UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-1800
Name of Registrant:
U.S. Global Investors Funds
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229
Name and address of agent of service:
The Corporation Trust Company
1209 Orange Street
Wilmington, Delaware 19801
County of New Castle
Registrant’s telephone number including area code:
(210) 308-1234
Date of fiscal year end:
12/31
Date of reporting period:
07/01/2011 - 06/30/2012
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds All American Equity Fund
Date of fiscal year end: 12/31
Aetna Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AET | | CUSIP 00817Y108 | | 05/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Fernando Aguirre | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark Bertolini | | Mgmt | | For | | For | | For |
| 3 | | Elect Frank Clark, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Betsy Cohen | | Mgmt | | For | | For | | For |
| 5 | | Elect Molly Coye | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Roger Farah | | Mgmt | | For | | For | | For |
| 7 | | Elect Barbara Franklin | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey Garten | | Mgmt | | For | | For | | For |
| 9 | | Elect Ellen Hancock | | Mgmt | | For | | For | | For |
| 10 | | Elect Richard Harrington | | Mgmt | | For | | For | | For |
| 11 | | Elect Edward Ludwig | | Mgmt | | For | | For | | For |
| 12 | | Elect Joseph Newhouse | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Agilent Technologies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| A | | CUSIP 00846U101 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert Herbold | | Mgmt | | For | | For | | For |
| 2 | | Elect KOH Boon Hwee | | Mgmt | | For | | For | | For |
| 3 | | Elect William Sullivan | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
American Tower Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMT | | CUSIP 03027X100 | | 06/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Raymond Dolan | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald Dykes | | Mgmt | | For | | For | | For |
| 3 | | Elect Carolyn Katz | | Mgmt | | For | | For | | For |
| 4 | | Elect Gustavo Lara Cantu | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect JoAnn Reed | | Mgmt | | For | | For | | For |
| 6 | | Elect Pamela Reeve | | Mgmt | | For | | For | | For |
| 7 | | Elect David Sharbutt | | Mgmt | | For | | For | | For |
| 8 | | Elect James Taiclet, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Samme Thompson | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
American Tower Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMT | | CUSIP 029912201 | | 11/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Reorganization | | Mgmt | | For | | For | | For |
| 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
AMGEN Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMGN | | CUSIP 031162100 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Baltimore | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Francois de Carbonnel | | Mgmt | | For | | For | | For |
| 5 | | Elect Vance Coffman | | Mgmt | | For | | For | | For |
| 6 | | Elect Rebecca Henderson | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank Herringer | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Tyler Jacks | | Mgmt | | For | | For | | For |
| 9 | | Elect Gilbert Omenn | | Mgmt | | For | | For | | For |
| 10 | | Elect Judith Pelham | | Mgmt | | For | | For | | For |
| 11 | | Elect J. Paul Reason | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Leonard Schaeffer | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Kevin Sharer | | Mgmt | | For | | For | | For |
| 14 | | Elect Ronald Sugar | | Mgmt | | For | | Against | | Against |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 17 | | Authorize Shareholder Action by Written Consent | | Mgmt | | For | | For | | For |
| 18 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | | ShrHoldr | | Against | | Against | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard Drexler | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Albert Gore, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur Levinson | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Ronald Sugar | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Conflict of Interest Report | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Advisory Vote on Director Compensation | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
ASML Holding N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASML | | CUSIP N07059186 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Performance Share Plan Grant | | Mgmt | | For | | For | | For |
| 6 | | Stock Option Grants to Employees | | Mgmt | | For | | For | | For |
| 7 | | Elect O.B. Bilous | | Mgmt | | For | | For | | For |
| 8 | | Elect Fritz Frohlich | | Mgmt | | For | | For | | For |
| 9 | | Elect Arthur van der Poel | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 12 | | Authority to Suppress Preemptive Rights | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares in Case of Merger/Acquisition | | Mgmt | | For | | For | | For |
| 14 | | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 17 | | Authority to Cancel Shares | | Mgmt | | For | | For | | For |
Assurant, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AIZ | | CUSIP 04621X108 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Elaine Rosen | | Mgmt | | For | | For | | For |
| 2 | | Elect Howard Carver | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Juan Cento | | Mgmt | | For | | For | | For |
| 4 | | Elect Elyse Douglas | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect Lawrence Jackson | | Mgmt | | For | | For | | For |
| 6 | | Elect David Kelso | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Koch | | Mgmt | | For | | For | | For |
| 8 | | Elect H. Carroll Mackin | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Pollock | | Mgmt | | For | | For | | For |
| 10 | | Elect Paul Reilly | | Mgmt | | For | | For | | For |
| 11 | | Elect Robert Stein | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
AT&T Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| T | | CUSIP 00206R102 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Randall Stephenson | | Mgmt | | For | | For | | For |
| 2 | | Elect Gilbert Amelio | | Mgmt | | For | | For | | For |
| 3 | | Elect Reuben Anderson | | Mgmt | | For | | For | | For |
| 4 | | Elect James Blanchard | | Mgmt | | For | | For | | For |
| 5 | | Elect Jaime Chico Pardo | | Mgmt | | For | | For | | For |
| 6 | | Elect James Kelly | | Mgmt | | For | | For | | For |
| 7 | | Elect Jon Madonna | | Mgmt | | For | | For | | For |
| 8 | | Elect John McCoy | | Mgmt | | For | | For | | For |
| 9 | | Elect Joyce Roche | | Mgmt | | For | | For | | For |
| 10 | | Elect Matthew Rose | | Mgmt | | For | | For | | For |
| 11 | | Elect Laura Tyson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Restoration of Written Consent | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | | ShrHoldr | | Against | | For | | Against |
Ball Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BLL | | CUSIP 058498106 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Alspaugh | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect R. David Hoover | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jan Nicholson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Bemis Company, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BMS | | CUSIP 081437105 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William Bolton | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Barbara Johnson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Paul Peercy | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ronald Floto | | Mgmt | | For | | For | | For |
| 1.5 | | Elect William Mansfield | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Best Buy Co., Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BBY | | CUSIP 086516101 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lisa Caputo | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kathy Higgins Victor | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gerard Vittecoq | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2008 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | For | | For | | For |
Big Lots, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BIG | | CUSIP 089302103 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jeffrey Berger | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James Chambers | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven Fishman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Peter Hayes | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Brenda Lauderback | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Philip Mallott | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Russell Solt | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect James Tener | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Dennis Tishkoff | | Mgmt | | For | | Withhold | | Against |
| 2 | | 2012 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
C.R. Bard, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BCR | | CUSIP 067383109 | | 04/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Marc Breslawsky | | Mgmt | | For | | For | | For |
| 2 | | Elect Herbert Henkel | | Mgmt | | For | | For | | For |
| 3 | | Elect Tommy Thompson | | Mgmt | | For | | For | | For |
| 4 | | Elect Timothy Ring | | Mgmt | | For | | For | | For |
| 5 | | Elect G. Mason Morfit | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | 2012 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 8 | | Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 10 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
Celgene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CELG | | CUSIP 151020104 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Hugin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard Barker D. Phil | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael Casey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Carrie Cox | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rodman Drake | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Michael Friedman | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Gilla Kaplan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect James Loughlin | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ernest Mario | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Stephen Furbacher | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John Johnson | | Mgmt | | For | | Withhold | | Against |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Compuware Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CPWR | | CUSIP 205638109 | | 08/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dennis Archer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gurminder Bedi | | Mgmt | | For | | For | | For |
| 1.3 | | Elect William Grabe | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Frederick Henderson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Peter Karmanos, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Faye Alexander Nelson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert Paul | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Glenda Price | | Mgmt | | For | | For | | For |
| 1.9 | | Elect W. James Prowse | | Mgmt | | For | | For | | For |
| 1.10 | | Elect G. Scott Romney | | Mgmt | | For | | Withhold | | Against |
| | | | | | | | | | |
| 1.11 | | Elect Ralph Szygenda | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 5 | | Amendment to the 2007 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the 2001 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Conagra Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAG | | CUSIP 205887102 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Mogens Bay | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Butler | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven Goldstone | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Joie Gregor | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rajive Johri | | Mgmt | | For | | For | | For |
| 1.6 | | Elect William Jurgensen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Richard Lenny | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ruth Ann Marshall | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Gary Rodkin | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Andrew Schindler | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kenneth Stinson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
ConocoPhillips
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COP | | CUSIP 20825C104 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard Armitage | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard Auchinleck | | Mgmt | | For | | For | | For |
| 3 | | Elect James Copeland, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Kenneth Duberstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Ruth Harkin | | Mgmt | | For | | For | | For |
| 6 | | Elect Ryan Lance | | Mgmt | | For | | For | | For |
| 7 | | Elect Mohd Hassan Marican | | Mgmt | | For | | For | | For |
| 8 | | Elect Harold McGraw III | | Mgmt | | For | | Against | | Against |
| 9 | | Elect James Mulva | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Niblock | | Mgmt | | For | | For | | For |
| 11 | | Elect Harald Norvik | | Mgmt | | For | | For | | For |
| 12 | | Elect William Reilly | | Mgmt | | For | | For | | For |
| 13 | | Elect Victoria Tschinkel | | Mgmt | | For | | For | | For |
| 14 | | Elect Kathryn Turner | | Mgmt | | For | | Against | | Against |
| 15 | | Elect William Wade, Jr. | | Mgmt | | For | | Against | | Against |
| 16 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 18 | | Shareholder Proposal Regarding Louisiana Wetlands | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Safety Report | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | | ShrHoldr | | Against | | Against | | For |
Denbury Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNR | | CUSIP 247916208 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Wieland Wettstein | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael Beatty | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael Decker | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ronald Greene | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Gregory McMichael | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Kevin Myers | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Gareth Roberts | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Phil Rykhoek | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Randy Stein | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Laura Sugg | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Elimination of Two-Thirds Supermajority Requirement for the Board of Directors to Approve Certain Corporate Actions | | Mgmt | | For | | For | | For |
| 4 | | Amendment of the Limited Liability Company Agreement | | Mgmt | | For | | Against | | Against |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Devon Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DVN | | CUSIP 25179M103 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Henry | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John Hill | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael Kanovsky | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert Mosbacher, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect J. Larry Nichols | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Duane Radtke | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mary Ricciardello | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John Richels | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 5 | | 2012 Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the 2009 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
Diamond Offshore Drilling, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DO | | CUSIP 25271C102 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James Tisch | | Mgmt | | For | | For | | For |
| 2 | | Elect Lawrence Dickerson | | Mgmt | | For | | For | | For |
| 3 | | Elect John Bolton | | Mgmt | | For | | For | | For |
| 4 | | Elect Charles Fabrikant | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Paul Gaffney II | | Mgmt | | For | | For | | For |
| 6 | | Elect Edward Grebow | | Mgmt | | For | | For | | For |
| 7 | | Elect Herbert Hofmann | | Mgmt | | For | | For | | For |
| 8 | | Elect Clifford Sobel | | Mgmt | | For | | For | | For |
| 9 | | Elect Andrew Tisch | | Mgmt | | For | | For | | For |
| 10 | | Elect Raymond Troubh | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Incentive Compensation Plan for Executive Officers | | Mgmt | | For | | For | | For |
DIRECTV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DTV | | CUSIP 25490A101 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ralph Boyd, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect David Dillon | | Mgmt | | For | | For | | For |
| 3 | | Elect Samuel DiPiazza, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Dixon Doll | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter Lund | | Mgmt | | For | | For | | For |
| 6 | | Elect Nancy Newcomb | | Mgmt | | For | | For | | For |
| 7 | | Elect Lorrie Norrington | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Elimination of Dual Class Stock | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
Dominion Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| D | | CUSIP 25746U109 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Barr | | Mgmt | | For | | For | | For |
| 2 | | Elect Peter Brown | | Mgmt | | For | | For | | For |
| 3 | | Elect Helen Dragas | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Farrell II | | Mgmt | | For | | For | | For |
| 5 | | Elect John Harris | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Jepson, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Kington | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank Royal | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Spilman, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect David Wollard | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal | | ShrHoldr | | Against | | Against | | For |
| | | | | | | | | | |
| 14 | | Shareholder Proposal Regarding Renewable Energy Policy Options | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Report on Impact of Plant Closures | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Report on Natural Gas | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Board Review of Nuclear Safety Policies | | ShrHoldr | | Against | | Against | | For |
Dow Chemical Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DOW | | CUSIP 260543103 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Arnold Allemang | | Mgmt | | For | | For | | For |
| 2 | | Elect Jacqueline Barton | | Mgmt | | For | | For | | For |
| 3 | | Elect James Bell | | Mgmt | | For | | For | | For |
| 4 | | Elect Jeff Fettig | | Mgmt | | For | | For | | For |
| 5 | | Elect John Hess | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrew Liveris | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Polman | | Mgmt | | For | | For | | For |
| 8 | | Elect Dennis Reilley | | Mgmt | | For | | For | | For |
| 9 | | Elect James Ringler | | Mgmt | | For | | For | | For |
| 10 | | Elect Ruth Shaw | | Mgmt | | For | | Against | | Against |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | 2012 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | | Against | | For | | Against |
Eastman Chemical Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EMN | | CUSIP 277432100 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Stephen Demeritt | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert Hernandez | | Mgmt | | For | | For | | For |
| 3 | | Elect Julie Holder | | Mgmt | | For | | For | | For |
| 4 | | Elect Lewis Kling | | Mgmt | | For | | For | | For |
| 5 | | Elect David Raisbeck | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | 2012 Omnibus Stock Compensation Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Emerson Electric Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EMR | | CUSIP 291011104 | | 02/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Carlos Fernandez Gonzalez | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Arthur Golden | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect William Johnson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Menzer | | Mgmt | | For | | For | | For |
| 1.5 | | Elect August Busch III | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Rozanne Ridgway | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Entergy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ETR | | CUSIP 29364G103 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Maureen Bateman | | Mgmt | | For | | For | | For |
| 2 | | Elect Gary Edwards | | Mgmt | | For | | For | | For |
| 3 | | Elect Alexis Herman | | Mgmt | | For | | For | | For |
| 4 | | Elect Donald Hintz | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Wayne Leonard | | Mgmt | | For | | For | | For |
| 6 | | Elect Stuart Levenick | | Mgmt | | For | | For | | For |
| 7 | | Elect Blanche Lincoln | | Mgmt | | For | | For | | For |
| 8 | | Elect Stewart Myers | | Mgmt | | For | | For | | For |
| 9 | | Elect William Percy, II | | Mgmt | | For | | For | | For |
| 10 | | Elect W.J. Tauzin | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven Wilkinson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Estee Lauder Companies Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EL | | CUSIP 518439104 | | 11/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charlene Barshefsky | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Wei Sun Christianson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Fabrizio Freda | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jane Lauder | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Leonard Lauder | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Exelon Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXC | | CUSIP 30161N101 | | 04/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John Canning Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Christopher Crane | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Walter D’Alessio | | Mgmt | | For | | For | | For |
| 4 | | Elect Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| 5 | | Elect Nelson Diaz | | Mgmt | | For | | For | | For |
| 6 | | Elect Sue Ling Gin | | Mgmt | | For | | For | | For |
| 7 | | Elect Rosemarie Greco | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Joskow | | Mgmt | | For | | For | | For |
| 9 | | Elect Richard Mies | | Mgmt | | For | | For | | For |
| 10 | | Elect John Palms | | Mgmt | | For | | For | | For |
| 11 | | Elect William Richardson | | Mgmt | | For | | For | | For |
| 12 | | Elect Thomas Ridge | | Mgmt | | For | | For | | For |
| 13 | | Elect John Rogers, Jr. | | Mgmt | | For | | For | | For |
| 14 | | Elect John Rowe | | Mgmt | | For | | For | | For |
| 15 | | Elect Stephen Steinour | | Mgmt | | For | | For | | For |
| 16 | | Elect Donald Thompson | | Mgmt | | For | | For | | For |
| 17 | | Elect Ann Berzin | | Mgmt | | For | | For | | For |
| 18 | | Elect Yves de Balmann | | Mgmt | | For | | For | | For |
| 19 | | Elect Robert Lawless | | Mgmt | | For | | For | | For |
| 20 | | Elect Mayo Shattuck III | | Mgmt | | For | | For | | For |
| 21 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Exxon Mobil Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XOM | | CUSIP 30231G102 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Michael Boskin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Peter Brabeck-Letmathe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Larry Faulkner | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jay Fishman | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Henrietta Fore | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Kenneth Frazier | | Mgmt | | For | | For | | For |
| 1.7 | | Elect William George | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Samuel Palmisano | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Steven Reinemund | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Rex Tillerson | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Edward Whitacre, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | | ShrHoldr | | Against | | For | | Against |
| 8 | | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
Franklin Resources, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEN | | CUSIP 354613101 | | 03/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Samuel Armacost | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles Crocker | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Hardiman | | Mgmt | | For | | For | | For |
| 4 | | Elect Charles Johnson | | Mgmt | | For | | For | | For |
| 5 | | Elect Gregory Johnson | | Mgmt | | For | | For | | For |
| 6 | | Elect Rupert Johnson, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Pigott | | Mgmt | | For | | For | | For |
| 8 | | Elect Chutta Ratnathicam | | Mgmt | | For | | For | | For |
| 9 | | Elect Laura Stein | | Mgmt | | For | | For | | For |
| 10 | | Elect Anne Tatlock | | Mgmt | | For | | For | | For |
| 11 | | Elect Geoffrey Yang | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Fresh Market Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TFM | | CUSIP 35804H106 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brett Berry | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Rea | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bob Sasser | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Steven Tanger | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Craig Carlock | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jane Thompson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Approval of the 2010 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Frontier Communications Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FTR | | CUSIP 35906A108 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leroy Barnes, Jr. | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Peter Bynoe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeri Finard | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Edward Fraioli | | Mgmt | | For | | For | | For |
| 1.5 | | Elect James Kahan | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Pamela Reeve | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Howard Schrott | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Larraine Segil | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Mark Shapiro | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Myron Wick, III | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Mary Wilderotter | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | | Against | | For | | Against |
| 4 | | Shareholder Proposal Regarding Arbitration | | ShrHoldr | | Against | | Against | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
General Electric Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GE | | CUSIP 369604103 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| 2 | | Elect James Cash, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Ann Fudge | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan Hockfield | | Mgmt | | For | | For | | For |
| 5 | | Elect Jeffrey Immelt | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 7 | | Elect Alan Lafley | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Lane | | Mgmt | | For | | For | | For |
| 9 | | Elect Ralph Larsen | | Mgmt | | For | | For | | For |
| 10 | | Elect Rochelle Lazarus | | Mgmt | | For | | Against | | Against |
| 11 | | Elect James Mulva | | Mgmt | | For | | For | | For |
| 12 | | Elect Sam Nunn | | Mgmt | | For | | For | | For |
| 13 | | Elect Roger Penske | | Mgmt | | For | | Against | | Against |
| 14 | | Elect Robert Swieringa | | Mgmt | | For | | For | | For |
| 15 | | Elect James Tisch | | Mgmt | | For | | For | | For |
| 16 | | Elect Douglas Warner III | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 19 | | Amendment to the 2007 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 20 | | Approval of Material Terms of Senior Officer Performance Goals | | Mgmt | | For | | For | | For |
| 21 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Nuclear Activities | | ShrHoldr | | Against | | Against | | For |
| 23 | | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | | Against | | For | | Against |
| 24 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Google Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GOOG | | CUSIP 38259P508 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Larry Page | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sergey Brin | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Eric Schmidt | | Mgmt | | For | | For | | For |
| 1.4 | | Elect L. John Doerr | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Diane Greene | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John Hennessy | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Ann Mather | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul Otellini | | Mgmt | | For | | For | | For |
| 1.9 | | Elect K. Ram Shriram | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Shirley Tilghman | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Establish Class C Capital Stock | | Mgmt | | For | | Against | | Against |
| 4 | | Increase in Authorized Shares of Class A Common Stock | | Mgmt | | For | | Against | | Against |
| 5 | | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | | Mgmt | | For | | Against | | Against |
| 6 | | 2012 Stock Plan | | Mgmt | | For | | Against | | Against |
| 7 | | 2012 Incentive Compensation Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Arbitration | | ShrHoldr | | Against | | Against | | For |
| 10 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
Hansen Natural Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HANS | | CUSIP 411310105 | | 01/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Company Name Change | | Mgmt | | For | | For | | For |
| 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
Intel Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INTC | | CUSIP 458140100 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Charlene Barshefsky | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Andy Bryant | | Mgmt | | For | | For | | For |
| 3 | | Elect Susan Decker | | Mgmt | | For | | For | | For |
| 4 | | Elect John Donahoe | | Mgmt | | For | | For | | For |
| 5 | | Elect Reed Hundt | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul Otellini | | Mgmt | | For | | For | | For |
| 7 | | Elect James Plummer | | Mgmt | | For | | For | | For |
| 8 | | Elect David Pottruck | | Mgmt | | For | | For | | For |
| 9 | | Elect Frank Yeary | | Mgmt | | For | | For | | For |
| 10 | | Elect David Yoffie | | Mgmt | | For | | Against | | Against |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | | ShrHoldr | | Against | | Against | | For |
Kohl’s Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KSS | | CUSIP 500255104 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter Boneparth | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Steven Burd | | Mgmt | | For | | For | | For |
| 3 | | Elect John Herma | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Dale Jones | | Mgmt | | For | | For | | For |
| 5 | | Elect William Kellogg | | Mgmt | | For | | For | | For |
| 6 | | Elect Kevin Mansell | | Mgmt | | For | | For | | For |
| 7 | | Elect John Schlifske | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank Sica | | Mgmt | | For | | For | | For |
| 9 | | Elect Peter Sommerhauser | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Stephanie Streeter | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Nina Vaca | | Mgmt | | For | | For | | For |
| 12 | | Elect Stephen Watson | | Mgmt | | For | | Against | | Against |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Fur Policy | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding CEO Succession Planning | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
L-3 Communications Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LLL | | CUSIP 502424104 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Lewis Kramer | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert Millard | | Mgmt | | For | | For | | For |
| 3 | | Elect Arthur Simon | | Mgmt | | For | | For | | For |
| 4 | | 2012 Cash Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jason Ader | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael Leven | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey Schwartz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Legg Mason, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LM | | CUSIP 524901105 | | 07/26/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Harold Adams | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John Cahill | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Mark Fetting | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Margaret Richardson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Kurt Schmoke | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 1996 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 3 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 5 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Lockheed Martin Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LMT | | CUSIP 539830109 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Nolan Archibald | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Rosalind Brewer | | Mgmt | | For | | For | | For |
| 3 | | Elect David Burritt | | Mgmt | | For | | Against | | Against |
| 4 | | Elect James Ellis, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas Falk | | Mgmt | | For | | For | | For |
| 6 | | Elect Gwendolyn King | | Mgmt | | For | | For | | For |
| 7 | | Elect James Loy | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Douglas McCorkindale | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Joseph Ralston | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Anne Stevens | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Robert Stevens | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 14 | | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | | Against | | For | | Against |
Lorillard, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LO | | CUSIP 544147101 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert Almon | | Mgmt | | For | | For | | For |
| 2 | | Elect Kit Dietz | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | N/A | | For | | N/A |
| 7 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
LSI Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LSI | | CUSIP 502161102 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Charles Haggerty | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard Hill | | Mgmt | | For | | For | | For |
| 3 | | Elect John Miner | | Mgmt | | For | | For | | For |
| 4 | | Elect Arun Netravali | | Mgmt | | For | | For | | For |
| 5 | | Elect Charles Pope | | Mgmt | | For | | For | | For |
| 6 | | Elect Gregorio Reyes | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Strachan | | Mgmt | | For | | For | | For |
| 8 | | Elect Abhijit Talwalkar | | Mgmt | | For | | For | | For |
| 9 | | Elect Susan Whitney | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the 2003 Equity Incentive Plan | | Mgmt | | For | | For | | For |
MasterCard Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MA | | CUSIP 57636Q104 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ajaypal Banga | | Mgmt | | For | | For | | For |
| 2 | | Elect David Carlucci | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven Freiberg | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| 5 | | Elect Marc Olivie | | Mgmt | | For | | For | | For |
| 6 | | Elect Rima Qureshi | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Schwartz | | Mgmt | | For | | For | | For |
| 8 | | Elect Jackson Tai | | Mgmt | | For | | Against | | Against |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the 2006 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Medco Health Solutions, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MHS | | CUSIP 58405UPPH | | 12/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
Monster Beverage Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNST | | CUSIP 611740101 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Rodney Sacks | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Hilton Schlosberg | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Norman Epstein | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Benjamin Polk | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Sydney Selati | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Harold Taber, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Mark Vidergauz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Norfolk Southern Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSC | | CUSIP 655844108 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gerald Baliles | | Mgmt | | For | | For | | For |
| 2 | | Elect Erskine Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Wesley Bush | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniel Carp | | Mgmt | | For | | For | | For |
| 6 | | Elect Karen Horn | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Steven Leer | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Lockhart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Moorman, IV | | Mgmt | | For | | For | | For |
| 10 | | Elect J. Paul Reason | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Northrop Grumman Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NOC | | CUSIP 666807102 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Wesley Bush | | Mgmt | | For | | For | | For |
| 2 | | Elect Lewis Coleman | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Victor Fazio | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Donald Felsinger | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Stephen Frank | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bruce Gordon | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Madeleine Kleiner | | Mgmt | | For | | For | | For |
| 8 | | Elect Karl Krapek | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Richard Myers | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Aulana Peters | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Gary Roughead | | Mgmt | | For | | For | | For |
| 12 | | Elect Thomas Schoewe | | Mgmt | | For | | For | | For |
| 13 | | Elect Kevin Sharer | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | | Mgmt | | For | | For | | For |
| 17 | | Additional Rights of Action by Written Consent | | Mgmt | | For | | For | | For |
| 18 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Novellus Systems, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVLS | | CUSIP 670008101 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
PPG Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PPG | | CUSIP 693506107 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charles Bunch | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Ripp | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Thomas Usher | | Mgmt | | For | | For | | For |
| 1.4 | | Elect David Whitwam | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
priceline.com Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jeffrey Boyd | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ralph Bahna | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Howard Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nancy Peretsman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Craig Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
QUALCOMM Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QCOM | | CUSIP 747525103 | | 03/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Barbara Alexander | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Bennett | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Donald Cruickshank | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Raymond Dittamore | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas Horton | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Paul Jacobs | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert Kahn | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Sherry Lansing | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Duane Nelles | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Francisco Ros | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Brent Scowcroft | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Marc Stern | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Elimination of Plurality Voting Standard for Election of Directors | | Mgmt | | For | | For | | For |
R.R. Donnelley & Sons Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRD | | CUSIP 257867101 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Thomas Quinlan, III | | Mgmt | | For | | For | | For |
| 2 | | Elect Stephen Wolf | | Mgmt | | For | | For | | For |
| 3 | | Elect Susan Cameron | | Mgmt | | For | | For | | For |
| 4 | | Elect Lee Chaden | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Crandall | | Mgmt | | For | | For | | For |
| 6 | | Elect Judith Hamilton | | Mgmt | | For | | For | | For |
| 7 | | Elect Thomas Johnson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect John Pope | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael Riordan | | Mgmt | | For | | For | | For |
| 10 | | Elect Oliver Sockwell | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | 2012 Performance Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Sustainable Procurement Report | | ShrHoldr | | Against | | Against | | For |
Safeway Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWY | | CUSIP 786514208 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Steven Burd | | Mgmt | | For | | For | | For |
| 2 | | Elect Janet Grove | | Mgmt | | For | | For | | For |
| 3 | | Elect Mohan Gyani | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Herringer | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Kenneth Oder | | Mgmt | | For | | Against | | Against |
| 6 | | Elect T. Gary Rogers | | Mgmt | | For | | For | | For |
| 7 | | Elect Arun Sarin | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Shannon | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William Tauscher | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 11 | | Amendment to the Capital Performance Bonus Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 15 | | Shareholder Proposal Regarding CEO Succession Planning | | ShrHoldr | | Against | | Against | | For |
Sara Lee Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLE | | CUSIP 803111103 | | 10/27/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Christopher Begley | | Mgmt | | For | | For | | For |
| 2 | | Elect Jan Bennink | | Mgmt | | For | | For | | For |
| 3 | | Elect Crandall Bowles | | Mgmt | | For | | For | | For |
| 4 | | Elect Virgis Colbert | | Mgmt | | For | | Against | | Against |
| 5 | | Elect James Crown | | Mgmt | | For | | For | | For |
| 6 | | Elect Laurette Koellner | | Mgmt | | For | | For | | For |
| 7 | | Elect Cornelis van Lede | | Mgmt | | For | | For | | For |
| 8 | | Elect John McAdam | | Mgmt | | For | | For | | For |
| 9 | | Elect Ian Prosser | | Mgmt | | For | | For | | For |
| 10 | | Elect Norman Sorensen | | Mgmt | | For | | For | | For |
| 11 | | Elect Jeffrey Ubben | | Mgmt | | For | | For | | For |
| 12 | | Elect Jonathan Ward | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 16 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | Against | | For |
Sherwin-Williams Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SHW | | CUSIP 824348106 | | 04/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Arthur Anton | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Christopher Connor | | Mgmt | | For | | For | | For |
| 1.3 | | Elect David Hodnik | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Thomas Kadien | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard Kramer | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Susan Kropf | | Mgmt | | For | | For | | For |
| 1.7 | | Elect A. Malachi Mixon, III | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Richard Smucker | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Stropki, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Amendment to the 2007 Executive Performance Bonus Plan | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Starbucks Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBUX | | CUSIP 855244109 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Howard Schultz | | Mgmt | | For | | For | | For |
| 2 | | Elect William Bradley | | Mgmt | | For | | For | | For |
| 3 | | Elect Mellody Hobson | | Mgmt | | For | | For | | For |
| 4 | | Elect Kevin Johnson | | Mgmt | | For | | For | | For |
| 5 | | Elect Olden Lee | | Mgmt | | For | | For | | For |
| 6 | | Elect Joshua Ramo | | Mgmt | | For | | For | | For |
| 7 | | Elect James Shennan, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Clara Shih | | Mgmt | | For | | For | | For |
| 9 | | Elect Javier Teruel | | Mgmt | | For | | For | | For |
| 10 | | Elect Myron Ullman III | | Mgmt | | For | | For | | For |
| 11 | | Elect Craig Weatherup | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Executive Management Bonus Plan | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Formation of Sustainability Committee | | ShrHoldr | | Against | | Against | | For |
Sunoco Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUN | | CUSIP 86764P109 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Irene Britt | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Chris Casciato | | Mgmt | | For | | For | | For |
| 1.3 | | Elect William Easter III | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gary Edwards | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Ursula Fairbairn | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John Jones, III | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James Kaiser | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian MacDonald | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Wulff | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
T. Rowe Price Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TROW | | CUSIP 74144T108 | | 04/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Edward Bernard | | Mgmt | | For | | For | | For |
| 2 | | Elect James Brady | | Mgmt | | For | | For | | For |
| 3 | | Elect J. Alfred Broaddus, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Donald Hebb, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect James Kennedy | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert MacLellan | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Rogers | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfred Sommer | | Mgmt | | For | | For | | For |
| 9 | | Elect Dwight Taylor | | Mgmt | | For | | For | | For |
| 10 | | Elect Anne Whittemore | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | 2012 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Tenet Healthcare Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THC | | CUSIP 88033G100 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John Bush | | Mgmt | | For | | For | | For |
| 2 | | Elect Trevor Fetter | | Mgmt | | For | | For | | For |
| 3 | | Elect Brenda Gaines | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Karen Garrison | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward Kangas | | Mgmt | | For | | For | | For |
| 6 | | Elect Floyd Loop | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard Pettingill | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Rittenmeyer | | Mgmt | | For | | For | | For |
| 9 | | Elect James Unruh | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Re-approval of the Annual Incentive Plan | | Mgmt | | For | | For | | For |
Teradata Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TDC | | CUSIP 88076W103 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael Koehler | | Mgmt | | For | | For | | For |
| 2 | | Elect James Ringler | | Mgmt | | For | | For | | For |
| 3 | | Elect John Schwarz | | Mgmt | | For | | For | | For |
| 4 | | 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Chubb Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CB | | CUSIP 171232101 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Zoe Baird Budinger | | Mgmt | | For | | For | | For |
| 2 | | Elect Sheila Burke | | Mgmt | | For | | For | | For |
| 3 | | Elect James Cash, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect John Finnegan | | Mgmt | | For | | For | | For |
| 5 | | Elect Lawrence Kellner | | Mgmt | | For | | For | | For |
| 6 | | Elect Martin McGuinn | | Mgmt | | For | | For | | For |
| 7 | | Elect Lawrence Small | | Mgmt | | For | | For | | For |
| 8 | | Elect Jess Soderberg | | Mgmt | | For | | For | | For |
| 9 | | Elect Daniel Somers | | Mgmt | | For | | For | | For |
| 10 | | Elect James Zimmerman | | Mgmt | | For | | For | | For |
| 11 | | Elect Alfred Zollar | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | | ShrHoldr | | Against | | Against | | For |
The Coca-Cola Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KO | | CUSIP 191216100 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Herbert Allen | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald Allen | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Howard Buffett | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Daley | | Mgmt | | For | | For | | For |
| 5 | | Elect Barry Diller | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Evan Greenberg | | Mgmt | | For | | For | | For |
| 7 | | Elect Alexis Herman | | Mgmt | | For | | For | | For |
| 8 | | Elect Muhtar Kent | | Mgmt | | For | | For | | For |
| 9 | | Elect Donald Keough | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Kotick | | Mgmt | | For | | For | | For |
| 11 | | Elect Maria Lagomasino | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald McHenry | | Mgmt | | For | | For | | For |
| 13 | | Elect Sam Nunn | | Mgmt | | For | | For | | For |
| 14 | | Elect James Robinson III | | Mgmt | | For | | For | | For |
| 15 | | Elect Peter Ueberroth | | Mgmt | | For | | For | | For |
| 16 | | Elect Jacob Wallenberg | | Mgmt | | For | | Against | | Against |
| 17 | | Elect James Williams | | Mgmt | | For | | Against | | Against |
| 18 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 19 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
The Gap, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPS | | CUSIP 364760108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors | | Mgmt | | For | | For | | For |
| 2 | | Elect Domenico De Sole | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Fisher | | Mgmt | | For | | For | | For |
| 4 | | Elect William Fisher | | Mgmt | | For | | For | | For |
| 5 | | Elect Isabella Goren | | Mgmt | | For | | For | | For |
| 6 | | Elect Bob Martin | | Mgmt | | For | | For | | For |
| 7 | | Elect Jorge Montoya | | Mgmt | | For | | For | | For |
| 8 | | Elect Glenn Murphy | | Mgmt | | For | | For | | For |
| 9 | | Elect Mayo Shattuck III | | Mgmt | | For | | For | | For |
| 10 | | Elect Katherine Tsang | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Human Rights in Sri Lanka | | ShrHoldr | | Against | | Against | | For |
The NASDAQ OMX Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NDAQ | | CUSIP 631103108 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Steven Black | | Mgmt | | For | | For | | For |
| 2 | | Elect Borje Ekholm | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Greifeld | | Mgmt | | For | | For | | For |
| 4 | | Elect Glenn Hutchins | | Mgmt | | For | | For | | For |
| 5 | | Elect Essa Kazim | | Mgmt | | For | | For | | For |
| 6 | | Elect John Markese | | Mgmt | | For | | For | | For |
| 7 | | Elect Ellyn McColgan | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas O’Neill | | Mgmt | | For | | For | | For |
| 9 | | Elect James Riepe | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Splinter | | Mgmt | | For | | For | | For |
| 11 | | Elect Lars Wedenborn | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
| 15 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
The Procter & Gamble Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PG | | CUSIP 742718109 | | 10/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Angela Braly | | Mgmt | | For | | For | | For |
| 2 | | Elect Kenneth Chenault | | Mgmt | | For | | For | | For |
| 3 | | Elect Scott Cook | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan Desmond-Hellmann | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert McDonald | | Mgmt | | For | | For | | For |
| 6 | | Elect W. James McNerney, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Johnathan Rodgers | | Mgmt | | For | | For | | For |
| 8 | | Elect Margaret Whitman | | Mgmt | | For | | For | | For |
| 9 | | Elect Mary Wilderotter | | Mgmt | | For | | For | | For |
| 10 | | Elect Patricia Woertz | | Mgmt | | For | | For | | For |
| 11 | | Elect Ernesto Zedillo | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 15 | | Technical Amendments Regarding Preferred Stock | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 16 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | | ShrHoldr | | Against | | Against | | For |
The Travelers Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRV | | CUSIP 89417E109 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alan Beller | | Mgmt | | For | | For | | For |
| 2 | | Elect John Dasburg | | Mgmt | | For | | For | | For |
| 3 | | Elect Janet Dolan | | Mgmt | | For | | For | | For |
| 4 | | Elect Kenneth Duberstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Jay Fishman | | Mgmt | | For | | For | | For |
| 6 | | Elect Lawrence Graev | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Patricia Higgins | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas Hodgson | | Mgmt | | For | | For | | For |
| 9 | | Elect William Kane | | Mgmt | | For | | For | | For |
| 10 | | Elect Cleve Killingsworth, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Donald Shepard | | Mgmt | | For | | For | | For |
| 12 | | Elect Laurie Thomsen | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 15 | | Shareholder Proposal Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Torchmark Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMK | | CUSIP 891027104 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Boren | | Mgmt | | For | | For | | For |
| 2 | | Elect M. Jane Buchan | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Ingram | | Mgmt | | For | | For | | For |
| 4 | | Elect Mark McAndrew | | Mgmt | | For | | For | | For |
| 5 | | Elect Sam Perry | | Mgmt | | For | | For | | For |
| 6 | | Elect Lamar Smith | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Zucconi | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John McKinney | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Elect James Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Exclusive Forum Provisions | | ShrHoldr | | Against | | For | | Against |
| | | | | | | | | | |
Unum Group
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNM | | CUSIP 91529Y106 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Pamela Godwin | | Mgmt | | For | | For | | For |
| 2 | | Elect Thomas Kinser | | Mgmt | | For | | For | | For |
| 3 | | Elect A.S. (Pat) MacMillan Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Edward Muhl | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Stock Incentive Plan of 2012 | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
V.F. Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VFC | | CUSIP 918204108 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Hurst | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Laura Lang | | Mgmt | | For | | For | | For |
| 1.3 | | Elect W. Alan McCollough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Raymond Viault | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
VeriSign, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VRSN | | CUSIP 92343E102 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect D. James Bidzos | | Mgmt | | For | | For | | For |
| 2 | | Elect William Chenevich | | Mgmt | | For | | For | | For |
| 3 | | Elect Kathleen Cote | | Mgmt | | For | | For | | For |
| 4 | | Elect Roger Moore | | Mgmt | | For | | For | | For |
| 5 | | Elect John Roach | | Mgmt | | For | | For | | For |
| 6 | | Elect Louis Simpson | | Mgmt | | For | | For | | For |
