UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-1800
Name of Registrant:
U.S. Global Investors Funds
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229
Name and address of agent of service:
The Corporation Trust Company
U.S. Global Investors Fund
1209 Orange Street
Wilmington, Delaware 19801
Registrant’s telephone number including area code:
(210) 308-1234
Date of fiscal year end:
12/31/2014
Date of reporting period:
07/01/2013 - 06/30/2014
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds All American Equity Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Allstate Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALL | | CUSIP 020002101 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect F. Duane Ackerman | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert D. Beyer | | Mgmt | | For | | For | | For |
| 3 | | Elect Kermit R. Crawford | | Mgmt | | For | | For | | For |
| 4 | | Elect Jack M. Greenberg | | Mgmt | | For | | For | | For |
| 5 | | Elect Herbert L. Henkel | | Mgmt | | For | | For | | For |
| 6 | | Elect Siddarth N. Mehta | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrea Redmond | | Mgmt | | For | | For | | For |
| 8 | | Elect John W. Rowe | | Mgmt | | For | | For | | For |
| 9 | | Elect Judith A. Sprieser | | Mgmt | | For | | For | | For |
| 10 | | Elect Mary Alice Taylor | | Mgmt | | For | | For | | For |
| 11 | | Elect Thomas J. Wilson | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Approval of Material Terms of the Annual Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Ameriprise Financial, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMP | | CUSIP 03076C106 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James M. Cracchiolo | | Mgmt | | For | | For | | For |
| 2 | | Elect Dianne Neal Blixt | | Mgmt | | For | | For | | For |
| 3 | | Elect Amy DiGeso | | Mgmt | | For | | For | | For |
| 4 | | Elect Lon R. Greenberg | | Mgmt | | For | | For | | For |
| 5 | | Elect W. Walker Lewis | | Mgmt | | For | | For | | For |
| 6 | | Elect Siri S. Marshall | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeffrey Noddle | | Mgmt | | For | | For | | For |
| 8 | | Elect H. Jay Sarles | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert F. Sharpe, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect William H. Turner | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Elimination of Supermajority Requirements | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the 2005 Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
AMGEN Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMGN | | CUSIP 031162100 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Baltimore | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Francois de Carbonnel | | Mgmt | | For | | For | | For |
| 5 | | Elect Vance D. Coffman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert A. Eckert | | Mgmt | | For | | For | | For |
| 7 | | Elect Greg C. Garland | | Mgmt | | For | | For | | For |
| 8 | | Elect Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| 9 | | Elect Frank C. Herringer | | Mgmt | | For | | For | | For |
| 10 | | Elect Tyler Jacks | | Mgmt | | For | | For | | For |
| 11 | | Elect Judith C. Pelham | | Mgmt | | For | | For | | For |
| 12 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | | Against | | Against | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William V. Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy D. Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard S. Drexler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert A. Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur D. Levinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 2 | | Technical Amendment to Articles | | Mgmt | | For | | For | | For |
| 3 | | Eliminate Blank Check Authority to Issue Preferred Stock | | Mgmt | | For | | For | | For |
| 4 | | Establish a Par Value for the Company’s Common Stock of $0.00001 Per Share | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | 2014 Employee Stock Plan | | Mgmt | | For | | For | | For |
| 8 | | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | | ShrHoldr | | Against | | Against | | For |
| 10 | | Shareholder Proposal Regarding Share Buybacks | | ShrHoldr | | N/A | | Abstain | | N/A |
| 11 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
Assurant, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AIZ | | CUSIP 04621X108 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Elaine D. Rosen | | Mgmt | | For | | For | | For |
| 2 | | Elect Howard L. Carver | | Mgmt | | For | | For | | For |
| 3 | | Elect Juan N. Cento | | Mgmt | | For | | For | | For |
| 4 | | Elect Elyse Douglas | | Mgmt | | For | | For | | For |
| 5 | | Elect Lawrence V. Jackson | | Mgmt | | For | | For | | For |
| 6 | | Elect David B. Kelso | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles J. Koch | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert B. Pollock | | Mgmt | | For | | For | | For |
| 10 | | Elect Paul J. Reilly | | Mgmt | | For | | For | | For |
| 11 | | Elect Robert W. Stein | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
AT&T Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| T | | CUSIP 00206R102 | | 04/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Randall L. Stephenson | | Mgmt | | For | | For | | For |
| 2 | | Elect Reuben V. Anderson | | Mgmt | | For | | For | | For |
| 3 | | Elect Jaime Chico Pardo | | Mgmt | | For | | For | | For |
| 4 | | Elect Scott T. Ford | | Mgmt | | For | | For | | For |
| 5 | | Elect James P. Kelly | | Mgmt | | For | | For | | For |
| 6 | | Elect Jon C. Madonna | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael B. McCallister | | Mgmt | | For | | For | | For |
| 8 | | Elect John B. McCoy | | Mgmt | | For | | For | | For |
| 9 | | Elect Beth E. Mooney | | Mgmt | | For | | For | | For |
| 10 | | Elect Joyce M. Roche | | Mgmt | | For | | For | | For |
| 11 | | Elect Matthew K. Rose | | Mgmt | | For | | For | | For |
| 12 | | Elect Cynthia B. Taylor | | Mgmt | | For | | For | | For |
| 13 | | Elect Laura D’Andrea Tyson | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Approval of AT&T Severance Policy | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Ball Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BLL | | CUSIP 058498106 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John A. Hayes | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George M. Smart | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Theodore M. Solso | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Stuart A. Taylor II | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Bank of America Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAC | | CUSIP 060505104 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sharon L. Allen | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Susan S. Bies | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jack O. Bovender, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank P. Bramble, Sr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre J. P. de Weck | | Mgmt | | For | | For | | For |
| 6 | | Elect Arnold W. Donald | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles K. Gifford | | Mgmt | | For | | For | | For |
| 8 | | Elect Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Linda P. Hudson | | Mgmt | | For | | For | | For |
| 10 | | Elect Monica C. Lozano | | Mgmt | | For | | For | | For |
| 11 | | Elect Thomas J. May | | Mgmt | | For | | For | | For |
| 12 | | Elect Brian T. Moynihan | | Mgmt | | For | | For | | For |
| 13 | | Elect Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
| 14 | | Elect Clayton S. Rose | | Mgmt | | For | | For | | For |
| 15 | | Elect R. David Yost | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 18 | | Amendment to Series T Preferred Stock | | Mgmt | | For | | For | | For |
| 19 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
Biogen Idec, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BIIB | | CUSIP 09062X103 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Caroline Dorsa | | Mgmt | | For | | For | | For |
| 2 | | Elect Stelios Papadopoulos | | Mgmt | | For | | For | | For |
| 3 | | Elect George A. Scangos | | Mgmt | | For | | For | | For |
| 4 | | Elect Lynn Schenk | | Mgmt | | For | | For | | For |
| 5 | | Elect Alexander J. Denner | | Mgmt | | For | | For | | For |
| 6 | | Elect Nancy L. Leaming | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard C. Mulligan | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert W. Pangia | | Mgmt | | For | | For | | For |
| 9 | | Elect Brian S. Posner | | Mgmt | | For | | For | | For |
| 10 | | Elect Eric K. Rowinsky | | Mgmt | | For | | For | | For |
| 11 | | Elect Stephen A. Sherwin | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
BMC Software, Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BMC | | CUSIP 055921100 | | 07/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | Against | | Against |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
C.H. Robinson Worldwide, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHRW | | CUSIP 12541W209 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Scott P. Anderson | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert Ezrilov | | Mgmt | | For | | For | | For |
| 3 | | Elect Wayne M. Fortun | | Mgmt | | For | | For | | For |
| 4 | | Elect Mary J. Steele Guilfoile | | Mgmt | | For | | For | | For |
| 5 | | Elect Jodee A. Kozlak | | Mgmt | | For | | For | | For |
| 6 | | Elect ReBecca Koenig Roloff | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian P. Short | | Mgmt | | For | | Against | | Against |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert C. Arzbaecher | | Mgmt | | For | | For | | For |
| 2 | | Elect William Davisson | | Mgmt | | For | | For | | For |
| 3 | | Elect Stephen J. Hagge | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert G. Kuhbach | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward A. Schmitt | | Mgmt | | For | | For | | For |
| 6 | | Elimination of Supermajority Voting Provisions Regarding Removal of Directors | | Mgmt | | For | | For | | For |
| 7 | | Elimination of Supermajority Voting Provisions Regarding Amendments to Bylaws | | Mgmt | | For | | For | | For |
| 8 | | Elimination of Supermajority Voting Provisions Regarding Amendments to the Certificate of Incorporation | | Mgmt | | For | | For | | For |
| 9 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | 2014 Equity and Incentive Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Chicago Bridge & Iron Company N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBI | | CUSIP 167250109 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James. H. Miller | | Mgmt | | For | | For | | For |
| 2 | | Elect James R. Bolch | | Mgmt | | For | | For | | For |
| 3 | | Elect Larry D. McVay | | Mgmt | | For | | For | | For |
| 4 | | Elect Marsha C. Williams | | Mgmt | | For | | For | | For |
| 5 | | Elect Chicago Bridge & Iron Company | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Chipotle Mexican Grill, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CMG | | CUSIP 169656105 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John S. Charlesworth | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Montgomery F. Moran | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Kimbal Musk | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2011 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
Coca-Cola Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCE | | CUSIP 19122T109 | | 04/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jan Bennink | | Mgmt | | For | | For | | For |
| 2 | | Elect John F. Brock | | Mgmt | | For | | For | | For |
| 3 | | Elect Calvin Darden | | Mgmt | | For | | For | | For |
| 4 | | Elect L. Phillip Humann | | Mgmt | | For | | For | | For |
| 5 | | Elect Orrin H. Ingram II | | Mgmt | | For | | For | | For |
| 6 | | Elect Thomas H. Johnson | | Mgmt | | For | | For | | For |
| 7 | | Elect Suzanne B. Labarge | | Mgmt | | For | | For | | For |
| 8 | | Elect Veronique Morali | | Mgmt | | For | | For | | For |
| 9 | | Elect Andrea L. Saia | | Mgmt | | For | | For | | For |
| 10 | | Elect Garry Watts | | Mgmt | | For | | For | | For |
| 11 | | Elect Curtis R. Welling | | Mgmt | | For | | For | | For |
| 12 | | Elect Phoebe A. Wood | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Constellation Brands, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| STZ | | CUSIP 21036P108 | | 07/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jerry Fowden | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Barry A. Fromberg | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert L. Hanson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jeananne K. Hauswald | | Mgmt | | For | | For | | For |
| 1.5 | | Elect James A. Locke III | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Richard Sands | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert Sands | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Judy A. Schmeling | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Paul L. Smith | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Keith E. Wandell | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Mark Zupan | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 1989 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Continental Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLR | | CUSIP 212015101 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David L. Boren | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William B. Berry | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Diamond Offshore Drilling, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DO | | CUSIP 25271C102 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James S. Tisch | | Mgmt | | For | | For | | For |
| 2 | | Elect Marc Edwards | | Mgmt | | For | | For | | For |
| 3 | | Elect John R. Bolton | | Mgmt | | For | | For | | For |
| 4 | | Elect Charles L. Fabrikant | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul G. Gaffney II | | Mgmt | | For | | For | | For |
| 6 | | Elect Edward Grebow | | Mgmt | | For | | For | | For |
| 7 | | Elect Herbert C. Hofmann | | Mgmt | | For | | For | | For |
| 8 | | Elect Kenneth I. Siegel | | Mgmt | | For | | For | | For |
| 9 | | Elect Clifford M Sobel | | Mgmt | | For | | For | | For |
| 10 | | Elect Andrew H. Tisch | | Mgmt | | For | | For | | For |
| 11 | | Elect Raymond S. Troubh | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Incentive Compensation Plan for Executive Officers | | Mgmt | | For | | For | | For |
| 15 | | Equity Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Against | | Against | | For |
Dr Pepper Snapple Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPS | | CUSIP 26138E109 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John L. Adams | | Mgmt | | For | | For | | For |
| 2 | | Elect Joyce M. Roche | | Mgmt | | For | | For | | For |
| 3 | | Elect Ronald G. Rogers | | Mgmt | | For | | For | | For |
| 4 | | Elect Wayne R. Sanders | | Mgmt | | For | | For | | For |
| 5 | | Elect Jack L. Stahl | | Mgmt | | For | | For | | For |
| 6 | | Elect Larry D. Young | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | | ShrHoldr | | Against | | Against | | For |
| 10 | | Amendment to the Omnibus Stock Incentive Plan of 2009 | | Mgmt | | For | | For | | For |
Dun & Bradstreet Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNB | | CUSIP 26483E100 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Austin A. Adams | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert P. Carrigan | | Mgmt | | For | | For | | For |
| 3 | | Elect Christopher J. Coughlin | | Mgmt | | For | | For | | For |
| 4 | | Elect James N. Fernandez | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul R. Garcia | | Mgmt | | For | | For | | For |
| 6 | | Elect Anastassia Lauterbach | | Mgmt | | For | | For | | For |
| 7 | | Elect Thomas J. Manning | | Mgmt | | For | | For | | For |
| 8 | | Elect Sandra E. Peterson | | Mgmt | | For | | For | | For |
| 9 | | Elect Judith A. Reinsdorf | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | Against | | For |
Eli Lilly and Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LLY | | CUSIP 532457108 | | 05/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael L. Eskew | | Mgmt | | For | | For | | For |
| 2 | | Elect Karen N. Horn | | Mgmt | | For | | Against | | Against |
| 3 | | Elect William Kaelin | | Mgmt | | For | | For | | For |
| 4 | | Elect John C. Lechleiter | | Mgmt | | For | | For | | For |
| 5 | | Elect Marschall S. Runge | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Entergy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ETR | | CUSIP 29364G103 | | 05/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors | | Mgmt | | For | | For | | For |
| 2 | | Elect Maureen S. Bateman | | Mgmt | | For | | For | | For |
| 3 | | Elect Leo P. Denault | | Mgmt | | For | | For | | For |
| 4 | | Elect Kirkland H. Donald | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary W. Edwards | | Mgmt | | For | | For | | For |
| 6 | | Elect Alexis M. Herman | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald C. Hintz | | Mgmt | | For | | For | | For |
| 8 | | Elect Stuart L. Levenick | | Mgmt | | For | | For | | For |
| 9 | | Elect Blanche L. Lincoln | | Mgmt | | For | | For | | For |
| 10 | | Elect Stewart C. Myers | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven V. Wilkinson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Decommissioning of Indian Point Nuclear Reactors | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Reporting on Nuclear Safety | | ShrHoldr | | Against | | Against | | For |
Evercore Partners Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EVR | | CUSIP 29977A105 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Roger C. Altman | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Pedro Aspe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard I. Beattie | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Francois de Saint Phalle | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Gail B. Harris | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Curtis A. Hessler | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert B. Millard | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ralph L. Schlosstein | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Exelon Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXC | | CUSIP 30161N101 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Anthony K. Anderson | | Mgmt | | For | | For | | For |
| 2 | | Elect Ann C. Berzin | | Mgmt | | For | | For | | For |
| 3 | | Elect John A. Canning Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Christopher M. Crane | | Mgmt | | For | | For | | For |
| 5 | | Elect Yves C. de Balmann | | Mgmt | | For | | For | | For |
| 6 | | Elect Nicholas DeBenedictis | | Mgmt | | For | | For | | For |
| 7 | | Elect Nelson A. Diaz | | Mgmt | | For | | For | | For |
| 8 | | Elect Sue Ling Gin | | Mgmt | | For | | For | | For |
| 9 | | Elect Paul L. Joskow | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Lawless | | Mgmt | | For | | For | | For |
| 11 | | Elect Richard W. Mies | | Mgmt | | For | | For | | For |
| 12 | | Elect William C. Richardson | | Mgmt | | For | | For | | For |
| 13 | | Elect John W. Rogers, Jr. | | Mgmt | | For | | For | | For |
| 14 | | Elect Mayo A. Shattuck III | | Mgmt | | For | | For | | For |
| 15 | | Elect Stephen D. Steinour | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 18 | | Renewal of the Annual Incentive Plan for Senior Executives | | Mgmt | | For | | For | | For |
| 19 | | Shareholder Proposal Regarding Pay Ratio | | ShrHoldr | | Against | | Against | | For |
Facebook Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FB | | CUSIP 30303M102 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Marc L. Andreessen | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Erskine B. Bowles | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Donald E. Graham | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Reed Hastings | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Peter A. Thiel | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mark Zuckerberg | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 4 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Report on Childhood Obesity Risks | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
Firstenergy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FE | | CUSIP 337932107 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Paul T. Addison | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Anthony J. Alexander | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael J. Anderson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect William T. Cottle | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert B. Heisler, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Julia L. Johnson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Ted J. Kleisner | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Donald T. Misheff | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ernest J. Novak, Jr. | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Christopher D. Pappas | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Catherine A. Rein | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Luis A. Reyes | | Mgmt | | For | | For | | For |
| 1.13 | | Elect George M. Smart | | Mgmt | | For | | For | | For |
| 1.14 | | Elect Wesley M. Taylor | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tom Albanese | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
General Electric Company
| | | | | | |
| Ticker | | Security ID: | �� | Meeting Date | | Meeting Status |
| GE | | CUSIP 369604103 | | 04/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect W. Geoffrey Beattie | | Mgmt | | For | | For | | For |
| 2 | | Elect John J. Brennan | | Mgmt | | For | | For | | For |
| 3 | | Elect James I. Cash, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Francisco D’Souza | | Mgmt | | For | | For | | For |
| 5 | | Elect Marijn E. Dekkers | | Mgmt | | For | | For | | For |
| 6 | | Elect Ann M. Fudge | | Mgmt | | For | | For | | For |
| 7 | | Elect Susan Hockfield | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey R. Immelt | | Mgmt | | For | | For | | For |
| 9 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert W. Lane | | Mgmt | | For | | For | | For |
| 11 | | Elect Rochelle B. Lazarus | | Mgmt | | For | | For | | For |
| 12 | | Elect James J. Mulva | | Mgmt | | For | | For | | For |
| 13 | | Elect James E. Rohr | | Mgmt | | For | | For | | For |
| 14 | | Elect Mary L. Schapiro | | Mgmt | | For | | For | | For |
| 15 | | Elect Robert J. Swieringa | | Mgmt | | For | | For | | For |
| 16 | | Elect James S. Tisch | | Mgmt | | For | | For | | For |
| 17 | | Elect Douglas A. Warner III | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 19 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 20 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Retention of Shares | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Double Board Nominees | | ShrHoldr | | Against | | Against | | For |
| 23 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 24 | | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | | ShrHoldr | | Against | | Against | | For |
| 25 | | Shareholder Proposal Regarding Sale of Company | | ShrHoldr | | Against | | Against | | For |
Google Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GOOG | | CUSIP 38259P508 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Larry Page | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sergey Brin | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Eric E. Schmidt | | Mgmt | | For | | For | | For |
| 1.4 | | Elect L. John Doerr | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Diane B. Greene | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John L. Hennessy | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Ann Mather | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul S. Otellini | | Mgmt | | For | | For | | For |
| 1.9 | | Elect K. Ram Shriram | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Shirley M. Tilghman | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Tax Policy Principles | | ShrHoldr | | Against | | Against | | For |
| 8 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Halliburton Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAL | | CUSIP 406216101 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alan M. Bennett | | Mgmt | | For | | For | | For |
| 2 | | Elect James R. Boyd | | Mgmt | | For | | For | | For |
| 3 | | Elect Milton Carroll | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nance K. Dicciani | | Mgmt | | For | | For | | For |
| 5 | | Elect Murry S. Gerber | | Mgmt | | For | | For | | For |
| 6 | | Elect Jose C. Grubisich | | Mgmt | | For | | For | | For |
| 7 | | Elect Abdallah S. Jum’ah | | Mgmt | | For | | For | | For |
| 8 | | Elect David J. Lesar | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert A. Malone | | Mgmt | | For | | For | | For |
| 10 | | Elect J. Landis Martin | | Mgmt | | For | | For | | For |
| 11 | | Elect Debra L. Reed | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHoldr | | Against | | Against | | For |
Home Depot, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HD | | CUSIP 437076102 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect F. Duane Ackerman | | Mgmt | | For | | For | | For |
| 2 | | Elect Francis S. Blake | | Mgmt | | For | | For | | For |
| 3 | | Elect Ari Bousbib | | Mgmt | | For | | For | | For |
| 4 | | Elect Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Frank Brown | | Mgmt | | For | | For | | For |
| 6 | | Elect Albert P. Carey | | Mgmt | | For | | For | | For |
| 7 | | Elect Armando M. Codina | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Helena B. Foulkes | | Mgmt | | For | | For | | For |
| 9 | | Elect Wayne M. Hewett | | Mgmt | | For | | For | | For |
| 10 | | Elect Karen Katen | | Mgmt | | For | | For | | For |
| 11 | | Elect Mark Vadon | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| 15 | | Shareholder Proposal Regarding Employment Diversity Report | | ShrHoldr | | Against | | Against | | For |
Ingersoll-Rand Public Limited Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IR | | CUSIP G47791101 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ann C. Berzin | | Mgmt | | For | | For | | For |
| 2 | | Elect John G. Bruton | | Mgmt | | For | | For | | For |
| 3 | | Elect Jared L. Cohon | | Mgmt | | For | | For | | For |
| 4 | | Elect Gary D. Forsee | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward E. Hagenlocker | | Mgmt | | For | | For | | For |
| 6 | | Elect Constance J. Horner | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Lamach | | Mgmt | | For | | For | | For |
| 8 | | Elect Theodore E. Martin | | Mgmt | | For | | For | | For |
| 9 | | Elect John P. Surma | | Mgmt | | For | | For | | For |
| 10 | | Elect Richard J. Swift | | Mgmt | | For | | For | | For |
| 11 | | Elect Tony L. White | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares with Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Set Price Range for the Issuance of Treasury Shares | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charles D. Forman | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George Jamieson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2004 Equity Award Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Legg Mason, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LM | | CUSIP 524901105 | | 07/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dennis M. Kass | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John V. Murphy | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John H. Myers | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Nelson Peltz | | Mgmt | | For | | For | | For |
| 1.5 | | Elect W. Allen Reed | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Joseph A. Sullivan | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Non-Employee Director Equity Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Lorillard, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LO | | CUSIP 544147101 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Dianne N. Blixt | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Virgis W. Colbert | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David E. R. Dangoor | | Mgmt | | For | | For | | For |
| 5 | | Elect Murray S. Kessler | | Mgmt | | For | | For | | For |
| 6 | | Elect Jerry W. Levin | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard W. Roedel | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the 2008 Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 12 | | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | | ShrHoldr | | Against | | Against | | For |
Lowe’s Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LOW | | CUSIP 548661107 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Raul Alvarez | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David W. Bernauer | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Leonard L. Berry | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Angela F. Braly | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard W. Dreiling | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Dawn E. Hudson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert L. Johnson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Marshall O. Larsen | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Richard K. Lochridge | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Robert A. Niblock | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Eric C. Wiseman | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2006 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | | ShrHoldr | | Against | | Against | | For |
LyondellBasell Industries N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LYB | | CUSIP N53745100 | | 04/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jagjeet S. Bindra | | Mgmt | | For | | For | | For |
| 2 | | Elect Milton Carroll | | Mgmt | | For | | For | | For |
| 3 | | Elect Claire S. Farley | | Mgmt | | For | | For | | For |
| 4 | | Elect Rudy M.J. van der Meer | | Mgmt | | For | | For | | For |
| 5 | | Elect Isabella D. Goren | | Mgmt | | For | | For | | For |
| 6 | | Elect Nance K. Dicciani | | Mgmt | | For | | For | | For |
| 7 | | Elect Karyn F. Ovelman | | Mgmt | | For | | For | | For |
| 8 | | Elect Craig B. Glidden | | Mgmt | | For | | For | | For |
| 9 | | Elect Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| 10 | | Elect Patrick D. Quarles | | Mgmt | | For | | For | | For |
| 11 | | Elect Timothy D. Roberts | | Mgmt | | For | | For | | For |
| 12 | | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | | Mgmt | | For | | For | | For |
| 13 | | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | | For | | For | | For |
| 14 | | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote Approving Executive Compensation | | Mgmt | | For | | For | | For |
| 19 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 20 | | Authority to Cancel up to 10% of Share Capital Held in Treasury | | Mgmt | | For | | For | | For |
Marathon Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MPC | | CUSIP 56585A102 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Steven A. Davis | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gary R. Heminger | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John W. Snow | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John P. Surma | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
Merck & Co., Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MRK | | CUSIP 58933Y105 | | 05/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Leslie A. Brun | | Mgmt | | For | | For | | For |
| 2 | | Elect Thomas R. Cech | | Mgmt | | For | | For | | For |
| 3 | | Elect Kenneth C. Frazier | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas H. Glocer | | Mgmt | | For | | For | | For |
| 5 | | Elect William B. Harrison, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect C. Robert Kidder | | Mgmt | | For | | For | | For |
| 7 | | Elect Rochelle B. Lazarus | | Mgmt | | For | | For | | For |
| 8 | | Elect Carlos E. Represas | | Mgmt | | For | | For | | For |
| 9 | | Elect Patricia F. Russo | | Mgmt | | For | | For | | For |
| 10 | | Elect Craig B. Thompson | | Mgmt | | For | | For | | For |
| 11 | | Elect Wendell P. Weeks | | Mgmt | | For | | For | | For |
| 12 | | Elect Peter C. Wendell | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
Motorola Solutions Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MSI | | CUSIP 620076307 | | 05/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gregory Q. Brown | | Mgmt | | For | | For | | For |
| 2 | | Elect Kenneth C. Dahlberg | | Mgmt | | For | | For | | For |
| 3 | | Elect David W. Dorman | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael V. Hayden | | Mgmt | | For | | For | | For |
| 5 | | Elect Judy C. Lewent | | Mgmt | | For | | For | | For |
| 6 | | Elect Anne R. Pramaggiore | | Mgmt | | For | | For | | For |
| 7 | | Elect Samuel C. Scott III | | Mgmt | | For | | For | | For |
| 8 | | Elect Bradley E. Singer | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHoldr | | Against | | Against | | For |
| 12 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Newmont Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NEM | | CUSIP 651639106 | | 04/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Bruce R. Brook | | Mgmt | | For | | For | | For |
| 2 | | Elect J. Kofi Bucknor | | Mgmt | | For | | For | | For |
| 3 | | Elect Vincent A. Calarco | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph A. Carrabba | | Mgmt | | For | | For | | For |
| 5 | | Elect Noreen Doyle | | Mgmt | | For | | For | | For |
| 6 | | Elect Gary J. Goldberg | | Mgmt | | For | | For | | For |
| 7 | | Elect Veronica M. Hagen | | Mgmt | | For | | For | | For |
| 8 | | Elect Jane Nelson | | Mgmt | | For | | For | | For |
| 9 | | Elect Donald C. Roth | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Northrop Grumman Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NOC | | CUSIP 666807102 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Wesley G. Bush | | Mgmt | | For | | For | | For |
| 2 | | Elect Victor H. Fazio | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald E. Felsinger | | Mgmt | | For | | For | | For |
| 4 | | Elect Bruce S. Gordon | | Mgmt | �� | For | | For | | For |
| 5 | | Elect William H. Hernandez | | Mgmt | | For | | For | | For |
| 6 | | Elect Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| 7 | | Elect Karl J. Krapek | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Richard B. Myers | | Mgmt | | For | | For | | For |
| 9 | | Elect Gary Roughead | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| 11 | | Elect Kevin W. Sharer | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
NVIDIA Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVDA | | CUSIP 67066G104 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert K. Burgess | | Mgmt | | For | | For | | For |
| 2 | | Elect Tench Coxe | | Mgmt | | For | | For | | For |
| 3 | | Elect James C. Gaither | | Mgmt | | For | | For | | For |
| 4 | | Elect Jen-Hsun Huang | | Mgmt | | For | | For | | For |
| 5 | | Elect Dawn Hudson | | Mgmt | | For | | For | | For |
| 6 | | Elect Harvey C. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect William J. Miller | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Mark L. Perry | | Mgmt | | For | | For | | For |
| 9 | | Elect A. Brooke Seawell | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark A. Stevens | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2012 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Pfizer Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PFE | | CUSIP 717081103 | | 04/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| 2 | | Elect W. Don Cornwell | | Mgmt | | For | | For | | For |
| 3 | | Elect Frances D. Fergusson | | Mgmt | | For | | For | | For |
| 4 | | Elect Helen H. Hobbs | | Mgmt | | For | | For | | For |
| 5 | | Elect Constance J. Horner | | Mgmt | | For | | For | | For |
| 6 | | Elect James M. Kilts | | Mgmt | | For | | For | | For |
| 7 | | Elect George A. Lorch | | Mgmt | | For | | For | | For |
| 8 | | Elect Shantanu Narayen | | Mgmt | | For | | For | | For |
| 9 | | Elect Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| 10 | | Elect Ian C. Read | | Mgmt | | For | | For | | For |
| 11 | | Elect Stephen W. Sanger | | Mgmt | | For | | For | | For |
| 12 | | Elect Marc Tessier-Lavigne | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | 2014 Stock Plan | | Mgmt | | For | | For | | For |
| 16 | | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Philip Morris International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PM | | CUSIP 718172109 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Harold Brown | | Mgmt | | For | | For | | For |
| 2 | | Elect Andre Calantzopoulos | | Mgmt | | For | | For | | For |
| 3 | | Elect Louis C. Camilleri | | Mgmt | | For | | For | | For |
| 4 | | Elect Jennifer Li | | Mgmt | | For | | For | | For |
| 5 | | Elect Sergio Marchionne | | Mgmt | | For | | For | | For |
| 6 | | Elect Kalpana Morparia | | Mgmt | | For | | For | | For |
| 7 | | Elect Lucio A. Noto | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert B. Polet | | Mgmt | | For | | For | | For |
| 9 | | Elect Carlos Slim Helu | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen M. Wolf | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 14 | | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | | Against | | Against | | For |
Phillips 66
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PSX | | CUSIP 718546104 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William R. Loomis, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Glenn F. Tilton | | Mgmt | | For | | For | | For |
| 3 | | Elect Marna C. Whittington | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 6 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
PPG Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PPG | | CUSIP 693506107 | | 04/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Stephen F. Angel | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Hugh Grant | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michele J. Hooper | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Priceline Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Armstrong | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Howard W. Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey H. Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan L. Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey E. Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James M. Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Darren R. Huston | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Thomas E. Rothman | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Craig W. Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
QUALCOMM Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QCOM | | CUSIP 747525103 | | 03/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Barbara T. Alexander | | Mgmt | | For | | For | | For |
| 2 | | Elect Donald G. Cruickshank | | Mgmt | | For | | For | | For |
| 3 | | Elect Raymond V. Dittamore | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan Hockfield | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas W. Horton | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul E. Jacobs | | Mgmt | | For | | For | | For |
| 7 | | Elect Sherry Lansing | | Mgmt | | For | | For | | For |
| 8 | | Elect Steven M. Mollenkopf | | Mgmt | | For | | For | | For |
| 9 | | Elect Duane A. Nelles | | Mgmt | | For | | For | | For |
| 10 | | Elect Clark T. Randt, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Francisco Ros | | Mgmt | | For | | For | | For |
| 12 | | Elect Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| 13 | | Elect Brent Scowcroft | | Mgmt | | For | | For | | For |
| 14 | | Elect Marc I. Stern | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Quest Diagnostics Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DGX | | CUSIP 74834L100 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Timothy L. Main | | Mgmt | | For | | For | | For |
| 2 | | Elect Timothy M. Ring | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel C. Stanzione | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 6 | | Restoration of Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Regeneron Pharmaceuticals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| REGN | | CUSIP 75886F107 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alfred G. Gilman | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Joseph L. Goldstein | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert A. Ingram | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Christine A. Poon | | Mgmt | | For | | For | | For |
| 1.5 | | Elect P. Roy Vagelos | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Approval of 2014 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
Reynolds American Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RAI | | CUSIP 761713106 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Susan M. Cameron | | Mgmt | | For | | For | | For |
| 2 | | Elect Luc Jobin | | Mgmt | | For | | For | | For |
| 3 | | Elect Nana Mensah | | Mgmt | | For | | For | | For |
| 4 | | Elect Ronald S. Rolfe | | Mgmt | | For | | For | | For |
| 5 | | Elect John J. Zillmer | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Sir Nicholas Scheele | | Mgmt | | For | | For | | For |
| 7 | | Amendment to the 2009 Omnibus Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 11 | | Shareholder Proposal Regarding Animal Welfare | | ShrHoldr | | Against | | Against | | For |
Ryland Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RYL | | CUSIP 783764103 | | 04/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William L. Jews | | Mgmt | | For | | For | | For |
| 2 | | Elect Ned Mansour | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert E. Mellor | | Mgmt | | For | | For | | For |
| 4 | | Elect Norman J. Metcalfe | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry T. Nicholson | | Mgmt | | For | | For | | For |
| 6 | | Elect Charlotte St. Martin | | Mgmt | | For | | For | | For |
| 7 | | Elect Thomas W. Toomey | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert G. Van Schoonenberg | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Seagate Technology
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| STX | | CUSIP G7945M107 | | 10/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Stephen J. Luczo | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael R. Cannon | | Mgmt | | For | | For | | For |
| 4 | | Elect Mei-Wei Cheng | | Mgmt | | For | | For | | For |
| 5 | | Elect William T. Coleman | | Mgmt | | For | | For | | For |
| 6 | | Elect Jay L. Geldmacher | | Mgmt | | For | | For | | For |
| 7 | | Elect Seh-Woong Jeong | | Mgmt | | For | | For | | For |
| 8 | | Elect Lydia M. Marshall | | Mgmt | | For | | For | | For |
| 9 | | Elect Kristen M. Onken | | Mgmt | | For | | For | | For |
| 10 | | Elect Chong Sup Park | | Mgmt | | For | | For | | For |
| 11 | | Elect Gregorio Reyes | | Mgmt | | For | | For | | For |
| 12 | | Elect Edward Zander | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Executive Officer Performance Bonus Plan | | Mgmt | | For | | For | | For |
| 14 | | Price Range for Issuance of Treasury Shares | | Mgmt | | For | | For | | For |
| 15 | | Authorize Shareholder Outside of Ireland | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles Regarding Annual Meeting Location | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles Regarding Right to Multiple Proxies | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Articles Regarding Escheatment | | Mgmt | | For | | For | | For |
| 20 | | Amendments to Articles Regarding Share Repurchases | | Mgmt | | For | | For | | For |
| 21 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence I. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George L. Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Brough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Chantal Gosselin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Douglas M. Holtby | �� | Mgmt | | For | | For | | For |
| 1.7 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Wade D. Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Share Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 6 | | Amendment to By-Laws Regarding Quorum Requirements | | Mgmt | | For | | For | | For |
| 7 | | Notice and Access Provision | | Mgmt | | For | | For | | For |
Southwestern Energy Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWN | | CUSIP 845467109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John D. Gass | | Mgmt | | For | | For | | For |
| 2 | | Elect Catherine A. Kehr | | Mgmt | | For | | For | | For |
| 3 | | Elect Greg D. Kerley | | Mgmt | | For | | For | | For |
| 4 | | Elect Vello A. Kuuskraa | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth R. Mourton | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven L. Mueller | | Mgmt | | For | | For | | For |
| 7 | | Elect Elliott Pew | | Mgmt | | For | | For | | For |
| 8 | | Elect Alan H. Stevens | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
| 12 | | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHoldr | | Against | | Against | | For |
Starbucks Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBUX | | CUSIP 855244109 | | 03/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Howard Schultz | | Mgmt | | For | | For | | For |
| 2 | | Elect William W. Bradley | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert M. Gates | | Mgmt | | For | | For | | For |
| 4 | | Elect Mellody Hobson | | Mgmt | | For | | For | | For |
| 5 | | Elect Kevin R. Johnson | | Mgmt | | For | | For | | For |
| 6 | | Elect Olden Lee | | Mgmt | | For | | For | | For |
| 7 | | Elect Joshua C. Ramo | | Mgmt | | For | | For | | For |
| 8 | | Elect James G. Shennan, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Clara Shih | | Mgmt | | For | | For | | For |
| 10 | | Elect Javier G. Teruel | | Mgmt | | For | | For | | For |
| 11 | | Elect Myron E. Ullman III | | Mgmt | | For | | For | | For |
| 12 | | Elect Craig E. Weatherup | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
TECO Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TE | | CUSIP 872375100 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James L. Ferman, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Evelyn V. Follit | | Mgmt | | For | | For | | For |
| 3 | | Elect John B. Ramil | | Mgmt | | For | | For | | For |
| 4 | | Elect Tom L. Rankin | | Mgmt | | For | | For | | For |
| 5 | | Elect William D. Rockford | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul L. Whiting | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Approval of the Annual Incentive Plan | | Mgmt | | For | | For | | For |
| 10 | | Approval of the 2010 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
Tesla Motors Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSLA | | CUSIP 88160R101 | | 06/03/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Elon Musk | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen T. Jurvetson | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
The ADT Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ADT | | CUSIP 00101J106 | | 03/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Thomas J. Colligan | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard J. Daly | | Mgmt | | For | | For | | For |
| 3 | | Elect Timothy M. Donahue | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert M. Dutkowsky | | Mgmt | | For | | For | | For |
| 5 | | Elect Bruce S. Gordon | | Mgmt | | For | | For | | For |
| 6 | | Elect Naren K. Gursahaney | | Mgmt | | For | | For | | For |
| 7 | | Elect Bridgette Heller | | Mgmt | | For | | For | | For |
| 8 | | Elect Kathleen W. Hyle | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
The Hershey Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HSY | | CUSIP 427866108 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pamela M. Arway | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John P. Bilbrey | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert F. Cavanaugh | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Charles A. Davis | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Mary Kay Haben | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert M. Malcolm | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James M. Mead | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect James E. Nevels | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony J. Palmer | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Thomas J. Ridge | | Mgmt | | For | | For | | For |
| 1.11 | | Elect David L. Shedlarz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Time Warner Cable, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TWC | | CUSIP 88732J207 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Carole Black | | Mgmt | | For | | For | | For |
| 2 | | Elect Glenn A. Britt | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas H. Castro | | Mgmt | | For | | For | | For |
