UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549-
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-1800
Name of Registrant: U.S. Global Investors Funds
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229
Name and address of agent of service:
The Corporation Trust Company
1209 Orange Street
Wilmington, Deleware 19801
County of New Castle
Registrant’s telephone number including area code:
(210) 308-1234
Date of fiscal year end:
06/30/2011
Date of reporting period:
07/01/2010 - 06/30/2011
Registrant Name : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Resources Fund Segregated Account
Date of Fiscal Year End : 06/30/2011
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant Name : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds China Region Fund Segregated Account
Date of Fiscal Year End : 06/30/2011
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant Name : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global MegaTrends Fund Segregated Account
Date of Fiscal Year End : 06/30/2011
In all markets, for all statuses, for
Key-
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds All American Equity Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Aetna Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AET | CUSIP9 00817Y108 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Mark Bertolini | Mgmt | For | For | For |
2 | Elect Frank Clark, Jr. | Mgmt | For | Against | Against |
3 | Elect Betsy Cohen | Mgmt | For | Against | Against |
4 | Elect Molly Coye | Mgmt | For | Against | Against |
5 | Elect Roger Farah | Mgmt | For | Against | Against |
6 | Elect Barbara Franklin | Mgmt | For | Against | Against |
7 | Elect Jeffrey Garten | Mgmt | For | Against | Against |
8 | Elect Gerald Greenwald | Mgmt | For | For | For |
9 | Elect Ellen Hancock | Mgmt | For | For | For |
10 | Elect Richard Harrington | Mgmt | For | For | For |
11 | Elect Edward Ludwig | Mgmt | For | For | For |
12 | Elect Joseph Newhouse | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against |
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
Alcoa Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AA | CUSIP9 013817101 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Klaus Kleinfeld | Mgmt | For | For | For |
2 | Elect James Owens | Mgmt | For | For | For |
3 | Elect Ratan Tata | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Annual Cash Incentive Plan | Mgmt | For | For | For |
8 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For |
9 | Elimination of Supermajority Requirement Relating to the Board of Directors | Mgmt | For | For | For |
10 | Elimination of Supermajority Requirement Relating to the Removal of Directors | Mgmt | For | For | For |
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
American Tower Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AMT | CUSIP9 029912201 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Raymond Dolan | Mgmt | For | For | For |
2 | Elect Ronald Dykes | Mgmt | For | For | For |
3 | Elect Carolyn Katz | Mgmt | For | For | For |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
5 | Elect JoAnn Reed | Mgmt | For | For | For |
6 | Elect Pamela Reeve | Mgmt | For | For | For |
7 | Elect David Sharbutt | Mgmt | For | For | For |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For |
9 | Elect Samme Thompson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Apple Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAPL | CUSIP9 037833100 | 02/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Campbell | Mgmt | For | For | For |
1.2 | Elect Millard Drexler | Mgmt | For | For | For |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
1.4 | Elect Steven Jobs | Mgmt | For | For | For |
1.5 | Elect Andrea Jung | Mgmt | For | For | For |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
1.7 | Elect Ronald Sugar | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHoldr | Against | Against | For |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Assurant, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AIZ | CUSIP9 04621X108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Elaine Rosen | Mgmt | For | For | For |
2 | Elect Howard Carver | Mgmt | For | For | For |
3 | Elect Juan Cento | Mgmt | For | For | For |
4 | Elect Lawrence Jackson | Mgmt | For | For | For |
5 | Elect David Kelso | Mgmt | For | For | For |
6 | Elect Charles Koch | Mgmt | For | For | For |
7 | Elect H. Carroll Mackin | Mgmt | For | For | For |
8 | Elect Robert Pollock | Mgmt | For | For | For |
9 | Elect John Swainson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
AT&T Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
T | CUSIP9 00206R102 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Randall Stephenson | Mgmt | For | For | For |
2 | Elect Gilbert Amelio | Mgmt | For | For | For |
3 | Elect Reuben Anderson | Mgmt | For | For | For |
4 | Elect James Blanchard | Mgmt | For | For | For |
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
6 | Elect James Kelly | Mgmt | For | For | For |
7 | Elect Jon Madonna | Mgmt | For | For | For |
8 | Elect Lynn Martin | Mgmt | For | For | For |
9 | Elect John McCoy | Mgmt | For | For | For |
10 | Elect Joyce Roche | Mgmt | For | For | For |
11 | Elect Matthew Rose | Mgmt | For | For | For |
12 | Elect Laura Tyson | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | 2011 Incentive Plan | Mgmt | For | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
AutoZone, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AZO | CUSIP9 053332102 | 12/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Crowley | Mgmt | For | For | For |
1.2 | Elect Sue Gove | Mgmt | For | For | For |
1.3 | Elect Earl Graves, Jr. | Mgmt | For | For | For |
1.4 | Elect Robert Grusky | Mgmt | For | For | For |
1.5 | Elect J.R. Hyde III | Mgmt | For | For | For |
1.6 | Elect W. Andrew McKenna | Mgmt | For | For | For |
1.7 | Elect George Mrkonic | Mgmt | For | For | For |
1.8 | Elect Luis Nieto | Mgmt | For | For | For |
1.9 | Elect William Rhodes III | Mgmt | For | For | For |
1.10 | Elect Theodore Ullyot | Mgmt | For | For | For |
2 | 2011 Equity Incentive Award Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Ball Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BLL | CUSIP9 058498106 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Hayes | Mgmt | For | For | For |
1.2 | Elect George Smart | Mgmt | For | For | For |
1.3 | Elect Theodore Solso | Mgmt | For | For | For |
1.4 | Elect Stuart Taylor II | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Redemption of Shareholder Rights Plan | ShrHoldr | Against | For | Against |
6 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For |
Bemis Company, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BMS | CUSIP9 081437105 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edward Perry | Mgmt | For | For | For |
1.2 | Elect William Scholle | Mgmt | For | Withhold | Against |
1.3 | Elect Timothy Manganello | Mgmt | For | For | For |
1.4 | Elect Philip Weaver | Mgmt | For | For | For |
1.5 | Elect Henry Theisen | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Bristol-Myers Squibb Company
Ticker | Security ID: | Meeting Date | Meeting Status |
BMY | CUSIP9 110122108 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Lamberto Andreotti | Mgmt | For | For | For |
2 | Elect Lewis Campbell | Mgmt | For | For | For |
3 | Elect James Cornelius | Mgmt | For | For | For |
4 | Elect Louis Freeh | Mgmt | For | Against | Against |
5 | Elect Laurie Glimcher | Mgmt | For | For | For |
6 | Elect Michael Grobstein | Mgmt | For | For | For |
7 | Elect Leif Johansson | Mgmt | For | For | For |
8 | Elect Alan Lacy | Mgmt | For | For | For |
9 | Elect Vicki Sato | Mgmt | For | For | For |
10 | Elect Elliott Sigal | Mgmt | For | For | For |
11 | Elect Togo West, Jr. | Mgmt | For | For | For |
12 | Elect R. Sanders Williams | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
16 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
18 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against | For |
Campbell Soup Company
Ticker | Security ID: | Meeting Date | Meeting Status |
CPB | CUSIP9 134429109 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For |
1.2 | Elect Paul Charron | Mgmt | For | For | For |
1.3 | Elect Douglas Conant | Mgmt | For | For | For |
1.4 | Elect Bennett Dorrance | Mgmt | For | For | For |
1.5 | Elect Harvey Golub | Mgmt | For | For | For |
1.6 | Elect Lawrence Karlson | Mgmt | For | For | For |
1.7 | Elect Randall Larrimore | Mgmt | For | For | For |
1.8 | Elect Mary Malone | Mgmt | For | For | For |
1.9 | Elect Sara Mathew | Mgmt | For | For | For |
1.10 | Elect Denise Morrison | Mgmt | For | For | For |
1.11 | Elect William Perez | Mgmt | For | For | For |
1.12 | Elect Charles Perrin | Mgmt | For | For | For |
1.13 | Elect A. Barry Rand | Mgmt | For | For | For |
1.14 | Elect Nick Shreiber | Mgmt | For | For | For |
1.15 | Elect Archbold van Beuren | Mgmt | For | For | For |
1.16 | Elect Les Vinney | Mgmt | For | For | For |
1.17 | Elect Charlotte Weber | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against |
Caterpillar Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CUSIP9 149123101 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Calhoun | Mgmt | For | Withhold | Against |
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For |
1.3 | Elect Eugene Fife | Mgmt | For | For | For |
1.4 | Elect Juan Gallardo | Mgmt | For | For | For |
1.5 | Elect David Goode | Mgmt | For | For | For |
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For |
1.7 | Elect Peter Magowan | Mgmt | For | For | For |
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For |
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For |
1.10 | Elect William Osborn | Mgmt | For | For | For |
1.11 | Elect Charles Powell | Mgmt | For | For | For |
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
1.13 | Elect Susan Schwab | Mgmt | For | For | For |
1.14 | Elect Joshua Smith | Mgmt | For | For | For |
1.15 | Elect Miles White | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against |
CF Industries Holdings, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CF | CUSIP9 125269100 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stephen Wilson | Mgmt | For | For | For |
1.2 | Elect Wallace Creek | Mgmt | For | For | For |
1.3 | Elect William Davisson | Mgmt | For | For | For |
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Check Point Software Technologies Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CHKP | CUSIP9 M22465104 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gil Shwed | Mgmt | For | For | For |
1.2 | Elect Marius Nacht | Mgmt | For | For | For |
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For |
1.4 | Elect Dan Propper | Mgmt | For | For | For |
1.5 | Elect David Rubner | Mgmt | For | For | For |
1.6 | Elect Tal Shavit | Mgmt | For | For | For |
2 | Election of Directors | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Directors’ Fees | Mgmt | For | For | For |
5 | Approval of Compensation for the Company’s Chairman and CEO, Gil Shwed | Mgmt | For | For | For |
Coca-Cola Enterprises, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCE | CUSIP9 19122T109 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jan Bennink | Mgmt | For | For | For |
1.2 | Elect John Brock | Mgmt | For | For | For |
1.3 | Elect Calvin Darden | Mgmt | For | For | For |
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For |
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For |
1.6 | Elect Donna James | Mgmt | For | For | For |
1.7 | Elect Thomas Johnson | Mgmt | For | For | For |
1.8 | Elect Suzanne Labarge | Mgmt | For | For | For |
1.9 | Elect Veronique Morali | Mgmt | For | For | For |
1.10 | Elect Garry Watts | Mgmt | For | For | For |
1.11 | Elect Curtis Welling | Mgmt | For | For | For |
1.12 | Elect Phoebe Wood | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For |
Compuware Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CPWR | CUSIP9 205638109 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Dennis Archer | Mgmt | For | Withhold | Against |
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For |
1.3 | Elect William Grabe | Mgmt | For | Withhold | Against |
1.4 | Elect William Halling | Mgmt | For | For | For |
1.5 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For |
1.6 | Elect Faye Alexander Nelson | Mgmt | For | For | For |
1.7 | Elect Glenda Price | Mgmt | For | For | For |
1.8 | Elect Robert Paul | Mgmt | For | For | For |
1.9 | Elect W. James Prowse | Mgmt | For | For | For |
1.10 | Elect G. Scott Romney | Mgmt | For | Withhold | Against |
1.11 | Elect Ralph Szygenda | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Concho Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CXO | CUSIP9 20605P101 | 06/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Timothy Leach | Mgmt | For | For | For |
1.2 | Elect William Easter III | Mgmt | For | For | For |
1.3 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
ConocoPhillips
Ticker | Security ID: | Meeting Date | Meeting Status |
COP | CUSIP9 20825C104 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Richard Armitage | Mgmt | For | For | For |
2 | Elect Richard Auchinleck | Mgmt | For | For | For |
3 | Elect James Copeland, Jr. | Mgmt | For | For | For |
4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
5 | Elect Ruth Harkin | Mgmt | For | For | For |
6 | Elect Harold McGraw III | Mgmt | For | For | For |
7 | Elect James Mulva | Mgmt | For | For | For |
8 | Elect Robert Niblock | Mgmt | For | For | For |
9 | Elect Harald Norvik | Mgmt | For | For | For |
10 | Elect William Reilly | Mgmt | For | For | For |
11 | Elect Victoria Tschinkel | Mgmt | For | For | For |
12 | Elect Kathryn Turner | Mgmt | For | For | For |
13 | Elect William Wade, Jr. | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | Against | Against |
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For |
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For |
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
21 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For |
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For |
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For |
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For |
Cummins Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CMI | CUSIP9 231021106 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Theodore Solso | Mgmt | For | For | For |
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
3 | Elect William Miller | Mgmt | For | For | For |
4 | Elect Alexis Herman | Mgmt | For | For | For |
5 | Elect Georgia Nelson | Mgmt | For | For | For |
6 | Elect Carl Ware | Mgmt | For | For | For |
7 | Elect Robert Herdman | Mgmt | For | For | For |
8 | Elect Robert Bernhard | Mgmt | For | For | For |
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For |
10 | Elect Stephen Dobbs | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
Devon Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
DVN | CUSIP9 25179M103 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Robert Henry | Mgmt | For | Withhold | Against |
1.2 | Elect John Hill | Mgmt | For | For | For |
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For |
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For |
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For |
1.6 | Elect Duane Radtke | Mgmt | For | For | For |
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For |
1.8 | Elect John Richels | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Diamond Offshore Drilling, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DO | CUSIP9 25271C102 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect James Tisch | Mgmt | For | For | For |
2 | Elect Lawrence Dickerson | Mgmt | For | For | For |
3 | Elect John Bolton | Mgmt | For | For | For |
4 | Elect Charles Fabrikant | Mgmt | For | For | For |
5 | Elect Paul Gaffney II | Mgmt | For | For | For |
6 | Elect Edward Grebow | Mgmt | For | For | For |
7 | Elect Herbert Hofmann | Mgmt | For | For | For |
8 | Elect Andrew Tisch | Mgmt | For | For | For |
9 | Elect Raymond Troubh | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
DIRECTV
Ticker | Security ID: | Meeting Date | Meeting Status |
DTV | CUSIP9 25490A101 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Dillon | Mgmt | For | For | For |
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For |
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | Against | Against |
3 | Amendment to Dual Class Stock | Mgmt | For | For | For |
4 | Repeal of Classified Board | Mgmt | For | For | For |
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against |
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Dr Pepper Snapple Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPS | CUSIP9 26138E109 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Joyce Roche | Mgmt | For | For | For |
2 | Elect Wayne Sanders | Mgmt | For | For | For |
3 | Elect Jack Stahl | Mgmt | For | For | For |
4 | Elect Larry Young | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
E. I. du Pont de Nemours and Company
Ticker | Security ID: | Meeting Date | Meeting Status |
DD | CUSIP9 263534109 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Richard Brown | Mgmt | For | For | For |
2 | Elect Robert Brown | Mgmt | For | For | For |
3 | Elect Bertrand Collomb | Mgmt | For | For | For |
4 | Elect Curtis Crawford | Mgmt | For | For | For |
5 | Elect Alexander Cutler | Mgmt | For | For | For |
6 | Elect Eleuthere Du Pont | Mgmt | For | For | For |
7 | Elect Marillyn Hewson | Mgmt | For | For | For |
8 | Elect Lois Juliber | Mgmt | For | For | For |
9 | Elect Ellen Kullman | Mgmt | For | For | For |
10 | Elect William Reilly | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHoldr | Against | Against | For |
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHoldr | Against | Against | For |
Ecolab Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ECL | CUSIP9 278865100 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For |
2 | Elect Barbara Beck | Mgmt | For | For | For |
3 | Elect Jerry Levin | Mgmt | For | For | For |
4 | Elect Robert Lumpkins | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For |
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
9 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For |
10 | Shareholder Proposal Regarding Simple Majority Voting | ShrHoldr | Against | For | Against |
Entergy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ETR | CUSIP9 29364G103 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Maureen Bateman | Mgmt | For | For | For |
2 | Elect Gary Edwards | Mgmt | For | For | For |
3 | Elect Alexis Herman | Mgmt | For | For | For |
4 | Elect Donald Hintz | Mgmt | For | For | For |
5 | Elect J. Wayne Leonard | Mgmt | For | For | For |
6 | Elect Stuart Levenick | Mgmt | For | For | For |
7 | Elect Blanche Lincoln | Mgmt | For | For | For |
8 | Elect Stewart Myers | Mgmt | For | For | For |
9 | Elect William Percy, II | Mgmt | For | For | For |
10 | Elect W.J. Tauzin | Mgmt | For | For | For |
11 | Elect Steven Wilkinson | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For |
Entropic Communications, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ENTR | CUSIP9 29384R105 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Thomas Baruch | Mgmt | For | For | For |
1.2 | Elect Patrick Henry | Mgmt | For | For | For |
2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
Exelon Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EXC | CUSIP9 30161N101 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Canning Jr. | Mgmt | For | For | For |
2 | Elect M. Walter D’Alessio | Mgmt | For | For | For |
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
4 | Elect Nelson Diaz | Mgmt | For | Against | Against |
5 | Elect Sue Ling Gin | Mgmt | For | For | For |
6 | Elect Rosemarie Greco | Mgmt | For | For | For |
7 | Elect Paul Joskow | Mgmt | For | For | For |
8 | Elect Richard Mies | Mgmt | For | For | For |
9 | Elect John Palms | Mgmt | For | For | For |
10 | Elect William Richardson | Mgmt | For | For | For |
11 | Elect Thomas Ridge | Mgmt | For | For | For |
12 | Elect John Rogers, Jr. | Mgmt | For | For | For |
13 | Elect John Rowe | Mgmt | For | For | For |
14 | Elect Stephen Steinour | Mgmt | For | For | For |
15 | Elect Donald Thompson | Mgmt | For | For | For |
16 | Ratification of Auditor | Mgmt | For | For | For |
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Family Dollar Stores, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FDO | CUSIP9 307000109 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Mark Bernstein | Mgmt | For | For | For |
1.2 | Elect Pamela Davies | Mgmt | For | For | For |
1.3 | Elect Sharon Decker | Mgmt | For | For | For |
1.4 | Elect Edward Dolby | Mgmt | For | For | For |
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For |
1.6 | Elect Howard Levine | Mgmt | For | For | For |
1.7 | Elect George Mahoney, Jr. | Mgmt | For | For | For |
1.8 | Elect James Martin | Mgmt | For | For | For |
1.9 | Elect Harvey Morgan | Mgmt | For | For | For |
1.10 | Elect Dale Pond | Mgmt | For | For | For |
2 | Approval of Performance Measures under the 2006 Incentive Plan | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
Ferro Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FOE | CUSIP9 315405100 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sandra Crayton | Mgmt | For | Withhold | Against |
1.2 | Elect Richard Hipple | Mgmt | For | For | For |
1.3 | Elect William Lawrence | Mgmt | For | Withhold | Against |
1.4 | Elect Timothy Pistell | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Fidelity National Information Services, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FIS | CUSIP9 31620M106 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Hunt | Mgmt | For | For | For |
2 | Elect Richard Massey | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Annual Incentive Plan | Mgmt | For | For | For |
Firstenergy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FE | CUSIP9 337932107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against |
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against |
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against |
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against |
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against |
1.7 | Elect Julia Johnson | Mgmt | For | For | For |
1.8 | Elect Ted Kleisner | Mgmt | For | For | For |
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against |
1.10 | Elect Catherine Rein | Mgmt | For | Withhold | Against |
1.11 | Elect George Smart | Mgmt | For | Withhold | Against |
1.12 | Elect Wesley Taylor | Mgmt | For | Withhold | Against |
1.13 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHoldr | Against | For | Against |
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
9 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | For | Against |
Firstenergy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FE | CUSIP9 337932107 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock Issuance for Acquisition | Mgmt | For | For | For |
2 | Increase of Authorized Common Stock | Mgmt | For | For | For |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
Frontier Communications Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTR | CUSIP9 35906A108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Leroy Barnes, Jr. | Mgmt | For | For | For |
1.2 | Elect Peter Bynoe | Mgmt | For | For | For |
1.3 | Elect Jeri Finard | Mgmt | For | For | For |
1.4 | Elect Edward Fraioli | Mgmt | For | For | For |
1.5 | Elect James Kahan | Mgmt | For | For | For |
1.6 | Elect Pamela Reeve | Mgmt | For | For | For |
1.7 | Elect Howard Schrott | Mgmt | For | For | For |
1.8 | Elect Larraine Segil | Mgmt | For | For | For |
1.9 | Elect Mark Shapiro | Mgmt | For | For | For |
1.10 | Elect Myron Wick III | Mgmt | For | For | For |
1.11 | Elect Mary Wilderotter | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against |
5 | Ratification of Auditor | Mgmt | For | For | For |
General Mills, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GIS | CUSIP9 370334104 | 09/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Bradbury Anderson | Mgmt | For | For | For |
2 | Elect R. Kerry Clark | Mgmt | For | For | For |
3 | Elect Paul Danos | Mgmt | For | For | For |
4 | Elect William Esrey | Mgmt | For | For | For |
5 | Elect Raymond Gilmartin | Mgmt | For | For | For |
6 | Elect Judith Richards Hope | Mgmt | For | For | For |
7 | Elect Heidi Miller | Mgmt | For | For | For |
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
9 | Elect Steve Odland | Mgmt | For | For | For |
10 | Elect Kendall Powell | Mgmt | For | For | For |
11 | Elect Lois Quam | Mgmt | For | For | For |
12 | Elect Michael Rose | Mgmt | For | For | For |
13 | Elect Robert Ryan | Mgmt | For | For | For |
14 | Elect Dorothy Terrell | Mgmt | For | For | For |
15 | Executive Incentive Plan | Mgmt | For | For | For |
16 | Ratification of Auditor | Mgmt | For | For | For |
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Gilead Sciences, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GILD | CUSIP9 375558103 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Cogan | Mgmt | For | For | For |
1.2 | Elect Etienne Davignon | Mgmt | For | For | For |
1.3 | Elect James Denny | Mgmt | For | For | For |
1.4 | Elect Carla Hills | Mgmt | For | For | For |
1.5 | Elect Kevin Lofton | Mgmt | For | For | For |
1.6 | Elect John Madigan | Mgmt | For | For | For |
1.7 | Elect John Martin | Mgmt | For | For | For |
1.8 | Elect Gordon Moore | Mgmt | For | For | For |
1.9 | Elect Nicholas Moore | Mgmt | For | For | For |
1.10 | Elect Richard Whitley | Mgmt | For | Withhold | Against |
1.11 | Elect Gayle Wilson | Mgmt | For | For | For |
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For | For |
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
5 | Right to Call a Special Meeting | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Golar LNG Energy Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GOLE | CINS G94565101 | 09/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Fredriksen | Mgmt | For | Against | Against |
4 | Elect Tor Olav Troim | Mgmt | For | Against | Against |
5 | Elect Kate Blankenship | Mgmt | For | For | For |
6 | Elect Paul Adams | Mgmt | For | For | For |
7 | Elect Kathrine Fredriksen | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
Halliburton Company
Ticker | Security ID: | Meeting Date | Meeting Status |
HAL | CUSIP9 406216101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alan Bennett | Mgmt | For | For | For |
2 | Elect James Boyd | Mgmt | For | For | For |
3 | Elect Milton Carroll | Mgmt | For | For | For |
4 | Elect Nance Dicciani | Mgmt | For | For | For |
5 | Elect S. Malcolm Gillis | Mgmt | For | Against | Against |
6 | Elect Abdallah Jum’ah | Mgmt | For | For | For |
7 | Elect David Lesar | Mgmt | For | For | For |
8 | Elect Robert Malone | Mgmt | For | For | For |
9 | Elect J. Landis Martin | Mgmt | For | Against | Against |
10 | Elect Debra Reed | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
Herbalife Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
HLF | CUSIP9 G4412G101 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Johnson | Mgmt | For | For | For |
1.2 | Elect John Tartol | Mgmt | For | For | For |
1.3 | Elect Carole Black | Mgmt | For | For | For |
1.4 | Elect Michael Levitt | Mgmt | For | For | For |
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against |
3 | Stock Split | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Reapproval of the Executive Incentive Plan | Mgmt | For | For | For |
Informatica Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
INFA | CUSIP9 45666Q102 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Mark Bertelsen | Mgmt | For | Against | Against |
2 | Elect A. Brooke Seawell | Mgmt | For | For | For |
3 | Elect Godfrey Sullivan | Mgmt | For | For | For |
4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Intuit Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
INTU | CUSIP9 461202103 | 01/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Batchelder | Mgmt | For | For | For |
2 | Elect Christopher Brody | Mgmt | For | Against | Against |
3 | Elect William Campbell | Mgmt | For | Against | Against |
4 | Elect Scott Cook | Mgmt | For | For | For |
5 | Elect Diane Greene | Mgmt | For | For | For |
6 | Elect Michael Hallman | Mgmt | For | For | For |
7 | Elect Edward Kangas | Mgmt | For | For | For |
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
9 | Elect Dennis Powell | Mgmt | For | For | For |
10 | Elect Brad Smith | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
JPMorgan Chase & Co.
Ticker | Security ID: | Meeting Date | Meeting Status |
JPM | CUSIP9 46625H100 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Crandall Bowles | Mgmt | For | For | For |
2 | Elect Stephen Burke | Mgmt | For | For | For |
3 | Elect David Cote | Mgmt | For | For | For |
4 | Elect James Crown | Mgmt | For | For | For |
5 | Elect James Dimon | Mgmt | For | For | For |
6 | Elect Ellen Futter | Mgmt | For | Against | Against |
7 | Elect William Gray, III | Mgmt | For | For | For |
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
9 | Elect David Novak | Mgmt | For | Against | Against |
10 | Elect Lee Raymond | Mgmt | For | For | For |
11 | Elect William Weldon | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For |
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For |
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For |
Lockheed Martin Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
LMT | CUSIP9 539830109 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Nolan Archibald | Mgmt | For | For | For |
2 | Elect Rosalind Brewer | Mgmt | For | For | For |
3 | Elect David Burritt | Mgmt | For | Against | Against |
4 | Elect James Ellis, Jr. | Mgmt | For | For | For |
5 | Elect Thomas Falk | Mgmt | For | For | For |
6 | Elect Gwendolyn King | Mgmt | For | For | For |
7 | Elect James Loy | Mgmt | For | Against | Against |
8 | Elect Douglas McCorkindale | Mgmt | For | Against | Against |
9 | Elect Joseph Ralston | Mgmt | For | Against | Against |
10 | Elect Anne Stevens | Mgmt | For | Against | Against |
11 | Elect Robert Stevens | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | 2011 Incentive Performance Award Plan | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Lorillard, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
LO | CUSIP9 544147101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Dianne Blixt | Mgmt | For | For | For |
1.2 | Elect David Dangoor | Mgmt | For | For | For |
1.3 | Elect Murray Kessler | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Abstain | For | Against |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
Lululemon Athletica inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
LULU | CUSIP9 550021109 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Casey | Mgmt | For | For | For |
1.2 | Elect RoAnn Costin | Mgmt | For | For | For |
1.3 | Elect R. Brad Martin | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For |
6 | Executive Bonus Plan | Mgmt | For | For | For |
7 | Two-for-One Forward Stock Split | Mgmt | For | For | For |
MeadWestvaco Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
MWV | CUSIP9 583334107 | 04/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Michael Campbell | Mgmt | For | For | For |
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For |
3 | Elect James Kaiser | Mgmt | For | For | For |
4 | Elect Richard Kelson | Mgmt | For | For | For |
5 | Elect James Kilts | Mgmt | For | For | For |
6 | Elect Susan Kropf | Mgmt | For | For | For |
7 | Elect Douglas Luke | Mgmt | For | For | For |
8 | Elect John Luke, Jr. | Mgmt | For | For | For |
9 | Elect Robert McCormack | Mgmt | For | For | For |
10 | Elect Timothy Powers | Mgmt | For | For | For |
11 | Elect Jane Warner | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
MetroPCS Communications, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PCS | CUSIP9 591708102 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Roger Linquist | Mgmt | For | For | For |
1.2 | Elect Arthur Patterson | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Monsanto Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MON | CUSIP9 61166W101 | 01/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Laura Ipsen | Mgmt | For | For | For |
2 | Elect William Parfet | Mgmt | For | For | For |
3 | Elect George Poste | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For |
National Oilwell Varco, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NOV | CUSIP9 637071101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Robert Beauchamp | Mgmt | For | For | For |
2 | Elect Jefferey Smisek | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Repeal of Classified Board | Mgmt | For | For | For |
7 | Increase of Authorized Common Stock | Mgmt | For | For | For |
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
Neogen Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NEOG | CUSIP9 640491106 | 10/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Robert Book | Mgmt | For | For | For |
1.2 | Elect Jack Parnell | Mgmt | For | For | For |
1.3 | Elect Clayton Yuetter | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Netflix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NFLX | CUSIP9 64110L106 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Reed Hastings | Mgmt | For | For | For |
1.2 | Elect Jay Hoag | Mgmt | For | Withhold | Against |
1.3 | Elect A. George Battle | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | 2011 Stock Plan | Mgmt | For | Against | Against |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
Noble Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NE | CUSIP9 H5833N103 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Lawrence Chazen | Mgmt | For | For | For |
1.2 | Elect Jon Marshall | Mgmt | For | For | For |
1.3 | Elect Mary Ricciardello | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Creation of Reserves | Mgmt | For | For | For |
4 | Cancellation of Treasury Shares | Mgmt | For | For | For |
5 | Increase of Authorized Capital | Mgmt | For | Against | Against |
6 | Reduction of Par Value; Capital Distribution | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Discharge of the Board of Directors from Personal Liability | Mgmt | For | For | For |
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Northrop Grumman Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NOC | CUSIP9 666807102 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Wesley Bush | Mgmt | For | For | For |
2 | Elect Lewis Coleman | Mgmt | For | Against | Against |
3 | Elect Victor Fazio | Mgmt | For | Against | Against |
4 | Elect Donald Felsinger | Mgmt | For | Against | Against |
5 | Elect Stephen Frank | Mgmt | For | Against | Against |
6 | Elect Bruce Gordon | Mgmt | For | Against | Against |
7 | Elect Madeleine Kleiner | Mgmt | For | For | For |
8 | Elect Karl Krapek | Mgmt | For | Against | Against |
9 | Elect Richard Myers | Mgmt | For | Against | Against |
10 | Elect Aulana Peters | Mgmt | For | Against | Against |
11 | Elect Kevin Sharer | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against |
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
NVIDIA Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NVDA | CUSIP9 67066G104 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Harvey Jones | Mgmt | For | For | For |
2 | Elect William Miller | Mgmt | For | For | For |
3 | Repeal of Classified Board | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
Omnicom Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OMC | CUSIP9 681919106 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Wren | Mgmt | For | For | For |
2 | Elect Bruce Crawford | Mgmt | For | For | For |
3 | Elect Alan Batkin | Mgmt | For | For | For |
4 | Elect Robert Clark | Mgmt | For | For | For |
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For |
6 | Elect Errol Cook | Mgmt | For | For | For |
7 | Elect Susan Denison | Mgmt | For | For | For |
8 | Elect Michael Henning | Mgmt | For | For | For |
9 | Elect John Murphy | Mgmt | For | For | For |
10 | Elect John Purcell | Mgmt | For | For | For |
11 | Elect Linda Johnson Rice | Mgmt | For | For | For |
12 | Elect Gary Roubos | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Restoration of Written Consent | Mgmt | For | For | For |
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Philip Morris International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PM | CUSIP9 718172109 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Harold Brown | Mgmt | For | For | For |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
3 | Elect Louis Camilleri | Mgmt | For | For | For |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
5 | Elect Jennifer Li | Mgmt | For | For | For |
6 | Elect Graham Mackay | Mgmt | For | For | For |
7 | Elect Sergio Marchionne | Mgmt | For | Against | Against |
8 | Elect Lucio Noto | Mgmt | For | For | For |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For |
10 | Elect Stephen Wolf | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For |
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
PPG Industries, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PPG | CUSIP9 693506107 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stephen Angel | Mgmt | For | For | For |
1.2 | Elect Hugh Grant | Mgmt | For | For | For |
1.3 | Elect Michele Hooper | Mgmt | For | For | For |
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For |
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For |
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHoldr | Against | Against | For |
QLogic Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
QLGC | CUSIP9 747277101 | 08/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect H.K. Desai | Mgmt | For | For | For |
2 | Elect Joel Birnbaum | Mgmt | For | For | For |
3 | Elect James Fiebiger | Mgmt | For | For | For |
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against |
5 | Elect Kathryn Lewis | Mgmt | For | Against | Against |
6 | Elect George Wells | Mgmt | For | Against | Against |
7 | Ratification of Auditor | Mgmt | For | Against | Against |
QUALCOMM Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
QCOM | CUSIP9 747525103 | 03/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For |
1.2 | Elect Stephen Bennett | Mgmt | For | For | For |
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For |
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For |
1.5 | Elect Thomas Horton | Mgmt | For | For | For |
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For |
1.7 | Elect Paul Jacobs | Mgmt | For | For | For |
1.8 | Elect Robert Kahn | Mgmt | For | For | For |
1.9 | Elect Sherry Lansing | Mgmt | For | For | For |
1.10 | Elect Duane Nelles | Mgmt | For | For | For |
1.11 | Elect Francisco Ros | Mgmt | For | For | For |
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For |
1.13 | Elect Marc Stern | Mgmt | For | For | For |
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against |
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Quest Diagnostics Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
DGX | CUSIP9 74834L100 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect William Buehler | Mgmt | For | For | For |
2 | Elect Daniel Stanzione | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Qwest Communications International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
Q | CUSIP9 749121109 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
RadioShack Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
RSH | CUSIP9 750438103 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Frank Belatti | Mgmt | For | For | For |
2 | Elect Daniel Feehan | Mgmt | For | For | For |
3 | Elect James Gooch | Mgmt | For | For | For |
4 | Elect H. Eugene Lockhart | Mgmt | For | For | For |
5 | Elect Jack Messman | Mgmt | For | For | For |
6 | Elect Thomas Plaskett | Mgmt | For | For | For |
7 | Elect Edwina Woodbury | Mgmt | For | For | For |
8 | Ratification of Auditor | Mgmt | For | For | For |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Raytheon Company
Ticker | Security ID: | Meeting Date | Meeting Status |
RTN | CUSIP9 755111507 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Vernon Clark | Mgmt | For | For | For |
2 | Elect John Deutch | Mgmt | For | Against | Against |
3 | Elect Stephen Hadley | Mgmt | For | For | For |
4 | Elect Frederic Poses | Mgmt | For | For | For |
5 | Elect Michael Ruettgers | Mgmt | For | For | For |
6 | Elect Ronald Skates | Mgmt | For | Against | Against |
7 | Elect William Spivey | Mgmt | For | For | For |
8 | Elect Linda Stuntz | Mgmt | For | Against | Against |
9 | Elect William Swanson | Mgmt | For | For | For |
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against | For |
Ryder System, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CUSIP9 783549108 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect James Beard | Mgmt | For | For | For |
2 | Elect L. Patrick Hassey | Mgmt | For | For | For |
3 | Elect Lynn Martin | Mgmt | For | For | For |
4 | Elect Hansel Tookes II | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Safeway Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SWY | CUSIP9 786514208 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Steven Burd | Mgmt | For | For | For |
2 | Elect Janet Grove | Mgmt | For | For | For |
3 | Elect Mohan Gyani | Mgmt | For | For | For |
4 | Elect Paul Hazen | Mgmt | For | For | For |
5 | Elect Frank Herringer | Mgmt | For | For | For |
6 | Elect Kenneth Oder | Mgmt | For | For | For |
7 | Elect T. Gary Rogers | Mgmt | For | For | For |
8 | Elect Arun Sarin | Mgmt | For | For | For |
9 | Elect Michael Shannon | Mgmt | For | For | For |
10 | Elect William Tauscher | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | 2011 Equity and Incentive Award Plan | Mgmt | For | For | For |
14 | Re-approval of the 2001 Operating Performance Bonus Plan | Mgmt | For | For | For |
15 | Ratification of Auditor | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
Sempra Energy
Ticker | Security ID: | Meeting Date | Meeting Status |
SRE | CUSIP9 816851109 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alan Boeckmann | Mgmt | For | For | For |
2 | Elect James Brocksmith, Jr. | Mgmt | For | For | For |
3 | Elect Donald Felsinger | Mgmt | For | For | For |
4 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For |
5 | Elect William Jones | Mgmt | For | For | For |
6 | Elect William Ouchi | Mgmt | For | For | For |
7 | Elect Carlos Ruiz Sacristan | Mgmt | For | For | For |
8 | Elect William Rusnack | Mgmt | For | Against | Against |
9 | Elect William Rutledge | Mgmt | For | For | For |
10 | Elect Lynn Schenk | Mgmt | For | For | For |
11 | Elect Neal Schmale | Mgmt | For | For | For |
12 | Elect Luis Tellez | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
17 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against | For |
18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For |
Spectra Energy Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
SE | CUSIP9 847560109 | 04/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Esrey | Mgmt | For | For | For |
1.2 | Elect Gregory Ebel | Mgmt | For | For | For |
1.3 | Elect Austin Adams | Mgmt | For | For | For |
1.4 | Elect Paul Anderson | Mgmt | For | For | For |
1.5 | Elect Pamela Carter | Mgmt | For | For | For |
1.6 | Elect F. Anthony Comper | Mgmt | For | For | For |
1.7 | Elect Peter Hamilton | Mgmt | For | For | For |
1.8 | Elect Dennis Hendrix | Mgmt | For | For | For |
1.9 | Elect Michael McShane | Mgmt | For | For | For |
1.10 | Elect Joseph Netherland | Mgmt | For | For | For |
1.11 | Elect Michael Phelps | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2007 Long-Term Incentive PLan | Mgmt | For | For | For |
4 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
SVB Financial Group
Ticker | Security ID: | Meeting Date | Meeting Status |
SIVB | CUSIP9 78486Q101 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Greg Becker | Mgmt | For | For | For |
1.2 | Elect Eric Benhamou | Mgmt | For | For | For |
1.3 | Elect David Clapper | Mgmt | For | For | For |
1.4 | Elect Roger Dunbar | Mgmt | For | For | For |
1.5 | Elect Joel Friedman | Mgmt | For | For | For |
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For |
1.7 | Elect Alex Hart | Mgmt | For | For | For |
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For |
1.9 | Elect Lata Krishnan | Mgmt | For | For | For |
1.10 | Elect Kate Mitchell | Mgmt | For | For | For |
1.11 | Elect John Robinson | Mgmt | For | For | For |
1.12 | Elect Kyung Yoon | Mgmt | For | For | For |
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Texas Instruments Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
TXN | CUSIP9 882508104 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For |
2 | Elect Daniel Carp | Mgmt | For | For | For |
3 | Elect Carrie Cox | Mgmt | For | For | For |
4 | Elect Stephen MacMillan | Mgmt | For | For | For |
5 | Elect Pamela Patsley | Mgmt | For | For | For |
6 | Elect Robert Sanchez | Mgmt | For | For | For |
7 | Elect Wayne Sanders | Mgmt | For | For | For |
8 | Elect Ruth Simmons | Mgmt | For | Against | Against |
9 | Elect Richard Templeton | Mgmt | For | For | For |
10 | Elect Christine Whitman | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
13 | Ratification of Auditor | Mgmt | For | For | For |
The Chubb Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CB | CUSIP9 171232101 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Zoe Baird | Mgmt | For | For | For |
2 | Elect Sheila Burke | Mgmt | For | For | For |
3 | Elect James Cash, Jr. | Mgmt | For | For | For |
4 | Elect John Finnegan | Mgmt | For | For | For |
5 | Elect Lawrence Kellner | Mgmt | For | For | For |
6 | Elect Martin McGuinn | Mgmt | For | For | For |
7 | Elect Lawrence Small | Mgmt | For | For | For |
8 | Elect Jess Soderberg | Mgmt | For | For | For |
9 | Elect Daniel Somers | Mgmt | For | For | For |
10 | Elect James Zimmerman | Mgmt | For | For | For |
11 | Elect Alfred Zollar | Mgmt | For | For | For |
12 | 2011 Annual Incentive Plan | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
The Gap, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GPS | CUSIP9 364760108 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Adrian Bellamy | Mgmt | For | For | For |
1.2 | Elect Domenico De Sole | Mgmt | For | For | For |
1.3 | Elect Robert Fisher | Mgmt | For | For | For |
1.4 | Elect William Fisher | Mgmt | For | For | For |
1.5 | Elect Bob Martin | Mgmt | For | For | For |
1.6 | Elect Jorge Montoya | Mgmt | For | For | For |
1.7 | Elect Glenn Murphy | Mgmt | For | For | For |
1.8 | Elect Mayo Shattuck III | Mgmt | For | For | For |
1.9 | Elect Katherine Tsang | Mgmt | For | For | For |
1.10 | Elect Kneeland Youngblood | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
The Sherwin-Williams Company
Ticker | Security ID: | Meeting Date | Meeting Status |
SHW | CUSIP9 824348106 | 04/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Arthur Anton | Mgmt | For | For | For |
1.2 | Elect James Boland | Mgmt | For | For | For |
1.3 | Elect Christopher Connor | Mgmt | For | For | For |
1.4 | Elect David Hodnik | Mgmt | For | For | For |
1.5 | Elect Thomas Kadien | Mgmt | For | For | For |
1.6 | Elect Susan Kropf | Mgmt | For | For | For |
1.7 | Elect Gary McCullough | Mgmt | For | For | For |
1.8 | Elect A. Malachi Mixon, III | Mgmt | For | For | For |
1.9 | Elect Curtis Moll | Mgmt | For | Withhold | Against |
1.10 | Elect Richard Smucker | Mgmt | For | For | For |
1.11 | Elect John Stropki, Jr. | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Amendments to Code of Regulations | Mgmt | For | Against | Against |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
The Washington Post Company
Ticker | Security ID: | Meeting Date | Meeting Status |
WPO | CUSIP9 939640108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Christopher Davis | Mgmt | For | For | For |
1.2 | Elect John Dotson, Jr. | Mgmt | For | For | For |
1.3 | Elect Anne Mulcahy | Mgmt | For | Withhold | Against |
Travelers Companies, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TRV | CUSIP9 89417E109 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alan Beller | Mgmt | For | For | For |
2 | Elect John Dasburg | Mgmt | For | For | For |
3 | Elect Janet Dolan | Mgmt | For | For | For |
4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
5 | Elect Jay Fishman | Mgmt | For | For | For |
6 | Elect Lawrence Graev | Mgmt | For | For | For |
7 | Elect Patricia Higgins | Mgmt | For | For | For |
8 | Elect Thomas Hodgson | Mgmt | For | For | For |
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For |
10 | Elect Donald Shepard | Mgmt | For | For | For |
11 | Elect Laurie Thomsen | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
United States Steel Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
X | CUSIP9 912909108 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Gephardt | Mgmt | For | For | For |
1.2 | Elect Glenda McNeal | Mgmt | For | For | For |
1.3 | Elect Graham Spanier | Mgmt | For | For | For |
1.4 | Elect Patricia Tracey | Mgmt | For | For | For |
1.5 | Elect John Engel | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
VeriSign, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VRSN | CUSIP9 92343E102 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect D. James Bidzos | Mgmt | For | For | For |
2 | Elect William Chenevich | Mgmt | For | For | For |
3 | Elect Kathleen Cote | Mgmt | For | For | For |
4 | Elect Mark McLaughlin | Mgmt | For | For | For |
5 | Elect Roger Moore | Mgmt | For | Against | Against |
6 | Elect John Roach | Mgmt | For | For | For |
7 | Elect Louis Simpson | Mgmt | For | For | For |
8 | Elect Timothy Tomlinson | Mgmt | For | For | For |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against |
12 | Ratification of Auditor | Mgmt | For | For | For |
Verizon Communications Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VZ | CUSIP9 92343V104 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Richard Carrion | Mgmt | For | For | For |
2 | Elect M. Frances Keeth | Mgmt | For | For | For |
3 | Elect Robert Lane | Mgmt | For | For | For |
4 | Elect Lowell McAdam | Mgmt | For | For | For |
5 | Elect Sandra Moose | Mgmt | For | For | For |
6 | Elect Joseph Neubauer | Mgmt | For | Against | Against |
7 | Elect Donald Nicolaisen | Mgmt | For | For | For |
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
9 | Elect Hugh Price | Mgmt | For | For | For |
10 | Elect Ivan Seidenberg | Mgmt | For | For | For |
11 | Elect Rodney Slater | Mgmt | For | Against | Against |
12 | Elect John Snow | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For |
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For |
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against |
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
W.W. Grainger, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GWW | CUSIP9 384802104 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Brian Anderson | Mgmt | For | For | For |
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For |
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For |
1.4 | Elect William Hall | Mgmt | For | For | For |
1.5 | Elect Stuart Levenick | Mgmt | For | For | For |
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For |
1.7 | Elect Neil Novich | Mgmt | For | For | For |
1.8 | Elect Michael Roberts | Mgmt | For | For | For |
1.9 | Elect Gary Rogers | Mgmt | For | For | For |
1.10 | Elect James Ryan | Mgmt | For | For | For |
1.11 | Elect E. Scott Santi | Mgmt | For | For | For |
1.12 | Elect James Slavik | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Weyerhaeuser Company
Ticker | Security ID: | Meeting Date | Meeting Status |
WY | CUSIP9 962166104 | 04/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Wayne Murdy | Mgmt | For | For | For |
2 | Elect John Kieckhefer | Mgmt | For | For | For |
3 | Elect Charles Williamson | Mgmt | For | For | For |
4 | Right to Call a Special Meeting | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
7 | Ratification of Auditor | Mgmt | For | For | For |
Windstream Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
WIN | CUSIP9 97381W104 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Carol Armitage | Mgmt | For | For | For |
2 | Elect Samuel Beall, III | Mgmt | For | For | For |
3 | Elect Dennis Foster | Mgmt | For | For | For |
4 | Elect Francis Frantz | Mgmt | For | For | For |
5 | Elect Jeffery Gardner | Mgmt | For | For | For |
6 | Elect Jeffrey Hinson | Mgmt | For | For | For |
7 | Elect Judy Jones | Mgmt | For | For | For |
8 | Elect William Montgomery | Mgmt | For | For | For |
9 | Elect Alan Wells | Mgmt | For | For | For |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds China Region Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
361 Degrees International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
1361 | CINS G88493104 | 10/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect DING Huirong | Mgmt | For | For | For |
6 | Elect WANG Jiabi | Mgmt | For | Against | Against |
7 | Elect LIU Jianxing | Mgmt | For | Against | Against |
8 | Directors' Fees | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
51Job Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JOBS | CUSIP9 316827104 | 12/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Chao | Mgmt | For | For | For |
2 | Elect Hiroyuki Honda | Mgmt | For | For | For |
3 | Elect James Jianzhang Liang | Mgmt | For | For | For |
4 | Elect Donald Lucas | Mgmt | For | Against | Against |
5 | Elect Rick Yan | Mgmt | For | For | For |
Agricultural Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1288 | CINS Y00289119 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors' Report | Mgmt | For | For | For |
5 | Supervisors' Report | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Fixed Assets Investment Budget for 2011 | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Elect LI Yelin | Mgmt | For | Against | Against |
11 | 2010 Final Emoluments Plan for Directors and Supervisors | Mgmt | For | For | For |
Air China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
753 | CINS Y002A6104 | 10/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Renewal of Framework Agreement and Annual Caps | Mgmt | For | For | For |
5 | Elect KONG Dong | Mgmt | For | For | For |
6 | Elect WANG Yinxiang | Mgmt | For | For | For |
7 | Elect CAO Jianxiong | Mgmt | For | For | For |
8 | Elect SUN Yude | Mgmt | For | For | For |
9 | Elect Christopher Pratt | Mgmt | For | For | For |
10 | Elect Ian SAI Cheung Shiu | Mgmt | For | For | For |
11 | Elect CAI Jianjiang | Mgmt | For | For | For |
12 | Elect FAN Cheng | Mgmt | For | For | For |
13 | Elect JIA Kang | Mgmt | For | For | For |
14 | Elect FU Yang | Mgmt | For | For | For |
15 | Elect HAN Fangming | Mgmt | For | For | For |
16 | Elect LI Shuang | Mgmt | For | For | For |
17 | Directors' Fees | Mgmt | For | For | For |
18 | Elect LI Qingling as Supervisor | Mgmt | For | For | For |
19 | Elect ZHANG Xueren as Supervisor | Mgmt | For | Against | Against |
20 | Elect HE Chaofan as Supervisor | Mgmt | For | Against | Against |
21 | Supervisors' Fees | Mgmt | For | For | For |
22 | Purchase of Aircrafts | Mgmt | For | For | For |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Anton Oilfield Services Group
Ticker | Security ID: | Meeting Date | Meeting Status |
3337 | CINS G03999102 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LUO Lin | Mgmt | For | Against | Against |
6 | Elect MA Jian | Mgmt | For | For | For |
7 | Elect ZHANG Yongyi | Mgmt | For | For | For |
8 | Elect ZHU Xiaoping | Mgmt | For | For | For |
9 | Elect WANG Mingcai | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
15 | Amendments to Articles | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Anxin-China Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1149 | CINS G0400P103 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect ZHONG Houtai | Mgmt | For | For | For |
5 | Elect PEI Renjiu | Mgmt | For | For | For |
6 | Elect LIU Zhongkui | Mgmt | For | For | For |
7 | Elect XIE Baitang | Mgmt | For | For | For |
8 | Directors' Fees | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Astra International Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
ASII | CINS Y7117N149 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Directors and Commissioners and Set Directors' and Commissioners' Fees | Mgmt | For | Abstain | Against |
4 | Appointment of Auditor | Mgmt | For | For | For |
Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 01/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jackson TAI | Mgmt | For | For | For |
3 | Authority to Issue RMB-denominated Bonds | Mgmt | For | For | For |
Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors' Report | Mgmt | For | For | For |
3 | Supervisors' Report | Mgmt | For | For | For |
4 | Financial Statements | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Annual Budget | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect ZHANG Xiangdong | Mgmt | For | For | For |
9 | Elect ZHANG Qi | Mgmt | For | For | For |
10 | Elect MEI Xingbao | Mgmt | For | For | For |
11 | Elect BAO Guoming | Mgmt | For | For | For |
12 | Authority to Issue Financial Bonds | Mgmt | For | For | For |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
BANK OF CHINA LIMITED
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 08/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Type and Nominal Value | Mgmt | For | For | For |
3 | Proportion and Number of Rights Issue | Mgmt | For | For | For |
4 | Subscription Price | Mgmt | For | For | For |
5 | Target Subscribers | Mgmt | For | For | For |
6 | Use of Proceeds | Mgmt | For | For | For |
7 | Effective Period | Mgmt | For | For | For |
8 | Authorization | Mgmt | For | For | For |
BANK OF CHINA LIMITED
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 08/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Type and Nominal Value | Mgmt | For | For | For |
3 | Proportion and Number of Rights Issue | Mgmt | For | For | For |
4 | Subscription Price | Mgmt | For | For | For |
5 | Target Subscribers | Mgmt | For | For | For |
6 | Use of Proceeds | Mgmt | For | For | For |
7 | Effective Period | Mgmt | For | For | For |
8 | Authorization | Mgmt | For | For | For |
9 | Distribution of Undistributed Profits | Mgmt | For | For | For |
10 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For |
11 | Use of Proceeds from Previous Issuance | Mgmt | For | For | For |
12 | Elect HONG Zhihua | Mgmt | For | Against | Against |
13 | Elect HUANG Haibo | Mgmt | For | For | For |
14 | Elect CAI Haoyi | Mgmt | For | For | For |
15 | Elect SUN Zhijun | Mgmt | For | For | For |
16 | Elect LIU Lina | Mgmt | For | For | For |
17 | Elect JIANG Yansong | Mgmt | For | For | For |
18 | Elect Paul CHOW Man Yiu | Mgmt | For | For | For |
19 | Directors' Fees | Mgmt | For | For | For |
Belle International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1880 | CINS G09702104 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Elect HU Xiaoling | Mgmt | For | For | For |
7 | Elect Abraham CHAN Yu Ling | Mgmt | For | For | For |
8 | Elect XUE Qiuzhi | Mgmt | For | For | For |
9 | Elect SHENG Fang | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Biostime International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1112 | CINS G11259101 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LUO Fei | Mgmt | For | Against | Against |
6 | Elect ZHANG Wenhui | Mgmt | For | For | For |
7 | Elect KONG Qingjuan | Mgmt | For | For | For |
8 | Elect WU Xiong | Mgmt | For | For | For |
9 | Elect LUO Yun | Mgmt | For | For | For |
10 | Elect CHEN Fufang | Mgmt | For | For | For |
11 | Elect NGAI Wai Fung | Mgmt | For | Against | Against |
12 | Elect TAN Wee Seng | Mgmt | For | For | For |
13 | Elect XIAO Baichun | Mgmt | For | For | For |
14 | Directors' Fees | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
17 | Authority to Repurchase Shares | Mgmt | For | For | For |
18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Brilliance China Automotive Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1114 | CINS G1368B102 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect TAN Chengxu | Mgmt | For | For | For |
5 | Elect LEI Xiaoyang | Mgmt | For | For | For |
6 | Elect XU Bingjin | Mgmt | For | For | For |
7 | Elect SONG Jian | Mgmt | For | For | For |
8 | Elect JIANG Bo | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Bursa Malaysia Berhad
