapstein | Mgmt | For | For | For |
1.5 | Elect William Johnson | Mgmt | For | Withhold | Against |
1.6 | Elect Jim Nokes | Mgmt | For | Withhold | Against |
1.7 | Elect Donald Schmude | Mgmt | For | For | For |
1.8 | Elect Michael Wiley | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
THOMPSON CREEK METALS COMPANY INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
TC | CUSIP 884768102 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Denis Arsenault | Mgmt | For | For | For |
1.2 | Elect Carol Banducci | Mgmt | For | For | For |
1.3 | Elect James Freer | Mgmt | For | For | For |
1.4 | Elect James Geyer | Mgmt | For | For | For |
1.5 | Elect Timothy Haddon | Mgmt | For | For | For |
1.6 | Elect Kevin Loughrey | Mgmt | For | For | For |
1.7 | Elect Thomas O’Neil | Mgmt | For | For | For |
2 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For |
3 | 2010 Long-Term Incentive Plan | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
| G8943R122 | 07/31/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United Kingdom | | |
| | | | | |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,000,000 to GBP 2,793,975 | Mgmt | For | For | For |
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,292,310 | Mgmt | For | Against | Against |
3 | Subject to and Conditional Upon Resolution 2 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 600,000 in Respect of the Placing; Otherwise up to GBP 311,538 | Mgmt | For | Against | Against |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
TMC | CINS G8943R122 | 10/08/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Reginald Eccles | Mgmt | For | For | For |
4 | Elect Constantine Thanassoulas | Mgmt | For | For | For |
5 | Elect Jason Cheng | Mgmt | For | For | For |
6 | Amendment to Articles Regarding Electronic Communication | Mgmt | For | For | For |
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Adoption of New Articles | Mgmt | For | Against | Against |
Transocean Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIG | CUSIP H8817H100 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Ratification of Board Acts | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Amendments to Articles to Change Place of Incorportation | Mgmt | For | For | For |
5 | Renewal of Share Capital | Mgmt | For | For | For |
6 | Amendment to Par Value | Mgmt | For | For | For |
7 | Amendments to Articles to Comply with The Swiss Federal Act on Intermediated Securities (“FISA”) | Mgmt | For | For | For |
8 | Elect Steven Newman | Mgmt | For | For | For |
9 | Elect Thomas Cason | Mgmt | For | For | For |
10 | Elect Robert Sprague | Mgmt | For | For | For |
11 | Elect J. Michael Talbert | Mgmt | For | For | For |
12 | Elect John Whitmire | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Transocean Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIG | CUSIP H8817H100 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Ratification of Board Acts | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Amendments to Articles to Change Place of Incorportation | Mgmt | For | For | For |
5 | Renewal of Share Capital | Mgmt | For | For | For |
6 | Amendment to Par Value | Mgmt | For | For | For |
7 | Amendments to Articles to Comply with The Swiss Federal Act on Intermediated Securities (“FISA”) | Mgmt | For | For | For |
8 | Elect Steven Newman | Mgmt | For | For | For |
9 | Elect Thomas Cason | Mgmt | For | For | For |
10 | Elect Robert Sprague | Mgmt | For | For | For |
11 | Elect J. Michael Talbert | Mgmt | For | For | For |
12 | Elect John Whitmire | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ultra Petroleum Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
UPL | CUSIP 903914109 | 06/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Watford | Mgmt | For | For | For |
1.2 | Elect W. Charles Helton | Mgmt | For | For | For |
1.3 | Elect Robert Rigney | Mgmt | For | Withhold | Against |
1.4 | Elect Stephen McDaniel | Mgmt | For | For | For |
1.5 | Elect Roger Brown | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For |
Uranium North Resources Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00781 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Maynard Brown | Mgmt | For | Against | Against |
5 | Elect Daniel Faure | Mgmt | For | For | For |
6 | Elect Mark Kolebaba | Mgmt | For | For | For |
7 | Elect Geir Liland | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
11 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
12 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Vaaldiam Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VAA | CINS 918471103 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jean Charles Potvin | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | Against | Against |
5 | Elect Roland Bertin | Mgmt | For | For | For |
6 | Elect Robert Jackson | Mgmt | For | For | For |
7 | Elect Eric Roblin | Mgmt | For | For | For |
8 | Elect Qinghua Lu | Mgmt | For | Against | Against |
9 | Elect Stephen Woodhead | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Incentive Plan | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Vaaldiam Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
VAA | CINS 918474206 | 03/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Reduce Share Capital | Mgmt | For | For | For |
3 | Merger | Mgmt | For | For | For |
4 | Equity Grant | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Valero Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
VLO | CUSIP 91913Y100 | 04/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ruben Escobedo | Mgmt | For | Against | Against |
2 | Elect Bob Marbut | Mgmt | For | Against | Against |
3 | Elect Robert Profusek | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Re-approval of the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
7 | Shareholder Proposal Regarding Report on Rainforest Impact | ShrHldr | Against | Against | For |
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For |
9 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
VALUE CREATION INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00684 | 03/12/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve the contribution, directly or indirectly, by the Corporation of the oil sands leases making up its Terre de Grace Canadian holdings to the Terre de Grace Oil Sands Partnership as specified | Mgmt | N/A | TNA | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
VANTAGE DRILLING COMPANY
Ticker | Security ID: | Meeting Date | Meeting Status |
VTG | CUSIP G93205113 | 12/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Paul Bragg | Mgmt | For | For | For |
2 | Elect Christopher DeClaire | Mgmt | For | For | For |
3 | Elect Jorge Estrada | Mgmt | For | For | For |
4 | Elect Robert Grantham | Mgmt | For | For | For |
5 | Elect Marcelo Guiscardo | Mgmt | For | For | For |
6 | Elect John O’Leary | Mgmt | For | Against | Against |
7 | Elect Hsin-Chi Su | Mgmt | For | For | For |
8 | Elect Steinar Thomassen | Mgmt | For | For | For |
9 | Elect Ong Tian Khiam | Mgmt | For | For | For |
10 | Elect George Esaka | Mgmt | For | For | For |
11 | Increase of Preferred Stock | Mgmt | For | Against | Against |
12 | Issuance of Preferred Stock | Mgmt | For | Against | Against |
13 | Amendment to Add a More Detailed Process to Fill Board Vacancies | Mgmt | For | For | For |
14 | Increase Ownership Threshold to Call a Special Meeting | Mgmt | For | Against | Against |
15 | Amendments to Articles (Bundled) | Mgmt | For | For | For |
16 | Amendments to Articles Pursuant to Proposals 2 Through 6 | Mgmt | For | For | For |
17 | Issuance of Common Stock to F3 Capital | Mgmt | For | For | For |
18 | Issuance of Common Stock Pursuant to Exercise of Warrant Issued to F3 Capital | Mgmt | For | For | For |
19 | Issuance of Common Stock Pursuant to Private Placement | Mgmt | For | For | For |
20 | Ratification of Auditor | Mgmt | For | For | For |
21 | Right to Adjourn Meeting | Mgmt | For | For | For |
Verona Development Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VDC | CINS 924878101 | 10/30/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | N/A | N/A |
5 | Elect Rod Husband | Mgmt | For | N/A | N/A |
6 | Elect Alexander Korelin | Mgmt | For | N/A | N/A |
7 | Elect Daniel Pisenti | Mgmt | For | N/A | N/A |
8 | Elect Juraj Adamec | Mgmt | For | N/A | N/A |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | N/A | N/A |
10 | Renewal of Stock Option Plan | Mgmt | For | N/A | N/A |
11 | Ratification of Board Acts | Mgmt | For | N/A | N/A |
12 | Private Placement | Mgmt | For | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Walter Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WLT | CUSIP 93317Q105 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For |
1.2 | Elect Jerry Kolb | Mgmt | For | For | For |
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For |
1.4 | Elect Joseph Leonard | Mgmt | For | For | For |
1.5 | Elect Bernard Rethore | Mgmt | For | For | For |
1.6 | Elect George Richmond | Mgmt | For | For | For |
1.7 | Elect Michael Tokarz | Mgmt | For | Withhold | Against |
1.8 | Elect A.J. Wagner | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
WESTERN URANIUM CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
WUC | CINS 95984P104 | 04/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Pamela Klessig | Mgmt | For | For | For |
5 | Elect David Dobson | Mgmt | For | For | For |
6 | Elect R. Edward Flood | Mgmt | For | For | For |
7 | Elect Debra Struhsacker | Mgmt | For | For | For |
8 | Elect Colin Macdonald | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Xinergy Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
XRG | CINS 98417U104 | 06/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Incentive Plan | Mgmt | For | For | For |
6 | Share Issuances | Mgmt | For | For | For |
7 | Amendments to By-Laws Regarding Director Indemnification | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Xinergy Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
XRG | CINS ADPC00749 | 06/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Incentive Plan | Mgmt | For | For | For |
6 | Share Issuances | Mgmt | For | For | For |
7 | Amendments to By-Laws Regarding Director Indemnification | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Xstrata PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
XTA | CINS G9826T102 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Directors’ Remuneration Report | Mgmt | For | Against | Against |
4 | Elect Mick Davis | Mgmt | For | For | For |
5 | Elect David Rough | Mgmt | For | For | For |
6 | Elect Sir Steve Robson | Mgmt | For | For | For |
7 | Elect Willy Strothotte | Mgmt | For | Against | Against |
8 | Elect Con Fauconnier | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against |
13 | Adoption of New Articles | Mgmt | For | Against | Against |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global Resources Fund Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Anadarko Petroleum Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
APC | CUSIP 032511107 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
2 | Elect Preston Geren III | Mgmt | For | For | For |
3 | Elect James Hackett | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For |
6 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHldr | Against | For | Against |
Noble Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NE | CUSIP H5833N103 | 10/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Gordon Hall | Mgmt | For | For | For |
1.2 | Elect Jon Marshall | Mgmt | For | For | For |
2 | Amendment to the 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS 003069101 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Vivek Solanki | Mgmt | For | For | For |
4 | Elect Andrew Groves | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Agnico-Eagle Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
AEM | CUSIP 008474108 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Leanne Baker | Mgmt | For | Withhold | Against |
1.2 | Elect Douglas Beaumont | Mgmt | For | Withhold | Against |
1.3 | Elect Sean Boyd | Mgmt | For | For | For |
1.4 | Elect Clifford Davis | Mgmt | For | Withhold | Against |
1.5 | Elect David Garofalo | Mgmt | For | Withhold | Against |
1.6 | Elect Bernard Kraft | Mgmt | For | Withhold | Against |
1.7 | Elect Mel Leiderman | Mgmt | For | Withhold | Against |
1.8 | Elect James Nasso | Mgmt | For | For | For |
1.9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
1.10 | Elect Eberhard Scherkus | Mgmt | For | For | For |
1.11 | Elect Howard Stockford | Mgmt | For | Withhold | Against |
1.12 | Elect Pertti Voutilainen | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
4 | Board Size | Mgmt | For | For | For |
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
ASA Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ASA | CUSIP G3156P103 | 03/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Christensen | Mgmt | For | For | For |
2 | Elect Phillip Goldstein | Mgmt | For | For | For |
3 | Elect Michael Mead | Mgmt | For | For | For |
4 | Elect Andrew Pegge | Mgmt | For | Against | Against |
5 | Elect Robert Pilkington | Mgmt | For | For | For |
6 | Elect Julian Reid | Mgmt | For | For | For |
7 | Ratification of Auditor | Mgmt | For | For | For |
8 | Approval of New Investment Advisory Services | Mgmt | For | For | For |
9 | Amendment to the Company’s Memorandum of Association | Mgmt | For | For | For |
10 | Amendment to Investment Objective | Mgmt | For | For | For |
Aurizon Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARZ | CUSIP 05155P106 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Richard Faucher | Mgmt | For | For | For |
2.2 | Elect Brian Moorhouse | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendments to Stock Option Plan | Mgmt | For | Against | Against |
5 | Renewal of Stock Option Plan | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Barrick Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ABX | CUSIP 067901108 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Beck | Mgmt | For | For | For |
1.2 | Elect Charles Birchall | Mgmt | For | For | For |
1.3 | Elect Donald Carty | Mgmt | For | For | For |
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For |
1.5 | Elect Marshall Cohen | Mgmt | For | For | For |
1.6 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
1.7 | Elect Robert Franklin | Mgmt | For | Withhold | Against |
1.8 | Elect J. Brett Harvey | Mgmt | For | Withhold | Against |
1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
1.10 | Elect Anthony Munk | Mgmt | For | For | For |
1.11 | Elect Peter Munk | Mgmt | For | For | For |
1.12 | Elect Aaron Regent | Mgmt | For | For | For |
1.13 | Elect Nathaniel Rothschild | Mgmt | For | For | For |
1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CNT | CINS Q2159B110 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect Colin Cowden | Mgmt | For | Against | Against |
5 | Re-elect Thomas Elder | Mgmt | For | For | For |
6 | Re-elect H. Stuart Bottomley | Mgmt | For | For | For |
7 | Approve Equity Plan (EOP) | Mgmt | For | Against | Against |
8 | Increase Non-Executive Directors’ Fee Cap | Mgmt | For | For | For |
9 | Ratify Placement of Securities | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Ratify Placement of Securities | Mgmt | For | For | For |
12 | Ratify Placement of Securities | Mgmt | For | For | For |
13 | Ratify Placement of Securities | Mgmt | For | For | For |
14 | Ratify Placement of Securities | Mgmt | For | For | For |
15 | Ratify Placement of Securities | Mgmt | For | For | For |
16 | Approve Placement of Securities | Mgmt | For | For | For |
17 | Approve Placement of Securities | Mgmt | For | For | For |
18 | Amend Constitution | Mgmt | For | For | For |
19 | Authorise Issue of Shares Without Preemptive Rights | Mgmt | For | For | For |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Centerra Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CG | CINS 152006102 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ian Austin | Mgmt | For | For | For |
4 | Elect William Braithwaite | Mgmt | For | Against | Against |
5 | Elect Patrick James | Mgmt | For | For | For |
6 | Elect Stephen Lang | Mgmt | For | For | For |
7 | Elect John Lill | Mgmt | For | For | For |
8 | Elect Sheryl Pressler | Mgmt | For | For | For |
9 | Elect Terry Rogers | Mgmt | For | For | For |
10 | Elect Anthony Webb | Mgmt | For | For | For |
11 | Elect Bruce Walter | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Century Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CMM | CINS ADPC00750 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Margaret Kent | Mgmt | For | Against | Against |
6 | Elect Francis Scola | Mgmt | For | For | For |
7 | Elect William Lamarque | Mgmt | For | For | For |
8 | Elect William Sheridan | Mgmt | For | Against | Against |
9 | Elect Ricardo Campoy | Mgmt | For | Against | Against |
10 | Elect Keith Hulley | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Claude Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRJ | cins 182873109 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Josef Spross | Mgmt | For | For | For |
5 | Elect Ronald Hicks | Mgmt | For | For | For |
6 | Elect Ted Nieman | Mgmt | For | For | For |
7 | Elect J. Robert Kowalishin | Mgmt | For | For | For |
8 | Elect Raymond McKay | Mgmt | For | For | For |
9 | Elect Robert Buchan | Mgmt | For | For | For |
10 | Elect Neil McMillan | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Employee Share Purchase Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Coeur d’Alene Mines Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CDE | CUSIP 192108504 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For |
1.2 | Elect James Curran | Mgmt | For | For | For |
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For |
1.4 | Elect Andrew Lundquist | Mgmt | For | Withhold | Against |
1.5 | Elect Robert Mellor | Mgmt | For | For | For |
1.6 | Elect John Robinson | Mgmt | For | For | For |
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For |
1.8 | Elect Timothy Winterer | Mgmt | For | For | For |
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For |
2 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
Diamond Fields International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DFI | CINS 252905302 | 12/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Edward Malouf | Mgmt | For | Against | Against |
6 | Elect Gooroodeo Sookun | Mgmt | For | Against | Against |
7 | Elect Earl Young | Mgmt | For | For | For |
8 | Elect Norman Baker | Mgmt | For | For | For |
9 | Elect Gregg Sedun | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
DRDGold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
DRD | CUSIP 26152H301 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Robert Hume | Mgmt | For | For | For |
4 | Elect James Turk | Mgmt | For | Against | Against |
5 | General Authority to Issue Shares | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
7 | Equity Grant (Craig Barnes and Daniel Pretorius) | Mgmt | For | For | For |
8 | Authority to Carry Out Formalities | Mgmt | For | For | For |
9 | Authority to Issue Shares Below Market Price | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269126 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269209 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269134 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eldorado Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELD | CUSIP 284902103 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Auston | Mgmt | For | For | For |
1.2 | Elect K. Ross Cory | Mgmt | For | For | For |
1.3 | Elect Robert Gilmore | Mgmt | For | Withhold | Against |
1.4 | Elect Geoffrey Handley | Mgmt | For | For | For |
1.5 | Elect Wayne Lenton | Mgmt | For | For | For |
1.6 | Elect Jonathan Rubenstein | Mgmt | For | For | For |
1.7 | Elect Donald Shumka | Mgmt | For | Withhold | Against |
1.8 | Elect Paul Wright | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Directors’ Fees | Mgmt | For | For | For |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 11/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Renewal of the Stock Option Plan | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | CINS 349915108 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Durant | Mgmt | For | For | For |
4 | Elect Simon Ridgway | Mgmt | For | Against | Against |
5 | Elect Tomas Guerrero | Mgmt | For | For | For |
6 | Elect Michael Iverson | Mgmt | For | Against | Against |
7 | Elect Mario Szotlender | Mgmt | For | Against | Against |
8 | Elect Richard Clark | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
11 | Stock Option Grants | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | 349915108 | 07/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Jorge Ganoza Durant As A Director | Mgmt | For | For | For |
2 | Elect Simon Ridgway As A Director | Mgmt | For | For | For |
3 | Elect Tomas Guerrero As A Director | Mgmt | For | For | For |
4 | Elect Michael Iverson As A Director | Mgmt | For | For | For |
5 | Elect Mario Szotlender As A Director | Mgmt | For | For | For |
6 | Elect Richard Clark As A Director | Mgmt | For | For | For |
7 | Appoint Deloitte & Touche Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
8 | Approve The Stock Option Plan Of The Company | Mgmt | For | Against | Against |
9 | Transact Such Other Business | Mgmt | For | Against | Against |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
GMP Capital Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GMP | CINS 380134106 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Stanley Beck | Mgmt | For | For | For |
4 | Elect Ronald Binns | Mgmt | For | For | For |
5 | Elect Eugene McBurney | Mgmt | For | For | For |
6 | Elect James Meekison | Mgmt | For | For | For |
7 | Elect Robert Peters | Mgmt | For | For | For |
8 | Elect Hartley Richardson | Mgmt | For | For | For |
9 | Elect H. Sanford Riley | Mgmt | For | For | For |
10 | Elect Kevin Sullivan | Mgmt | For | For | For |
11 | Elect Donald Wright | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Gold Fields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GFI | CUSIP 38059T106 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Cheryl Carolus | Mgmt | N/A | For | N/A |
3 | Elect Roberto Danino | Mgmt | N/A | For | N/A |
4 | Elect Alan Hill | Mgmt | N/A | For | N/A |
5 | Elect Nicholas Holland | Mgmt | N/A | For | N/A |
6 | Elect Richard Menell | Mgmt | N/A | For | N/A |
7 | General Authority to Issue Shares | Mgmt | N/A | For | N/A |
8 | Authority to Issue Preference Shares | Mgmt | N/A | For | N/A |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A |
10 | Amendments to 2005 Share Plan | Mgmt | N/A | For | N/A |
11 | Grant of Share Rights to Non-Executive Directors | Mgmt | N/A | Against | N/A |
12 | Increase Non-Executive Directors’ Fees | Mgmt | N/A | For | N/A |
13 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A |
GOLD WHEATON GOLD CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
GLW | CINS ADPC00753 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect David Cohen | Mgmt | For | For | For |
5 | Elect Francesco Aquilini | Mgmt | For | For | For |
6 | Elect Frank Giustra | Mgmt | For | For | For |
7 | Elect Terry MacGibbon | Mgmt | For | Against | Against |
8 | Elect Nolan Watson | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Harmony Gold Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
