UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-1800
Name of Registrant:
U.S. Global Investors Fund
Address of Principal Executive Offices:
7900 Callaghan Road
San Antonio, Texas 78229
Name and address of agent of service:
The Corporation Trust Company
U.S. Global Investors Fund
1209 Orange Street
Wilmington, Delaware 19801
Registrant’s telephone number including area code:
(210) 308-1234
Date of fiscal year end:
12/31
Date of reporting period:
07/01/2012 - 06/30/2013
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds All American Equity Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
Actavis, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ACT | | CUSIP 00507K103 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jack Michelson | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald R. Taylor | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew L. Turner | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul M. Bisaro | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher W. Bodine | | Mgmt | | For | | For | | For |
| 6 | | Elect Michel J. Feldman | | Mgmt | | For | | For | | For |
| 7 | | Elect Fred G. Weiss | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
Airgas, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARG | | CUSIP 009363102 | | 08/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect James Hovey | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Michael Molinini | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Paula Sneed | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect David Stout | | Mgmt | | For | | Withhold | | Against |
| 2 | | Amendment to the 2006 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Declassification of the Board | | ShrHoldr | | Against | | For | | Against |
American Tower Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMT | | CUSIP 03027X100 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Raymond P. Dolan | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald M. Dykes | | Mgmt | | For | | For | | For |
| 3 | | Elect Carolyn Katz | | Mgmt | | For | | For | | For |
| 4 | | Elect Gustavo Lara Cantu | | Mgmt | | For | | For | | For |
| 5 | | Elect JoAnn A. Reed | | Mgmt | | For | | For | | For |
| 6 | | Elect Pamela D.A. Reeve | | Mgmt | | For | | For | | For |
| 7 | | Elect David E. Sharbutt | | Mgmt | | For | | For | | For |
| 8 | | Elect James D. Taiclet, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Samme L. Thompson | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
Ameriprise Financial, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMP | | CUSIP 03076C106 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James M. Cracchiolo | | Mgmt | | For | | For | | For |
| 2 | | Elect Lon R. Greenberg | | Mgmt | | For | | For | | For |
| 3 | | Elect Warren D. Knowlton | | Mgmt | | For | | For | | For |
| 4 | | Elect W. Walker Lewis | | Mgmt | | For | | For | | For |
| 5 | | Elect Siri S. Marshall | | Mgmt | | For | | For | | For |
| 6 | | Elect Jeffrey Noddle | | Mgmt | | For | | For | | For |
| 7 | | Elect H. Jay Sarles | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert F. Sharpe, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect William H. Turner | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
AMGEN Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMGN | | CUSIP 031162100 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Baltimore | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Francois de Carbonnel | | Mgmt | | For | | For | | For |
| 5 | | Elect Vance D. Coffman | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert A. Eckert | | Mgmt | | For | | For | | For |
| 7 | | Elect Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank C. Herringer | | Mgmt | | For | | For | | For |
| 9 | | Elect Tyler Jacks | | Mgmt | | For | | For | | For |
| 10 | | Elect Gilbert S. Omenn | | Mgmt | | For | | For | | For |
| 11 | | Elect Judith C. Pelham | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard D. Schaeffer | | Mgmt | | For | | For | | For |
| 13 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Amendment to the 2009 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Analog Devices, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ADI | | CUSIP 032654105 | | 03/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ray Stata | | Mgmt | | For | | For | | For |
| 2 | | Elect Jerald G. Fishman | | Mgmt | | For | | For | | For |
| 3 | | Elect James A. Champy | | Mgmt | | For | | For | | For |
| 4 | | Elect John C. Hodgson | | Mgmt | | For | | For | | For |
| 5 | | Elect Yves-Andre Istel | | Mgmt | | For | | For | | For |
| 6 | | Elect Neil S. Novich | | Mgmt | | For | | For | | For |
| 7 | | Elect F. Grant Saviers | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul J. Severino | | Mgmt | | For | | For | | For |
| 9 | | Elect Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| 10 | | Elect Lisa T. Su | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 12 | | Executive Section 162(m) Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William V. Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy D. Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard S. Drexler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert A. Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur D. Levinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles of Incorporation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
Assurant, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AIZ | | CUSIP 04621X108 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Elaine D. Rosen | | Mgmt | | For | | For | | For |
| 2 | | Elect Howard L. Carver | | Mgmt | | For | | For | | For |
| 3 | | Elect Juan N. Cento | | Mgmt | | For | | For | | For |
| 4 | | Elect Elyse Douglas | | Mgmt | | For | | For | | For |
| 5 | | Elect Lawrence V. Jackson | | Mgmt | | For | | For | | For |
| 6 | | Elect David B. Kelso | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles J. Koch | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Paul L. Montupet | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert B. Pollock | | Mgmt | | For | | For | | For |
| 10 | | Elect Paul J. Reilly | | Mgmt | | For | | For | | For |
| 11 | | Elect Robert W. Stein | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Ball Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BLL | | CUSIP 058498106 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Hanno C. Fiedler | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John F. Lehman, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Georgia R. Nelson | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 3 | | 2013 Stock and Cash Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
Bank of America Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAC | | CUSIP 060505559 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sharon Allen | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan Bies | | Mgmt | | For | | For | | For |
| 3 | | Elect Jack Bovender, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Bramble, Sr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Arnold Donald | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles Gifford | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Holliday, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Linda Hudson | | Mgmt | | For | | For | | For |
| 9 | | Elect Monica Lozano | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas May | | Mgmt | | For | | For | | For |
| 11 | | Elect Brian Moynihan | | Mgmt | | For | | For | | For |
| 12 | | Elect Lionel Nowell, III | | Mgmt | | For | | For | | For |
| 13 | | Elect R. David Yost | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Multiple Board Service | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 20 | | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHoldr | | Against | | Against | | For |
Celgene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CELG | | CUSIP 151020104 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Hugin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard W. Barker D. Phil | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael D. Casey | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Carrie S. Cox | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rodman L. Drake | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Michael Friedman | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Gilla Kaplan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect James J. Loughlin | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ernest Mario | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert C. Arzbaecher | | Mgmt | | For | | For | | For |
| 2 | | Elect Stephen J. Hagge | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward A. Schmitt | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
| 8 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 10 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | For | | Against |
Cintas Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CTAS | | CUSIP 172908105 | | 10/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gerald Adolph | | Mgmt | | For | | For | | For |
| 2 | | Elect John Barrett | | Mgmt | | For | | For | | For |
| 3 | | Elect Melanie Barstad | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard Farmer | | Mgmt | | For | | For | | For |
| 5 | | Elect Scott Farmer | | Mgmt | | For | | For | | For |
| 6 | | Elect James Johnson | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Kohlhepp | | Mgmt | | For | | For | | For |
| 8 | | Elect Joseph Scaminace | | Mgmt | | For | | For | | For |
| 9 | | Elect Ronald Tysoe | | Mgmt | | For | | Against | | Against |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Cliffs Natural Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLF | | CUSIP 18683K101 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Joseph A. Carrabba | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan M. Cunningham | | Mgmt | | For | | For | | For |
| 3 | | Elect Barry J. Eldridge | | Mgmt | | For | | For | | For |
| 4 | | Elect Andres R. Gluski | | Mgmt | | For | | For | | For |
| 5 | | Elect Susan M. Green | | Mgmt | | For | | For | | For |
| 6 | | Elect Janice K. Henry | | Mgmt | | For | | For | | For |
| 7 | | Elect James Kirsch | | Mgmt | | For | | For | | For |
| 8 | | Elect Francis R. McAllister | | Mgmt | | For | | For | | For |
| 9 | | Elect Richard K. Riederer | | Mgmt | | For | | For | | For |
| 10 | | Elect Timothy W. Sullivan | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
| 12 | | Elimination of Cumulative Voting | | Mgmt | | For | | For | | For |
| 13 | | Amend the Regulations Without Shareholder Approval | | Mgmt | | For | | Against | | Against |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Coca-Cola Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCE | | CUSIP 19122T109 | | 04/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jan Bennink | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John F. Brock | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Calvin Darden | | Mgmt | | For | | For | | For |
| 1.4 | | Elect L. Phillip Humann | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Orrin H. Ingram II | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Thomas H. Johnson | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Suzanne B. Labarge | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Veronique Morali | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Andrea L. Saia | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Garry Watts | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Curtis R. Welling | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Phoebe A. Wood | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
ConocoPhillips
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| COP | | CUSIP 20825C104 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard L. Armitage | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard H. Auchinleck | | Mgmt | | For | | For | | For |
| 3 | | Elect James E. Copeland, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jody L Freeman | | Mgmt | | For | | For | | For |
| 5 | | Elect Gay Huey Evans | | Mgmt | | For | | For | | For |
| 6 | | Elect Ryan M. Lance | | Mgmt | | For | | For | | For |
| 7 | | Elect Mohd H. Marican | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert A. Niblock | | Mgmt | | For | | For | | For |
| 9 | | Elect Harald J. Norvik | | Mgmt | | For | | For | | For |
| 10 | | Elect William E. Wade, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 13 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 14 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | | ShrHoldr | | Against | | For | | Against |
Constellation Brands, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| STZ | | CUSIP 21036P108 | | 07/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Barry Fromberg | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Jeananne Hauswald | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Paul Smith | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Annual Management Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to the Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Using Multiple Metrics for Executive Performance Measures | | ShrHoldr | | Against | | For | | Against |
D.R. Horton, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DHI | | CUSIP 23331A109 | | 01/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Donald Horton | | Mgmt | | For | | For | | For |
| 2 | | Elect Bradley Anderson | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Buchanan | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Hewatt | | Mgmt | | For | | For | | For |
| 5 | | Elect Bob Scott | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald Tomnitz | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 8 | | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
DaVita HealthCare Partners Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DVA | | CUSIP 23918K108 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Pamela M. Arway | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles G. Berg | | Mgmt | | For | | For | | For |
| 3 | | Elect Carol Anthony Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul J. Diaz | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter T. Grauer | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert J. Margolis | | Mgmt | | For | | For | | For |
| 7 | | Elect John M. Nehra | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William L. Roper | | Mgmt | | For | | For | | For |
| 9 | | Elect Kent J. Thiry | | Mgmt | | For | | For | | For |
| 10 | | Elect Roger J. Valine | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 13 | | Amendment to 2011 Incentive Award Plan | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
Diamond Offshore Drilling, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DO | | CUSIP 25271C102 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James S. Tisch | | Mgmt | | For | | For | | For |
| 2 | | Elect Lawrence R. Dickerson | | Mgmt | | For | | For | | For |
| 3 | | Elect John R. Bolton | | Mgmt | | For | | For | | For |
| 4 | | Elect Charles L. Fabrikant | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul G. Gaffney II | | Mgmt | | For | | For | | For |
| 6 | | Elect Edward Grebow | | Mgmt | | For | | For | | For |
| 7 | | Elect Herbert C. Hofmann | | Mgmt | | For | | For | | For |
| 8 | | Elect Clifford M Sobel | | Mgmt | | For | | For | | For |
| 9 | | Elect Andrew H. Tisch | | Mgmt | | For | | For | | For |
| 10 | | Elect Raymond S. Troubh | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
DIRECTV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DTV | | CUSIP 25490A309 | | 05/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Neil R. Austrian | | Mgmt | | For | | For | | For |
| 2 | | Elect Ralph F. Boyd, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Abelardo E. Bru | | Mgmt | | For | | For | | For |
| 4 | | Elect David B. Dillon | | Mgmt | | For | | For | | For |
| 5 | | Elect Samuel A. DiPiazza, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Dixon R. Doll | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles R. Lee | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter A. Lund | | Mgmt | | For | | For | | For |
| 9 | | Elect Nancy S. Newcomb | | Mgmt | | For | | For | | For |
| 10 | | Elect Lorrie M. Norrington | | Mgmt | | For | | For | | For |
| 11 | | Elect Michael D. White | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 15 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Dril-Quip, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRQ | | CUSIP 262037104 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alexander P. Shukis | | Mgmt | | For | | For | | For |
| 2 | | Elect Terence B. Jupp | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
EBay Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EBAY | | CUSIP 278642103 | | 04/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David M. Moffett | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard T. Schlosberg, III | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas J. Tierney | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 5 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Privacy and Data Security | | ShrHoldr | | Against | | Against | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Emerson Electric Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EMR | | CUSIP 291011104 | | 02/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Clemens Boersig | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Joshua Bolton | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Mathew Levatich | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Randall Stephenson | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect August Busch III | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | Against | | For |
Ensco plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ESV | | CUSIP G3157S106 | | 05/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Francis S Kalman | | Mgmt | | For | | For | | For |
| 2 | | Elect Roxanne J. Decyk | | Mgmt | | For | | For | | For |
| 3 | | Elect Mary Francis | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Statutory Auditor | | Mgmt | | For | | For | | For |
| 6 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Entergy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ETR | | CUSIP 29364G103 | | 05/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Maureen S. Bateman | | Mgmt | | For | | For | | For |
| 2 | | Elect Leo P. Denault | | Mgmt | | For | | For | | For |
| 3 | | Elect Gary W. Edwards | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexis M. Herman | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald C. Hintz | | Mgmt | | For | | For | | For |
| 6 | | Elect Stuart L. Levenick | | Mgmt | | For | | For | | For |
| 7 | | Elect Blanche L. Lincoln | | Mgmt | | For | | For | | For |
| 8 | | Elect Stewart C. Myers | | Mgmt | | For | | For | | For |
| 9 | | Elect W.J. Tauzin | | Mgmt | | For | | For | | For |
| 10 | | Elect Steven V. Wilkinson | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | | Against | | Against | | For |
| 14 | | Shareholder Regarding Nuclear Fuel Storage and Safety | | ShrHoldr | | Against | | Against | | For |
Exxon Mobil Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XOM | | CUSIP 30231G102 | | 05/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Michael J. Boskin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Peter Brabeck-Letmathe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ursula M. Burns | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Larry R. Faulkner | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jay S. Fishman | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Henrietta H. Fore | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Kenneth C. Frazier | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William W. George | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Samuel J. Palmisano | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Steven S. Reinemund | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Rex W. Tillerson | | Mgmt | | For | | For | | For |
| 1.12 | | Elect William C. Weldon | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Edward E. Whitacre, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote in the Election of Directors | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Multiple Board Service | | ShrHoldr | | Against | | Against | | For |
| 7 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 8 | | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHoldr | | Against | | For | | Against |
| 10 | | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHoldr | | Against | | Against | | For |
| 11 | | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHoldr | | Against | | Against | | For |
Frontier Communications Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FTR | | CUSIP 35906A108 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leroy T. Barnes, Jr. | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Peter C. B. Bynoe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeri B. Finard | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Edward Fraioli | | Mgmt | | For | | For | | For |
| 1.5 | | Elect James S. Kahan | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Pamela D.A. Reeve | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Howard L. Schrott | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Larraine D. Segil | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Mark S. Shapiro | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Myron A. Wick, III | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Mary Agnes Wilderotter | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | 2013 Bonus Plan | | Mgmt | | For | | For | | For |
| 4 | | 2013 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
GameStop Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GME | | CUSIP 36467W109 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jerome L. Davis | | Mgmt | | For | | For | | For |
| 2 | | Elect R. Richard Fontaine | | Mgmt | | For | | For | | For |
| 3 | | Elect Steven R. Koonin | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephanie M. Shern | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 6 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 7 | | Amendment to the 2011 Incentive Plan | | Mgmt | | For | | For | | For |
Gartner, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IT | | CUSIP 366651107 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael J. Bingle | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard J. Bressler | | Mgmt | | For | | For | | For |
| 3 | | Elect Raul E. Cesan | | Mgmt | | For | | For | | For |
| 4 | | Elect Karen E. Dykstra | | Mgmt | | For | | For | | For |
| 5 | | Elect Anne Sutherland Fuchs | | Mgmt | | For | | For | | For |
| 6 | | Elect William O. Grabe | | Mgmt | | For | | For | | For |
| 7 | | Elect Eugene A. Hall | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen G. Pagliuca | | Mgmt | | For | | For | | For |
| 9 | | Elect James C. Smith | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Gilead Sciences, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GILD | | CUSIP 375558103 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John F. Cogan | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Etienne F. Davignon | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Carla A. Hills | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Kevin E. Lofton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John W. Madigan | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John C. Martin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nicholas G. Moore | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Richard J. Whitley | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Gayle E. Wilson | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Per Wold-Olsen | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2004 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Increase of Authorized Common Shares | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Google Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GOOG | | CUSIP 38259P508 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Larry Page | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Sergey Brin | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Eric E. Schmidt | | Mgmt | | For | | For | | For |
| 1.4 | | Elect L. John Doerr | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Diane B. Greene | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John L. Hennessy | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Ann Mather | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Paul S. Otellini | | Mgmt | | For | | For | | For |
| 1.9 | | Elect K. Ram Shriram | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Shirley M. Tilghman | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Proposal Regarding Lead Batteries | | ShrHoldr | | Against | | Against | | For |
| 4 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding CEO Succession Planning | | ShrHoldr | | Against | | Against | | For |