Ticker | Security ID: | Meeting Date | Meeting Status |
BURSA | CINS Y1028U102 | 04/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Malaysia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Thillainathan a/l Ramasamy | Mgmt | For | For | For |
3 | Elect Izham bin Yusoff | Mgmt | For | For | For |
4 | Elect WONG Puan Wah | Mgmt | For | For | For |
5 | Elect CHEAH Tek Kuang | Mgmt | For | For | For |
6 | Elect Tajuddin bin Atan | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Directors' Fees | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
11 | Elect Mohamed Dzaiddin bin Abdullah | Mgmt | For | Against | Against |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Bursa Malaysia Berhad
Ticker | Security ID: | Meeting Date | Meeting Status |
BURSA | CINS Y1028U102 | 04/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Malaysia | | |
| | | | | |
1 | Amendments to Articles | Mgmt | For | For | For |
2 | Authority to Grant Awards and Issue Shares under the Bursa Malaysia Berhad Share Grant Plan | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Equity Grant to Dato' Tajuddin bin Atan | Mgmt | For | For | For |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
China Automation Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
569 | CINS G2112N111 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect HUANG Zhi Yong | Mgmt | For | Against | Against |
5 | Elect KUANG Jian Ping | Mgmt | For | For | For |
6 | Directors' Fees | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Issue Repurchased shares | Mgmt | For | Against | Against |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
China BlueChemical Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3983 | CINS Y14251105 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors' Report | Mgmt | For | For | For |
4 | Supervisors' Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Approval of Company's Budget | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Rights Issue: Type and Nominal Value | Mgmt | For | For | For |
5 | Rights Issue: Proportion and Number of Shares | Mgmt | For | For | For |
6 | Rights Issue: Subscription Price | Mgmt | For | For | For |
7 | Rights Issue: Target Subscribers | Mgmt | For | For | For |
8 | Rights Issue: Excess Share Distribution | Mgmt | For | For | For |
9 | Rights Issue: Use of Proceeds | Mgmt | For | For | For |
10 | Rights Issue: Authorization | Mgmt | For | For | For |
11 | Rights Issue: Validity Period | Mgmt | For | For | For |
12 | Sharing of Undistributed Profits | Mgmt | For | For | For |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Rights Issue: Type and Nominal Value | Mgmt | For | For | For |
5 | Rights Issue: Proportion and Number of Shares | Mgmt | For | For | For |
6 | Rights Issue: Subscription Price | Mgmt | For | For | For |
7 | Rights Issue: Target Subscribers | Mgmt | For | For | For |
8 | Rights Issue: Excess Share Distribution | Mgmt | For | For | For |
9 | Rights Issue: Use of Proceeds | Mgmt | For | For | For |
10 | Rights Issue: Authorization | Mgmt | For | For | For |
11 | Rights Issue: Validity Period | Mgmt | For | For | For |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
7 | Increase in Authorized Capital | Mgmt | For | Against | Against |
China Construction Bank Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
0939 | CINS Y1397N101 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors' Report | Mgmt | For | For | For |
4 | Supervisors' Report | Mgmt | For | For | For |
5 | Final Financial Accounts | Mgmt | For | For | For |
6 | Fixed Assets Investment Budget | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For |
9 | Elect DONG Shi | Mgmt | For | For | For |
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For |
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For |
China Gas Holdings Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
384 | CINS G2109G103 | 08/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
5 | Elect LI Xiao Yun | Mgmt | For | For | For |
6 | Elect XU Ying | Mgmt | For | For | For |
7 | Elect FENG Zhuo Zhi | Mgmt | For | Against | Against |
8 | Elect Cynthia WONG Sin Yue | Mgmt | For | For | For |
9 | Elect MOON Duk Kyu | Mgmt | For | Against | Against |
10 | Elect Mulham Al Jarf | Mgmt | For | For | For |
11 | Directors' Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China International Marine Container
Ticker | Security ID: | Meeting Date | Meeting Status |
200039 | CINS Y1457J107 | 04/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors' Report | Mgmt | For | For | For |
2 | Independent Directors' Report | Mgmt | For | For | For |
3 | Supervisors' Report | Mgmt | For | For | For |
4 | Annual Report | Mgmt | For | For | For |
5 | Authority to Give Guarantees | Mgmt | For | Abstain | Against |
6 | Authority to Give Guarantees | Mgmt | For | For | For |
7 | Authority to Give Guarantees | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
China International Marine Container
Ticker | Security ID: | Meeting Date | Meeting Status |
200039 | CINS Y1457J107 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Authority to Issue Medium Term Notes | Mgmt | For | For | For |
2 | Authority to Give Guarantees for Taichang | Mgmt | For | For | For |
3 | Authority to Give Guarantees for Yantai Raffles | Mgmt | For | Abstain | Against |
China Liansu Group Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2128 | CINS G2159F104 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect WONG Luen Hei | Mgmt | For | Against | Against |
6 | Elect ZUO Manlun | Mgmt | For | Against | Against |
7 | Elect ZUO Xiaoping | Mgmt | For | For | For |
8 | Elect LAI Zhiqiang | Mgmt | For | For | For |
9 | Elect KONG Zhaocong | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Lilang Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1234 | CINS G21141109 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect WANG Liang Xing | Mgmt | For | For | For |
6 | Elect CAI Rong Hua | Mgmt | For | For | For |
7 | Elect PAN Rong Bin | Mgmt | For | Against | Against |
8 | Elect LU Hong Te | Mgmt | For | Against | Against |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Mengniu Dairy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2319 | CINS G21096105 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect YANG Wenjun | Mgmt | For | For | For |
6 | Elect BAI Ying | Mgmt | For | Against | Against |
7 | Elect FANG Fenglei | Mgmt | For | Against | Against |
8 | Elect LIU Fuchun | Mgmt | For | Against | Against |
9 | Elect ZHANG Xiaoya | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Merchants Holdings (International) Company Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
00144 | CINS Y1489Q103 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LI Jianhong | Mgmt | For | For | For |
6 | Elect HU Zheng | Mgmt | For | Against | Against |
7 | Elect KUT Ying Hay | Mgmt | For | Against | Against |
8 | Elect Peter LEE Yip Wah | Mgmt | For | For | For |
9 | Elect John LI Kwok Heem | Mgmt | For | Against | Against |
10 | Elect David LI Ka Fai | Mgmt | For | Against | Against |
11 | Directors' Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
China Oilfield Services Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2883 | CINS Y15002101 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Directors' Report | Mgmt | For | For | For |
5 | Supervisors' Report | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Performance Evaluation of Stock Appreciation Rights Scheme | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Amendments to Articles | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
16 | Extension of Validity Period for A Share Issue | Mgmt | For | For | For |
China Oilfield Services Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2883 | CINS Y15002101 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Extension of Validity Period for A Share Issue | Mgmt | For | For | For |
China Oilfield Services Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2883 | CINS Y15002101 | 12/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Master Agreement and Annual Caps | Mgmt | For | For | For |
4 | Oilfield Services | Mgmt | For | For | For |
5 | Material and Utilities Services | Mgmt | For | For | For |
6 | Property Services | Mgmt | For | For | For |
7 | Ratification of Board Acts | Mgmt | For | For | For |
8 | Amendments to Articles | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Elect LI Feilong | Mgmt | For | For | For |
China Resources Cement Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1313 | CINS ADPV12973 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHOU Junqing | Mgmt | For | For | For |
6 | Elect DU Wenmin | Mgmt | For | For | For |
7 | Elect WEI Bin | Mgmt | For | For | For |
8 | Elect Stephen IP Shu Kwan | Mgmt | For | Against | Against |
9 | Elect Abraham SHEK Lai Him | Mgmt | For | Against | Against |
10 | Elect XU Yongmo | Mgmt | For | For | For |
11 | Directors' Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Shenhua Energy Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1088 | CINS Y1504C113 | 02/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Equity Purchase Agreements, Assets Purchase Agreement and Financial Services Agreement | Mgmt | For | Against | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Amendments to Rules of Procedure of General Meeting | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China State Construction International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3311 | CINS G21677136 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect TIAN Shuchen | Mgmt | For | For | For |
6 | Elect Raymond HO Chung Tai | Mgmt | For | For | For |
7 | Elect Adrian D. LI Man Kiu | Mgmt | For | For | For |
8 | Elect Raymond LEUNG Hai Ming | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
China State Construction International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3311 | CINS G21677136 | 11/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Approve Agreement | Mgmt | For | Abstain | Against |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Unicom Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
762 | CINS Y1519S111 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LU Yimin | Mgmt | For | For | For |
6 | Elect LI Fushen | Mgmt | For | For | For |
7 | Elect Cesareo A. Izuel | Mgmt | For | Against | Against |
8 | Elect WONG Wai Ming | Mgmt | For | For | For |
9 | Elect CAI Hongbin | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
15 | Amendments to Articles | Mgmt | For | For | For |
China Vanke Company
Ticker | Security ID: | Meeting Date | Meeting Status |
200002 | CINS Y77421108 | 08/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Elect QIAO Shibo | Mgmt | For | For | For |
2 | Elect ZHANG Liping | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Yurun Food Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1068 | CINS G21159101 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHU Yicai | Mgmt | For | Against | Against |
6 | Elect FENG Kuande | Mgmt | For | Against | Against |
7 | Elect GAO Hui | Mgmt | For | For | For |
8 | Elect QIAO Jun | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
CIBT Education Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBA | CINS 17163Y102 | 12/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Toby Chu | Mgmt | For | For | For |
4 | Elect Tony David | Mgmt | For | For | For |
5 | Elect David Hsu | Mgmt | For | For | For |
6 | Elect David Kong | Mgmt | For | For | For |
7 | Elect Troy Rice | Mgmt | For | Against | Against |
8 | Elect David Warnock | Mgmt | For | For | For |
9 | Elect Shane Weir | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
CNOOC Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
883 | CUSIP9 126132109 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect WANG Yilin | Mgmt | For | For | For |
4 | Elect LI Fanrong | Mgmt | For | Against | Against |
5 | Elect Lawrence J. LAU | Mgmt | For | For | For |
6 | Elect WANG Tao | Mgmt | For | For | For |
7 | Directors' Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
CNOOC Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
883 | CUSIP9 126132109 | 11/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Non-exempt Continuing Connected Transactions | Mgmt | For | For | For |
2 | Annual Caps | Mgmt | For | For | For |
COSCO Pacific Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1199 | CINS G2442N104 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect XU Minjie | Mgmt | For | Against | Against |
6 | Elect HE Jiale | Mgmt | For | For | For |
7 | Elect WANG Zenghua | Mgmt | For | For | For |
8 | Elect FENG Jinhua | Mgmt | For | For | For |
9 | Elect WANG Haimin | Mgmt | For | For | For |
10 | Elect GAO Ping | Mgmt | For | Against | Against |
11 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For |
12 | Elect Edward CHOW Kwong Fai | Mgmt | For | For | For |
13 | Elect Rita FAN HSU Lai Tai | Mgmt | For | For | For |
14 | Directors' Fees | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Increase in Authorized Capital | Mgmt | For | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
18 | Authority to Repurchase Shares | Mgmt | For | For | For |
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
20 | Amendments to Articles | Mgmt | For | For | For |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Dah Chong Hong Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1828 | CINS Y19197105 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect YIP Moon Tong | Mgmt | For | For | For |
6 | Elect Glenn Smith | Mgmt | For | Against | Against |
7 | Elect KWOK Man Leung | Mgmt | For | Against | Against |
8 | Elect Adolf HSU Hsung | Mgmt | For | For | For |
9 | Elect YEUNG Yue Man | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Directors' Fees | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Danhua Chemical Technology Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
600844 | CINS Y1977Z102 | 03/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Directors' Report | Mgmt | For | For | For |
3 | Supervisors' Report | Mgmt | For | For | For |
4 | Financial Statements | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | Against | Against |
6 | Related Party Transactions | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Give Guarantees | Mgmt | For | For | For |
9 | Elect ZHU Daben | Mgmt | For | For | For |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors' Reports | Mgmt | For | For | For |
3 | Supervisors' Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 09/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
Dongfeng Motor Group Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
489 | CINS Y21042109 | 10/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against |
4 | Elect XU Ping | Mgmt | For | For | For |
5 | Elect LI Shaozhu | Mgmt | For | Against | Against |
6 | Elect FAN Zhong | Mgmt | For | For | For |
7 | Elect ZHOU Wenjie | Mgmt | For | For | For |
8 | Elect ZHU Fushou | Mgmt | For | For | For |
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against |
10 | Elect OUYANG Jie | Mgmt | For | For | For |
11 | Elect LIU Weidong | Mgmt | For | Against | Against |
12 | Elect ZHOU Qiang | Mgmt | For | For | For |
13 | Elect SUN Shuyi | Mgmt | For | For | For |
14 | Elect NG Lin-fung | Mgmt | For | For | For |
15 | Elect YANG Xianzu | Mgmt | For | Against | Against |
16 | Elect WEN Shiyang | Mgmt | For | For | For |
17 | Elect DENG Mingran | Mgmt | For | For | For |
18 | Elect MA Liangjie | Mgmt | For | For | For |
19 | Elect REN Yong | Mgmt | For | For | For |
20 | Elect LI Chunrong | Mgmt | For | For | For |
21 | Elect CHEN Binbo | Mgmt | For | For | For |
22 | Elect HUANG Gang | Mgmt | For | Against | Against |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00789 | 07/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Approve to set the number of Directors at 6 | Mgmt | N/A | For | N/A |
4 | Election of Robert Power as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
5 | Election of David Bell as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
6 | Election of John F. Cook as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
7 | Election of Michael T. Mason as a Director of the Corporation for the ensuing year | Mgmt | N/A | Against | N/A |
8 | Election of Christopher A. Serin as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
9 | Election of Dimitar L. Dimitrov as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
10 | Appointment of Deloitte & Touche LLP as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration | Mgmt | N/A | For | N/A |
11 | Approve the Company s Stock Option Plan, as specified | Mgmt | N/A | For | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EOX | CINS ADPC00789 | 08/24/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | N/A | TNA | N/A |
3 | Reduce Size of Board | Mgmt | N/A | TNA | N/A |
4 | Elect John Nugent | Mgmt | N/A | TNA | N/A |
5 | Elect Mark Gustafson | Mgmt | N/A | TNA | N/A |
6 | Elect Randal Matkaluk | Mgmt | N/A | TNA | N/A |
7 | Elect Donald Siemens | Mgmt | N/A | TNA | N/A |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | TNA | N/A |
9 | Renewal of Stock Option Plan | Mgmt | N/A | TNA | N/A |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EOX | CINS ADPC00789 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Robert Power | Mgmt | For | For | For |
5 | Elect David Bell | Mgmt | For | For | For |
6 | Elect John Cook | Mgmt | For | For | For |
7 | Elect Michael Mason | Mgmt | For | For | For |
8 | Elect Christopher Serin | Mgmt | For | For | For |
9 | Elect Dimitar Dimitrov | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Renewal of Stock Option Plan | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Evergrande Real Estate Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3333 | CINS G3225A103 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect HUI Ka Yan | Mgmt | For | Against | Against |
6 | Elect XIA Haijun | Mgmt | For | For | For |
7 | Elect LAI Lixin | Mgmt | For | For | For |
8 | Elect HE Miaoling | Mgmt | For | Against | Against |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Evergreen Marine Corp (Taiwan) Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
2603 | CINS Y23632105 | 06/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For |
10 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For |
11 | Election of Directors and Supervisors (Slate) | Mgmt | For | Abstain | Against |
12 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against |
13 | Amendments to Articles | Mgmt | For | For | For |
14 | Amendments to Procedural Rules for Election of Directors and Supervisors | Mgmt | For | For | For |
15 | Extraordinary Motions | Mgmt | For | Against | Against |
16 | Extraordinary motions | Mgmt | For | Against | Against |
First Tractor Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
38 | CINS Y25714109 | 01/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Freeport-McMoRan Copper & Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
Fushan International Energy Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
639 | CINS Y2677L104 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect XUE Kang | Mgmt | For | Against | Against |
6 | Elect Tony LEUNG Shun Sang | Mgmt | For | Against | Against |
7 | Elect KEE Wah Sze | Mgmt | For | For | For |
8 | Elect CHOI Wai Yin | Mgmt | For | For | For |
9 | Elect CHAN Pat Lam | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Change in Company Name | Mgmt | For | For | For |
Fushan International Energy Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
639 | CINS Y2677L104 | 12/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Master Agreement and Annual Caps | Mgmt | For | For | For |
GCL Poly-Energy Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3800 | CINS G3774X108 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Refeshment of Share Option Scheme | Mgmt | For | Against | Against |
GCL Poly-Energy Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3800 | CINS G3774X108 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHU Gong Shan | Mgmt | For | For | For |
6 | Elect SHA Hong Qiu | Mgmt | For | For | For |
7 | Elect JI Jun | Mgmt | For | Against | Against |
8 | Elect YU Bao Dong | Mgmt | For | For | For |
9 | Elect TONG Yee Ming | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Genting Singapore PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
G13 | CINS G3825Q102 | 08/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | ISLE OF MAN | | |
| | | | | |
1 | Approval of the Disposal | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Golden Eagle Retail Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3308 | CINS G3958R109 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Kunming Cooperation Framework Agreement | Mgmt | For | For | For |
4 | Kunshan Cooperation Framework Agreement | Mgmt | For | For | For |
Golden Eagle Retail Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3308 | CINS G3958R109 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect WONG Chi Keung | Mgmt | For | Against | Against |
6 | Elect Jack LIU Chi Husan | Mgmt | For | For | For |
7 | Directors' Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
GOME Electrical Appliances Holding Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
493 | CINS G3978C124 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZOU Xiao Chun | Mgmt | For | For | For |
6 | Elect ZHANG Da Zhong | Mgmt | For | For | For |
7 | Elect Thomas J. Manning | Mgmt | For | For | For |
8 | Elect Conway LEE Kong Wai | Mgmt | For | For | For |
9 | Elect NG Wai Hung | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-executive Directors' Fees | Mgmt | For | For | For |
12 | Independent Directors' Fees | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
GOME Electrical Appliances Holding Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
493 | CINS G3978C124 | 12/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect ZOU Xiao Chun | Mgmt | For | Against | Against |
5 | Elect HUANG Yan Hong | Mgmt | For | Against | Against |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Great Wall Motor Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2333 | CINS Y2882P106 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Directors' Report | Mgmt | For | For | For |
6 | Supervisors' Report | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect WEI Jian Jun | Mgmt | For | Against | Against |
9 | Elect LIU Ping Fu | Mgmt | For | For | For |
10 | Elect WANG Feng Ying | Mgmt | For | For | For |
11 | Elect HU Ke Gang | Mgmt | For | For | For |
12 | Elect YANG Zhi Juan | Mgmt | For | For | For |
13 | Elect HE Ping | Mgmt | For | For | For |
14 | Elect NIU Jun | Mgmt | For | For | For |
15 | Elect WEI Lin | Mgmt | For | For | For |
16 | Elect HE Bao Yin | Mgmt | For | For | For |
17 | Elect LI Ke Qiang | Mgmt | For | For | For |
18 | Elect Stanley WONG Chi Hung | Mgmt | For | For | For |
19 | Elect YUAN Hong Li as Supervisor | Mgmt | For | For | For |
20 | Elect LUO Jin Li as Supervisor | Mgmt | For | For | For |
21 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
HARBIN ELECTRIC, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
HRBN | CUSIP9 41145W109 | 07/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Tianfu Yang | Mgmt | For | For | For |
1.2 | Elect Lanxiang Gao | Mgmt | For | For | For |
1.3 | Elect Ching Chuen Chan | Mgmt | For | Withhold | Against |
1.4 | Elect Boyd Plowman | Mgmt | For | For | For |
1.5 | Elect David Gatton | Mgmt | For | For | For |
1.6 | Elect Yunyue Ye | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Hengdeli Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3389 | CINS G45048108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHANG Yuping | Mgmt | For | Against | Against |
6 | Elect LIU Xueling | Mgmt | For | For | For |
7 | Elect ZHENG Yu | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Huabao International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
336 | CINS G4639H122 | 08/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Final Dividend | Mgmt | For | For | For |
5 | Allocation of Special Dividend | Mgmt | For | For | For |
6 | Elect CHU Lam Yiu | Mgmt | For | For | For |
7 | Elect LAU Chi Tak | Mgmt | For | For | For |
8 | Elect LEE Luk Shiu | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Hutchison Whampoa Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
13 | CINS Y38024108 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Canning FOK Kin-Ning | Mgmt | For | Against | Against |
6 | Elect KAM Hing Lam | Mgmt | For | For | For |
7 | Elect Holger Kluge | Mgmt | For | For | For |
8 | Elect William Shurniak | Mgmt | For | Against | Against |
9 | Elect WONG Chung Hin | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Amendments to Articles | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Hyundai Heavy Industries Co.,Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
9540 | CINS Y3838M106 | 03/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Election of Audit Committee Member: PYUN Ho Bum | Mgmt | For | For | For |
5 | Directors' Fees | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Hyundai Motor Co.
Ticker | Security ID: | Meeting Date | Meeting Status |
5380 | CINS Y38472109 | 03/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Election of Audit Commitee Member: OH Seh Bin | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Directors' Fees | Mgmt | For | For | For |
I.T. Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
999 | CINS G4977W103 | 07/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Francis Goutenmacher | Mgmt | For | For | For |
6 | Directors' Fees | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
11 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 09/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For |
3 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For |
4 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For |
5 | Target Subscribers for the Rights Issue | Mgmt | For | For | For |
6 | Amount and Use of Proceeds | Mgmt | For | For | For |
7 | Effective Period of the Resolutions | Mgmt | For | For | For |
8 | Authorization for the Rights Issue | Mgmt | For | For | For |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Industrial & Commercial Bank Of China
Ticker | Security ID: | Meeting Date | Meeting Status |
1398 | CINS ADPV10686 | 09/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For | For |
4 | Proportion and Number of Shares to be Issued | Mgmt | For | For | For |
5 | Subscription Price and the Basis for Price Determination | Mgmt | For | For | For |
6 | Target Subscribers for the Rights Issue | Mgmt | For | For | For |
7 | Amount and Use of Proceeds | Mgmt | For | For | For |
8 | Effective Period of the Resolutions | Mgmt | For | For | For |
9 | Authorization for the Rights Issue | Mgmt | For | For | For |
10 | Distribution of Undistributed Profits | Mgmt | For | For | For |
11 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For | For |
12 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For | For |
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For |
14 | Elect XU Shanda | Mgmt | For | For | For |
15 | Elect LI Xiaopeng | Mgmt | For | For | For |
16 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For | For |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Re-elect Craig Carracher | Mgmt | For | For | For |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Amendments to the Constitution | Mgmt | For | For | For |
Kolon Industries Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
120110 | CINS Y48111101 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Directors' Fees | Mgmt | For | For | For |
4 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For |
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd)
Ticker | Security ID: | Meeting Date | Meeting Status |
135 | CINS G5320C108 | 09/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Approval of the Acquisition | Mgmt | For | For | For |
Lao Feng Xiang Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
900905 | CINS Y1424Z119 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Directors' Report | Mgmt | For | For | For |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Authority to Give Guarantees | Mgmt | For | Against | Against |
9 | Elect HU Shugang | Mgmt | For | For | For |
10 | Elect SHI Lihua | Mgmt | For | For | For |
11 | Elect TANG Yiping | Mgmt | For | For | For |
12 | Elect HUANG Hua | Mgmt | For | For | For |
13 | Elect YOU Longji | Mgmt | For | For | For |
14 | Elect ZHANG Qixiu | Mgmt | For | For | For |
15 | Supervisors' Report | Mgmt | For | For | For |
16 | Elect SHI Liang | Mgmt | For | For | For |
17 | Elect QU Ningyi | Mgmt | For | For | For |
18 | Elect ZHU Wei | Mgmt | For | Against | Against |
19 | Acquisition | Mgmt | For | Abstain | Against |
Lao Feng Xiang Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
900905 | CINS Y1424Z119 | 10/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Increase in Authorized Capital | Mgmt | For | For | For |
2 | Election of Supervisors | Mgmt | For | Against | Against |
3 | Amendments to Articles | Mgmt | For | For | For |
LG Household & Healthcare
Ticker | Security ID: | Meeting Date | Meeting Status |
51900 | CINS Y5275R100 | 03/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Account and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Election of Audit Committee Members(Slate) | Mgmt | For | For | For |
4 | Directors' Fees | Mgmt | For | For | For |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP9 532349107 | 08/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approve Merger | Mgmt | For | For | For |
Lingo Media Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
LM | CINS 535744106 | 09/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against |
6 | Amendments to By-Laws | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Little Sheep Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
968 | CINS G55069101 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LU Wenbing | Mgmt | For | Against | Against |
6 | Elect LI Baofang | Mgmt | For | For | For |
7 | Elect WANG Jianhai | Mgmt | For | For | For |
8 | Elect XIANG Bing | Mgmt | For | Against | Against |
9 | Elect Fabian SHIN Yick | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Lonking Holdings (fka China Infrastructure Machinery Holdings)
Ticker | Security ID: | Meeting Date | Meeting Status |
3339 | CINS G5636C107 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LI San Yim | Mgmt | For | For | For |
6 | Elect QIU Debo | Mgmt | For | For | For |
7 | Elect LUO Jianru | Mgmt | For | For | For |
8 | Elect CHEN Chao | Mgmt | For | For | For |
9 | Elect LIN Zhong Ming | Mgmt | For | For | For |
10 | Elect FANG Deqin | Mgmt | For | For | For |
11 | Elect NGAI Ngan Ying | Mgmt | For | Against | Against |
12 | Elect PAN Longqing | Mgmt | For | For | For |
13 | Elect QIAN Shizheng | Mgmt | For | For | For |
14 | Elect HAN Xuesong | Mgmt | For | For | For |
15 | Directors' Fees | Mgmt | For | For | For |
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
18 | Authority to Repurchase Shares | Mgmt | For | For | For |
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect David Seton | Mgmt | For | For | For |
4 | Set the Term of Office to Three Years (David Seton) | Mgmt | For | Against | Against |
5 | Approve Conversion Rights of U.S. Convertible Notes and Issuance of U.S. Conversion Shares | Mgmt | For | For | For |
6 | Issuance of Warrants to U.S. Investors and Placement Agent | Mgmt | For | For | For |
7 | Approve Conversion Rights of Offshore Notes and Issuance of Offshore Conversion Shares | Mgmt | For | For | For |
8 | Issuance of Warrants to Offshore Investor and Placement Agent | Mgmt | For | For | For |
9 | Approval of Anti-Dilution Provisions in the Offered Notes | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
12 | Equity Grant (CEO David Seton) | Mgmt | For | Against | Against |
13 | Equity Grant (Non-executive director Leslie Robinson) | Mgmt | For | Against | Against |
14 | Equity Grant (Non-executive director Douglas Willock) | Mgmt | For | Against | Against |
15 | Equity Grant (Non-executive director Jon Morda) | Mgmt | For | Against | Against |
16 | Ratify Placement of Securities (Officer Options) | Mgmt | For | Against | Against |
17 | Ratify Placement of Securities (General Research) | Mgmt | For | For | For |
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
19 | Transaction of Other Business | Mgmt | For | Against | Against |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 12/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Placement of Securities (Gold Warrants) | Mgmt | For | For | For |
3 | Ratify Placement of Securities (Agent Warrants) | Mgmt | For | For | For |
4 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For |
5 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
6 | Approve Issue of Securities (General Research Options) | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Perfect World Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PWRD | CUSIP9 71372U104 | 08/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | 2010 Share Incentive Plan | Mgmt | For | Against | Against |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Ratification of Board Acts | Mgmt | For | For | For |
PICC Property & Casualty Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2328 | CINS Y6975Z103 | 01/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect WU Yan | Mgmt | For | For | For |
4 | Elect WANG Yincheng | Mgmt | For | For | For |
5 | Elect GUO Shengchen | Mgmt | For | For | For |
6 | Elect WANG He | Mgmt | For | For | For |
7 | Elect ZHOU Shurui | Mgmt | For | Against | Against |
8 | Elect YU Xiaoping | Mgmt | For | Against | Against |
9 | Elect LI Tao | Mgmt | For | For | For |
10 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For |
11 | Elect Stephen IP Shu Kwan | Mgmt | For | Against | Against |
12 | Elect LIAO Li | Mgmt | For | For | For |
13 | Elect ZHOU Liqun as Supervisor | Mgmt | For | For | For |
14 | Elect SHENG Hetai as Supervisor | Mgmt | For | Against | Against |
15 | Elect LU Zhengfei as Supervisor | Mgmt | For | For | For |
PT Bank Mandiri (Persero) Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
BMRI | CINS Y7123S108 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Appointment of Auditor and Annual Report | Mgmt | For | For | For |
4 | Directors and Commissioners' Fees | Mgmt | For | Abstain | Against |
5 | Acquisition | Mgmt | For | Abstain | Against |
6 | Authority to Increase Retirement Benefits | Mgmt | For | Abstain | Against |
7 | Election of Directors (Slate) | Mgmt | For | Abstain | Against |
8 | Report on Utilization of Proceeds | Mgmt | For | Abstain | Against |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
PT Bank Mandiri (Persero) Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
BMRI | CINS Y7123S108 | 07/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Election of Directors (Slate) | Mgmt | For | Abstain | Against |
PT Bank Negara Indonesia (Persero) Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
BBNI | CINS Y74568166 | 11/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Rights Issue | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | Abstain | Against |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors' Report | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Approval of Borrowing | Mgmt | For | Abstain | Against |
2 | Amendments to Articles | Mgmt | For | Abstain | Against |
PT Holcim Indonesia Terbuka (fka PT Semen Cibinong Terbuka)
Ticker | Security ID: | Meeting Date | Meeting Status |
SMCB | cins Y7125T104 | 04/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors' Report, Financial Statements, Ratification of Board Acts | Mgmt | For | Abstain | Against |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Shandong Weigao Group Medical Polymer Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
8199 | CINS Y76810103 | 10/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Bonus Share Issuance | Mgmt | For | For | For |
4 | Issuance of Shares pursuant to Bonus Issuance | Mgmt | For | For | For |
5 | Increase in Registered Capital | Mgmt | For | For | For |
6 | Ratification of Board Acts | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
Shandong Weigao Group Medical Polymer Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
8199 | CINS Y76810103 | 10/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Bonus Share Issuance | Mgmt | For | For | For |
4 | Issuance of Shares pursuant to Bonus Issuance | Mgmt | For | For | For |
5 | Increase in Registered Capital | Mgmt | For | For | For |
6 | Ratification of Board Acts | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
Shangri-La Asia Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
69 | CINS G8063F106 | 02/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect Gregory Dogan | Mgmt | For | For | For |
4 | Acquisition and Joint Venture | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Shangri-La Asia Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
69 | CINS G8063F106 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Elect Madhu Rama Chandra Rao | Mgmt | For | For | For |
5 | Elect Edward KUOK Khoon Loong | Mgmt | For | For | For |
6 | Elect Alexander Hamilton | Mgmt | For | For | For |
7 | Elect Michael CHIU Wing-Nin | Mgmt | For | For | For |
8 | Elect Arthur LI Kwok Cheung | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
SIA Engineering Company
Ticker | Security ID: | Meeting Date | Meeting Status |
S59 | CINS Y78599100 | 07/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Singapore | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect CHEW Choon Seng | Mgmt | For | For | For |
4 | Elect KOH Kheng Siong | Mgmt | For | For | For |
5 | Elect Andrew LIM Ming-Hui | Mgmt | For | For | For |
6 | Elect Ron FOO Siang Guan | Mgmt | For | For | For |
7 | Elect William TAN Seng Koon | Mgmt | For | For | For |
8 | Directors' Fees for FY 2009 | Mgmt | For | For | For |
9 | Directors' Fees for FY 2010 | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
15 | Authority to Grant Awards and Issue Shares under SIAEC Employee Incentive Plans | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Siam Cement Public Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
SCC | CINS Y7866P147 | 03/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Thailand | | |
| | | | | |
1 | Approve Minutes | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Sumet Tantivejkul | Mgmt | For | For | For |
6 | Elect Yos Euarchukiati | Mgmt | For | Against | Against |
7 | Elect Pricha Attavipach | Mgmt | For | For | For |
8 | Elect Kan Trakulhoon | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Directors' and Committee's Fees | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Directors' and Committee's Fees | Mgmt | For | For | For |
14 | Transaction of Other Business | Mgmt | For | Against | Against |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Sihuan Pharmaceutical Holdings Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
BL5 | CINS G8162K113 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect CHE Fengsheng | Mgmt | For | For | For |
5 | Elect GUO Weicheng | Mgmt | For | For | For |
6 | Elect MENG Xianhui | Mgmt | For | For | For |
7 | Elect ZHANG Jionglong | Mgmt | For | For | For |
8 | Elect Patrick SUN | Mgmt | For | For | For |
9 | Elect BAI Huiliang | Mgmt | For | For | For |
10 | Elect XU Kangsen | Mgmt | For | For | For |
11 | Directors' Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | CINS 82835P103 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Rui Feng | Mgmt | For | For | For |
6 | Elect Myles Gao | Mgmt | For | For | For |
7 | Elect S. Paul Simpson | Mgmt | For | Against | Against |
8 | Elect Earl Drake | Mgmt | For | For | For |
9 | Elect Yikang Liu | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Ratification of Board Acts | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Sinopec Corporation (China Petroleum & Chemical)
Ticker | Security ID: | Meeting Date | Meeting Status |
386 | CUSIP9 16941R108 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Directors' Report | Mgmt | For | For | For |
2 | Supervisors' Report | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Surplus Common Reserve Funds | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Authority to Declare Interim Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Issuance of Debt Financing Instruments | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Elect FU Chengyu | Mgmt | For | For | For |
SJM Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
880 | CINS Y8076V106 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect SO Shu Fai | Mgmt | For | Against | Against |
6 | Elect Rui Jose da Cunha | Mgmt | For | For | For |
7 | Elect Angela LEONG On Kei | Mgmt | For | Against | Against |
8 | Elect CHENG Yu Tung | Mgmt | For | Against | Against |
9 | Elect Timothy FOK Tsun Ting | Mgmt | For | For | For |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
Spreadtrum Communications, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SPRD | CUSIP9 849415203 | 06/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Hao Chen | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
Sun Hung Kai Properties Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
16 | CINS Y82594121 | 12/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against |
6 | Elect LEE Shau Kee | Mgmt | For | Against | Against |
7 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against |
8 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against |
9 | Elect CHAN Kai Ming | Mgmt | For | For | For |
10 | Elect Thomas CHAN Kui Yuen | Mgmt | For | For | For |
11 | Elect KWONG Chun | Mgmt | For | Against | Against |
12 | Directors' Fees | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
16 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing
Ticker | Security ID: | Meeting Date | Meeting Status |
2330 | CUSIP9 874039100 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For |
4 | Approve Spin-off | Mgmt | For | For | For |
5.1 | Elect Gregory C. Chow | Mgmt | For | For | For |
5.2 | Elect Kok-Choo Chen | Mgmt | For | For | For |
Tencent Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
700 | CINS G87572148 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For |
6 | Elect Antonie Roux | Mgmt | For | Against | Against |
7 | Directors' Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
12 | Employee Incentive Schemes | Mgmt | For | Abstain | Against |
The United Laboratories International Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3933 | CINS G8813K108 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect CHOY Kam Lok | Mgmt | For | For | For |
6 | Elect PENG Wei | Mgmt | For | For | For |
7 | Elect ZOU Xian Hong | Mgmt | For | For | For |
8 | Elect ZHU Su Yan | Mgmt | For | For | For |
9 | Elect FANG Yu Ping | Mgmt | For | For | For |
10 | Elect CHOY Siu Chit | Mgmt | For | Against | Against |
11 | Directors' Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Tiangong International Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
826 | CINS G88831105 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHU Xiaokun | Mgmt | For | Against | Against |
6 | Elect ZHU Zhihe | Mgmt | For | For | For |
7 | Elect Dannis LEE Cheuk Yin | Mgmt | For | For | For |
8 | Elect WU Suojun | Mgmt | For | For | For |
9 | Directors' Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Split | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
TPK Holding Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
3673 | CINS G89843109 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Increase in Authorized Capital | Mgmt | For | For | For |
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For |
10 | Amendments to Articles | Mgmt | For | For | For |
11 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For |
12 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For |
13 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For | For |
14 | Amendments to Procedural Rules for Trading Derivatives | Mgmt | For | For | For |
15 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against |
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
17 | Extraordinary Motions | Mgmt | For | Against | Against |
Tsingtao Brewery Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
00168 | CINS Y8997D102 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Approve the Company to Merge with Two Wholly-Owned Subsidiaries | Mgmt | For | Abstain | Against |
5 | Directors' Report | Mgmt | For | For | For |
6 | Supervisors' Report | Mgmt | For | For | For |
7 | Financial Statements | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
10 | Appointment of Internal Control Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
11 | Elect JIN Zhi Guo | Mgmt | For | For | For |
12 | Elect WANG Fan | Mgmt | For | For | For |
13 | Elect SUN Ming Bo | Mgmt | For | For | For |
14 | Elect JIANG Hong | Mgmt | For | For | For |
15 | Elect SUN Yu Guo | Mgmt | For | For | For |
16 | Elect YAMAZAKI Fumio | Mgmt | For | For | For |
17 | Elect CHEN Zhi Yuan | Mgmt | For | For | For |
18 | Elect WANG Xue Zheng | Mgmt | For | For | For |
19 | Elect ZHAO Chang Wen | Mgmt | For | For | For |
20 | Elect WU Xiao Bo | Mgmt | For | For | For |
21 | Elect MA Hai Tao | Mgmt | For | For | For |
22 | Elect DU Chang Gong | Mgmt | For | For | For |
23 | Elect YANG Wei Cheng | Mgmt | For | For | For |
24 | Elect LI Yan | Mgmt | For | For | For |
25 | Elect MOTOYAMA Kazuo | Mgmt | For | For | For |
26 | Directors' and Supervisors' Fees | Mgmt | For | For | For |
27 | Liability Insurance | Mgmt | For | Abstain | Against |
28 | Use of Proceeds | Mgmt | For | For | For |
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Director Election | Mgmt | For | For | For |
VanceInfo Technologies, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VIT | CUSIP9 921564100 | 11/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | For | For | For |
2 | Elect Samuelson Young | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Ratification of Financial Statements | Mgmt | For | For | For |
6 | Ratification of Board Acts | Mgmt | For | For | For |
Woulfe Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
WOF | CINS 98212A105 | 01/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Brian Wesson | Mgmt | For | Against | Against |
4 | Elect Amelia Wesson | Mgmt | For | For | For |
5 | Elect John Icke | Mgmt | For | Against | Against |
6 | Elect Hubert Marleau | Mgmt | For | Against | Against |
7 | Elect David Constable | Mgmt | For | For | For |
8 | Elect Yun Birm Choi | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Investment Agreements | Mgmt | For | Abstain | Against |
Wynn Macau Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1128 | CINS G98149100 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Linda Chen | Mgmt | For | For | For |
5 | Elect Allan Zeman | Mgmt | For | For | For |
6 | Elect Bruce Rockowitz | Mgmt | For | For | For |
7 | Directors' Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Xinyi Glass Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
868 | CINS G9828G108 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LEE Yin Yee | Mgmt | For | Against | Against |
6 | Elect TUNG Ching Bor | Mgmt | For | For | For |
7 | Elect TUNG Ching Sai | Mgmt | For | Against | Against |
8 | Elect LEE Shing Kan | Mgmt | For | Against | Against |
9 | Elect LI Ching Wai | Mgmt | For | Against | Against |
10 | Directors' Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Yageo Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
2327 | CINS Y9723R118 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Amendments to Procedural Rules: Capital Loans and Endorsements/ Guarantees | Mgmt | For | For | For |
6 | Amendments to Procedural Rules: Asset Acquisition and Disposal | Mgmt | For | For | For |
7 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For |
8 | Private Placement | Mgmt | For | Against | Against |
9 | Election of One Director | Mgmt | For | Abstain | Against |
10 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against |
Yanzhou Coal Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1171 | CINS Y97417102 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors' Report | Mgmt | For | For | For |
5 | Supervisors' Report | Mgmt | For | For | For |
6 | Financial Statements | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Elect LI Weimin | Mgmt | For | For | For |
9 | Elect WANG Xin | Mgmt | For | For | For |
10 | Elect ZHANG Yingmin | Mgmt | For | For | For |
11 | Elect SHI Xuerang | Mgmt | For | For | For |
12 | Elect WU Yuxiang | Mgmt | For | For | For |
13 | Elect ZHANG Baocai | Mgmt | For | For | For |
14 | Elect WANG Xianzheng | Mgmt | For | For | For |
15 | Elect CHENG Faguang | Mgmt | For | For | For |
16 | Elect WANG Xiaojun | Mgmt | For | For | For |
17 | Elect XUE Youzhi | Mgmt | For | For | For |
18 | Elect SONG Guo | Mgmt | For | Against | Against |
19 | Elect ZHOU Shoucheng | Mgmt | For | For | For |
20 | Elect ZHANG Shengdong | Mgmt | For | Against | Against |
21 | Elect ZHEN Ailan | Mgmt | For | For | For |
22 | Fees of Directors and Supervisors | Mgmt | For | For | For |
23 | Liability Insurance | Mgmt | For | Abstain | Against |
24 | Bidding for Mining Rights | Mgmt | For | For | For |
25 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
26 | Financing Activities | Mgmt | For | For | For |
27 | Amendments to Rules and Articles | Mgmt | For | For | For |
28 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
29 | Authority to Repurchase H Shares | Mgmt | For | For | For |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Yanzhou Coal Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1171 | CINS Y97417102 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Authority to Repurchase H Shares | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors' Report | Mgmt | For | For | For |
5 | Supervisors' Report | Mgmt | For | For | For |
6 | Financial Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Bonus Issue | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Amendments to Articles | Mgmt | For | For | For |
13 | Issuance of Short Term Bonds | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Bonus Issue | Mgmt | For | For | For |
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
5 | Authority to Repurchase Shares | Mgmt | For | For | For |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors' Report | Mgmt | For | For | For |
4 | Supervisors' Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect DING Rongjun | Mgmt | For | Against | Against |
9 | Elect DENG Huijin | Mgmt | For | For | For |
10 | Elect LI Donglin | Mgmt | For | Against | Against |
11 | Elect YAN Wu | Mgmt | For | For | For |
12 | Elect MA Yunkun | Mgmt | For | For | For |
13 | Elect GAO Yucai | Mgmt | For | For | For |
14 | Elect Clement CHAN Kam Wing | Mgmt | For | For | For |
15 | Elect PAO Ping Wing | Mgmt | For | For | For |
16 | Elect LIU Chunru | Mgmt | For | For | For |
17 | Elect HE Wencheng as a Shareholders' Representative Supervisor | Mgmt | For | Against | Against |
18 | Elect GENG Jianxin as an Independent Supervisor | Mgmt | For | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | CSRG Second Supplemental Mutual Supply Agreement and Annual Caps | Mgmt | For | For | For |
ZTE Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
763 | CINS Y0004F105 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Financial Statements | Mgmt | For | For | For |
4 | Directors' Report | Mgmt | For | For | For |
5 | Supervisors' Report | Mgmt | For | For | For |
6 | President's Report | Mgmt | For | For | For |
7 | Final Financial Accounts | Mgmt | For | For | For |
8 | Application to Bank of China | Mgmt | For | For | For |
9 | Application to China Development Bank | Mgmt | For | For | For |
10 | Appointment of PRC Auditors | Mgmt | For | For | For |
11 | Appointment of Hong Kong Auditors | Mgmt | For | For | For |
12 | Application for Investment Limits up to USD 800 million | Mgmt | For | For | For |
13 | Application for Investment Limits up to EUR 150 million | Mgmt | For | For | For |
14 | Application for Investment Limits up to USD 1,000 million | Mgmt | For | For | For |
15 | Investment Agreement | Mgmt | For | For | For |
16 | Profit Distribution and Capitalisation | Mgmt | For | For | For |
17 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | Against | Against |
18 | Third-party Guarantees | Mgmt | For | For | For |
19 | Types of Derivative Investment | Mgmt | For | For | For |
20 | Provision of Guarantee | Mgmt | For | For | For |
21 | Interest Rate Swap Transactions | Mgmt | For | For | For |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Eastern European Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Arcelik AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ARCLK | CINS M1490L104 | 03/23/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Information on Profit Distribution Policy | Mgmt | For | TNA | N/A |
7 | Report on Disclosure Policy | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
11 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Report on Charitable Donations | Mgmt | For | TNA | N/A |
13 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Related Party Transactions | Mgmt | For | TNA | N/A |
16 | Minutes | Mgmt | For | TNA | N/A |
17 | Closing; Wishes | Mgmt | For | TNA | N/A |
BNK Petroleum Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BKX | CINS 05570P103 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Ford Nicholson | Mgmt | For | For | For |
4 | Elect Robert Cross | Mgmt | For | Against | Against |
5 | Elect Victor Redekop | Mgmt | For | For | For |
6 | Elect Eric Brown | Mgmt | For | For | For |
7 | Elect Wesley Clark | Mgmt | For | Against | Against |
8 | Elect Wolf Regener | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker | Security ID: | Meeting Date | Meeting Status |
BAACEZ | CINS X2337V121 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Czech Republic | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
10 | Charitable Donations | Mgmt | For | For | For |
11 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
12 | Election of Board Committee Members | Mgmt | For | Abstain | Against |
13 | Approval of Ivo Foltyn’s Contract | Mgmt | For | For | For |
14 | Approval of Lukas Hampl’s Contract | Mgmt | For | For | For |
15 | Approval of Jiri Kadrnka’s Contract | Mgmt | For | For | For |
16 | Approval of Jan Kohout’s Contract | Mgmt | For | For | For |
17 | Approval of Lubomir Lizal’s Contract | Mgmt | For | For | For |
18 | Approval of Lubomir Klosik’s Contract | Mgmt | For | For | For |
19 | Approval of the Specimen Contract | Mgmt | For | For | For |
20 | Audit Committee Contracts | Mgmt | For | For | For |
21 | Closing | Mgmt | For | For | For |
Ciech SA
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X14305100 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Presentation of Management Board Report | Mgmt | For | For | For |
7 | Presentation of Management Board Report (Group) | Mgmt | For | For | For |
8 | Discussion of Coverage of Loss | Mgmt | For | For | For |
9 | Presentation of Accounts and Reports | Mgmt | For | For | For |
10 | Management Board Report | Mgmt | For | For | For |
11 | Financial Statements | Mgmt | For | For | For |
12 | Management Board Report (Group) | Mgmt | For | For | For |
13 | Financial Statements (Group) | Mgmt | For | For | For |
14 | Coverage of Loss | Mgmt | For | For | For |
15 | Accounts and Reports | Mgmt | For | For | For |
16 | Ratification of Management Board Acts | Mgmt | For | For | For |
17 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
18 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
19 | Establishment of Securities | Mgmt | For | For | For |
20 | Acquisition | Mgmt | For | For | For |
21 | Closing | Mgmt | For | For | For |
CTC Media, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CTCM | CUSIP9 12642X106 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Tamjid Basunia | Mgmt | For | For | For |
1.2 | Elect Irina Gofman | Mgmt | For | For | For |
1.3 | Elect Oleg Sysuev | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Cyfrowy Polsat SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CPS | CINS X1809Y100 | 12/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Voting Commission | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Conditional Increase of Capital in the form of issuance of Series H Shares | Mgmt | For | Abstain | Against |
8 | Exclusion of Preemptive Rights for New Series H Shares | Mgmt | For | Abstain | Against |
9 | Issuance of Series H Subscription Warrants | Mgmt | For | Abstain | Against |
10 | Exclusion of the Preemptive Rights of Existing Shareholders | Mgmt | For | Abstain | Against |
11 | Authority to Admit Shares to Trading | Mgmt | For | Abstain | Against |
12 | Disposal | Mgmt | For | Abstain | Against |
13 | Closing | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Egis Gyogyszergyar Rt
Ticker | Security ID: | Meeting Date | Meeting Status |
EGIS | CINS X1897P128 | 01/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Report of the Board of the Directors (IFRS) | Mgmt | For | For | For |
5 | Report of the Supervisory Board (IFRS) | Mgmt | For | For | For |
6 | Report of the Auditor (IFRS) | Mgmt | For | For | For |
7 | Report of the Audit Committee (IFRS) | Mgmt | For | For | For |
8 | Report of the Board of Directors (HAL) | Mgmt | For | For | For |
9 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
10 | Report of the Supervisory Board (HAL) | Mgmt | For | For | For |
11 | Report of the Auditor (HAL) | Mgmt | For | For | For |
12 | Report of the Audit Committee (HAL) | Mgmt | For | For | For |
13 | Report of the Board of the Directors (Consolidated IFRS) | Mgmt | For | For | For |
14 | Report of the Supervisory Board (Consolidated IFRS) | Mgmt | For | For | For |
15 | Report of the Auditor (Consolidated IFRS) | Mgmt | For | For | For |
16 | Report of the Audit Committee (Consolidated IFRS) | Mgmt | For | For | For |
17 | Corporate Governance Report | Mgmt | For | For | For |
18 | Elect Csaba Poroszlai | Mgmt | For | For | For |
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
20 | Corporate Bodies’ Fees | Mgmt | For | For | For |
21 | Amendments to Articles | Mgmt | For | For | For |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Emlak Konut Gayrimenkul Yatirim Ort
Ticker | Security ID: | Meeting Date | Meeting Status |
EKGYO | CINS M4030U105 | 03/08/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Appointment of Auditor | Mgmt | For | TNA | N/A |
8 | Election of Directors and Statutory Auditors | Mgmt | For | TNA | N/A |
9 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
10 | Wishes | Mgmt | For | TNA | N/A |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Eurasia Drilling Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EDCL | CINS 29843U202 | 09/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Amendments to Articles Regarding Dividends | Mgmt | For | Against | Against |
2 | Elect Rene Huck | Mgmt | For | For | For |
3 | Elect Richard Matzke | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Eurocash SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EUR | CINS X2382S106 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Voting List | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Accounts and Reports | Mgmt | For | For | For |
8 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
9 | Report of the Supervisory Board | Mgmt | For | For | For |
10 | Accounts and Reports | Mgmt | For | For | For |
11 | Accounts and Reports (Group) | Mgmt | For | For | For |
12 | Allocation of Profits/Dividends | Mgmt | For | For | For |
13 | Ratification of Management Board Acts | Mgmt | For | For | For |
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
15 | Employee Bonus Incentive Program | Mgmt | For | For | For |
16 | Transfer of Reserves | Mgmt | For | For | For |
17 | Closing | Mgmt | For | For | For |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Eurocash SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EUR | CINS X2382S106 | 08/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Voting List | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Discussion on the Exclusion of Preemptive Rights | Mgmt | For | For | For |
8 | Employee Bonus Incentive Program 2009 | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
10 | Adoption of Uniform Text of Statutes | Mgmt | For | For | For |
11 | Merger with Eurocash Dystrybucja | Mgmt | For | For | For |