HAR | CUSIP 413216300 | 11/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Elect Hannes Meyer | Mgmt | For | For | For |
4 | Elect Fikile De Buck | Mgmt | For | For | For |
5 | Elect Simo Lushaba | Mgmt | For | For | For |
6 | Elect Modise Motloba | Mgmt | For | For | For |
7 | General Authority to Issue Shares | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
9 | Increase Non-Executive Directors’ Fees | Mgmt | For | For | For |
IAMGOLD Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMG | CUSIP 450913108 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Derek Bullock | Mgmt | For | For | For |
1.2 | Elect John Caldwell | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Charter | Mgmt | For | Withhold | Against |
1.4 | Elect W. Robert Dengler | Mgmt | For | For | For |
1.5 | Elect Guy Dufresne | Mgmt | For | For | For |
1.6 | Elect Peter Jones | Mgmt | For | For | For |
1.7 | Elect Mahendra Naik | Mgmt | For | For | For |
1.8 | Elect William Pugliese | Mgmt | For | For | For |
1.9 | Elect John Shaw | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Independence Group NL
Ticker | Security ID: | Meeting Date | Meeting Status |
IGO | CINS Q48886107 | 11/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | For | For |
3 | Elect Peter Bilbe | Mgmt | For | For | For |
4 | Re-elect John Christie | Mgmt | For | For | For |
Kazakhgold Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| 48667H105 | 07/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Kazakhstan | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Aidar Assaubayev as a Director | Mgmt | For | For | For |
3 | Reelect Baurzhan Assaubayev as a Director | Mgmt | For | For | For |
4 | Reelect Kanat Assaubayev as a Director | Mgmt | For | For | For |
5 | Approve BDO Stoy Hayward LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
6 | Increase Authorized Share Capital by 100,000,000 New Shares | Mgmt | For | For | For |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Re-elect Peter McAleer | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CUSIP 496902404 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Brough | Mgmt | For | Withhold | Against |
1.2 | Elect Tye Burt | Mgmt | For | For | For |
1.3 | Elect John Carrington | Mgmt | For | For | For |
1.4 | Elect John Huxley | Mgmt | For | For | For |
1.5 | Elect John Keyes | Mgmt | For | For | For |
1.6 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For |
1.7 | Elect George Michals | Mgmt | For | For | For |
1.8 | Elect John Oliver | Mgmt | For | For | For |
1.9 | Elect Terence Reid | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Kirkland Lake Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
KGI | CINS 49740P106 | 10/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Brian Bayley | Mgmt | For | Against | Against |
6 | Elect David Dobson | Mgmt | For | Against | Against |
7 | Elect Trevor Gabriel | Mgmt | For | For | For |
8 | Elect Brian Hinchcliffe | Mgmt | For | For | For |
9 | Elect S. Paul Kostuik | Mgmt | For | For | For |
10 | Elect George Miltion | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lake Shore Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LSG | CINS 510728108 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Alan Moon | Mgmt | For | For | For |
4 | Elect Arnold Klassen | Mgmt | For | For | For |
5 | Elect Daniel Innes | Mgmt | For | For | For |
6 | Elect Frank Hallam | Mgmt | For | For | For |
7 | Elect Ignacio Bustamante | Mgmt | For | For | For |
8 | Elect Ignacio Rosado | Mgmt | For | Against | Against |
9 | Elect Jonathan Gill | Mgmt | For | For | For |
10 | Elect Peter Crossgrove | Mgmt | For | Against | Against |
11 | Elect Roberto Danino | Mgmt | For | Against | Against |
12 | Elect Anthony Makuch | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Stock Option Plan Renewal | Mgmt | For | For | For |
15 | Amendments to Stock Option Plan | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP 532349107 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Re-elect Peter Cassidy | Mgmt | For | For | For |
3 | Re-elect Michael Etheridge | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Approve Termination Benefits for MD/CEO | Mgmt | For | For | For |
6 | Equity Grant (MD/CEO) | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R209 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
NEW GOLD INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
NGD | CUSIP 644535106 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect James Estey | Mgmt | For | For | For |
2.2 | Elect Robert Gallagher | Mgmt | For | For | For |
2.3 | Elect Vahan Kololian | Mgmt | For | For | For |
2.4 | Elect Martyn Konig | Mgmt | For | For | For |
2.5 | Elect Pierre Lassonde | Mgmt | For | For | For |
2.6 | Elect Craig Nelsen | Mgmt | For | For | For |
2.7 | Elect Randall Oliphant | Mgmt | For | Withhold | Against |
2.8 | Elect Ian Telfer | Mgmt | For | For | For |
2.9 | Elect Raymond Threlkeld | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
New Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NGD | CINS 644535106 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect James Estey | Mgmt | For | For | For |
5 | Elect Robert Gallagher | Mgmt | For | For | For |
6 | Elect Vahan Kololian | Mgmt | For | For | For |
7 | Elect Martyn Konig | Mgmt | For | For | For |
8 | Elect Pierre Lassonde | Mgmt | For | For | For |
9 | Elect Craig Nelsen | Mgmt | For | For | For |
10 | Elect Randall Oliphant | Mgmt | For | Against | Against |
11 | Elect Ian Telfer | Mgmt | For | For | For |
12 | Elect Raymond Threlkeld | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CUSIP 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Andrey Zaytsev | Mgmt | For | For | For |
4 | Elect Olga Rompel | Mgmt | For | Abstain | Against |
5 | Elect Alexander Spektor | Mgmt | For | Abstain | Against |
6 | Elect Oleg Cherney | Mgmt | For | Abstain | Against |
7 | Elect Alexey Shaimardanov | Mgmt | For | Abstain | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
10 | Approval of Liability Insurance | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CUSIP 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Anton Averin | Mgmt | N/A | Abstain | N/A |
2 | Elect Pavel Grachev | Mgmt | N/A | Abstain | N/A |
3 | Elect Evgeny Ivanov | Mgmt | N/A | Abstain | N/A |
4 | Elect Anna Kolonchina | Mgmt | N/A | Abstain | N/A |
5 | Elect Oleg Lipatov | Mgmt | N/A | Abstain | N/A |
6 | Elect Patrick Gillford | Mgmt | N/A | For | N/A |
7 | Elect Alexander Mosionzhik | Mgmt | N/A | Abstain | N/A |
8 | Elect Mikhail Prokhorov | Mgmt | N/A | Abstain | N/A |
9 | Elect Zumrud Rustamova | Mgmt | N/A | Abstain | N/A |
10 | Elect Ekaterina Salnikova | Mgmt | N/A | Abstain | N/A |
11 | Elect Valery Senko | Mgmt | N/A | Abstain | N/A |
12 | Elect Michail Sosnovskiy | Mgmt | N/A | Abstain | N/A |
13 | Elect Maxim Finsky | Mgmt | N/A | Abstain | N/A |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CINS 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Anton Averin | Mgmt | For | Abstain | Against |
5 | Elect Pavel Grachev | Mgmt | For | Abstain | Against |
6 | Elect Evgeny Ivanov | Mgmt | For | Abstain | Against |
7 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against |
8 | Elect Oleg Lipatov | Mgmt | For | Abstain | Against |
9 | Elect Patrick Gillford | Mgmt | For | For | For |
10 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against |
11 | Elect Mikhail Prokhorov | Mgmt | For | Abstain | Against |
12 | Elect Zumrud Rustamova | Mgmt | For | Abstain | Against |
13 | Elect Ekaterina Salnikova | Mgmt | For | Abstain | Against |
14 | Elect Valery Senko | Mgmt | For | Abstain | Against |
15 | Elect Michail Sosnovskiy | Mgmt | For | Abstain | Against |
16 | Elect Maxim Finsky | Mgmt | For | Abstain | Against |
17 | Elect Andrey Zaytsev | Mgmt | For | For | For |
18 | Elect Olga Rompel | Mgmt | For | Abstain | Against |
19 | Elect Alexander Spektor | Mgmt | For | Abstain | Against |
20 | Elect Oleg Cherney | Mgmt | For | Abstain | Against |
21 | Elect Alexey Shaimardanov | Mgmt | For | Abstain | Against |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
24 | Approval of Liability Insurance | Mgmt | For | For | For |
25 | Directors’ Fees | Mgmt | For | For | For |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Pan African Resources PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
PAF | CINS G9617B104 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Jan Nelson | Mgmt | For | For | For |
3 | Elect Keith Spencer | Mgmt | For | Against | Against |
4 | Elect Cyril Ramaphosa | Mgmt | For | Against | Against |
5 | Elect Rowan Smith | Mgmt | For | Against | Against |
6 | Elect Cobus Loots | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Amendments to Articles Regarding Authorised Capital | Mgmt | For | For | For |
12 | Adoption of New Articles | Mgmt | For | Abstain | Against |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Pan American Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PAA | CUSIP 697900108 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ross Beaty | Mgmt | For | For | For |
1.2 | Elect Geoffrey Burns | Mgmt | For | For | For |
1.3 | Elect Robert Pirooz | Mgmt | For | For | For |
1.4 | Elect William Fleckenstein | Mgmt | For | For | For |
1.5 | Elect Michael Maloney | Mgmt | For | For | For |
1.6 | Elect Michael Larson | Mgmt | For | For | For |
1.7 | Elect Paul Sweeney | Mgmt | For | Withhold | Against |
1.8 | Elect David Press | Mgmt | For | For | For |
1.9 | Elect Walter Segsworth | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| 731789202 | 09/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Jsc Polymetal Charter As Amended | Mgmt | For | For | For |
2 | Miscellaneous Proposal - Company Specific | Mgmt | For | For | For |
3 | Approve The Related Interested Party Transactions | Mgmt | For | For | For |
4 | Approve Related-Party Transaction | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| 731789202 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve The Transaction By Closed Subscription Of Jsc Polymetal’s Registered Shares Of The Additional Issue In Favour Of Jsc Polymetal Management Where The shares Are Placed In Accordance With The Egm Decision As Of 19 Jun 2009 | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
| X59432108 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
| 678129107 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Purchase of Equity Interest | Mgmt | For | For | For |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Richard Clark | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Michael Hunt | Mgmt | For | For | For |
6 | Elect Robert Chase | Mgmt | For | Against | Against |
7 | Elect Brian Edgar | Mgmt | For | Against | Against |
8 | Elect George Brack | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Stock Option Grant | Mgmt | For | Against | Against |
12 | Amendments to By-Laws | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS ADPC00711 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Richard Clark | Mgmt | For | Against | Against |
3 | Elect Lukas Lundin | Mgmt | For | Against | Against |
4 | Elect Michael Hunt | Mgmt | For | For | For |
5 | Elect Robert Chase | Mgmt | For | Against | Against |
6 | Elect Brian Edgar | Mgmt | For | Against | Against |
7 | Elect George Brack | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan | Mgmt | For | Against | Against |
10 | Stock Option Grant | Mgmt | For | Against | Against |
11 | Amendments to By-Laws | Mgmt | For | For | For |
Richmont Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIC | CUSIP 76547T106 | 02/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors (Slate) | Mgmt | For | For | For |
Richmont Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIC | CUSIP 76547T106 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Election of Directors (Slate) | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to By-Law Regarding Board Meeting Quorum | Mgmt | For | For | For |
Royal Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGLD | CUSIP 780287108 | 11/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Stanley Dempsey | Mgmt | For | For | For |
2 | Elect Tony Jensen | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | 782227102 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 9 | Mgmt | For | For | For |
2 | Elect Vladimir Agapov As A Director | Mgmt | For | For | For |
3 | Elect George Salamis As A Director | Mgmt | For | For | For |
4 | Elect Andre Agapov As A Director | Mgmt | For | For | For |
5 | Elect Gordon Keep As A Director | Mgmt | For | For | For |
6 | Elect Abraham Stein As A Director | Mgmt | For | For | For |
7 | Elect Peter Hediger As A Director | Mgmt | For | For | For |
8 | Elect John Reynolds As A Director | Mgmt | For | For | For |
9 | Elect Dmitry Ushakov As A Director | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz As A Director | Mgmt | For | For | For |
11 | Appoint Grant Thornton Llp As The Auditors Of The Company For The Ensuing Yearand Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
12 | Re-approve The Company S Stock Option Plan Dated 10 Sep 2007 | Mgmt | For | Against | Against |
SAN GOLD CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
SGR | CINS 79780P104 | 06/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amended and Restated Stock Option Plan | Mgmt | For | Against | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
SEMAFO Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SMF | CINS 816922108 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Bryan Coates | Mgmt | For | For | For |
3 | Elect Pierre Claver Damiba | Mgmt | For | For | For |
4 | Elect Benoit La Salle | Mgmt | For | For | For |
5 | Elect Jean Lamarre | Mgmt | For | For | For |
6 | Elect John LeBoutillier | Mgmt | For | For | For |
7 | Elect Gilles Masson | Mgmt | For | For | For |
8 | Elect Lawrence McBrearty | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | For | For |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | 82835P103 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Fix Number of Directors at Seven | Mgmt | For | For | For |
2.1 | Elect Director Rui Feng | Mgmt | For | For | For |
2.2 | Elect Director Myles Gao | Mgmt | For | For | For |
2.3 | Elect Director S. Paul Simpson | Mgmt | For | For | For |
2.4 | Elect Director Greg Hall | Mgmt | For | For | For |
2.5 | Elect Director Earl Drake | Mgmt | For | For | For |
2.6 | Elect Director Yikang Liu | Mgmt | For | For | For |
2.7 | Elect Director Robert Gayton | Mgmt | For | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Ratify All Acts of Directors and Officers | Mgmt | For | For | For |
5 | Amend Stock Option Plan | Mgmt | For | Against | Against |
6 | Amend Terms of Outstanding Options | Mgmt | For | Against | Against |
St Barbara Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
SBM | CINS Q8744Q108 | 11/19/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | For | For |
4 | Re-Elect Phillip Lockyer | Mgmt | For | For | For |
5 | Equity Grant (MD Tim Lehany) | Mgmt | For | Against | Against |
Troy Resources NL
Ticker | Security ID: | Meeting Date | Meeting Status |
TRY | CINS Q92350109 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect John Dow | Mgmt | For | For | For |
5 | Re-elect John Jones | Mgmt | For | Against | Against |
6 | Adopt New Constitution | Mgmt | For | For | For |
Yamana Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
YRI | CUSIP 98462Y100 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Peter Marrone | Mgmt | For | For | For |
1.2 | Elect Patrick Mars | Mgmt | For | Withhold | Against |
1.3 | Elect Juvenal Mesquita Filho | Mgmt | For | Withhold | Against |
1.4 | Elect Antenor Silva, Jr. | Mgmt | For | For | For |
1.5 | Elect Nigel Lees | Mgmt | For | Withhold | Against |
1.6 | Elect Dino Titaro | Mgmt | For | For | For |
1.7 | Elect John Begeman | Mgmt | For | For | For |
1.8 | Elect Robert Horn | Mgmt | For | For | For |
1.9 | Elect Richard Graff | Mgmt | For | For | For |
1.10 | Elect Carl Renzoni | Mgmt | For | For | For |
1.11 | Elect Alexander Davidson | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
ZHAOJIN MINING INDUSTRY CO LTD
Ticker | Security ID: | Meeting Date | Meeting Status |
| Y988A6104 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 02/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Articles: Article 3.5 | Mgmt | For | For | For |
3 | Amendments to Articles: Article 10.1 | Mgmt | For | For | For |
4 | Amendments to Articles: Article 10.2 | Mgmt | For | For | For |
5 | Amendments to Articles: Article 13.2 | Mgmt | For | For | For |
6 | Amendments to Articles: Article 14.1 | Mgmt | For | For | For |
7 | Elect LU Dongshang | Mgmt | For | For | For |
8 | Elect WANG Peifu | Mgmt | For | For | For |
9 | Elect LIANG Xinjun | Mgmt | For | For | For |
10 | Elect CONG Jianmao | Mgmt | For | For | For |
11 | Elect WENG Zhanbin | Mgmt | For | For | For |
12 | Elect WU Zhongqing | Mgmt | For | For | For |
13 | Elect CHEN Guoping | Mgmt | For | For | For |
14 | Elect YAN Hongbo | Mgmt | For | For | For |
15 | Elect YE Tianzhu | Mgmt | For | For | For |
16 | Elect CHEN Jinrong | Mgmt | For | For | For |
17 | Elect Jojo CHOY Sze Chung | Mgmt | For | For | For |
18 | Elect WANG Xiaojie | Mgmt | For | For | For |
19 | Elect JIN Ting | Mgmt | For | For | For |
20 | Fees of Directors and Supervisors | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
| 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Purchase of Equity Interest | Mgmt | For | For | For |
Royal Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGLD | CUSIP 780287108 | 11/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Stanley Dempsey | Mgmt | For | For | For |
2 | Elect Tony Jensen | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Holmes Growth Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Aegean Marine Petroleum Network, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANW | CUSIP Y0017S102 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Yannis Papanicolaou | Mgmt | For | For | For |
1.2 | Elect Konstantinos Koutsomitopoulos | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Vivek Solanki | Mgmt | For | For | For |
4 | Elect Andrew Groves | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Luis Giusti | Mgmt | For | Against | Against |
5 | Elect Luis Morelli | Mgmt | For | Against | Against |
6 | Elect Horacio Santos | Mgmt | For | Against | Against |
7 | Elect Robert Metcalfe | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Elect Jose Salgar | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 12/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Luis Giusti | Mgmt | For | Against | Against |
4 | Elect Luis Morelli | Mgmt | For | Against | Against |
5 | Elect Horacio Santos | Mgmt | For | Against | Against |
6 | Elect Robert Metcalfe | Mgmt | For | Against | Against |
7 | Elect Jose Salgar | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alexion Pharmaceuticals, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALXN | CUSIP 015351109 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Leonard Bell | Mgmt | For | For | For |
1.2 | Elect Max Link | Mgmt | For | Withhold | Against |
1.3 | Elect William Keller | Mgmt | For | For | For |
1.4 | Elect Joseph Madri | Mgmt | For | For | For |
1.5 | Elect Larry Mathis | Mgmt | For | For | For |
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For |
1.7 | Elect Alvin Parven | Mgmt | For | For | For |
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For |
2 | Amendment to the 2004 Incentive Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
Amazon.com, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AMZN | CUSIP 023135106 | 05/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Jeffrey Bezos | Mgmt | For | For | For |
2 | Elect Tom Alberg | Mgmt | For | For | For |
3 | Elect John Seely Brown | Mgmt | For | For | For |
4 | Elect William Gordon | Mgmt | For | For | For |
5 | Elect Alain Monie | Mgmt | For | For | For |
6 | Elect Thomas Ryder | Mgmt | For | Against | Against |
7 | Elect Patricia Stonesifer | Mgmt | For | For | For |
8 | Ratification of Auditor | Mgmt | For | For | For |
9 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against |
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
AU | CUSIP 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Apple Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAPL | CUSIP 037833100 | 02/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Campbell | Mgmt | For | For | For |
1.2 | Elect Millard Drexler | Mgmt | For | For | For |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
1.4 | Elect Steven Jobs | Mgmt | For | For | For |
1.5 | Elect Andrea Jung | Mgmt | For | For | For |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
1.7 | Elect Jerome York | Mgmt | For | For | For |
2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | For | For |
3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For |
7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For |
ArcSight, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARST | CUSIP 039666102 | 09/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Sandra Bergeron | Mgmt | For | For | For |
1.2 | Elect Director Craig Ramsey | Mgmt | For | For | For |
1.3 | Elect Director Ernest Von Simon | Mgmt | For | For | For |
2 | Ratify Auditors | Mgmt | For | For | For |
Atwood Oceanics, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ATW | CUSIP 050095108 | 02/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Deborah Beck | Mgmt | For | For | For |
1.2 | Elect Robert Burgess | Mgmt | For | For | For |
1.3 | Elect George Dotson | Mgmt | For | For | For |
1.4 | Elect Jack Golden | Mgmt | For | For | For |
1.5 | Elect Hans Helmerich | Mgmt | For | For | For |
1.6 | Elect James Montague | Mgmt | For | For | For |
1.7 | Elect Robert Saltiel | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Transaction of Other Business | Mgmt | For | Against | Against |
Bank of America Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BAC | CUSIP 060505104 | 02/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Increase of Authorized Common Stock | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Bank of America Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BAC | CUSIP 060505104 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Susan Bies | Mgmt | For | For | For |
2 | Elect William Boardman | Mgmt | For | For | For |
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
4 | Elect Virgis Colbert | Mgmt | For | Against | Against |
5 | Elect Charles Gifford | Mgmt | For | For | For |
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For |
8 | Elect Monica Lozano | Mgmt | For | For | For |
9 | Elect Thomas May | Mgmt | For | For | For |
10 | Elect Brian Moynihan | Mgmt | For | For | For |
11 | Elect Donald Powell | Mgmt | For | For | For |
12 | Elect Charles Rossotti | Mgmt | For | Against | Against |
13 | Elect Robert Scully | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Increase of Authorized Common Stock | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For |
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For |
19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHldr | Against | Against | For |
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | Against | For |
22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For |
23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For |
24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For |