| 7 | | Elect Timothy Tomlinson | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Verizon Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VZ | | CUSIP 92343V104 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard Carrion | | Mgmt | | For | | For | | For |
| 2 | | Elect Melanie Healey | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Frances Keeth | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Lane | | Mgmt | | For | | For | | For |
| 5 | | Elect Lowell McAdam | | Mgmt | | For | | For | | For |
| 6 | | Elect Sandra Moose | | Mgmt | | For | | For | | For |
| 7 | | Elect Joseph Neubauer | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Donald Nicolaisen | | Mgmt | | For | | For | | For |
| 9 | | Elect Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Hugh Price | | Mgmt | | For | | For | | For |
| 11 | | Elect Rodney Slater | | Mgmt | | For | | Against | | Against |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Disclosure of Prior Government Service | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| 18 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
Washington Post Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WPO | | CUSIP 939640108 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Christopher Davis | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Anne Mulcahy | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Larry Thompson | | Mgmt | | For | | For | | For |
| 2 | | 2012 Incentive Compensation Plan | | Mgmt | | For | | For | | For |
WellPoint, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLP | | CUSIP 94973V107 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Lenox Baker, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan Bayh | | Mgmt | | For | | For | | For |
| 3 | | Elect Julie Hill | | Mgmt | | For | | For | | For |
| 4 | | Elect Ramiro Peru | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Windstream Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WIN | | CUSIP 97381W104 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Carol Armitage | | Mgmt | | For | | For | | For |
| 2 | | Elect Samuel Beall, III | | Mgmt | | For | | For | | For |
| 3 | | Elect Dennis Foster | | Mgmt | | For | | For | | For |
| 4 | | Elect Francis Frantz | | Mgmt | | For | | For | | For |
| 5 | | Elect Jeffery Gardner | | Mgmt | | For | | For | | For |
| 6 | | Elect Jeffrey Hinson | | Mgmt | | For | | For | | For |
| 7 | | Elect Judy Jones | | Mgmt | | For | | For | | For |
| 8 | | Elect William Montgomery | | Mgmt | | For | | For | | For |
| 9 | | Elect Alan Wells | | Mgmt | | For | | For | | For |
| 10 | | Performance Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 14 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds China Region Fund
Date of fiscal year end: 12/31
361 Degrees International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1361 | | CINS G88493104 | | 10/06/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect DING Wuhao | | Mgmt | | For | | Against | | Against |
| 6 | | Elect DING Huihuang | | Mgmt | | For | | For | | For |
| 7 | | Elect SUN Xianhong | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Frankie YAN Man Sing | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
361 Degrees International Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1361 | | CINS G88493104 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect DING Huirong | | Mgmt | | For | | For | | For |
| 6 | | Elect WANG Jiabi | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LIU Jianxing | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
AAC Acoustic Technologies Holdings Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2018 | | CINS G2953R106 | | 05/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Benjamin PAN Zhengmin | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph POON Chung Yin | | Mgmt | | For | | For | | For |
| 7 | | Elect TAN Bian Ee | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Agile Property Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3383 | | CINS G01198103 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHEN Zhuo Lin | | Mgmt | | For | | For | | For |
| 6 | | Elect Fion LUK Sin Fong | | Mgmt | | For | | Against | | Against |
| 7 | | Elect CHENG Hon Kwan | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchase Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Amendments to Memorandum | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 15 | | Adoption of New Memorandum and Articles | | Mgmt | | For | | For | | For |
Agricultural Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1288 | | CINS Y00289119 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect JIANG Chaoliang | | Mgmt | | For | | For | | For |
| 3 | | Elect ZHANG Yun | | Mgmt | | For | | Against | | Against |
| 4 | | Elect YANG Kun | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony WU Ting-yuk | | Mgmt | | For | | For | | For |
| 6 | | Elect QIU Dong | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LIN Damao | | Mgmt | | For | | Against | | Against |
| 8 | | Elect SHEN Bingxi | | Mgmt | | For | | For | | For |
| 9 | | Elect CHENG Fengchao | | Mgmt | | For | | For | | For |
| 10 | | Elect ZHAO Chao | | Mgmt | | For | | For | | For |
| 11 | | Elect XIAO Shusheng | | Mgmt | | For | | For | | For |
| 12 | | Elect CHE Yingxin as Supervisor | | Mgmt | | For | | For | | For |
| 13 | | Elect LIU Hong as Supervisor | | Mgmt | | For | | Against | | Against |
Agricultural Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1288 | | CINS Y00289119 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Fees of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 7 | | Fixed Assets Investment Budget for 2012 | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
AIA Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1299 | | CINS Y002A1105 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Jack SO Chak Kwong | | Mgmt | | For | | For | | For |
| 6 | | Elect CHOW Chung Kong | | Mgmt | | For | | For | | For |
| 7 | | Elect John Harrison | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares under the Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Air China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 753 | | CINS Y002A6104 | | 01/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Appointment of Internal Control Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Changshun | | Mgmt | | For | | For | | For |
| 6 | | Adjustment of Exercise Price of Stock Appreciation Rights | | Mgmt | | For | | For | | For |
Air China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 753 | | CINS Y002A6104 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect ZHOU Feng as Supervisor | | Mgmt | | For | | Against | | Against |
| 5 | | Continuing Connected Transactions and Annual Caps | | Mgmt | | For | | For | | For |
Astra International Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASII | | CINS Y7117N149 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Election of Commissioners | | Mgmt | | For | | Abstain | | Against |
| 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | Abstain | | Against |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Amendment to Par Value | | Mgmt | | For | | Abstain | | Against |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 01/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Fees of Directors and Supervisors | | Mgmt | | For | | Against | | Against |
| 3 | | Elect WANG Yongli | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Financial Statements | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Annual Budget | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect Arnout WELLINK Henricus Elisabeth Maria | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank of Communications Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3328 | | cins Y06988102 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Fixed Asset Investment Plan | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditors and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Elect YU Yali as Director | | Mgmt | | For | | For | | For |
| 8 | | Elect JIANG Yunbao as Supervisor | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Issue Bonds | | Mgmt | | For | | Abstain | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank Of Communications Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3328 | | cins Y06988102 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 4 | | Class and Par Value | | Mgmt | | For | | For | | For |
| 5 | | Method of Issuance | | Mgmt | | For | | For | | For |
| 6 | | Target Subscribers | | Mgmt | | For | | For | | For |
| 7 | | Number of Shares to be issued | | Mgmt | | For | | For | | For |
| 8 | | Method of Subscription | | Mgmt | | For | | For | | For |
| 9 | | Price Determination Date | | Mgmt | | For | | For | | For |
| 10 | | Subscription Price | | Mgmt | | For | | For | | For |
| 11 | | Lock-up Period | | Mgmt | | For | | For | | For |
| 12 | | Place of Listing | | Mgmt | | For | | For | | For |
| 13 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 14 | | Accumulated Undistributed Profits | | Mgmt | | For | | For | | For |
| 15 | | Effective Period | | Mgmt | | For | | For | | For |
| 16 | | Compliance with Conditions | | Mgmt | | For | | For | | For |
| 17 | | Feasibility Report on Use of Proceeds | | Mgmt | | For | | For | | For |
| 18 | | Report on Utilization of Proceeds from Previous Fund Raising | | Mgmt | | For | | For | | For |
| 19 | | MOF Subscription Agreement | | Mgmt | | For | | For | | For |
| 20 | | HSBC Subscription Agreement | | Mgmt | | For | | For | | For |
| 21 | | SSF Subscription Agreements | | Mgmt | | For | | For | | For |
| 22 | | Shanghai Haiyan Subscription Agreements | | Mgmt | | For | | For | | For |
| 23 | | Yunnan Hongta Subscription Agreements | | Mgmt | | For | | For | | For |
| 24 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 25 | | Capital Management Plan | | Mgmt | | For | | For | | For |
| 26 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 27 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
Brilliance China Automotive Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1114 | | CINS G1368B102 | | 05/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect WU Xiao An | | Mgmt | | For | | Against | | Against |
| 5 | | Elect QI Yumin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect XU Bingjin | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Brilliance China Automotive Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1114 | | CINS G1368B102 | | 05/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 4 | | Adoption of New Articles | | Mgmt | | For | | For | | For |
Brilliance China Automotive Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1114 | | CINS G1368B102 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | JinBei Framework Agreements | | Mgmt | | For | | For | | For |
| 4 | | Huachen Framework Agreements | | Mgmt | | For | | For | | For |
| 5 | | Cross Guarantee Agreements | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Capro Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 006380 | | CINS Y3055T107 | | 03/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Corporate Auditor’s Fees | | Mgmt | | For | | For | | For |
Changsha Zoomlion Heavy Industry Science
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1157 | | CINS Y9895V103 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Domestic Auditor | | Mgmt | | For | | For | | For |
| 6 | | Appointment of International Auditor | | Mgmt | | For | | For | | For |
| 7 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 8 | | Accounts and Reports Under PRC GAAP | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports Under IFRS | | Mgmt | | For | | For | | For |
| 10 | | Approval of Settlement Accounts | | Mgmt | | For | | Abstain | | Against |
| 11 | | Annual Budget | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Report of A Shares | | Mgmt | | For | | For | | For |
| 14 | | Report of H Shares | | Mgmt | | For | | For | | For |
| 15 | | Financing Limit for Zoomlion Finance and Leasing (China) Co., Ltd. | | Mgmt | | For | | For | | For |
| 16 | | Financing Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. | | Mgmt | | For | | For | | For |
| 17 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 18 | | Change in Use of Proceeds for ESP Project | | Mgmt | | For | | For | | For |
| 19 | | Change in Use of Proceeds for Excavator Project | | Mgmt | | For | | For | | For |
| 20 | | Amendment to the Articles | | Mgmt | | For | | For | | For |
| 21 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 22 | | Application for Credit Facilities | | Mgmt | | For | | Against | | Against |
Chaowei Power Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0951 | | CINS G20479104 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHOU Mingming | | Mgmt | | For | | Against | | Against |
| 6 | | Elect YANG Yunfei | | Mgmt | | For | | For | | For |
| 7 | | Elect LEE Conway Kong Wai | | Mgmt | | For | | Against | | Against |
| 8 | | Elect YANG Xinxin | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Cheung Kong (Holdings) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0001 | | CINS Y13213106 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect KAM Hing Lam | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Grace WOO Chia Ching | | Mgmt | | For | | For | | For |
| 7 | | Elect Canning FOK Kin Ning | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Frank Sixt | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Stanley KWOK Tun Li | | Mgmt | | For | | For | | For |
| 10 | | Elect Albert CHOW Nin Mow | | Mgmt | | For | | For | | For |
| 11 | | Elect Katherine HUNG Siu Lin | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China BlueChemical Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3983 | | CINS Y14251105 | | 07/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect LI Hui | | Mgmt | | For | | For | | For |
China BlueChemical Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3983 | | CINS Y14251105 | | 12/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Annual Cap of Natural Gas Sale and Purchase Agreements | | Mgmt | | For | | For | | For |
| 4 | | Comprehensive Services and Product Sales Agreement | | Mgmt | | For | | For | | For |
| 5 | | Annual Cap of Category A4(a) of Comprehensive Services and Product Sales Agreement | | Mgmt | | For | | For | | For |
| 6 | | Annual Cap of Category A4(b) of Comprehensive Services and Product Sales Agreement | | Mgmt | | For | | For | | For |
| 7 | | Financial Services Supplemental Agreement | | Mgmt | | For | | Against | | Against |
| 8 | | Annual Cap of Category A5(b) of Financial Services Agreement | | Mgmt | | For | | Against | | Against |
| 9 | | Kingboard Supplemental Agreement | | Mgmt | | For | | For | | For |
| 10 | | Annual Cap of Kingboard Product Sales and Services Agreement | | Mgmt | | For | | For | | For |
China Citic Bank Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0998 | | CINS Y1434M116 | | 03/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of Subordinated Bonds | | Mgmt | | For | | For | | For |
| 3 | | Issuance of Financial Bonds | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
China Citic Bank Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0998 | | CINS Y1434M116 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Financial Report | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Financial Budget Plan | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect CHEN Xiaoxian | | Mgmt | | For | | For | | For |
| 10 | | Elect CAO Tong | | Mgmt | | For | | For | | For |
| 11 | | Elect TIAN Guoli | | Mgmt | | For | | For | | For |
| 12 | | Elect DOU Jianzhong | | Mgmt | | For | | For | | For |
| 13 | | Elect JU Weimin | | Mgmt | | For | | For | | For |
| 14 | | Elect GUO Ketong | | Mgmt | | For | | For | | For |
| 15 | | Elect ZHAO Xiaofan | | Mgmt | | For | | For | | For |
| 16 | | Elect Doreen CHAN Hui Dor Lam | | Mgmt | | For | | For | | For |
| 17 | | Elect Angel Cano Fernandez | | Mgmt | | For | | For | | For |
| 18 | | Elect Jose Andres Barreiro Hernandez | | Mgmt | | For | | Against | | Against |
| 19 | | Elect LI Zheping | | Mgmt | | For | | For | | For |
| 20 | | Elect XING Tiancai | | Mgmt | | For | | For | | For |
| 21 | | Elect LIU Shulan | | Mgmt | | For | | For | | For |
| 22 | | Elect WU Xiaoqing | | Mgmt | | For | | For | | For |
| 23 | | Elect WANG Lianzhang | | Mgmt | | For | | For | | For |
| 24 | | Elect ZHENG Xuexue | | Mgmt | | For | | For | | For |
| 25 | | Elect ZHUANG Yumin | | Mgmt | | For | | For | | For |
| 26 | | Elect LUO Xiaoyuan | | Mgmt | | For | | For | | For |
| 27 | | 2012 Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions Report | | Mgmt | | For | | For | | For |
| 29 | | Amendments to Articles and Procedural Rules | | Mgmt | | For | | For | | For |
| 30 | | Amendments to Articles and Procedural Rules | | Mgmt | | For | | For | | For |
China Communications Construction Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1800 | | CINS Y14369105 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Shareholders’ Return Plan | | Mgmt | | For | | For | | For |
| 9 | | Joint Liability Guarantees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Corporate Bonds | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Internal Guarantee of the Group | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect WANG Hongzhang | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Budget of 2012 fixed assets investment | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect CHEN Zuofu | | Mgmt | | For | | For | | For |
| 10 | | Elect Elaine La Roche | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Procedural Rules for the Shareholders’ General Meeting | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Procedural Rules for the Board of Directors | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Procedural Rules for the Board of Supervisors | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 08/18/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of RMB-denominated Subordinated Bonds | | Mgmt | | For | | For | | For |
| 3 | | Elect ZHANG Huajian as Shareholder Representative Supervisor | | Mgmt | | For | | For | | For |
China International Marine Containers (Group) Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200039 | | CINS Y1457J107 | | 03/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors: XU Minjie | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Fund-raising Proceeds Management System | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Connected Transactions Management System | | Mgmt | | For | | Abstain | | Against |
China International Marine Containers (Group) Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200039 | | CINS Y1457J107 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Authority to Give Guarantees: Subsidiaries | | Mgmt | | For | | For | | For |
| 5 | | Provision of Guarantees for Dealers and Customers | | Mgmt | | For | | Against | | Against |
| 6 | | Authority to Give Guarantees: CIMC Vehicle (Group) Co., Ltd. | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
China Lumena New Materials Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0067 | | CINS G2160B100 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG Daming | | Mgmt | | For | | For | | For |
| 6 | | Elect Rudolf YU Man Chiu | | Mgmt | | For | | For | | For |
| 7 | | Elect GOU Xingwu | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Refreshment of Share Option Scheme | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 15 | | Adoption of New Articles | | Mgmt | | For | | For | | For |
China Minsheng Banking Corp Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Extension of Validity Period of A Share Convertible Bonds Issue | | Mgmt | | For | | For | | For |
| 4 | | Extension of Validity Period of H Share Issue | | Mgmt | | For | | For | | For |
China Minsheng Banking Corp Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Extension of Validity Period of A Share Convertible Bonds Issue | | Mgmt | | For | | For | | For |
China Minsheng Banking Corp., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 04/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect ZHANG Hongwei | | Mgmt | | For | | For | | For |
| 3 | | Elect LU Zhiqiang | | Mgmt | | For | | For | | For |
| 4 | | Elect LIU Yonghao | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Yugui | | Mgmt | | For | | For | | For |
| 6 | | Elect CHEN Jian | | Mgmt | | For | | For | | For |
| 7 | | Elect WONG Hei | | Mgmt | | For | | For | | For |
| 8 | | Elect SHI Yuzhu | | Mgmt | | For | | For | | For |
| 9 | | Elect WANG Hang | | Mgmt | | For | | For | | For |
| 10 | | Elect WANG Junhui | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Elect LIANG Jinquan | | Mgmt | | For | | For | | For |
| 12 | | Elect WANG Songqi | | Mgmt | | For | | For | | For |
| 13 | | Elect Andrew WONG | | Mgmt | | For | | For | | For |
| 14 | | Elect QIN Rongsheng | | Mgmt | | For | | For | | For |
| 15 | | Elect WANG Lihua | | Mgmt | | For | | For | | For |
| 16 | | Elect HAN Jianmin | | Mgmt | | For | | For | | For |
| 17 | | Elect DONG Wenbiao | | Mgmt | | For | | For | | For |
| 18 | | Elect HONG Qi | | Mgmt | | For | | For | | For |
| 19 | | Elect LIANG Yutang | | Mgmt | | For | | Against | | Against |
| 20 | | Elect LU Zhongnan | | Mgmt | | For | | For | | For |
| 21 | | Elect ZHANG Disheng | | Mgmt | | For | | For | | For |
| 22 | | Elect LI Yuan | | Mgmt | | For | | For | | For |
| 23 | | Elect WANG Liang | | Mgmt | | For | | For | | For |
| 24 | | Elect ZHANG Ke | | Mgmt | | For | | For | | For |
| 25 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 26 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 27 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Minsheng Banking Corp., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Annual Budgets | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 7 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Final Dividends | | Mgmt | | For | | For | | For |
| 10 | | Authority to Declare Interim Dividends | | Mgmt | | For | | For | | For |
| 11 | | Use of Proceeds From Previous Fund Raising | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Bonds | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Terms of Reference for Supervisory Board | | Mgmt | | For | | For | | For |
| 15 | | Elect CHENG Hoi-chuen | | Mgmt | | For | | For | | For |
| 16 | | Elect BA Shusong | | Mgmt | | For | | For | | For |
| 17 | | Elect WU Di | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Mobile Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0941 | | CINS Y14965100 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect XI Guohua | | Mgmt | | For | | For | | For |
| 6 | | Elect SHA Yuejia | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LIU Aili | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank WONG Kwong Shing | | Mgmt | | For | | For | | For |
| 9 | | Elect Moses CHENG Mo Chi | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China National Building Material
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3323 | | CINS Y15045100 | | 01/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Fees of Directors and Supervisors | | Mgmt | | For | | For | | For |
China National Building Material Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3323 | | CINS Y15045100 | | 11/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect SONG Zhiping | | Mgmt | | For | | Against | | Against |
| 4 | | Elect CAO Jianglin | | Mgmt | | For | | For | | For |
| 5 | | Elect PENG Shou | | Mgmt | | For | | For | | For |
| 6 | | Elect CUI Xingtai | | Mgmt | | For | | For | | For |
| 7 | | Elect CHANG Zhangli | | Mgmt | | For | | For | | For |
| 8 | | Elect GUO Chaomin | | Mgmt | | For | | For | | For |
| 9 | | Elect HUANG Anzhong | | Mgmt | | For | | For | | For |
| 10 | | Elect CUI Lijun | | Mgmt | | For | | For | | For |
| 11 | | Elect QIAO Longde | | Mgmt | | For | | For | | For |
| 12 | | Elect LI Decheng | | Mgmt | | For | | For | | For |
| 13 | | Elect MA Zhongzhi | | Mgmt | | For | | For | | For |
| 14 | | Elect Samuel FANG Shin | | Mgmt | | For | | For | | For |
| 15 | | Elect WU Liansheng | | Mgmt | | For | | For | | For |
| 16 | | Elect WU Jiwei | | Mgmt | | For | | For | | For |
| 17 | | Elect ZHOU Guoping | | Mgmt | | For | | For | | For |
| 18 | | Elect TANG Yunwei | | Mgmt | | For | | For | | For |
| 19 | | Elect ZHAO Lihua | | Mgmt | | For | | For | | For |
| 20 | | Establishment of Nomination Committee | | Mgmt | | For | | For | | For |
| 21 | | Establishment of Strategic Steering Committee | | Mgmt | | For | | For | | For |
China Overseas Land & Investment Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0688 | | CINS Y15004107 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect KONG Qingping | | Mgmt | | For | | For | | For |
| 6 | | Elect NIP Yun Wing | | Mgmt | | For | | For | | For |
| 7 | | Elect LUO Liang | | Mgmt | | For | | Against | | Against |
| 8 | | Elect ZHENG Xuexuan | | Mgmt | | For | | Against | | Against |
| 9 | | Elect LAM Kwong Siu | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 01/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Internal Control Auditors for 2011 | | Mgmt | | For | | For | | For |
China Shenhua Energy Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1088 | | CINS Y1504C113 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Fees of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Board Meeting | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Elect KONG Dong | | Mgmt | | For | | For | | For |
| 13 | | Elect CHEN Hongsheng | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
China Shenhua Energy Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1088 | | CINS Y1504C113 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Shipping Container Lines Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2866 | | CINS Y1513C104 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Annual Report | | Mgmt | | For | | For | | For |
| 7 | | Appointment of International Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Domestic Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
China State Construction International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3311 | | CINS G21677136 | | 10/26/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | CSCECL Sub-construction Engagement Agreement | | Mgmt | | For | | For | | For |
| 4 | | COHL Construction Engagement Agreement | | Mgmt | | For | | For | | For |
China Vanke Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200002 | | CINS Y77421108 | | 05/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | Abstain | | Against |
Chongqing Rural Commercial Bank Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3618 | | CINS Y1594G107 | | 05/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Profit Distribution Plan | | Mgmt | | For | | For | | For |
| 7 | | 2012 Financial Budget | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Debt Instruments | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
CIBT Education Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBA | | CINS 17163Y102 | | 12/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Toby Chu | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Tony David | | Mgmt | | For | | For | | For |
| 5 | | Elect Derek Feng | | Mgmt | | For | | For | | For |
| 6 | | Elect David Hsu | | Mgmt | | For | | For | | For |
| 7 | | Elect Troy Rice | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Shane Weir | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Cnooc Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0883 | | CUSIP 126132109 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect WU Guangqi | | Mgmt | | For | | Against | | Against |
| 4 | | Elect WU Zhenfang | | Mgmt | | For | | For | | For |
| 5 | | Elect Aloysius TSE Hau Yin | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Dah Sing Banking Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2356 | | CINS Y1923F101 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect David WONG Shou-Yeh | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John CHIU Lung-Man | | Mgmt | | For | | For | | For |
| 7 | | Elect Kazutake Kobayashi | | Mgmt | | For | | Against | | Against |
| 8 | | Elect NG Yuen Tin | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Dalian Port (PDA) Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2880 | | CINS G2739Z109 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect HUI Kai | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Danhua Chemical Technology Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 600844 | | CINS Y1977Z102 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors: SHEN Yayun | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Dongfeng Motor Group Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0489 | | CINS Y21042109 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Authority to Distribute Interim Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Emperor Watch & Jewellery Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0887 | | CINS Y2289S109 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHAN Hung Ming | | Mgmt | | For | | For | | For |
| 6 | | Elect Vanessa FAN Man Seung | | Mgmt | | For | | For | | For |
| 7 | | Elect CHAN Hon Piu | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Refreshment of Share Option Scheme | | Mgmt | | For | | Against | | Against |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Euromax Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EOX | | CINS 29873T109 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Gustafson | | Mgmt | | For | | For | | For |
| 4 | | Elect Randal Matkaluk | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Quinton Hennigh | | Mgmt | | For | | For | | For |
| 6 | | Elect Martyn Konig | | Mgmt | | For | | For | | For |
| 7 | | Elect Varshan Gokool | | Mgmt | | For | | For | | For |
| 8 | | Elect Steve Sharpe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Approval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Evergrande Real Estate Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3333 | | CINS G3225A103 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LI Gang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Tse Wai Wah | | Mgmt | | For | | For | | For |
| 7 | | Elect XU Xiangwu | | Mgmt | | For | | Against | | Against |
| 8 | | Elect XU Wen | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Franshion Properties (China) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0817 | | CINS Y2642B108 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HE Cao | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 9 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Galaxy Entertainment Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0027 | | CINS Y2679D118 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect Francis LUI Yiu Tung | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Anthony T. C. Carter | | Mgmt | | For | | For | | For |
| 6 | | Elect Patrick WONG Lung Tak | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Right | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
GCL-Poly Energy Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3800 | | CINS G3774X108 | | 07/12/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Continuing Connected Transactions and Annual Caps | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Golden Eagle Retail Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3308 | | CINS G3958R109 | | 08/17/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-exercise of the Right of First Refusal | | Mgmt | | For | | For | | For |
| 4 | | Lease Agreement | | Mgmt | | For | | For | | For |
| 5 | | Annual Caps for the Lease Agreement | | Mgmt | | For | | For | | For |
GOME Electrical Appliances Holding Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 493 | | CINS G3978C124 | | 12/05/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Amendment to Terms of Option | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Terms of Share Option Scheme | | Mgmt | | For | | For | | For |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Use of Proceeds from A Shares | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 05/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Annual Report | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 7 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 8 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 05/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Greatview Aseptic Packaging Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0468 | | CINS G40769104 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect Jeff BI Hua | | Mgmt | | For | | Against | | Against |
| 5 | | Elect James Hildebrandt | | Mgmt | | For | | For | | For |
| 6 | | Elect LEW Kiang Hua | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Ernst Behrens | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Haitian International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1882 | | CINS G4232C108 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG Jianguo | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHANG Jianfeng | | Mgmt | | For | | For | | For |
| 7 | | Elect LIU Jianbo | | Mgmt | | For | | For | | For |
| 8 | | Elect GAO Xunxian | | Mgmt | | For | | For | | For |
| 9 | | Elect Steven CHOW | | Mgmt | | For | | For | | For |
| 10 | | Elect DAI Guowah | | Mgmt | | For | | For | | For |
| 11 | | Elect LOU Baijun | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Haitian International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1882 | | CINS G4232C108 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | New Framework Agreement and Annual Caps | | Mgmt | | For | | For | | For |
Hangzhou Steam Turbine Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200771 | | CINS Y30436102 | | 05/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Home Inns & Hotels Management Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HMIN | | CUSIP 43713W107 | | 09/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendment to the 2006 Share Incentive Plan | | Mgmt | | For | | Against | | Against |
Hotai Motor Co
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2207 | | CINS Y37225102 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 11 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
HSBC Holdings plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HSBA | | CINS G4634U169 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Safra Catz | | Mgmt | | For | | For | | For |
| 4 | | Elect Laura CHA May Lung | | Mgmt | | For | | For | | For |
| 5 | | Elect Marvin CHEUNG Kin Tung | | Mgmt | | For | | For | | For |
| 6 | | Elect John Coombe | | Mgmt | | For | | For | | For |
| 7 | | Elect Joachim Faber | | Mgmt | | For | | For | | For |
| 8 | | Elect Rona Fairhead | | Mgmt | | For | | For | | For |
| 9 | | Elect Douglas Flint | | Mgmt | | For | | For | | For |
| 10 | | Elect Alexander Flockhart | | Mgmt | | For | | For | | For |
| 11 | | Elect Stuart Gulliver | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Elect James Hughes-Hallett | | Mgmt | | For | | For | | For |
| 13 | | Elect Sam Laidlaw | | Mgmt | | For | | For | | For |
| 14 | | Elect John Lipsky | | Mgmt | | For | | For | | For |
| 15 | | Elect J. Rachel Lomax | | Mgmt | | For | | For | | For |
| 16 | | Elect Iain Mackay | | Mgmt | | For | | For | | For |
| 17 | | Elect Narayana Murthy | | Mgmt | | For | | For | | For |
| 18 | | Elect Simon Robertson | | Mgmt | | For | | For | | For |
| 19 | | Elect John Thornton | | Mgmt | | For | | Against | | Against |
| 20 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 21 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 22 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 23 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 24 | | Scrip Dividend | | Mgmt | | For | | For | | For |
| 25 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
| 26 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Hyundai Mobis Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 012330 | | CINS Y3849A109 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles (Bundled) | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Election of Audit Committee Members (Slate) | | Mgmt | | For | | Against | | Against |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Hyundai Motor Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 005380 | | CINS Y38472109 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Audit Committee Members (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Indocement Tunggal Prakarsa
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INTP | | CINS Y7127B135 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors and Commissioners | | Mgmt | | For | | Abstain | | Against |
| 5 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | For | | For |
Indocement Tunggal Prakarsa
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INTP | | CINS Y7127B135 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS ADPV10686 | | 02/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 2 | | Elect OR Ching Fai | | Mgmt | | For | | Against | | Against |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS Y3990B112 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect DONG Juan as Supervisor | | Mgmt | | For | | For | | For |
| 9 | | Elect MENG Yan as Supervisor | | Mgmt | | For | | For | | For |
| 10 | | Elect HONG Yongmiao as Director | | Mgmt | | For | | For | | For |
| 11 | | Fees of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Industrial and Commercial Bank of China Limited (ICBC China)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS ADPV10686 | | 11/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Issue of Subordinated Bonds | | Mgmt | | For | | For | | For |
| 4 | | Elect JIANG Jianqing | | Mgmt | | For | | For | | For |
| 5 | | Elect YANG Kaisheng | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Frank WONG Kwong Shing | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Elect TIAN Guoqiang | | Mgmt | | For | | For | | For |
| 8 | | Elect WANG Chixi as Supervisor | | Mgmt | | For | | For | | For |
| 9 | | Elect HUAN Huiwu | | Mgmt | | For | | For | | For |
| 10 | | Elect WANG Xiaoya | | Mgmt | | For | | For | | For |
| 11 | | Elect GE Rongrong | | Mgmt | | For | | For | | For |
| 12 | | Elect LI Jun | | Mgmt | | For | | Against | | Against |
| 13 | | Elect WANG Xiaolan | | Mgmt | | For | | For | | For |
| 14 | | Elect YAO Zhongli | | Mgmt | | For | | For | | For |
Jiangxi Copper Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0358 | | CINS Y4446C100 | | 12/06/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Allocation of Interim Dividend | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Internal Control Accountant and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 4 | | Consolidated Supply and Services Agreement I | | Mgmt | | For | | For | | For |
| 5 | | Consolidated Supply and Services Agreement II | | Mgmt | | For | | For | | For |
| 6 | | Consolidated Financial Services Agreement | | Mgmt | | For | | Against | | Against |
Kunlun Energy Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0135 | | CINS G5320C108 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LI Hualin | | Mgmt | | For | | Against | | Against |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
KWG Property Hldgs Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G53224104 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect KONG Jian Min | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect HE Wei Zhi | | Mgmt | | For | | For | | For |
| 7 | | Elect YU Yao Sheng | | Mgmt | | For | | For | | For |
| 8 | | Elect Carmelo LEE Ka Sze | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Lao Feng Xiang Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900905 | | CINS Y1424Z119 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Authority to Give Guarantees | | Mgmt | | For | | Against | | Against |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Internal Control Auditor | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Major Information Internal Reporting System | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Fund-raising Management System | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Procedural Rules: Related Party Transaction Management System | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Procedural Rules: External Guarantees Management System | | Mgmt | | For | | For | | For |
| 14 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
Leoch International Technology Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0842 | | CINS G54654101 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Philip A. Noznesky | | Mgmt | | For | | For | | For |
| 6 | | Elect AN Wenbin | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
LG Chem Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 051910 | | CINS Y52758102 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Luk Fook Holdings (International) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0590 | | CINS G5695X125 | | 08/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul LAW Tim Fuk | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LAU Kwok Sum | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Danny WONG Ho Lung | | Mgmt | | For | | For | | For |
| 9 | | Elect HUI Chiu Chung | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Alexander TAI Kwok Leung | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Appoint Additional Directors | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Media Nusantara Citra Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNCN | | CINS Y71280104 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares under the Employee and Management Stock Option Program | | Mgmt | | For | | Abstain | | Against |
| 6 | | Issuance of Shares w/o Preemptive Rights | | Mgmt | | For | | Abstain | | Against |
Megaworld Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MEG | | CINS Y59481112 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Call to order | | Mgmt | | For | | For | | For |
| 3 | | Approve Notice and Determination of Quorum | | Mgmt | | For | | For | | For |
| 4 | | Approve Minutes | | Mgmt | | For | | For | | For |
| 5 | | Annual report of management | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Ratification of Board and Management Acts | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 10 | | Elect Andrew Tan | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Katherine Tan | | Mgmt | | For | | For | | For |
| 12 | | Elect Kingson Sian | | Mgmt | | For | | For | | For |
| 13 | | Elect Enrique Santos Sy | | Mgmt | | For | | For | | For |
| 14 | | Elect Miguel Varela | | Mgmt | | For | | For | | For |
| 15 | | Elect Gerardo Garcia | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 17 | | Adjournment | | Mgmt | | For | | For | | For |
Mongolia Growth Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YAK | | CINS 60936L106 | | 04/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Harris Kupperman | | Mgmt | | For | | For | | For |
| 4 | | Elect Jordan Calonego | | Mgmt | | For | | For | | For |
| 5 | | Elect William Fleckenstein | | Mgmt | | For | | For | | For |
| 6 | | Elect Paulo Bilezikjian | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Sweeney | | Mgmt | | For | | For | | For |
| 8 | | Elect Byambaa Losolsuren | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Articles Regarding Shareholder Meeting Location | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
NetEase.com, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTES | | CUSIP 64110W102 | | 09/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Ding | | Mgmt | | For | | For | | For |
| 2 | | Elect Alice Cheng | | Mgmt | | For | | For | | For |
| 3 | | Elect Denny Lee | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Joseph Tong | | Mgmt | | For | | For | | For |
| 5 | | Elect Lun Feng | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Leung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michael Tong | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Nine Dragons Paper (Holdings) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2689 | | CINS G65318100 | | 11/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHEUNG Yan | | Mgmt | | For | | For | | For |
| 6 | | Elect LIU Ming Chung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Maria TAM Wai Chu | | Mgmt | | For | | Against | | Against |
| 8 | | Elect WANG Hong Bo | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kevin Tomlinson | | Mgmt | | For | | For | | For |
| 3 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (CEO John Seton) | | Mgmt | | For | | Against | | Against |
| 5 | | Equity Grant (Executive Chairman David Seton) | | Mgmt | | For | | Against | | Against |
| 6 | | Approve Issue of Securities (Director Options) | | Mgmt | | For | | For | | For |
| 7 | | Ratify Placement of Securities (Baroda Hills Investments Limited) | | Mgmt | | For | | For | | For |
| 8 | | Ratify Placement of Securities (Zone Capital Partners LLC) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Petrochina Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 857 | | CUSIP 71646E100 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Authority to Declare Interim Dividend | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 7 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Petrochina Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 857 | | CUSIP 71646E100 | | 10/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | New Comprehensive Agreement and Annual Caps | | Mgmt | | For | | Against | | Against |
| 2 | | Elect WANG Lixin as Supervisor | | Mgmt | | For | | Against | | Against |
Ping An Insurance (Group) Company of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2318 | | CINS Y69790106 | | 02/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 4 | | Type of securities | | Mgmt | | For | | For | | For |
| 5 | | Issue size | | Mgmt | | For | | For | | For |
| 6 | | Par value and issue price | | Mgmt | | For | | For | | For |
| 7 | | Term | | Mgmt | | For | | For | | For |
| 8 | | Interest rate | | Mgmt | | For | | For | | For |
| 9 | | Method and timing of the interest payment | | Mgmt | | For | | For | | For |
| 10 | | Conversion period | | Mgmt | | For | | For | | For |
| 11 | | CB Conversion Price | | Mgmt | | For | | For | | For |
| 12 | | Downward adjustment to CB Conversion Price | | Mgmt | | For | | For | | For |
| 13 | | Number of Shares for Conversion | | Mgmt | | For | | For | | For |
| 14 | | Terms of redemption | | Mgmt | | For | | For | | For |
| 15 | | Terms of sale back | | Mgmt | | For | | For | | For |
| 16 | | Entitlement to dividend of the year of conversion | | Mgmt | | For | | For | | For |
| 17 | | Method of issuance and target subscribers | | Mgmt | | For | | For | | For |
| 18 | | Subscription Arrangement | | Mgmt | | For | | For | | For |
| 19 | | Relevant matters of CB Holders’ meetings | | Mgmt | | For | | For | | For |
| 20 | | Use of proceeds | | Mgmt | | For | | For | | For |
| 21 | | Special provisions in relation to solvency capital | | Mgmt | | For | | For | | For |
| 22 | | Guarantee and security | | Mgmt | | For | | For | | For |
| 23 | | Validity period | | Mgmt | | For | | For | | For |
| 24 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 25 | | Feasibility Analysis on Use of Proceeds | | Mgmt | | For | | For | | For |
| 26 | | Report on Use of Proceeds from Previous Fund Raising Activities | | Mgmt | | For | | For | | For |
| 27 | | Elect FAN Mingchun | | Mgmt | | For | | For | | For |
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2318 | | CINS Y69790106 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect MA Mingzhe | | Mgmt | | For | | For | | For |
| 9 | | Elect SUN Jianyi | | Mgmt | | For | | For | | For |
| 10 | | Elect REN Huichuan | | Mgmt | | For | | For | | For |
| 11 | | Elect Jason YAO Bo | | Mgmt | | For | | For | | For |
| 12 | | Elect KU Man | | Mgmt | | For | | For | | For |
| 13 | | Elect LIN Lijun | | Mgmt | | For | | For | | For |
| 14 | | Elect Peter WONG Tung Shun | | Mgmt | | For | | Against | | Against |
| 15 | | Elect NG Sing Yip | | Mgmt | | For | | For | | For |
| 16 | | Elect LI Zhe | | Mgmt | | For | | For | | For |
| 17 | | Elect GUO Limin | | Mgmt | | For | | Against | | Against |
| 18 | | Elect FAN Mingchun | | Mgmt | | For | | For | | For |
| 19 | | Elect CHENG Siu Hong | | Mgmt | | For | | For | | For |
| 20 | | Elect ZHANG Hongyi | | Mgmt | | For | | For | | For |
| 21 | | Elect CHEN Su | | Mgmt | | For | | Against | | Against |
| 22 | | Elect XIA Liping | | Mgmt | | For | | Against | | Against |
| 23 | | Elect TANG Yunwei | | Mgmt | | For | | For | | For |
| 24 | | Elect Carmelo LEE Ka Sze | | Mgmt | | For | | Against | | Against |
| 25 | | Elect Jackson WOO Ka Biu | | Mgmt | | For | | For | | For |
| 26 | | Elect Stephen Meldrum | | Mgmt | | For | | For | | For |
| 27 | | Elect GU Liji | | Mgmt | | For | | For | | For |
| 28 | | Elect SUN Fuxin | | Mgmt | | For | | For | | For |
| 29 | | Elect PENG Zhijian | | Mgmt | | For | | For | | For |
| 30 | | Elect LIN Li | | Mgmt | | For | | For | | For |
| 31 | | Report on Connected Transactions | | Mgmt | | For | | For | | For |
PT AKR Corporindo Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRA | | CINS Y71161163 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | Abstain | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
PT AKR Corporindo Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRA | | CINS Y71161163 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approval of Utilization of Proceeds | | Mgmt | | For | | For | | For |
| 2 | | Authority to Increase Capital under the Management Stock Option Program (MSOP) | | Mgmt | | For | | For | | For |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 03/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 2 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Abstain | | Against |
PT Bumi Resources
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUMI | | CINS Y7122M110 | | 10/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Repurchase Shares | | Mgmt | | For | | Abstain | | Against |
| 3 | | Restructuring | | Mgmt | | For | | Abstain | | Against |
| 4 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
PT Hanjaya Mandala Sampoerna Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HMSP | | CINS Y7121Z146 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
PT Indofarma Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INAF | | CINS Y7131M101 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Report on Partnership and Environmental Development Program | | Mgmt | | For | | Abstain | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Directors and Commissioners | | Mgmt | | For | | Abstain | | Against |
PT Indofarma Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INAF | | CINS Y7131M101 | | 12/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Utilization of Retained Earnings | | Mgmt | | For | | Abstain | | Against |
| 4 | | Restructuring | | Mgmt | | For | | Abstain | | Against |
Regent Manner International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1997 | | CINS G7481P118 | | 05/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect WU Kai Yun | | Mgmt | | For | | For | | For |
| 6 | | Elect WU Kai Hsiung | | Mgmt | | For | | For | | For |
| 7 | | Elect HAN Min | | Mgmt | | For | | For | | For |
| 8 | | Elect TSENG Yu Ling | | Mgmt | | For | | For | | For |
| 9 | | Elect KWOK Kwan Hung | | Mgmt | | For | | For | | For |
| 10 | | Elect HSU Wey Tyng | | Mgmt | | For | | For | | For |
| 11 | | Elect LIN Yen Yu | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
REXLot Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 555 | | CINS G7541U107 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect BOO Chun Lon | | Mgmt | | For | | For | | For |
| 6 | | Elect CHOW Siu Ngor | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Adoption of New Share Option Scheme and Termination of Existing Share Option Scheme | | Mgmt | | For | | Against | | Against |
Security Bank Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SECB | | CINS Y7571C100 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approval of Minutes | | Mgmt | | For | | For | | For |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 5 | | Elect Frederick Dy | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul Ung | | Mgmt | | For | | For | | For |
| 7 | | Elect Alberto Villarosa | | Mgmt | | For | | For | | For |
| 8 | | Elect Anastasia Dy | | Mgmt | | For | | For | | For |
| 9 | | Elect Jose Facundo | | Mgmt | | For | | For | | For |
| 10 | | Elect Eduardo Plana | | Mgmt | | For | | For | | For |
| 11 | | Elect Rafael Simpao, Jr. | | Mgmt | | For | | For | | For |
| 12 | | Elect Diana Aguilar | | Mgmt | | For | | For | | For |
| 13 | | Elect Philip Ang | | Mgmt | | For | | For | | For |
| 14 | | Elect Joseph Higdon | | Mgmt | | For | | For | | For |
| 15 | | Elect James Hung | | Mgmt | | For | | For | | For |
Shenzhou International Group Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2313 | | CINS G8087W101 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HUANG Guanlin | | Mgmt | | For | | For | | For |
| 6 | | Elect CHEN Zhongjing | | Mgmt | | For | | For | | For |
| 7 | | Elect WANG Cunbo | | Mgmt | | For | | For | | For |
| 8 | | Elect CHEN Genxiang | | Mgmt | | For | | For | | For |
| 9 | | Elect JIANG Xianpin | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Sihuan Pharmaceutical Holdings Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BL5 | | CINS G8162K113 | | 09/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Allocation of Special Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Homer SUN | | Mgmt | | For | | For | | For |
| 5 | | Elect Eddy Huang | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CINS 82835P103 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 4 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 5 | | Elect S. Paul Simpson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 7 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Continuation of Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
| 11 | | Approval and Ratification of Board Acts | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SINA Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SINA | | CUSIP G81477104 | | 11/04/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Pehong Chen | | Mgmt | | For | | For | | For |
| 2 | | Elect Lip-Bu Tan | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Sinopec Corporation (China Petroleum & Chemical Corporation)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0386 | | CUSIP 16941R108 | | 05/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Surplus Common Reserve Funds | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Authority to Declare Interim Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8.1 | | Elect FU Chengyu | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8.2 | | Elect WANG Tianpu | | Mgmt | | For | | For | | For |
| 8.3 | | Elect ZHANG Yaocang | | Mgmt | | For | | For | | For |
| 8.4 | | Elect ZHANG Jianhua | | Mgmt | | For | | For | | For |
| 8.5 | | Elect WANG Zhigang | | Mgmt | | For | | For | | For |
| 8.6 | | Elect CAI Xiyou | | Mgmt | | For | | For | | For |
| 8.7 | | Elect CAO Yaofeng | | Mgmt | | For | | For | | For |
| 8.8 | | Elect LI Chunguang | | Mgmt | | For | | For | | For |
| 8.9 | | Elect DAI Houliang | | Mgmt | | For | | For | | For |
| 8.10 | | Elect LIU Yun | | Mgmt | | For | | For | | For |
| 8.11 | | Elect CHEN Xiaojin | | Mgmt | | For | | For | | For |
| 8.12 | | Elect MA Weihua | | Mgmt | | For | | For | | For |
| 8.13 | | Elect JIANG Xiaoming | | Mgmt | | For | | For | | For |
| 8.14 | | Elect YAN Yan | | Mgmt | | For | | Withhold | | Against |
| 8.15 | | Elect BAO Guoming | | Mgmt | | For | | For | | For |
| 8.16 | | Elect XU Bin | | Mgmt | | For | | Withhold | | Against |
| 8.17 | | Elect GENG Limin | | Mgmt | | For | | Withhold | | Against |
| 8.18 | | Elect LI Xinjian | | Mgmt | | For | | For | | For |
| 8.19 | | Elect ZOU Huiping | | Mgmt | | For | | For | | For |
| 8.20 | | Elect KANG Mingde | | Mgmt | | For | | For | | For |
| 9 | | Service Contract | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Board Acts: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Board Acts: Amendments to Articles | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Debt Instruments | | Mgmt | | For | | Abstain | | Against |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