12 | Closing | Mgmt | For | For | For |
Eurocash SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EUR | CINS X2382S106 | 10/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Voting List | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
8 | Amendments to Articles | Mgmt | For | Against | Against |
9 | Increase in Authorized Capital and Issuance of Warrants | Mgmt | For | Abstain | Against |
10 | Closing | Mgmt | For | For | For |
European Goldfields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EGU | CINS 298774100 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Election of Directors | ShrHoldr | N/A | For | N/A |
Evraz Group SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EVR | CINS 30050A202 | 05/16/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Luxembourg | | |
| | | | | |
1 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A |
2 | Accounts and Reports | Mgmt | For | TNA | N/A |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
4 | Presentation of Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
5 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Elect Alexander Abramov | Mgmt | For | TNA | N/A |
8 | Elect Otari Arshba | Mgmt | For | TNA | N/A |
9 | Elect Duncan Baxter | Mgmt | For | TNA | N/A |
10 | Elect Alexander Frolov | Mgmt | For | TNA | N/A |
11 | Elect James Karl Gruber | Mgmt | For | TNA | N/A |
12 | Elect Olga Pokrovskaya | Mgmt | For | TNA | N/A |
13 | Elect Terry Robinson | Mgmt | For | TNA | N/A |
14 | Elect Eugene Shvidler | Mgmt | For | TNA | N/A |
15 | Elect Eugene Tenenbaum | Mgmt | For | TNA | N/A |
16 | Ratification of Gordon Toll’s Acts | Mgmt | For | TNA | N/A |
17 | Appointment of Statutory Auditor | Mgmt | For | TNA | N/A |
18 | Appointment of Independent Auditor | Mgmt | For | TNA | N/A |
19 | Directors’ Fees | Mgmt | For | TNA | N/A |
20 | CEO Compensation | Mgmt | For | TNA | N/A |
21 | Authority to Sign Management Service Agreements with Independent Directors | Mgmt | For | TNA | N/A |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 368287207 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits | Mgmt | For | For | For |
5 | Payment of Dividends | Mgmt | For | For | For |
6 | Appointment of Auditor | Mgmt | For | For | For |
7 | Amendments to Charter | Mgmt | For | For | For |
8 | Directors’ Fees | Mgmt | For | Against | Against |
9 | Audit Commission Members’ Fees | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | For | For |
14 | Related Party Transactions | Mgmt | For | For | For |
15 | Related Party Transactions | Mgmt | For | For | For |
16 | Related Party Transactions | Mgmt | For | For | For |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
36 | Related Party Transactions | Mgmt | For | For | For |
37 | Related Party Transactions | Mgmt | For | For | For |
38 | Related Party Transactions | Mgmt | For | For | For |
39 | Related Party Transactions | Mgmt | For | For | For |
40 | Related Party Transactions | Mgmt | For | For | For |
41 | Related Party Transactions | Mgmt | For | For | For |
42 | Related Party Transactions | Mgmt | For | For | For |
43 | Related Party Transactions | Mgmt | For | For | For |
44 | Related Party Transactions | Mgmt | For | For | For |
45 | Related Party Transactions | Mgmt | For | For | For |
46 | Related Party Transactions | Mgmt | For | For | For |
47 | Related Party Transactions | Mgmt | For | For | For |
48 | Related Party Transactions | Mgmt | For | For | For |
49 | Related Party Transactions | Mgmt | For | For | For |
50 | Related Party Transactions | Mgmt | For | For | For |
51 | Related Party Transactions | Mgmt | For | For | For |
52 | Related Party Transactions | Mgmt | For | For | For |
53 | Related Party Transactions | Mgmt | For | For | For |
54 | Related Party Transactions | Mgmt | For | For | For |
55 | Related Party Transactions | Mgmt | For | For | For |
56 | Related Party Transactions | Mgmt | For | For | For |
57 | Related Party Transactions | Mgmt | For | For | For |
58 | Related Party Transactions | Mgmt | For | For | For |
59 | Related Party Transactions | Mgmt | For | For | For |
60 | Related Party Transactions | Mgmt | For | For | For |
61 | Related Party Transactions | Mgmt | For | For | For |
62 | Related Party Transactions | Mgmt | For | For | For |
63 | Related Party Transactions | Mgmt | For | For | For |
64 | Related Party Transactions | Mgmt | For | For | For |
65 | Related Party Transactions | Mgmt | For | For | For |
66 | Related Party Transactions | Mgmt | For | For | For |
67 | Related Party Transactions | Mgmt | For | For | For |
68 | Related Party Transactions | Mgmt | For | For | For |
69 | Related Party Transactions | Mgmt | For | For | For |
70 | Related Party Transactions | Mgmt | For | For | For |
71 | Related Party Transactions | Mgmt | For | For | For |
72 | Related Party Transactions | Mgmt | For | For | For |
73 | Related Party Transactions | Mgmt | For | For | For |
74 | Related Party Transactions | Mgmt | For | For | For |
75 | Related Party Transactions | Mgmt | For | For | For |
76 | Related Party Transactions | Mgmt | For | For | For |
77 | Related Party Transactions | Mgmt | For | For | For |
78 | Related Party Transactions | Mgmt | For | For | For |
79 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 368287207 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
4 | Related Party Transactions | Mgmt | For | For | For |
5 | Related Party Transactions | Mgmt | For | For | For |
6 | Related Party Transactions | Mgmt | For | For | For |
7 | Related Party Transactions | Mgmt | For | For | For |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Related Party Transactions | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Related Party Transactions | Mgmt | For | For | For |
12 | Related Party Transactions | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | For | For |
14 | Related Party Transactions | Mgmt | For | For | For |
15 | Related Party Transactions | Mgmt | For | For | For |
16 | Related Party Transactions | Mgmt | For | For | For |
17 | Related Party Transactions | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
27 | Related Party Transactions | Mgmt | For | For | For |
28 | Related Party Transactions | Mgmt | For | For | For |
29 | Related Party Transactions | Mgmt | For | For | For |
30 | Related Party Transactions | Mgmt | For | For | For |
31 | Related Party Transactions | Mgmt | For | For | For |
32 | Related Party Transactions | Mgmt | For | For | For |
33 | Related Party Transactions | Mgmt | For | For | For |
34 | Related Party Transactions | Mgmt | For | For | For |
35 | Related Party Transactions | Mgmt | For | For | For |
36 | Related Party Transactions | Mgmt | For | For | For |
37 | Related Party Transactions | Mgmt | For | For | For |
38 | Related Party Transactions | Mgmt | For | For | For |
39 | Related Party Transactions | Mgmt | For | For | For |
40 | Related Party Transactions | Mgmt | For | For | For |
41 | Related Party Transactions | Mgmt | For | For | For |
42 | Related Party Transactions | Mgmt | For | For | For |
43 | Related Party Transactions | Mgmt | For | For | For |
44 | Related Party Transactions | Mgmt | For | For | For |
45 | Related Party Transactions | Mgmt | For | For | For |
46 | Related Party Transactions | Mgmt | For | For | For |
47 | Related Party Transactions | Mgmt | For | For | For |
48 | Related Party Transactions | Mgmt | For | For | For |
49 | Related Party Transactions | Mgmt | For | For | For |
50 | Related Party Transactions | Mgmt | For | For | For |
51 | Related Party Transactions | Mgmt | For | For | For |
52 | Related Party Transactions | Mgmt | For | For | For |
53 | Related Party Transactions | Mgmt | For | For | For |
54 | Related Party Transactions | Mgmt | For | For | For |
55 | Related Party Transactions | Mgmt | For | For | For |
56 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
57 | Elect Andrey Akimov | Mgmt | For | Abstain | Against |
58 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against |
59 | Elect Farit Gazizullin | Mgmt | For | Abstain | Against |
60 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against |
61 | Elect Elena Karpel | Mgmt | For | Abstain | Against |
62 | Elect Alexey Miller | Mgmt | For | Abstain | Against |
63 | Elect Valery Musin | Mgmt | For | For | For |
64 | Elect Elvira Nabiullina | Mgmt | For | Abstain | Against |
65 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against |
66 | Elect Sergey Shmatko | Mgmt | For | Abstain | Against |
67 | Elect Igor Yusufov | Mgmt | For | Abstain | Against |
68 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
69 | Elect Dmitry Arkhipov | Mgmt | For | N/A | N/A |
70 | Elect Andrey Belobrov | Mgmt | For | For | For |
71 | Elect Vadim Bikulov | Mgmt | For | For | For |
72 | Elect Aleksey Mironov | Mgmt | For | For | For |
73 | Elect Lidiya Morozova | Mgmt | For | For | For |
74 | Elect Anna Nesterova | Mgmt | For | For | For |
75 | Elect Yury Nosov | Mgmt | For | N/A | N/A |
76 | Elect Karen Oganyan | Mgmt | For | For | For |
77 | Elect Konstantin Pesotsky | Mgmt | For | For | For |
78 | Elect Maria Tikhonova | Mgmt | For | For | For |
79 | Elect Aleksandr Yugov | Mgmt | For | For | For |
80 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Gazprom OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 368287207 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Early Termination of Directors | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Andrey Akimov | Mgmt | For | Abstain | Against |
4 | Elect Alexander Ananenkov | Mgmt | For | Abstain | Against |
5 | Elect Farit Gazizullin | Mgmt | For | Abstain | Against |
6 | Elect Elena Karpel | Mgmt | For | Abstain | Against |
7 | Elect Timur Kulibayev | Mgmt | For | Abstain | Against |
8 | Elect Viktor Martynov | Mgmt | For | Abstain | Against |
9 | Elect Vladimir Mau | Mgmt | For | Abstain | Against |
10 | Elect Alexey Miller | Mgmt | For | Abstain | Against |
11 | Elect Valery Musin | Mgmt | For | For | For |
12 | Elect Mikhail Sereda | Mgmt | For | Abstain | Against |
13 | Elect Igor Yusufov | Mgmt | For | Abstain | Against |
14 | Elect Viktor Zubkov | Mgmt | For | Abstain | Against |
Grupa KETY SA
Ticker | Security ID: | Meeting Date | Meeting Status |
KTY | CINS X32408100 | 06/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening of Meeting | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Accounts and Reports (Consolidated) | Mgmt | For | For | For |
9 | Allocation of Profits/Dividends | Mgmt | For | For | For |
10 | Ratification of Management Board Acts | Mgmt | For | For | For |
11 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
13 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
14 | Amendments to Articles of Association | Mgmt | For | For | For |
15 | Amendments to Regulations on General Meeting | Mgmt | For | For | For |
16 | Transaction of Other Business | Mgmt | For | Against | Against |
17 | Closing | Mgmt | For | For | For |
Gruppa LSR OAO (LSR Group OJSC)
Ticker | Security ID: | Meeting Date | Meeting Status |
LSRG | CINS 50218G107 | 04/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Board Size | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Kirill Androsov | Mgmt | For | For | For |
8 | Elect Ilgiz Valitov | Mgmt | For | For | For |
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against |
10 | Elect Vladislav Inozemtsev | Mgmt | For | For | For |
11 | Elect Igor Levit | Mgmt | For | Abstain | Against |
12 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against |
13 | Elect Sergey Skaterschikov | Mgmt | For | For | For |
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against |
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against |
16 | Elect Dmitry Kutuzov | Mgmt | For | Abstain | Against |
17 | Elect Yury Terentiev | Mgmt | For | Abstain | Against |
18 | Elect Natalia Klevtsova | Mgmt | For | Abstain | Against |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For |
21 | Amendments to Charter | Mgmt | For | For | For |
22 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
JSC VTB Bank
Ticker | Security ID: | Meeting Date | Meeting Status |
VTBR | CINS 46630Q202 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Dividends | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Elect David Bonderman | Mgmt | For | Against | Against |
9 | Elect Matthias Warnig | Mgmt | For | Against | Against |
10 | Elect Grigory Glazkov | Mgmt | For | For | For |
11 | Elect Sergey Dubinin | Mgmt | For | Against | Against |
12 | Elect Andrey Kostin | Mgmt | For | Against | Against |
13 | Elect Nikolai Kropachev | Mgmt | For | Against | Against |
14 | Elect Ivan Oskolkov | Mgmt | For | Against | Against |
15 | Elect Alexey Savatyugin | Mgmt | For | Against | Against |
16 | Elect Pavel Teplukhin | Mgmt | For | For | For |
17 | Elect Alexey Ulyukaev | Mgmt | For | Against | Against |
18 | Elect Mukhadin Eskindarov | Mgmt | For | Against | Against |
19 | Audit Commission Size | Mgmt | For | For | For |
20 | Election of Audit Commission | Mgmt | For | For | For |
21 | Appointment of Auditor | Mgmt | For | For | For |
22 | Amendments to Charter | Mgmt | For | For | For |
23 | Amendments to Regulations on Board | Mgmt | For | For | For |
24 | Approval of Industrial Association Membership | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
Kernel Holding S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
KER | CINS L5829P109 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Luxembourg | | |
| | | | | |
1 | Increase in Authorized Capital | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
KERNEL HOLDING SA
Ticker | Security ID: | Meeting Date | Meeting Status |
KER | CINS L5829P109 | 11/15/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Luxembourg | | |
| | | | | |
1 | Presentation of Board and Auditor Reports | Mgmt | For | TNA | N/A |
2 | Consolidated Financial Statements | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Allocation of Losses/Dividends | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Election of Directors | Mgmt | For | TNA | N/A |
7 | Directors’ Fees | Mgmt | For | TNA | N/A |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
KGHM Polska Miedz
Ticker | Security ID: | Meeting Date | Meeting Status |
KGH | CINS X45213109 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening of Meeting | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Compliance with Rules of Convocation | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Accounts and Reports | Mgmt | For | For | For |
8 | Profits/Dividends Policy | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
10 | Presentation of Supervisory Board Report (Assessment) | Mgmt | For | For | For |
11 | Management Board Report | Mgmt | For | For | For |
12 | Accounts and Reports | Mgmt | For | For | For |
13 | Allocation of Profits/Dividends | Mgmt | For | For | For |
14 | Ratification of Management Board Acts | Mgmt | For | For | For |
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
16 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
17 | Presentation of Supervisory Board Report (Group) | Mgmt | For | For | For |
18 | Management Board Report (Group) | Mgmt | For | For | For |
19 | Accounts and Reports (Group) | Mgmt | For | For | For |
20 | Changes to the Supervisory Board | Mgmt | For | Abstain | Against |
21 | Compliance with Election Procedure | Mgmt | For | For | For |
22 | Recall of Supervisory Board | Mgmt | For | Abstain | Against |
23 | Election of Employee Representatives | Mgmt | For | For | For |
24 | Supervisory Board Fees | Mgmt | For | Abstain | Against |
25 | Closing | Mgmt | For | For | For |
Kompaniya M. Video OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MVID | CINS X5596G107 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Pavel Breev | Mgmt | For | Abstain | Against |
6 | Elect Peter Gyoerffy | Mgmt | For | For | For |
7 | Elect Walter Koch | Mgmt | For | For | For |
8 | Elect Utho Creusen | Mgmt | For | Abstain | Against |
9 | Elect Mikhail Kuchment | Mgmt | For | Abstain | Against |
10 | Elect Stuart Leighton | Mgmt | For | For | For |
11 | Elect Christopher Parks | Mgmt | For | Abstain | Against |
12 | Elect Alexander Tynkovan | Mgmt | For | Abstain | Against |
13 | Elect Mikhail Tynkovan | Mgmt | For | Abstain | Against |
14 | Elect David Hamid | Mgmt | For | For | For |
15 | Elect Alexander Prisyazhnuk | Mgmt | For | Abstain | Against |
16 | Elect Alexei Krivoshapko | Mgmt | For | Abstain | Against |
17 | Elect Denis Kulikov | Mgmt | For | For | For |
18 | Elect Denis Spirin | Mgmt | For | Abstain | Against |
19 | Elect Igor Repin | Mgmt | For | Abstain | Against |
20 | Elect Alexander Shevchuk | Mgmt | For | Abstain | Against |
21 | Election of Audit Commission | Mgmt | For | For | For |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Directors’ Fees | Mgmt | For | For | For |
24 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
25 | Approval of Liability Insurance | Mgmt | For | For | For |
Lukoil OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
LKO | CUSIP9 677862104 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Consent | United States | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Elect Vagit Alekperov | Mgmt | N/A | Abstain | N/A |
3 | Elect Igor Belikov | Mgmt | N/A | For | N/A |
4 | Elect Victor Blazheev | Mgmt | N/A | For | N/A |
5 | Elect Valery Grayfer | Mgmt | N/A | Abstain | N/A |
6 | Elect Herman Gref | Mgmt | N/A | Abstain | N/A |
7 | Elect Igor Ivanov | Mgmt | N/A | For | N/A |
8 | Elect Ravil Maganov | Mgmt | N/A | Abstain | N/A |
9 | Elect Richard Matzke | Mgmt | N/A | For | N/A |
10 | Elect Sergei Mikhailov | Mgmt | N/A | For | N/A |
11 | Elect Mark Mobius | Mgmt | N/A | For | N/A |
12 | Elect Guglielmo Moscato | Mgmt | N/A | For | N/A |
13 | Elect Aleksander Shokhin | Mgmt | N/A | For | N/A |
14 | Appointment of Vagit Yusufovich Alekperov as President | Mgmt | For | For | For |
15 | Elect Pavel Kondratiev | Mgmt | For | For | For |
16 | Elect Vladimir Nikitenko | Mgmt | For | For | For |
17 | Elect Mikhail Shendrik | Mgmt | For | For | For |
18 | Directors’ Fees | Mgmt | For | For | For |
19 | Directors’ Fees for Newly Elected Members | Mgmt | For | For | For |
20 | Audit Commission’s Fees | Mgmt | For | For | For |
21 | Audit Commission Fees for Newly Elected Members | Mgmt | For | For | For |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Amendments to Charter | Mgmt | For | For | For |
24 | Amendments to Meeting Regulations | Mgmt | For | For | For |
25 | Directors’ Liability Insurance | Mgmt | For | For | For |
Lukoil OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
LKO | CINS 677862104 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Vagit Alekperov | Mgmt | For | Abstain | Against |
5 | Elect Igor Belikov | Mgmt | For | For | For |
6 | Elect Victor Blazheev | Mgmt | For | For | For |
7 | Elect Valery Grayfer | Mgmt | For | Abstain | Against |
8 | Elect Herman Gref | Mgmt | For | Abstain | Against |
9 | Elect Igor Ivanov | Mgmt | For | For | For |
10 | Elect Ravil Maganov | Mgmt | For | Abstain | Against |
11 | Elect Richard Matzke | Mgmt | For | For | For |
12 | Elect Sergei Mikhailov | Mgmt | For | For | For |
13 | Elect Mark Mobius | Mgmt | For | For | For |
14 | Elect Guglielmo Moscato | Mgmt | For | For | For |
15 | Elect Aleksander Shokhin | Mgmt | For | For | For |
16 | Appointment of Vagit Yusufovich Alekperov as President | Mgmt | For | For | For |
17 | Elect Pavel Kondratiev | Mgmt | For | For | For |
18 | Elect Vladimir Nikitenko | Mgmt | For | For | For |
19 | Elect Mikhail Shendrik | Mgmt | For | For | For |
20 | Directors’ Fees | Mgmt | For | For | For |
21 | Directors’ Fees for Newly Elected Members | Mgmt | For | For | For |
22 | Audit Commission’s Fees | Mgmt | For | For | For |
23 | Audit Commission Fees for Newly Elected Members | Mgmt | For | For | For |
24 | Appointment of Auditor | Mgmt | For | For | For |
25 | Amendments to Charter | Mgmt | For | For | For |
26 | Amendments to Meeting Regulations | Mgmt | For | For | For |
27 | Directors’ Liability Insurance | Mgmt | For | For | For |
Lysander Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
LYM | CINS 552355109 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Bryce Porter | Mgmt | For | Against | Against |
4 | Elect John Conlon | Mgmt | For | For | For |
5 | Elect John Newton | Mgmt | For | Against | Against |
6 | Elect Colin Stocks | Mgmt | For | For | For |
7 | Elect John Byrne | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Change of Company Name | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
11 | Approval of Stock Option Grants | Mgmt | For | Against | Against |
Magnit OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MGNT | CINS 55953Q202 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Appoint Ernst & Young | Mgmt | For | For | For |
2 | Appoint Deloitte & Touche | Mgmt | For | Against | Against |
3 | Related Party Transactions | Mgmt | For | For | For |
Magnit OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MGNT | CINS 55953Q202 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Magnit OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MGNT | CINS 55953Q202 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Interim Dividend | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Andrey Arutyunyan | Mgmt | For | Abstain | Against |
6 | Elect Valeriy Butenko | Mgmt | For | Abstain | Against |
7 | Elect Sergey Galitsky | Mgmt | For | Abstain | Against |
8 | Elect Khachatur Pombykhchan | Mgmt | For | Abstain | Against |
9 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against |
10 | Elect Alexander Zayonts | Mgmt | For | For | For |
11 | Elect Alexei Makhnev | Mgmt | For | Abstain | Against |
12 | Elect Roman Yefimenko | Mgmt | For | For | For |
13 | Elect Angela Udovichenko | Mgmt | For | For | For |
14 | Elect Denis Fedotov | Mgmt | For | For | For |
15 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For |
16 | Appointment of Auditor (IFRS) | Mgmt | For | For | For |
17 | Election of the Counting Commission | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Related Party Transactions | Mgmt | For | For | For |
22 | Related Party Transactions | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Dividends | Mgmt | For | For | For |
5 | Amendments to Charter | Mgmt | For | Abstain | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Victor Rashnikov | Mgmt | For | Abstain | Against |
8 | Elect Vitaliy V. Bakhmetyev | Mgmt | For | Abstain | Against |
9 | Elect Boris A. Dubrovskiy | Mgmt | For | Abstain | Against |
10 | Elect David Logan | Mgmt | For | For | For |
11 | Elect Nikolai V. Lyadov | Mgmt | For | Abstain | Against |
12 | Elect Zumrud Rustamova | Mgmt | For | Abstain | Against |
13 | Elect Bernard Sucher | Mgmt | For | Abstain | Against |
14 | Elect Oleg Fedonin | Mgmt | For | Abstain | Against |
15 | Elect David J. Herman | Mgmt | For | Abstain | Against |
16 | Elect Peter Charow | Mgmt | For | For | For |
17 | Elect Arkadiy V. Chernov | Mgmt | For | Abstain | Against |
18 | Recall of Company’s Executive Body | Mgmt | For | For | For |
19 | Election of General Director | Mgmt | For | For | For |
20 | Elect Vitaly Bakhmetyev | Mgmt | For | For | For |
21 | Elect Igor V. Vier | Mgmt | For | For | For |
22 | Elect Dmitriy L. Lyadov | Mgmt | For | For | For |
23 | Elect Evgeniy V. Kebenko | Mgmt | For | For | For |
24 | Elect Aleksandr V. Maslennikov | Mgmt | For | For | For |
25 | Elect Aleksey A. Zaitsev | Mgmt | For | For | For |
26 | Elect Yaroslav V. Letimin | Mgmt | For | For | For |
27 | Elect Oksana V. Dyuldina | Mgmt | For | For | For |
28 | Elect Ilya M. Postolov | Mgmt | For | For | For |
29 | Elect Galina A. Akimova | Mgmt | For | For | For |
30 | Elect Boris A. Chistov | Mgmt | For | For | For |
31 | Elect Olga M. Nazarova | Mgmt | For | For | For |
32 | Elect Elena A. Artamonova | Mgmt | For | For | For |
33 | Appointment of Auditor | Mgmt | For | For | For |
34 | Directors’ Fees | Mgmt | For | For | For |
35 | Audit Commission’s Fees | Mgmt | For | For | For |
36 | Amendments to Regulations on Board of Directors | Mgmt | For | Abstain | Against |
37 | Amendments to Regulations on Executive Body | Mgmt | For | Abstain | Against |
38 | Amendments to Regulations on Audit Commission | Mgmt | For | Abstain | Against |
39 | Related Party Transactions (OAO MMK-Metiz) | Mgmt | For | For | For |
40 | Related Party Transactions (Sberbank) | Mgmt | For | For | For |
41 | Related Party Transactions (Bank VTB) | Mgmt | For | For | For |
42 | Related Party Transactions (Bank of Khanty-Mansiysk) | Mgmt | For | For | For |
43 | Related Party Transactions (Credit Ural Bank) | Mgmt | For | For | For |
44 | Related Party Transactions (BPS-Bank) | Mgmt | For | For | For |
Mechel OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MTLR | CUSIP9 583840103 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | For | Against | Against |
2 | Financial Statements | Mgmt | For | Against | Against |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4.1 | Elect David Johnson | Mgmt | For | Withhold | Against |
4.2 | Elect Vladimir Gusev | Mgmt | For | Withhold | Against |
4.3 | Elect Alexander Yevtushenko | Mgmt | For | For | For |
4.4 | Elect Igor Zyuzin | Mgmt | For | Withhold | Against |
4.5 | Elect Igor Kozhukhovksy | Mgmt | For | For | For |
4.6 | Elect Serafim Kolpakov | Mgmt | For | For | For |
4.7 | Elect Yevgeny V. Mikhel | Mgmt | For | Withhold | Against |
4.8 | Elect Valentin Proskurnya | Mgmt | For | Withhold | Against |
4.9 | Elect Roger Gale | Mgmt | For | Withhold | Against |
5 | Elect Elena V. Pavlovskaya-Moknatkina | Mgmt | For | For | For |
6 | Elect Natalya Mikhaylova | Mgmt | For | For | For |
7 | Elect Lyudmila Radishevskaya | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Amendments to Charter | Mgmt | For | For | For |
10 | Amendments to Regulations on Management | Mgmt | For | For | For |
11 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For |
12 | Amendments to Regulations on General Director | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | Abstain | Against |
Mechel OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MTLR | CUSIP9 583840103 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Related Party Transactions | Mgmt | N/A | For | N/A |
2 | Related Party Transactions | Mgmt | N/A | For | N/A |
3 | Amendments to Charter | Mgmt | N/A | For | N/A |
Mol Hungarian Oil and Gas
Ticker | Security ID: | Meeting Date | Meeting Status |
MOL | CINS X5462R112 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Report of the Management Board | Mgmt | For | For | For |
6 | Auditor’s Report | Mgmt | For | For | For |
7 | Report of the Supervisory Board | Mgmt | For | For | For |
8 | Consolidated Accounts and Reports; Dividend | Mgmt | For | For | For |
9 | Corporate Governance Code | Mgmt | For | For | For |
10 | Ratification of Management Acts | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Treasury Shares | Mgmt | For | Against | Against |
13 | Amendment to Profit Sharing Incentive System | Mgmt | For | For | For |
14 | Elect Oszkar Vilagi to the Board | Mgmt | For | Against | Against |
15 | Elect Gyorgy Mosonyi to the Supervisory Board | Mgmt | For | Against | Against |
16 | Election of Audit Committee | Mgmt | For | For | For |
17 | Resignation and Election of Employee Representative | Mgmt | For | For | For |
18 | Amendments to Articles | Mgmt | For | For | For |
National Bank of Greece
Ticker | Security ID: | Meeting Date | Meeting Status |
ETE | CUSIP9 633643408 | 11/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Authority to Repurchase Preferred Shares | Mgmt | For | Abstain | Against |
2 | Election of Directors | Mgmt | For | Abstain | Against |
Novatek Oao
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividend | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Andrey Igorevich Akimov | Mgmt | For | Abstain | Against |
5 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against |
6 | Elect Ruben Vardanian | Mgmt | For | For | For |
7 | Elect Mark Gyetvay | Mgmt | For | Abstain | Against |
8 | Elect Vladimir Dmitriev | Mgmt | For | For | For |
9 | Elect Leonid Mikhelson | Mgmt | For | Abstain | Against |
10 | Elect Alexander Natalenko | Mgmt | For | Abstain | Against |
11 | Elect Kirill Seleznev | Mgmt | For | Abstain | Against |
12 | Elect Gennady Timchenko | Mgmt | For | Abstain | Against |
13 | Elect Maria Konovalova | Mgmt | For | For | For |
14 | Elect Igor Ryaskov | Mgmt | For | For | For |
15 | Elect Sergey Fomichev | Mgmt | For | For | For |
16 | Elect Nikolay Shulikin | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Directors’ Fees | Mgmt | For | Abstain | Against |
19 | Audit Commission’s Fees | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Novatek Oao
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Early Termination of Directors | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Andrey Igorevich Akimov | Mgmt | For | Abstain | Against |
4 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against |
5 | Elect Ruben Vardanian | Mgmt | For | For | For |
6 | Elect Ives Louis Darricarrere | Mgmt | For | Abstain | Against |
7 | Elect Mark Gyetvay | Mgmt | For | Abstain | Against |
8 | Elect Leonid Mikhelson | Mgmt | For | Abstain | Against |
9 | Elect Alexander Natalenko | Mgmt | For | Abstain | Against |
10 | Elect Kirill Seleznev | Mgmt | For | Abstain | Against |
11 | Elect Gennady Timchenko | Mgmt | For | Abstain | Against |
12 | Related Party Transactions | Mgmt | For | For | For |
Novatek OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
NVTK | CINS 669888109 | 10/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Oleg Bagrin | Mgmt | For | Against | Against |
6 | Elect Bruno Bolfo | Mgmt | For | Against | Against |
7 | Elect Helmut Wieser | Mgmt | For | For | For |
8 | Elect Nikolay Gagarin | Mgmt | For | Against | Against |
9 | Elect Karl Doering | Mgmt | For | For | For |
10 | Elect Vladimir Lisin | Mgmt | For | Against | Against |
11 | Elect Karen Sarkisov | Mgmt | For | Against | Against |
12 | Elect Vladimir Skorohodov | Mgmt | For | Against | Against |
13 | Elect Franz Struzl | Mgmt | For | For | For |
14 | Elect Alexey Lapshin as Company’s President | Mgmt | For | For | For |
15 | Elect Lyudmila Kladenko | Mgmt | For | Abstain | Against |
16 | Elect Valery Kulikov | Mgmt | For | Abstain | Against |
17 | Elect Sergey Nesmeyanov | Mgmt | For | Abstain | Against |
18 | Elect Larisa Ovsyannikova | Mgmt | For | Abstain | Against |
19 | Elect Galina Shipilova | Mgmt | For | Abstain | Against |
20 | Appointment of Auditor (RAS) | Mgmt | For | For | For |
21 | Appointment of Auditor (US GAAP) | Mgmt | For | For | For |
22 | Amendments to Charter | Mgmt | For | For | For |
23 | Amendments to Dividend Policy | Mgmt | For | For | For |
24 | Directors’ Fees | Mgmt | For | For | For |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
OJSC MMC Norilsk Nickel
Ticker | Security ID: | Meeting Date | Meeting Status |
GMKN | CINS 46626D108 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Philip Aiken | Mgmt | For | Abstain | Against |
6 | Elect Enos Ned Banda | Mgmt | For | Abstain | Against |
7 | Elect Sergey Barbashev | Mgmt | N/A | Abstain | N/A |
8 | Elect Alexey Bashkirov | Mgmt | N/A | Abstain | N/A |
9 | Elect Lucian Bebchuk | Mgmt | For | For | For |
10 | Elect Andrey Bougrov | Mgmt | N/A | Abstain | N/A |
11 | Elect Terence Antony Wilkinson | Mgmt | For | Abstain | Against |
12 | Elect Olga Voytovich | Mgmt | For | Abstain | Against |
13 | Elect Alexander Voloshin | Mgmt | For | Abstain | Against |
14 | Elect Artem Volynets | Mgmt | N/A | Abstain | N/A |
15 | Elect Robert Godsell | Mgmt | For | Abstain | Against |
16 | Elect Oleg Deripaska | Mgmt | N/A | Abstain | N/A |
17 | Elect Claude Dauphin | Mgmt | For | Abstain | Against |
18 | Elect Marianna Zakharova | Mgmt | N/A | Abstain | N/A |
19 | Elect Larisa Zelkova | Mgmt | N/A | Abstain | N/A |
20 | Elect Vladimir Kantorovich | Mgmt | For | Abstain | Against |
21 | Elect Ruslan Karmanny | Mgmt | N/A | Abstain | N/A |
22 | Elect Andrey Klishas | Mgmt | N/A | Abstain | N/A |
23 | Elect Simon Collins | Mgmt | N/A | Abstain | N/A |
24 | Elect Bradford Mills | Mgmt | For | For | For |
25 | Elect Stalbek Mishakov | Mgmt | N/A | Abstain | N/A |
26 | Elect Ardavan Moshiri | Mgmt | For | Abstain | Against |
27 | Elect Oleg Pivovarchuk | Mgmt | N/A | Abstain | N/A |
28 | Elect Maxim Sokov | Mgmt | N/A | Abstain | N/A |
29 | Elect Vladimir Strzhalkovsky | Mgmt | N/A | Abstain | N/A |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
31 | Elect Petr Voznenko | Mgmt | For | For | For |
32 | Elect Natalia Gololobova | Mgmt | For | For | For |
33 | Elect Aleksei Kargachov | Mgmt | For | For | For |
34 | Elect Dmitry Pershinkov | Mgmt | For | For | For |
35 | Elect Tatiana Potarina | Mgmt | For | N/A | N/A |
36 | Elect Tamara Sirotkina | Mgmt | For | N/A | N/A |
37 | Elect Sergey Khodacevich | Mgmt | For | For | For |
38 | Appointment of Auditor | Mgmt | For | For | For |
39 | Independent Directors’ Fees | Mgmt | For | For | For |
40 | Independent Directors’ Option Plan | Mgmt | For | Against | Against |
41 | Determination of Cost of Indemnification | Mgmt | For | For | For |
42 | Indemnification of Directors and Officers | Mgmt | For | For | For |
43 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
44 | Liability Insurance | Mgmt | For | For | For |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS G6777T156 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS ADPC00773 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
OTE Hellenic Telecommunications
Ticker | Security ID: | Meeting Date | Meeting Status |
HTO | CUSIP9 423325307 | 07/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Audit Committee Members | Mgmt | For | For | For |
2 | Directors’ Fees | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | Abstain | Against |
PKO Bank SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PKO | CINS X6919X108 | 04/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Amendments to Articles | Mgmt | For | Against | Against |
7 | Closing | Mgmt | For | For | For |
PKO Bank SA
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X6919X108 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Compliance with Rules of Convocation | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Accounts and Reports | Mgmt | For | For | For |
8 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
10 | Management Board Report | Mgmt | For | For | For |
11 | Financial Statements | Mgmt | For | For | For |
12 | Management Board Report (Group) | Mgmt | For | For | For |
13 | Financial Statements (Group) | Mgmt | For | For | For |
14 | Supervisory Board Report | Mgmt | For | For | For |
15 | Allocation of Profits/Dividends | Mgmt | For | For | For |
16 | Dividends | Mgmt | For | For | For |
17 | Ratification of Zbigniew Jagiello | Mgmt | For | For | For |
18 | Ratification of Piotr Alicki | Mgmt | For | For | For |
19 | Ratification of Bartosz Drabikowski | Mgmt | For | For | For |
20 | Ratification of Krzysztof Dresler | Mgmt | For | For | For |
21 | Ratification of Jaroslaw Myjak | Mgmt | For | For | For |
22 | Ratification of Wojciech Papierak | Mgmt | For | For | For |
23 | Ratification of Jakub Papierski | Mgmt | For | For | For |
24 | Ratification of Mariusz Zarzycki | Mgmt | For | For | For |
25 | Ratification of Cezary Banasinski | Mgmt | For | For | For |
26 | Ratification of Tomasz Zganiacz | Mgmt | For | For | For |
27 | Ratification of Jan Bossak | Mgmt | For | For | For |
28 | Ratification of Miroslaw Czekaj | Mgmt | For | For | For |
29 | Ratification of Ireneusz Fafara | Mgmt | For | For | For |
30 | Ratification of Blazej Lepczynski | Mgmt | For | For | For |
31 | Ratification of Piotr Marczak | Mgmt | For | For | For |
32 | Ratification of Alojzy Zbigniew Nowak | Mgmt | For | For | For |
33 | Share Registration; Listing of Shares; Dematerialization (Series A and D Shares) | Mgmt | For | For | For |
34 | Amendments to Articles | Mgmt | For | For | For |
35 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
36 | Amendments to Rules and Regulations of the General Meeting | Mgmt | For | For | For |
37 | Presentation of Supervisory Board Report (Recruitment) | Mgmt | For | For | For |
38 | Presentation of Supervisory Board Report (Sale of Assets) | Mgmt | For | For | For |
39 | Closing | Mgmt | For | For | For |
PKO Bank SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PKO | CINS X6919X108 | 07/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Dividend | Mgmt | For | For | For |
Polymetal OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
PMTL | CINS 731789202 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Sergey Areshev | Mgmt | For | Abstain | Against |
5 | Elect Jonathan Best | Mgmt | For | For | For |
6 | Elect Marina Gronberg | Mgmt | For | Abstain | Against |
7 | Elect Vitaly Nesis | Mgmt | For | Abstain | Against |
8 | Elect Russell Skirrow | Mgmt | For | For | For |
9 | Elect Ashot Khachaturyants | Mgmt | For | Abstain | Against |
10 | Elect Leonard Homeniuk | Mgmt | For | For | For |
11 | Elect Martin Schaffer | Mgmt | For | Abstain | Against |
12 | Elect Ilya Yuzhanov | Mgmt | For | For | For |
13 | Elect Konstantin Yanakov | Mgmt | For | Abstain | Against |
14 | Elect Aleksandr Zarya | Mgmt | For | Abstain | Against |
15 | Elect Denis Pavlov | Mgmt | For | Abstain | Against |
16 | Elect Aleksandr Kazarinov | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
PZU Group SA
Ticker | Security ID: | Meeting Date | Meeting Status |
PZU | CINS X6919T107 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening of Meeting | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Amendments to Articles of Association | Mgmt | For | Against | Against |
7 | Closing | Mgmt | For | For | For |
PZU Group SA
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X6919T107 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of the Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Presentation of Accounts and Reports | Mgmt | For | For | For |
7 | Presentation of Management Board Report | Mgmt | For | For | For |
8 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
9 | Presentation of Management Board Report (Group) | Mgmt | For | For | For |
10 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
11 | Presentation of Supervisory Board Activity Report | Mgmt | For | For | For |
12 | Accounts and Reports | Mgmt | For | For | For |
13 | Management Board Report | Mgmt | For | For | For |
14 | Accounts and Reports (Group) | Mgmt | For | For | For |
15 | Management Board Report (Group) | Mgmt | For | For | For |
16 | Dividend and Reserve Policy | Mgmt | For | For | For |
17 | Allocation of Profits/Dividends | Mgmt | For | For | For |
18 | Ratification of Przemyslaw Dabrowski | Mgmt | For | For | For |
19 | Ratification of Dariusz Filar | Mgmt | For | For | For |
20 | Ratification of Witold Jaworski | Mgmt | For | For | For |
21 | Ratification of Andrzej Klesyk | Mgmt | For | For | For |
22 | Ratification of Rafal Stankiewicz | Mgmt | For | For | For |
23 | Ratification of Alfred Biec | Mgmt | For | For | For |
24 | Ratification of Zbigniew Cwiakalski | Mgmt | For | For | For |
25 | Ratification of Krzysztof Dresler | Mgmt | For | For | For |
26 | Ratification of Dariusz Filar | Mgmt | For | For | For |
27 | Ratification of Tomasz Gruszecki | Mgmt | For | For | For |
28 | Ratification of Maciej Kaminski | Mgmt | For | For | For |
29 | Ratification of Waldemar Maj | Mgmt | For | For | For |
30 | Ratification of Marcin Majeranowski | Mgmt | For | For | For |
31 | Ratification of Grazyna Piotrowska-Oliwa | Mgmt | For | For | For |
32 | Ratification of Marzena Piszczek | Mgmt | For | For | For |
33 | Ratification of Tomasz Przeslawski | Mgmt | For | For | For |
34 | Ratification of Jurgen B.J. Stegmann | Mgmt | For | For | For |
35 | Ratification of Marco Vet | Mgmt | For | For | For |
36 | Supervisory Board Size | Mgmt | For | Abstain | Against |
37 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
38 | Appointment of Attorney-in-Fact | Mgmt | For | For | For |
39 | Closing | Mgmt | For | For | For |
Richter Gedeon Vegyeszeti Gyar Rt.
Ticker | Security ID: | Meeting Date | Meeting Status |
RICHTER | CINS X3124R133 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hungary | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Approve Use of Computerized Machine | Mgmt | For | For | For |
5 | Authorize Company to Record Meeting | Mgmt | For | For | For |
6 | Election of Presiding Chairman | Mgmt | For | For | For |
7 | Presentation of Auditor’s Report | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Capital Reserve | Mgmt | For | For | For |
10 | Accounts and Reports | Mgmt | For | For | For |
11 | Accounts and Reports (Consolidated) | Mgmt | For | For | For |
12 | Corporate Governance Report | Mgmt | For | For | For |
13 | Amendments to Statutes: Shareholder Rights | Mgmt | For | For | For |
14 | Amendments to Statutes: Exclusive Competence of General Meeting | Mgmt | For | For | For |
15 | Amendments to Statutes: Delisting of Shares | Mgmt | For | For | For |
16 | Amendments to Statutes: Voting Procedures | Mgmt | For | For | For |
17 | Adoption of Amended Statutes | Mgmt | For | For | For |
18 | Authority to Repurchase Shares | Mgmt | For | For | For |
19 | Elect William de Gelsey | Mgmt | For | For | For |
20 | Elect Erik Bogsch | Mgmt | For | For | For |
21 | Elect Laszlo Kovacs | Mgmt | For | For | For |
22 | Elect Tamas Meszaros | Mgmt | For | For | For |
23 | Elect Gabor Perjes | Mgmt | For | For | For |
24 | Elect Szilveszter E. Vizi | Mgmt | For | For | For |
25 | Elect Gergely Horvath | Mgmt | For | Abstain | Against |
26 | Supervisory Board Fees | Mgmt | For | For | For |
27 | Shareholder Proposal Regarding Annual Bonus for Board of Directors | ShrHoldr | For | For | For |
28 | Supervisory Board Fees | Mgmt | For | For | For |
29 | Appointment of Auditor | Mgmt | For | For | For |
30 | Authority to Set Auditor’s Fees | Mgmt | For | Abstain | Against |
Rosneft Oil Co OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
ROSN | CINS 67812M207 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits | Mgmt | For | Against | Against |
5 | Dividends | Mgmt | For | Abstain | Against |
6 | Directors’ Fees | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Elect Vladimir Bogdanov | Mgmt | For | Abstain | Against |
9 | Elect Andrey Kostin | Mgmt | For | Abstain | Against |
10 | Elect Alexander Nekipelov | Mgmt | For | Abstain | Against |
11 | Elect Yury Petrov | Mgmt | For | Abstain | Against |
12 | Elect Hans-Joerg Rudloff | Mgmt | For | For | For |
13 | Elect Nikolai Tokarev | Mgmt | For | Abstain | Against |
14 | Elect Eduard Y. Khudainatov | Mgmt | For | Abstain | Against |
15 | Elect Sergey V. Shishin | Mgmt | For | Abstain | Against |
16 | Elect Dmitry E. Shugayev | Mgmt | For | Abstain | Against |
17 | Elect Irina S. Baronova | Mgmt | For | For | For |
18 | Elect Georgy A. Nozadze | Mgmt | For | For | For |
19 | Elect Sergey Pakhomov | Mgmt | For | For | For |
20 | Elect Tatiana Fisenko | Mgmt | For | For | For |
21 | Elect Alexander Yugov | Mgmt | For | For | For |
22 | Appointment of Auditor | Mgmt | For | For | For |
23 | Amendment Regarding Dividend Policy | Mgmt | For | For | For |
24 | Related Party Transactions (LLC RN-Yuganskneftegaz) | Mgmt | For | For | For |
25 | Related Party Transactions (LLC RN-Yuganskneftegaz) | Mgmt | For | For | For |
26 | Related Party Transactions (OJSC JSC Transneft) | Mgmt | For | For | For |
27 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For | For |
28 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For | For |
29 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For | For |
30 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For | For |
31 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For | For |
32 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For | For |
Sberbank Rossii OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
SBER | CINS X76318108 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
6 | Elect Herman Gref | Mgmt | For | Against | Against |
7 | Elect Sergey Guriev | Mgmt | For | For | For |
8 | Elect Mikhail E. Dmitriev | Mgmt | For | For | For |
9 | Elect Bella Zlatkis | Mgmt | For | Against | Against |
10 | Elect Nadezhda Ivanova | Mgmt | For | Against | Against |
11 | Elect Sergey Ignatiev | Mgmt | For | Against | Against |
12 | Elect Georgy Luntovsky | Mgmt | For | Against | Against |
13 | Elect Mikhail Matovnikov | Mgmt | For | For | For |
14 | Elect Vladimir Mau | Mgmt | For | Against | Against |
15 | Elect Anna Popova | Mgmt | For | Against | Against |
16 | Elect Alessandro Profumo | Mgmt | For | Against | Against |
17 | Elect Alexey Savatyugin | Mgmt | For | Against | Against |
18 | Elect Rair Simonyan | Mgmt | For | For | For |
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | Against | Against |
20 | Elect Valery Tkachenko | Mgmt | For | Against | Against |
21 | Elect Alexey Ulyukaev | Mgmt | For | Against | Against |
22 | Elect Sergei Shvetsov | Mgmt | For | Against | Against |
23 | Elect Vladimir Volkov | Mgmt | For | For | For |
24 | Elect Maxim Dolzhnikov | Mgmt | For | For | For |
25 | Elect Lyudmila Zinina | Mgmt | For | For | For |
26 | Elect Yulia Isakhanova | Mgmt | For | For | For |
27 | Elect Dmitry Kondratenko | Mgmt | For | For | For |
28 | Elect Alexei Minenko | Mgmt | For | For | For |
29 | Elect Olga Polyakova | Mgmt | For | For | For |
30 | Elect Herman Gref as Company’s President | Mgmt | For | For | For |
31 | Directors and Audit Commission Members’ Fees | Mgmt | For | For | For |
32 | Amendments to Charter | Mgmt | For | For | For |
Sistema JSFC
Ticker | Security ID: | Meeting Date | Meeting Status |
AFKC | cins X0020N117 | 06/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Meeting Procedures | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
5 | Board Size | Mgmt | For | For | For |
6 | Election of Audit Commission | Mgmt | For | Abstain | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Elect Vladimir Evtushenkov | Mgmt | For | Abstain | Against |
9 | Elect Alexander Goncharuk | Mgmt | For | Abstain | Against |
10 | Elect Ron Sommer | Mgmt | For | Abstain | Against |
11 | Elect Dmitry Zubov | Mgmt | For | Abstain | Against |
12 | Elect Vyacheslav Kopiev | Mgmt | For | Abstain | Against |
13 | Elect Robert Kocharyan | Mgmt | For | For | For |
14 | Elect Roger Munnigs | Mgmt | For | For | For |
15 | Elect Leonid Melamed | Mgmt | For | Abstain | Against |
16 | Elect Evgeny Novitsky | Mgmt | For | Abstain | Against |
17 | Elect Serge Tschuruk | Mgmt | For | For | For |
18 | Elect Mikhail Shamolin | Mgmt | For | Abstain | Against |
19 | Elect David Yakobashvili | Mgmt | For | For | For |
20 | Appointment of Auditor | Mgmt | For | For | For |
Sistema JSFC
Ticker | Security ID: | Meeting Date | Meeting Status |
AFKC | CINS 48122U204 | 08/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
TAV Havalimanlari Holding
Ticker | Security ID: | Meeting Date | Meeting Status |
TAVHL | CINS M8782T109 | 05/13/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports of the Board and Statutory Auditors | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A |
10 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Report on Guarantees | Mgmt | For | TNA | N/A |
13 | Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Wishes | Mgmt | For | TNA | N/A |
15 | Closing | Mgmt | For | TNA | N/A |
Tethys Petroleum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
TPL | CINS G87636109 | 02/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Continuation and Restatement of Shareholder Rights’ Plan | Mgmt | For | For | For |
3 | Adoption of Plurality Voting and Elimination of Majority Vote Standard | Mgmt | For | Against | Against |
TMK OAO (Trubnaya Metallurgicheskaya Komp)
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CINS 87260R201 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Mikhail Y. Alexeev | Mgmt | For | For | For |
5 | Elect Andrey Kaplunov | Mgmt | For | Abstain | Against |
6 | Elect Sergey Papin | Mgmt | For | Abstain | Against |
7 | Elect Thomas Pickering | Mgmt | For | For | For |
8 | Elect Dmitry Pumpyansky | Mgmt | For | Abstain | Against |
9 | Elect Geoffrey Townsend | Mgmt | For | For | For |
10 | Elect Igor Khmelevsky | Mgmt | For | Abstain | Against |
11 | Elect Alexander Shiryaev | Mgmt | For | Abstain | Against |
12 | Elect Aleksander Shokhin | Mgmt | For | For | For |
13 | Elect Mukhadin Eskindarov | Mgmt | For | For | For |
14 | Elect Aleksandr Maksimenko | Mgmt | For | Abstain | Against |
15 | Elect Aleksandr Vorobyov | Mgmt | For | Abstain | Against |
16 | Elect Nina Posdnyakova | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | Abstain | Against |
19 | Related Party Transactions | Mgmt | For | Abstain | Against |
20 | Related Party Transactions | Mgmt | For | Abstain | Against |
21 | Related Party Transactions | Mgmt | For | Abstain | Against |
22 | Related Party Transactions | Mgmt | For | Abstain | Against |
23 | Related Party Transactions | Mgmt | For | Abstain | Against |
24 | Related Party Transactions | Mgmt | For | Abstain | Against |
25 | Related Party Transactions | Mgmt | For | Abstain | Against |
26 | Related Party Transactions | Mgmt | For | Abstain | Against |
27 | Related Party Transactions | Mgmt | For | Abstain | Against |
28 | Related Party Transactions | Mgmt | For | Abstain | Against |
29 | Related Party Transactions | Mgmt | For | Abstain | Against |
30 | Related Party Transactions | Mgmt | For | Abstain | Against |
31 | Related Party Transactions | Mgmt | For | Abstain | Against |
32 | Related Party Transactions | Mgmt | For | Abstain | Against |
33 | Related Party Transactions | Mgmt | For | Abstain | Against |
34 | Related Party Transactions | Mgmt | For | Abstain | Against |
35 | Related Party Transactions | Mgmt | For | Abstain | Against |
36 | Related Party Transactions | Mgmt | For | Abstain | Against |
37 | Related Party Transactions | Mgmt | For | Abstain | Against |
38 | Related Party Transactions | Mgmt | For | Abstain | Against |
39 | Related Party Transactions | Mgmt | For | Abstain | Against |
40 | Related Party Transactions | Mgmt | For | Abstain | Against |
41 | Related Party Transactions | Mgmt | For | Abstain | Against |
42 | Related Party Transactions | Mgmt | For | Abstain | Against |
43 | Related Party Transactions | Mgmt | For | Abstain | Against |
44 | Related Party Transactions | Mgmt | For | Abstain | Against |
45 | Related Party Transactions | Mgmt | For | Abstain | Against |
46 | Related Party Transactions | Mgmt | For | Abstain | Against |
47 | Related Party Transactions | Mgmt | For | Abstain | Against |
48 | Related Party Transactions | Mgmt | For | Abstain | Against |
49 | Related Party Transactions | Mgmt | For | Abstain | Against |
TNK-BP Holding OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X91025100 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Anatoly Akimenko | Mgmt | For | Abstain | Against |
7 | Elect John Brame | Mgmt | For | Abstain | Against |
8 | Elect David Lasfargue | Mgmt | For | For | For |
9 | Elect Pavel Nazarian | Mgmt | For | Abstain | Against |
10 | Elect Alexey Savchenko | Mgmt | For | Abstain | Against |
11 | Elect David Skidmore | Mgmt | For | Abstain | Against |
12 | Elect Richard Scott Sloan | Mgmt | For | Abstain | Against |
13 | Elect Igor Cheremikin | Mgmt | For | Abstain | Against |
14 | Elect Peter Charow | Mgmt | For | Abstain | Against |
15 | Election of Audit Commission | Mgmt | For | For | For |
16 | Appointment of Auditor | Mgmt | For | For | For |
17 | Directors’ Fees | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
TNK-BP Holding OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
TNBP | CINS X91025100 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
11 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Charitable Donations | Mgmt | For | TNA | N/A |
13 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Related Party Transactions | Mgmt | For | TNA | N/A |
16 | Minutes | Mgmt | For | TNA | N/A |
17 | Closing; Wishes | Mgmt | For | TNA | N/A |
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CINS 87260R201 | 10/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | Abstain | Against |
Tupras As
Ticker | Security ID: | Meeting Date | Meeting Status |
TUPRS | CINS M8966X108 | 04/01/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditors Acts | Mgmt | For | TNA | N/A |
5 | Election of Directors | Mgmt | For | TNA | N/A |
6 | Number of Statutory Auditors | Mgmt | For | TNA | N/A |
7 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
9 | Reports; Dividend Policy | Mgmt | For | TNA | N/A |
10 | Reports: Ethics Policy | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Reports; Related Party transactions | Mgmt | For | TNA | N/A |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A |
14 | Related Party Transactions | Mgmt | For | TNA | N/A |
15 | Minutes | Mgmt | For | TNA | N/A |
16 | Closing | Mgmt | For | TNA | N/A |
Turkiye Garanti Bankasi A.S.
Ticker | Security ID: | Meeting Date | Meeting Status |
GARAN | CINS M4752S106 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Charitable Donations | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Turkiye Halk Bankasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
HALKB | CINS M9032A106 | 03/01/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Related Party Transactions | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Authority to Issue Shares, Bonds and Other Debt Instruments | Mgmt | For | TNA | N/A |
10 | Authority to Move Headquarters to Istanbul | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Wishes; Closing | Mgmt | For | TNA | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Turkiye Is Bank AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ISCTR | CINS M8933F115 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman and Minutes | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
6 | Ratification of Statutory Auditor’s Acts | Mgmt | For | TNA | N/A |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
8 | Election of Directors | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Directors’ Fees | Mgmt | For | TNA | N/A |
11 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Related Party Transactions | Mgmt | For | TNA | N/A |
13 | Charitable Donations | Mgmt | For | TNA | N/A |
Turkiye Sinai Kalkinma Bankasi A.S.
Ticker | Security ID: | Meeting Date | Meeting Status |
TSKB | CINS M8973M103 | 03/25/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A |
5 | Reports | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
9 | Directors and Auditors’ Fees | Mgmt | For | TNA | N/A |
10 | Disclosure Policy; Ethical Policy | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Related Party Transactions | Mgmt | For | TNA | N/A |
Turkiye Sise ve Cam Fabrikalari A.S.
Ticker | Security ID: | Meeting Date | Meeting Status |
SISE | CINS M9013U105 | 04/15/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman; Minutes | Mgmt | For | TNA | N/A |
3 | Reports | Mgmt | For | TNA | N/A |
4 | Accounts | Mgmt | For | TNA | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Board Acts | Mgmt | For | TNA | N/A |
8 | Election of Directors | Mgmt | For | TNA | N/A |
9 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Directors’ Fees | Mgmt | For | TNA | N/A |
12 | Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
13 | Charitable Donations | Mgmt | For | TNA | N/A |
14 | Report on Guarantees | Mgmt | For | TNA | N/A |
Turkiye Vakiflar Bankasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
VAKBN | CINS M9037B109 | 03/25/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
4 | Minutes | Mgmt | For | TNA | N/A |
5 | Reports | Mgmt | For | TNA | N/A |
6 | Accounts | Mgmt | For | TNA | N/A |
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
8 | Ratification of Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
9 | Amendments to Articles | Mgmt | For | TNA | N/A |
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
11 | Ratification of Co-option of Directors | Mgmt | For | TNA | N/A |
12 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
13 | Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Charitable Donations | Mgmt | For | TNA | N/A |
16 | Wishes | Mgmt | For | TNA | N/A |
17 | Closing | Mgmt | For | TNA | N/A |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
United Company RUSAL Plc
Ticker | Security ID: | Meeting Date | Meeting Status |
0486 | CINS G9227K106 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Jersey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Oleg Deripaska | Mgmt | For | For | For |
5 | Elect Vladislav Soloviev | Mgmt | For | For | For |
6 | Elect Victor Vekselberg | Mgmt | For | Against | Against |
7 | Elect Alexander Popov | Mgmt | For | For | For |
8 | Elect Dmitry Razumov | Mgmt | For | For | For |
9 | Elect Philip Lader | Mgmt | For | Against | Against |
10 | Elect Artem Volynets | Mgmt | For | Against | Against |
11 | Elect Alexander Livshits | Mgmt | For | For | For |
12 | Elect Vera Kurochkina | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Uranium One Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
UUU | CINS 91701P105 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ian Telfer | Mgmt | For | Against | Against |
3 | Elect Andrew Adams | Mgmt | For | Against | Against |
4 | Elect Peter Bowie | Mgmt | For | Against | Against |
5 | Elect D. Jean Nortier | Mgmt | For | For | For |
6 | Elect Christopher Sattler | Mgmt | For | For | For |
7 | Elect Phillip Shirvington | Mgmt | For | Against | Against |
8 | Elect Kenneth Williamson | Mgmt | For | Against | Against |
9 | Elect Ilya Yampolskiy | Mgmt | For | For | For |
10 | Elect Vadim Zhivov | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Vostok Nafta Investment Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
VNIL SDB | CINS G93886136 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Accounts and Reports | Mgmt | For | For | For |
13 | Allocation of Profits/Dividends | Mgmt | For | For | For |
14 | Board Size | Mgmt | For | For | For |
15 | Directors’ and Auditors’ Fees | Mgmt | For | Against | Against |
16 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For |
17 | Nomination Committee | Mgmt | For | For | For |
18 | Compensation Guidelines | Mgmt | For | Against | Against |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
X5 Retail Group N.V. (fka Pyaterochka Holding NV)
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 02/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Appointment of Kieran Balfe as CFO | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
X5 Retail Group N.V. (fka Pyaterochka Holding NV)
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 06/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Corporate Governance Update | Mgmt | For | For | For |
4 | Reserves and Dividends Policy | Mgmt | For | For | For |
5 | Annual Report | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Ratification of Management Board Acts | Mgmt | For | For | For |
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
9 | Elect Andrei Gusev | Mgmt | For | For | For |
10 | Elect Frank Lhoest | Mgmt | For | For | For |
11 | Amendment to Remuneration Policy | Mgmt | For | For | For |
12 | Supervisory Board Fees | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Amendments to Articles | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Emerging Markets Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Luis Morelli | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Metcalfe | Mgmt | For | For | For |
7 | Elect Jaime Branger | Mgmt | For | Against | Against |
8 | Elect Ian Mann | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Share Consolidation | Mgmt | For | For | For |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMX | CUSIP9 02364W105 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors (Series L) | Mgmt | For | Abstain | Against |
2 | Election of Meeting Delegates | Mgmt | For | For | For |
Arcelik AS
Ticker | Security ID: | Meeting Date | Meeting Status |
ARCLK | CINS M1490L104 | 03/23/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Information on Profit Distribution Policy | Mgmt | For | TNA | N/A |
7 | Report on Disclosure Policy | Mgmt | For | TNA | N/A |
8 | Amendments to Articles | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
11 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Report on Charitable Donations | Mgmt | For | TNA | N/A |
13 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Related Party Transactions | Mgmt | For | TNA | N/A |
16 | Minutes | Mgmt | For | TNA | N/A |
17 | Closing; Wishes | Mgmt | For | TNA | N/A |
Axis Bank Ltd. (fka UTI Bank Ltd.)