Harris Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRS | | CUSIP 413875105 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Brown | | Mgmt | | For | | For | | For |
| 2 | | Elect Peter Chiarelli | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas Dattilo | | Mgmt | | For | | For | | For |
| 4 | | Elect Terry Growcock | | Mgmt | | For | | For | | For |
| 5 | | Elect Lewis Hay, III | | Mgmt | | For | | For | | For |
| 6 | | Elect Karen Katen | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Kaufman | | Mgmt | | For | | For | | For |
| 8 | | Elect Leslie Kenne | | Mgmt | | For | | For | | For |
| 9 | | Elect David Rickard | | Mgmt | | For | | For | | For |
| 10 | | Elect James Stoffel | | Mgmt | | For | | For | | For |
| 11 | | Elect Gregory Swienton | | Mgmt | | For | | For | | For |
| 12 | | Elect Hansel Tookes II | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Hornbeck Offshore Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HOS | | CUSIP 440543106 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Bruce W. Hunt | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kevin O. Meyers | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bernie W. Stewart | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Integrys Energy Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TEG | | CUSIP 45822P105 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William J. Brodsky | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Albert J. Budney, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ellen Carnahan | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Michelle L. Collins | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Kathryn M. Hasselblad-Pascale | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John W. Higgins | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Paul W. Jones | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Holly K. Koeppel | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Michael E. Lavin | | Mgmt | | For | | For | | For |
| 1.10 | | Elect William F. Protz, Jr. | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Charles A. Schrock | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kohl’s Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KSS | | CUSIP 500255104 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter Boneparth | | Mgmt | | For | | For | | For |
| 2 | | Elect Steven Burd | | Mgmt | | For | | For | | For |
| 3 | | Elect Dale Jones | | Mgmt | | For | | For | | For |
| 4 | | Elect Kevin Mansell | | Mgmt | | For | | For | | For |
| 5 | | Elect John Schlifske | | Mgmt | | For | | For | | For |
| 6 | | Elect Frank Sica | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Sommerhauser | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Stephanie Streeter | | Mgmt | | For | | For | | For |
| 9 | | Elect Nina Vaca | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen Watson | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Fur Policy | | ShrHoldr | | Against | | Against | | For |
| 14 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
L-3 Communications Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LLL | | CUSIP 502424104 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Claude Canizares | | Mgmt | | For | | For | | For |
| 2 | | Elect Thomas Corcoran | | Mgmt | | For | | For | | For |
| 3 | | Elect Lloyd Newton | | Mgmt | | For | | For | | For |
| 4 | | Elect Vincent Pagano, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Alan Washkowitz | | Mgmt | | For | | For | | For |
| 6 | | Amendment to the 2008 Long Term Performance Plan | | Mgmt | | For | | For | | For |
| 7 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 8 | | Elimination of Board Supermajority Requirement | | Mgmt | | For | | For | | For |
| 9 | | Provide Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Sheldon G. Adelson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Irwin Chafetz | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Victor Chaltiel | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Charles A. Koppelman | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2004 Equity Award Plan | | Mgmt | | For | | For | | For |
| 3 | | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Lincoln National Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LNC | | CUSIP 534187109 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William J. Avery | | Mgmt | | For | | For | | For |
| 2 | | Elect William H. Cunningham | | Mgmt | | For | | For | | For |
| 3 | | Elect William P. Payne | | Mgmt | | For | | For | | For |
| 4 | | Elect Patrick S. Pittard | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Lorillard, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LO | | CUSIP 544147101 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Virgis W. Colbert | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard W. Roedel | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
LyondellBasell Industries NV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LYB | | CUSIP N53745100 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jacques Aigrain | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Scott M. Kleinman | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bruce A. Smith | | Mgmt | | For | | For | | For |
| 2 | | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | | For | | For | | For |
| 3 | | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | | For | | For | | For |
| 4 | | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | | For | | For | | For |
| 7 | | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | | For | | For | | For |
| 8 | | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | | Mgmt | | For | | For | | For |
| 9 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | | For | | For | | For |
| 12 | | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | | For | | Against | | Against |
Marathon Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MPC | | CUSIP 56585A102 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect B. Evan Bayh III | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William L. Davis, III | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Thomas J. Usher | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
MasterCard Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MA | | CUSIP 57636Q104 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| 2 | | Elect Ajay S. Banga | | Mgmt | | For | | For | | For |
| 3 | | Elect Silvio Barzi | | Mgmt | | For | | For | | For |
| 4 | | Elect David R. Carlucci | | Mgmt | | For | | For | | For |
| 5 | | Elect Steven J. Freiberg | | Mgmt | | For | | For | | For |
| 6 | | Elect Nancy J. Karch | | Mgmt | | For | | For | | For |
| 7 | | Elect Marc Olivie | | Mgmt | | For | | For | | For |
| 8 | | Elect Rima Qureshi | | Mgmt | | For | | For | | For |
| 9 | | Elect Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Schwartz | | Mgmt | | For | | For | | For |
| 11 | | Elect Jackson P. TAI | | Mgmt | | For | | For | | For |
| 12 | | Elect Edward Suning Tian | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Motorola Solutions Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MSI | | CUSIP 620076307 | | 05/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gregory Q. Brown | | Mgmt | | For | | For | | For |
| 2 | | Elect William J. Bratton | | Mgmt | | For | | For | | For |
| 3 | | Elect Kenneth C. Dahlberg | | Mgmt | | For | | For | | For |
| 4 | | Elect David W. Dorman | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael V. Hayden | | Mgmt | | For | | For | | For |
| 6 | | Elect Judy C. Lewent | | Mgmt | | For | | For | | For |
| 7 | | Elect Anne R. Pramaggiore | | Mgmt | | For | | For | | For |
| 8 | | Elect Samuel C. Scott III | | Mgmt | | For | | For | | For |
| 9 | | Elect Bradley E. Singer | | Mgmt | | For | | For | | For |
| 10 | | Elect John A. White | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Shareholder Proposal Regarding Supplier Sustainability Report | | ShrHoldr | | Against | | Against | | For |
| 14 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | Against | | For |
Northrop Grumman Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NOC | | CUSIP 666807102 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Wesley G. Bush | | Mgmt | | For | | For | | For |
| 2 | | Elect Victor H. Fazio | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald E. Felsinger | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephen E. Frank | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bruce S. Gordon | | Mgmt | | For | | For | | For |
| 6 | | Elect Madeleine A. Kleiner | | Mgmt | | For | | For | | For |
| 7 | | Elect Karl J. Krapek | | Mgmt | | For | | For | | For |
| 8 | �� | Elect Richard B. Myers | | Mgmt | | For | | For | | For |
| 9 | | Elect Aulana L. Peters | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Gary Roughead | | Mgmt | | For | | For | | For |
| 11 | | Elect Thomas M. Schoewe | | Mgmt | | For | | For | | For |
| 12 | | Elect Kevin W. Sharer | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
NRG Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NRG | | CUSIP 629377508 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kirbyjon H. Caldwell | | Mgmt | | For | | For | | For |
| 2 | | Elect David W. Crane | | Mgmt | | For | | For | | For |
| 3 | | Elect Kathleen A. McGinty | | Mgmt | | For | | For | | For |
| 4 | | Elect Evan J. Silverstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas H. Weidemeyer | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
NRG Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NRG | | CUSIP 629377508 | | 11/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Change in Board Size | | Mgmt | | For | | For | | For |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
NYSE Euronext
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NYX | | CUSIP 629491101 | | 06/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
ONEOK, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OKE | | CUSIP 682680103 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James C. Day | | Mgmt | | For | | For | | For |
| 2 | | Elect Julie H. Edwards | | Mgmt | | For | | For | | For |
| 3 | | Elect William L. Ford | | Mgmt | | For | | For | | For |
| 4 | | Elect John W. Gibson | | Mgmt | | For | | For | | For |
| 5 | | Elect Bert H. Mackie | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven J. Malcolm | | Mgmt | | For | | For | | For |
| 7 | | Elect Jim W. Mogg | | Mgmt | | For | | For | | For |
| 8 | | Elect Pattye L. Moore | | Mgmt | | For | | For | | For |
| 9 | | Elect Gary D. Parker | | Mgmt | | For | | For | | For |
| 10 | | Elect Eduardo A. Rodriguez | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Equity Compensation Plan | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Fugitive Methane Emissions | | ShrHoldr | | Against | | Against | | For |
Pentair Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PNR | | CUSIP H6169Q108 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect T. Michael Glenn | | Mgmt | | For | | For | | For |
| 2 | | Elect David H. Y. Ho | | Mgmt | | For | | For | | For |
| 3 | | Elect Ronald L. Merriman | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Statutory Auditor | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Special Auditor | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Net Loss | | Mgmt | | For | | For | | For |
| 10 | | Approval of Ordinary Cash Dividend | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Approval of Performance Goals and Related Matters under the 2012 Stock and Incentive Plan | | Mgmt | | For | | For | | For |
Perrigo Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRGO | | CUSIP 714290103 | | 11/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Gary Cohen | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Gibbons | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ran Gottfried | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ellen Hoffing | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
priceline.com Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Armstrong | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Howard W. Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey H. Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan L. Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey E. Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James M. Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Thomas E. Rothman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Craig W. Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 1999 Omnibus Plan | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Norborne P. Cole, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 8 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 9 | | Elect Jeanine Mabunda Lioko | | Mgmt | | For | | For | | For |
| 10 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Equity Grant (Mark Bristow) | | Mgmt | | For | | Against | | Against |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 20 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Safeway Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SWY | | CUSIP 786514208 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Janet E. Grove | | Mgmt | | For | | For | | For |
| 2 | | Elect Mohan S. Gyani | | Mgmt | | For | | For | | For |
| 3 | | Elect Frank C. Herringer | | Mgmt | | For | | For | | For |
| 4 | | Elect George J. Morrow | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth W. Oder | | Mgmt | | For | | For | | For |
| 6 | | Elect T. Gary Rogers | | Mgmt | | For | | For | | For |
| 7 | | Elect Arun Sarin | | Mgmt | | For | | For | | For |
| 8 | | Elect William Y. Tauscher | | Mgmt | | For | | For | | For |
| 9 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 10 | | Approval of material terms under the 2007 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
SLM Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLM | | CUSIP 78442P106 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ann Torre Bates | | Mgmt | | For | | For | | For |
| 2 | | Elect William M. Diefenderfer III | | Mgmt | | For | | For | | For |
| 3 | | Elect Diane Suitt Gilleland | | Mgmt | | For | | For | | For |
| 4 | | Elect Earl A. Goode | | Mgmt | | For | | For | | For |
| 5 | | Elect Ronald F. Hunt | | Mgmt | | For | | For | | For |
| 6 | | Elect Albert L. Lord | | Mgmt | | For | | For | | For |
| 7 | | Elect Barry A. Munitz | | Mgmt | | For | | For | | For |
| 8 | | Elect Howard H. Newman | | Mgmt | | For | | For | | For |
| 9 | | Elect Frank C. Puleo | | Mgmt | | For | | For | | For |
| 10 | | Elect Wolfgang Schoellkopf | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven L. Shapiro | | Mgmt | | For | | For | | For |
| 12 | | Elect Anthony Terracciano | | Mgmt | | For | | For | | For |
| 13 | | Elect Barry Lawson Williams | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
Sunoco, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUN | | CUSIP 86764P109 | | 10/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger/Acquisition | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
The Coca-Cola Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KO | | CUSIP 191216100 | | 07/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approval of Stock Split | | Mgmt | | For | | For | | For |
The Kroger Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KR | | CUSIP 501044101 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Reuben V. Anderson | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert D. Beyer | | Mgmt | | For | | For | | For |
| 3 | | Elect David B. Dillon | | Mgmt | | For | | For | | For |
| 4 | | Elect Susan J. Kropf | | Mgmt | | For | | For | | For |
| 5 | | Elect John T. LaMacchia | | Mgmt | | For | | For | | For |
| 6 | | Elect David B. Lewis | | Mgmt | | For | | For | | For |
| 7 | | Elect W. Rodney McMullen | | Mgmt | | For | | For | | For |
| 8 | | Elect Jorge P. Montoya | | Mgmt | | For | | For | | For |
| 9 | | Elect Clyde R. Moore | | Mgmt | | For | | For | | For |
| 10 | | Elect Susan M. Phillips | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven R. Rogel | | Mgmt | | For | | For | | For |
| 12 | | Elect James A. Runde | | Mgmt | | For | | For | | For |
| 13 | | Elect Ronald L. Sargent | | Mgmt | | For | | For | | For |
| 14 | | Elect Bobby S. Shackouls | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Human Rights Report | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | | ShrHoldr | | Against | | Against | | For |
The TJX Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TJX | | CUSIP 872540109 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Zein Abdalla | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose B. Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan M. Bennett | | Mgmt | | For | | For | | For |
| 4 | | Elect Bernard Cammarata | | Mgmt | | For | | For | | For |
| 5 | | Elect David T. Ching | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael F. Hines | | Mgmt | | For | | For | | For |
| 7 | | Elect Amy B. Lane | | Mgmt | | For | | For | | For |
| 8 | | Elect Dawn G. Lepore | | Mgmt | | For | | For | | For |
| 9 | | Elect Carol Meyrowitz | | Mgmt | | For | | For | | For |
| 10 | | Elect John F. O’Brien | | Mgmt | | For | | For | | For |
| 11 | | Elect Willow B. Shire | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Torchmark Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMK | | CUSIP 891027104 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Charles E. Adair | | Mgmt | | For | | For | | For |
| 2 | | Elect Marilyn A. Alexander | | Mgmt | | For | | For | | For |
| 3 | | Elect David L. Boren | | Mgmt | | For | | For | | For |
| 4 | | Elect M. Jane Buchan | | Mgmt | | For | | For | | For |
| 5 | | Elect Gary L. Coleman | | Mgmt | | For | | For | | For |
| 6 | | Elect Larry M. Hutchinson | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert W. Ingram | | Mgmt | | For | | For | | For |
| 8 | | Elect Mark S. McAndrew | | Mgmt | | For | | For | | For |
| 9 | | Elect Lloyd W. Newton | | Mgmt | | For | | For | | For |
| 10 | | Elect Wesley D. Protheroe | | Mgmt | | For | | For | | For |
| 11 | | Elect Darren M. Rebelez | | Mgmt | | For | | For | | For |
| 12 | | Elect Lamar C. Smith | | Mgmt | | For | | For | | For |
| 13 | | Elect Paul J. Zucconi | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | 2013 Management Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Union Pacific Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNP | | CUSIP 907818108 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas J. Donohue | | Mgmt | | For | | For | | For |
| 4 | | Elect Archie W. Dunham | | Mgmt | | For | | For | | For |
| 5 | | Elect Judith Richards Hope | | Mgmt | | For | | For | | For |
| 6 | | Elect John J. Koraleski | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles C. Krulak | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael R. McCarthy | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael W. McConnell | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas F. McLarty III | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven R. Rogel | | Mgmt | | For | | For | | For |
| 12 | | Elect Jose H. Villarreal | | Mgmt | | For | | For | | For |
| 13 | | Elect James R. Young | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | 2013 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John McKinney | | Mgmt | | For | | For | | For |
| 9 | | Elect James Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Verizon Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VZ | | CUSIP 92343V104 | | 05/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard L. Carrion | | Mgmt | | For | | For | | For |
| 2 | | Elect Melanie L. Healey | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Frances Keeth | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert W. Lane | | Mgmt | | For | | For | | For |
| 5 | | Elect Lowell C. McAdam | | Mgmt | | For | | For | | For |
| 6 | | Elect Sandra O. Moose | | Mgmt | | For | | For | | For |
| 7 | | Elect Joseph Neubauer | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Donald T. Nicolaisen | | Mgmt | | For | | For | | For |
| 9 | | Elect Clarence Otis, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Hugh B. Price | | Mgmt | | For | | For | | For |
| 11 | | Elect Rodney E. Slater | | Mgmt | | For | | For | | For |
| 12 | | Elect Kathryn A. Tesija | | Mgmt | | For | | For | | For |
| 13 | | Elect Gregory D. Wasson | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Amendment to the 2009 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Network Neutrality | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | For | | Against |
| 20 | | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHoldr | | Against | | Against | | For |
| 21 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
| 22 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
WellPoint, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLP | | CUSIP 94973V107 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sheila P. Burke | | Mgmt | | For | | For | | For |
| 2 | | Elect George A. Schaefer, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph R. Swedish | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | | Against | | Against | | For |
Westinghouse Air Brake Technologies Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAB | | CUSIP 929740108 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Brooks | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William E. Kassling | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Albert J. Neupaver | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Wynn Resorts, Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WYNN | | CUSIP 983134107 | | 02/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Removal of Director Kazuo Okada | | Mgmt | | For | | For | | For |
| 2 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Wynn Resorts, Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WYNN | | CUSIP 983134107 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ray R. Irani | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Alvin V. Shoemaker | | Mgmt | | For | | For | | For |
| 1.3 | | Elect D. Boone Wayson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Stephen A. Wynn | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Wynn Resorts, Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WYNN | | CUSIP 983134107 | | 11/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Linda Chen | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Marc Schorr | | Mgmt | | For | | For | | For |
| 1.3 | | Elect J. Edward Virtue | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Elaine Wynn | | Mgmt | | For | | Withhold | | Against |
| 2 | | Amendment to the Annual Performance Based Incentive Plan for Executive Officers | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds China Region Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
AAC Technologies Holdings Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2018 | | CINS G2953R114 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Ingrid WU Chunyuan | | Mgmt | | For | | Against | | Against |
| 6 | | Elect KOH Boon Hwee | | Mgmt | | For | | For | | For |
| 7 | | Elect Carmen CHANG I-Hua | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Agricultural Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
1288 | | CINS Y00289119 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Profit Distribution Plan for 2012 | | Mgmt | | For | | For | | For |
| 6 | | Fixed Assets Investment Budget for 2013 | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Adjustment to Authority to Approve Bond Investments of Certain Clients | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Capital Instruments w/ write-down feature | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect WANG Shiqiang | | Mgmt | | For | | For | | For |
| 3 | | Adjustment to Conversion Price of Convertible Bonds | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Bank of China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3988 | | CINS Y0698A107 | | 05/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Financial Statements | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Annual Budget | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect LI Lihui | | Mgmt | | For | | For | | For |
| 10 | | Elect LI Zaohang | | Mgmt | | For | | For | | For |
| 11 | | Elect JIANG Yansong | | Mgmt | | For | | For | | For |
| 12 | | Elect Paul CHOW Man Yiu | | Mgmt | | For | | For | | For |
| 13 | | Elect LU Zhengfei | | Mgmt | | For | | For | | For |
| 14 | | Elect Leung Cheuk Yan | | Mgmt | | For | | For | | For |
| 15 | | Elect LI Jun | | Mgmt | | For | | For | | For |
| 16 | | Elect WANG Xueqiang | | Mgmt | | For | | For | | For |
| 17 | | Elect LIU Wanming | | Mgmt | | For | | For | | For |
| 18 | | Elect TIAN Guoli as a Director | | Mgmt | | For | | For | | For |
| 19 | | Elect WANG Yong as a Director | | Mgmt | | For | | For | | For |
| 20 | | Elect SUN Zhijun as a Director | | Mgmt | | For | | Against | | Against |
| 21 | | Elect LIU Lina as a Director | | Mgmt | | For | | For | | For |
| 22 | | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | | Mgmt | | For | | For | | For |
Beijing Capital International Airport