BMC Software, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BMC | CUSIP 055921100 | 07/28/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Robert E. Beauchamp | Mgmt | For | For | For |
1.2 | Elect Director B. Garland Cupp | Mgmt | For | For | For |
1.3 | Elect Director Jon E. Barfield | Mgmt | For | For | For |
1.4 | Elect Director Gary L. Bloom | Mgmt | For | Withhold | Against |
1.5 | Elect Director Meldon K. Gafner | Mgmt | For | Withhold | Against |
1.6 | Elect Director P. Thomas Jenkins | Mgmt | For | Withhold | Against |
1.7 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | For |
1.8 | Elect Director Kathleen A. O’Neil | Mgmt | For | For | For |
1.9 | Elect Director Tom C. Tinsley | Mgmt | For | Withhold | Against |
2 | Ratify Auditors | Mgmt | For | For | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Brigham Exploration Company
Ticker | Security ID: | Meeting Date | Meeting Status |
BEXP | CUSIP 109178103 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ben Brigham | Mgmt | For | Withhold | Against |
1.2 | Elect David Brigham | Mgmt | For | Withhold | Against |
1.3 | Elect Harold Carter | Mgmt | For | Withhold | Against |
1.4 | Elect Stephen Hurley | Mgmt | For | For | For |
1.5 | Elect Stephen Reynolds | Mgmt | For | For | For |
1.6 | Elect Hobart Smith | Mgmt | For | Withhold | Against |
1.7 | Elect Scott Tinker | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
Bristol-Myers Squibb Company
Ticker | Security ID: | Meeting Date | Meeting Status |
BMY | CUSIP 110122108 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
2 | Elect Lewis Campbell | Mgmt | For | For | For |
3 | Elect James Cornelius | Mgmt | For | For | For |
4 | Elect Louis Freeh | Mgmt | For | Against | Against |
5 | Elect Laurie Glimcher | Mgmt | For | For | For |
6 | Elect Michael Grobstein | Mgmt | For | For | For |
7 | Elect Leif Johansson | Mgmt | For | For | For |
8 | Elect Alan Lacy | Mgmt | For | For | For |
9 | Elect Vicki Sato | Mgmt | For | For | For |
10 | Elect Togo West, Jr. | Mgmt | For | For | For |
11 | Elect R. Sanders Williams | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For |
14 | Elimination of Supermajority Requirement Applicable to Common Shareholders | Mgmt | For | For | For |
15 | Elimination of Supermajority Requirement Applicable to Preferred Shareholders | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHldr | Against | Against | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
18 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For |
Broadcom Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BRCM | CUSIP 111320107 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Joan Amble | Mgmt | For | For | For |
1.2 | Elect Nancy Handel | Mgmt | For | For | For |
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For |
1.4 | Elect John Major | Mgmt | For | For | For |
1.5 | Elect Scott McGregor | Mgmt | For | For | For |
1.6 | Elect William Morrow | Mgmt | For | For | For |
1.7 | Elect Robert Switz | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Cameron International Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CAM | CUSIP 13342B105 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Michael Patrick | Mgmt | For | For | For |
2 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For |
3 | Elect Bruce Wilkinson | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Canadian Natural Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CNQ | CUSIP 136385101 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Catherine Best | Mgmt | For | For | For |
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For |
1.3 | Elect Gary Filmon | Mgmt | For | For | For |
1.4 | Elect Gordon Giffin | Mgmt | For | Withhold | Against |
1.5 | Elect Steve Laut | Mgmt | For | For | For |
1.6 | Elect Keith MacPhail | Mgmt | For | For | For |
1.7 | Elect Allan Markin | Mgmt | For | For | For |
1.8 | Elect Frank McKenna | Mgmt | For | For | For |
1.9 | Elect James Palmer | Mgmt | For | Withhold | Against |
1.10 | Elect Eldon Smith | Mgmt | For | For | For |
1.11 | Elect David Tuer | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Stock Split | Mgmt | For | For | For |
4 | Amendment to the Employee Stock Option Plan | Mgmt | For | For | For |
Capella Education Company
Ticker | Security ID: | Meeting Date | Meeting Status |
CPLA | CUSIP 139594105 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect J. Kevin Gilligan | Mgmt | For | For | For |
1.2 | Elect Mark Greene | Mgmt | For | For | For |
1.3 | Elect Jody Miller | Mgmt | For | For | For |
1.4 | Elect Stephen Shank | Mgmt | For | For | For |
1.5 | Elect Andrew Slavitt | Mgmt | For | For | For |
1.6 | Elect David Smith | Mgmt | For | For | For |
1.7 | Elect Jeffrey Taylor | Mgmt | For | For | For |
1.8 | Elect Sandra Taylor | Mgmt | For | For | For |
1.9 | Elect Darrell Tukua | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Celgene Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CELG | CUSIP 151020104 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sol Barer | Mgmt | For | For | For |
1.2 | Elect Robert Hugin | Mgmt | For | For | For |
1.3 | Elect Michael Casey | Mgmt | For | For | For |
1.4 | Elect Carrie Cox | Mgmt | For | For | For |
1.5 | Elect Rodman Drake | Mgmt | For | For | For |
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For |
1.7 | Elect James Loughlin | Mgmt | For | For | For |
1.8 | Elect Ernest Mario | Mgmt | For | For | For |
1.9 | Elect Walter Robb | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Cognizant Technology Solutions Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CTSH | CUSIP 192446102 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Klein | Mgmt | For | For | For |
2 | Elect Lakshmi Narayanan | Mgmt | For | For | For |
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For |
4 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
Concho Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CXO | CUSIP 20605P101 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ray Poage | Mgmt | For | For | For |
1.2 | Elect A. Wellford Tabor | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Core Laboratories N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
CLB | CUSIP N22717107 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect D. John Ogren | Mgmt | For | For | For |
1.2 | Elect Joseph R. Perna | Mgmt | For | For | For |
1.3 | Elect Jacobus Schouten | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Authority to Cancel Shares | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For |
6 | Authority to Limit or Eliminate Preemptive Rights | Mgmt | For | For | For |
7 | Amendments to Articles of Association - Bundled | Mgmt | For | For | For |
8 | Stock Split | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
Cree, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CREE | CUSIP 225447101 | 10/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Charles Swoboda | Mgmt | For | For | For |
1.2 | Elect John Palmour | Mgmt | For | For | For |
1.3 | Elect Dolph von Arx | Mgmt | For | For | For |
1.4 | Elect Clyde Hosein | Mgmt | For | For | For |
1.5 | Elect Robert Ingram | Mgmt | For | For | For |
1.6 | Elect Franco Plastina | Mgmt | For | For | For |
1.7 | Elect Harvey Wagner | Mgmt | For | For | For |
1.8 | Elect Thomas Werner | Mgmt | For | For | For |
2 | Amendment to the 2004 Long-Term Incentive Compensation Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Cyberplex Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CX | CINS 232969105 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Share Consolidation | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Deckers Outdoor Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
DECK | CUSIP 243537107 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Angel Martinez | Mgmt | For | For | For |
1.2 | Elect Rex Licklider | Mgmt | For | For | For |
1.3 | Elect John Gibbons | Mgmt | For | For | For |
1.4 | Elect John Perenchio | Mgmt | For | For | For |
1.5 | Elect Maureen Conners | Mgmt | For | For | For |
1.6 | Elect Tore Steen | Mgmt | For | For | For |
1.7 | Elect Ruth Owades | Mgmt | For | For | For |
1.8 | Elect Karyn Barsa | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ebix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
EBIX | CUSIP 278715206 | 10/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Robin Raina | Mgmt | For | For | For |
2 | Elect Hans Benz | Mgmt | For | For | For |
3 | Elect Pavan Bhalla | Mgmt | For | Against | Against |
4 | Elect Neil Eckert | Mgmt | For | Against | Against |
5 | Elect Rolf Herter | Mgmt | For | For | For |
6 | Elect Hans Ueli Keller | Mgmt | For | For | For |
Ebix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
EBIX | CUSIP 278715206 | 12/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Increase of Authorized Common Stock | Mgmt | For | Against | Against |
Express Scripts, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ESRX | CUSIP 302182100 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Gary Benanav | Mgmt | For | For | For |
2 | Elect Frank Borelli | Mgmt | For | For | For |
3 | Elect Maura Breen | Mgmt | For | For | For |
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For |
8 | Elect John Parker, Jr. | Mgmt | For | For | For |
9 | Elect George Paz | Mgmt | For | For | For |
10 | Elect Samuel Skinner | Mgmt | For | For | For |
11 | Elect Seymour Sternberg | Mgmt | For | For | For |
12 | Elect Barrett Toan | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against |
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
Franklin Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BEN | CUSIP 354613101 | 03/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Samuel Armacost | Mgmt | For | For | For |
2 | Elect Charles Crocker | Mgmt | For | For | For |
3 | Elect Joseph Hardiman | Mgmt | For | For | For |
4 | Elect Robert Joffe | Mgmt | For | For | For |
5 | Elect Charles Johnson | Mgmt | For | For | For |
6 | Elect Gregory Johnson | Mgmt | For | For | For |
7 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For |
8 | Elect Thomas Kean | Mgmt | For | For | For |
9 | Elect Chutta Ratnathicam | Mgmt | For | For | For |
10 | Elect Peter Sacerdote | Mgmt | For | Against | Against |
11 | Elect Laura Stein | Mgmt | For | For | For |
12 | Elect Anne Tatlock | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
GMP Capital Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GMP | CINS 380134106 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Stanley Beck | Mgmt | For | For | For |
4 | Elect Ronald Binns | Mgmt | For | For | For |
5 | Elect Eugene McBurney | Mgmt | For | For | For |
6 | Elect James Meekison | Mgmt | For | For | For |
7 | Elect Robert Peters | Mgmt | For | For | For |
8 | Elect Hartley Richardson | Mgmt | For | For | For |
9 | Elect H. Sanford Riley | Mgmt | For | For | For |
10 | Elect Kevin Sullivan | Mgmt | For | For | For |
11 | Elect Donald Wright | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
IMAX Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMAX | CUSIP 45245E109 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Gelfond | Mgmt | For | For | For |
1.2 | Elect Bradley Wechsler | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
J.Crew Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JCG | CUSIP 46612H402 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Heather Reisman | Mgmt | For | For | For |
1.2 | Elect David House | Mgmt | For | For | For |
1.3 | Elect Stuart Sloan | Mgmt | For | Withhold | Against |
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against |
3 | Executive Management Bonus Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Jovian Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
JOV | CUSIP 481158202 | 08/12/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Approve To Fix The Number Of Directors At 9 | Mgmt | For | For | For |
2 | Elect Philip Armstrong As A Director | Mgmt | For | Against | Against |
3 | Elect Richard Hallisey As A Director | Mgmt | For | For | For |
4 | Elect Melvin MacRae As A Director | Mgmt | For | For | For |
5 | Elect John McKimm As A Director | Mgmt | For | For | For |
6 | Elect Larry Moeller As A Director | Mgmt | For | For | For |
7 | Elect Derek Nelson As A Director | Mgmt | For | For | For |
8 | Elect Laurie Pare As A Director | Mgmt | For | For | For |
9 | Elect Donald Penny As A Director | Mgmt | For | For | For |
10 | Appoint Kpmg Llp, Chartered Accountants, As The Auditors Of The Corporation, And Authorize The Directors To Fix The Auditors Remuneration | Mgmt | For | For | For |
Medco Health Solutions, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MHS | CUSIP 58405U102 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
2 | Elect John Cassis | Mgmt | For | For | For |
3 | Elect Michael Goldstein | Mgmt | For | Against | Against |
4 | Elect Charles Lillis | Mgmt | For | Against | Against |
5 | Elect Myrtle Potter | Mgmt | For | For | For |
6 | Elect William Roper | Mgmt | For | For | For |
7 | Elect David Snow, Jr. | Mgmt | For | For | For |
8 | Elect David Stevens | Mgmt | For | Against | Against |
9 | Elect Blenda Wilson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For |
Netease Com Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
NTES | CUSIP 64110W102 | 09/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Re-election Of Director: William Ding | Mgmt | For | Against | Against |
2 | Re-election Of Director: Alice Cheng | Mgmt | For | For | For |
3 | Re-election Of Director: Denny Lee | Mgmt | For | Against | Against |
4 | Re-election Of Director: Joseph Tong | Mgmt | For | For | For |
5 | Re-election Of Director: Lun Feng | Mgmt | For | Against | Against |
6 | Re-election Of Director: Michael Leung | Mgmt | For | For | For |
7 | Re-election Of Director: Michael Tong | Mgmt | For | Against | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Mgmt | For | For | For |
Netflix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NFLX | CUSIP 64110L106 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Timothy Haley | Mgmt | For | For | For |
1.2 | Elect Gregory Stanger | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For |
NetLogic Microsystems, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NETL | CUSIP 64118B100 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Leonard Perham | Mgmt | For | For | For |
1.2 | Elect Alan Krock | Mgmt | For | For | For |
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
NVE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NVEC | CUSIP 629445206 | 08/06/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Terrence W. Glarner | Mgmt | For | For | For |
1.2 | Elect Director Daniel A. Baker | Mgmt | For | For | For |
1.3 | Elect Director James D. Hartman | Mgmt | For | For | For |
1.4 | Elect Director Patricia M. Hollister | Mgmt | For | For | For |
1.5 | Elect Director Robert H. Irish | Mgmt | For | For | For |
2 | Ratify Auditors | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | Against | Against |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | For | For |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Alexander Bialer | Mgmt | For | For | For |
14 | Elect Victor Rivera | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U123 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Peabody Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BTU | CUSIP 704549104 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gregory Boyce | Mgmt | For | For | For |
1.2 | Elect William Coley | Mgmt | For | For | For |
1.3 | Elect William James | Mgmt | For | For | For |
1.4 | Elect Robert Karn III | Mgmt | For | For | For |
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For |
1.6 | Elect Henry Lentz | Mgmt | For | For | For |
1.7 | Elect Robert Malone | Mgmt | For | For | For |
1.8 | Elect William Rusnack | Mgmt | For | For | For |
1.9 | Elect John Turner | Mgmt | For | For | For |
1.10 | Elect Alan Washkowitz | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
Perfect World Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PWRD | CUSIP 71372U104 | 11/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Amendment to the Share Incentive Plan (Increase Authorized Shares) | Mgmt | For | Against | Against |
2 | Amendment to the Share Incentive Plan (Transferability Provisions) | Mgmt | For | For | For |
3 | Elect Han Zhang | Mgmt | For | For | For |
4 | Elect Daniel Yang | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Amendments to Articles Regarding the Designated Stock Exchange | Mgmt | For | For | For |
8 | Amendments to Articles Regarding Appointment of Auditors | Mgmt | For | For | For |
9 | Accounts and Reports | Mgmt | For | For | For |
10 | Ratification of Board Acts | Mgmt | For | For | For |
priceline.com Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
PCLN | CUSIP 741503403 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For |
1.2 | Elect Ralph Bahna | Mgmt | For | For | For |
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
1.4 | Elect Jan Docter | Mgmt | For | For | For |
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For |
1.6 | Elect James Guyette | Mgmt | For | For | For |
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For |
1.8 | Elect Craig Rydin | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
Quality Systems, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
QSII | CUSIP 747582104 | 08/13/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | USA | | |
| | | | | |
1.1 | Elect Director Dr. Murray Brennan | Mgmt | For | For | For |
1.2 | Elect Director George Bristol | Mgmt | For | For | For |
1.3 | Elect Director Patrick Cline | Mgmt | For | For | For |
1.4 | Elect Director Joseph Davis | Mgmt | For | For | For |
1.5 | Elect Director Ahmed Hussein | Mgmt | For | For | For |
1.6 | Elect Director Philip Kaplan | Mgmt | For | For | For |
1.7 | Elect Director Russell Pflueger | Mgmt | For | For | For |
1.8 | Elect Director Steven Plochocki | Mgmt | For | For | For |
1.9 | Elect Director Sheldon Razin | Mgmt | For | For | For |
2 | Ratify Auditors | Mgmt | For | For | For |
RACKSPACE HOSTING, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RAX | CUSIP 750086100 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect A. Lanham Napier | Mgmt | For | For | For |
1.2 | Elect George Still, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Richard Clark | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Michael Hunt | Mgmt | For | For | For |
6 | Elect Robert Chase | Mgmt | For | Against | Against |
7 | Elect Brian Edgar | Mgmt | For | Against | Against |
8 | Elect George Brack | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Stock Option Grant | Mgmt | For | Against | Against |
12 | Amendments to By-Laws | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Riverbed Technology, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RVBD | CUSIP 768573107 | 05/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Mark Floyd | Mgmt | For | For | For |
1.2 | Elect Christopher Schaepe | Mgmt | For | For | For |
1.3 | Elect James Swartz | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For |
Steven Madden, Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
SHOO | CUSIP 556269108 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For |
1.2 | Elect John Madden | Mgmt | For | Withhold | Against |
1.3 | Elect Peter Migliorini | Mgmt | For | For | For |
1.4 | Elect Richard Randall | Mgmt | For | For | For |
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For |
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP 878742204 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mayank Ashar | Mgmt | For | For | For |
1.2 | Elect J. Brian Aune | Mgmt | For | For | For |
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.4 | Elect Hugh Bolton | Mgmt | For | For | For |
1.5 | Elect Felix Chee | Mgmt | For | For | For |
1.6 | Elect Jack Cockwell | Mgmt | For | For | For |
1.7 | Elect Norman Keevil | Mgmt | For | For | For |
1.8 | Elect Norman Keevil III | Mgmt | For | For | For |
1.9 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.10 | Elect Donald Lindsay | Mgmt | For | For | For |
1.11 | Elect Takuro Mochihara | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | 2010 Stock Option Plan | Mgmt | For | For | For |
The TJX Companies, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TJX | CUSIP 872540109 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Jose Alvarez | Mgmt | For | For | For |
2 | Elect Alan Bennett | Mgmt | For | For | For |
3 | Elect David Brandon | Mgmt | For | For | For |
4 | Elect Bernard Cammarata | Mgmt | For | For | For |
5 | Elect David Ching | Mgmt | For | For | For |
6 | Elect Michael Hines | Mgmt | For | For | For |
7 | Elect Amy Lane | Mgmt | For | For | For |
8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
9 | Elect John O’Brien | Mgmt | For | For | For |
10 | Elect Willow Shire | Mgmt | For | For | For |
11 | Elect Fletcher Wiley | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHldr | Against | For | Against |
Valeant Pharmaceuticals International
Ticker | Security ID: | Meeting Date | Meeting Status |
VRX | CUSIP 91911X104 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Brandon Boze | Mgmt | For | For | For |
2 | Elect J. Michael Pearson | Mgmt | For | For | For |
3 | Elect Norma Provencio | Mgmt | For | For | For |
4 | Elect Stephen Stefano | Mgmt | For | For | For |
5 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
Vitamin Shoppe, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VSI | CUSIP 92849E101 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Markee | Mgmt | For | For | For |
1.2 | Elect B. Michael Becker | Mgmt | For | For | For |
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For |
1.4 | Elect John Edmondson | Mgmt | For | For | For |
1.5 | Elect David Edwab | Mgmt | For | For | For |
1.6 | Elect John Howard | Mgmt | For | For | For |
1.7 | Elect Douglas Korn | Mgmt | For | For | For |
1.8 | Elect Richard Perkel | Mgmt | For | For | For |
1.9 | Elect Beth Pritchard | Mgmt | For | For | For |
1.10 | Elect Katherine Savitt-Lennon | Mgmt | For | For | For |
2 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Walter Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WLT | CUSIP 93317Q105 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For |
1.2 | Elect Jerry Kolb | Mgmt | For | For | For |
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For |
1.4 | Elect Joseph Leonard | Mgmt | For | For | For |
1.5 | Elect Bernard Rethore | Mgmt | For | For | For |
1.6 | Elect George Richmond | Mgmt | For | For | For |
1.7 | Elect Michael Tokarz | Mgmt | For | Withhold | Against |
1.8 | Elect A.J. Wagner | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
WMS Industries Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WMS | CUSIP 929297109 | 12/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Harold Bach, Jr. | Mgmt | For | For | For |
1.2 | Elect Robert Bahash | Mgmt | For | For | For |
1.3 | Elect Brian Gamache | Mgmt | For | For | For |
1.4 | Elect Patricia Nazemetz | Mgmt | For | For | For |
1.5 | Elect Louis Nicastro | Mgmt | For | For | For |
1.6 | Elect Neil Nicastro | Mgmt | For | For | For |
1.7 | Elect Edward Rabin, Jr. | Mgmt | For | For | For |
1.8 | Elect Ira Sheinfeld | Mgmt | For | For | For |
1.9 | Elect Bobby Siller | Mgmt | For | For | For |
1.10 | Elect William Vareschi, Jr. | Mgmt | For | For | For |