Ticker | Security ID: | Meeting Date | Meeting Status |
AXISBANK | CINS Y0487S103 | 06/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | India | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect R. B. Vaish | Mgmt | For | For | For |
3 | Elect K.N. Prithviraj | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Elect S. Chakrabarti | Mgmt | For | For | For |
7 | Appointment of S.K. Chakrabarti as Managing Director; Approval of Compensation | Mgmt | For | For | For |
8 | Elect Sushil Roongta | Mgmt | For | For | For |
9 | Elect Prasad Menon | Mgmt | For | For | For |
10 | Elect S.K. Bhattacharyya | Mgmt | For | For | For |
11 | Retirement of J.R. Varma | Mgmt | For | For | For |
12 | Amendment to Compensation of S. Sharma | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Amendment to Compensation of A. Kishore | Mgmt | For | For | For |
15 | Amendment to Borrowing Powers | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Supervisory Council Members | Mgmt | For | For | For |
7 | Supervisory Council Fees | Mgmt | For | For | For |
8 | Election of Directors | Mgmt | For | For | For |
9 | Remuneration Policy | Mgmt | For | For | For |
Banco do Brasil SA
Ticker | Security ID: | Meeting Date | Meeting Status |
BBAS3 | CINS P11427112 | 08/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Reconciliation of Share Capital | Mgmt | For | For | For |
4 | Amend Article 7 | Mgmt | For | For | For |
Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 01/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jackson TAI | Mgmt | For | For | For |
3 | Authority to Issue RMB-denominated Bonds | Mgmt | For | For | For |
Bank of China Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3988 | CINS Y0698A107 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Financial Statements | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Annual Budget | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect ZHANG Xiangdong | Mgmt | For | For | For |
9 | Elect ZHANG Qi | Mgmt | For | For | For |
10 | Elect MEI Xingbao | Mgmt | For | For | For |
11 | Elect BAO Guoming | Mgmt | For | For | For |
12 | Authority to Issue Financial Bonds | Mgmt | For | For | For |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Bank of Georgia JSC
Ticker | Security ID: | Meeting Date | Meeting Status |
BGEO | CINS 062269204 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Georgia | | |
| | | | | |
1 | Financial Statements | Mgmt | For | For | For |
2 | Management Board Report | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Dividend Record Date | Mgmt | For | For | For |
5 | Dividend Payout Date | Mgmt | For | For | For |
Bank of Georgia JSC
Ticker | Security ID: | Meeting Date | Meeting Status |
BGEO | CINS 062269204 | 11/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Georgia | | |
| | | | | |
1 | Resignation of Director | Mgmt | For | For | For |
2 | Election of Directors | Mgmt | For | For | For |
3 | Executive Compensation Plan | Mgmt | For | For | For |
BM&FBOVESPA S.A. - Bolsa de Valores, Mercadorias e Futuros
Ticker | Security ID: | Meeting Date | Meeting Status |
BVMF3 | CINS P73232103 | 04/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Directors | Mgmt | For | Against | Against |
7 | Remuneration Policy | Mgmt | For | For | For |
BM&FBOVESPA S.A. - Bolsa de Valores, Mercadorias e Futuros
Ticker | Security ID: | Meeting Date | Meeting Status |
BVMF3 | CINS P73232103 | 04/18/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Articles | Mgmt | For | TNA | N/A |
3 | Amend Articles | Mgmt | For | TNA | N/A |
4 | Amend Article 20 | Mgmt | For | TNA | N/A |
5 | Amend Article 29 | Mgmt | For | TNA | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Amend Article 61 | Mgmt | For | TNA | N/A |
8 | Amend Article 63 | Mgmt | For | TNA | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Amend Article 64 | Mgmt | For | TNA | N/A |
11 | Amend Article 65 | Mgmt | For | TNA | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Amend Articles | Mgmt | For | TNA | N/A |
14 | Amend Article 5 | Mgmt | For | TNA | N/A |
15 | Amend Article 16 | Mgmt | For | TNA | N/A |
16 | Amend Article 18 | Mgmt | For | TNA | N/A |
17 | Amend Articles | Mgmt | For | TNA | N/A |
18 | Amend Articles 29 and 38 | Mgmt | For | TNA | N/A |
19 | Amend Article 34 | Mgmt | For | TNA | N/A |
20 | Amend Article 38 | Mgmt | For | TNA | N/A |
21 | Amend Article 45 | Mgmt | For | TNA | N/A |
22 | Amend Article 47 | Mgmt | For | TNA | N/A |
23 | Amend Articles 69 and 70 | Mgmt | For | TNA | N/A |
24 | Amend Article 70 | Mgmt | For | TNA | N/A |
25 | Amend Article 74 | Mgmt | For | TNA | N/A |
26 | Amend Article 73 | Mgmt | For | TNA | N/A |
27 | Amend Articles | Mgmt | For | TNA | N/A |
28 | Amend Articles | Mgmt | For | TNA | N/A |
29 | Consolidation of the Articles of Association | Mgmt | For | TNA | N/A |
30 | Amendment to Stock Option Plan | Mgmt | For | TNA | N/A |
Bolsa De Valores De Colombia
Ticker | Security ID: | Meeting Date | Meeting Status |
BVC | CINS P17326102 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Colombia | | |
| | | | | |
1 | Quorum | Mgmt | For | For | For |
2 | Election of Chairman and Secretary of the Meeting | Mgmt | For | For | For |
3 | Agenda | Mgmt | For | For | For |
4 | Minutes | Mgmt | For | For | For |
5 | Valuation Report | Mgmt | For | For | For |
6 | Accounts | Mgmt | For | For | For |
7 | Merger Agreement | Mgmt | For | For | For |
8 | Registration of Shares of the Merged Company | Mgmt | For | For | For |
9 | Withdrawal Rights | Mgmt | For | For | For |
10 | Authority to Carry Out Formalities | Mgmt | For | For | For |
Bolsa de Valores de Colombia S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
BVC | CINS P17326102 | 03/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Colombia | | |
| | | | | |
1 | Quorum | Mgmt | Abstain | Abstain | For |
2 | Election of Chairman and Secretary of the Meeting | Mgmt | Abstain | Abstain | For |
3 | Agenda | Mgmt | Abstain | Abstain | For |
4 | Election of Delegates in Charge of Meeting Minutes | Mgmt | Abstain | Abstain | For |
5 | Report of the Board and CEO | Mgmt | Abstain | Abstain | For |
6 | Report of the Auditor | Mgmt | Abstain | Abstain | For |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Election of Independent Directors | Mgmt | For | Abstain | Against |
10 | Election of Non-Independent Directors | Mgmt | For | Abstain | Against |
11 | Directors’ Fees | Mgmt | For | Abstain | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Brilliance China Automotive Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1114 | CINS G1368B102 | 05/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect TAN Chengxu | Mgmt | For | For | For |
5 | Elect LEI Xiaoyang | Mgmt | For | For | For |
6 | Elect XU Bingjin | Mgmt | For | For | For |
7 | Elect SONG Jian | Mgmt | For | For | For |
8 | Elect JIANG Bo | Mgmt | For | For | For |
9 | Directors’ Fees | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Cencosud SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CENCOSUD | CINS P2205J100 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Chile | | |
| | | | | |
1 | Increase in Authorized Capital | Mgmt | For | Abstain | Against |
2 | Amendment to the Equity Compensation Plan | Mgmt | For | Abstain | Against |
3 | Amendments to Articles | Mgmt | For | Abstain | Against |
4 | Authority to Carry Out Formalities | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Cencosud SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CENCOSUD | CINS P2205J100 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Chile | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Dividend Policy | Mgmt | For | For | For |
4 | Election of directors | Mgmt | For | Abstain | Against |
5 | Directors’ Fees | Mgmt | For | Abstain | Against |
6 | Directors’ Committee Fees and Budget | Mgmt | For | Abstain | Against |
7 | Directors’ and Directors’ Committee Expenditures | Mgmt | For | Abstain | Against |
8 | Appointment of Auditor | Mgmt | For | Abstain | Against |
9 | Appointment of Risk Rating Agency | Mgmt | For | Abstain | Against |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Directors’ Committee Report | Mgmt | For | Abstain | Against |
12 | Publication of Company Notices | Mgmt | For | Abstain | Against |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 02/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Executive Director Loan Funded Share Plan 2011 | Mgmt | For | For | For |
2 | Employee Loan Funded Share Plan 2011 | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Harry Michael | Mgmt | For | For | For |
5 | Elect G. Robert Bowker | Mgmt | For | For | For |
6 | Elect Colin Cowden | Mgmt | For | Against | Against |
7 | Elect Josef El-Raghy | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Loan Funded Share Plan | Mgmt | For | Against | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker | Security ID: | Meeting Date | Meeting Status |
BAACEZ | CINS X2337V121 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Czech Republic | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
10 | Charitable Donations | Mgmt | For | For | For |
11 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
12 | Election of Board Committee Members | Mgmt | For | Abstain | Against |
13 | Approval of Ivo Foltyn’s Contract | Mgmt | For | For | For |
14 | Approval of Lukas Hampl’s Contract | Mgmt | For | For | For |
15 | Approval of Jiri Kadrnka’s Contract | Mgmt | For | For | For |
16 | Approval of Jan Kohout’s Contract | Mgmt | For | For | For |
17 | Approval of Lubomir Lizal’s Contract | Mgmt | For | For | For |
18 | Approval of Lubomir Klosik’s Contract | Mgmt | For | For | For |
19 | Approval of the Specimen Contract | Mgmt | For | For | For |
20 | Audit Committee Contracts | Mgmt | For | For | For |
21 | Closing | Mgmt | For | For | For |
China BlueChemical Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3983 | CINS Y14251105 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Approval of Company’s Budget | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Rights Issue: Type and Nominal Value | Mgmt | For | For | For |
5 | Rights Issue: Proportion and Number of Shares | Mgmt | For | For | For |
6 | Rights Issue: Subscription Price | Mgmt | For | For | For |
7 | Rights Issue: Target Subscribers | Mgmt | For | For | For |
8 | Rights Issue: Excess Share Distribution | Mgmt | For | For | For |
9 | Rights Issue: Use of Proceeds | Mgmt | For | For | For |
10 | Rights Issue: Authorization | Mgmt | For | For | For |
11 | Rights Issue: Validity Period | Mgmt | For | For | For |
12 | Sharing of Undistributed Profits | Mgmt | For | For | For |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Rights Issue: Type and Nominal Value | Mgmt | For | For | For |
5 | Rights Issue: Proportion and Number of Shares | Mgmt | For | For | For |
6 | Rights Issue: Subscription Price | Mgmt | For | For | For |
7 | Rights Issue: Target Subscribers | Mgmt | For | For | For |
8 | Rights Issue: Excess Share Distribution | Mgmt | For | For | For |
9 | Rights Issue: Use of Proceeds | Mgmt | For | For | For |
10 | Rights Issue: Authorization | Mgmt | For | For | For |
11 | Rights Issue: Validity Period | Mgmt | For | For | For |
China Communications Services Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
0552 | CINS Y1436A102 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
7 | Increase in Authorized Capital | Mgmt | For | Against | Against |
China Construction Bank Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
0939 | CINS Y1397N101 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Final Financial Accounts | Mgmt | For | For | For |
6 | Fixed Assets Investment Budget | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For |
9 | Elect DONG Shi | Mgmt | For | For | For |
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For |
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For |
China Gas Holdings Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
384 | CINS G2109G103 | 08/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
5 | Elect LI Xiao Yun | Mgmt | For | For | For |
6 | Elect XU Ying | Mgmt | For | For | For |
7 | Elect FENG Zhuo Zhi | Mgmt | For | Against | Against |
8 | Elect Cynthia WONG Sin Yue | Mgmt | For | For | For |
9 | Elect MOON Duk Kyu | Mgmt | For | Against | Against |
10 | Elect Mulham Al Jarf | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China International Marine Container
Ticker | Security ID: | Meeting Date | Meeting Status |
200039 | CINS Y1457J107 | 04/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Independent Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Annual Report | Mgmt | For | For | For |
5 | Authority to Give Guarantees | Mgmt | For | Abstain | Against |
6 | Authority to Give Guarantees | Mgmt | For | For | For |
7 | Authority to Give Guarantees | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
China International Marine Container
Ticker | Security ID: | Meeting Date | Meeting Status |
200039 | CINS Y1457J107 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Authority to Issue Medium Term Notes | Mgmt | For | For | For |
2 | Authority to Give Guarantees for Taichang | Mgmt | For | For | For |
3 | Authority to Give Guarantees for Yantai Raffles | Mgmt | For | Abstain | Against |
China Life Insurance Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2628 | CINS Y1477R204 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Fees of Directors and Supervisors | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
9 | Donations to China Life CharityFund | Mgmt | For | For | For |
10 | Amendments to Articles | Mgmt | For | For | For |
11 | Elect YUAN Li | Mgmt | For | For | For |
China Shipping Development Company Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
1138 | CINS Y1503Y108 | 12/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Vessel Construction Agreements | Mgmt | For | For | For |
CNOOC Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
883 | CUSIP9 126132109 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect WANG Yilin | Mgmt | For | For | For |
4 | Elect LI Fanrong | Mgmt | For | Against | Against |
5 | Elect Lawrence J. LAU | Mgmt | For | For | For |
6 | Elect WANG Tao | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Companhia Hering SA
Ticker | Security ID: | Meeting Date | Meeting Status |
HGTX3 | CINS P50753105 | 10/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Stock Split | Mgmt | For | For | For |
4 | Reconciliation of Share Capital | Mgmt | For | For | For |
5 | Publication of Company Notices | Mgmt | For | For | For |
Credicorp Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BAP | CUSIP9 G2519Y108 | 03/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Election of Directors; Fees | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Cyfrowy Polsat SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CPS | CINS X1809Y100 | 12/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Election of Presiding Chairman | Mgmt | For | For | For |
4 | Compliance with Rules of Convocation | Mgmt | For | For | For |
5 | Election of Voting Commission | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Conditional Increase of Capital in the form of issuance of Series H Shares | Mgmt | For | Abstain | Against |
8 | Exclusion of Preemptive Rights for New Series H Shares | Mgmt | For | Abstain | Against |
9 | Issuance of Series H Subscription Warrants | Mgmt | For | Abstain | Against |
10 | Exclusion of the Preemptive Rights of Existing Shareholders | Mgmt | For | Abstain | Against |
11 | Authority to Admit Shares to Trading | Mgmt | For | Abstain | Against |
12 | Disposal | Mgmt | For | Abstain | Against |
13 | Closing | Mgmt | For | For | For |
Dah Chong Hong Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1828 | CINS Y19197105 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect YIP Moon Tong | Mgmt | For | For | For |
6 | Elect Glenn Smith | Mgmt | For | Against | Against |
7 | Elect KWOK Man Leung | Mgmt | For | Against | Against |
8 | Elect Adolf HSU Hsung | Mgmt | For | For | For |
9 | Elect YEUNG Yue Man | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
14 | Directors’ Fees | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Diagnosticos da America SA
Ticker | Security ID: | Meeting Date | Meeting Status |
DASA3 | CINS P3589C109 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Directors | Mgmt | For | Abstain | Against |
7 | Remuneration Policy | Mgmt | For | For | For |
Diagnosticos da America SA
Ticker | Security ID: | Meeting Date | Meeting Status |
DASA3 | CINS P3589C109 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Terminate Prior Stock Option Plan | Mgmt | For | For | For |
Diagnosticos da America SA
Ticker | Security ID: | Meeting Date | Meeting Status |
DASA3 | CINS P3589C109 | 12/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger with MD1 Diagnosticos SA | Mgmt | For | For | For |
3 | Merger Agreement | Mgmt | For | For | For |
4 | Ratification of Plural Capital Consultoria e Assessoria Ltda. | Mgmt | For | For | For |
5 | Valuation Report | Mgmt | For | For | For |
6 | Issuance of Shares in Favor of MD1 Diagnosticos SA | Mgmt | For | For | For |
7 | Reconciliation of Share Capital | Mgmt | For | For | For |
8 | Stock Option Plan | Mgmt | For | For | For |
9 | Authority to Carry Out Formalities | Mgmt | For | For | For |
10 | Election of Directors | Mgmt | For | For | For |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Reports | Mgmt | For | For | For |
3 | Supervisors’ Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Ecopetrol S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
ECOPETROL | CUSIP9 279158109 | 03/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Agenda | Mgmt | For | For | For |
2 | Election of Meeting Chairman | Mgmt | For | For | For |
3 | Election of Delegates in Charge of Tabulation | Mgmt | For | For | For |
4 | Election of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For |
5 | Presentation of Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
8 | Election of Directors | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
Eurasia Drilling Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EDCL | CINS 29843U202 | 09/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Amendments to Articles Regarding Dividends | Mgmt | For | Against | Against |
2 | Elect Rene Huck | Mgmt | For | For | For |
3 | Elect Richard Matzke | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Evergreen Marine Corp (Taiwan) Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
2603 | CINS Y23632105 | 06/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For |
10 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For |
11 | Election of Directors and Supervisors (Slate) | Mgmt | For | Abstain | Against |
12 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against |
13 | Amendments to Articles | Mgmt | For | For | For |
14 | Amendments to Procedural Rules for Election of Directors and Supervisors | Mgmt | For | For | For |
15 | Extraordinary Motions | Mgmt | For | Against | Against |
16 | Extraordinary motions | Mgmt | For | Against | Against |
Freeport-McMoRan Copper & Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
FX Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FXEN | CUSIP9 302695101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David N. Pierce | Mgmt | For | For | For |
1.2 | Elect Dennis B. Goldstein | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Genting Singapore plc (fka Genting International PLC)
Ticker | Security ID: | Meeting Date | Meeting Status |
G13 | CINS G3825Q102 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors’ Fees | Mgmt | For | For | For |
3 | Elect LIM Kok Hoong | Mgmt | For | For | For |
4 | Elect KOH Seow Chuan | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Related Party Transactions | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Golden Eagle Retail Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3308 | CINS G3958R109 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Kunming Cooperation Framework Agreement | Mgmt | For | For | For |
4 | Kunshan Cooperation Framework Agreement | Mgmt | For | For | For |
Golden Eagle Retail Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
3308 | CINS G3958R109 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect WONG Chi Keung | Mgmt | For | Against | Against |
6 | Elect Jack LIU Chi Husan | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Gran Tierra Energy Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GTE | CUSIP9 38500T101 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Dana Coffield | Mgmt | For | For | For |
1.2 | Elect Jeffrey Scott | Mgmt | For | For | For |
1.3 | Elect Verne Johnson | Mgmt | For | For | For |
1.4 | Elect Nicholas Kirton | Mgmt | For | For | For |
1.5 | Elect Raymond Antony | Mgmt | For | Withhold | Against |
1.6 | Elect J. Scott Price | Mgmt | For | Withhold | Against |
1.7 | Elect Gerald Macey | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Grana Y Montero SAA
Ticker | Security ID: | Meeting Date | Meeting Status |
GRAMONC1 | CINS P4902L107 | 03/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Peru | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Election of Directors | Mgmt | For | Abstain | Against |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Dividend policy | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Directors’ Fees | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Corporate Governance Report | Mgmt | For | For | For |
Grupo Comercial Chedraui SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
CHDRAUIB | CINS P4612W104 | 08/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Mexico | | |
| | | | | |
1 | Cancellation of Treasury Shares | Mgmt | For | For | For |
2 | Creation of Share Repurchase Reserve | Mgmt | For | For | For |
3 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against |
4 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against |
5 | Indemnification of Directors/Officers | Mgmt | For | Abstain | Against |
6 | Election of Director | Mgmt | For | Abstain | Against |
7 | Election of Meeting Delegates | Mgmt | For | For | For |
Gruppa LSR OAO (LSR Group OJSC)
Ticker | Security ID: | Meeting Date | Meeting Status |
LSRG | CINS 50218G107 | 04/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Board Size | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Kirill Androsov | Mgmt | For | For | For |
8 | Elect Ilgiz Valitov | Mgmt | For | For | For |
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against |
10 | Elect Vladislav Inozemtsev | Mgmt | For | For | For |
11 | Elect Igor Levit | Mgmt | For | Abstain | Against |
12 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against |
13 | Elect Sergey Skaterschikov | Mgmt | For | For | For |
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against |
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against |
16 | Elect Dmitry Kutuzov | Mgmt | For | Abstain | Against |
17 | Elect Yury Terentiev | Mgmt | For | Abstain | Against |
18 | Elect Natalia Klevtsova | Mgmt | For | Abstain | Against |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For |
21 | Amendments to Charter | Mgmt | For | For | For |
22 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
HARBIN ELECTRIC, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
HRBN | CUSIP9 41145W109 | 07/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Tianfu Yang | Mgmt | For | For | For |
1.2 | Elect Lanxiang Gao | Mgmt | For | For | For |
1.3 | Elect Ching Chuen Chan | Mgmt | For | Withhold | Against |
1.4 | Elect Boyd Plowman | Mgmt | For | For | For |
1.5 | Elect David Gatton | Mgmt | For | For | For |
1.6 | Elect Yunyue Ye | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Hyundai Heavy Industries Co.,Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
9540 | CINS Y3838M106 | 03/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Election of Audit Committee Member: PYUN Ho Bum | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Hyundai Motor Co.
Ticker | Security ID: | Meeting Date | Meeting Status |
5380 | CINS Y38472109 | 03/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Election of Audit Commitee Member: OH Seh Bin | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Directors’ Fees | Mgmt | For | For | For |
Itaœ Unibanco Holding SA
Ticker | Security ID: | Meeting Date | Meeting Status |
ITUB4 | CINS P5968U113 | 04/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Election of Directors; Election of Supervisory Council | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Kerry Properties Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
683 | CINS G52440107 | 02/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Disposal and Joint Venture | Mgmt | For | For | For |
Kerry Properties Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
683 | CINS G52440107 | 02/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Approval of the Master Joint Venture | Mgmt | For | For | For |
KGHM Polska Miedz
Ticker | Security ID: | Meeting Date | Meeting Status |
KGH | CINS X45213109 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Opening of Meeting | Mgmt | For | For | For |
4 | Election of Presiding Chairman | Mgmt | For | For | For |
5 | Compliance with Rules of Convocation | Mgmt | For | For | For |
6 | Agenda | Mgmt | For | For | For |
7 | Presentation of Accounts and Reports | Mgmt | For | For | For |
8 | Profits/Dividends Policy | Mgmt | For | For | For |
9 | Presentation of Supervisory Board Report | Mgmt | For | For | For |
10 | Presentation of Supervisory Board Report (Assessment) | Mgmt | For | For | For |
11 | Management Board Report | Mgmt | For | For | For |
12 | Accounts and Reports | Mgmt | For | For | For |
13 | Allocation of Profits/Dividends | Mgmt | For | For | For |
14 | Ratification of Management Board Acts | Mgmt | For | For | For |
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
16 | Presentation of Accounts and Reports (Group) | Mgmt | For | For | For |
17 | Presentation of Supervisory Board Report (Group) | Mgmt | For | For | For |
18 | Management Board Report (Group) | Mgmt | For | For | For |
19 | Accounts and Reports (Group) | Mgmt | For | For | For |
20 | Changes to the Supervisory Board | Mgmt | For | Abstain | Against |
21 | Compliance with Election Procedure | Mgmt | For | For | For |
22 | Recall of Supervisory Board | Mgmt | For | Abstain | Against |
23 | Election of Employee Representatives | Mgmt | For | For | For |
24 | Supervisory Board Fees | Mgmt | For | Abstain | Against |
25 | Closing | Mgmt | For | For | For |
Kolon Industries Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
120110 | CINS Y48111101 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Directors’ Fees | Mgmt | For | For | For |
4 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For |
Little Sheep Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
968 | CINS G55069101 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect LU Wenbing | Mgmt | For | Against | Against |
6 | Elect LI Baofang | Mgmt | For | For | For |
7 | Elect WANG Jianhai | Mgmt | For | For | For |
8 | Elect XIANG Bing | Mgmt | For | Against | Against |
9 | Elect Fabian SHIN Yick | Mgmt | For | For | For |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
Lojas Renner SA
Ticker | Security ID: | Meeting Date | Meeting Status |
LREN3 | cins P6332C102 | 04/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Directors; Remuneration Policy | Mgmt | For | For | For |
7 | Election of Supervisory Board; Fees | Mgmt | For | For | For |
Lojas Renner SA
Ticker | Security ID: | Meeting Date | Meeting Status |
LREN3 | cins P6332C102 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of the Appraiser | Mgmt | For | For | For |
3 | Approval of the Valuation Report | Mgmt | For | For | For |
4 | Acquisition | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Authorization to Implement the Proposals | Mgmt | For | For | For |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
LPP S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
LPP | CINS X5053G103 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Election of Voting Commission | Mgmt | For | For | For |
5 | Agenda | Mgmt | For | For | For |
6 | Report of the Supervisory Board (Agenda) | Mgmt | For | For | For |
7 | Report of the Supervisory Board (Accounts) | Mgmt | For | For | For |
8 | Report of the Supervisory Board (Group) | Mgmt | For | For | For |
9 | Report of the Management Board (Dividend) | Mgmt | For | For | For |
10 | Report of the Supervisory Board (Dividend) | Mgmt | For | For | For |
11 | Report of the Supervisory Board (Operations) | Mgmt | For | For | For |
12 | Management Board Report | Mgmt | For | For | For |
13 | Supervisory Board Report | Mgmt | For | For | For |
14 | Accounts and Reports | Mgmt | For | For | For |
15 | Accounts and Reports (Group) | Mgmt | For | For | For |
16 | Ratification of Management Board Acts | Mgmt | For | For | For |
17 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
18 | Allocation of Profits/Dividends | Mgmt | For | For | For |
19 | Revocation of Previous Proposals | Mgmt | For | For | For |
20 | Equity Compensation Plan | Mgmt | For | For | For |
21 | Presentation on Equity Compensation Plan | Mgmt | For | For | For |
22 | Issuance of Warrants w/o Preemptive Rights | Mgmt | For | For | For |
23 | Approval of Uniform Text of Statutes | Mgmt | For | For | For |
24 | Listing of Shares | Mgmt | For | For | For |
25 | Supervisory Board Fees | Mgmt | For | For | For |
26 | Closing | Mgmt | For | For | For |
Lukoil OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
LKO | CINS 677862104 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Vagit Alekperov | Mgmt | For | Abstain | Against |
5 | Elect Igor Belikov | Mgmt | For | For | For |
6 | Elect Victor Blazheev | Mgmt | For | For | For |
7 | Elect Valery Grayfer | Mgmt | For | Abstain | Against |
8 | Elect Herman Gref | Mgmt | For | Abstain | Against |
9 | Elect Igor Ivanov | Mgmt | For | For | For |
10 | Elect Ravil Maganov | Mgmt | For | Abstain | Against |
11 | Elect Richard Matzke | Mgmt | For | For | For |
12 | Elect Sergei Mikhailov | Mgmt | For | For | For |
13 | Elect Mark Mobius | Mgmt | For | For | For |
14 | Elect Guglielmo Moscato | Mgmt | For | For | For |
15 | Elect Aleksander Shokhin | Mgmt | For | For | For |
16 | Appointment of Vagit Yusufovich Alekperov as President | Mgmt | For | For | For |
17 | Elect Pavel Kondratiev | Mgmt | For | For | For |
18 | Elect Vladimir Nikitenko | Mgmt | For | For | For |
19 | Elect Mikhail Shendrik | Mgmt | For | For | For |
20 | Directors’ Fees | Mgmt | For | For | For |
21 | Directors’ Fees for Newly Elected Members | Mgmt | For | For | For |
22 | Audit Commission’s Fees | Mgmt | For | For | For |
23 | Audit Commission Fees for Newly Elected Members | Mgmt | For | For | For |
24 | Appointment of Auditor | Mgmt | For | For | For |
25 | Amendments to Charter | Mgmt | For | For | For |
26 | Amendments to Meeting Regulations | Mgmt | For | For | For |
27 | Directors’ Liability Insurance | Mgmt | For | For | For |
MercadoLibre, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MELI | CUSIP9 58733R102 | 06/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Anton Levy | Mgmt | For | Withhold | Against |
1.2 | Elect A. Michael Spence | Mgmt | For | Withhold | Against |
1.3 | Elect Mario Eduardo Vazquez | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
MTN Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MTN | CINS S8039R108 | 06/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Re-elect Azmi Mikati | Mgmt | For | For | For |
2 | Re-elect Jeff van Rooyen | Mgmt | For | For | For |
3 | Re-elect Jan Strydom | Mgmt | For | Against | Against |
4 | Re-elect Johnson Njeke | Mgmt | For | Against | Against |
5 | Re-elect Koosum Kalyan | Mgmt | For | For | For |
6 | Elect Audit Committee Members (van Biljon) | Mgmt | For | For | For |
7 | Elect Audit Committee Members (van Rooyen) | Mgmt | For | For | For |
8 | Elect Audit Committee Members (Strydom) | Mgmt | For | Against | Against |
9 | Elect Audit Committee Members (Mageza) | Mgmt | For | For | For |
10 | Elect Audit Committee Members (Njeke) | Mgmt | For | Against | Against |
11 | Appointment of Joint Auditors | Mgmt | For | For | For |
12 | General Authority to Issue Shares | Mgmt | For | For | For |
13 | Approve Remuneration Policy | Mgmt | For | Against | Against |
14 | Approve Directors’ Fees | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Approve Financial Assistance | Mgmt | For | For | For |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
MTN Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MTN | CINS S8039R108 | 07/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Cyril Ramaphosa | Mgmt | For | For | For |
3 | Elect Doug Band | Mgmt | For | For | For |
4 | Elect Alan van Biljon | Mgmt | For | For | For |
5 | Elect Marion Lesego Marole | Mgmt | For | For | For |
6 | Elect N. Peter Mageza | Mgmt | For | For | For |
7 | Elect Alan Harper | Mgmt | For | For | For |
8 | Elect Nazir Patel | Mgmt | For | For | For |
9 | Increase NEDs’ Fees | Mgmt | For | For | For |
10 | General Authority to Issue Shares | Mgmt | For | For | For |
11 | Elect Audit Committee Members | Mgmt | For | Abstain | Against |
12 | Approve Share Appreciation Rights Scheme and Performance Share Plan | Mgmt | For | Against | Against |
13 | Approve restraint of trade agreements with CEO Phuthuma Nhleko | Mgmt | For | Against | Against |
14 | Appointment of Joint Auditors | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Authorisation of Legal Formalities | Mgmt | For | For | For |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
MTN Group Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MTN | CINS S8039R108 | 08/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Approve BEE Transaction | Mgmt | For | For | For |
2 | Specific Authority to Repurchase Shares | Mgmt | For | For | For |
3 | Sanctioning Financial Assistance for BEE Transaction | Mgmt | For | For | For |
4 | Specific Issue of Shares to BIC for Cash | Mgmt | For | For | For |
5 | Additional Specific Issue of Shares to BIC for Cash | Mgmt | For | For | For |
6 | Authorisation of Legal Formalities | Mgmt | For | For | For |
7 | Specific Issue of Shares to ESOP | Mgmt | For | For | For |
8 | Sanctioning of Financial Assistance for ESOP | Mgmt | For | For | For |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Naspers Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
NPN | CINS S53435103 | 08/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | South Africa | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Confirmation of Dividends | Mgmt | For | For | For |
3 | Directors’ Fees | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Elect Debra Meyer | Mgmt | For | For | For |
6 | Elect Ton Vosloo | Mgmt | For | For | For |
7 | Elect Neil van Heerden | Mgmt | For | For | For |
8 | Elect Hein Willemse | Mgmt | For | For | For |
9 | Elect Lourens Jonker | Mgmt | For | For | For |
10 | General Authority to Issue Shares | Mgmt | For | For | For |
11 | Authority to Issue Shares for Cash | Mgmt | For | For | For |
12 | Amendments to the Share Incentive Scheme | Mgmt | For | For | For |
13 | Authority to Issue Shares for Incentive Scheme | Mgmt | For | For | For |
14 | “Authority to Repurchase ““““N”””” Shares” | Mgmt | For | For | For |
15 | “Authority to Repurchase ““““A”””” Shares” | Mgmt | For | For | For |
16 | Authorisation of Legal Formalities | Mgmt | For | For | For |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
National Bank of Greece
Ticker | Security ID: | Meeting Date | Meeting Status |
ETE | CUSIP9 633643408 | 11/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Authority to Repurchase Preferred Shares | Mgmt | For | Abstain | Against |
2 | Election of Directors | Mgmt | For | Abstain | Against |
OGX Petroleo e Gas Participa· oes S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
OGXP3 | CINS P7356Y103 | 09/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Approval of the Spin Off | Mgmt | For | For | For |
4 | Election of Directors | Mgmt | For | For | For |
5 | Reconciliation of Share Capital | Mgmt | For | For | For |
6 | Amendments to Articles | Mgmt | For | For | For |
7 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
OJSC MMC Norilsk Nickel
Ticker | Security ID: | Meeting Date | Meeting Status |
GMKN | CINS 46626D108 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Elect Philip Aiken | Mgmt | For | Abstain | Against |
6 | Elect Enos Ned Banda | Mgmt | For | Abstain | Against |
7 | Elect Sergey Barbashev | Mgmt | N/A | Abstain | N/A |
8 | Elect Alexey Bashkirov | Mgmt | N/A | Abstain | N/A |
9 | Elect Lucian Bebchuk | Mgmt | For | For | For |
10 | Elect Andrey Bougrov | Mgmt | N/A | Abstain | N/A |
11 | Elect Terence Antony Wilkinson | Mgmt | For | Abstain | Against |
12 | Elect Olga Voytovich | Mgmt | For | Abstain | Against |
13 | Elect Alexander Voloshin | Mgmt | For | Abstain | Against |
14 | Elect Artem Volynets | Mgmt | N/A | Abstain | N/A |
15 | Elect Robert Godsell | Mgmt | For | Abstain | Against |
16 | Elect Oleg Deripaska | Mgmt | N/A | Abstain | N/A |
17 | Elect Claude Dauphin | Mgmt | For | Abstain | Against |
18 | Elect Marianna Zakharova | Mgmt | N/A | Abstain | N/A |
19 | Elect Larisa Zelkova | Mgmt | N/A | Abstain | N/A |
20 | Elect Vladimir Kantorovich | Mgmt | For | Abstain | Against |
21 | Elect Ruslan Karmanny | Mgmt | N/A | Abstain | N/A |
22 | Elect Andrey Klishas | Mgmt | N/A | Abstain | N/A |
23 | Elect Simon Collins | Mgmt | N/A | Abstain | N/A |
24 | Elect Bradford Mills | Mgmt | For | For | For |
25 | Elect Stalbek Mishakov | Mgmt | N/A | Abstain | N/A |
26 | Elect Ardavan Moshiri | Mgmt | For | Abstain | Against |
27 | Elect Oleg Pivovarchuk | Mgmt | N/A | Abstain | N/A |
28 | Elect Maxim Sokov | Mgmt | N/A | Abstain | N/A |
29 | Elect Vladimir Strzhalkovsky | Mgmt | N/A | Abstain | N/A |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
31 | Elect Petr Voznenko | Mgmt | For | For | For |
32 | Elect Natalia Gololobova | Mgmt | For | For | For |
33 | Elect Aleksei Kargachov | Mgmt | For | For | For |
34 | Elect Dmitry Pershinkov | Mgmt | For | For | For |
35 | Elect Tatiana Potarina | Mgmt | For | N/A | N/A |
36 | Elect Tamara Sirotkina | Mgmt | For | N/A | N/A |
37 | Elect Sergey Khodacevich | Mgmt | For | For | For |
38 | Appointment of Auditor | Mgmt | For | For | For |
39 | Independent Directors’ Fees | Mgmt | For | For | For |
40 | Independent Directors’ Option Plan | Mgmt | For | Against | Against |
41 | Determination of Cost of Indemnification | Mgmt | For | For | For |
42 | Indemnification of Directors and Officers | Mgmt | For | For | For |
43 | Determination of Cost of Liability Insurance | Mgmt | For | For | For |
44 | Liability Insurance | Mgmt | For | For | For |
Opto Circuits (India) Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
OPTOCIRCUI | CINS Y6495Y115 | 09/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | India | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Re-elect Thomas Dietiker | Mgmt | For | Against | Against |
4 | Re-elect V. Bala Subramaniam | Mgmt | For | For | For |
5 | Re-elect William O’Neill | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Re-appointment of Vinod Ramnani as Chairman and Managing Director; Approval of Compensation | Mgmt | For | For | For |
8 | Re-appointment of Usha Ramnani as Executive Director; Approval of Compensation | Mgmt | For | For | For |
9 | Divestiture | Mgmt | For | For | For |
10 | Divestiture | Mgmt | For | For | For |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS G6777T156 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS ADPC00773 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
Perfect World Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PWRD | CUSIP9 71372U104 | 08/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | 2010 Share Incentive Plan | Mgmt | For | Against | Against |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Ratification of Board Acts | Mgmt | For | For | For |
Petrochina Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
857 | CUSIP9 71646E100 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Supervisors’ Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Authority to Declare Interim Dividend | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against |
7 | Elect JIANG Jiemin | Mgmt | For | For | For |
8 | Elect ZHOU Jiping | Mgmt | For | For | For |
9 | Elect WANG Yilin | Mgmt | N/A | Abstain | N/A |
10 | Elect LI Xinhua | Mgmt | For | For | For |
11 | Elect LIAO Yongyuan | Mgmt | For | For | For |
12 | Elect WANG Guoliang | Mgmt | For | For | For |
13 | Elect WANG Dongjin | Mgmt | For | For | For |
14 | Elect YU Baocai | Mgmt | For | For | For |
15 | Elect RAN Xinquan | Mgmt | For | For | For |
16 | Elect LIU Hongru | Mgmt | For | For | For |
17 | Elect Franco Bernabe | Mgmt | For | Against | Against |
18 | Elect LI Yongwu | Mgmt | For | For | For |
19 | Elect CUI Junhui | Mgmt | For | For | For |
20 | Elect CHEN Zhiwu | Mgmt | For | For | For |
21 | Elect CHEN Ming | Mgmt | For | Against | Against |
22 | Elect GUO Jinping | Mgmt | For | For | For |
23 | Elect WEN Qingshan | Mgmt | For | Against | Against |
24 | Elect SUN Xianfeng | Mgmt | For | For | For |
25 | Elect LI Yuan | Mgmt | For | For | For |
26 | Elect WANG Daocheng | Mgmt | For | For | For |
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
28 | Issuance of Debt Financing Instruments | Mgmt | For | For | For |
PT Bank Negara Indonesia (Persero) Tbk
Ticker | Security ID: | Meeting Date | Meeting Status |
BBNI | CINS Y74568166 | 11/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Rights Issue | Mgmt | For | For | For |
2 | Amendments to Articles | Mgmt | For | Abstain | Against |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Approval of Borrowing | Mgmt | For | Abstain | Against |
2 | Amendments to Articles | Mgmt | For | Abstain | Against |
PT Holcim Indonesia Terbuka (fka PT Semen Cibinong Terbuka)
Ticker | Security ID: | Meeting Date | Meeting Status |
SMCB | cins Y7125T104 | 04/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors’ Report, Financial Statements, Ratification of Board Acts | Mgmt | For | Abstain | Against |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Ranbaxy Laboratories Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
RANBAXY | CINS Y7187Y165 | 05/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | India | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Elect Anthony Wild | Mgmt | For | For | For |
6 | Elect Akhiro Watanabe | Mgmt | For | For | For |
7 | Elect Arun Sawhney | Mgmt | For | For | For |
8 | Appointment of Arun Sawhney as Managing Director; Approval of Compensation | Mgmt | For | For | For |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Employee Stock Option Plan 2011 | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Employee Stock Option Plan 2011 for Subsidiaries | Mgmt | For | For | For |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
S.A.C.I. Falabella
Ticker | Security ID: | Meeting Date | Meeting Status |
FALABELLA | CINS P3880F108 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Chile | | |
| | | | | |
1 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against |
2 | Authority to Establish Maximum Shares and Repurchase Term | Mgmt | For | Abstain | Against |
3 | Authority to Establish Price or Grant Director’s Pricing Authority | Mgmt | For | Abstain | Against |
4 | Authority to Carry Out Formalities | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
S.A.C.I. Falabella
Ticker | Security ID: | Meeting Date | Meeting Status |
FALABELLA | CINS P3880F108 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Chile | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Dividend Policy | Mgmt | For | For | For |
4 | Election of Directors | Mgmt | For | Abstain | Against |
5 | Directors’ Fees | Mgmt | For | Abstain | Against |
6 | Appointment of Auditor and Risk Rating Agency | Mgmt | For | Abstain | Against |
7 | Publication of Company Notices | Mgmt | For | Abstain | Against |
8 | Related Party Transactions | Mgmt | For | For | For |
9 | Directors’ Committee Report; Directors’ Committee Fees and Budget | Mgmt | For | Abstain | Against |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Samsung Electronics Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
5930 | CINS Y74718100 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Directors’ Fees | Mgmt | For | Against | Against |
SAO MARTINHO SA
Ticker | Security ID: | Meeting Date | Meeting Status |
SMTO3 | CINS P8493J108 | 09/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For |
4 | Valuation Report | Mgmt | For | For | For |
5 | Joint Venture | Mgmt | For | For | For |
6 | Joint Venture | Mgmt | For | For | For |
7 | Capitalization of Reserves | Mgmt | For | For | For |
8 | Amendments to Articles of Nova Fronteria Bionergia SA | Mgmt | For | For | For |
Sao Martinho SA
Ticker | Security ID: | Meeting Date | Meeting Status |
SMTO3 | CINS P8493J108 | 11/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For |
4 | Waiver of Preemptive Rights to Effect Joint Venture | Mgmt | For | For | For |
5 | Authority to Carry Out Formalities Relating to Issuance of Shares | Mgmt | For | For | For |
6 | Shareholders’ Agreement For Joint Venture | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
Sao Martinho SA
Ticker | Security ID: | Meeting Date | Meeting Status |
SMTO3 | CINS P8493J108 | 12/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Restructuring Agreement | Mgmt | For | For | For |
3 | Ratification of Appraiser | Mgmt | For | For | For |
4 | Valuation Report | Mgmt | For | For | For |
5 | Restructuring of Operating Assets and Real Estate Holdings | Mgmt | For | For | For |
6 | Amendments to Articles of Usina Sao Martinho SA | Mgmt | For | For | For |
7 | Amendments to Articles | Mgmt | For | For | For |
8 | Authority to Carry Out Formalities | Mgmt | For | For | For |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Sberbank Rossii OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
SBER | CINS X76318108 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
6 | Elect Herman Gref | Mgmt | For | Against | Against |
7 | Elect Sergey Guriev | Mgmt | For | For | For |
8 | Elect Mikhail E. Dmitriev | Mgmt | For | For | For |
9 | Elect Bella Zlatkis | Mgmt | For | Against | Against |
10 | Elect Nadezhda Ivanova | Mgmt | For | Against | Against |
11 | Elect Sergey Ignatiev | Mgmt | For | Against | Against |
12 | Elect Georgy Luntovsky | Mgmt | For | Against | Against |
13 | Elect Mikhail Matovnikov | Mgmt | For | For | For |
14 | Elect Vladimir Mau | Mgmt | For | Against | Against |
15 | Elect Anna Popova | Mgmt | For | Against | Against |
16 | Elect Alessandro Profumo | Mgmt | For | Against | Against |
17 | Elect Alexey Savatyugin | Mgmt | For | Against | Against |
18 | Elect Rair Simonyan | Mgmt | For | For | For |
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | Against | Against |
20 | Elect Valery Tkachenko | Mgmt | For | Against | Against |
21 | Elect Alexey Ulyukaev | Mgmt | For | Against | Against |
22 | Elect Sergei Shvetsov | Mgmt | For | Against | Against |
23 | Elect Vladimir Volkov | Mgmt | For | For | For |
24 | Elect Maxim Dolzhnikov | Mgmt | For | For | For |
25 | Elect Lyudmila Zinina | Mgmt | For | For | For |
26 | Elect Yulia Isakhanova | Mgmt | For | For | For |
27 | Elect Dmitry Kondratenko | Mgmt | For | For | For |
28 | Elect Alexei Minenko | Mgmt | For | For | For |
29 | Elect Olga Polyakova | Mgmt | For | For | For |
30 | Elect Herman Gref as Company’s President | Mgmt | For | For | For |
31 | Directors and Audit Commission Members’ Fees | Mgmt | For | For | For |
32 | Amendments to Charter | Mgmt | For | For | For |
Singapore Exchange Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
S68 | CINS Y79946102 | 10/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Singapore | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Elect Joseph Yuvaraj Pillay | Mgmt | For | For | For |
4 | Elect Robert Owen | Mgmt | For | For | For |
5 | Elect CHEW Choon Seng | Mgmt | For | For | For |
6 | Elect LOH Boon Chye | Mgmt | For | For | For |
7 | Elect NG Kee Choe | Mgmt | For | Against | Against |
8 | Elect Magnus Bocker | Mgmt | For | For | For |
9 | Directors’ Fees for the Chairman | Mgmt | For | Against | Against |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Elect Thaddeus Beczak | Mgmt | For | For | For |
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Singapore Exchange Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
S68 | CINS Y79946102 | 10/07/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Singapore | | |
| | | | | |
1 | Authority to Repurchase Shares | Mgmt | For | For | For |
Sinopec Corporation (China Petroleum & Chemical)
Ticker | Security ID: | Meeting Date | Meeting Status |
386 | CUSIP9 16941R108 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Supervisors’ Report | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Surplus Common Reserve Funds | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Authority to Declare Interim Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Issuance of Debt Financing Instruments | Mgmt | For | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
10 | Elect FU Chengyu | Mgmt | For | For | For |
SPDR DJ Euro STOXX 50 ETF
Ticker | Security ID: | Meeting Date | Meeting Status |
FEZ | CUSIP9 78463X608 | 09/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Frank Nesvet | Mgmt | For | For | For |
1.2 | Elect David Kelly | Mgmt | For | For | For |
1.3 | Elect Bonny Eugenia | Mgmt | For | For | For |
1.4 | Elect Dwight Churchill | Mgmt | For | For | For |
1.5 | Elect Carl Verboncoeur | Mgmt | For | For | For |
1.6 | Elect James Ross | Mgmt | For | For | For |
2 | Approval of a Manager of Managers Structure | Mgmt | For | For | For |
3 | Approval of Changes to Fundamental Investment Limitations Regarding: Real Estate | Mgmt | For | For | For |
4 | Approval of Changes to Fundamental Investment Limitations Regarding: Senior Securities and Borrowing | Mgmt | For | For | For |
5 | Approval of Changes to Fundamental Investment Limitations Regarding Loans | Mgmt | For | For | For |
6 | Approval of Changes to Fundamental Investment Limitations Regarding Commodities | Mgmt | For | For | For |
7 | Approval of Changes to Fundamental Investment Limitations Regarding Industry Concentration | Mgmt | For | For | For |
8 | Approval of Changes to Fundamental Investment Limitations Regarding Industry Concentration | Mgmt | For | For | For |
9 | Elimination of Outdated Fundamental Investment Policies | Mgmt | For | For | For |
Sun Hung Kai Properties Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
16 | CINS Y82594121 | 12/02/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Hong Kong | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against |
6 | Elect LEE Shau Kee | Mgmt | For | Against | Against |
7 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against |
8 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against |
9 | Elect CHAN Kai Ming | Mgmt | For | For | For |
10 | Elect Thomas CHAN Kui Yuen | Mgmt | For | For | For |
11 | Elect KWONG Chun | Mgmt | For | Against | Against |
12 | Directors’ Fees | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Authority to Repurchase Shares | Mgmt | For | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
16 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
Taiwan Glass Industry Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
1802 | CINS Y8420M109 | 05/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Taiwan | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For |
8 | Amendments to Articles | Mgmt | For | For | For |
9 | Extraordinary motions | Mgmt | For | Against | Against |
Taiwan Semiconductor Manufacturing
Ticker | Security ID: | Meeting Date | Meeting Status |
2330 | CUSIP9 874039100 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For |
4 | Approve Spin-off | Mgmt | For | For | For |
5.1 | Elect Gregory C. Chow | Mgmt | For | For | For |
5.2 | Elect Kok-Choo Chen | Mgmt | For | For | For |
TNK-BP Holding OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS X91025100 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Annual Report | Mgmt | For | For | For |
3 | Financial Statements | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Elect Anatoly Akimenko | Mgmt | For | Abstain | Against |
7 | Elect John Brame | Mgmt | For | Abstain | Against |
8 | Elect David Lasfargue | Mgmt | For | For | For |
9 | Elect Pavel Nazarian | Mgmt | For | Abstain | Against |
10 | Elect Alexey Savchenko | Mgmt | For | Abstain | Against |
11 | Elect David Skidmore | Mgmt | For | Abstain | Against |
12 | Elect Richard Scott Sloan | Mgmt | For | Abstain | Against |
13 | Elect Igor Cheremikin | Mgmt | For | Abstain | Against |
14 | Elect Peter Charow | Mgmt | For | Abstain | Against |
15 | Election of Audit Commission | Mgmt | For | For | For |
16 | Appointment of Auditor | Mgmt | For | For | For |
17 | Directors’ Fees | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
TNK-BP Holding OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
TNBP | CINS X91025100 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
11 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Charitable Donations | Mgmt | For | TNA | N/A |
13 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Related Party Transactions | Mgmt | For | TNA | N/A |
16 | Minutes | Mgmt | For | TNA | N/A |
17 | Closing; Wishes | Mgmt | For | TNA | N/A |
TPK Holding Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
3673 | CINS G89843109 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Increase in Authorized Capital | Mgmt | For | For | For |
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For |
10 | Amendments to Articles | Mgmt | For | For | For |
11 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For |
12 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For |
13 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For | For |
14 | Amendments to Procedural Rules for Trading Derivatives | Mgmt | For | For | For |
15 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against |
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
17 | Extraordinary Motions | Mgmt | For | Against | Against |
Trakcja Polska SA
Ticker | Security ID: | Meeting Date | Meeting Status |
TRK | CINS X9213R108 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Agenda | Mgmt | For | For | For |
5 | Amendments to Articles | Mgmt | For | Against | Against |
6 | Meeting Costs | Mgmt | For | For | For |
7 | Closing | Mgmt | For | For | For |
Trakcja Polska SA
Ticker | Security ID: | Meeting Date | Meeting Status |
TRK | CINS X9213R108 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Poland | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening of Meeting; Election of Presiding Chairman | Mgmt | For | For | For |
3 | Compliance with Rules of Convocation | Mgmt | For | For | For |
4 | Agenda | Mgmt | For | For | For |
5 | Supervisory Board Report | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Accounts and Reports (Group) | Mgmt | For | For | For |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For |
9 | Ratification of Management Acts | Mgmt | For | For | For |
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
11 | Closing | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Turkiye Garanti Bankasi A.S.