SJM Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 880 | | CINS Y8076V106 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Stanley HO Hung Sun | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David SHUM Hong Kuen | | Mgmt | | For | | For | | For |
| 7 | | Elect Abraham SHEK Lai Him | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Aloysius TSE Hau Yin | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Surya Citra Media Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCMA | | CINS Y7148M102 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
TCL Communication Technology Holdings Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2618 | | CINS G87016146 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect WANG Jiyang | | Mgmt | | For | | For | | For |
| 7 | | Elect LI Dongsheng | | Mgmt | | For | | For | | For |
| 8 | | Elect GUO Aiping | | Mgmt | | For | | For | | For |
| 9 | | Elect KWOK Hoi Sing | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Tencent Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 700 | | CINS G87572148 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LI Dong Sheng | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Iain Bruce | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Tiangong International Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0826 | | CINS G88831113 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect YAN Ronghua | | Mgmt | | For | | For | | For |
| 6 | | Elect LI Zhengbang | | Mgmt | | For | | Against | | Against |
| 7 | | Elect GAO Xiang | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
TPV Technology
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 00903 | | CINS G8984D107 | | 02/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Joint Venture | | Mgmt | | For | | For | | For |
| 4 | | Continuing Connected Transactions | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Trauson Holdings Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0325 | | CINS G90137103 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Charles WANG Chong Guang | | Mgmt | | For | | For | | For |
| 6 | | Elect CAI Yong | | Mgmt | | For | | For | | For |
| 7 | | Elect XU Yan Hua | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
United Tractors
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNTR | | CINS Y7146Y140 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Vista Land and Lifescapes Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VLL | | CINS Y9382G106 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approval of Notice and Determination of Quorum | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Elect Marcelino Mendoza | | Mgmt | | For | | For | | For |
| 5 | | Elect Benjamarie Therese Serrano | | Mgmt | | For | | For | | For |
| 6 | | Elect Cynthia Javarez | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Maribeth Tolentino | | Mgmt | | For | | For | | For |
| 8 | | Elect Manuel Paolo Villar | | Mgmt | | For | | For | | For |
| 9 | | Elect Ruben Fruto | | Mgmt | | For | | For | | For |
| 10 | | Elect Marilou Adea | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 13 | | Adjournment | | Mgmt | | For | | For | | For |
Wing Hang Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 302 | | CINS Y9588K109 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael FUNG Yuk Sing | | Mgmt | | For | | For | | For |
| 6 | | Elect Louis HO Chi Wai | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Rogan | | Mgmt | | For | | For | | For |
| 8 | | Elect Ambrose LAU Hon Chuen | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Stephen Dubois Lackey | | Mgmt | | For | | Against | | Against |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Xinyi Glass Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0868 | | CINS G9828G108 | | 11/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Divestiture | | Mgmt | | For | | For | | For |
| 4 | | Adoption of Xinyi Solar Share Option Scheme | | Mgmt | | For | | Against | | Against |
Yageo Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2327 | | CINS Y9723R118 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 8 | | Private Placement | | Mgmt | | For | | Against | | Against |
| 9 | | Election of Directors and Supervisors (Slate) | | Mgmt | | For | | For | | For |
| 10 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Yanzhou Coal Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1171 | | CUSIP 984846105 | | 02/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Issue Size | | Mgmt | | For | | For | | For |
| 2 | | Bond Period and Interest Rate | | Mgmt | | For | | For | | For |
| 3 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 4 | | Arrangement to Place to Existing Shareholders | | Mgmt | | For | | For | | For |
| 5 | | Guarantee | | Mgmt | | For | | For | | For |
| 6 | | Listing Arrangement | | Mgmt | | For | | For | | For |
| 7 | | Methods for Redemption and Payment of Interest | | Mgmt | | For | | For | | For |
| 8 | | Warranty for Repayment of Bonds | | Mgmt | | For | | For | | For |
| 9 | | Valid Period | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
Yanzhou Coal Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1171 | | CINS Y97417102 | | 02/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issue Size | | Mgmt | | For | | For | | For |
| 3 | | Bond Period and Interest Rate | | Mgmt | | For | | For | | For |
| 4 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 5 | | Arrangement to Place to Existing Shareholders | | Mgmt | | For | | For | | For |
| 6 | | Guarantee | | Mgmt | | For | | For | | For |
| 7 | | Listing Arrangement | | Mgmt | | For | | For | | For |
| 8 | | Methods for Redemption and Payment of Interest | | Mgmt | | For | | For | | For |
| 9 | | Warranty for Repayment of Bonds | | Mgmt | | For | | For | | For |
| 10 | | Valid Period | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
Yanzhou Coal Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1171 | | CINS Y97417102 | | 04/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of USD Bonds | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Zhaojin Mining Industry Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1818 | | CINS Y988A6104 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Elect LI Xiuchen | | Mgmt | | For | | For | | For |
| 9 | | Elect YE Kai | | Mgmt | | For | | For | | For |
| 10 | | Elect KONG Fanhe | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Acquisition | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Corporate Bonds | | Mgmt | | For | | For | | For |
| 16 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Zhaojin Mining Industry Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1818 | | CINS Y988A6104 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Acquisition | | Mgmt | | For | | For | | For |
| 3 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 4 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Rules of Procedures for General Meeting | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Amendments to Rules of Procedures for Board Meetings | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Rules of Procedures for Supervisory Committee Meetings | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 8 | | Issuance of Medium-Term Notes | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
ZTE Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 763 | | CINS Y0004F105 | | 04/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect ZHANG Jianheng | | Mgmt | | For | | For | | For |
| 4 | | Conditions of Bonds Issue | | Mgmt | | For | | For | | For |
| 5 | | Bonds Issue | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Eastern European Fund
Date of fiscal year end: 12/31
Arcelik AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARCLK | | CINS M1490L104 | | 03/29/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 7 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 8 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 11 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 13 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 14 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 16 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 17 | | Closing; Wishes | | Mgmt | | For | | TNA | | N/A |
Bank Handlowy w Warszawie S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BHW | | CINS X05318104 | | 06/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Changes to the Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 15 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Bank of Georgia Holdings Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BGEO | | CINS G08195102 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Neil Janin | | Mgmt | | For | | For | | For |
| 2 | | Elect Irakli Gilauri | | Mgmt | | For | | For | | For |
| 3 | | Elect David Morrison | | Mgmt | | For | | For | | For |
| 4 | | Elect Alasdair Breach | | Mgmt | | For | | For | | For |
| 5 | | Elect Allan Hirst | | Mgmt | | For | | For | | For |
| 6 | | Elect Kakhaber Kiknavelidze | | Mgmt | | For | | For | | For |
| 7 | | Elect Ian Hague | | Mgmt | | For | | For | | For |
| 8 | | Elect Hanna-Leena Loikkanen | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
| 13 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 06/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric Brown | | Mgmt | | For | | For | | For |
| 7 | | Elect Wesley Clark | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAACEZ | | CINS X2337V121 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Opening of Meeting; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | | Mgmt | | For | | For | | For |
| 2 | | Board of Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisory Board’s Report | | Mgmt | | For | | For | | For |
| 4 | | Audit Committee’s Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Cooption of Martin Roman | | Mgmt | | For | | For | | For |
| 11 | | Election of Audit Committee Members | | Mgmt | | For | | For | | For |
| 12 | | Supervisory Board Contracts | | Mgmt | | For | | For | | For |
| 13 | | Audit Committee Contracts | | Mgmt | | For | | For | | For |
| 14 | | Internal Restructuring (Elektrarna Pocerady) | | Mgmt | | For | | For | | For |
| 15 | | Internal Restructuring (CEZ Teplarenska) | | Mgmt | | For | | For | | For |
| 16 | | Closing of Meeting | | Mgmt | | For | | For | | For |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Ned Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect W. Murray John | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect William Wilson | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Eastcoal Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ECX | | CINS 276165107 | | 12/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Byrne | | Mgmt | | For | | For | | For |
| 4 | | Elect John Conlon | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Abraham Jonker | | Mgmt | | For | | For | | For |
| 6 | | Elect Gregory Cameron | | Mgmt | | For | | For | | For |
| 7 | | Elect Colin Stocks | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Eurocash SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EUR | | CINS X2382S106 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Voting List | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 10 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 11 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 15 | | Presentation of Employee Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Employee Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 18 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
| 19 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Ford Otomotiv Sanayi (Otosan)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OTOSN | | CINS M7608S105 | | 03/20/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Co-option of Board Members | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 7 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 11 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 12 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 13 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Report on Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 18 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 19 | | Closing | | Mgmt | | For | | TNA | | N/A |
Ford Otomotiv Sanayi (Otosan)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OTOSN | | CINS M7608S105 | | 10/25/2011 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Co-option of Board Members | | Mgmt | | For | | TNA | | N/A |
| 5 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 6 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Gazprom OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GAZP | | CINS 368287207 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 47 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| | | | | | | | | | |
| 48 | | Elect Andrey Akimov | | Mgmt | | For | | Abstain | | Against |
| 49 | | Elect Farit Gazizullin | | Mgmt | | For | | Abstain | | Against |
| 50 | | Elect Viktor Zubkov | | Mgmt | | For | | Abstain | | Against |
| 51 | | Elect Elena Karpel | | Mgmt | | For | | Abstain | | Against |
| 52 | | Elect Timur Kulibaev | | Mgmt | | For | | Abstain | | Against |
| 53 | | Elect Vitaly Markelov | | Mgmt | | For | | Abstain | | Against |
| 54 | | Elect Viktor Martynov | | Mgmt | | For | | Abstain | | Against |
| 55 | | Elect Vladimir Mau | | Mgmt | | For | | Abstain | | Against |
| 56 | | Elect Alexey Miller | | Mgmt | | For | | Abstain | | Against |
| 57 | | Elect Valery Musin | | Mgmt | | For | | For | | For |
| 58 | | Elect Mikhail Sereda | | Mgmt | | For | | Abstain | | Against |
| 59 | | Elect Igor Yusufov | | Mgmt | | For | | Abstain | | Against |
| 60 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 61 | | Elect Dmitry Arkhipov | | Mgmt | | For | | N/A | | N/A |
| 62 | | Elect Andrei Belobrov | | Mgmt | | For | | For | | For |
| 63 | | Elect Vadim Bikulov | | Mgmt | | For | | For | | For |
| 64 | | Elect Aleksey Mironov | | Mgmt | | For | | For | | For |
| 65 | | Elect Lidiya Morozova | | Mgmt | | For | | For | | For |
| 66 | | Elect Anna Nesterova | | Mgmt | | For | | For | | For |
| 67 | | Elect Georgy A. Nozadze | | Mgmt | | For | | For | | For |
| 68 | | Elect Yury Nosov | | Mgmt | | For | | N/A | | N/A |
| 69 | | Elect Karen Oganyan | | Mgmt | | For | | For | | For |
| 70 | | Elect Maria Tikhonova | | Mgmt | | For | | For | | For |
| 71 | | Elect Alexander Yugov | | Mgmt | | For | | For | | For |
| 72 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 73 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Gazprom OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GAZP | | CINS 368287207 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 8 | | Audit Commission Members’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 53 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 56 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 80 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
GET Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTB | | CINS X3214S108 | | 04/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 7 | | Report of the Supervisory Board | | Mgmt | | For | | For | | For |
| 8 | | Report of the Management Board | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Coverage of Loss | | Mgmt | | For | | For | | For |
| 11 | | Coverage of Loss | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Presentation of Merger Plan | | Mgmt | | For | | For | | For |
| 15 | | Acquisition of Getin Noble | | Mgmt | | For | | For | | For |
| 16 | | Adoption of Uniform Text | | Mgmt | | For | | For | | For |
| 17 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Getin Holding S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTN | | CINS X3203X100 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 7 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 8 | | Management Board Report | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Report of the Management Board (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Presentation of Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 16 | | Compliance with Best Practice | | Mgmt | | For | | For | | For |
| 17 | | Closing of Meeting | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Grupa Lotos SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LTS | | CINS X32440103 | | 08/08/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 8 | | Adoption of Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 9 | | Closing | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Jastrzebska Spolka Weglowa SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JSW | | CINS X4038D103 | | 10/04/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Election of Election Committee | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Adoption of Meeting Regulations | | Mgmt | | For | | For | | For |
| 8 | | Election of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 9 | | Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 10 | | Employee Stock Purchase Plan (Kombinat Koksochemiczny Zabrze SA) | | Mgmt | | For | | For | | For |
| 11 | | Acquisition (Walbrzyskie Zaklady Koksownicze “Victoria” SA) | | Mgmt | | For | | Abstain | | Against |
| 12 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Kernel Holding S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 07/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Kernel Holding SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 12/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | Against | | Against |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Resignation of Patrick Conrad; Ratification of Director Acts | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrzej Danilczuk and Ton Schurink as Independent Directors | | Mgmt | | For | | For | | For |
| 8 | | Elect Kostiantyn Lytvysnkyi and Yuriy Kovalchuk | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditors | | Mgmt | | For | | Abstain | | Against |
Kernel Holding SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 12/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 2 | | Amendments Regarding Application of EU Directive | | Mgmt | | For | | For | | For |
| 3 | | Amend Article 5 | | Mgmt | | For | | Abstain | | Against |
| 4 | | Insert Article 6 | | Mgmt | | For | | Abstain | | Against |
| 5 | | Amend Article 14 | | Mgmt | | For | | Abstain | | Against |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Amend Article 18 | | Mgmt | | For | | Abstain | | Against |
| 8 | | Renumbering of Articles | | Mgmt | | For | | Abstain | | Against |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
KGHM Polska Miedz
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGH | | CINS X45213109 | | 01/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 7 | | Changes to Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 8 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
KGHM Polska Miedz
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGH | | CINS X45213109 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Changes to Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 7 | | Closing of Meeting | | Mgmt | | For | | For | | For |
KGHM Polska Miedz
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGH | | CINS X45213109 | | 10/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 7 | | Compliance with Election Procedure | | Mgmt | | For | | For | | For |
| 8 | | Election of Employee Representatives | | Mgmt | | For | | For | | For |
| 9 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Koza Altin Isletmeleri AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KOZAL.E | | CINS M63730101 | | 05/04/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 8 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Directors and Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 11 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 12 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 13 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 14 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 15 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 16 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 17 | | Wishes | | Mgmt | | For | | TNA | | N/A |
| 18 | | Closing | | Mgmt | | For | | TNA | | N/A |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CUSIP 677862104 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Elect Vagit Alekperov | | Mgmt | | N/A | | Abstain | | N/A |
| 3 | | Elect Igor Belikov | | Mgmt | | N/A | | For | | N/A |
| 4 | | Elect Victor Blazheev | | Mgmt | | N/A | | For | | N/A |
| 5 | | Elect Valery Grayfer | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Igor Ivanov | | Mgmt | | N/A | | For | | N/A |
| 7 | | Elect Ravil Maganov | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Richard Matzke | | Mgmt | | N/A | | For | | N/A |
| 9 | | Elect Sergei Mikhailov | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Elect Mark Mobius | | Mgmt | | N/A | | For | | N/A |
| 11 | | Elect Guglielmo Moscato | | Mgmt | | N/A | | For | | N/A |
| 12 | | Elect Ivan Pictet | | Mgmt | | N/A | | For | | N/A |
| 13 | | Elect Aleksander Shokhin | | Mgmt | | N/A | | Abstain | | N/A |
| 14 | | Elect Mikhail Maksimov | | Mgmt | | For | | For | | For |
| 15 | | Elect Vladimir Nikitenko | | Mgmt | | For | | For | | For |
| 16 | | Elect Aleksandr Surkov | | Mgmt | | For | | For | | For |
| 17 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 20 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Meeting Regulations | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Board of Directors Regulations | | Mgmt | | For | | For | | For |
| 25 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CINS 677862104 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Vagit Alekperov | | Mgmt | | N/A | | Abstain | | N/A |
| 4 | | Elect Igor Belikov | | Mgmt | | N/A | | For | | N/A |
| 5 | | Elect Victor Blazheev | | Mgmt | | N/A | | For | | N/A |
| 6 | | Elect Valery Grayfer | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Igor Ivanov | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Ravil Maganov | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Richard Matzke | | Mgmt | | N/A | | For | | N/A |
| 10 | | Elect Sergei Mikhailov | | Mgmt | | N/A | | Abstain | | N/A |
| 11 | | Elect Mark Mobius | | Mgmt | | N/A | | For | | N/A |
| 12 | | Elect Guglielmo Moscato | | Mgmt | | N/A | | For | | N/A |
| 13 | | Elect Ivan Pictet | | Mgmt | | N/A | | For | | N/A |
| 14 | | Elect Aleksander Shokhin | | Mgmt | | N/A | | Abstain | | N/A |
| 15 | | Elect Mikhail Maksimov | | Mgmt | | For | | For | | For |
| 16 | | Elect Vladimir Nikitenko | | Mgmt | | For | | For | | For |
| 17 | | Elect Aleksandr Surkov | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 20 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 21 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 22 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Meeting Regulations | | Mgmt | | For | | For | | For |
| 25 | | Amendments to Board of Directors Regulations | | Mgmt | | For | | For | | For |
| 26 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
Magnit OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MGNT | | CINS X51729105 | | 05/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect Andrey Arutyunyan | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Valeriy Butenko | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Alexander Zayonts | | Mgmt | | For | | For | | For |
| 9 | | Elect Sergey Galitsky | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Alexei Makhnev | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Khachatur Pombykhchan | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Aslan Shkhachemukov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Election of Audit Commission | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor (RAS) | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor (IFRS) | | Mgmt | | For | | For | | For |
| 16 | | Election of Counting Commission | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Mechel OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTLR | | CUSIP 583840103 | | 09/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CINS X5430T109 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Regulations on the Board of Directors | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Elect Anton Abugov | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Aleksey Buyanov | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Andrey Dubovskov | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Ron Sommer | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Stanley Miller | | Mgmt | | For | | For | | For |
| 12 | | Elect Paul Ostling | | Mgmt | | For | | For | | For |
| 13 | | Elect Vsevolod Rosanov | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Gregor Harter | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Mikhail Shamolin | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Maxim Mamonov | | Mgmt | | For | | For | | For |
| 17 | | Elect Alexander Obermeister | | Mgmt | | For | | For | | For |
| 18 | | Elect Vassily Vassilievich Platoshin | | Mgmt | | For | | For | | For |
| 19 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mol Hungarian Oil and Gas
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOL | | CINS X5462R112 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hungary | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Voting Method | | Mgmt | | For | | For | | For |
| 5 | | Election of Individuals to Check Minutes | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Corporate Governance Code | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Acts | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to Supervisory Board Charter | | Mgmt | | For | | For | | For |
| 13 | | Amend Article 22.1 of Supervisory Board Charter | | Mgmt | | For | | For | | For |
| 14 | | Amend Article 22.8 of Supervisory Board Charter | | Mgmt | | For | | For | | For |
| 15 | | Elect Jozsef Molnar as Member of Board of Directors | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Elect Attila Chikan as Supervisory Board Member | | Mgmt | | For | | For | | For |
| 18 | | Elect John I. Charody as Supervisory Board Member | | Mgmt | | For | | For | | For |
| 19 | | Elect Slavomir Hatina as Supervisory Board Member | | Mgmt | | For | | For | | For |
| 20 | | Elect Zarko Primorac as Supervisory Board Member | | Mgmt | | For | | For | | For |
| 21 | | Elect Attila Chikan as Audit Committee Member | | Mgmt | | For | | For | | For |
| 22 | | Elect John I. Charody as Audit Committee Member | | Mgmt | | For | | For | | For |
| 23 | | Elect Zarko Primorac as Audit Committee Member | | Mgmt | | For | | For | | For |
| 24 | | Election of Employee Representatives | | Mgmt | | For | | For | | For |
| 25 | | Audit Committee Chairman Fees | | Mgmt | | For | | For | | For |
| 26 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 27 | | Amendments to Articles (Article 15.2g) | | Mgmt | | For | | For | | For |
| 28 | | Amendments to Articles (Article 19.4) | | Mgmt | | For | | For | | For |
| 29 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividend | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Andrey Igorevich Akimov | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Burckhard Bergmann | | Mgmt | | For | | For | | For |
| 7 | | Elect Ruben Vardanian | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Ives Louis Darricarrere | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Mark Gyetvay | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Leonid Mikhelson | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Alexander Natalenko | | Mgmt | | For | | For | | For |
| 12 | | Elect Kirill Seleznev | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Gennady Timchenko | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Maria Panasenko | | Mgmt | | For | | For | | For |
| 15 | | Elect Igor Ryaskov | | Mgmt | | For | | For | | For |
| 16 | | Elect Sergey Fomichev | | Mgmt | | For | | For | | For |
| 17 | | Elect Nikolay Shulikin | | Mgmt | | For | | For | | For |
| 18 | | Election of the Chairman of Management Board | | Mgmt | | For | | For | | For |
| 19 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 20 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 21 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 10/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
Novolipetsk Steel OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NLMK | | CINS 67011E204 | | 09/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Corporate Documents | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 02/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Charter | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 02/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Independent Directors’ Fees and Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect Enos Banda | | Mgmt | | For | | For | | For |
| 7 | | Elect Sergey Barbashev | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Alexey Bashkirov | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Andrey Bougrov | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Elect Olga Voytovich | | Mgmt | | N/A | | Abstain | | N/A |
| 11 | | Elect Alexander Voloshin | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Artem Volynets | | Mgmt | | N/A | | Abstain | | N/A |
| 13 | | Elect Oleg Deripaska | | Mgmt | | N/A | | Abstain | | N/A |
| 14 | | Elect Claude Dauphin | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Marianna Zakharova | | Mgmt | | N/A | | Abstain | | N/A |
| 16 | | Elect Larisa Zelkova | | Mgmt | | N/A | | Abstain | | N/A |
| 17 | | Elect Simon Collins | | Mgmt | | N/A | | Abstain | | N/A |
| | | | | | | | | | |
| 18 | | Elect Bradford Mills | | Mgmt | | For | | For | | For |
| 19 | | Elect Stalbek Mishakov | | Mgmt | | N/A | | Abstain | | N/A |
| 20 | | Elect Ardavan Moshiri | | Mgmt | | For | | Abstain | | Against |
| 21 | | Elect Oleg Pivovarchuk | | Mgmt | | N/A | | Abstain | | N/A |
| 22 | | Elect Cornelis Johannes Gerhard Prinsloo | | Mgmt | | For | | For | | For |
| 23 | | Elect Dmitry Razumov | | Mgmt | | N/A | | Abstain | | N/A |
| 24 | | Elect Maxim Sokov | | Mgmt | | N/A | | Abstain | | N/A |
| 25 | | Elect Vladimir Strashko | | Mgmt | | For | | Abstain | | Against |
| 26 | | Elect Vladimir Strzhalkovsky | | Mgmt | | N/A | | Abstain | | N/A |
| 27 | | Elect Petr Voznenko | | Mgmt | | For | | For | | For |
| 28 | | Elect Natalia Gololobova | | Mgmt | | For | | For | | For |
| 29 | | Elect Aleksei Kargachov | | Mgmt | | For | | For | | For |
| 30 | | Elect Dmitry Pershinkov | | Mgmt | | For | | For | | For |
| 31 | | Elect Tamara Sirotkina | | Mgmt | | For | | For | | For |
| 32 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 33 | | Appointment of Auditor of Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| 34 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 35 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 36 | | Liability Insurance | | Mgmt | | For | | For | | For |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
PGNiG S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PGN | | CINS X6582S105 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Voting List | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Establish Wholly-Owned Subsidiary (PGNiG SPV 4) | | Mgmt | | For | | For | | For |
| 13 | | Establish Wholly-Owned Subsidiary (PGNiG Poszukiwania SA) | | Mgmt | | For | | For | | For |
| 14 | | Establish Wholly-Owned Subsidiary (PGNiG Serwis Sp) | | Mgmt | | For | | For | | For |
| 15 | | Closing of Meeting | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pharmstandard OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PHST | | CINS X6554S109 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports; Allocation of Profits | | Mgmt | | For | | For | | For |
| 3 | | Dividends | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Elena Arkhangelskaya | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Roman Gorynov | | Mgmt | | For | | For | | For |
| 7 | | Elect Sergey Dushelikhinsky | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Igor Krylov | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Egor Kulkov | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Pavel Mileyko | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Andrei Reus | | Mgmt | | For | | For | | For |
| 12 | | Elect Ivan Tirishkin | | Mgmt | | For | | For | | For |
| 13 | | Elect Viktor Fedlyk | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Viktor Kharitonin | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Aleksander Shuster | | Mgmt | | For | | Abstain | | Against |
| 16 | | Election of Audit Commission | | Mgmt | | For | | Abstain | | Against |
| 17 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Charter | | Mgmt | | For | | Abstain | | Against |
| 19 | | Amendments to Board Regulations | | Mgmt | | For | | Abstain | | Against |
Philip Morris C.R., a.s.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAATABAK | | CINS X6547B106 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 2 | | Opening Formalities | | Mgmt | | For | | For | | For |
| 3 | | Report of the Board of Directors | | Mgmt | | For | | For | | For |
| 4 | | Report of the Supervisory Board | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Election of the Board of Directors and the Supervisory Board | | Mgmt | | For | | For | | For |
| 7 | | Election of the Audit Committee | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Closing | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly Nesis | | Mgmt | | For | | For | | For |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | For | | For |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homenuik | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | �� | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
PZU Group SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PZU | | CINS X6919T107 | | 02/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Transaction Thresholds | | Mgmt | | For | | For | | For |
| 7 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
PZU Group SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PZU | | CINS X6919T107 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 4 | | Election of the Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Supervisory Board Activity Report | | Mgmt | | For | | For | | For |
| 13 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 14 | | Management Board Report | | Mgmt | | For | | For | | For |
| 15 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 16 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Profits for Fiscal Year 2006 | | Mgmt | | For | | For | | For |
| 18 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 19 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 20 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 21 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 22 | | Board Size | | Mgmt | | For | | Abstain | | Against |
| 23 | | Changes to the Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 24 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Rosneft Oil Co OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROSN | | CINS 67812M207 | | 04/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transactions (China Development Bank) | | Mgmt | | For | | Against | | Against |
| 3 | | Related Party Transactions (Transneft) | | Mgmt | | For | | Against | | Against |
| 4 | | Related Party Transactions (Vankorneft) | | Mgmt | | For | | For | | For |
Rosneft Oil Co OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROSN | | CINS 67812M207 | | 06/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 4 | | Dividends | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Elect Matthias Warnig | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Mikhail Kuzovlev | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Nikolai Laverov | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Alexander Nekipelov | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Hans-Jorg Rudloff | | Mgmt | | For | | For | | For |
| 12 | | Elect Eduard Y. Khudainatov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Sergey V. Shishin | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Dmitry E. Shugayev | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Ilya Viktorovich Shcherbovich | | Mgmt | | For | | Abstain | | Against |
| | | | | | | | | | |
| 16 | | Elect Elena Litvinova | | Mgmt | | For | | For | | For |
| 17 | | Elect Georgy A. Nozadze | | Mgmt | | For | | For | | For |
| 18 | | Elect Sergey Pakhomov | | Mgmt | | For | | For | | For |
| 19 | | Elect Tatiana Fisenko | | Mgmt | | For | | For | | For |
| 20 | | Elect Alexander Yugov | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions (D&O Insurance) | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions (D&O Insurance) | | Mgmt | | For | | For | | For |
| 48 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 49 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 50 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 51 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 52 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Rosneft Oil Co OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROSN | | CINS 67812M207 | | 09/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Shareholder Proposal Regarding Early Termination of Board Powers | | Mgmt | | N/A | | For | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Vladimir Bogdanov | | Mgmt | | N/A | | Abstain | | N/A |
| 4 | | Elect Matthias Warnig | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Elect Andrey Kostin | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Alexander Nekipelov | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Hans-Jorg Rudloff | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Nikolai Tokarev | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Eduard Y. Khudainatov | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Elect Sergey V. Shishin | | Mgmt | | N/A | | Abstain | | N/A |
| 11 | | Elect Dmitry E. Shugayev | | Mgmt | | N/A | | Abstain | | N/A |
Sberbank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBER | | CINS 80585Y308 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect German Gref | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Sergey Guriev | | Mgmt | | For | | For | | For |
| 8 | | Elect Anton Danilov-Danilyan | | Mgmt | | For | | For | | For |
| 9 | | Elect Mikhail E. Dmitriev | | Mgmt | | For | | For | | For |
| 10 | | Elect Bella Zlatkis | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Nadezhda Ivanova | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Sergey Ignatyev | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Georgy Luntovsky | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Mikhail Matovnikov | | Mgmt | | For | | For | | For |
| 15 | | Elect Vladimir Mau | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Alessandro Profumo | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Alexey Savatyugin | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Rair Simonyan | | Mgmt | | For | | For | | For |
| 19 | | Elect Sergey H. Sinelnikov-Murylev | | Mgmt | | For | | Abstain | | Against |
| 20 | | Elect Valery Tkachenko | | Mgmt | | For | | Abstain | | Against |
| 21 | | Elect Dmitry Tulin | | Mgmt | | For | | For | | For |
| 22 | | Elect Alexey Ulyukaev | | Mgmt | | For | | Abstain | | Against |
| 23 | | Elect Ronald Freeman | | Mgmt | | For | | Abstain | | Against |
| 24 | | Elect Sergei Shvetsov | | Mgmt | | For | | Abstain | | Against |
| 25 | | Elect Natalia Borodina | | Mgmt | | For | | For | | For |
| 26 | | Elect Vladimir Volkov | | Mgmt | | For | | For | | For |
| 27 | | Elect Maxim Dolzhnikov | | Mgmt | | For | | For | | For |
| 28 | | Elect Yulia Isakhanova | | Mgmt | | For | | For | | For |
| 29 | | Elect Irina Kremleva | | Mgmt | | For | | For | | For |
| 30 | | Elect Alexei Minenko | | Mgmt | | For | | For | | For |
| 31 | | Elect Olga Polyakova | | Mgmt | | For | | For | | For |
| 32 | | Directors’ and Audit Commission Members’ Fees | | Mgmt | | For | | Against | | Against |
| 33 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 34 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Sinpas Gayrimenkul Yatirim Ortakligi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNGYO | | CINS M84670104 | | 05/17/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 13 | | Ethics Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Information on Purchase of Real Estate | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| | | | | | | | | | |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | TNA | | N/A |
| 17 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 18 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 19 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Surgutneftegaz OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNGS | | CINS 868861204 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Sergey Ananiev | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Vladimir Bogdanov | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Alexander Bulanov | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Igor Gorbunov | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Oleg Egorov | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Vladimir Erokhin | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Taisiya Klinovskaya | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Nikolay Matveev | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Alexander Rezyapov | | Mgmt | | For | | Against | | Against |
| 14 | | Elect Vladimir Shashkov | | Mgmt | | For | | Against | | Against |
| 15 | | Elect Valentina Komarova | | Mgmt | | For | | For | | For |
| 16 | | Elect Tamara Oleynik | | Mgmt | | For | | For | | For |
| 17 | | Elect Vera Pozdnyakova | | Mgmt | | For | | For | | For |
| 18 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | Abstain | | Against |
| 20 | | Amendments to Audit Commission Fees | | Mgmt | | For | | For | | For |
Synthos S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DWR | | CINS X9803F100 | | 03/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 6 | | Report of Management Board | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Coverage of Loss | | Mgmt | | For | | For | | For |
| 10 | | Transfer of Reserves | | Mgmt | | For | | For | | For |
| 11 | | Transfer of Reserves | | Mgmt | | For | | For | | For |
| 12 | | Dividends | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 15 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Tatneft OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TATN | | CINS X89366102 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Dividends | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Elect David Waygood | | Mgmt | | For | | For | | For |
| 8 | | Elect Maria Voskresenskaya | | Mgmt | | For | | For | | For |
| 9 | | Elect Radik Gaizatullin | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Sushovan Ghosh | | Mgmt | | For | | For | | For |
| 11 | | Elect Nail Ibragimov | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Vladimir Lavushchenko | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Nail Maganov | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Renat Muslimov | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Renat Sabirov | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Valery Sorokin | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Mirgaziyan Taziev | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Shafagat Takhautdinov | | Mgmt | | For | | Abstain | | Against |
| 19 | | Elect Azat Khamaev | | Mgmt | | For | | Abstain | | Against |
| 20 | | Elect Rais Khisamov | | Mgmt | | For | | Abstain | | Against |
| 21 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 22 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 23 | | Elect Nazilya Galieva | | Mgmt | | For | | For | | For |
| 24 | | Elect Ferdinand Galiullin | | Mgmt | | For | | For | | For |
| 25 | | Elect Ranilya Gizatova | | Mgmt | | For | | For | | For |
| 26 | | Elect Venera Kuzmina | | Mgmt | | For | | For | | For |
| 27 | | Elect Nikolai Lapin | | Mgmt | | For | | For | | For |
| 28 | | Elect Liliya Rakhimzyanova | | Mgmt | | For | | For | | For |
| 29 | | Elect Alfiya Sinegaeva | | Mgmt | | For | | For | | For |
| 30 | | Elect Tatiana Tsyganova | | Mgmt | | For | | For | | For |
| 31 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 32 | | Amendments to Charter | | Mgmt | | For | | For | | For |
TAV Havalimanlari Holding
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TAVHL | | CINS M8782T109 | | 05/11/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 10 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 11 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 16 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 17 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 18 | | Wishes | | Mgmt | | For | | TNA | | N/A |
| 19 | | Closing | | Mgmt | | For | | TNA | | N/A |
Telekomunikacja Polska
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TPS | | CINS X6669J101 | | 04/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Management Board Report on Financial Statements | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Management Board Report on Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Supervisory Board Report on Management | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Management Board Report on Financial Statements (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Supervisory Board Report on Management (Consolidated) | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Supervisory Board Report on Board Activities | | Mgmt | | For | | For | | For |
| 13 | | Management Board Report | | Mgmt | | For | | For | | For |
| 14 | | Financial Statements | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividend | | Mgmt | | For | | For | | For |
| 16 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 17 | | Financial Statements (Consolidated) | | Mgmt | | For | | For | | For |
| 18 | | Ratification of Supervisory and Management Board Acts | | Mgmt | | For | | For | | For |
| 19 | | Supervisory Board Size | | Mgmt | | For | | For | | For |
| 20 | | Amendment to Regulations on Supervisory Board Fees | | Mgmt | | For | | Abstain | | Against |
| 21 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 22 | | Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 23 | | Changes in the supervisory board composition | | Mgmt | | For | | Abstain | | Against |
| 24 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
| 25 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
TMK OAO (Trubnaya Metallurgicheskaya Komp)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRMK | | CINS 87260R201 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits; Dividends | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Dmitry Pumpyansky | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Alexander Shiryaev | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Andrey Kaplunov | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Igor Khmelevsky | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Mikhail Y. Alexeev | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Aleksander Shokhin | | Mgmt | | For | | Abstain | | Against |
| | | | | | | | | | |
| 11 | | Elect Bob Foresman | | Mgmt | | For | | For | | For |
| 12 | | Elect Peter O’Brian | | Mgmt | | For | | For | | For |
| 13 | | Elect Ruben Aganbegyan | | Mgmt | | For | | For | | For |
| 14 | | Elect Oleg Shegolev | | Mgmt | | For | | For | | For |
| 15 | | Elect Sergey Papin | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Aleksandr Maksimenko | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Aleksandr Vorobyov | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Nina Posdnyakova | | Mgmt | | For | | Abstain | | Against |
| 19 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 22 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 23 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 24 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 25 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 26 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 27 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 30 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 31 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 32 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 35 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 40 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
TNK-BP Holding
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS X91025100 | | 09/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
TNK-BP Holding OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TNBP | | CINS X91025100 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Anatoly Akimenko | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jacky Baudon | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Brame | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Pavel Nazarian | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robin Renee Dennis | | Mgmt | | For | | Against | | Against |
| 10 | | Elect David Skidmore | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Igor Cheremikin | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Peter Charow | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Denis Shumilin | | Mgmt | | For | | Against | | Against |
| 14 | | Election of Audit Commission | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Tofas Turk Otomobil Fabrikasi AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOASO | | CINS M87892101 | | 03/30/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Co-option of Board Members | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 7 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 11 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 12 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 13 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 18 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 19 | | Closing; Wishes | | Mgmt | | For | | TNA | | N/A |
Trakya Cam A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRKCM | | CINS M8811Q100 | | 05/17/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 12 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 13 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 18 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
Turk Traktor Ve Ziraat Makineleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TTRAK | | CINS M9044T101 | | 04/02/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Board’s and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 12 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 13 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 15 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 16 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 17 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 18 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Turkcell Iletisim Hizmetleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TCELL | | CINS M8903B102 | | 06/29/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 5 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 6 | | Directors’ Reports for 2010 and 2011 | | Mgmt | | For | | TNA | | N/A |
| 7 | | Statutory Auditors’ Reports for 2010 and 2011 | | Mgmt | | For | | TNA | | N/A |
| 8 | | Accounts of 2010 and 2011 | | Mgmt | | For | | TNA | | N/A |
| 9 | | Independent Auditor’s Report | | Mgmt | | For | | TNA | | N/A |
| 10 | | Ratification of Board Acts for 2010 | | Mgmt | | For | | TNA | | N/A |
| 11 | | Ratification of Board Acts for 2011 | | Mgmt | | For | | TNA | | N/A |
| 12 | | Ratification of Statutory Auditors’ Acts for 2010 | | Mgmt | | For | | TNA | | N/A |
| 13 | | Ratification of Statutory Auditors’ Acts for 2011 | | Mgmt | | For | | TNA | | N/A |
| 14 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 15 | | Election of Statutory Auditors; Fees | | Mgmt | | For | | TNA | | N/A |
| 16 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 17 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 18 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 19 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 20 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 21 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 22 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 23 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 24 | | Wishes | | Mgmt | | For | | TNA | | N/A |
| 25 | | Closing | | Mgmt | | For | | TNA | | N/A |
Turkiye Garanti Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GARAN | | CINS M4752S106 | | 07/14/2011 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Co-option of Directors | | Mgmt | | For | | TNA | | N/A |
| 5 | | Amendment to Articles Regarding the Board | | Mgmt | | For | | TNA | | N/A |
Turkiye Petrol Rafinerileri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TUPRS | | CINS M8966X108 | | 04/04/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 6 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 11 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 13 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 14 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 15 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 16 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 17 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 18 | | Closing | | Mgmt | | For | | TNA | | N/A |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Turkiye Sinai Kalkinma Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSKB | | CINS M8973M103 | | 03/26/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Co-option of Board Members | | Mgmt | | For | | TNA | | N/A |
| 5 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| | | | | | | | | | |
| 7 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors and Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Amendment to Articles | | Mgmt | | For | | TNA | | N/A |
| 12 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 13 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
Turkiye Sise ve Cam Fabrikalari A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SISE | | CINS M9013U105 | | 02/27/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Spin-off | | Mgmt | | For | | TNA | | N/A |
| 4 | | Acquisition | | Mgmt | | For | | TNA | | N/A |
Turkiye Sise ve Cam Fabrikalari A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SISE | | CINS M9013U105 | | 05/25/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | TNA | | N/A |
| 12 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 13 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 18 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
Tvn SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TVN | | CINS X9283W102 | | 03/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Report of Management Board | | Mgmt | | For | | For | | For |
| 9 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Dividend Payment Date | | Mgmt | | For | | For | | For |
| 14 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 15 | | Report on Supervisory Board and Committees | | Mgmt | | For | | For | | For |
| 16 | | Supervisory Board Size | | Mgmt | | For | | For | | For |
| 17 | | Election of Supervisory Board Members | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 19 | | Adoption of Uniform Text | | Mgmt | | For | | For | | For |
| 20 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS X9519W108 | | 04/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger by Absorption | | Mgmt | | For | | For | | For |
| 3 | | Reduction in Share Capital | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions (Credit Line) | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions (Collateral) | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions (Cross-Currency Interest Rate Swap) | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Audit Commission Regulations | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Board Fee Regulations | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS 91688E206 | | 04/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger by Absorption | | Mgmt | | For | | For | | For |
| 2 | | Reduction in Share Capital | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions (Credit Line) | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions (Collateral) | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions (Cross-Currency Interest Rate Swap) | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Audit Commission Regulations | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Board Fee Regulations | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS 91688E206 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Meeting Procedure | | Mgmt | | For | | For | | For |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Olga Vyatkina | | Mgmt | | For | | For | | For |