| 4 | | Elect David C. Chang | | Mgmt | | For | | For | | For |
| 5 | | Elect James E. Copeland, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter R. Haje | | Mgmt | | For | | For | | For |
| 7 | | Elect Donna A. James | | Mgmt | | For | | For | | For |
| 8 | | Elect Don Logan | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert D. Marcus | | Mgmt | | For | | For | | For |
| 10 | | Elect N.J. Nicholas, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Wayne H. Pace | | Mgmt | | For | | For | | For |
| 12 | | Elect Edward D. Shirley | | Mgmt | | For | | For | | For |
| 13 | | Elect John E. Sununu | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
Travelers Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRV | | CUSIP 89417E109 | | 05/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alan L. Beller | | Mgmt | | For | | For | | For |
| 2 | | Elect John H. Dasburg | | Mgmt | | For | | For | | For |
| 3 | | Elect Janet M. Dolan | | Mgmt | | For | | For | | For |
| 4 | | Elect Kenneth M. Duberstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Jay S. Fishman | | Mgmt | | For | | For | | For |
| 6 | | Elect Patricia L. Higgins | | Mgmt | | For | | For | | For |
| 7 | | Elect Thomas R. Hodgson | | Mgmt | | For | | For | | For |
| 8 | | Elect William J. Kane | | Mgmt | | For | | For | | For |
| 9 | | Elect Cleve L. Killingsworth, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Philip T. Ruegger III | | Mgmt | | For | | For | | For |
| 11 | | Elect Donald J. Shepard | | Mgmt | | For | | For | | For |
| 12 | | Elect Laurie J. Thomsen | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 15 | | 2014 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne K. Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose B. Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby J. Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael J. Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre E. Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton B. McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian D. McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John S. McKinney | | Mgmt | | For | | For | | For |
| 9 | | Elect James H. Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason D. Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald C. Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | 2014 Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 15 | | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Approval of Performance Goals of the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
USG Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USG | | CUSIP 903293405 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Matthew Carter Jr. | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gretchen R. Haggerty | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard P. Lavin | | Mgmt | | For | | For | | For |
| 1.4 | | Elect James S. Metcalf | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
VeriSign, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VRSN | | CUSIP 92343E102 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect D. James Bidzos | | Mgmt | | For | | For | | For |
| 2 | | Elect William L. Chenevich | | Mgmt | | For | | For | | For |
| 3 | | Elect Kathleen A. Cote | | Mgmt | | For | | For | | For |
| 4 | | Elect Roger H. Moore | | Mgmt | | For | | For | | For |
| 5 | | Elect John D. Roach | | Mgmt | | For | | For | | For |
| 6 | | Elect Louis A. Simpson | | Mgmt | | For | | For | | For |
| 7 | | Elect Timothy Tomlinson | | Mgmt | | For | | For | | For |
| 8 | | Restoration of Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Verizon Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VZ | | CUSIP 92343V104 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Verizon Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VZ | | CUSIP 92343V104 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Shellye L. Archambeau | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard L. Carrion | | Mgmt | | For | | For | | For |
| 3 | | Elect Melanie L. Healey | | Mgmt | | For | | For | | For |
| 4 | | Elect M. Frances Keeth | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert W. Lane | | Mgmt | | For | | For | | For |
| 6 | | Elect Lowell C. McAdam | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald T. Nicolaisen | | Mgmt | | For | | For | | For |
| 8 | | Elect Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Rodney E. Slater | | Mgmt | | For | | For | | For |
| 10 | | Elect Kathryn A. Tesija | | Mgmt | | For | | For | | For |
| 11 | | Elect Gregory D. Wasson | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Adoption of Proxy Access | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 20 | | Shareholder Proposal Regarding Counting Shareholder Votes | | ShrHoldr | | Against | | Against | | For |
Wellpoint Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLP | | CUSIP 94973V107 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect R. Kerry Clark | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert L. Dixon, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Lewis Hay, III | | Mgmt | | For | | For | | For |
| 4 | | Elect William J. Ryan | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Prohibiting Political Spending | | ShrHoldr | | Against | | Against | | For |
Western Union Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WU | | CUSIP 959802109 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Dinyar S. Devitre | | Mgmt | | For | | For | | For |
| 2 | | Elect Hikmet Ersek | | Mgmt | | For | | For | | For |
| 3 | | Elect Jack M. Greenberg | | Mgmt | | For | | For | | For |
| 4 | | Elect Betsy D. Holden | | Mgmt | | For | | For | | For |
| 5 | | Elect Linda Fayne Levinson | | Mgmt | | For | | For | | For |
| 6 | | Elect Frances Fragos Townsend | | Mgmt | | For | | For | | For |
| 7 | | Elect Solomon D. Trujillo | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 11 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 12 | | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
Westinghouse Air Brake Technologies Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAB | | CUSIP 929740108 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Emilio A. Fernandez | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Lee B. Foster II | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gary C. Valade | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Westlake Chemical Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLK | | CUSIP 960413102 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dorothy C. Jenkins | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Max L. Lukens | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Adoption of Exclusive Forum Provision | | Mgmt | | For | | Against | | Against |
| 4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Wisconsin Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WEC | | CUSIP 976657106 | | 05/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John F. Bergstrom | | Mgmt | | For | | For | | For |
| 2 | | Elect Barbara L. Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Patricia W. Chadwick | | Mgmt | | For | | For | | For |
| 4 | | Elect Curt S. Culver | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas J. Fischer | | Mgmt | | For | | For | | For |
| 6 | | Elect Gale E. Klappa | | Mgmt | | For | | For | | For |
| 7 | | Elect Henry W. Knueppel | | Mgmt | | For | | For | | For |
| 8 | | Elect Ulice Payne, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Mary Ellen Stanek | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Wynn Resorts, Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WYNN | | CUSIP 983134107 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Miller | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect D. Boone Wayson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | 2014 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Director Qualification Bylaw | | Mgmt | | For | | Against | | Against |
| 6 | | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | | Against | | For | | Against |
Yahoo! Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YHOO | | CUSIP 984332106 | | 06/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Filo | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan M. James | | Mgmt | | For | | For | | For |
| 3 | | Elect Max R. Levchin | | Mgmt | | For | | For | | For |
| 4 | | Elect Marissa A. Mayer | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas J. McInerney | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles R. Schwab | | Mgmt | | For | | For | | For |
| 7 | | Elect H. Lee Scott, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Jane E. Shaw | | Mgmt | | For | | For | | For |
| 9 | | Elect Maynard G. Webb, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
Zions Bancorporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZION | | CUSIP 989701107 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jerry C. Atkin | | Mgmt | | For | | For | | For |
| 2 | | Elect Patricia Frobes | | Mgmt | | For | | For | | For |
| 3 | | Elect J. David Heaney | | Mgmt | | For | | For | | For |
| 4 | | Elect Roger B. Porter | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephen D. Quinn | | Mgmt | | For | | For | | For |
| 6 | | Elect Harris H. Simmons | | Mgmt | | For | | For | | For |
| 7 | | Elect L. E. Simmons | | Mgmt | | For | | For | | For |
| 8 | | Elect Shelley Thomas Williams | | Mgmt | | For | | For | | For |
| 9 | | Elect Steven C. Wheelwright | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds China Region Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Agricultural Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1288 | | CINS Y00289119 | | 06/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Type and number of securities to be issued | | Mgmt | | For | | For | | For |
| 6 | | Duration | | Mgmt | | For | | For | | For |
| 7 | | Method of Issuance | | Mgmt | | For | | For | | For |
| 8 | | Subscribers of Issuance | | Mgmt | | For | | For | | For |
| 9 | | Nominal Value and Issuance Price | | Mgmt | | For | | For | | For |
| 10 | | Dividend Distribution Provisions | | Mgmt | | For | | For | | For |
| 11 | | Optional Redemption Provisions | | Mgmt | | For | | For | | For |
| 12 | | Mandatory Conversion Provisions | | Mgmt | | For | | For | | For |
| 13 | | Restriction and Restoration of Voting Rights | | Mgmt | | For | | For | | For |
| 14 | | Sequence of Settlement and Method of Liquidation | | Mgmt | | For | | For | | For |
| 15 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 16 | | Rating Arrangement | | Mgmt | | For | | For | | For |
| 17 | | Guarantee Arrangement | | Mgmt | | For | | For | | For |
| 18 | | Transfer Arrangement | | Mgmt | | For | | For | | For |
| 19 | | Effective Period | | Mgmt | | For | | For | | For |
| 20 | | Authorization of Issuance | | Mgmt | | For | | For | | For |
| 21 | | Approve Compensation After Issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 22 | | Feasibility Analysis Report on the Use of Proceeds | | Mgmt | | For | | For | | For |
| 23 | | Shareholder Return Plan 2014 - 2016 | | Mgmt | | For | | For | | For |
| 24 | | Directors Report | | Mgmt | | For | | For | | For |
| 25 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 26 | | Final Financial Report | | Mgmt | | For | | For | | For |
| 27 | | Profit Distribution Plan | | Mgmt | | For | | For | | For |
| 28 | | Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 29 | | Elect Frederick MA Si Hang as Director | | Mgmt | | For | | For | | For |
| 30 | | Elect WEN Tiejun as Director | | Mgmt | | For | | For | | For |
| 31 | | Elect WANG Xingchun as Supervisor | | Mgmt | | For | | Against | | Against |
| 32 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 33 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 34 | | Elect ZHOU Ke as Director | | Mgmt | | For | | Against | | Against |
AIA Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1299 | | CINS Y002A1105 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Mohamed Azman Yahya | | Mgmt | | For | | For | | For |
| 6 | | Elect Edmund TSE Sze Wing | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jack SO Chak Kwong | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares under Restricted Share Unit Scheme | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Air China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 753 | | CINS Y002A6104 | | 10/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect WANG Changshun | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Yinxiang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect CAO Jianxiong | | Mgmt | | For | | Against | | Against |
| 7 | | Elect SUN Yude | | Mgmt | | For | | For | | For |
| 8 | | Elect Christopher D. Pratt | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ian SAI Cheung Shiu | | Mgmt | | For | | For | | For |
| 10 | | Elect CAI Jianjiang | | Mgmt | | For | | For | | For |
| 11 | | Elect FAN Cheng | | Mgmt | | For | | For | | For |
| 12 | | Elect FU Yang | | Mgmt | | For | | For | | For |
| 13 | | Elect YANG Yuzhong | | Mgmt | | For | | For | | For |
| 14 | | Elect PAN Xiaojiang | | Mgmt | | For | | For | | For |
| 15 | | Elect Simon TO Chi Keung | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Elect LI Qingling | | Mgmt | | For | | For | | For |
| 18 | | Elect HE Chaofan | | Mgmt | | For | | Against | | Against |
| 19 | | Elect ZHOU Feng | | Mgmt | | For | | Against | | Against |
| 20 | | Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 21 | | Intra-company Contracts/Control Agreements | | Mgmt | | For | | For | | For |
Alliance Global Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS Y00334105 | | 09/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Call to order | | Mgmt | | For | | For | | For |
| 3 | | Certification of notice and quorum | | Mgmt | | For | | For | | For |
| 4 | | Approve Minutes | | Mgmt | | For | | For | | For |
| 5 | | Management Report | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Elect Andrew L. Tan | | Mgmt | | For | | For | | For |
| 9 | | Elect Sergio R. Ortiz-Luis, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Kingson U. Sian | | Mgmt | | For | | For | | For |
| 11 | | Elect Katherine L. Tan | | Mgmt | | For | | For | | For |
| 12 | | Elect Winston S. Co | | Mgmt | | For | | For | | For |
| 13 | | Elect Kevin Andrew L. TAN | | Mgmt | | For | | Against | | Against |
| 14 | | Elect Alejo L. Villanueva, Jr. | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 16 | | Adjournment | | Mgmt | | For | | For | | For |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Anton Oilfield Services Group
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3337 | | CINS G03999102 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LUO Lin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHANG Yongyi | | Mgmt | | For | | Against | | Against |
| 7 | | Elect ZHU Xiaoping | | Mgmt | | For | | For | | For |
| 8 | | Elect WANG Mingcai | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
AviChina Industry & Technology Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2357 | | CINS Y0485Q109 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Director’s Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisor’s Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect LIU Renuhai | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Proposal in Ordinary Resolution | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Shareholder Proposal in Special Resolution | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
AviChina Industry & Technology Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2357 | | CINS Y0485Q109 | | 08/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
AviChina Industry & Technology Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2357 | | CINS Y0485Q109 | | 08/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 03/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect CHEN Siqing | | Mgmt | | For | | For | | For |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Financial Statements | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Annual Budget | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Capital Management Plan | | Mgmt | | For | | For | | For |
| 10 | | Elect ZHANG Xiangdong | | Mgmt | | For | | For | | For |
| 11 | | Elect ZHANG Qi | | Mgmt | | For | | For | | For |
| 12 | | Elect Jackson P. Tai | | Mgmt | | For | | For | | For |
| 13 | | Elect LIU Xianghui | | Mgmt | | For | | For | | For |
| 14 | | Elect MEI Xingbao | | Mgmt | | For | | For | | For |
| 15 | | Elect BAO Guoming | | Mgmt | | For | | For | | For |
| 16 | | Remuneration Plan for Directors and Supervisors | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 18 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 19 | | Type of securities to be issued and issue size | | Mgmt | | For | | For | | For |
| 20 | | Par value and issue price | | Mgmt | | For | | For | | For |
| 21 | | Term | | Mgmt | | For | | For | | For |
| 22 | | Method of issuance and target investors | | Mgmt | | For | | For | | For |
| 23 | | Mechanism of participation of Preference Shares | | Mgmt | | For | | For | | For |
| 24 | | Compulsory conversion | | Mgmt | | For | | For | | For |
| 25 | | Terms of conditional redemption | | Mgmt | | For | | For | | For |
| 26 | | Restrictions on voting rights | | Mgmt | | For | | For | | For |
| 27 | | Order of priority and method of liquidation | | Mgmt | | For | | For | | For |
| 28 | | Rating arrangement | | Mgmt | | For | | For | | For |
| 29 | | Security for the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 30 | | Term of restrictions on trade and transfer | | Mgmt | | For | | For | | For |
| 31 | | Validity period of the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 32 | | Trading arrangement | | Mgmt | | For | | For | | For |
| 33 | | Use of proceeds from the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 34 | | Matters to authorization of the issuance | | Mgmt | | For | | For | | For |
| 35 | | Type of securities to be issued and issue size | | Mgmt | | For | | For | | For |
| 36 | | Par value and issue price | | Mgmt | | For | | For | | For |
| 37 | | Term | | Mgmt | | For | | For | | For |
| 38 | | Method of issuance and target investors | | Mgmt | | For | | For | | For |
| 39 | | Mechanism of participation of Preference Shares | | Mgmt | | For | | For | | For |
| 40 | | Compulsory conversion | | Mgmt | | For | | For | | For |
| 41 | | Terms of conditional redemption | | Mgmt | | For | | For | | For |
| 42 | | Restrictions and recovery on voting rights | | Mgmt | | For | | For | | For |
| 43 | | Order of priority and method of liquidation | | Mgmt | | For | | For | | For |
| 44 | | Rating arrangement | | Mgmt | | For | | For | | For |
| 45 | | Security for the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 46 | | Lock-up period | | Mgmt | | For | | For | | For |
| 47 | | Validity period of the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 48 | | Trading/listing arrangement | | Mgmt | | For | | For | | For |
| 49 | | Use of proceeds from the issuance of Preference Shares | | Mgmt | | For | | For | | For |
| 50 | | Matters to authorization of the issuance | | Mgmt | | For | | For | | For |
| 51 | | Shareholder Returns Plan | | Mgmt | | For | | For | | For |
| 52 | | Dilution of Current Returns and Remedial Measures | | Mgmt | | For | | For | | For |
Bank Of Communications Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3328 | | CINS Y06988102 | | 06/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditors and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Fixed Assets Investment Plan | | Mgmt | | For | | For | | For |
| 9 | | Remuneration Plan for Directors | | Mgmt | | For | | For | | For |
| 10 | | Remuneration Plan for Supervisors | | Mgmt | | For | | For | | For |
| 11 | | Elect LI Jian as Director | | Mgmt | | For | | For | | For |
| 12 | | Elect SONG Shuguang as Supervisor | | Mgmt | | For | | Against | | Against |
| 13 | | Elect TANG Xinyu as Supervisor | | Mgmt | | For | | For | | For |
| 14 | | Elect LIU Changshun as Director | | Mgmt | | For | | For | | For |
| 15 | | Elect LIU Li as Director | | Mgmt | | For | | For | | For |
Beijing Enterprises Holdings
| | | | | | |
| Ticker | �� | Security ID: | | Meeting Date | | Meeting Status |
| 0392 | | CINS Y07702122 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HOU Zibo | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHOU Si | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LI Fucheng | | Mgmt | | For | | For | | For |
| 8 | | Elect LI Yongcheng | | Mgmt | | For | | For | | For |
| 9 | | Elect LIU Kai | | Mgmt | | For | | For | | For |
| 10 | | Elect E Meng | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Robert A. Theleen | | Mgmt | | For | | Against | | Against |
| 12 | | Elect YU Sun Say | | Mgmt | | For | | For | | For |
| 13 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 17 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Beijing Enterprises Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0392 | | CINS Y07702122 | | 11/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
Beijing Enterprises Water Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 371 | | CINS G0957L109 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHOU Min | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHANG Tiefu | | Mgmt | | For | | For | | For |
| 7 | | Elect QI Xiaohong | | Mgmt | | For | | Against | | Against |
| 8 | | Elect KE Jian | | Mgmt | | For | | Against | | Against |
| 9 | | Elect LI Li | | Mgmt | | For | | For | | For |
| 10 | | Elect Quadrant SHEA Chun Lok | | Mgmt | | For | | For | | For |
| 11 | | Elect ZHANG Gaobo | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Besra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEZ | | CINS 086346103 | | 11/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect David A. Seton | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kevin M. Tomlinson | | Mgmt | | For | | For | | For |
| 5 | | Elect Jon Morda | | Mgmt | | For | | For | | For |
| 6 | | Elect Leslie Robinson | | Mgmt | | For | | Against | | Against |
| 7 | | Change of Continuance | | Mgmt | | For | | Against | | Against |
| 8 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Biostime International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1112 | | CINS G11259101 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Final Dividend | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Special Dividend | | Mgmt | | For | | For | | For |
| 6 | | Elect NGAI Wai-Fung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect TAN Wee Seng | | Mgmt | | For | | For | | For |
| 8 | | Elect XIAO Baichun | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Bloomage BioTechnology Corporation Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 963-HK | | CINS G1179M107 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Elect LIU Aihua and fix remuneration | | Mgmt | | For | | Against | | Against |
| 7 | | Elect WANG Aihua and fix remuneration | | Mgmt | | For | | For | | For |
| 8 | | Elect GUO Jiajun and fix remuneration | | Mgmt | | For | | Against | | Against |
| 9 | | Elect HAI Wen and fix remuneration | | Mgmt | | For | | For | | For |
| 10 | | Elect LI Junhong and fix remuneration | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
BOC Hong Kong (Holdings) Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2388 | | CINS Y0920U103 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect TIAN Guoli | | Mgmt | | For | | For | | For |
| 7 | | Elect HE Guangbei | | Mgmt | | For | | For | | For |
| 8 | | Elect LI Zaohang | | Mgmt | | For | | For | | For |
| 9 | | Elect ZHU Shumin | | Mgmt | | For | | For | | For |
| 10 | | Elect YUE Yi | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Amendments to Articles | | Mgmt | | For | | For | | For |
BOC Hong Kong (Holdings) Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2388 | | CINS Y0920U103 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Continuing Connected Transactions and New Caps | | Mgmt | | For | | For | | For |
Cathay Pacific Airways Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 293 | | CINS Y11757104 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect William E. J. Barrington | | Mgmt | | For | | For | | For |
| 4 | | Elect Ivan CHU Kwok Leung | | Mgmt | | For | | For | | For |
| 5 | | Elect James W.J. Hughes-Hallett | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John R. Slosar | | Mgmt | | For | | For | | For |
| 7 | | Elect Merlin B. Swire | | Mgmt | | For | | Against | | Against |
| 8 | | Elect HOGG Rupert Bruce Grantham Trower | | Mgmt | | For | | For | | For |
| 9 | | Elect SONG Zhiyong | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Final Financial Accounts | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Dividends/Profits | | Mgmt | | For | | For | | For |
| 6 | | Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Elect DONG Shi | | Mgmt | | For | | Against | | Against |
| 9 | | Elect GUO You as Supervisor | | Mgmt | | For | | For | | For |
| 10 | | Plan on Authorisation to the Board of Directors | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 10/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect ZHANG Long | | Mgmt | | For | | For | | For |
| 4 | | Elect ZHANG Yanling | | Mgmt | | For | | For | | For |
| 5 | | Elect GUO Yanpeng | | Mgmt | | For | | For | | For |
China Datang Corporation Renewable Power Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1798 | | CINS Y1456S108 | | 08/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect WANG Yeping | | Mgmt | | For | | For | | For |
| 3 | | Elect WU Jing | | Mgmt | | For | | Against | | Against |
| 4 | | Elect KOU Bingen | | Mgmt | | For | | For | | For |
| 5 | | Elect SU Min | | Mgmt | | For | | Against | | Against |
| 6 | | Elect HU Yongsheng | | Mgmt | | For | | For | | For |
| 7 | | Elect HU Guodong | | Mgmt | | For | | For | | For |
| 8 | | Elect LIU Chaoan | | Mgmt | | For | | For | | For |
| 9 | | Elect MA Zhizhong | | Mgmt | | For | | For | | For |
| 10 | | Elect Raymond LO Mun Lam | | Mgmt | | For | | For | | For |
| 11 | | Elect WANG Guoping | | Mgmt | | For | | For | | For |
| 12 | | Elect ZHANG Xiaochun | | Mgmt | | For | | Against | | Against |
China Medical System Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0867 | | CINS G21108124 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LAM Kong | | Mgmt | | For | | For | | For |
| 6 | | Elect CHEN Hongbing | | Mgmt | | For | | For | | For |
| 7 | | Elect WU Chi Keung | | Mgmt | | For | | Against | | Against |
| 8 | | Elect HUANG Ming | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Merchants Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y14896115 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Annual Report | | Mgmt | | For | | For | | For |
| 6 | | Financial Statements | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect SU Min as Director | | Mgmt | | For | | For | | For |
| 10 | | Elect DONG Xiande as Supervisor | | Mgmt | | For | | For | | For |
| 11 | | Report on Duty Performance of Directors | | Mgmt | | For | | For | | For |
| 12 | | Report on Duty Performance of Supervisors | | Mgmt | | For | | For | | For |
| 13 | | Duty Performance and Cross-evaluation Reports of Independent Directors | | Mgmt | | For | | For | | For |
| 14 | | Duty Performance and Cross-evaluation Reports of External Supervisors | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transaction Report | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 17 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 18 | | Elect LI Jianhong as Director | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 20 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Power International Development Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2380 | | CINS Y1508G102 | | 11/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Director’s Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisor’s Report | | Mgmt | | For | | For | | For |
| 4 | | Financial Report | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Annual Report | | Mgmt | | For | | For | | For |
| 7 | | Authority to Give Guarantees to Subsidiaries | | Mgmt | | For | | For | | For |
| 8 | | Appointment of External Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Internal Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Change of Performance of Undertakings | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
China Resources Power Holdings Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0836 | | CINS Y1503A100 | | 06/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHOU Jun Qing | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHANG Shen Wen | | Mgmt | | For | | For | | For |
| 7 | | Elect WANG Xiao Bin | | Mgmt | | For | | For | | For |
| 8 | | Elect Elsie LEUNG Oi-Sie | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Raymond K.F. Ch’ien | | Mgmt | | For | | Against | | Against |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Sanjiang Fine Chemicals Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2198 | | CINS G21186104 | | 07/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition of Target Company Interests | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Southern Airlines Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1055 | | CINS Y1503W102 | | 12/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect SI Xian Min | | Mgmt | | For | | Against | | Against |
| 3 | | Elect WANG Quan Hua | | Mgmt | | For | | For | | For |
| 4 | | Elect YUAN Xin An | | Mgmt | | For | | For | | For |
| 5 | | Elect YANG Li Hua | | Mgmt | | For | | For | | For |
| 6 | | Elect TAN Wan Geng | | Mgmt | | For | | For | | For |
| 7 | | Elect ZHANG Zi Fang | | Mgmt | | For | | For | | For |
| 8 | | Elect XU Jie Bo | | Mgmt | | For | | For | | For |
| 9 | | Elect LI Shao Bin | | Mgmt | | For | | For | | For |
| 10 | | Elect WEI Jin Cai | | Mgmt | | For | | For | | For |
| 11 | | Elect NING Xiang Dong | | Mgmt | | For | | For | | For |
| 12 | | Elect LIU Chang Le | | Mgmt | | For | | For | | For |
| 13 | | Elect TAN Jin Song | | Mgmt | | For | | For | | For |
| 14 | | Elect PAN Fu | | Mgmt | | For | | For | | For |
| 15 | | Elect LI Jia Shi | | Mgmt | | For | | Against | | Against |
| 16 | | Elect ZHANG Wei | | Mgmt | | For | | Against | | Against |
| 17 | | Financial Services Framework Agreement | | Mgmt | | For | | Against | | Against |
| 18 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
China State Construction International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3311 | | CINS G21677136 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHOU Hancheng | | Mgmt | | For | | For | | For |
| 6 | | Elect HUNG Cheung Shew | | Mgmt | | For | | For | | For |
| 7 | | Elect Raymond HO Chung Tai | | Mgmt | | For | | For | | For |
| 8 | | Elect Adrian D. LI Man Kiu | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
CIMC Enric Holdings Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3899 | | CINS G2198S109 | | 01/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Sales Agreement | | Mgmt | | For | | For | | For |
CIMC Enric Holdings Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3899 | | CINS G2198S109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHAO Qingsheng | | Mgmt | | For | | Against | | Against |
| 6 | | Elect JIN Jianlong | | Mgmt | | For | | Against | | Against |
| 7 | | Elect YU Yuqun | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Citic Securities Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 6030 | | CINS Y1639N117 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 4 | | Issuing Entity, Size of Issuance and Method of Issuance | | Mgmt | | For | | For | | For |
| 5 | | Type of Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 6 | | Term of Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 7 | | Interest Rate of the Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 8 | | Security and Other Arrangements | | Mgmt | | For | | For | | For |
| 9 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 10 | | Issuing Price | | Mgmt | | For | | For | | For |
| 11 | | Targets of Issue and the Placement Arrangements of the RMB Debt Financing | | Mgmt | | For | | For | | For |
| 12 | | Listing of the Debt Financing | | Mgmt | | For | | For | | For |
| 13 | | Safeguard Measures for Debt Repayment of the RMB Debt Financing | | Mgmt | | For | | For | | For |
| 14 | | Validity Period of the Resolutions Passed | | Mgmt | | For | | For | | For |
| 15 | | Authorisation Granted to the Board for the Issuances of the Onshore and Offshore Corporate Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 16 | | Profit Allocation Plan | | Mgmt | | For | | For | | For |
| 17 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 18 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 19 | | Annual Report | | Mgmt | | For | | For | | For |
| 20 | | Investment Amount for Proprietary Business for 2014 | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 22 | | Connected Transactions with the Issuance of Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 23 | | Change and Transfer Formalities of Two Properties | | Mgmt | | For | | For | | For |
| 24 | | Connected Transactions with CITIC Group | | Mgmt | | For | | For | | For |
| 25 | | Connected Transactions with Subsidiaries | | Mgmt | | For | | For | | For |
| 26 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 27 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Cnooc Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0883 | | CUSIP 126132109 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect LI Fanrong | | Mgmt | | For | | For | | For |
| 4 | | Elect WANG Yilin | | Mgmt | | For | | Against | | Against |
| 5 | | Elect LV Bo | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHANG Jianwei | | Mgmt | | For | | For | | For |
| 7 | | Elect Wang Jiaxiang | | Mgmt | | For | | For | | For |
| 8 | | Elect Lawrence J. LAU | | Mgmt | | For | | For | | For |
| 9 | | Elect Kevin G. Lynch | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Consun Pharmaceutical Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1681 | | CINS G2524A103 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect AN Yubao | | Mgmt | | For | | For | | For |
| 5 | | Elect LI Qian | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHU Quan | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter YOUNG Wai Po | | Mgmt | | For | | For | | For |
| 8 | | Elect WANG Shunlong | | Mgmt | | For | | Against | | Against |
| 9 | | Elect SU Yuanfu | | Mgmt | | For | | For | | For |
| 10 | | Elect FENG Zhongshi | | Mgmt | | For | | For | | For |
| 11 | | Elect CHENG Xinxin | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Consun Pharmaceutical Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1681 | | CINS G2524A103 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Equity Grant to AN Yubao | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant to LI Qian | | Mgmt | | For | | For | | For |
CSPC Pharmaceutical Group Limited.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1093 | | CINS Y1837N109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Jinxu | | Mgmt | | For | | For | | For |
| 6 | | Elect FENG Zhenying | | Mgmt | | For | | For | | For |
| 7 | | Elect WANG Zhenguo | | Mgmt | | For | | For | | For |
| 8 | | Elect Carmelo LEE Ka Sze | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Leonard CHAN Siu Keung | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Danhua Chemical Technology Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 600844 | | CINS Y1977Z102 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Internal Control Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Increase of Related Party Transactions | | Mgmt | | For | | For | | For |
Delta Electronics Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2308 | | CINS Y20263102 | | 06/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Non-compete Restrictions for Directors | | Mgmt | | For | | For | | For |
Fosun International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0656 | | CINS Y2618Y108 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LIANG Xinjun | | Mgmt | | For | | Against | | Against |
| 6 | | Elect FAN Wei | | Mgmt | | For | | For | | For |
| 7 | | Elect QIN Xuetang | | Mgmt | | For | | For | | For |
| 8 | | Elect WU Ping | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Grant Share Options | | Mgmt | | For | | Against | | Against |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Annual Report | | Mgmt | | For | | For | | For |
| 6 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 7 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 8 | | Business Strategy for 2014 | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Elect WEI Jian Jun | | Mgmt | | For | | Against | | Against |
| 11 | | Elect LIU Ping Fu | | Mgmt | | For | | For | | For |
| 12 | | Elect WANG Feng Ying | | Mgmt | | For | | For | | For |
| 13 | | Elect HU Ke Gang | | Mgmt | | For | | For | | For |
| 14 | | Elect YANG Zhi Juan | | Mgmt | | For | | For | | For |
| 15 | | Elect HE Ping | | Mgmt | | For | | For | | For |
| 16 | | Elect NIU Jun | | Mgmt | | For | | For | | For |
| 17 | | Elect Stanley WONG Chi Hung | | Mgmt | | For | | For | | For |
| 18 | | Elect LU Chuang | | Mgmt | | For | | For | | For |
| 19 | | Elect LIANG Shang Shang | | Mgmt | | For | | For | | For |
| 20 | | Elect MA Li Hui | | Mgmt | | For | | For | | For |
| 21 | | Elect LUO Jin Li as Supervisor | | Mgmt | | For | | For | | For |
| 22 | | Elect ZONG Yi Xiang as Supervisor | | Mgmt | | For | | For | | For |
| 23 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 24 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 25 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 26 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 27 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 28 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 29 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 30 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 31 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 32 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 33 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 34 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
HSBC Holdings plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HSBA | | CINS G4634U169 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Remuneration Policy (Binding) | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report (Advisory) | | Mgmt | | For | | For | | For |
| 4 | | Maximum Variable Pay Ratio | | Mgmt | | For | | For | | For |
| 5 | | Elect Kathleen Casey | | Mgmt | | For | | For | | For |
| 6 | | Elect Jonathan Evans | | Mgmt | | For | | For | | For |
| 7 | | Elect Marc Moses | | Mgmt | | For | | For | | For |
| 8 | | Elect Jonathan Symonds | | Mgmt | | For | | For | | For |
| 9 | | Elect Safra A. Catz | | Mgmt | | For | | For | | For |
| 10 | | Elect Laura CHA May Lung | | Mgmt | | For | | For | | For |
| 11 | | Elect Marvin CHEUNG Kin Tung | | Mgmt | | For | | For | | For |
| 12 | | Elect Joachim Faber | | Mgmt | | For | | For | | For |
| 13 | | Elect Rona Fairhead | | Mgmt | | For | | For | | For |
| 14 | | Elect Renato Fassbind | | Mgmt | | For | | For | | For |
| 15 | | Elect Douglas J. Flint | | Mgmt | | For | | For | | For |
| 16 | | Elect Stuart T. Gulliver | | Mgmt | | For | | For | | For |
| 17 | | Elect Sam H. Laidlaw | | Mgmt | | For | | For | | For |
| 18 | | Elect John P Lipsky | | Mgmt | | For | | For | | For |
| 19 | | Elect J. Rachel Lomax | | Mgmt | | For | | For | | For |
| 20 | | Elect Iain J. Mackay | | Mgmt | | For | | For | | For |
| 21 | | Elect Sir Simon M. Robertson | | Mgmt | | For | | For | | For |
| 22 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 23 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 24 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 25 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 26 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | For | | For |
| 27 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 28 | | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 29 | | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 30 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Huadian Fuxin Energy Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y3123J107 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Independent Auditor’s Report | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Directors’ and Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Elect FANG Zheng | | Mgmt | | For | | For | | For |
| 11 | | Elect JIANG Bingsi | | Mgmt | | For | | For | | For |
| 12 | | Elect LI Lixin | | Mgmt | | For | | For | | For |
| 13 | | Elect CHEN Bin | | Mgmt | | For | | For | | For |
| 14 | | Elect TAO Yunpeng | | Mgmt | | For | | For | | For |
| 15 | | Elect ZONG Xiaolei | | Mgmt | | For | | Against | | Against |
| 16 | | Elect ZHOU Xiaoqian | | Mgmt | | For | | For | | For |
| 17 | | Elect ZHANG Bai | | Mgmt | | For | | For | | For |
| 18 | | Elect TAO Zhigang | | Mgmt | | For | | For | | For |
| 19 | | Elect LI Changxu as Supervisor | | Mgmt | | For | | For | | For |
| 20 | | Elect WANG Kun as Supervisor | | Mgmt | | For | | For | | For |
| 21 | | Elect XIE Chunwang as Supervisor | | Mgmt | | For | | For | | For |
| 22 | | Elect HU Xiaohong as Supervisor | | Mgmt | | For | | Against | | Against |
| 23 | | Elect YAN Azhang as Supervisor | | Mgmt | | For | | For | | For |
| 24 | | Elect Ding Ruilng as Supervisor | | Mgmt | | For | | For | | For |
| 25 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 26 | | Service Contracts of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 27 | | Purchasing Framework Agreement | | Mgmt | | For | | For | | For |
| 28 | | Deposit Service Agreement | | Mgmt | | For | | For | | For |
| 29 | | Service Framework Agreement | | Mgmt | | For | | For | | For |
| 30 | | Amendment of Articles | | Mgmt | | For | | For | | For |
| 31 | | Authority to Issue Debt Instruments | | Mgmt | | For | | For | | For |
| 32 | | Authority to Issue Domestic and H Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Huaneng Renewables Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0958 | | CINS Y3739S103 | | 04/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | New Deposit and Loan Services Framework Agreement | | Mgmt | | For | | Against | | Against |
Huaneng Renewables Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0958 | | CINS Y3739S103 | | 06/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Short-Term Debentures | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Huaneng Renewables Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0958 | | CINS Y3739S103 | | 12/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Deposit and Loan Services Framework Agreement | | Mgmt | | For | | Against | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Authority to Issue Debt Financing Instruments | | Mgmt | | For | | For | | For |
Hutchison Whampoa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0013 | | CINS Y38024108 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Canning FOK Kin Ning | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Dominic LAI Kai Ming | | Mgmt | | For | | For | | For |
| 7 | | Elect KAM Hing Lam | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William Shurniak | | Mgmt | | For | | For | | For |
| 9 | | Elect WONG Chung Hin | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 15 | | Change in Company Name | | Mgmt | | For | | For | | For |
| 16 | | Amendments to Articles - Change in Company Name | | Mgmt | | For | | For | | For |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS Y3990B112 | | 04/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect ZHANG Hongli | | Mgmt | | For | | For | | For |
| 3 | | 2014 Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS Y3990B112 | | 06/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Elect ZHAO Lin as Supervisor | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Ju Teng International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3336 | | CINS G52105106 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHENG Li Yen | | Mgmt | | For | | For | | For |
| 6 | | Elect LO Jung Te | | Mgmt | | For | | For | | For |
| 7 | | Elect YIP Wai Ming | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchase Shares | | Mgmt | | For | | Against | | Against |
Kalbe Farma
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KLBF | | CINS Y71287208 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors and Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
| 5 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Kingsoft Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3888 | | CINS G5264Y108 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG HongJiang | | Mgmt | | For | | For | | For |
| 6 | | Elect ZOU Tao | | Mgmt | | For | | For | | For |
| 7 | | Elect KAU Pak Kwan | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Lao Feng Xiang Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900905 | | CINS Y1424Z119 | | 06/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 7 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Internal Control Auditor | | Mgmt | | For | | For | | For |
| 9 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 10 | | Elect SHI Lihua | | Mgmt | | For | | For | | For |
| 11 | | Elect ZANG Huiling | | Mgmt | | For | | For | | For |
| 12 | | Elect TANG Yiping | | Mgmt | | For | | For | | For |
| 13 | | Elect HUANG HUA | | Mgmt | | For | | For | | For |
| 14 | | Elect TAO Huazu | | Mgmt | | For | | For | | For |
| 15 | | Elect ZHENG Weimao | | Mgmt | | For | | For | | For |
| 16 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Elect WANG Weimin | | Mgmt | | For | | Against | | Against |
| 18 | | Elect SHI Liang | | Mgmt | | For | | Against | | Against |
| 19 | | Elect ZHU Wei | | Mgmt | | For | | For | | For |
Lijun International Pharmaceutical Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2005 | | CINS G54882132 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect XIE Yunfeng | | Mgmt | | For | | For | | For |
| 5 | | Elect LEUNG Chong Shun | | Mgmt | | For | | Against | | Against |
| 6 | | Elect CHOW Kwok Wai | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Media Nusantara Citra Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNCN | | CINS Y71280104 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors and Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Media Nusantara Citra Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNCN | | CINS Y71280104 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Employee and Management Stock Ownership Program (“EMSOP”) | | Mgmt | | For | | For | | For |
| 2 | | Authority to Issue Shares Under the EMSOP | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
MGM China Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2282 | | CINS G60744102 | | 05/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Pansy Catilina HO Chui King | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Daniel J. D’Arrigo | | Mgmt | | For | | Against | | Against |
| 7 | | Elect William M. Scott IV | | Mgmt | | For | | For | | For |
| 8 | | Elect Patricia LAM Sze Wan | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchase Shares | | Mgmt | | For | | Against | | Against |
Nagacorp Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3918 | | CINS G6382M109 | | 04/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Philip LEE Wai Tuck | | Mgmt | | For | | For | | For |
| 6 | | Elect CHEN Yepern | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michael LAI Kai Jin | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
NetEase.com, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTES | | CUSIP 64110W102 | | 09/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Lei Ding | | Mgmt | | For | | For | | For |
| 2 | | Elect Alice Cheng | | Mgmt | | For | | For | | For |
| 3 | | Elect Denny Lee | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph Tong | | Mgmt | | For | | For | | For |
| 5 | | Elect Lun Feng | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Leung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michael Tong | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
NWS Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 659 | | CINS G66897110 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Revised Annual Cap for the Existing NWD Master Services Agreement | | Mgmt | | For | | For | | For |
| 4 | | New CTF Enterprises Master Services Agreement | | Mgmt | | For | | For | | For |
| 5 | | New NWD Master Services Agreement | | Mgmt | | For | | For | | For |
| 6 | | New DOO Master Services Agreement | | Mgmt | | For | | Against | | Against |
Paradise Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 034230 | | CINS Y6727J100 | | 03/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Elect LEE Hyuk Byung | | Mgmt | | For | | For | | For |
| 3 | | Elect CHOI Jong Hwan | | Mgmt | | For | | For | | For |
| 4 | | Elect CHOI Young Il | | Mgmt | | For | | For | | For |
| 5 | | Election of Corporate Auditor | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Corporate Auditors’ Fees | | Mgmt | | For | | For | | For |