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0694 | | CINS Y07717104 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Beijing Enterprises Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0392 | | CINS Y07702122 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Dong | | Mgmt | | For | | Against | | Against |
| 6 | | Elect LEI Zhengang | | Mgmt | | For | | For | | For |
| 7 | | Elect JIANG Xinhao | | Mgmt | | For | | For | | For |
| 8 | | Elect WU Jiesi | | Mgmt | | For | | For | | For |
| 9 | | Elect LAM Hoi Ham | | Mgmt | | For | | For | | For |
| 10 | | Elect SZE Chi Ching | | Mgmt | | For | | For | | For |
| 11 | | Elect SHI Hanmin | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Biostime International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1112 | | CINS G11259101 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Final Dividends | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Special Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect LUO Fei | | Mgmt | | For | | Against | | Against |
| 7 | | Elect KONG Qingjuan | | Mgmt | | For | | For | | For |
| 8 | | Elect ZHANG Wenhui | | Mgmt | | For | | For | | For |
| 9 | | Elect WU Xiong | | Mgmt | | For | | For | | For |
| 10 | | Elect LUO Yun | | Mgmt | | For | | Against | | Against |
| 11 | | Elect CHEN Fufang | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Brilliance China Automotive Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1114 | | CINS G1368B102 | | 12/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Revised Caps for Revised Continuing Connected Transaction | | Mgmt | | For | | For | | For |
| 4 | | Cross Guarantee Agreement | | Mgmt | | For | | For | | For |
Bursa Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BURSA | | CINS Y1028U102 | | 03/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Karownakaran @ Karunakaran a/l Ramasamy | | Mgmt | | For | | For | | For |
| 5 | | Elect CHAY Wai Leong | | Mgmt | | For | | For | | For |
| 6 | | Elect Ghazali bin Darman | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect Mohamed Dzaiddin bin Abdullah | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Abdul Samad bin Alias | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
China Construction Bank Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0939 | | CINS Y1397N101 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Budget of 2013 fixed assets investment | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect ZHANG Jianguo | | Mgmt | | For | | For | | For |
| 10 | | Elect ZHAO Xijun | | Mgmt | | For | | For | | For |
| 11 | | Elect CHEN Yuanling | | Mgmt | | For | | For | | For |
| 12 | | Elect ZHU Hongbo | | Mgmt | | For | | For | | For |
| 13 | | Elect HU Zheyi | | Mgmt | | For | | For | | For |
| 14 | | Elect Timpson CHUNG Shui Ming | | Mgmt | | For | | Against | | Against |
| 15 | | Elect Margaret LEUNG KO May Yee | | Mgmt | | For | | For | | For |
| 16 | | Elect WIM Kok | | Mgmt | | For | | For | | For |
| 17 | | Elect Murray Horn | | Mgmt | | For | | For | | For |
| 18 | | Elect XU Tie | | Mgmt | | For | | For | | For |
| 19 | | Elect QI Shouyin | | Mgmt | | For | | For | | For |
| 20 | | Terms of Office for Directors | | Mgmt | | For | | For | | For |
| 21 | | Elect ZHANG Furong | | Mgmt | | For | | For | | For |
| 22 | | Elect LIU Jin | | Mgmt | | For | | For | | For |
| 23 | | Elect LI Xiaoling | | Mgmt | | For | | For | | For |
| 24 | | Elect BAI Jianjun | | Mgmt | | For | | For | | For |
| 25 | | Elect WANG Xinmin | | Mgmt | | For | | For | | For |
| 26 | | Authority to Issue Debt Instruments | | Mgmt | | For | | For | | For |
| 27 | | Amendments to Articles | | Mgmt | | For | | For | | For |
China Datang Corporation Renewable Power Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1798 | | CINS Y1456S108 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Financial Report | | Mgmt | | For | | For | | For |
| 5 | | Auditor’s Report | | Mgmt | | For | | For | | For |
| 6 | | Financial Budget 2013 | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Business Investment Plan 2013 | | Mgmt | | For | | For | | For |
| 10 | | Finance Lease Framework Agreement | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Authority to Give Guarantees | | Mgmt | | For | | For | | For |
| 13 | | Financing Plan 2013 | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposals | | ShrHoldr | | For | | Against | | Against |
China Gas Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0384 | | CINS G2109G103 | | 08/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect MA Jin Long | | Mgmt | | For | | For | | For |
| 6 | | Elect MOON Duk Kyu | | Mgmt | | For | | Against | | Against |
| 7 | | Elect MAO Er Wan | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Gas Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0384 | | CINS G2109G103 | | 08/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Gas Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0384 | | CINS G2109G103 | | 09/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Service Contract with LIU Ming Hui | | Mgmt | | For | | For | | For |
| 4 | | Service Contract with Eric LEUNG Wing Cheong | | Mgmt | | For | | For | | For |
| 5 | | Service Contract with HUANG Yong | | Mgmt | | For | | For | | For |
| 6 | | Service Contract with PANG Yingxue | | Mgmt | | For | | For | | For |
| 7 | | Service Contract with ZHU Weiwei | | Mgmt | | For | | For | | For |
| 8 | | Service Contract with MA Jinlong | | Mgmt | | For | | For | | For |
| 9 | | Service Contract with KIM Yong Joong | | Mgmt | | For | | For | | For |
| 10 | | Elect LIU Ming Hui as Executive Director | | Mgmt | | For | | Against | | Against |
| 11 | | Special Payment to Cynthia WONG Sin Yue | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
China Life Insurance Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2628 | | CINS Y1477R204 | | 07/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect YANG Mingsheng | | Mgmt | | For | | For | | For |
| 4 | | Elect WAN Feng | | Mgmt | | For | | For | | For |
| 5 | | Elect LIN Dairen | | Mgmt | | For | | For | | For |
| 6 | | Elect LIU Yingqi | | Mgmt | | For | | For | | For |
| 7 | | Elect MIAO Jianmin | | Mgmt | | For | | For | | For |
| 8 | | Elect ZHANG Xiangxian | | Mgmt | | For | | For | | For |
| 9 | | Elect WANG Sidong | | Mgmt | | For | | For | | For |
| 10 | | Elect SUN Changji | | Mgmt | | For | | For | | For |
| 11 | | Elect Bruce Moore | | Mgmt | | For | | For | | For |
| 12 | | Elect Anthony NEOH | | Mgmt | | For | | For | | For |
| 13 | | Elect XIA Zhihua as Supervisor | | Mgmt | | For | | For | | For |
| 14 | | Elect SHI Xiangming as Supervisor | | Mgmt | | For | | For | | For |
| 15 | | Elect TANG Jianbang | | Mgmt | | For | | For | | For |
| 16 | | Elect LUO Zhongmin as Supervisor | | Mgmt | | For | | For | | For |
China Minsheng Banking Corp., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report 2012 | | Mgmt | | For | | For | | For |
| 3 | | Financial Report 2012 | | Mgmt | | For | | For | | For |
| 4 | | Annual Budget 2013 | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 6 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Final Dividend 2012 | | Mgmt | | For | | For | | For |
| 8 | | Authority to Declare Interim Dividend 2013 | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Terms of Reference for Supervisory Board | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Amendments to Administrative Measures of Connected Transactions | | Mgmt | | For | | For | | For |
| 12 | | Approval of Issuance Plans (tier-2 capital instruments) | | Mgmt | | For | | Abstain | | Against |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Minsheng Banking Corp., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1988 | | CINS Y1495M112 | | 12/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect YOU Lantian | | Mgmt | | For | | For | | For |
| 4 | | Elect GUO Guangchang | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China National Building Material Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3323 | | CINS Y15045100 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Authority to Declare Interim Dividends | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditors and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Adjustments to the Remuneration of Directors and Supervisors | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights and Related Amendment to Articles | | Mgmt | | For | | Against | | Against |
| 11 | | Issuance of Debt Financing Instruments | | Mgmt | | For | | Abstain | | Against |
China Oil And Gas Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 603 | | CINS G2155W101 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHEUNG Shing | | Mgmt | | For | | Against | | Against |
| 6 | | Elect GUAN Yijun | | Mgmt | | For | | For | | For |
| 7 | | Elect SHI Xun Zhi | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Overseas Grand Oceans Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0081 | | CINS Y1505S117 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HAO Jian Min | | Mgmt | | For | | Against | | Against |
| 6 | | Elect CHEN Bin | | Mgmt | | For | | For | | For |
| 7 | | Elect YANG Hai Song | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey LAM Kin-Fung | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Overseas Land & Investment Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0688 | | CINS Y15004107 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HAO Jian Min | | Mgmt | | For | | For | | For |
| 6 | | Elect XIAO Xiao | | Mgmt | | For | | For | | For |
| 7 | | Elect Guo Yong | | Mgmt | | For | | For | | For |
| 8 | | Elect Kan Hongbo | | Mgmt | | For | | For | | For |
| 9 | | Elect Kennedy WONG Ying Ho | | Mgmt | | For | | For | | For |
| 10 | | Elect Rita FAN HSU Lai Tai | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Brian David LI Man Bun | | Mgmt | | For | | Against | | Against |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Overseas Land & Investment Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0688 | | CINS Y15004107 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | New CSCECL Group Engagement Agreement and New Cap | | Mgmt | | For | | For | | For |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Annual Report | | Mgmt | | For | | For | | For |
| 8 | | Elect ZHANG Zongyan | | Mgmt | | For | | For | | For |
| 9 | | Appointment of External Auditor and Approval of External Audit Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Internal Control Auditor and Approval of Internal Control Audit Fees | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Overseas Bonds | | Mgmt | | For | | For | | For |
| 13 | | Adjustment on Term of Medium-Term Debt Instruments | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue H Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
China Railway Construction Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1186 | | CINS Y1508P110 | | 12/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Returns Plan | | Mgmt | | For | | For | | For |
| 4 | | Increase in Authority to Issue Debt Instruments | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
China Resources Gas Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1193 | | CINS G2113B108 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Elect WANG Chuandong | | Mgmt | | For | | Against | | Against |
| 6 | | Elect SHI Shanbo | | Mgmt | | For | | For | | For |
| 7 | | Elect ONG Thiam Kin | | Mgmt | | For | | For | | For |
| 8 | | Elect DU Wenmin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect HUANG Daoguo | | Mgmt | | For | | For | | For |
| 10 | | Elect CHEN Ying | | Mgmt | | For | | Against | | Against |
| 11 | | Elect YU Jian | | Mgmt | | For | | Against | | Against |
| 12 | | Elect YU Hon To David | | Mgmt | | For | | Against | | Against |
| 13 | | Elect QIN Chaokui | | Mgmt | | For | | For | | For |
| 14 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
China Resources Gas Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1193 | | CINS G2113B108 | | 10/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Acquisition | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
China Resources Land Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1109 | | CINS G2108Y105 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect YAN Biao | | Mgmt | | For | | Against | | Against |
| 6 | | Elect DING Jiemin | | Mgmt | | For | | Against | | Against |
| 7 | | Elect WEI Bin | | Mgmt | | For | | Against | | Against |
| 8 | | Elect HUANG Daoguo | | Mgmt | | For | | For | | For |
| 9 | | Elect CHEN Ying | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Andrew Y. YAN | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Bosco HO Hin Ngai | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Singyes Solar Technologies Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0750 | | CINS G2161E111 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LIU Hongwei | | Mgmt | | For | | Against | | Against |
| 6 | | Elect CAO Zhirong | | Mgmt | | For | | For | | For |
| 7 | | Elect Simon YICK Wing Fat | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Reduction in Share Premium Account | | Mgmt | | For | | For | | For |
China Southern Airlines Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1055 | | CINS Y1503W102 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Procedural Rules of the Shareholders’ General Meeting | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 9 | | Increase in Registered Capital | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Issue Debt Instruments | | Mgmt | | For | | Abstain | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China State Construction International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3311 | | CINS G21677136 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect KONG Qingping | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHOU Yong | | Mgmt | | For | | For | | For |
| 7 | | Elect TIAN Shuchen | | Mgmt | | For | | For | | For |
| 8 | | Elect PAN Shujie | | Mgmt | | For | | For | | For |
| 9 | | Elect Raymond HO Chung Tai | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
China Vanke Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 200002 | | CINS Y77421108 | | 08/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 2 | | Election of Directors: LUO Junmei | | Mgmt | | For | | For | | For |
Chongqing Rural Commercial Bank Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3618 | | CINS Y1594G107 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Director’s Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisor’s Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Profit Distribution Plan | | Mgmt | | For | | For | | For |
| 6 | | Annual Report | | Mgmt | | For | | For | | For |
| 7 | | 2013 Financial Budget | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Debt Instruments | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Citic Securities Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 6030 | | CINS Y1639N117 | | 03/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Issue Size and Method | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Types | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Term | | Mgmt | | For | | For | | For |
| 8 | | Interest Rate | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Security and Other Arrangements | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Use of Proceeds | | Mgmt | | For | | For | | For |
| 13 | | Issue Price | | Mgmt | | For | | For | | For |
| 14 | | Targets and Private Placement Arrangements | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Listing of Debt Financing Instruments | | Mgmt | | For | | For | | For |
| 17 | | Safeguard Measures for Debt Repayment | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 19 | | Valid Period | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 21 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 22 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 23 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 24 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 25 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 26 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 27 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 28 | | Connected Transactions Involved in Issuance of Onshore and Offshore Corporate Debt Financial Instruments | | Mgmt | | For | | For | | For |
| 29 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 30 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 31 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 32 | | Establishment of Subsidiaries | | Mgmt | | For | | For | | For |
| 33 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 34 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Citic Securities Company Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 6030 | | CINS Y1639N117 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 7 | | Investment Amount for Proprietary Business for 2013 | | Mgmt | | For | | For | | For |
| 8 | | Connected Transactions with CITIC Group Corporation and Its Related/Connected Parties | | Mgmt | | For | | For | | For |
| 9 | | Connected Transactions with China Asset Management Co., Ltd.. | | Mgmt | | For | | For | | For |
| 10 | | Connected Transactions with CITIC Private Equity Funds Management Co., Ltd. | | Mgmt | | For | | For | | For |
| 11 | | Directors’ and Supervisors’ Remuneration | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares Without Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Expansion of Business Scope | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
COSCO Pacific Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1199 | | CINS G2442N104 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect FENG Jinhua | | Mgmt | | For | | For | | For |
| 6 | | Elect WANG Haimin | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Tang Runjiang | | Mgmt | | For | | For | | For |
| 8 | | Elect Kelvin WONG Tin Yau | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 9 | | Elect QUI Jinguang | | Mgmt | | For | | For | | For |
| 10 | | Elect IP Sing Chi | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
CPMC Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0906 | | CINS Y17739106 | | 06/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect WANG Jinchang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHOU Zheng | | Mgmt | | For | | For | | For |
| 7 | | Elect CHENG Yuk Wo | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Danhua Chemical Technology Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 600844 | | CINS Y1977Z102 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Elect ZENG Xiaoning | | Mgmt | | For | | For | | For |
| 8 | | Elect WANG Bin | | Mgmt | | For | | For | | For |
| 9 | | Elect HUA Jun | | Mgmt | | For | | For | | For |
| 10 | | Elect CHENG Guojun | | Mgmt | | For | | For | | For |
| 11 | | Elect SHEN Yayun | | Mgmt | | For | | For | | For |
| 12 | | Elect ZHU Dahang | | Mgmt | | For | | For | | For |
| 13 | | Elect ZHANG Xinzhi | | Mgmt | | For | | For | | For |
| 14 | | Elect XU Dongsheng | | Mgmt | | For | | For | | For |
| 15 | | Elect YAO Hui | | Mgmt | | For | | For | | For |
| 16 | | Elect LI Guofang as Supervisor | | Mgmt | | For | | For | | For |
| 17 | | Elect TAN Xiang as Supervisor | | Mgmt | | For | | Against | | Against |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 20 | | Appointment of Internal Control Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Danhua Chemical Technology Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 600844 | | CINS Y1977Z102 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Financial Assistance for a Subsidiary | | Mgmt | | For | | For | | For |
Galaxy Entertainment Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0027 | | CINS Y2679D118 | | 06/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph CHEE Ying Keung | | Mgmt | | For | | For | | For |
| 5 | | Elect James R. Ancell | | Mgmt | | For | | Against | | Against |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Goodbaby International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1086 | | CINS G39814101 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect SONG Zhenghuan | | Mgmt | | For | | For | | For |
| 6 | | Elect Eric HO Kwok Yin | | Mgmt | | For | | For | | For |
| 7 | | Elect SHI Xiaoguang | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Annual Report | | Mgmt | | For | | For | | For |
| 6 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 7 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 8 | | Business Strategy for 2013 | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Absorption of Wholly-Owned Subsidiaries | | Mgmt | | For | | For | | For |
| 3 | | Change in Use of Proceeds | | Mgmt | | For | | For | | For |
Great Wall Motor Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2333 | | CINS Y2882P106 | | 12/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Greentown China Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3900 | | CINS G4100M105 | | 08/01/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Stephen NG Tin Hoi | | Mgmt | | For | | Against | | Against |
| 4 | | Financing | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul TSUI Yiu Cheung | | Mgmt | | For | | Against | | Against |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Haier Electronics Group
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1169 | | CINS G42313125 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Elect LIANG Hai Shan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect LI Hua Gang | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Haier Electronics Group
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1169 | | CINS G42313125 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect WANG Han Hua | | Mgmt | | For | | For | | For |
| 4 | | Elect Eva CHENG Li Kam Fun | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Hopewell Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0054 | | CINS Y37129163 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Proposed Spin-off | | Mgmt | | For | | For | | For |
| 4 | | Adoption of Rules of Share Option Scheme of Hopewell Hong Kong Properties Limited | | Mgmt | | For | | Against | | Against |
Hopewell Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0054 | | CINS Y37129163 | | 10/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Eddie HO Ping Chang | | Mgmt | | For | | For | | For |
| 6 | | Elect Albert YEUNG Kam Yin | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Leo LEUNG Kwok Kee | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Eddie HO Wing Chuen Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect Gordon YEN | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
HSBC Holdings plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HSBA | | CINS G4634U169 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Safra A. Catz | | Mgmt | | For | | For | | For |
| 5 | | Elect Laura CHA May Lung | | Mgmt | | For | | For | | For |
| 6 | | Elect Marvin CHEUNG Kin Tung | | Mgmt | | For | | For | | For |
| 7 | | Elect James B. Comey | | Mgmt | | For | | For | | For |
| 8 | | Elect John Coombe | | Mgmt | | For | | For | | For |
| 9 | | Elect Joachim Faber | | Mgmt | | For | | For | | For |
| 10 | | Elect Rona Fairhead | | Mgmt | | For | | For | | For |
| 11 | | Elect Renato Fassbind | | Mgmt | | For | | For | | For |
| 12 | | Elect Douglas J. Flint | | Mgmt | | For | | For | | For |
| 13 | | Elect Stuart T. Gulliver | | Mgmt | | For | | For | | For |
| 14 | | Elect James W.J. Hughes-Hallett | | Mgmt | | For | | For | | For |
| 15 | | Elect Sam H. Laidlaw | | Mgmt | | For | | For | | For |
| 16 | | Elect John P Lipsky | | Mgmt | | For | | For | | For |
| 17 | | Elect J. Rachel Lomax | | Mgmt | | For | | For | | For |
| 18 | | Elect Iain J. Mackay | | Mgmt | | For | | For | | For |
| 19 | | Elect Sir Simon M. Robertson | | Mgmt | | For | | For | | For |
| 20 | | Elect John L. Thornton | | Mgmt | | For | | Against | | Against |
| 21 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 22 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 23 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 24 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 25 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
| 26 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Huaneng Renewables Corporation Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0958 | | CINS Y3739S103 | | 06/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Elect CAO Peixi | | Mgmt | | For | | Against | | Against |
| 8 | | Elect ZHANG Tingke | | Mgmt | | For | | For | | For |
| 9 | | Elect ZHAO Keyu | | Mgmt | | For | | Against | | Against |
| 10 | | Elect LIN Gang | | Mgmt | | For | | Against | | Against |
| 11 | | Elect XIAO Jun | | Mgmt | | For | | For | | For |
| 12 | | Elect YU Chunping | | Mgmt | | For | | For | | For |
| 13 | | Elect YANG Qing | | Mgmt | | For | | For | | For |
| 14 | | Elect QIN Haiyan | | Mgmt | | For | | For | | For |
| 15 | | Elect DAI Huizhu | | Mgmt | | For | | For | | For |
| 16 | | Elect ZHOU Shaopeng | | Mgmt | | For | | For | | For |
| 17 | | Elect Peter WAN Kam To | | Mgmt | | For | | Against | | Against |
| 18 | | Elect HUANG Jian | | Mgmt | | For | | For | | For |
| 19 | | Elect WANG Huanliang | | Mgmt | | For | | Against | | Against |