| 6 | | Elect Lidiya Nikonova | | Mgmt | | For | | For | | For |
| 7 | | Elect Valery Lepehin | | Mgmt | | For | | For | | For |
| 8 | | Elect Natalya Prokopova | | Mgmt | | For | | For | | For |
| 9 | | Elect Artem Tkachev | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor (IFRS) | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor (Russian Accounting Standards) | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Directors’ Fees Regulations | | Mgmt | | For | | For | | For |
| 14 | | Amendments to General Meeting Regulations | | Mgmt | | For | | For | | For |
| 15 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 16 | | Indemnification of Directors/Officers (Deeds of Indemnity) | | Mgmt | | For | | For | | For |
| 17 | | Indemnification of Directors/Officers (Price) | | Mgmt | | For | | For | | For |
| 18 | | Indemnification of Directors/Officers (Conditions) | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 53 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 56 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 80 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 81 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 82 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 83 | | Elect Anton Averin | | Mgmt | | For | | Abstain | | Against |
| 84 | | Elect Vladislav Baumgertner | | Mgmt | | For | | Abstain | | Against |
| 85 | | Elect Alexander Voloshin | | Mgmt | | For | | For | | For |
| 86 | | Elect Anna Kolonchina | | Mgmt | | For | | Abstain | | Against |
| 87 | | Elect Alexander Malakh | | Mgmt | | For | | Abstain | | Against |
| 88 | | Elect Vladislav Mamulkin | | Mgmt | | For | | Abstain | | Against |
| 89 | | Elect Robert Margetts | | Mgmt | | For | | For | | For |
| 90 | | Elect Alexander Mosionzhik | | Mgmt | | For | | Abstain | | Against |
| 91 | | Elect Paul Ostling | | Mgmt | | For | | Abstain | | Against |
| 92 | | Elect Gordon Sage | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS X9519W108 | | 12/08/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 3 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS 91688E206 | | 12/08/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 3 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 4 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Vostok Nafta Investment Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VNILSDB | | CINS G93886136 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 13 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 14 | | Board Size | | Mgmt | | For | | For | | For |
| 15 | | Directors’ and Auditors’ Fees | | Mgmt | | For | | Against | | Against |
| 16 | | Election of Directors; Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Nomination Committee | | Mgmt | | For | | For | | For |
| 18 | | Compensation Guidelines | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
VTB Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 46630Q202 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 4 | | Dividends | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Board Size | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Elect David Bonderman | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Matthias Warnig | | Mgmt | | For | | For | | For |
| 10 | | Elect Sergey Dubinin | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Leonid Kazints | | Mgmt | | For | | For | | For |
| 12 | | Elect Andrey Kostin | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Nikolai Kropachev | | Mgmt | | For | | For | | For |
| 14 | | Elect Leonid Melamed | | Mgmt | | For | | For | | For |
| 15 | | Elect Gennady Melikyan | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Alexey Savatyugin | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Alexey Uvarov | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Alexey Ulyukaev | | Mgmt | | For | | Abstain | | Against |
| 19 | | Number of Statutory Auditors | | Mgmt | | For | | For | | For |
| 20 | | Election of Audit Commission | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Regulations on Board | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Regulations on Management | | Mgmt | | For | | For | | For |
| 25 | | Termination of Company’s Membership in Non-Profit Organization | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | Abstain | | Against |
X5 Retail Group NV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FIVE | | CINS 98387E205 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Netherlands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Elect Alexander Tynkovan | | Mgmt | | For | | For | | For |
| 9 | | Elect Stephan DuCharme | | Mgmt | | For | | For | | For |
| 10 | | Elect Dmitry Dorofeev | | Mgmt | | For | | Against | | Against |
| 11 | | Supervisory Board Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 13 | | Authority to Suppress Preemptive Rights | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Yandex N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YNDX | | CUSIP N97284108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Opening | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors | | Mgmt | | For | | For | | For |
| 6 | | Cancellation of Shares | | Mgmt | | For | | For | | For |
| 7 | | Authority to Reduce Authorized Share Capital | | Mgmt | | For | | For | | For |
| 8 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 11 | | Authority to Suppress Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Global Emerging Markets Fund
Date of fiscal year end: 12/31
Agricultural Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1288 | | CINS Y00289119 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect JIANG Chaoliang | | Mgmt | | For | | For | | For |
| 3 | | Elect ZHANG Yun | | Mgmt | | For | | Against | | Against |
| 4 | | Elect YANG Kun | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony WU Ting-yuk | | Mgmt | | For | | For | | For |
| 6 | | Elect QIU Dong | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LIN Damao | | Mgmt | | For | | Against | | Against |
| 8 | | Elect SHEN Bingxi | | Mgmt | | For | | For | | For |
| 9 | | Elect CHENG Fengchao | | Mgmt | | For | | For | | For |
| 10 | | Elect ZHAO Chao | | Mgmt | | For | | For | | For |
| 11 | | Elect XIAO Shusheng | | Mgmt | | For | | For | | For |
| 12 | | Elect CHE Yingxin as Supervisor | | Mgmt | | For | | For | | For |
| 13 | | Elect LIU Hong as Supervisor | | Mgmt | | For | | Against | | Against |
Akron OAO (Acron JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRN | | CINS X00311104 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Dividend | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect Igor Belikov | | Mgmt | | For | | For | | For |
| 7 | | Elect Vladimir V. Gavrikov | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Egor Gissin | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Alexander A. Dynkin | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Yuri Zubakov | | Mgmt | | For | | For | | For |
| 11 | | Elect Viktor A. Kochubey | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Alexander V. Popov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Dmitry A. Habrat | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Valery P. Shvalyuk | | Mgmt | | For | | Abstain | | Against |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditors | | Mgmt | | For | | For | | For |
| 17 | | Election of the Audit Commission | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Aksa Akrilik Kimya As
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKSA | | CINS M0375X100 | | 05/24/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Accounts; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board’s Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Directors; Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Election of Statutory Auditors; Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | TNA | | N/A |
| 12 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 13 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 15 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 16 | | Wishes and closing | | Mgmt | | For | | TNA | | N/A |
Anadolu Cam Sanayii A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANACM | | CINS M1015M108 | | 05/17/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Co-option of Board Members | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 12 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 13 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 14 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 15 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 16 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 18 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 19 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
Aygaz As
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AYGAZ | | CINS M1548S101 | | 04/05/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Board’s and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 12 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 13 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 14 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 15 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 17 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 18 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 19 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Bagfas Bandirma Gubre Fabrikalari A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAGFS | | CINS M15695105 | | 04/26/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Accounts; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 11 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 13 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 14 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 15 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 16 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 17 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | TNA | | N/A |
| 18 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Bakrie Sumatera Plantation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNSP | | CINS Y7117V133 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors and Commissioners | | Mgmt | | For | | Abstain | | Against |
Banco ABC Brasil SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABCB3 | | CINS P0763M135 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 01/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Fees of Directors and Supervisors | | Mgmt | | For | | Against | | Against |
| 3 | | Elect WANG Yongli | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BVMF3 | | CINS P73232103 | | 03/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Remuneration Policy | | Mgmt | | For | | For | | For |
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BVMF3 | | CINS P73232103 | | 03/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Amendment to Articles Regarding Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Audit Committee | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Amendments to Articles Regarding Audit Committee | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles Regarding Audit Committee | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles Regarding Tender Offer | | Mgmt | | For | | For | | For |
| 9 | | Amendment to Articles Regarding Tender Offers | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | | For | | For | | For |
Bolsa De Valores De Colombia
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BVC | | CINS P17326102 | | 03/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Colombia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Quorum | | Mgmt | | For | | For | | For |
| 2 | | Election of the Chairman and Secretary of the Meeting | | Mgmt | | For | | For | | For |
| 3 | | Agenda | | Mgmt | | For | | For | | For |
| 4 | | Election of Delegates in Charge of Meeting Minutes | | Mgmt | | For | | For | | For |
| 5 | | Report of the Board and CEO | | Mgmt | | For | | For | | For |
| 6 | | Report of the Auditor | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 10 | | Election of Directors (Independent) | | Mgmt | | For | | For | | For |
| 11 | | Election of Directors (Non-Independent) | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bolsa Mexicana De Valores Sab De Cv
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BOLSA | | CINS P17330104 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Mexico | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors (Slate) | | Mgmt | | For | | Abstain | | Against |
| 8 | | Directors’ and Committee Member Fees | | Mgmt | | For | | Abstain | | Against |
| 9 | | Report on the Company’s Repurchase Program | | Mgmt | | For | | Abstain | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | Abstain | | Against |
| 11 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
Bolsa Mexicana De Valores Sab De Cv
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BOLSA | | CINS P17330104 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Mexico | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Special Dividend | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Articles Regarding Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
| 4 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
BR Malls Participacoes SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRML3 | | CINS P1908S102 | | 09/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Article 14 Regarding Board of Director Elections | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles Regarding Mandatory Takeover Bid | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bursa Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BURSA | | CINS Y1028U102 | | 03/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Tajuddin bin Atan | | Mgmt | | For | | For | | For |
| 4 | | Elect Saiful Bahri bin Zainuddin | | Mgmt | | For | | For | | For |
| 5 | | Elect ONG Leong Huat @ Wong Joo Hwa | | Mgmt | | For | | For | | For |
| 6 | | Elect Abdul Samad bin Haji Alias | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect Mohamed Dzaiddin bin Abdullah | | Mgmt | | For | | For | | For |
Capro Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 006380 | | CINS Y3055T107 | | 03/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Corporate Auditor’s Fees | | Mgmt | | For | | For | | For |
CB Industrial Product Holdings Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBIP | | CINS Y1228S105 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Yusof bin Basiran | | Mgmt | | For | | For | | For |
| 2 | | Elect LIM Chai Huat | | Mgmt | | For | | Against | | Against |
| 3 | | Elect MAK Chee Meng | | Mgmt | | For | | For | | For |
| 4 | | Non-executive Directors’ Fees for 2011 | | Mgmt | | For | | For | | For |
| 5 | | Non-executive Directors’ Fees for 2012 | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
CCR S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCRO3 | | CINS P1413U105 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendment to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
CCR S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCRO3 | | CINS P1413U105 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Stock Split | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | | For | | For | | For |
| 7 | | Amend Article 10 | | Mgmt | | For | | For | | For |
| 8 | | Amend Article 11 | | Mgmt | | For | | For | | For |
| 9 | | Amend Article 12 | | Mgmt | | For | | For | | For |
| 10 | | Consolidation of Articles | | Mgmt | | For | | For | | For |
| 11 | | Election of Supervisory Council Alternate | | Mgmt | | For | | For | | For |
| 12 | | Elect Roberto Carlos Deutsch | | Mgmt | | For | | Against | | Against |
Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1157 | | CINS Y1293Y110 | | 10/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of U.S. Dollar Denominated Bonds | | Mgmt | | For | | For | | For |
| 3 | | Termination of Investment Project from Private Placement | | Mgmt | | For | | For | | For |
| 4 | | Change of Use of Proceeds from Private Placement | | Mgmt | | For | | For | | For |
| 5 | | Provision of Guarantee | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China BlueChemical Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3983 | | CINS Y14251105 | | 07/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect LI Hui | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 08/18/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of RMB-denominated Subordinated Bonds | | Mgmt | | For | | For | | For |
| 3 | | Elect ZHANG Huajian as Shareholder Representative Supervisor | | Mgmt | | For | | For | | For |
China Metal Products Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1532 | | CINS Y14954104 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Authority to Increase Paid-in Capital | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 12 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
China National Building Material
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3323 | | CINS Y15045100 | | 01/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Fees of Directors and Supervisors | | Mgmt | | For | | For | | For |
CHINA PETROLEUM & CHEMICAL CORPORATION
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0386 | | CUSIP 16941R108 | | 10/12/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Issuance of Domestic Corporate Bonds | | Mgmt | | For | | For | | For |
| 2 | | Issuance of Convertible Corporate Bonds | | Mgmt | | For | | For | | For |
| 3 | | Type of Securities to be Issued | | Mgmt | | For | | For | | For |
| 4 | | Issuance Size | | Mgmt | | For | | For | | For |
| 5 | | Nominal Value and Issue Price | | Mgmt | | For | | For | | For |
| 6 | | Term | | Mgmt | | For | | For | | For |
| 7 | | Interest Rate | | Mgmt | | For | | For | | For |
| 8 | | Method and Timing of Interest Payment | | Mgmt | | For | | For | | For |
| 9 | | Conversion Period | | Mgmt | | For | | For | | For |
| 10 | | Determination and Adjustment of Conversion Price | | Mgmt | | For | | For | | For |
| 11 | | Downward Adjustment to Conversion Price | | Mgmt | | For | | For | | For |
| 12 | | Conversion Method of Fractional Share | | Mgmt | | For | | For | | For |
| 13 | | Redemption Terms | | Mgmt | | For | | For | | For |
| 14 | | Terms of Sale Back | | Mgmt | | For | | For | | For |
| 15 | | Dividend Rights of the Year of Conversion | | Mgmt | | For | | For | | For |
| 16 | | Issuance Method and Target Subscribers | | Mgmt | | For | | For | | For |
| 17 | | Subscription Arrangement | | Mgmt | | For | | For | | For |
| 18 | | Convertible Bonds Holders Meetings | | Mgmt | | For | | For | | For |
| 19 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 20 | | Guarantee | | Mgmt | | For | | For | | For |
| 21 | | Validity Period | | Mgmt | | For | | For | | For |
| 22 | | Authority to Issue Convertible Bonds | | Mgmt | | For | | For | | For |
| 23 | | Feasibility Analysis Report on the Use of Proceeds | | Mgmt | | For | | For | | For |
| 24 | | Use of Proceeds from Last Issuance of Securities | | Mgmt | | For | | For | | For |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 01/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Internal Control Auditors for 2011 | | Mgmt | | For | | For | | For |
Dena Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DENABANK | | CINS Y2030B116 | | 03/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Ashok K. Bhargava | | Mgmt | | For | | N/A | | N/A |
| 4 | | Elect Atul Aggarwal | | Mgmt | | For | | N/A | | N/A |
| 5 | | Elect Bhupendra C. Jain | | Mgmt | | For | | N/A | | N/A |
| 6 | | Elect Dilip K. Ghorawat | | Mgmt | | For | | N/A | | N/A |
| 7 | | Elect Mukesh Mohan | | Mgmt | | For | | N/A | | N/A |
| 8 | | Elect Prem P. Pareek | | Mgmt | | For | | N/A | | N/A |
| 9 | | Elect Pritam Singh | | Mgmt | | For | | For | | For |
| 10 | | Elect Rajeev K. Deshpande | | Mgmt | | For | | N/A | | N/A |
| 11 | | Elect Rohit M. Desai | | Mgmt | | For | | N/A | | N/A |
| 12 | | Elect Rohit Khanna | | Mgmt | | For | | For | | For |
| 13 | | Elect Sunil Gupta | | Mgmt | | For | | For | | For |
| 14 | | Elect Vinay Mittal | | Mgmt | | For | | N/A | | N/A |
Dena Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DENABANK | | CINS Y2030B116 | | 03/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment) | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Dena Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y2030B116 | | 06/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
Eastern Company S.A.E
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EAST | | CINS M2932V106 | | 05/02/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approve 2012-2013 Budget | | Mgmt | | For | | TNA | | N/A |
Elite Material Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2383 | | CINS Y2290G102 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Extraordinary Motions | | Mgmt | | For | | Against | | Against |
Elswedy Cables Holding Co
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWDY | | CINS M398AL106 | | 04/22/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of the Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Report of the Auditor | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Esso Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ESSO | | CINS Y23187100 | | 03/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Hugh Thompson | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Faridah Ali | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
FX Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FXEN | | CUSIP 302695101 | | 09/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | 2011 Incentive Plan | | Mgmt | | For | | Against | | Against |
| 2 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
GCL-Poly Energy Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3800 | | CINS G3774X108 | | 07/12/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Continuing Connected Transactions and Annual Caps | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Golden Eagle Retail Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3308 | | CINS G3958R109 | | 08/17/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-exercise of the Right of First Refusal | | Mgmt | | For | | For | | For |
| 4 | | Lease Agreement | | Mgmt | | For | | For | | For |
| 5 | | Annual Caps for the Lease Agreement | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Use of Proceeds from A Shares | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Guan Chong Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCB | | CINS Y2924C105 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Tay How Sik @ Tay How Sick | | Mgmt | | For | | For | | For |
| 4 | | Elect Pahlawan Amirudin Mahmud bin Aladad Khan | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Guangdong Investment Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 270 | | CINS Y2929L100 | | 12/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Elect ZHAO Chunxiao | | Mgmt | | For | | Against | | Against |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Haitian International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1882 | | CINS G4232C108 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | New Framework Agreement and Annual Caps | | Mgmt | | For | | For | | For |
Hyundai Heavy Industries Co,. Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 009540 | | CINS Y3838M106 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Election of Audit Committee Member : JOO Sun Sik | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Hyundai Motor Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 005380 | | CINS Y38472109 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Audit Committee Members (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Impexmetal SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IPX | | CINS X3561G103 | | 05/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 7 | | Management Board Report | | Mgmt | | For | | For | | For |
| 8 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 15 | | Changes to the Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 16 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 17 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 18 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Indiabulls Financial Services Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INDIABULLS | | CINS Y39129104 | | 05/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Warrants (Preferential Allotment to Promoters) | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Memorandum Regarding the Business Object | | Mgmt | | For | | For | | For |
Indian Overseas Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOB | | CINS Y39282119 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment) | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Indian Overseas Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOB | | CINS Y39282119 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| | | | | | | | | | |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 17 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS ADPV10686 | | 02/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 2 | | Elect OR Ching Fai | | Mgmt | | For | | Against | | Against |
Inner Mongolia Eerduosi Resources Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900936 | | CINS Y40841119 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Bonds | | Mgmt | | For | | For | | For |
| 2 | | Board Authorization to Implement Issuance | | Mgmt | | For | | For | | For |
| 3 | | Measures to Ensure Repayment | | Mgmt | | For | | For | | For |
Jaypee Infratech Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JPINFRATEC | | CINS Y4420D108 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Shares and Convertible Debt Instruments | | Mgmt | | For | | For | | For |
| 3 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Borrowing Powers | | Mgmt | | For | | For | | For |
| 5 | | Authority to Mortgage Assets | | Mgmt | | For | | For | | For |
Jiangling Motors Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000550 | | CINS Y4442C112 | | 03/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Connected Transactions Framework Agreement: Ford Motor Company | | Mgmt | | For | | For | | For |
| 2 | | Connected Transactions Framework Agreement: JMCG Interior Trim Factory | | Mgmt | | For | | For | | For |
| 3 | | Connected Transactions Framework Agreement: JMCG Import & Export Co., Ltd. | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Connected Transactions Framework Agreement: JMCG Finance Co., Ltd. | | Mgmt | | For | | Against | | Against |
| 5 | | Connected Transactions Framework Agreement: Jiangling-Lear Interior Trim Factory | | Mgmt | | For | | For | | For |
| 6 | | Connected Transactions Framework Agreement: GETRAG (Jiangxi) Transmission Co., Ltd. | | Mgmt | | For | | For | | For |
| 7 | | Connected Transactions Framework Agreement: Jiangxi Jiangling Chassis Co., Ltd. | | Mgmt | | For | | For | | For |
| 8 | | Connected Transactions Framework Agreement: Jiangxi Specialty Vehicles Jiangling Motors Group Co., Ltd. | | Mgmt | | For | | For | | For |
| 9 | | Connected Transactions Framework Agreement: Nanchang Baojiang Steel Processing Distribution Co., Ltd. | | Mgmt | | For | | For | | For |
| 10 | | Election of Directors: XIAO Dawei | | Mgmt | | For | | For | | For |
Krisassets Holdings Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KASSETS | | CINS Y4990A104 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Halim bin Haji Din | | Mgmt | | For | | For | | For |
| 2 | | Elect TAN Boon Lee | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Elect LIN See Yan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect LE Ching Tai @ LEE Chen Chong | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 7 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Krisassets Holdings Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KASSETS | | CINS Y4990A104 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Proposed Disposal | | Mgmt | | For | | For | | For |
| 2 | | Proposed Offer for Sale | | Mgmt | | For | | For | | For |
| 3 | | Proposed Distribution-in-Specie | | Mgmt | | For | | For | | For |
| 4 | | Capital Reduction | | Mgmt | | For | | For | | For |
| 5 | | Proposed Amendments to the Memorandum and Articles of Association of Krisassets | | Mgmt | | For | | For | | For |
Lealea Enterprise Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1444 | | CINS Y5239M106 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 10 | | Authority to Increase Paid-in Capital | | Mgmt | | For | | For | | For |
| 11 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
LG Household & Healthcare Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 051900 | | CINS Y5275R100 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Fees | | Mgmt | | For | | For | | For |
LIC Housing Finance Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LICHSGFIN | | CINS Y5278Z133 | | 07/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Dhananjay Mungale | | Mgmt | | For | | For | | For |
| 4 | | Elect S. Ravi | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Appointment of V.K. Sharma; Approval of Remuneration | | Mgmt | | For | | Abstain | | Against |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Life Healthcare Group Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LHC | | CINS S4682C100 | | 01/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | South Africa | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Re-elect Jakes Gerwel | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Mustaq Brey | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Garth Solomon | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit Committee Member (Golesworthy) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Member (Munday) | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Elect Audit Committee Member (Mojela) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit Committee Member (du Plessis) | | Mgmt | | For | | For | | For |
| 10 | | Approve Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 12 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 13 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 17 | | Authority to Increase Authorised Capital | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles (Article 44) | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Articles (Article 45) | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Lu Thai Textile Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000726 | | CINS Y5361P117 | | 03/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Derivatives Trading Plan | | Mgmt | | For | | For | | For |
Lu Thai Textile Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000726 | | CINS Y5361P117 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Investment Plan | | Mgmt | | For | | For | | For |
Lu Thai Textile Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000726 | | CINS Y5361P117 | | 06/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 2 | | Board Authorization to Implement Repurchase | | Mgmt | | For | | For | | For |
Luk Fook Holdings (International) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0590 | | CINS G5695X125 | | 08/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul LAW Tim Fuk | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LAU Kwok Sum | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Danny WONG Ho Lung | | Mgmt | | For | | For | | For |
| 9 | | Elect HUI Chiu Chung | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Alexander TAI Kwok Leung | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Appoint Additional Directors | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Megaworld Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MEG | | CINS Y59481112 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Call to order | | Mgmt | | For | | For | | For |
| 3 | | Approve Notice and Determination of Quorum | | Mgmt | | For | | For | | For |
| 4 | | Approve Minutes | | Mgmt | | For | | For | | For |
| 5 | | Annual report of management | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Ratification of Board and Management Acts | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 10 | | Elect Andrew Tan | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Katherine Tan | | Mgmt | | For | | For | | For |
| 12 | | Elect Kingson Sian | | Mgmt | | For | | For | | For |
| 13 | | Elect Enrique Santos Sy | | Mgmt | | For | | For | | For |
| 14 | | Elect Miguel Varela | | Mgmt | | For | | For | | For |
| 15 | | Elect Gerardo Garcia | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 17 | | Adjournment | | Mgmt | | For | | For | | For |
MPI Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 6223 | | CINS Y6131E101 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 8 | | Elect Brian Green | | Mgmt | | For | | For | | For |
| 9 | | Elect Steve CHEN | | Mgmt | | For | | For | | For |
| 10 | | Elect Naoko Fujisaki | | Mgmt | | For | | For | | For |
| 11 | | Elect KAO Chincheng (Independent Director) | | Mgmt | | For | | For | | For |
| 12 | | Elect HSU Meifang (Independent Director) | | Mgmt | | For | | For | | For |
| 13 | | Elect LI Tucheng (Supervisor) | | Mgmt | | For | | Against | | Against |
| 14 | | Elect LIU Fangsheng (Supervisor) | | Mgmt | | For | | For | | For |
| 15 | | Elect Tsai Changshou (Independent Supervisor) | | Mgmt | | For | | For | | For |
| 16 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mudajaya Group Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MUDAJAYA | | CINS Y61390103 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect YEE Swee Choon | | Mgmt | | For | | For | | For |
| 4 | | Elect Henry CHOO Hon Fai | | Mgmt | | For | | For | | For |
| 5 | | Elect Yusli bin Mohamed Yusoff | | Mgmt | | For | | For | | For |
| 6 | | Elect David George Savage | | Mgmt | | For | | For | | For |
| 7 | | Elect WEE Teck Nam | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Naspers Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NPN | | CINS S53435103 | | 08/26/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | South Africa | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Approve Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Francine-Ann du Plessis | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Jakes Gerwel | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Fred Phaswana | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Ben van der Ross | | Mgmt | | For | | For | | For |
| 8 | | Re-elect Boetie van Zyl | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit Committee Members (du Plessis) | | Mgmt | | For | | For | | For |
| 10 | | Elect Audit Committee Members (Jafta) | | Mgmt | | For | | For | | For |
| 11 | | Elect Audit Committee Members (van der Ross) | | Mgmt | | For | | For | | For |
| 12 | | Elect Audit Committee Members (van Zyl) | | Mgmt | | For | | For | | For |
| 13 | | Approve Remuneration Policy | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 14 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 16 | | Approve Amendments to the Share Incentive Scheme | | Mgmt | | For | | For | | For |
| 17 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 19 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 20 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 21 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 22 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 23 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 24 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 25 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 26 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 27 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 28 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 29 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 30 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 31 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 32 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 33 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 34 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 35 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 36 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 37 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 38 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 39 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 40 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 41 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 42 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 43 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 44 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 45 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 46 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 47 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 48 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 49 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 50 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 51 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 52 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 53 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 54 | | Authority to Repurchase “N” Shares | | Mgmt | | For | | For | | For |
| 55 | | Authority to Repurchase “A” Shares | | Mgmt | | For | | For | | For |
| 56 | | Authority to Issue Shares Pursuant to Incentive Scheme | | Mgmt | | For | | For | | For |
| 57 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
National Petroleum Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 9937 | | CINS Y6243K102 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 10 | | Elect LAI Zhengshi | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect LAI Zhihong | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect a Representative of VIC-HUNG Co., Ltd. | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect XU Yurui | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect CHEN Rongquan | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect a Representative of Yi-Chiu Group | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect SU Qiyi | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect ZENG Zijiu | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect CAI Jiazhang | | Mgmt | | For | | Abstain | | Against |
| 19 | | Elect QUE Xiaoling (Supervisor) | | Mgmt | | For | | Abstain | | Against |
| 20 | | Elect CAI Mingxian (Supervisor) | | Mgmt | | For | | Abstain | | Against |
| 21 | | Elect ZENG Shuling (Supervisor) | | Mgmt | | For | | Abstain | | Against |
| 22 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 23 | | Extraordinary Motions | | Mgmt | | For | | Against | | Against |
NetEase.com, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTES | | CUSIP 64110W102 | | 09/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Ding | | Mgmt | | For | | For | | For |
| 2 | | Elect Alice Cheng | | Mgmt | | For | | For | | For |
| 3 | | Elect Denny Lee | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Joseph Tong | | Mgmt | | For | | For | | For |
| 5 | | Elect Lun Feng | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Leung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michael Tong | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Nine Dragons Paper (Holdings) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2689 | | CINS G65318100 | | 11/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHEUNG Yan | | Mgmt | | For | | For | | For |
| 6 | | Elect LIU Ming Chung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Maria TAM Wai Chu | | Mgmt | | For | | Against | | Against |
| 8 | | Elect WANG Hong Bo | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Opto Circuits (India) Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OPTOCIRCUI | | CINS Y6495Y115 | | 09/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Anvay Mulay | | Mgmt | | For | | For | | For |
| 4 | | Elect Rajkumar Raisinghani | | Mgmt | | For | | For | | For |
| 5 | | Elect Jayesh Patel | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Amendment to Foreign Investor Restrictions | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Oriental Bank of Commerce
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OBC | | CINS Y6495G114 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
PBG S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PBG | | CINS X634AG103 | | 04/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 7 | | Supervisory Board Size | | Mgmt | | For | | For | | For |
| 8 | | Election of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 9 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Convertible Debt Instruments | | Mgmt | | For | | For | | For |
| 11 | | Approval of Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 12 | | Closing | | Mgmt | | For | | For | | For |
Petrochina Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 857 | | CUSIP 71646E100 | | 10/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | New Comprehensive Agreement and Annual Caps | | Mgmt | | For | | Against | | Against |
| 2 | | Elect WANG Lixin as Supervisor | | Mgmt | | For | | Against | | Against |
Petromagdalena Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMD | | CINS 71672C101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Morelli | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 9 | | Elect Nelson Ortiz | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Petrominerales Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMG | | CINS 71673R107 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alistair Macdonald | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Kenneth McKinnon | | Mgmt | | For | | For | | For |
| 4 | | Elect Jerald Oaks | | Mgmt | | For | | For | | For |
| 5 | | Elect Ernesto Sarpi | | Mgmt | | For | | For | | For |
| 6 | | Elect Enrique Umana-Valenzuela | | Mgmt | | For | | For | | For |
| 7 | | Elect John Wright | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Geir Ytreland | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Polaris Software Lab Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLARIS | | CINS Y70587111 | | 04/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Court | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger by Absorption | | Mgmt | | For | | For | | For |
PT AKR Corporindo Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRA | | CINS Y71161163 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 4 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | Abstain | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
PT AKR Corporindo Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRA | | CINS Y71161163 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approval of Utilization of Proceeds | | Mgmt | | For | | For | | For |
| 2 | | Authority to Increase Capital under the Management Stock Option Program (MSOP) | | Mgmt | | For | | For | | For |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Abstain | | Against |
PT Bank Bukopin Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BBKP | | CINS Y7125R108 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Directors’ and Commissioners’ Remuneration | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Increase of Share Capital under Management Stock Option Plan | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Commissioners | | Mgmt | | For | | Abstain | | Against |
| 8 | | Honorarium, Salaries, and/or Allowances of Directors and Commissioners | | Mgmt | | For | | For | | For |
| 9 | | Report on Use of Proceeds | | Mgmt | | For | | For | | For |
PT Bumi Resources
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUMI | | CINS Y7122M110 | | 10/21/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Repurchase Shares | | Mgmt | | For | | Abstain | | Against |
| 3 | | Restructuring | | Mgmt | | For | | Abstain | | Against |
| 4 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
Radium Life Tech Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2547 | | CINS Y7342U108 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Authority to Increase Paid-in Capital | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 16 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Rain Commodities Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RAIN | | CINS Y7178Y117 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect N. Sujith Kumar Reddy | | Mgmt | | For | | Against | | Against |
| 4 | | Elect G. Krishna Prasad | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Elect S.L. Rao | | Mgmt | | For | | For | | For |
| 7 | | Elect Dipankar Basu | | Mgmt | | For | | For | | For |
| 8 | | Elect H.L. Zutshi | | Mgmt | | For | | For | | For |
Restoque Comercio E Confeccoes De Roupas S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS P6292Q109 | | 12/31/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Amendments to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Executive Committee | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Chief Human Resources Officer | | Mgmt | | For | | For | | For |
| 7 | | Consolidation of Articles | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Mergers by Absorption | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Appointment of Appraiser - Noville SP Participações | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Appointment of Appraiser - Foose Cool Jeans | | Mgmt | | For | | For | | For |
| 11 | | Valuation Reports | | Mgmt | | For | | For | | For |
| 12 | | Merger Agreements | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Mergers by Absorption | | Mgmt | | For | | For | | For |
| 14 | | Authority to Carry Out Merger Formalities | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Rich Development Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 5512 | | CINS Y5279W105 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 13 | | Authority to Increase Paid-in Capital | | Mgmt | | For | | For | | For |
| 14 | | Election of Directors and Supervisors (Slate) | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 16 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
RIMBUNAN SAWIT BERHAD
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y72868105 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Allocation of Dividends for Ordinary Shares | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Dividends for Irredeemable Convertible Preference Shares | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Fees for fiscal year 2011 | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees for fiscal year 2012 | | Mgmt | | For | | Abstain | | Against |
| 5 | | Elect BONG Wei Leong | | Mgmt | | For | | For | | For |
| 6 | | Elect TIONG Ing Ming | | Mgmt | | For | | For | | For |
| 7 | | Elect Diong Hiew King @ TIONG Hiew King | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Samsung Electronics Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 005930 | | CINS Y74718100 | | 03/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | | Mgmt | | For | | For | | For |
| 4 | | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | | Mgmt | | For | | Against | | Against |
| 5 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 6 | | Spin-off | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shandong Airlines Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200152 | | CINS Y7682N102 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Aircraft Acquisition and Leasing | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Shandong Airlines Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200152 | | CINS Y7682N102 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 2 | | Election of Supervisors (Slate) | | Mgmt | | For | | Against | | Against |
Sidi Kerir Petrochemicals Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SKPC | | CINS M8411S100 | | 05/15/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Use of Land | | Mgmt | | For | | TNA | | N/A |
Sinpas Gayrimenkul Yatirim Ortakligi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNGYO | | CINS M84670104 | | 05/17/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 12 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 13 | | Ethics Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Information on Purchase of Real Estate | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | TNA | | N/A |
| 17 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 18 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 19 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
Soda Sanayii A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SODA | | CINS M9067M108 | | 03/28/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Spin-off | | Mgmt | | For | | TNA | | N/A |
| 4 | | Transfer of Assets | | Mgmt | | For | | TNA | | N/A |
Supalai Public Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPALI | | CINS Y8309K190 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Thailand | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approve Minutes | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Prakit Pradipasen | | Mgmt | | For | | For | | For |
| 6 | | Elect Prateep Tangmatitham | | Mgmt | | For | | For | | For |
| 7 | | Elect Prasas Tangmatitam | | Mgmt | | For | | For | | For |
| 8 | | Elect Tritecha Tangmatitham | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SVI Public Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVI | | CINS Y8318M146 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Thailand | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Approve Meeting Minutes | | Mgmt | | For | | For | | For |
| 4 | | Results of Operations | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Elect Suvarn Valaisathien | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Virapan Pulges | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Tainan Spinning Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1440 | | CINS Y83790108 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| | | | | | | | | | |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 11 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
Taiwan Paiho Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 9938 | | CINS Y8431R105 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Authority to Increase in Paid-in Capital | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 12 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Taiwan Prosperity Chemical Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 4725 | | CINS Y84144107 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Capital Loans | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Endorsement and Guarantees | | Mgmt | | For | | For | | For |
| 12 | | Elect JIAO Renhe (Independent Director) | | Mgmt | | For | | For | | For |
| 13 | | Elect JIA Zinan (Independent Director) | | Mgmt | | For | | For | | For |
| 14 | | Elect SHENG Zhiren (Independent Director) | | Mgmt | | For | | For | | For |
| 15 | | Non-compete Restrictions for Director | | Mgmt | | For | | Against | | Against |
| 16 | | Extraordinary Motions | | Mgmt | | For | | Against | | Against |
TCL Communication Technology Holdings Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2618 | | CINS G87016146 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect WANG Jiyang | | Mgmt | | For | | For | | For |
| 7 | | Elect LI Dongsheng | | Mgmt | | For | | For | | For |
| 8 | | Elect GUO Aiping | | Mgmt | | For | | For | | For |
| 9 | | Elect KWOK Hoi Sing | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
TDM Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TDM | | CINS Y8560H100 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Rosian Awang Chik | | Mgmt | | For | | For | | For |
| 3 | | Elect Long Rahman | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Mat Razali Kassim | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 9 | | Philanthropy Policy Statement | | Mgmt | | For | | Abstain | | Against |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Timah (Persero) Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TINS | | CINS Y7148A124 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Annual Report of Community Development Program | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Directors’ & Commissioners’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors (Slate) | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
TNK-BP Holding
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS X91025100 | | 09/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
Tradewinds (M) Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TWS | | CINS Y89520103 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Khalid bin Sufat | | Mgmt | | For | | For | | For |
| 4 | | Elect Ismail bin Hashim | | Mgmt | | For | | For | | For |
| 5 | | Elect Izudin bin Ishak | | Mgmt | | For | | For | | For |
| 6 | | Elect Abdul Jabbar bin Hassan | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Tradewinds (M) Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TWS | | CINS Y89520103 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition | | Mgmt | | For | | For | | For |
Trakya Cam A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRKCM | | CINS M8811Q100 | | 05/17/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 3 | | Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 12 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 13 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 17 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 18 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
Tunas Baru Lampung Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TBLA | | CINS Y7146X126 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Declare Interim Dividends | | Mgmt | | For | | For | | For |
| 6 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Directors and Commissioners | | Mgmt | | For | | Abstain | | Against |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Turk Traktor Ve Ziraat Makineleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TTRAK | | CINS M9044T101 | | 04/02/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Ratification of Board’s and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 7 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 8 | | Election of Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 9 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 12 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 13 | | Disclosure Policy | | Mgmt | | For | | TNA | | N/A |
| 14 | | Dividend Policy | | Mgmt | | For | | TNA | | N/A |
| 15 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 16 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 17 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 18 | | Wishes; Closing | | Mgmt | | For | | TNA | | N/A |
UCO Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UCO | | CINS Y9035A100 | | 03/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Shares w/o Preemptive Rights (Preferential Issuance) | | Mgmt | | For | | For | | For |
UCO Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UCO | | CINS Y9035A100 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | �� | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
Ulker Biskuvi Sanayi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ULKER | | CINS M90358108 | | 05/22/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | TNA | | N/A |
| 3 | | Minutes | | Mgmt | | For | | TNA | | N/A |
| 4 | | Report of the Board and the Statutory Auditors | | Mgmt | | For | | TNA | | N/A |
| 5 | | Report of the Independent Auditor | | Mgmt | | For | | TNA | | N/A |
| 6 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 8 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | TNA | | N/A |
| 9 | | Election of Statutory Auditors; Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 12 | | Report on Guarantees | | Mgmt | | For | | TNA | | N/A |
| 13 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 15 | | Compensation Policy | | Mgmt | | For | | TNA | | N/A |
| 16 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 17 | | Amendments to Articles | | Mgmt | | For | | TNA | | N/A |
| 18 | | Wishes and closing | | Mgmt | | For | | TNA | | N/A |
United Integrated Services Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2404 | | CINS Y9210Q102 | | 06/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect WANG Yanqun | | Mgmt | | For | | For | | For |
| 11 | | Elect CHEN Chaoshui | | Mgmt | | For | | Against | | Against |