2 | Amendment to the Incentive Plan | Mgmt | For | Against | Against |
3 | Increase of Authorized Common Stock | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Holmes Growth Fund Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Ebix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
EBIX | CUSIP 278715206 | 10/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Robin Raina | Mgmt | For | For | For |
2 | Elect Hans Benz | Mgmt | For | For | For |
3 | Elect Pavan Bhalla | Mgmt | For | Against | Against |
4 | Elect Neil Eckert | Mgmt | For | Against | Against |
5 | Elect Rolf Herter | Mgmt | For | For | For |
6 | Elect Hans Ueli Keller | Mgmt | For | For | For |
============================NEAR-TERM TAX FREE FUND ============================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================================ TAX FREE FUND =================================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== U.S. GOVERNMENT SECURITIES SAVINGS FUND ====================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== U.S. TREASURY SECURITIES CASH FUND ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds World Precious Minerals Collateral FBO RBC
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds World Precious Minerals Fund
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS 003069101 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS ADPC00759 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Active Control Technology Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ACT | CINS 004949202 | 03/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
African Gold Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AGG | CINS 00829A106 | 06/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
6 | Authority to Set and Amend Board Size | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Vivek Solanki | Mgmt | For | For | For |
4 | Elect Andrew Groves | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Agnico-Eagle Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
AEM | CUSIP 008474108 | 04/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Leanne Baker | Mgmt | For | Withhold | Against |
1.2 | Elect Douglas Beaumont | Mgmt | For | Withhold | Against |
1.3 | Elect Sean Boyd | Mgmt | For | For | For |
1.4 | Elect Clifford Davis | Mgmt | For | Withhold | Against |
1.5 | Elect David Garofalo | Mgmt | For | Withhold | Against |
1.6 | Elect Bernard Kraft | Mgmt | For | Withhold | Against |
1.7 | Elect Mel Leiderman | Mgmt | For | Withhold | Against |
1.8 | Elect James Nasso | Mgmt | For | For | For |
1.9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
1.10 | Elect Eberhard Scherkus | Mgmt | For | For | For |
1.11 | Elect Howard Stockford | Mgmt | For | Withhold | Against |
1.12 | Elect Pertti Voutilainen | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
4 | Board Size | Mgmt | For | For | For |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Luis Giusti | Mgmt | For | Against | Against |
5 | Elect Luis Morelli | Mgmt | For | Against | Against |
6 | Elect Horacio Santos | Mgmt | For | Against | Against |
7 | Elect Robert Metcalfe | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Elect Jose Salgar | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 12/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Luis Giusti | Mgmt | For | Against | Against |
4 | Elect Luis Morelli | Mgmt | For | Against | Against |
5 | Elect Horacio Santos | Mgmt | For | Against | Against |
6 | Elect Robert Metcalfe | Mgmt | For | Against | Against |
7 | Elect Jose Salgar | Mgmt | For | For | For |
8 | Elect Jaime Branger | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Aldridge Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AGM | CINS 014430102 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Election of Directors | Mgmt | For | For | For |
6 | Elect Peter Kausch | Mgmt | For | For | For |
7 | Elect Martin Oczlon | Mgmt | For | For | For |
8 | Elect John Schaw | Mgmt | For | For | For |
9 | Elect Jacob WIlloughby | Mgmt | For | For | For |
10 | Elect Barry Hildred | Mgmt | For | For | For |
11 | Elect Mark Monaghan | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Adoption of New Articles | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Amarc Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
AHR | CINS 022912109 | 09/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Rene G. Carrier As A Director Of The Company | Mgmt | For | For | For |
2 | Elect David J. Copeland As A Director Of The Company | Mgmt | For | For | For |
3 | Elect T. Barry Coughlan As A Director Of The Company | Mgmt | For | For | For |
4 | Elect Scott D. Cousens As A Director Of The Company | Mgmt | For | For | For |
5 | Elect Robert A. Dickinson As A Director Of The Company | Mgmt | For | For | For |
6 | Elect Jeffrey R. Mason As A Director Of The Company | Mgmt | For | For | For |
7 | Elect Ronald W. Thiessen As A Director Of The Company For The Ensuing Year | Mgmt | For | Against | Against |
8 | Appoint De Visser Gray Llp As The Auditors Of The Company For The Ensuing Year | Mgmt | For | For | For |
9 | Ratify The Continuation Of The Company S 10% Rolling Share Option Plan | Mgmt | For | For | For |
Ampella Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AMX | CINS Q0333B105 | 01/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Issue of Securities | Mgmt | For | For | For |
3 | Ratify Issue of Securities | Mgmt | For | For | For |
4 | Farm-In Agreement | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Ampella Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AMX | CINS Q0333B105 | 06/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Equity Grant (MD Paul Kitto) | Mgmt | For | Against | Against |
3 | Equity Grant (Executive Director Evan Cranston) | Mgmt | For | Against | Against |
4 | Amend Constitution - Adopt Partial Takeover Provisions | Mgmt | For | For | For |
Andean Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AND | CINS Q0793X100 | 11/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Re-elect Richard Lorson | Mgmt | For | Against | Against |
4 | Re-elect Barry Bolitho | Mgmt | For | Against | Against |
5 | Elect Louis Gignac | Mgmt | For | For | For |
6 | Remuneration Report | Mgmt | For | Against | Against |
7 | Ratify Placement of Securities | Mgmt | For | For | For |
8 | Equity Grant (NED Louis Gignac) | Mgmt | For | Against | Against |
9 | Equity Grant (NED Richard Lorson) | Mgmt | For | Against | Against |
10 | Equity Grant (NED Barry Bolitho) | Mgmt | For | Against | Against |
11 | Equity] Grant (CEO Wayne Hubert) | Mgmt | For | For | For |
12 | Equity Grant (NED Ian Hume) | Mgmt | For | Against | Against |
13 | Equity Grant (NED Louis Gignac) | Mgmt | For | Against | Against |
Andina Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ADM | CINS 034219105 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | 2009 Stock Option Plan Renewal | Mgmt | For | For | For |
5 | 2003 Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
AU | CINS 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Anooraq Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ARQ | CINS 03633E108 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Fikile De Buck | Mgmt | For | Against | Against |
4 | Elect Anu Dhir | Mgmt | For | For | For |
5 | Elect Wayne Kirk | Mgmt | For | Against | Against |
6 | Elect Philip Kotze | Mgmt | For | For | For |
7 | Elect Harold Motaung | Mgmt | For | For | For |
8 | Elect Tumelo Motsisi | Mgmt | For | For | For |
9 | Elect Sipho Nkosi | Mgmt | For | Against | Against |
10 | Elect Rizelle Sampson | Mgmt | For | For | For |
11 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Change of Company Name | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Anooraq Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ARQ | CINS ADPC00771 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Fikile De Buck | Mgmt | For | Against | Against |
4 | Elect Anu Dhir | Mgmt | For | For | For |
5 | Elect Wayne Kirk | Mgmt | For | Against | Against |
6 | Elect Philip Kotze | Mgmt | For | For | For |
7 | Elect Harold Motaung | Mgmt | For | For | For |
8 | Elect Tumelo Motsisi | Mgmt | For | For | For |
9 | Elect Sipho Nkosi | Mgmt | For | Against | Against |
10 | Elect Rizelle Sampson | Mgmt | For | For | For |
11 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Change of Company Name | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Aquarius Platinum Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G0440M128 | 08/21/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Ratify Issuance of 46,330,000 Shares Under the Placing Agreement | Mgmt | For | For | For |
2 | Ratify the Issuance of 65,000 Convertible Bonds and Approve the Issuance of Shares Upon the Conversion of Bonds | Mgmt | For | For | For |
3 | Approve the Issuance of Shares in Connection with the FirstPlats Agreement | Mgmt | For | For | For |
Arapaho Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
AHO | CINS 038650107 | 12/03/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Option Plan | Mgmt | For | For | For |
3 | Confirmation of By-Law Pursuant to Change of Continuance | Mgmt | For | For | For |
4 | Confirmation of By-Law Pursuant to Change of Continuance | Mgmt | For | For | For |
5 | Board Size | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Argonaut Gold Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
AR | CINS ADPC00726 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Change of Company Name | Mgmt | For | For | For |
6 | Share Option Plan | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ASA Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ASA | CUSIP G3156P103 | 03/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Christensen | Mgmt | For | For | For |
2 | Elect Phillip Goldstein | Mgmt | For | For | For |
3 | Elect Michael Mead | Mgmt | For | For | For |
4 | Elect Andrew Pegge | Mgmt | For | Against | Against |
5 | Elect Robert Pilkington | Mgmt | For | For | For |
6 | Elect Julian Reid | Mgmt | For | For | For |
7 | Ratification of Auditor | Mgmt | For | For | For |
8 | Approval of New Investment Advisory Services | Mgmt | For | For | For |
9 | Amendment to the Company’s Memorandum of Association | Mgmt | For | For | For |
10 | Amendment to Investment Objective | Mgmt | For | For | For |
Atikwa Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ATK | CINS 047572102 | 10/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Change of Continuance | Mgmt | For | For | For |
6 | Change of Company Name | Mgmt | For | For | For |
7 | Stock Option Plan | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Auex Ventures, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
XAU | CINS 051036101 | 10/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ronald Parratt | Mgmt | For | For | For |
5 | Elect Richard Bedell Jr. | Mgmt | For | For | For |
6 | Elect Robert Boaz | Mgmt | For | For | For |
7 | Elect Lee Graber | Mgmt | For | Against | Against |
8 | Elect Dieter Krewedl | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Combined Incentive and Nonqualified Stock Option Plan | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Augusta Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AZC | CUSIP 050912203 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Timothy Baker | Mgmt | For | Withhold | Against |
2.2 | Elect Gilmour Clausen | Mgmt | For | For | For |
2.3 | Elect Donald Clark | Mgmt | For | For | For |
2.4 | Elect W. Durand Eppler | Mgmt | For | For | For |
2.5 | Elect Christopher Jennings | Mgmt | For | For | For |
2.6 | Elect Michael Steeves | Mgmt | For | For | For |
2.7 | Elect Robert Wares | Mgmt | For | For | For |
2.8 | Elect Richard Warke | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendments to Articles of Continuance | Mgmt | For | For | For |
Aurizon Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARZ | CUSIP 05155P106 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Richard Faucher | Mgmt | For | For | For |
2.2 | Elect Brian Moorhouse | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendments to Stock Option Plan | Mgmt | For | Against | Against |
5 | Renewal of Stock Option Plan | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Avion Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
AVR | CINS ADPC00746 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
6 | Share Compensation Plan | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Azumah Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AZM | CINS Q1241T105 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Equity Grant (MD Stephen Stone) | Mgmt | For | Against | Against |
3 | Equity Grant (NED Michael Atkins) | Mgmt | For | Against | Against |
4 | Equity Grant (NED Geoffrey Jones) | Mgmt | For | Against | Against |
5 | Ratify Placement of Securities | Mgmt | For | For | For |
6 | Approve Option Incentive Plan | Mgmt | For | Against | Against |
Baja Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
BAJ | CINS ADPC00715 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John Greenslade | Mgmt | For | For | For |
4 | Elect C. Thomas Ogryzlo | Mgmt | For | For | For |
5 | Elect Robert Mouat | Mgmt | For | For | For |
6 | Elect Graham Thody | Mgmt | For | Against | Against |
7 | Elect Ross Glanville | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Bendigo Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
BDG | CINS Q14633103 | 11/20/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | For | For |
4 | Re-elect Peter McCarthy | Mgmt | For | Against | Against |
5 | Ratify Placement of Securities | Mgmt | For | For | For |
BioEnergy Africa Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BAL | CINS G1119K104 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Philippe Edmonds | Mgmt | For | For | For |
3 | Elect Andrew Groves | Mgmt | For | For | For |
4 | Elect Izak Holtzhausen | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Adoption of New Articles | Mgmt | For | Against | Against |
BioEnergy Africa Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BAL | CINS G1119K104 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Virgin Islands (British) | | |
| | | | | |
1 | Adoption of New Investment Policy | Mgmt | For | For | For |
2 | Increase in Authorised Capital | Mgmt | For | For | For |
3 | Change in Company Name | Mgmt | For | For | For |
Breakwater Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
BWR | CINS 106902307 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Amendment to the Share Incentive Plan | Mgmt | For | For | For |
6 | Amendment to the Deferred Share Unit Plan | Mgmt | For | For | For |
7 | Share Consolidation | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Brilliant Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
BLT | CINS 109507202 | 03/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Election of Directors (Slate) | Mgmt | For | Against | Against |
6 | Stock Option Plan Renewal | Mgmt | For | For | For |
7 | Amendments to Bylaws - Bundled | Mgmt | For | Against | Against |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Calibre Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CXB | CINS 13000C106 | 05/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Robert Brown | Mgmt | For | For | For |
4 | Elect Edward Farrauto | Mgmt | For | For | For |
5 | Elect Douglas Forster | Mgmt | For | For | For |
6 | Elect John Reynolds | Mgmt | For | Against | Against |
7 | Elect Blayne Johnson | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Amendments to the Stock Option Plan | Mgmt | For | Against | Against |
Candente Copper Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
DNT | CINS 13739Y106 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Klaus Zeitler | Mgmt | For | Against | Against |
6 | Elect Joanne Freeze | Mgmt | For | For | For |
7 | Elect Sean Waller | Mgmt | For | For | For |
8 | Elect Michael Casselman | Mgmt | For | For | For |
9 | Elect Andres Milla | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Private Placement | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Candente Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
DNT | CINS 13739Y106 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 5 | Mgmt | For | For | For |
2 | Elect Joanne C. Freeze As A Director For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Klaus M. Zeitler As A Director For The Ensuing Year | Mgmt | For | For | For |
4 | Elect Michael J. Casselman As A Director For The Ensuing Year | Mgmt | For | Against | Against |
5 | Elect Sean I. Waller As A Director For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Andres J. Milla Comitre As A Director For The Ensuing Year | Mgmt | For | For | For |
7 | Appoint D + H Group Llp, Chartered Accountants, As The Company’s Auditor For The Ensuing Year And Authorize The Directors To Fix The Auditor’s Remuneration | Mgmt | For | For | For |
8 | Approve An Arrangement [the Arrangement] Under Section 288 Of The British Columbia Business Corporations Act Among The Company, Its Security holders And Candente Gold Corp. [candente Gold] | Mgmt | For | For | For |
9 | Grant Authority And Approve The Private Placement Of Securities Of Candente Gold As Specified And As Required By The Toronto Stock Exchange | Mgmt | For | Against | Against |
10 | Approve The Implementation Of A Stock Option Plan For Candente Gold, Subject To Regulatory Acceptance | Mgmt | For | Against | Against |
11 | Re-approve The Company S Incentive Stock Option Plan As Required By The Toronto Stock Exchange | Mgmt | For | Against | Against |
12 | Ratify And Approve The Stock Options Granted At The Dates, In The Amounts, Atthe Exercise Prices And To The Persons As Specified | Mgmt | For | Against | Against |
Carnavale Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CAV | CINS Q2101T102 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Placement of Securities | Mgmt | For | For | For |
3 | Approve Issue of Securities | Mgmt | For | For | For |
4 | Approve Issue of Securities - Fee for Corporate Advisory Services | Mgmt | For | For | For |
5 | Approve Issue of Securities | Mgmt | For | For | For |
Carnavale Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CAV | CINS Q2101T102 | 11/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Re-elect Adam Sierakowski | Mgmt | For | Against | Against |
4 | Re-elect Ron Gajewski | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CNT | CINS Q2159B110 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect Colin Cowden | Mgmt | For | Against | Against |
5 | Re-elect Thomas Elder | Mgmt | For | For | For |
6 | Re-elect H. Stuart Bottomley | Mgmt | For | For | For |
7 | Approve Equity Plan (EOP) | Mgmt | For | Against | Against |
8 | Increase Non-Executive Directors’ Fee Cap | Mgmt | For | For | For |
9 | Ratify Placement of Securities | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Ratify Placement of Securities | Mgmt | For | For | For |
12 | Ratify Placement of Securities | Mgmt | For | For | For |
13 | Ratify Placement of Securities | Mgmt | For | For | For |
14 | Ratify Placement of Securities | Mgmt | For | For | For |
15 | Ratify Placement of Securities | Mgmt | For | For | For |
16 | Approve Placement of Securities | Mgmt | For | For | For |
17 | Approve Placement of Securities | Mgmt | For | For | For |
18 | Amend Constitution | Mgmt | For | For | For |
19 | Authorise Issue of Shares Without Preemptive Rights | Mgmt | For | For | For |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Centerra Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CG | CINS 152006102 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ian Austin | Mgmt | For | For | For |
4 | Elect William Braithwaite | Mgmt | For | Against | Against |
5 | Elect Patrick James | Mgmt | For | For | For |
6 | Elect Stephen Lang | Mgmt | For | For | For |
7 | Elect John Lill | Mgmt | For | For | For |
8 | Elect Sheryl Pressler | Mgmt | For | For | For |
9 | Elect Terry Rogers | Mgmt | For | For | For |
10 | Elect Anthony Webb | Mgmt | For | For | For |
11 | Elect Bruce Walter | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Century Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CMM | CINS ADPC00750 | 06/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Margaret Kent | Mgmt | For | Against | Against |
6 | Elect Francis Scola | Mgmt | For | For | For |
7 | Elect William Lamarque | Mgmt | For | For | For |
8 | Elect William Sheridan | Mgmt | For | Against | Against |
9 | Elect Ricardo Campoy | Mgmt | For | Against | Against |
10 | Elect Keith Hulley | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Chesapeake Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CKG | CINS 165184102 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Chris Falck | Mgmt | For | For | For |
4 | Elect Daniel Kunz | Mgmt | For | Against | Against |
5 | Elect Peter Palmedo | Mgmt | For | For | For |
6 | Elect John Perston | Mgmt | For | For | For |
7 | Elect P. Randy Reifel | Mgmt | For | Against | Against |
8 | Elect Gerald Sneddon | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Claude Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRJ | CINS 182873109 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Josef Spross | Mgmt | For | For | For |
5 | Elect Ronald Hicks | Mgmt | For | For | For |
6 | Elect Ted Nieman | Mgmt | For | For | For |
7 | Elect J. Robert Kowalishin | Mgmt | For | For | For |
8 | Elect Raymond McKay | Mgmt | For | For | For |
9 | Elect Robert Buchan | Mgmt | For | For | For |
10 | Elect Neil McMillan | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Employee Share Purchase Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Coeur d’Alene Mines Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CDE | CUSIP 192108504 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For |
1.2 | Elect James Curran | Mgmt | For | For | For |
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For |
1.4 | Elect Andrew Lundquist | Mgmt | For | Withhold | Against |
1.5 | Elect Robert Mellor | Mgmt | For | For | For |
1.6 | Elect John Robinson | Mgmt | For | For | For |
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For |
1.8 | Elect Timothy Winterer | Mgmt | For | For | For |
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For |
2 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
Continental Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
KMK | CINS 211653100 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect Rene Carrier | Mgmt | For | For | For |
3 | Elect David Copeland | Mgmt | For | Against | Against |
4 | Elect Scott Cousens | Mgmt | For | Against | Against |
5 | Elect Robert Dickinson | Mgmt | For | For | For |
6 | Elect Gordon Fretwell | Mgmt | For | Against | Against |
7 | Elect Gerald Panneton | Mgmt | For | For | For |
8 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
9 | Elect Zhi Wang | Mgmt | For | Against | Against |
10 | Elect Jie (Jack) Yang | Mgmt | For | For | For |
11 | Elect Lydia Yang | Mgmt | For | For | For |
12 | Elect Jianqing (Jack) Ma | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
14 | Share Option Plan Renewal | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Electronic Record Keeping | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Continental Precious Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CZQ | CINS 211906102 | 10/19/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendments to By-Laws | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Crystallex International Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