Petrochina Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 857 | | CINS Y6883Q104 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Final Dividends | | Mgmt | | For | | For | | For |
| 8 | | Authority to Declare Interim Dividends | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Elect ZHOU Jiping | | Mgmt | | For | | Against | | Against |
| 11 | | Elect LIAO Yongyuan | | Mgmt | | For | | For | | For |
| 12 | | Elect WANG Dongjin | | Mgmt | | For | | For | | For |
| 13 | | Elect YU Baocai | | Mgmt | | For | | For | | For |
| 14 | | Elect SHEN Diancheng | | Mgmt | | For | | For | | For |
| 15 | | Elect LIU Yuezhen | | Mgmt | | For | | For | | For |
| 16 | | Elect LIU Hongbin | | Mgmt | | For | | For | | For |
| 17 | | Elect CHEN Zhiwu | | Mgmt | | For | | For | | For |
| 18 | | Elect Richard H. Matzke | | Mgmt | | For | | For | | For |
| 19 | | Elect LIN Boqiang | | Mgmt | | For | | For | | For |
| 20 | | Elect WANG Lixin | | Mgmt | | For | | Against | | Against |
| 21 | | Elect GUO Jinping | | Mgmt | | For | | For | | For |
| 22 | | Elect LI Qingyi | | Mgmt | | For | | For | | For |
| 23 | | Elect JIA Yimin | | Mgmt | | For | | Against | | Against |
| 24 | | Elect ZHANG Fengshan | | Mgmt | | For | | For | | For |
| 25 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2318 | | CINS Y69790106 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect CAI Fangfang | | Mgmt | | For | | For | | For |
| 9 | | Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue H Shares w/o Preemptive Rights and Make Amendments to Articles | | Mgmt | | For | | Against | | Against |
Sa Sa International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0178 | | CINS G7814S102 | | 08/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Simon KWOK Siu Ming | | Mgmt | | For | | For | | For |
| 6 | | Elect Eleanor KWOK LAW Kwai Chun | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Guy LOOK | | Mgmt | | For | | For | | For |
| 8 | | Elect Maria TAM Wai Chu | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Marie-Christine LEE Yun Chun | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Amendments to Articles - Adoption of Dual Foreign Name | | Mgmt | | For | | For | | For |
| 16 | | Board Authorization to Adopt Dual Foreign Name | | Mgmt | | For | | For | | For |
Sands China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1928 | | CINS G7800X107 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Rachel CHIANG Yun | | Mgmt | | For | | For | | For |
| 6 | | Elect Iain F. Bruce | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Charles Daniel Forman | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Glen Goldstein | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Sands China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1928 | | CINS G7800X107 | | 07/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS Y7687D109 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Performance Measures for Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Approval of Entrusted Loans | | Mgmt | | For | | For | | For |
| 12 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 13 | | Approval of Line of Credit | | Mgmt | | For | | For | | For |
| 14 | | Approval to Dispose Listed Shares and Securities | | Mgmt | | For | | For | | For |
| 15 | | Merger/Acquisition | | Mgmt | | For | | Against | | Against |
| 16 | | Elect John MA Changzheng | | Mgmt | | For | | For | | For |
| 17 | | Elect GUAN Yimin as Supervisor | | Mgmt | | For | | For | | For |
| 18 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shenzhen Investment Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 604 | | CINS Y7743P120 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Agricultural Land Entrustment Agreement | | Mgmt | | For | | For | | For |
| 5 | | Nongke Flora Market Entrustment Agreement | | Mgmt | | For | | For | | For |
| 6 | | Elect GAO Shengyuan | | Mgmt | | For | | For | | For |
| 7 | | Elect David WONG Yau Kar | | Mgmt | | For | | For | | For |
Shenzhen Investment Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 604 | | CINS Y7743P120 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect LU Hua | | Mgmt | | For | | For | | For |
| 7 | | Elect MOU Yong | | Mgmt | | For | | For | | For |
| 8 | | Elect HUANG Yige | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Refreshment of Share Option Scheme | | Mgmt | | For | | Against | | Against |
Sino Biopharmaceutical Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1177 | | CINS G8167W138 | | 05/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG Baowen | | Mgmt | | For | | For | | For |
| 6 | | Elect TAO Huiqi | | Mgmt | | For | | For | | For |
| 7 | | Elect HE Huiyu | | Mgmt | | For | | For | | For |
| 8 | | Elect LI Dakui | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Sinopharm Group Co. Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1099 | | CINS Y8008N107 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Domestic Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of International Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Give Guarantees | | Mgmt | | For | | Abstain | | Against |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sitc International Holdings Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1308 | | CINS G8187G105 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect YANG Shaopeng | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Xue Peng | | Mgmt | | For | | For | | For |
| 7 | | Elect Tsui Yung Kwok | | Mgmt | | For | | For | | For |
| 8 | | Elect YEUNG Kwok On | | Mgmt | | For | | For | | For |
| 9 | | Elect William Lo Wing Yan | | Mgmt | | For | | Against | | Against |
| 10 | | Elect NGAI Wai-Fung | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Taiwan Semiconductor Manufacturing Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2330 | | CUSIP 874039100 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Procedural Rules | | Mgmt | | For | | For | | For |
TCL Multimedia Technology Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1070 | | CINS G8701T138 | | 08/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Pro Rata Spin-off | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Special Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect YAN Xiaolin | | Mgmt | | For | | For | | For |
Techtronic Industries Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 669 | | CINS Y8563B159 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Horst J. Pudwill | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph Galli Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Manfred Kuhlmann | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter D. Sullivan | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | For | | For |
Tencent Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 700 | | CINS G87572148 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Martin LAU Chi Ping | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles St Leger Searle | | Mgmt | | For | | Against | | Against |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 12 | | Stock Split | | Mgmt | | For | | For | | For |
| 13 | | Adopt The Riot Games Option Scheme | | Mgmt | | For | | Against | | Against |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Tianjin Development Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0882 | | CINS Y8822M103 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect WU Xuemin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHANG Wenli | | Mgmt | | For | | Against | | Against |
| 7 | | Elect CUI Di | | Mgmt | | For | | For | | For |
| 8 | | Elect HAO Feifei | | Mgmt | | For | | For | | For |
| 9 | | Elect Edward CHEUNG Wing Yui | | Mgmt | | For | | Against | | Against |
| 10 | | Elect CHENG Hon Kwan | | Mgmt | | For | | For | | For |
| 11 | | Elect Estella NG Yi Kum | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 17 | | Authority to Grant Options under Share Option Scheme | | Mgmt | | For | | Against | | Against |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Tianjin Development Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0882 | | CINS Y8822M103 | | 06/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Disposal of Interest in Dynasty Fine Wines | | Mgmt | | For | | For | | For |
Tong Ren Tang Technologies Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1666 | | CINS Y8884M108 | | 12/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Distribution Framework Agreement | | Mgmt | | For | | For | | For |
| 4 | | Master Procurement Agreement | | Mgmt | | For | | For | | For |
Universal Robina Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URC | | CINS Y9297P100 | | 05/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Proof of Notice and Determination of Quorum | | Mgmt | | For | | For | | For |
| 3 | | Approve Minutes | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 6 | | Elect John L. Gokongwei, Jr. | | Mgmt | | For | | Against | | Against |
| 7 | | Elect James L. Go | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Lance Y. Gokongwei | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Patrick Henry C. Go | | Mgmt | | For | | For | | For |
| 10 | | Elect Frederick D. Go | | Mgmt | | For | | For | | For |
| 11 | | Elect Johnson Robert G. Go, Jr. | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Robert G. Coyiuto, Jr. | | Mgmt | | For | | For | | For |
| 13 | | Elect Wilfrido E. Sanchez | | Mgmt | | For | | For | | For |
| 14 | | Elect Pascual S. Guerzon | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 17 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 18 | | ADJOURNMENT | | Mgmt | | For | | For | | For |
Woulfe Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 03/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Preferred Shares | | Mgmt | | For | | Against | | Against |
| 3 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Woulfe Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 11/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 4 | | Elect David Constable | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ned Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Benjamin Yi | | Mgmt | | For | | For | | For |
| 7 | | Elect Michel Gaucher | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael B. Skead | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Emerging Europe Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
AK Alrosa OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALRS | | CINS X0085A109 | | 12/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Early Termination of Board Powers | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect Fyodor B. Andreev | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Elect Sergey V. Barsukov | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Pavel A. Borodin | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Mikhail L. Bruk | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Yuri M. Voitsekhovskiy | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Ivan K. Demyanov | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Elect Sergey Dubinin | | Mgmt | | N/A | | Abstain | | N/A |
| 11 | | Elect Dmitry P. Zakharov | | Mgmt | | N/A | | Abstain | | N/A |
| 12 | | Elect Vitaliy V. Kalashnikov | | Mgmt | | N/A | | Abstain | | N/A |
| 13 | | Elect Igor I. Kozlov | | Mgmt | | N/A | | Abstain | | N/A |
| 14 | | Elect Valentina I. Kondratyeva | | Mgmt | | N/A | | Abstain | | N/A |
| 15 | | Elect Nadezhda E. Kononova | | Mgmt | | N/A | | Abstain | | N/A |
| 16 | | Elect Vasily I. Lukyantsev | | Mgmt | | N/A | | Abstain | | N/A |
| 17 | | Elect Sergei V. Mestnikov | | Mgmt | | N/A | | Abstain | | N/A |
| 18 | | Elect Denis S. Morozov | | Mgmt | | N/A | | Abstain | | N/A |
| 19 | | Elect Nina A. Osipova | | Mgmt | | N/A | | Abstain | | N/A |
| 20 | | Elect Oleg R. Fyodorov | | Mgmt | | N/A | | Abstain | | N/A |
| 21 | | Elect Aleksander N. Shokhin | | Mgmt | | N/A | | For | | N/A |
| 22 | | Elect Ilya A. Yuzhanov | | Mgmt | | N/A | | Abstain | | N/A |
| 23 | | Amendments to Regulations on Remuneration of the Supervisory Board | | Mgmt | | For | | Against | | Against |
Alpha Bank A.E.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALPHA | | CINS X1687N119 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports; Allocation of Profits | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Directors’ and Auditors’ Acts | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Announcement of Board Appointments | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors; Election of Audit Committee Members; Designation of Independent Candidates | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares and/or Convertible Bonds w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 9 | | Board Transactions | | Mgmt | | For | | For | | For |
Bank Polska Kasa Opieki S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PEO | | CINS X0641X106 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Presentaton of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 13 | | Management Board Report | | Mgmt | | For | | For | | For |
| 14 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 15 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 16 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 18 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 19 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 20 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 21 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Bank Zachodni WBK
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS X0646L107 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 7 | | Incentive Scheme V | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Bank Zachodni WBK SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BZW | | CINS X0646L107 | | 04/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports; Management Board Report (Bank Zachodni WBK S.A.) | | Mgmt | | For | | For | | For |
| 7 | | Consolidated Accounts and Reports; Management Board Report (BZ WBK Group) | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Board Acts (Bank Zachodni WBK S.A.) | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts (Kredyt Bank S.A.) | | Mgmt | | For | | For | | For |
| 11 | | Supervisory Board Reports (Bank Zachodni WBK S.A. & BZ WBK Group) | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Supervisory Board Acts (Bank Zachodni WBK S.A.) | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Supervisory Board Acts (Kredyt Bank S.A.) | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles of Association | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares without Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Remuneration of Management Board | | Mgmt | | For | | For | | For |
| 17 | | Election of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 18 | | Election of Supervisory Board Chairman | | Mgmt | | For | | Abstain | | Against |
| 19 | | Supervisory Board Fees | | Mgmt | | For | | Abstain | | Against |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Bayerische Motoren Werke AG (BMW)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BMW | | CINS D12096109 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Germany | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Elect Franz Markus Haniel | | Mgmt | | For | | For | | For |
| 10 | | Elect Susanne Klatten | | Mgmt | | For | | For | | For |
| 11 | | Elect Robert W. Lane | | Mgmt | | For | | For | | For |
| 12 | | Elect Wolfgang Mayrhuber | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Stefan Quandt | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares for Employee Share Scheme | | Mgmt | | For | | For | | For |
| 15 | | Increase in Authorized Capital for Employee Share Scheme | | Mgmt | | For | | For | | For |
| 16 | | Compensation Policy | | Mgmt | | For | | Against | | Against |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric Brown | | Mgmt | | For | | For | | For |
| 7 | | Elect Wesley K. Clark | | Mgmt | | For | | For | | For |
| 8 | �� | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Elect Leslie O’Connor | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 07/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eric Brown | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Wesley K. Clark | | Mgmt | | For | | For | | For |
| 8 | | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles Regarding Notice-and-Access | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAACEZ | | CINS X2337V121 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Opening of Meeting; Election of General Meeting Officials | | Mgmt | | For | | For | | For |
| 2 | | Board of Director’s Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisory Board’s Report | | Mgmt | | For | | For | | For |
| 4 | | Audit Committee’s Report | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amend Company Purpose | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 11 | | Election of Supervisory Board Members | | Mgmt | | For | | For | | For |
| 12 | | Election of Audit Committee Members | | Mgmt | | For | | Abstain | | Against |
| 13 | | Agreements on Performance of Supervisory Board Members | | Mgmt | | For | | For | | For |
| 14 | | Agreements on Performance of Audit Committee Members | | Mgmt | | For | | For | | For |
| 15 | | Closing of Meeting | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Cyfrowy Polsat SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CPS | | CINS X1809Y100 | | 01/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 8 | | Suppression of Preemptive Rights for Shares | | Mgmt | | For | | Against | | Against |
| 9 | | Issuance of Warrants w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Suppression of Preemptive Rights for Warrants | | Mgmt | | For | | Against | | Against |
| 11 | | Authorization of Legal Formalities | | Mgmt | | For | | Against | | Against |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
DNO International ASA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNO | | CINS R6007G105 | | 06/05/2014 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Norway | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | TNA | | N/A |
| 6 | | Agenda | | Mgmt | | For | | TNA | | N/A |
| 7 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 8 | | Nomination Committee | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ and Committees’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Nomination Committee Fees | | Mgmt | | For | | TNA | | N/A |
| 11 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | TNA | | N/A |
| 12 | | Compensation Guidelines | | Mgmt | | For | | TNA | | N/A |
| 13 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | TNA | | N/A |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | TNA | | N/A |
| 15 | | Authority to Issue Convertible Bonds | | Mgmt | | For | | TNA | | N/A |
| 16 | | Amendments to Articles Regarding Company Name | | Mgmt | | For | | TNA | | N/A |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Dogus Otomotiv Servis ve Ticaret A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DOAS | | CINS M28191100 | | 03/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 9 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 11 | | Presentation of Charitable Donations | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Presentation of Guarantees | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 15 | | Wishes | | Mgmt | | For | | For | | For |
EastCoal Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ECX | | CINS 276165107 | | 07/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Byrne | | Mgmt | | For | | For | | For |
| 3 | | Elect Gregory Cameron | | Mgmt | | For | | For | | For |
| 4 | | Elect John Conlon | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Frank Moxon | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Energa
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ENG | | CINS X22336105 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Management Board Report | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 13 | | Supervisory Board Size | | Mgmt | | For | | Abstain | | Against |
| 14 | | Election of Supervisory Board Members | | Mgmt | | For | | Abstain | | Against |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
ENERGA S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ENG | | CINS X22336105 | | 02/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Acquisition of Fixed Assets | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Enka Insaat Ve Sanayi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ENKAI | | CINS M4055T108 | | 03/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Presentation of Auditor’s Report | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Charitable Donations | | Mgmt | | For | | For | | For |
| 7 | | Accounts | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 9 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 10 | | Election of Directors | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 13 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 14 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 15 | | Revised Charitable Donations Policy | | Mgmt | | For | | For | | For |
| 16 | | Presentation of the Report on Guarantees | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 18 | | Wishes | | Mgmt | | For | | For | | For |
Enka Insaat Ve Sanayi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ENKAI | | CINS M4055T108 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Authority to Make Advance Payments of Dividends | | Mgmt | | For | | Abstain | | Against |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 6 | | Wishes | | Mgmt | | For | | For | | For |
Eregli Demir ve Celik Fabrikalari T.A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EREGL | | CINS M40710101 | | 10/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Minutes | | Mgmt | | For | | For | | For |
| 5 | | Interim Dividends | | Mgmt | | For | | For | | For |
| 6 | | Limit on Charitable Donations | | Mgmt | | For | | For | | For |
| 7 | | Wishes | | Mgmt | | For | | For | | For |
Eregli Demir ve Çelik Fabrikalari T.A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EREGL | | CINS M40710101 | | 03/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Minutes | | Mgmt | | For | | For | | For |
| 5 | | Report of the Board | | Mgmt | | For | | For | | For |
| 6 | | Report of the Auditors | | Mgmt | | For | | For | | For |
| 7 | | Accounts | | Mgmt | | For | | For | | For |
| 8 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | Abstain | | Against |
| 9 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Dividend Policy | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 13 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 15 | | Report on Commercial Transactions with Company | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 17 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 18 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 19 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Charitable Donations Policy | | Mgmt | | For | | For | | For |
| 21 | | Report on Charitable Donations | | Mgmt | | For | | For | | For |
| 22 | | Limit on Charitable Donations | | Mgmt | | For | | For | | For |
| 23 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 24 | | Report on Disclosure Policy | | Mgmt | | For | | For | | For |
| 25 | | Wishes | | Mgmt | | For | | For | | For |
Erste Group Bank AG
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EBS | | CINS A19494102 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Austria | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Supervisory Board Members’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Election of Supervisory Board; Supervisory Board Size | | Mgmt | | For | | For | | For |
| 9 | | Elect Bettina Breiteneder | | Mgmt | | For | | For | | For |
| 10 | | Elect Jan Homan | | Mgmt | | For | | For | | For |
| 11 | | Elect Juan Maria Nin Genova | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Friedrich Rodler | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Elisabeth Bleykeben-Koren | | Mgmt | | For | | For | | For |
| 14 | | Elect Gunter Griss | | Mgmt | | For | | For | | For |
| 15 | | Elect Elisabeth Krainer Senger-Weiss | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Eurasia Drilling Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDCL | | CINS 29843U202 | | 09/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect W. Richard Anderson | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Rene Huck | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Richard H. Matzke | | Mgmt | | For | | For | | For |
| 4 | | Elect Igor Belikov | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward J. DiPaolo | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Ferrexpo Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FXPO | | CINS G3435Y107 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Remuneration Report (Advisory) | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Policy (Binding) | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Abrahams | | Mgmt | | For | | For | | For |
| 8 | | Elect Oliver Baring | | Mgmt | | For | | For | | For |
| 9 | | Elect Raffaele Genovese | | Mgmt | | For | | For | | For |
| 10 | | Elect Wolfram Kuoni | �� | Mgmt | | For | | For | | For |
| 11 | | Elect Christopher Mawe | | Mgmt | | For | | For | | For |
| 12 | | Elect Ihor Mitiukov | | Mgmt | | For | | For | | For |
| 13 | | Elect Mike Salamon | | Mgmt | | For | | For | | For |
| 14 | | Elect Kostyantin Zhevago | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Folli Follie Group S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FFGRP | | CINS X1890Z115 | | 06/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Directors’ and Auditor’s Acts | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 6 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 7 | | Board Transactions | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Convertible Debt Instruments | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | Abstain | | Against |
| 10 | | Capitalization of Reserves | | Mgmt | | For | | Abstain | | Against |
| 11 | | Capital Repayment | | Mgmt | | For | | Abstain | | Against |
| 12 | | Change Company Name | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 14 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Fondul Proprietatea S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FP | | CINS X3072C104 | | 02/03/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Romania | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Ratification of Extraordinary Resolutions Approved Since September 6, 2010 | | Mgmt | | For | | For | | For |
| 11 | | Approval of Registration Date | | Mgmt | | For | | For | | For |
| 12 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Fondul Proprietatea S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FP | | CINS X3072C104 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Romania | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Article 19 | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Amendments to Article 34 | | Mgmt | | For | | For | | For |
| 9 | | Approval of Extension for Secondary Listing on the LSE | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Approval of Investment Policy Statement | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 17 | | Ratification of Resolutions | | Mgmt | | For | | For | | For |
| 18 | | Approval of Registration Date | | Mgmt | | For | | For | | For |
| 19 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
Fondul Proprietatea S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FP | | CINS X3072C104 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Romania | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Approval of Execution of Investment Management Agreement | | Mgmt | | For | | For | | For |
| 6 | | Renewal of Mandate of Franklin Templeton Investment Management | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Approval of the 2014 Budget | | Mgmt | | For | | For | | For |
| 10 | | Modification to Auditor’s Contract | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Resolutions | | Mgmt | | For | | For | | For |
| 12 | | Approval of Registration Date | | Mgmt | | For | | For | | For |
| 13 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Fondul Proprietatea S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FP | | CINS X3072C104 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Romania | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Article 12 | | Mgmt | | Against | | For | | Against |
| 7 | | Amendments to Article 14 | | Mgmt | | Against | | For | | Against |
| 8 | | Amendments to Article 14 | | Mgmt | | Against | | For | | Against |
| 9 | | Amendments to Article 17 | | Mgmt | | Against | | For | | Against |
| 10 | | Amendments to Article 19 | | Mgmt | | Against | | For | | Against |
| 11 | | Amendments to Article 21 | | Mgmt | | Against | | For | | Against |
| 12 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Capital Repayment | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Approval of Investment Policy Statement | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 19 | | Ratification of Extraordinary Resolutions Approved Since September 6, 2010 | | Mgmt | | For | | For | | For |
| 20 | | Approval of registration date | | Mgmt | | Against | | Against | | For |
| 21 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
| 22 | | SHP Regarding Amendments to Articles | | ShrHoldr | | Against | | For | | Against |
| 23 | | Approval of registration date | | Mgmt | | For | | For | | For |
| 24 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Fondul Proprietatea S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FP | | CINS X3072C104 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Romania | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Amendment to Point 6.1 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 7 | | Amendment to Point 9 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 8 | | Amendment to Point 9.2 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 9 | | Amendment to Point 9.2 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 10 | | Amendment to Point 9.2 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 11 | | Amendment to Point 19.5 of the Investment Management Agreement | | Mgmt | | Against | | For | | Against |
| 12 | | Approval of 2014 Revenue and Expense Budget | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Sole Administrator and Fund Manager | | Mgmt | | For | | Against | | Against |
| 15 | | Approval of Investment Management Agreement | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Replacement Administrator and Fund Manager | | Mgmt | | Against | | For | | Against |
| 17 | | Ratification of Ordinary Resolutions Approved Since September 6, 2010 | | Mgmt | | For | | For | | For |
| 18 | | Approval of Registration Date | | Mgmt | | For | | For | | For |
| 19 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
| 20 | | SHP Regarding Company Management | | ShrHoldr | | Against | | Against | | For |
| 21 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 22 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Genel Energy Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GENL | | CINS G3791G104 | | 04/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Remuneration Report (Binding) | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report (Advisory) | | Mgmt | | For | | For | | For |
| 4 | | Elect Rodney F. Chase | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony B. Hayward | | Mgmt | | For | | For | | For |
| 6 | | Elect Julian Metherell | | Mgmt | | For | | For | | For |
| 7 | | Elect Sir Graham Hearne | | Mgmt | | For | | For | | For |
| 8 | | Elect James William Leng | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Mehmet Ogutcu | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Parris | | Mgmt | | For | | Against | | Against |
| 11 | | Elect George Rose | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Nathaniel P. Rothschild | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Chakib Sbiti | | Mgmt | | For | | For | | For |
| 14 | | Elect Gulsun Nazli Karamehmet Williams | | Mgmt | | For | | For | | For |
| 15 | | Elect Murat Yazici | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | Against | | Against |
| 17 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | Against | | Against |
| 18 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 19 | | Restricted Share Plan | | Mgmt | | For | | For | | For |
| 20 | | Waiver of Mandatory Takeover Requirement | | Mgmt | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 22 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
| 23 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Haci Omer Sabanci Holding A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SAHOL | | CINS M8223R100 | | 03/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Presentation of Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Auditors Report | | Mgmt | | For | | For | | For |
| 6 | | Report on Charitable Donations | | Mgmt | | For | | For | | For |
| 7 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 8 | | Accounts | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Directors Fees | | Mgmt | | For | | Abstain | | Against |
| 12 | | Limit on Charitable Donations | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
Integer. Pl S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS X3959Z101 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Voting Method | | Mgmt | | For | | For | | For |
| 4 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 5 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 6 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 7 | | Agenda | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 10 | | Management Board Report | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 13 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 14 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 19 | | Approval of Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Kcell AO (Kcell OJSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KCEL | | CUSIP 48668G106 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Presiding Chairman; Voting Method | | Mgmt | | For | | For | | For |
| 2 | | Agenda | | Mgmt | | For | | For | | For |
| 3 | | Size and Tenure of Counting Commission; Election of Counting Commission | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Directors; Determination of Term and Fees | | Mgmt | | For | | Abstain | | Against |
| 8 | | Presentation of Information on Shareholder Appeals | | Mgmt | | For | | For | | For |
| 9 | | Remuneration of Board of Directors and Management Board | | Mgmt | | For | | Abstain | | Against |
Kcell AO (Kcell OJSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KCEL | | CINS 48668G205 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Kazakhstan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman; Voting Method | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Size and Tenure of Counting Commission; Election of Counting Commission | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 9 | | Election of Directors; Determination of Term and Fees | | Mgmt | | For | | Abstain | | Against |
| 10 | | Presentation of Information on Shareholder Appeals | | Mgmt | | For | | For | | For |
| 11 | | Remuneration of Board of Directors and Management Board | | Mgmt | | For | | Abstain | | Against |
Kernel Holding SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Presentation of Board and Auditor Reports | | Mgmt | | For | | For | | For |
| 2 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrzej Danilczuk, Ton Schurink and Sergei Shibaev as Independent Directors | | Mgmt | | For | | For | | For |
| 7 | | Elect Anastasia Usachova and Viktoriia Lukyanenko as Executive Directors | | Mgmt | | For | | Against | | Against |
| 8 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Executive Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor’s Acts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Komercni Banka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAAKOMB | | CINS X45471111 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Komercni Banka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAAKOMB | | CINS X45471111 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of Management Board | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Approval of Contracts of Service of Supervisory Board’s Members | | Mgmt | | For | | For | | For |
| 12 | | Approval of Contracts of Service of Audit Committee’s Members | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
Koza Altin Isletmeleri AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KOZAL.E | | CINS M6372R103 | | 03/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board | | Mgmt | | For | | For | | For |
| 5 | | Reports of the Independent Auditor | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Election of Directors | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Compensation Policy | | Mgmt | | For | | For | | For |
| 12 | | Directors Fees’ | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Presentation of Disclosure Policy | | Mgmt | | For | | For | | For |
| 15 | | Presentation of Guarantees | | Mgmt | | For | | For | | For |
| 16 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 18 | | Wishes | | Mgmt | | For | | For | | For |
Lubelski Wegiel Bogdanka SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LWB | | CINS X5152C102 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 10 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 11 | | Management Board Report | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 13 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 15 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 18 | | Record Date; Dividend Payment Date | | Mgmt | | For | | For | | For |
| 19 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CUSIP 677862104 | | 09/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Board Regulations | | Mgmt | | For | | For | | For |
Magnit OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MGNT | | CINS X51729105 | | 09/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Related Party Transactions | | Mgmt | | For | | Abstain | | Against |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CUSIP 607409109 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3.1 | | Elect Anton Abugov | | Mgmt | | For | | Withhold | | Against |
| 3.2 | | Elect Alexander Gorbunov | | Mgmt | | For | | Withhold | | Against |
| 3.3 | | Elect Sergey Drozdov | | Mgmt | | For | | Withhold | | Against |
| 3.4 | | Elect Andrey Dubovskov | | Mgmt | | For | | Withhold | | Against |
| 3.5 | | Elect Ron Sommer | | Mgmt | | For | | Withhold | | Against |
| 3.6 | | Elect Michel Combes | | Mgmt | | For | | For | | For |
| 3.7 | | Elect Stanley Miller | | Mgmt | | For | | For | | For |
| 3.8 | | Elect Vsevolod Rosanov | | Mgmt | | For | | Withhold | | Against |
| 3.9 | | Elect Thomas Holtrop | | Mgmt | | For | | For | | For |
| 4 | | Elect Irina Borisenkova | | Mgmt | | For | | For | | For |
| 5 | | Elect Natalia Demeshkina | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Maxim Mamonov | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrey Tverdohleb | | Mgmt | | For | | Abstain | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Mergers by Absorption | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Charter | | Mgmt | | For | | For | | For |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CINS X5430T109 | | 09/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 2 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 04/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Andrey Igorevich Akimov | | Mgmt | | For | | Abstain | | Against |
| 4 | | Elect Burckhard Bergmann | | Mgmt | | For | | For | | For |
| 5 | | Elect Ives Louis Darricarrere | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Vladimir A. Dmitriev | | Mgmt | | For | | For | | For |
| 7 | | Elect Leonid V. Mikhelson | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Alexander Y. Natalenko | | Mgmt | | For | | For | | For |
| 9 | | Elect Viktor P. Orlov | | Mgmt | | For | | For | | For |
| 10 | | Elect Gennady Timchenko | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Andrey V. Sharonov | | Mgmt | | For | | For | | For |
| 12 | | Elect Olga V. Belyaeva | | Mgmt | | For | | For | | For |
| 13 | | Elect Maria A. Panasenko | | Mgmt | | For | | For | | For |
| 14 | | Elect Igor A Ryaskov | | Mgmt | | For | | For | | For |
| 15 | | Elect Nikolay Shulikin | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 18 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 20 | | Amendments to Regulations on General Meetings of Shareholders | | Mgmt | | For | | For | | For |
| 21 | | Amendments to Regulations on Board of Directors | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 10/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 06/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect Sergey V. Barbashev | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Alexey V. Bashkirov | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Sergey B. Bratukhin | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Andrey E. Bougrov | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Marianna A. Zakharova | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Egor M. Ivanov | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Stalbek S. Mishakov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Ardavan Moshiri | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Gareth Penny | | Mgmt | | For | | For | | For |
| 15 | | Elect Cornelis Johannes Gerhard Prinsloo | | Mgmt | | For | | For | | For |
| 16 | | Elect Sergey V. Skvortsov | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Maxim M. Sokov | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Vladislav A. Soloviev | | Mgmt | | For | | Abstain | | Against |
| 19 | | Elect Robert W. Edwards | | Mgmt | | For | | For | | For |
| 20 | | Elect Ekaterina Voziyanova | | Mgmt | | For | | For | | For |
| 21 | | Elect Anna Masalova | | Mgmt | | For | | For | | For |
| 22 | | Elect Georgiy Svanidze | | Mgmt | | For | | For | | For |
| 23 | | Elect Vladimir Shilkov | | Mgmt | | For | | For | | For |
| 24 | | Elect Elena Yanevich | | Mgmt | | For | | For | | For |
| 25 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 26 | | Appointment of Auditor (Consolidated Financial Statements) | | Mgmt | | For | | For | | For |
| 27 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 28 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 29 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions (D&O Insurance) | | Mgmt | | For | | For | | For |
| 31 | | Adoption of New Articles | | Mgmt | | For | | Abstain | | Against |
| 32 | | Adoption of New Regulations on General Meeting of Shareholders | | Mgmt | | For | | Abstain | | Against |
| 33 | | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions with Arkhangelsk Commercial Seaport JSC | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions with Taymyr Fuel Company JSC | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions with NTEK JSC | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions with Polar Construction Company LLC | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions with Polar Construction Company LLC | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions with Norilskgazprom JSC | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions with Norilskgazprom JSC | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions with Norilsk Industrial Transport LLC | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions with Norilsk Industrial Transport LLC | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions with Taymyr Fuel Company CJSC | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions with Taymyr Fuel Company CJSC | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions with NTEK JSC | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions with Taimyrgas JSC | | Mgmt | | For | | For | | For |
| 53 | | Related Party Transactions with Taimyrgas JSC | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions with Norilskgazprom JSC | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions with Polar Construction Company LLC | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 56 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions with Gipronickel Institute LLC | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions with Polar Construction Company LLC | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions with Polar Construction Company LLC | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions with Norilsknickelremont LLC | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions with Polar Contraction Company LLC | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions with Taimyr Fuel Company CJSC | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 80 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 81 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 82 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 83 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 84 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 85 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 86 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 87 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 88 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 89 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 90 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 91 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 92 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 93 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 94 | | Related Party Transactions with Sberbank of Russia JSC | | Mgmt | | For | | For | | For |
| 95 | | Related Party Transactions with Sberbank | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CUSIP 46626D108 | | 12/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 53 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 56 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 80 | | Related Party Transactions | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 12/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 53 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 56 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 80 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 81 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orange Polska SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TPS | | CINS X5984X100 | | 04/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Management Board Report (Orange Polska S.A.) | | Mgmt | | For | | For | | For |
| 11 | | Accounts and Reports (Orange Polska S.A.) | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends (Orange Polska S.A.) | | Mgmt | | For | | For | | For |
| 13 | | Management Board Report (Capital Group Orange Polska S.A.) | | Mgmt | | For | | For | | For |
| 14 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Supervisory and Management Board Acts (Orange Polska S.A.) | | Mgmt | | For | | For | | For |
| 16 | | Management Board Report (Polska Telefonia Komorkowa Centertel) | | Mgmt | | For | | For | | For |
| 17 | | Accounts and Reports (Polska Telefonia Komorkowa Centertel) | | Mgmt | | For | | For | | For |
| 18 | | Allocation of Profits/Dividends (Polska Telefonia Komorkowa Centertel) | | Mgmt | | For | | For | | For |
| 19 | | Ratification of Management Board Acts (Polska Telefonia Komorkowa Centertel) | | Mgmt | | For | | For | | For |
| 20 | | Management Board Report (Orange Polska sp. z o.o.) | | Mgmt | | For | | For | | For |
| 21 | | Accounts and Reports (Orange Polska sp. z o.o.) | | Mgmt | | For | | For | | For |
| 22 | | Allocation of Loss (Orange Polska sp. z o.o.) | | Mgmt | | For | | For | | For |
| 23 | | Ratification of Management Board Acts (Orange Polska sp. z o.o.) | | Mgmt | | For | | For | | For |
| 24 | | Election of Supervisory Board Members | | Mgmt | | For | | Abstain | | Against |
| 25 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 26 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Rhodes | | Mgmt | | For | | For | | For |
| 9 | | Joint Share Ownership Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
OTE Hellenic Telecommunications Organization S.A
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HTO | | CINS X3258B102 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Reduction of Directors and Executives Remuneration | | Mgmt | | For | | For | | For |
| 5 | | Announcements | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
OTE Hellenic Telecommunications Organization S.A
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HTO | | CINS X3258B102 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | �� | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports; Allocation of Profits | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Directors’ and Auditor’s Acts | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 6 | | D&O insurance Policy | | Mgmt | | For | | For | | For |
| 7 | | Announcements | | Mgmt | | For | | For | | For |
OTP Bank NyRt