| 12 | | Elect LI Huiwen | | Mgmt | | For | | For | | For |
| 13 | | Elect CHEN Baichen | | Mgmt | | For | | For | | For |
| 14 | | Elect LI Ruose | | Mgmt | | For | | For | | For |
| 15 | | Elect ZENG Xiangqing | | Mgmt | | For | | For | | For |
| 16 | | Elect KE Wenchang | | Mgmt | | For | | Against | | Against |
| 17 | | Elect LIN Kunming (Supervisor) | | Mgmt | | For | | For | | For |
| 18 | | Elect LIN Shuyuan (Supervisor) | | Mgmt | | For | | For | | For |
| 19 | | Elect LIN Quansheng (Supervisor) | | Mgmt | | For | | Against | | Against |
| 20 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 21 | | Extraordinary Motions | | Mgmt | | For | | Against | | Against |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS X9519W108 | | 12/08/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 3 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
USI Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1304 | | CINS Y9316H105 | | 06/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Authority to Increase Paid-in Capital | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 11 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Verofarm OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VRPH | | CINS X9761B109 | | 06/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | Abstain | | Against |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Amendments to Charter | | Mgmt | | For | | Abstain | | Against |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect Artem Bektemirov | | Mgmt | | N/A | | Against | | N/A |
| 7 | | Elect Sergey Krivosheev | | Mgmt | | N/A | | Against | | N/A |
| 8 | | Elect Marina Penkova | | Mgmt | | N/A | | Against | | N/A |
| 9 | | Elect Viktor Vasilyev | | Mgmt | | N/A | | Against | | N/A |
| 10 | | Elect Vasily Rudomino | | Mgmt | | N/A | | Against | | N/A |
| 11 | | Elect Arkady Gibov | | Mgmt | | N/A | | Against | | N/A |
| 12 | | Elect Alexander Zabudkin | | Mgmt | | N/A | | Against | | N/A |
| 13 | | Elect Denis Kulikov | | Mgmt | | N/A | | Against | | N/A |
| 14 | | Elect Andrey Vinkov | | Mgmt | | N/A | | Against | | N/A |
| 15 | | Election of Audit Commission | | Mgmt | | For | | Abstain | | Against |
| 16 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Vijaya Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VIJAYABANK | | CINS Y9374P114 | | 03/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/out Preemptive Rights (Preferential Allotment) | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Vijaya Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VIJAYABANK | | CINS Y9374P114 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
Vostok Nafta Investment Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VNILSDB | | CINS G93886136 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 13 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 14 | | Board Size | | Mgmt | | For | | For | | For |
| 15 | | Directors’ and Auditors’ Fees | | Mgmt | | For | | Against | | Against |
| 16 | | Election of Directors; Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Nomination Committee | | Mgmt | | For | | For | | For |
| 18 | | Compensation Guidelines | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Wah Lee Industrial Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3010 | | CINS Y9435R109 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Weifu High-Technology Group Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000581 | | CINS Y95338102 | | 03/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 2 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 3 | | Election of Non-Independent Directors | | Mgmt | | For | | For | | For |
| 4 | | Election of Independent Directors | | Mgmt | | For | | For | | For |
| 5 | | Election of Supervisors: GAO Guoyuan | | Mgmt | | For | | Against | | Against |
Yageo Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2327 | | CINS Y9723R100 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Amendments to Procedural Rules: Election of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 13 | | Private Placement | | Mgmt | | For | | Against | | Against |
| 14 | | Elect CHEN Taimin | | Mgmt | | For | | For | | For |
| 15 | | Elect WANG Jinshan | | Mgmt | | For | | For | | For |
| 16 | | Elect WANG Baoyuan | | Mgmt | | For | | For | | For |
| 17 | | Elect LIN Zongyong | | Mgmt | | For | | For | | For |
| 18 | | Elect ZHANG Qiwen | | Mgmt | | For | | For | | For |
| 19 | | Elect YANG Shijian | | Mgmt | | For | | For | | For |
| 20 | | Elect LAI Yuanhe (Supervisor) | | Mgmt | | For | | For | | For |
| 21 | | Elect LIN Laifu (Independent Supervisor) | | Mgmt | | For | | For | | For |
| 22 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 23 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Zaklady Azotowe Pulawy S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZAP | | CINS X9900C109 | | 03/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 6 | | Property Lease | | Mgmt | | For | | For | | For |
| 7 | | Bonus | | Mgmt | | For | | For | | For |
| 8 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Rules of Procedures for General Meeting | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Rules of Procedures for Board Meetings | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Rules of Procedures for Supervisory Committee Meetings | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 8 | | Issuance of Medium-Term Notes | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Global MegaTrends Fund
Date of fiscal year end: 12/31
AES Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AES | | CUSIP 00130H105 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Andres Gluski | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Guo Bao Zhang | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Kristina Johnson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Tarun Khanna | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John Koskinen | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Philip Lader | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Sandra Moose | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John Morse, Jr. | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Philip Odeen | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Charles Rossotti | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Sven Sandstrom | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Michael Pelham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Euan Kay | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Alaska Air Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALK | | CUSIP 011659109 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Ayer | | Mgmt | | For | | For | | For |
| 2 | | Elect Patricia Bedient | | Mgmt | | For | | For | | For |
| 3 | | Elect Marion Blakey | | Mgmt | | For | | For | | For |
| 4 | | Elect Phyllis Campbell | | Mgmt | | For | | For | | For |
| 5 | | Elect Jessie Knight, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect R. Marc Langland | | Mgmt | | For | | For | | For |
| 7 | | Elect Dennis Madsen | | Mgmt | | For | | For | | For |
| 8 | | Elect Byron Mallott | | Mgmt | | For | | For | | For |
| 9 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 10 | | Elect Bradley Tilden | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHoldr | | Against | | Against | | For |
Atlas Energy, L.P.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATLS | | CUSIP 04930A104 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dennis Holtz | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect William Karis | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Harvey Magarick | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
AT&T Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| T | | CUSIP 00206R102 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Randall Stephenson | | Mgmt | | For | | For | | For |
| 2 | | Elect Gilbert Amelio | | Mgmt | | For | | For | | For |
| 3 | | Elect Reuben Anderson | | Mgmt | | For | | For | | For |
| 4 | | Elect James Blanchard | | Mgmt | | For | | For | | For |
| 5 | | Elect Jaime Chico Pardo | | Mgmt | | For | | For | | For |
| 6 | | Elect James Kelly | | Mgmt | | For | | For | | For |
| 7 | | Elect Jon Madonna | | Mgmt | | For | | For | | For |
| 8 | | Elect John McCoy | | Mgmt | | For | | For | | For |
| 9 | | Elect Joyce Roche | | Mgmt | | For | | For | | For |
| 10 | | Elect Matthew Rose | | Mgmt | | For | | For | | For |
| 11 | | Elect Laura Tyson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Restoration of Written Consent | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | | ShrHoldr | | Against | | For | | Against |
BR Malls Participacoes SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRML3 | | CINS P1908S102 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
BR Malls Participacoes SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRML3 | | CINS P1908S102 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 4 | | Amendments to Articles Regarding Board Authorities | | Mgmt | | For | | For | | For |
Cascade Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CASC | | CUSIP 147195101 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Duane McDougall | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James Osterman | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Stock Appreciation Rights and Restricted Stock Plan | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
CCR S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCRO3 | | CINS P1413U105 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendment to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
CCR S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCRO3 | | CINS P1413U105 | | 04/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Capital Expenditure Budget | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors (Slate); Board Size | | Mgmt | | For | | Against | | Against |
| 8 | | Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 9 | | Election of Supervisory Council | | Mgmt | | For | | For | | For |
CCR S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCRO3 | | CINS P1413U105 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Stock Split | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | | For | | For | | For |
| 7 | | Amend Article 10 | | Mgmt | | For | | For | | For |
| 8 | | Amend Article 11 | | Mgmt | | For | | For | | For |
| 9 | | Amend Article 12 | | Mgmt | | For | | For | | For |
| 10 | | Consolidation of Articles | | Mgmt | | For | | For | | For |
| 11 | | Election of Supervisory Council Alternate | | Mgmt | | For | | For | | For |
| 12 | | Elect Roberto Carlos Deutsch | | Mgmt | | For | | Against | | Against |
Cementos Pacasmayo SAA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CPACASC1 | | CUSIP 15126Q109 | | 03/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports (IFRS) | | Mgmt | | For | | For | | For |
Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1157 | | CINS Y1293Y110 | | 10/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issuance of U.S. Dollar Denominated Bonds | | Mgmt | | For | | For | | For |
| 3 | | Termination of Investment Project from Private Placement | | Mgmt | | For | | For | | For |
| 4 | | Change of Use of Proceeds from Private Placement | | Mgmt | | For | | For | | For |
| 5 | | Provision of Guarantee | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Chart Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTLS | | CUSIP 16115Q308 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Samuel Thomas | | Mgmt | | For | | For | | For |
| 1.2 | | Elect W. Douglas Brown | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard Goodrich | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Steven Krablin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael Press | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James Tidwell | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Thomas Williams | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2009 Omnibus Equity Plan | | Mgmt | | For | | Against | | Against |
Chicago Bridge & Iron Company N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBI | | CUSIP 167250109 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James Bolch | | Mgmt | | For | | For | | For |
| 2 | | Elect Philip Asherman | | Mgmt | | For | | For | | For |
| 3 | | Elect L. Richard Flury | | Mgmt | | For | | For | | For |
| 4 | | Elect W. Craig Kissel | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 15 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 01/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Internal Control Auditors for 2011 | | Mgmt | | For | | For | | For |
Dalian Port (PDA) Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2880 | | CINS G2739Z109 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect HUI Kai | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Dongyue Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0189 | | CINS G2816P107 | | 05/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect FU Kwan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect ZHANG Jian | | Mgmt | | For | | For | | For |
| 6 | | Elect YUE Run Dong | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Ecorodovias Infraestrutura e Logística SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ECOR3 | | CINS P3661R107 | | 10/24/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect Carlos Cesar da Silva Souza | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Novo Mercado Regulations | | Mgmt | | For | | For | | For |
| 6 | | Amendment to Article 14 | | Mgmt | | For | | For | | For |
| 7 | | Consolidation of Articles | | Mgmt | | For | | For | | For |
Exelon Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXC | | CUSIP 30161N101 | | 04/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John Canning Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Christopher Crane | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Walter D’Alessio | | Mgmt | | For | | For | | For |
| 4 | | Elect Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| 5 | | Elect Nelson Diaz | | Mgmt | | For | | For | | For |
| 6 | | Elect Sue Ling Gin | | Mgmt | | For | | For | | For |
| 7 | | Elect Rosemarie Greco | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Joskow | | Mgmt | | For | | For | | For |
| 9 | | Elect Richard Mies | | Mgmt | | For | | For | | For |
| 10 | | Elect John Palms | | Mgmt | | For | | For | | For |
| 11 | | Elect William Richardson | | Mgmt | | For | | For | | For |
| 12 | | Elect Thomas Ridge | | Mgmt | | For | | For | | For |
| 13 | | Elect John Rogers, Jr. | | Mgmt | | For | | For | | For |
| 14 | | Elect John Rowe | | Mgmt | | For | | For | | For |
| 15 | | Elect Stephen Steinour | | Mgmt | | For | | For | | For |
| 16 | | Elect Donald Thompson | | Mgmt | | For | | For | | For |
| 17 | | Elect Ann Berzin | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 18 | | Elect Yves de Balmann | | Mgmt | | For | | For | | For |
| 19 | | Elect Robert Lawless | | Mgmt | | For | | For | | For |
| 20 | | Elect Mayo Shattuck III | | Mgmt | | For | | For | | For |
| 21 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Genco Shipping & Trading Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GNK | | CUSIP Y2685T107 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Basil Mavroleon | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert North | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Harry Perrin | | Mgmt | | For | | For | | For |
| 2 | | 2012 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
General Electric Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GE | | CUSIP 369604103 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| 2 | | Elect James Cash, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Ann Fudge | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan Hockfield | | Mgmt | | For | | For | | For |
| 5 | | Elect Jeffrey Immelt | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 7 | | Elect Alan Lafley | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Lane | | Mgmt | | For | | For | | For |
| 9 | | Elect Ralph Larsen | | Mgmt | | For | | For | | For |
| 10 | | Elect Rochelle Lazarus | | Mgmt | | For | | Against | | Against |
| 11 | | Elect James Mulva | | Mgmt | | For | | For | | For |
| 12 | | Elect Sam Nunn | | Mgmt | | For | | For | | For |
| 13 | | Elect Roger Penske | | Mgmt | | For | | Against | | Against |
| 14 | | Elect Robert Swieringa | | Mgmt | | For | | For | | For |
| 15 | | Elect James Tisch | | Mgmt | | For | | For | | For |
| 16 | | Elect Douglas Warner III | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 19 | | Amendment to the 2007 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 20 | | Approval of Material Terms of Senior Officer Performance Goals | | Mgmt | | For | | For | | For |
| 21 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Nuclear Activities | | ShrHoldr | | Against | | Against | | For |
| 23 | | Shareholder Proposal Regarding Independent Board Chair | | ShrHoldr | | Against | | For | | Against |
| 24 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Golar LNG Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GOL | | CUSIP G9456A100 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Delisting | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Use of Proceeds from A Shares | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 01/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Guangdong Investment Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 270 | | CINS Y2929L100 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HUANG Xiaofeng | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Moses CHENG Mo Chi | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Guangdong Investment Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 270 | | CINS Y2929L100 | | 12/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Elect ZHAO Chunxiao | | Mgmt | | For | | Against | | Against |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Holcim Indonesia Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMCB | | cins Y7125T104 | | 04/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Approve of Changes in the Composition of the Commissioners | | Mgmt | | For | | Abstain | | Against |
Holcim Indonesia Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMCB | | cins Y7125T104 | | 04/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger by Absorption | | Mgmt | | For | | For | | For |
J.B. Hunt Transport Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JBHT | | CUSIP 445658107 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Douglas Duncan | | Mgmt | | For | | For | | For |
| 2 | | Elect Francesca Edwardson | | Mgmt | | For | | For | | For |
| 3 | | Elect Wayne Garrison | | Mgmt | | For | | For | | For |
| 4 | | Elect Sharilyn Gasaway | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary George | | Mgmt | | For | | For | | For |
| 6 | | Elect Bryan Hunt | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Coleman Peterson | | Mgmt | | For | | For | | For |
| 8 | | Elect John Roberts III | | Mgmt | | For | | For | | For |
| 9 | | Elect James Robo | | Mgmt | | For | | For | | For |
| 10 | | Elect William Shea Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Kirk Thompson | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Management Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Joy Global Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JOY | | CUSIP 481165108 | | 03/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Steven Gerard | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John Gremp | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Hanson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gale Klappa | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard Loynd | | Mgmt | | For | | For | | For |
| 1.6 | | Elect P. Eric Siegert | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael Sutherlin | | Mgmt | | For | | For | | For |
| 1.8 | | Elect James Tate | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the 2007 Stock Incentive Plan | | Mgmt | | For | | For | | For |
Kirby Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KEX | | CUSIP 497266106 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Bob Gower | | Mgmt | | For | | For | | For |
| 2 | | Elect Monte Miller | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Pyne | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2005 Stock and Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Amendment to the 2000 Nonemployee Director Stock Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Life Healthcare Group Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LHC | | CINS S4682C100 | | 01/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | South Africa | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Re-elect Jakes Gerwel | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Mustaq Brey | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Garth Solomon | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit Committee Member (Golesworthy) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Member (Munday) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit Committee Member (Mojela) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit Committee Member (du Plessis) | | Mgmt | | For | | For | | For |
| 10 | | Approve Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 12 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 13 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 17 | | Authority to Increase Authorised Capital | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles (Article 44) | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Articles (Article 45) | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
MarkWest Energy Partners, L.P.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MWE | | CUSIP 570759100 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Frank Semple | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald Wolf | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Keith Bailey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Michael Beatty | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Charles Dempster | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Donald Heppermann | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Larson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Anne Fox Mounsey | | Mgmt | | For | | For | | For |
| 1.9 | | Elect William Nicoletti | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Mongolia Growth Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YAK | | CINS 60936L106 | | 04/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Harris Kupperman | | Mgmt | | For | | For | | For |
| 4 | | Elect Jordan Calonego | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect William Fleckenstein | | Mgmt | | For | | For | | For |
| 6 | | Elect Paulo Bilezikjian | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Sweeney | | Mgmt | | For | | For | | For |
| 8 | | Elect Byambaa Losolsuren | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Articles Regarding Shareholder Meeting Location | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | For | | For |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01011 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Petromagdalena Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMD | | CINS 71672C101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Morelli | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 9 | | Elect Nelson Ortiz | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
POSCO Chemtech Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 003670 | | CINS Y70754109 | | 03/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Financial Statements | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 4 | | Elect LEE Hee Myung | | Mgmt | | For | | For | | For |
| 5 | | Elect LEE Ki Chang | | Mgmt | | For | | For | | For |
| 6 | | Elect NAM In Sik | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Corporate Auditors’ Fees | | Mgmt | | For | | Against | | Against |
PPL Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PPL | | CUSIP 69351T106 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Frederick Bernthal | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John Conway | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven Elliot | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Louise Goeser | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Stuart Graham | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stuart Heydt | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Raja Rajamannar | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Craig Rogerson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect William Spence | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Natica von Althann | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Keith Williamson | | Mgmt | | For | | For | | For |
| 2 | | 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Primoris Services Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRIM | | CUSIP 74164F103 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brian Pratt | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Thomas Tucker | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter Brown | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 03/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 2 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
PT Alam Sutera Realty Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASRI | | CINS Y7126F103 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Abstain | | Against |
Rush Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RUSHA | | CUSIP 781846308 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect W. Marvin Rush | | Mgmt | | For | | For | | For |
| 1.2 | | Elect W. M. Rush | | Mgmt | | For | | For | | For |
| 1.3 | | Elect James Underwood | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Harold Marshall | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas Akin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Gerald Szczepanksi | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Seadrill Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SDRL | | CUSIP G7945E105 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John Fredriksen | | Mgmt | | For | | For | | For |
| 2 | | Elect Tor Olav Troim | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Kate Blankenship | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kathrine Fredriksen | | Mgmt | | For | | For | | For |
| 5 | | Elect Carl Erik Steen | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Spirit Airlines, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SAVE | | CUSIP 848577102 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Barclay Jones III | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Johnson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Stuart Oran | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
The Southern Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SO | | CUSIP 842587107 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Juanita Baranco | | Mgmt | | For | | For | | For |
| 2 | | Elect Jon Boscia | | Mgmt | | For | | For | | For |
| 3 | | Elect Henry Clark III | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Fanning | | Mgmt | | For | | For | | For |
| 5 | | Elect H. William Habermeyer, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Veronica Hagen | | Mgmt | | For | | For | | For |
| 7 | | Elect Warren Hood, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Donald James | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dale Klein | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect William Smith, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven Specker | | Mgmt | | For | | For | | For |
| 12 | | Elect Larry Thompson | | Mgmt | | For | | For | | For |
| 13 | | Elect E. Jenner Wood III | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Report on Coal Combustion Waste | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
TIM Participacoes SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TCSL4 | | CUSIP 88706P205 | | 04/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Capital Expenditure Budget | | Mgmt | | For | | For | | For |
| 4 | | Remuneration Policy | | Mgmt | | For | | For | | For |
| 5 | | Election of Supervisory Council Members; Fees | | Mgmt | | For | | For | | For |
| 6 | | Cooperation and Support Agreement | | Mgmt | | For | | For | | For |
| 7 | | Insurance Agreement | | Mgmt | | For | | For | | For |
| 8 | | Amendment to Articles Regarding Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
TransCanada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRP | | CUSIP 89353D107 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Kevin Benson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Derek Burney | | Mgmt | | For | | For | | For |
| 1.3 | | Elect E. Linn Draper, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Paule Gauthier | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Russell Girling | | Mgmt | | For | | For | | For |
| 1.6 | | Elect S. Barry Jackson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Paul Joskow | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John MacNaughton | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Paula Reynolds | | Mgmt | | For | | For | | For |
| 1.10 | | Elect W. Thomas Stephens | | Mgmt | | For | | For | | For |
| 1.11 | | Elect D. Michael Stewart | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Richard Waugh | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Tsakos Energy Navigation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TNP | | CUSIP G9108L108 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Efthimios Mitropoulos | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard Paniguian | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Aristides Patrinos | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | 2012 Incentive Plan | | Mgmt | | For | | For | | For |
United Tractors
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNTR | | CINS Y7146Y140 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Uranium Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UEC | | CUSIP 916896103 | | 07/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Amir Adnani | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Alan Lindsay | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Harry Anthony | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Erik Essiger | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Ivan Obolensky | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Vincent Della Volpe | | Mgmt | | For | | For | | For |
| 1.7 | | Elect David Kong | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Verizon Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VZ | | CUSIP 92343V104 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard Carrion | | Mgmt | | For | | For | | For |
| 2 | | Elect Melanie Healey | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Frances Keeth | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Lane | | Mgmt | | For | | For | | For |
| 5 | | Elect Lowell McAdam | | Mgmt | | For | | For | | For |
| 6 | | Elect Sandra Moose | | Mgmt | | For | | For | | For |
| 7 | | Elect Joseph Neubauer | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Donald Nicolaisen | | Mgmt | | For | | For | | For |
| 9 | | Elect Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Hugh Price | | Mgmt | | For | | For | | For |
| 11 | | Elect Rodney Slater | | Mgmt | | For | | Against | | Against |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Disclosure of Prior Government Service | | ShrHoldr | | Against | | Against | | For |
| | | | | | | | | | |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| 18 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
West Fraser Timber Co. Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WFT | | CINS 952845105 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Henry Ketcham | | Mgmt | | For | | For | | For |
| 4 | | Elect Clark Binkley | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Duncan Gibson | | Mgmt | | For | | For | | For |
| 6 | | Elect Samuel Ketcham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Gerald Miller | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Phillips | | Mgmt | | For | | For | | For |
| 10 | | Elect Janice Rennie | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Rules of Procedures for General Meeting | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Rules of Procedures for Board Meetings | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Rules of Procedures for Supervisory Committee Meetings | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 8 | | Issuance of Medium-Term Notes | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Zhuzhou CSR Times Electric Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3898 | | CINS Y9892N104 | | 12/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase H Shares | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Global Resources Fund
Date of fiscal year end: 12/31
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Africa Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AOI | | CINS 00829Q101 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Cameron Bailey | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary Guidry | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bryan Benitz | | Mgmt | | For | | For | | For |
| 7 | | Elect John Craig | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Joseph Cleverdon | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Botha | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Groves | | Mgmt | | For | | Against | | Against |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Michael Pelham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Euan Kay | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Anadarko Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| APC | | CUSIP 032511107 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kevin Chilton | | Mgmt | | For | | For | | For |
| 2 | | Elect Luke Corbett | | Mgmt | | For | | For | | For |
| 3 | | Elect Paulett Eberhart | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter Fluor | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Richard George | | Mgmt | | For | | For | | For |
| 6 | | Elect Preston Geren, III | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Goodyear | | Mgmt | | For | | For | | For |
| 8 | | Elect John Gordon | | Mgmt | | For | | For | | For |
| 9 | | Elect James Hackett | | Mgmt | | For | | For | | For |
| 10 | | Elect Eric Mullins | | Mgmt | | For | | For | | For |
| 11 | | Elect Paula Rosput Reynolds | | Mgmt | | For | | For | | For |
| 12 | | Elect R. Walker | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | 2012 Omnibus Incentive Compensation Plan | | Mgmt | | For | | Against | | Against |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
Anfield Nickel Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANF | | CINS ADPC00698 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Marshall Koval | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Pirooz | | Mgmt | | For | | For | | For |
| 4 | | Elect Aziz Shariff | | Mgmt | | For | | For | | For |
| 5 | | Elect David Strang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Anish Sunderji | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 8 | | Elect Lyle Braaten | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Anfield Nickel Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANF | | CINS ADPC00908 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Marshall Koval | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Pirooz | | Mgmt | | For | | For | | For |
| 4 | | Elect Aziz Shariff | | Mgmt | | For | | For | | For |
| 5 | | Elect David Strang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Anish Sunderji | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 8 | | Elect Lyle Braaten | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Archer-Daniels-Midland Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ADM | | CUSIP 039483102 | | 11/03/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect George Buckley | | Mgmt | | For | | For | | For |
| 2 | | Elect Mollie Carter | | Mgmt | | For | | For | | For |
| 3 | | Elect Terrell Crews | | Mgmt | | For | | For | | For |
| 4 | | Elect Pierre Dufour | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Felsinger | | Mgmt | | For | | For | | For |
| 6 | | Elect Antonio Maciel | | Mgmt | | For | | For | | For |
| 7 | | Elect Patrick Moore | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas O’Neill | | Mgmt | | For | | For | | For |
| 9 | | Elect Kelvin Westbrook | | Mgmt | | For | | For | | For |
| 10 | | Elect Patricia Woertz | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 13 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 14 | | Shareholder Proposal Regarding Prohibition of Political Contributions | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Sustainable Palm Oil | | ShrHoldr | | Against | | Against | | For |
Atacama Minerals Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAM | | CINS 045921103 | | 01/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Incentive Stock Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Grant | | Mgmt | | For | | For | | For |
| 5 | | Company Name Change | | Mgmt | | For | | For | | For |
BHP Billiton Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BHP | | CUSIP 088606108 | | 11/17/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 2 | | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 3 | | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 5 | | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 7 | | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 8 | | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 9 | | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 10 | | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 11 | | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 12 | | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 13 | | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 14 | | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 18 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 19 | | Approve Termination Payments (GMC) | | Mgmt | | For | | For | | For |
| 20 | | Equity Grant (CEO Marius Kloppers) | | Mgmt | | For | | For | | For |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 06/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric Brown | | Mgmt | | For | | For | | For |
| 7 | | Elect Wesley Clark | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Bounty Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BNT | | CINS Q1714D124 | | 09/05/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approve Issue of Securities (Rights Issue) | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities (Options) | | Mgmt | | For | | For | | For |
Bounty Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BNT | | CINS Q1714D124 | | 11/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | Against | | Against |
| 3 | | Re-elect Rob Stewart | | Mgmt | | For | | Against | | Against |
BP plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BP | | CUSIP 055622104 | | 04/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Robert Dudley | | Mgmt | | For | | For | | For |
| 4 | | Elect Iain Conn | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Gilvary | | Mgmt | | For | | For | | For |
| 6 | | Elect Byron Grote | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Anderson | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank Bowman | | Mgmt | | For | | For | | For |
| 9 | | Elect Antony Burgmans | | Mgmt | | For | | For | | For |
| 10 | | Elect Cynthia Carroll | | Mgmt | | For | | For | | For |
| 11 | | Elect George David | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Ian Davis | | Mgmt | | For | | For | | For |
| 13 | | Elect Dame Ann Dowling | | Mgmt | | For | | For | | For |
| 14 | | Elect Brendan Nelson | | Mgmt | | For | | For | | For |
| 15 | | Elect Phuthuma Nhleko | | Mgmt | | For | | For | | For |
| 16 | | Elect Andrew Shilston | | Mgmt | | For | | For | | For |
| 17 | | Elect Carl-Henric Svanberg | | Mgmt | | For | | For | | For |
| 18 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 19 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 20 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 21 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 22 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
BRF Brasil Foods SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRFS3 | | CUSIP 10552T107 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Election of Supervisory Council | | Mgmt | | For | | For | | For |
| 4 | | Election of Alternate Board Member | | Mgmt | | For | | For | | For |
| 5 | | Remuneration Report | | Mgmt | | For | | Against | | Against |
| 6 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 7 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Bunge Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BG | | CUSIP G16962105 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Francis Coppinger | | Mgmt | | For | | For | | For |
| 2 | | Elect Alberto Weisser | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Calibre Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Douglas Forster | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Blayne Johnson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Calibre Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 08/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 4 | | Elect Douglas Forster | | Mgmt | | For | | For | | For |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Blayne Johnson | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Canada Zinc Metals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CZX | | CINS 135306108 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Peeyush Varshney | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Praveen Varshney | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Marco Strub | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John Thomas | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Henry Giegerich | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 10 | | Discretion to Vote on Amended Proposals | | Mgmt | | For | | Against | | Against |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 11/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 4 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gerald Prosalendis | | Mgmt | | For | | For | | For |
| 7 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Cenovus Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVE | | CUSIP 15135U109 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ralph Cunningham | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick Daniel | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ian Delaney | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Brian Ferguson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael Grandin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Valerie Nielsen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Charles Rampacek | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Colin Taylor | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Wayne Thomson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Continuation and Restatement of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Frequency of Advisory Vote on Executive Compensation | | Mgmt | | Against | | For | | Against |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Stephen Furbacher | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John Johnson | | Mgmt | | For | | Withhold | | Against |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| 5 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 6 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerald Sneddon | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Cliffs Natural Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLF | | CUSIP 18683K101 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Joseph Carrabba | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan Cunningham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Barry Eldridge | | Mgmt | | For | | For | | For |
| 4 | | Elect Andres Gluski | | Mgmt | | For | | For | | For |
| 5 | | Elect Susan Green | | Mgmt | | For | | For | | For |
| 6 | | Elect Janice Henry | | Mgmt | | For | | For | | For |
| 7 | | Elect James Kirsch | | Mgmt | | For | | For | | For |
| 8 | | Elect Francis McAllister | | Mgmt | | For | | For | | For |
| 9 | | Elect Richard Riederer | | Mgmt | | For | | For | | For |
| 10 | | Elect Richard Ross | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | | Mgmt | | For | | Against | | Against |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | 2012 Incentive Equity Plan | | Mgmt | | For | | For | | For |
| 14 | | 2012 Executive Management Performance Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Coeur d’Alene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDE | | CUSIP 192108504 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect L. Michael Bogert | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James Curran | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sebastian Edwards | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Mitchell Krebs | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Andrew Lundquist | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Robert Mellor | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John Robinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Timothy Winterer | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Compass Minerals International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CMP | | CUSIP 20451N101 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David D’Antoni | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Perry Premdas | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Allan Rothwell | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Conagra Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAG | | CUSIP 205887102 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Mogens Bay | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Butler | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven Goldstone | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Joie Gregor | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rajive Johri | | Mgmt | | For | | For | | For |
| 1.6 | | Elect William Jurgensen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Richard Lenny | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ruth Ann Marshall | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Gary Rodkin | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Andrew Schindler | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kenneth Stinson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Concordia Resource Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCN | | CINS 206606105 | | 03/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Edward Flood | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gerard de La Vallee Poussin | | Mgmt | | For | | For | | For |
| 5 | | Elect John Fognani | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Pamela Klessig | | Mgmt | | For | | For | | For |
| 8 | | Elect Terry Krepiakevich | | Mgmt | | For | | For | | For |
| 9 | | Elect Borden Putnam | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Pierre Lebel | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Diamond Fields International Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DFI | | CINS 252905302 | | 12/06/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward Malouf | | Mgmt | | For | | For | | For |
| 4 | | Elect Gregg Sedun | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Norman Baker | | Mgmt | | For | | For | | For |
| 6 | | Elect Earl Young | | Mgmt | | For | | For | | For |
| 7 | | Elect Gooroodeo Sookun | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ian Ransome | | Mgmt | | For | | For | | For |
| 9 | | Elect Craig McLean | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
Endeavour Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Ensco plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ESV | | CUSIP 29358Q109 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect C. Christopher Gaut | | Mgmt | | For | | For | | For |
| 2 | | Elect Gerald Haddock | | Mgmt | | For | | For | | For |
| 3 | | Elect Paul Rowsey III | | Mgmt | | For | | For | | For |
| 4 | | Elect Francis Kalman | | Mgmt | | For | | For | | For |
| 5 | | Elect David Brown | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Statutory Auditor | | Mgmt | | For | | For | | For |
| 8 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 9 | | 2012 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
EQT Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EQT | | CUSIP 26884L109 | | 04/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kenneth Burke | | Mgmt | | For | | For | | For |
| 2 | | Elect Margaret Dorman | | Mgmt | | For | | For | | For |
| 3 | | Elect Philip Behrman | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Bray Cary, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Lee Todd, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Euromax Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EOX | | CINS 29873T109 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Gustafson | | Mgmt | | For | | For | | For |
| 4 | | Elect Randal Matkaluk | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Quinton Hennigh | | Mgmt | | For | | For | | For |
| 6 | | Elect Martyn Konig | | Mgmt | | For | | For | | For |
| 7 | | Elect Varshan Gokool | | Mgmt | | For | | For | | For |
| 8 | | Elect Steve Sharpe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Approval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Exxaro Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXX | | CINS S26949107 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | South Africa | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Salukazi Dakile-Hlongwane | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Ufikile Khumalo | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Len Konar | | Mgmt | | For | | Against | | Against |
| 5 | | Re-elect Richard Mohring | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit Committee Members | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Social and Ethics Committee Members | | Mgmt | | For | | For | | For |
| 8 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 12 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 13 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Exxaro Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXX | | CINS S26949107 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | South Africa | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares for Cash (Initial Subscription) | | Mgmt | | For | | For | | For |
| 2 | | Authority to Issue Shares for Cash (Further Subscription) | | Mgmt | | For | | For | | For |
| 3 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 4 | | Adopt New Articles | | Mgmt | | For | | For | | For |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert McCallum | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
First Quantum Minerals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FM | | CINS 335934105 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Philip Pascall | | Mgmt | | For | | For | | For |
| 3 | | Elect G. Clive Newall | | Mgmt | | For | | For | | For |
| 4 | | Elect Martin Rowley | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter St. George | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrew Adams | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Martineau | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Brunner | | Mgmt | | For | | For | | For |
| 9 | | Elect Steven McTiernan | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ron Hochstein | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 5 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 6 | | Elect Adam Lundin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Freeport-McMoran Copper & Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FCX | | CUSIP 35671D857 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard Adkerson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Allison, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Robert Day | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gerald Ford | | Mgmt | | For | | For | | For |
| 1.5 | | Elect H. Devon Graham, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Charles Krulak | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Bobby Lackey | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Jon Madonna | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Dustan McCoy | | Mgmt | | For | | For | | For |
| 1.10 | | Elect James Moffett | | Mgmt | | For | | For | | For |
| 1.11 | | Elect B. M. Rankin, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.12 | | Elect Stephen Siegele | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHoldr | | Against | | Against | | For |
Genco Shipping & Trading Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GNK | | CUSIP Y2685T107 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Basil Mavroleon | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert North | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Harry Perrin | | Mgmt | | For | | For | | For |
| 2 | | 2012 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
GOVIEX URANIUM INC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000 | | CINS ADPC01239 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to the Notice | | Mgmt | | For | | Against | | Against |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS ADPC00978 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Tierra Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTE | | CUSIP 38500T101 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dana Coffield | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Jeffrey Scott | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Verne Johnson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Nicholas Kirton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Raymond Antony | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Scott Price | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Gerald Macey | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 2 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Horn Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRN | | CINS ADPC01218 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith Hill | | Mgmt | | For | | For | | For |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 5 | | Elect Wojtek Wodzicki | | Mgmt | | For | | For | | For |
| 6 | | Elect Randy Neely | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Approval of Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
HRT Participacoes em Petróleo SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRTP3 | | CINS P5280D104 | | 10/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Confirmation of Subscription of Shares | | Mgmt | | For | | For | | For |
| 3 | | Ratification and Consolidation of Capital Increase | | Mgmt | | For | | For | | For |
| 4 | | Ratification and Consolidation of Capital Increase | | Mgmt | | For | | For | | For |
| 5 | | Amend Article 5 | | Mgmt | | For | | For | | For |
| 6 | | Amend Article 18 | | Mgmt | | For | | For | | For |
| 7 | | Amend Article 21 | | Mgmt | | For | | For | | For |
| 8 | | Amend Article 22 | | Mgmt | | For | | For | | For |
| 9 | | Amend Article 23 Regarding Executive Officers | | Mgmt | | For | | For | | For |
| 10 | | Amend Article 23 Regarding Executive Officers | | Mgmt | | For | | For | | For |
| 11 | | Amend Article 23 Regarding Executive Officers | | Mgmt | | For | | For | | For |
| 12 | | Amend Article 25 | | Mgmt | | For | | For | | For |
| 13 | | Amend Article 25 | | Mgmt | | For | | For | | For |
| 14 | | Amend Article 26 | | Mgmt | | For | | For | | For |
| 15 | | Amend Article 27 | | Mgmt | | For | | For | | For |
| 16 | | Amend Articles 28 through 33 | | Mgmt | | For | | For | | For |
| 17 | | Amend Articles 29, 31 and 32 | | Mgmt | | For | | For | | For |
| 18 | | Amend Article 1 | | Mgmt | | For | | For | | For |
| 19 | | Amend Articles 15, 17, 22, 38, 44, 46, 49, 50, 52, 54, 56, 57 and 59 | | Mgmt | | For | | For | | For |
| 20 | | Amend Articles 38, 53, 61, and 65 | | Mgmt | | For | | For | | For |