| 20 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 21 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Hutchison Whampoa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 00013 | | CINS Y38024108 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Victor LI Tzar Kuoi | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Frank J. Sixt | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Holger Kluge | | Mgmt | | For | | For | | For |
| 8 | | Elect George C. MAGNUS | | Mgmt | | For | | For | | For |
| 9 | | Elect Rose LEE Wai Mun | | Mgmt | | For | | For | | For |
| 10 | | Elect Charles LEE Yeh Kwong | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS Y3990B112 | | 03/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Malcolm C. McCarthy | | Mgmt | | For | | For | | For |
| 3 | | Elect Kenneth P. CHUNG | | Mgmt | | For | | For | | For |
| 4 | | 2013 Fixed Assets Investment Budget | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Eligible Tier-2 Capital Instruments | | Mgmt | | For | | For | | For |
Industrial & Commercial Bank Of China
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1398 | | CINS Y3990B112 | | 06/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect YI Huiman | | Mgmt | | For | | For | | For |
| 9 | | Elect LUO Xi | | Mgmt | | For | | For | | For |
| 10 | | Elect LIU Lixian | | Mgmt | | For | | For | | For |
Lao Feng Xiang Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900905 | | CINS Y1424Z119 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Authority to Give Guarantees | | Mgmt | | For | | Against | | Against |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Independent Directors’ Report | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Internal Control Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
Lenovo Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0992 | | CINS Y5257Y107 | | 07/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect John ZHAO Huan | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Nobuyuki Idei | | Mgmt | | For | | For | | For |
| 7 | | Elect ZHU Linan | | Mgmt | | For | | For | | For |
| 8 | | Elect MA Xuezheng | | Mgmt | | For | | For | | For |
| 9 | | Elect TING Lee Sen | | Mgmt | | For | | For | | For |
| 10 | | Elect William Grabe | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Media Nusantara Citra Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNCN | | CINS Y71280104 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors and Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Media Nusantara Citra Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MNCN | | CINS Y71280104 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approve Issuance of Shares Pursuant to the Employee and Management Stock Option Program | | Mgmt | | For | | For | | For |
MGM China Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2282 | | CINS G60744102 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Elect James Joseph Murren | | Mgmt | | For | | For | | For |
| 5 | | Elect Grant R. Bowie | | Mgmt | | For | | For | | For |
| 6 | | Elect Kenneth A. Rosevear | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Tommei MEI Kuen Tong | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter WONG Man Kong | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Nagacorp Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3918 | | CINS G6382M109 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHEN Lip Keong | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Abdul Kadir bin Sheikh Fadzir | | Mgmt | | For | | For | | For |
| 7 | | Elect LIM Mun Kee | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
NetEase, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTES | | CUSIP 64110W102 | | 09/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William Ding | | Mgmt | | For | | For | | For |
| 2 | | Elect Alice Cheng | | Mgmt | | For | | For | | For |
| 3 | | Elect Denny Lee | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph Tong | | Mgmt | | For | | For | | For |
| 5 | | Elect Lun Feng | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Leung | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Michael Tong | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
New World China Land Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 917 | | CINS G6493A101 | | 11/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter CHENG Kar Shing | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael FONG Shing Kwong | | Mgmt | | For | | For | | For |
| 7 | | Elect Lynda NGAN Man Ying | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Christopher CHENG Wai Chee | | Mgmt | | For | | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
NWS Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 659 | | CINS G66897110 | | 02/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Revised Annual Caps under the Master Services Agreement | | Mgmt | | For | | For | | For |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 5 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 6 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Paradise Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 034230 | | CINS Y6727J100 | | 03/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Elect Phillip CHUN | | Mgmt | | For | | For | | For |
| 3 | | Elect KIM Hong Chang | | Mgmt | | For | | For | | For |
| 4 | | Elect KIM Sang Woo | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 6 | | Corporate Auditors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Transfer of Listing | | Mgmt | | For | | For | | For |
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2318 | | CINS Y69790106 | | 02/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Renewal of Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 3 | | Extension of Validity Period of A Share Convertible Bonds Issue | | Mgmt | | For | | For | | For |
Ping An Insurance (Group) Company of China, Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2318 | | CINS Y69790106 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Directors’ Report | | Mgmt | | For | | For | | For |
| 3 | | Supervisors’ Report | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Elect LEE Yuansiong | | Mgmt | | For | | For | | For |
| 9 | | Elect Soopakij Chearavanont | | Mgmt | | For | | For | | For |
| 10 | | Elect YANG Xiaoping | | Mgmt | | For | | For | | For |
| 11 | | Elect LU Hua | | Mgmt | | For | | For | | For |
| 12 | | Elect Dicky Peter YIP | | Mgmt | | For | | For | | For |
| 13 | | Elect Oscar WONG Sai Hung | | Mgmt | | For | | For | | For |
| 14 | | Elect SUN Dongdong | | Mgmt | | For | | For | | For |
| 15 | | Elect ZHANG Wangjin as Supervisor | | Mgmt | | For | | For | | For |
| 16 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Independent Supervisors’ Fees | | Mgmt | | For | | For | | For |
| 18 | | Use of Proceeds | | Mgmt | | For | | For | | For |
PT HM Sampoerna Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HMSP | | CINS Y7121Z146 | | 07/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors and Commissioners | | Mgmt | | For | | Abstain | | Against |
PT Wijaya Karya (Persero) Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WIKA | | CINS Y7148V102 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Partnership and Community Development Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Directors’ and Commissioners’ Remuneration | | Mgmt | | For | | For | | For |
| 6 | | Implementation of the ESOP/MSOP | | Mgmt | | For | | Against | | Against |
| 7 | | Amendments to Articles | | Mgmt | | For | | Abstain | | Against |
| 8 | | Authorization of Legal Formalities | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors and/or Commissioner (Slate) | | Mgmt | | For | | Abstain | | Against |
Road King Infrastructure Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1098 | | CINS G76058109 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect CHAN Kam Hung | | Mgmt | | For | | For | | For |
| 6 | | Elect Keter FONG Shiu Leung | | Mgmt | | For | | For | | For |
| 7 | | Elect LU Hua | | Mgmt | | For | | For | | For |
| 8 | | Elect Patrick LAM Wai Hon | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Nie Meisheng | | Mgmt | | For | | For | | For |
| 10 | | Elect Tse Chee On, Raymond | | Mgmt | | For | | For | | For |
| 11 | �� | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 16 | | Approval of “The New Share Option Scheme” | | Mgmt | | For | | Against | | Against |
Samsung Electronics Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 005930 | | CINS Y74718100 | | 03/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Elect LEE In Ho | | Mgmt | | For | | For | | For |
| 3 | | Elect SONG Kwang Soo | | Mgmt | | For | | Against | | Against |
| 4 | | Elect KIM Eun Mee | | Mgmt | | For | | For | | For |
| 5 | | Elect YOON Boo Keun | | Mgmt | | For | | For | | For |
| 6 | | Elect SHIN Jong Kyun | | Mgmt | | For | | For | | For |
| 7 | | Elect LEE Sang Hoon | | Mgmt | | For | | For | | For |
| 8 | | Election of Audit Committee Members: LEE In Ho | | Mgmt | | For | | For | | For |
| 9 | | Election of Audit Committee Members: SONG Kwang Soo | | Mgmt | | For | | Against | | Against |
| 10 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sands China Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1928 | | CINS G7800X107 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect TOH Hup Hock | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael Alan Leven | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeffrey H. Schwartz | | Mgmt | | For | | For | | For |
| 8 | | Elect David M. Turnbull | | Mgmt | | For | | For | | For |
| 9 | | Elect Victor Patrick Hoog Antink | | Mgmt | | For | | For | | For |
| 10 | | Elect Steven Zygmunt Strasser | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 16 | | Amendments to Articles - Change in Company Name | | Mgmt | | For | | For | | For |
| 17 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shenzhen International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 152 | | CINS G8086V104 | | 05/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Bermuda | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect GAO Lei | | Mgmt | | For | | For | | For |
| 6 | | Elect LI Lu Ning | | Mgmt | | For | | Against | | Against |
| 7 | | Elect YANG Hai | | Mgmt | | For | | For | | For |
| 8 | | Elect Simon LEUNG Ming Yuen | | Mgmt | | For | | For | | For |
| 9 | | Elect DING Xun | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Issue Repurchsed Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shimao Property Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0813 | | CINS G81043104 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect HUI Wing Mau | | Mgmt | | For | | Against | | Against |
| 6 | | Elect LIU Sai Fei | | Mgmt | | For | | For | | For |
| 7 | | Elect TANG Fei | | Mgmt | | For | | For | | For |
| 8 | | Elect Liao Lujiang | | Mgmt | | For | | For | | For |
| 9 | | Elect LU Hong Bing | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Shimao Property Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0813 | | CINS G81043104 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Adoption of Share Option Scheme of Shanghai Shimao Company Limited | | Mgmt | | For | | For | | For |
SINA Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SINA | | CUSIP G81477104 | | 08/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Yan Wang | | Mgmt | | For | | For | | For |
| 2 | | Elect Song-Yi Zhang | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendment to Articles Regarding Right to Call a Special Meeting | | Mgmt | | For | | For | | For |
Sitc International Holdings Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1308 | | CINS G8187G105 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect XUE Mingyuan | | Mgmt | | For | | For | | For |
| 6 | | Elect LAI Zhiyong | | Mgmt | | For | | For | | For |
| 7 | | Elect TSUI Yung Kwok | | Mgmt | | For | | For | | For |
| 8 | | Elect Yeung Kwok On | | Mgmt | | For | | For | | For |
| 9 | | Elect William LO Wing Yan | | Mgmt | | For | | For | | For |
| 10 | | Elect NGAI Wai Fung | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
SJM Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 880 | | CINS Y8076V106 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect NG Chi Sing | | Mgmt | | For | | For | | For |
| 6 | | Elect CHAU Tak Hay | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David LAN Hong Tsung | | Mgmt | | For | | For | | For |
| 8 | | Elect Henry CHENG Kar-Shun | | Mgmt | | For | �� | Against | | Against |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Spreadtrum Communications, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPRD | | CUSIP 849415203 | | 07/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Leo Li | | Mgmt | | For | | For | | For |
| 2 | | Elect Carol Yu | | Mgmt | | For | | For | | For |
| 3 | | Elect Zhongrui Xia | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Sunac China Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1918 | | CINS G8569A106 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect JING Hong | | Mgmt | | For | | For | | For |
| 6 | | Elect HU Xiaoling | | Mgmt | | For | | For | | For |
| 7 | | Elect ZHU Jia | | Mgmt | | For | | For | | For |
| 8 | | Elect LI Qin | | Mgmt | | For | | For | | For |
| 9 | | Elect MA Lishan | | Mgmt | | For | | For | | For |
| 10 | | Elect TSE Chi Wai | | Mgmt | | For | | For | | For |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 13 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sunny Optical Technology Group Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2382 | | CINS G8586D109 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect SUN Yang | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard CHU Peng Fei | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LIU Xu | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
TCL Multimedia Technology Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1070 | | CINS G8701T138 | | 04/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHAO Zhongyao | | Mgmt | | For | | For | | For |
| 7 | | Elect BO Lianming | | Mgmt | | For | | For | | For |
| 8 | | Elect HUANG Xubin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect WU Shihong | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Telecom Corporation of New Zealand
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TEL | | CUSIP 879278208 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authorise Board to Set Auditor’s Fees | | Mgmt | | N/A | | For | | N/A |
| 2 | | Re-elect Mark Verbiest | | Mgmt | | N/A | | For | | N/A |
| 3 | | Re-elect Paul Berriman | | Mgmt | | N/A | | For | | N/A |
| 4 | | Elect Simon Moutter | | Mgmt | | N/A | | For | | N/A |
| 5 | | Equity Grant (MD/CEO Simon Moutter) | | Mgmt | | N/A | | For | | N/A |
| 6 | | Equity Grant (MD/CEO Simon Moutter) | | Mgmt | | N/A | | For | | N/A |
Tencent Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 700 | | CINS G87572148 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG Zhidong | | Mgmt | | For | | For | | For |
| 6 | | Elect Ian C. Stone | | Mgmt | | For | | For | | For |
| 7 | | Elect Jacobus Petrus Bekker | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Tower Bersama Infrastructure Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TBIG | | CINS Y71372109 | | 12/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Wahyuni Bahar | | Mgmt | | For | | For | | For |
Truly International Holdings Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0732 | | CINS G91019136 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect LAM Wai Wah | | Mgmt | | For | | For | | For |
| 6 | | Elect CHEUNG Tat Sang | | Mgmt | | For | | For | | For |
| 7 | | Elect James WONG Pong Chun | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Authoirity to Issue Repurchsed Shares | | Mgmt | | For | | Against | | Against |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Vista Land and Lifescapes Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VLL | | CINS Y9382G106 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Approval of Notice and Determination of Quorum | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Board and Management Acts | | Mgmt | | For | | For | | For |
| 4 | | Elect Marcelino C. Mendoza | | Mgmt | | For | | For | | For |
| 5 | | Elect Manuel Paolo A. Villar | | Mgmt | | For | | For | | For |
| 6 | | Elect Cynthia J. Javarez | | Mgmt | | For | | For | | For |
| 7 | | Elect Ricardo B. Tan, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Maribeth C. Tolentino | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ruben O. Fruto | | Mgmt | | For | | For | | For |
| 10 | | Elect Marilou Adea | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Adjournment | | Mgmt | | For | | For | | For |
Wasion Group Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3393 | | CINS G9463P108 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect JI Wei | | Mgmt | | For | | Against | | Against |
| 6 | | Elect ZHENG Xiao Ping | | Mgmt | | For | | For | | For |
| 7 | | Elect Li Hong | | Mgmt | | For | | For | | For |
| 8 | | Elect PAN Yuan | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 12 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 14 | | Refreshment of share option scheme | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Weichai Power Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2338 | | CINS Y9531A109 | | 03/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Weichai Westport Supply Agreement | | Mgmt | | For | | For | | For |
| 3 | | Weichai Westport Purchase Agreement | | Mgmt | | For | | For | | For |
| 4 | | Weichai Westport Logistics Agreement | | Mgmt | | For | | For | | For |
| 5 | | Weichai Westport Leasing Agreement | | Mgmt | | For | | For | | For |
Woulfe Mining Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 11/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Brian Wesson | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Amelia Wesson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Icke | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Constable | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Yashili International Holdings Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1230 | | CINS G98340105 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Final Dividends | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Special Dividend | | Mgmt | | For | | For | | For |
| 7 | | Elect ZHANG Lidian | | Mgmt | | For | | Against | | Against |
| 8 | | Elect ZHANG Yanpeng | | Mgmt | | For | | For | | For |
| 9 | | Elect CHEN Yongquan | | Mgmt | | For | | For | | For |
| 10 | | Elect Samuel WONG King On | | Mgmt | | For | | Against | | Against |
| 11 | | Elect LIU Jinting | | Mgmt | | For | | For | | For |
| 12 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Abstain | | Against |
| 14 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 16 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Yuexiu Property Company Limited (fka Guangzhou Investment Co)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0123 | | CINS Y9863Z102 | | 06/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect ZHANG Zhaoxing | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph YU Lup Fat | | Mgmt | | For | | Against | | Against |
| 7 | | Elect LEE Ka Lun | | Mgmt | | For | | Against | | Against |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Yuexiu Property Company Limited (fka Guangzhou Investment Co)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0123 | | CINS Y9863Z102 | | 07/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Hong Kong | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Property Disposal | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Zoomlion Heavy Industry Science and Technology Co., Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1157 | | CINS Y1293Y110 | | 03/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Amendment of Maturity of Bonds | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds Emerging Europe Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
Anadolu Efes Biracilik ve Malt Sanayii A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEFES | | CINS M10225106 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Reports | | Mgmt | | For | | For | | For |
| 4 | | Accounts | | Mgmt | | For | | For | | For |
| 5 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 6 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 7 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 9 | | Election of Directors; Fees | | Mgmt | | For | | For | | For |
| 10 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 17 | | Closing | | Mgmt | | For | | For | | For |
Bank of Georgia Holdings Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BGEO | | CINS G08195102 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Neil Janin | | Mgmt | | For | | For | | For |
| 5 | | Elect Irakli Gilauri | | Mgmt | | For | | For | | For |
| 6 | | Elect David Morrison | | Mgmt | | For | | For | | For |
| 7 | | Elect Allan J. Hirst | | Mgmt | | For | | For | | For |
| 8 | | Elect Al Breach | | Mgmt | | For | | For | | For |
| 9 | | Elect Kakhaber Kiknavelidze | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect Ian Hague | | Mgmt | | For | | For | | For |
| 11 | | Elect Hanna-Leena Loikkanen | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 14 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 18 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
CEZ, a.s. (Ceske Energeticke Zavody)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAACEZ | | CINS X2337V121 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Opening of Meeting; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Cooption of Vaclav Paces | | Mgmt | | For | | For | | For |
| 10 | | Election of Audit Committee Members | | Mgmt | | For | | Abstain | | Against |
| 11 | | Supervisory Board Contracts | | Mgmt | | For | | For | | For |
| 12 | | Audit Committee Contracts | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
CEZ, a.s. (Ceske Energeticke Zavody)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAACEZ | | CINS X2337V121 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting; Election of Presiding Chairman and Individuals to Check Minutes and Count Votes | | Mgmt | | For | | For | | For |
| 3 | | Internal Restructuring (Power Plant Detmarovice) | | Mgmt | | For | | For | | For |
| 4 | | Supervisory Board Members’ Contracts | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Shareholder Proposal Regarding Election of Dissident Board Member | | ShrHoldr | | N/A | | Abstain | | N/A |
| 6 | | Shareholder Proposal Regarding Election of Audit Committee Member | | ShrHoldr | | N/A | | Abstain | | N/A |
| 7 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Coca Cola Icecek A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCOLA | | CINS M253EL109 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors; Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 13 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Related Party Transactions Involving Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Cyfrowy Polsat SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS X1809Y100 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Election of Scrutiny Commission | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Management Board Report | | Mgmt | | For | | For | | For |
| 11 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 12 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| | | | | | | | | | |
| 13 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 14 | | Supervisory Board Report | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 17 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 19 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 7 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 9 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 11 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 12 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 14 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 15 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 17 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 18 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 13 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 14 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 17 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Eastcoal Inc (fka Lysander Minerals Corp)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ECX | | CINS 276165107 | | 11/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John Byrne | | Mgmt | | For | | For | | For |
| 3 | | Elect Gregory Cameron | | Mgmt | | For | | For | | For |
| 4 | | Elect John Conlon | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Colin Stocks | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Erste Group Bank AG
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EBS | | CINS A19494102 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Austria | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 5 | | Supervisory Board Members’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Supervisory Board Size | | Mgmt | | For | | For | | For |
| 7 | | Elect Theresa Jordis | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Authority to Trade in Company Stock | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Authority to Trade in Participation Certificates | | Mgmt | | For | | For | | For |