Ticker | Security ID: | Meeting Date | Meeting Status |
GARAN | CINS M4752S106 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Amendments to Articles | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
9 | Charitable Donations | Mgmt | For | TNA | N/A |
10 | Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
United Company RUSAL Plc
Ticker | Security ID: | Meeting Date | Meeting Status |
0486 | CINS G9227K106 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Jersey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Oleg Deripaska | Mgmt | For | For | For |
5 | Elect Vladislav Soloviev | Mgmt | For | For | For |
6 | Elect Victor Vekselberg | Mgmt | For | Against | Against |
7 | Elect Alexander Popov | Mgmt | For | For | For |
8 | Elect Dmitry Razumov | Mgmt | For | For | For |
9 | Elect Philip Lader | Mgmt | For | Against | Against |
10 | Elect Artem Volynets | Mgmt | For | Against | Against |
11 | Elect Alexander Livshits | Mgmt | For | For | For |
12 | Elect Vera Kurochkina | Mgmt | For | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
VanceInfo Technologies, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VIT | CUSIP9 921564100 | 11/11/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Election of Directors | Mgmt | For | For | For |
2 | Elect Samuelson Young | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Ratification of Financial Statements | Mgmt | For | For | For |
6 | Ratification of Board Acts | Mgmt | For | For | For |
Vostok Nafta Investment Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
VNIL SDB | CINS G93886136 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Accounts and Reports | Mgmt | For | For | For |
13 | Allocation of Profits/Dividends | Mgmt | For | For | For |
14 | Board Size | Mgmt | For | For | For |
15 | Directors’ and Auditors’ Fees | Mgmt | For | Against | Against |
16 | Election of Directors; Appointment of Auditor | Mgmt | For | For | For |
17 | Nomination Committee | Mgmt | For | For | For |
18 | Compensation Guidelines | Mgmt | For | Against | Against |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Wal-Mart de Mexico, S.A.B. de C.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
WALMEXV | CINS P98180105 | 03/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Mexico | | |
| | | | | |
1 | Board’s Report | Mgmt | For | For | For |
2 | CEO’s Report | Mgmt | For | For | For |
3 | Audit and Corporate Governance Committee Report | Mgmt | For | For | For |
4 | Accounts | Mgmt | For | For | For |
5 | Report on Share Repurchase Program | Mgmt | For | For | For |
6 | Cancellation of Treasury Shares; Authority to Repurchase Shares | Mgmt | For | For | For |
7 | Amendment to Article 5 | Mgmt | For | For | For |
8 | Allocation of Profits | Mgmt | For | For | For |
9 | Allocation of Dividends | Mgmt | For | For | For |
10 | Report on Tax Compliance | Mgmt | For | For | For |
11 | Report on Stock Option Plan | Mgmt | For | For | For |
12 | Report on Wal-Mart de Mexico Foundation | Mgmt | For | For | For |
13 | Ratification of Board Acts | Mgmt | For | For | For |
14 | Election of Directors (Slate) | Mgmt | For | For | For |
15 | Election of Board Committee Members | Mgmt | For | For | For |
16 | Election of Meeting Delegates | Mgmt | For | For | For |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
X5 Retail Group N.V. (fka Pyaterochka Holding NV)
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 02/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Appointment of Kieran Balfe as CFO | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
X5 Retail Group N.V. (fka Pyaterochka Holding NV)
Ticker | Security ID: | Meeting Date | Meeting Status |
FIVE | CINS 98387E205 | 06/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Netherlands | | |
| | | | | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Corporate Governance Update | Mgmt | For | For | For |
4 | Reserves and Dividends Policy | Mgmt | For | For | For |
5 | Annual Report | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Ratification of Management Board Acts | Mgmt | For | For | For |
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
9 | Elect Andrei Gusev | Mgmt | For | For | For |
10 | Elect Frank Lhoest | Mgmt | For | For | For |
11 | Amendment to Remuneration Policy | Mgmt | For | For | For |
12 | Supervisory Board Fees | Mgmt | For | Against | Against |
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Amendments to Articles | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Directors’ Report | Mgmt | For | For | For |
5 | Supervisors’ Report | Mgmt | For | For | For |
6 | Financial Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Bonus Issue | Mgmt | For | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Amendments to Articles | Mgmt | For | For | For |
13 | Issuance of Short Term Bonds | Mgmt | For | For | For |
Zhaojin Mining Industry Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1818 | CINS Y988A6104 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Bonus Issue | Mgmt | For | For | For |
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
5 | Authority to Repurchase Shares | Mgmt | For | For | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global MegaTrends Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Luis Morelli | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Metcalfe | Mgmt | For | For | For |
7 | Elect Jaime Branger | Mgmt | For | Against | Against |
8 | Elect Ian Mann | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Share Consolidation | Mgmt | For | For | For |
Alaska Air Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALK | CUSIP9 011659109 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect William Ayer | Mgmt | For | For | For |
2 | Elect Patricia Bedient | Mgmt | For | For | For |
3 | Elect Marion Blakey | Mgmt | For | For | For |
4 | Elect Phyllis Campbell | Mgmt | For | For | For |
5 | Elect Jessie Knight, Jr. | Mgmt | For | For | For |
6 | Elect R. Marc Langland | Mgmt | For | For | For |
7 | Elect Dennis Madsen | Mgmt | For | For | For |
8 | Elect Byron Mallott | Mgmt | For | For | For |
9 | Elect J. Kenneth Thompson | Mgmt | For | For | For |
10 | Elect Bradley Tilden | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
14 | Advisory Vote on Written Consent | Mgmt | Against | For | Against |
15 | Amendment to the 2008 Performance Incentive Plan | Mgmt | For | For | For |
America Movil SAB de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
AMX | CUSIP9 02364W105 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Election of Directors (Series L) | Mgmt | For | Abstain | Against |
2 | Election of Meeting Delegates | Mgmt | For | For | For |
American Tower Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AMT | CUSIP9 029912201 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Raymond Dolan | Mgmt | For | For | For |
2 | Elect Ronald Dykes | Mgmt | For | For | For |
3 | Elect Carolyn Katz | Mgmt | For | For | For |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
5 | Elect JoAnn Reed | Mgmt | For | For | For |
6 | Elect Pamela Reeve | Mgmt | For | For | For |
7 | Elect David Sharbutt | Mgmt | For | For | For |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For |
9 | Elect Samme Thompson | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Beijing Enterprises Water Group Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
371 | CINS G0957L109 | 02/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Open Offer | Mgmt | For | For | For |
4 | Whitewash Waiver | Mgmt | For | For | For |
5 | Approval of the Exclusivity Agreement | Mgmt | For | For | For |
6 | Renewal of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
7 | Renewal of Authority to Repurchase Shares | Mgmt | For | Against | Against |
8 | Renewal of Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
9 | Elect HOU Feng; Director’s Fee | Mgmt | For | Against | Against |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Berkshire Hathaway Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BRK.A | CUSIP9 084670702 | 04/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Warren Buffett | Mgmt | For | For | For |
1.2 | Elect Charles Munger | Mgmt | For | For | For |
1.3 | Elect Howard Buffett | Mgmt | For | For | For |
1.4 | Elect Stephen Burke | Mgmt | For | For | For |
1.5 | Elect Susan Decker | Mgmt | For | For | For |
1.6 | Elect William Gates III | Mgmt | For | For | For |
1.7 | Elect David Gottesman | Mgmt | For | For | For |
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For |
1.9 | Elect Donald Keough | Mgmt | For | For | For |
1.10 | Elect Thomas Murphy | Mgmt | For | Withhold | Against |
1.11 | Elect Ronald Olson | Mgmt | For | For | For |
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For |
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
Cameco Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CCO | CUSIP9 13321L108 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Declaration of Residence - Canada | Mgmt | For | Against | Against |
2.1 | Elect Daniel Camus | Mgmt | For | For | For |
2.2 | Elect John Clappison | Mgmt | For | For | For |
2.3 | Elect Joe Colvin | Mgmt | For | For | For |
2.4 | Elect James Curtiss | Mgmt | For | For | For |
2.5 | Elect Donald Deranger | Mgmt | For | Withhold | Against |
2.6 | Elect James Gowans | Mgmt | For | For | For |
2.7 | Elect Timothy Gitzel | Mgmt | For | For | For |
2.8 | Elect Gerald Grandey | Mgmt | For | For | For |
2.9 | Elect Nancy Hopkins | Mgmt | For | For | For |
2.10 | Elect Oyvind Hushovd | Mgmt | For | For | For |
2.11 | Elect A. Anne McLellan | Mgmt | For | For | For |
2.12 | Elect A. Neil McMillan | Mgmt | For | For | For |
2.13 | Elect Victor Zaleschuk | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Amendments to Bylaws | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Caterpillar Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CUSIP9 149123101 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Calhoun | Mgmt | For | Withhold | Against |
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For |
1.3 | Elect Eugene Fife | Mgmt | For | For | For |
1.4 | Elect Juan Gallardo | Mgmt | For | For | For |
1.5 | Elect David Goode | Mgmt | For | For | For |
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For |
1.7 | Elect Peter Magowan | Mgmt | For | For | For |
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For |
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For |
1.10 | Elect William Osborn | Mgmt | For | For | For |
1.11 | Elect Charles Powell | Mgmt | For | For | For |
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
1.13 | Elect Susan Schwab | Mgmt | For | For | For |
1.14 | Elect Joshua Smith | Mgmt | For | For | For |
1.15 | Elect Miles White | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against |
CB Richard Ellis Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CBG | CUSIP9 12497T101 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Blum | Mgmt | For | For | For |
1.2 | Elect Curtis Feeny | Mgmt | For | For | For |
1.3 | Elect Bradford Freeman | Mgmt | For | For | For |
1.4 | Elect Michael Kantor | Mgmt | For | For | For |
1.5 | Elect Frederic Malek | Mgmt | For | For | For |
1.6 | Elect Jane Su | Mgmt | For | For | For |
1.7 | Elect Laura Tyson | Mgmt | For | For | For |
1.8 | Elect Brett White | Mgmt | For | For | For |
1.9 | Elect Gary Wilson | Mgmt | For | For | For |
1.10 | Elect Ray Wirta | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
Ticker | Security ID: | Meeting Date | Meeting Status |
BAACEZ | CINS X2337V121 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Czech Republic | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Amendments to Articles | Mgmt | For | For | For |
10 | Charitable Donations | Mgmt | For | For | For |
11 | Election of Supervisory Board | Mgmt | For | Abstain | Against |
12 | Election of Board Committee Members | Mgmt | For | Abstain | Against |
13 | Approval of Ivo Foltyn’s Contract | Mgmt | For | For | For |
14 | Approval of Lukas Hampl’s Contract | Mgmt | For | For | For |
15 | Approval of Jiri Kadrnka’s Contract | Mgmt | For | For | For |
16 | Approval of Jan Kohout’s Contract | Mgmt | For | For | For |
17 | Approval of Lubomir Lizal’s Contract | Mgmt | For | For | For |
18 | Approval of Lubomir Klosik’s Contract | Mgmt | For | For | For |
19 | Approval of the Specimen Contract | Mgmt | For | For | For |
20 | Audit Committee Contracts | Mgmt | For | For | For |
21 | Closing | Mgmt | For | For | For |
Changsha Zoomlion Heavy Industry Science
Ticker | Security ID: | Meeting Date | Meeting Status |
1157 | CINS Y1293Y110 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Report | Mgmt | For | For | For |
3 | Supervisors’ Report | Mgmt | For | For | For |
4 | Accounts and Reports Under PRC GAAP | Mgmt | For | For | For |
5 | Accounts and Reports Under IFRS | Mgmt | For | For | For |
6 | Approval of Settlement Accounts | Mgmt | For | Abstain | Against |
7 | Financial Budget | Mgmt | For | For | For |
8 | A Shares’ Report | Mgmt | For | For | For |
9 | H Shares’ Report | Mgmt | For | For | For |
10 | Appointment of Baker Tilly China Certified Public Accountants Co., Ltd. for 2011 | Mgmt | For | For | For |
11 | Appointment of KPMG for 2010 | Mgmt | For | For | For |
12 | Appointment of KPMG for 2011 | Mgmt | For | For | For |
13 | Authority to Set Fees | Mgmt | For | For | For |
14 | Approval of RMB 8 Billion Financing Limit for Zoomlion Finance and Leasing (China) Co., Ltd. | Mgmt | For | For | For |
15 | Approval of RMB 12 Billion Financing Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. | Mgmt | For | For | For |
16 | Approval of RMB 100 Billion Financing Limit for the Company | Mgmt | For | For | For |
17 | Authority to Give Guarantees | Mgmt | For | For | For |
18 | Adoption of Rules of Procedures for Shareholder’s General Meeting | Mgmt | For | For | For |
19 | Adoption of Rules of Procedures for Board | Mgmt | For | For | For |
20 | Adoption of Rules of Procedures for Supervisory | Mgmt | For | For | For |
21 | Adoption of Management Measures on Connected Transactions of H Shares | Mgmt | For | For | For |
22 | Adoption of Administrative Rules of Related Party Transactions | Mgmt | For | For | For |
23 | Change in Company Name | Mgmt | For | For | For |
24 | Amendments to Articles | Mgmt | For | For | For |
25 | Final Dividends | Mgmt | For | For | For |
26 | Bonus Share Issuance | Mgmt | For | For | For |
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
28 | Ratification of Board Acts | Mgmt | For | For | For |
29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Changsha Zoomlion Heavy Industry Science
Ticker | Security ID: | Meeting Date | Meeting Status |
1157 | CINS Y1293Y110 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Other | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Final Dividends | Mgmt | For | For | For |
3 | Bonus Share Issuance | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Ratification of Board Acts | Mgmt | For | For | For |
Chicago Bridge & Iron Company N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
CBI | CUSIP9 167250109 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Gary Neale | Mgmt | For | For | For |
2 | Elect J. Charles Jennett | Mgmt | For | For | For |
3 | Elect Larry McVay | Mgmt | For | For | For |
4 | Elect Marsha Williams | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Ratification of Management Board Acts | Mgmt | For | For | For |
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against |
China Communications Construction Company
Ticker | Security ID: | Meeting Date | Meeting Status |
1800 | CINS Y14369105 | 01/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect LIU Qitao | Mgmt | For | For | For |
3 | Elect LEUNG Chong Shun | Mgmt | For | For | For |
China Gas Holdings Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
384 | CINS G2109G103 | 08/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
5 | Elect LI Xiao Yun | Mgmt | For | For | For |
6 | Elect XU Ying | Mgmt | For | For | For |
7 | Elect FENG Zhuo Zhi | Mgmt | For | Against | Against |
8 | Elect Cynthia WONG Sin Yue | Mgmt | For | For | For |
9 | Elect MOON Duk Kyu | Mgmt | For | Against | Against |
10 | Elect Mulham Al Jarf | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Liansu Group Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
2128 | CINS G2159F104 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect WONG Luen Hei | Mgmt | For | Against | Against |
6 | Elect ZUO Manlun | Mgmt | For | Against | Against |
7 | Elect ZUO Xiaoping | Mgmt | For | For | For |
8 | Elect LAI Zhiqiang | Mgmt | For | For | For |
9 | Elect KONG Zhaocong | Mgmt | For | For | For |
10 | Directors’ Fees | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
China Railway Construction Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1186 | CINS Y1508P110 | 12/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect MENG Fengchao | Mgmt | For | For | For |
3 | Allocation of Interim Dividends | Mgmt | For | For | For |
4 | Changes of Use of H Share Proceeds | Mgmt | For | For | For |
China Resources Cement Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
1313 | CINS ADPV12973 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect ZHOU Junqing | Mgmt | For | For | For |
6 | Elect DU Wenmin | Mgmt | For | For | For |
7 | Elect WEI Bin | Mgmt | For | For | For |
8 | Elect Stephen IP Shu Kwan | Mgmt | For | Against | Against |
9 | Elect Abraham SHEK Lai Him | Mgmt | For | Against | Against |
10 | Elect XU Yongmo | Mgmt | For | For | For |
11 | Directors’ Fees | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Companhia de Concessoes Rodoviarias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCRO3 | CINS P1413U105 | 02/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Change of Company Name | Mgmt | For | For | For |
4 | Election of Directors | Mgmt | For | For | For |
5 | Election of Alternate Directors | Mgmt | For | For | For |
6 | Elect Newton Brandao Ferraz Ramos | Mgmt | For | For | For |
7 | Election of Alternate Supervisory Council Member | Mgmt | For | For | For |
Companhia de Concessoes Rodoviarias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCRO3 | CINS P1413U105 | 04/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Capital Expenditure Budget | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Election of Directors | Mgmt | For | For | For |
8 | Remuneration Policy | Mgmt | For | Against | Against |
9 | Election of Supervisory Council | Mgmt | For | For | For |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Companhia de Concessoes Rodoviarias
Ticker | Security ID: | Meeting Date | Meeting Status |
CCRO3 | CINS P1413U105 | 09/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Amendments to Articles | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Amendments to Articles | Mgmt | For | For | For |
COSCO Pacific Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1199 | CINS G2442N104 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect XU Minjie | Mgmt | For | Against | Against |
6 | Elect HE Jiale | Mgmt | For | For | For |
7 | Elect WANG Zenghua | Mgmt | For | For | For |
8 | Elect FENG Jinhua | Mgmt | For | For | For |
9 | Elect WANG Haimin | Mgmt | For | For | For |
10 | Elect GAO Ping | Mgmt | For | Against | Against |
11 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For |
12 | Elect Edward CHOW Kwong Fai | Mgmt | For | For | For |
13 | Elect Rita FAN HSU Lai Tai | Mgmt | For | For | For |
14 | Directors’ Fees | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Increase in Authorized Capital | Mgmt | For | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
18 | Authority to Repurchase Shares | Mgmt | For | For | For |
19 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against |
20 | Amendments to Articles | Mgmt | For | For | For |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
CPFL Energia SA
Ticker | Security ID: | Meeting Date | Meeting Status |
CPFE3 | CUSIP9 126153105 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | For | For |
4 | Election of Supervisory Council Members | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | Against | Against |
6 | Supervisory Council Fees | Mgmt | For | For | For |
7 | Reverse Stock Split and Simultaneous Stock Split | Mgmt | For | For | For |
8 | Amend Article 3 | Mgmt | For | For | For |
9 | Amend Article 5 | Mgmt | For | For | For |
10 | Amend Article 13 | Mgmt | For | For | For |
11 | Amend Article 25 | Mgmt | For | For | For |
12 | Consolidation of Articles | Mgmt | For | For | For |
CSX Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CSX | CUSIP9 126408103 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Donna Alvarado | Mgmt | For | For | For |
2 | Elect John Breaux | Mgmt | For | For | For |
3 | Elect Pamela Carter | Mgmt | For | For | For |
4 | Elect Steven Halverson | Mgmt | For | For | For |
5 | Elect Edward Kelly, III | Mgmt | For | For | For |
6 | Elect Gilbert Lamphere | Mgmt | For | For | For |
7 | Elect John McPherson | Mgmt | For | For | For |
8 | Elect Timothy O’Toole | Mgmt | For | For | For |
9 | Elect David Ratcliffe | Mgmt | For | For | For |
10 | Elect Donald Shepard | Mgmt | For | For | For |
11 | Elect Michael Ward | Mgmt | For | For | For |
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For |
13 | Elect J. Steven Whisler | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Cummins Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CMI | CUSIP9 231021106 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Theodore Solso | Mgmt | For | For | For |
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
3 | Elect William Miller | Mgmt | For | For | For |
4 | Elect Alexis Herman | Mgmt | For | For | For |
5 | Elect Georgia Nelson | Mgmt | For | For | For |
6 | Elect Carl Ware | Mgmt | For | For | For |
7 | Elect Robert Herdman | Mgmt | For | For | For |
8 | Elect Robert Bernhard | Mgmt | For | For | For |
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For |
10 | Elect Stephen Dobbs | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
Dongfang Electric Co Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
1072 | CINS Y20958107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Directors’ Reports | Mgmt | For | For | For |
3 | Supervisors’ Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Financial Statements | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Ecorodovias Infraestrutura e Logistica SA
Ticker | Security ID: | Meeting Date | Meeting Status |
ECOR3 | CINS P3661R107 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | For | For |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For |
6 | Election of Directors | Mgmt | For | Against | Against |
7 | Remuneration Policy | Mgmt | For | For | For |
8 | Amendment of 2010 Remuneration | Mgmt | For | For | For |
Ecorodovias Infraestrutura e Logistica SA
Ticker | Security ID: | Meeting Date | Meeting Status |
ECOR3 | CINS P3661R107 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Relocation of Company Headquarters | Mgmt | For | For | For |
4 | Stock Option Grant | Mgmt | For | For | For |
EcoRodovias Infraestrutura e Logistica SA
Ticker | Security ID: | Meeting Date | Meeting Status |
ECOR3 | CINS P3661R107 | 08/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Brazil | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Stock Option Plan | Mgmt | For | For | For |
4 | Stock Option Grant | Mgmt | For | For | For |
5 | Amendments to Articles | Mgmt | For | For | For |
Evraz Group SA
Ticker | Security ID: | Meeting Date | Meeting Status |
EVR | CINS 30050A202 | 05/16/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Luxembourg | | |
| | | | | |
1 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A |
2 | Accounts and Reports | Mgmt | For | TNA | N/A |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
4 | Presentation of Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
5 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A |
6 | Ratification of Board and Auditors’ Acts | Mgmt | For | TNA | N/A |
7 | Elect Alexander Abramov | Mgmt | For | TNA | N/A |
8 | Elect Otari Arshba | Mgmt | For | TNA | N/A |
9 | Elect Duncan Baxter | Mgmt | For | TNA | N/A |
10 | Elect Alexander Frolov | Mgmt | For | TNA | N/A |
11 | Elect James Karl Gruber | Mgmt | For | TNA | N/A |
12 | Elect Olga Pokrovskaya | Mgmt | For | TNA | N/A |
13 | Elect Terry Robinson | Mgmt | For | TNA | N/A |
14 | Elect Eugene Shvidler | Mgmt | For | TNA | N/A |
15 | Elect Eugene Tenenbaum | Mgmt | For | TNA | N/A |
16 | Ratification of Gordon Toll’s Acts | Mgmt | For | TNA | N/A |
17 | Appointment of Statutory Auditor | Mgmt | For | TNA | N/A |
18 | Appointment of Independent Auditor | Mgmt | For | TNA | N/A |
19 | Directors’ Fees | Mgmt | For | TNA | N/A |
20 | CEO Compensation | Mgmt | For | TNA | N/A |
21 | Authority to Sign Management Service Agreements with Independent Directors | Mgmt | For | TNA | N/A |
Firstenergy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FE | CUSIP9 337932107 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock Issuance for Acquisition | Mgmt | For | For | For |
2 | Increase of Authorized Common Stock | Mgmt | For | For | For |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Foster Wheeler AG
Ticker | Security ID: | Meeting Date | Meeting Status |
FWLT | CUSIP9 H27178104 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For |
2 | Elect Edward Galante | Mgmt | For | For | For |
3 | Elect Raymond Milchovich | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Ratification of Board and Management Acts | Mgmt | For | For | For |
8 | Increase in Authorized Capital | Mgmt | For | For | For |
9 | Cancellation of Shares and Reduction in Capital | Mgmt | For | For | For |
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
12 | Allocation and Release of Additional Paid-In Capital from Capital Contribution to Reserves | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Abstain | Against |
Freeport-McMoRan Copper & Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
Frontier Oil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTO | CUSIP9 35914P105 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Douglas Bech | Mgmt | For | Withhold | Against |
1.2 | Elect Michael Jennings | Mgmt | For | For | For |
1.3 | Elect Robert Kostelnik | Mgmt | For | For | For |
1.4 | Elect James Lee | Mgmt | For | For | For |
1.5 | Elect Paul Loyd, Jr. | Mgmt | For | Withhold | Against |
1.6 | Elect Franklin Myers | Mgmt | For | For | For |
1.7 | Elect Michael Rose | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Frontier Oil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTO | CUSIP9 35914P105 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Gasfrac Energy Services Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GFS | CINS 367257201 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Grupo Aeroportuario del Sureste S.A.B. de CV
Ticker | Security ID: | Meeting Date | Meeting Status |
ASUR | CUSIP9 40051E202 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Report of the Audit Committee | Mgmt | For | For | For |
2 | Report on Tax Compliance | Mgmt | For | For | For |
3 | Authority to Increase Legal Reserve | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Allocation of Dividends | Mgmt | For | For | For |
6 | Ratification of Board Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
7 | Ratification of Board Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
8 | Ratification of Board Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
9 | Ratification of Board Acts; Election of Directors; Election of Committee Members; Fees | Mgmt | For | For | For |
10 | Election of Meeting Delegates | Mgmt | For | For | For |
Gruppa LSR OAO (LSR Group OJSC)
Ticker | Security ID: | Meeting Date | Meeting Status |
LSRG | CINS 50218G107 | 04/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | Abstain | Against |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Board Size | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Kirill Androsov | Mgmt | For | For | For |
8 | Elect Ilgiz Valitov | Mgmt | For | For | For |
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against |
10 | Elect Vladislav Inozemtsev | Mgmt | For | For | For |
11 | Elect Igor Levit | Mgmt | For | Abstain | Against |
12 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against |
13 | Elect Sergey Skaterschikov | Mgmt | For | For | For |
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against |
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against |
16 | Elect Dmitry Kutuzov | Mgmt | For | Abstain | Against |
17 | Elect Yury Terentiev | Mgmt | For | Abstain | Against |
18 | Elect Natalia Klevtsova | Mgmt | For | Abstain | Against |
19 | Appointment of Auditor | Mgmt | For | For | For |
20 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For |
21 | Amendments to Charter | Mgmt | For | For | For |
22 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For |
23 | Related Party Transactions | Mgmt | For | For | For |
24 | Related Party Transactions | Mgmt | For | For | For |
25 | Related Party Transactions | Mgmt | For | For | For |
26 | Related Party Transactions | Mgmt | For | For | For |
Hyflux Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
600 | CINS Y3817K105 | 03/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Singapore | | |
| | | | | |
1 | Amendments to Articles | Mgmt | For | For | For |
2 | Authority to Issue Preferred Shares | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Joy Global Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JOYG | CUSIP9 481165108 | 03/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Steven Gerard | Mgmt | For | For | For |
1.2 | Elect John Hanson | Mgmt | For | For | For |
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
1.4 | Elect Gale Klappa | Mgmt | For | For | For |
1.5 | Elect Richard Loynd | Mgmt | For | For | For |
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
1.8 | Elect James Tate | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Employee Stock Purchase Plan | Mgmt | For | For | For |
Kolon Industries Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
120110 | CINS Y48111101 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Korea, Republic of | | |
| | | | | |
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Directors’ Fees | Mgmt | For | For | For |
4 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For |
Komatsu Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
6301 | CUSIP9 500458401 | 06/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Elect Masahiro Sakane | Mgmt | For | For | For |
3 | Elect Kunio Noji | Mgmt | For | For | For |
4 | Elect Yoshinori Komamura | Mgmt | For | For | For |
5 | Elect Tetsuji Ohhashi | Mgmt | For | For | For |
6 | Elect Kensuke Hotta | Mgmt | For | For | For |
7 | Elect Noriaki Kanoh | Mgmt | For | For | For |
8 | Elect Kohichi Ikeda | Mgmt | For | For | For |
9 | Elect Mamoru Hironaka | Mgmt | For | For | For |
10 | Elect Mikio Fujitsuka | Mgmt | For | For | For |
11 | Elect Fujitoshi Takamura | Mgmt | For | For | For |
12 | Elect Hiroyuki Kamano | Mgmt | For | For | For |
13 | Bonus | Mgmt | For | Against | Against |
14 | Stock Option Plan | Mgmt | For | For | For |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | For | For |
2 | Related Party Transactions | Mgmt | For | For | For |
3 | Related Party Transactions | Mgmt | For | For | For |
Magnitogorsk Iron & Steel Works
Ticker | Security ID: | Meeting Date | Meeting Status |
MAGN | CINS 559189204 | 05/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Annual Report | Mgmt | For | For | For |
2 | Financial Statements | Mgmt | For | For | For |
3 | Allocation of Profits | Mgmt | For | For | For |
4 | Dividends | Mgmt | For | For | For |
5 | Amendments to Charter | Mgmt | For | Abstain | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Elect Victor Rashnikov | Mgmt | For | Abstain | Against |
8 | Elect Vitaliy V. Bakhmetyev | Mgmt | For | Abstain | Against |
9 | Elect Boris A. Dubrovskiy | Mgmt | For | Abstain | Against |
10 | Elect David Logan | Mgmt | For | For | For |
11 | Elect Nikolai V. Lyadov | Mgmt | For | Abstain | Against |
12 | Elect Zumrud Rustamova | Mgmt | For | Abstain | Against |
13 | Elect Bernard Sucher | Mgmt | For | Abstain | Against |
14 | Elect Oleg Fedonin | Mgmt | For | Abstain | Against |
15 | Elect David J. Herman | Mgmt | For | Abstain | Against |
16 | Elect Peter Charow | Mgmt | For | For | For |
17 | Elect Arkadiy V. Chernov | Mgmt | For | Abstain | Against |
18 | Recall of Company’s Executive Body | Mgmt | For | For | For |
19 | Election of General Director | Mgmt | For | For | For |
20 | Elect Vitaly Bakhmetyev | Mgmt | For | For | For |
21 | Elect Igor V. Vier | Mgmt | For | For | For |
22 | Elect Dmitriy L. Lyadov | Mgmt | For | For | For |
23 | Elect Evgeniy V. Kebenko | Mgmt | For | For | For |
24 | Elect Aleksandr V. Maslennikov | Mgmt | For | For | For |
25 | Elect Aleksey A. Zaitsev | Mgmt | For | For | For |
26 | Elect Yaroslav V. Letimin | Mgmt | For | For | For |
27 | Elect Oksana V. Dyuldina | Mgmt | For | For | For |
28 | Elect Ilya M. Postolov | Mgmt | For | For | For |
29 | Elect Galina A. Akimova | Mgmt | For | For | For |
30 | Elect Boris A. Chistov | Mgmt | For | For | For |
31 | Elect Olga M. Nazarova | Mgmt | For | For | For |
32 | Elect Elena A. Artamonova | Mgmt | For | For | For |
33 | Appointment of Auditor | Mgmt | For | For | For |
34 | Directors’ Fees | Mgmt | For | For | For |
35 | Audit Commission’s Fees | Mgmt | For | For | For |
36 | Amendments to Regulations on Board of Directors | Mgmt | For | Abstain | Against |
37 | Amendments to Regulations on Executive Body | Mgmt | For | Abstain | Against |
38 | Amendments to Regulations on Audit Commission | Mgmt | For | Abstain | Against |
39 | Related Party Transactions (OAO MMK-Metiz) | Mgmt | For | For | For |
40 | Related Party Transactions (Sberbank) | Mgmt | For | For | For |
41 | Related Party Transactions (Bank VTB) | Mgmt | For | For | For |
42 | Related Party Transactions (Bank of Khanty-Mansiysk) | Mgmt | For | For | For |
43 | Related Party Transactions (Credit Ural Bank) | Mgmt | For | For | For |
44 | Related Party Transactions (BPS-Bank) | Mgmt | For | For | For |
McDermott International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDR | CUSIP9 580037109 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Bookout III | Mgmt | For | For | For |
1.2 | Elect Roger Brown | Mgmt | For | For | For |
1.3 | Elect Stephen Hanks | Mgmt | For | For | For |
1.4 | Elect Stephen Johnson | Mgmt | For | For | For |
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For |
1.6 | Elect Thomas Schievelbein | Mgmt | For | For | For |
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For |
1.8 | Elect David Trice | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Executive Incentive Compensation Plan | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
Mosaic Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MOS | CUSIP9 61945A107 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Recapitalization and Spin-off | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Novolipetsk Steel OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
NLMK | CINS 67011E204 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Interim Dividend | Mgmt | For | For | For |
NuStar Energy L.P.
Ticker | Security ID: | Meeting Date | Meeting Status |
NS | CUSIP9 67058H102 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Pacific Rubiales Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | For | For |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | Against | Against |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Victor Rivera | Mgmt | For | For | For |
14 | Elect Hernan Martinez | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors’ Report | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
PT Bumi Resources
Ticker | Security ID: | Meeting Date | Meeting Status |
BUMI | CINS Y7122M110 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Indonesia | | |
| | | | | |
1 | Approval of Borrowing | Mgmt | For | Abstain | Against |
2 | Amendments to Articles | Mgmt | For | Abstain | Against |
PT Holcim Indonesia Terbuka (fka PT Semen Cibinong Terbuka)
Ticker | Security ID: | Meeting Date | Meeting Status |
SMCB | cins Y7125T104 | 04/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Indonesia | | |
| | | | | |
1 | Directors’ Report, Financial Statements, Ratification of Board Acts | Mgmt | For | Abstain | Against |
2 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Rackspace Hosting, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RAX | CUSIP9 750086100 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Graham Weston | Mgmt | For | For | For |
1.2 | Elect Palmer Moe | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Rush Enterprises, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RUSHA | CUSIP9 781846209 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect W. Marvin Rush | Mgmt | For | For | For |
1.2 | Elect W. M. Rush | Mgmt | For | For | For |
1.3 | Elect James Underwood | Mgmt | For | For | For |
1.4 | Elect Harold Marshall | Mgmt | For | Withhold | Against |
1.5 | Elect Thomas Akin | Mgmt | For | For | For |
1.6 | Elect Gerald Szczepanksi | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Non-Employee Director Stock Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Siam Cement Public Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
SCC | CINS Y7866P147 | 03/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Thailand | | |
| | | | | |
1 | Approve Minutes | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Elect Sumet Tantivejkul | Mgmt | For | For | For |
6 | Elect Yos Euarchukiati | Mgmt | For | Against | Against |
7 | Elect Pricha Attavipach | Mgmt | For | For | For |
8 | Elect Kan Trakulhoon | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Directors’ and Committee’s Fees | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Directors’ and Committee’s Fees | Mgmt | For | For | For |
14 | Transaction of Other Business | Mgmt | For | Against | Against |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
SNC-Lavalin Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNC | CINS 78460T105 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ian Bourne | Mgmt | For | For | For |
3 | Elect Pierre Duhaime | Mgmt | For | For | For |
4 | Elect David Goldman | Mgmt | For | For | For |
5 | Elect Patricia Hammick | Mgmt | For | For | For |
6 | Elect Pierre Lessard | Mgmt | For | For | For |
7 | Elect Edythe Marcoux | Mgmt | For | For | For |
8 | Elect Lorna Marsden | Mgmt | For | For | For |
9 | Elect Claude Mongeau | Mgmt | For | For | For |
10 | Elect Gwyn Morgan | Mgmt | For | For | For |
11 | Elect Michael Parker | Mgmt | For | For | For |
12 | Elect Hugh Segal | Mgmt | For | For | For |
13 | Elect Lawrence Stevenson | Mgmt | For | For | For |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Continuation and Restatement of Shareholder Rights Plan | Mgmt | For | For | For |
17 | 2011 Stock Option Plan | Mgmt | For | For | For |
TAV Havalimanlari Holding
Ticker | Security ID: | Meeting Date | Meeting Status |
TAVHL | CINS M8782T109 | 05/13/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Minutes | Mgmt | For | TNA | N/A |
4 | Reports of the Board and Statutory Auditors | Mgmt | For | TNA | N/A |
5 | Accounts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Ratification of Board and Statutory Auditors’ Acts | Mgmt | For | TNA | N/A |
8 | Election of Statutory Auditors; Fees | Mgmt | For | TNA | N/A |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A |
10 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
11 | Charitable Donations | Mgmt | For | TNA | N/A |
12 | Report on Guarantees | Mgmt | For | TNA | N/A |
13 | Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Wishes | Mgmt | For | TNA | N/A |
15 | Closing | Mgmt | For | TNA | N/A |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP9 878742204 | 04/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ichiro Abe | Mgmt | For | For | For |
1.2 | Elect Mayank Ashar | Mgmt | For | For | For |
1.3 | Elect J. Brian Aune | Mgmt | For | For | For |
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.5 | Elect Hugh Bolton | Mgmt | For | For | For |
1.6 | Elect Felix Chee | Mgmt | For | For | For |
1.7 | Elect Jack Cockwell | Mgmt | For | For | For |
1.8 | Elect Norman Keevil | Mgmt | For | For | For |
1.9 | Elect Norman Keevil III | Mgmt | For | For | For |
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.11 | Elect Donald Lindsay | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Textainer Group Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TGH | CUSIP9 G8766E109 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Neil Jowell | Mgmt | For | Against | Against |
2 | Elect Cecil Jowell | Mgmt | For | For | For |
3 | Elect David Nurek | Mgmt | For | Against | Against |
4 | Approval of Financial Statements | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Tofas Turk Otomobil Fabrikasi AS
Ticker | Security ID: | Meeting Date | Meeting Status |
TOASO | CINS M87892101 | 03/31/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Special | Turkey | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A |
4 | Ratification of Co-option of Board Members | Mgmt | For | TNA | N/A |
5 | Ratification of Board and Statutory Auditors Acts | Mgmt | For | TNA | N/A |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
7 | Dividend Policy | Mgmt | For | TNA | N/A |
8 | Disclosure Policy | Mgmt | For | TNA | N/A |
9 | Election of Directors | Mgmt | For | TNA | N/A |
10 | Election of Statutory Auditors | Mgmt | For | TNA | N/A |
11 | Directors and Statutory Auditors’ Fees | Mgmt | For | TNA | N/A |
12 | Charitable Donations | Mgmt | For | TNA | N/A |
13 | Report on Related Party Transactions | Mgmt | For | TNA | N/A |
14 | Appointment of Auditor | Mgmt | For | TNA | N/A |
15 | Related Party Transactions | Mgmt | For | TNA | N/A |
16 | Minutes | Mgmt | For | TNA | N/A |
17 | Closing; Wishes | Mgmt | For | TNA | N/A |
Trubnaya Metallurgicheskaya Komp. OAO (JSC TMK)
Ticker | Security ID: | Meeting Date | Meeting Status |
TRMK | CINS 87260R201 | 10/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Russian Federation | | |
| | | | | |
1 | Related Party Transactions | Mgmt | For | Abstain | Against |
Uranium Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
UEC | CUSIP9 916896103 | 07/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Amir Adnani | Mgmt | For | For | For |
1.2 | Elect Alan Lindsay | Mgmt | For | Withhold | Against |
1.3 | Elect Harry Anthony | Mgmt | For | For | For |
1.4 | Elect Erik Essiger | Mgmt | For | Withhold | Against |
1.5 | Elect Ivan Obolensky | Mgmt | For | For | For |
1.6 | Elect Vincent Della Volpe | Mgmt | For | For | For |
1.7 | Elect Mark Katsumata | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
Valero Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
VLO | CUSIP9 91913Y100 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ronald Calgaard | Mgmt | For | For | For |
2 | Elect Stephen Waters | Mgmt | For | For | For |
3 | Elect Randall Weisenburger | Mgmt | For | For | For |
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
5 | Repeal of Classified Board | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For |
Walter Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WLT | CUSIP9 93317Q105 | 04/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For |
1.2 | Elect Jerry Kolb | Mgmt | For | For | For |
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For |
1.4 | Elect Joseph Leonard | Mgmt | For | For | For |
1.5 | Elect Bernard Rethore | Mgmt | For | For | For |
1.6 | Elect Michael Tokarz | Mgmt | For | For | For |
1.7 | Elect A.J. Wagner | Mgmt | For | For | For |
1.8 | Elect David Beatty | Mgmt | For | For | For |
1.9 | Elect Keith Calder | Mgmt | For | For | For |
1.10 | Elect Graham Mascall | Mgmt | For | Withhold | Against |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Westshore Terminals Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status |
WTE | CINS 960911105 | 11/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Conversion to Corporation | Mgmt | For | For | For |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Directors’ Report | Mgmt | For | For | For |
4 | Supervisors’ Report | Mgmt | For | For | For |
5 | Accounts and Reports | Mgmt | For | For | For |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Elect DING Rongjun | Mgmt | For | Against | Against |
9 | Elect DENG Huijin | Mgmt | For | For | For |
10 | Elect LI Donglin | Mgmt | For | Against | Against |
11 | Elect YAN Wu | Mgmt | For | For | For |
12 | Elect MA Yunkun | Mgmt | For | For | For |
13 | Elect GAO Yucai | Mgmt | For | For | For |
14 | Elect Clement CHAN Kam Wing | Mgmt | For | For | For |
15 | Elect PAO Ping Wing | Mgmt | For | For | For |
16 | Elect LIU Chunru | Mgmt | For | For | For |
17 | Elect HE Wencheng as a Shareholders’ Representative Supervisor | Mgmt | For | Against | Against |
18 | Elect GENG Jianxin as an Independent Supervisor | Mgmt | For | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
3898 | CINS Y9892N104 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | China | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | CSRG Second Supplemental Mutual Supply Agreement and Annual Caps | Mgmt | For | For | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Resources Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS 003069101 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Board Size | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS ADPC00760 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Board Size | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Acergy S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
ACY | CUSIP9 00443E104 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Merger | Mgmt | For | For | For |
2 | Election of Directors | Mgmt | For | For | For |
Acergy S.A.
Ticker | Security ID: | Meeting Date | Meeting Status |
ACY | CUSIP9 00443E104 | 12/20/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Elect Bob Long | Mgmt | N/A | For | N/A |
Africa Oil Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
AOI | CINS 00829Q101 | 05/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Keith Hill | Mgmt | For | Against | Against |
3 | Elect J. Cameron Bailey | Mgmt | For | For | For |
4 | Elect Gary Guidry | Mgmt | For | Against | Against |
5 | Elect Bryan Benitz | Mgmt | For | For | For |
6 | Elect John Craig | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan Renewal | Mgmt | For | For | For |
9 | Transaction of Other Business | Mgmt | For | Against | Against |
Africa Oil Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
AOI | CINS ADPC00982 | 05/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Keith Hill | Mgmt | For | Against | Against |
3 | Elect J. Cameron Bailey | Mgmt | For | For | For |
4 | Elect Gary Guidry | Mgmt | For | Against | Against |
5 | Elect Bryan Benitz | Mgmt | For | For | For |
6 | Elect John Craig | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan Renewal | Mgmt | For | For | For |
9 | Transaction of Other Business | Mgmt | For | Against | Against |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Lawrence Clark, Jr. | Mgmt | For | For | For |
3 | Elect Brett Winstone | Mgmt | For | For | For |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Agriterra Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AGTA | CINS G96119105 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Andrew Groves | Mgmt | For | For | For |
3 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
4 | Elect Michael Pelham | Mgmt | For | Against | Against |
5 | Elect Euan Kay | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Adoption of New Articles | Mgmt | For | Against | Against |
Agrium Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AGU | CUSIP9 008916108 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against |
1.2 | Elect Russel Girling | Mgmt | For | For | For |
1.3 | Elect Susan Henry | Mgmt | For | For | For |
1.4 | Elect Russell Horner | Mgmt | For | For | For |
1.5 | Elect David Lesar | Mgmt | For | For | For |
1.6 | Elect John Lowe | Mgmt | For | For | For |
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For |
1.8 | Elect Derek Pannell | Mgmt | For | For | For |
1.9 | Elect Frank Proto | Mgmt | For | For | For |
1.10 | Elect Michael Wilson | Mgmt | For | For | For |
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Luis Morelli | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Metcalfe | Mgmt | For | For | For |
7 | Elect Jaime Branger | Mgmt | For | Against | Against |
8 | Elect Ian Mann | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Share Consolidation | Mgmt | For | For | For |
Alpha Natural Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANR | CUSIP9 02076X102 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Quillen | Mgmt | For | For | For |
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For |
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For |
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For |
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For |
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For |
1.7 | Elect Joel Richards, III | Mgmt | For | For | For |
1.8 | Elect James Roberts | Mgmt | For | For | For |
1.9 | Elect Ted Wood | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Pollution Report | ShrHoldr | Against | Against | For |
Alpha Natural Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANR | CUSIP9 02076X102 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Increase of Authorized Common Stock | Mgmt | For | For | For |
2 | Acquisition | Mgmt | For | For | For |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Anadarko Petroleum Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
APC | CUSIP9 032511107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Butler, Jr. | Mgmt | For | Against | Against |
2 | Elect Kevin Chilton | Mgmt | For | For | For |
3 | Elect Luke Corbett | Mgmt | For | For | For |
4 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
5 | Elect Preston Geren, III | Mgmt | For | For | For |
6 | Elect John Gordon | Mgmt | For | For | For |
7 | Elect James Hackett | Mgmt | For | For | For |
8 | Ratification of Auditor | Mgmt | For | For | For |
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
11 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
13 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | For | Against |
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
Anfield Nickel Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANF | CINS ADPC00908 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Marshall Koval | Mgmt | For | For | For |
3 | Elect Robert Pirooz | Mgmt | For | Against | Against |
4 | Elect Aziz Shariff | Mgmt | For | Against | Against |
5 | Elect David Strang | Mgmt | For | Against | Against |
6 | Elect Anish Sunderji | Mgmt | For | For | For |
7 | Elect Donald Shumka | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Anfield Nickel Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ANF | CINS ADPC00698 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Marshall Koval | Mgmt | For | For | For |
3 | Elect Robert Pirooz | Mgmt | For | Against | Against |
4 | Elect Aziz Shariff | Mgmt | For | Against | Against |
5 | Elect David Strang | Mgmt | For | Against | Against |
6 | Elect Anish Sunderji | Mgmt | For | For | For |
7 | Elect Donald Shumka | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Apache Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
APA | CUSIP9 037411105 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect G. Steven Farris | Mgmt | For | For | For |
2 | Elect Randolph Ferlic | Mgmt | For | For | For |
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For |
4 | Elect John Kocur | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
8 | Increase of Authorized Common Stock | Mgmt | For | For | For |
9 | Increase of Preferred Stock | Mgmt | For | Against | Against |
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against |
Arch Coal, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ACI | CUSIP9 039380100 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect James Boyd | Mgmt | For | For | For |
1.2 | Elect John Eaves | Mgmt | For | For | For |
1.3 | Elect David Freudenthal | Mgmt | For | For | For |
1.4 | Elect Douglas Hunt | Mgmt | For | For | For |
1.5 | Elect J. Thomas Jones | Mgmt | For | For | For |
1.6 | Elect A. Michael Perry | Mgmt | For | For | For |
1.7 | Elect Peter Wold | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Arena Resources, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARD | CUSIP9 040049108 | 07/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Merger | Mgmt | For | Against | Against |
Atacama Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAM | CINS 045921103 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Tim Miller | Mgmt | For | For | For |
3 | Elect Lukas Lundin | Mgmt | For | For | For |
4 | Elect Richard Clark | Mgmt | For | For | For |
5 | Elect Paul Conibear | Mgmt | For | For | For |
6 | Elect John Craig | Mgmt | For | For | For |
7 | Elect Ron Hochstein | Mgmt | For | For | For |
8 | Elect M. Barry Needham | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | For | For |
11 | Ratification of Stock Option Grants | Mgmt | For | For | For |
12 | Discretion to Vote on Amended Proposals | Mgmt | For | Against | Against |
Augusta Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AZC | CUSIP9 050912203 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Timothy Baker | Mgmt | For | For | For |
2.2 | Elect Gilmour Clausen | Mgmt | For | For | For |
2.3 | Elect Donald Clark | Mgmt | For | For | For |
2.4 | Elect W. Durand Eppler | Mgmt | For | For | For |
2.5 | Elect Christopher Jennings | Mgmt | For | For | For |
2.6 | Elect John Brodie | Mgmt | For | For | For |
2.7 | Elect Robert Wares | Mgmt | For | For | For |
2.8 | Elect Richard Warke | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Baker Hughes Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
BHI | CUSIP9 057224107 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Larry Brady | Mgmt | For | For | For |
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For |
1.3 | Elect Chad Deaton | Mgmt | For | For | For |
1.4 | Elect Anthony Fernandes | Mgmt | For | For | For |
1.5 | Elect Claire Gargalli | Mgmt | For | For | For |
1.6 | Elect Pierre Jungels | Mgmt | For | For | For |
1.7 | Elect James Lash | Mgmt | For | For | For |
1.8 | Elect J. Larry Nichols | Mgmt | For | Withhold | Against |
1.9 | Elect H. John Riley, Jr. | Mgmt | For | For | For |
1.10 | Elect J.W. Stewart | Mgmt | For | For | For |
1.11 | Elect Charles Watson | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Reapproval of Performance Goals under the Annual Incentive Compensation Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Bankers Petroleum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
BNK | CINS 066286303 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2 | Elect Abdel Badwi | Mgmt | For | For | For |
3 | Elect Eric Brown | Mgmt | For | For | For |
4 | Elect Wesley Clark | Mgmt | For | Against | Against |
5 | Elect Robert Cross | Mgmt | For | Against | Against |
6 | Elect Jonathan Harris | Mgmt | For | For | For |
7 | Elect Phillip Knoll | Mgmt | For | For | For |
8 | Elect Ian McMurtie | Mgmt | For | For | For |
9 | Elect John Zaozirny | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
BHP Billiton Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BHP | CUSIP9 088606108 | 11/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
2 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
3 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
4 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
5 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
6 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
7 | Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
8 | Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For |
10 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For |
12 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For |
13 | Directors’ Remuneration Report | Mgmt | For | For | For |
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For |
15 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For |
16 | Adoption of New Constitution (BHP Billiton Limited) | Mgmt | For | For | For |
17 | Adoption of New Articles (BHP Billiton plc) | Mgmt | For | For | For |
BNK Petroleum Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
BKX | CINS 05570P103 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Ford Nicholson | Mgmt | For | For | For |
4 | Elect Robert Cross | Mgmt | For | Against | Against |
5 | Elect Victor Redekop | Mgmt | For | For | For |
6 | Elect Eric Brown | Mgmt | For | For | For |
7 | Elect Wesley Clark | Mgmt | For | Against | Against |
8 | Elect Wolf Regener | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Bounty Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
BNT | CINS Q1714D124 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Re-elect Julie Garland McLellan | Mgmt | For | For | For |
4 | Elect Natalie Forsyth-Stock | Mgmt | For | For | For |
5 | Approve Issue of Securities | Mgmt | For | For | For |
Cameco Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CCO | CUSIP9 13321L108 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Declaration of Residence - Canada | Mgmt | For | Against | Against |
2.1 | Elect Daniel Camus | Mgmt | For | For | For |
2.2 | Elect John Clappison | Mgmt | For | For | For |
2.3 | Elect Joe Colvin | Mgmt | For | For | For |
2.4 | Elect James Curtiss | Mgmt | For | For | For |
2.5 | Elect Donald Deranger | Mgmt | For | Withhold | Against |
2.6 | Elect James Gowans | Mgmt | For | For | For |
2.7 | Elect Timothy Gitzel | Mgmt | For | For | For |
2.8 | Elect Gerald Grandey | Mgmt | For | For | For |
2.9 | Elect Nancy Hopkins | Mgmt | For | For | For |
2.10 | Elect Oyvind Hushovd | Mgmt | For | For | For |
2.11 | Elect A. Anne McLellan | Mgmt | For | For | For |
2.12 | Elect A. Neil McMillan | Mgmt | For | For | For |
2.13 | Elect Victor Zaleschuk | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Amendments to Bylaws | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Canada Zinc Metals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CZX | CINS 135306108 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Peeyush Varshney | Mgmt | For | Against | Against |
6 | Elect Marco Strub | Mgmt | For | Against | Against |
7 | Elect Henry Giegerich | Mgmt | For | For | For |
8 | Elect John Thomas | Mgmt | For | For | For |
9 | Elect Praveen Varshney | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
12 | Private Placement | Mgmt | For | For | For |
13 | Discretion to Vote on Amended Proposals | Mgmt | For | Against | Against |
14 | Transaction of Other Business | Mgmt | For | Against | Against |
Carbo Ceramics Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRR | CUSIP9 140781105 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sigmund Cornelius | Mgmt | For | For | For |
1.2 | Elect James Jennings | Mgmt | For | For | For |
1.3 | Elect Gary Kolstad | Mgmt | For | For | For |
1.4 | Elect Henry Lentz | Mgmt | For | For | For |
1.5 | Elect Randy Limbacher | Mgmt | For | For | For |
1.6 | Elect William Morris | Mgmt | For | For | For |
1.7 | Elect Robert Rubin | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Catalyst Copper Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCY | CINS 14888C101 | 11/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John Greenslade | Mgmt | For | For | For |
4 | Elect Gordon Keep | Mgmt | For | Against | Against |
5 | Elect John Reynolds | Mgmt | For | Against | Against |
6 | Elect Gerald Prosalendis | Mgmt | For | For | For |
7 | Elect Terry Hodson | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Caterpillar Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CUSIP9 149123101 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Calhoun | Mgmt | For | Withhold | Against |
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For |
1.3 | Elect Eugene Fife | Mgmt | For | For | For |
1.4 | Elect Juan Gallardo | Mgmt | For | For | For |
1.5 | Elect David Goode | Mgmt | For | For | For |
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For |
1.7 | Elect Peter Magowan | Mgmt | For | For | For |
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For |
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For |
1.10 | Elect William Osborn | Mgmt | For | For | For |
1.11 | Elect Charles Powell | Mgmt | For | For | For |
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
1.13 | Elect Susan Schwab | Mgmt | For | For | For |
1.14 | Elect Joshua Smith | Mgmt | For | For | For |
1.15 | Elect Miles White | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Harry Michael | Mgmt | For | For | For |
5 | Elect G. Robert Bowker | Mgmt | For | For | For |
6 | Elect Colin Cowden | Mgmt | For | Against | Against |
7 | Elect Josef El-Raghy | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Loan Funded Share Plan | Mgmt | For | Against | Against |
CF Industries Holdings, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CF | CUSIP9 125269100 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stephen Wilson | Mgmt | For | For | For |
1.2 | Elect Wallace Creek | Mgmt | For | For | For |
1.3 | Elect William Davisson | Mgmt | For | For | For |
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Chesapeake Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CKG | CINS 165184102 | 12/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Chris Falck | Mgmt | For | For | For |
3 | Elect Daniel Kunz | Mgmt | For | Against | Against |
4 | Elect Peter Palmedo | Mgmt | For | For | For |
5 | Elect John Perston | Mgmt | For | For | For |
6 | Elect P. Randy Reifel | Mgmt | For | Against | Against |
7 | Elect Gerald Sneddon | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
Chicago Bridge & Iron Company N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
CBI | CUSIP9 167250109 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Gary Neale | Mgmt | For | For | For |
2 | Elect J. Charles Jennett | Mgmt | For | For | For |
3 | Elect Larry McVay | Mgmt | For | For | For |
4 | Elect Marsha Williams | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Accounts and Reports | Mgmt | For | For | For |
8 | Ratification of Management Board Acts | Mgmt | For | For | For |
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against |
Cimarex Energy Co.