| 21 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 22 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 23 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Imperial Oil Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IMO | | CUSIP 453038408 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Krystyna Hoeg | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Bruce March | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Jack Mintz | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert Olsen | | Mgmt | | For | | For | | For |
| 2.5 | | Elect David Sutherland | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Sheelagh Whittaker | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Victor Young | | Mgmt | | For | | For | | For |
International Paper Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IP | | CUSIP 460146103 | | 05/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Bronczek | | Mgmt | | For | | For | | For |
| 2 | | Elect Ahmet Dorduncu | | Mgmt | | For | | For | | For |
| 3 | | Elect John Faraci | | Mgmt | | For | | For | | For |
| 4 | | Elect Stacey Mobley | | Mgmt | | For | | For | | For |
| 5 | | Elect Joan Spero | | Mgmt | | For | | For | | For |
| 6 | | Elect John Townsend III | | Mgmt | | For | | For | | For |
| 7 | | Elect John Turner | | Mgmt | | For | | For | | For |
| 8 | | Elect William Walter | | Mgmt | | For | | For | | For |
| 9 | | Elect J. Steven Whisler | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Ivanhoe Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IE | | CINS 465790103 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert Friedland | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Carlos Cabrera | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Robert Abboud | | Mgmt | | For | | For | | For |
| 5 | | Elect Howard Balloch | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian Downey | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Graham | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Meredith | | Mgmt | | For | | For | | For |
| 9 | | Elect Alexander Molyneux | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Robert Pirraglia | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
Kinder Morgan, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KMI | | CUSIP 49456B101 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard Kinder | | Mgmt | | For | | For | | For |
| 1.2 | | Elect C.Park Sharper | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven Kean | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Henry Cornell | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Deborah Macdonald | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Michael Miller | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael Morgan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Kenneth Pontarelli | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Fayez Sarofim | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Joel Staff | | Mgmt | | For | | For | | For |
| 1.11 | | Elect John Stokes | | Mgmt | | For | | For | | For |
| 1.12 | | Elect R.Baran Tekkora | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Glenn Youngkin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CINS 496902404 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Brough | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Tye Burt | | Mgmt | | For | | For | | For |
| 4 | | Elect John Carrington | | Mgmt | | For | | For | | For |
| 5 | | Elect John Huxley | | Mgmt | | For | | For | | For |
| 6 | | Elect Kenneth Irving | | Mgmt | | For | | For | | For |
| 7 | | Elect John Keyes | | Mgmt | | For | | For | | For |
| 8 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 9 | | Elect George Michals | | Mgmt | | For | | For | | For |
| 10 | | Elect John Oliver | | Mgmt | | For | | For | | For |
| 11 | | Elect Terence Reid | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Los Andes Copper Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LA | | CINS 544312101 | | 09/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Covarrubias | | Mgmt | | For | | For | | For |
| 4 | | Elect Klaus Zeitler | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Gonzalo Delaveau | | Mgmt | | For | | For | | For |
| 6 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Francisco Covarrubias | | Mgmt | | For | | For | | For |
| 8 | | Elect John Dyer | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Stock Option Plan Regarding Tax Withholdings | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Melior Resources Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MLR | | CINS 58548A104 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Charles Entrekin | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gregory Radke | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Dietrich | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniel Dumas | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Melior Resources Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MLR | | CINS ADPC01111 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Charles Entrekin | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gregory Radke | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Dietrich | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniel Dumas | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Mongolia Growth Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YAK | | CINS 60936L106 | | 04/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Harris Kupperman | | Mgmt | | For | | For | | For |
| 4 | | Elect Jordan Calonego | | Mgmt | | For | | For | | For |
| 5 | | Elect William Fleckenstein | | Mgmt | | For | | For | | For |
| 6 | | Elect Paulo Bilezikjian | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Sweeney | | Mgmt | | For | | For | | For |
| 8 | | Elect Byambaa Losolsuren | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Articles Regarding Shareholder Meeting Location | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Nabors Industries Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NBR | | CUSIP G6359F103 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect James Crane | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael Linn | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Yearwood | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Supermajority Requirement Regarding Business Combinations | | Mgmt | | For | | Against | | Against |
| 5 | | Technical Bye-Law Amendments | | Mgmt | | For | | For | | For |
| 6 | | 2012 Incentive Bonus Plan | | Mgmt | | For | | Against | | Against |
| 7 | | 2012 Stock Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 9 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | For | | Against |
| 10 | | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHoldr | | Against | | For | | Against |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Bill Koutsouras | | Mgmt | | For | | For | | For |
| 3 | | Elect Jonathan Reynolds | | Mgmt | | For | | For | | For |
| 4 | | Investment Policy | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 10/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
National Oilwell Varco, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NOV | | CUSIP 637071101 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Merrill Miller, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Greg Armstrong | | Mgmt | | For | | For | | For |
| 3 | | Elect David Harrison | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | | Against | | Against | | For |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Wojtek Wodzicki | | Mgmt | | For | | For | | For |
| 4 | | Elect William Rand | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul Conibear | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David Mullen | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Occidental Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OXY | | CUSIP 674599105 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Spencer Abraham | | Mgmt | | For | | For | | For |
| 2 | | Elect Howard Atkins | | Mgmt | | For | | For | | For |
| 3 | | Elect Stephen Chazen | | Mgmt | | For | | For | | For |
| 4 | | Elect Edward Djerejian | | Mgmt | | For | | For | | For |
| 5 | | Elect John Feick | | Mgmt | | For | | For | | For |
| 6 | | Elect Margaret Foran | | Mgmt | | For | | For | | For |
| 7 | | Elect Carlos Gutierrez | | Mgmt | | For | | For | | For |
| 8 | | Elect Ray Irani | | Mgmt | | For | | For | | For |
| 9 | | Elect Avedick Poladian | | Mgmt | | For | | For | | For |
| 10 | | Elect Aziz Syriani | | Mgmt | | For | | For | | For |
| 11 | | Elect Rosemary Tomich | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHoldr | | Against | | Against | | For |
Oil States International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OIS | | CUSIP 678026105 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect S. James Nelson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gary Rosenthal | | Mgmt | | For | | For | | For |
| 1.3 | | Elect William Van Kleef | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kevin Tomlinson | | Mgmt | | For | | For | | For |
| 3 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (CEO John Seton) | | Mgmt | | For | | Against | | Against |
| 5 | | Equity Grant (Executive Chairman David Seton) | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Approve Issue of Securities (Director Options) | | Mgmt | | For | | For | | For |
| 7 | | Ratify Placement of Securities (Baroda Hills Investments Limited) | | Mgmt | | For | | For | | For |
| 8 | | Ratify Placement of Securities (Zone Capital Partners LLC) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | �� | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | For | | For |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01009 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01011 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01012 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01013 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01014 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Rubiales Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRE | | CINS 69480U206 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | For | | For |
| 7 | | Elect German Efromovich | | Mgmt | | For | | For | | For |
| 8 | | Elect Neil Woodyer | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 10 | | Elect Miguel Rodriguez | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Victor Rivera | | Mgmt | | For | | For | | For |
| 12 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 13 | | Elect Dennis Mills | | Mgmt | | For | | For | | For |
| 14 | | Elect Francisco Sole | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
Petroamerica Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTA | | CINS 71647B105 | | 11/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey Boyce | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nelson Navarrete | | Mgmt | | For | | For | | For |
| 5 | | Elect John Zaozirny | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Beckett | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Petroamerica Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTA | | CINS ADPC00860 | | 11/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey Boyce | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nelson Navarrete | | Mgmt | | For | | For | | For |
| 5 | | Elect John Zaozirny | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Beckett | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Petromagdalena Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMD | | CINS 71672C101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Morelli | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 9 | | Elect Nelson Ortiz | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Petromanas Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMI | | CINS 71672A105 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Petromanas Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMI | | CINS 71672A105 | | 08/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Amendment to Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Change of Continuance | | Mgmt | | For | | For | | For |
| 7 | | Adoption of New By-Laws | | Mgmt | | For | | Against | | Against |
Pioneer Natural Resources Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PXD | | CUSIP 723787107 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Thomas Arthur | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Cates | | Mgmt | | For | | For | | For |
| 3 | | Elect Scott Reiman | | Mgmt | | For | | For | | For |
| 4 | | Elect Scott Sheffield | | Mgmt | | For | | For | | For |
| 5 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Planet Exploration Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PXI | | CINS 72702P104 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Christopher Taylor | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Antonio Ricci | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Darold Parken | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Patrick McAndless | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Reincorporation/Change of Continuance | | Mgmt | | For | | For | | For |
| 8 | | Authority to Create Preferred Shares | | Mgmt | | For | | Against | | Against |
| 9 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Inspection of Records | | Mgmt | | For | | For | | For |
Plum Creek Timber Company, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCL | | CUSIP 729251108 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Rick Holley | | Mgmt | | For | | For | | For |
| 2 | | Elect Robin Josephs | | Mgmt | | For | | For | | For |
| 3 | | Elect John McDonald | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert McLeod | | Mgmt | | For | | For | | For |
| 5 | | Elect John Morgan, Sr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Marc Racicot | | Mgmt | | For | | For | | For |
| 7 | | Elect John Scully | | Mgmt | | For | | For | | For |
| 8 | | Elect Laurence Selzer | | Mgmt | | For | | For | | For |
| 9 | | Elect Stephen Tobias | | Mgmt | | For | | For | | For |
| 10 | | Elect Martin White | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Potash Corporation of Saskatchewan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POT | | CUSIP 73755L | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Christopher Burley | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald Chynoweth | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Daniel Clauw | | Mgmt | | For | | For | | For |
| 1.4 | | Elect William Doyle | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John Estey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Gerald Grandey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Charles Hoffman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Dallas Howe | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Alice Laberge | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Keith Martell | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Jeffrey McCaig | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Mary Mogford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Elena Viyella de Paliza | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Performance Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Prima Colombia Hardwood Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCT | | CINS 74164H109 | | 11/08/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald Hayes | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Harold Hayes | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 6 | | Elect Grant Stonehouse | | Mgmt | | For | | For | | For |
| 7 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Alfonso Castro | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 7 | | Elect Norborne Cole, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 9 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 10 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Range Energy Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGO | | CINS 75282A108 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Toufic Chahine | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Roger Bethell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Allan Bezanson | | Mgmt | | For | | For | | For |
| 6 | | Elect Pamela Powers | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michelle Upton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Range Energy Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGO | | CINS ADPC01228 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Toufic Chahine | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Roger Bethell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Allan Bezanson | | Mgmt | | For | | For | | For |
| 6 | | Elect Pamela Powers | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michelle Upton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Robbins & Myers, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RBN | | CUSIP 770196103 | | 01/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard Giromini | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Kirk | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter Wallace | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Senior Executive Annual Cash Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 4 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 8 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 10 | | Elect Jay Kaplowitz | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Peet Snyders | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Burns | | Mgmt | | For | | For | | For |
| 4 | | Elect Jeremy Sanford | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
ShaMaran Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNM | | CINS 819320102 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Pradeep Kabra | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Cameron Bailey | | Mgmt | | For | | For | | For |
| 6 | | Elect Gary Guidry | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Edgar | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Alexandre Schneiter | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Re-approval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Richard Clark | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect John Craig | | Mgmt | | For | | For | | For |
| 6 | | Elect Ron Hochstein | | Mgmt | | For | | For | | For |
| 7 | | Elect Pablo Mir | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert Chase | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SM Energy Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SM | | CUSIP 78454L100 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Barbara Baumann | | Mgmt | | For | | For | | For |
| 2 | | Elect Anthony Best | | Mgmt | | For | | For | | For |
| 3 | | Elect Larry Bickle | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephen Brand | | Mgmt | | For | | For | | For |
| 5 | | Elect William Gardiner | | Mgmt | | For | | For | | For |
| 6 | | Elect Julio Quintana | | Mgmt | | For | | For | | For |
| 7 | | Elect John Seidl | | Mgmt | | For | | For | | For |
| 8 | | Elect William Sullivan | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Sociedad Quimica y Minera de Chile SA - SQM
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SQM-A | | CUSIP 833635105 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Investment and Finance Policy | | Mgmt | | For | | Abstain | | Against |
| 5 | | Allocation of Profits/Dividends; Dividend Policy | | Mgmt | | For | | For | | For |
| 6 | | Report on Board of Director’s Expenses | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 8 | | Report on Directors’ Committee Activities and Expenses | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Southern Copper Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCCO | | CUSIP 84265V105 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect German Larrea Mota-Velasco | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Oscar Gonzalez Rocha | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Emilio Carrillo Gamboa | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Alfredo Casar Perez | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Luis Castelazo Morales | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Enrique Castillo Sanchez Mejorada | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Alberto de la Parra Zavala | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Xavier Garcia de Quevedo Topete | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Genaro Larrea Mota-Velasco | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Daniel Muniz Quintanilla | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Luis Miguel Palomino Bonilla | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Gilberto Perezalonso Cifuentes | | Mgmt | | For | | Withhold | | Against |
| 1.13 | | Elect Juan Rebolledo Gout | | Mgmt | | For | | For | | For |
| 1.14 | | Elect Carlos Ruiz Sacristan | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Spur Ventures Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVU | | CINS 85216L104 | | 02/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Divestiture | | Mgmt | | For | | For | | For |
Spur Ventures Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVU | | CINS 85216L104 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles (Removal of Staggered Board Provisions) | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Atkinson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Steven Dean | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Morgan | | Mgmt | | For | | For | | For |
| 8 | | Elect W. David Black | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert Rennie | | Mgmt | | For | | For | | For |
| 10 | | Elect Donald Siemens | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Steven Dean | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Robert Atkinson | | Mgmt | | For | | Against | | Against |
| 13 | | Elect John Morgan | | Mgmt | | For | | For | | For |
| 14 | | Renew Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 15 | | Approval of Purchases of Securities of Other Issuers | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 3 | | Elect Doris Meyer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 6 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Gatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Eric Edwards | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Tsakos Energy Navigation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TNP | | CUSIP G9108L108 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Efthimios Mitropoulos | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard Paniguian | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Aristides Patrinos | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | 2012 Incentive Plan | | Mgmt | | For | | For | | For |
Tyson Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSN | | CUSIP 902494103 | | 02/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Tyson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kathleen Bader | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gaurdie Banister, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jim Kever | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Kevin McNamara | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Brad Sauer | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert Thurber | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Barbara Tyson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Albert Zapanta | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2000 Incentive Stock Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Uranium Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UEC | | CUSIP 916896103 | | 07/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Amir Adnani | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Alan Lindsay | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Harry Anthony | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Erik Essiger | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Ivan Obolensky | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Vincent Della Volpe | | Mgmt | | For | | For | | For |
| 1.7 | | Elect David Kong | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Valero Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VLO | | CUSIP 91913Y100 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ronald Calgaard | | Mgmt | | For | | For | | For |
| 2 | | Elect Jerry Choate | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Ruben Escobedo | | Mgmt | | For | | Against | | Against |
| 4 | | Elect William Klesse | | Mgmt | | For | | For | | For |
| 5 | | Elect Bob Marbut | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Donald Nickles | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Phillip Pfeiffer | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Profusek | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Susan Purcell | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen Waters | | Mgmt | | For | | For | | For |
| 11 | | Elect Randall Weisenburger | | Mgmt | | For | | For | | For |
| 12 | | Elect Rayford Wilkins Jr. | | Mgmt | | For | | Against | | Against |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Safety Report | | ShrHoldr | | Against | | Against | | For |
Value Creation Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC00684 | | 11/29/2011 | | Unvoted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Fixing the number of directors of the Corporation at five for the ensuing year | | Mgmt | | N/A | | N/A | | N/A |
| 3 | | The election of directors of the Corporation as set forth in the Information Circular | | Mgmt | | N/A | | N/A | | N/A |
| 4 | | The appointment of Deloitte Touche LLP, Chartered Accountants, as auditor of the Corporation for the ensuing year at a remuneration to be determined by the board of directors of the Corporation | | Mgmt | | N/A | | N/A | | N/A |
| 5 | | On any other business that may properly come before the Meeting or any adjournment thereof, in such manner as the said proxyholder may determine in his or her discretion | | Mgmt | | N/A | | N/A | | N/A |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 924878101 | | 12/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | For | | For |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | For | | For |
| 5 | | Elect Martin Wood | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Viterra Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VT | | CINS 92849T108 | | 03/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Thomas Birks | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas Chambers | | Mgmt | | For | | For | | For |
| 4 | | Elect Bonnie DuPont | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Gibson | | Mgmt | | For | | For | | For |
| 6 | | Elect Perry Gunner | | Mgmt | | For | | For | | For |
| 7 | | Elect Tim Hearn | | Mgmt | | For | | For | | For |
| 8 | | Elect Dallas Howe | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Elect Kevin Osborn | | Mgmt | | For | | For | | For |
| 10 | | Elect Herbert Pinder, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Larry Ruud | | Mgmt | | For | | For | | For |
| 12 | | Elect Mayo Schmidt | | Mgmt | | For | | For | | For |
| 13 | | Elect Max Venning | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Adoption of Amended and Restated By-Laws | | Mgmt | | For | | For | | For |
Walter Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLT | | CUSIP 93317Q105 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David Beatty | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Howard Clark, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jerry Kolb | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Patrick Kriegshauser | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Joseph Leonard | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Graham Mascall | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Bernard Rethore | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Walter Scheller, III | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Michael Tokarz | | Mgmt | | For | | For | | For |
| 1.10 | | Elect A.J. Wagner | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Walter Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLT | | CINS ADPC01187 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David Beatty | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Howard Clark, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jerry Kolb | | Mgmt | | For | | For | | For |
| 5 | | Elect Patrick Kriegshauser | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph Leonard | | Mgmt | | For | | For | | For |
| 7 | | Elect Graham Mascall | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Bernard Rethore | | Mgmt | | For | | For | | For |
| 9 | | Elect Walter Scheller, III | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Tokarz | | Mgmt | | For | | For | | For |
| 11 | | Elect A.J. Wagner | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
West African Iron Ore Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAI | | CINS 95110P101 | | 12/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 4 | | Elect Mohammed Bangoura | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Elect Guy Duport | | Mgmt | | For | | For | | For |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
West African Iron Ore Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAI | | CINS ADPC01106 | | 12/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 4 | | Elect Mohammed Bangoura | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 6 | | Elect Guy Duport | | Mgmt | | For | | For | | For |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
West Fraser Timber Co. Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WFT | | CINS 952845105 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Henry Ketcham | | Mgmt | | For | | For | | For |
| 4 | | Elect Clark Binkley | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Duncan Gibson | | Mgmt | | For | | For | | For |
| 6 | | Elect Samuel Ketcham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Gerald Miller | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Phillips | | Mgmt | | For | | For | | For |
| 10 | | Elect Janice Rennie | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Weyerhaeuser Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WY | | CUSIP 962166104 | | 04/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Debra Cafaro | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark Emmert | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Daniel Fulton | | Mgmt | | For | | For | | For |
| 4 | | Elect John Kieckhefer | | Mgmt | | For | | For | | For |
| 5 | | Elect Wayne Murdy | | Mgmt | | For | | For | | For |
| 6 | | Elect Nicole Piasecki | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Williamson | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick Mars | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect John Begeman | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Alexander Davidson | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Richard Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Horn | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nigel Lees | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Juvenal Mesquita Filho | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Carl Renzoni | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Antenor Silva, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Gold and Precious Metals Fund
Date of fiscal year end: 12/31
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Joseph Cleverdon | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Botha | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Groves | | Mgmt | | For | | Against | | Against |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne Baker | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Douglas Beaumont | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Martine Celej | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Clifford Davis | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Gemmell | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Alacer Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASR | | CINS 010679108 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Timothy Haddon | | Mgmt | | For | | For | | For |
| 3 | | Elect Jan Castro | | Mgmt | | For | | For | | For |
| 4 | | Elect Edward Dowling, Jr. | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect Richard Graff | | Mgmt | | For | | For | | For |
| 6 | | Elect David Quinlivan | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephanie Unwin | | Mgmt | | For | | For | | For |
| 8 | | Elect Rohan Williams | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles and Adoption of Restated Articles | | Mgmt | | For | | For | | For |
| 11 | | Repeal and Replacement of By-Laws | | Mgmt | | For | | For | | For |
Alamos Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS 011527108 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Wayne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John McCluskey | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth Stowe | | Mgmt | | For | | For | | For |
| 6 | | Elect David Gower | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Murphy | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Garson | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Alexco Resource Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AXU | | CUSIP 01535P106 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Change in Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Clynton Nauman | | Mgmt | | For | | For | | For |
| 2.2 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Terry Krepiakevich | | Mgmt | | For | | For | | For |
| 2.4 | | Elect David Searle | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Rick Van Nieuwenhuyse | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Michael Winn | | Mgmt | | For | | Withhold | | Against |
| 2.7 | | Elect Richard Zimmer | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Allied Nevada Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANV | | CUSIP 019344100 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Buchan | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Scott Caldwell | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Ivany | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Cameron Mingay | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Terry Palmer | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Carl Pescio | | Mgmt | | For | | For | | For |
| 1.7 | | Elect D. Bruce Sinclair | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Robert Wardell | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Anglogold Ashanti Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANG | | CUSIP 035128206 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2 | | Elect Nozipho January-Bardill | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Ruston | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Bill Nairn | | Mgmt | | For | | For | | For |
| 5 | | Re-elect L. Nkuhlu | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit and Corporate Governance Committee Member (Nkuhlu) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit and Corporate Governance Committee Member (Arisman) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit and Corporate Governance Committee Member (Gasant) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit and Corporate Governance Committee Member (January-Bardill) | | Mgmt | | For | | For | | For |
| 10 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | Increase NEDs’ Fees (Service as Directors) | | Mgmt | | For | | For | | For |
| 14 | | Increase NEDs’ Fees (Board and Statutory Committee Meetings) | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Anglogold Ashanti Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANG | | CUSIP 035128206 | | 11/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
Aurico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Colin Benner | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Rene Marion | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard Colterjohn | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Alan Edwards | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Patrick Downey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Mark Daniel | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Ronald Smith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Luis Chavez | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Joseph Spiteri | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Aurico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C105 | | 10/24/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Aurizon Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARZ | | CUSIP 05155P106 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Sargent Berner | | Mgmt | | For | | Withhold | | Against |
| 2.2 | | Elect Louis Dionne | | Mgmt | | For | | For | | For |
| 2.3 | | Elect David Hall | | Mgmt | | For | | For | | For |
| 2.4 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Andre Falzon | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Richard Faucher | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Diane Francis | | Mgmt | | For | | For | | For |
| 2.8 | | Elect George Paspalas | | Mgmt | | For | | For | | For |
| 2.9 | | Elect Brian Moorhouse | | Mgmt | | For | | For | | For |
| 2.10 | | Elect Ian Walton | | Mgmt | | For | | Withhold | | Against |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Begeman | | Mgmt | | For | | For | | For |
| 3 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 4 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bruce Humphrey | | Mgmt | | For | | For | | For |
| 6 | | Elect Lewis MacKenzie | | Mgmt | | For | | For | | For |
| 7 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Coleman | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
B2gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 11777Q209 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Howard Beck | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles Birchall | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Donald Carty | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gustavo Cisneros | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert Franklin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian Mulroney | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony Munk | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Peter Munk | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Aaron Regent | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Nathaniel Rothschild | | Mgmt | | For | | Withhold | | Against |
| 1.13 | | Elect Steven Shapiro | | Mgmt | | For | | For | | For |
| 1.14 | | Elect John Thornton | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Centerra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CG | | CINS 152006102 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Niyazbek Aldashev | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Raphael Girard | | Mgmt | | For | | For | | For |
| 4 | | Elect Karybek Ibraev | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephen Lang | | Mgmt | | For | | For | | For |
| 6 | | Elect John Lill | | Mgmt | | For | | For | | For |
| 7 | | Elect Amangeldy Muraliev | | Mgmt | | For | | For | | For |
| 8 | | Elect Sheryl Pressler | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Terry Rogers | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect Bruce Walter | | Mgmt | | For | | For | | For |
| 11 | | Elect Anthony Webb | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Claude Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CRJ | | cins 182873109 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ted Nieman | | Mgmt | | For | | For | | For |
| 3 | | Elect Ronald Hicks | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Robert Kowalishin | | Mgmt | | For | | For | | For |
| 5 | | Elect Raymond McKay | | Mgmt | | For | | For | | For |
| 6 | | Elect Rita Mirwald | | Mgmt | | For | | For | | For |
| 7 | | Elect Mike Sylvestre | | Mgmt | | For | | For | | For |
| 8 | | Elect Brian Booth | | Mgmt | | For | | For | | For |
| 9 | | Elect A. Neil McMillan | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
| 12 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Coeur d’Alene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDE | | CUSIP 192108504 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect L. Michael Bogert | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James Curran | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sebastian Edwards | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Mitchell Krebs | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Andrew Lundquist | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Robert Mellor | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John Robinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Timothy Winterer | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Compania de Minas Buenaventura S.A.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUENAVC1 | | CUSIP 204448104 | | 03/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
DRDGold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRD | | CUSIP 26152H301 | | 07/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 2 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
DRDGold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRD | | CUSIP 26152H301 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Geoffrey Campbell | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Daniel Pretorius | | Mgmt | | For | | For | | For |
| 5 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Members | | Mgmt | | For | | Abstain | | Against |
| 8 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 9 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 10 | | General Authority to Issue New Shares | | Mgmt | | For | | Abstain | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 13 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Equity Grant (CFO Craig Barnes) | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Ned Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect W. Murray John | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect William Wilson | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Eldorado Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 02/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Eldorado Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ross Cory | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Geoffrey Handley | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Wayne Lenton | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Michael Price | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Jonathan Rubenstein | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Paul Wright | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Endeavour Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert McCallum | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Fortuna Silver Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FVI | | CINS 349915108 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jorge Durant | | Mgmt | | For | | For | | For |
| 3 | | Elect Simon Ridgway | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Tomas Guerrero | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael Iverson | | Mgmt | | For | | For | | For |
| 6 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas Kelly | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CINS 351858105 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 3 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 4 | | Elect Derek Evans | | Mgmt | | For | | For | | For |
| 5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 6 | | Elect Louis Gignac | | Mgmt | | For | | For | | For |
| 7 | | Elect Randall Oliphant | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Peterson | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Freeport-McMoran Copper & Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FCX | | CUSIP 35671D857 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard Adkerson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Allison, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Robert Day | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gerald Ford | | Mgmt | | For | | For | | For |
| 1.5 | | Elect H. Devon Graham, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Charles Krulak | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Bobby Lackey | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Jon Madonna | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Dustan McCoy | | Mgmt | | For | | For | | For |
| 1.10 | | Elect James Moffett | | Mgmt | | For | | For | | For |
| 1.11 | | Elect B. M. Rankin, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.12 | | Elect Stephen Siegele | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHoldr | | Against | | Against | | For |
Goldcorp Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| G | | CUSIP 380956409 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ian Telfer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Douglas Holtby | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Charles Jeannes | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Bell | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Lawrence Bell | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Beverley Briscoe | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.7 | | Elect Peter Dey | | Mgmt | | For | | For | | For |
| 1.8 | | Elect P. Randy Reifel | | Mgmt | | For | | For | | For |
| 1.9 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Blanca Trevino de Vega | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kenneth Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Restricted Share Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Human Rights | | Mgmt | | Against | | Against | | For |
Golden Star Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GSC | | CUSIP 38119T104 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect James Askew | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Doyle | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Ian MacGregor | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Thomas Mair | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Craig Nelsen | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Christopher Thompson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect William Yeates | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS ADPC00978 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS ADPC00979 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Great Basin Gold Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GBG | | CINS 390124105 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Patrick Cooke | | Mgmt | | For | | For | | For |
| 3 | | Elect T. Barry Coughlan | | Mgmt | | For | | For | | For |
| 4 | | Elect Anu Dhir | | Mgmt | | For | | For | | For |
| 5 | | Elect Ferdinand Dippenaar | | Mgmt | | For | | For | | For |
| 6 | | Elect Philip Kotze | | Mgmt | | For | | For | | For |
| 7 | | Elect Joshua Ngoma | | Mgmt | | For | | For | | For |
| 8 | | Elect Octavia Matloa | | Mgmt | | For | | For | | For |
| 9 | | Elect Ronald Thiessen | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 11/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Mavuso Msimang | | Mgmt | | For | | For | | For |
| 2 | | Elect David Noko | | Mgmt | | For | | For | | For |
| 3 | | Elect John Wetton | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Frank Abbott | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Graham Briggs | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Re-elect Ken Dicks | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Member (De Buck) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit Committee Member (Lushaba) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit Committee Member (Motloba) | | Mgmt | | For | | For | | For |
| 10 | | Elect Audit Committee Member (Wetton) | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 14 | | Amend Employee Share Ownership Plan | | Mgmt | | For | | For | | For |
| 15 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
IAMGOLD Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IMG | | CUSIP 450913108 | | 05/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Caldwell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald Charter | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect W. Robert Dengler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Guy Dufresne | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stephen Letwin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mahendra Naik | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William Pugliese | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Shaw | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Timothy Snider | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Share Incentive Plan | | Mgmt | | For | | For | | For |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CUSIP 496902404 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Brough | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Tye Burt | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Carrington | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Huxley | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Kenneth Irving | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John Keyes | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 1.8 | | Elect George Michals | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Oliver | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Terence Reid | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Lake Shore Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LSG | | CINS 510728108 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter Crossgrove | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jonathan Gill | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Makuch | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
McEwen Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MUX | | CUSIP 58039P107 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert McEwen | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michele Ashby | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Leanne Baker | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Donald Quick | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael Stein | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Allen Ambrose | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Richard Brissenden | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Minefinders Corporation Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MFL | | CUSIP 602900102 | | 03/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect R. Stuart Angus | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Clifford Davis | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Anthony Ferguson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Gary German | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Gerard Munera | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 11/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
New Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGD | | CUSIP 644535106 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect James Estey | | Mgmt | | For | | Withhold | | Against |
| 2.2 | | Elect Robert Gallagher | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Vahan Kololian | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Martyn Konig | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Randall Oliphant | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Raymond Threlkeld | | Mgmt | | For | | Withhold | | Against |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
New Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGD | | CINS 644535106 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect James Estey | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Gallagher | | Mgmt | | For | | For | | For |
| 5 | | Elect Vahan Kololian | | Mgmt | | For | | For | | For |
| 6 | | Elect Martyn Konig | | Mgmt | | For | | For | | For |
| 7 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 8 | | Elect Randall Oliphant | | Mgmt | | For | | For | | For |
| 9 | | Elect Raymond Threlkeld | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Newcrest Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCM | | CINS Q6651B114 | | 10/27/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Winifred Kamit | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Donald Mercer | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Richard Knight | | Mgmt | | For | | For | | For |
| 5 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 6 | | Renew Partial Takeover Provisions | | Mgmt | | For | | For | | For |
Newmont Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NEM | | CUSIP 651639106 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Bruce Brook | | Mgmt | | For | | For | | For |
| 2 | | Elect Vincent Calarco | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Carrabba | | Mgmt | | For | | For | | For |
| 4 | | Elect Noreen Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Veronica Hagen | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Hamson | | Mgmt | | For | | For | | For |
| 7 | | Elect Jane Nelson | | Mgmt | | For | | For | | For |
| 8 | | Elect Richard O’Brien | | Mgmt | | For | | For | | For |
| 9 | | Elect John Prescott | | Mgmt | | For | | For | | For |
| 10 | | Elect Donald Roth | | Mgmt | | For | | For | | For |
| 11 | | Elect Simon Thompson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAF | | CINS G9617B104 | | 11/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith Spencer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Cyril Ramaphosa | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Phuti Malabie | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Pan American Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAA | | CUSIP 697900108 | | 03/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
Pan American Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAA | | CUSIP 697900108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ross Beaty | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Geoffrey Burns | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael Carroll | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Michael Maloney | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert Pirooz | | Mgmt | | For | | For | | For |
| 1.6 | | Elect David Press | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Walter Segsworth | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Christopher Dunn | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly Nesis | | Mgmt | | For | | For | | For |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | For | | For |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homenuik | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 7 | | Elect Norborne Cole, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 9 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 10 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Richmont Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIC | | CUSIP 76547T106 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect H. Gregory Chamandy | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sidney Horn | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Rejean Houle | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ebe Scherkus | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Samuel Minzberg | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.6 | | Elect Robert Buchan | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Elaine Ellingham | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Michael Pesner | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Omnibus Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Adoption of New Articles | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony Hawkshaw | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Klaus Zeitler | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Norwich | | Mgmt | | For | | For | | For |
| 8 | | Elect Drago Kisic | | Mgmt | | For | | For | | For |