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OTP | | CINS X60746181 | | 04/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hungary | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Corporate Governance Report | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Management Acts | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Approve the Operation of the Company in Accordance with New Civil Code | | Mgmt | | For | | For | | For |
| 10 | | Approve Amended Articles of Association in Accordance with New Civil Code | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Elect Tibor Tolnay to the Supervisory Board | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Gabor Horvath to the Supervisory Board | | Mgmt | | For | | Against | | Against |
| 14 | | Elect Antal Kovacs to the Supervisory Board | | Mgmt | | For | | Against | | Against |
| 15 | | Elect Andras Michnai to the Supervisory Board | | Mgmt | | For | | For | | For |
| 16 | | Elect Dominique Uzel to the Supervisory Board | | Mgmt | | For | | For | | For |
| 17 | | Elect Marton Gellert Vagi to the Supervisory Board | | Mgmt | | For | | For | | For |
| 18 | | Elect Tibor Tolnay to the Audit Committee | | Mgmt | | For | | Against | | Against |
| 19 | | Elect Gabor Horvath to the Audit Committee | | Mgmt | | For | | Against | | Against |
| 20 | | Elect Dominique Uzel to the Audit Committee | | Mgmt | | For | | For | | For |
| 21 | | Elect Marton Gellert Vagi to the Audit Committee | | Mgmt | | For | | For | | For |
| 22 | | Remuneration Guidelines | | Mgmt | | For | | For | | For |
| 23 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 24 | | Authority to Repurchase Shares | | Mgmt | | For | | Against | | Against |
| 25 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pegas Nonwovens SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAAPEGAS | | CINS L7576N105 | | 06/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 2 | | Presentation of Board and Auditor Reports | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board and Auditor Acts | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Non-Executive Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Executive Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Incentive Scheme 2014-2016 | | Mgmt | | For | | Against | | Against |
| 11 | | Conversion of Phantom Options Granted Under the Phantom Option Scheme 2010-2013 into Warrants | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Warrants under the Incentive Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Increase Share Capital; Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Authority to Suppress Pre-Emptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Petromanas Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMI | | CINS 71672A105 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Verne Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect General Wesley Clark | | Mgmt | | For | | For | | For |
| 5 | | Elect Frank Giustra | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerard Protti | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey J. Scott | | Mgmt | | For | | For | | For |
| 9 | | Elect Glenn A. McNamara | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Philip Morris C.R., a.s.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAATABAK | | CINS X6547B106 | | 04/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Meeting Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Voting Rules | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Report of the Board of Directors | | Mgmt | | For | | For | | For |
| 8 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Andras Tovisi | | Mgmt | | For | | For | | For |
| 13 | | Elect Andres Gronemann | | Mgmt | | For | | For | | For |
| 14 | | Elect Stanislava Jurikova | | Mgmt | | For | | For | | For |
| 15 | | Elect Igor Potocar | | Mgmt | | For | | For | | For |
| 16 | | Elect Martin Hlavacek | | Mgmt | | For | | For | | For |
| 17 | | Elect Daniel Fahrny | | Mgmt | | For | | For | | For |
| 18 | | Elect Vasileios Nomikos | | Mgmt | | For | | For | | For |
| 19 | | Elect Alena Zemplinerova | | Mgmt | | For | | For | | For |
| 20 | | Elect Petr Bubenicek | | Mgmt | | For | | For | | For |
| 21 | | Elect Johannis van Capelleveen to the Audit Committee | | Mgmt | | For | | For | | For |
| 22 | | Elect Daniel Fahrny to the Audit Committee | | Mgmt | | For | | Against | | Against |
| 23 | | Elect Vasileios Nomikos to the Audit Committee | | Mgmt | | For | | Against | | Against |
| 24 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 25 | | Transfer of Reserves | | Mgmt | | For | | For | | For |
| 26 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Piraeus Bank S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TPEIR | | CINS X06397156 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Directors’ and Auditor’s Acts | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Audit Committee Members | | Mgmt | | For | | For | | For |
| 8 | | Board Transactions | | Mgmt | | For | | For | | For |
| 9 | | Administration of Assets | | Mgmt | | For | | For | | For |
| 10 | | Announcements | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
PKO Bank SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PKO | | CINS X6919X108 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentations of: Management Board Report; Accounts and Reports; Profit Distribution Proposal | | Mgmt | | For | | For | | For |
| 8 | | Presentations of Consolidated: Management Board Report; Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Presentations of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 10 | | Management Board Report | | Mgmt | | For | | For | | For |
| 11 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 12 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 13 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 14 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 16 | | Dividend | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 18 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 19 | | Shareholder Proposal Regarding Removal of Supervisory Board Member | | ShrHoldr | | N/A | | Against | | N/A |
| 20 | | Election of Supervisory Board Members | | Mgmt | | For | | Abstain | | Against |
| 21 | | Supervisory Board Fees | | Mgmt | | For | | Abstain | | Against |
| 22 | | Merger with Nordea Bank Polska SA | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Articles (Merger Related) | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 25 | | Presentation of Supervisory Board Report (Disposal of Assets) | | Mgmt | | For | | For | | For |
| 26 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Public Power Corp. S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PPC | | CINS X7023M103 | | 06/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Greece | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Losses | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Directors’ and Auditor’s Acts | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 6 | | D&O Insurance Policy | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 10 | | Announcements | | Mgmt | | For | | For | | For |
PZU Group SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PZU | | CINS X6919T107 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Supervisory Board Activity Report | | Mgmt | | For | | For | | For |
| 13 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 14 | | Management Board Report | | Mgmt | | For | | For | | For |
| 15 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 16 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 18 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 19 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 20 | | Shareholder Proposal Regarding Changes to Supervisory Board Composition | | ShrHoldr | | N/A | | Against | | N/A |
| 21 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Raiffeisen International Bank AG
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIBH | | CINS A7111G104 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Austria | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Supervisory Board Members’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Elect Martin Schaller | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Kurt Geiger | | Mgmt | | For | | For | | For |
| 11 | | Elect Bettina Selden | | Mgmt | | For | | For | | For |
| 12 | | Increase in Authorized Capital | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares for Securities Trading | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Richter Gedeon Vegyeszeti Gyar Rt.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RICHTER | | CINS X3124S107 | | 04/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hungary | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Voting Method | | Mgmt | | For | | For | | For |
| 6 | | Recording Device for Meeting | | Mgmt | | For | | For | | For |
| 7 | | Election of Presiding Chairman and Individuals to Check Minutes | | Mgmt | | For | | For | | For |
| 8 | | Consolidated Accounts and Report | | Mgmt | | For | | For | | For |
| 9 | | Report of the Board of Directors | | Mgmt | | For | | For | | For |
| 10 | | Dividend | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits to Reserves | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 13 | | Corporate Governance Report | | Mgmt | | For | | For | | For |
| 14 | | Approve the Operation of the Company in Accordance with the new Civil Code | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 17 | | Elect William de Gelsey | | Mgmt | | For | | For | | For |
| 18 | | Elect Erik Bogsch | | Mgmt | | For | | For | | For |
| 19 | | Elect Laszlo Kovacs | | Mgmt | | For | | For | | For |
| 20 | | Elect Gabor Perjes | | Mgmt | | For | | Against | | Against |
| 21 | | Elect Szilveszter E. Vizi | | Mgmt | | For | | For | | For |
| 22 | | Elect Janos Csak | | Mgmt | | For | | For | | For |
| 23 | | Elect Kriszta Zolnay | | Mgmt | | For | | For | | For |
| 24 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 25 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
| 26 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 27 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Salvatore Ferragamo S.p.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SFER | | CINS T80736100 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Italy | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Lidia Fiori | | Mgmt | | For | | For | | For |
| 5 | | Election of Statutory Auditors; Election of Chairman; Auditors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Severstal Cherepovets Metal Factory
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHEMK | | CINS 818150302 | | 12/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
Synthos S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DWR | | CINS X9803F100 | | 04/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting and Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 6 | | Management Board Report; Accounts and Reports (Synthos S.A.) | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 12 | | Election of Supervisory Board Members | | Mgmt | | For | | Abstain | | Against |
| 13 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Tofas Turk Otomobil Fabrikasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOASO | | CINS M87892101 | | 03/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Appointing Meeting Chairman | | Mgmt | | For | | For | | For |
| 4 | | Report of the Report | | Mgmt | | For | | For | | For |
| 5 | | Presentation of the Independent Auditors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Election of Directors; Ratification of Independence | | Mgmt | | For | | For | | For |
| 11 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 15 | | Presentation of Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 17 | | Wishes | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Tofas Turk Otomobil Fabrikasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOASO | | CINS M87892101 | | 07/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 4 | | Wishes | | Mgmt | | For | | For | | For |
Turk Hava Yollari As
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THYAO | | CINS M8926R100 | | 03/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Appointing Meeting Chairman | | Mgmt | | For | | For | | For |
| 4 | | Presentation of Auditor’s Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Report of the Board | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 11 | | Presentation of Report on Warrants, Pledges and Mortgages | | Mgmt | | For | | For | | For |
| 12 | | Charitable Donations and Limit on Charitable Donations | | Mgmt | | For | | For | | For |
| 13 | | Wishes; Closing | | Mgmt | | For | | For | | For |
Turk Traktor Ve Ziraat Makineleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TTRAK | | CINS M9044T101 | | 03/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Appointing Meeting Chairman | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board | | Mgmt | | For | | For | | For |
| 5 | | Report of the Independent Auditor | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Election of Directors | | Mgmt | | For | | For | | For |
| 12 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 13 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Presentation of Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 17 | | Presentation of Report on Guarantees | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 19 | | Wishes | | Mgmt | | For | | For | | For |
Turkcell Iletisim Hizmetleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TCELL | | CINS M8903B102 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Minutes | | Mgmt | | For | | For | | For |
| 5 | | Presentation of the Board’s Report for 2010 | | Mgmt | | For | | For | | For |
| 6 | | Presentation of the Statutory Auditor’s Report for 2010 | | Mgmt | | For | | For | | For |
| 7 | | Presentation of the Independent Auditor’s Report for 2010 | | Mgmt | | For | | For | | For |
| 8 | | Accounts for 2010 | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends for 2010 | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Director Colin J. Williams’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Statutory Auditors’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 12 | | Presentation of the Board’s Report for 2011 | | Mgmt | | For | | For | | For |
| 13 | | Presentation of the Statutory Auditor’ Report for 2011 | | Mgmt | | For | | For | | For |
| 14 | | Presentation of the Independent Auditor’s Report for 2011 | | Mgmt | | For | | For | | For |
| 15 | | Accounts for 2011 | | Mgmt | | For | | For | | For |
| 16 | | Allocation of Profits/Dividends for 2011 | | Mgmt | | For | | Abstain | | Against |
| 17 | | Ratification of Board Acts for 2011 | | Mgmt | | For | | For | | For |
| 18 | | Ratification of Statutory Auditors’ Acts for 2011 | | Mgmt | | For | | For | | For |
| 19 | | Presentation of the Board’s Report for 2012 | | Mgmt | | For | | For | | For |
| 20 | | Presentation of the Statutory Auditor’ Report for 2012 | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor for 2012 | | Mgmt | | For | | For | | For |
| 22 | | Presentation of the Independent Auditor’s Report for 2012 | | Mgmt | | For | | For | | For |
| 23 | | Accounts for 2012 | | Mgmt | | For | | For | | For |
| 24 | | Allocation of Profits/Dividends for 2012 | | Mgmt | | For | | Abstain | | Against |
| 25 | | Presentation of Charitable Donations for 2011/2012; Limit on Charitable Donations for 2013 | | Mgmt | | For | | For | | For |
| 26 | | Ratification of Board Acts for 2012 | | Mgmt | | For | | For | | For |
| 27 | | Ratification of Statutory Auditors’ Acts for 2012 | | Mgmt | | For | | For | | For |
| 28 | | Presentation of the Board’s Report for 2013 | | Mgmt | | For | | For | | For |
| 29 | | Appointment of Auditor for 2013 | | Mgmt | | For | | For | | For |
| 30 | | Presentation of the Independent Auditor’s Report for 2013 | | Mgmt | | For | | For | | For |
| 31 | | Accounts for 2013 | | Mgmt | | For | | For | | For |
| 32 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 33 | | Ratification of Board Acts for 2013 | | Mgmt | | For | | For | | For |
| 34 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 35 | | Ratification of Co-option of Board Members | | Mgmt | | For | | Abstain | | Against |
| 36 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 37 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 38 | | Appointment of Auditor for 2014 | | Mgmt | | For | | For | | For |
| 39 | | General Assembly Regulations | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 41 | | Presentation of Related Party Transaction | | Mgmt | | For | | For | | For |
| 42 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 43 | | Presentation of Compensation Policy | | Mgmt | | For | | For | | For |
| 44 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 45 | | Presentation of Guarantees | | Mgmt | | For | | For | | For |
| 46 | | Presentation of Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Closing | | Mgmt | | For | | For | | For |
Turkiye Garanti Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GARAN | | CINS M4752S106 | | 04/03/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Presentation of the Board of Directors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Presentation of the Independent Auditors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Compensation Policy | | Mgmt | | For | | For | | For |
| 13 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
Turkiye Halk Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HALKB | | CINS M9032A106 | | 03/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Appointing Meeting Chairman | | Mgmt | | For | | For | | For |
| 4 | | Presentation of the Board of Directors’ and Auditor’s Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors and Statutory Auditors | | Mgmt | | For | | Abstain | | Against |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 12 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 13 | | Presentation of Charitable Donations | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 15 | | Information on Dematerialization of Shares | | Mgmt | | For | | For | | For |
| 16 | | Wishes; Closing | | Mgmt | | For | | For | | For |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Turkiye Is Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ISCTR | | CINS M8933F115 | | 03/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Statutory Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 12 | | Presentation on Corporate Governance Principles | | Mgmt | | For | | For | | For |
| 13 | | Presentation on Charitable Donations | | Mgmt | | For | | For | | For |
Turkiye Sinai Kalkinma Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSKB | | CINS M8973M103 | | 03/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Co-option and Approval of Independent Board Member | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 12 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 13 | | Presentation of Disclosure Policy | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transaction | | Mgmt | | For | | Against | | Against |
| 15 | | Presentation of Related Party Transactions | | Mgmt | | For | | For | | For |
Turkiye Vakiflar Bankasi AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VAKBN | | CINS M9037B109 | | 03/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Minutes | | Mgmt | | For | | For | | For |
| 5 | | Statutory Reports | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 10 | | Election of Statutory Auditors | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 14 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 15 | | Wishes | | Mgmt | | For | | For | | For |
| 16 | | Closing | | Mgmt | | For | | For | | For |
Unicredit S.p.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UCG | | CINS T960AS101 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Italy | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Coverage of Loss | | Mgmt | | For | | For | | For |
| 3 | | Scrip Dividend | | Mgmt | | For | | For | | For |
| 4 | | Transfer of Reserves | | Mgmt | | For | | For | | For |
| 5 | | Nominee Presented by Assogestioni | | Mgmt | | For | | For | | For |
| 6 | | Common Representative’s Fees | | Mgmt | | For | | For | | For |
| 7 | | Maximum Variable Pay Ratio | | Mgmt | | For | | For | | For |
| 8 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 9 | | 2014 GROUP INCENTIVE SYSTEM | | Mgmt | | For | | For | | For |
| 10 | | 2014 Employee Share Ownership Plan | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Yandex N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YNDX | | CUSIP N97284108 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Elect Herman O. Gref | | Mgmt | | For | | For | | For |
| 5 | | Elect Arkady Volozh | | Mgmt | | For | | For | | For |
| 6 | | Elect Alfred Fenaughty | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Elena Ivashentseva | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Rogier Rijnja | | Mgmt | | For | | For | | For |
| 9 | | Cancellation of Shares | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Articles (Authorized Capital) | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Equity Compensation Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Suppress Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | Against | | Against |
Yapi ve Kredi Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YKBNK | | CINS M9869G101 | | 03/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Liquidation; Indemnification of the Board | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Directors | | Mgmt | | For | | Against | | Against |
| 8 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 10 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 16 | | Wishes | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Emerging Markets Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Commercial International Bank of Egypt
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COMI | | CINS M25561107 | | 07/01/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Bonus Share Issuance | | Mgmt | | For | | TNA | | N/A |
| 3 | | Changes to the Board | | Mgmt | | For | | TNA | | N/A |
Commercial International Bank of Egypt
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COMI | | CINS M25561107 | | 07/01/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendment to Articles Regarding Share Capital | | Mgmt | | For | | TNA | | N/A |
| 3 | | Future Amendment of Articles Regarding Share Capital | | Mgmt | | For | | TNA | | N/A |
| 4 | | Authority to Issue Bonds and/or Subordinated Loans | | Mgmt | | For | | TNA | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Commercial International Bank of Egypt
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COMI | | CINS M25561107 | | 07/15/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Amendment to Articles Regarding Share Capital | | Mgmt | | For | | TNA | | N/A |
| 4 | | Future Amendment of Articles Regarding Share Capital | | Mgmt | | For | | TNA | | N/A |
| 5 | | Authority to Issue Bonds and/or Subordinated Loans | | Mgmt | | For | | TNA | | N/A |
Giant Interactive Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GA | | CUSIP 374511103 | | 09/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Yuzhu Shi | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Y. YAN | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Korea District Heating Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 071320 | | CINS Y4481W102 | | 10/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Two out of Four Non-executive Director Nominees | | Mgmt | | For | | Against | | Against |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Polaris Financial Technology Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLARIS | | CINS Y70587111 | | 08/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Arvind Kumar | | Mgmt | | For | | Against | | Against |
| 4 | | Retirement of Satya Pal | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Elect Rajesh Mehta | | Mgmt | | For | | Against | | Against |
| 7 | | Elect V Balaraman | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Commission | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Approve Compensation of Vinay Garg | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Approve Compensation of Ruchira Gupta | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Syarikat Takaful Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TAKAFUL | | CINS Y8344M102 | | 07/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Grant Awards and Issue Shares under Equity Incentive Plans | | Mgmt | | For | | For | | For |
| 2 | | Equity Grant to Mohamed Hassan Md. Kamil | | Mgmt | | For | | Against | | Against |
TCL Multimedia Technology Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1070 | | CINS G8701T138 | | 08/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Pro Rata Spin-off | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Special Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect YAN Xiaolin | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Global Resources Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Stein | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael Hoffman | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bruce Humphrey | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Barnard Wilson | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 07/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 3 | | Elect David Stein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bernard Wilson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bruce Humphrey | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Mike Hoffman | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Amendments to By-Laws | | Mgmt | | For | | Against | | Against |
Africa Oilfield Logistics Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AOL | | SEDOL B9B3DY5 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Phil Edmonds | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Burns | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 6 | | Elect Jonathan Wright | | Mgmt | | For | | For | | For |
| 7 | | Elect Carl Esprey | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Euan A. Kay | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Michael N. Pelham | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
AK Steel Holding Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKS | | CUSIP 001547108 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard A. Abdoo | | Mgmt | | For | | For | | For |
| 2 | | Elect John S. Brinzo | | Mgmt | | For | | For | | For |
| 3 | | Elect Dennis C. Cuneo | | Mgmt | | For | | For | | For |
| 4 | | Elect Mark G. Essig | | Mgmt | | For | | For | | For |
| 5 | | Elect William K. Gerber | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert H. Jenkins | | Mgmt | | For | | For | | For |
| 7 | | Elect Ralph S. Michael III | | Mgmt | | For | | For | | For |
| 8 | | Elect Shirley D. Peterson | | Mgmt | | For | | For | | For |
| 9 | | Elect James A. Thomson | | Mgmt | | For | | For | | For |
| 10 | | Elect James L. Wainscott | | Mgmt | | For | | For | | For |
| 11 | | Elect Vicente Wright | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Company’s Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
Amira Nature Foods Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANFI | | CUSIP G0335L102 | | 07/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Karan A. Chanana | | Mgmt | | For | | For | | For |
| 2 | | Elect Sunjay Chanana | | Mgmt | | For | | For | | For |
| 3 | | Elect Bimal Kishore Raizada | | Mgmt | | For | | For | | For |
| 4 | | Elect Neal Cravens | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniel I. Malina | | Mgmt | | For | | For | | For |
| 6 | | Elect Shiv Surinder Kumar | | Mgmt | | For | | For | | For |
Antero Resources Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AR | | CUSIP 03674X106 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Paul M. Rady | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Glen C. Warren, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect James R. Levy | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
Ardmore Shipping Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASC | | CUSIP Y0207T100 | | 06/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter Swift | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Albert Enste | | Mgmt | | For | | For | | For |
Baltic Trading Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BALT | | CUSIP Y0553W103 | | 04/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter C. Georgiopoulos | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Basil G. Mavroleon | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
Bellatrix Exploration Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BXE | | CINS 078314101 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Raymond G. Smith | | Mgmt | | For | | For | | For |
| 4 | | Elect Doug N. Baker | | Mgmt | | For | | For | | For |
| 5 | | Elect Murray L. Cobbe | | Mgmt | | For | | For | | For |
| 6 | | Elect John H. Cuthbertson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect William C. Dunn | | Mgmt | | For | | For | | For |
| 8 | | Elect Melvin M. Hawkrigg | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert A. Johnson | | Mgmt | | For | | For | | For |
| 10 | | Elect Keith E. Macdonald | | Mgmt | | For | | For | | For |
| 11 | | Elect Murray B. Todd | | Mgmt | | For | | For | | For |
| 12 | | Elect Keith Turnbull | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice By-Law | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bellatrix Exploration Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BXE | | CINS 078314101 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Besra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEZ | | CINS 086346103 | | 11/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect David A. Seton | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kevin M. Tomlinson | | Mgmt | | For | | For | | For |
| 5 | | Elect Jon Morda | | Mgmt | | For | | For | | For |
| 6 | | Elect Leslie Robinson | | Mgmt | | For | | Against | | Against |
| 7 | | Change of Continuance | | Mgmt | | For | | Against | | Against |
| 8 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
BHP Billiton Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BHP | | CUSIP 088606108 | | 11/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 2 | | Appoint Auditor (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 3 | | Authorise Board to Set Auditor’s Fees (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 4 | | Authorise Board to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 5 | | Authorise Board to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 6 | | Authorise Board to Repurchase Shares (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 7 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 8 | | Adopt New Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (CEO Andrew Mackenzie) | | Mgmt | | For | | For | | For |
| 10 | | Elect Andrew Mackenzie | | Mgmt | | For | | For | | For |
| 11 | | Re-elect Malcolm Broomhead | | Mgmt | | For | | For | | For |
| 12 | | Re-elect Sir John Buchanan | | Mgmt | | For | | For | | For |
| 13 | | Re-elect Carlos Cordeiro | | Mgmt | | For | | For | | For |
| 14 | | Re-elect David Crawford | | Mgmt | | For | | For | | For |
| 15 | | Re-elect Pat Davies | | Mgmt | | For | | For | | For |
| 16 | | Re-elect Carolyn Hewson | | Mgmt | | For | | For | | For |
| 17 | | Re-elect Lindsay P. Maxsted | | Mgmt | | For | | For | | For |
| 18 | | Re-elect Wayne Murdy | | Mgmt | | For | | For | | For |
| 19 | | Re-elect Keith C. Rumble | | Mgmt | | For | | For | | For |
| 20 | | Re-elect John Schubert | | Mgmt | | For | | For | | For |
| 21 | | Re-elect Shriti Vadera | | Mgmt | | For | | For | | For |
| 22 | | Re-elect Jacques Nasser | | Mgmt | | For | | For | | For |
| 23 | | Elect Ian Dunlop | | ShrHoldr | | Against | | Against | | For |
Birchcliff Energy Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BIR | | CINS 090697103 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Kenneth N. Cullen | | Mgmt | | For | | For | | For |
| 4 | | Elect Larry A. Shaw | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Werner A. Siemens | | Mgmt | | For | | For | | For |
| 6 | | Elect A. Jeffery Tonken | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Performance Warrants | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric Brown | | Mgmt | | For | | For | | For |
| 7 | | Elect Wesley K. Clark | | Mgmt | | For | | For | | For |
| 8 | | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Elect Leslie O’Connor | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
BNK Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BKX | | CINS 05570P103 | | 07/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ford Nicholson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Victor Redekop | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eric Brown | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Wesley K. Clark | | Mgmt | | For | | For | | For |
| 8 | | Elect Wolf Regener | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles Regarding Notice-and-Access | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Bonanza Creek Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BCEI | | CUSIP 097793103 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kevin A. Neveu | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Bounty Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BNT | | CINS Q1714D124 | | 06/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Ratify Assignment of Debt (VETL Pty Ltd) | | Mgmt | | For | | For | | For |
| 4 | | Approve Debt Conversion (Acquisition of Controlling Stake) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (VETL Pty Ltd) | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Bounty Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BNT | | CINS Q1714D124 | | 11/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Julie Garland McLellan | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Calfrac Well Services Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CFW | | CINS 129584108 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ronald P. Mathison | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Douglas R. Ramsay | | Mgmt | | For | | For | | For |
| 4 | | Elect Kevin R. Baker | | Mgmt | | For | | Against | | Against |
| 5 | | Elect James S. Blair | | Mgmt | | For | | For | | For |
| 6 | | Elect Gregory S. Fletcher | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Lorne A. Gartner | | Mgmt | | For | | For | | For |
| 8 | | Elect Fernando Aguilar | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Stock Split | | Mgmt | | For | | For | | For |
Canadian Energy Services & Technology Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CEU | | CINS 13566W108 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Colin D. Boyer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Rodney L. Carpenter | | Mgmt | | For | | For | | For |
| 5 | | Elect John M. Hooks | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Kyle D. Kitagawa | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Thomas J. Simons | | Mgmt | | For | | For | | For |
| 8 | | Elect D. Michael G. Stewart | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Jason West | | Mgmt | | For | | For | | For |
| 10 | | Elect Burton J. Ahrens | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Stock Split | | Mgmt | | For | | For | | For |
Canadian Pacific Railway Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CP | | CUSIP 13645T100 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3.1 | | Elect William A. Ackman | | Mgmt | | For | | For | | For |
| 3.2 | | Elect Gary F. Colter | | Mgmt | | For | | For | | For |
| 3.3 | | Elect Isabelle Courville | | Mgmt | | For | | For | | For |
| 3.4 | | Elect Paul G. Haggis | | Mgmt | | For | | For | | For |
| 3.5 | | Elect E. Hunter Harrison | | Mgmt | | For | | For | | For |
| 3.6 | | Elect Paul C. Hilal | | Mgmt | | For | | For | | For |
| 3.7 | | Elect Krystyna T. Hoeg | | Mgmt | | For | | For | | For |
| 3.8 | | Elect Rebecca MacDonald | | Mgmt | | For | | For | | For |
| 3.9 | | Elect Anthony R. Melman | | Mgmt | | For | | For | | For |
| 3.10 | | Elect Linda J. Morgan | | Mgmt | | For | | For | | For |
| 3.11 | | Elect Jim Prentice | | Mgmt | | For | | For | | For |
| 3.12 | | Elect Andrew F. Reardon | | Mgmt | | For | | For | | For |
| 3.13 | | Elect Stephen C. Tobias | | Mgmt | | For | | For | | For |
CanElson Drilling Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDI | | CINS 137508107 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Elson McDougald | | Mgmt | | For | | For | | For |
| 3 | | Elect Randy Hawkings | | Mgmt | | For | | For | | For |
| 4 | | Elect Donald R. Seaman | | Mgmt | | For | | For | | For |
| 5 | | Elect C. Kent Jespersen | | Mgmt | | For | | For | | For |
| 6 | | Elect Dan Kolibar | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Rodger Hawkins | | Mgmt | | For | | For | | For |
| 8 | | Elect Dale Johnson | | Mgmt | | For | | For | | For |
| 9 | | Elect Scott Bratt | | Mgmt | | For | | For | | For |
| 10 | | Elect Diane Brickner | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Carrizo Oil & Gas, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CRZO | | CUSIP 144577103 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Sylvester P. Johnson IV | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Steven A. Webster | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Thomas L. Carter, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert F. Fulton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect F. Gardner Parker | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Roger A. Ramsey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Frank A. Wojtek | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS ADPV24383 | | 05/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Laing | | Mgmt | | For | | For | | For |
| 5 | | Elect Matthew Lawson | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Reapproval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS ADPC01898 | | 05/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Laing | | Mgmt | | For | | For | | For |
| 5 | | Elect Matthew Lawson | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Reapproval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 8 | | Elect George W. Poling | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Repricing of Options to Insiders | | Mgmt | | For | | Against | | Against |
| 12 | | Repricing of Options to Charitable Organizations | | Mgmt | | For | | Against | | Against |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Cenovus Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVE | | CUSIP 15135U109 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ralph S. Cunningham | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick D. Daniel | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ian W. Delaney | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Brian C. Ferguson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael A. Grandin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Valerie A.A. Nielsen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Charles M. Rampacek | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Colin Taylor | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Wayne G. Thomson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Cheniere Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHEX | | CUSIP 16411R208 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Charif Souki | | Mgmt | | For | | For | | For |
| 2 | | Elect Vicky A. Bailey | | Mgmt | | For | | For | | For |
| 3 | | Elect G. Andrea Botta | | Mgmt | | For | | For | | For |
| 4 | | Elect Keith F. Carney | | Mgmt | | For | | For | | For |
| 5 | | Elect David I. Foley | | Mgmt | | For | | For | | For |
| 6 | | Elect Randy A. Foutch | | Mgmt | | For | | For | | For |
| 7 | | Elect David B. Kilpatrick | | Mgmt | | For | | For | | For |
| 8 | | Elect Donald F. Robillard, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Neal A. Shear | | Mgmt | | For | | For | | For |
| 10 | | Elect Heather R. Zichal | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 12 | | 2014 - 2018 Long Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 13 | | Amendment to the 2011 Incentive Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel J. Kunz | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter F. Palmedo | | Mgmt | | For | | For | | For |
| 5 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 6 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerald L. Sneddon | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Cimarex Energy Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XEC | | CUSIP 171798101 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David A. Hentschel | | Mgmt | | For | | For | | For |
| 2 | | Elect Thomas E. Jorden | | Mgmt | | For | | For | | For |
| 3 | | Elect Floyd R. Price | | Mgmt | | For | | For | | For |
| 4 | | Elect L. Paul Teague | | Mgmt | | For | | Against | | Against |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | 2014 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Concho Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXO | | CUSIP 20605P101 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy A. Leach | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William H. Easter III | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John P. Surma | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Concordia Resource Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCN | | CINS 206606105 | | 08/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David Birkenshaw | | Mgmt | | For | | For | | For |
| 4 | | Elect Gerard de La Vallee Poussin | | Mgmt | | For | | For | | For |
| 5 | | Elect R. Edward Flood | | Mgmt | | For | | For | | For |
| 6 | | Elect John Fognani | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Jones | | Mgmt | | For | | For | | For |
| 8 | | Elect Pamela J. Klessig | | Mgmt | | For | | For | | For |
| 9 | | Elect Terry Krepiakevich | | Mgmt | | For | | For | | For |
| 10 | | Elect Borden R. Putnam | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Pierre Lebel | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Concordia Resource Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CNN | | CINS 206606105 | | 11/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 4 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Conifex Timber Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CFF | | CINS 207324104 | | 06/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kenneth A. Shields | | Mgmt | | For | | For | | For |
| 3 | | Elect David E. Roberts | | Mgmt | | For | | For | | For |
| 4 | | Elect George Malpass | | Mgmt | | For | | For | | For |
| 5 | | Elect James Shepherd | | Mgmt | | For | | For | | For |
| 6 | | Elect Jim Jia | | Mgmt | | For | | For | | For |
| 7 | | Elect John Bae | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Costello | | Mgmt | | For | | For | | For |
| 9 | | Elect Pat Bell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Constellium NV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CSTM | | CUSIP N22035104 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Accounts and Reports in English | | Mgmt | | For | | For | | For |
| 2 | | Amendment to Management Equity Plan | | Mgmt | | For | | Against | | Against |
| 3 | | Non-Executive Directors’ Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Executive Board Members Acts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Non-Executive Board Members Acts | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 9 | | Elect Philippe Guillemot | | Mgmt | | For | | For | | For |
| 10 | | Elect Werner G.P. Paschke | | Mgmt | | For | | For | | For |
| 11 | | Elect Michiel Brandjes | | Mgmt | | For | | For | | For |
| 12 | | Elect Lori A. Walker | | Mgmt | | For | | For | | For |
| 13 | | Elect Peter F. Hartman | | Mgmt | | For | | For | | For |
| 14 | | Elect John Ormerod | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Cancellation of Preference Shares | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles (Preference Shares) | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Article 16 (Board Practices) | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Article 22 (Profit Allocation) | | Mgmt | | For | | For | | For |
Continental Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLR | | CUSIP 212015101 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David L. Boren | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William B. Berry | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Corona Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPV04704 | | 11/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 2 | | Re-elect Michael P. Wright | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Deethree Exploration Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DTX | | CINS 24461P106 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Martin J. Cheyne | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Kabanuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Dennis L. Nerland | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bradley B. Porter | | Mgmt | | For | | For | | For |
| 7 | | Elect Henry Hamm | | Mgmt | | For | | For | | For |
| 8 | | Elect Brendan Carrigy | | Mgmt | | For | | For | | For |
| 9 | | Elect Kevin Andrus | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Denison Mines Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DML | | CUSIP 248356107 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John H. Craig | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect W. Robert Dengler | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Brian D. Edgar | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Ron F. Hochstein | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Tae Hwan Kim | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Lukas H. Lundin | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect William A. Rand | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Catherine J.G. Stefan | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Diamond Fields International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DFI | | CINS 252905302 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian Ransome | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Cuthbert | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Earl Young | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Norman Roderic Baker | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gregg J. Sedun | | Mgmt | | For | | For | | For |
| 8 | | Elect Warner Bruckmann | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Fixed Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Notice and Access Provision | | Mgmt | | For | | For | | For |
| 12 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Diamondback Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FANG | | CUSIP 25278X109 | | 06/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Steven E. West | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Michael P. Cross | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Travis D. Stice | | Mgmt | | For | | For | | For |
| 1.4 | | Elect David L. Houston | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Mark L. Plaumann | | Mgmt | | For | | For | | For |
| 2 | | 2014 Executive Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Diana Shipping Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DSX | | CUSIP Y2066G104 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Boris Nachamkin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Apostolos Kontoyannis | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Dow Chemical Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DOW | | CUSIP 260543103 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Arnold A. Allemang | | Mgmt | | For | | For | | For |
| 2 | | Elect Ajay S. Banga | | Mgmt | | For | | For | | For |
| 3 | | Elect Jacqueline K. Barton | | Mgmt | | For | | For | | For |
| 4 | | Elect James A. Bell | | Mgmt | | For | | For | | For |
| 5 | | Elect Jeff M. Fettig | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrew N. Liveris | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Polman | | Mgmt | | For | | For | | For |
| 8 | | Elect Dennis H. Reilley | | Mgmt | | For | | For | | For |
| 9 | | Elect James M. Ringler | | Mgmt | | For | | For | | For |
| 10 | | Elect Ruth G. Shaw | | Mgmt | | For | | Against | | Against |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the 2012 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 15 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
E.I. du Pont de Nemours and Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DD | | CUSIP 263534109 | | 04/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Lamberto Andreotti | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard H. Brown | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Brown | | Mgmt | | For | | For | | For |