Ticker | Security ID: | Meeting Date | Meeting Status |
XEC | CUSIP9 171798101 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect David Hentschel | Mgmt | For | For | For |
2 | Elect F. H. Merelli | Mgmt | For | For | For |
3 | Elect L. Paul Teague | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
6 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against |
7 | Ratification of Auditor | Mgmt | For | For | For |
Cliffs Natural Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CLF | CUSIP9 18683K101 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Joseph Carrabba | Mgmt | For | For | For |
2 | Elect Susan Cunningham | Mgmt | For | For | For |
3 | Elect Barry Eldridge | Mgmt | For | For | For |
4 | Elect Andres Ricardo Gluski Weilert | Mgmt | For | For | For |
5 | Elect Susan Green | Mgmt | For | For | For |
6 | Elect Janice Henry | Mgmt | For | For | For |
7 | Elect James Kirsch | Mgmt | For | For | For |
8 | Elect Francis McAllister | Mgmt | For | For | For |
9 | Elect Roger Phillips | Mgmt | For | For | For |
10 | Elect Richard Riederer | Mgmt | For | For | For |
11 | Elect Richard Ross | Mgmt | For | For | For |
12 | Elect Alan Schwartz | Mgmt | For | For | For |
13 | Increase of Authorized Common Stock | Mgmt | For | Against | Against |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
17 | Ratification of Auditor | Mgmt | For | For | For |
Coalcorp Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCJ | CINS 190135400 | 12/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Richard Lister | Mgmt | For | Against | Against |
3 | Elect Charles Entrekin | Mgmt | For | For | For |
4 | Elect Gregory Radke | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Coalcorp Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCJ | CINS ADPC00863 | 12/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Richard Lister | Mgmt | For | Against | Against |
3 | Elect Charles Entrekin | Mgmt | For | For | For |
4 | Elect Gregory Radke | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Coalcorp Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCJ | CINS ADPC00869 | 12/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Richard Lister | Mgmt | For | Against | Against |
3 | Elect Charles Entrekin | Mgmt | For | For | For |
4 | Elect Gregory Radke | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Cobalt International Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CIE | CUSIP9 19075F106 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Joseph Bryant | Mgmt | For | For | For |
1.2 | Elect Peter Coneway | Mgmt | For | For | For |
1.3 | Elect Michael France | Mgmt | For | For | For |
1.4 | Elect Jack Golden | Mgmt | For | For | For |
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | For | For |
1.6 | Elect Scott Lebovitz | Mgmt | For | For | For |
1.7 | Elect Jon Marshall | Mgmt | For | For | For |
1.8 | Elect Kenneth Moore | Mgmt | For | For | For |
1.9 | Elect Kenneth Pontarelli | Mgmt | For | For | For |
1.10 | Elect Myles Scoggins | Mgmt | For | For | For |
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | For | For |
1.12 | Elect Martin Young, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Consolidated Thompson Iron Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CLM | CINS 210206108 | 02/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
Core Laboratories N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
CLB | CUSIP9 N22717107 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Demshur | Mgmt | For | For | For |
1.2 | Elect Rene Joyce | Mgmt | For | For | For |
1.3 | Elect Michael Kearney | Mgmt | For | For | For |
1.4 | Elect Jan Sodderland | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Authority to Cancel Shares | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For |
6 | Elimination of Preemptive Rights | Mgmt | For | For | For |
7 | Ratification of Auditor | Mgmt | For | For | For |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Diamond Fields International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DFI | CINS ADPC00851 | 12/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Edward Malouf | Mgmt | For | For | For |
4 | Elect Gregg Sedun | Mgmt | For | Against | Against |
5 | Elect Norman Baker | Mgmt | For | For | For |
6 | Elect Earl Young | Mgmt | For | For | For |
7 | Elect Gooroodeo Sookun | Mgmt | For | Against | Against |
8 | Elect Craig McLean | Mgmt | For | For | For |
9 | Elect Ian Ransome | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Equity Incentive Plan | Mgmt | For | For | For |
12 | Exercise of Warrants | Mgmt | For | For | For |
13 | Conversion of Debentures | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Gamarci | Mgmt | For | Against | Against |
4 | Elect Bill Koutsouras | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Michael Beckett | Mgmt | For | Against | Against |
3 | Elect Wayne McManus | Mgmt | For | For | For |
4 | Elect Neil Woodyer | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Ensco International plc
Ticker | Security ID: | Meeting Date | Meeting Status |
ESV | CUSIP9 29358Q109 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Merger/Acquisition | Mgmt | For | For | For |
Ensco plc
Ticker | Security ID: | Meeting Date | Meeting Status |
ESV | CUSIP9 29358Q109 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect J. Roderick Clark | Mgmt | For | For | For |
2 | Elect Daniel Rabun | Mgmt | For | For | For |
3 | Elect Keith Rattie | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Appointment of Statutory Auditor | Mgmt | For | For | For |
6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
7 | Payment of Historic Dividends | Mgmt | For | For | For |
8 | Release of Shareholders from Claims Regarding Historic Dividends | Mgmt | For | For | For |
9 | Release of Shareholders from Claims Regarding Historical Dividends | Mgmt | For | For | For |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00789 | 07/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Approve to set the number of Directors at 6 | Mgmt | N/A | For | N/A |
4 | Election of Robert Power as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
5 | Election of David Bell as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
6 | Election of John F. Cook as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
7 | Election of Michael T. Mason as a Director of the Corporation for the ensuing year | Mgmt | N/A | Against | N/A |
8 | Election of Christopher A. Serin as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
9 | Election of Dimitar L. Dimitrov as a Director of the Corporation for the ensuing year | Mgmt | N/A | For | N/A |
10 | Appointment of Deloitte & Touche LLP as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration | Mgmt | N/A | For | N/A |
11 | Approve the Company s Stock Option Plan, as specified | Mgmt | N/A | For | N/A |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EOX | CINS ADPC00789 | 08/24/2010 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | N/A | TNA | N/A |
3 | Reduce Size of Board | Mgmt | N/A | TNA | N/A |
4 | Elect John Nugent | Mgmt | N/A | TNA | N/A |
5 | Elect Mark Gustafson | Mgmt | N/A | TNA | N/A |
6 | Elect Randal Matkaluk | Mgmt | N/A | TNA | N/A |
7 | Elect Donald Siemens | Mgmt | N/A | TNA | N/A |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | TNA | N/A |
9 | Renewal of Stock Option Plan | Mgmt | N/A | TNA | N/A |
Euromax Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EOX | CINS ADPC00789 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Robert Power | Mgmt | For | For | For |
5 | Elect David Bell | Mgmt | For | For | For |
6 | Elect John Cook | Mgmt | For | For | For |
7 | Elect Michael Mason | Mgmt | For | For | For |
8 | Elect Christopher Serin | Mgmt | For | For | For |
9 | Elect Dimitar Dimitrov | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Renewal of Stock Option Plan | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
European Goldfields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EGU | CINS 298774100 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Election of Directors | ShrHoldr | N/A | For | N/A |
First Majestic Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FR | CUSIP9 32076V103 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Keith Neumeyer | Mgmt | For | For | For |
2.2 | Elect Ramon Davila | Mgmt | For | For | For |
2.3 | Elect Robert McCallum | Mgmt | For | For | For |
2.4 | Elect Douglas Penrose | Mgmt | For | For | For |
2.5 | Elect Tony Pezzotti | Mgmt | For | For | For |
2.6 | Elect David Shaw | Mgmt | For | For | For |
2.7 | Elect Robert Young | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Stock Option Plan | Mgmt | For | For | For |
Flowserve Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FLS | CUSIP9 34354P105 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Friedery | Mgmt | For | For | For |
1.2 | Elect Joe Harlan | Mgmt | For | For | For |
1.3 | Elect Michael Johnston | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Elimination of Certain Supermajority Requirements | Mgmt | For | For | For |
5 | Amendments to Supermajority Provisions for Related Corporation Transactions | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A208 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Lukas Lundin | Mgmt | For | Against | Against |
4 | Elect Ron Hochstein | Mgmt | For | Against | Against |
5 | Elect Adam Lundin | Mgmt | For | For | For |
6 | Elect James Cambon | Mgmt | For | For | For |
7 | Elect Ian Gibbs | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 08/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Property Sale | Mgmt | For | For | For |
3 | Transact Other Business | Mgmt | For | Against | Against |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 11/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
3 | Change of Company Name | Mgmt | For | For | For |
4 | Potential Sale Transaction | Mgmt | For | Against | Against |
5 | Discretion to Vote on Other Business and Amended Proposals | Mgmt | For | Against | Against |
Foster Wheeler AG
Ticker | Security ID: | Meeting Date | Meeting Status |
FWLT | CUSIP9 H27178104 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For |
2 | Elect Edward Galante | Mgmt | For | For | For |
3 | Elect Raymond Milchovich | Mgmt | For | For | For |
4 | Appointment of Auditor | Mgmt | For | For | For |
5 | Appointment of Auditor | Mgmt | For | For | For |
6 | Accounts and Reports | Mgmt | For | For | For |
7 | Ratification of Board and Management Acts | Mgmt | For | For | For |
8 | Increase in Authorized Capital | Mgmt | For | For | For |
9 | Cancellation of Shares and Reduction in Capital | Mgmt | For | For | For |
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
12 | Allocation and Release of Additional Paid-In Capital from Capital Contribution to Reserves | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Abstain | Against |
Freeport-McMoRan Copper & Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
Frontier Oil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTO | CUSIP9 35914P105 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Douglas Bech | Mgmt | For | Withhold | Against |
1.2 | Elect Michael Jennings | Mgmt | For | For | For |
1.3 | Elect Robert Kostelnik | Mgmt | For | For | For |
1.4 | Elect James Lee | Mgmt | For | For | For |
1.5 | Elect Paul Loyd, Jr. | Mgmt | For | Withhold | Against |
1.6 | Elect Franklin Myers | Mgmt | For | For | For |
1.7 | Elect Michael Rose | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Frontier Oil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FTO | CUSIP9 35914P105 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Gasfrac Energy Services Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GFS | CINS 367257201 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D204 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00978 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D105 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00833 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Tierra Energy Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GTE | CUSIP9 38500T101 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Dana Coffield | Mgmt | For | For | For |
1.2 | Elect Jeffrey Scott | Mgmt | For | For | For |
1.3 | Elect Verne Johnson | Mgmt | For | For | For |
1.4 | Elect Nicholas Kirton | Mgmt | For | For | For |
1.5 | Elect Raymond Antony | Mgmt | For | Withhold | Against |
1.6 | Elect J. Scott Price | Mgmt | For | Withhold | Against |
1.7 | Elect Gerald Macey | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Halliburton Company
Ticker | Security ID: | Meeting Date | Meeting Status |
HAL | CUSIP9 406216101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alan Bennett | Mgmt | For | For | For |
2 | Elect James Boyd | Mgmt | For | For | For |
3 | Elect Milton Carroll | Mgmt | For | For | For |
4 | Elect Nance Dicciani | Mgmt | For | For | For |
5 | Elect S. Malcolm Gillis | Mgmt | For | Against | Against |
6 | Elect Abdallah Jum’ah | Mgmt | For | For | For |
7 | Elect David Lesar | Mgmt | For | For | For |
8 | Elect Robert Malone | Mgmt | For | For | For |
9 | Elect J. Landis Martin | Mgmt | For | Against | Against |
10 | Elect Debra Reed | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
Holly Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
HOC | CUSIP9 435758305 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Buford Berry | Mgmt | For | For | For |
1.2 | Elect Matthew Clifton | Mgmt | For | For | For |
1.3 | Elect Leldon Echols | Mgmt | For | For | For |
1.4 | Elect R. Kevin Hardage | Mgmt | For | For | For |
1.5 | Elect Robert McKenzie | Mgmt | For | For | For |
1.6 | Elect Jack Reid | Mgmt | For | Withhold | Against |
1.7 | Elect Tommy Valenta | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
5 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For |
Holly Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
HOC | CUSIP9 435758305 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Merger | Mgmt | For | For | For |
2 | Increase of Authorized Common Stock and Company Name Change | Mgmt | For | For | For |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Ivanhoe Energy Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
IE | CINS 465790103 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect Robert Friedland | Mgmt | For | Against | Against |
4 | Elect A. Robert Abboud | Mgmt | For | For | For |
5 | Elect Howard Balloch | Mgmt | For | Against | Against |
6 | Elect Carlos Cabrera | Mgmt | For | For | For |
7 | Elect Brian Downey | Mgmt | For | For | For |
8 | Elect Robert Graham | Mgmt | For | Against | Against |
9 | Elect Peter Meredith | Mgmt | For | Against | Against |
10 | Elect Alexander Molyneux | Mgmt | For | For | For |
11 | Elect Robert Pirraglia | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Joy Global Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
JOYG | CUSIP9 481165108 | 03/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Steven Gerard | Mgmt | For | For | For |
1.2 | Elect John Hanson | Mgmt | For | For | For |
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
1.4 | Elect Gale Klappa | Mgmt | For | For | For |
1.5 | Elect Richard Loynd | Mgmt | For | For | For |
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
1.8 | Elect James Tate | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Employee Stock Purchase Plan | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CINS 496902404 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect John Brough | Mgmt | For | Against | Against |
3 | Elect Tye Burt | Mgmt | For | For | For |
4 | Elect John Carrington | Mgmt | For | For | For |
5 | Elect Richard Clark | Mgmt | For | For | For |
6 | Elect John Huxley | Mgmt | For | For | For |
7 | Elect John Keyes | Mgmt | For | For | For |
8 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For |
9 | Elect George Michals | Mgmt | For | For | For |
10 | Elect John Oliver | Mgmt | For | For | For |
11 | Elect Terence Reid | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Amendment to Share Incentive Plan | Mgmt | For | For | For |
14 | Amendment to Restricted Share Plan | Mgmt | For | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CUSIP9 496902404 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock and Warrant Issuance for Acquisition | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | cins 496902404 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Stock and Warrant Issuance for Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
LITHIUM AMERICAS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
LAC | CINS 536800105 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Waldo Perez | Mgmt | For | For | For |
3 | Elect David D’Onofrio | Mgmt | For | Against | Against |
4 | Elect W. Hodgson | Mgmt | For | Against | Against |
5 | Elect John Kanellitsas | Mgmt | For | For | For |
6 | Elect Constantine Karayannopoulos | Mgmt | For | For | For |
7 | Elect Franco Mignacco | Mgmt | For | Against | Against |
8 | Elect George Pirie | Mgmt | For | For | For |
9 | Elect Douglas Reeson | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Approval of Unallocated Options Under Stock Option Plan | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
LITHIUM AMERICAS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
LAC | CINS 536800105 | 08/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Waldo Perez | Mgmt | For | For | For |
4 | Elect Basil Botha | Mgmt | For | For | For |
5 | Elect David D’Onofrio | Mgmt | For | For | For |
6 | Elect Constantine Karayannopoulos | Mgmt | For | For | For |
7 | Elect Franco Mignacco | Mgmt | For | For | For |
8 | Elect George Pirie | Mgmt | For | For | For |
9 | Elect Douglas Reeson | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
LITHIUM AMERICAS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
LAC | CINS ADPC00799 | 08/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Waldo Perez | Mgmt | For | For | For |
4 | Elect Basil Botha | Mgmt | For | For | For |
5 | Elect David D’Onofrio | Mgmt | For | For | For |
6 | Elect Constantine Karayannopoulos | Mgmt | For | For | For |
7 | Elect Franco Mignacco | Mgmt | For | For | For |
8 | Elect George Pirie | Mgmt | For | For | For |
9 | Elect Douglas Reeson | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
LITHIUM AMERICAS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
LAC | CINS ADPC00798 | 08/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Waldo Perez | Mgmt | For | For | For |
4 | Elect Basil Botha | Mgmt | For | For | For |
5 | Elect David D’Onofrio | Mgmt | For | For | For |
6 | Elect Constantine Karayannopoulos | Mgmt | For | For | For |
7 | Elect Franco Mignacco | Mgmt | For | For | For |
8 | Elect George Pirie | Mgmt | For | For | For |
9 | Elect Douglas Reeson | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lumina Copper Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LCC | CINS 55025N104 | 02/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ross Cory | Mgmt | For | For | For |
3 | Elect Robert Pirooz | Mgmt | For | Against | Against |
4 | Elect Donald Shumka | Mgmt | For | Against | Against |
5 | Elect David Strang | Mgmt | For | For | For |
6 | Elect John Wright | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Lundin Petroleum AB
Ticker | Security ID: | Meeting Date | Meeting Status |
LUPE | CINS W64566107 | 11/04/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Sweden | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Distribution of Etrion Corporation Shares | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
LyondellBasell Industries N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
LYB | CUSIP9 N53745100 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Jagject Bindra | Mgmt | For | For | For |
2 | Elect Milton Carroll | Mgmt | For | For | For |
3 | Elect Rudy van der Meer | Mgmt | For | For | For |
4 | Elect Robin Buchanan | Mgmt | For | For | For |
5 | Elect Jacques Aigrain | Mgmt | For | For | For |
6 | Approval of Annual Accounts | Mgmt | For | For | For |
7 | Officer Liability/Indemnification | Mgmt | For | For | For |
8 | Director Liability/Indemnification | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Remuneration of Supervisory Board | Mgmt | For | For | For |
11 | Amendments to Articles | Mgmt | For | For | For |
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For |
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | Elect Robert G. Gwin | Mgmt | For | For | For |
Lysander Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
LYM | CINS 552355109 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Bryce Porter | Mgmt | For | Against | Against |
4 | Elect John Conlon | Mgmt | For | For | For |
5 | Elect John Newton | Mgmt | For | Against | Against |
6 | Elect Colin Stocks | Mgmt | For | For | For |
7 | Elect John Byrne | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Change of Company Name | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
11 | Approval of Stock Option Grants | Mgmt | For | Against | Against |
Magma Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
MXY | CINS 559184106 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Donald McInnes | Mgmt | For | For | For |
4 | Elect Walter Segsworth | Mgmt | For | For | For |
5 | Elect David O’Brien | Mgmt | For | For | For |
6 | Approval of the Merger | Mgmt | For | For | For |
7 | Change of Company Name | Mgmt | For | For | For |
Magma Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
MXY | CINS 559184106 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ross Beaty | Mgmt | For | For | For |
3 | Elect David Cornhill | Mgmt | For | For | For |
4 | Elect Robert Pirooz | Mgmt | For | For | For |
5 | Elect Donald Shumka | Mgmt | For | Against | Against |
6 | Elect Paul Sweeney | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
Marathon Oil Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
MRO | CUSIP9 565849106 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Gregory Boyce | Mgmt | For | For | For |
2 | Elect Pierre Brondeau | Mgmt | For | For | For |
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For |
4 | Elect David Daberko | Mgmt | For | Against | Against |
5 | Elect William Davis, III | Mgmt | For | Against | Against |
6 | Elect Shirley Jackson | Mgmt | For | For | For |
7 | Elect Philip Lader | Mgmt | For | Against | Against |
8 | Elect Charles Lee | Mgmt | For | For | For |
9 | Elect Michael Phelps | Mgmt | For | Against | Against |
10 | Elect Dennis Reilley | Mgmt | For | Against | Against |
11 | Elect Seth Schofield | Mgmt | For | Against | Against |
12 | Elect John Snow | Mgmt | For | Against | Against |
13 | Elect Thomas Usher | Mgmt | For | For | For |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | For | For |
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
18 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For |
Massey Energy Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MEE | CUSIP9 576206106 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Acquisition | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Mechel OAO
Ticker | Security ID: | Meeting Date | Meeting Status |
MTLR | CUSIP9 583840103 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Annual Report | Mgmt | For | Against | Against |
2 | Financial Statements | Mgmt | For | Against | Against |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4.1 | Elect David Johnson | Mgmt | For | Withhold | Against |
4.2 | Elect Vladimir Gusev | Mgmt | For | Withhold | Against |
4.3 | Elect Alexander Yevtushenko | Mgmt | For | For | For |
4.4 | Elect Igor Zyuzin | Mgmt | For | Withhold | Against |
4.5 | Elect Igor Kozhukhovksy | Mgmt | For | For | For |
4.6 | Elect Serafim Kolpakov | Mgmt | For | For | For |
4.7 | Elect Yevgeny V. Mikhel | Mgmt | For | Withhold | Against |
4.8 | Elect Valentin Proskurnya | Mgmt | For | Withhold | Against |
4.9 | Elect Roger Gale | Mgmt | For | Withhold | Against |
5 | Elect Elena V. Pavlovskaya-Moknatkina | Mgmt | For | For | For |
6 | Elect Natalya Mikhaylova | Mgmt | For | For | For |
7 | Elect Lyudmila Radishevskaya | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | Amendments to Charter | Mgmt | For | For | For |
10 | Amendments to Regulations on Management | Mgmt | For | For | For |
11 | Amendments to Regulations on Board of Directors | Mgmt | For | For | For |
12 | Amendments to Regulations on General Director | Mgmt | For | For | For |
13 | Related Party Transactions | Mgmt | For | Abstain | Against |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R407 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Elect Robert Metcalfe | Mgmt | For | For | For |
4 | Elect Jaime Branger | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Doyle | Mgmt | For | For | For |
7 | Elect Serafino Iacono | Mgmt | For | For | For |
8 | Elect Augusto Lopez | Mgmt | For | For | For |
9 | Elect J. Randall Martin | Mgmt | For | For | For |
10 | Elect Hernan Martinez | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00977 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00976 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Elect Robert Metcalfe | Mgmt | For | For | For |
4 | Elect Jaime Branger | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Doyle | Mgmt | For | For | For |
7 | Elect Serafino Iacono | Mgmt | For | For | For |
8 | Elect Augusto Lopez | Mgmt | For | For | For |
9 | Elect J. Randall Martin | Mgmt | For | For | For |
10 | Elect Hernan Martinez | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Monsanto Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MON | CUSIP9 61166W101 | 01/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Laura Ipsen | Mgmt | For | For | For |
2 | Elect William Parfet | Mgmt | For | For | For |
3 | Elect George Poste | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For |
Mosaic Company
Ticker | Security ID: | Meeting Date | Meeting Status |
MOS | CUSIP9 61945A107 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Recapitalization and Spin-off | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Natasa Mining Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS G6395A100 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Chrisilios Kyriakou | Mgmt | For | Against | Against |
3 | Elect Charles de Chezelles | Mgmt | For | For | For |
4 | Elect Ian Mann | Mgmt | For | For | For |
5 | Elect Jonathan Reynolds | Mgmt | For | For | For |
6 | Investment Policy | Mgmt | For | For | For |
Natasa Mining Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS G6395A100 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Reduction in Share Capital by way of Dividend | Mgmt | For | For | For |
National Oilwell Varco, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NOV | CUSIP9 637071101 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Robert Beauchamp | Mgmt | For | For | For |
2 | Elect Jefferey Smisek | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Repeal of Classified Board | Mgmt | For | For | For |
7 | Increase of Authorized Common Stock | Mgmt | For | For | For |
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
NGEx Resources (fka Canadian Gold Hunter Corp)
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | CINS ADPV13290 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Wojtek Wodzicki | Mgmt | For | For | For |
3 | Elect William Rand | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Paul Conibear | Mgmt | For | Against | Against |
6 | Elect David Mullen | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Niko Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NKO | CINS 653905109 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
7 | Ratification of Option Grants | Mgmt | For | Against | Against |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
NiMin Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
NNN | CINS 65440N100 | 06/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Oceaneering International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OII | CUSIP9 675232102 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect T. Jay Collins | Mgmt | For | For | For |
1.2 | Elect D. Michael Hughes | Mgmt | For | Withhold | Against |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Oil States International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OIS | CUSIP9 678026105 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Christopher Seaver | Mgmt | For | For | For |
1.2 | Elect Douglas Swanson | Mgmt | For | Withhold | Against |
1.3 | Elect Cindy Taylor | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect David Seton | Mgmt | For | For | For |
4 | Set the Term of Office to Three Years (David Seton) | Mgmt | For | Against | Against |
5 | Approve Conversion Rights of U.S. Convertible Notes and Issuance of U.S. Conversion Shares | Mgmt | For | For | For |
6 | Issuance of Warrants to U.S. Investors and Placement Agent | Mgmt | For | For | For |
7 | Approve Conversion Rights of Offshore Notes and Issuance of Offshore Conversion Shares | Mgmt | For | For | For |
8 | Issuance of Warrants to Offshore Investor and Placement Agent | Mgmt | For | For | For |
9 | Approval of Anti-Dilution Provisions in the Offered Notes | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
12 | Equity Grant (CEO David Seton) | Mgmt | For | Against | Against |
13 | Equity Grant (Non-executive director Leslie Robinson) | Mgmt | For | Against | Against |
14 | Equity Grant (Non-executive director Douglas Willock) | Mgmt | For | Against | Against |
15 | Equity Grant (Non-executive director Jon Morda) | Mgmt | For | Against | Against |
16 | Ratify Placement of Securities (Officer Options) | Mgmt | For | Against | Against |
17 | Ratify Placement of Securities (General Research) | Mgmt | For | For | For |
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
19 | Transaction of Other Business | Mgmt | For | Against | Against |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 12/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Placement of Securities (Gold Warrants) | Mgmt | For | For | For |
3 | Ratify Placement of Securities (Agent Warrants) | Mgmt | For | For | For |
4 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For |
5 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
6 | Approve Issue of Securities (General Research Options) | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS ADPC00773 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
Pacific Rubiales Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | For | For |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | Against | Against |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Victor Rivera | Mgmt | For | For | For |
14 | Elect Hernan Martinez | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Pan American Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PAA | CUSIP9 697900108 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ross Beaty | Mgmt | For | Withhold | Against |
1.2 | Elect Geoffrey Burns | Mgmt | For | For | For |
1.3 | Elect Robert Pirooz | Mgmt | For | For | For |
1.4 | Elect William Fleckenstein | Mgmt | For | For | For |
1.5 | Elect Michael Maloney | Mgmt | For | For | For |
1.6 | Elect David Press | Mgmt | For | For | For |
1.7 | Elect Walter Segsworth | Mgmt | For | For | For |
1.8 | Elect Michael Carroll | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Peregrine Metals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PGM | CINS ADPC00742 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect George Bee | Mgmt | For | For | For |
4 | Elect Alan Carter | Mgmt | For | For | For |
5 | Elect Jonathan Challis | Mgmt | For | For | For |
6 | Elect Richard Cohen | Mgmt | For | Against | Against |
7 | Elect Eric Friedland | Mgmt | For | For | For |
8 | Elect Myron Goldstein | Mgmt | For | For | For |
9 | Elect Chantal Gosselin | Mgmt | For | Against | Against |
10 | Elect Gordon Keep | Mgmt | For | Against | Against |
11 | Elect Charles Russell | Mgmt | For | Against | Against |
12 | Appointment of Auditor | Mgmt | For | For | For |
Petroamerica Oil Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PTA | CINS 71647B105 | 12/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Jeffrey Boyce | Mgmt | For | For | For |
4 | Elect A. Kroshko | Mgmt | For | For | For |
5 | Elect Augusto Lopez | Mgmt | For | For | For |
6 | Elect John Zaozirny | Mgmt | For | Against | Against |
7 | Elect Michael Beckett | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
10 | Change of Continuance | Mgmt | For | For | For |
Petroamerica Oil Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PTA | CINS ADPC00860 | 12/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Jeffrey Boyce | Mgmt | For | For | For |
4 | Elect A. Kroshko | Mgmt | For | For | For |
5 | Elect Augusto Lopez | Mgmt | For | For | For |
6 | Elect John Zaozirny | Mgmt | For | Against | Against |
7 | Elect Michael Beckett | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
10 | Change of Continuance | Mgmt | For | For | For |
Petroleum Development Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
PETD | CUSIP9 716578109 | 06/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Joseph Casabona | Mgmt | For | For | For |
1.2 | Elect David Parke | Mgmt | For | For | For |
1.3 | Elect Jeffrey Swoveland | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Petromanas Energy Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
PMI | CINS 71672A105 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Stock Option Plan Renewal | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Pioneer Natural Resources Company
Ticker | Security ID: | Meeting Date | Meeting Status |
PXD | CUSIP9 723787107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edison Buchanan | Mgmt | For | Withhold | Against |
1.2 | Elect R. Hartwell Gardner | Mgmt | For | Withhold | Against |
1.3 | Elect Jim Watson | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Randgold Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RRS | CUSIP9 752344309 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A |
3 | Directors’ Remuneration Report | Mgmt | N/A | Against | N/A |
4 | Elect Philippe Lietard | Mgmt | N/A | For | N/A |
5 | Elect D. Mark Bristow | Mgmt | N/A | For | N/A |
6 | Elect Graham Shuttleworth | Mgmt | N/A | For | N/A |
7 | Elect Norborne Cole, Jr. | Mgmt | N/A | Against | N/A |
8 | Elect Christopher Coleman | Mgmt | N/A | For | N/A |
9 | Elect Kadri Dagdelen | Mgmt | N/A | For | N/A |
10 | Elect Robert Israel | Mgmt | N/A | For | N/A |
11 | Elect Karl Voltaire | Mgmt | N/A | Against | N/A |
12 | Appointment of Auditor | Mgmt | N/A | For | N/A |
13 | Authority to Set Auditor’s Fees | Mgmt | N/A | For | N/A |
14 | Directors’ Fees | Mgmt | N/A | Against | N/A |
15 | Co-Investment Plan | Mgmt | N/A | Against | N/A |
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A |
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A |
18 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A |
19 | Adoption of New Articles | Mgmt | N/A | Against | N/A |
Range Energy Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGO | CINS ADPC00735 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Roger Bethell | Mgmt | For | Against | Against |
4 | Elect Allan Bezanson | Mgmt | For | For | For |
5 | Elect Garth Edgar | Mgmt | For | Against | Against |
6 | Elect Patrick de Genevraye | Mgmt | For | For | For |
7 | Elect R. Brian Murray | Mgmt | For | Against | Against |
8 | Elect Donald Sheldon | Mgmt | For | Against | Against |
9 | Elect Micheal Wood | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Incentive Plan | Mgmt | For | For | For |
Revett Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RVM | CINS 761505205 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendment to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
Rio Tinto plc
Ticker | Security ID: | Meeting Date | Meeting Status |
RIO | CUSIP9 767204100 | 04/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors’ Remuneration Report | Mgmt | For | For | For |
3 | Elect Tom Albanese | Mgmt | For | For | For |
4 | Elect Robert Brown | Mgmt | For | For | For |
5 | Elect Vivienne Cox | Mgmt | For | For | For |
6 | Elect Jan du Plessis | Mgmt | For | For | For |
7 | Elect Guy Elliott | Mgmt | For | For | For |
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For |
9 | Elect Ann Godbehere | Mgmt | For | For | For |
10 | Elect Richard Goodmanson | Mgmt | For | For | For |
11 | Elect Andrew Gould | Mgmt | For | For | For |
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For |
13 | Elect Paul Tellier | Mgmt | For | For | For |
14 | Elect Samuel Walsh | Mgmt | For | For | For |
15 | Elect Stephen Mayne | Mgmt | Against | Against | For |
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For |
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For |
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against |
Robbins & Myers, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBN | CUSIP9 770196103 | 01/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Issuance of Shares Pursuant to the Plan of Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Robbins & Myers, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBN | CUSIP9 770196103 | 03/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Andrew Lampereur | Mgmt | For | For | For |
1.2 | Elect Thomas Loftis | Mgmt | For | For | For |
1.3 | Elect Dale Medford | Mgmt | For | For | For |
1.4 | Elect Albert Neupaver | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
ROCKWELL DIAMONDS INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDI | CINS ADPC00804 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Bristow | Mgmt | For | For | For |
4 | Elect Mark Bristow | Mgmt | For | For | For |
5 | Elect David Copeland | Mgmt | For | Against | Against |
6 | Elect Gary Wu | Mgmt | For | For | For |
7 | Elect Willem Jacobs | Mgmt | For | For | For |
8 | Elect Richard Linnell | Mgmt | For | For | For |
9 | Elect Sandile Zungu | Mgmt | For | Against | Against |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Amendments to Articles Regarding Electronic Record Keeping | Mgmt | For | For | For |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS ADPC00817 | 10/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Vladimir Agapov | Mgmt | For | For | For |
4 | Elect Andre Agapov | Mgmt | For | For | For |
5 | Elect Gordon Keep | Mgmt | For | Against | Against |
6 | Elect Abraham Stein | Mgmt | For | Against | Against |
7 | Elect Peter Hediger | Mgmt | For | Against | Against |
8 | Elect John Reynolds | Mgmt | For | Against | Against |
9 | Elect Dmitry Ushakov | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS ADPC00816 | 10/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Vladimir Agapov | Mgmt | For | For | For |
4 | Elect Andre Agapov | Mgmt | For | For | For |
5 | Elect Gordon Keep | Mgmt | For | Against | Against |
6 | Elect Abraham Stein | Mgmt | For | Against | Against |
7 | Elect Peter Hediger | Mgmt | For | Against | Against |
8 | Elect John Reynolds | Mgmt | For | Against | Against |
9 | Elect Dmitry Ushakov | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Sable Mining Africa Limited (fka BioEnergy Africa Limited)
Ticker | Security ID: | Meeting Date | Meeting Status |
SBLM | CINS G7762V107 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Andrew Burns | Mgmt | For | Against | Against |
3 | Elect Jeremy Sanford | Mgmt | For | Against | Against |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Elect Andrew Groves | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Shamaran Petroleum Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNM | CINS 819320102 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Keith Hill | Mgmt | For | Against | Against |
4 | Elect Pradeep Kabra | Mgmt | For | For | For |
5 | Elect J. Cameron Bailey | Mgmt | For | For | For |
6 | Elect Gary Guidry | Mgmt | For | Against | Against |
7 | Elect Brian Edgar | Mgmt | For | Against | Against |
8 | Elect Alexandre Schneiter | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Silver Standard Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SSO | CUSIP9 82823L106 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect A.E. Michael Anglin | Mgmt | For | For | For |
2.2 | Elect John Brodie | Mgmt | For | Withhold | Against |
2.3 | Elect Richard Campbell | Mgmt | For | For | For |
2.4 | Elect Richard Paterson | Mgmt | For | For | For |
2.5 | Elect John Smith | Mgmt | For | For | For |
2.6 | Elect Peter Tomsett | Mgmt | For | Withhold | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
Sino-Forest Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
TRE | CINS 82934H101 | 05/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Allen Chan | Mgmt | For | For | For |
3 | Elect William Ardell | Mgmt | For | Against | Against |
4 | Elect James Bowland | Mgmt | For | Against | Against |
5 | Elect James Hyde | Mgmt | For | Against | Against |
6 | Elect Edmund Mak | Mgmt | For | For | For |
7 | Elect Judson Martin | Mgmt | For | For | For |
8 | Elect Simon Murray | Mgmt | For | Against | Against |
9 | Elect Peter Wang | Mgmt | For | Against | Against |
10 | Elect Garry West | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Spur Ventures Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVU | CINS 85216L104 | 06/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Donald Siemens | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Stillwater Mining Company
Ticker | Security ID: | Meeting Date | Meeting Status |
SWC | CUSIP9 86074Q102 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Craig Fuller | Mgmt | For | For | For |
1.2 | Elect Patrick James | Mgmt | For | For | For |
1.3 | Elect Steven Lucas | Mgmt | For | For | For |
1.4 | Elect Francis McAllister | Mgmt | For | For | For |
1.5 | Elect Michael Parrett | Mgmt | For | For | For |
1.6 | Elect Sheryl Pressler | Mgmt | For | For | For |
1.7 | Elect Michael Schiavone | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Authorization of Preferred Stock | Mgmt | For | Against | Against |
Subsea 7 S.A. (fka Acergy S.A.)
Ticker | Security ID: | Meeting Date | Meeting Status |
SUBC | CUSIP9 864323100 | 05/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Presentation of Accounts and Reports | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Ratification of Board Acts | Mgmt | For | For | For |
6 | Authority to Repurchase Shares | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
Teck Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TCK | CUSIP9 878742204 | 04/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ichiro Abe | Mgmt | For | For | For |
1.2 | Elect Mayank Ashar | Mgmt | For | For | For |
1.3 | Elect J. Brian Aune | Mgmt | For | For | For |
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.5 | Elect Hugh Bolton | Mgmt | For | For | For |
1.6 | Elect Felix Chee | Mgmt | For | For | For |
1.7 | Elect Jack Cockwell | Mgmt | For | For | For |
1.8 | Elect Norman Keevil | Mgmt | For | For | For |
1.9 | Elect Norman Keevil III | Mgmt | For | For | For |
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For |
1.11 | Elect Donald Lindsay | Mgmt | For | For | For |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
TERRANE METALS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
TRX | CINS ADPC00810 | 09/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Tesoro Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
TSO | CUSIP9 881609101 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Rodney Chase | Mgmt | For | For | For |
2 | Elect Gregory Goff | Mgmt | For | For | For |
3 | Elect Robert Goldman | Mgmt | For | For | For |
4 | Elect Steven Grapstein | Mgmt | For | For | For |
5 | Elect Jim Nokes | Mgmt | For | Against | Against |
6 | Elect Susan Tomasky | Mgmt | For | For | For |
7 | Elect Michael Wiley | Mgmt | For | Against | Against |
8 | Elect Patrick Yang | Mgmt | For | For | For |
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
11 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | For | Against |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
TMC | CINS G8943R122 | 09/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Felix Pole | Mgmt | For | Against | Against |
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Tourmaline Oil Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
TOU | CINS 89156V106 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Transatlantic Petroleum Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
TAT | CUSIP9 G89982105 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Michael Winn | Mgmt | For | Withhold | Against |
2 | Elect Brian Bayley | Mgmt | For | Withhold | Against |
3 | Elect Alan Moon | Mgmt | For | Withhold | Against |
4 | Elect N. Malone Mitchell, III | Mgmt | For | For | For |
5 | Elect Matthew McCann | Mgmt | For | For | For |
6 | Elect Bob Alexander | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Director Election | Mgmt | For | For | For |
United States Steel Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
X | CUSIP9 912909108 | 04/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Gephardt | Mgmt | For | For | For |
1.2 | Elect Glenda McNeal | Mgmt | For | For | For |
1.3 | Elect Graham Spanier | Mgmt | For | For | For |
1.4 | Elect Patricia Tracey | Mgmt | For | For | For |
1.5 | Elect John Engel | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Uranium Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
UEC | CUSIP9 916896103 | 07/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Amir Adnani | Mgmt | For | For | For |
1.2 | Elect Alan Lindsay | Mgmt | For | Withhold | Against |
1.3 | Elect Harry Anthony | Mgmt | For | For | For |
1.4 | Elect Erik Essiger | Mgmt | For | Withhold | Against |
1.5 | Elect Ivan Obolensky | Mgmt | For | For | For |
1.6 | Elect Vincent Della Volpe | Mgmt | For | For | For |
1.7 | Elect Mark Katsumata | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against |
Uranium Participation Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
U | CINS 917017105 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Paul Bennett | Mgmt | For | Against | Against |
3 | Elect Jeff Kennedy | Mgmt | For | Against | Against |
4 | Elect Garth MacRae | Mgmt | For | Against | Against |
5 | Elect Richard McCoy | Mgmt | For | For | For |
6 | Elect Kelvin Williams | Mgmt | For | Against | Against |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Vale SA
Ticker | Security ID: | Meeting Date | Meeting Status |
VALE5 | CUSIP9 91912E105 | 04/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends and Capital Expenditure Budget | Mgmt | For | For | For |
3 | Election of Directors | Mgmt | For | Against | Against |
4 | Election of Supervisory Council | Mgmt | For | For | For |
5 | Remuneration Policy | Mgmt | For | Against | Against |
6 | Capitalization of Reserves | Mgmt | For | For | For |
Valero Energy Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
VLO | CUSIP9 91913Y100 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Ronald Calgaard | Mgmt | For | For | For |
2 | Elect Stephen Waters | Mgmt | For | For | For |
3 | Elect Randall Weisenburger | Mgmt | For | For | For |
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
5 | Repeal of Classified Board | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For |
VALUE CREATION INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC00684 | 08/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve to fix the number of Directors of the Corporation at 6 for ensuing year | Mgmt | N/A | Against | N/A |
3 | Election of Directors of the Corporation as specified | Mgmt | N/A | Abstain | N/A |
4 | Appointment of Deloitte Touche LLP, Chartered Accountants, as the Auditor of the Corporation for the ensuing year at a remuneration to be determined by the Board of Directors of the Corporation | Mgmt | N/A | Abstain | N/A |
5 | Approve the enactment of By-law No. 3 as specified, being a By-law to amend By-law No. 1 of the Corporation as modified by By-law No.2, which relates generally to the conduct of affairs of the Corporation | Mgmt | N/A | Against | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Verona Development Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 924878101 | 12/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | To set the number of Directors at three (3) | Mgmt | N/A | For | N/A |
3 | Election of Rod Husband as a Director | Mgmt | N/A | For | N/A |
4 | Election of Rudiger Brauer as a Director | Mgmt | N/A | For | N/A |
5 | Election of Gurminder Sangha as a Director | Mgmt | N/A | For | N/A |
6 | Appointment of Dale Matheson Carr-Hilton Labonte LLP ( DMCL ) as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Mgmt | N/A | For | N/A |
7 | To approve and ratify the Stock Option Plan | Mgmt | N/A | For | N/A |
Western Uranium Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
WUC | CINS 95984P104 | 03/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Pamela Klessig | Mgmt | For | Against | Against |
4 | Elect David Dobson | Mgmt | For | For | For |
5 | Elect R. Edward Flood | Mgmt | For | For | For |
6 | Elect John Fognani | Mgmt | For | For | For |
7 | Elect Borden Putnam | Mgmt | For | For | For |
8 | Elect Terry Krepiakevich | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
Woulfe Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
WOF | CINS 98212A105 | 01/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Brian Wesson | Mgmt | For | Against | Against |
4 | Elect Amelia Wesson | Mgmt | For | For | For |
5 | Elect John Icke | Mgmt | For | Against | Against |
6 | Elect Hubert Marleau | Mgmt | For | Against | Against |
7 | Elect David Constable | Mgmt | For | For | For |
8 | Elect Yun Birm Choi | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Investment Agreements | Mgmt | For | Abstain | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Lawrence Clark, Jr. | Mgmt | For | For | For |
3 | Elect Brett Winstone | Mgmt | For | For | For |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Anglogold Ashanti Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ANG | CUSIP9 035128206 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Elect Tito Mboweni | Mgmt | For | For | For |
4 | Elect Ferdinand Ohene-Kena | Mgmt | For | For | For |
5 | Elect Rhidwaan Gasant | Mgmt | For | For | For |
6 | Re-elect Bill Nairn | Mgmt | For | For | For |
7 | Re-elect Sipho Pityana | Mgmt | For | For | For |
8 | Elect Audit and Corporate Governance Committee Member (Nkuhlu) | Mgmt | For | For | For |
9 | Elect Audit and Corporate Governance Committee Member (Arisman) | Mgmt | For | For | For |
10 | Elect Audit and Corporate Governance Committee Member (Gasant) | Mgmt | For | For | For |
11 | General Authority to Issue Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For |
13 | AMENDMENT TO THE LONG-TERM INCENTIVE PLAN 2005 | Mgmt | For | For | For |
14 | Approve Remuneration Policy | Mgmt | For | For | For |
15 | Increase NEDs’ Fees | Mgmt | For | For | For |
16 | Increase NEDs’ Fees | Mgmt | For | For | For |
17 | Authority to Repurchase Shares | Mgmt | For | For | For |
18 | Approve Amendments to the BEE Transaction | Mgmt | For | For | For |
19 | Amendments to Articles | Mgmt | For | For | For |
20 | Authority to Issue Shares to the Bokamoso ESOP & Izingwe | Mgmt | For | For | For |
21 | Authorisation of Legal Formalities | Mgmt | For | For | For |
Avion Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AVR | CINS 053750105 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan | Mgmt | For | Against | Against |
5 | Share Bonus Plan | Mgmt | For | Against | Against |
6 | Change of Continuance | Mgmt | For | Against | Against |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Barrick Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ABX | CUSIP9 067901108 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Beck | Mgmt | For | For | For |
1.2 | Elect Charles Birchall | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Carty | Mgmt | For | For | For |
1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold | Against |
1.5 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Franklin | Mgmt | For | For | For |
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For |
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For |
1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
1.10 | Elect Anthony Munk | Mgmt | For | Withhold | Against |
1.11 | Elect Peter Munk | Mgmt | For | For | For |
1.12 | Elect Aaron Regent | Mgmt | For | For | For |
1.13 | Elect Nathaniel Rothschild | Mgmt | For | Withhold | Against |
1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Canadian Natural Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CNQ | CUSIP9 136385101 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Catherine Best | Mgmt | For | Withhold | Against |
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For |
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For |
1.4 | Elect Gary Filmon | Mgmt | For | For | For |
1.5 | Elect Christopher Fong | Mgmt | For | For | For |
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against |
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For |
1.8 | Elect Steve Laut | Mgmt | For | For | For |
1.9 | Elect Keith MacPhail | Mgmt | For | For | For |
1.10 | Elect Allan Markin | Mgmt | For | For | For |
1.11 | Elect Frank McKenna | Mgmt | For | Withhold | Against |
1.12 | Elect James Palmer | Mgmt | For | Withhold | Against |
1.13 | Elect Eldon Smith | Mgmt | For | Withhold | Against |
1.14 | Elect David Tuer | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 02/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Executive Director Loan Funded Share Plan 2011 | Mgmt | For | For | For |
2 | Employee Loan Funded Share Plan 2011 | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS ADPC00831 | 02/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Executive Director Loan Funded Share Plan 2011 | Mgmt | For | For | For |
2 | Employee Loan Funded Share Plan 2011 | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Harry Michael | Mgmt | For | For | For |
5 | Elect G. Robert Bowker | Mgmt | For | For | For |
6 | Elect Colin Cowden | Mgmt | For | Against | Against |
7 | Elect Josef El-Raghy | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Loan Funded Share Plan | Mgmt | For | Against | Against |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS ADPC00831 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect Harry Michael | Mgmt | For | For | For |
4 | Elect G. Robert Bowker | Mgmt | For | For | For |
5 | Elect Colin Cowden | Mgmt | For | Against | Against |
6 | Elect Josef El-Raghy | Mgmt | For | For | For |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
8 | Loan Funded Share Plan | Mgmt | For | Against | Against |
Centerra Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CG | CINS 152006102 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Niyazbek Aldashev | Mgmt | For | For | For |
3 | Elect Ian Austin | Mgmt | For | For | For |
4 | Elect Raphael Girard | Mgmt | For | For | For |
5 | Elect Karybek Ibraev | Mgmt | For | For | For |
6 | Elect Patrick James | Mgmt | For | For | For |
7 | Elect Stephen Lang | Mgmt | For | For | For |
8 | Elect John Lill | Mgmt | For | For | For |
9 | Elect Amangeldy Muraliev | Mgmt | For | Against | Against |
10 | Elect Sheryl Pressler | Mgmt | For | For | For |
11 | Elect Terry Rogers | Mgmt | For | For | For |
12 | Elect Bruce Walter | Mgmt | For | For | For |
13 | Elect Anthony Webb | Mgmt | For | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
15 | Restricted Share Unit Plan | Mgmt | For | For | For |
16 | Transaction of Other Business | Mgmt | For | Against | Against |
Claude Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRJ | cins 182873109 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ted Nieman | Mgmt | For | For | For |
3 | Elect Ronald Hicks | Mgmt | For | For | For |
4 | Elect J. Robert Kowalishin | Mgmt | For | For | For |
5 | Elect Raymond McKay | Mgmt | For | For | For |
6 | Elect Rita Mirwald | Mgmt | For | For | For |
7 | Elect A. Neil McMillan | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
DRDGOLD LIMITED
Ticker | Security ID: | Meeting Date | Meeting Status |
DRD | CUSIP9 26152H301 | 11/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Craig Barnes | Mgmt | For | For | For |
4 | Elect Edmund Jeneker | Mgmt | For | Against | Against |
5 | General Authority to Issue Shares | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
7 | Equity Grant | Mgmt | For | For | For |
8 | Authorisation of Legal Formalities | Mgmt | For | For | For |
9 | Amendment to Share Option Scheme | Mgmt | For | For | For |
10 | Authority to Issue Shares Below Stated Capital per Share | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269209 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Eastern Platinum Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Amendments to Share Option Plan | Mgmt | For | For | For |
14 | Share Option Plan Renewal | Mgmt | For | Against | Against |
15 | Shareholder Rights Plan | Mgmt | For | For | For |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Gamarci | Mgmt | For | Against | Against |
4 | Elect Bill Koutsouras | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Michael Beckett | Mgmt | For | Against | Against |
3 | Elect Wayne McManus | Mgmt | For | For | For |
4 | Elect Neil Woodyer | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Endeavour Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS ADPV14785 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Michael Beckett | Mgmt | For | Against | Against |
3 | Elect Wayne McManus | Mgmt | For | For | For |
4 | Elect Neil Woodyer | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
European Goldfields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EGU | CINS 298774100 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Election of Directors | ShrHoldr | N/A | For | N/A |
First Majestic Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FR | CINS 32076V103 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Keith Neumeyer | Mgmt | For | For | For |
4 | Elect Ramon Davila | Mgmt | For | For | For |
5 | Elect Robert McCallum | Mgmt | For | For | For |
6 | Elect Douglas Penrose | Mgmt | For | For | For |
7 | Elect Tony Pezzotti | Mgmt | For | For | For |
8 | Elect David Shaw | Mgmt | For | For | For |
9 | Elect Robert Young | Mgmt | For | For | For |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
12 | Stock Option Plan | Mgmt | For | For | For |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | CINS 349915108 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jorge Durant | Mgmt | For | For | For |
3 | Elect Simon Ridgway | Mgmt | For | Against | Against |
4 | Elect Tomas Guerrero | Mgmt | For | For | For |
5 | Elect Michael Iverson | Mgmt | For | For | For |
6 | Elect Mario Szotlender | Mgmt | For | Against | Against |
7 | Elect Robert Gilmore | Mgmt | For | For | For |
8 | Elect Thomas Kelly | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Franco-Nevada Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
FNV | CINS 351858105 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Pierre Lassonde | Mgmt | For | For | For |
3 | Elect David Harquail | Mgmt | For | For | For |
4 | Elect Derek Evans | Mgmt | For | For | For |
5 | Elect Graham Farquharson | Mgmt | For | For | For |
6 | Elect Louis Gignac | Mgmt | For | For | For |
7 | Elect Randall Oliphant | Mgmt | For | Against | Against |
8 | Elect David Peterson | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Gold Fields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GFI | CUSIP9 38059T106 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Appointment of Auditor | Mgmt | For | For | For |
2 | Elect Matthews Moloko | Mgmt | For | For | For |
3 | Re-elect Kofi Ansah | Mgmt | For | For | For |
4 | Re-elect David Murray | Mgmt | For | For | For |
5 | Re-elect Gayle Wilson | Mgmt | For | For | For |
6 | Elect Audit Committee Members (Wilson) | Mgmt | For | For | For |
7 | Elect Audit Committee Members (Menell) | Mgmt | For | For | For |
8 | Elect Audit Committee Members (Ncube) | Mgmt | For | For | For |
9 | Elect Audit Committee Members (Pennant-Rea) | Mgmt | For | For | For |
10 | General Authority to Issue Shares | Mgmt | For | For | For |
11 | General Authority to Issue Non-Convertible Redeemable Preference Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For |
13 | Approve Remuneration Policy | Mgmt | For | For | For |
14 | Increase NEDs’ Fees (Audit Committee) | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For |
16 | Accounts and Reports | Mgmt | For | For | For |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Elect Matthews Moloko | Mgmt | For | For | For |
19 | Re-elect Kofi Ansah | Mgmt | For | For | For |
20 | Re-elect David Murray | Mgmt | For | For | For |
21 | Re-elect Gayle Wilson | Mgmt | For | For | For |
22 | General Authority to Issue Shares | Mgmt | For | For | For |
23 | General Authority to Issue Non-convertible Redeemable Preference Shares | Mgmt | For | For | For |
24 | Authority to Issue Shares for Cash | Mgmt | For | For | For |
25 | Increase NEDs’ Fees (Audit Committee) | Mgmt | For | For | For |
26 | Authority to Repurchase Shares | Mgmt | For | For | For |
Gold Fields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GFI | CUSIP9 38059T106 | 06/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approve Financial Assistance | Mgmt | For | For | For |
2 | Acquisition of Equity Interests | Mgmt | For | For | For |
3 | Authorisation of Legal Formalities | Mgmt | For | For | For |
Goldcorp Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
G | CUSIP9 380956409 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ian Telfer | Mgmt | For | For | For |
1.2 | Elect Douglas Holtby | Mgmt | For | For | For |
1.3 | Elect Charles Jeannes | Mgmt | For | For | For |
1.4 | Elect John Bell | Mgmt | For | For | For |
1.5 | Elect Lawrence Bell | Mgmt | For | For | For |
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For |
1.7 | Elect Peter Dey | Mgmt | For | For | For |
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For |
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For |
1.10 | Elect Kenneth Williamson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Human Rights | Mgmt | Against | Against | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D204 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00979 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00978 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D105 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00837 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00835 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00836 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00834 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00833 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Great Basin Gold Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
GBG | CINS 390124105 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect Patrick Cooke | Mgmt | For | For | For |
4 | Elect T. Barry Coughlan | Mgmt | For | Against | Against |
5 | Elect Anu Dhir | Mgmt | For | For | For |
6 | Elect Ferdinand Dippenaar | Mgmt | For | For | For |
7 | Elect Wayne Kirk | Mgmt | For | Against | Against |
8 | Elect Philip Kotze | Mgmt | For | For | For |
9 | Elect Joshua Ngoma | Mgmt | For | For | For |
10 | Elect Octavia Matloa | Mgmt | For | For | For |
11 | Elect Gert Robbertze | Mgmt | For | For | For |
12 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
13 | Appointment of Auditor | Mgmt | For | For | For |
14 | Amendment to Stock Option Plan | Mgmt | For | For | For |
15 | Stock Option Plan Renewal | Mgmt | For | For | For |
16 | Exercise of Warrants | Mgmt | For | For | For |
Harmony Gold Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
HAR | CUSIP9 413216300 | 12/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | N/A | For | N/A |
2 | Elect Patrice Motsepe | Mgmt | N/A | Against | N/A |
3 | Elect Harry Mashego | Mgmt | N/A | For | N/A |
4 | Elect Joaquim Chissano | Mgmt | N/A | Against | N/A |
5 | Elect Cathie Markus | Mgmt | N/A | For | N/A |
6 | Elect Andre Wilkens | Mgmt | N/A | For | N/A |
7 | Appointment of Auditor | Mgmt | N/A | For | N/A |
8 | Increase Directors’ Fees | Mgmt | N/A | For | N/A |
9 | General Authority to Issue Shares | Mgmt | N/A | For | N/A |
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A |
11 | Employee Share Ownership Plan | Mgmt | N/A | For | N/A |
12 | Authority to Issue Shares Pursuant to ESOP | Mgmt | N/A | For | N/A |
13 | Amendment to the Company Share Plan | Mgmt | N/A | For | N/A |
Hecla Mining Company
Ticker | Security ID: | Meeting Date | Meeting Status |
HL | CUSIP9 422704106 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Phillips Baker, Jr. | Mgmt | For | For | For |
2 | Elect Anthony Taylor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Hochschild Mining Plc
Ticker | Security ID: | Meeting Date | Meeting Status |
HOC | CINS G4611M107 | 02/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United Kingdom | | |
| | | | | |
1 | Disposal of Minority Interest | Mgmt | For | For | For |
Hudbay Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
HBM | CINS 443628102 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect J. Bruce Barraclough | Mgmt | For | For | For |
3 | Elect David Garofalo | Mgmt | For | For | For |
4 | Elect Alan Hibben | Mgmt | For | Against | Against |
5 | Elect W. Warren Holmes | Mgmt | For | For | For |
6 | Elect John Knowles | Mgmt | For | For | For |
7 | Elect Alan Lenczner | Mgmt | For | For | For |
8 | Elect Kenneth Stowe | Mgmt | For | For | For |
9 | Elect Wesley Voorheis | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
IAMGOLD Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMG | CUSIP9 450913108 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Derek Bullock | Mgmt | For | For | For |
1.2 | Elect John Caldwell | Mgmt | For | For | For |
1.3 | Elect Donald Charter | Mgmt | For | Withhold | Against |
1.4 | Elect W. Robert Dengler | Mgmt | For | For | For |
1.5 | Elect Guy Dufresne | Mgmt | For | For | For |
1.6 | Elect Stephen Letwin | Mgmt | For | For | For |
1.7 | Elect Mahendra Naik | Mgmt | For | For | For |
1.8 | Elect William Pugliese | Mgmt | For | For | For |
1.9 | Elect John Shaw | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Re-elect Craig Carracher | Mgmt | For | For | For |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Amendments to the Constitution | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CUSIP9 496902404 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock and Warrant Issuance for Acquisition | Mgmt | For | For | For |
Lake Shore Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LSG | CINS 510728108 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Alan Moon | Mgmt | For | For | For |
3 | Elect Arnold Klassen | Mgmt | For | For | For |
4 | Elect Daniel Innes | Mgmt | For | Against | Against |
5 | Elect Frank Hallam | Mgmt | For | Against | Against |
6 | Elect Jonathan Gill | Mgmt | For | For | For |
7 | Elect Peter Crossgrove | Mgmt | For | Against | Against |
8 | Elect Anthony Makuch | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
11 | Approval of Stock Purchase Plan | Mgmt | For | For | For |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP9 532349107 | 08/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approve Merger | Mgmt | For | For | For |
Major Drilling Group International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDI | CINS 560909103 | 03/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Stock Split | Mgmt | For | For | For |
3 | Amendments to By-Laws | Mgmt | For | For | For |
Major Drilling Group International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDI | CINS 560909103 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Edward Breiner | Mgmt | For | For | For |
4 | Elect Jean Desrosiers | Mgmt | For | For | For |
5 | Elect David Fennell | Mgmt | For | Against | Against |
6 | Elect Francis McGuire | Mgmt | For | For | For |
7 | Elect Janice Rennie | Mgmt | For | Against | Against |
8 | Elect David Tennant | Mgmt | For | Against | Against |
9 | Elect Jo Mark Zurel | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendments to Stock Option Plan | Mgmt | For | For | For |
12 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R407 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Elect Robert Metcalfe | Mgmt | For | For | For |
4 | Elect Jaime Branger | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Doyle | Mgmt | For | For | For |
7 | Elect Serafino Iacono | Mgmt | For | For | For |
8 | Elect Augusto Lopez | Mgmt | For | For | For |
9 | Elect J. Randall Martin | Mgmt | For | For | For |
10 | Elect Hernan Martinez | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R159 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
Minefinders Corporation Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MFL | CUSIP9 602900102 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mark Bailey | Mgmt | For | Withhold | Against |
1.2 | Elect James Dawson | Mgmt | For | For | For |
1.3 | Elect Robert Gilroy | Mgmt | For | For | For |
1.4 | Elect H. Leo King | Mgmt | For | For | For |
1.5 | Elect Robert Leclerc | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Stock Option Plan | Mgmt | For | Against | Against |
Nevsun Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NSU | CUSIP9 64156L101 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect R. Stuart Angus | Mgmt | For | Withhold | Against |