KRY | CUSIP 22942F101 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | Withhold | Against |
3 | Amendment to Share Option Plan | Mgmt | For | For | For |
Dia Bras Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DIB | CINS 25244F109 | 06/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect J. Alberto Arias | Mgmt | For | For | For |
4 | Elect Douglas Cater | Mgmt | For | For | For |
5 | Elect David Crevier | Mgmt | For | For | For |
6 | Elect Eduardo Gonzalez | Mgmt | For | For | For |
7 | Elect Robert Hirsh | Mgmt | For | For | For |
8 | Elect Philip Renaud | Mgmt | For | For | For |
9 | Elect Thomas Robyn | Mgmt | For | For | For |
10 | Elect Daniel Tellechea | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendments to Articles Regarding Registered Office Location | Mgmt | For | For | For |
13 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Diamond Fields International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DFI | CINS 252905302 | 12/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Edward Malouf | Mgmt | For | Against | Against |
6 | Elect Gooroodeo Sookun | Mgmt | For | Against | Against |
7 | Elect Earl Young | Mgmt | For | For | For |
8 | Elect Norman Baker | Mgmt | For | For | For |
9 | Elect Gregg Sedun | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Diamonds North Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DDN | CINS 25278T108 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Maynard Brown | Mgmt | For | Against | Against |
8 | Elect Bernard Kahlert | Mgmt | For | For | For |
9 | Elect Mark Kolebaba | Mgmt | For | For | For |
10 | Elect Terry Lyons | Mgmt | For | Against | Against |
11 | Elect Yale Simpson | Mgmt | For | For | For |
12 | Elect William Zimmerman | Mgmt | For | For | For |
13 | Stock Option Plan | Mgmt | For | Against | Against |
14 | Amendment to the Stock Option Plan (Disinterested Shareholder Approval) | Mgmt | For | Against | Against |
15 | Transaction of Other Business | Mgmt | For | Against | Against |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Diamonds North Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DDN | CINS ADPC00719 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Maynard Brown | Mgmt | For | Against | Against |
6 | Elect Bernard Kahlert | Mgmt | For | For | For |
7 | Elect Mark Kolebaba | Mgmt | For | For | For |
8 | Elect Terry Lyons | Mgmt | For | Against | Against |
9 | Elect Yale Simpson | Mgmt | For | For | For |
10 | Elect William Zimmerman | Mgmt | For | For | For |
11 | Stock Option Plan | Mgmt | For | Against | Against |
12 | Amendment to the Stock Option Plan (Disinterested Shareholder Approval) | Mgmt | For | Against | Against |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
DRDGold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
DRD | CUSIP 26152H301 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Robert Hume | Mgmt | For | For | For |
4 | Elect James Turk | Mgmt | For | Against | Against |
5 | General Authority to Issue Shares | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
7 | Equity Grant (Craig Barnes and Daniel Pretorius) | Mgmt | For | For | For |
8 | Authority to Carry Out Formalities | Mgmt | For | For | For |
9 | Authority to Issue Shares Below Market Price | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269209 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Derek Buntain | Mgmt | For | For | For |
4 | Elect R. Peter Gillin | Mgmt | For | For | For |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Ned Goodman | Mgmt | For | Against | Against |
7 | Elect Murray John | Mgmt | For | Against | Against |
8 | Elect Jeremy Kinsman | Mgmt | For | For | For |
9 | Elect Garth MacRae | Mgmt | For | Against | Against |
10 | Elect Peter Nixon | Mgmt | For | For | For |
11 | Elect Ronald Singer | Mgmt | For | For | For |
12 | Elect William Wilson | Mgmt | For | For | For |
13 | Elect Donald Young | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Amendments to Articles Regarding Appointment of Directors | Mgmt | For | For | For |
16 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
East Asia Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EAS | CINS 270541105 | 03/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Michael Hawkins | Mgmt | For | Against | Against |
6 | Elect Darren Pylot | Mgmt | For | Against | Against |
7 | Elect John Gingerich | Mgmt | For | Against | Against |
8 | Elect Robert Parsons | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
11 | Amendments to the Stock Option Plan | Mgmt | For | Against | Against |
12 | Ratification of Board Acts | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CUSIP 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Ian Rozier | Mgmt | For | For | For |
2.2 | Elect David Cohen | Mgmt | For | Withhold | Against |
2.3 | Elect Gordon Keep | Mgmt | For | Withhold | Against |
2.4 | Elect John Andrews | Mgmt | For | Withhold | Against |
2.5 | Elect John Hawkrigg | Mgmt | For | For | For |
2.6 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
2.7 | Elect Robert Gayton | Mgmt | For | Withhold | Against |
2.8 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Eastern Platinum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Eastmain Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ER | CINS 27743M106 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ECU Silver Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ECU | CINS 26830P105 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 11/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Renewal of the Stock Option Plan | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ENERGOLD DRILLING CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
EGD | CINS 29268A103 | 05/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Frederick Davidson | Mgmt | For | Against | Against |
5 | Elect James Coleman | Mgmt | For | Against | Against |
6 | Elect H. Walter Sellmer | Mgmt | For | Against | Against |
7 | Elect Michael Beley | Mgmt | For | For | For |
8 | Elect Wayne Lenton | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | 2010 Stock Option Plan | Mgmt | For | Against | Against |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Entree Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ETG | CINS 29383G100 | 06/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Mark Bailey | Mgmt | For | Against | Against |
5 | Elect Lindsay Bottomer | Mgmt | For | Against | Against |
6 | Elect Gregory Crowe | Mgmt | For | For | For |
7 | Elect James Harris | Mgmt | For | For | For |
8 | Elect Michael Howard | Mgmt | For | For | For |
9 | Elect Peter Meredith | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
ERDENE RESOURCE DEVELOPMENT CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
ERD | CINS 29480N107 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Stock Option Plan | Mgmt | For | For | For |
4 | Elect William Burton | Mgmt | For | Against | Against |
5 | Elect John Byrne | Mgmt | For | Against | Against |
6 | Elect David Carnell | Mgmt | For | For | For |
7 | Elect J.C. Cowan | Mgmt | For | For | For |
8 | Elect Jamie Frankcombe | Mgmt | For | Against | Against |
9 | Elect Ken MacDonald | Mgmt | For | Against | Against |
10 | Elect Stuart Rath | Mgmt | For | For | For |
11 | Elect Philip Webster | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Stock Option Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Exeter Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
XRC | CUSIP 301835104 | 03/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Spin-Off | Mgmt | For | For | For |
2 | Amendments to the Stock Option Plan | Mgmt | For | Against | Against |
3 | Approval of the Newco Stock Option Plan | Mgmt | For | Against | Against |
Exeter Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
XRC | CUSIP 301835104 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Bryce Roxburgh | Mgmt | For | For | For |
2.2 | Elect Yale Simpson | Mgmt | For | Withhold | Against |
2.3 | Elect Douglas Scheving | Mgmt | For | Withhold | Against |
2.4 | Elect Robert Reynolds | Mgmt | For | For | For |
2.5 | Elect Louis Montpelier | Mgmt | For | For | For |
2.6 | Elect Roger Walsh | Mgmt | For | For | For |
2.7 | Elect Julian Bavin | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Transaction of Other Business | Mgmt | For | Against | Against |
EXMIN Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 302078100 | 09/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Karl Boltz As A Director Of Exmin For The Ensuing Year | Mgmt | For | Against | Against |
2 | Elect Kelsey Boltz As A Director Of Exmin For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Robert E. Partarrieu As A Director Of Exmin For The Ensuing Year | Mgmt | For | For | For |
4 | Elect Craig Gibson As A Director Of Exmin For The Ensuing Year | Mgmt | For | Against | Against |
5 | Elect William Aldrich As A Director Of Exmin For The Ensuing Year | Mgmt | For | For | For |
6 | Appoint Davidson & Company Llp, Chartered Accountants, As The Auditors Of Exmin For The Ensuing Year | Mgmt | For | For | For |
7 | Authorize The Board Of Directors Of Exmin To Fix The Remuneration To Be Paid To The Auditors Of Exmin For The Ensuing Year | Mgmt | For | For | For |
8 | Approve To Re-adopt And Re-approve The Stock Option Plan Of Exmin As Specified | Mgmt | For | For | For |
9 | Approve The Arrangement Under Section 288 Of The Business corporations Act, The Purpose Of Which Is To effect, Among Other Things, The Acquisition Of All Of The Common Shares In The capital Of Exmin By Dia Bras Exploration Inc | Mgmt | For | For | For |
Farallon Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
FAN | CINS ADPC00720 | 05/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect T. Barry Coughlan | Mgmt | For | Against | Against |
3 | Elect Eduardo Luna | Mgmt | For | Against | Against |
4 | Elect Terry Lyons | Mgmt | For | Against | Against |
5 | Elect William Stanley | Mgmt | For | For | For |
6 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
7 | Elect Gord Ulrich | Mgmt | For | For | For |
8 | Elect Michael Weedon | Mgmt | For | For | For |
9 | Elect J. Richard Whittington | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
12 | Amendments to Articles (Technical) | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
First Point Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FPX | CINS 335937108 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Thomas Beattie | Mgmt | For | For | For |
4 | Elect Peter Bradshaw | Mgmt | For | For | For |
5 | Elect John Gammon | Mgmt | For | Against | Against |
6 | Elect John McDonald | Mgmt | For | For | For |
7 | Elect J. Christopher Mitchell | Mgmt | For | Against | Against |
8 | Elect William Myckatyn | Mgmt | For | For | For |
9 | Elect Robert Watts | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
12 | Shareholder Rights Plan | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS ADPC00741 | 06/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect Ron Hochstein | Mgmt | For | Against | Against |
3 | Elect Lukas Lundin | Mgmt | For | Against | Against |
4 | Elect Ian Gibbs | Mgmt | For | For | For |
5 | Elect Richard Bailes | Mgmt | For | For | For |
6 | Elect James Cambon | Mgmt | For | For | For |
7 | Elect Eira Thomas | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 06/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ron Hochstein | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Ian Gibbs | Mgmt | For | For | For |
6 | Elect Richard Bailes | Mgmt | For | For | For |
7 | Elect James Cambon | Mgmt | For | For | For |
8 | Elect Eira Thomas | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | CINS 349915108 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Durant | Mgmt | For | For | For |
4 | Elect Simon Ridgway | Mgmt | For | Against | Against |
5 | Elect Tomas Guerrero | Mgmt | For | For | For |
6 | Elect Michael Iverson | Mgmt | For | Against | Against |
7 | Elect Mario Szotlender | Mgmt | For | Against | Against |
8 | Elect Richard Clark | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
11 | Stock Option Grants | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | CINS 349915108 | 07/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Jorge Ganoza Durant As A Director | Mgmt | For | For | For |
2 | Elect Simon Ridgway As A Director | Mgmt | For | For | For |
3 | Elect Tomas Guerrero As A Director | Mgmt | For | For | For |
4 | Elect Michael Iverson As A Director | Mgmt | For | For | For |
5 | Elect Mario Szotlender As A Director | Mgmt | For | For | For |
6 | Elect Richard Clark As A Director | Mgmt | For | For | For |
7 | Appoint Deloitte & Touche Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
8 | Approve The Stock Option Plan Of The Company | Mgmt | For | Against | Against |
9 | Transact Such Other Business | Mgmt | For | Against | Against |
FRANCO-NEVADA CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
FNV | CINS 351858105 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Pierre Lassonde | Mgmt | For | For | For |
3 | Elect David Harquail | Mgmt | For | For | For |
4 | Elect Derek Evans | Mgmt | For | For | For |
5 | Elect Graham Farquharson | Mgmt | For | For | For |
6 | Elect Louis Gignac | Mgmt | For | For | For |
7 | Elect Randall Oliphant | Mgmt | For | Against | Against |
8 | Elect David Peterson | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Share Compensation Plan | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For |
Freewest Resources Canada Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FWR | CINS 356904102 | 01/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
GALWAY RESOURCES LTD.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 36458V102 | 06/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
7 | Change of Continuance | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
GMP Capital Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GMP | CINS 380134106 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Stanley Beck | Mgmt | For | For | For |
4 | Elect Ronald Binns | Mgmt | For | For | For |
5 | Elect Eugene McBurney | Mgmt | For | For | For |
6 | Elect James Meekison | Mgmt | For | For | For |
7 | Elect Robert Peters | Mgmt | For | For | For |
8 | Elect Hartley Richardson | Mgmt | For | For | For |
9 | Elect H. Sanford Riley | Mgmt | For | For | For |
10 | Elect Kevin Sullivan | Mgmt | For | For | For |
11 | Elect Donald Wright | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Gold Fields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GFI | CUSIP 38059T106 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Cheryl Carolus | Mgmt | N/A | For | N/A |
3 | Elect Roberto Danino | Mgmt | N/A | For | N/A |
4 | Elect Alan Hill | Mgmt | N/A | For | N/A |
5 | Elect Nicholas Holland | Mgmt | N/A | For | N/A |
6 | Elect Richard Menell | Mgmt | N/A | For | N/A |
7 | General Authority to Issue Shares | Mgmt | N/A | For | N/A |
8 | Authority to Issue Preference Shares | Mgmt | N/A | For | N/A |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A |
10 | Amendments to 2005 Share Plan | Mgmt | N/A | For | N/A |
11 | Grant of Share Rights to Non-Executive Directors | Mgmt | N/A | Against | N/A |
12 | Increase Non-Executive Directors’ Fees | Mgmt | N/A | For | N/A |
13 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A |
Gold One International Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GDO | CINS Q1454F206 | 03/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amend the Listing Status of Gold One International Limited on the JSE | Mgmt | For | For | For |
3 | Amendments to Constitution | Mgmt | For | For | For |
4 | Authorisation of Legal Formalities | Mgmt | For | For | For |
Gold One International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Q1454F206 | 08/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Australia | | |
| | | | | |
1 | Approve the Issuance of Up to 86.40 Million Shares at an Issue Price of A$0.3148 Each to Unrelated Parties of the Company | Mgmt | For | For | For |
2 | Ratify the Past Issuances of 56.12 Million Scheme Shares, 676,890 Options, 60 Shares on Exercise of Listed Options, 33.60 Million Shares to Various Allottees, and 230,240 Tulo Shares in Part Payment for the Acquisition of Noble Trade and Commerce Limitada | Mgmt | For | For | For |
3 | Approve the Gold One International Ltd Share Incentive Scheme and the Future Issuance of Up to 143 Million Shares Under the Scheme | Mgmt | For | Against | Against |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
GOLD WHEATON GOLD CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
GLW | CINS ADPC00753 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect David Cohen | Mgmt | For | For | For |
5 | Elect Francesco Aquilini | Mgmt | For | For | For |
6 | Elect Frank Giustra | Mgmt | For | For | For |
7 | Elect Terry MacGibbon | Mgmt | For | Against | Against |
8 | Elect Nolan Watson | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Golden Alliance Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GLL | CINS ADPV13170 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Joseph Grosso | Mgmt | For | For | For |
6 | Elect Nikolaos Cacos | Mgmt | For | Against | Against |
7 | Elect David Terry | Mgmt | For | Against | Against |
8 | Elect David Horton | Mgmt | For | Against | Against |
9 | Elect Leonard Harris | Mgmt | For | Against | Against |
10 | Elect John Gammon | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendments to Articles - Calling a Board Meeting | Mgmt | For | For | For |
13 | Amendments to Articles - Board Meeting Chair | Mgmt | For | Against | Against |
14 | Stock Option Plan | Mgmt | For | For | For |
15 | Transaction of Other Business | Mgmt | For | Against | Against |
Golden Arrow Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
| | 12/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | To consider pursuant to an Interim Order of the Supreme Court of the Province of British Columbia (the “Court”), and, if thought fit, to pass a special resolution ((the “Arrangement Resolution”), with or without amendment, approving an arrangement (the “Arrangement”) under section 288 or 299 of the Business Corporations Act (British Columbia) among the Corporation, its shareholders and warrantholders and its wholly-owned subsidiary, 0861879 B.C. Ltd. (“Newco”), which will involve, among other things, the Corporation distributing shares and warrants of Newco to shareholders and warrantholders of the Corporation at the Effective Date, as more fully set forth in the accompanying information circular. | Mgmt | For | For | For |
Golden Arrow Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GRG | CINS ADPC00772 | 06/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Joseph Grosso | Mgmt | For | Against | Against |
6 | Elect Nikolaos Cacos | Mgmt | For | Against | Against |
7 | Elect David Terry | Mgmt | For | Against | Against |
8 | Elect David Horton | Mgmt | For | Against | Against |
9 | Elect Leonard Harris | Mgmt | For | Against | Against |
10 | Elect John Gammon | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
12 | Amendments to Articles Regarding Calling a Board Meeting | Mgmt | For | For | For |
13 | Amendments to Articles Regarding Board Meeting Chair | Mgmt | For | Against | Against |
14 | Stock Option Plan Renewal | Mgmt | For | For | For |
15 | Transaction of Other Business | Mgmt | For | Against | Against |
Golden Odyssey Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GOE | CINS 38113R104 | 01/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Golden Predator Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CUSIP 38116K | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Election of Directors | Mgmt | For | For | For |
2.2 | Elect John Legg | Mgmt | For | For | For |
2.3 | Elect William Harris | Mgmt | For | For | For |
2.4 | Elect Barry Rayment | Mgmt | For | For | For |
2.5 | Elect Thomas Skimming | Mgmt | For | For | For |
2.6 | Elect Piers McDonald | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Adoption of New Articles | Mgmt | For | For | For |
5 | Stock Option Plan | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Grayd Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
GYD | CINS 388902108 | 02/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Marc Prefontaine | Mgmt | For | For | For |
6 | Elect John Robins | Mgmt | For | Against | Against |
7 | Elect Richard Hall | Mgmt | For | For | For |
8 | Elect Bradley Blacketor | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Amendment | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Great Basin Gold Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
GBG | CINS 390124105 | 06/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Patrick Cooke | Mgmt | For | For | For |
4 | Elect T. Barry Coughlan | Mgmt | For | Against | Against |
5 | Elect Ferdinand Dippenaar | Mgmt | For | For | For |
6 | Elect David Elliott | Mgmt | For | For | For |
7 | Elect Wayne Kirk | Mgmt | For | Against | Against |
8 | Elect Joshua Ngoma | Mgmt | For | For | For |
9 | Elect Gert Robbertze | Mgmt | For | For | For |
10 | Elect Walter Segsworth | Mgmt | For | For | For |
11 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Shareholder Rights Plan | Mgmt | For | For | For |
14 | Amendment to Articles Regarding Paperless Share Transfers | Mgmt | For | For | For |
Greenock Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
GKR | CINS 828918102 | 08/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Michael Newbury, Maurice Stekel, William Potter and John Cerenzia as Directors | Mgmt | For | Against | Against |
2 | Approve McCarney Greenwood LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Re-approval of Rolling 10% Stock Option Plan | Mgmt | For | For | For |
4 | Change Company Name to Greenock Resources Ltd. | Mgmt | For | For | For |
5 | Approve 20:1 Stock Consolidation | Mgmt | For | For | For |
Greystar Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GSL | CINS 397913203 | 05/03/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Brian Bayley | Mgmt | For | Against | Against |
5 | Elect David Rovig | Mgmt | For | For | For |
6 | Elect Emil Morfett | Mgmt | For | For | For |
7 | Elect German Corral | Mgmt | For | For | For |
8 | Elect Richard Robinson | Mgmt | For | For | For |
9 | Elect Steve Kesler | Mgmt | For | For | For |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Amendment to Shareholder Rights’ Plan | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Guyana Goldfields Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GUY | CINS 403530108 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect J. Patrick Sheridan | Mgmt | For | For | For |
4 | Elect Alan Ferry | Mgmt | For | Against | Against |
5 | Elect Alexander Po | Mgmt | For | Against | Against |
6 | Elect Richard Williams | Mgmt | For | For | For |
7 | Elect Robert Bondy | Mgmt | For | For | For |
8 | Elect Daniel Noone | Mgmt | For | For | For |
9 | Elect Claude Lemasson | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Harmony Gold Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
HAR | CUSIP 413216300 | 11/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Elect Hannes Meyer | Mgmt | For | For | For |
4 | Elect Fikile De Buck | Mgmt | For | For | For |
5 | Elect Simo Lushaba | Mgmt | For | For | For |
6 | Elect Modise Motloba | Mgmt | For | For | For |