| 12 | | Authority to Repurchase Participation Certificates | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Eurocash SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EUR | | CINS X2382S106 | | 05/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 6 | | Voting List | | Mgmt | | For | | For | | For |
| 7 | | Agenda | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 11 | | Management Board Report; Accounts and Reports | | Mgmt | | For | | For | | For |
| 12 | | Management Board Report; Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 13 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 16 | | Election of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 17 | | Amendment to List of Entitled Employees for 8th Incentive Plan for 2012 | | Mgmt | | For | | For | | For |
| 18 | | Amendment to List of Entitled Employees for 9th Incentive Plan for 2013 | | Mgmt | | For | | For | | For |
| 19 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
| 20 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Eurocash SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EUR | | CINS X2382S106 | | 11/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Attendance List | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Presentation of Report Regarding Equity Incentive Plans | | Mgmt | | For | | For | | For |
| 8 | | Equity Incentive Plans | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles Pursuant to Employee Incentive Plans | | Mgmt | | For | | For | | For |
| 10 | | Closing | | Mgmt | | For | | For | | For |
Ford Otomotiv Sanayi (Otosan)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OTOSN | | CINS M7608S105 | | 10/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 6 | | Minutes | | Mgmt | | For | | For | | For |
| 7 | | Closing | | Mgmt | | For | | For | | For |
Gazprom OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GAZP | | CINS 368287207 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Dividends | | Mgmt | | For | | For | | For |
| 6 | | Terms of Dividend | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 9 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Charter | | Mgmt | | For | | Abstain | | Against |
| 11 | | Amendments to General Meeting Regulations | | Mgmt | | For | | Abstain | | Against |
| 12 | | Amendments to Audit Commission Regulations | | Mgmt | | For | | Abstain | | Against |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 26 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 37 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 39 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 40 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 41 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 42 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 43 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 44 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 45 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 46 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 47 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 48 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 51 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 52 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 53 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 54 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 55 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 56 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 57 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 58 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 59 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 60 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 61 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 62 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 63 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 64 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 65 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 66 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 67 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 68 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 69 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 70 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 71 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 72 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 73 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 74 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 75 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 76 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 77 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 78 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 79 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 80 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 81 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Gazprom OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GAZP | | CINS 368287207 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 8 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 11 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 12 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 21 | | Elect Andrey I. Akimov | | Mgmt | | N/A | | Abstain | | N/A |
| 22 | | Elect Farit R. Gazizullin | | Mgmt | | N/A | | Abstain | | N/A |
| 23 | | Elect Viktor A. Zubkov | | Mgmt | | N/A | | Abstain | | N/A |
| 24 | | Elect Elena Y. Karpel | | Mgmt | | N/A | | Abstain | | N/A |
| 25 | | Elect Timur Kulibaev | | Mgmt | | N/A | | Abstain | | N/A |
| 26 | | Elect Vitaly A. Markelov | | Mgmt | | N/A | | Abstain | | N/A |
| 27 | | Elect Viktor G Martynov | | Mgmt | | N/A | | Abstain | | N/A |
| 28 | | Elect Vladimir A. Mau | | Mgmt | | N/A | | Abstain | | N/A |
| 29 | | Elect Alexey B Miller | | Mgmt | | N/A | | Abstain | | N/A |
| 30 | | Elect Valery A. Musin | | Mgmt | | N/A | | For | | N/A |
| 31 | | Elect Mikhail L. Sereda | | Mgmt | | N/A | | Abstain | | N/A |
| 32 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 33 | | Elect Viktor Antoshin | | Mgmt | | For | | For | | For |
| 34 | | Elect Dmitry Arkhipov | | Mgmt | | For | | N/A | | N/A |
| 35 | | Elect Andrey Belobrov | | Mgmt | | For | | N/A | | N/A |
| 36 | | Elect Vadim Bikulov | | Mgmt | | For | | For | | For |
| 37 | | Elect Mikhail Kuzovlev | | Mgmt | | For | | For | | For |
| 38 | | Elect Marina Mikhina | | Mgmt | | For | | For | | For |
| 39 | | Elect Lidiya Morozova | | Mgmt | | For | | For | | For |
| 40 | | Elect Anna Nesterova | | Mgmt | | For | | For | | For |
| 41 | | Elect Georgiy Nozadze | | Mgmt | | For | | For | | For |
| 42 | | Elect Yuriy Nosov | | Mgmt | | For | | N/A | | N/A |
| 43 | | Elect Karen Oganyan | | Mgmt | | For | | For | | For |
| 44 | | Elect Aleksandr Yugov | | Mgmt | | For | | For | | For |
| 45 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 46 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Genel Energy Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GENL | | CINS G3791G104 | | 04/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney F. Chase | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony B. Hayward | | Mgmt | | For | | For | | For |
| 5 | | Elect Julian Metherell | | Mgmt | | For | | For | | For |
| 6 | | Elect Sir Graham Hearne | | Mgmt | | For | | For | | For |
| 7 | | Elect James William Leng | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Elect Mehmet Ogutcu | | Mgmt | | For | | For | | For |
| 9 | | Elect Mark Parris | | Mgmt | | For | | For | | For |
| 10 | | Elect George Rose | | Mgmt | | For | | For | | For |
| 11 | | Elect Nathaniel P. Rothschild | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Gulsun Nazli Karamehmet Williams | | Mgmt | | For | | For | | For |
| 13 | | Elect Murat Yazici | | Mgmt | | For | | For | | For |
| 14 | | Elect Chakib Sbiti | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 17 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 18 | | Waiver of Mandatory Takeover Requirement | | Mgmt | | For | | For | | For |
| 19 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 20 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Getin Noble Bank S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GNB | | CINS X3214S108 | | 07/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles Pursuant to Share Issuances | | Mgmt | | For | | For | | For |
| 9 | | Changes to Composition of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 10 | | Supervisory Board Fees | | Mgmt | | For | | Abstain | | Against |
| 11 | | Closing | | Mgmt | | For | | For | | For |
Kcell AO (Kcell OJSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KCEL | | CUSIP 48668G106 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Presiding Chairman; Voting Method | | Mgmt | | N/A | | For | | N/A |
| 2 | | Agenda | | Mgmt | | N/A | | For | | N/A |
| 3 | | Size and Tenure of Counting Commission; Election of Counting Commission | | Mgmt | | N/A | | For | | N/A |
| 4 | | Appointment of Auditor | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Accounts | | Mgmt | | N/A | | For | | N/A |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | N/A | | For | | N/A |
| 7 | | Election of Directors | | Mgmt | | N/A | | For | | N/A |
Kernel Holding SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 11/30/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual General Meeting Date | | Mgmt | | For | | TNA | | N/A |
| 2 | | Consolidated Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Elect Andrzej Danilczuk and Ton Schurink as Independent Directors | | Mgmt | | For | | TNA | | N/A |
| 7 | | Elect Sergei Shibaev | | Mgmt | | For | | TNA | | N/A |
| 8 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Executive Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Kernel Holding SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KER | | CINS L5829P109 | | 11/30/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase in Authorized Capital | | Mgmt | | For | | TNA | | N/A |
| 2 | | Amendment to Article 5 | | Mgmt | | For | | TNA | | N/A |
| 3 | | Amendment to Articles 9 and 15 | | Mgmt | | For | | TNA | | N/A |
| 4 | | Amendment to Article 14 | | Mgmt | | For | | TNA | | N/A |
| 5 | | Renumbering of Articles | | Mgmt | | For | | TNA | | N/A |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
KGHM Polska Miedz
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGH | | CINS X45213109 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 4 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 5 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 6 | | Agenda | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Coverage of Negative Reserves | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Presentation of Supervisory Board Report (Assessment) | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Supervisory Board Report (Activities) | | Mgmt | | For | | For | | For |
| 13 | | Management Board Report | | Mgmt | | For | | For | | For |
| 14 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 16 | | Transfer of Profits to Cover Reserves | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Management Acts | | Mgmt | | For | | For | | For |
| 18 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 19 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 20 | | Presentation of Supervisory Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 21 | | Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 22 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 23 | | Election of Supervisory Board Members (Employee Representatives) | | Mgmt | | For | | For | | For |
| 24 | | SHP Regarding Changes to Supervisory Board | | ShrHoldr | | For | | Abstain | | Against |
| 25 | | Closing of Meeting | | Mgmt | | For | | For | | For |
KGHM Polska Miedz
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGH | | CINS X45213109 | | 11/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Supervisory Board Members | | Mgmt | | For | | For | | For |
| 7 | | Closing | | Mgmt | | For | | For | | For |
Koza Altin Isletmeleri AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KOZAL.E | | CINS M63730101 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Report of the Board | | Mgmt | | For | | For | | For |
| 4 | | Reports of the Statutory Auditor and Independent Auditor | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Election of Directors and Statutory Auditors | | Mgmt | | For | | For | | For |
| 12 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 13 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 16 | | Disclosure Policy | | Mgmt | | For | | For | | For |
| 17 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 19 | | Wishes | | Mgmt | | For | | For | | For |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CUSIP 677862104 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Consent | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Elect Vagit Y. Alekperov | | Mgmt | | N/A | | Abstain | | N/A |
| 3 | | Elect Victor V. Blazheev | | Mgmt | | N/A | | For | | N/A |
| 4 | | Elect Leonid A. Fedun | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Elect Valery I. Grayfer | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Igor S. Ivanov | | Mgmt | | N/A | | For | | N/A |
| 7 | | Elect Ravil U. Maganov | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Richard H. Matzke | | Mgmt | | N/A | | For | | N/A |
| 9 | | Elect Sergei A. Mikhailov | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Elect Mark Mobius | | Mgmt | | N/A | | For | | N/A |
| 11 | | Elect Guglielmo Moscato | | Mgmt | | N/A | | For | | N/A |
| 12 | | Elect Nikolai M Nikolaev | | Mgmt | | N/A | | Abstain | | N/A |
| 13 | | Elect Ivan Pictet | | Mgmt | | N/A | | For | | N/A |
| 14 | | Elect Mikhail B. Maksimov | | Mgmt | | For | | For | | For |
| 15 | | Elect Vladimir N. Nikitenko | | Mgmt | | For | | For | | For |
| 16 | | Elect Aleksandr V. Surkov | | Mgmt | | For | | For | | For |
| 17 | | 2013 Directors’ Fees | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | 2013 Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 20 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 21 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 23 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CINS 677862104 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Vagit Y. Alekperov | | Mgmt | | N/A | | Abstain | | N/A |
| | | | | | | | | | |
| 4 | | Elect Victor V. Blazheev | | Mgmt | | N/A | | For | | N/A |
| 5 | | Elect Leonid A. Fedun | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Valery I. Grayfer | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Igor S. Ivanov | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Ravil U. Maganov | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Richard H. Matzke | | Mgmt | | N/A | | For | | N/A |
| 10 | | Elect Sergei A. Mikhailov | | Mgmt | | N/A | | Abstain | | N/A |
| 11 | | Elect Mark Mobius | | Mgmt | | N/A | | For | | N/A |
| 12 | | Elect Guglielmo Moscato | | Mgmt | | N/A | | For | | N/A |
| 13 | | Elect Nikolai M Nikolaev | | Mgmt | | N/A | | Abstain | | N/A |
| 14 | | Elect Ivan Pictet | | Mgmt | | N/A | | For | | N/A |
| 15 | | Elect Mikhail B. Maksimov | | Mgmt | | For | | For | | For |
| 16 | | Elect Vladimir N. Nikitenko | | Mgmt | | For | | For | | For |
| 17 | | Elect Aleksandr V. Surkov | | Mgmt | | For | | For | | For |
| 18 | | 2013 Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 20 | | 2013 Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 21 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 22 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 24 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 25 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CUSIP 677862104 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Adoption of New Regulations on Shareholder Meetings | | Mgmt | | For | | For | | For |
Lukoil OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LKO | | CINS 677862104 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Adoption of New Regulations on Shareholder Meetings | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Magnit OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MGNT | | CINS X51729105 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Andrey N. Arutyunyan | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Valeriy V Butenko | | Mgmt | | For | | Abstain | | Against |
| | | | | | | | | | |
| 7 | | Elect Sergey N. Galitsky | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Alexander L. Zayonts | | Mgmt | | For | | For | | For |
| 9 | | Elect Alexei P Makhnev | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Khachatur E. Pombykhchan | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Aslan Shkhachemukov | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Roman G Yefimenko | | Mgmt | | For | | For | | For |
| 13 | | Elect Angela Udovichenko | | Mgmt | | For | | For | | For |
| 14 | | Elect Denis Fedotov | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Ernst & Young as IFRS Auditor | | Mgmt | | For | | For | | For |
| 17 | | Election of Counting Commission | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Regulations on General Meetings | | Mgmt | | For | | For | | For |
| 20 | | Related Party Major Transaction | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transaction with Subsidiary and VTB Bank | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transaction with Subsidiary and ROSBANK | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transaction with Subsidiary and Sberbank | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transaction with Subsidiary and ALFA Bank | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transaction with Subsidiary and Sviaz-Bank | | Mgmt | | For | | For | | For |
| 26 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Magnit OAO
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MGNT | | CINS X51729105 | | 09/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mail.ru Group Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MLRUY | | CINS 560317208 | | 06/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect Brett Sinclair Armitage | | Mgmt | | For | | For | | For |
| 5 | | Elect Boris Dobrodeev | | Mgmt | | For | | For | | For |
| 6 | | Elect Dmitry Grishin | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Matthew Hammond | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Charles St Leger Searle | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Vasileios Sgourdos | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Mark Remon Sorour | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Vladimir Streshinsky | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Ivan Tavrin | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Verdi Israelyan | | Mgmt | | For | | Abstain | | Against |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CINS X5430T109 | | 01/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 2 | | Merger by Absorption | | Mgmt | | For | | For | | For |
| 3 | | Merger by Absorption | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CINS X5430T109 | | 02/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 3 | | Early Termination of Board Powers | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Anton Abugov | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Aleksey Buyanov | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Alexander Gorbunov | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Andrey Dubovskov | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Ron Sommer | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Michel Combes | | Mgmt | | For | | For | | For |
| 11 | | Elect Stanley Miller | | Mgmt | | For | | For | | For |
| 12 | | Elect Vsevolod Rosanov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Thomas Holtrop | | Mgmt | | For | | For | | For |
| 14 | | Election of Audit Commission Members | | Mgmt | | For | | For | | For |
| 15 | | Elect Irina Borisenkova | | Mgmt | | For | | For | | For |
| 16 | | Elect Maxim Mamonov | | Mgmt | | For | | For | | For |
| 17 | | Elect Alexander Obermeister | | Mgmt | | For | | For | | For |
| 18 | | Membership in the Association National Payment Council | | Mgmt | | For | | For | | For |
Mobile Telesystems OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTSS | | CINS X5430T109 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Meeting Procedures | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports; Allocation of Profits | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Elect Anton V. Abugov | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Alexander Gorbunov | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Sergey A. Drozdov | | Mgmt | | For | | Abstain | | Against |
| | | | | | | | | | |
| 8 | | Elect Andrey A. Dubovskov | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Ron Sommer | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Michel Combes | | Mgmt | | For | | For | | For |
| 11 | | Elect Stanley Miller | | Mgmt | | For | | For | | For |
| 12 | | Elect Vsevolod V. Rosanov | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Thomas Holtrop | | Mgmt | | For | | For | | For |
| 14 | | Elect Irina R. Borisenkova | | Mgmt | | For | | For | | For |
| 15 | | Elect Maxim A. Mamonov | | Mgmt | | For | | For | | For |
| 16 | | Elect Jakub Osmanovich Paragulgov | | Mgmt | | For | | For | | For |
| 17 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Regulations of General Shareholders Meeting | | Mgmt | | For | | For | | For |
| 20 | | Amendments to Regulations of Board of Directors | | Mgmt | | For | | For | | For |
| 21 | | Amendments to Regulations of Management Board | | Mgmt | | For | | For | | For |
| 22 | | Amendments to Regulations of President | | Mgmt | | For | | For | | For |
| 23 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mol Hungarian Oil and Gas
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MOL | | CINS X5462R112 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hungary | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Approval of the Corporate Governance Report | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Zsolt Hernadi | | Mgmt | | For | | For | | For |
| 12 | | Elect Mulham B.A. Al Jarf | | Mgmt | | For | | For | | For |
| 13 | | Amend Article 15.2 | | Mgmt | | For | | For | | For |
| 14 | | Amend Article 19.4 | | Mgmt | | For | | For | | For |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 01/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 5 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Andrey Igorevich Akimov | | Mgmt | | For | | Abstain | | Against |
| 4 | | Elect Burckhard Bergmann | | Mgmt | | For | | For | | For |
| 5 | | Elect Ives Louis Darricarrere | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Mark A. Gyetvay | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Vladimir A. Dmitriev | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Leonid V. Mikhelson | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect Alexander Y. Natalenko | | Mgmt | | For | | For | | For |
| 10 | | Elect Kirill G. Seleznev | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Gennady Timchenko | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Maria A. Panasenko | | Mgmt | | For | | For | | For |
| 13 | | Elect Igor A Ryaskov | | Mgmt | | For | | For | | For |
| 14 | | Elect Sergey Fomichev | | Mgmt | | For | | For | | For |
| 15 | | Elect Nikolay Shulikin | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Directors Fees | | Mgmt | | For | | Abstain | | Against |
| 18 | | Audit Commission’s Fees | | Mgmt | | For | | For | | For |
| 19 | | Agreement of Gas Transportation with OJSC Gazprom | | Mgmt | | For | | For | | For |
| 20 | | Agreement of Gas Storage with OJSC Gazprom | | Mgmt | | For | | For | | For |
Novatek Oao
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NVTK | | CINS 669888109 | | 10/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CUSIP 46626D108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Consent | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Financial Statements | | Mgmt | | For | | For | | For |
| 3 | | Consolidated Financial Statements (IFRS) | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect Sergey Barbashev | | Mgmt | | Abstain | | Abstain | | For |
| 6 | | Elect Alexey Bashkirov | | Mgmt | | Abstain | | Abstain | | For |
| 7 | | Elect Sergey Bratukhin | | Mgmt | | For | | Abstain | | Against |
| 8 | | Elect Andrey E. Bougrov | | Mgmt | | Abstain | | Abstain | | For |
| 9 | | Elect Marianna A. Zakharova | | Mgmt | | Abstain | | Abstain | | For |
| 10 | | Elect Valery A Matvienko | | Mgmt | | Abstain | | Abstain | | For |
| 11 | | Elect Stalbek S Mishakov | | Mgmt | | Abstain | | Abstain | | For |
| 12 | | Elect Gareth Penny | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 13 | | Elect Cornelis Johannes Gerhard Prinsloo | | Mgmt | | For | | For | | For |
| 14 | | Elect Maxim M. Sokov | | Mgmt | | Abstain | | Abstain | | For |
| 15 | | Elect Vladislav A. Soloviev | | Mgmt | | Abstain | | Abstain | | For |
| 16 | | Elect Sergey V. Chemezov | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Robert W Edwards | | Mgmt | | For | | For | | For |
| 18 | | Elect Petr V. Voznenko | | Mgmt | | For | | For | | For |