| 9 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 10 | | Elect Sidney Robinson | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Amendment to By-Laws | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Royal Gold, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGLD | | CUSIP 780287108 | | 11/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Craig Haase | | Mgmt | | For | | For | | For |
| 2 | | Elect S. Oden Howell, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 4 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 8 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 10 | | Elect Jay Kaplowitz | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
San Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGR | | CINS 79780P104 | | 06/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect George Pirie | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Hugh Wynne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Dale Ginn | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael Power | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen Harapiak | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Anderson | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sandstorm Gold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SSL | | CINS 80013R107 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Nolan Watson | | Mgmt | | For | | For | | For |
| 4 | | Elect David Awram | | Mgmt | | For | | For | | For |
| 5 | | Elect David De Witt | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andrew Swarthout | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Budreski | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Scorpio Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPM | | CINS 80917V105 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Hawley | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Parviz Farsangi | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Jonathan Berg | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ewan Mason | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Pierre Lacombe | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
SEMAFO Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Terence Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Benoit La Salle | | Mgmt | | For | | For | | For |
| 4 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 5 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 6 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 7 | | Elect Lawrence McBrearty | | Mgmt | | For | | For | | For |
| 8 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles - Business Corporations Act (Quebec) | | Mgmt | | For | | For | | For |
| 11 | | Amendments to By-Laws Regarding Business Corporations Act (Quebec) | | Mgmt | | For | | For | | For |
Silver Lake Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLR | | CINS Q85014100 | | 11/18/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Peter Johnston | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Paul Chapman | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Brough | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas Holtby | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Wade Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Randy Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CUSIP 82835P103 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 2.3 | | Elect S. Paul Simpson | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Continuation of Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
| 5 | | Approval and Ratification of Board Acts | | Mgmt | | For | | Against | | Against |
| 6 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CINS 82835P103 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 4 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 5 | | Elect S. Paul Simpson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 7 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Continuation of Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
| 11 | | Approval and Ratification of Board Acts | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
St Barbara Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBM | | CINS Q8744Q108 | | 11/17/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Constitution (Reduce Maximum Board Size) | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Elizabeth Donaghey | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Douglas Bailey | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Robert Rae | | Mgmt | | For | | For | | For |
| 7 | | Adopt New Constitution | | Mgmt | | For | | Against | | Against |
| 8 | | Equity Grant & Termination Benefits (MD/CEO Mr. Timothy Lehany) | | Mgmt | | For | | For | | For |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick Mars | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect John Begeman | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Alexander Davidson | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Richard Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Horn | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nigel Lees | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Juvenal Mesquita Filho | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Carl Renzoni | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Antenor Silva, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Holmes Growth Fund
Date of fiscal year end: 12/31
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Joseph Cleverdon | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Botha | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Groves | | Mgmt | | For | | Against | | Against |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Agilent Technologies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| A | | CUSIP 00846U101 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert Herbold | | Mgmt | | For | | For | | For |
| 2 | | Elect KOH Boon Hwee | | Mgmt | | For | | For | | For |
| 3 | | Elect William Sullivan | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Michael Pelham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Euan Kay | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Akorn, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRX | | CUSIP 009728106 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Kapoor | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ronald Johnson | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Brian Tambi | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.4 | | Elect Steven Meyer | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Alan Weinstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Kenneth Abramowitz | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Adrienne Graves | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
AmTrust Financial Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFSI | | CUSIP 032359309 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Donald DeCarlo | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Susan Fisch | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Abraham Gulkowitz | | Mgmt | | For | | For | | For |
| 1.4 | | Elect George Karfunkel | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael Karfunkel | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jay Miller | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Barry Zyskind | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard Drexler | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Albert Gore, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur Levinson | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Ronald Sugar | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Conflict of Interest Report | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Advisory Vote on Director Compensation | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
ASML Holding N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASML | | CUSIP N07059186 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Performance Share Plan Grant | | Mgmt | | For | | For | | For |
| 6 | | Stock Option Grants to Employees | | Mgmt | | For | | For | | For |
| 7 | | Elect O.B. Bilous | | Mgmt | | For | | For | | For |
| 8 | | Elect Fritz Frohlich | | Mgmt | | For | | For | | For |
| 9 | | Elect Arthur van der Poel | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 12 | | Authority to Suppress Preemptive Rights | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares in Case of Merger/Acquisition | | Mgmt | | For | | For | | For |
| 14 | | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 17 | | Authority to Cancel Shares | | Mgmt | | For | | For | | For |
Body Central Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BODY | | CUSIP 09689U102 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect B. Allen Weinstein | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Beth Angelo | | Mgmt | | For | | For | | For |
| 1.3 | | Elect David Katz | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | 2012 Annual Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cadence Design Systems, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDNS | | CUSIP 127387108 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Susan Bostrom | | Mgmt | | For | | For | | For |
| 2 | | Elect Donald Lucas | | Mgmt | | For | | For | | For |
| 3 | | Elect James Plummer | | Mgmt | | For | | For | | For |
| 4 | | Elect Alberto Sangiovanni-Vincentelli | | Mgmt | | For | | For | | For |
| 5 | | Elect George Scalise | | Mgmt | | For | | For | | For |
| 6 | | Elect John Shoven | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Siboni | | Mgmt | | For | | For | | For |
| 8 | | Elect Lip-Bu Tan | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the 1995 Directors Stock Option Plan to Expand Award Types | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the 1995 Directors Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cardtronics, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CATM | | CUSIP 14161H108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect J. Tim Arnoult | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Dennis Lynch | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Juli Spottiswood | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Celgene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CELG | | CUSIP 151020104 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Hugin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard Barker D. Phil | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael Casey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Carrie Cox | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rodman Drake | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Michael Friedman | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Gilla Kaplan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect James Loughlin | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ernest Mario | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Stephen Furbacher | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John Johnson | | Mgmt | | For | | Withhold | | Against |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Chart Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTLS | | CUSIP 16115Q308 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Samuel Thomas | | Mgmt | | For | | For | | For |
| 1.2 | | Elect W. Douglas Brown | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard Goodrich | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Steven Krablin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael Press | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James Tidwell | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Thomas Williams | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2009 Omnibus Equity Plan | | Mgmt | | For | | Against | | Against |
Chicago Bridge & Iron Company N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBI | | CUSIP 167250109 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James Bolch | | Mgmt | | For | | For | | For |
| 2 | | Elect Philip Asherman | | Mgmt | | For | | For | | For |
| 3 | | Elect L. Richard Flury | | Mgmt | | For | | For | | For |
| 4 | | Elect W. Craig Kissel | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 15 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
Core Laboratories N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLB | | CUSIP N22717107 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard Bergmark | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Margaret van Kempen | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
| 5 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 6 | | Authority to Cancel Shares | | Mgmt | | For | | For | | For |
| 7 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Common and Preference Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 9 | | Elimination of Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Technical Amendments to Articles of Association | | Mgmt | | For | | For | | For |
Dunkin’ Brands Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNKN | | CUSIP 265504100 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Anthony DiNovi | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sandra Horbach | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Mark Nunnelly | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Endeavour Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Estee Lauder Companies Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EL | | CUSIP 518439104 | | 11/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charlene Barshefsky | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Wei Sun Christianson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Fabrizio Freda | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jane Lauder | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Leonard Lauder | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Franklin Resources, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEN | | CUSIP 354613101 | | 03/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Samuel Armacost | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles Crocker | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Hardiman | | Mgmt | | For | | For | | For |
| 4 | | Elect Charles Johnson | | Mgmt | | For | | For | | For |
| 5 | | Elect Gregory Johnson | | Mgmt | | For | | For | | For |
| 6 | | Elect Rupert Johnson, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Pigott | | Mgmt | | For | | For | | For |
| 8 | | Elect Chutta Ratnathicam | | Mgmt | | For | | For | | For |
| 9 | | Elect Laura Stein | | Mgmt | | For | | For | | For |
| 10 | | Elect Anne Tatlock | | Mgmt | | For | | For | | For |
| 11 | | Elect Geoffrey Yang | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Fresh Market Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TFM | | CUSIP 35804H106 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brett Berry | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Rea | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bob Sasser | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Steven Tanger | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Craig Carlock | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jane Thompson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Approval of the 2010 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Hansen Natural Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HANS | | CUSIP 411310105 | | 01/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Company Name Change | | Mgmt | | For | | For | | For |
| 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
Herbalife Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HLF | | CUSIP G4412G101 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pedro Cardoso | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Colombe Nicholas | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Hi-Tech Pharmacal Co., Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HITK | | CUSIP 42840B101 | | 11/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David Seltzer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Reuben Seltzer | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Martin Goldwyn | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Yashar Hirshaut | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jack Van Hulst | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Anthony Puglisi | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Bruce Simpson | | Mgmt | | For | | Withhold | | Against |
| 2 | | Amendment to the 2009 Stock Option Plan | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2004 Directors Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Intel Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INTC | | CUSIP 458140100 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Charlene Barshefsky | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Andy Bryant | | Mgmt | | For | | For | | For |
| 3 | | Elect Susan Decker | | Mgmt | | For | | For | | For |
| 4 | | Elect John Donahoe | | Mgmt | | For | | For | | For |
| 5 | | Elect Reed Hundt | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul Otellini | | Mgmt | | For | | For | | For |
| 7 | | Elect James Plummer | | Mgmt | | For | | For | | For |
| 8 | | Elect David Pottruck | | Mgmt | | For | | For | | For |
| 9 | | Elect Frank Yeary | | Mgmt | | For | | For | | For |
| 10 | | Elect David Yoffie | | Mgmt | | For | | Against | | Against |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | | ShrHoldr | | Against | | Against | | For |
Intuitive Surgical, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ISRG | | CUSIP 46120E602 | | 04/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gary Guthart | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark Rubash | | Mgmt | | For | | For | | For |
| 3 | | Elect Lonnie Smith | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2010 Incentive Award Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 44985J105 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of By-Law 1 | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC00865 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of By-Law 1 | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC01162 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of By-Law 1 | | Mgmt | | For | | For | | For |
Jazz Pharmaceuticals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JAZZ | | CUSIP 472147107 | | 12/12/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
| 3 | | 2011 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Amendment to the 2007 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 5 | | Authority to Create Distributable Reserves | | Mgmt | | For | | For | | For |
| 6 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jason Ader | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael Leven | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey Schwartz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
LinkedIn Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LNKD | | CUSIP 53578A108 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leslie Kilgore | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Jeffrey Weiner | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
MasterCard Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MA | | CUSIP 57636Q104 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ajaypal Banga | | Mgmt | | For | | For | | For |
| 2 | | Elect David Carlucci | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven Freiberg | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| 5 | | Elect Marc Olivie | | Mgmt | | For | | For | | For |
| 6 | | Elect Rima Qureshi | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Schwartz | | Mgmt | | For | | For | | For |
| 8 | | Elect Jackson Tai | | Mgmt | | For | | Against | | Against |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the 2006 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Monster Beverage Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNST | | CUSIP 611740101 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Rodney Sacks | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Hilton Schlosberg | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Norman Epstein | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Benjamin Polk | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Sydney Selati | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Harold Taber, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Mark Vidergauz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Newfoundland Capital Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCC’B | | CINS 651900102 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Extension of Options Held by Chairman | | Mgmt | | For | | Against | | Against |
| 5 | | Extension of Options Held by Certain Management and Directors | | Mgmt | | For | | Against | | Against |
| 6 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Open Text Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OTC | | CUSIP 683715106 | | 12/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect P. Thomas Jenkins | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John Shackleton | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Randy Fowlie | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gail Hamilton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Brian Jackman | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stephen Sadler | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Michael Slaunwhite | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Katharine Stevenson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Deborah Weinstein | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Perrigo Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRGO | | CUSIP 714290103 | | 10/26/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Gary Kunkle, Jr. | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Herman Morris, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ben-Zion Zilberfarb | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Petromagdalena Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMD | | CINS 71672C101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Morelli | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 9 | | Elect Nelson Ortiz | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Polaris Industries Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PII | | CUSIP 731068102 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Annette Clayton | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Gregory Palen | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect John Wiehoff | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
priceline.com Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jeffrey Boyd | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ralph Bahna | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Howard Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nancy Peretsman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Craig Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
QUALCOMM Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QCOM | | CUSIP 747525103 | | 03/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Barbara Alexander | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Bennett | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Donald Cruickshank | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Raymond Dittamore | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas Horton | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Paul Jacobs | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert Kahn | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Sherry Lansing | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Duane Nelles | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Francisco Ros | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Brent Scowcroft | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Marc Stern | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Elimination of Plurality Voting Standard for Election of Directors | | Mgmt | | For | | For | | For |
Rodman & Renshaw Capital Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RODM | | CUSIP 77487R100 | | 05/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Wesley Clark | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Winston Churchill | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Marvin Haas | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Edward Rubin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard Cohen | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Anthony Sanfilippo | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mark Friedman | | Mgmt | | For | | For | | For |
| 2 | | Company Name Change | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Stock Award and Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Rush Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RUSHA | | CUSIP 781846308 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect W. Marvin Rush | | Mgmt | | For | | For | | For |
| 1.2 | | Elect W. M. Rush | | Mgmt | | For | | For | | For |
| 1.3 | | Elect James Underwood | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Harold Marshall | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas Akin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Gerald Szczepanksi | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Seacube Container Leasing Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BOX | | CUSIP G79978105 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jonathan Atkeson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald Hamm | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Martin Tuchman | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Spirit Airlines, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SAVE | | CUSIP 848577102 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Barclay Jones III | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Johnson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Stuart Oran | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Starbucks Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBUX | | CUSIP 855244109 | | 03/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Howard Schultz | | Mgmt | | For | | For | | For |
| 2 | | Elect William Bradley | | Mgmt | | For | | For | | For |
| 3 | | Elect Mellody Hobson | | Mgmt | | For | | For | | For |
| 4 | | Elect Kevin Johnson | | Mgmt | | For | | For | | For |
| 5 | | Elect Olden Lee | | Mgmt | | For | | For | | For |
| 6 | | Elect Joshua Ramo | | Mgmt | | For | | For | | For |
| 7 | | Elect James Shennan, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Clara Shih | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Elect Javier Teruel | | Mgmt | | For | | For | | For |
| 10 | | Elect Myron Ullman III | | Mgmt | | For | | For | | For |
| 11 | | Elect Craig Weatherup | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Executive Management Bonus Plan | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Formation of Sustainability Committee | | ShrHoldr | | Against | | Against | | For |
Steven Madden, Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SHOO | | CUSIP 556269108 | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Edward Rosenfeld | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John Madden | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Peter Migliorini | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Richard Randall | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Ravi Sachdev | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Thomas Schwartz | | Mgmt | | For | | Withhold | | Against |
| 2 | | Amendment to the 2006 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
T. Rowe Price Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TROW | | CUSIP 74144T108 | | 04/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Edward Bernard | | Mgmt | | For | | For | | For |
| 2 | | Elect James Brady | | Mgmt | | For | | For | | For |
| 3 | | Elect J. Alfred Broaddus, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Donald Hebb, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect James Kennedy | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert MacLellan | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Rogers | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfred Sommer | | Mgmt | | For | | For | | For |
| 9 | | Elect Dwight Taylor | | Mgmt | | For | | For | | For |
| 10 | | Elect Anne Whittemore | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | 2012 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Teradata Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TDC | | CUSIP 88076W103 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael Koehler | | Mgmt | | For | | For | | For |
| 2 | | Elect James Ringler | | Mgmt | | For | | For | | For |
| 3 | | Elect John Schwarz | | Mgmt | | For | | For | | For |
| 4 | | 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Tractor Supply Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSCO | | CUSIP 892356106 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect James Wright | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Johnston Adams | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter Bewley | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jack Bingleman | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard Frost | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Cynthia Jamison | | Mgmt | | For | | For | | For |
| 1.7 | | Elect George MacKenzie | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Edna Morris | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Ulta Salon, Cosmetics & Fragrance, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ULTA | | CUSIP 90384S303 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert DiRomualdo | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Catherine Halligan | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Lorna Nagler | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John McKinney | | Mgmt | | For | | For | | For |
| 9 | | Elect James Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Exclusive Forum Provisions | | ShrHoldr | | Against | | For | | Against |
V.F. Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VFC | | CUSIP 918204108 | | 04/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert Hurst | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Laura Lang | | Mgmt | | For | | For | | For |
| 1.3 | | Elect W. Alan McCollough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Raymond Viault | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds World Precious Minerals Fund
Date of fiscal year end: 12/31
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 12/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Joseph Cleverdon | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Botha | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Groves | | Mgmt | | For | | Against | | Against |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne Baker | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Douglas Beaumont | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Martine Celej | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Clifford Davis | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Gemmell | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Michael Pelham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Euan Kay | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Alamos Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS 011527108 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Wayne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John McCluskey | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth Stowe | | Mgmt | | For | | For | | For |
| 6 | | Elect David Gower | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Murphy | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Garson | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Aldridge Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGM | | CINS 014430102 | | 03/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Private Placement | | Mgmt | | For | | For | | For |
| 3 | | Waiver of the Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
| 4 | | Board Size (Private Placement Approved) | | Mgmt | | For | | For | | For |
| 5 | | Board Size (Private Placement Not Approved) | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Alexco Resource Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AXU | | CUSIP 01535P106 | | 06/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Change in Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Clynton Nauman | | Mgmt | | For | | For | | For |
| 2.2 | | Elect George Brack | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 2.3 | | Elect Terry Krepiakevich | | Mgmt | | For | | For | | For |
| 2.4 | | Elect David Searle | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Rick Van Nieuwenhuyse | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Michael Winn | | Mgmt | | For | | Withhold | | Against |
| 2.7 | | Elect Richard Zimmer | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Almaden Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMM | | CINS 020283107 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2 | | Elect Duane Poliquin | | Mgmt | | For | | For | | For |
| 3 | | Elect Morgan Poliquin | | Mgmt | | For | | For | | For |
| 4 | | Elect James McInnes | | Mgmt | | For | | For | | For |
| 5 | | Elect Jack McCleary | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph Montgomery | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Brown | | Mgmt | | For | | For | | For |
| 8 | | Elect Gerald Carlson | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Barry Smee | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Amarc Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AHR | | CINS 022912109 | | 09/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Rene Carrier | | Mgmt | | For | | For | | For |
| 3 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect T. Barry Coughlan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Scott Cousens | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Dickinson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jeffrey Mason | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Thiessen | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
Anglogold Ashanti Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANG | | CUSIP 035128206 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2 | | Elect Nozipho January-Bardill | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Ruston | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Bill Nairn | | Mgmt | | For | | For | | For |
| 5 | | Re-elect L. Nkuhlu | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit and Corporate Governance Committee Member (Nkuhlu) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit and Corporate Governance Committee Member (Arisman) | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Elect Audit and Corporate Governance Committee Member (Gasant) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit and Corporate Governance Committee Member (January-Bardill) | | Mgmt | | For | | For | | For |
| 10 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | Increase NEDs’ Fees (Service as Directors) | | Mgmt | | For | | For | | For |
| 14 | | Increase NEDs’ Fees (Board and Statutory Committee Meetings) | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Anglogold Ashanti Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANG | | CUSIP 035128206 | | 11/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
Argent Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARD | | CINS Q05017100 | | 11/03/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Securities (Sophisticated Investors) | | Mgmt | | For | | For | | For |
| 4 | | Ratify Placement of Securities (Golden Cross Resources Limited) | | Mgmt | | For | | For | | For |
| 5 | | Elect Ross Smyth-Kirk | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen Gemell | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Kerry McHugh | | Mgmt | | For | | Against | | Against |
Atikwa Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATK | | CINS 04757Q109 | | 04/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ian Atkinson | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sean Kehoe | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Mark Ross | | Mgmt | | For | | For | | For |
| 5 | | Elect H. Vance White | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Aurico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C | | 05/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Colin Benner | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Rene Marion | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard Colterjohn | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Alan Edwards | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Patrick Downey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Mark Daniel | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Ronald Smith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Luis Chavez | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Joseph Spiteri | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 05/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Begeman | | Mgmt | | For | | For | | For |
| 3 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 4 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bruce Humphrey | | Mgmt | | For | | For | | For |
| 6 | | Elect Lewis MacKenzie | | Mgmt | | For | | For | | For |
| 7 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Coleman | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Azumah Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AZM | | CINS Q1241T105 | | 11/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Re-elect Michael Atkins | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Approve Performance Rights Plan | | Mgmt | | For | | For | | For |
| 5 | | Equity Grant (MD Stephen Stone) | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (Chariman Michael Atkins) | | Mgmt | | For | | Against | | Against |
| 7 | | Equity Grant (NED Geoff Jones) | | Mgmt | | For | | Against | | Against |
| 8 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
B2gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 11777Q209 | | 06/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Balmoral Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAR | | CINS 05874M103 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Darin Wagner | | Mgmt | | For | | For | | For |
| 3 | | Elect Lawrence Talbot | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Hendrik Van Alphen | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Neal | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Renewal of 2010 Incentive Stock Option Plan | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Howard Beck | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles Birchall | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Donald Carty | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gustavo Cisneros | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert Franklin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian Mulroney | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony Munk | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Peter Munk | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Aaron Regent | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Nathaniel Rothschild | | Mgmt | | For | | Withhold | | Against |
| 1.13 | | Elect Steven Shapiro | | Mgmt | | For | | For | | For |
| 1.14 | | Elect John Thornton | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Bearing Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRZ | | CINS ADPV15673 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Geoffery Chater | | Mgmt | | For | | For | | For |
| 4 | | Elect Damian Towns | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Cameron | | Mgmt | | For | | For | | For |
| 6 | | Elect David Watkins | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Bayley | | Mgmt | | For | | For | | For |
| 8 | | Elect Alan Stephens | | Mgmt | | For | | For | | For |
| 9 | | Elect Ian Howat | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Belo Sun Mining Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BSX | | CINS 080558109 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Approval of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Brazilian Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BGC | | CINS 105885107 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Luis Mauricio de Azevedo | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Christian Bue | | Mgmt | | For | | For | | For |
| 5 | | Elect Glen Dickson | | Mgmt | | For | | For | | For |
| 6 | | Elect James Mellon | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Stalker | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Joanne Yan | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Calibre Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Douglas Forster | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Blayne Johnson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Calibre Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 08/11/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 4 | | Elect Douglas Forster | | Mgmt | | For | | For | | For |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Blayne Johnson | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Canaco Resources Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAN | | CINS 134804103 | | 12/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jingbin Wang | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Shuixing Fu | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Lock | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Parsons | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Candente Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNT | | CINS ADPC00812 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joanne Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Sean Waller | | Mgmt | | For | | For | | For |
| 5 | | Elect Andres Milla | | Mgmt | | For | | For | | For |
| 6 | | Elect John Black | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Wolfgang Nickel | | Mgmt | | For | | For | | For |
| 8 | | Elect George Elliott | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Adoption of Articles | | Mgmt | | For | | Against | | Against |
Candente Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDG | | CINS 13740H100 | | 08/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 3 | | Elect Joanne Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Megaw | | Mgmt | | For | | For | | For |
| 6 | | Elect Larry Kornze | | Mgmt | | For | | For | | For |
| 7 | | Elect Darin Wagner | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Andres Milla | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Candente Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDG | | CINS ADPC00812 | | 08/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joanne Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Megaw | | Mgmt | | For | | For | | For |
| 6 | | Elect Larry Kornze | | Mgmt | | For | | For | | For |
| 7 | | Elect Darin Wagner | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Andres Milla | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 11/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Options | | Mgmt | | For | | For | | For |
| 4 | | Ratify Placement of Shares | | Mgmt | | For | | For | | For |
| 5 | | Ratify Placement of Shares (Acquisition Agreement) | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Shares (Askia Acquisition) | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Rhoderick Grivas | | Mgmt | | For | | For | | For |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities (Tranche 1) | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities (Tranche 2) | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (Pinarello Project) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (Tigou and Tyekobo) | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 11/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 4 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gerald Prosalendis | | Mgmt | | For | | For | | For |
| 7 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
CAZA GOLD CORP.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CZY | | CINS 149798100 | | 06/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Bradford Cooke | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Philip Yee | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Stewart Lockwood | | Mgmt | | For | | For | | For |
| 6 | | Elect Anthony Hawkshaw | | Mgmt | | For | | For | | For |
| 7 | | Elect Gregory Myers | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Incentive Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
CB Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBJ | | CINS 12481A100 | | 04/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Fabio Capponi | | Mgmt | | For | | For | | For |
| 3 | | Elect Giles Baynham | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Barnes | | Mgmt | | For | | For | | For |
| 5 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 6 | | Elect Juan Pelaez | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS Q22609103 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Richard Keevers | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Robert Bell | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Norman Seckold | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Crombie | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Cook | | Mgmt | | For | | Against | | Against |
| 8 | | Re-elect Nicholas Tintor | | Mgmt | | For | | For | | For |
| 9 | | Ratify Placement of Securities (Shares) | | Mgmt | | For | | For | | For |
| 10 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 11 | | Renew the Executive and Staff Option Plan | | Mgmt | | For | | For | | For |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS ADPC01084 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Richard Keevers | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Robert Bell | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Norman Seckold | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Crombie | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Cook | | Mgmt | | For | | Against | | Against |
| 8 | | Re-elect Nicholas Tintor | | Mgmt | | For | | For | | For |
| 9 | | Ratify Placement of Securities (Shares) | | Mgmt | | For | | For | | For |
| 10 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 11 | | Renew the Executive and Staff Option Plan | | Mgmt | | For | | For | | For |
Chalice Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHN | | CINS Q2261V103 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Disposal | | Mgmt | | For | | Against | | Against |
Chalice Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHN | | CINS Q2261V103 | | 11/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Timothy Goyder | | Mgmt | | For | | Against | | Against |
| 4 | | Re-elect Michael Griffiths | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Juan Jeffery | | Mgmt | | For | | Against | | Against |
| 6 | | Approve Increase in NED’s Fee Cap | | Mgmt | | For | | For | | For |
| 7 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 8 | | Approve Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (Executive Director & COO Juan Jeffery) | | Mgmt | | For | | For | | For |
| 10 | | Equity Grant (Executive Chairman Timothy Goyder) | | Mgmt | | For | | For | | For |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| 5 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 6 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerald Sneddon | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Choice Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHF | | CINS 17037Y106 | | 03/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gianni Kovacevic | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Terence Ortslan | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John-Mark Staude | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Choice Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHF | | CINS ADPC01152 | | 03/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gianni Kovacevic | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Terence Ortslan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John-Mark Staude | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Claude Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CRJ | | cins 182873109 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ted Nieman | | Mgmt | | For | | For | | For |
| 3 | | Elect Ronald Hicks | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Robert Kowalishin | | Mgmt | | For | | For | | For |
| 5 | | Elect Raymond McKay | | Mgmt | | For | | For | | For |
| 6 | | Elect Rita Mirwald | | Mgmt | | For | | For | | For |
| 7 | | Elect Mike Sylvestre | | Mgmt | | For | | For | | For |
| 8 | | Elect Brian Booth | | Mgmt | | For | | For | | For |
| 9 | | Elect A. Neil McMillan | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
| 12 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Coeur d’Alene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDE | | CUSIP 192108504 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect L. Michael Bogert | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James Curran | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sebastian Edwards | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Mitchell Krebs | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Andrew Lundquist | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Robert Mellor | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John Robinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Timothy Winterer | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Colossus Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CSI | | CINS 19681L109 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Patrick Anderson | | Mgmt | | For | | Against | | Against |
| 3 | | Elect David Anthony | | Mgmt | | For | | For | | For |
| 4 | | Elect John Frostiak | | Mgmt | | For | | For | | For |
| 5 | | Elect Greg Hall | | Mgmt | | For | | For | | For |
| 6 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 7 | | Elect Douglas Reeson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Antenor Silva | | Mgmt | | For | | For | | For |
| 9 | | Elect Ari Sussman | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Continental Gold Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CNL | | CINS G23850103 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Allen | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 4 | | Elect Ari Sussman | | Mgmt | | For | | For | | For |
| 5 | | Elect Patrick Anderson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Felton | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Gutierrez | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Murphy | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Kenneth Thomas | | Mgmt | | For | | For | | For |
| 10 | | Elect Timothy Warman | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Coventry Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVY | | CINS Q2935G102 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Dalradian Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNA | | CINS 235499100 | | 06/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Patrick Anderson | | Mgmt | | For | | For | | For |
| 4 | | Elect Colin Benner | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Joseph Conway | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald Gagel | | Mgmt | | For | | For | | For |
| 7 | | Elect Keith McKay | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Thomas Obradovich | | Mgmt | | For | | For | | For |
| 9 | | Elect Sean Roosen | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Ari Sussman | | Mgmt | | For | | Against | | Against |
| 11 | | Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Diamonds North Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DDN | | CINS 25278T108 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Board Size | | Mgmt | | For | | For | | For |
| 5 | | Elect Maynard Brown | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bernard Kahlert | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mark Kolebaba | | Mgmt | | For | | For | | For |
| 8 | | Elect Terrence Lyons | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Yale Simpson | | Mgmt | | For | | For | | For |
| 10 | | Elect William Zimmerman | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Diamonds North Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DDN | | CINS ADPC00719 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Board Size | | Mgmt | | For | | For | | For |
| 5 | | Elect Maynard Brown | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bernard Kahlert | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mark Kolebaba | | Mgmt | | For | | For | | For |
| 8 | | Elect Terrence Lyons | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Yale Simpson | | Mgmt | | For | | For | | For |
| 10 | | Elect William Zimmerman | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Doray Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRM | | CINS Q3254K104 | | 11/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Brett Fraser | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Alexander | | Mgmt | | For | | For | | For |
| 5 | | Elect Leigh Junk | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (NED Peter Alexander) | | Mgmt | | For | | For | | For |
| 7 | | Equity Grant (NED Leigh Junk) | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Ned Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect W. Murray John | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect William Wilson | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Eastmain Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ER | | cins 27743M106 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Eldorado Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 02/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Eldorado Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ross Cory | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Geoffrey Handley | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Wayne Lenton | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Michael Price | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Jonathan Rubenstein | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Paul Wright | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Elissa Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELI | | CINS ADPC00957 | | 05/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect G. Arnold Armstrong | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Garry Clark | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniel Frederiksen | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul McKenzie | | Mgmt | | For | | For | | For |
| 7 | | Elect Mel Klohn | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Kerry Suffolk | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Endeavour Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Energold Drilling Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EGD | | CINS 29268A103 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Frederick Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect James Coleman | | Mgmt | | For | | Against | | Against |
| 5 | | Elect H. Walter Sellmer | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael Beley | | Mgmt | | For | | For | | For |
| 7 | | Elect Wayne Lenton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | 2012 Stock Option Plan | | Mgmt | | For | | For | | For |
Entree Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ETG | | CINS 29383G100 | | 06/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect James Harris | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Howard | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Bailey | | Mgmt | | For | | For | | For |
| 6 | | Elect Lindsay Bottomer | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gregory Crowe | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Meredith | | Mgmt | | For | | For | | For |
| 9 | | Elect Alan Edwards | | Mgmt | | For | | For | | For |
| 10 | | Elect Gorden Glenn | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Extorre Gold Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XG | | CINS 30227B109 | | 06/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Bryce Roxburgh | | Mgmt | | For | | For | | For |