7 | General Authority to Issue Shares | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
9 | Increase Non-Executive Directors’ Fees | Mgmt | For | For | For |
Helio Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
HRC | CINS 423274109 | 08/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 6 | Mgmt | For | For | For |
2 | Elect Richard D. Williams As A Director To Hold Office Until The Close Of The Next Agm | Mgmt | For | Against | Against |
3 | Elect D. Grenville Thomas As A Director To Hold Office Until The Close Of The next Agm | Mgmt | For | For | For |
4 | Elect Christopher J. Mackenzie As A Director To Hold Office Until The Close Of the Next Agm | Mgmt | For | For | For |
5 | Elect Clifford T. Davis As A Director To Hold Office Until The Close Of The Next Agm | Mgmt | For | For | For |
6 | Elect Stephen M. Leahy As A Director To Hold Office Until The Close Of The Next Agm | Mgmt | For | For | For |
7 | Elect Colin Jones As A Director To Hold Office Until The Close Of The Next Agm | Mgmt | For | For | For |
8 | Appoint Pricewaterhousecoopers Llp As The Auditors For The Company To Hold Office Until The Close Of The Next Agm And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
9 | Approve That The Company Allocate And Reserve Up To 10% Of Its Issued Common Shares From Time To Time For The Purpose Of Granting Options Under A Revised Employee Incentive Stock Option Plan | Mgmt | For | For | For |
IAMGOLD Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMG | CUSIP 450913108 | 05/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Derek Bullock | Mgmt | For | For | For |
1.2 | Elect John Caldwell | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Charter | Mgmt | For | Withhold | Against |
1.4 | Elect W. Robert Dengler | Mgmt | For | For | For |
1.5 | Elect Guy Dufresne | Mgmt | For | For | For |
1.6 | Elect Peter Jones | Mgmt | For | For | For |
1.7 | Elect Mahendra Naik | Mgmt | For | For | For |
1.8 | Elect William Pugliese | Mgmt | For | For | For |
1.9 | Elect John Shaw | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Inca Pacific Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
IPR | CINS 45324A200 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Michael Winn | Mgmt | For | For | For |
4 | Elect Miles Thompson | Mgmt | For | For | For |
5 | Elect Geoffrey Harden | Mgmt | For | Against | Against |
6 | Elect Bryan Morris | Mgmt | For | Against | Against |
7 | Elect Anthony Floyd | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Amendment to Stock Option Plan | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Independence Group NL
Ticker | Security ID: | Meeting Date | Meeting Status |
IGO | CINS Q48886107 | 11/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | For | For |
3 | Elect Peter Bilbe | Mgmt | For | For | For |
4 | Re-elect John Christie | Mgmt | For | For | For |
International Royalty Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
IRC | CINS 460277106 | 02/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ivanhoe Nickel & Platinum
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 46581P104 | 05/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Robert Friedland as a Director for the ensuing year | Mgmt | N/A | For | N/A |
4 | Election of Charles Russell as a Director for the ensuing year | Mgmt | N/A | For | N/A |
5 | Election of Peter Meredith as a Director for the ensuing year | Mgmt | N/A | For | N/A |
6 | Election of Cyril Ramaphosa as a Director for the ensuing year | Mgmt | N/A | For | N/A |
7 | Election of Markus Faber as a Director for the ensuing year | Mgmt | N/A | For | N/A |
8 | Election of William Lamarque as a Director for the ensuing year | Mgmt | N/A | For | N/A |
9 | Election of William Hayden as a Director for the ensuing year | Mgmt | N/A | For | N/A |
10 | Election of Oyvind Hushovd as a Director for the ensuing year | Mgmt | N/A | For | N/A |
11 | Appointment of Deloitte & Touche LLP, Chartered Accountants, as Auditors for the ensuing year and authorize the Directors to fix the Auditor s remuneration | Mgmt | N/A | For | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
JNR Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
JNN | CINS 465927101 | 07/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Appoint Twigg & Company As The Auditors Of The Company | Mgmt | For | For | For |
2 | Authorize The Directors To Fix The Auditors Remuneration | Mgmt | For | For | For |
3 | Elect Richard Kusmirski As A Director For The Ensuing Year | Mgmt | For | Against | Against |
4 | Elect Tracy Hurley As A Director For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Leslie Beck As A Director For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Ron Hochstein As A Director For The Ensuing Year | Mgmt | For | For | For |
7 | Elect David Billard As A Director For The Ensuing Year | Mgmt | For | For | For |
8 | Approve And Ratify The Company’s Existing Stock Option Plan | Mgmt | For | For | For |
9 | Transact Such Other Business | Mgmt | For | Against | Against |
Jovian Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
JOV | CINS 481158202 | 08/12/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Approve To Fix The Number Of Directors At 9 | Mgmt | For | For | For |
2 | Elect Philip Armstrong As A Director | Mgmt | For | Against | Against |
3 | Elect Richard Hallisey As A Director | Mgmt | For | For | For |
4 | Elect Melvin MacRae As A Director | Mgmt | For | For | For |
5 | Elect John McKimm As A Director | Mgmt | For | For | For |
6 | Elect Larry Moeller As A Director | Mgmt | For | For | For |
7 | Elect Derek Nelson As A Director | Mgmt | For | For | For |
8 | Elect Laurie Pare As A Director | Mgmt | For | For | For |
9 | Elect Donald Penny As A Director | Mgmt | For | For | For |
10 | Appoint Kpmg Llp, Chartered Accountants, As The Auditors Of The Corporation, And Authorize The Directors To Fix The Auditors Remuneration | Mgmt | For | For | For |
Kazakhgold Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KZG | CINS 48667H105 | 07/15/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Kazakhstan | | |
| | | | | |
1 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | For |
2 | Reelect Aidar Assaubayev as a Director | Mgmt | For | For | For |
3 | Reelect Baurzhan Assaubayev as a Director | Mgmt | For | For | For |
4 | Reelect Kanat Assaubayev as a Director | Mgmt | For | For | For |
5 | Approve BDO Stoy Hayward LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
6 | Increase Authorized Share Capital by 100,000,000 New Shares | Mgmt | For | For | For |
Kilo Goldmines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KGL | CINS 49427Y107 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Amendment to Stock Option Plan | Mgmt | For | For | For |
7 | Authority to Amend Board Size | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Kings Minerals NL
Ticker | Security ID: | Meeting Date | Meeting Status |
KMN | CINS Q5324K105 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Re-elect Dudley Leitch | Mgmt | For | For | For |
4 | Elect Robert Bell | Mgmt | For | For | For |
5 | Ratify Placement of Securities | Mgmt | For | For | For |
6 | Ratify Placement of Securities | Mgmt | For | For | For |
7 | Equity Grant (NED Richard Keevers) | Mgmt | For | Against | Against |
8 | Equity Grant (NED Robert Bell) | Mgmt | For | Against | Against |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Re-elect Peter McAleer | Mgmt | For | For | For |
3 | Remuneration Report | Mgmt | For | Against | Against |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CUSIP 496902404 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Brough | Mgmt | For | Withhold | Against |
1.2 | Elect Tye Burt | Mgmt | For | For | For |
1.3 | Elect John Carrington | Mgmt | For | For | For |
1.4 | Elect John Huxley | Mgmt | For | For | For |
1.5 | Elect John Keyes | Mgmt | For | For | For |
1.6 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For |
1.7 | Elect George Michals | Mgmt | For | For | For |
1.8 | Elect John Oliver | Mgmt | For | For | For |
1.9 | Elect Terence Reid | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Kria Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KIA | CINS 50100Q106 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lake Shore Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LSG | CINS 510728108 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Alan Moon | Mgmt | For | For | For |
4 | Elect Arnold Klassen | Mgmt | For | For | For |
5 | Elect Daniel Innes | Mgmt | For | For | For |
6 | Elect Frank Hallam | Mgmt | For | For | For |
7 | Elect Ignacio Bustamante | Mgmt | For | For | For |
8 | Elect Ignacio Rosado | Mgmt | For | Against | Against |
9 | Elect Jonathan Gill | Mgmt | For | For | For |
10 | Elect Peter Crossgrove | Mgmt | For | Against | Against |
11 | Elect Roberto Danino | Mgmt | For | Against | Against |
12 | Elect Anthony Makuch | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Stock Option Plan Renewal | Mgmt | For | For | For |
15 | Amendments to Stock Option Plan | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Leyshon Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LRL | CINS Q55642104 | 11/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect Richard Seville | Mgmt | For | For | For |
5 | Approve Disposal | Mgmt | For | For | For |
6 | Approve Investment Policy | Mgmt | For | For | For |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP 532349107 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Re-elect Peter Cassidy | Mgmt | For | For | For |
3 | Re-elect Michael Etheridge | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Approve Termination Benefits for MD/CEO | Mgmt | For | For | For |
6 | Equity Grant (MD/CEO) | Mgmt | For | For | For |
Linear Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LRR | CINS 53566Q107 | 09/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Fix The Number Of Directors Of The Company At 5 | Mgmt | For | For | For |
2 | Elect The Board Of Directors For The Forthcoming Year As Specified | Mgmt | For | Against | Against |
3 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditors Forthe Forthcoming Year, At A Remuneration To Be Fixed By The Directors | Mgmt | For | For | For |
4 | Approve The Unallocated Stock Options, Rights Or Other Entitlements Pursuant To The Company S Stock Option Plan | Mgmt | For | Against | Against |
LINEAR METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
LRM | CINS 535671101 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | Against | Against |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
MAG Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
MAG | CINS 55903Q104 | 06/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Daniel MacInnis | Mgmt | For | For | For |
6 | Elect Jonathan Rubenstein | Mgmt | For | For | For |
7 | Elect R. Michael Jones | Mgmt | For | For | For |
8 | Elect Eric Carlson | Mgmt | For | For | For |
9 | Elect Peter Megaw | Mgmt | For | For | For |
10 | Elect Derek White | Mgmt | For | For | For |
11 | Elect Richard Colterjohn | Mgmt | For | For | For |
12 | Elect Frank Hallam | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
15 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Malbex Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBG | CINS 56108E102 | 03/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Share Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Malbex Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBG | CINS ADPC00685 | 03/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Share Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Marengo Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MGO | CINS Q5797M109 | 11/05/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | Against | Against |
4 | Re-elect John Horan | Mgmt | For | For | For |
5 | Re-elect Elizabeth Martin | Mgmt | For | For | For |
6 | Ratify Issue of Securities | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Marengo Mining Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
MGO | CINS Q5797M109 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Australia | | |
| | | | | |
1 | Approve the Issuance of Up to 172.5 Million Shares at an Issue Price of at Least 80 Percent of the Average Market Price of the Company’s Shares Over the Last Five Trading Days Prior to the Execution of a Customary Agency Agreement or Issue of a Prospectus | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R209 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00744 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00745 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Medoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00743 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jaime Branger | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | For | For |
5 | Elect Robert Doyle | Mgmt | For | For | For |
6 | Elect John Hick | Mgmt | For | For | For |
7 | Elect Augusto Lopez | Mgmt | For | For | For |
8 | Elect J. Randall Martin | Mgmt | For | For | For |
9 | Elect Robert Metcalfe | Mgmt | For | For | For |
10 | Elect Keith Morrison | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
14 | Share Consolidation | Mgmt | For | For | For |
Metallic Ventures Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MVG | CINS 591253109 | 02/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Amendments to Articles Regarding Residency Requirements | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Mindoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MIO | CINS ADPC00765 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jon Dugdale | Mgmt | For | For | For |
4 | Elect A. Robson Garden | Mgmt | For | Against | Against |
5 | Elect James Climie | Mgmt | For | For | For |
6 | Elect Oscar Reyes | Mgmt | For | Against | Against |
7 | Elect Doug Frondall | Mgmt | For | For | For |
8 | Elect Robert Sarcher | Mgmt | For | For | For |
9 | Elect John Tosney | Mgmt | For | For | For |
10 | Elect Howard Walker | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Amendment to By-Law No. 2 | Mgmt | For | Against | Against |
14 | Amendments to Articles Regarding Meeting Location | Mgmt | For | For | For |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Mindoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MIO | CINS ADPC00766 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jon Dugdale | Mgmt | For | For | For |
4 | Elect A. Robson Garden | Mgmt | For | Against | Against |
5 | Elect James Climie | Mgmt | For | For | For |
6 | Elect Oscar Reyes | Mgmt | For | Against | Against |
7 | Elect Doug Frondall | Mgmt | For | For | For |
8 | Elect Robert Sarcher | Mgmt | For | For | For |
9 | Elect John Tosney | Mgmt | For | For | For |
10 | Elect Howard Walker | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Amendment to By-Law No. 2 | Mgmt | For | Against | Against |
14 | Amendments to Articles Regarding Meeting Location | Mgmt | For | For | For |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Mines Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MGN | CUSIP 603432105 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jerry G. Pogue | Mgmt | For | For | For |
1.2 | Elect Robert L. Russell | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
Mines Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MGN | CINS 603432105 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Jerry G. Pogue | Mgmt | For | For | For |
2 | Elect Robert L. Russell | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Mirasol Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRZ | CINS 604680108 | 11/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Mary Little | Mgmt | For | Against | Against |
4 | Elect Timothy Heenan | Mgmt | For | For | For |
5 | Elect Douglas Silver | Mgmt | For | For | For |
6 | Elect Nick DeMare | Mgmt | For | Against | Against |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Renewal of Share Option Plan | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Moss Lake Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 619906100 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Moto Goldmines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MGL | CINS 61981U108 | 10/09/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger Agreement | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Moto Goldmines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MGL | CINS 61981U108 | 08/05/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Approve The Arrangement Pursuant To Division 5 Of Part 9 of the Business Corporations Act [the Bcbca], Which Arrangement As Specified And Pursuant To Which Moto Will Become A Wholly-owned Subsidiary Of Red Back Mining Inc | Mgmt | For | Against | Against |
Moydow Mines International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MOY | CINS 62472V100 | 01/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Plan of Arrangement | Mgmt | For | For | For |
3 | Extension of Stock Option Expiry Dates | Mgmt | For | Against | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Natasa Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS Q6518N111 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Capital Reduction | Mgmt | For | For | For |
3 | Approve Transfer of Assets & Liabilities of the Company to Newco | Mgmt | For | For | For |
4 | Approve Change of Company Type | Mgmt | For | For | For |
Nautilus Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NUS | CINS 639097104 | 06/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Stephen Rogers | Mgmt | For | For | For |
5 | Elect A. Geoffrey Loudon | Mgmt | For | For | For |
6 | Elect David De Witt | Mgmt | For | For | For |
7 | Elect Russell Debney | Mgmt | For | For | For |
8 | Elect Matthew Hammond | Mgmt | For | For | For |
9 | Elect Cynthia Thomas | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
NEW GOLD INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
NGD | CUSIP 644535106 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect James Estey | Mgmt | For | For | For |
2.2 | Elect Robert Gallagher | Mgmt | For | For | For |
2.3 | Elect Vahan Kololian | Mgmt | For | For | For |
2.4 | Elect Martyn Konig | Mgmt | For | For | For |
2.5 | Elect Pierre Lassonde | Mgmt | For | For | For |
2.6 | Elect Craig Nelsen | Mgmt | For | For | For |
2.7 | Elect Randall Oliphant | Mgmt | For | Withhold | Against |
2.8 | Elect Ian Telfer | Mgmt | For | For | For |
2.9 | Elect Raymond Threlkeld | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
New Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NGD | CINS 644535106 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect James Estey | Mgmt | For | For | For |
5 | Elect Robert Gallagher | Mgmt | For | For | For |
6 | Elect Vahan Kololian | Mgmt | For | For | For |
7 | Elect Martyn Konig | Mgmt | For | For | For |
8 | Elect Pierre Lassonde | Mgmt | For | For | For |
9 | Elect Craig Nelsen | Mgmt | For | For | For |
10 | Elect Randall Oliphant | Mgmt | For | Against | Against |
11 | Elect Ian Telfer | Mgmt | For | For | For |
12 | Elect Raymond Threlkeld | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
New Pacific Metals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
NUX | CINS 647823103 | 11/27/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Rui Feng | Mgmt | For | Against | Against |
6 | Elect Ludgero Duarte | Mgmt | For | For | For |
7 | Elect Joanne Yan | Mgmt | For | Against | Against |
8 | Elect Shating Shen | Mgmt | For | For | For |
9 | Elect Jack Austin | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
12 | Ratification of Board and Management Acts | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
NGEX Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | CINS ADPV13290 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Wojtek Wodzicki | Mgmt | For | For | For |
4 | Elect William Rand | Mgmt | For | Against | Against |
5 | Elect Lukas Lundin | Mgmt | For | Against | Against |
6 | Elect Paul Conibear | Mgmt | For | Against | Against |
7 | Elect Michael Winn | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
NGEx Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | CINS 13585W105 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Wojtek A. Wodzicki As A Director For The Ensuing Year | Mgmt | For | For | For |
2 | Elect William A. Rand As A Director For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Lukas H. Lundin As A Director For The Ensuing Year | Mgmt | For | For | For |
4 | Elect John H. Craig As A Director For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Paul K. Conibear As A Director For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Lee A. Graber As A Director For The Ensuing Year | Mgmt | For | For | For |
7 | Elect J. Patricio Jones As A Director For The Ensuing Year | Mgmt | For | For | For |
8 | Re-appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditorsof The Corporation For The Ensuing Year | Mgmt | For | For | For |
9 | Authorize The Directors To Fix The Remuneration To Be Paid To The Auditors | Mgmt | For | For | For |
10 | Amend The Articles Of Continuance Of The Corporation To Effect A Change In The Name Of The Corporation As Specified | Mgmt | For | For | For |
11 | Transact Any Other Business | Mgmt | For | Against | Against |
North American Tungsten Corporation Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NTC | CINS 656914108 | 03/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Kenneth Collison | Mgmt | For | For | For |
5 | Elect Ronald Erickson | Mgmt | For | For | For |
6 | Elect Kurt Heikkila | Mgmt | For | For | For |
7 | Elect Allan Krasnick | Mgmt | For | For | For |
8 | Elect Wayne Lenton | Mgmt | For | Against | Against |
9 | Elect Stephen Leahy | Mgmt | For | For | For |
10 | Elect Bryce Porter | Mgmt | For | For | For |
11 | Elect Christina Scott | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
14 | Stock Option Plan Renewal | Mgmt | For | For | For |
15 | Amendments to Articles | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
North Arrow Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NAR | CINS 657280103 | 09/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Fix The Number Of Directors At 5 | Mgmt | For | For | For |
2 | Elect Mr. Thomas, D. Grenville As A Director For The Ensuring Year | Mgmt | For | For | For |
3 | Elect Mr. Amstrong, Kenneth A. As A Director For The Ensuring Year | Mgmt | For | For | For |
4 | Elect Mr. Clarke, Gordon As A Director For The Ensuring Year | Mgmt | For | Against | Against |
5 | Elect Mr. Covello, Louis As A Director For The Ensuring Year | Mgmt | For | For | For |
6 | Elect Mr. Murdoch, Blair As A Director For The Ensuring Year | Mgmt | For | For | For |
7 | Appoint Davidson & Company Llp, Chartered Accountants As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
8 | Ratify The Company S Existing 10% Rolling Stock Option Plan, As Required Bythe Tsx Venture Exchange On An Annual Basis | Mgmt | For | For | For |
9 | Approve The Creation Of A Control Person Within The Meaning Of The Policies Ofthe Tsx Venture Exchange, As Described In The Management Proxy Circular Dated19 Aug 2009 | Mgmt | For | For | For |
10 | Transact Any Other Business | Mgmt | For | Against | Against |
Northern Dynasty Minerals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NDM | CINS 66510M204 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Scott Cousens | Mgmt | For | Against | Against |
4 | Elect Robert Dickinson | Mgmt | For | Against | Against |
5 | Elect David Elliott | Mgmt | For | For | For |