| 4 | | Elect Bertrand P. Collomb | | Mgmt | | For | | For | | For |
| 5 | | Elect Curtis J. Crawford | | Mgmt | | For | | For | | For |
| 6 | | Elect Alexander M. Cutler | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Eleuthere I. du Pont | | Mgmt | | For | | For | | For |
| 8 | | Elect Marillyn A. Hewson | | Mgmt | | For | | For | | For |
| 9 | | Elect Lois D. Juliber | | Mgmt | | For | | For | | For |
| 10 | | Elect Ellen J. Kullman | | Mgmt | | For | | For | | For |
| 11 | | Elect Lee M. Thomas | | Mgmt | | For | | For | | For |
| 12 | | Elect Patrick J. Ward | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Herbicide Use | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Report on Impact of Plant Closures | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
Eagle Materials Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EXP | | CUSIP 26969P108 | | 08/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert L. Clarke | | Mgmt | | For | | For | | For |
| 2 | | Elect Martin M. Ellen | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven R. Rowley | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | 2013 Incentive Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Enterprise Products Partners LP
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EPD | | CUSIP 293792107 | | 09/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendment to the Long Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 2 | | Amendment to the Unit Purchase Plan | | Mgmt | | For | | For | | For |
EOG Resources, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EOG | | CUSIP 26875P101 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Janet F. Clark | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles R. Crisp | | Mgmt | | For | | For | | For |
| 3 | | Elect James C. Day | | Mgmt | | For | | For | | For |
| 4 | | Elect Mark G. Papa | | Mgmt | | For | | For | | For |
| 5 | | Elect H. Leighton Steward | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald F. Textor | | Mgmt | | For | | For | | For |
| 7 | | Elect William R. Thomas | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank G. Wisner | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHoldr | | Against | | Against | | For |
| 12 | | Shareholder Proposal Regarding Methane Reduction Targets | | ShrHoldr | | Against | | Against | | For |
EQT Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EQT | | CUSIP 26884L109 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Margaret K. Dorman | | Mgmt | | For | | For | | For |
| 2 | | Elect David L. Porges | | Mgmt | | For | | For | | For |
| 3 | | Elect James E. Rohr | | Mgmt | | For | | For | | For |
| 4 | | Elect David S. Shapira | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Approval of the 2014 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 7 | | Approval of the Performance Goals of the 2014 Long-Term Incentive Plan for Purposes of IRC Section 162(m) | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
First Solar, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FSLR | | CUSIP 336433107 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Michael J. Ahearn | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sharon L. Allen | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard D. Chapman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect George A. Hambro | | Mgmt | | For | | For | | For |
| 1.5 | | Elect James A. Hughes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Craig Kennedy | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James F. Nolan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William J. Post | | Mgmt | | For | | For | | For |
| 1.9 | | Elect J. Thomas Presby | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Paul H. Stebbins | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Michael T. Sweeney | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
FMC Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FMC | | CUSIP 302491303 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect K’Lynne Johnson | | Mgmt | | For | | For | | For |
| 2 | | Elect William H. Powell | | Mgmt | | For | | For | | For |
| 3 | | Elect Vincent R. Volpe Jr. | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Lukas H. Lundin | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 6 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 7 | | Elect Adam I. Lundin | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tom Albanese | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Freeport-McMoran Copper & Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FCX | | CUSIP 35671D857 | | 07/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard C. Adkerson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert J. Allison, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Alan R. Buckwalter, III | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert A. Day | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect James C. Flores | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Gerald J. Ford | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Thomas A. Fry III | | Mgmt | | For | | For | | For |
| 1.8 | | Elect H. Devon Graham, Jr. | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Charles C. Krulak | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Bobby Lee Lackey | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Jon C. Madonna | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Dustan E. McCoy | | Mgmt | | For | | For | | For |
| 1.13 | | Elect James R. Moffett | | Mgmt | | For | | For | | For |
| 1.14 | | Elect B. M. Rankin, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.15 | | Elect Stephen H. Siegele | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHoldr | | Against | | Against | | For |
| 5 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
Genesee & Wyoming Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GWR | | CUSIP 371559105 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Mortimer B. Fuller III | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John C. Hellmann | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert M. Melzer | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Goodrich Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GDP | | CUSIP 382410405 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Josiah T. Austin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Peter D. Goodson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gene Washington | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Reapproval of the 2006 Long-Term Incentive Plan pursuant to Section 162(m) | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D501 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Hernan Torres | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Great Western Minerals Group Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GWG | | CINS C4117NAB4 | | 01/20/2014 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Now therefore be it resolved that: 1. The disposition of certain interests of the Corporation in the Hoidas Lake property (the Disposition ) to Star Minerals Group Ltd. ( SUV ) pursuant to the joint venture agreement dated effective December 3, 2013 (the JV Agreement ) between the Corporation and SUV, is hereby approved. 2. The entering into of the JV Agreement and the performance by the Corporation of its obligations thereunder is hereby approved. 3. The Trustee be and | | Mgmt | | N/A | | TNA | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Now therefore be it resolved that: 1. The amendment of the applicable portion of Condition 15.1 of the Trust Deed to replace: The Trust Deed provides that a resolution in writing signed by or on behalf of the holders of not less than 90 per cent. of the aggregate principal amount of Bonds outstanding shall for all purposes be as valid and effective as an Extraordinary Resolution passed at a meeting of Bondholders duly convened and held. with the following: The Trust Deed p | | Mgmt | | N/A | | TNA | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Gulfport Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPOR | | CUSIP 402635304 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael G. Moore | | Mgmt | | For | | For | | For |
| 2 | | Elect Donald Dillingham | | Mgmt | | For | | For | | For |
| 3 | | Elect Craig Groeschel | | Mgmt | | For | | For | | For |
| 4 | | Elect David L. Houston | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael S. Reddin | | Mgmt | | For | | For | | For |
| 6 | | Elect Scott E. Streller | | Mgmt | | For | | For | | For |
| 7 | | Approve 2014 Executive Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Halliburton Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAL | | CUSIP 406216101 | | 05/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alan M. Bennett | | Mgmt | | For | | For | | For |
| 2 | | Elect James R. Boyd | | Mgmt | | For | | For | | For |
| 3 | | Elect Milton Carroll | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nance K. Dicciani | | Mgmt | | For | | For | | For |
| 5 | | Elect Murry S. Gerber | | Mgmt | | For | | For | | For |
| 6 | | Elect Jose C. Grubisich | | Mgmt | | For | | For | | For |
| 7 | | Elect Abdallah S. Jum’ah | | Mgmt | | For | | For | | For |
| 8 | | Elect David J. Lesar | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert A. Malone | | Mgmt | | For | | For | | For |
| 10 | | Elect J. Landis Martin | | Mgmt | | For | | For | | For |
| 11 | | Elect Debra L. Reed | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHoldr | | Against | | Against | | For |
Hercules Offshore, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HERO | | CUSIP 427093109 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Thomas N. Amonett | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Thomas J. Madonna | | Mgmt | | For | | For | | For |
| 1.3 | | Elect F. Gardner Parker | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | 2014 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to Charter Regarding Restrictions on Foreign Stock Ownership | | Mgmt | | For | | For | | For |
Horn Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRN | | CINS ADPC01610 | | 06/03/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith C. Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Randy Neely | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Renewal of Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Huaneng Renewables Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0958 | | CINS Y3739S103 | | 04/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | New Deposit and Loan Services Framework Agreement | | Mgmt | | For | | Against | | Against |
Huntsman Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HUN | | CUSIP 447011107 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jon M. Huntsman | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick T. Harker | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Mary C Beckerle | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
International Forest Products Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IFP.A | | CINS 45953E101 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Duncan K. Davies | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul Herbert | | Mgmt | | For | | For | | For |
| 5 | | Elect Jeane Hull | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter M. Lynch | | Mgmt | | For | | For | | For |
| 7 | | Elect Gordon H. MacDougall | | Mgmt | | For | | For | | For |
| 8 | | Elect J. Eddie McMillan | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Andrew K. Mittag | | Mgmt | | For | | For | | For |
| 10 | | Elect Lawrence Sauder | | Mgmt | | For | | Against | | Against |
| 11 | | Elect L. Scott Thomson | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Douglas W.G. Whitehead | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 17 | | Amendments to Articles (Bundled) | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 19 | | Company Name Change | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 21 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Ivanhoe Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IE | | CINS 465790301 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert M. Friedland | | Mgmt | | For | | For | | For |
| 3 | | Elect Carlos A. Cabrera | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Robert Abboud | | Mgmt | | For | | For | | For |
| 5 | | Elect Howard Balloch | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert G. Graham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 8 | | Elect Alexander A. Molyneux | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert A. Pirraglia | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 12 | | Permit Amendments to any matters | | Mgmt | | For | | Against | | Against |
Ivanhoe Mines Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IVN | | CINS 46579R104 | | 05/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert M. Friedland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian D. Cockerill | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Charles Russell | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 7 | | Elect Markus Faber | | Mgmt | | For | | For | | For |
| 8 | | Elect William Lamarque | | Mgmt | | For | | For | | For |
| 9 | | Elect William T. Hayden | | Mgmt | | For | | For | | For |
| 10 | | Elect Oyvind Hushovd | | Mgmt | | For | | For | | For |
| 11 | | Elect Guy de Selliers | | Mgmt | | For | | For | | For |
| 12 | | Elect Rilwanu Lukman | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Equity Incentive Plan Renewal | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CINS ADPC01876 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Brough | | Mgmt | | For | | For | | For |
| 3 | | Elect John K. Carrington | | Mgmt | | For | | For | | For |
| 4 | | Elect John M. H. Huxley | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth C. Irving | | Mgmt | | For | | For | | For |
| 6 | | Elect John A. Keyes | | Mgmt | | For | | For | | For |
| 7 | | Elect John A. Macken | | Mgmt | | For | | For | | For |
| 8 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 9 | | Elect John E. Oliver | | Mgmt | | For | | For | | For |
| 10 | | Elect Una M. Power | | Mgmt | | For | | For | | For |
| 11 | | Elect Terence C.W. Reid | | Mgmt | | For | | For | | For |
| 12 | | Elect J. Paul Rollinson | | Mgmt | | For | | For | | For |
| 13 | | Elect Ruth G. Woods | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Amendment to the Share Option Plan | | Mgmt | | For | | For | | For |
| 16 | | Amendment to the Restricted Share Plan | | Mgmt | | For | | For | | For |
| 17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Klondex Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KDX | | CINS 498696103 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Renaud Adams | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Cooper | | Mgmt | | For | | For | | For |
| 4 | | Elect James Haggarty | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Huet | | Mgmt | | For | | For | | For |
| 6 | | Elect William Matlack | | Mgmt | | For | | For | | For |
| 7 | | Elect Blair Schultz | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Knightsbridge Tankers Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VLCCF | | CUSIP G5299G106 | | 06/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase of Authorized Common Stock | | Mgmt | | For | | Abstain | | Against |
Kodiak Oil & Gas Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KOG | | CUSIP 50015Q100 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Lynn A. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Elect James E. Catlin | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Rodney D. Knutson | | Mgmt | | For | | For | | For |
| 4 | | Elect Herrick K. Lidstone, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect William J. Krysiak | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Lithium Americas Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LAC | | CINS 536800105 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Gary D. Cohn | | Mgmt | | For | | For | | For |
| 3 | | Elect Gerry Feldman | | Mgmt | | For | | For | | For |
| 4 | | Elect W. Thomas Hodgson | | Mgmt | | For | | For | | For |
| 5 | | Elect John A. Kanellitsas | | Mgmt | | For | | For | | For |
| 6 | | Elect Constantine E. Karayannopoulos | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Myron G. Manternach | | Mgmt | | For | | For | | For |
| 8 | | Elect Sergio Marchi | | Mgmt | | For | | For | | For |
| 9 | | Elect Franco Mignacco | | Mgmt | | For | | For | | For |
| 10 | | Elect George E. Pirie | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Bonus Share Plan | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Authority to Create Preferred Shares | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Los Andes Copper Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LA | | CINS 544312101 | | 12/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Covarrubias | | Mgmt | | For | | For | | For |
| 4 | | Elect Klaus M. Zeitler | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Gonzalo Delaveau | | Mgmt | | For | | For | | For |
| 6 | | Elect Frank O’Kelly | | Mgmt | | For | | For | | For |
| 7 | | Elect Francisco Covarrubias | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Miquel | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Notice-and-Access Provision | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
LyondellBasell Industries N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LYB | | CUSIP N53745100 | | 04/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jagjeet S. Bindra | | Mgmt | | For | | For | | For |
| 2 | | Elect Milton Carroll | | Mgmt | | For | | For | | For |
| 3 | | Elect Claire S. Farley | | Mgmt | | For | | For | | For |
| 4 | | Elect Rudy M.J. van der Meer | | Mgmt | | For | | For | | For |
| 5 | | Elect Isabella D. Goren | | Mgmt | | For | | For | | For |
| 6 | | Elect Nance K. Dicciani | | Mgmt | | For | | For | | For |
| 7 | | Elect Karyn F. Ovelman | | Mgmt | | For | | For | | For |
| 8 | | Elect Craig B. Glidden | | Mgmt | | For | | For | | For |
| 9 | | Elect Bhavesh V. Patel | | Mgmt | | For | | For | | For |
| 10 | | Elect Patrick D. Quarles | | Mgmt | | For | | For | | For |
| 11 | | Elect Timothy D. Roberts | | Mgmt | | For | | For | | For |
| 12 | | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | | Mgmt | | For | | For | | For |
| 13 | | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | | For | | For | | For |
| 14 | | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote Approving Executive Compensation | | Mgmt | | For | | For | | For |
| 19 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 20 | | Authority to Cancel up to 10% of Share Capital Held in Treasury | | Mgmt | | For | | For | | For |
Mandalay Resources Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MND | | CINS 562568204 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Griffin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter R. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Bradford A. Mills | | Mgmt | | For | | For | | For |
| 8 | | Elect Sanjay Swarup | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Meryllion Resources Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MYR | | CINS 59047T107 | | 04/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David Birkenshaw | | Mgmt | | For | | For | | For |
| 4 | | Elect Terry Krepiakevich | | Mgmt | | For | | For | | For |
| 5 | | Elect Greg Shenton | | Mgmt | | For | | For | | For |
| 6 | | Elect Borden R. Putnam | | Mgmt | | For | | For | | For |
| 7 | | Elect John Fognani | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Methanex Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MX | | CUSIP 59151K108 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Bruce Aitken | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Howard Balloch | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Phillip Cook | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John Floren | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas Hamilton | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert J. Kostelnik | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Douglas Mahaffy | | Mgmt | | For | | For | | For |
| 1.8 | | Elect A. Terence Poole | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John Reid | �� | Mgmt | | For | | For | | For |
| 1.10 | | Elect Janice G. Rennie | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Monica Sloan | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Minerva SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEEF3 | | CINS P6831V106 | | 08/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Ratification of Appointment of Appraiser | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Valuation Reports | | Mgmt | | For | | For | | For |
| 6 | | Merger Agreement - Bracasing | | Mgmt | | For | | For | | For |
| 7 | | Merger Agreement - Eurominerva | | Mgmt | | For | | For | | For |
| 8 | | Mergers by Absorption | | Mgmt | | For | | For | | For |
| 9 | | Amendment to Articles Regarding Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
Monsanto Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MON | | CUSIP 61166W101 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gregory H. Boyce | | Mgmt | | For | | For | | For |
| 2 | | Elect Laura K. Ipsen | | Mgmt | | For | | For | | For |
| 3 | | Elect William U. Parfet | | Mgmt | | For | | For | | For |
| 4 | | Elect George H. Poste | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | | ShrHoldr | | Against | | Against | | For |
| 8 | | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHoldr | | Against | | Against | | For |
Mosaic Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOS | | CUSIP 61945C103 | | 10/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Timothy S. Gitzel | | Mgmt | | For | | For | | For |
| 2 | | Elect William R. Graber | | Mgmt | | For | | For | | For |
| 3 | | Elect Emery N. Koenig | | Mgmt | | For | | For | | For |
| 4 | | Elect David T. Seaton | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
NextEra Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NEE | | CUSIP 65339F101 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sherry S. Barrat | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert M. Beall II | | Mgmt | | For | | For | | For |
| 3 | | Elect James L. Camaren | | Mgmt | | For | | For | | For |
| 4 | | Elect Kenneth B. Dunn | | Mgmt | | For | | For | | For |
| 5 | | Elect Kirk S. Hachigian | | Mgmt | | For | | For | | For |
| 6 | | Elect Toni Jennings | | Mgmt | | For | | For | | For |
| 7 | | Elect James L. Robo | | Mgmt | | For | | For | | For |
| 8 | | Elect Rudy E. Schupp | | Mgmt | | For | | For | | For |
| 9 | | Elect John L. Skolds | | Mgmt | | For | | For | | For |
| 10 | | Elect William H. Swanson | | Mgmt | | For | | For | | For |
| 11 | | Elect Hansel E. Tookes II | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | For | | For |
| 5 | | Elect William A. Rand | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 7 | | Elect David F. Mullen | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Approval of Unallocated Options under the Share Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Approval of Certain Amendments to the Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Niocan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NIO | | CINS ADPC01613 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Joel Bell | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Remo Mancini | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark D. Wallace | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Nordic American Tanker Shipping Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NAT | | CUSIP G65773106 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Herbjorn Hansson | | Mgmt | | For | | For | | For |
| 2 | | Elect Andreas Ove Ugland | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jim Kelly | | Mgmt | | For | | For | | For |
| 4 | | Elect Jan Erik Langangen | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard H. K. Vietor | | Mgmt | | For | | For | | For |
| 6 | | Elect James L. Gibbons | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 9 | | Reduction in Share Premium Account | | Mgmt | | For | | For | | For |
Oasis Petroleum Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OAS | | CUSIP 674215108 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ted Collins, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Douglas E. Swanson, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2010 Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Oceaneering International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OII | | CUSIP 675232102 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect T. Jay Collins | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect D. Michael Hughes | | Mgmt | | For | | Withhold | | Against |
| 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Oceanic Iron Ore Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FEO | | CINS 67524Q108 | | 11/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Steven G. Dean | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jean Martel | | Mgmt | | For | | For | | For |
| 7 | | Elect Gregg J. Sedun | | Mgmt | | For | | For | | For |
| 8 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
| 12 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 13 | | Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Octavio Arbelaez | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael S. Greene | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 8 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 08/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transaction | | Mgmt | | For | | For | | For |
Pacific Rubiales Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRE | | CINS 69480U206 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | For | | For |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect German Efromovich | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Hernan Martinez | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dennis Mills | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 11 | | Elect Victor Rivera | | Mgmt | | For | | For | | For |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Francisco Sole | | Mgmt | | For | | For | | For |
| 14 | | Elect Neil Woodyer | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Paramount Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POU | | CINS 699320206 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Clayton H. Riddell | | Mgmt | | For | | For | | For |
| 3 | | Elect John C. Gorman | | Mgmt | | For | | For | | For |
| 4 | | Elect John Roy | | Mgmt | | For | | For | | For |
| 5 | | Elect James H.T. Riddell | | Mgmt | | For | | For | | For |
| 6 | | Elect Dirk Junge | | Mgmt | | For | | For | | For |
| 7 | | Elect Bernhard Wylie | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Bell | | Mgmt | | For | | Against | | Against |
| 9 | | Elect David Knott | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas E. Claugus | | Mgmt | | For | | For | | For |
| 11 | | Elect Susan Riddell Rose | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Pattern Energy Group Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PEGI | | CUSIP 70338P100 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alan R. Batkin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patricia S. Bellinger | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect The Lord Browne of Madingley | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Michael M. Garland | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas G. Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Michael B. Hoffman | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Patricia M. Newson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Peabody Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTU | | CUSIP 704549104 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Gregory H. Boyce | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William A. Coley | | Mgmt | | For | | For | | For |
| 1.3 | | Elect William E. James | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert B. Karn III | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Henry E. Lentz | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Robert A. Malone | | Mgmt | | For | | For | | For |
| 1.7 | | Elect William C. Rusnack | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Michael W. Sutherlin | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John F. Turner | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sandra A. Van Trease | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Alan H. Washkowitz | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Heather A. Wilson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Petroamerica Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTA | | CINS 71647B105 | | 11/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey S. Boyce | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nelson Navarrete | | Mgmt | | For | | For | | For |
| 5 | | Elect John B. Zaozirny | | Mgmt | | For | | For | | For |
| 6 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael E. Beckett | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Petroleo Brasileiro S.A. - Petrobras
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PETR3 | | CUSIP 71654V408 | | 04/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 2 | | Capital Expenditure Budget | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 5 | | Election of Board Member Representative of Minority Shareholders | | Mgmt | | N/A | | For | | N/A |
| 6 | | Election of the Chairman of the Board | | Mgmt | | For | | For | | For |
| 7 | | Election of Supervisory Council | | Mgmt | | For | | Abstain | | Against |
| 8 | | Election of Supervisory Council Member Representative of Minority Shareholders | | Mgmt | | N/A | | For | | N/A |
| 9 | | Remuneration Policy | | Mgmt | | For | | For | | For |
| 10 | | Capitalization of Reserves w/o Share Issuance | | Mgmt | | For | | For | | For |
| 11 | | Merger by Absorption (Termoacu) | | Mgmt | | For | | For | | For |
| 12 | | Merger by Absorption (Termoceara) | | Mgmt | | For | | For | | For |
| 13 | | Merger by Absorption (CLEP) | | Mgmt | | For | | For | | For |
Petromanas Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMI | | CINS 71672A105 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Verne Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect General Wesley Clark | | Mgmt | | For | | For | | For |
| 5 | | Elect Frank Giustra | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerard Protti | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey J. Scott | | Mgmt | | For | | For | | For |
| 9 | | Elect Glenn A. McNamara | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Platinum Group Metals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTM | | CUSIP 72765Q205 | | 02/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Frank R. Hallam | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Barry W. Smee | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Iain D.C. McLean | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Eric H. Carlson | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Timothy D. Marlow | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Diana Walters | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Precision Drilling Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PD | | CUSIP 74022D308 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William T. Donovan | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Brian J. Gibson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Allen R. Hagerman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Catherine Hughes | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Stephen J.J. Letwin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Kevin O. Meyers | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Patrick M. Murray | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Kevin A. Neveu | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Robert L. Phillips | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Raging River Exploration Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRX | | CINS 750649105 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gary R. Bugeaud | | Mgmt | | For | | For | | For |
| 4 | | Elect George Fink | | Mgmt | | For | | For | | For |
| 5 | | Elect Raymond P. Mack | | Mgmt | | For | | For | | For |
| 6 | | Elect Kevin Olson | | Mgmt | | For | | For | | For |
| 7 | | Elect David Pearce | | Mgmt | | For | | For | | For |
| 8 | | Elect Neil Roszell | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Range Energy Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGO | | CINS 75282A108 | | 07/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Toufic Chahine | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Allan Bezanson | | Mgmt | | For | | For | | For |
| 5 | | Elect Roger Bethell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pamela Powers | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michelle Upton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Range Energy Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGO | | CINS ADPC01228 | | 07/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Toufic Chahine | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Allan Bezanson | | Mgmt | | For | | For | | For |
| 5 | | Elect Roger Bethell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pamela Powers | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michelle Upton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
RB Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RBI | | CINS 74932L101 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kerry J. Knoll | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Peter Secker | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephane Bertrand | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ian J. McDonald | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard P. Clark | | Mgmt | | For | | For | | For |
| 7 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Pablo J. Mir | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert F. Chase | | Mgmt | | For | | For | | For |
| 10 | | Elect L. Simon Jackson | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Regis Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRL | | CINS Q8059N120 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Nick Giorgetta | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Fergusson | | Mgmt | | For | | For | | For |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS ADPC01272 | | 07/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard J. Linnell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Willem Jacobs | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 7 | | Elect Johan C. van’t Hof | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen Dietrich | | Mgmt | | For | | For | | For |
| 9 | | Elect Rick Mennell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Bonus Share Grant | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Convertible Loan | | Mgmt | | For | | For | | For |
| 14 | | Issuance of shares pursuant to a Mandate Agreement | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Rowan Companies plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDC | | CUSIP G7665A101 | | 04/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Thomas P. Burke | | Mgmt | | For | | For | | For |
| 2 | | Elect William T. Fox III | | Mgmt | | For | | For | | For |
| 3 | | Elect Sir Graham Hearne | | Mgmt | | For | | For | | For |
| 4 | | Elect Lord Moynihan | | Mgmt | | For | | For | | For |
| 5 | | Elect John J. Quicke | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Matt Ralls | | Mgmt | | For | | For | | For |
| 7 | | Elect Tore I. Sandvold | | Mgmt | | For | | Against | | Against |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Statutory Auditor | | Mgmt | | For | | For | | For |
| 10 | | Approval of the Statutory Auditors’ Remuneration | | Mgmt | | For | | For | | For |
| 11 | | Approval of U.K. Directors’ Remuneration Policy | | Mgmt | | For | | For | | For |
| 12 | | Approval of U.K. Statutory Implementation Report | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 9 | | Elect Jay M. Kaplowitz | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 13 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect James A.K. Cochrane | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Burns | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Sanchez Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SN | | CUSIP 79970Y105 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alan G. Jackson | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Greg Colvin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
ShaMaran Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNM | | CINS 819320102 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Keith C. Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Cameron Bailey | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary S. Guidry | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Alexandre Schneiter | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sherritt International Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| S | | CINS 823901103 | | 05/06/2014 | | Unvoted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect Ashwath Mehra | | Mgmt | | For | | N/A | | N/A |
| 5 | | Elect David Wood | | Mgmt | | For | | N/A | | N/A |
| 6 | | Elect George Armoyan | | Mgmt | | For | | N/A | | N/A |
| 7 | | Elect Management Nominee R. Peter Gillin | | Mgmt | | For | | N/A | | N/A |
| 8 | | Elect Management Nominee Edythe A. Marcoux | | Mgmt | | For | | N/A | | N/A |
| 9 | | Elect Management Nominee Bernard M. Michel | | Mgmt | | For | | N/A | | N/A |
| 10 | | Elect Management Nominee Adrian Loader | | Mgmt | | For | | N/A | | N/A |
| 11 | | Elect Management Nominee David V. Pathe | | Mgmt | | For | | N/A | | N/A |
| 12 | | Elect Management Nominee Harold (Hap) S. Stephen | | Mgmt | | For | | N/A | | N/A |
| 13 | | Elect Management Nominee Timothy Baker | | Mgmt | | For | | N/A | | N/A |
| 14 | | Elect Management Nominee Sir Richard Lapthorne | | Mgmt | | For | | N/A | | N/A |
| 15 | | Elect Management Nominee Lisa Pankratz | | Mgmt | | For | | N/A | | N/A |
| 16 | | Shareholder Proposal Regarding Unanimous Board Approval of Material Acquisitions | | ShrHoldr | | N/A | | N/A | | N/A |
| 17 | | Shareholder Proposal Regarding Advisory Vote on Executive Compensation | | ShrHoldr | | N/A | | N/A | | N/A |
| 18 | | Shareholder Proposal Regarding Advisory Vote on Director Compensation | | ShrHoldr | | N/A | | N/A | | N/A |
| 19 | | Shareholder Proposal Regarding Director Perquisites | | ShrHoldr | | N/A | | N/A | | N/A |
| 20 | | Adoption of Advanced Notion By-Law | | Mgmt | | N/A | | N/A | | N/A |
| 21 | | Advisory Vote on Executive Compensation | | Mgmt | | N/A | | N/A | | N/A |
| 22 | | Advisory Vote on Non-Executive Director Compensation | | Mgmt | | N/A | | N/A | | N/A |
| 23 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | N/A | | N/A | | N/A |
| 24 | | Helms-Burton Resolution (Management) | | Mgmt | | N/A | | N/A | | N/A |
| 25 | | Board Size (Management) | | Mgmt | | N/A | | N/A | | N/A |
| 26 | | Amendments to Articles (Management) | | Mgmt | | N/A | | N/A | | N/A |
Sherritt International Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| S | | CINS 823901103 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amend By-Law No 1 | | Mgmt | | For | | For | | For |
| 5 | | Adoption of Advanced Notion By-Law | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Non-Executive Director Compensation | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Elect Harold (Hap) S. Stephen | | Mgmt | | For | | For | | For |
| 10 | | Elect Timothy Baker | | Mgmt | | For | | For | | For |
| 11 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 12 | | Elect Sir Richard Lapthorne | | Mgmt | | For | | For | | For |
| 13 | | Elect Adrian Loader | | Mgmt | | For | | For | | For |
| 14 | | Elect Edythe A. Marcoux | | Mgmt | | For | | For | | For |
| 15 | | Elect Bernard M. Michel | | Mgmt | | For | | For | | For |
| 16 | | Elect Lisa Pankratz | | Mgmt | | For | | For | | For |
| 17 | | Elect David V. Pathe | | Mgmt | | For | | For | | For |
| 18 | | Elect Dissident Nominee Dustin Haw | | Mgmt | | Against | | N/A | | N/A |
| 19 | | Elect Dissident Nominee Michael Rapps | | Mgmt | | Against | | N/A | | N/A |
| 20 | | Elect Dissident Nominee George Armoyan | | Mgmt | | Against | | N/A | | N/A |
| 21 | | Reduce Board Size (Dissident) | | Mgmt | | Against | | Against | | For |
| 22 | | Helms-Burton Resolution (Dissident) | | Mgmt | | Against | | Against | | For |
| 23 | | Shareholder Proposal Regarding Unanimous Board Approval of Material Acquisitions | | ShrHoldr | | Against | | Against | | For |
| 24 | | Shareholder Proposal Regarding Advisory Vote on Executive Compensation | | ShrHoldr | | Against | | Against | | For |
| 25 | | Shareholder Proposal Regarding Advisory Vote on Director Compensation | | ShrHoldr | | Against | | Against | | For |
| 26 | | Shareholder Proposal Regarding Director Perquisites | | ShrHoldr | | Against | | Against | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence I. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George L. Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Brough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Chantal Gosselin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Wade D. Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Share Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 6 | | Amendment to By-Laws Regarding Quorum Requirements | | Mgmt | | For | | For | | For |
| 7 | | Notice and Access Provision | | Mgmt | | For | | For | | For |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition by Canada Lithium Corp. | | Mgmt | | For | | For | | For |
SolarCity Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCTY | | CUSIP 83416T100 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Antonio J. Gracias | | Mgmt | | For | | For | | For |
| 2 | | Elect Nancy E. Pfund | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Peter J. Rive | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Southwestern Energy Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWN | | CUSIP 845467109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John D. Gass | | Mgmt | | For | | For | | For |
| 2 | | Elect Catherine A. Kehr | | Mgmt | | For | | For | | For |
| 3 | | Elect Greg D. Kerley | | Mgmt | | For | | For | | For |
| 4 | | Elect Vello A. Kuuskraa | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth R. Mourton | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven L. Mueller | | Mgmt | | For | | For | | For |
| 7 | | Elect Elliott Pew | | Mgmt | | For | | For | | For |
| 8 | | Elect Alan H. Stevens | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
| 12 | | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHoldr | | Against | | Against | | For |
Spur Ventures Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVU | | CINS 85216L104 | | 09/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect W. David Black | | Mgmt | | For | | Against | | Against |
| 4 | | Elect William P Armstrong | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Siemens | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven G. Dean | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert G. Atkinson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect John Morgan | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Articles Regarding Notice-And-Access | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SunEdison, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUNE | | CUSIP 86732Y109 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter Blackmore | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Ahmad R. Chatila | | Mgmt | | For | | For | | For |
| 3 | | Elect Marshall C. Turner, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Award Exchange Program | | Mgmt | | For | | For | | For |
| 7 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 8 | | Conversion of Debt Instruments | | Mgmt | | For | | For | | For |
| 9 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 4 | | Elect Doris A. Meyer | | Mgmt | | For | | For | | For |
| 5 | | Elect Craig A. Angus | | Mgmt | | For | | For | | For |
| 6 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen T. Gatley | | Mgmt | | For | | For | | For |
| 9 | | Elect Eric H. Edwards | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Superior Energy Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPN | | CUSIP 868157108 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Harold J. Bouillion | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Enoch L. Dawkins | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect David D. Dunlap | | Mgmt | | For | | For | | For |
| 1.4 | | Elect James M. Funk | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Terence E. Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Peter D. Kinnear | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael McShane | | Mgmt | | For | | For | | For |
| 1.8 | | Elect W. Matt Ralls | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Justin L. Sullivan | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Human Rights Report | | ShrHoldr | | Against | | Against | | For |
Teekay Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TK | | CUSIP Y8564W103 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Thomas Kuo-Yuen Hsu | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Axel Karlshoej | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bjorn Moller | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Peter Evensen | | Mgmt | | For | | For | | For |
Tesoro Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSO | | CUSIP 881609101 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Rodney F. Chase | | Mgmt | | For | | For | | For |
| 2 | | Elect Gregory J. Goff | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert W. Goldman | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Steven H. Grapstein | | Mgmt | | For | | For | | For |
| 5 | | Elect David Lilley | | Mgmt | | For | | For | | For |
| 6 | | Elect Mary Pat McCarthy | | Mgmt | | For | | For | | For |
| 7 | | Elect Jim W. Nokes | | Mgmt | | For | | For | | For |
| 8 | | Elect Susan Tomasky | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael E. Wiley | | Mgmt | | For | | For | | For |
| 10 | | Elect Patrick Y. Yang | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
TransCanada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRP | | CUSIP 89353D107 | | 05/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Kevin E. Benson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Derek H. Burney | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Paule Gauthier | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Russell K. Girling | | Mgmt | | For | | For | | For |
| 1.5 | | Elect S. Barry Jackson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Paula Rosput Reynolds | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John Richels | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mary Pat Salomone | | Mgmt | | For | | For | | For |
| 1.9 | | Elect D. Michael G. Stewart | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Siim A. Vanaselja | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Richard E. Waugh | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Trilogy Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TET | | CINS 89620H105 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Clayton H. Riddell | | Mgmt | | For | | For | | For |
| 3 | | Elect James H.T. Riddell | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael H. Dilger | | Mgmt | | For | | For | | For |
| 5 | | Elect Wilfred A. Gobert | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert M. MacDonald | | Mgmt | | For | | For | | For |
| 7 | | Elect R. Keith MacLeod | | Mgmt | | For | | For | | For |
| 8 | | Elect E. Mitchell Shier | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Donald F. Textor | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Trinidad Drilling Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TDG | | CINS 896356102 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael E. Heier | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian C. Bentz | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian Burden | | Mgmt | | For | | For | | For |
| 7 | | Elect David Halford | | Mgmt | | For | | For | | For |
| 8 | | Elect Jim Brown | | Mgmt | | For | | For | | For |
| 9 | | Elect Kenneth Stickland | | Mgmt | | For | | For | | For |
| 10 | | Elect Lyle C Whitmarsh | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Incentive Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Incentive Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Tsakos Energy Navigation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TNP | | CUSIP G9108L108 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard L. Paniguian | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Efthimios E. Mitropoulos | | Mgmt | | For | | For | | For |