| 19 | | Elect Natalia V. Gololobova | | Mgmt | | For | | For | | For |
| 20 | | Elect Dmitry V. Pershinkov | | Mgmt | | For | | For | | For |
| 21 | | Elect Georgiy Svanidze | | Mgmt | | For | | For | | For |
| 22 | | Elect Vladimir N. Shilkov | | Mgmt | | For | | For | | For |
| 23 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 24 | | Appointment of Auditor (Consolidated Financial Statements) | | Mgmt | | For | | For | | For |
| 25 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 26 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 27 | | Liability Insurance | | Mgmt | | For | | For | | For |
| 28 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 29 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions (Additional agreement No. 1) | | Mgmt | | For | | For | | For |
| 31 | | Related Party Transactions (Order to Commission Contract) | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions with Sberbank | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions Sberbank | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions with Kola | | Mgmt | | For | | For | | For |
OJSC MMC Norilsk Nickel
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GMKN | | CINS 46626D108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Annual Report | | Mgmt | | For | | For | | For |
| 3 | | Financial Statements | | Mgmt | | For | | For | | For |
| 4 | | Consolidated Financial Statements (IFRS) | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Elect Sergey Barbashev | | Mgmt | | Abstain | | Abstain | | For |
| 8 | | Elect Alexey Bashkirov | | Mgmt | | Abstain | | Abstain | | For |
| 9 | | Elect Sergey Bratukhin | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Andrey E. Bougrov | | Mgmt | | Abstain | | Abstain | | For |
| 11 | | Elect Marianna A. Zakharova | | Mgmt | | Abstain | | Abstain | | For |
| 12 | | Elect Valery A Matvienko | | Mgmt | | Abstain | | Abstain | | For |
| 13 | | Elect Stalbek S Mishakov | | Mgmt | | Abstain | | Abstain | | For |
| 14 | | Elect Gareth Penny | | Mgmt | | For | | For | | For |
| 15 | | Elect Cornelis Johannes Gerhard Prinsloo | | Mgmt | | For | | For | | For |
| 16 | | Elect Maxim M. Sokov | | Mgmt | | Abstain | | Abstain | | For |
| 17 | | Elect Vladislav A. Soloviev | | Mgmt | | Abstain | | Abstain | | For |
| 18 | | Elect Sergey V. Chemezov | | Mgmt | | For | | Abstain | | Against |
| 19 | | Elect Robert W Edwards | | Mgmt | | For | | For | | For |
| 20 | | Elect Petr V. Voznenko | | Mgmt | | For | | For | | For |
| 21 | | Elect Natalia V. Gololobova | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 22 | | Elect Dmitry V. Pershinkov | | Mgmt | | For | | For | | For |
| 23 | | Elect Georgiy Svanidze | | Mgmt | | For | | For | | For |
| 24 | | Elect Vladimir N. Shilkov | | Mgmt | | For | | For | | For |
| 25 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 26 | | Appointment of Auditor (Consolidated Financial Statements) | | Mgmt | | For | | For | | For |
| 27 | | Independent Directors’ Fees | | Mgmt | | For | | For | | For |
| 28 | | Indemnification of Directors/Officers | | Mgmt | | For | | For | | For |
| 29 | | Liability Insurance | | Mgmt | | For | | For | | For |
| 30 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 31 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions (Additional agreement No. 1) | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions (Order to Commission Contract) | | Mgmt | | For | | For | | For |
| 34 | | Related Party Transactions with Sberbank | | Mgmt | | For | | For | | For |
| 35 | | Related Party Transactions Sberbank | | Mgmt | | For | | For | | For |
| 36 | | Related Party Transactions with Kola | | Mgmt | | For | | For | | For |
| 37 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Pharmstandard OJSC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PHST | | CINS X6554S109 | | 10/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Membership in the Association of Commercial Organizations | | Mgmt | | For | | Abstain | | Against |
Philip Morris C.R., a.s.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAATABAK | | CINS X6547B106 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Czech Republic | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening Formalities | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Report of the Board of Directors | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Election of the Board of Directors and the Supervisory Board | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Election of Audit Committee | | Mgmt | | For | | Against | | Against |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly N. Nesis | | Mgmt | | For | | For | | For |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homeniuk | | Mgmt | | For | | Against | | Against |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Richter Gedeon Vegyeszeti Gyar Rt.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RICHTER | | CINS X3124R133 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Hungary | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Report of the Board of Directors (Consolidated) | | Mgmt | | For | | For | | For |
| 5 | | Auditor’s Report (Consolidated) | | Mgmt | | For | | For | | For |
| 6 | | Report of the Supervisory Board (Consolidated) | | Mgmt | | For | | For | | For |
| 7 | | Consolidated Accounts and Report | | Mgmt | | For | | For | | For |
| 8 | | Report of the Board of Directors | | Mgmt | | For | | For | | For |
| 9 | | Auditor’s Report | | Mgmt | | For | | For | | For |
| 10 | | Report of Supervisory Board | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 13 | | Corporate governance report | | Mgmt | | For | | For | | For |
| 14 | | Stock Split | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 16 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 17 | | Election of Directors | | Mgmt | | For | | For | | For |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Supervisory Board Fees | | Mgmt | | For | | For | | For |
| 20 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 21 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 22 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sberbank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBER | | CINS 80585Y308 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Elect German O. Gref | | Mgmt | | For | | Abstain | | Against |
| 7 | | Elect Sergey M. Guriev | | Mgmt | | For | | For | | For |
| 8 | | Elect Mikhail E. Dmitriev | | Mgmt | | For | | For | | For |
| 9 | | Elect Bella I. Zlatkis | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Nadezhda Y. Ivanova | | Mgmt | | For | | Abstain | | Against |
| 11 | | Elect Sergey M. Ignatyev | | Mgmt | | For | | Abstain | | Against |
| 12 | | Elect Alexey L Kudrin | | Mgmt | | For | | Abstain | | Against |
| 13 | | Elect Ilia Vadimovich Lomakin-Rumyantsev | | Mgmt | | For | | Abstain | | Against |
| 14 | | Elect Georgy I. Luntovsky | | Mgmt | | For | | Abstain | | Against |
| 15 | | Elect Mikhail Matovnikov | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 16 | | Elect Vladimir A. Mau | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Alexey Vladimirovich Moiseev | | Mgmt | | For | | Abstain | | Against |
| 18 | | Elect Alessandro Profumo | | Mgmt | | For | | Abstain | | Against |
| 19 | | Elect Sergey H. Sinelnikov-Murylev | | Mgmt | | For | | Abstain | | Against |
| 20 | | Elect Dmitry Tulin | | Mgmt | | For | | For | | For |
| 21 | | Elect Alexey V. Ulyukaev | | Mgmt | | For | | Abstain | | Against |
| 22 | | Elect Ronald Freeman | | Mgmt | | For | | Abstain | | Against |
| 23 | | Elect Sergei A. Shvetsov | | Mgmt | | For | | Abstain | | Against |
| 24 | | Elect Ahmet Mahfi Egilmez | | Mgmt | | For | | For | | For |
| 25 | | Elect N.P Borodina | | Mgmt | | For | | For | | For |
| 26 | | Elect V.M. Volkov | | Mgmt | | For | | For | | For |
| 27 | | Electi M.L. Dolzhnikov | | Mgmt | | For | | For | | For |
| 28 | | Elect Y.Y. Isakhanova | | Mgmt | | For | | For | | For |
| 29 | | Elect A.E. Minenko | | Mgmt | | For | | For | | For |
| 30 | | Elect O.V. Polyakova | | Mgmt | | For | | For | | For |
| 31 | | Elect N.V. Revina | | Mgmt | | For | | For | | For |
| 32 | | Director and Audit Commission Fees | | Mgmt | | For | | For | | For |
| 33 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 34 | | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | | Mgmt | | For | | For | | For |
| 35 | | New Edition of Charter | | Mgmt | | For | | For | | For |
| 36 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sinpas Gayrimenkul Yatirim Ortakligi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNGYO | | CINS M84670104 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Reports | | Mgmt | | For | | For | | For |
| 4 | | Accounts; Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 10 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 11 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 12 | | Authority to Cancel Shares; Issue of bonus shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 16 | | Wishes | | Mgmt | | For | | For | | For |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Synthos S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DWR | | CINS X9803F100 | | 04/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 6 | | Report of Management Board | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 10 | | Transfer of Reserves | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Tekfen Holding A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TKFEN | | CINS M8788F103 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Reports | | Mgmt | | For | | For | | For |
| 4 | | Accounts | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors | | Mgmt | | For | | For | | For |
| 9 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 12 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 13 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 14 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Wishes | | Mgmt | | For | | For | | For |
TMK OAO (Trubnaya Metallurgicheskaya Komp)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRMK | | CINS 87260R201 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits; Dividends | | Mgmt | | For | | For | | For |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| | | | | | | | | | |
| 4 | | Elect Dmitry Pumpyansky | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Elect Alexander Shiryaev | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Andrey Kaplunov | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Igor Khmelevsky | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Mikhail Y. Alexeev | | Mgmt | | N/A | | For | | N/A |
| 9 | | Elect Aleksander N. Shokhin | | Mgmt | | N/A | | For | | N/A |
| 10 | | Elect Bob Foresman | | Mgmt | | N/A | | For | | N/A |
| 11 | | Elect Peter O’Brian | | Mgmt | | N/A | | For | | N/A |
| 12 | | Elect Elena Blagova | | Mgmt | | N/A | | Abstain | | N/A |
| 13 | | Elect Oleg A. Shegolev | | Mgmt | | N/A | | For | | N/A |
| 14 | | Elect Sergey Papin | | Mgmt | | N/A | | Abstain | | N/A |
| 15 | | Elect Aleksandr V Maksimenko | | Mgmt | | For | | Abstain | | Against |
| 16 | | Elect Aleksandr P Vorobyov | | Mgmt | | For | | Abstain | | Against |
| 17 | | Elect Nina V Posdnyakova | | Mgmt | | For | | Abstain | | Against |
| 18 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions (Loan) | | Mgmt | | For | | For | | For |
| 20 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 21 | | Related Party Transactions (Loan) | | Mgmt | | For | | For | | For |
| 22 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Tofas Turk Otomobil Fabrikasi AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOASO | | CINS M87892101 | | 03/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board | | Mgmt | | For | | For | | For |
| 5 | | Reports of the Independent Auditor and Statutory Auditor | | Mgmt | | For | | For | | For |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 10 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 13 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 16 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Report on Disclosure Policy | | Mgmt | | For | | For | | For |
| 18 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 19 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 21 | | Wishes | | Mgmt | | For | | For | | For |
Trakya Cam A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRKCM | | CINS M8811Q100 | | 01/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Trakya Cam A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRKCM | | CINS M8811Q100 | | 04/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 3 | | Reports | | Mgmt | | For | | For | | For |
| 4 | | Accounts | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Related Party Transactions | | Mgmt | | For | | Against | | Against |
| 8 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 13 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 14 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 15 | | Report on Disclosure Policy | | Mgmt | | For | | For | | For |
| 16 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 17 | | Report on Guarantees | | Mgmt | | For | | For | | For |
Turk Traktor Ve Ziraat Makineleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TTRAK | | CINS M9044T101 | | 03/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Report of the Board | | Mgmt | | For | | For | | For |
| 4 | | Reports of the Statutory and Independent Auditors | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Co-Option of Board Member | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 9 | | Dividend Policy | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Election of Directors | | Mgmt | | For | | For | | For |
| 13 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 14 | | Directors’ and Statutory Auditors’ Fees | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 17 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Report on Disclosure Policy | | Mgmt | | For | | For | | For |
| 19 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 20 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 22 | | Minutes | | Mgmt | | For | | For | | For |
| 23 | | Wishes and opinions | | Mgmt | | For | | For | | For |
Turkcell Iletisim Hizmetleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TCELL | | CINS M8903B102 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board for 2010 | | Mgmt | | For | | For | | For |
| 5 | | Reports of the Statutory Auditor for 2010 | | Mgmt | | For | | For | | For |
| 6 | | Report of the Independent Auditor for 2010 | | Mgmt | | For | | For | | For |
| 7 | | Accounts for 2010 | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends for 2010 | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Director Colin J. Williams’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Statutory Auditors’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 11 | | Report of the Board for 2011 | | Mgmt | | For | | For | | For |
| 12 | | Report of the Statutory Auditors for 2011 | | Mgmt | | For | | For | | For |
| 13 | | Report of the Independent Auditor for 2011 | | Mgmt | | For | | For | | For |
| 14 | | Accounts for 2011 | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividends for 2011 | | Mgmt | | For | | Abstain | | Against |
| 16 | | Ratification of Board Acts for 2011 | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Statutory Auditors’ Acts for 2011 | | Mgmt | | For | | For | | For |
| 18 | | Report of the Board for 2012 | | Mgmt | | For | | For | | For |
| 19 | | Report of the Statutory Auditor for 2012 | | Mgmt | | For | | For | | For |
| 20 | | Appointment of Auditor for 2012 | | Mgmt | | For | | For | | For |
| 21 | | Report of the Independent Auditor for 2012 | | Mgmt | | For | | For | | For |
| 22 | | Accounts for 2012 | | Mgmt | | For | | For | | For |
| 23 | | Allocation of Profits/Dividends for 2012 | | Mgmt | | For | | Abstain | | Against |
| | | | | | | | | | |
| 24 | | Ratification of Board Acts for 2012 | | Mgmt | | For | | For | | For |
| 25 | | Ratification of Statutory Auditors’ Acts for 2012 | | Mgmt | | For | | For | | For |
| 26 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 27 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 28 | | Election of Directors | | Mgmt | | For | | For | | For |
| 29 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 30 | | Appointment of Auditor for 2013 | | Mgmt | | For | | For | | For |
| 31 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 34 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 35 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 36 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 37 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Closing | | Mgmt | | For | | For | | For |
Turkcell Iletisim Hizmetleri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TCELL | | CINS M8903B102 | | 06/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Report of the Board for 2010 | | Mgmt | | For | | For | | For |
| 5 | | Report of the Statutory Auditor for 2010 | | Mgmt | | For | | For | | For |
| 6 | | Report of the Independent Auditor for 2010 | | Mgmt | | For | | For | | For |
| 7 | | Accounts for 2010 | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends for 2010 | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Director Colin J. Williams’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Statutory Auditors’ Acts for 2010 | | Mgmt | | For | | For | | For |
| 11 | | Report of the Board for 2011 | | Mgmt | | For | | For | | For |
| 12 | | Report of the Statutory Auditors for 2011 | | Mgmt | | For | | For | | For |
| 13 | | Report of the Independent Auditor for 2011 | | Mgmt | | For | | For | | For |
| 14 | | Accounts for 2011 | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividends for 2011 | | Mgmt | | For | | Abstain | | Against |
| 16 | | Ratification of Board Acts for 2011 | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Statutory Auditors’ Acts for 2011 | | Mgmt | | For | | For | | For |
| 18 | | Report of the Board for 2012 | | Mgmt | | For | | For | | For |
| 19 | | Report of the Statutory Auditor for 2012 | | Mgmt | | For | | For | | For |
| 20 | | Appointment of Auditor for 2012 | | Mgmt | | For | | For | | For |
| 21 | | Report of the Independent Auditor for 2012 | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 22 | | Accounts for 2012 | | Mgmt | | For | | For | | For |
| 23 | | Allocation of Profits/Dividends for 2012 | | Mgmt | | For | | Abstain | | Against |
| 24 | | Ratification of Board Acts for 2012 | | Mgmt | | For | | For | | For |
| 25 | | Ratification of Statutory Auditors’ Acts for 2012 | | Mgmt | | For | | For | | For |
| 26 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 27 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 28 | | Election of Directors | | Mgmt | | For | | For | | For |
| 29 | | Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 30 | | Appointment of Auditor for 2013 | | Mgmt | | For | | For | | For |
| 31 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 33 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 34 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 35 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 36 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 37 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 38 | | Closing | | Mgmt | | For | | For | | For |
Turkiye Garanti Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GARAN | | CINS M4752S106 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 10 | | Election of Directors | | Mgmt | | For | | For | | For |
| 11 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 12 | | Report on the Board | | Mgmt | | For | | For | | For |
| 13 | | Report on the Compensation Policy | | Mgmt | | For | | For | | For |
| 14 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 15 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 18 | | Report on Charitable Donations | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions | | Mgmt | | For | | For | | For |
Turkiye Petrol Rafinerileri A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TUPRS | | CINS M8966X108 | | 04/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Report of the Board | | Mgmt | | For | | For | | For |
| 4 | | Report of the Statutory and Independent Auditors | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 9 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Election of Directors | | Mgmt | | For | | For | | For |
| 13 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 14 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 17 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 19 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions Involving Directors, Major Shareholders and Executives | | Mgmt | | For | | Against | | Against |
| 21 | | Wishes | | Mgmt | | For | | For | | For |
Turkiye Sinai Kalkinma Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSKB | | CINS M8973M103 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening; Election of Presiding Chairman; Minutes | | Mgmt | | For | | For | | For |
| 4 | | Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Co-option and Approval of Independent Board Member | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 13 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 14 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 15 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 16 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 17 | | Report on Related Party Transactions (Capital Markets Board) | | Mgmt | | For | | For | | For |
Turkiye Vakiflar Bankasi AS
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VAKBN | | CINS M9037B109 | | 03/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Statutory Reports | | Mgmt | | For | | For | | For |
| 5 | | Accounts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 10 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 11 | | Election of Directors | | Mgmt | | For | | For | | For |
| 12 | | Election of Statutory Auditors | | Mgmt | | For | | For | | For |
| 13 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 16 | | Wishes | | Mgmt | | For | | For | | For |
| 17 | | Closing | | Mgmt | | For | | For | | For |
Tvn SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TVN | | CINS X9283W102 | | 04/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Report of Management Board | | Mgmt | | For | | For | | For |
| 9 | | Consolidated Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Dividend Payment Date | | Mgmt | | For | | For | | For |
| 14 | | Report of Supervisory Board | | Mgmt | | For | | For | | For |
| 15 | | Report of Supervisory Board and Committees | | Mgmt | | For | | For | | For |
| 16 | | Supervisory Board Members’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Closing of Meeting | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Tvn SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TVN | | CINS X9283W102 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of scrutiny commission | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Approval of Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 9 | | Changes to Composition of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 10 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Unicredit S.p.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UCG | | CINS T960AS101 | | 05/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Italy | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Losses/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | | Mgmt | | For | | N/A | | N/A |
| 7 | | List Presented by a Group of Institutional Investors | | Mgmt | | For | | For | | For |
| 8 | | Statutory Auditors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 9 | | Election of Directors | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 12 | | Equity Compensation Plan | | Mgmt | | For | | For | | For |
| 13 | | Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS 91688E206 | | 06/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Meeting Procedure | | Mgmt | | For | | For | | For |
| 3 | | Annual Report | | Mgmt | | For | | For | | For |
| 4 | | Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect Lidya Nikonova | | Mgmt | | For | | For | | For |
| 7 | | Elect Alexandra Orlova | | Mgmt | | For | | For | | For |
| 8 | | Elect Marina Parieva | | Mgmt | | For | | For | | For |
| 9 | | Elect Artem Tkachev | | Mgmt | | For | | For | | For |
| 10 | | Elect Ksenia Tola | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Charter | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Regulations on the Board of Directors | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Regulations on the General Meeting of Shareholders | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Regulations on the Revision Commission | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Regulations on the Remuneration and Reimbursement of the Board of Directors | | Mgmt | | For | | For | | For |
| 16 | | Amendments to Regulations on the Management Board | | Mgmt | | For | | For | | For |
| 17 | | Indemnification of Directors (Deeds of Indemnity) | | Mgmt | | For | | For | | For |
| 18 | | Indemnification of Directors | | Mgmt | | For | | For | | For |
| 19 | | Related Party Transactions with OAO Ural Scientific and Research Project Institute of Halurgy | | Mgmt | | For | | For | | For |