| 3 | | Elect Yale Simpson | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Reynolds | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ignacio Celorrio | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Strauss | | Mgmt | | For | | Against | | Against |
| 7 | | Elect George Lawton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert McCallum | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
First Point Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FPX | | CINS 335937108 | | 07/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Thomas Beattie | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Bradshaw | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ronald Britten | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John Gammon | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John McDonald | | Mgmt | | For | | Against | | Against |
| 8 | | Elect J. Christopher Mitchell | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William Myckatyn | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Robert Watts | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the Incentive Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ron Hochstein | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 5 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 6 | | Elect Adam Lundin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS ADPC01231 | | 06/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ron Hochstein | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 5 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 6 | | Elect Adam Lundin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Fortuna Silver Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FVI | | CINS 349915108 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jorge Durant | | Mgmt | | For | | For | | For |
| 3 | | Elect Simon Ridgway | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Tomas Guerrero | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael Iverson | | Mgmt | | For | | For | | For |
| 6 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas Kelly | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CINS 351858105 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 3 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 4 | | Elect Derek Evans | | Mgmt | | For | | For | | For |
| 5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 6 | | Elect Louis Gignac | | Mgmt | | For | | For | | For |
| 7 | | Elect Randall Oliphant | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Peterson | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Geodrill Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GEO | | CINS G3828T103 | | 05/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David Harper | | Mgmt | | For | | For | | For |
| 3 | | Elect John Bingham | | Mgmt | | For | | For | | For |
| 4 | | Elect Colin Jones | | Mgmt | | For | | For | | For |
| 5 | | Elect Victoria Prentice | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect Ronald Sellwood | | Mgmt | | For | | For | | For |
| 7 | | Elect Daniel Im | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gold Standard Ventures Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GV | | CINS 380738104 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jonathan Awde | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Cole | | Mgmt | | For | | For | | For |
| 5 | | Elect David Mathewson | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert McLeod | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Richard Silas | | Mgmt | | For | | For | | For |
| 8 | | Elect William Threlkeld | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Goldcorp Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| G | | CUSIP 380956409 | | 04/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ian Telfer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Douglas Holtby | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Charles Jeannes | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Bell | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Lawrence Bell | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Beverley Briscoe | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Peter Dey | | Mgmt | | For | | For | | For |
| 1.8 | | Elect P. Randy Reifel | | Mgmt | | For | | For | | For |
| 1.9 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Blanca Trevino de Vega | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kenneth Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Restricted Share Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Human Rights | | Mgmt | | Against | | Against | | For |
Golden Alliance Resources Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GLL | | CINS 38078W106 | | 05/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Grosso | | Mgmt | | For | | For | | For |
| 4 | | Elect Nikolaos Cacos | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Horton | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect Augusto Baertl | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Golden Predator Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPD | | CINS 38116M102 | | 08/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect William Sheriff | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Legg | | Mgmt | | For | | For | | For |
| 6 | | Elect William Harris | | Mgmt | | For | | For | | For |
| 7 | | Elect Barry Rayment | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Thomas Skimming | | Mgmt | | For | | For | | For |
| 9 | | Elect Piers McDonald | | Mgmt | | For | | For | | For |
| 10 | | Elect Blair Shilleto | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Exercise of Warrants | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Golden Star Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GSC | | CUSIP 38119T104 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect James Askew | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Doyle | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Ian MacGregor | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Thomas Mair | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Craig Nelsen | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Christopher Thompson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect William Yeates | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS ADPC00978 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS ADPC00979 | | 06/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Alfonso Caballero | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Grandview Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GVX | | CINS 386671101 | | 11/28/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Extension of Warrants | | Mgmt | | For | | For | | For |
| 5 | | Adoption of New By-Laws | | Mgmt | | For | | For | | For |
Great Basin Gold Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GBG | | CINS 390124105 | | 06/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Patrick Cooke | | Mgmt | | For | | For | | For |
| 3 | | Elect T. Barry Coughlan | | Mgmt | | For | | For | | For |
| 4 | | Elect Anu Dhir | | Mgmt | | For | | For | | For |
| 5 | | Elect Ferdinand Dippenaar | | Mgmt | | For | | For | | For |
| 6 | | Elect Philip Kotze | | Mgmt | | For | | For | | For |
| 7 | | Elect Joshua Ngoma | | Mgmt | | For | | For | | For |
| 8 | | Elect Octavia Matloa | | Mgmt | | For | | For | | For |
| 9 | | Elect Ronald Thiessen | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Guyana Goldfields Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GUY | | CINS 403530108 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect J. Patrick Sheridan | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan Ferry | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Alexander Po | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Richard Williams | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Bondy | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Daniel Noone | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Jean-Pierre Chauvin | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 11/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Mavuso Msimang | | Mgmt | | For | | For | | For |
| 2 | | Elect David Noko | | Mgmt | | For | | For | | For |
| 3 | | Elect John Wetton | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Frank Abbott | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Graham Briggs | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Ken Dicks | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Member (De Buck) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit Committee Member (Lushaba) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit Committee Member (Motloba) | | Mgmt | | For | | For | | For |
| 10 | | Elect Audit Committee Member (Wetton) | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | General Authority to Issue Shares | | Mgmt | | For | | For | | For |
| 14 | | Amend Employee Share Ownership Plan | | Mgmt | | For | | For | | For |
| 15 | | Approve Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
Helio Resource Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRC | | CINS 423274109 | | 08/31/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Williams | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Christopher MacKenzie | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Grenville Thomas | | Mgmt | | For | | For | | For |
| 6 | | Elect Clifford Davis | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Leahy | | Mgmt | | For | | For | | For |
| 8 | | Elect Colin Jones | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
IAMGOLD Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IMG | | CUSIP 450913108 | | 05/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Caldwell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald Charter | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect W. Robert Dengler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Guy Dufresne | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stephen Letwin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mahendra Naik | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William Pugliese | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Shaw | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Timothy Snider | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Share Incentive Plan | | Mgmt | | For | | For | | For |
Imperial Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| III | | cins 452892102 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Pierre Lebel | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Brian Kynoch | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry Moeller | | Mgmt | | For | | For | | For |
| 6 | | Elect Theodore Muraro | | Mgmt | | For | | For | | For |
| 7 | | Elect Edward Yurkowski | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 07/18/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Ian Ross | | Mgmt | | For | | For | | For |
| 3 | | Elect Gavan Farley | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephen Gemell | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 11/24/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Gavan Farley | | Mgmt | | For | | For | | For |
Intrepid Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IAU | | CINS Q4968A101 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Adrianto Machribie Reksohadiprodjo | | Mgmt | | For | | Against | | Against |
| 4 | | Re-elect Alan Roberts | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Colin Jackson | | Mgmt | | For | | For | | For |
| 6 | | Renew Employee Option Scheme | | Mgmt | | For | | For | | For |
| 7 | | Renew Senior Executive Share Plan | | Mgmt | | For | | For | | For |
| 8 | | Renew NEDs’ Share Plan | | Mgmt | | For | | For | | For |
| 9 | | Approve Termination Benefits | | Mgmt | | For | | For | | For |
Kaminak Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KAM | | CINS 48356P202 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Carpenter | | Mgmt | | For | | For | | For |
| 4 | | Elect John Robins | | Mgmt | | For | | Against | | Against |
| 5 | | Elect D. Bruce McLeod | | Mgmt | | For | | For | | For |
| 6 | | Elect Garth Kirkham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect James Paterson | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Kilo Goldmines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGL | | CINS 49427Y107 | | 03/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Kimber Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KBR | | CUSIP 49435N101 | | 12/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect R. Dennis Bergen | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gordon Cummings | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Frederick Graybeal | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Tim Haldane | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James Puplava | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CUSIP 496902404 | | 05/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John Brough | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Tye Burt | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Carrington | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Huxley | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Kenneth Irving | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John Keyes | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 1.8 | | Elect George Michals | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Oliver | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Terence Reid | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Klondex Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KDX | | CUSIP 498696 | | 06/28/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect William Solloway | | Mgmt | | For | | TNA | | N/A |
| 3 | | Elect Andre Douchane | | Mgmt | | For | | TNA | | N/A |
| 4 | | Elect Robin Goad | | Mgmt | | For | | TNA | | N/A |
| 5 | | Elect Warren Moysey | | Mgmt | | For | | TNA | | N/A |
| 6 | | Elect Kenneth Stowe | | Mgmt | | For | | TNA | | N/A |
| 7 | | Elect Chad Williams | | Mgmt | | For | | TNA | | N/A |
| 8 | | Elect Blane Wilson | | Mgmt | | For | | TNA | | N/A |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | TNA | | N/A |
Levon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVN | | CINS 527901102 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ron Barbaro | | Mgmt | | For | | For | | For |
| 4 | | Elect Victor Chevillon | | Mgmt | | For | | For | | For |
| 5 | | Elect William Glasier | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gary Robertson | | Mgmt | | For | | For | | For |
| 7 | | Elect Ron Tremblay | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Wolfin | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Lexam VG Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEX | | CINS 52886U103 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Brissenden | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Drake | | Mgmt | | For | | For | | For |
| 5 | | Elect Robin Dunbar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert McEwen | | Mgmt | | For | | For | | For |
| 7 | | Elect Hugh Squair | | Mgmt | | For | | For | | For |
| 8 | | Elect John Tait | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Van Tassell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lexam VG Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEX | | CINS ADPC00988 | | 05/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Brissenden | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Drake | | Mgmt | | For | | For | | For |
| 5 | | Elect Robin Dunbar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert McEwen | | Mgmt | | For | | For | | For |
| 7 | | Elect Hugh Squair | | Mgmt | | For | | For | | For |
| 8 | | Elect John Tait | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Van Tassell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lion One Metals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LIO | | CINS 536216104 | | 12/16/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Walter Berukoff | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard Meli | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Duval | | Mgmt | | For | | For | | For |
| 6 | | Elect George Young | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Kelly Fielder | | Mgmt | | For | | For | | For |
| 8 | | Elect Brian Hall | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Lucara Diamond Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LUC | | CINS 54928Q108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Edgar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John Gurney | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Richard Clark | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Eira Thomas | | Mgmt | | For | | For | | For |
| 9 | | Elect William Lamb | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Lumina Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LCC | | CINS 55025N104 | | 02/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert Pirooz | | Mgmt | | For | | Against | | Against |
| 3 | | Elect John Wright | | Mgmt | | For | | For | | For |
| 4 | | Elect Ross Cory | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Shumka | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Strang | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
MAG Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MAG | | CINS 55903Q104 | | 09/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Daniel MacInnis | | Mgmt | | For | | For | | For |
| 3 | | Elect Jonathan Rubenstein | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Colterjohn | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eric Carlson | | Mgmt | | For | | For | | For |
| 7 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Megaw | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Derek White | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
Malbex Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBG | | CINS 56108E102 | | 03/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Mariana Resources Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MARL | | CINS G58144109 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Christopher Mitchell | | Mgmt | | For | | For | | For |
| 3 | | Elect John Horsburgh | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Midway Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MDW | | CUSIP 598153104 | | 05/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Change in Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Daniel Wolfus | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Kenneth Brunk | | Mgmt | | For | | Withhold | | Against |
| 2.3 | | Elect Roger Newell | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect John Sheridan | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Frank Yu | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Three-Year Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 6 | | Renewal of the 2008 Stock Option Plan | | Mgmt | | For | | For | | For |
| 7 | | Authorization/Increase of Preferred Stock | | Mgmt | | For | | Against | | Against |
Mindoro Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MIO | | CINS 602913105 | | 03/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Approve Issue of Securities (Director Howard Walker) | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (Director Christopher De Guingand) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (CEO Jon Dugdale) | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities (Chairman A. Robson Garden) | | Mgmt | | For | | For | | For |
| 7 | | Approve Issue of Securities (Director Doug Frondall) | | Mgmt | | For | | For | | For |
| 8 | | Approve Issue of Securities (Director John Tosney) | | Mgmt | | For | | For | | For |
| 9 | | Approve Issue of Securities (COO James A. Climie) | | Mgmt | | For | | For | | For |
| 10 | | Ratify Issue of Securities | | Mgmt | | For | | For | | For |
Mindoro Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MIO | | CINS 602913105 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Howard Walker | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Jon Dugdale | | Mgmt | | For | | For | | For |
| 3 | | Elect A. Robson Garden | | Mgmt | | For | | For | | For |
| 4 | | Elect Doug Frondall | | Mgmt | | For | | For | | For |
| 5 | | Elect John Tosney | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 8 | | Disposal | | Mgmt | | For | | Against | | Against |
| 9 | | Amendment to By-Law No. 2 | | Mgmt | | For | | Against | | Against |
Mines Management, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MGN | | CUSIP 603432105 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Russell Babcock | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | 2012 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
Miocene Metals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MII | | CINS 604557108 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Bruce Jago | | Mgmt | | For | | For | | For |
| 3 | | Elect Alar Soever | | Mgmt | | For | | For | | For |
| 4 | | Elect Darryl Sittler | | Mgmt | | For | | For | | For |
| 5 | | Elect Tom Hussey | | Mgmt | | For | | For | | For |
| 6 | | Elect Parviz Farsangi | | Mgmt | | For | | For | | For |
| 7 | | Elect James Jackson | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mirasol Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MRZ | | CINS 604680108 | | 12/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mary Little | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Timothy Heenan | | Mgmt | | For | | For | | For |
| 5 | | Elect Douglas Silver | | Mgmt | | For | | For | | For |
| 6 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Moss Lake Gold Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOK | | CINS 619906100 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Bill Koutsouras | | Mgmt | | For | | For | | For |
| 3 | | Elect Jonathan Reynolds | | Mgmt | | For | | For | | For |
| 4 | | Investment Policy | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 10/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
New Pacific Metals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NUX | | CINS 647823103 | | 11/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rui Feng | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Jack Austin | | Mgmt | | For | | For | | For |
| 5 | | Elect David Kong | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Kerrich | | Mgmt | | For | | For | | For |
| 7 | | Elect Greg Hawkins | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Newcrest Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCM | | CINS Q6651B114 | | 10/27/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Winifred Kamit | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Donald Mercer | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Richard Knight | | Mgmt | | For | | For | | For |
| 5 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 6 | | Renew Partial Takeover Provisions | | Mgmt | | For | | For | | For |
Newstrike Capital Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NES | | CINS 652507104 | | 01/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Whittall | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kevin Rathbun | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth Thorsen | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Withers | | Mgmt | | For | | For | | For |
| 7 | | Elect Wojteck Wodzicki | | Mgmt | | For | | For | | For |
| 8 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Wojtek Wodzicki | | Mgmt | | For | | For | | For |
| 4 | | Elect William Rand | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul Conibear | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David Mullen | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
North American Tungsten Corporation Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTC | | CINS 656914108 | | 03/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Kenneth Collison | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ronald Erickson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Kurt Heikkila | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Allan Krasnick | | Mgmt | | For | | For | | For |
| 7 | | Elect Wayne Lenton | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Stephen Leahy | | Mgmt | | For | | For | | For |
| 9 | | Elect Bryce Porter | | Mgmt | | For | | For | | For |
| 10 | | Elect Christina Scott | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 13 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Northern Superior Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUP | | CINS 665804100 | | 05/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Morris | | Mgmt | | For | | For | | For |
| 5 | | Elect K. Wayne Livingstone | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian Booth | | Mgmt | | For | | For | | For |
| 7 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Olivut Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OLV | | CINS 681103107 | | 02/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Leni Keough | | Mgmt | | For | | For | | For |
| 3 | | Elect Sharon Dowdall | | Mgmt | | For | | For | | For |
| 4 | | Elect Craig Reith | | Mgmt | | For | | For | | For |
| 5 | | Elect Sargent Berner | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 05/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kevin Tomlinson | | Mgmt | | For | | For | | For |
| 3 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (CEO John Seton) | | Mgmt | | For | | Against | | Against |
| 5 | | Equity Grant (Executive Chairman David Seton) | | Mgmt | | For | | Against | | Against |
| 6 | | Approve Issue of Securities (Director Options) | | Mgmt | | For | | For | | For |
| 7 | | Ratify Placement of Securities (Baroda Hills Investments Limited) | | Mgmt | | For | | For | | For |
| 8 | | Ratify Placement of Securities (Zone Capital Partners LLC) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific Coal Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS ADPC01011 | | 07/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Luis Carvajales | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laureano von Siegmund | | Mgmt | | For | | For | | For |
| 10 | | Elect Federico Restrepo Solano | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Greene | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar Ordonez | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Pacific North West Capital Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PFN | | CINS 694916107 | | 09/07/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Harry Barr | | Mgmt | | For | | For | | For |
| 4 | | Elect Linda Holmes | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Dennis Hop | | Mgmt | | For | | For | | For |
| 6 | | Elect John Londry | | Mgmt | | For | | For | | For |
| 7 | | Elect Jordan Point | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option and Incentive Plan Renewal | | Mgmt | | For | | Against | | Against |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Disposal of Earn-Out Option | | Mgmt | | For | | Against | | Against |
Pacific Rim Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMU | | CINS 694915208 | | 09/13/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas Shrake | | Mgmt | | For | | For | | For |
| 4 | | Elect William Myckatyn | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fagin | | Mgmt | | For | | For | | For |
| 6 | | Elect Anthony Petrina | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAF | | CINS G9617B104 | | 11/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith Spencer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Cyril Ramaphosa | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Phuti Malabie | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Petaquilla Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTQ | | CINS ADPC01045 | | 08/31/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Acquisition | | Mgmt | | For | | For | | For |
Petromagdalena Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMD | | CINS 71672C101 | | 06/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 4 | | Elect Luis Morelli | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert Metcalfe | | Mgmt | | For | | For | | For |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 8 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 9 | | Elect Nelson Ortiz | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Pilot Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PLG | | CINS 72154R103 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Doward | | Mgmt | | For | | For | | For |
| 4 | | Elect Matthew Lennox-King | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald McInnes | | Mgmt | | For | | For | | For |
| 6 | | Elect Mark O’Dea | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Pease | | Mgmt | | For | | For | | For |
| 8 | | Elect Sean Tetzlaff | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Planet Exploration Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PXI | | CINS 72702P104 | | 12/20/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Christopher Taylor | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Antonio Ricci | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Darold Parken | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Patrick McAndless | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Reincorporation/Change of Continuance | | Mgmt | | For | | For | | For |
| 8 | | Authority to Create Preferred Shares | | Mgmt | | For | | Against | | Against |
| 9 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Inspection of Records | | Mgmt | | For | | For | | For |
Platinum Group Metals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTM | | CINS 72765Q205 | | 01/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect R. Michael Jones | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Barry Smee | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Iain McLean | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eric Carlson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy Marlow | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
PMI Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMV | | CINS 730153202 | | 04/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Collin Ellison | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph Mensah | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Ennison | | Mgmt | | For | | For | | For |
| 5 | | Elect John Clarke | | Mgmt | | For | | For | | For |
| 6 | | Elect Ross Ashton | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Buck | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 10 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of Amended and Restated Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Approval of Performance Rights Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Approve Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Approve Performance Rights Plan | | Mgmt | | For | | Against | | Against |
| 15 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly Nesis | | Mgmt | | For | | For | | For |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | For | | For |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homenuik | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Premier Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PG | | CINS 74051D104 | | 06/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Begeman | | Mgmt | | For | | For | | For |
| 3 | | Elect Jean-Pierre Colin | | Mgmt | | For | | For | | For |
| 4 | | Elect Ewan Downie | | Mgmt | | For | | For | | For |
| 5 | | Elect Henry Knowles | | Mgmt | | For | | For | | For |
| 6 | | Elect Claude Lemasson | | Mgmt | | For | | For | | For |
| 7 | | Elect Eberhard Scherkus | | Mgmt | | For | | For | | For |
| 8 | | Elect John Seaman | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Prodigy Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PDG | | CINS 74283A100 | | 09/15/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Phelps | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Barber | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Harrington | | Mgmt | | For | | For | | For |
| 6 | | Elect Tom Mullan | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David Richardson | | Mgmt | | For | | For | | For |
| 8 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 9 | | Elect David Watkins | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Prophecy Coal Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCY | | CINS ADPC01225 | | 06/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Lee | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul McKenzie | | Mgmt | | For | | Against | | Against |
| 5 | | Elect D. Greg Hall | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Deats | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jivko Sovov | | Mgmt | | For | | For | | For |
| 8 | | Elect Baz Chuluunbaatar | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Paul Venter | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Joseph Li | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Share Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 14 | | Bonus Share Grant | | Mgmt | | For | | For | | For |
| 15 | | Extension of Warrants | | Mgmt | | For | | For | | For |
Prophecy Platinum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NKL | | CINS 74345Y104 | | 12/02/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Lee | | Mgmt | | For | | For | | For |
| 4 | | Elect D. Greg Hall | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Gee | | Mgmt | | For | | For | | For |
| 6 | | Elect David Patterson | | Mgmt | | For | | For | | For |
| 7 | | Elect John McGoran | | Mgmt | | For | | For | | For |
| 8 | | Elect Joseph Li | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Queenston Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QMI | | CINS 74832E108 | | 05/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Arnold | | Mgmt | | For | | For | | For |
| 3 | | Elect Charles Bartliff | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Brown | | Mgmt | | For | | For | | For |
| 5 | | Elect Hugh Harbinson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Edmund Merringer | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Charles Page | | Mgmt | | For | | For | | For |
| 8 | | Elect Barry Simmons | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Radius Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDU | | CINS 750468100 | | 12/02/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors | | Mgmt | | For | | For | | For |
| 3 | | Elect Ralph Rushton | | Mgmt | | For | | For | | For |
| 4 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bradford Cooke | | Mgmt | | For | | For | | For |
| 6 | | Elect William Katzin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Spin-off | | Mgmt | | For | | For | | For |
| 10 | | Rackla Metals Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Ramelius Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RMS | | CINS Q7982E108 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Kevin Lines | | Mgmt | | For | | For | | For |
| 4 | | Renew Performance Rights Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Amendments to Constitution | | Mgmt | | For | | Against | | Against |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 7 | | Elect Norborne Cole, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 9 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 10 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Renaissance Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 75971J105 | | 09/30/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ronald Parratt | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Bedell | | Mgmt | | For | | For | | For |
| 5 | | Elect Timothy Janke | | Mgmt | | For | | For | | For |
| 6 | | Elect Lee Graber | | Mgmt | | For | | For | �� | For |
| 7 | | Elect Dieter Krewedl | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Boaz | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Reunion Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGD | | CINS 76131P106 | | 09/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Loraine Oxley | | Mgmt | | For | | For | | For |
| 3 | | Elect Leanne Baker | | Mgmt | | For | | For | | For |
| 4 | | Elect James Crombie | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Vijay Kirpalani | | Mgmt | | For | | For | | For |
| 7 | | Elect Rejean Gourde | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Revett Minerals Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RVM | | CINS 761505205 | | 05/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendment of Warrants | | Mgmt | | For | | Against | | Against |
| 5 | | Approval of Executive Compensation | | Mgmt | | For | | For | | For |
Revolution Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RV | | CINS ADPC00896 | | 04/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Aaron Keay | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Michael Williams | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert McLeod | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Terry Bell | | Mgmt | | For | | For | | For |
| 7 | | Elect Georg Hochwimmer | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Richmont Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIC | | CUSIP 76547T106 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect H. Gregory Chamandy | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sidney Horn | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Rejean Houle | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ebe Scherkus | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Samuel Minzberg | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Buchan | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Elaine Ellingham | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Michael Pesner | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Omnibus Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Adoption of New Articles | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony Hawkshaw | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Klaus Zeitler | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Norwich | | Mgmt | | For | | For | | For |
| 8 | | Elect Drago Kisic | | Mgmt | | For | | For | | For |
| 9 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 10 | | Elect Sidney Robinson | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Amendment to By-Laws | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 09/29/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony Hawkshaw | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Klaus Zeitler | | Mgmt | | For | | For | | For |
| 6 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Norwich | | Mgmt | | For | | For | | For |
| 8 | | Elect Drago Kisic | | Mgmt | | For | | For | | For |
| 9 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 10 | | Elect Sidney Robinson | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Riverstone Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RVS | | CINS 768906109 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael McInnis | | Mgmt | | For | | For | | For |
| 4 | | Elect Dwayne Melrose | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Bailes | | Mgmt | | For | | For | | For |
| 6 | | Elect James Robertson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Alvin Jackson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert Martinez | | Mgmt | | For | | For | | For |
| 9 | | Elect Peter Gundy | | Mgmt | | For | | For | | For |
| 10 | | Elect Robin Merrifield | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Permission to Reserve up to 20% of Common Shares for Insiders under the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 15 | | Approval of Stock Option Grant | | Mgmt | | For | | For | | For |
Robust Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROL | | CINS Q8138S108 | | 11/14/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect John Levings | | Mgmt | | For | | For | | For |
| 4 | | Approve Termination of existing Employee Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Approve Employee Share and Option Plan | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (Chairman David King) | | Mgmt | | For | | For | | For |
| 7 | | Equity Grant (MD Gary Lewis) | | Mgmt | | For | | For | | For |
| 8 | | Equity Grant (Executive John Levings) | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (NED Andrew Wilson) | | Mgmt | | For | | For | | For |
| 10 | | Equity Grant (NED Shane Sadleir) | | Mgmt | | For | | For | | For |
| 11 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
Rochester Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RCT | | CINS 77174P102 | | 11/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Luna | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Marc Cernovitch | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph Keane | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Magrum | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Simon Tam | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rochester Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RCT | | CINS ADPC00846 | | 11/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Luna | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Marc Cernovitch | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph Keane | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Magrum | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Simon Tam | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS 77434W103 | | 09/09/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 3 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 4 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Gary Wu | | Mgmt | | For | | For | | For |
| 6 | | Elect Willem Jacobs | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard Linnell | | Mgmt | | For | | For | | For |
| 8 | | Elect Sandile Zungu | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan | | Mgmt | | For | | Against | | Against |
| 11 | | Issuance of Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
Romarco Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| R | | CINS 775903206 | | 05/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Diane Garrett | | Mgmt | | For | | For | | For |
| 4 | | Elect James Arnold | | Mgmt | | For | | For | | For |
| 5 | | Elect Leendert Krol | | Mgmt | | For | | Against | | Against |
| 6 | | Elect R.J. (Don) MacDonald | | Mgmt | | For | | For | | For |
| 7 | | Elect John Marsden | | Mgmt | | For | | For | | For |
| 8 | | Elect Patrick Michaels | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert van Doorn | | Mgmt | | For | | For | | For |
| 10 | | Elect Gary Sugar | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Roxgold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROG | | CINS 779899202 | | 11/25/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Rubicon Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RMX | | CINS 780911103 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Christopher Bradbrook | | Mgmt | | For | | For | | For |
| 5 | | Elect Julian Kemp | | Mgmt | | For | | For | | For |
| 6 | | Elect David Reid | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bruce Thomas | | Mgmt | | For | | For | | For |
| 8 | | Elect David Adamson | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael D. Winship | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Lalonde | | Mgmt | | For | | For | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 4 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 8 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 10 | | Elect Jay Kaplowitz | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Rye Patch Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RPM | | CINS 783727100 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 3 | | Elect William Howald | | Mgmt | | For | | For | | For |
| 4 | | Elect Joe Kajszo | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Charles Russell | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Approval of Stock Option Plan | | Mgmt | | For | | For | | For |
Rye Patch Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RPM | | CINS ADPC01210 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 3 | | Elect William Howald | | Mgmt | | For | | For | | For |
| 4 | | Elect Joe Kajszo | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Charles Russell | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Approval of Stock Option Plan | | Mgmt | | For | | For | | For |
Sabina Gold & Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBB | | CINS 785246109 | | 06/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Terrence Eyton | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Jonathan Goodman | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect Scott Hean | | Mgmt | | For | | Against | | Against |
| 7 | | Elect James Morton | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Pease | | Mgmt | | For | | For | | For |
| 9 | | Elect John Wakeford | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Anthony Walsh | | Mgmt | | For | | For | | For |
| 11 | | Elect John Whitton | | Mgmt | | For | | For | | For |
| 12 | | Elect LeRoy Wilkes | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Peet Snyders | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Burns | | Mgmt | | For | | For | | For |
| 4 | | Elect Jeremy Sanford | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
San Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGR | | CINS 79780P104 | | 06/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect George Pirie | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Hugh Wynne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Dale Ginn | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael Power | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen Harapiak | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Anderson | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SEMAFO Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Terence Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Benoit La Salle | | Mgmt | | For | | For | | For |
| 4 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 5 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 6 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 7 | | Elect Lawrence McBrearty | | Mgmt | | For | | For | | For |
| 8 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles - Business Corporations Act (Quebec) | | Mgmt | | For | | For | | For |
| 11 | | Amendments to By-Laws Regarding Business Corporations Act (Quebec) | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Brough | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas Holtby | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Wade Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Randy Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CINS 82835P103 | | 09/23/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 4 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 5 | | Elect S. Paul Simpson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 7 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Continuation of Shareholder Rights’ Plan | | Mgmt | | For | | For | | For |
| 11 | | Approval and Ratification of Board Acts | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Lukas Lundin | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Richard Clark | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect John Craig | | Mgmt | | For | | For | | For |
| 6 | | Elect Ron Hochstein | | Mgmt | | For | | For | | For |
| 7 | | Elect Pablo Mir | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert Chase | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Solitario Exploration & Royalty Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XPL | | CINS 8342EP107 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Brian Labadie | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Jones, III | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Hainey | | Mgmt | | For | | For | | For |
| 5 | | Elect Leonard Harris | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Christopher Herald | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Approval of the frequency of future shareholder advisory votes on executive compensation: Please vote FOR on this resolution to approve 3 years | | Mgmt | | For | | N/A | | N/A |
| 11 | | Approval of the frequency of future shareholder advisory votes on executive compensation: Please vote FOR on this resolution to approve 2 years | | Mgmt | | For | | N/A | | N/A |
| 12 | | Approval of the frequency of future shareholder advisory votes on executive compensation: Please vote FOR on this resolution to approve 1 year | | Mgmt | | For | | For | | For |
| 13 | | Approval of the frequency of future shareholder advisory votes on executive compensation: Please vote FOR on this resolution to ABSTAIN on this resolution | | Mgmt | | For | | N/A | | N/A |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Solvista Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVV | | CINS ADPC01046 | | 09/01/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan | | Mgmt | | For | | For | | For |
South American Silver Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SAC | | CINS 836307108 | | 05/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ralph Fitch | | Mgmt | | For | | For | | For |
| 3 | | Elect Gregory Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Antonio Canton | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Haber | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter Harris | | Mgmt | | For | | For | | For |
| 7 | | Elect Roman Mironchik | | Mgmt | | For | | For | | For |
| 8 | | Elect John Watson | | Mgmt | | For | | For | | For |
| 9 | | Elect Tina Woodside | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
St Barbara Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBM | | CINS Q8744Q108 | | 11/17/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Constitution (Reduce Maximum Board Size) | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Elizabeth Donaghey | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Douglas Bailey | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Robert Rae | | Mgmt | | For | | For | | For |
| 7 | | Adopt New Constitution | | Mgmt | | For | | Against | | Against |
| 8 | | Equity Grant & Termination Benefits (MD/CEO Mr. Timothy Lehany) | | Mgmt | | For | | For | | For |
Strongbow Exploration Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBW | | CINS 863363107 | | 06/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect D. Grenville Thomas | | Mgmt | | For | | For | | For |
| 4 | | Elect Kenneth Armstrong | | Mgmt | | For | | For | | For |
| 5 | | Elect Keith Christofferson | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald Netolitzky | | Mgmt | | For | | Against | | Against |
| 7 | | Elect A. Brian Peckford | | Mgmt | | For | | For | | For |
| 8 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William Wolfe | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 3 | | Elect Doris Meyer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 6 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Gatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Eric Edwards | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Tahoe Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THO | | CINS 873868103 | | 05/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 3 | | Elect C. Kevin McArthur | | Mgmt | | For | | For | | For |
| 4 | | Elect Lorne Anderson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Paul Sweeney | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Voorhees | | Mgmt | | For | | For | | For |
| 7 | | Elect John Bell | | Mgmt | | For | | For | | For |
| 8 | | Elect Kenneth Williamson | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Tanya Jakusconek | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Temex Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TME | | CINS 87971U105 | | 07/19/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Tigray Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TIG | | CINS 88674U103 | | 02/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jingbin Wang | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Smith | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Lock | | Mgmt | | For | | For | | For |
| 6 | | Elect David Parsons | | Mgmt | | For | | For | | For |
| 7 | | Elect Randy Smallwood | | Mgmt | | For | | For | | For |
| 8 | | Elect Wenshan Zhang | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Tolima Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOM | | CINS 88947X108 | | 11/10/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Torex Gold Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TXG | | CINS 891054108 | | 04/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Fred Stanford | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Murphy | | Mgmt | | For | | Against | | Against |
| 4 | | Elect A. Terrance MacGibbon | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andrew Adams | | Mgmt | | For | | For | | For |
| 7 | | Elect Franklin Davis | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Crombie | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Incentive Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
Tristar Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSG | | CINS 89678B109 | | 06/07/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Jones, III | | Mgmt | | For | | For | | For |
| 4 | | Elect Leendert Krol | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Brian Irwin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Patrick Glazier | | Mgmt | | For | | For | | For |
| 7 | | Elect John Segner | | Mgmt | | For | | For | | For |
| 8 | | Elect Diane Garrett | | Mgmt | | For | | For | | For |
| 9 | | Elect Carlos Vilhena | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | 2012 Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 924878101 | | 12/22/2011 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | For | | For |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | For | | For |
| 5 | | Elect Martin Wood | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Virginia Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VGQ | | CINS 927864108 | | 06/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Andre Gaumond | | Mgmt | | For | | For | | For |
| 3 | | Elect Andre Lemire | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Elect Claude St-Jacques | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Mario Jacob | | Mgmt | | For | | For | | For |
| 6 | | Elect Pierre Labbe | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Wallbridge Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WM | | CINS 932397102 | | 04/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
West Kirkland Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WKM | | CINS 953555109 | | 06/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 4 | | Elect Fank Hallam | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Eric Carlson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pierre Lebel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Brock | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 05/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick Mars | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect John Begeman | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Alexander Davidson | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Richard Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert Horn | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nigel Lees | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Juvenal Mesquita Filho | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Carl Renzoni | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Antenor Silva, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Treasury Securities Cash Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Government Securities Savings Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Tax Free Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Near-Term Tax Free Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| U.S. GLOBAL INVESTORS FUNDS |
| |
| By: | | /s/ FRANK E. HOLMES |
| | Frank E. Holmes |
| | President |
| |
Date: | | August 29, 2012 |