| 2 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 3 | | Technical Amendments to Bye-Laws | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Turquoise Hill Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRQ | | CUSIP 900435108 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Rowena Albones | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Jill Gardiner | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect R. Peter Gillin | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect David Klingner | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Kay G. Priestly | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Russel C. Robertson | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Jeffery D. Tygesen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Tyson Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSN | | CUSIP 902494103 | | 01/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John H. Tyson | | Mgmt | | For | | For | | For |
| 2 | | Elect Kathleen M. Bader | | Mgmt | | For | | For | | For |
| 3 | | Elect Gaurdie E. Banister, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jim Kever | | Mgmt | | For | | For | | For |
| 5 | | Elect Kevin M. McNamara | | Mgmt | | For | | For | | For |
| 6 | | Elect Brad T. Sauer | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Thurber | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Barbara A. Tyson | | Mgmt | | For | | For | | For |
| 9 | | Elect Albert C. Zapanta | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Gestation Crates | | ShrHoldr | | Against | | Abstain | | N/A |
Ultra Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UPL | | CUSIP 903914109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael D. Watford | | Mgmt | | For | | For | | For |
| 2 | | Elect W. Charles Helton | | Mgmt | | For | | For | | For |
| 3 | | Elect Stephen J. McDaniel | | Mgmt | | For | | For | | For |
| 4 | | Elect Roger A. Brown | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael J. Keeffe | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | 2015 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
US Oil Sands Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USO | | CINS 91732K109 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward Chwyl | | Mgmt | | For | | For | | For |
| 4 | | Alfred Holcomb | | Mgmt | | For | | For | | For |
| 5 | | Serafino Iacono | | Mgmt | | For | | For | | For |
| 6 | | Verne G. Johnson | | Mgmt | | For | | Against | | Against |
| 7 | | Stephen Lehner | | Mgmt | | For | | For | | For |
| 8 | | Ronald Pantin | | Mgmt | | For | | For | | For |
| 9 | | Cameron M. Todd | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Brown | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
VALUE CREATION INC.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC01881 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Change in Board Size | | Mgmt | | For | | Abstain | | Against |
| 4 | | Election of Directors | | Mgmt | | For | | Abstain | | Against |
| 5 | | Ratification of Auditor | | Mgmt | | For | | Abstain | | Against |
| 6 | | Transaction of Other Business | | Mgmt | | For | | Abstain | | Against |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VDC | | CINS 924878101 | | 12/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Martin Wood | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
West Fraser Timber Co. Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WFT | | CINS 952845105 | | 04/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Hank Ketcham | | Mgmt | | For | | For | | For |
| 3 | | Elect Clark S. Binkley | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Duncan Gibson | | Mgmt | | For | | For | | For |
| 5 | | Elect Samuel W. Ketcham | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Harald H. Ludwig | | Mgmt | | For | | For | | For |
| 7 | | Elect Gerald J. Miller | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert L. Phillips | | Mgmt | | For | | For | | For |
| 9 | | Elect Janice G. Rennie | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Ted Seraphim | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Increase in Authorized Capital | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Westlake Chemical Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLK | | CUSIP 960413102 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dorothy C. Jenkins | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Max L. Lukens | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Adoption of Exclusive Forum Provision | | Mgmt | | For | | Against | | Against |
| 4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Woulfe Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 03/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Preferred Shares | | Mgmt | | For | | Against | | Against |
| 3 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Woulfe Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 11/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 4 | | Elect David Constable | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ned Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Benjamin Yi | | Mgmt | | For | | For | | For |
| 7 | | Elect Michel Gaucher | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael B. Skead | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Gold and Precious Metals Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 05/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne M. Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Martine A. Celej | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Clifford J Davis | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert J. Gemmell | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Deborah A. McCombe | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James D. Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard R. Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Incentive Share Purchase Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Alacer Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ASR | | CINS 010679108 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Rodney P. Antal | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas R. Bates, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jan A. Castro | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward C. Dowling, Jr. | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Richard P. Graff | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | 2014 Restricted Stock Unit Plan | | Mgmt | | For | | For | | For |
Atico Mining Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATY | | CINS 047559109 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jorge R. Ganoza | | Mgmt | | For | | For | | For |
| 4 | | Elect Jorge A. Ganoza | | Mgmt | | For | | For | | For |
| 5 | | Elect Luis D. Ganoza | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael D. Winn | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Luis Saenz | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Advance Notice Board Policy | | Mgmt | | For | | For | | For |
| 12 | | Adoption of Advance Notice Provision | | Mgmt | | For | | For | | For |
AuRico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C105 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alan Edwards | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Mark J. Daniel | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Scott G. Perry | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Luis M. Chavez | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Patrick D. Downey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Ronald E. Smith | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 4 | | Amendments to By-Laws (Bundled) | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CUSIP 11777Q209 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 2.6 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 2.8 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 2.9 | | Elect Kevin Bullock | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Restricted Unit Plan | | Mgmt | | For | | For | | For |
| 6 | | Advance Notice | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 11 | | Elect Kevin Bullock | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Restricted Unit Plan | | Mgmt | | For | | For | | For |
| 15 | | Advance Notice | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901108 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charles W. D. Birchall | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ned Goodman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Nancy H.O. Lockhart | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Anthony Munk | | Mgmt | | For | | For | | For |
| 1.8 | | Elect David Naylor | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Steven J. Shapiro | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| 1.11 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Ernie L. Thrasher | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Centerra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CG | | CINS 152006102 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Ian Atkinson | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Connor | | Mgmt | | For | | For | | For |
| 5 | | Elect Raphael Girard | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Stephen A. Lang | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Emil Orozbaev | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Parrett | | Mgmt | | For | | For | | For |
| 9 | | Elect Sheryl K. Pressler | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Terry V. Rogers | | Mgmt | | For | | For | | For |
| 11 | | Elect Kalinur Sadyrov | | Mgmt | | For | | For | | For |
| 12 | | Elect Kylychbek Shakirov | | Mgmt | | For | | For | | For |
| 13 | | Elect Bruce V. Walter | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Amendments to By-Laws (Bundled) | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Comstock Mining, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LODE | | CUSIP 205750102 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John V. Winfield | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Corrado De Gasperis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Daniel W. Kappes | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect William J. Nance | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert A. Reseigh | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Detour Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DGC | | CINS 250669108 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Peter A. Crossgrove | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Louis Dionne | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Falzon | | Mgmt | | For | | For | | For |
| 6 | | Elect Ingrid J. Hibbard | | Mgmt | | For | | For | | For |
| 7 | | Elect J. Michael Kenyon | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Martin | | Mgmt | | For | | For | | For |
| 9 | | Elect Alex G. Morrison | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 11 | | Elect Graham Wozniak | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
DRDGold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRD | | CUSIP 26152H301 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
DRDGold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRD | | CUSIP 26152H301 | | 11/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2 | | Re-elect Geoffrey Campbell | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Edmund Jeneker | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Daniel Pretorius | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Craig Barnes | | Mgmt | | For | | Against | | Against |
| 6 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit Committee Members | | Mgmt | | For | | For | | For |
| 8 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 9 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Approve Financial Assistance (Sections 44 and 45) | | Mgmt | | For | | For | | For |
| 12 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Amend Memorandum of Incorporation | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendments to By-Laws | | Mgmt | | For | | For | | For |
Eldorado Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ross Cory | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Gilmore | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Geoffrey A. Handley | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Michael A. Price | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Steven P. Reid | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul N. Wright | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Bylaws (Bundled) | | Mgmt | | For | | For | | For |
| 5 | | Elimination of Convertible Non-Voting Shares | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the Incentive Stock Option Plan (Employees) | | Mgmt | | For | | For | | For |
| 7 | | Amendment to the Incentive Stock Option Plan (Officers and Directors) | | Mgmt | | For | | For | | For |
| 8 | | Performance Share Unit Plan | | Mgmt | | For | | For | | For |
Endeavour Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael E. Beckett | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Neil Woodyer | | Mgmt | | For | | For | | For |
| 4 | | Elect Wayne McManus | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian J. Henderson | | Mgmt | | For | | For | | For |
| 6 | | Elect Ian D. Cockerill | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Miquel Rodriguez | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank Giustra | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert A. McCallum | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Fortuna Silver Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FVI | | CUSIP 349915108 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Jorge Ganoza Durant | | Mgmt | | For | | For | | For |
| 2.2 | �� | Elect Simon Ridgway | | Mgmt | | For | | Withhold | | Against |
| 2.3 | | Elect Michael Iverson | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Mario Szotlender | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Thomas Kelly | | Mgmt | | For | | For | | For |
| 2.7 | | Elect David Farrell | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tom Albanese | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D501 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Hernan Torres | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 12/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Re-elect Joaquim Chissano | | Mgmt | | For | | Against | | Against |
| 2 | | Re-elect Cathie Markus | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Andre Wilkens | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Karabo Nondumo | | Mgmt | | For | | For | | For |
| 5 | | Elect Vishnu Pillay | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit and Risk Committee Member (John Wetton) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit and Risk Committee Member (Fikile De Buck) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit and Risk Committee Member (Simo Lushaba) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit and Risk Committee Member (Modise Motloba) | | Mgmt | | For | | For | | For |
| 10 | | Elect Audit and Risk Committee Member (Karabo Nondumo) | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 15 | | Amendment to Memorandum | | Mgmt | | For | | For | | For |
Iamgold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IMG | | CUSIP 450913108 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John E. Caldwell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald K. Charter | | Mgmt | | For | | For | | For |
| 1.3 | | Elect W. Robert Dengler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Guy G. Dufresne | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard J. Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stephen J.J. Letwin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mahendra Naik | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William D. Pugliese | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John T. Shaw | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Timothy R. Snider | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Share Incentive Plan | | Mgmt | | For | | For | | For |
Imperial Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| III | | cins 452892102 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Pierre Lebel | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Brian Kynoch | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry G. Moeller | | Mgmt | | For | | For | | For |
| 6 | | Elect Theodore W. Muraro | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Laurie Pare | | Mgmt | | For | | For | | For |
| 8 | | Elect Edward Yurkowski | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Klondex Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KDX | | CINS 498696103 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Renaud Adams | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Cooper | | Mgmt | | For | | For | | For |
| 4 | | Elect James Haggarty | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Huet | | Mgmt | | For | | For | | For |
| 6 | | Elect William Matlack | | Mgmt | | For | | For | | For |
| 7 | | Elect Blair Schultz | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lake Shore Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LSG | | CINS 510728108 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan C. Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony Makuch | | Mgmt | | For | | For | | For |
| 5 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 6 | | Elect Jonathan Gill | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Diane Francis | | Mgmt | | For | | For | | For |
| 9 | | Elect Peter Crossgrove | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lucara Diamond Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LUC | | CINS 54928Q108 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard P. Clark | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect William Lamb | | Mgmt | | For | | For | | For |
| 7 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Eira Thomas | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amend Articles Regarding Notice and Access | | Mgmt | | For | | For | | For |
Major Drilling Group International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MDI | | CINS 560909103 | | 09/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Edward J. Breiner | | Mgmt | | For | | For | | For |
| 3 | | Elect Jean Desrosiers | | Mgmt | | For | | For | | For |
| 4 | | Elect Fred J. Dyment | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David A. Fennell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Francis P. McGuire | | Mgmt | | For | | For | | For |
| 7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 8 | | Elect Janice G. Rennie | | Mgmt | | For | | Against | | Against |
| 9 | | Elect David B. Tennant | | Mgmt | | For | | For | | For |
| 10 | | Elect Jo Mark Zurel | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Mandalay Resources Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MND | | CINS 562568204 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Griffin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter R. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Bradford A. Mills | | Mgmt | | For | | For | | For |
| 8 | | Elect Sanjay Swarup | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Marlin Gold Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MLN | | CINS 571175108 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Brownlie | | Mgmt | | For | | For | | For |
| 4 | | Elect Akiba Leisman | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Cesar Gonzalez | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Jesse Munoz | | Mgmt | | For | | For | | For |
| 7 | | Elect Cecile Munoz | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Amendments to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect R. Stuart Angus | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ian R. Ashby | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Clifford T. Davis | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect Gary E. German | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Gerard E. Munera | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Newcrest Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCM | | CINS Q6651B114 | | 10/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Philip Aiken | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Hay | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Richard Lee | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Timothy Poole | | Mgmt | | For | | For | | For |
| 6 | | Re-elect John Spark | | Mgmt | | For | | For | | For |
| 7 | | Remuneration Report | | Mgmt | | For | | For | | For |
Northern Star Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NST | | CINS Q6951U101 | | 03/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities (Tranche 1) | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities (Tranche 2) | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (NED Christopher Rowe) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (MD Bill Beament) | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities (NED Peter O’Connor) | | Mgmt | | For | | For | | For |
| 7 | | Approve Issue of Securities (NED John Fitzgerald) | | Mgmt | | For | | For | | For |
OceanaGold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OGC | | CINS 675222103 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect James E. Askew | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Denham Shale | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 6 | | Elect Jose Paredes Leviste Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Jacob Klein | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William H. Myckatyn | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Geoffrey W. Raby | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Equity Grant to Mr. Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Securities | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Oromin Explorations Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OLE | | CINS 687082107 | | 10/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Audit Committee Member (Hester Hickey) | | Mgmt | | For | | For | | For |
| 4 | | Elect Audit Committee Member (Rob Still) | | Mgmt | | For | | For | | For |
| 5 | | Elect Audit Committee Member (Keith Spencer) | | Mgmt | | For | | Against | | Against |
| 6 | | Approve Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 7 | | Re-elect Keith Spencer | | Mgmt | | For | | Against | | Against |
| 8 | | Re-elect Phuti Mahanyele | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Holding | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report (Advisory) | | Mgmt | | For | | Against | | Against |
| 4 | | Remuneration Policy (Advisory — Non-UK issuer) | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Norborne P. Cole, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 8 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 9 | | Elect Jemal-ud-din Kassum | | Mgmt | | For | | For | | For |
| 10 | | Elect Jeanine Mabunda Lioko | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 13 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 16 | | Increase in Authorised Capital | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees (Share Grants) | | Mgmt | | For | | For | | For |
| 19 | | Directors’ Fees (Increase Fee Cap) | | Mgmt | | For | | For | | For |
| 20 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 23 | | Scrip Dividend | | Mgmt | | For | | For | | For |
| 24 | | Electronic Communications | | Mgmt | | For | | For | | For |
Regis Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRL | | CINS Q8059N120 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Nick Giorgetta | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Fergusson | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Klaus M. Zeitler | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 5 | | Elect Drago Guillermo Kisic Wagner | | Mgmt | | For | | For | | For |
| 6 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 7 | | Elect Sidney P.H. Robinson | | Mgmt | | For | | For | | For |
| 8 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 9 | | Elect Roger Norwich | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Royal Gold, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGLD | | CUSIP 780287108 | | 11/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William M. Hayes | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald J. Vance | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Semafo, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Terence F. Bowles | | Mgmt | | For | | For | | For |
| 2 | | Elect Benoit Desormeaux | | Mgmt | | For | | For | | For |
| 3 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 4 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 5 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 6 | | Elect Lawrence I. McBrearty | | Mgmt | | For | | For | | For |
| 7 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Silvercrest Mines Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVL | | CINS 828365106 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Dunham L. Craig | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Scott Drever | | Mgmt | | For | | For | | For |
| 5 | | Elect N. Eric Fier | | Mgmt | | For | | For | | For |
| 6 | | Elect Ross Glanville | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Barney Magnusson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George W. Sanders | | Mgmt | | For | | For | | For |
| 9 | | Elect Graham C. Thody | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
Tahoe Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THO | | CUSIP 873868103 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lorne B. Anderson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John P. Bell | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tanya M. Jakusconek | | Mgmt | | For | | For | | For |
| 1.4 | | Elect C. Kevin McArthur | | Mgmt | | For | | For | | For |
| 1.5 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Paul B. Sweeney | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James S. Voorhees | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Kenneth F. Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Teranga Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TGZ | | CINS 880797105 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alan R. Hill | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard S. Young | | Mgmt | | For | | For | | For |
| 4 | | Elect Christopher R. Lattanzi | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward S. Goldenberg | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Alan R. Thomas | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank D. Wheatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Jendayi Frazer | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Reapproval of Stock Option Plan | | Mgmt | | For | | For | | For |
Tiffany & Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TIF | | CUSIP 886547108 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael J. Kowalski | | Mgmt | | For | | For | | For |
| 2 | | Elect Rose Marie Bravo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gary E. Costley | | Mgmt | | For | | For | | For |
| 4 | | Elect Frederic P. Cumenal | | Mgmt | | For | | For | | For |
| 5 | | Elect Lawrence K. Fish | | Mgmt | | For | | For | | For |
| 6 | | Elect Abby F. Kohnstamm | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles K. Marquis | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter W. May | | Mgmt | | For | | For | | For |
| 9 | | Elect William A. Shutzer | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert S. Singer | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | 2014 Employee Incentive Plan | | Mgmt | | For | | Against | | Against |
Timmins Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMM | | CINS 88741P103 | | 07/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Bruce Bragagnolo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Arturo Bonillas | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel Soto | | Mgmt | | For | | For | | For |
| 5 | | Elect Frank Cordova | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eugene Hodgson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect R. Barry Fraser | | Mgmt | | For | | For | | For |
| 8 | | Elect Paula Rogers | | Mgmt | | For | | For | | For |
| 9 | | Elect Keith Peck | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
U.S. Silver & Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USA | | CINS 90346L107 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Hugh Agro | | Mgmt | | For | | For | | For |
| 3 | | Elect Darren Blasutti | | Mgmt | | For | | For | | For |
| 4 | | Elect Alex Davidson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Alan Edwards | | Mgmt | | For | | For | | For |
| 6 | | Gordon E. Pridham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Thomas L. Ryley | | Mgmt | | For | | For | | For |
| 8 | | Lorie Waisberg | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Private Placement | | Mgmt | | For | | For | | For |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter J. Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick J. Mars | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John A. Begeman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Alexander J. Davidson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard P. Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Nigel Lees | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Carl L. Renzoni | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Approval of the New General By-Law | | Mgmt | | For | | For | | For |
| 4 | | Advisory vote on executive compensation | | Mgmt | | For | | Against | | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds Holmes Macro Trends Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
AAON, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAON | | CUSIP 000360206 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jack E. Short | | Mgmt | | For | | For | | For |
| 2 | | Elect Jerry R. Levine | | Mgmt | | For | | Against | | Against |
| 3 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 4 | | Amend Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
AbbVie Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABBV | | CUSIP 00287Y109 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Alpern | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Edward M. Liddy | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Frederick H. Waddell | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Alexion Pharmaceuticals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALXN | | CUSIP 015351109 | | 05/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Leonard Bell | | Mgmt | | For | | For | | For |
| 2 | | Elect Max Link | | Mgmt | | For | | For | | For |
| 3 | | Elect William R. Keller | | Mgmt | | For | | For | | For |
| 4 | | Elect John T. Mollen | | Mgmt | | For | | For | | For |
| 5 | | Elect R. Douglas Norby | | Mgmt | | For | | For | | For |
| 6 | | Elect Alvin S. Parven | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Andreas Rummelt | | Mgmt | | For | | For | | For |
| 8 | | Elect Ann M. Veneman | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Poison Pills | | ShrHoldr | | Against | | For | | Against |
Align Technology, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALGN | | CUSIP 016255101 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Joseph Lacob | | Mgmt | | For | | For | | For |
| 2 | | Elect C. Raymond Larkin, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect George J. Morrow | | Mgmt | | For | | For | | For |
| 4 | | Elect David C. Nagel | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas M. Prescott | | Mgmt | | For | | For | | For |
| 6 | | Elect Andrea L. Saia | | Mgmt | | For | | For | | For |
| 7 | | Elect Greg J. Santora | | Mgmt | | For | | For | | For |
| 8 | | Elect Warren S. Thaler | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Ambarella Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMBA | | CUSIP G037AX101 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leslie D. Kohn | | Mgmt | | For | | For | | For |
| 1.2 | | Elect D. Jeffrey Richardson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Lip-Bu Tan | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
AMGEN Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMGN | | CUSIP 031162100 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Baltimore | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Francois de Carbonnel | | Mgmt | | For | | For | | For |
| 5 | | Elect Vance D. Coffman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert A. Eckert | | Mgmt | | For | | For | | For |
| 7 | | Elect Greg C. Garland | | Mgmt | | For | | For | | For |
| 8 | | Elect Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| 9 | | Elect Frank C. Herringer | | Mgmt | | For | | For | | For |
| 10 | | Elect Tyler Jacks | | Mgmt | | For | | For | | For |
| 11 | | Elect Judith C. Pelham | | Mgmt | | For | | For | | For |
| 12 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | | Against | | Against | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William V. Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy D. Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard S. Drexler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert A. Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur D. Levinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 2 | | Technical Amendment to Articles | | Mgmt | | For | | For | | For |
| 3 | | Eliminate Blank Check Authority to Issue Preferred Stock | | Mgmt | | For | | For | | For |
| 4 | | Establish a Par Value for the Company’s Common Stock of $0.00001 Per Share | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | 2014 Employee Stock Plan | | Mgmt | | For | | For | | For |
| 8 | | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | | ShrHoldr | | Against | | Against | | For |
| 10 | | Shareholder Proposal Regarding Share Buybacks | | ShrHoldr | | N/A | | Abstain | | N/A |
| 11 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
ARM Holdings plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARM | | CUSIP 042068106 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report (Advisory) | | Mgmt | | For | | For | | For |
| 4 | | Remuneration Policy (Binding) | | Mgmt | | For | | For | | For |
| 5 | | Elect Stuart Chambers | | Mgmt | | For | | For | | For |
| 6 | | Elect Simon Segars | | Mgmt | | For | | For | | For |
| 7 | | Elect Andy Green | | Mgmt | | For | | For | | For |
| 8 | | Elect Larry Hirst | | Mgmt | | For | | For | | For |
| 9 | | Elect Mike Muller | | Mgmt | | For | | For | | For |
| 10 | | Elect Kathleen O’Donovan | | Mgmt | | For | | For | | For |
| 11 | | Elect Janice Roberts | | Mgmt | | For | | For | | For |
| 12 | | Elect Tim Score | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Increase in Directors’ Fee Cap | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 19 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Bank of America Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAC | | CUSIP 060505104 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sharon L. Allen | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Susan S. Bies | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jack O. Bovender, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank P. Bramble, Sr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre J. P. de Weck | | Mgmt | | For | | For | | For |
| 6 | | Elect Arnold W. Donald | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles K. Gifford | | Mgmt | | For | | For | | For |
| 8 | | Elect Charles O. Holliday, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Linda P. Hudson | | Mgmt | | For | | For | | For |
| 10 | | Elect Monica C. Lozano | | Mgmt | | For | | For | | For |
| 11 | | Elect Thomas J. May | | Mgmt | | For | | For | | For |
| 12 | | Elect Brian T. Moynihan | | Mgmt | | For | | For | | For |
| 13 | | Elect Lionel L. Nowell, III | | Mgmt | | For | | For | | For |
| 14 | | Elect Clayton S. Rose | | Mgmt | | For | | For | | For |
| 15 | | Elect R. David Yost | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 18 | | Amendment to Series T Preferred Stock | | Mgmt | | For | | For | | For |
| 19 | | Shareholder Proposal Regarding Cumulative Voting | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | | ShrHoldr | | Against | | Against | | For |
| 22 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
Belden Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BDC | | CUSIP 077454106 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David J. Aldrich | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Lance C. Balk | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven W. Berglund | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Judy L. Brown | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Bryan C. Cressey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Glenn Kalnasy | | Mgmt | | For | | For | | For |
| 1.7 | | Elect George E. Minnich | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John M. Monter | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John S. Stroup | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Biogen Idec, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BIIB | | CUSIP 09062X103 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Caroline Dorsa | | Mgmt | | For | | For | | For |
| 2 | | Elect Stelios Papadopoulos | | Mgmt | | For | | For | | For |
| 3 | | Elect George A. Scangos | | Mgmt | | For | | For | | For |
| 4 | | Elect Lynn Schenk | | Mgmt | | For | | For | | For |
| 5 | | Elect Alexander J. Denner | | Mgmt | | For | | For | | For |
| 6 | | Elect Nancy L. Leaming | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard C. Mulligan | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert W. Pangia | | Mgmt | | For | | For | | For |
| 9 | | Elect Brian S. Posner | | Mgmt | | For | | For | | For |
| 10 | | Elect Eric K. Rowinsky | | Mgmt | | For | | For | | For |
| 11 | | Elect Stephen A. Sherwin | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Canaccord Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CINS 134801109 | | 08/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Charles N. Bralver | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter M. Brown | | Mgmt | | For | | For | | For |
| 5 | | Elect Massimo Carello | | Mgmt | | For | | For | | For |
| 6 | | Elect William J. Eeuwes | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael D. Harris | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David J. Kassie | | Mgmt | | For | | For | | For |
| 9 | | Elect Terrence A. Lyons | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Paul D. Reynolds | | Mgmt | | For | | For | | For |
| 11 | | Elect Dipesh Shah | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Canadian Pacific Railway Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CP | | CUSIP 13645T100 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3.1 | | Elect William A. Ackman | | Mgmt | | For | | For | | For |
| 3.2 | | Elect Gary F. Colter | | Mgmt | | For | | For | | For |
| 3.3 | | Elect Isabelle Courville | | Mgmt | | For | | For | | For |
| 3.4 | | Elect Paul G. Haggis | | Mgmt | | For | | For | | For |
| 3.5 | | Elect E. Hunter Harrison | | Mgmt | | For | | For | | For |
| 3.6 | | Elect Paul C. Hilal | | Mgmt | | For | | For | | For |
| 3.7 | | Elect Krystyna T. Hoeg | | Mgmt | | For | | For | | For |
| 3.8 | | Elect Rebecca MacDonald | | Mgmt | | For | | For | | For |
| 3.9 | | Elect Anthony R. Melman | | Mgmt | | For | | For | | For |
| 3.10 | | Elect Linda J. Morgan | | Mgmt | | For | | For | | For |
| 3.11 | | Elect Jim Prentice | | Mgmt | | For | | For | | For |
| 3.12 | | Elect Andrew F. Reardon | | Mgmt | | For | | For | | For |
| 3.13 | | Elect Stephen C. Tobias | | Mgmt | | For | | For | | For |
Cavium Networks, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAVM | | CUSIP 14964U108 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect C. N. Reddy | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Chicago Bridge & Iron Company N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBI | | CUSIP 167250109 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James. H. Miller | | Mgmt | | For | | For | | For |
| 2 | | Elect James R. Bolch | | Mgmt | | For | | For | | For |
| 3 | | Elect Larry D. McVay | | Mgmt | | For | | For | | For |
| 4 | | Elect Marsha C. Williams | | Mgmt | | For | | For | | For |
| 5 | | Elect Chicago Bridge & Iron Company | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the 2008 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Chipotle Mexican Grill, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CMG | | CUSIP 169656105 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John S. Charlesworth | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Montgomery F. Moran | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Kimbal Musk | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2011 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
Chuy’s Holdings Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHUY | | CUSIP 171604101 | | 07/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Saed Mohseni | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael Stanley | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ira Zecher | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Compass Minerals International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CMP | | CUSIP 20451N101 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Bradley J. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard S. Grant | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Amy J. Yoder | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Concho Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXO | | CUSIP 20605P101 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy A. Leach | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William H. Easter III | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John P. Surma | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Continental Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLR | | CUSIP 212015101 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David L. Boren | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William B. Berry | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Difference Capital Funding Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DCF | | CINS 25374Q107 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Wekerle | | Mgmt | | For | | For | | For |
| 3 | | Elect Paul Sparkes | | Mgmt | | For | | For | | For |
| 4 | | Elect Wesley Hall | | Mgmt | | For | | For | | For |
| 5 | | Elect Riyaz Lalani | | Mgmt | | For | | For | | For |
| 6 | | Elect John Albright | | Mgmt | | For | | For | | For |
| 7 | | Elect Ivan Fecan | | Mgmt | | For | | For | | For |
| 8 | | Elect Arthur Mesher | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
DXP Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DXPE | | CUSIP 233377407 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David R. Little | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Cletus Davis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Timothy P. Halter | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Bryan Wimberly | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Eastman Chemical Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EMN | | CUSIP 277432100 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Humberto P. Alfonso | | Mgmt | | For | | For | | For |
| 2 | | Elect Gary E. Anderson | | Mgmt | | For | | For | | For |
| 3 | | Elect Brett D. Begemann | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael P. Connors | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark J. Costa | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen R. Demeritt | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert M. Hernandez | | Mgmt | | For | | For | | For |
| 8 | | Elect Julie F. Holder | | Mgmt | | For | | For | | For |
| 9 | | Elect Renee J. Hornbaker | | Mgmt | | For | | For | | For |
| 10 | | Elect Lewis M. Kling | | Mgmt | | For | | For | | For |
| 11 | | Elect David W. Raisbeck | | Mgmt | | For | | For | | For |
| 12 | | Elect James P. Rogers | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Evercore Partners Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EVR | | CUSIP 29977A105 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Roger C. Altman | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Pedro Aspe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard I. Beattie | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Francois de Saint Phalle | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Gail B. Harris | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Curtis A. Hessler | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert B. Millard | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ralph L. Schlosstein | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Facebook Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FB | | CUSIP 30303M102 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Marc L. Andreessen | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Erskine B. Bowles | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Susan D. Desmond-Hellmann | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Donald E. Graham | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Reed Hastings | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Sheryl K. Sandberg | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Peter A. Thiel | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mark Zuckerberg | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 4 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Report on Childhood Obesity Risks | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tom Albanese | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Gentherm Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THRM | | CUSIP 37253A103 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lewis Booth | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Francois J. Castaing | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Daniel R. Coker | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Sophie Desormiere | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Maurice E.P. Gunderson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Oscar B. Marx III | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Carlos Mazzorin | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Franz Scherer | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Byron Shaw | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Google Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GOOG | | CUSIP 38259P508 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Larry Page | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sergey Brin | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Eric E. Schmidt | | Mgmt | | For | | For | | For |
| 1.4 | | Elect L. John Doerr | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Diane B. Greene | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John L. Hennessy | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Ann Mather | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul S. Otellini | | Mgmt | | For | | For | | For |
| 1.9 | | Elect K. Ram Shriram | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Shirley M. Tilghman | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Tax Policy Principles | | ShrHoldr | | Against | | Against | | For |
| 8 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D501 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Hernan Torres | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Gulfport Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPOR | | CUSIP 402635304 | | 07/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
Honeywell International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HON | | CUSIP 438516106 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gordon M. Bethune | | Mgmt | | For | | For | | For |
| 2 | | Elect Kevin Burke | | Mgmt | | For | | For | | For |
| 3 | | Elect Jaime Chico Pardo | | Mgmt | | For | | For | | For |
| 4 | | Elect David M. Cote | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Scott Davis | | Mgmt | | For | | For | | For |
| 6 | | Elect Linnet F. Deily | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Judd Gregg | | Mgmt | | For | | For | | For |
| 8 | | Elect Clive Hollick | | Mgmt | | For | | For | | For |
| 9 | | Elect Grace D. Lieblein | | Mgmt | | For | | For | | For |
| 10 | | Elect George Paz | | Mgmt | | For | | For | | For |
| 11 | | Elect Bradley T. Sheares | | Mgmt | | For | | For | | For |
| 12 | | Elect Robin L. Washington | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOU | | CINS 44985J105 | | 05/23/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Guy Charrette | | Mgmt | | For | | For | | For |