6 | Elect Gordon Fretwell | Mgmt | For | Against | Against |
7 | Elect Russell Hallbauer | Mgmt | For | Against | Against |
8 | Elect Wayne Kirk | Mgmt | For | Against | Against |
9 | Elect Stephen Scott | Mgmt | For | For | For |
10 | Elect Marchand Snyman | Mgmt | For | Against | Against |
11 | Elect Ronald Thiessen | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Amendments to Articles Regarding Paperless Share Transfer | Mgmt | For | For | For |
14 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
Odyssey Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ODX | CINS 67612V100 | 06/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Elect James Crombie | Mgmt | For | For | For |
3 | Elect David Fennell | Mgmt | For | Against | Against |
4 | Elect Mark Goodman | Mgmt | For | Against | Against |
5 | Elect Carmelo Marrelli | Mgmt | For | For | For |
6 | Elect George Mihaleto | Mgmt | For | For | For |
7 | Elect Gerald Riverin | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CUSIP 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Andrey Zaytsev | Mgmt | For | For | For |
4 | Elect Olga Rompel | Mgmt | For | Abstain | Against |
5 | Elect Alexander Spektor | Mgmt | For | Abstain | Against |
6 | Elect Oleg Cherney | Mgmt | For | Abstain | Against |
7 | Elect Alexey Shaimardanov | Mgmt | For | Abstain | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
10 | Approval of Liability Insurance | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CUSIP 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Anton Averin | Mgmt | N/A | Abstain | N/A |
2 | Elect Pavel Grachev | Mgmt | N/A | Abstain | N/A |
3 | Elect Evgeny Ivanov | Mgmt | N/A | Abstain | N/A |
4 | Elect Anna Kolonchina | Mgmt | N/A | Abstain | N/A |
5 | Elect Oleg Lipatov | Mgmt | N/A | Abstain | N/A |
6 | Elect Patrick Gillford | Mgmt | N/A | For | N/A |
7 | Elect Alexander Mosionzhik | Mgmt | N/A | Abstain | N/A |
8 | Elect Mikhail Prokhorov | Mgmt | N/A | Abstain | N/A |
9 | Elect Zumrud Rustamova | Mgmt | N/A | Abstain | N/A |
10 | Elect Ekaterina Salnikova | Mgmt | N/A | Abstain | N/A |
11 | Elect Valery Senko | Mgmt | N/A | Abstain | N/A |
12 | Elect Michail Sosnovskiy | Mgmt | N/A | Abstain | N/A |
13 | Elect Maxim Finsky | Mgmt | N/A | Abstain | N/A |
OJSC Polyus Gold
Ticker | Security ID: | Meeting Date | Meeting Status |
PLZL | CINS 678129107 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Anton Averin | Mgmt | For | Abstain | Against |
5 | Elect Pavel Grachev | Mgmt | For | Abstain | Against |
6 | Elect Evgeny Ivanov | Mgmt | For | Abstain | Against |
7 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against |
8 | Elect Oleg Lipatov | Mgmt | For | Abstain | Against |
9 | Elect Patrick Gillford | Mgmt | For | For | For |
10 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against |
11 | Elect Mikhail Prokhorov | Mgmt | For | Abstain | Against |
12 | Elect Zumrud Rustamova | Mgmt | For | Abstain | Against |
13 | Elect Ekaterina Salnikova | Mgmt | For | Abstain | Against |
14 | Elect Valery Senko | Mgmt | For | Abstain | Against |
15 | Elect Michail Sosnovskiy | Mgmt | For | Abstain | Against |
16 | Elect Maxim Finsky | Mgmt | For | Abstain | Against |
17 | Elect Andrey Zaytsev | Mgmt | For | For | For |
18 | Elect Olga Rompel | Mgmt | For | Abstain | Against |
19 | Elect Alexander Spektor | Mgmt | For | Abstain | Against |
20 | Elect Oleg Cherney | Mgmt | For | Abstain | Against |
21 | Elect Alexey Shaimardanov | Mgmt | For | Abstain | Against |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
24 | Approval of Liability Insurance | Mgmt | For | For | For |
25 | Directors’ Fees | Mgmt | For | For | For |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Olivut Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
OLV | CINS 681103107 | 02/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Leni Keough | Mgmt | For | For | For |
4 | Elect Sharon Dowdall | Mgmt | For | For | For |
5 | Elect Craig Reith | Mgmt | For | For | For |
6 | Elect Sargent Berner | Mgmt | For | For | For |
7 | Elect Leon Daniels | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Share Option Plan Renewal | Mgmt | For | For | For |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jon Morda | Mgmt | For | For | For |
3 | Elect Leslie Robinson | Mgmt | For | Against | Against |
4 | Set the Term of Office to Three Years (Jon Morda and Leslie Robinson) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Issuance of Notes and Warrants | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Ratification of Issuance of Shares to Alchemy Resources | Mgmt | For | For | For |
9 | Stock Option Grant to Directors | Mgmt | For | Against | Against |
10 | Stock Option Grant to Officer | Mgmt | For | Against | Against |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
12 | Conversion Price Adjustment | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00773 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS G6777T156 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ORSU METALS CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS G6777T131 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Virgin Isl (UK) | | |
| | | | | |
1 | Ratify PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Mgmt | For | For | For |
2 | Elect Directors (Bundled) | Mgmt | For | Against | Against |
3 | Approve Stock Option Plan | Mgmt | For | Against | Against |
4 | Approve Sale of Company Assets | Mgmt | For | For | For |
Pacific North West Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PFN | CINS 694916107 | 08/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 5 | Mgmt | For | For | For |
2 | Elect Harry Barr As A Director For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Linda Holmes As A Director For The Ensuing Year | Mgmt | For | For | For |
4 | Elect Jordan Point As A Director For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Dennis Hop As A Director For The Ensuing Year | Mgmt | For | For | For |
6 | Elect John Londry As A Director For The Ensuing Year | Mgmt | For | For | For |
7 | Re-appoint James Stafford, Inc, Chartered Accounts, As The Auditors Of The Company For The Ensuing Year, And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
8 | Ratify The Actions, Deeds And Conduct Of The Directors On Behalf Of The Company Since The Date Of The Last AGM | Mgmt | For | For | For |
9 | Approve, By Disinterested Shareholders, Amendment[s] To Stock Options Grantedto Insiders, Employees And Service Providers | Mgmt | For | Against | Against |
10 | Approve, By Disinterested Shareholders, The Sale Of The Nixon Fork Gold Project | Mgmt | For | For | For |
11 | Approve, By Disinterested Shareholders, Investments By The Company In Other Companies And The Companies That Are, Or Will Be Affiliated To The Company | Mgmt | For | Against | Against |
12 | Transact Any Other Business | Mgmt | For | Against | Against |
Pacific Rim Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PMU | CINS 694915208 | 08/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Fix Number of Directors at Five | Mgmt | For | For | For |
2.1 | Elect Director Catherine McLeod-Seltzer | Mgmt | For | For | For |
2.2 | Elect Director Thomas Shrake | Mgmt | For | For | For |
2.3 | Elect Director William Myckatyn | Mgmt | For | Against | Against |
2.4 | Elect Director David Fagin | Mgmt | For | For | For |
2.5 | Elect Director Anthony Petrina | Mgmt | For | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Approve Shareholder Rights Plan | Mgmt | For | Against | Against |
5 | Approve Unallocated Options Under the Evergreen 10% Stock Option Plan | Mgmt | For | Against | Against |
6 | Amend Stock Option Plan | Mgmt | For | For | For |
7 | Amend Terms of Outstanding Warrants | Mgmt | For | For | For |
8 | Other Business | Mgmt | For | Against | Against |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | Against | Against |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | For | For |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Alexander Bialer | Mgmt | For | For | For |
14 | Elect Victor Rivera | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PACIFIC RUBIALES ENERGY CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U123 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Warrants | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Pan African Resources PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
PAF | CINS G9617B104 | 12/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Jan Nelson | Mgmt | For | For | For |
3 | Elect Keith Spencer | Mgmt | For | Against | Against |
4 | Elect Cyril Ramaphosa | Mgmt | For | Against | Against |
5 | Elect Rowan Smith | Mgmt | For | Against | Against |
6 | Elect Cobus Loots | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Amendments to Articles Regarding Authorised Capital | Mgmt | For | For | For |
12 | Adoption of New Articles | Mgmt | For | Abstain | Against |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Pan American Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PAA | CUSIP 697900108 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ross Beaty | Mgmt | For | For | For |
1.2 | Elect Geoffrey Burns | Mgmt | For | For | For |
1.3 | Elect Robert Pirooz | Mgmt | For | For | For |
1.4 | Elect William Fleckenstein | Mgmt | For | For | For |
1.5 | Elect Michael Maloney | Mgmt | For | For | For |
1.6 | Elect Michael Larson | Mgmt | For | For | For |
1.7 | Elect Paul Sweeney | Mgmt | For | Withhold | Against |
1.8 | Elect David Press | Mgmt | For | For | For |
1.9 | Elect Walter Segsworth | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | For | For |
PELANGIO EXPLORATION INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
PX | CINS 705646107 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Ingrid Hibbard | Mgmt | For | For | For |
4 | Elect Philip Olson | Mgmt | For | For | For |
5 | Elect A. Gordon Slade | Mgmt | For | For | For |
6 | Elect David Mosher | Mgmt | For | For | For |
7 | Elect Carl Nurmi | Mgmt | For | For | For |
8 | Elect Ian Shaw | Mgmt | For | For | For |
9 | Elect Peter Crossgrove | Mgmt | For | Against | Against |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
12 | Adoption of New By-Laws | Mgmt | For | Against | Against |
13 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Planet Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PXI | CINS 72702P104 | 02/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Platinum Group Metals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PTM | CINS 72765Q205 | 01/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect R. Michael Jones | Mgmt | For | For | For |
5 | Elect Frank Hallam | Mgmt | For | Against | Against |
6 | Elect Iain McLean | Mgmt | For | For | For |
7 | Elect Barry Smee | Mgmt | For | For | For |
8 | Elect Eric Carlson | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Platte River Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
| | 02/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | To approve the arrangement involving the Company and Scorpio Mining Corporation under Section 195 of the Business Corporations Act (Yukon) as described in the Management Information Circular | Mgmt | For | For | For |
Platte River Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
| | 10/07/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | To elect as Director, William Stearns Vaughan | Mgmt | For | For | For |
2 | To elect as Director, Richard Carl Lorson | Mgmt | For | For | For |
3 | To elect as Director, John Hathaway | Mgmt | For | For | For |
4 | To appoint Parker, Garber & Chesney LLP as Auditors of the Company | Mgmt | For | For | For |
5 | To authorize the Directors to fix the auditor’s remuneration | Mgmt | For | For | For |
6 | To transact such other business as may properly come before the Meeting | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 731789202 | 09/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Jsc Polymetal Charter As Amended | Mgmt | For | For | For |
2 | Miscellaneous Proposal - Company Specific | Mgmt | For | For | For |
3 | Approve The Related Interested Party Transactions | Mgmt | For | For | For |
4 | Approve Related-Party Transaction | Mgmt | For | For | For |
POLYMETAL JT STK CO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 731789202 | 09/25/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve The Transaction By Closed Subscription Of Jsc Polymetal’s Registered Shares Of The Additional Issue In Favour Of Jsc Polymetal Management Where The shares Are Placed In Accordance With The Egm Decision As Of 19 Jun 2009 | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X59432108 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 678129107 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Polyus Gold OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
OPYGY | CINS 678129107 | 09/14/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Russia | | |
| | | | | |
1 | Approve Interim Dividends of RUB 6.55 per Share for First Six Months of Fiscal 2009 | Mgmt | For | For | For |
2 | Approve Related-Party Transaction with ZAO Polyus Re: Purchase of Additional Ordinary Shares of ZAO Polyus | Mgmt | For | For | For |
Premier Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PG | CINS 74051D104 | 06/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Authority to Set and Amend Board Size | Mgmt | For | Against | Against |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Adoption of General By-law | Mgmt | For | For | For |
7 | Share Option Plan Renewal | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Q2 Gold Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 74731U104 | 09/17/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Approve To Determine The Number Of Directors At 7 | Mgmt | For | For | For |
2 | Elect Richard P. Clark As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Anthony F. Holler As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
4 | Elect G. Ross McDonald As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Brian D. McVeigh As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Dale C. Peniuk As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
7 | Elect Kenneth R. Shannon As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
8 | Elect David G. Unruh As A Director Of The Company For The Ensuing Year | Mgmt | For | For | For |
9 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants As The Auditors Of The Company For The Ensuing Year | Mgmt | For | For | For |
Queenston Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
QMI | CINS 74832E108 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect John Arnold | Mgmt | For | Against | Against |
3 | Elect Charles Bartliff | Mgmt | For | For | For |
4 | Elect Michael Brown | Mgmt | For | For | For |
5 | Elect Hugh Harbison | Mgmt | For | Against | Against |
6 | Elect Edmund Merringer | Mgmt | For | Against | Against |
7 | Elect Charles Page | Mgmt | For | For | For |
8 | Elect Barry Simmons | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Radius Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDU | CINS 750468100 | 07/23/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Elect Simon Ridgway As A Director | Mgmt | For | For | For |
2 | Elect Mario Szotlender As A Director | Mgmt | For | For | For |
3 | Elect Bradford Cooke As A Director | Mgmt | For | For | For |
4 | Elect Ralph Rushton As A Director | Mgmt | For | For | For |
5 | Elect Craig Bow As A Director | Mgmt | For | For | For |
6 | Elect Karl Gurr As A Director | Mgmt | For | For | For |
7 | Appoint Bdo Dunwoody Llp As The Auditors Of The Company For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
8 | Approve The Company’s Stock Option Plan | Mgmt | For | For | For |
9 | Transact Any Other Business | Mgmt | For | Against | Against |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
3 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
4 | Elect Robert Israel | Mgmt | N/A | For | N/A |
5 | Elect Norborne Cole | Mgmt | N/A | For | N/A |
6 | Elect Karl Voltaire | Mgmt | N/A | For | N/A |
7 | Directors’ Remuneration Report | Mgmt | N/A | For | N/A |
8 | Directors’ Fees | Mgmt | N/A | For | N/A |
9 | Appointment of Auditor | Mgmt | N/A | For | N/A |
10 | Increase in Authorised Capital | Mgmt | N/A | For | N/A |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | N/A | For | N/A |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | N/A | For | N/A |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CINS 752344309 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Jersey | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Kadri Dagdelen | Mgmt | For | For | For |
3 | Elect Philippe Lietard | Mgmt | For | For | For |
4 | Elect Robert Israel | Mgmt | For | For | For |
5 | Elect Norborne Cole | Mgmt | For | For | For |
6 | Elect Karl Voltaire | Mgmt | For | For | For |
7 | Directors’ Remuneration Report | Mgmt | For | For | For |
8 | Directors’ Fees | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Increase in Authorised Capital | Mgmt | For | For | For |
11 | Amendments to Memorandum Regarding Authorised Capital | Mgmt | For | For | For |
12 | Amendments to Articles Regarding Authorised Capital | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CINS 752344309 | 12/16/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Special | Jersey | | |
| | | | | |
1 | Approve the acquisition by Kibali [Jersey] Limited of shares in Kibali Goldmines S.P.R.L | Mgmt | N/A | N/A | N/A |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Purchase of Equity Interest | Mgmt | For | For | For |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Richard Clark | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Michael Hunt | Mgmt | For | For | For |
6 | Elect Robert Chase | Mgmt | For | Against | Against |
7 | Elect Brian Edgar | Mgmt | For | Against | Against |
8 | Elect George Brack | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Stock Option Grant | Mgmt | For | Against | Against |
12 | Amendments to By-Laws | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
RED HILL ENERGY INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RH | CINS ADPC00692 | 04/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect G. Arnold Armstrong | Mgmt | For | Against | Against |
5 | Elect John Lee | Mgmt | For | For | For |
6 | Elect Stuart Rogers | Mgmt | For | Against | Against |
7 | Elect Paul McKenzie | Mgmt | For | For | For |
8 | Elect D. Greg Hall | Mgmt | For | For | For |
9 | Elect Mel Klohn | Mgmt | For | For | For |
10 | Elect Daniel Frederiksen | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
13 | Change of Company Name | Mgmt | For | For | For |
14 | Approval of the Merger | Mgmt | For | For | For |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Reunion Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGD | CINS 76131P106 | 09/24/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1.1 | Elect Director Loraine Oxley | Mgmt | For | For | For |
1.2 | Elect Director Leanne M. Baker | Mgmt | For | For | For |
1.3 | Elect Director James A. Crombie | Mgmt | For | For | For |
1.4 | Elect Director David A. Fennell | Mgmt | For | For | For |
1.5 | Elect Director Vijay N.J. Kirpalani | Mgmt | For | For | For |
1.6 | Elect Director D. Bruce McLeod | Mgmt | For | For | For |
1.7 | Elect Director Peter B. Nixon | Mgmt | For | For | For |
2 | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
3 | Re-approval of Rolling 10% Stock Option Plan | Mgmt | For | For | For |
Revett Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RVM | CINS 761505106 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Share Consolidation | Mgmt | For | For | For |
6 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Ridge Mining plc
Ticker | Security ID: | Meeting Date | Meeting Status |
RDGMF | CINS G7570C101 | 07/06/2009 | Voted |
Meeting Type | Country of Trade | | |
Court | United Kingdom | | |
| | | | | |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of Scheme Shares | Mgmt | For | For | For |
Ridge Mining plc
Ticker | Security ID: | Meeting Date | Meeting Status |
RDGMF | CINS G7570C101 | 07/06/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United Kingdom | | |
| | | | | |
1 | Effect Scheme&Acquisition;Reduce&Increase Share Cap.;Capitalise Reserves;Issue Equity with&without Rights;Amend Art. and Memorandum of Assoc.;Cancel Admission on AIM;Re-register Company as Private Company;Change Name to Ridge Mining Ltd;Reclassify Shares | Mgmt | For | For | For |
2 | Cancel and Extinguish Each Sterling Non-Voting Non-Dividend Bearing Share of GBP 1 Each in the Capital of the Company; Amend Articles of Association Re: Share Capital | Mgmt | For | For | For |
Roca Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ROK | CINS 771183100 | 02/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Scott Broughton | Mgmt | For | Against | Against |
3 | Elect David Skerlec | Mgmt | For | Against | Against |
4 | Elect John Mirko | Mgmt | For | Against | Against |
5 | Elect Ernest Peters | Mgmt | For | For | For |
6 | Elect John Baker | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan | Mgmt | For | For | For |
9 | Repricing of Options | Mgmt | For | Against | Against |
10 | Amendments to Articles | Mgmt | For | For | For |
11 | Adoption of New Articles | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
ROCKWELL DIAMONDS INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDI | CINS 77434W103 | 10/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Bristow | Mgmt | For | For | For |
4 | Elect Mark Bristow | Mgmt | For | For | For |
5 | Elect David Copeland | Mgmt | For | Against | Against |
6 | Elect Sandile Zungu | Mgmt | For | Against | Against |
7 | Elect William Fisher | Mgmt | For | For | For |
8 | Elect Willem Jacobs | Mgmt | For | For | For |
9 | Elect Richard Linnell | Mgmt | For | For | For |
10 | Appointment of Auditor | Mgmt | For | For | For |
Romarco Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CINS 775903206 | 09/01/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 8 | Mgmt | For | For | For |
2 | Elect Diane R. Garrett As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
3 | Elect Leendert G. Krol As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
4 | Elect R.J. [Don] MacDonald As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
5 | Elect Patrick Michaels As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
6 | Elect Robert Van Doorn As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
7 | Elect Edward Van Ginkel As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
8 | Elect James R. Arnold As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
9 | Elect Chris K. Falck As A Director For Romarco For The Ensuing Year | Mgmt | For | For | For |
10 | Appoint Pricewaterhousecoopers Llp, Chartered Accountants, As The Auditors Ofthe Corporation For The Ensuing Year And Authorize The Directors To Fix Theirremuneration | Mgmt | For | For | For |
11 | Approve To Increase The Number Of Options Available For Issuance Under Romarco’s Stock Option Plan, As Specified | Mgmt | For | Against | Against |
12 | Approve An Amendment To Romarco’s Shareholder Rights Plan, As Specified | Mgmt | For | Against | Against |
Royal Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGLD | CUSIP 780287108 | 11/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Stanley Dempsey | Mgmt | For | For | For |