| 20 | | Related Party Transactions ZAO VNII Galurgii | | Mgmt | | For | | For | | For |
| 21 | | Related Party Transactions ZAO Solikamsk Construction Trust | | Mgmt | | For | | For | | For |
| 22 | | Related Party Transactions ZAO Registrator Intraco | | Mgmt | | For | | For | | For |
| 23 | | Related Party Transactions Security Agency Sheriff-Berezniki | | Mgmt | | For | | For | | For |
| 24 | | Related Party Transactions ZAO Solikamsk Construction Trust | | Mgmt | | For | | For | | For |
| 25 | | Related Party Transactions OAO Ural Scientific and Research Project Institute of Halurgy | | Mgmt | | For | | For | | For |
| 26 | | Related Party Transactions OOO Silvinit Transport | | Mgmt | | For | | For | | For |
| 27 | | Related Party Transactions OAO Ural Scientific and Research Project Institute of Halurgy | | Mgmt | | For | | For | | For |
| 28 | | Related Party Transactions ZAO Solikamsk Construction Trust | | Mgmt | | For | | For | | For |
| 29 | | Related Party Transactions ZAO Belarusian Potash Company | | Mgmt | | For | | For | | For |
| 30 | | Related Party Transactions OAO Solikamsk Magnesium Plant | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 31 | | Related Party Transactions OAO Kopeisk Machine-Building Plant | | Mgmt | | For | | For | | For |
| 32 | | Related Party Transactions ZAO Solikamsk Construction Trust | | Mgmt | | For | | For | | For |
| 33 | | Related Party Transactions Property Contributions to Subsidiaries | | Mgmt | | For | | For | | For |
| 34 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 35 | | Elect Anton B. Averin | | Mgmt | | For | | Abstain | | Against |
| 36 | | Elect Vladislav Baumgertner | | Mgmt | | For | | Abstain | | Against |
| 37 | | Elect Alexander S. Voloshin | | Mgmt | | For | | For | | For |
| 38 | | Elect Anna A. Kolonchina | | Mgmt | | For | | Abstain | | Against |
| 39 | | Elect Alexander E. Malakh | | Mgmt | | For | | Abstain | | Against |
| 40 | | Elect Vladislav Mamulkin | | Mgmt | | For | | Abstain | | Against |
| 41 | | Elect Robert J. Margetts | | Mgmt | | For | | For | | For |
| 42 | | Elect Paul J. Ostling | | Mgmt | | For | | For | | For |
| 43 | | Elect Gordon H. Sage | | Mgmt | | For | | For | | For |
| 44 | | Appointment of Auditor (IFRS) | | Mgmt | | For | | For | | For |
| 45 | | Appointment of Auditor (IFRS and Federal Law) | | Mgmt | | For | | For | | For |
| 46 | | Appointment of Auditor (Russian Accounting Standards) | | Mgmt | | For | | For | | For |
| 47 | | Directors and Officers Liability Insurance | | Mgmt | | For | | For | | For |
| 48 | | Directors and Officers Liability Insurance | | Mgmt | | For | | For | | For |
| 49 | | Related Party Transactions (Insurance Agreement) | | Mgmt | | For | | For | | For |
| 50 | | Related Party Transactions (Public Offering of Securities Insurance) | | Mgmt | | For | | For | | For |
Uralkaliy OAO (Uralkali JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URKA | | CINS 91688E206 | | 12/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Interim Dividend | | Mgmt | | For | | For | | For |
| 2 | | Adoption of New Charter | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Board Regulations | | Mgmt | | For | | For | | For |
| 4 | | Adoption of New Regulations on Board Remuneration | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Vienna Insurance Group AG
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VIG | | CINS A9142L128 | | 05/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Austria | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 5 | | Increase in Authorized Capital | | Mgmt | | For | | Against | | Against |
| 6 | | Authority to Issue Profit Participation Bonds | | Mgmt | | For | | For | | For |
| 7 | | Authority to Issue Convertible Debt Instruments | | Mgmt | | For | | Against | | Against |
| 8 | | Amendment Regarding the Authority to Issue Convertible Debt Instruments | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
VimpelCom Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VIP | | CUSIP 92719A106 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Consent | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Hans Peter Kohlhammer | | Mgmt | | N/A | | For | | N/A |
| 2 | | Elect Leonid R. Novoselsky | | Mgmt | | N/A | | For | | N/A |
| 3 | | Elect Mikhail Fridman | | Mgmt | | N/A | | Abstain | | N/A |
| 4 | | Elect Kjell Morten Johnsen | | Mgmt | | N/A | | Abstain | | N/A |
| 5 | | Elect Andrei Baranov | | Mgmt | | N/A | | Abstain | | N/A |
| 6 | | Elect Alexey M. Reznikovich | | Mgmt | | N/A | | Abstain | | N/A |
| 7 | | Elect Ole Bjorn Sjulstad | | Mgmt | | N/A | | Abstain | | N/A |
| 8 | | Elect Jon Fredrik Baksaas | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Elect Sergei Tesliuk | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Yandex N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YNDX | | CUSIP N97284108 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Elect Rogier Rijnja | | Mgmt | | For | | For | | For |
| 5 | | Elect Ilya Segalovich | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles Ryan | | Mgmt | | For | | For | | For |
| 7 | | Elect Alexander S. Voloshin | | Mgmt | | For | | For | | For |
| 8 | | Cancellation of Shares | | Mgmt | | For | | For | | For |
| 9 | | Amendment to Articles | | Mgmt | | For | | Abstain | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Suppress Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Yapi ve Kredi Bankasi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YKBNK | | CINS M9869G101 | | 03/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | Against | | Against |
| 5 | | Ratification of Board Acts and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Liquidation; Indemnification of the Board | | Mgmt | | For | | Abstain | | Against |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors | | Mgmt | | For | | Against | | Against |
| 9 | | Compensation Policy | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Dividend Policy | | Mgmt | | For | | For | | For |
| 13 | | Report on Disclosure Policy | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Independent Auditor | | Mgmt | | For | | For | | For |
| 15 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 16 | | Report of Charitable Donations | | Mgmt | | For | | For | | For |
| 17 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 18 | | Wishes | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Yandex N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YNDX | | CUSIP N97284108 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Board Acts | | Mgmt | | For | | For | | For |
| 4 | | Elect Rogier Rijnja | | Mgmt | | For | | For | | For |
| 5 | | Elect Ilya Segalovich | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles Ryan | | Mgmt | | For | | For | | For |
| 7 | | Elect Alexander S. Voloshin | | Mgmt | | For | | For | | For |
| 8 | | Cancellation of Shares | | Mgmt | | For | | For | | For |
| 9 | | Amendment to Articles | | Mgmt | | For | | Abstain | | Against |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Suppress Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Zaklady Przemyslu Cukierniczego Wawel, S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WWL | | CINS X9901Y100 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman and Secretary of Meeting | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Accounts and Reports; Presentation of Manangement Board Report | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Supervisory Board Report on Company’s Financial Statements | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Supervisory Board Report on Management Board, Distribution of Profits and Own Activities | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Supervisory Board Report on Company’s Standing | | Mgmt | | For | | For | | For |
| 10 | | Accounts and Reports; Management Board Report | | Mgmt | | For | | For | | For |
| 11 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 15 | | Approval of Uniform Text of Articles | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Abstain | | Against |
| 17 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds Global Emerging Markets Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Marlow | | Mgmt | | For | | For | | For |
| 6 | | Elect Philippe Edmonds | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition of Patagonia Capital Limited | | Mgmt | | For | | For | | For |
| 2 | | Authority to Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
Akron OAO (Acron JSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AKRN | | CINS X00311104 | | 12/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Russian Federation | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Charter: Corporate Purpose | | Mgmt | | For | | For | | For |
| 2 | | Interim Dividend | | Mgmt | | For | | For | | For |
Al-‘Aqar Healthcare REIT
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALAQAR | | CINS Y00333107 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Units w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 2 | | Increase in Fund Size | | Mgmt | | For | | For | | For |
Al-‘Aqar Healthcare REIT
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALAQAR | | CINS Y00333107 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Establishment of Disposal Fee for Manager | | Mgmt | | For | | Against | | Against |
| 2 | | Amendments to Deed | | Mgmt | | For | | Against | | Against |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Alexandria Mineral Oils Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMOC | | CINS M0726T105 | | 08/05/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of the Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Report of the Auditors | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 10 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
| 11 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Asia Entertainment & Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AERL | | CUSIP G0539K108 | | 12/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leong Siak Hung | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Joao Manuel Santos Ferreira | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect James Preissler | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Asseco Poland SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SFT | | CINS X02540130 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Auditor’s Report | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Supervisory Board Report | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Auditor’s Report (Consolidated) | | Mgmt | | For | | For | | For |
| 12 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 15 | | Allocation of Profits/Dividend | | Mgmt | | For | | For | | For |
| 16 | | Closing | | Mgmt | | For | | For | | For |
Asseco Poland SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SFT | | CINS X02540130 | | 10/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 6 | | Supervisory Board Size | | Mgmt | | For | | For | | For |
| 7 | | Election of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 8 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Ayen Enerji A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AYEN | | CINS M1548E102 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Reports | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 5 | | Report on Related Party Transactions | | Mgmt | | For | | For | | For |
| 6 | | Report on Guarantees | | Mgmt | | For | | For | | For |
| 7 | | Charitable Donations | | Mgmt | | For | | For | | For |
| 8 | | Accounts | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | Against | | Against |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Limit on Charitable Donations | | Mgmt | | For | | For | | For |
| 12 | | Ratification of the Co-Option of Board Members | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Board and Statutory Auditors’ Acts | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Internal Regulation of General Assembly | | Mgmt | | For | | For | | For |
| 16 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 17 | | Election of Directors | | Mgmt | | For | | For | | For |
| 18 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 19 | | Wishes | | Mgmt | | For | | For | | For |
| 20 | | Closing | | Mgmt | | For | | For | | For |
| 21 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Banco Daycoval SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DAYC4 | | CINS P0911X116 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Election of Board Member(s) Representative of Preferred Shareholders | | Mgmt | | N/A | | Abstain | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Banco Pine SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PINE4 | | CINS P14995115 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Election of Board Member(s) Representative of Preferred Shareholders; Director Fees | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BJBR | | CINS Y71174109 | | 03/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 4 | | Utilization of Funds from 2012 Public Offering | | Mgmt | | For | | For | | For |
Bolsa Mexicana De Valores Sab De Cv
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BOLSA | | CINS P17330104 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Mexico | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Dividends | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors; Election of Committee Chairmen | | Mgmt | | For | | Abstain | | Against |
| 7 | | Directors’ and Committee Member Fees | | Mgmt | | For | | Abstain | | Against |
| 8 | | Report on the Company’s Repurchase Program | | Mgmt | | For | | Abstain | | Against |
| 9 | | Authority to Repurchase Shares | | Mgmt | | For | | Abstain | | Against |
| 10 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
Bolsa Mexicana De Valores Sab De Cv
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BOLSA | | CINS P17330104 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Mexico | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Increase in Authorized Capital of Subsidiary | | Mgmt | | For | | Abstain | | Against |
| 2 | | Strategic Alliance with Bolsa de Valores de Lima SA | | Mgmt | | For | | For | | For |
| 3 | | Election of Meeting Delegates | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Bursa Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BURSA | | CINS Y1028U102 | | 03/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Karownakaran @ Karunakaran a/l Ramasamy | | Mgmt | | For | | For | | For |
| 5 | | Elect CHAY Wai Leong | | Mgmt | | For | | For | | For |
| 6 | | Elect Ghazali bin Darman | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Elect Mohamed Dzaiddin bin Abdullah | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Abdul Samad bin Alias | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
BUSAN CITY GAS CO.,LTD
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 015350 | | CINS Y7163Q103 | | 03/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Executive Officer Retirement Allowance Policy | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Election of Corporate Auditor | | Mgmt | | For | | Against | | Against |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Corporate Auditor’s Fees | | Mgmt | | For | | For | | For |
Chin-Poon Industrial Co., Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2355 | | CINS Y15427100 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Procedural Rules: Endorsement and Guarantees | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Procedural Rules: Capital Loans | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 10 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Chong Hong Construction Co., Ltd.,
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 5534 | | CINS Y1582T103 | | 06/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Shareholder Meetings | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | | Mgmt | | For | | For | | For |
| 11 | | Elect LEE Wen-Tsao | | Mgmt | | For | | For | | For |
| 12 | | Elect LEE Yao-Jong | | Mgmt | | For | | For | | For |
| 13 | | Elect LI Yao-Min | | Mgmt | | For | | For | | For |
| 14 | | Elect KUO Tzoan-Chiang | | Mgmt | | For | | Against | | Against |
| 15 | | Elect LIOU Yong-Jong | | Mgmt | | For | | For | | For |
| 16 | | Elect YU Ching-Ming | | Mgmt | | For | | For | | For |
| 17 | | Elect HWANG Guang-Jiunn | | Mgmt | | For | | Against | | Against |
| 18 | | Elect TSAI Yue-Chen as Supervisor | | Mgmt | | For | | For | | For |
| 19 | | Elect LIANG Shih-An as Supervisor | | Mgmt | | For | | Against | | Against |
| 20 | | Elect WU Ho-Hui as Supervisor | | Mgmt | | For | | Against | | Against |
| 21 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 22 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
City Union Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CITYUNIONB | | CINS Y1659F135 | | 08/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect T.K. Ramkumar | | Mgmt | | For | | For | | For |
| 4 | | Elect S. Bernard | | Mgmt | | For | | For | | For |
| 5 | | Elect N. Kantha Kumar | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Branch Auditors and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Qualified Institutional Placement | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
DRB-HICOM Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRBHCOM | | CINS Y21077113 | | 11/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Divestiture | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Dynapack International Technology Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3211 | | CINS Y2185V107 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Procedural Rules: Capital Loans | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Endorsements and Guarantees | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Acquisition and Disposal of Assets | | Mgmt | | For | | For | | For |
| 12 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 13 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Eastern Company S.A.E
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EAST | | CINS M2932V106 | | 09/26/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of the Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Report of the Auditor | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts | | Mgmt | | For | | TNA | | N/A |
| 5 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Changes to the Board | | Mgmt | | For | | TNA | | N/A |
Eastern Company S.A.E
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EAST | | CINS M2932V106 | | 09/26/2012 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Establishment of a Specialized Investment Company | | Mgmt | | For | | TNA | | N/A |
Eternit SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ETER3 | | CINS P3766A108 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Amendments to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles Regarding Wording and Renumbering | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Chairman’s Vote | | Mgmt | | For | | For | | For |
| 6 | | Amendment to Articles Regarding Board Meetings | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Eugene Technology Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 084370 | | CINS Y2347W100 | | 03/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | Against | | Against |
| 2 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 3 | | Directors’ Fees | | Mgmt | | For | | Against | | Against |
| 4 | | Corporate Auditor’s Fees | | Mgmt | | For | | For | | For |
Farglory Land Development Co., Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 5522 | | CINS Y2642L106 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Use of Proceeds | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Procedural Rules: Acquisition and Disposition of Assets | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Procedural Rules:Capital Loans and Endorsements/Guarantees | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/ or w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Elect CHAO Teng-Hsiung | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 18 | | Elect HUANG Chih-Hung | | Mgmt | | For | | For | | For |
| 19 | | Elect HSU Chih-Chiang | | Mgmt | | For | | For | | For |
| 20 | | Elect CHANG Cheng-Shang | | Mgmt | | For | | For | | For |
| 21 | | Elect CHUANG Meng-Han | | Mgmt | | For | | For | | For |
| 22 | | Elect CHAO Wen-Chia as Supervisor | | Mgmt | | For | | Against | | Against |
| 23 | | Elect TSAI Tyau-Chang as Supervisor | | Mgmt | | For | | Against | | Against |
| 24 | | Elect LIN Chang-Chun as Supervisor | | Mgmt | | For | | For | | For |
| 25 | | Non-compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 26 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
| 27 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Giant Interactive Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GA | | CUSIP 374511103 | | 09/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Peter Andrew Schloss | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Lv Zhang | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2007 Performance Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Gitanjali Gems Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GITANJALI | | CINS Y2710F106 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Swaran Krishnan | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nehal Modi | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Elect M.S. Sundara Rajan | | Mgmt | | For | | For | | For |
| 7 | | Elect Sunil Varma | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Sunil Varma as a Whole Time Director; Approval of Compensation | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Appointment of Mehul Choksi as Managing Director; Approval of Compensation | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Authority to Issue Zero Percent Fully Convertible Debenture | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 17 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 19 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto L. Caballero | | Mgmt | | For | | For | | For |
| 8 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 12 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Ratify Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
Guan Chong Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCB | | CINS Y2924C105 | | 07/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Secondary Listing | | Mgmt | | For | | For | | For |
| 2 | | Bonus Share Issuance | | Mgmt | | For | | For | | For |
| 3 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Gujarat State Fertilizers & Chemicals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GSFC | | CINS Y2946E113 | | 08/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Ajay Shah | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Vijai Kapoor | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Approval of Remuneration for Atanu Chakraborty, Managing Director | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Stock Split | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Amendments to Memorandum of Association | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Hexaware Technologies Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HEXAWARE | | CINS Y31825121 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Ashish A.K. Dhawan | | Mgmt | | For | | Against | | Against |
| 4 | | Elect S. Doreswamy | | Mgmt | | For | | For | | For |
| 5 | | Elect P.R. Chandrasekar | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Commission | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Housing & Development Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS M529A0102 | | 03/31/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of the Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Report of the Auditor | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 5 | | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| 7 | | Changes to the Board | | Mgmt | | For | | TNA | | N/A |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 11 | | Related Party Transactions | | Mgmt | | For | | TNA | | N/A |
Hung Poo Real Estate Development Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 2536 | | CINS Y37808105 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Procedural Rules: Capital Loans and Endorsements and Guarantees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Election of Directors and Supervisors (Slate) | | Mgmt | | For | | Abstain | | Against |
| 10 | | Non-Compete Restrictions for Diretors | | Mgmt | | For | | Against | | Against |
| 11 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
ILI Technology Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 3598 | | CINS Y3898H104 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Taiwan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 6 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 7 | | Capitalization of Profits and Issuance of New Shares | | Mgmt | | For | | For | | For |
| 8 | | Allocation of Profits/Dividends from Capital Reserve | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 10 | | Amendments to Procedural Rules: Capital Loans | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Procedural Rules: Endorsements and Guarantees | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Procedural Rules: Derivatives Trading | | Mgmt | | For | | For | | For |