| 3 | | Elect David Cynn | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Marleau | | Mgmt | | For | | For | | For |
| 5 | | Elect Evan Price | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Approval of the Sale of Loans to the Palos/IOU High Yield Fund | | Mgmt | | For | | For | | For |
| 9 | | Elimination of Dual Class Structure | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charles D. Forman | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George Jamieson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2004 Equity Award Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Masco Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MAS | | CUSIP 574599106 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Keith J. Allman | | Mgmt | | For | | For | | For |
| 2 | | Elect Verne G. Istock | | Mgmt | | For | | For | | For |
| 3 | | Elect J. Michael Losh | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Christopher O’Herlihy | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | 2014 Long Term Stock Incentive Plan | | Mgmt | | For | | For | | For |
Michael Kors Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KORS | | CUSIP G60754101 | | 08/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael Kors | | Mgmt | | For | | For | | For |
| 2 | | Elect Judy Gibbons | | Mgmt | | For | | For | | For |
| 3 | | Elect Lawrence S. Stroll | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Mylan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MYL | | CUSIP 628530107 | | 04/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Heather Bresch | | Mgmt | | For | | For | | For |
| 2 | | Elect Wendy Cameron | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert J. Cindrich | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert J. Coury | | Mgmt | | For | | For | | For |
| 5 | | Elect JoEllen Lyons Dillon | | Mgmt | | For | | For | | For |
| 6 | | Elect Neil F. Dimick | | Mgmt | | For | | For | | For |
| 7 | | Elect Melina Higgins | | Mgmt | | For | | For | | For |
| 8 | | Elect Douglas J. Leech | | Mgmt | | For | | For | | For |
| 9 | | Elect Rajiv Malik | | Mgmt | | For | | For | | For |
| 10 | | Elect Joseph C. Maroon | | Mgmt | | For | | For | | For |
| 11 | | Elect Mark Parrish | | Mgmt | | For | | For | | For |
| 12 | | Elect Rodney L. Piatt | | Mgmt | | For | | For | | For |
| 13 | | Elect Randall L. Vanderveen | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Old Dominion Freight Line, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ODFL | | CUSIP 679580100 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Earl E. Congdon | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David S. Congdon | | Mgmt | | For | | For | | For |
| 1.3 | | Elect J. Paul Breitbach | | Mgmt | | For | | For | | For |
| 1.4 | | Elect John R. Congdon, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert G. Culp, III | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John D. Kasarda | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Leo H. Suggs | | Mgmt | | For | | For | | For |
| 1.8 | | Elect D. Michael Wray | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
OpenTable, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OPEN | | CUSIP 68372A104 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect J. William Gurley | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Daniel Meyer | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendemnt to the 2009 Equity Incentive Award Plan | | Mgmt | | For | | For | | For |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Octavio Arbelaez | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael S. Greene | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 8 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Packaging Corporation of America
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PKG | | CUSIP 695156109 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Cheryl K. Beebe | | Mgmt | | For | | For | | For |
| 2 | | Elect Hasan Jameel | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark W. Kowlzan | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert C. Lyons | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas P. Maurer | | Mgmt | | For | | For | | For |
| 6 | | Elect Samuel Mencoff | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger B. Porter | | Mgmt | | For | | For | | For |
| 8 | | Elect Thomas S. Souleles | | Mgmt | | For | | For | | For |
| 9 | | Elect Paul T. Stecko | | Mgmt | | For | | For | | For |
| 10 | | Elect James D. Woodrum | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Pandora Media Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| P | | CUSIP 698354107 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter Chernin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Brian P. McAndrews | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tim Westergren | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | 2014 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
Pegasystems Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PEGA | | CUSIP 705573103 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter Gyenes | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard H. Jones | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven F. Kaplan | | Mgmt | | For | | For | | For |
| 4 | | Elect James P. O’Halloran | | Mgmt | | For | | For | | For |
| 5 | | Elect Alan Trefler | | Mgmt | | For | | For | | For |
| 6 | | Elect Larry Weber | | Mgmt | | For | | For | | For |
| 7 | | Elect William W. Wyman | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
PGT, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PGTI | | CUSIP 69336V101 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brett N. Milgrim | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Richard D. Feintuch | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | 2014 Omnibus Equity Incentive Plan | | Mgmt | | For | | For | | For |
Priceline Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Armstrong | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Howard W. Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey H. Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan L. Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey E. Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James M. Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Darren R. Huston | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Thomas E. Rothman | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Craig W. Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
QUALCOMM Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QCOM | | CUSIP 747525103 | | 03/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Barbara T. Alexander | | Mgmt | | For | | For | | For |
| 2 | | Elect Donald G. Cruickshank | | Mgmt | | For | | For | | For |
| 3 | | Elect Raymond V. Dittamore | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan Hockfield | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas W. Horton | | Mgmt | | For | | For | | For |
| 6 | | Elect Paul E. Jacobs | | Mgmt | | For | | For | | For |
| 7 | | Elect Sherry Lansing | | Mgmt | | For | | For | | For |
| 8 | | Elect Steven M. Mollenkopf | | Mgmt | | For | | For | | For |
| 9 | | Elect Duane A. Nelles | | Mgmt | | For | | For | | For |
| 10 | | Elect Clark T. Randt, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Elect Francisco Ros | | Mgmt | | For | | For | | For |
| 12 | | Elect Jonathan J. Rubinstein | | Mgmt | | For | | For | | For |
| 13 | | Elect Brent Scowcroft | | Mgmt | | For | | For | | For |
| 14 | | Elect Marc I. Stern | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 17 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Regeneron Pharmaceuticals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| REGN | | CUSIP 75886F107 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alfred G. Gilman | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Joseph L. Goldstein | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert A. Ingram | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Christine A. Poon | | Mgmt | | For | | For | | For |
| 1.5 | | Elect P. Roy Vagelos | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 4 | | Approval of 2014 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
Ryland Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RYL | | CUSIP 783764103 | | 04/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William L. Jews | | Mgmt | | For | | For | | For |
| 2 | | Elect Ned Mansour | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert E. Mellor | | Mgmt | | For | | For | | For |
| 4 | | Elect Norman J. Metcalfe | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry T. Nicholson | | Mgmt | | For | | For | | For |
| 6 | | Elect Charlotte St. Martin | | Mgmt | | For | | For | | For |
| 7 | | Elect Thomas W. Toomey | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert G. Van Schoonenberg | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Sanchez Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SN | | CUSIP 79970Y105 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alan G. Jackson | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Greg Colvin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence I. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George L. Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John Brough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Chantal Gosselin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Wade D. Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Share Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 6 | | Amendment to By-Laws Regarding Quorum Requirements | | Mgmt | | For | | For | | For |
| 7 | | Notice and Access Provision | | Mgmt | | For | | For | | For |
Skyworks Solutions, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWKS | | CUSIP 83088M102 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David J. McLachlan | | Mgmt | | For | | For | | For |
| 2 | | Elect David J. Aldrich | | Mgmt | | For | | For | | For |
| 3 | | Elect Kevin L. Beebe | | Mgmt | | For | | For | | For |
| 4 | | Elect Timothy R. Furey | | Mgmt | | For | | For | | For |
| 5 | | Elect Balakrishnan S. Iyer | | Mgmt | | For | | For | | For |
| 6 | | Elect Christine King | | Mgmt | | For | | For | | For |
| 7 | | Elect David P. McGlade | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert A. Schriesheim | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Southwestern Energy Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWN | | CUSIP 845467109 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John D. Gass | | Mgmt | | For | | For | | For |
| 2 | | Elect Catherine A. Kehr | | Mgmt | | For | | For | | For |
| 3 | | Elect Greg D. Kerley | | Mgmt | | For | | For | | For |
| 4 | | Elect Vello A. Kuuskraa | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth R. Mourton | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven L. Mueller | | Mgmt | | For | | For | | For |
| 7 | | Elect Elliott Pew | | Mgmt | | For | | For | | For |
| 8 | | Elect Alan H. Stevens | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
| 12 | | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | | ShrHoldr | | Against | | Against | | For |
Splunk Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPLK | | CUSIP 848637104 | | 06/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John G. Connors | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patricia B. Morrison | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Nicholas G. Sturiale | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Starbucks Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBUX | | CUSIP 855244109 | | 03/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Howard Schultz | | Mgmt | | For | | For | | For |
| 2 | | Elect William W. Bradley | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert M. Gates | | Mgmt | | For | | For | | For |
| 4 | | Elect Mellody Hobson | | Mgmt | | For | | For | | For |
| 5 | | Elect Kevin R. Johnson | | Mgmt | | For | | For | | For |
| 6 | | Elect Olden Lee | | Mgmt | | For | | For | | For |
| 7 | | Elect Joshua C. Ramo | | Mgmt | | For | | For | | For |
| 8 | | Elect James G. Shennan, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Clara Shih | | Mgmt | | For | | For | | For |
| 10 | | Elect Javier G. Teruel | | Mgmt | | For | | For | | For |
| 11 | | Elect Myron E. Ullman III | | Mgmt | | For | | For | | For |
| 12 | | Elect Craig E. Weatherup | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Team Health Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMH | | CUSIP 87817A107 | | 05/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Greg Roth | | Mgmt | | For | | For | | For |
| 1.2 | | Elect James L. Bierman | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Mary R. Grealy | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Tesla Motors Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSLA | | CUSIP 88160R101 | | 06/03/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Elon Musk | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen T. Jurvetson | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2010 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
United Continental Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UAL | | CUSIP 910047109 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Carolyn Corvi | | Mgmt | | For | | For | | For |
| 2 | | Elect Jane C. Garvey | | Mgmt | | For | | For | | For |
| 3 | | Elect Walter Isaacson | | Mgmt | | For | | For | | For |
| 4 | | Elect Henry L. Meyer III | | Mgmt | | For | | For | | For |
| 5 | | Elect Oscar Munoz | | Mgmt | | For | | For | | For |
| 6 | | Elect William R. Nuti | | Mgmt | | For | | For | | For |
| 7 | | Elect Laurence E. Simmons | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffery A. Smisek | | Mgmt | | For | | For | | For |
| 9 | | Elect David J. Vitale | | Mgmt | | For | | For | | For |
| 10 | | Elect John H. Walker | | Mgmt | | For | | For | | For |
| 11 | | Elect Charles A. Yamarone | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2006 Director Equity Incentive Plan. | | Mgmt | | For | | For | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne K. Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose B. Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby J. Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael J. Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre E. Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton B. McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian D. McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John S. McKinney | | Mgmt | | For | | For | | For |
| 9 | | Elect James H. Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason D. Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald C. Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | 2014 Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 15 | | Amendment to the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Approval of Performance Goals of the 2010 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
US Ecology Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ECOL | | CUSIP 91732J102 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Victor J. Barnhart | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Joe F. Colvin | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey R. Feeler | | Mgmt | | For | | For | | For |
| 4 | | Elect Daniel Fox | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephen A. Romano | | Mgmt | | For | | Against | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
USG Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USG | | CUSIP 903293405 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Matthew Carter Jr. | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gretchen R. Haggerty | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard P. Lavin | | Mgmt | | For | | For | | For |
| 1.4 | | Elect James S. Metcalf | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Valeant Pharmaceuticals International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VRX | | CUSIP 91911K102 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ronald H. Farmer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Colleen A. Goggins | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert A. Ingram | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Anders Lonner | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Theo Melas-Kyriazi | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Michael Pearson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert N. Power | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Norma A. Provencio | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Howard B. Schiller | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Katharine B. Stevenson | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | 2014 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Wabash National Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WNC | | CUSIP 929566107 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard J. Giromini | | Mgmt | | For | | For | | For |
| 2 | | Elect Martin C. Jischke | | Mgmt | | For | | For | | For |
| 3 | | Elect James D. Kelly | | Mgmt | | For | | For | | For |
| 4 | | Elect John E. Kunz | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry J. Magee | | Mgmt | | For | | For | | For |
| 6 | | Elect Ann D. Murtlow | | Mgmt | | For | | For | | For |
| 7 | | Elect Scott K. Sorensen | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Westinghouse Air Brake Technologies Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAB | | CUSIP 929740108 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Emilio A. Fernandez | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Lee B. Foster II | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gary C. Valade | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Westlake Chemical Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLK | | CUSIP 960413102 | | 05/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dorothy C. Jenkins | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Max L. Lukens | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Adoption of Exclusive Forum Provision | | Mgmt | | For | | Against | | Against |
| 4 | | Increase of Authorized Common Stock | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Zions Bancorporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZION | | CUSIP 989701107 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jerry C. Atkin | | Mgmt | | For | | For | | For |
| 2 | | Elect Patricia Frobes | | Mgmt | | For | | For | | For |
| 3 | | Elect J. David Heaney | | Mgmt | | For | | For | | For |
| 4 | | Elect Roger B. Porter | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephen D. Quinn | | Mgmt | | For | | For | | For |
| 6 | | Elect Harris H. Simmons | | Mgmt | | For | | For | | For |
| 7 | | Elect L. E. Simmons | | Mgmt | | For | | For | | For |
| 8 | | Elect Shelley Thomas Williams | | Mgmt | | For | | For | | For |
| 9 | | Elect Steven C. Wheelwright | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds MegaTrends Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Atwood Oceanics, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATW | | CUSIP 050095108 | | 02/19/2014 | | Unvoted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Deborah A. Beck | | Mgmt | | For | | N/A | | N/A |
| 1.2 | | Elect George S. Dotson | | Mgmt | | For | | N/A | | N/A |
| 1.3 | | Elect Jack E. Golden | | Mgmt | | For | | N/A | | N/A |
| 1.4 | | Elect Hans Helmerich | | Mgmt | | For | | N/A | | N/A |
| 1.5 | | Elect Jeffrey A. Miller | | Mgmt | | For | | N/A | | N/A |
| 1.6 | | Elect James R. Montague | | Mgmt | | For | | N/A | | N/A |
| 1.7 | | Elect Robert J. Saltiel | | Mgmt | | For | | N/A | | N/A |
| 1.8 | | Elect Phil D. Wedemeyer | | Mgmt | | For | | N/A | | N/A |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | N/A | | N/A |
| 3 | | Increase of Authorized Common Stock | | Mgmt | | For | | N/A | | N/A |
| 4 | | Ratification of Auditor | | Mgmt | | For | | N/A | | N/A |
AutoZone, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AZO | | CUSIP 053332102 | | 12/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Douglas H. Brooks | | Mgmt | | For | | For | | For |
| 2 | | Elect Linda A. Goodspeed | | Mgmt | | For | | For | | For |
| 3 | | Elect Sue E. Gove | | Mgmt | | For | | For | | For |
| 4 | | Elect Earl G. Graves, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Enderson Guimaraes | | Mgmt | | For | | For | | For |
| 6 | | Elect J.R. Hyde III | | Mgmt | | For | | For | | For |
| 7 | | Elect D. Bryan Jordan | | Mgmt | | For | | For | | For |
| 8 | | Elect W. Andrew McKenna | | Mgmt | | For | | For | | For |
| 9 | | Elect George R. Mrkonic, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Luis P. Nieto | | Mgmt | | For | | For | | For |
| 11 | | Elect William C. Rhodes III | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Cardinal Health, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAH | | CUSIP 14149Y108 | | 11/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Colleen F. Arnold | | Mgmt | | For | | For | | For |
| 2 | | Elect George S. Barrett | | Mgmt | | For | | For | | For |
| 3 | | Elect Glenn A. Britt | | Mgmt | | For | | For | | For |
| 4 | | Elect Carrie S. Cox | | Mgmt | | For | | For | | For |
| 5 | | Elect Calvin Darden | | Mgmt | | For | | For | | For |
| 6 | | Elect Bruce L. Downey | | Mgmt | | For | | For | | For |
| 7 | | Elect John F. Finn | | Mgmt | | For | | For | | For |
| 8 | | Elect Patricia A. Hemingway Hall | | Mgmt | | For | | For | | For |
| 9 | | Elect Clayton M. Jones | | Mgmt | | For | | For | | For |
| 10 | | Elect Gregory B. Kenny | | Mgmt | | For | | For | | For |
| 11 | | Elect David P. King | | Mgmt | | For | | For | | For |
| 12 | | Elect Richard C. Notebaert | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures | | ShrHoldr | | Against | | For | | Against |
Coach, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COH | | CUSIP 189754104 | | 11/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lew Frankfort | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Susan J. Kropf | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Gary W. Loveman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Victor Luis | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Ivan Menezes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Irene Ruth Miller | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael E. Murphy | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Stephanie Tilenius | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Jide J. Zeitlin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | 2013 Performance-Based Annual Incentive Plan | | Mgmt | | For | | For | | For |
Conagra Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAG | | CUSIP 205887102 | | 09/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Mogens C. Bay | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen G. Butler | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven F. Goldstone | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Joie A. Gregor | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rajive Johri | | Mgmt | | For | | For | | For |
| 1.6 | | Elect William G. Jurgensen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Richard H. Lenny | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ruth Ann Marshall | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Gary M. Rodkin | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Andrew J. Schindler | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kenneth E. Stinson | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | | Against | | Against | | For |
FedEx Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FDX | | CUSIP 31428X106 | | 09/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James L. Barksdale | | Mgmt | | For | | For | | For |
| 2 | | Elect John A. Edwardson | | Mgmt | | For | | For | | For |
| 3 | | Elect Shirley A. Jackson | | Mgmt | | For | | For | | For |
| 4 | | Elect Steven R. Loranger | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary W. Loveman | | Mgmt | | For | | For | | For |
| 6 | | Elect R. Brad Martin | | Mgmt | | For | | For | | For |
| 7 | | Elect Joshua C. Ramo | | Mgmt | | For | | For | | For |
| 8 | | Elect Susan C. Schwab | | Mgmt | | For | | For | | For |
| 9 | | Elect Frederick W. Smith | | Mgmt | | For | | For | | For |
| 10 | | Elect David P. Steiner | | Mgmt | | For | | For | | For |
| 11 | | Elect Paul S. Walsh | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the 2010 Omnibus Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 18 | | Shareholder Proposal Regarding Hedging and Pledging Company Stock | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 20 | | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Counting Abstentions | | ShrHoldr | | Against | | Against | | For |
Icon Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ICLR | | CUSIP G4705A100 | | 07/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Thomas Lynch | | Mgmt | | For | | For | | For |
| 2 | | Elect Declan McKeon | | Mgmt | | For | | For | | For |
| 3 | | Elect William Hall | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Mckesson Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MCK | | CUSIP 58155Q103 | | 07/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Andy D. Bryant | | Mgmt | | For | | For | | For |
| 2 | | Elect Wayne A. Budd | | Mgmt | | For | | For | | For |
| 3 | | Elect John H. Hammergren | | Mgmt | | For | | For | | For |
| 4 | | Elect Alton F. Irby III | | Mgmt | | For | | Against | | Against |
| 5 | | Elect M. Christine Jacobs | | Mgmt | | For | | For | | For |
| 6 | | Elect Marie L. Knowles | | Mgmt | | For | | For | | For |
| 7 | | Elect David M. Lawrence | | Mgmt | | For | | For | | For |
| 8 | | Elect Edward A. Mueller | | Mgmt | | For | | For | | For |
| 9 | | Elect Jane E. Shaw | | Mgmt | | For | | Against | | Against |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 12 | | 2013 Stock Plan | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the 2000 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 14 | | Restoration of Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Retention of Shares | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Recoupment Report | | ShrHoldr | | Against | | For | | Against |
Microsoft Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MSFT | | CUSIP 594918104 | | 11/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Steven A. Ballmer | | Mgmt | | For | | For | | For |
| 2 | | Elect Dina Dublon | | Mgmt | | For | | For | | For |
| 3 | | Elect William H. Gates III | | Mgmt | | For | | For | | For |
| 4 | | Elect Maria Klawe | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephen J. Luczo | | Mgmt | | For | | For | | For |
| 6 | | Elect David F. Marquardt | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles H. Noski | | Mgmt | | For | | For | | For |
| 8 | | Elect Helmut G. W. Panke | | Mgmt | | For | | For | | For |
| 9 | | Elect John W. Thompson | | Mgmt | | For | | Against | | Against |
| 10 | | Approval of the Material Terms of the Executive Officer Incentive Plan | | Mgmt | | For | | For | | For |
| 11 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 08/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transaction | | Mgmt | | For | | For | | For |
Tyson Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSN | | CUSIP 902494103 | | 01/31/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John H. Tyson | | Mgmt | | For | | For | | For |
| 2 | | Elect Kathleen M. Bader | | Mgmt | | For | | For | | For |
| 3 | | Elect Gaurdie E. Banister, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jim Kever | | Mgmt | | For | | For | | For |
| 5 | | Elect Kevin M. McNamara | | Mgmt | | For | | For | | For |
| 6 | | Elect Brad T. Sauer | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Thurber | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Barbara A. Tyson | | Mgmt | | For | | For | | For |
| 9 | | Elect Albert C. Zapanta | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Gestation Crates | | ShrHoldr | | Against | | Abstain | | N/A |
Wesco Aircraft Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAIR | | CUSIP 950814103 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Adam J. Palmer | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Norton A. Schwartz | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Randy J. Snyder | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
Registrant : U.S. Global Investors Funds
Fund Name : U.S. Global Investors Funds World Precious Minerals Fund
Date of fiscal year end: 12/31/2014
In all markets, for all statuses, for
Key-
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Stein | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael Hoffman | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bruce Humphrey | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Barnard Wilson | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Approval of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Aberdeen International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAB | | CINS 003069101 | | 07/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 3 | | Elect David Stein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect George Faught | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Pierre Pettigrew | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Bernard Wilson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bruce Humphrey | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Mike Hoffman | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Amendments to By-Laws | | Mgmt | | For | | Against | | Against |
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 05/02/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne M. Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Martine A. Celej | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Clifford J Davis | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert J. Gemmell | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Deborah A. McCombe | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James D. Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard R. Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Incentive Share Purchase Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Euan A. Kay | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Michael N. Pelham | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Aldridge Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGM | | CINS 014430102 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Baran Umut Baycan | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Cook | | Mgmt | | For | | For | | For |
| 5 | | Elect Daniella Dimitrov | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ed Guimaraes | | Mgmt | | For | | For | | For |
| 7 | | Elect Barry Hildred | | Mgmt | | For | | For | | For |
| 8 | | Elect Huseyin Talha Ozkul | | Mgmt | | For | | For | | For |
| 9 | | Elect Ahmet Tacyildiz | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Hande Tacyildiz | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Michael Widmer | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Almaden Minerals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMM | | CINS 020283107 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Duane Poliquin | | Mgmt | | For | | For | | For |
| 4 | | Elect Morgan Poliquin | | Mgmt | | For | | For | | For |
| 5 | | Elect Jack McCleary | | Mgmt | | For | | For | | For |
| 6 | | Elect Gerald G. Carlson | | Mgmt | | For | | For | | For |
| 7 | | Elect Joseph Montgomery | | Mgmt | | For | | For | | For |
| 8 | | Elect Barry W. Smee | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Mark T. Brown | | Mgmt | | For | | Against | | Against |
| 10 | | Elect William J. Worrall | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
Amarc Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AHR | | CINS 022912109 | | 09/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Rene G. Carrier | | Mgmt | | For | | For | | For |
| 3 | | Elect David J. Copeland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect T. Barry Coughlan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Scott D. Cousens | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert A. Dickinson | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeffrey R. Mason | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald Thiessen | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Americas Bullion Royalty Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMB | | CINS 03064H109 | | 08/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect William Sheriff | | Mgmt | | For | | For | | For |
| 4 | | Elect William B. Harris | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Piers McDonald | | Mgmt | | For | | For | | For |
| 6 | | Elect Barry D. Rayment | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Thomas Skimming | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Blair Shilleto | | Mgmt | | For | | For | | For |
| 9 | | Elect Paul H. Zink | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Renewal and Amendments to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Americas Bullion Royalty Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMB | | CINS 03064H109 | | 03/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Reorganization | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Argent Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARD | | CINS Q05017100 | | 07/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Equity Grant (MD David Busch) | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Securities (Shares) | | Mgmt | | For | | For | | For |
| 4 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (Broker Options) | | Mgmt | | For | | For | | For |
Argent Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARD | | CINS Q05017100 | | 11/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Stephen Gemell | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
| 5 | | Equity Grant (MD David Busch) | | Mgmt | | For | | For | | For |
Atico Mining Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATY | | CINS 047559109 | | 05/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jorge R. Ganoza | | Mgmt | | For | | For | | For |
| 4 | | Elect Jorge A. Ganoza | | Mgmt | | For | | For | | For |
| 5 | | Elect Luis D. Ganoza | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael D. Winn | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Luis Saenz | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Advance Notice Board Policy | | Mgmt | | For | | For | | For |
| 12 | | Adoption of Advance Notice Provision | | Mgmt | | For | | For | | For |
AuRico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C105 | | 05/09/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Alan Edwards | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Mark J. Daniel | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Scott G. Perry | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Luis M. Chavez | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Patrick D. Downey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Ronald E. Smith | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 4 | | Amendments to By-Laws (Bundled) | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Employee Share Purchase Plan | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CUSIP 11777Q209 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 2.6 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 2.8 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 2.9 | | Elect Kevin Bullock | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Restricted Unit Plan | | Mgmt | | For | | For | | For |
| 6 | | Advance Notice | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 11 | | Elect Kevin Bullock | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Restricted Unit Plan | | Mgmt | | For | | For | | For |
| 15 | | Advance Notice | | Mgmt | | For | | For | | For |
Balmoral Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAR | | CINS 05874M103 | | 06/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Darin W. Wagner | | Mgmt | | For | | For | | For |
| 3 | | Elect Lawrence W. Talbot | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gordon Neal | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Graeme Currie | | Mgmt | | For | | For | | For |
| 6 | | Elect Daniel T. MacInnis | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901108 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Charles W. D. Birchall | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ned Goodman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Nancy H.O. Lockhart | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Anthony Munk | | Mgmt | | For | | For | | For |
| 1.8 | | Elect David Naylor | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Steven J. Shapiro | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| 1.11 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Ernie L. Thrasher | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Besra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEZ | | CINS 086346103 | | 11/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect David A. Seton | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kevin M. Tomlinson | | Mgmt | | For | | For | | For |
| 5 | | Elect Jon Morda | | Mgmt | | For | | For | | For |
| 6 | | Elect Leslie Robinson | | Mgmt | | For | | Against | | Against |
| 7 | | Change of Continuance | | Mgmt | | For | | Against | | Against |
| 8 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Brazilian Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BGC | | CINS 105885107 | | 08/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Luis Mauricio F. de Azevedo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Glen D. Dickson | | Mgmt | | For | | For | | For |
| 4 | | Elect James Mellon | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John I. Stalker | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joanne Yan | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Renewal of Stock Option Plan | | Mgmt | | For | | For | | For |
Brazilian Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BGC | | CINS 105885107 | | 11/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | For | | For |
Candente Gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDG | | CINS 13740H100 | | 08/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joanne C. Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter K. Megaw | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry D. Kornze | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andres J. Milla | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Kenneth G. Thomas | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 02/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Ordinary | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approve Issue of Securities (Cameroon Project) | | Mgmt | | For | | For | | For |
| 3 | | Approve Placement of Securities (Proposed Director David Netherway) | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (MD/CEO Phillip Galagher) | | Mgmt | | For | | For | | For |
| 5 | | Equity Grant (NED Matthew Shackleton) | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (Chairman Rhoderick Grivas) | | Mgmt | | For | | For | | For |
| 7 | | Equity Grant (Proposed Director David Netherway) | | Mgmt | | For | | For | | For |
| 8 | | Approve Issue of Securities (Broker Options) | | Mgmt | | For | | For | | For |
| 9 | | Approve Issue of Securities (Zenix Nominees) | | Mgmt | | For | | For | | For |
| 10 | | Renew Employee Incentive Scheme | | Mgmt | | For | | For | | For |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 11/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Approve 10% Placement Facility | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Rhoderick Grivas | | Mgmt | | For | | For | | For |
Cardinal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDV | | CINS Q81179154 | | 11/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Klaus P. Eckhof | | Mgmt | | For | | For | | For |
| 4 | | Elect Marcus Michael | | Mgmt | | For | | Against | | Against |
| 5 | | Approve 10% Placement Facility | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS ADPV24383 | | 05/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Laing | | Mgmt | | For | | For | | For |
| 5 | | Elect Matthew Lawson | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Reapproval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS ADPC01898 | | 05/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Laing | | Mgmt | | For | | For | | For |
| 5 | | Elect Matthew Lawson | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Reapproval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 5 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 8 | | Elect George W. Poling | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Repricing of Options to Insiders | | Mgmt | | For | | Against | | Against |
| 12 | | Repricing of Options to Charitable Organizations | | Mgmt | | For | | Against | | Against |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Caza Gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 149798308 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Gregory L. Myers | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael A. Humphries | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael T. Adams | | Mgmt | | For | | For | | For |
| 6 | | Elect Philip Yee | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Stewart L. Lockwood | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James P. Defer | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Caza Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CZY | | CINS 149798100 | | 12/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Michael T. Adams | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Michael A. Humphries | | Mgmt | | For | | Against | | Against |
| 5 | | Approval of Control Person and Investment | | Mgmt | | For | | Against | | Against |
| 6 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
CB Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBJ | | CINS 12481A100 | | 04/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter D. Barnes | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Fabio Capponi | | Mgmt | | For | | For | | For |
| 3 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 4 | | Elect Juan Manuel Pelaez | | Mgmt | | For | | For | | For |
| 5 | | Elect David Laing | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Centerra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CG | | CINS 152006102 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Ian Atkinson | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Connor | | Mgmt | | For | | For | | For |
| 5 | | Elect Raphael Girard | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Stephen A. Lang | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Emil Orozbaev | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Parrett | | Mgmt | | For | | For | | For |
| 9 | | Elect Sheryl K. Pressler | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Terry V. Rogers | | Mgmt | | For | | For | | For |
| 11 | | Elect Kalinur Sadyrov | | Mgmt | | For | | For | | For |
| 12 | | Elect Kylychbek Shakirov | | Mgmt | | For | | For | | For |
| 13 | | Elect Bruce V. Walter | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Amendments to By-Laws (Bundled) | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Chalice Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHN | | CINS Q2261V103 | | 11/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Anthony W. Kiernan | | Mgmt | | For | | Against | | Against |
| 4 | | Re-elect Douglas A. Jones | | Mgmt | | For | | Against | | Against |
| 5 | | Renew Employee Share Option Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Amendment to Constitution | | Mgmt | | For | | For | | For |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel J. Kunz | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter F. Palmedo | | Mgmt | | For | | For | | For |
| 5 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 6 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gerald L. Sneddon | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Comstock Mining, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LODE | | CUSIP 205750102 | | 06/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John V. Winfield | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Corrado De Gasperis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Daniel W. Kappes | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect William J. Nance | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert A. Reseigh | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Corona Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPV04704 | | 11/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 2 | | Re-elect Michael P. Wright | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Coventry Resources Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CYY | | CINS 222877102 | | 01/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Divestiture/Spin-off | | Mgmt | | For | | For | | For |
| 5 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
Coventry Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CYY | | CINS 222877102 | | 10/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven Chadwick | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony Goddard | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Don Halliday | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric Edwards | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Haynes | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert Boaz | | Mgmt | | For | | For | | For |
| 9 | | Elect Nick Day | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | Against | | Against |
| 11 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
| 13 | | Approve Issue of Securities (MD/CEO Steven Chadwick) | | Mgmt | | For | | For | | For |
| 14 | | Approve Issue of Securities (Director Nick Day) | | Mgmt | | For | | For | | For |
| 15 | | Approve Issue of Securities (Director Anthony Goddard) | | Mgmt | | For | | For | | For |
| 16 | | Approve Issue of Securities (Director Don Halliday) | | Mgmt | | For | | For | | For |
| 17 | | Approve Issue of Securities (Director Eric Edwards) | | Mgmt | | For | | For | | For |
| 18 | | Approve Issue of Securities (Director Mike Haynes) | | Mgmt | | For | | For | | For |
| 19 | | Approve Issue of Securities (Director Robert Boaz) | | Mgmt | | For | | For | | For |
| 20 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Dalradian Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNA | | CINS 235499100 | | 06/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Elect Patrick F.N. Anderson | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas Obradovich | | Mgmt | | For | | For | | For |
| 6 | | Elect Ari B. Sussman | | Mgmt | | For | | For | | For |
| 7 | | Elect Sean E.O. Roosen | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald P. Gagel | | Mgmt | | For | | For | | For |
| 9 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 10 | | Elect D. Grenville Thomas | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Detour Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DGC | | CINS 250669108 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Peter A. Crossgrove | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Louis Dionne | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Falzon | | Mgmt | | For | | For | | For |
| 6 | | Elect Ingrid J. Hibbard | | Mgmt | | For | | For | | For |
| 7 | | Elect J. Michael Kenyon | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Martin | | Mgmt | | For | | For | | For |
| 9 | | Elect Alex G. Morrison | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 11 | | Elect Graham Wozniak | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Difference Capital Funding Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DCF | | CINS 25374Q107 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Wekerle | | Mgmt | | For | | For | | For |
| 3 | | Elect Paul Sparkes | | Mgmt | | For | | For | | For |
| 4 | | Elect Wesley Hall | | Mgmt | | For | | For | | For |
| 5 | | Elect Riyaz Lalani | | Mgmt | | For | | For | | For |
| 6 | | Elect John Albright | | Mgmt | | For | | For | | For |
| 7 | | Elect Ivan Fecan | | Mgmt | | For | | For | | For |
| 8 | | Elect Arthur Mesher | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Doray Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRM | | CINS Q3254K104 | | 11/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Peter Alexander | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Leigh S. Junk | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
| 7 | | Board Spill Resolution | | Mgmt | | Against | | Against | | For |
| 8 | | Approve Participation in Incentive Plans | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (MD Allan Kelly) | | Mgmt | | For | | For | | For |
| 10 | | Equity Grant (Executive Director Heath Hellewell) | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Option terms | | Mgmt | | For | | For | | For |