1.2 | Elect Clifford Davis | Mgmt | For | For | For |
1.3 | Elect Robert Gayton | Mgmt | For | Withhold | Against |
1.4 | Elect Gary German | Mgmt | For | For | For |
1.5 | Elect Gerard Munera | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
New Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NGD | CUSIP9 644535106 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect James Estey | Mgmt | For | Withhold | Against |
2.2 | Elect Robert Gallagher | Mgmt | For | For | For |
2.3 | Elect Vahan Kololian | Mgmt | For | For | For |
2.4 | Elect Martyn Konig | Mgmt | For | For | For |
2.5 | Elect Pierre Lassonde | Mgmt | For | For | For |
2.6 | Elect Craig Nelsen | Mgmt | For | For | For |
2.7 | Elect Randall Oliphant | Mgmt | For | For | For |
2.8 | Elect Raymond Threlkeld | Mgmt | For | Withhold | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan | Mgmt | For | For | For |
Northgate Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
NGX | CUSIP9 666416102 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Mark Daniel | Mgmt | For | For | For |
1.2 | Elect Paul Dowd | Mgmt | For | For | For |
1.3 | Elect Patrick Downey | Mgmt | For | For | For |
1.4 | Elect Richard Hall | Mgmt | For | For | For |
1.5 | Elect Douglas Hayhurst | Mgmt | For | Withhold | Against |
1.6 | Elect Terrence Lyons | Mgmt | For | For | For |
1.7 | Elect Conrad Pinette | Mgmt | For | For | For |
1.8 | Elect Kenneth Stowe | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Pan African Resources PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
PAF | CINS G9617B104 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Robert Still | Mgmt | For | For | For |
3 | Elect Jan Nelson | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
Pan American Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PAA | CUSIP9 697900108 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ross Beaty | Mgmt | For | Withhold | Against |
1.2 | Elect Geoffrey Burns | Mgmt | For | For | For |
1.3 | Elect Robert Pirooz | Mgmt | For | For | For |
1.4 | Elect William Fleckenstein | Mgmt | For | For | For |
1.5 | Elect Michael Maloney | Mgmt | For | For | For |
1.6 | Elect David Press | Mgmt | For | For | For |
1.7 | Elect Walter Segsworth | Mgmt | For | For | For |
1.8 | Elect Michael Carroll | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Petra Diamonds Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PDL | CINS G70278109 | 01/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Increase in Authorised Share Capital | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Polymetal OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
PMTL | CINS 731789202 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Sergey Areshev | Mgmt | For | Abstain | Against |
5 | Elect Jonathan Best | Mgmt | For | For | For |
6 | Elect Marina Gronberg | Mgmt | For | Abstain | Against |
7 | Elect Vitaly Nesis | Mgmt | For | Abstain | Against |
8 | Elect Russell Skirrow | Mgmt | For | For | For |
9 | Elect Ashot Khachaturyants | Mgmt | For | Abstain | Against |
10 | Elect Leonard Homeniuk | Mgmt | For | For | For |
11 | Elect Martin Schaffer | Mgmt | For | Abstain | Against |
12 | Elect Ilya Yuzhanov | Mgmt | For | For | For |
13 | Elect Konstantin Yanakov | Mgmt | For | Abstain | Against |
14 | Elect Aleksandr Zarya | Mgmt | For | Abstain | Against |
15 | Elect Denis Pavlov | Mgmt | For | Abstain | Against |
16 | Elect Aleksandr Kazarinov | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297305 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS ADPC00711 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Richmont Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIC | CUSIP9 76547T106 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect H. Gregory Chamandy | Mgmt | For | For | For |
1.2 | Elect Denis Arcand | Mgmt | For | For | For |
1.3 | Elect Martin Rivard | Mgmt | For | For | For |
1.4 | Elect Rejean Houle | Mgmt | For | For | For |
1.5 | Elect Raynald Vezina | Mgmt | For | For | For |
1.6 | Elect Samuel Minzberg | Mgmt | For | For | For |
1.7 | Elect Jean-Pierre Ouellet | Mgmt | For | For | For |
1.8 | Elect Elaine Ellingham | Mgmt | For | For | For |
1.9 | Elect Michael Pesner | Mgmt | For | Withhold | Against |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Shareholder Rights Plan | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Amendments to By-Laws | Mgmt | For | For | For |
Royal Gold, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RGLD | CUSIP9 780287108 | 11/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect William Hayes | Mgmt | For | For | For |
2 | Elect James Stuckert | Mgmt | For | For | For |
3 | Amendment to the 2004 Omnibus Long-Term Incentive Plan | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS ADPC00816 | 10/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Vladimir Agapov | Mgmt | For | For | For |
4 | Elect Andre Agapov | Mgmt | For | For | For |
5 | Elect Gordon Keep | Mgmt | For | Against | Against |
6 | Elect Abraham Stein | Mgmt | For | Against | Against |
7 | Elect Peter Hediger | Mgmt | For | Against | Against |
8 | Elect John Reynolds | Mgmt | For | Against | Against |
9 | Elect Dmitry Ushakov | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
San Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
SGR | CINS 79780P104 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Rights Plan | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Silver Standard Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SSO | CUSIP9 82823L106 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect A.E. Michael Anglin | Mgmt | For | For | For |
2.2 | Elect John Brodie | Mgmt | For | Withhold | Against |
2.3 | Elect Richard Campbell | Mgmt | For | For | For |
2.4 | Elect Richard Paterson | Mgmt | For | For | For |
2.5 | Elect John Smith | Mgmt | For | For | For |
2.6 | Elect Peter Tomsett | Mgmt | For | Withhold | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | CINS 82835P103 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Rui Feng | Mgmt | For | For | For |
6 | Elect Myles Gao | Mgmt | For | For | For |
7 | Elect S. Paul Simpson | Mgmt | For | Against | Against |
8 | Elect Earl Drake | Mgmt | For | For | For |
9 | Elect Yikang Liu | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Ratification of Board Acts | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Yamana Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
YRI | CUSIP9 98462Y100 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Peter Marrone | Mgmt | For | For | For |
1.2 | Elect Patrick Mars | Mgmt | For | Withhold | Against |
1.3 | Elect John Begeman | Mgmt | For | For | For |
1.4 | Elect Alexander Davidson | Mgmt | For | For | For |
1.5 | Elect Richard Graff | Mgmt | For | For | For |
1.6 | Elect Robert Horn | Mgmt | For | Withhold | Against |
1.7 | Elect Nigel Lees | Mgmt | For | Withhold | Against |
1.8 | Elect Juvenal Mesquita Filho | Mgmt | For | For | For |
1.9 | Elect Carl Renzoni | Mgmt | For | For | For |
1.10 | Elect Antenor Silva, Jr. | Mgmt | For | Withhold | Against |
1.11 | Elect Dino Titaro | Mgmt | For | Withhold | Against |
2 | Appointment of Auditor | Mgmt | For | For | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Segregated Account
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Barrick Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ABX | CUSIP9 067901108 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Beck | Mgmt | For | For | For |
1.2 | Elect Charles Birchall | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Carty | Mgmt | For | For | For |
1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold | Against |
1.5 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Franklin | Mgmt | For | For | For |
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For |
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For |
1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
1.10 | Elect Anthony Munk | Mgmt | For | Withhold | Against |
1.11 | Elect Peter Munk | Mgmt | For | For | For |
1.12 | Elect Aaron Regent | Mgmt | For | For | For |
1.13 | Elect Nathaniel Rothschild | Mgmt | For | Withhold | Against |
1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Holmes Growth Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Lawrence Clark, Jr. | Mgmt | For | For | For |
3 | Elect Brett Winstone | Mgmt | For | For | For |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Luis Morelli | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Metcalfe | Mgmt | For | For | For |
7 | Elect Jaime Branger | Mgmt | For | Against | Against |
8 | Elect Ian Mann | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Share Consolidation | Mgmt | For | For | For |
Albemarle Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ALB | CUSIP9 012653101 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For |
1.2 | Elect William Hernandez | Mgmt | For | For | For |
1.3 | Elect R. William Ide III | Mgmt | For | For | For |
1.4 | Elect Richard Morrill | Mgmt | For | For | For |
1.5 | Elect Jim Nokes | Mgmt | For | For | For |
1.6 | Elect Barry Perry | Mgmt | For | For | For |
1.7 | Elect Mark Rohr | Mgmt | For | For | For |
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For |
1.9 | Elect Harriett Taggart | Mgmt | For | For | For |
1.10 | Elect Anne Whittemore | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Alexion Pharmaceuticals, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALXN | CUSIP9 015351109 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Leonard Bell | Mgmt | For | For | For |
1.2 | Elect Max Link | Mgmt | For | Withhold | Against |
1.3 | Elect William Keller | Mgmt | For | For | For |
1.4 | Elect Joseph Madri | Mgmt | For | For | For |
1.5 | Elect Larry Mathis | Mgmt | For | For | For |
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For |
1.7 | Elect Alvin Parven | Mgmt | For | For | For |
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For |
1.9 | Elect Ann Veneman | Mgmt | For | For | For |
2 | Increase of Authorized Common Stock | Mgmt | For | For | For |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Altera Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ALTR | CUSIP9 021441100 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Daane | Mgmt | For | For | For |
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For |
3 | Elect Kevin McGarity | Mgmt | For | For | For |
4 | Elect T. Michael Nevens | Mgmt | For | For | For |
5 | Elect Krish Prabhu | Mgmt | For | For | For |
6 | Elect John Shoemaker | Mgmt | For | For | For |
7 | Elect Susan Wang | Mgmt | For | For | For |
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For |
9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For |
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
11 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against |
12 | Right to Call a Special Meeting | Mgmt | For | For | For |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | Ratification of Auditor | Mgmt | For | For | For |
Altra Holdings, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AIMC | CUSIP9 02208R106 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For |
1.2 | Elect Carl Christenson | Mgmt | For | For | For |
1.3 | Elect Lyle Ganske | Mgmt | For | For | For |
1.4 | Elect Michael Hurt | Mgmt | For | For | For |
1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For |
1.6 | Elect Larry McPherson | Mgmt | For | Withhold | Against |
1.7 | Elect James Woodward, Jr. | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Apple Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAPL | CUSIP9 037833100 | 02/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Campbell | Mgmt | For | For | For |
1.2 | Elect Millard Drexler | Mgmt | For | For | For |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
1.4 | Elect Steven Jobs | Mgmt | For | For | For |
1.5 | Elect Andrea Jung | Mgmt | For | For | For |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
1.7 | Elect Ronald Sugar | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHoldr | Against | Against | For |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
ARUBA NETWORKS, INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
ARUN | CUSIP9 043176106 | 12/10/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Dominic Orr | Mgmt | For | For | For |
1.2 | Elect Keerti Melkote | Mgmt | For | For | For |
1.3 | Elect Bernard Guidon | Mgmt | For | For | For |
1.4 | Elect Emmanuel Hernandez | Mgmt | For | For | For |
1.5 | Elect Michael Kourey | Mgmt | For | For | For |
1.6 | Elect Douglas Leone | Mgmt | For | For | For |
1.7 | Elect Willem Roelandts | Mgmt | For | For | For |
1.8 | Elect Daniel Warmenhoven | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Ball Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BLL | CUSIP9 058498106 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Hayes | Mgmt | For | For | For |
1.2 | Elect George Smart | Mgmt | For | For | For |
1.3 | Elect Theodore Solso | Mgmt | For | For | For |
1.4 | Elect Stuart Taylor II | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Redemption of Shareholder Rights Plan | ShrHoldr | Against | For | Against |
6 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For |
Brigham Exploration Company
Ticker | Security ID: | Meeting Date | Meeting Status |
BEXP | CUSIP9 109178103 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Ben Brigham | Mgmt | For | Withhold | Against |
1.2 | Elect David Brigham | Mgmt | For | Withhold | Against |
1.3 | Elect Harold Carter | Mgmt | For | Withhold | Against |
1.4 | Elect Stephen Hurley | Mgmt | For | For | For |
1.5 | Elect Stephen Reynolds | Mgmt | For | For | For |
1.6 | Elect Hobart Smith | Mgmt | For | For | For |
1.7 | Elect Scott Tinker | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
5 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | Against | Against |
6 | Approval of Equity Grants to Non-Employee Directors | Mgmt | For | Against | Against |
Broadcom Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BRCM | CUSIP9 111320107 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Nancy Handel | Mgmt | For | For | For |
1.2 | Elect Eddy Hartenstein | Mgmt | For | For | For |
1.3 | Elect Maria Klawe | Mgmt | For | For | For |
1.4 | Elect John Major | Mgmt | For | For | For |
1.5 | Elect Scott McGregor | Mgmt | For | For | For |
1.6 | Elect William Morrow | Mgmt | For | For | For |
1.7 | Elect Henry Samueli | Mgmt | For | For | For |
1.8 | Elect John Swainson | Mgmt | For | For | For |
1.9 | Elect Robert Switz | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
Bruker Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BRKR | CUSIP9 116794108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Stephen Fesik | Mgmt | For | For | For |
1.2 | Elect Dirk Laukien | Mgmt | For | For | For |
1.3 | Elect Richard Stein | Mgmt | For | Withhold | Against |
1.4 | Elect Charles Wagner, Jr. | Mgmt | For | For | For |
1.5 | Elect Bernhard Wangler | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Caterpillar Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CAT | CUSIP9 149123101 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Calhoun | Mgmt | For | Withhold | Against |
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For |
1.3 | Elect Eugene Fife | Mgmt | For | For | For |
1.4 | Elect Juan Gallardo | Mgmt | For | For | For |
1.5 | Elect David Goode | Mgmt | For | For | For |
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For |
1.7 | Elect Peter Magowan | Mgmt | For | For | For |
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For |
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For |
1.10 | Elect William Osborn | Mgmt | For | For | For |
1.11 | Elect Charles Powell | Mgmt | For | For | For |
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For |
1.13 | Elect Susan Schwab | Mgmt | For | For | For |
1.14 | Elect Joshua Smith | Mgmt | For | For | For |
1.15 | Elect Miles White | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against |
CB Richard Ellis Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CBG | CUSIP9 12497T101 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Blum | Mgmt | For | For | For |
1.2 | Elect Curtis Feeny | Mgmt | For | For | For |
1.3 | Elect Bradford Freeman | Mgmt | For | For | For |
1.4 | Elect Michael Kantor | Mgmt | For | For | For |
1.5 | Elect Frederic Malek | Mgmt | For | For | For |
1.6 | Elect Jane Su | Mgmt | For | For | For |
1.7 | Elect Laura Tyson | Mgmt | For | For | For |
1.8 | Elect Brett White | Mgmt | For | For | For |
1.9 | Elect Gary Wilson | Mgmt | For | For | For |
1.10 | Elect Ray Wirta | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Check Point Software Technologies Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
CHKP | CUSIP9 M22465104 | 05/24/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Gil Shwed | Mgmt | For | For | For |
1.2 | Elect Marius Nacht | Mgmt | For | For | For |
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For |
1.4 | Elect Dan Propper | Mgmt | For | For | For |
1.5 | Elect David Rubner | Mgmt | For | For | For |
1.6 | Elect Tal Shavit | Mgmt | For | For | For |
2 | Election of Directors | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Directors’ Fees | Mgmt | For | For | For |
5 | Approval of Compensation for the Company’s Chairman and CEO, Gil Shwed | Mgmt | For | For | For |
Citigroup Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
C | CUSIP9 172967101 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Alain Belda | Mgmt | For | Against | Against |
2 | Elect Timothy Collins | Mgmt | For | For | For |
3 | Elect Jerry Grundhofer | Mgmt | For | For | For |
4 | Elect Robert Joss | Mgmt | For | Against | Against |
5 | Elect Michael O’Neill | Mgmt | For | For | For |
6 | Elect Vikram Pandit | Mgmt | For | For | For |
7 | Elect Richard Parsons | Mgmt | For | Against | Against |
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For |
9 | Elect Judith Rodin | Mgmt | For | Against | Against |
10 | Elect Robert Ryan | Mgmt | For | For | For |
11 | Elect Anthony Santomero | Mgmt | For | For | For |
12 | Elect Diana Taylor | Mgmt | For | For | For |
13 | Elect William Thompson, Jr. | Mgmt | For | For | For |
14 | Elect Ernesto Zedillo | Mgmt | For | For | For |
15 | Ratification of Auditor | Mgmt | For | For | For |
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For |
17 | 2011 Executive Performance Plan | Mgmt | For | For | For |
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
20 | Reverse Stock Split Extension | Mgmt | For | For | For |
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For |
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
23 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | Against | For |
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For |
Cognizant Technology Solutions Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
CTSH | CUSIP9 192446102 | 06/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Robert Howe | Mgmt | For | For | For |
2 | Elect Robert Weissman | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
5 | Increase of Authorized Common Stock | Mgmt | For | For | For |
6 | Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For |
7 | Amendment to the Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For |
8 | Ratification of Auditor | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
CXO | CUSIP9 20605P101 | 06/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Timothy Leach | Mgmt | For | For | For |
1.2 | Elect William Easter III | Mgmt | For | For | For |
1.3 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Continental Resources, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status |
CLR | CUSIP9 212015101 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect H. R. Sanders, Jr. | Mgmt | For | For | For |
1.2 | Elect Robert Grant | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Ticker | Security ID: | Meeting Date | Meeting Status |
CLB | CUSIP9 N22717107 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Demshur | Mgmt | For | For | For |
1.2 | Elect Rene Joyce | Mgmt | For | For | For |
1.3 | Elect Michael Kearney | Mgmt | For | For | For |
1.4 | Elect Jan Sodderland | Mgmt | For | For | For |
2 | Accounts and Reports | Mgmt | For | Abstain | Against |
3 | Authority to Cancel Shares | Mgmt | For | For | For |
4 | Authority to Repurchase Shares | Mgmt | For | For | For |
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For |
6 | Elimination of Preemptive Rights | Mgmt | For | For | For |
7 | Ratification of Auditor | Mgmt | For | For | For |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Ticker | Security ID: | Meeting Date | Meeting Status |
CMI | CUSIP9 231021106 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Theodore Solso | Mgmt | For | For | For |
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
3 | Elect William Miller | Mgmt | For | For | For |
4 | Elect Alexis Herman | Mgmt | For | For | For |
5 | Elect Georgia Nelson | Mgmt | For | For | For |
6 | Elect Carl Ware | Mgmt | For | For | For |
7 | Elect Robert Herdman | Mgmt | For | For | For |
8 | Elect Robert Bernhard | Mgmt | For | For | For |
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For |
10 | Elect Stephen Dobbs | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
DTV | CUSIP9 25490A101 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect David Dillon | Mgmt | For | For | For |
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For |
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | Against | Against |
3 | Amendment to Dual Class Stock | Mgmt | For | For | For |
4 | Repeal of Classified Board | Mgmt | For | For | For |
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against |
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
EBIX | CUSIP9 278715206 | 11/17/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Hans Benz | Mgmt | For | For | For |
1.2 | Elect Pavan Bhalla | Mgmt | For | For | For |
1.3 | Elect Neil Eckert | Mgmt | For | Withhold | Against |
1.4 | Elect Rolf Herter | Mgmt | For | For | For |
1.5 | Elect Hans Keller | Mgmt | For | For | For |
1.6 | Elect Robin Raina | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
Endeavour Financial Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Gamarci | Mgmt | For | Against | Against |
4 | Elect Bill Koutsouras | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Mining Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Michael Beckett | Mgmt | For | Against | Against |
3 | Elect Wayne McManus | Mgmt | For | For | For |
4 | Elect Neil Woodyer | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Endo Pharmaceuticals Holdings Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status |
ENDP | CUSIP9 29264F205 | 05/25/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Delucca | Mgmt | For | For | For |
1.2 | Elect David Holveck | Mgmt | For | For | For |
1.3 | Elect Nancy Hutson | Mgmt | For | For | For |
1.4 | Elect Michael Hyatt | Mgmt | For | For | For |
1.5 | Elect Roger Kimmel | Mgmt | For | For | For |
1.6 | Elect William P. Montague | Mgmt | For | For | For |
1.7 | Elect David Nash | Mgmt | For | For | For |
1.8 | Elect Joseph Scodari | Mgmt | For | For | For |
1.9 | Elect William Spengler | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Employee Stock Purchase Plan | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
FFIV | CUSIP9 315616102 | 03/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect John Chapple | Mgmt | For | For | For |
2 | Elect A. Gary Ames | Mgmt | For | For | For |
3 | Elect Scott Thompson | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Freeport-McMoRan Copper & Gold, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status |
FCX | CUSIP9 35671D857 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against |
1.3 | Elect Robert Day | Mgmt | For | For | For |
1.4 | Elect Gerald Ford | Mgmt | For | For | For |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
1.6 | Elect Charles Krulak | Mgmt | For | For | For |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
1.8 | Elect Jon Madonna | Mgmt | For | For | For |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
1.10 | Elect James Moffett | Mgmt | For | For | For |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
GILD | CUSIP9 375558103 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect John Cogan | Mgmt | For | For | For |
1.2 | Elect Etienne Davignon | Mgmt | For | For | For |
1.3 | Elect James Denny | Mgmt | For | For | For |
1.4 | Elect Carla Hills | Mgmt | For | For | For |
1.5 | Elect Kevin Lofton | Mgmt | For | For | For |
1.6 | Elect John Madigan | Mgmt | For | For | For |
1.7 | Elect John Martin | Mgmt | For | For | For |
1.8 | Elect Gordon Moore | Mgmt | For | For | For |
1.9 | Elect Nicholas Moore | Mgmt | For | For | For |
1.10 | Elect Richard Whitley | Mgmt | For | Withhold | Against |
1.11 | Elect Gayle Wilson | Mgmt | For | For | For |
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For | For |
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
5 | Right to Call a Special Meeting | Mgmt | For | For | For |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
HLF | CUSIP9 G4412G101 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Michael Johnson | Mgmt | For | For | For |
1.2 | Elect John Tartol | Mgmt | For | For | For |
1.3 | Elect Carole Black | Mgmt | For | For | For |
1.4 | Elect Michael Levitt | Mgmt | For | For | For |
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against |
3 | Stock Split | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Reapproval of the Executive Incentive Plan | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
IMAX | CUSIP9 45245E109 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Eric Demirian | Mgmt | For | For | For |
1.2 | Elect David Leebron | Mgmt | For | Withhold | Against |
1.3 | Elect I. Martin Pompadur | Mgmt | For | For | For |
1.4 | Elect Marc Utay | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against |
Ticker | Security ID: | Meeting Date | Meeting Status |
IMAX | CUSIP9 45245E109 | 09/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Eric Demirian | Mgmt | For | For | For |
1.2 | Elect I. Martin Pompadur | Mgmt | For | For | For |
International Flavors & Fragrances Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status |
IFF | CUSIP9 459506101 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Margaret Adame | Mgmt | For | For | For |
2 | Elect Marcello Bottoli | Mgmt | For | For | For |
3 | Elect Linda Buck | Mgmt | For | For | For |
4 | Elect J. Michael Cook | Mgmt | For | For | For |
5 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For |
6 | Elect Andreas Fibig | Mgmt | For | For | For |
7 | Elect Alexandra Herzan | Mgmt | For | For | For |
8 | Elect Henry Howell, Jr. | Mgmt | For | For | For |
9 | Elect Katherine Hudson | Mgmt | For | For | For |
10 | Elect Arthur Martinez | Mgmt | For | For | For |
11 | Elect Dale Morrison | Mgmt | For | For | For |
12 | Elect Douglas Tough | Mgmt | For | For | For |
13 | Ratification of Auditor | Mgmt | For | For | For |
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
JPM | CUSIP9 46625H100 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Crandall Bowles | Mgmt | For | For | For |
2 | Elect Stephen Burke | Mgmt | For | For | For |
3 | Elect David Cote | Mgmt | For | For | For |
4 | Elect James Crown | Mgmt | For | For | For |
5 | Elect James Dimon | Mgmt | For | For | For |
6 | Elect Ellen Futter | Mgmt | For | Against | Against |
7 | Elect William Gray, III | Mgmt | For | For | For |
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
9 | Elect David Novak | Mgmt | For | Against | Against |
10 | Elect Lee Raymond | Mgmt | For | For | For |
11 | Elect William Weldon | Mgmt | For | For | For |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For |
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For |
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For |
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
MCO.H | CINS ADPC00865 | 12/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Share Consolidation | Mgmt | For | For | For |
4 | Change of Company Name | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Election of Directors (Slate) | Mgmt | For | Against | Against |
7 | Elect Brendan Dunn | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R159 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
MELI | CUSIP9 58733R102 | 06/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Anton Levy | Mgmt | For | Withhold | Against |
1.2 | Elect A. Michael Spence | Mgmt | For | Withhold | Against |
1.3 | Elect Mario Eduardo Vazquez | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
MOS | CUSIP9 61945A107 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Recapitalization and Spin-off | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Ticker | Security ID: | Meeting Date | Meeting Status |
NTAP | CUSIP9 64110D104 | 08/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jeffry Allen | Mgmt | For | For | For |
1.2 | Elect Alan Earhart | Mgmt | For | For | For |
1.3 | Elect Thomas Georgens | Mgmt | For | For | For |
1.4 | Elect Gerald Held | Mgmt | For | For | For |
1.5 | Elect Nicholas Moore | Mgmt | For | For | For |
1.6 | Elect T. Michael Nevens | Mgmt | For | For | For |
1.7 | Elect George Shaheen | Mgmt | For | For | For |
1.8 | Elect Robert Wall | Mgmt | For | Withhold | Against |
1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For |
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For |
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For |
Netflix, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
NFLX | CUSIP9 64110L106 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Reed Hastings | Mgmt | For | For | For |
1.2 | Elect Jay Hoag | Mgmt | For | Withhold | Against |
1.3 | Elect A. George Battle | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | 2011 Stock Plan | Mgmt | For | Against | Against |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
Newfoundland Capital Corporation Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
NCC’B | CINS 651900102 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Pacific Rubiales Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | For | For |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | Against | Against |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Victor Rivera | Mgmt | For | For | For |
14 | Elect Hernan Martinez | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Pioneer Natural Resources Company
Ticker | Security ID: | Meeting Date | Meeting Status |
PXD | CUSIP9 723787107 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Edison Buchanan | Mgmt | For | Withhold | Against |
1.2 | Elect R. Hartwell Gardner | Mgmt | For | Withhold | Against |
1.3 | Elect Jim Watson | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Potash Corporation of Saskatchewan Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
POT | CUSIP9 73755L107 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Christopher Burley | Mgmt | For | For | For |
1.2 | Elect William Doyle | Mgmt | For | For | For |
1.3 | Elect John Estey | Mgmt | For | For | For |
1.4 | Elect Charles Hoffman | Mgmt | For | For | For |
1.5 | Elect Dallas Howe | Mgmt | For | For | For |
1.6 | Elect Alice Laberge | Mgmt | For | For | For |
1.7 | Elect Keith Martell | Mgmt | For | For | For |
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For |
1.9 | Elect Mary Mogford | Mgmt | For | For | For |
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For |
1.11 | Elect E. Robert Stromberg | Mgmt | For | Withhold | Against |
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | Withhold | Against |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | 2011 Performance Option Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
priceline.com Incorporated
Ticker | Security ID: | Meeting Date | Meeting Status |
PCLN | CUSIP9 741503403 | 06/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For |
1.2 | Elect Ralph Bahna | Mgmt | For | Withhold | Against |
1.3 | Elect Howard Barker, Jr. | Mgmt | For | Withhold | Against |
1.4 | Elect Jan Docter | Mgmt | For | For | For |
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For |
1.6 | Elect James Guyette | Mgmt | For | Withhold | Against |
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For |
1.8 | Elect Craig Rydin | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
Rackspace Hosting, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RAX | CUSIP9 750086100 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Graham Weston | Mgmt | For | For | For |
1.2 | Elect Palmer Moe | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Rodman & Renshaw Capital Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RODM | CUSIP9 77487R100 | 05/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Wesley Clark | Mgmt | For | Withhold | Against |
1.2 | Elect Michael Vasinkevich | Mgmt | For | For | For |
1.3 | Elect Edward Rubin | Mgmt | For | For | For |
1.4 | Elect John Borer III | Mgmt | For | Withhold | Against |
1.5 | Elect Winston Churchill | Mgmt | For | Withhold | Against |
1.6 | Elect Richard Cohen | Mgmt | For | For | For |
1.7 | Elect Peter Drake | Mgmt | For | For | For |
1.8 | Elect Sam Dryden | Mgmt | For | For | For |
1.9 | Elect Mark Friedman | Mgmt | For | For | For |
1.10 | Elect Marvin Haas | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
Rush Enterprises, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RUSHA | CUSIP9 781846209 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect W. Marvin Rush | Mgmt | For | For | For |
1.2 | Elect W. M. Rush | Mgmt | For | For | For |
1.3 | Elect James Underwood | Mgmt | For | For | For |
1.4 | Elect Harold Marshall | Mgmt | For | Withhold | Against |
1.5 | Elect Thomas Akin | Mgmt | For | For | For |
1.6 | Elect Gerald Szczepanksi | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2006 Non-Employee Director Stock Plan | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Sensata Technologies Holding N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
ST | CUSIP9 N7902X106 | 03/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | For | For |
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | For | For |
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | For | For |
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | For | For |
5 | Elect John Lewis or Mark Roskam | Mgmt | For | For | For |
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | For | For |
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | For | For |
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | For | For |
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | For | For |
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | For | For |
11 | Ratification of Auditor | Mgmt | For | For | For |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Sensata Technologies Holding N.V.
Ticker | Security ID: | Meeting Date | Meeting Status |
ST | CUSIP9 N7902X106 | 05/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Accounts and Reports 2010; Reserves and Dividend Policy; Authority to Issue Annual Accounts in English | Mgmt | For | For | For |
2 | Accounts and Reports 2009; Authority to Issue Annual Accounts in English | Mgmt | For | Abstain | Against |
3 | Ratification of Board Acts | Mgmt | For | Abstain | Against |
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against |
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against |
6 | Amendments to Articles | Mgmt | For | For | For |
Starbucks Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
SBUX | CUSIP9 855244109 | 03/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Howard Schultz | Mgmt | For | For | For |
2 | Elect William Bradley | Mgmt | For | For | For |
3 | Elect Mellody Hobson | Mgmt | For | For | For |
4 | Elect Kevin Johnson | Mgmt | For | For | For |
5 | Elect Olden Lee | Mgmt | For | For | For |
6 | Elect Sheryl Sandberg | Mgmt | For | For | For |
7 | Elect James Shennan, Jr. | Mgmt | For | For | For |
8 | Elect Javier Teruel | Mgmt | For | For | For |
9 | Elect Myron Ullman III | Mgmt | For | For | For |
10 | Elect Craig Weatherup | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For |
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For |
15 | Ratification of Auditor | Mgmt | For | For | For |
16 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | ShrHoldr | Against | Against | For |
Textainer Group Holdings Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
TGH | CUSIP9 G8766E109 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Neil Jowell | Mgmt | For | Against | Against |
2 | Elect Cecil Jowell | Mgmt | For | For | For |
3 | Elect David Nurek | Mgmt | For | Against | Against |
4 | Approval of Financial Statements | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Toro Company
Ticker | Security ID: | Meeting Date | Meeting Status |
TTC | CUSIP9 891092108 | 03/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Jeffrey Ettinger | Mgmt | For | For | For |
1.2 | Elect Katherine Harless | Mgmt | For | For | For |
1.3 | Elect Inge Thulin | Mgmt | For | For | For |
1.4 | Elect Michael Hoffman | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Valeant Pharmaceuticals International
Ticker | Security ID: | Meeting Date | Meeting Status |
VRX | CUSIP9 91911X104 | 09/27/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approval of the Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Valeant Pharmaceuticals International, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VRX | CUSIP9 91911K102 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Robert Ingram | Mgmt | For | For | For |
1.2 | Elect Theo Melas-Kyriazi | Mgmt | For | For | For |
1.3 | Elect G. Mason Morfit | Mgmt | For | For | For |
1.4 | Elect Laurence Paul | Mgmt | For | For | For |
1.5 | Elect J. Michael Pearson | Mgmt | For | For | For |
1.6 | Elect Robert Power | Mgmt | For | For | For |
1.7 | Elect Norma Provencio | Mgmt | For | For | For |
1.8 | Elect Lloyd Segal | Mgmt | For | For | For |
1.9 | Elect Katharine Stevenson | Mgmt | For | For | For |
1.10 | Elect Michael Van Every | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
4 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For |
5 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Vitamin Shoppe, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VSI | CUSIP9 92849E101 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Richard Markee | Mgmt | For | For | For |
1.2 | Elect B. Michael Becker | Mgmt | For | For | For |
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For |
1.4 | Elect John Edmondson | Mgmt | For | For | For |
1.5 | Elect David Edwab | Mgmt | For | For | For |
1.6 | Elect Douglas Korn | Mgmt | For | Withhold | Against |
1.7 | Elect Richard Perkal | Mgmt | For | Withhold | Against |
1.8 | Elect Beth Pritchard | Mgmt | For | For | For |
1.9 | Elect Katherine Savitt-Lennon | Mgmt | For | For | For |
1.10 | Elect Anthony Truesdale | Mgmt | For | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
4 | Ratification of Auditor | Mgmt | For | For | For |
WABCO Holdings Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WBC | CUSIP9 92927K102 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect G. Peter D’Aloia | Mgmt | For | Withhold | Against |
1.2 | Elect Juergen Gromer | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Waddell & Reed Financial, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WDR | CUSIP9 930059100 | 04/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For |
1.2 | Elect Alan Kosloff | Mgmt | For | Withhold | Against |
1.3 | Elect Jerry Walton | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Wolverine World Wide, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
WWW | CUSIP9 978097103 | 04/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect William Gerber | Mgmt | For | For | For |
1.2 | Elect Blake Krueger | Mgmt | For | For | For |
1.3 | Elect Michael Volkema | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Holmes Growth Fund Segregated Account
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Southwestern Energy Company
Ticker | Security ID: | Meeting Date | Meeting Status |
SWN | CUSIP9 845467109 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For |
2 | Elect Robert Howard | Mgmt | For | For | For |
3 | Elect Greg Kerley | Mgmt | For | Against | Against |
4 | Elect Harold Korell | Mgmt | For | For | For |
5 | Elect Vello Kuuskraa | Mgmt | For | For | For |
6 | Elect Kenneth Mourton | Mgmt | For | For | For |
7 | Elect Steven Mueller | Mgmt | For | For | For |
8 | Elect Charles Scharlau | Mgmt | For | For | For |
9 | Elect Alan Stevens | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
13 | Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For |
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds World Precious Minerals Collateral FBO RBC
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds World Precious Minerals Fund
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS 003069101 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Board Size | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Aberdeen International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AAB | CINS ADPC00759 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Board Size | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
African Medical Investments plc
Ticker | Security ID: | Meeting Date | Meeting Status |
AMEI | CINS G01289100 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | ISLE OF MAN | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Lawrence Clark, Jr. | Mgmt | For | For | For |
3 | Elect Brett Winstone | Mgmt | For | For | For |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Agriterra Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AGTA | CINS G96119105 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Andrew Groves | Mgmt | For | For | For |
3 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
4 | Elect Michael Pelham | Mgmt | For | Against | Against |
5 | Elect Euan Kay | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Adoption of New Articles | Mgmt | For | Against | Against |
Alange Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
ALE | CINS 011625100 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Luis Morelli | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Metcalfe | Mgmt | For | For | For |
7 | Elect Jaime Branger | Mgmt | For | Against | Against |
8 | Elect Ian Mann | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
12 | Share Consolidation | Mgmt | For | For | For |
Aldridge Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
AGM | CINS 014430102 | 06/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Change of Continuance | Mgmt | For | Against | Against |
5 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
6 | Shareholder Rights Plan | Mgmt | For | For | For |
Almaden Minerals Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AMM | CINS 020283107 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Duane Poliquin | Mgmt | For | For | For |
4 | Elect Morgan Poliquin | Mgmt | For | For | For |
5 | Elect James McInnes | Mgmt | For | For | For |
6 | Elect Jack McCleary | Mgmt | For | For | For |
7 | Elect Joseph Montgomery | Mgmt | For | For | For |
8 | Elect Mark Brown | Mgmt | For | Against | Against |
9 | Elect Gerald Carlson | Mgmt | For | Against | Against |
10 | Elect Barry Smee | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Shareholder Rights Plan | Mgmt | For | For | For |
Amarc Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
AHR | CINS 022912109 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Rene Carrier | Mgmt | For | For | For |
4 | Elect David Copeland | Mgmt | For | For | For |
5 | Elect T. Barry Coughlan | Mgmt | For | For | For |
6 | Elect Scott Cousens | Mgmt | For | Against | Against |
7 | Elect Robert Dickinson | Mgmt | For | Against | Against |
8 | Elect Jeffrey Mason | Mgmt | For | For | For |
9 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Share Option Plan | Mgmt | For | For | For |
12 | Amendments to Articles Regarding Paperless Share Transfer | Mgmt | For | For | For |
Anglogold Ashanti Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ANG | CUSIP9 035128206 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Elect Tito Mboweni | Mgmt | For | For | For |
4 | Elect Ferdinand Ohene-Kena | Mgmt | For | For | For |
5 | Elect Rhidwaan Gasant | Mgmt | For | For | For |
6 | Re-elect Bill Nairn | Mgmt | For | For | For |
7 | Re-elect Sipho Pityana | Mgmt | For | For | For |
8 | Elect Audit and Corporate Governance Committee Member (Nkuhlu) | Mgmt | For | For | For |
9 | Elect Audit and Corporate Governance Committee Member (Arisman) | Mgmt | For | For | For |
10 | Elect Audit and Corporate Governance Committee Member (Gasant) | Mgmt | For | For | For |
11 | General Authority to Issue Shares | Mgmt | For | For | For |
12 | Authority to Issue Shares for Cash | Mgmt | For | For | For |
13 | AMENDMENT TO THE LONG-TERM INCENTIVE PLAN 2005 | Mgmt | For | For | For |
14 | Approve Remuneration Policy | Mgmt | For | For | For |
15 | Increase NEDs’ Fees | Mgmt | For | For | For |
16 | Increase NEDs’ Fees | Mgmt | For | For | For |
17 | Authority to Repurchase Shares | Mgmt | For | For | For |
18 | Approve Amendments to the BEE Transaction | Mgmt | For | For | For |
19 | Amendments to Articles | Mgmt | For | For | For |
20 | Authority to Issue Shares to the Bokamoso ESOP & Izingwe | Mgmt | For | For | For |
21 | Authorisation of Legal Formalities | Mgmt | For | For | For |
Argent Minerals Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ARD | CINS Q05017100 | 02/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Sale of Bullant Gold Project | Mgmt | For | For | For |
3 | Approve Share Buy-Back | Mgmt | For | For | For |
4 | Approve In-Specie Distribution of US Nickel Shares | Mgmt | For | For | For |
5 | Ratify Placement of Securities | Mgmt | For | For | For |
6 | Equity Grant (Executive chairman, Kerry McHugh) | Mgmt | For | Against | Against |
7 | Equity Grant (Executive director, Marcus Michael) | Mgmt | For | Against | Against |
Argent Minerals Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ARD | CINS Q05017100 | 11/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Remuneration Report | Mgmt | For | For | For |
2 | Re-elect Marcus Michael | Mgmt | For | For | For |
3 | Appoint Auditor | Mgmt | For | For | For |
Atikwa Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ATK | CINS 04757Q109 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Director Election | Mgmt | For | For | For |
Atikwa Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ATK | CINS ADPC00872 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Director Election | Mgmt | For | For | For |
Auex Ventures, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
XAU | CINS 051036101 | 10/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Ronald Parratt | Mgmt | For | For | For |
4 | Elect Richard Bedell, Jr. | Mgmt | For | For | For |
5 | Elect Lee Graber | Mgmt | For | Against | Against |
6 | Elect Dieter Krewedl | Mgmt | For | For | For |
7 | Elect Robert Boaz | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Merger | Mgmt | For | For | For |
Augusta Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AZC | CUSIP9 050912203 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Timothy Baker | Mgmt | For | For | For |
2.2 | Elect Gilmour Clausen | Mgmt | For | For | For |
2.3 | Elect Donald Clark | Mgmt | For | For | For |
2.4 | Elect W. Durand Eppler | Mgmt | For | For | For |
2.5 | Elect Christopher Jennings | Mgmt | For | For | For |
2.6 | Elect John Brodie | Mgmt | For | For | For |
2.7 | Elect Robert Wares | Mgmt | For | For | For |
2.8 | Elect Richard Warke | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Avion Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
AVR | CINS 053750105 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan | Mgmt | For | Against | Against |
5 | Share Bonus Plan | Mgmt | For | Against | Against |
6 | Change of Continuance | Mgmt | For | Against | Against |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Azumah Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AZM | CINS Q1241T105 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Remuneration Report | Mgmt | For | For | For |
4 | Re-elect Geoffrey Jones | Mgmt | For | For | For |
5 | Ratify Placement of Securities | Mgmt | For | For | For |
6 | Ratify Placement of Securities | Mgmt | For | For | For |
7 | Ratify Placement of Securities | Mgmt | For | For | For |
Azumah Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
AZM | CINS Q1241T105 | 11/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Issue of Securities (North America) | Mgmt | For | For | For |
3 | Approve Issue of Securities (Australia) | Mgmt | For | For | For |
Barrick Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ABX | CUSIP9 067901108 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Beck | Mgmt | For | For | For |
1.2 | Elect Charles Birchall | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Carty | Mgmt | For | For | For |
1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold | Against |
1.5 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Franklin | Mgmt | For | For | For |
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For |
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For |
1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
1.10 | Elect Anthony Munk | Mgmt | For | Withhold | Against |
1.11 | Elect Peter Munk | Mgmt | For | For | For |
1.12 | Elect Aaron Regent | Mgmt | For | For | For |
1.13 | Elect Nathaniel Rothschild | Mgmt | For | Withhold | Against |
1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Belo Sun Mining Corp. (fka Verena Minerals Corporation)
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS ADPC01003 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Brazauro Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BZO | CINS 10575Q106 | 07/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Mark Jones, III | Mgmt | For | For | For |
4 | Elect James Komadina | Mgmt | For | For | For |
5 | Elect Brian Irwin | Mgmt | For | Against | Against |
6 | Elect Leendert Krol | Mgmt | For | Against | Against |
7 | Elect Roger Morton | Mgmt | For | Against | Against |
8 | Elect Patrick Glazier | Mgmt | For | For | For |
9 | Elect Greg Chorny | Mgmt | For | For | For |
10 | Elect John Segner | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Merger | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Brazilian Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
BGC | CINS 105885107 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Luis Mauricio de Azevedo | Mgmt | For | For | For |
4 | Elect Christian Bue | Mgmt | For | For | For |
5 | Elect Glen Dickson | Mgmt | For | Against | Against |
6 | Elect James Mellon | Mgmt | For | Against | Against |
7 | Elect John Stalker | Mgmt | For | Against | Against |
8 | Elect Joanne Yan | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | For | For |
Canaco Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
CAN | CINS 134804103 | 06/24/2011 | Unvoted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Spin-off | Mgmt | For | N/A | N/A |
3 | Tigray Stock Option Plan | Mgmt | For | N/A | N/A |
Canaco Resources Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
CAN | CINS 134804103 | 12/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Shuixing Fu | Mgmt | For | For | For |
3 | Elect Brian Lock | Mgmt | For | For | For |
4 | Elect David Parsons | Mgmt | For | Against | Against |
5 | Elect Randy Smallwood | Mgmt | For | For | For |
6 | Elect Andrew Smith | Mgmt | For | Against | Against |
7 | Elect Jingbin Wang | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
10 | Amendments to Articles Regarding Quorum Requirements | Mgmt | For | For | For |
Candente Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CDG | CINS 13740H100 | 09/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Joanne Freeze | Mgmt | For | For | For |
6 | Elect Darin Wagner | Mgmt | For | For | For |
7 | Elect Peter Megaw | Mgmt | For | For | For |
8 | Elect Andrew Smith | Mgmt | For | For | For |
9 | Elect Larry Kornze | Mgmt | For | For | For |
10 | Elect Andres Milla | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Candente Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CDG | CINS ADPC00812 | 09/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Joanne Freeze | Mgmt | For | For | For |
6 | Elect Darin Wagner | Mgmt | For | For | For |
7 | Elect Peter Megaw | Mgmt | For | For | For |
8 | Elect Andrew Smith | Mgmt | For | For | For |
9 | Elect Larry Kornze | Mgmt | For | For | For |
10 | Elect Andres Milla | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Canyon Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CAY | CINS Q20542108 | 01/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Authority to Issue New Class of Securities | Mgmt | For | For | For |
3 | Ratify Placement of Securities | Mgmt | For | For | For |
4 | Approve Issue of Securities | Mgmt | For | For | For |
5 | Approve Issue of Securities | Mgmt | For | For | For |
6 | Approve Issue of Securities | Mgmt | For | For | For |
Canyon Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CAY | CINS Q20542108 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Remuneration Report | Mgmt | For | For | For |
2 | Elect Matthew Shackleton | Mgmt | For | For | For |
3 | Appoint Auditor | Mgmt | For | For | For |
Carnavale Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CAV | CINS Q2101T102 | 11/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Remuneration Report | Mgmt | For | For | For |
2 | Elect Klaus Eckhof | Mgmt | For | For | For |
3 | Re-elect Peter Christie | Mgmt | For | For | For |
Catalyst Copper Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CCY | CINS 14888C101 | 11/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John Greenslade | Mgmt | For | For | For |
4 | Elect Gordon Keep | Mgmt | For | Against | Against |
5 | Elect John Reynolds | Mgmt | For | Against | Against |
6 | Elect Gerald Prosalendis | Mgmt | For | For | For |
7 | Elect Terry Hodson | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
CB Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CBJ | CINS 12481A100 | 04/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Fabio Capponi | Mgmt | For | For | For |
4 | Elect Giles Baynham | Mgmt | For | Against | Against |
5 | Elect Peter Barnes | Mgmt | For | For | For |
6 | Elect Hernan Martinez | Mgmt | For | For | For |
7 | Elect Juan Pelaez | Mgmt | For | Against | Against |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 02/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Executive Director Loan Funded Share Plan 2011 | Mgmt | For | For | For |
2 | Employee Loan Funded Share Plan 2011 | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS ADPC00831 | 02/15/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Executive Director Loan Funded Share Plan 2011 | Mgmt | For | For | For |
2 | Employee Loan Funded Share Plan 2011 | Mgmt | For | For | For |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS Q2159B110 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For |
4 | Elect Harry Michael | Mgmt | For | For | For |
5 | Elect G. Robert Bowker | Mgmt | For | For | For |
6 | Elect Colin Cowden | Mgmt | For | Against | Against |
7 | Elect Josef El-Raghy | Mgmt | For | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
9 | Loan Funded Share Plan | Mgmt | For | Against | Against |
Centamin Egypt Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CEY | CINS ADPC00831 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect Harry Michael | Mgmt | For | For | For |
4 | Elect G. Robert Bowker | Mgmt | For | For | For |
5 | Elect Colin Cowden | Mgmt | For | Against | Against |
6 | Elect Josef El-Raghy | Mgmt | For | For | For |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
8 | Loan Funded Share Plan | Mgmt | For | Against | Against |
Centerra Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CG | CINS 152006102 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Niyazbek Aldashev | Mgmt | For | For | For |
3 | Elect Ian Austin | Mgmt | For | For | For |
4 | Elect Raphael Girard | Mgmt | For | For | For |
5 | Elect Karybek Ibraev | Mgmt | For | For | For |
6 | Elect Patrick James | Mgmt | For | For | For |
7 | Elect Stephen Lang | Mgmt | For | For | For |
8 | Elect John Lill | Mgmt | For | For | For |
9 | Elect Amangeldy Muraliev | Mgmt | For | Against | Against |
10 | Elect Sheryl Pressler | Mgmt | For | For | For |
11 | Elect Terry Rogers | Mgmt | For | For | For |
12 | Elect Bruce Walter | Mgmt | For | For | For |
13 | Elect Anthony Webb | Mgmt | For | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
15 | Restricted Share Unit Plan | Mgmt | For | For | For |
16 | Transaction of Other Business | Mgmt | For | Against | Against |
Cerro Resources NL (fka Kings Minerals NL)
Ticker | Security ID: | Meeting Date | Meeting Status |
CJO | CINS Q22609103 | 02/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Placement of Securities | Mgmt | For | For | For |
3 | Approve Executive & Staff Option Plan | Mgmt | For | Against | Against |
4 | Approve Issue of Securities | Mgmt | For | For | For |
5 | Approve Namiquipa Transaction | Mgmt | For | For | For |
6 | Approve Issue of Securities | Mgmt | For | For | For |
Chesapeake Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
CKG | CINS 165184102 | 12/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Chris Falck | Mgmt | For | For | For |
3 | Elect Daniel Kunz | Mgmt | For | Against | Against |
4 | Elect Peter Palmedo | Mgmt | For | For | For |
5 | Elect John Perston | Mgmt | For | For | For |
6 | Elect P. Randy Reifel | Mgmt | For | Against | Against |
7 | Elect Gerald Sneddon | Mgmt | For | Against | Against |
8 | Appointment of Auditor | Mgmt | For | For | For |
Claude Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CRJ | cins 182873109 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Ted Nieman | Mgmt | For | For | For |
3 | Elect Ronald Hicks | Mgmt | For | For | For |
4 | Elect J. Robert Kowalishin | Mgmt | For | For | For |
5 | Elect Raymond McKay | Mgmt | For | For | For |
6 | Elect Rita Mirwald | Mgmt | For | For | For |
7 | Elect A. Neil McMillan | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Continental Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
CNL | CINS G23850103 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Robert Allen | Mgmt | For | For | For |
3 | Elect Ari Sussman | Mgmt | For | For | For |
4 | Elect Patrick Anderson | Mgmt | For | Against | Against |
5 | Elect James Felton | Mgmt | For | For | For |
6 | Elect Jaime Gutierrez | Mgmt | For | For | For |
7 | Elect Paul Murphy | Mgmt | For | Against | Against |
8 | Elect Timothy Warman | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Continental Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
KMK | CINS 211653100 | 02/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger | Mgmt | For | For | For |
Continental Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
KMK | CINS 211653100 | 03/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger | Mgmt | For | For | For |
Continental Minerals Corp
Ticker | Security ID: | Meeting Date | Meeting Status |
KMK | CINS 211653100 | 04/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Continental Precious Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
CZQ | CINS 211906102 | 10/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Rights Plan | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Crystallex International Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
KRY | CUSIP9 22942F101 | 06/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
2 | Election of Directors (Slate) | Mgmt | For | Withhold | Against |
3 | Amendment to Share Option Plan | Mgmt | For | For | For |
4 | Share Consolidation | Mgmt | For | For | For |
5 | Sale of Mining Equipment | Mgmt | For | For | For |
Dalradian Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DNA | CINS 235499100 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Transaction of Other Business | Mgmt | For | Against | Against |
Dia Bras Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DIB | CINS 25244F208 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect J. Alberto Arias | Mgmt | For | Against | Against |
3 | Elect Douglas Cater | Mgmt | For | For | For |
4 | Elect David Crevier | Mgmt | For | For | For |
5 | Elect Philip Renaud | Mgmt | For | For | For |
6 | Elect Thomas Robyn | Mgmt | For | For | For |
7 | Elect Daniel Tellechea | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
Dia Bras Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DIB | CINS 25244F109 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Diamond Fields International Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DFI | CINS 252905302 | 12/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Edward Malouf | Mgmt | For | For | For |
4 | Elect Gregg Sedun | Mgmt | For | Against | Against |
5 | Elect Norman Baker | Mgmt | For | For | For |
6 | Elect Earl Young | Mgmt | For | For | For |
7 | Elect Gooroodeo Sookun | Mgmt | For | Against | Against |
8 | Elect Craig McLean | Mgmt | For | For | For |
9 | Elect Ian Ransome | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Equity Incentive Plan | Mgmt | For | For | For |
12 | Exercise of Warrants | Mgmt | For | For | For |
13 | Conversion of Debentures | Mgmt | For | For | For |
Diamonds North Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DDN | CINS 25278T108 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Maynard Brown | Mgmt | For | Against | Against |
6 | Elect Bernard Kahlert | Mgmt | For | Against | Against |
7 | Elect Mark Kolebaba | Mgmt | For | For | For |
8 | Elect Terrence Lyons | Mgmt | For | Against | Against |
9 | Elect Yale Simpson | Mgmt | For | For | For |
10 | Elect William Zimmerman | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Diamonds North Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
DDN | CINS ADPC00719 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Maynard Brown | Mgmt | For | Against | Against |
6 | Elect Bernard Kahlert | Mgmt | For | Against | Against |
7 | Elect Mark Kolebaba | Mgmt | For | For | For |
8 | Elect Terrence Lyons | Mgmt | For | Against | Against |
9 | Elect Terrence Lyons | Mgmt | For | Against | Against |
10 | Elect William Zimmerman | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
DRDGOLD LIMITED
Ticker | Security ID: | Meeting Date | Meeting Status |
DRD | CUSIP9 26152H301 | 11/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Craig Barnes | Mgmt | For | For | For |
4 | Elect Edmund Jeneker | Mgmt | For | Against | Against |
5 | General Authority to Issue Shares | Mgmt | For | For | For |
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
7 | Equity Grant | Mgmt | For | For | For |
8 | Authorisation of Legal Formalities | Mgmt | For | For | For |
9 | Amendment to Share Option Scheme | Mgmt | For | For | For |
10 | Authority to Issue Shares Below Stated Capital per Share | Mgmt | For | For | For |
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS 265269209 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Dundee Precious Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
DPM | CINS ADPC00708 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Derek Buntain | Mgmt | For | For | For |
3 | Elect R. Peter Gillin | Mgmt | For | For | For |
4 | Elect Jonathan Goodman | Mgmt | For | For | For |
5 | Elect Ned Goodman | Mgmt | For | Against | Against |
6 | Elect W. Murray John | Mgmt | For | Against | Against |
7 | Elect Jeremy Kinsman | Mgmt | For | For | For |
8 | Elect Garth MacRae | Mgmt | For | Against | Against |
9 | Elect Peter Nixon | Mgmt | For | For | For |
10 | Elect Ronald Singer | Mgmt | For | For | For |
11 | Elect William Wilson | Mgmt | For | For | For |
12 | Elect Donald Young | Mgmt | For | For | For |
13 | Appointment of Auditor | Mgmt | For | For | For |
Eastern Platinum Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ELR | CINS 276855103 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Ian Rozier | Mgmt | For | For | For |
5 | Elect David Cohen | Mgmt | For | Against | Against |
6 | Elect Gordon Keep | Mgmt | For | Against | Against |
7 | Elect John Andrews | Mgmt | For | Against | Against |
8 | Elect John Hawkrigg | Mgmt | For | For | For |
9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Elect Zwelakhe Sisulu | Mgmt | For | Against | Against |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Amendments to Share Option Plan | Mgmt | For | For | For |
14 | Share Option Plan Renewal | Mgmt | For | Against | Against |
15 | Shareholder Rights Plan | Mgmt | For | For | For |
Eastmain Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ER | cins 27743M106 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Elissa Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
ELI | CINS ADPC00957 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect G. Arnold Armstrong | Mgmt | For | Against | Against |
4 | Elect J. Garry Clark | Mgmt | For | For | For |
5 | Elect Daniel Frederiksen | Mgmt | For | Against | Against |
6 | Elect Paul McKenzie | Mgmt | For | For | For |
7 | Elect Scott Parsons | Mgmt | For | For | For |
8 | Elect Mel Klohn | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Endeavour Financial Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS G3040R109 | 09/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Jorge Gamarci | Mgmt | For | Against | Against |
4 | Elect Bill Koutsouras | Mgmt | For | Against | Against |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Endeavour Mining Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
EDV | CINS ADPV14785 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Michael Beckett | Mgmt | For | Against | Against |
3 | Elect Wayne McManus | Mgmt | For | For | For |
4 | Elect Neil Woodyer | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Energold Drilling Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
EGD | CINS 29268A103 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Frederick Davidson | Mgmt | For | For | For |
4 | Elect James Coleman | Mgmt | For | Against | Against |
5 | Elect H. Walter Sellmer | Mgmt | For | Against | Against |
6 | Elect Michael Beley | Mgmt | For | For | For |
7 | Elect Wayne Lenton | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
9 | 2011 Stock Option Plan | Mgmt | For | Against | Against |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
Entree Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ETG | CINS 29383G100 | 05/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect James Harris | Mgmt | For | For | For |
4 | Elect Michael Howard | Mgmt | For | For | For |
5 | Elect Mark Bailey | Mgmt | For | Against | Against |
6 | Elect Lindsay Bottomer | Mgmt | For | Against | Against |
7 | Elect Gregory Crowe | Mgmt | For | For | For |
8 | Elect Peter Meredith | Mgmt | For | Against | Against |
9 | Elect Alan Edwards | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendment to Stock Option Plan | Mgmt | For | For | For |
Erdene Resource Development Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ERD | CINS 29480N107 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Peter Akerley | Mgmt | For | For | For |
3 | Elect William Burton | Mgmt | For | For | For |
4 | Elect John Byrne | Mgmt | For | Against | Against |
5 | Elect David Carnell | Mgmt | For | For | For |
6 | Elect J.C. Cowan | Mgmt | For | For | For |
7 | Elect Malcolm Cox | Mgmt | For | Against | Against |
8 | Elect Ken MacDonald | Mgmt | For | Against | Against |
9 | Elect Stuart Rath | Mgmt | For | For | For |
10 | Elect Philip Webster | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
European Goldfields Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
EGU | CINS 298774100 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding Election of Directors | ShrHoldr | N/A | For | N/A |
Extorre Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
XG | CUSIP9 30227B109 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Bryce Roxburgh | Mgmt | For | For | For |
1.2 | Elect Eric Roth | Mgmt | For | For | For |
1.3 | Elect Yale Simpson | Mgmt | For | Withhold | Against |
1.4 | Elect Robert Reynolds | Mgmt | For | Withhold | Against |
1.5 | Elect Ignacio Celorrio | Mgmt | For | Withhold | Against |
1.6 | Elect James Strauss | Mgmt | For | Withhold | Against |
1.7 | Elect George Lawton | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to Articles Regarding Board Size | Mgmt | For | For | For |
4 | Change of Continuance | Mgmt | For | Against | Against |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Extorre Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
XG | CINS 30227B109 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Bryce Roxburgh | Mgmt | For | For | For |
3 | Elect Eric Roth | Mgmt | For | For | For |
4 | Elect Yale Simpson | Mgmt | For | Against | Against |
5 | Elect Robert Reynolds | Mgmt | For | Against | Against |
6 | Elect Ignacio Celorrio | Mgmt | For | Against | Against |
7 | Elect James Strauss | Mgmt | For | Against | Against |
8 | Elect George Lawton | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Articles Regarding Board Size | Mgmt | For | For | For |
11 | Change of Continuance | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
First Majestic Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FR | CINS 32076V103 | 05/19/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Keith Neumeyer | Mgmt | For | For | For |