2 | Elect Tony Jensen | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Rubicon Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
RMX | CINS 780911103 | 05/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect David Adamson | Mgmt | For | For | For |
6 | Elect David Reid | Mgmt | For | Against | Against |
7 | Elect Bruce Thomas | Mgmt | For | For | For |
8 | Elect Christopher Bradbrook | Mgmt | For | For | For |
9 | Elect Julian Kemp | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS 782227102 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve To Set The Number Of Directors At 9 | Mgmt | For | For | For |
2 | Elect Vladimir Agapov As A Director | Mgmt | For | For | For |
3 | Elect George Salamis As A Director | Mgmt | For | For | For |
4 | Elect Andre Agapov As A Director | Mgmt | For | For | For |
5 | Elect Gordon Keep As A Director | Mgmt | For | For | For |
6 | Elect Abraham Stein As A Director | Mgmt | For | For | For |
7 | Elect Peter Hediger As A Director | Mgmt | For | For | For |
8 | Elect John Reynolds As A Director | Mgmt | For | For | For |
9 | Elect Dmitry Ushakov As A Director | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz As A Director | Mgmt | For | For | For |
11 | Appoint Grant Thornton Llp As The Auditors Of The Company For The Ensuing Yearand Authorize The Directors To Fix Their Remuneration | Mgmt | For | For | For |
12 | Re-approve The Company S Stock Option Plan Dated 10 Sep 2007 | Mgmt | For | Against | Against |
Rye Patch Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
RPM | CINS 783727100 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jonathan Challis | Mgmt | For | Against | Against |
4 | Elect Jonathan Challis | Mgmt | For | Against | Against |
5 | Elect Joe Kajszo | Mgmt | For | Against | Against |
6 | Elect Charles Russell | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Renewal of Stock Option Plan | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Rye Patch Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
RPM | CINS ADPC00730 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jonathan Challis | Mgmt | For | Against | Against |
3 | Elect William Howald | Mgmt | For | For | For |
4 | Elect Joe Kajszo | Mgmt | For | Against | Against |
5 | Elect Charles Russell | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Renewal of Stock Option Plan | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
San Anton Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
SNN | CINS 796193100 | 11/26/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Donald Christie | Mgmt | For | For | For |
4 | Elect Jeffrey Dawson | Mgmt | For | For | For |
5 | Elect Vaughn MacLellan | Mgmt | For | For | For |
6 | Elect Craig McPherson | Mgmt | For | For | For |
7 | Elect Norman Seckold | Mgmt | For | For | For |
8 | Elect Nicholas Tintor | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
SAN GOLD CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
SGR | CINS 79780P104 | 06/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amended and Restated Stock Option Plan | Mgmt | For | Against | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Scorpio Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
SPM | CINS 80917V105 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Peter Hawley | Mgmt | For | For | For |
5 | Elect D. Roger Scammell | Mgmt | For | For | For |
6 | Elect Robert Bryce | Mgmt | For | Against | Against |
7 | Elect James Henderson | Mgmt | For | Against | Against |
8 | Elect Lisa Riley | Mgmt | For | For | For |
9 | Elect Neil Seldon | Mgmt | For | For | For |
10 | Elect Ewan Mason | Mgmt | For | For | For |
11 | Elect Pierre Lacombe | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
SEMAFO Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SMF | CINS 816922108 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Bryan Coates | Mgmt | For | For | For |
3 | Elect Pierre Claver Damiba | Mgmt | For | For | For |
4 | Elect Benoit La Salle | Mgmt | For | For | For |
5 | Elect Jean Lamarre | Mgmt | For | For | For |
6 | Elect John LeBoutillier | Mgmt | For | For | For |
7 | Elect Gilles Masson | Mgmt | For | For | For |
8 | Elect Lawrence McBrearty | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | For | For |
Shore Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SGF | CINS 824901102 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Kenneth MacNeill | Mgmt | For | For | For |
4 | Elect Harvey Bay | Mgmt | For | Against | Against |
5 | Elect Arnie Hillier | Mgmt | For | For | For |
6 | Elect Robert McCallum | Mgmt | For | Against | Against |
7 | Elect A. Neil McMillan | Mgmt | For | For | For |
8 | Elect Brian Menell | Mgmt | For | Against | Against |
9 | Elect James Rothwell | Mgmt | For | For | For |
10 | Elect William Stanley | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | CINS 82835P103 | 09/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Fix Number of Directors at Seven | Mgmt | For | For | For |
2.1 | Elect Director Rui Feng | Mgmt | For | For | For |
2.2 | Elect Director Myles Gao | Mgmt | For | For | For |
2.3 | Elect Director S. Paul Simpson | Mgmt | For | For | For |
2.4 | Elect Director Greg Hall | Mgmt | For | For | For |
2.5 | Elect Director Earl Drake | Mgmt | For | For | For |
2.6 | Elect Director Yikang Liu | Mgmt | For | For | For |
2.7 | Elect Director Robert Gayton | Mgmt | For | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Ratify All Acts of Directors and Officers | Mgmt | For | For | For |
5 | Amend Stock Option Plan | Mgmt | For | Against | Against |
6 | Amend Terms of Outstanding Options | Mgmt | For | Against | Against |
Solitario Exploration & Royalty Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
XPL | CINS 8342EP107 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Mark Jones, III | Mgmt | For | Against | Against |
2 | Elect John Hainey | Mgmt | For | Against | Against |
3 | Elect Leonard Harris | Mgmt | For | Against | Against |
4 | Elect Christopher Herald | Mgmt | For | For | For |
5 | Elect Brian Labadie | Mgmt | For | Against | Against |
6 | Increase of Authorized Common Stock | Mgmt | For | Against | Against |
7 | Ratification of Auditor | Mgmt | For | For | For |
Solitario Exploration & Royalty Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
XPL | CINS ADPC00770 | 06/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Election of Mark E. Jones, III as a Director | Mgmt | N/A | Against | N/A |
2 | Election of John Hainey as a Director | Mgmt | N/A | Against | N/A |
3 | Election of Leonard Harris as a Director | Mgmt | N/A | Against | N/A |
4 | Election of Christopher E. Herald as a Director | Mgmt | N/A | For | N/A |
5 | Election of Brian Labadie as a Director | Mgmt | N/A | Against | N/A |
6 | Amend the Articles of Incorporation of the Company to increase the number of authorized shares of common stock of Solitario to 100,000,000 shares of common stock from the current 50,000,000 shares of common stock | Mgmt | N/A | Against | N/A |
7 | Ratify the appointment of Ehrhardt Keefe Steiner and Hottman PC, as Solitario s Independent Registered Public Accounting Firm for FY 2009 | Mgmt | N/A | For | N/A |
St Barbara Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
SBM | CINS Q8744Q108 | 11/19/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | For | For |
4 | Re-Elect Phillip Lockyer | Mgmt | For | For | For |
5 | Equity Grant (MD Tim Lehany) | Mgmt | For | Against | Against |
St. Andrew Goldfields Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
SAS | CINS 787188507 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Herbert Abramson | Mgmt | For | Against | Against |
4 | Elect Stephen Burns | Mgmt | For | For | For |
5 | Elect Graham Farquharson | Mgmt | For | For | For |
6 | Elect Louis Gignac | Mgmt | For | Against | Against |
7 | Elect Paul Jones | Mgmt | For | For | For |
8 | Elect Bernard Kraft | Mgmt | For | For | For |
9 | Elect Jacques Perron | Mgmt | For | For | For |
10 | Elect Warren Seyffert | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
St. Andrew Goldfields Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
SAS | CINS ADPC00710 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Herbert Abramson | Mgmt | For | Against | Against |
4 | Elect Stephen Burns | Mgmt | For | For | For |
5 | Elect Graham Farquharson | Mgmt | For | For | For |
6 | Elect Louis Gignac | Mgmt | For | Against | Against |
7 | Elect Paul Jones | Mgmt | For | For | For |
8 | Elect Bernard Kraft | Mgmt | For | For | For |
9 | Elect Jacques Perron | Mgmt | For | For | For |
10 | Elect Warren Seyffert | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Staccato Gold Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CINS 85232R101 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Staccato Gold Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CINS ADPC00727 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Acquisition | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Staccato Gold Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CINS ADPC00728 | 05/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Acquisition | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CUSIP 861281103 | 12/01/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | For | For | For |
2.1 | Elect Marcus New | Mgmt | For | For | For |
2.2 | Elect David Caddey | Mgmt | For | For | For |
2.3 | Elect Stephen Zacharias | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Issue Common Stock to Settle Outstanding Debts | Mgmt | For | For | For |
5 | Share Consolidation | Mgmt | For | For | For |
6 | Authority to Sell Company Assets | Mgmt | For | For | For |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CINS 861281103 | 12/01/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | United States | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors | Mgmt | For | For | For |
3 | Elect Marcus New | Mgmt | For | For | For |
4 | Elect David Caddey | Mgmt | For | For | For |
5 | Elect Stephen Zacharias | Mgmt | For | For | For |
6 | Authority to Issue Common Stock to Settle Outstanding Debts | Mgmt | For | For | For |
7 | Authority to Issue Common Stock to Settle Outstanding Debts | Mgmt | For | For | For |
8 | Share Consolidation | Mgmt | For | For | For |
9 | Authority to Sell Company Assets | Mgmt | For | For | For |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CUSIP 861281103 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Change of Company Name | Mgmt | For | For | For |
Stockhouse Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
STKH | CINS 861281103 | 12/29/2009 | Voted |
Meeting Type | Country of Trade | | |
Mix | United States | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors | Mgmt | For | For | For |
3 | Elect Marcus New | Mgmt | For | For | For |
4 | Elect David Caddey | Mgmt | For | For | For |
5 | Elect Stephen Zacharias | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Authority to Issue Common Stock to Settle Outstanding Debts | Mgmt | For | For | For |
8 | Share Consolidation | Mgmt | For | For | For |
9 | Authority to Sell Company Assets | Mgmt | For | For | For |
Strikepoint Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SKP | CINS 86332K103 | 05/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Strongbow Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SBW | CINS 863363107 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect D. Grenville Thomas | Mgmt | For | For | For |
5 | Elect Kenneth Armstrong | Mgmt | For | For | For |
6 | Elect Keith Christofferson | Mgmt | For | For | For |
7 | Elect Ronald Netolitzky | Mgmt | For | Against | Against |
8 | Elect A. Brian Peckford | Mgmt | For | For | For |
9 | Elect Eira Thomas | Mgmt | For | For | For |
10 | Elect William Wolfe | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Stock Option Plan Renewal | Mgmt | For | For | For |
14 | Transaction of Other Business | Mgmt | For | Against | Against |
Temex Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
TME | CINS 87971U105 | 08/06/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve Parker Simone LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
2 | Elect Ian Campbell, Bruce Durham, Angus Footman, Peter Akerley, and Nelson Baker as Directors | Mgmt | For | For | For |
3 | Re-approval of Rolling 10% Stock Option Plan | Mgmt | For | For | For |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
TMC | CINS G8943R122 | 07/31/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United Kingdom | | |
| | | | | |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 2,000,000 to GBP 2,793,975 | Mgmt | For | For | For |
2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,292,310 | Mgmt | For | Against | Against |
3 | Subject to and Conditional Upon Resolution 2 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 600,000 in Respect of the Placing; Otherwise up to GBP 311,538 | Mgmt | For | Against | Against |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
TMC | CINS G8943R122 | 10/08/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Reginald Eccles | Mgmt | For | For | For |
4 | Elect Constantine Thanassoulas | Mgmt | For | For | For |
5 | Elect Jason Cheng | Mgmt | For | For | For |
6 | Amendment to Articles Regarding Electronic Communication | Mgmt | For | For | For |
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Adoption of New Articles | Mgmt | For | Against | Against |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Underworld Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
UW | CINS 90443P100 | 03/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Adrian Fleming | Mgmt | For | For | For |
4 | Elect Darryl Cardey | Mgmt | For | Against | Against |
5 | Elect Marcel de Groot | Mgmt | For | For | For |
6 | Elect Robert McLeod | Mgmt | For | For | For |
7 | Elect Jeff Sundar | Mgmt | For | Against | Against |
8 | Elect Michael Williams | Mgmt | For | Against | Against |
9 | Elect Christopher Herald | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan | Mgmt | For | For | For |
12 | Adoption of New Articles | Mgmt | For | Against | Against |
Uranium North Resources Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 917016107 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Maynard Brown | Mgmt | For | Against | Against |
5 | Elect Daniel Faure | Mgmt | For | For | For |
6 | Elect Mark Kolebaba | Mgmt | For | For | For |
7 | Elect Geir Liland | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
11 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Vaaldiam Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VAA | CINS 918471103 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jean Charles Potvin | Mgmt | For | For | For |
4 | Elect Mario Caron | Mgmt | For | Against | Against |
5 | Elect Roland Bertin | Mgmt | For | For | For |
6 | Elect Robert Jackson | Mgmt | For | For | For |
7 | Elect Eric Roblin | Mgmt | For | For | For |
8 | Elect Qinghua Lu | Mgmt | For | Against | Against |
9 | Elect Stephen Woodhead | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Incentive Plan | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Vaaldiam Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
VAA | CINS 918474206 | 03/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Reduce Share Capital | Mgmt | For | For | For |
3 | Merger | Mgmt | For | For | For |
4 | Equity Grant | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Valley High Ventures Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
VHV | CINS 919908103 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Robert Cameron | Mgmt | For | Against | Against |
4 | Elect Alan Stephens | Mgmt | For | Against | Against |
5 | Elect Ray Strafehl | Mgmt | For | Against | Against |
6 | Elect Kathrine MacDonald | Mgmt | For | Against | Against |
7 | Elect David Watkins | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Verena Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 922931100 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan | Mgmt | For | For | For |
7 | Change of Company Name | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Verena Minerals Holdings Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00779 | 06/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan | Mgmt | For | For | For |
6 | Change of Company Name | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Verona Development Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VDC | CINS 924878101 | 10/30/2009 | Unvoted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | N/A | N/A |
5 | Elect Rod Husband | Mgmt | For | N/A | N/A |
6 | Elect Alexander Korelin | Mgmt | For | N/A | N/A |
7 | Elect Daniel Pisenti | Mgmt | For | N/A | N/A |
8 | Elect Juraj Adamec | Mgmt | For | N/A | N/A |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | N/A | N/A |
10 | Renewal of Stock Option Plan | Mgmt | For | N/A | N/A |
11 | Ratification of Board Acts | Mgmt | For | N/A | N/A |
12 | Private Placement | Mgmt | For | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
VG Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VG | CINS 918216102 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
VG Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VG | CINS ADPC00758 | 06/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
VG Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VG | CINS 918216102 | 08/31/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Approve Segal LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
2 | Elect Thomas W. Meredith, Robin Dunbar, Declan Costelloe and John Tait as Directors | Mgmt | For | Against | Against |
3 | Approve Issuance of Units in One or More Private Placements | Mgmt | For | For | For |
Victoria Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VIT | CINS 92625W101 | 07/22/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Fix Number of Directors at Six | Mgmt | For | For | For |
2 | Elect Chad Williams, Hugh A. Agro, T. Sean Harvey, John McConnell, Michael McInnis and Leendert Krol as Directors | Mgmt | For | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Re-approval of Rolling 10% Stock Option Plan | Mgmt | For | For | For |
Virginia Mines Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 927864108 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Ratification of Stock Option Grants | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Wallbridge Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
WM | CINS 932397102 | 04/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Wesdome Gold Mines Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
WDO | CINS 95083R100 | 05/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
West Timmins Mining Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
WTM | CINS 95628P106 | 08/13/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual/Special | Canada | | |
| | | | | |
1 | Fix Number of Directors at Eight | Mgmt | For | For | For |
2.1 | Elect Director Darin W. Wagner | Mgmt | For | For | For |
2.2 | Elect Director Wayne J. O’Connor | Mgmt | For | For | For |
2.3 | Elect Director Frank R. Hallam | Mgmt | For | For | For |
2.4 | Elect Director Eric H. Carlson | Mgmt | For | For | For |
2.5 | Elect Director Peter A. Crossgrove | Mgmt | For | For | For |
2.6 | Elect Director Thor E. Eaton | Mgmt | For | For | For |
2.7 | Elect Director R. Michael Jones | Mgmt | For | For | For |
2.8 | Elect Director Timothy J. Ryan | Mgmt | For | For | For |
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
4 | Approve Shareholder Rights Plan | Mgmt | For | Against | Against |
5 | Re-approval of Rolling 9% Stock Option Plan | Mgmt | For | Against | Against |
WEST TIMMINS MINING INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
WTM | CINS 95628P106 | 11/04/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Western Copper Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
WRN | CINS 95805Y102 | 06/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Dale Corman | Mgmt | For | For | For |
5 | Elect Robert Byford | Mgmt | For | For | For |
6 | Elect Robert Gayton | Mgmt | For | Against | Against |
7 | Elect Klaus Zeitler | Mgmt | For | Against | Against |
8 | Elect Ian Watson | Mgmt | For | For | For |
9 | Elect David Williams | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Yamana Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
YRI | CUSIP 98462Y100 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Peter Marrone | Mgmt | For | For | For |
1.2 | Elect Patrick Mars | Mgmt | For | Withhold | Against |
1.3 | Elect Juvenal Mesquita Filho | Mgmt | For | Withhold | Against |
1.4 | Elect Antenor Silva, Jr. | Mgmt | For | For | For |
1.5 | Elect Nigel Lees | Mgmt | For | Withhold | Against |
1.6 | Elect Dino Titaro | Mgmt | For | For | For |
1.7 | Elect John Begeman | Mgmt | For | For | For |
1.8 | Elect Robert Horn | Mgmt | For | For | For |
1.9 | Elect Richard Graff | Mgmt | For | For | For |
1.10 | Elect Carl Renzoni | Mgmt | For | For | For |
1.11 | Elect Alexander Davidson | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
ZHAOJIN MINING INDUSTRY CO LTD
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS Y988A6104 | 07/10/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Approve Application of the Remaining Proceeds Received from the Global Offering of Approximately HK$526.0 Million for Future Acquisition of Domestic and Overseas Gold Mines | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 02/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Articles: Article 3.5 | Mgmt | For | For | For |
3 | Amendments to Articles: Article 10.1 | Mgmt | For | For | For |
4 | Amendments to Articles: Article 10.2 | Mgmt | For | For | For |
5 | Amendments to Articles: Article 13.2 | Mgmt | For | For | For |
6 | Amendments to Articles: Article 14.1 | Mgmt | For | For | For |
7 | Elect LU Dongshang | Mgmt | For | For | For |
8 | Elect WANG Peifu | Mgmt | For | For | For |
9 | Elect LIANG Xinjun | Mgmt | For | For | For |
10 | Elect CONG Jianmao | Mgmt | For | For | For |
11 | Elect WENG Zhanbin | Mgmt | For | For | For |
12 | Elect WU Zhongqing | Mgmt | For | For | For |
13 | Elect CHEN Guoping | Mgmt | For | For | For |
14 | Elect YAN Hongbo | Mgmt | For | For | For |
15 | Elect YE Tianzhu | Mgmt | For | For | For |
16 | Elect CHEN Jinrong | Mgmt | For | For | For |
17 | Elect Jojo CHOY Sze Chung | Mgmt | For | For | For |
18 | Elect WANG Xiaojie | Mgmt | For | For | For |
19 | Elect JIN Ting | Mgmt | For | For | For |
20 | Fees of Directors and Supervisors | Mgmt | For | For | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds World Precious Minerals Segregated Account
Date of fiscal year end: 06/30/2010
In all markets, for all statuses, for
Key-
AngloGold Ashanti Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
AU | CUSIP 035128206 | 07/30/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | South Africa | | |
| | | | | |
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | Mgmt | For | For | For |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP G73740113 | 12/16/2009 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Purchase of Equity Interest | Mgmt | For | For | For |
Royal Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGLD | CUSIP 780287108 | 11/18/2009 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Stanley Dempsey | Mgmt | For | For | For |
2 | Elect Tony Jensen | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
U.S. GLOBAL INVESTORS FUNDS
By: | /s/ Frank E. Holmes | |
| Frank E. Holmes |
| President, Chief Executive Officer |
| |
Date: | August 18, 2010 |