| 12 | | Renew Employee Share Option Scheme | | Mgmt | | For | | Against | | Against |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendments to By-Laws | | Mgmt | | For | | For | | For |
Eastmain Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ER | | CINS 27743M502 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Donald J. Robinson | | Mgmt | | For | | For | | For |
| 2 | | Elect John Hansuld | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian Bryans | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Joyce | | Mgmt | | For | | For | | For |
| 5 | | Elect Murray Short | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Eastmain Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ER | | CINS 27743M106 | | 04/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Donald J. Robinson | | Mgmt | | For | | For | | For |
| 3 | | Elect John Hansuld | | Mgmt | | For | | For | | For |
| 4 | | Elect Ian Bryans | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Joyce | | Mgmt | | For | | For | | For |
| 6 | | Elect Murray Short | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Eldorado Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELD | | CUSIP 284902103 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ross Cory | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Robert Gilmore | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Geoffrey A. Handley | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Michael A. Price | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Steven P. Reid | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Donald Shumka | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul N. Wright | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Bylaws (Bundled) | | Mgmt | | For | | For | | For |
| 5 | | Elimination of Convertible Non-Voting Shares | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the Incentive Stock Option Plan (Employees) | | Mgmt | | For | | For | | For |
| 7 | | Amendment to the Incentive Stock Option Plan (Officers and Directors) | | Mgmt | | For | | For | | For |
| 8 | | Performance Share Unit Plan | | Mgmt | | For | | For | | For |
Elissa Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ELI | | CINS ADPC00957 | | 07/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect G. Arnold Armstrong | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Garry Clark | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Daniel Frederiksen | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul McKenzie | | Mgmt | | For | | For | | For |
| 7 | | Elect Mel Klohn | | Mgmt | | For | | For | | For |
| 8 | | Elect Kerry Suffolk | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Energold Drilling Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EGD | | CINS 29268A103 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Frederick W. Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect James H. Coleman | | Mgmt | | For | | For | | For |
| 5 | | Elect H. Walter Sellmer | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael J. Beley | | Mgmt | | For | | For | | For |
| 7 | | Elect Wayne D. Lenton | | Mgmt | | For | | For | | For |
| 8 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Esperanza Resources Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EPZ | | CINS 29664V107 | | 08/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition by Alamos Gold Inc | | Mgmt | | For | | For | | For |
First Point Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FPX | | CINS 335937108 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Thomas W. Beattie | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Bradshaw | | Mgmt | | For | | For | | For |
| 4 | | Elect John Gammon | | Mgmt | | For | | Against | | Against |
| 5 | | Elect James S. Gilbert | | Mgmt | | For | | For | | For |
| 6 | | Elect John A. McDonald | | Mgmt | | For | | For | | For |
| 7 | | Elect William H. Myckatyn | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert A. Watts | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
First Point Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FPX | | CINS 335937108 | | 07/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas W. Beattie | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter M.D. Bradshaw | | Mgmt | | For | | For | | For |
| 6 | | Elect John B. Gammon | | Mgmt | | For | | For | | For |
| 7 | | Elect James S. Gilbert | | Mgmt | | For | | For | | For |
| 8 | | Elect John A. McDonald | | Mgmt | | For | | For | | For |
| 9 | | Elect William H. Myckatyn | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert A. Watts | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Foran Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FOM | | CINS 344911201 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Elect Darren Morcombe | | Mgmt | | For | | For | | For |
| 5 | | Elect Brad Summach | | Mgmt | | For | | For | | For |
| 6 | | Elect Patrick Soares | | Mgmt | | For | | For | | For |
| 7 | | Elect Sharon E. Dowdall | | Mgmt | | For | | For | | For |
| 8 | | Elect Maurice Tagami | | Mgmt | | For | | For | | For |
| 9 | | Elect David Petroff | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Change of Continuance | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Create Preferred Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Lukas H. Lundin | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 6 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 7 | | Elect Adam I. Lundin | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Fortuna Silver Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FVI | | CUSIP 349915108 | | 06/19/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Jorge Ganoza Durant | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Simon Ridgway | | Mgmt | | For | | Withhold | | Against |
| 2.3 | | Elect Michael Iverson | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Mario Szotlender | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect Robert Gilmore | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Thomas Kelly | | Mgmt | | For | | For | | For |
| 2.7 | | Elect David Farrell | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/07/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tom Albanese | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Giyani Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WDG | | CINS 37636L107 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Duane Parnham | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ed Guimaraes | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Dr. Roger Laine | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Scott Kelly | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mark Frewin | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D501 | | 06/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Hernan Torres | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 12/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Re-elect Joaquim Chissano | | Mgmt | | For | | Against | | Against |
| 2 | | Re-elect Cathie Markus | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Andre Wilkens | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Karabo Nondumo | | Mgmt | | For | | For | | For |
| 5 | | Elect Vishnu Pillay | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit and Risk Committee Member (John Wetton) | | Mgmt | | For | | For | | For |
| 7 | | Elect Audit and Risk Committee Member (Fikile De Buck) | | Mgmt | | For | | For | | For |
| 8 | | Elect Audit and Risk Committee Member (Simo Lushaba) | | Mgmt | | For | | For | | For |
| 9 | | Elect Audit and Risk Committee Member (Modise Motloba) | | Mgmt | | For | | For | | For |
| 10 | | Elect Audit and Risk Committee Member (Karabo Nondumo) | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 15 | | Amendment to Memorandum | | Mgmt | | For | | For | | For |
Imperial Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| III | | cins 452892102 | | 05/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Pierre Lebel | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Brian Kynoch | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry G. Moeller | | Mgmt | | For | | For | | For |
| 6 | | Elect Theodore W. Muraro | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Laurie Pare | | Mgmt | | For | | For | | For |
| 8 | | Elect Edward Yurkowski | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 11/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Leggo | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Gavan H. Farley | | Mgmt | | For | | For | | For |
| 5 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Invictus Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IVFZD | | CINS 46184H202 | | 10/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Marcus New | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Stephen Zacharias | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Caddey | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 8 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Invictus Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IVFZD | | CINS ADPC01734 | | 10/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Marcus New | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Stephen Zacharias | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Caddey | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 8 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Ivanhoe Mines Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IVN | | CINS 46579R104 | | 05/05/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert M. Friedland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian D. Cockerill | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Charles Russell | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 7 | | Elect Markus Faber | | Mgmt | | For | | For | | For |
| 8 | | Elect William Lamarque | | Mgmt | | For | | For | | For |
| 9 | | Elect William T. Hayden | | Mgmt | | For | | For | | For |
| 10 | | Elect Oyvind Hushovd | | Mgmt | | For | | For | | For |
| 11 | | Elect Guy de Selliers | | Mgmt | | For | | For | | For |
| 12 | | Elect Rilwanu Lukman | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Equity Incentive Plan Renewal | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Kilo Goldmines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGL | | CINS 49427Y107 | | 03/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David G. Netherway | | Mgmt | | For | | For | | For |
| 3 | | Elect Alex van Hoeken | | Mgmt | | For | | For | | For |
| 4 | | Elect James Mustard | | Mgmt | | For | | For | | For |
| 5 | | Elect Loudon Owen | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Share Consolidation | | Mgmt | | For | | For | | For |
Kilo Goldmines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGL | | CINS 49427Y107 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Approval of a New Control Person | | Mgmt | | For | | For | | For |
| 4 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Klondex Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KDX | | CINS 498696103 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Renaud Adams | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Cooper | | Mgmt | | For | | For | | For |
| 4 | | Elect James Haggarty | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Huet | | Mgmt | | For | | For | | For |
| 6 | | Elect William Matlack | | Mgmt | | For | | For | | For |
| 7 | | Elect Blair Schultz | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lexam VG Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEX | | CINS 52886U103 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard W. Brissenden | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Drake | | Mgmt | | For | | For | | For |
| 5 | | Elect Robin Dunbar | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert R. McEwen | | Mgmt | | For | | For | | For |
| 7 | | Elect Hugh C. Squair | | Mgmt | | For | | For | | For |
| 8 | | Elect John Tait | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert E. Van Tassell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lexam VG Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEX | | CINS ADPC00988 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard W. Brissenden | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Drake | | Mgmt | | For | | For | | For |
| 5 | | Elect Robin Dunbar | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert R. McEwen | | Mgmt | | For | | For | | For |
| 7 | | Elect Hugh C. Squair | | Mgmt | | For | | For | | For |
| 8 | | Elect John Tait | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert E. Van Tassell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lucara Diamond Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LUC | | CINS 54928Q108 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard P. Clark | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect William Lamb | | Mgmt | | For | | For | | For |
| 7 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Eira Thomas | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amend Articles Regarding Notice and Access | | Mgmt | | For | | For | | For |
Lumina Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LCC | | CINS 55025N104 | | 01/29/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert P. Pirooz | | Mgmt | | For | | For | | For |
| 3 | | Elect John Wright | | Mgmt | | For | | For | | For |
| 4 | | Elect Ross Cory | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Shumka | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Strang | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
MAG Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MAG | | CINS 55903Q104 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect George N. Paspalas | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 6 | | Elect Derek C. White | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter D. Barnes | | Mgmt | | For | | For | | For |
| 8 | | Elect Richard P. Clark | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Daniel T. MacInnis | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Share Unit Plan | | Mgmt | | For | | For | | For |
| 13 | | Deferred Share Unit Plan | | Mgmt | | For | | For | | For |
Malbex Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBG | | CINS 56108E102 | | 03/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Frank Davis | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Joseph Hamilton | | Mgmt | | For | | Abstain | | Against |
| 4 | | Elect Terrance MacGibbon | | Mgmt | | For | | Abstain | | Against |
| 5 | | Elect Robert Low | | Mgmt | | For | | Abstain | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | Abstain | | Against |
| 7 | | Amendment to the Share Option Plan | | Mgmt | | For | | Abstain | | Against |
Mandalay Resources Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MND | | CINS 562568204 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Griffin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter R. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Bradford A. Mills | | Mgmt | | For | | For | | For |
| 8 | | Elect Sanjay Swarup | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Mariana Resources
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS G58144109 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Eric Roth | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Glen Parsons | | Mgmt | | For | | For | | For |
| 4 | | Elect John R. Horsburgh | | Mgmt | | For | | Against | | Against |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Midway Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MDW | | CUSIP 598153104 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Kenneth A. Brunk | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Martin M. Hale, Jr. | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Roger A. Newell | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Richard P. Sawchak | | Mgmt | | For | | For | | For |
| 2.5 | | Elect John W. Sheridan | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Frank S. Yu | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Nathaniel E. Klein | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles Regarding Preferred Shareholder Nomination Rights | | Mgmt | | For | | Against | | Against |
Mirasol Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MRZ | | CINS 604680108 | | 12/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mary L. Little | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Timothy W. Heenan | | Mgmt | | For | | For | | For |
| 5 | | Elect Borden R. Putnam | | Mgmt | | For | | For | | For |
| 6 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Moss Lake Gold Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOK | | CINS 619906100 | | 03/21/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger | | Mgmt | | For | | For | | For |
Moss Lake Gold Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOK | | CINS 619906100 | | 09/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect David Birkett | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richmond Graham | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Hilland | | Mgmt | | For | | Against | | Against |
| 6 | | Elect George Mannard | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Donovan Pollitt | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Nevada Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 64128F109 | | 06/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Victor H. Bradley | | Mgmt | | For | | For | | For |
| 4 | | Elect Giulio T. Bonifacio | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael Brown | | Mgmt | | For | | For | | For |
| 6 | | Elect Jan A. Castro | | Mgmt | | For | | For | | For |
| 7 | | Elect Philip Clegg | | Mgmt | | For | | For | | For |
| 8 | | Elect Daniel Dumas | | Mgmt | | For | | For | | For |
| 9 | | Elect Joseph P. Giuffre | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Nevada Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCU | | CINS 64128F109 | | 12/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Victor H. Bradley | | Mgmt | | For | | For | | For |
| 4 | | Elect Giulio T. Bonifacio | | Mgmt | | For | | For | | For |
| 5 | | Elect Jan A. Castro | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph P. Giuffre | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Michael Brown | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect R. Stuart Angus | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ian R. Ashby | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Clifford T. Davis | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect Gary E. German | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Gerard E. Munera | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | For | | For |
| 5 | | Elect William A. Rand | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 7 | | Elect David F. Mullen | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Approval of Unallocated Options under the Share Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Approval of Certain Amendments to the Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Northern Superior Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUP | | CINS 665804100 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan C. Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas F. Morris | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian R. Booth | | Mgmt | | For | | For | | For |
| 6 | | Elect K. Wayne Livingstone | | Mgmt | | For | | For | | For |
| 7 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 8 | | Elect Fred Lecoq | | Mgmt | | For | | For | | For |
| 9 | | Elect John Pollesel | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Novo Resources Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVO | | CINS 67010B102 | | 08/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Quinton Hennigh | | Mgmt | | For | | For | | For |
| 4 | | Elect Herrick Lau | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Akiko Levinson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Velisek | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Amendment to Articles Regarding an Advance Notice Provision | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
OceanaGold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OGC | | CINS 675222103 | | 05/30/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect James E. Askew | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Denham Shale | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 6 | | Elect Jose Paredes Leviste Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Jacob Klein | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William H. Myckatyn | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Geoffrey W. Raby | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Equity Grant to Mr. Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Securities | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Olivut Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OLV | | CINS 681103107 | | 02/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Sargent H. Berner | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sharon E. Dowdall | | Mgmt | | For | | For | | For |
| 4 | | Elect Leni F. Keough | | Mgmt | | For | | For | | For |
| 5 | | Elect Craig O. Reith | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Renewal of Stock Option Plan | | Mgmt | | For | | For | | For |
Orex Minerals Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| REX | | CINS 68616N201 | | 10/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Gary Cope | | Mgmt | | For | | Against | | Against |
| 3 | | Elect N. Ross Wilmot | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Joseph Drescher | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Arthur Freeze | | Mgmt | | For | | For | | For |
| 6 | | Elect Rick Sayers | | Mgmt | | For | | For | | For |
| 7 | | Elect Jukka Jokela | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Rhodes | | Mgmt | | For | | For | | For |
| 9 | | Joint Share Ownership Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Octavio Arbelaez | | Mgmt | | For | | For | | For |
| 5 | | Elect Miguel de la Campa | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael S. Greene | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 8 | | Elect Serafino Iacono | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Pantin | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 08/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transaction | | Mgmt | | For | | For | | For |
Pacific North West Capital Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PFN | | CINS 694916107 | | 10/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | �� | For | | For |
| 3 | | Elect Harry Barr | | Mgmt | | For | | For | | For |
| 4 | | Elect Linda Holmes | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Londry | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Neumann | | Mgmt | | For | | For | | For |
| 7 | | Elect Jordan Point | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Equity Investment Authority | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 12 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Pacific Rim Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMU | | CINS 694915208 | | 09/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Shrake | | Mgmt | | For | | For | | For |
| 5 | | Elect William H. Myckatyn | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David K. Fagin | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy C. Baker | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pacific Rim Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMU | | CINS ADPC01705 | | 09/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas Shrake | | Mgmt | | For | | For | | For |
| 4 | | Elect William H. Myckatyn | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David K. Fagin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Timothy C. Baker | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pacific Rim Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMU | | CINS 694915208 | | 11/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger | | Mgmt | | For | | For | | For |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Audit Committee Member (Hester Hickey) | | Mgmt | | For | | For | | For |
| 4 | | Elect Audit Committee Member (Rob Still) | | Mgmt | | For | | For | | For |
| 5 | | Elect Audit Committee Member (Keith Spencer) | | Mgmt | | For | | Against | | Against |
| 6 | | Approve Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 7 | | Re-elect Keith Spencer | | Mgmt | | For | | Against | | Against |
| 8 | | Re-elect Phuti Mahanyele | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Holding | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Petaquilla Minerals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTQ | | CINS ADPC01045 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Cristobal Colon de Carvajal | | Mgmt | | For | | For | | For |
| 4 | | Elect Raul Ferrer | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Richard Fifer | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Kaplan | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Pedro P. Permuy | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Company’s Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Extension of Petaquilla Stock Option Grants | | Mgmt | | For | | Against | | Against |
| 12 | | Extension of Iberian Stock Option Grants | | Mgmt | | For | | Against | | Against |
Pilot Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PLG | | CINS 72154R103 | | 05/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Dorward | | Mgmt | | For | | For | | For |
| 4 | | Elect Matthew Lennox-King | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald A. McInnes | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Mark O’Dea | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Robert Pease | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Sean Tetzlaff | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advanced Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Deferred Share Unit Plan | | Mgmt | | For | | For | | For |
| 13 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
Platinum Group Metals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTM | | CINS 72765Q205 | | 02/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 3 | | Elect Frank R. Hallam | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Barry W. Smee | | Mgmt | | For | | For | | For |
| 5 | | Elect Iain D.C. McLean | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric H. Carlson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy D. Marlow | | Mgmt | | For | | For | | For |
| 8 | | Elect Diana Walters | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pretium Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PVG | | CINS 74139C102 | | 05/14/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Quartermain | | Mgmt | | For | | For | | For |
| 4 | | Elect Christopher Noel Dunn | | Mgmt | | For | | For | | For |
| 5 | | Elect Ross A. Mitchell | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph J. Ovsenek | | Mgmt | | For | | For | | For |
| 7 | | Elect Tom S.Q. Yip | | Mgmt | | For | | For | | For |
| 8 | | Elect George Paspalas | | Mgmt | | For | | For | | For |
| 9 | | Elect Peter Birkey | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
Radius Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDU | | CINS 750468100 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Simon Ridgway | | Mgmt | | For | | For | | For |
| 3 | | Elect Ralph Rushton | | Mgmt | | For | | For | | For |
| 4 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bradford J. Cooke | | Mgmt | | For | | For | | For |
| 6 | | Elect William Katzin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Radius Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDU | | CINS ADPC01781 | | 12/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Simon Ridgway | | Mgmt | | For | | For | | For |
| 3 | | Elect Ralph Rushton | | Mgmt | | For | | For | | For |
| 4 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bradford J. Cooke | | Mgmt | | For | | For | | For |
| 6 | | Elect William Katzin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 05/06/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Remuneration Report (Advisory) | | Mgmt | | For | | Against | | Against |
| 4 | | Remuneration Policy (Advisory — Non-UK issuer) | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Norborne P. Cole, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 8 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 9 | | Elect Jemal-ud-din Kassum | | Mgmt | | For | | For | | For |
| 10 | | Elect Jeanine Mabunda Lioko | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 13 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 16 | | Increase in Authorised Capital | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees (Share Grants) | | Mgmt | | For | | For | | For |
| 19 | | Directors’ Fees (Increase Fee Cap) | | Mgmt | | For | | For | | For |
| 20 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 23 | | Scrip Dividend | | Mgmt | | For | | For | | For |
| 24 | | Electronic Communications | | Mgmt | | For | | For | | For |
RB Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RBI | | CINS 74932L101 | | 06/18/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Kerry J. Knoll | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Peter Secker | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephane Bertrand | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ian J. McDonald | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard P. Clark | | Mgmt | | For | | For | | For |
| 7 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Pablo J. Mir | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert F. Chase | | Mgmt | | For | | For | | For |
| 10 | | Elect L. Simon Jackson | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Renaissance Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| REN | | CINS 75971J105 | | 09/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ronald L. Parratt | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard L. Bedell, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Timothy M. Janke | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Lee A. Graber | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Dieter A. Krewedl | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert G. Boaz | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Reservoir Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RMC | | CINS 761131101 | | 04/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Simon Ingram | | Mgmt | | For | | For | | For |
| 4 | | Elect Miles F. Thompson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael D. Winn | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Geoffery Chater | | Mgmt | | For | | For | | For |
| 7 | | Elect Miljana Vidovic | | Mgmt | | For | | For | | For |
| 8 | | Elect David Knox | | Mgmt | | For | | For | | For |
| 9 | | Elect Stephen V. Scott | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Renewal of Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 13 | | Amendment to Articles Regarding Advance Notice Policy | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/12/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Klaus M. Zeitler | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 5 | | Elect Drago Guillermo Kisic Wagner | | Mgmt | | For | | For | | For |
| 6 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 7 | | Elect Sidney P.H. Robinson | | Mgmt | | For | | For | | For |
| 8 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 9 | | Elect Roger Norwich | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS ADPC01272 | | 07/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard J. Linnell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Willem Jacobs | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 7 | | Elect Johan C. van’t Hof | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen Dietrich | | Mgmt | | For | | For | | For |
| 9 | | Elect Rick Mennell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Bonus Share Grant | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Convertible Loan | | Mgmt | | For | | For | | For |
| 14 | | Issuance of shares pursuant to a Mandate Agreement | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Romarco Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| R | | CINS 775903206 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Diane R. Garrett | | Mgmt | | For | | For | | For |
| 4 | | Elect James R. Arnold | | Mgmt | | For | | For | | For |
| 5 | | Elect Leendert G. Krol | | Mgmt | | For | | For | | For |
| 6 | | Elect R.J. (Don) MacDonald | | Mgmt | | For | | For | | For |
| 7 | | Elect John O. Marsden | | Mgmt | | For | | For | | For |
| 8 | | Elect Patrick Michaels | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Van Doorn | | Mgmt | | For | | For | | For |
| 10 | | Elect Gary A. Sugar | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Roxgold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROG | | CINS 779899202 | | 05/27/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Oliver Lennox-King | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| 7 | | Elect John L. Knowles | | Mgmt | | For | | For | | For |
| 8 | | Elect Walter Segsworth | | Mgmt | | For | | For | | For |
| 9 | | Elect Gordon E. Pridham | | Mgmt | | For | | For | | For |
| 10 | | Elect John Dorward | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Incentive Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Deferred Share Unit Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Rubicon Minerals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RMX | | CINS 780911103 | | 06/25/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David W. Adamson | | Mgmt | | For | | For | | For |
| 4 | | Elect Julian Kemp | | Mgmt | | For | | For | | For |
| 5 | | Elect Bruce A. Thomas | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael D. Winship | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Lalonde | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Rowlandson | | Mgmt | | For | | For | | For |
| 9 | | Elect David Ross Beatty | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Amendments to the Stock Option Plan | | Mgmt | | For | | For | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 9 | | Elect Jay M. Kaplowitz | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 13 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
Rye Patch Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RPM | | CINS 783727100 | | 06/04/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 4 | | Elect William C. Howald | | Mgmt | | For | | For | | For |
| 5 | | Elect Charles C. Russell | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 05/13/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect James A.K. Cochrane | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Burns | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Santacruz Silver Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCZ | | CINS 80280U106 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Arturo P. Elizondo | | Mgmt | | For | | For | | For |
| 4 | | Elect Craig A. Angus | | Mgmt | | For | | For | | For |
| 5 | | Elect James Hutton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Marc A. Prefontaine | | Mgmt | | For | | For | | For |
| 7 | | Elect Federico Villasenor | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Santacruz Silver Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCZ | | CINS 80280U106 | | 07/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Arturo P. Elizondo | | Mgmt | | For | | For | | For |
| 4 | | Elect Francisco Ramos | | Mgmt | | For | | For | | For |
| 5 | | Elect Craig A. Angus | | Mgmt | | For | | For | | For |
| 6 | | Elect James Hutton | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Marc A. Prefontaine | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Notice-and-Access Provision | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Santana Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMI | | CINS Q85272146 | | 11/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Norman A. Seckold | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Joseph F. Conway | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Semafo, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/15/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Terence F. Bowles | | Mgmt | | For | | For | | For |
| 2 | | Elect Benoit Desormeaux | | Mgmt | | For | | For | | For |
| 3 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 4 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 5 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 6 | | Elect Lawrence I. McBrearty | | Mgmt | | For | | For | | For |
| 7 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Silver Bull Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVBL | | CUSIP 827458100 | | 04/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy Barry | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Joshua Crumb | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Brian Edgar | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Murray Hitzman | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Daniel Kunz | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect John McClintock | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Silvercrest Mines Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVL | | CINS 828365106 | | 06/11/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Dunham L. Craig | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Scott Drever | | Mgmt | | For | | For | | For |
| 5 | | Elect N. Eric Fier | | Mgmt | | For | | For | | For |
| 6 | | Elect Ross Glanville | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Barney Magnusson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George W. Sanders | | Mgmt | | For | | For | | For |
| 9 | | Elect Graham C. Thody | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 01/28/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition by Canada Lithium Corp. | | Mgmt | | For | | For | | For |
Solitario Exploration & Royalty Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XPL | | CUSIP 8342EP107 | | 06/17/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Brian Labadie | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark E. Jones, III | | Mgmt | | For | | For | | For |
| 3 | | Elect John Hainey | | Mgmt | | For | | For | | For |
| 4 | | Elect Leonard N. Harris | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher E. Herald | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Solvista Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVV | | CINS ADPC01046 | | 09/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Miller O’Prey | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald H. Christie | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gerald P. McCarvill | | Mgmt | | For | | Against | | Against |
| 5 | | Elect G. Edmund King | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gary P. Barket | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Roger Easterday | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Sulliden Gold Corporation Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUE | | CINS 865126106 | | 09/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Peter Tagliamonte | | Mgmt | | For | | For | | For |
| 3 | | Elect Stan Bharti | | Mgmt | | For | | For | | For |
| 4 | | Elect George Faught | | Mgmt | | For | | For | | For |
| 5 | | Elect Bruce Humphrey | | Mgmt | | For | | For | | For |
| 6 | | Elect C. Justin Reid | | Mgmt | | For | | For | | For |
| 7 | | Elect Pierre Pettigrew | | Mgmt | | For | | For | | For |
| 8 | | Elect James H. Coleman | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Don Dudek | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/10/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 4 | | Elect Doris A. Meyer | | Mgmt | | For | | For | | For |
| 5 | | Elect Craig A. Angus | | Mgmt | | For | | For | | For |
| 6 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 7 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen T. Gatley | | Mgmt | | For | | For | | For |
| 9 | | Elect Eric H. Edwards | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Tahoe Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| THO | | CUSIP 873868103 | | 05/08/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lorne B. Anderson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John P. Bell | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tanya M. Jakusconek | | Mgmt | | For | | For | | For |
| 1.4 | | Elect C. Kevin McArthur | | Mgmt | | For | | For | | For |
| 1.5 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Paul B. Sweeney | | Mgmt | | For | | For | | For |
| 1.7 | | Elect James S. Voorhees | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Kenneth F. Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Temex Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TME | | CINS 87971U105 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Akerley | | Mgmt | | For | | For | | For |
| 4 | | Elect Ian Campbell | | Mgmt | | For | | For | | For |
| 5 | | Elect Bruce Durham | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gregory Gibson | | Mgmt | | For | | For | | For |
| 7 | | Elect Ronald Goldsack | | Mgmt | | For | | For | | For |
| 8 | | Elect Rene Marion | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Notice-and-Access Provision | | Mgmt | | For | | For | | For |
Temex Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TME | | CINS 87971U105 | | 07/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter Akerley | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Ian Campbell | | Mgmt | | For | | For | | For |
| 6 | | Elect Bruce Durham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gregory Gibson | | Mgmt | | For | | For | | For |
| 8 | | Elect Ronald Goldsack | | Mgmt | | For | | For | | For |
| 9 | | Elect Rene Marion | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Teranga Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TGZ | | CINS 880797105 | | 05/01/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alan R. Hill | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard S. Young | | Mgmt | | For | | For | | For |
| 4 | | Elect Christopher R. Lattanzi | | Mgmt | | For | | For | | For |
| 5 | | Elect Edward S. Goldenberg | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Alan R. Thomas | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank D. Wheatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Jendayi Frazer | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Reapproval of Stock Option Plan | | Mgmt | | For | | For | | For |
Tiffany & Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TIF | | CUSIP 886547108 | | 05/22/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael J. Kowalski | | Mgmt | | For | | For | | For |
| 2 | | Elect Rose Marie Bravo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gary E. Costley | | Mgmt | | For | | For | | For |
| 4 | | Elect Frederic P. Cumenal | | Mgmt | | For | | For | | For |
| 5 | | Elect Lawrence K. Fish | | Mgmt | | For | | For | | For |
| 6 | | Elect Abby F. Kohnstamm | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles K. Marquis | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter W. May | | Mgmt | | For | | For | | For |
| 9 | | Elect William A. Shutzer | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert S. Singer | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | 2014 Employee Incentive Plan | | Mgmt | | For | | Against | | Against |
Timmins Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMM | | CINS 88741P103 | | 07/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Bruce Bragagnolo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Arturo Bonillas | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel Soto | | Mgmt | | For | | For | | For |
| 5 | | Elect Frank Cordova | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Eugene Hodgson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect R. Barry Fraser | | Mgmt | | For | | For | | For |
| 8 | | Elect Paula Rogers | | Mgmt | | For | | For | | For |
| 9 | | Elect Keith Peck | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Torex Gold Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TXG | | CINS 891054108 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Fred Stanford | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Murphy | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Terrance MacGibbon | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andrew B. Adams | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Frank L. Davis | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Crombie | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Trevali Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TV | | CINS 89531J109 | | 06/24/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Mark Cruise | | Mgmt | | For | | For | | For |
| 3 | | Elect Anton J. Drescher | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Christopher Eskdale | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Catherine A. Gignac | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Hoffman | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David S. Huberman | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter G. Meredith | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Valentin Paniagua | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Stock Option and Stock Bonus Plan | | Mgmt | | For | | For | | For |
Tristar Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSG | | CINS 89678B109 | | 07/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark E. Jones, III | | Mgmt | | For | | For | | For |
| 4 | | Elect Leendert G. Krol | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Brian C. Irwin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Patrick L. Glazier | | Mgmt | | For | | For | | For |
| 7 | | Elect John S. Segner | | Mgmt | | For | | For | | For |
| 8 | | Elect Diane R. Garrett | | Mgmt | | For | | For | | For |
| 9 | | Elect Carlos Vilhena | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 12 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
True Gold Mining Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TGM | | CINS 89783T102 | | 06/16/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark G. O’Dea | | Mgmt | | For | | For | | For |
| 4 | | Elect Dwayne Melrose | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael D. McInnis | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Richard J. Bailes | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald McInnes | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Nolan Watson | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert Martinez | | Mgmt | | For | | For | | For |
| 10 | | Elect Robin M. Merrifield | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Deferred Unit Share Plan | | Mgmt | | For | | For | | For |
| 13 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
U.S. Silver & Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USA | | CINS 90346L107 | | 05/20/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Hugh Agro | | Mgmt | | For | | For | | For |
| 3 | | Elect Darren Blasutti | | Mgmt | | For | | For | | For |
| 4 | | Elect Alex Davidson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Alan Edwards | | Mgmt | | For | | For | | For |
| 6 | | Gordon E. Pridham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Thomas L. Ryley | | Mgmt | | For | | For | | For |
| 8 | | Lorie Waisberg | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Private Placement | | Mgmt | | For | | For | | For |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VDC | | CINS 924878101 | | 12/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Martin Wood | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Virginia Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VGQ | | CINS 927864108 | | 06/26/2014 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Andre Gaumond | | Mgmt | | For | | For | | For |
| 3 | | Elect Andre Lemire | | Mgmt | | For | | For | | For |
| 4 | | Elect Claude St-Jacques | | Mgmt | | For | | For | | For |
| 5 | | Elect Mario Jacob | | Mgmt | | For | | For | | For |
| 6 | | Elect Pierre Labbe | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Stock Options Grants | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Treasury Securities Cash Fund
Date of fiscal year end: 12/31/2014
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Government Securities Savings Fund
Date of fiscal year end: 12/31/2014
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Tax Free Fund
Date of fiscal year end: 12/31/2014
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Near-Term Tax Free Fund
Date of fiscal year end: 12/31/2014
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Government Securities Ultra-Short Bond Fund
Date of fiscal year end: 12/31/2014
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| U.S. GLOBAL INVESTORS FUNDS |
| |
| By: | | /s/ Susan B. McGee |
| | Susan B. McGee |
| | Executive Vice President |
Date: August 25, 2014