4 | Elect Ramon Davila | Mgmt | For | For | For |
5 | Elect Robert McCallum | Mgmt | For | For | For |
6 | Elect Douglas Penrose | Mgmt | For | For | For |
7 | Elect Tony Pezzotti | Mgmt | For | For | For |
8 | Elect David Shaw | Mgmt | For | For | For |
9 | Elect Robert Young | Mgmt | For | For | For |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
12 | Stock Option Plan | Mgmt | For | For | For |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A208 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Lukas Lundin | Mgmt | For | Against | Against |
4 | Elect Ron Hochstein | Mgmt | For | Against | Against |
5 | Elect Adam Lundin | Mgmt | For | For | For |
6 | Elect James Cambon | Mgmt | For | For | For |
7 | Elect Ian Gibbs | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 08/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Property Sale | Mgmt | For | For | For |
3 | Transact Other Business | Mgmt | For | Against | Against |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS ADPC00741 | 08/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Property Sale | Mgmt | For | For | For |
3 | Transact Other Business | Mgmt | For | Against | Against |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS 34957A109 | 11/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
3 | Change of Company Name | Mgmt | For | For | For |
4 | Potential Sale Transaction | Mgmt | For | Against | Against |
5 | Discretion to Vote on Other Business and Amended Proposals | Mgmt | For | Against | Against |
Fortress Minerals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
FST | CINS ADPC00741 | 11/16/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
3 | Change of Company Name | Mgmt | For | For | For |
4 | Potential Sale Transaction | Mgmt | For | Against | Against |
5 | Discretion to Vote on Other Business and Amended Proposals | Mgmt | For | Against | Against |
Fortuna Silver Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FVI | CINS 349915108 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jorge Durant | Mgmt | For | For | For |
3 | Elect Simon Ridgway | Mgmt | For | Against | Against |
4 | Elect Tomas Guerrero | Mgmt | For | For | For |
5 | Elect Michael Iverson | Mgmt | For | For | For |
6 | Elect Mario Szotlender | Mgmt | For | Against | Against |
7 | Elect Robert Gilmore | Mgmt | For | For | For |
8 | Elect Thomas Kelly | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | Against | Against |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Fronteer Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
FRG | CINS 359032109 | 03/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of Acquisition | Mgmt | For | For | For |
3 | Approval of Pilot Gold Option Plan | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Geodrill Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GEO | CINS G3828T103 | 05/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | ISLE OF MAN | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect David Harper | Mgmt | For | For | For |
3 | Elect John Bingham | Mgmt | For | Against | Against |
4 | Elect Colin Jones | Mgmt | For | For | For |
5 | Elect Allen Palmiere | Mgmt | For | For | For |
6 | Elect Victoria Prentice | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan | Mgmt | For | For | For |
Gold Summit Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
GSM | CINS ADPC00795 | 08/24/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger/Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Election of Directors (Slate) | Mgmt | For | Against | Against |
6 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Goldcorp Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
G | CUSIP9 380956409 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ian Telfer | Mgmt | For | For | For |
1.2 | Elect Douglas Holtby | Mgmt | For | For | For |
1.3 | Elect Charles Jeannes | Mgmt | For | For | For |
1.4 | Elect John Bell | Mgmt | For | For | For |
1.5 | Elect Lawrence Bell | Mgmt | For | For | For |
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For |
1.7 | Elect Peter Dey | Mgmt | For | For | For |
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For |
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For |
1.10 | Elect Kenneth Williamson | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
4 | Board Size | Mgmt | For | For | For |
5 | Shareholder Proposal Regarding Human Rights | Mgmt | Against | Against | For |
Golden Alliance Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GLL | CINS ADPV13170 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Joseph Grosso | Mgmt | For | For | For |
4 | Elect Nikolaos Cacos | Mgmt | For | Against | Against |
5 | Elect David Terry | Mgmt | For | Against | Against |
6 | Elect David Horton | Mgmt | For | Against | Against |
7 | Elect Leonard Harris | Mgmt | For | Against | Against |
8 | Elect John Gammon | Mgmt | For | Against | Against |
9 | Elect Augusto Baertl | Mgmt | For | Against | Against |
10 | Elect Normand Champigny | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Golden Arrow Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
GRG | CINS 380800102 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Joseph Grosso | Mgmt | For | For | For |
4 | Elect Nikolaos Cacos | Mgmt | For | Against | Against |
5 | Elect David Terry | Mgmt | For | Against | Against |
6 | Elect David Horton | Mgmt | For | Against | Against |
7 | Elect Leonard Harris | Mgmt | For | Against | Against |
8 | Elect John Gammon | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Golden Arrow Resources Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
GRG | CINS ADPC00772 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Joseph Grosso | Mgmt | For | For | For |
4 | Elect Nikolaos Cacos | Mgmt | For | Against | Against |
5 | Elect David Terry | Mgmt | For | Against | Against |
6 | Elect David Horton | Mgmt | For | Against | Against |
7 | Elect Leonard Harris | Mgmt | For | Against | Against |
8 | Elect John Gammon | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Golden Odyssey Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GOE | CINS 38113R104 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Change of Company Name | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D204 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00979 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00978 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
6 | Board Size | Mgmt | For | For | For |
7 | Elect Jose Francisco Arata | Mgmt | For | For | For |
8 | Elect Maria Consuelo Araujo | Mgmt | For | For | For |
9 | Elect Miguel de la Campa | Mgmt | For | For | For |
10 | Elect Robert Hines | Mgmt | For | For | For |
11 | Elect Serafino Iacono | Mgmt | For | For | For |
12 | Elect Ricardo Lozano | Mgmt | For | For | For |
13 | Elect Jorge Neher | Mgmt | For | For | For |
14 | Elect Ronald Pantin | Mgmt | For | For | For |
15 | Elect Stephen Wilkinson | Mgmt | For | For | For |
16 | Elect Robert Doyle | Mgmt | For | For | For |
17 | Elect Augusto Lopez | Mgmt | For | For | For |
18 | Elect J. Randall Martin | Mgmt | For | For | For |
19 | Elect Hernan Martinez | Mgmt | For | For | For |
20 | Elect Robert Metcalfe | Mgmt | For | For | For |
21 | Elect Courtney Neeb | Mgmt | For | For | For |
22 | Elect Jaime Branger | Mgmt | For | For | For |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS 38501D105 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00837 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00835 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00836 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00834 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Gran Colombia Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
GCM | CINS ADPC00833 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Share Consolidation | Mgmt | For | For | For |
Grandview Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GVX | CINS ADPC00849 | 11/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Grayd Resource Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
GYD | CINS 388902108 | 02/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Marc Prefontaine | Mgmt | For | For | For |
4 | Elect John Robins | Mgmt | For | Against | Against |
5 | Elect Richard Hall | Mgmt | For | Against | Against |
6 | Elect Bradley Blacketor | Mgmt | For | Against | Against |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan Amendment | Mgmt | For | For | For |
9 | Transaction of Other Business | Mgmt | For | For | For |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Great Basin Gold Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
GBG | CINS 390124105 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect Patrick Cooke | Mgmt | For | For | For |
4 | Elect T. Barry Coughlan | Mgmt | For | Against | Against |
5 | Elect Anu Dhir | Mgmt | For | For | For |
6 | Elect Ferdinand Dippenaar | Mgmt | For | For | For |
7 | Elect Wayne Kirk | Mgmt | For | Against | Against |
8 | Elect Philip Kotze | Mgmt | For | For | For |
9 | Elect Joshua Ngoma | Mgmt | For | For | For |
10 | Elect Octavia Matloa | Mgmt | For | For | For |
11 | Elect Gert Robbertze | Mgmt | For | For | For |
12 | Elect Ronald Thiessen | Mgmt | For | Against | Against |
13 | Appointment of Auditor | Mgmt | For | For | For |
14 | Amendment to Stock Option Plan | Mgmt | For | For | For |
15 | Stock Option Plan Renewal | Mgmt | For | For | For |
16 | Exercise of Warrants | Mgmt | For | For | For |
Greenock Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GKR | CINS 39539N107 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
5 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Gryphon Minerals Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
GRY | CINS Q4352M109 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | For | For |
3 | Elect Steven Zaninovich | Mgmt | For | For | For |
4 | Elect David Netherway | Mgmt | For | For | For |
5 | Re-elect Didier Murcia | Mgmt | For | For | For |
6 | Ratify Placement of Securities | Mgmt | For | For | For |
7 | Approve Issue of Securities | Mgmt | For | For | For |
8 | Equity Grant (MD Stephen Parsons) | Mgmt | For | Against | Against |
9 | Equity Grant (Non-Executive Chairman Mel Ashton) | Mgmt | For | Against | Against |
10 | Equity Grant (NED Didier Murcia) | Mgmt | For | Against | Against |
11 | Equity Grant (NED Steven Zaninovich) | Mgmt | For | Against | Against |
12 | Equity Grant (NED David Netherway) | Mgmt | For | Against | Against |
13 | Approve Employee Incentive Scheme | Mgmt | For | Against | Against |
14 | Appointment of Auditor | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Guyana Goldfields Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
GUY | CINS 403530108 | 04/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Elect J. Patrick Sheridan | Mgmt | For | For | For |
4 | Elect Alan Ferry | Mgmt | For | Against | Against |
5 | Elect Alexander Po | Mgmt | For | Against | Against |
6 | Elect Richard Williams | Mgmt | For | Against | Against |
7 | Elect Robert Bondy | Mgmt | For | For | For |
8 | Elect Daniel Noone | Mgmt | For | Against | Against |
9 | Elect Claude Lemasson | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Hecla Mining Company
Ticker | Security ID: | Meeting Date | Meeting Status |
HL | CUSIP9 422704106 | 05/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Phillips Baker, Jr. | Mgmt | For | For | For |
2 | Elect Anthony Taylor | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against |
5 | Ratification of Auditor | Mgmt | For | For | For |
6 | Transaction of Other Business | Mgmt | For | Against | Against |
Helio Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
HRC | CINS 423274109 | 08/31/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Richard Williams | Mgmt | For | Against | Against |
6 | Elect Christopher MacKenzie | Mgmt | For | For | For |
7 | Elect Clifford Davis | Mgmt | For | For | For |
8 | Elect D. Grenville Thomas | Mgmt | For | For | For |
9 | Elect Stephen Leahy | Mgmt | For | For | For |
10 | Elect Colin Jones | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Hochschild Mining Plc
Ticker | Security ID: | Meeting Date | Meeting Status |
HOC | CINS G4611M107 | 02/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United Kingdom | | |
| | | | | |
1 | Disposal of Minority Interest | Mgmt | For | For | For |
Hudbay Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
HBM | CINS 443628102 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect J. Bruce Barraclough | Mgmt | For | For | For |
3 | Elect David Garofalo | Mgmt | For | For | For |
4 | Elect Alan Hibben | Mgmt | For | Against | Against |
5 | Elect W. Warren Holmes | Mgmt | For | For | For |
6 | Elect John Knowles | Mgmt | For | For | For |
7 | Elect Alan Lenczner | Mgmt | For | For | For |
8 | Elect Kenneth Stowe | Mgmt | For | For | For |
9 | Elect Wesley Voorheis | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
IAMGOLD Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
IMG | CUSIP9 450913108 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Derek Bullock | Mgmt | For | For | For |
1.2 | Elect John Caldwell | Mgmt | For | For | For |
1.3 | Elect Donald Charter | Mgmt | For | Withhold | Against |
1.4 | Elect W. Robert Dengler | Mgmt | For | For | For |
1.5 | Elect Guy Dufresne | Mgmt | For | For | For |
1.6 | Elect Stephen Letwin | Mgmt | For | For | For |
1.7 | Elect Mahendra Naik | Mgmt | For | For | For |
1.8 | Elect William Pugliese | Mgmt | For | For | For |
1.9 | Elect John Shaw | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Imperial Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
III | cins 452892102 | 05/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Pierre Lebel | Mgmt | For | Against | Against |
4 | Elect J. Brian Kynoch | Mgmt | For | For | For |
5 | Elect Larry Moeller | Mgmt | For | For | For |
6 | Elect Theodore Muraro | Mgmt | For | For | For |
7 | Elect Edward Yurkowski | Mgmt | For | For | For |
8 | Appointment of Auditor | Mgmt | For | For | For |
Indochine Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
IDC | CINS Q4880W108 | 06/01/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Issue of Securities | Mgmt | For | For | For |
3 | Ratify Placement of Securities | Mgmt | For | For | For |
4 | Approve Issue of Securities | Mgmt | For | For | For |
Kaminak Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
KAM | CINS 48356P202 | 04/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Robert Carpenter | Mgmt | For | For | For |
4 | Elect John Robins | Mgmt | For | Against | Against |
5 | Elect D. Bruce McLeod | Mgmt | For | Against | Against |
6 | Elect Garth Kirkham | Mgmt | For | For | For |
7 | Elect James Paterson | Mgmt | For | Against | Against |
8 | Elect John Williamson | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Kings Minerals NL
Ticker | Security ID: | Meeting Date | Meeting Status |
KMN | CINS Q5324K105 | 08/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Issue of Securities (Other SNN shareholders) | Mgmt | For | For | For |
3 | Approve Issue of Securities (SNN Optionholders) | Mgmt | For | For | For |
4 | Approve Business Combination | Mgmt | For | For | For |
5 | Approve Issue of Securities (Executive chairman, Norman Seckold) | Mgmt | For | For | For |
6 | Approve Issue of Securities (NED, Nicholas Tintor) | Mgmt | For | For | For |
7 | Approve Issue of Securities (Alternate director, Craig McPherson) | Mgmt | For | For | For |
8 | Approve Issue of Securities (NED, John Cook) | Mgmt | For | For | For |
Kings Minerals NL
Ticker | Security ID: | Meeting Date | Meeting Status |
KMN | CINS Q5324K105 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Re-elect Norman Seckold | Mgmt | For | Against | Against |
4 | Elect Nicholas Tintor | Mgmt | For | For | For |
5 | Elect John Cook | Mgmt | For | For | For |
6 | Elect James Crombie | Mgmt | For | Against | Against |
7 | Equity Grant (MD Anthony McDonald) | Mgmt | For | Against | Against |
8 | Equity Grant (Executive Vice Chairman James Crombie) | Mgmt | For | Against | Against |
9 | Increase NED’s Fee Cap | Mgmt | For | For | For |
10 | Amend Constitution - Change in Company Name | Mgmt | For | For | For |
11 | Adopt New Constitution | Mgmt | For | For | For |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Kings Minerals NL
Ticker | Security ID: | Meeting Date | Meeting Status |
KMN | CINS ADPC00848 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Remuneration Report | Mgmt | For | Against | Against |
2 | Re-elect Norman Seckold | Mgmt | For | Against | Against |
3 | Elect Nicholas Tintor | Mgmt | For | For | For |
4 | Elect John Cook | Mgmt | For | For | For |
5 | Elect James Crombie | Mgmt | For | Against | Against |
6 | Equity Grant (MD Anthony McDonald) | Mgmt | For | Against | Against |
7 | Equity Grant (Executive Vice Chairman James Crombie) | Mgmt | For | Against | Against |
8 | Increase NED’s Fee Cap | Mgmt | For | For | For |
9 | Amend Constitution - Change in Company Name | Mgmt | For | For | For |
10 | Adopt New Constitution | Mgmt | For | For | For |
Kingsgate Consolidated Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
KCN | CINS Q5318K103 | 11/18/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Re-elect Craig Carracher | Mgmt | For | For | For |
2 | Remuneration Report | Mgmt | For | Against | Against |
3 | Amendments to the Constitution | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | CUSIP9 496902404 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Stock and Warrant Issuance for Acquisition | Mgmt | For | For | For |
Kinross Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
K | cins 496902404 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Stock and Warrant Issuance for Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Klondex Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 498696103 | 06/30/2011 | Take No Action |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | TNA | N/A |
4 | Elect William Solloway | Mgmt | For | TNA | N/A |
5 | Elect Brendan Donohoe | Mgmt | For | TNA | N/A |
6 | Elect Robin Goad | Mgmt | For | TNA | N/A |
7 | Elect Richard Kern | Mgmt | For | TNA | N/A |
8 | Elect Ronald Shorr | Mgmt | For | TNA | N/A |
9 | Elect Blane Wilson | Mgmt | For | TNA | N/A |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A |
Klondex Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 498696103 | 06/30/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Election of Directors | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Klondex Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
KDX | CINS 498696103 | 07/05/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect William Solloway | Mgmt | For | Against | Against |
5 | Elect Brendan Donohoe | Mgmt | For | Against | Against |
6 | Elect Ronald Shorr | Mgmt | For | Against | Against |
7 | Elect Richard Kern | Mgmt | For | For | For |
8 | Elect Blane Wilson | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Share Option Plan | Mgmt | For | For | For |
11 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Lake Shore Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LSG | CINS 510728108 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Alan Moon | Mgmt | For | For | For |
3 | Elect Arnold Klassen | Mgmt | For | For | For |
4 | Elect Daniel Innes | Mgmt | For | Against | Against |
5 | Elect Frank Hallam | Mgmt | For | Against | Against |
6 | Elect Jonathan Gill | Mgmt | For | For | For |
7 | Elect Peter Crossgrove | Mgmt | For | Against | Against |
8 | Elect Anthony Makuch | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Renewal of Shareholder Rights’ Plan | Mgmt | For | For | For |
11 | Approval of Stock Purchase Plan | Mgmt | For | For | For |
Lexam VG Gold Inc
Ticker | Security ID: | Meeting Date | Meeting Status |
LEX | CINS ADPC00988 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Richard Brissenden | Mgmt | For | Against | Against |
4 | Elect John Drake | Mgmt | For | For | For |
5 | Elect Robin Dunbar | Mgmt | For | Against | Against |
6 | Elect Robert McEwen | Mgmt | For | For | For |
7 | Elect Thomas Meredith | Mgmt | For | For | For |
8 | Elect Hugh Squair | Mgmt | For | For | For |
9 | Elect John Tait | Mgmt | For | For | For |
10 | Elect Robert Van Tassell | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Adoption of By-Laws | Mgmt | For | Abstain | Against |
13 | Equity Compensation Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Leyshon Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LRL | CINS Q55642104 | 11/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | For | For |
3 | Elect Andrew Berry | Mgmt | For | For | For |
4 | Approve Performance Rights Plan | Mgmt | For | Against | Against |
Lihir Gold Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
LGL | CUSIP9 532349107 | 08/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Approve Merger | Mgmt | For | For | For |
Lucara Diamond Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
LUC | CINS 54928Q108 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Lukas Lundin | Mgmt | For | Against | Against |
4 | Elect Paul Conibear | Mgmt | For | Against | Against |
5 | Elect Brian Edgar | Mgmt | For | Against | Against |
6 | Elect John Gurney | Mgmt | For | Against | Against |
7 | Elect Eira Thomas | Mgmt | For | Against | Against |
8 | Elect William Lamb | Mgmt | For | For | For |
9 | Elect Richard Clark | Mgmt | For | Against | Against |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Major Drilling Group International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDI | CINS 560909103 | 03/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Stock Split | Mgmt | For | For | For |
3 | Amendments to By-Laws | Mgmt | For | For | For |
Major Drilling Group International Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MDI | CINS 560909103 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect Edward Breiner | Mgmt | For | For | For |
4 | Elect Jean Desrosiers | Mgmt | For | For | For |
5 | Elect David Fennell | Mgmt | For | Against | Against |
6 | Elect Francis McGuire | Mgmt | For | For | For |
7 | Elect Janice Rennie | Mgmt | For | Against | Against |
8 | Elect David Tennant | Mgmt | For | Against | Against |
9 | Elect Jo Mark Zurel | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Amendments to Stock Option Plan | Mgmt | For | For | For |
12 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Malbex Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBG | CINS 56108E102 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Malbex Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MBG | CINS ADPC00685 | 03/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Mariana Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MARL | CINS G58144109 | 06/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Guernsey | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Randy Turner | Mgmt | For | For | For |
3 | Elect Raymond Angus | Mgmt | For | Against | Against |
4 | Directors’ Fees | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Share Option Plan | Mgmt | For | For | For |
7 | Amendments to Memorandum of Association | Mgmt | For | For | For |
8 | Adoption of New Articles | Mgmt | For | For | For |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R407 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Elect Robert Metcalfe | Mgmt | For | For | For |
4 | Elect Jaime Branger | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Doyle | Mgmt | For | For | For |
7 | Elect Serafino Iacono | Mgmt | For | For | For |
8 | Elect Augusto Lopez | Mgmt | For | For | For |
9 | Elect J. Randall Martin | Mgmt | For | For | For |
10 | Elect Hernan Martinez | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS 58503R159 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00977 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Medoro Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
MRS | CINS ADPC00976 | 06/07/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Elect Robert Metcalfe | Mgmt | For | For | For |
4 | Elect Jaime Branger | Mgmt | For | For | For |
5 | Elect Miguel de la Campa | Mgmt | For | For | For |
6 | Elect Robert Doyle | Mgmt | For | For | For |
7 | Elect Serafino Iacono | Mgmt | For | For | For |
8 | Elect Augusto Lopez | Mgmt | For | For | For |
9 | Elect J. Randall Martin | Mgmt | For | For | For |
10 | Elect Hernan Martinez | Mgmt | For | For | For |
11 | Elect Courtney Neeb | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Mindoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MIO | CINS ADPC00766 | 06/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect James Climie | Mgmt | For | For | For |
3 | Elect Jon Dugdale | Mgmt | For | For | For |
4 | Elect Doug Frondall | Mgmt | For | For | For |
5 | Elect A. Robson Garden | Mgmt | For | Against | Against |
6 | Elect Christopher de Guingand | Mgmt | For | For | For |
7 | Elect Oscar Reyes | Mgmt | For | Against | Against |
8 | Elect John Tosney | Mgmt | For | For | For |
9 | Elect Howard Walker | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Mindoro Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MIO | CINS ADPC00765 | 06/14/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect James Climie | Mgmt | For | For | For |
3 | Elect Jon Dugdale | Mgmt | For | For | For |
4 | Elect Doug Frondall | Mgmt | For | For | For |
5 | Elect A. Robson Garden | Mgmt | For | Against | Against |
6 | Elect Christopher de Guingand | Mgmt | For | For | For |
7 | Elect Oscar Reyes | Mgmt | For | Against | Against |
8 | Elect John Tosney | Mgmt | For | For | For |
9 | Elect Howard Walker | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Minefinders Corporation Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MFL | CUSIP9 602900102 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Mark Bailey | Mgmt | For | Withhold | Against |
1.2 | Elect James Dawson | Mgmt | For | For | For |
1.3 | Elect Robert Gilroy | Mgmt | For | For | For |
1.4 | Elect H. Leo King | Mgmt | For | For | For |
1.5 | Elect Robert Leclerc | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Stock Option Plan | Mgmt | For | Against | Against |
Mines Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MGN | CUSIP9 603432105 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Glenn Dobbs | Mgmt | For | For | For |
1.2 | Elect Roy Franklin | Mgmt | For | Withhold | Against |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Issuance of Common Stock Upon the Exercise of Outstanding Warrants | Mgmt | For | For | For |
Mines Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
MGN | CINS 603432105 | 06/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Glenn Dobbs | Mgmt | For | For | For |
2 | Elect Roy Franklin | Mgmt | For | Against | Against |
3 | Ratification of Auditor | Mgmt | For | For | For |
4 | Issuance of Common Stock Upon the Exercise of Outstanding Warrants | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Mirasol Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MRZ | CINS 604680108 | 11/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Mary Little | Mgmt | For | Against | Against |
4 | Elect Timothy Heenan | Mgmt | For | For | For |
5 | Elect Douglas Silver | Mgmt | For | For | For |
6 | Elect Nick DeMare | Mgmt | For | Against | Against |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan Renewal | Mgmt | For | For | For |
9 | Shareholder Rights Plan | Mgmt | For | For | For |
Moss Lake Gold Mines Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
MOK | CINS 619906100 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
Natasa Mining Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS G6395A100 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Cayman Islands | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Chrisilios Kyriakou | Mgmt | For | Against | Against |
3 | Elect Charles de Chezelles | Mgmt | For | For | For |
4 | Elect Ian Mann | Mgmt | For | For | For |
5 | Elect Jonathan Reynolds | Mgmt | For | For | For |
6 | Investment Policy | Mgmt | For | For | For |
Natasa Mining Ltd
Ticker | Security ID: | Meeting Date | Meeting Status |
NSN | CINS G6395A100 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Cayman Islands | | |
| | | | | |
1 | Reduction in Share Capital by way of Dividend | Mgmt | For | For | For |
New Pacific Metals Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
NUX | CINS 647823103 | 11/29/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Rui Feng | Mgmt | For | Against | Against |
4 | Elect Joanne Yan | Mgmt | For | Against | Against |
5 | Elect Jack Austin | Mgmt | For | For | For |
6 | Elect Shating Shen | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
9 | Ratification of Board Acts | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
NGEx Resources (fka Canadian Gold Hunter Corp)
Ticker | Security ID: | Meeting Date | Meeting Status |
NGQ | CINS ADPV13290 | 06/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Wojtek Wodzicki | Mgmt | For | For | For |
3 | Elect William Rand | Mgmt | For | Against | Against |
4 | Elect Lukas Lundin | Mgmt | For | Against | Against |
5 | Elect Paul Conibear | Mgmt | For | Against | Against |
6 | Elect David Mullen | Mgmt | For | For | For |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
9 | Stock Option Plan Renewal | Mgmt | For | For | For |
10 | Transaction of Other Business | Mgmt | For | Against | Against |
North American Tungsten Corporation Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
NTC | CINS 656914108 | 03/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Kenneth Collison | Mgmt | For | Against | Against |
4 | Elect Ronald Erickson | Mgmt | For | For | For |
5 | Elect Kurt Heikkila | Mgmt | For | For | For |
6 | Elect Allan Krasnick | Mgmt | For | For | For |
7 | Elect Wayne Lenton | Mgmt | For | Against | Against |
8 | Elect Stephen Leahy | Mgmt | For | For | For |
9 | Elect Bryce Porter | Mgmt | For | For | For |
10 | Elect Christina Scott | Mgmt | For | For | For |
11 | Appointment of Auditor | Mgmt | For | For | For |
12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | For | For |
14 | Shareholder Rights’ Plan Renewal | Mgmt | For | For | For |
15 | Transaction of Other Business | Mgmt | For | Against | Against |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Northern Superior Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SUP | CINS 665804100 | 05/02/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Transaction of Other Business | Mgmt | For | Against | Against |
3 | Elect Alan Moon | Mgmt | For | For | For |
4 | Elect Thomas Morris | Mgmt | For | For | For |
5 | Elect K. Wayne Livingstone | Mgmt | For | For | For |
6 | Elect Brian Booth | Mgmt | For | For | For |
7 | Elect Arnold Klassen | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Board Size | Mgmt | For | For | For |
10 | Amendment to the Stock Option Plan | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
Olivut Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
OLV | CINS 681103107 | 02/16/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Leni Keough | Mgmt | For | For | For |
3 | Elect Sharon Dowdall | Mgmt | For | For | For |
4 | Elect Craig Reith | Mgmt | For | For | For |
5 | Elect Sargent Berner | Mgmt | For | For | For |
6 | Elect Leon Daniels | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Amendment to the Share Option Plan | Mgmt | For | For | For |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 06/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Elect David Seton | Mgmt | For | For | For |
4 | Set the Term of Office to Three Years (David Seton) | Mgmt | For | Against | Against |
5 | Approve Conversion Rights of U.S. Convertible Notes and Issuance of U.S. Conversion Shares | Mgmt | For | For | For |
6 | Issuance of Warrants to U.S. Investors and Placement Agent | Mgmt | For | For | For |
7 | Approve Conversion Rights of Offshore Notes and Issuance of Offshore Conversion Shares | Mgmt | For | For | For |
8 | Issuance of Warrants to Offshore Investor and Placement Agent | Mgmt | For | For | For |
9 | Approval of Anti-Dilution Provisions in the Offered Notes | Mgmt | For | For | For |
10 | Ratify Placement of Securities | Mgmt | For | For | For |
11 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
12 | Equity Grant (CEO David Seton) | Mgmt | For | Against | Against |
13 | Equity Grant (Non-executive director Leslie Robinson) | Mgmt | For | Against | Against |
14 | Equity Grant (Non-executive director Douglas Willock) | Mgmt | For | Against | Against |
15 | Equity Grant (Non-executive director Jon Morda) | Mgmt | For | Against | Against |
16 | Ratify Placement of Securities (Officer Options) | Mgmt | For | Against | Against |
17 | Ratify Placement of Securities (General Research) | Mgmt | For | For | For |
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
19 | Transaction of Other Business | Mgmt | For | Against | Against |
Olympus Pacific Mineral Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
OYM | CINS 68162Q202 | 12/22/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Ratify Placement of Securities (Gold Warrants) | Mgmt | For | For | For |
3 | Ratify Placement of Securities (Agent Warrants) | Mgmt | For | For | For |
4 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For |
5 | Equity Grant (CFO John Seton) | Mgmt | For | Against | Against |
6 | Approve Issue of Securities (General Research Options) | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS G6777T156 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Orsu Metals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
OSU | CINS ADPC00773 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Joint Share Ownership Plan | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
Pacific North West Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PFN | CINS 694916107 | 08/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Harry Barr | Mgmt | For | Against | Against |
5 | Elect Linda Holmes | Mgmt | For | Against | Against |
6 | Elect Dennis Hop | Mgmt | For | For | For |
7 | Elect John Londry | Mgmt | For | For | For |
8 | Elect Jordan Point | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | Against | Against |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Pacific Rim Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PMU | CUSIP9 694915208 | 08/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For |
2.2 | Elect Thomas Shrake | Mgmt | For | For | For |
2.3 | Elect William Myckatyn | Mgmt | For | For | For |
2.4 | Elect David Fagin | Mgmt | For | For | For |
2.5 | Elect Anthony Petrina | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For |
4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Pacific Rim Mining Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PMU | CINS 694915208 | 08/25/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For |
5 | Elect Thomas Shrake | Mgmt | For | For | For |
6 | Elect William Myckatyn | Mgmt | For | For | For |
7 | Elect David Fagin | Mgmt | For | For | For |
8 | Elect Anthony Petrina | Mgmt | For | For | For |
9 | Appointment of Auditor | Mgmt | For | For | For |
10 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Pacific Rubiales Energy Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PRE | CINS 69480U206 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Serafino Iacono | Mgmt | For | For | For |
4 | Elect Miguel de la Campa | Mgmt | For | Against | Against |
5 | Elect Ronald Pantin | Mgmt | For | For | For |
6 | Elect Jose Francisco Arata | Mgmt | For | For | For |
7 | Elect German Efromovich | Mgmt | For | For | For |
8 | Elect Neil Woodyer | Mgmt | For | Against | Against |
9 | Elect Augusto Lopez | Mgmt | For | For | For |
10 | Elect Miguel Rodriguez | Mgmt | For | Against | Against |
11 | Elect Donald Ford | Mgmt | For | For | For |
12 | Elect John Zaozirny | Mgmt | For | Against | Against |
13 | Elect Victor Rivera | Mgmt | For | For | For |
14 | Elect Hernan Martinez | Mgmt | For | For | For |
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
16 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Pan African Resources PLC
Ticker | Security ID: | Meeting Date | Meeting Status |
PAF | CINS G9617B104 | 11/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Elect Robert Still | Mgmt | For | For | For |
3 | Elect Jan Nelson | Mgmt | For | For | For |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against |
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
8 | Authority to Repurchase Shares | Mgmt | For | For | For |
Pan American Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PAA | CUSIP9 697900108 | 05/18/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect Ross Beaty | Mgmt | For | Withhold | Against |
1.2 | Elect Geoffrey Burns | Mgmt | For | For | For |
1.3 | Elect Robert Pirooz | Mgmt | For | For | For |
1.4 | Elect William Fleckenstein | Mgmt | For | For | For |
1.5 | Elect Michael Maloney | Mgmt | For | For | For |
1.6 | Elect David Press | Mgmt | For | For | For |
1.7 | Elect Walter Segsworth | Mgmt | For | For | For |
1.8 | Elect Michael Carroll | Mgmt | For | For | For |
2 | Appointment of Auditor | Mgmt | For | For | For |
3 | Authority to Set Auditor’s Fees | Mgmt | For | For | For |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Perseus Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PRU | CINS Q74174105 | 11/26/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Remuneration Report | Mgmt | For | For | For |
3 | Re-elect Reginald Gillard | Mgmt | For | Against | Against |
4 | Re-elect Neil Fearis | Mgmt | For | For | For |
5 | Approve 2010 Employee Option Plan | Mgmt | For | Against | Against |
6 | Increase NEDs’ Fee Cap | Mgmt | For | For | For |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Petra Diamonds Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PDL | CINS G70278109 | 01/10/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Bermuda | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against |
4 | Increase in Authorised Share Capital | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Electronic Communication | Mgmt | For | For | For |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Platinum Group Metals Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
PTM | CINS 72765Q205 | 01/12/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect R. Michael Jones | Mgmt | For | For | For |
3 | Elect Frank Hallam | Mgmt | For | Against | Against |
4 | Elect Iain McLean | Mgmt | For | Against | Against |
5 | Elect Barry Smee | Mgmt | For | Against | Against |
6 | Elect Eric Carlson | Mgmt | For | Against | Against |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
8 | Transaction of Other Business | Mgmt | For | Against | Against |
PMI Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PMV | CINS 730153103 | 09/01/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Amendments to Articles Regarding ASX Requirements | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PMI Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
PMV | CINS 730153202 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Douglas MacQuarrie | Mgmt | For | For | For |
4 | Elect Thomas Ennison | Mgmt | For | For | For |
5 | Elect Joseph Mensah | Mgmt | For | For | For |
6 | Elect John Clarke | Mgmt | For | For | For |
7 | Elect Peter Buck | Mgmt | For | For | For |
8 | Elect Ross Ashton | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
PMI Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
PMV | CINS ADPV13893 | 01/20/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Douglas MacQuarrie | Mgmt | For | For | For |
4 | Elect Thomas Ennison | Mgmt | For | For | For |
5 | Elect Joseph Mensah | Mgmt | For | For | For |
6 | Elect John Clarke | Mgmt | For | For | For |
7 | Elect Peter Buck | Mgmt | For | For | For |
8 | Elect Ross Ashton | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
Polymetal OJSC
Ticker | Security ID: | Meeting Date | Meeting Status |
PMTL | CINS 731789202 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Russian Federation | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Elect Sergey Areshev | Mgmt | For | Abstain | Against |
5 | Elect Jonathan Best | Mgmt | For | For | For |
6 | Elect Marina Gronberg | Mgmt | For | Abstain | Against |
7 | Elect Vitaly Nesis | Mgmt | For | Abstain | Against |
8 | Elect Russell Skirrow | Mgmt | For | For | For |
9 | Elect Ashot Khachaturyants | Mgmt | For | Abstain | Against |
10 | Elect Leonard Homeniuk | Mgmt | For | For | For |
11 | Elect Martin Schaffer | Mgmt | For | Abstain | Against |
12 | Elect Ilya Yuzhanov | Mgmt | For | For | For |
13 | Elect Konstantin Yanakov | Mgmt | For | Abstain | Against |
14 | Elect Aleksandr Zarya | Mgmt | For | Abstain | Against |
15 | Elect Denis Pavlov | Mgmt | For | Abstain | Against |
16 | Elect Aleksandr Kazarinov | Mgmt | For | Abstain | Against |
17 | Appointment of Auditor | Mgmt | For | For | For |
18 | Related Party Transactions | Mgmt | For | For | For |
19 | Related Party Transactions | Mgmt | For | For | For |
20 | Related Party Transactions | Mgmt | For | For | For |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Premier Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PG | CINS 74051D104 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect John Begeman | Mgmt | For | For | For |
3 | Elect Jean-Pierre Colin | Mgmt | For | For | For |
4 | Elect Ewan Downie | Mgmt | For | For | For |
5 | Elect Richard Hall | Mgmt | For | For | For |
6 | Elect Henry Knowles | Mgmt | For | Against | Against |
7 | Elect John Pollock | Mgmt | For | Against | Against |
8 | Elect John Seaman | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Premier Gold Mines Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
PG | CINS ADPC00996 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect John Begeman | Mgmt | For | For | For |
3 | Elect Jean-Pierre Colin | Mgmt | For | For | For |
4 | Elect Ewan Downie | Mgmt | For | For | For |
5 | Elect Richard Hall | Mgmt | For | For | For |
6 | Elect Henry Knowles | Mgmt | For | Against | Against |
7 | Elect John Pollock | Mgmt | For | Against | Against |
8 | Elect John Seaman | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
Prophecy Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
PCY | CINS ADPC00963 | 05/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect John Lee | Mgmt | For | Against | Against |
4 | Elect Paul McKenzie | Mgmt | For | Against | Against |
5 | Elect D. Greg Hall | Mgmt | For | For | For |
6 | Elect Paul Venter | Mgmt | For | Against | Against |
7 | Elect Michael Deats | Mgmt | For | For | For |
8 | Elect John McGoran | Mgmt | For | For | For |
9 | Elect Baz Chuluunbaatar | Mgmt | For | For | For |
10 | Elect Jivko Sovov | Mgmt | For | For | For |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Spin-Off of Nickel Assets | Mgmt | For | For | For |
13 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
14 | Authority to Issue Options to Insiders | Mgmt | For | Against | Against |
15 | Ratification of Stock Option Grants | Mgmt | For | Against | Against |
16 | Change of Company Name | Mgmt | For | For | For |
Queenston Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
QMI | CINS 74832E108 | 05/05/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For |
5 | Amendment to By-Laws Regarding Board Meeting Notice Period | Mgmt | For | For | For |
6 | Amendment to Stock Option Plan | Mgmt | For | For | For |
7 | Extension of Warrants | Mgmt | For | For | For |
Radius Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDU | CINS 750468100 | 10/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Simon Ridgway | Mgmt | For | For | For |
3 | Elect Mario Szotlender | Mgmt | For | Against | Against |
4 | Elect Bradford Cooke | Mgmt | For | For | For |
5 | Elect Ralph Rushton | Mgmt | For | For | For |
6 | Elect Craig Bow | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Stock Option Plan Renewal | Mgmt | For | For | For |
9 | Transaction of Other Business | Mgmt | For | Against | Against |
Rainy River Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
RR | CINS 75101R100 | 04/06/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Raymond Threlkeld | Mgmt | For | For | For |
6 | Elect Stuart Averill | Mgmt | For | For | For |
7 | Elect Leo Berezan | Mgmt | For | For | For |
8 | Elect Dale Peniuk | Mgmt | For | Against | Against |
9 | Elect Gerald Shields | Mgmt | For | For | For |
10 | Elect Richard Pettit | Mgmt | For | Against | Against |
11 | Elect James Excell | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
13 | Stock Option Plan Renewal | Mgmt | For | For | For |
14 | Bonus Share Grant | Mgmt | For | Against | Against |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297107 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Red Back Mining Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RBI | CINS 756297305 | 09/15/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Acquisition | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
REUNION GOLD CORPORATION
Ticker | Security ID: | Meeting Date | Meeting Status |
RGD | CINS 76131P106 | 09/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Loraine Oxley | Mgmt | For | For | For |
3 | Elect Leanne Baker | Mgmt | For | For | For |
4 | Elect James Crombie | Mgmt | For | For | For |
5 | Elect James Crombie | Mgmt | For | For | For |
6 | Elect Vijay Kirpalani | Mgmt | For | Against | Against |
7 | Elect D. Bruce McLeod | Mgmt | For | Against | Against |
8 | Elect Peter Nixon | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Creation of New Control Person | Mgmt | For | For | For |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Revett Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RVM | CINS 761505205 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | For | For |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Amendment to By-Laws Regarding Quorum Requirements | Mgmt | For | For | For |
5 | Amendment to Stock Option Plan | Mgmt | For | Against | Against |
Revolution Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
RV | CINS ADPC00896 | 03/31/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Aaron Keay | Mgmt | For | For | For |
3 | Elect Michael Williams | Mgmt | For | Against | Against |
4 | Elect Robert McLeod | Mgmt | For | Against | Against |
5 | Elect Bryan Slusarchuk | Mgmt | For | Against | Against |
6 | Elect Georg Hochwimmer | Mgmt | For | For | For |
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
8 | Transaction of Other Business | Mgmt | For | Against | Against |
Richmont Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
RIC | CUSIP9 76547T106 | 05/13/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1.1 | Elect H. Gregory Chamandy | Mgmt | For | For | For |
1.2 | Elect Denis Arcand | Mgmt | For | For | For |
1.3 | Elect Martin Rivard | Mgmt | For | For | For |
1.4 | Elect Rejean Houle | Mgmt | For | For | For |
1.5 | Elect Raynald Vezina | Mgmt | For | For | For |
1.6 | Elect Samuel Minzberg | Mgmt | For | For | For |
1.7 | Elect Jean-Pierre Ouellet | Mgmt | For | For | For |
1.8 | Elect Elaine Ellingham | Mgmt | For | For | For |
1.9 | Elect Michael Pesner | Mgmt | For | Withhold | Against |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Shareholder Rights Plan | Mgmt | For | For | For |
4 | Amendments to Articles | Mgmt | For | For | For |
5 | Amendments to By-Laws | Mgmt | For | For | For |
Robust Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ROL | CINS Q8138S108 | 11/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Remuneration Report | Mgmt | For | For | For |
2 | Elect David King | Mgmt | For | Against | Against |
3 | Elect Andrew Wilson | Mgmt | For | For | For |
4 | Re-elect Shane Sadleir | Mgmt | For | For | For |
Robust Resources Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
ROL | CINS Q8138S108 | 12/08/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approve Issue of Securities | Mgmt | For | For | For |
3 | Renew Employee Option Plan | Mgmt | For | Against | Against |
Roca Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
ROK | CINS 771183100 | 02/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Scott Broughton | Mgmt | For | Against | Against |
4 | Elect David Skerlec | Mgmt | For | Against | Against |
5 | Elect John Baker | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Stock Option Plan | Mgmt | For | For | For |
Rochester Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RCT | CINS 77174P102 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Eduardo Luna | Mgmt | For | Against | Against |
4 | Elect Nick DeMare | Mgmt | For | Against | Against |
5 | Elect Marc Cernovitch | Mgmt | For | Against | Against |
6 | Elect Joseph Keane | Mgmt | For | For | For |
7 | Elect Michael Magrum | Mgmt | For | Against | Against |
8 | Elect Simon Tam | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Rochester Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RCT | CINS ADPC00846 | 11/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Eduardo Luna | Mgmt | For | Against | Against |
4 | Elect Nick DeMare | Mgmt | For | Against | Against |
5 | Elect Marc Cernovitch | Mgmt | For | Against | Against |
6 | Elect Joseph Keane | Mgmt | For | For | For |
7 | Elect Michael Magrum | Mgmt | For | Against | Against |
8 | Elect Simon Tam | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
ROCKWELL DIAMONDS INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDI | CINS 77434W103 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Bristow | Mgmt | For | For | For |
4 | Elect Mark Bristow | Mgmt | For | For | For |
5 | Elect David Copeland | Mgmt | For | Against | Against |
6 | Elect Gary Wu | Mgmt | For | For | For |
7 | Elect Willem Jacobs | Mgmt | For | For | For |
8 | Elect Richard Linnell | Mgmt | For | For | For |
9 | Elect Sandile Zungu | Mgmt | For | Against | Against |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Amendments to Articles Regarding Electronic Record Keeping | Mgmt | For | For | For |
ROCKWELL DIAMONDS INC.
Ticker | Security ID: | Meeting Date | Meeting Status |
RDI | CINS ADPC00804 | 09/09/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Elect John Bristow | Mgmt | For | For | For |
4 | Elect Mark Bristow | Mgmt | For | For | For |
5 | Elect David Copeland | Mgmt | For | Against | Against |
6 | Elect Gary Wu | Mgmt | For | For | For |
7 | Elect Willem Jacobs | Mgmt | For | For | For |
8 | Elect Richard Linnell | Mgmt | For | For | For |
9 | Elect Sandile Zungu | Mgmt | For | Against | Against |
10 | Appointment of Auditor | Mgmt | For | For | For |
11 | Amendments to Articles Regarding Electronic Record Keeping | Mgmt | For | For | For |
Romarco Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CINS 775903206 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Edward van Ginkel | Mgmt | For | For | For |
4 | Elect Diane Garrett | Mgmt | For | For | For |
5 | Elect James Arnold | Mgmt | For | For | For |
6 | Elect Leendert Krol | Mgmt | For | Against | Against |
7 | Elect R.J. (Don) MacDonald | Mgmt | For | Against | Against |
8 | Elect John Marsden | Mgmt | For | For | For |
9 | Elect Patrick Michaels | Mgmt | For | Against | Against |
10 | Elect Robert van Doorn | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
12 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
Romarco Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CINS ADPC00785 | 06/08/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Edward van Ginkel | Mgmt | For | For | For |
4 | Elect Diane Garrett | Mgmt | For | For | For |
5 | Elect James Arnold | Mgmt | For | For | For |
6 | Elect Leendert Krol | Mgmt | For | Against | Against |
7 | Elect R.J. (Don) MacDonald | Mgmt | For | Against | Against |
8 | Elect John Marsden | Mgmt | For | For | For |
9 | Elect Patrick Michaels | Mgmt | For | Against | Against |
10 | Elect Robert van Doorn | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
12 | Shareholder Rights Plan Renewal | Mgmt | For | For | For |
Romarco Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CINS 775903206 | 07/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Diane Garrett | Mgmt | For | For | For |
5 | Elect Leendert Krol | Mgmt | For | Against | Against |
6 | Elect R.J. (Don) MacDonald | Mgmt | For | For | For |
7 | Elect Patrick Michaels | Mgmt | For | For | For |
8 | Elect Robert van Doorn | Mgmt | For | For | For |
9 | Elect Edward van Ginkel | Mgmt | For | For | For |
10 | Elect James Arnold | Mgmt | For | For | For |
11 | Elect John Marsden | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Romarco Minerals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
R | CINS ADPC00785 | 07/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Board Size | Mgmt | For | For | For |
4 | Elect Diane Garrett | Mgmt | For | For | For |
5 | Elect Leendert Krol | Mgmt | For | Against | Against |
6 | Elect R.J. (Don) MacDonald | Mgmt | For | For | For |
7 | Elect Patrick Michaels | Mgmt | For | For | For |
8 | Elect Robert van Doorn | Mgmt | For | For | For |
9 | Elect Edward van Ginkel | Mgmt | For | For | For |
10 | Elect James Arnold | Mgmt | For | For | For |
11 | Elect John Marsden | Mgmt | For | For | For |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
13 | Stock Option Plan | Mgmt | For | For | For |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Rubicon Minerals Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
RMX | CINS 780911103 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Christopher Bradbrook | Mgmt | For | For | For |
4 | Elect Julian Kemp | Mgmt | For | For | For |
5 | Elect David Reid | Mgmt | For | Against | Against |
6 | Elect Bruce Thomas | Mgmt | For | For | For |
7 | Elect David Adamson | Mgmt | For | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
9 | Ratification of Option Grants | Mgmt | For | For | For |
10 | Amendment to Stock Option Plan | Mgmt | For | For | For |
11 | Shareholder Rights Plan | Mgmt | For | For | For |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS ADPC00817 | 10/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Vladimir Agapov | Mgmt | For | For | For |
4 | Elect Andre Agapov | Mgmt | For | For | For |
5 | Elect Gordon Keep | Mgmt | For | Against | Against |
6 | Elect Abraham Stein | Mgmt | For | Against | Against |
7 | Elect Peter Hediger | Mgmt | For | Against | Against |
8 | Elect John Reynolds | Mgmt | For | Against | Against |
9 | Elect Dmitry Ushakov | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Rusoro Mining Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
RML | CINS ADPC00816 | 10/12/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Vladimir Agapov | Mgmt | For | For | For |
4 | Elect Andre Agapov | Mgmt | For | For | For |
5 | Elect Gordon Keep | Mgmt | For | Against | Against |
6 | Elect Abraham Stein | Mgmt | For | Against | Against |
7 | Elect Peter Hediger | Mgmt | For | Against | Against |
8 | Elect John Reynolds | Mgmt | For | Against | Against |
9 | Elect Dmitry Ushakov | Mgmt | For | For | For |
10 | Elect Jay Kaplowitz | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
Rye Patch Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
RPM | CINS 783727100 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Jonathan Challis | Mgmt | For | For | For |
3 | Elect William Howald | Mgmt | For | For | For |
4 | Elect Joe Kajszo | Mgmt | For | Against | Against |
5 | Elect Charles Russell | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
7 | Stock Option Plan Renewal | Mgmt | For | For | For |
8 | Shareholder Rights’ Plan Renewal | Mgmt | For | For | For |
Sabina Gold & Silver Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
SBB | CINS 785246109 | 06/03/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Terrence Eyton | Mgmt | For | For | For |
4 | Elect David Fennell | Mgmt | For | Against | Against |
5 | Elect Jonathan Goodman | Mgmt | For | Against | Against |
6 | Elect Scott Hean | Mgmt | For | For | For |
7 | Elect James Morton | Mgmt | For | Against | Against |
8 | Elect John Wakeford | Mgmt | For | For | For |
9 | Elect Anthony Walsh | Mgmt | For | For | For |
10 | Elect John Whitton | Mgmt | For | For | For |
11 | Elect LeRoy Wilkes | Mgmt | For | For | For |
12 | Appointment of Auditor | Mgmt | For | For | For |
Sable Mining Africa Limited (fka BioEnergy Africa Limited)
Ticker | Security ID: | Meeting Date | Meeting Status |
SBLM | CINS G7762V107 | 12/14/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Virgin Islands (British) | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | Against | Against |
2 | Elect Andrew Burns | Mgmt | For | Against | Against |
3 | Elect Jeremy Sanford | Mgmt | For | Against | Against |
4 | Elect Philippe Edmonds | Mgmt | For | Against | Against |
5 | Elect Andrew Groves | Mgmt | For | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
San Anton Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNN | CINS 796193100 | 08/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
San Anton Resource Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
SNN | CINS ADPC00800 | 08/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
San Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
SGR | CINS 79780P104 | 06/21/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Rights Plan | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Seafield Resources Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
SFF | CINS ADPC00998 | 06/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | Against | Against |
5 | Adoption of By-Law No. 1-2011 | Mgmt | For | Against | Against |
Shield Mining Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
SHX | CINS Q8463T101 | 07/06/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Australia | | |
| | | | | |
1 | Ratify Placement of Securities - Tranche 1 | Mgmt | For | For | For |
2 | Approve Issue of Securities - Tranche 2 | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Silver Standard Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SSO | CUSIP9 82823L106 | 05/11/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | United States | | |
| | | | | |
1 | Board Size | Mgmt | For | For | For |
2.1 | Elect A.E. Michael Anglin | Mgmt | For | For | For |
2.2 | Elect John Brodie | Mgmt | For | Withhold | Against |
2.3 | Elect Richard Campbell | Mgmt | For | For | For |
2.4 | Elect Richard Paterson | Mgmt | For | For | For |
2.5 | Elect John Smith | Mgmt | For | For | For |
2.6 | Elect Peter Tomsett | Mgmt | For | Withhold | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Stock Option Plan Renewal | Mgmt | For | For | For |
Silvercorp Metals Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SVM | CINS 82835P103 | 09/30/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Board Size | Mgmt | For | For | For |
5 | Elect Rui Feng | Mgmt | For | For | For |
6 | Elect Myles Gao | Mgmt | For | For | For |
7 | Elect S. Paul Simpson | Mgmt | For | Against | Against |
8 | Elect Earl Drake | Mgmt | For | For | For |
9 | Elect Yikang Liu | Mgmt | For | For | For |
10 | Elect Robert Gayton | Mgmt | For | Against | Against |
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
12 | Ratification of Board Acts | Mgmt | For | For | For |
13 | Transaction of Other Business | Mgmt | For | Against | Against |
Solitario Exploration & Royalty Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
XPL | CINS 8342EP107 | 06/09/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1 | Elect Brian Labadie | Mgmt | For | For | For |
2 | Elect Mark Jones, III | Mgmt | For | Against | Against |
3 | Elect John Hainey | Mgmt | For | For | For |
4 | Elect Leonard Harris | Mgmt | For | Against | Against |
5 | Elect Christopher Herald | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Transaction of Other Business | Mgmt | For | Against | Against |
Strongbow Exploration Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
SBW | CINS 863363107 | 06/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect D. Grenville Thomas | Mgmt | For | For | For |
4 | Elect Kenneth Armstrong | Mgmt | For | For | For |
5 | Elect Keith Christofferson | Mgmt | For | For | For |
6 | Elect Ronald Netolitzky | Mgmt | For | Against | Against |
7 | Elect A. Brian Peckford | Mgmt | For | For | For |
8 | Elect Eira Thomas | Mgmt | For | Against | Against |
9 | Elect William Wolfe | Mgmt | For | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
11 | Stock Option Plan Renewal | Mgmt | For | For | For |
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Temex Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
TME | CINS 87971U105 | 07/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
TERRANE METALS CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
TRX | CINS ADPC00810 | 09/23/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Merger | Mgmt | For | For | For |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Toledo Mining Corporation plc
Ticker | Security ID: | Meeting Date | Meeting Status |
TMC | CINS G8943R122 | 09/28/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | United Kingdom | | |
| | | | | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Elect Felix Pole | Mgmt | For | Against | Against |
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against |
Torex Gold Resources Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TXG | CINS 891054108 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Elect Fred Stanford | Mgmt | For | For | For |
3 | Elect Michael Murphy | Mgmt | For | For | For |
4 | Elect A. Terrance MacGibbon | Mgmt | For | For | For |
5 | Elect David Fennell | Mgmt | For | Against | Against |
6 | Elect Andrew Adams | Mgmt | For | For | For |
7 | Elect Franklin Davis | Mgmt | For | For | For |
8 | Elect James Crombie | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Shareholder Rights Plan | Mgmt | For | For | For |
Tristar Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TSG | CINS 89678B109 | 06/23/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Mark Jones, III | Mgmt | For | For | For |
4 | Elect Leendert Krol | Mgmt | For | For | For |
5 | Elect Brian Irwin | Mgmt | For | For | For |
6 | Elect Patrick Glazier | Mgmt | For | For | For |
7 | Elect John Segner | Mgmt | For | For | For |
8 | Elect Diane Garrett | Mgmt | For | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Stock Option Plan | Mgmt | For | For | For |
11 | Transaction of Other Business | Mgmt | For | Against | Against |
TVI Pacific Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
TVI | CINS 872917109 | 05/26/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Amendments to Articles Regarding Director Election | Mgmt | For | For | For |
US Nickel Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
USN | CINS Q56717178 | 05/17/2011 | Voted |
Meeting Type | Country of Trade | | |
Special | Australia | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Change in Company Name | Mgmt | For | For | For |
3 | Ratify Placement of Securities | Mgmt | For | For | For |
4 | Approve Issue of Securities | Mgmt | For | For | For |
5 | Approve Issue of Securities (Executive Director Christopher Daws) | Mgmt | For | For | For |
6 | Approve Issue of Securities (MD Alex Hewlett) | Mgmt | For | For | For |
7 | Approve Issue of Securities (NED James Croser) | Mgmt | For | For | For |
8 | Approve Issue of Securities (Chairman Jonathan Murray) | Mgmt | For | For | For |
9 | Equity Grant (Executive Director Christopher Daws) | Mgmt | For | For | For |
10 | Equity Grant (MD Alex Hewlett) | Mgmt | For | For | For |
11 | Equity Grant (Chairman Jonathan Murray) | Mgmt | For | For | For |
12 | Equity Grant (NED Peter George) | Mgmt | For | For | For |
13 | Equity Grant (NED James Croser) | Mgmt | For | For | For |
14 | Equity Grant (Employee Douglas Daws) | Mgmt | For | For | For |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Valley High Ventures Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status |
VHV | CINS 919908103 | 03/22/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect Robert Cameron | Mgmt | For | Against | Against |
4 | Elect Geoffrey Chater | Mgmt | For | For | For |
5 | Elect Alan Stephens | Mgmt | For | For | For |
6 | Elect David Watkins | Mgmt | For | Against | Against |
7 | Elect Ray Strafehl | Mgmt | For | Against | Against |
8 | Elect Kathrine MacDonald | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against |
10 | Stock Option Plan Renewal | Mgmt | For | For | For |
11 | Approval of the Arrangement | Mgmt | For | Against | Against |
VENTANA GOLD CORP.
Ticker | Security ID: | Meeting Date | Meeting Status |
VEN | CINS 92277D104 | 10/21/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Elect R. Stuart Angus | Mgmt | For | Against | Against |
4 | Elect Stephen Orr | Mgmt | For | For | For |
5 | Elect Robert Pirooz | Mgmt | For | For | For |
6 | Elect Randy Smallwood | Mgmt | For | For | For |
7 | Elect Michael Steeves | Mgmt | For | Against | Against |
8 | Elect Ricard Warke | Mgmt | For | Against | Against |
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
10 | Related Party Transactions | Mgmt | For | For | For |
Verona Development Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
| CINS 924878101 | 12/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Annual | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | To set the number of Directors at three (3) | Mgmt | N/A | For | N/A |
3 | Election of Rod Husband as a Director | Mgmt | N/A | For | N/A |
4 | Election of Rudiger Brauer as a Director | Mgmt | N/A | For | N/A |
5 | Election of Gurminder Sangha as a Director | Mgmt | N/A | For | N/A |
6 | Appointment of Dale Matheson Carr-Hilton Labonte LLP ( DMCL ) as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | Mgmt | N/A | For | N/A |
7 | To approve and ratify the Stock Option Plan | Mgmt | N/A | For | N/A |
VG Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VG | CINS 918216102 | 12/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Approval of the Private Placement | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
VG Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VG | CINS ADPC00758 | 12/13/2010 | Voted |
Meeting Type | Country of Trade | | |
Special | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Approval of the Merger | Mgmt | For | For | For |
3 | Approval of the Private Placement | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Victoria Gold Corp.
Ticker | Security ID: | Meeting Date | Meeting Status |
VIT | CINS 92625W101 | 08/19/2010 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Board Size | Mgmt | For | For | For |
3 | Election of Directors (Slate) | Mgmt | For | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
5 | Stock Option Plan Renewal | Mgmt | For | For | For |
6 | Shareholder Rights Plan | Mgmt | For | For | For |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Virginia Mines Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
VGQ | CINS 927864108 | 06/29/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Rights Plan | Mgmt | For | For | For |
Wallbridge Mining Company Limited
Ticker | Security ID: | Meeting Date | Meeting Status |
WM | CINS 932397102 | 04/28/2011 | Voted |
Meeting Type | Country of Trade | | |
Mix | Canada | | |
| | | | | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Election of Directors (Slate) | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
4 | Shareholder Protection Rights Plan Renewal | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against |
Yamana Gold Inc.
Ticker | Security ID: | Meeting Date | Meeting Status |
YRI | CUSIP9 98462Y100 | 05/04/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Peter Marrone | Mgmt | For | For | For |
1.2 | Elect Patrick Mars | Mgmt | For | Withhold | Against |
1.3 | Elect John Begeman | Mgmt | For | For | For |
1.4 | Elect Alexander Davidson | Mgmt | For | For | For |
1.5 | Elect Richard Graff | Mgmt | For | For | For |
1.6 | Elect Robert Horn | Mgmt | For | Withhold | Against |
1.7 | Elect Nigel Lees | Mgmt | For | Withhold | Against |
1.8 | Elect Juvenal Mesquita Filho | Mgmt | For | For | For |
1.9 | Elect Carl Renzoni | Mgmt | For | For | For |
1.10 | Elect Antenor Silva, Jr. | Mgmt | For | Withhold | Against |
1.11 | Elect Dino Titaro | Mgmt | For | Withhold | Against |
2 | Appointment of Auditor | Mgmt | For | For | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds World Precious Minerals Segregated Account
Date of fiscal year end: 06/30/2011
In all markets, for all statuses, for
Key-
Barrick Gold Corporation
Ticker | Security ID: | Meeting Date | Meeting Status |
ABX | CUSIP9 067901108 | 04/27/2011 | Voted |
Meeting Type | Country of Trade | | |
Annual | United States | | |
| | | | | |
1.1 | Elect Howard Beck | Mgmt | For | For | For |
1.2 | Elect Charles Birchall | Mgmt | For | Withhold | Against |
1.3 | Elect Donald Carty | Mgmt | For | For | For |
1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold | Against |
1.5 | Elect Peter Crossgrove | Mgmt | For | Withhold | Against |
1.6 | Elect Robert Franklin | Mgmt | For | For | For |
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For |
1.8 | Elect Dambisa Moyo | Mgmt | For | For | For |
1.9 | Elect Brian Mulroney | Mgmt | For | Withhold | Against |
1.10 | Elect Anthony Munk | Mgmt | For | Withhold | Against |
1.11 | Elect Peter Munk | Mgmt | For | For | For |
1.12 | Elect Aaron Regent | Mgmt | For | For | For |
1.13 | Elect Nathaniel Rothschild | Mgmt | For | Withhold | Against |
1.14 | Elect Steven Shapiro | Mgmt | For | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
U.S. GLOBAL INVESTORS FUNDS
By: | /s/ Frank E. Holmes | |
| Frank E. Holmes |
| President, Chief Executive Officer |
| |
Date: | August 29, 2011 |