| 13 | | Non-Compete Restrictions for Directors | | Mgmt | | For | | Against | | Against |
| 14 | | Extraordinary motions | | Mgmt | | For | | Against | | Against |
Indiabulls Financial Services Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INDIABULLS | | CINS Y39129104 | | 09/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Court | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger by Absorption | | Mgmt | | For | | For | | For |
Indian Overseas Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOB | | CINS Y39282119 | | 03/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoter) | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Indian Overseas Bank
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOB | | CINS Y39282119 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 17 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 18 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Inner Mongolia Eerduosi Resources Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900936 | | CINS Y40841119 | | 07/31/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Give Guarantees | | Mgmt | | For | | Against | | Against |
Jaypee Infratech Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JPINFRATEC | | CINS Y4420D108 | | 09/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Subbaiah | | Mgmt | | For | | For | | For |
| 4 | | Elect Raj Bhardwaj | | Mgmt | | For | | For | | For |
| 5 | | Elect Ramesh Vaish | | Mgmt | | For | | For | | For |
| 6 | | Elect B. Samal | | Mgmt | | For | | Against | | Against |
| 7 | | Elect S. Balasubramanian | | Mgmt | | For | | For | | For |
| 8 | | Elect Brij Behari Tandon | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Elect Rakesh Sharma | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Rakesh Sharma as Whole-Time Director; Approval of Compensation | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Elect Arun Balakrishnan | | Mgmt | | For | | For | | For |
JCY International Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JCY | | CINS Y4427X107 | | 03/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 2 | | Elect Rozali bin Mohamed Ali | | Mgmt | | For | | Against | | Against |
| 3 | | Elect CHANG Wei Ming | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Jiangsu Future Land Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 900950 | | CINS Y44448101 | | 12/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Karnataka Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KARNATBNK | | CINS Y4590V128 | | 08/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect M. Anathakrishna | | Mgmt | | For | | For | | For |
| 4 | | Elect Dharmasthala Kumar | | Mgmt | | For | | For | | For |
| 5 | | Elect Halsnad Ramamohan | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Appointment of Branch Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Appointment of P.J. Bhat as Managing Director and CEO; Approval of Compensation | | Mgmt | | For | | For | | For |
| 10 | | Authority to Increase Authorized Share Capital; Amendment to Memorandum | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles Regarding Share Capital | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Kcell AO (Kcell OJSC)
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KCEL | | CINS 48668G205 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Kazakhstan | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Presiding Chairman; Voting Method | | Mgmt | | For | | For | | For |
| 3 | | Agenda | | Mgmt | | For | | For | | For |
| 4 | | Size and Tenure of Counting Commission; Election of Counting Commission | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | Abstain | | Against |
| 6 | | Accounts | | Mgmt | | For | | For | | For |
| 7 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 8 | | Election of Directors | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
KEC International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KECIL | | CINS Y4605M113 | | 07/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Harsh Vardhan Goenka | | Mgmt | | For | | For | | For |
| 4 | | Elect Shoba Singh Thakur | | Mgmt | | For | | For | | For |
| 5 | | Elect Gulu Lalchand Mirchandani | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditors and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Branch Auditors and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Split | | Mgmt | | For | | For | | For |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Krisassets Holdings Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KASSETS | | CINS Y4990A104 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Liquidation | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Appointment of Liquidators | | Mgmt | | For | | For | | For |
Lu Thai Textile Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000726 | | CINS Y5361P117 | | 07/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Malaysia Building Society Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBSB | | CINS Y56103107 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Final Dividend | | Mgmt | | For | | For | | For |
| 3 | | Special Dividend | | Mgmt | | For | | For | | For |
| 4 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 5 | | Elect Zaid bin Jaffar Albar | | Mgmt | | For | | For | | For |
| 6 | | Elect Jasmy bin Ismail | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 8 | | Retention of Zaid bin Jaffar Albar as Independent Director | | Mgmt | | For | | For | | For |
| 9 | | Increase in Authorized Capital | | Mgmt | | For | | Against | | Against |
| 10 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
Muthoot Finance Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MUTHOOTFIN | | CINS Y6190C103 | | 12/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Authority to Issue Shares and Convertible Debt Instruments | | Mgmt | | For | | For | | For |
| 3 | | Amendment to Memorandum Regarding the Business Object | | Mgmt | | For | | For | | For |
| 4 | | Authority to Commence New Business | | Mgmt | | For | | For | | For |
Oi S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OIBR4 | | CUSIP 670851203 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | | Mgmt | | For | | Abstain | | Against |
Oriental Weavers Carpet Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ORWE | | CINS M7558V108 | | 03/30/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Egypt | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Report of the Board | | Mgmt | | For | | TNA | | N/A |
| 3 | | Report of the Auditor | | Mgmt | | For | | TNA | | N/A |
| 4 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 6 | | Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 7 | | Ratification of Board Acts | | Mgmt | | For | | TNA | | N/A |
| | | | | | | | | | |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Charitable Donations | | Mgmt | | For | | TNA | | N/A |
| 10 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 11 | | Property Sale | | Mgmt | | For | | TNA | | N/A |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Pegas Nonwovens SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAAPEGAS | | CINS L7576N105 | | 06/17/2013 | | Take No Action |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Luxembourg | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Presiding Chairman and Scrutineer | | Mgmt | | For | | TNA | | N/A |
| 2 | | Presentation of Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | TNA | | N/A |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | TNA | | N/A |
| 5 | | Ratification of Board and Auditor Acts | | Mgmt | | For | | TNA | | N/A |
| 6 | | Election of Directors | | Mgmt | | For | | TNA | | N/A |
| 7 | | Appointment of Auditor | | Mgmt | | For | | TNA | | N/A |
| 8 | | Non-Executive Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 9 | | Executive Directors’ Fees | | Mgmt | | For | | TNA | | N/A |
| 10 | | Transaction of Other Business | | Mgmt | | For | | TNA | | N/A |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Petrominerales Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMG | | CINS 71673R107 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alistair Macdonald | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Kenneth R. McKinnon | | Mgmt | | For | | For | | For |
| 4 | | Elect Ernesto Sarpi | | Mgmt | | For | | For | | For |
| 5 | | Elect Enrique Umana-Valenzuela | | Mgmt | | For | | For | | For |
| 6 | | Elect John D. Wright | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Geir Ytreland | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 11 | | Share Dividend Program | | Mgmt | | For | | For | | For |
Polaris Financial Technology Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLARIS | | CINS Y70587111 | | 11/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Abhay Agarwal | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Raju Venkatraman | | Mgmt | | For | | Against | | Against |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
PT Bank Bukopin Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BBKP | | CINS Y7125R108 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ and Commissioners’ Bonuses | | Mgmt | | For | | Abstain | | Against |
| 4 | | Appointment of Auditor and authority to set fees | | Mgmt | | For | | For | | For |
| 5 | | Increase in Capital resulting from MSOP | | Mgmt | | For | | For | | For |
| 6 | | Election of Directors and Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
| 7 | | Directors’ and Commissioners’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Changes to the Employee Pension Plan | | Mgmt | | For | | Abstain | | Against |
PT Hexindo Adiperkasa tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HEXA | | CINS Y71253150 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors (Slate) and Determination of their Remuneration | | Mgmt | | For | | Abstain | | Against |
Pt Indika Energy Tbk
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| INDY | | CINS Y71247103 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | For | | For | | For |
| 2 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors and Commissioners (Slate) | | Mgmt | | For | | Abstain | | Against |
| 6 | | Restated Authority of Commissioners regarding Employee and Management Stock Option Program (“EMSOP”) | | Mgmt | | For | | Abstain | | Against |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
PT Resource Alam Indonesia Terbuka
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KKGI | | CINS Y7132S107 | | 10/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Indonesia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Rain Commodities Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RAIN | | CINS Y7178Y117 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Other | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Security Bank Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SECB | | CINS Y7571C100 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Philippines | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Approval of Minutes | | Mgmt | | For | | For | | For |
| 4 | | Annual Report | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Board and Management Acts | | Mgmt | | For | | For | | For |
| 6 | | Elect Frederick Y. Dy | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul Y. Ung | | Mgmt | | For | | For | | For |
| 8 | | Elect Alberto S. Villarosa | | Mgmt | | For | | For | | For |
| 9 | | Elect Anastasia Y. Dy | | Mgmt | | For | | For | | For |
| 10 | | Elect Jose Facundo | | Mgmt | | For | | For | | For |
| 11 | | Elect Eduardo l. Plana | | Mgmt | | For | | For | | For |
| 12 | | Elect Rafael F. Simpao, Jr. | | Mgmt | | For | | For | | For |
| 13 | | Elect Diana P. Aguilar | | Mgmt | | For | | For | | For |
| 14 | | Elect Philip T. Ang | | Mgmt | | For | | For | | For |
| 15 | | Elect Joseph R. Higdon | | Mgmt | | For | | Against | | Against |
| 16 | | Elect James J.K. Hung | | Mgmt | | For | | For | | For |
| 17 | | Declaration of Stock Dividend | | Mgmt | | For | | For | | For |
| 18 | | Increase in Authorized Share Capital | | Mgmt | | For | | For | | For |
| 19 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Shanda Games Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GAME | | CUSIP 81941U105 | | 12/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Tianqiao Chen | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Andy Lin | | Mgmt | | For | | For | | For |
| 3 | | Elect Heng Wing Chan | | Mgmt | | For | | For | | For |
| 4 | | Elect Guoxing Jiang | | Mgmt | | For | | For | | For |
| 5 | | Elect Danian Chen | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Grace Wu | | Mgmt | | For | | For | | For |
| 7 | | Elect Xiandong Zhang | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Sitc International Holdings Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1308 | | CINS G8187G105 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 5 | | Elect XUE Mingyuan | | Mgmt | | For | | For | | For |
| 6 | | Elect LAI Zhiyong | | Mgmt | | For | | For | | For |
| 7 | | Elect TSUI Yung Kwok | | Mgmt | | For | | For | | For |
| 8 | | Elect Yeung Kwok On | | Mgmt | | For | | For | | For |
| 9 | | Elect William LO Wing Yan | | Mgmt | | For | | For | | For |
| 10 | | Elect NGAI Wai Fung | | Mgmt | | For | | Against | | Against |
| 11 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 15 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Spreadtrum Communications, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPRD | | CUSIP 849415203 | | 07/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Leo Li | | Mgmt | | For | | For | | For |
| 2 | | Elect Carol Yu | | Mgmt | | For | | For | | For |
| 3 | | Elect Zhongrui Xia | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 5 | | Amendment to the 2007 Equity Incentive Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Syarikat Takaful Malaysia Berhad
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TAKAFUL | | CINS Y8344M102 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Malaysia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Mahadzir Azizan | | Mgmt | | For | | For | | For |
| 3 | | Elect Sulaiman Mohd Yusof | | Mgmt | | For | | For | | For |
| 4 | | Elect Zakaria Ismail | | Mgmt | | For | | For | | For |
| 5 | | Elect Othman bin Abdullah | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 7 | | Shariah Advisory Body Members’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Syndicate Bank Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SYNDIBANK | | CINS Y8345G112 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | India | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Qualified Institutional Placement | | Mgmt | | For | | For | | For |
| 4 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| | | | | | | | | | |
| 7 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 10 | | Election of Shareholder Director | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Tauron Polska Energia SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TPE | | CINS X893AL104 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Voting List | | Mgmt | | For | | For | | For |
| 7 | | Election of scrutiny commission | | Mgmt | | For | | For | | For |
| 8 | | Presentation of Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 9 | | Presentation of Management Board Report (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Presentation of Accounts and Reports (IFRS) | | Mgmt | | For | | For | | For |
| 11 | | Presentation of Management Board Report | | Mgmt | | For | | For | | For |
| 12 | | Presentation of Management Board Report on Allocation of Profits/Dividend | | Mgmt | | For | | For | | For |
| 13 | | Presentation of Supervisory Board Report on External Control and Risk Management | | Mgmt | | For | | For | | For |
| 14 | | Presentation of Supervisory Board Report on Accounts and Reports | | Mgmt | | For | | For | | For |
| 15 | | Presentation of Supervisory Board Report on Management | | Mgmt | | For | | For | | For |
| 16 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 17 | | Report of the Management Board (Consolidated) | | Mgmt | | For | | For | | For |
| 18 | | Accounts and Reports (Company) | | Mgmt | | For | | For | | For |
| 19 | | Report of the Management Board (Company) | | Mgmt | | For | | For | | For |
| 20 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 21 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 22 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 23 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 24 | | Amendments to Meeting Regulations | | Mgmt | | For | | For | | For |
| 25 | | Closing of Meeting | | Mgmt | | For | | For | | For |
TCL Multimedia Technology Holdings
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 1070 | | CINS G8701T138 | | 04/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 6 | | Elect ZHAO Zhongyao | | Mgmt | | For | | For | | For |
| 7 | | Elect BO Lianming | | Mgmt | | For | | For | | For |
| 8 | | Elect HUANG Xubin | | Mgmt | | For | | Against | | Against |
| 9 | | Elect WU Shihong | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 12 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | Against | | Against |
Ulker Biskuvi Sanayi A.S.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ULKER | | CINS M90358108 | | 08/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Turkey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Minutes | | Mgmt | | For | | For | | For |
| 4 | | Election of Directors | | Mgmt | | For | | For | | For |
| 5 | | Closing | | Mgmt | | For | | For | | For |
Weifu High-Technology Group Co., Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000581 | | CINS Y95338102 | | 08/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | China | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Amendments to Articles | | Mgmt | | For | | For | | For |
Woori Financial Co Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 021960 | | CINS Y9703L107 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Korea, Republic of | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | For | | For |
| 4 | | Elect HWANG Rok as Representative Director | | Mgmt | | For | | For | | For |
| 5 | | Election of Audit Committee Member: AHN Byung Ok | | Mgmt | | For | | For | | For |
| 6 | | Directors’ Fees | | Mgmt | | For | | For | | For |
Zaklady Azotowe Pulawy S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZAP | | CINS X9900C109 | | 03/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening of Meeting; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of scrutiny commission | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles - Change in Company Name | | Mgmt | | For | | For | | For |
| 8 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 9 | | Changes to Composition of Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 10 | | Acquisition of Fixed Assets | | Mgmt | | For | | For | | For |
| 11 | | Supervisory Board Members’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Zaklady Azotowe Pulawy S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZAP | | CINS X9900C109 | | 07/04/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting; Election of Presiding Chairman | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Election of scrutiny commission | | Mgmt | | For | | For | | For |
| 6 | | Property Purchase | | Mgmt | | For | | For | | For |
| 7 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Zaklady Azotowe Pulawy S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZAP | | CINS X9900C109 | | 10/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 3 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 4 | | Agenda | | Mgmt | | For | | For | | For |
| 5 | | Election of Voting Commission | | Mgmt | | For | | For | | For |
| 6 | | Property Purchase | | Mgmt | | For | | For | | For |
| 7 | | Acquisition of Fixed Assets | | Mgmt | | For | | For | | For |
| 8 | | Closing of Meeting | | Mgmt | | For | | For | | For |
Zaklady Azotowe Pulawy S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ZAP | | CINS X9900C109 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Poland | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Opening of Meeting | | Mgmt | | For | | For | | For |
| 4 | | Compliance with Rules of Convocation | | Mgmt | | For | | For | | For |
| 5 | | Agenda | | Mgmt | | For | | For | | For |
| 6 | | Election of scrutiny commission | | Mgmt | | For | | For | | For |
| 7 | | Presentation of Accounts and Reports | | Mgmt | | For | | For | | For |
| 8 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports (Consolidated) | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Management Board Acts | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Supervisory Board Acts | | Mgmt | | For | | For | | For |
| 12 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 13 | | Joint Venture | | Mgmt | | For | | Abstain | | Against |
| 14 | | Restructuring | | Mgmt | | For | | Abstain | | Against |
| 15 | | Bonus | | Mgmt | | For | | For | | For |
| 16 | | Presentation of Supervisory Board Report Regarding Management Board | | Mgmt | | For | | For | | For |
| 17 | | Changes to Supervisory Board | | Mgmt | | For | | Abstain | | Against |
| 18 | | Conclusion of Meeting | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds MegaTrends Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
ACE Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ACE | | CUSIP H0023R105 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert M. Hernandez | | Mgmt | | For | | For | | For |
| 2 | | Elect Peter Menikoff | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Ripp | | Mgmt | | For | | For | | For |
| 4 | | Elect Theodore Shasta | | Mgmt | | For | | For | | For |
| 5 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 6 | | 2012 Annual Report | | Mgmt | | For | | For | | For |
| 7 | | Statutory Financial Statements | | Mgmt | | For | | For | | For |
| 8 | | Consolidated Financial Statements | | Mgmt | | For | | For | | For |
| 9 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 10 | | Discharge of Board of Directors | | Mgmt | | For | | For | | For |
| 11 | | PricewaterhouseCoopers AG, Zurich | | Mgmt | | For | | For | | For |
| 12 | | PricewaterhouseCoopers | | Mgmt | | For | | For | | For |
| 13 | | BDO AG, Zurich | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2004 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Distribution Via Par Value Reduction | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
American International Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AIG | | CUSIP 026874784 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert H. Benmosche | | Mgmt | | For | | For | | For |
| 2 | | Elect W. Don Cornwell | | Mgmt | | For | | For | | For |
| 3 | | Elect John Fitzpatrick | | Mgmt | | For | | For | | For |
| 4 | | Elect William G. Jurgensen | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher S. Lynch | | Mgmt | | For | | For | | For |
| 6 | | Elect Arthur C. Martinez | | Mgmt | | For | | For | | For |
| 7 | | Elect George L. Miles, Jr. | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Henry S. Miller | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert S. Miller | | Mgmt | | For | | For | | For |
| 10 | | Elect Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| 11 | | Elect Ronald A. Rittenmeyer | | Mgmt | | For | | For | | For |
| 12 | | Elect Douglas M. Steenland | | Mgmt | | For | | For | | For |
| 13 | | Elect Theresa M. Stone | | Mgmt | | For | | For | | For |
| 14 | | 2013 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Shareholder Proposal Regarding Multiple Board Service | | ShrHoldr | | Against | | Against | | For |
AMGEN Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMGN | | CUSIP 031162100 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Baltimore | | Mgmt | | For | | For | | For |
| 2 | | Elect Frank J. Biondi, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Bradway | | Mgmt | | For | | For | | For |
| 4 | | Elect Francois de Carbonnel | | Mgmt | | For | | For | | For |
| 5 | | Elect Vance D. Coffman | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert A. Eckert | | Mgmt | | For | | For | | For |
| 7 | | Elect Rebecca M. Henderson | | Mgmt | | For | | For | | For |
| 8 | | Elect Frank C. Herringer | | Mgmt | | For | | For | | For |
| 9 | | Elect Tyler Jacks | | Mgmt | | For | | For | | For |
| 10 | | Elect Gilbert S. Omenn | | Mgmt | | For | | For | | For |
| 11 | | Elect Judith C. Pelham | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard D. Schaeffer | | Mgmt | | For | | For | | For |
| 13 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Amendment to the 2009 Equity Incentive Plan | | Mgmt | | For | | For | | For |
Axiall Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AXLL | | CUSIP 05463D100 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Paul D. Carrico | | Mgmt | | For | | For | | For |
| 2 | | Elect T. Kevin DeNicola | | Mgmt | | For | | For | | For |
| 3 | | Elect Patrick J. Fleming | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert M. Gervis | | Mgmt | | For | | For | | For |
| 5 | | Elect Victoria F. Haynes | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen E. Macadam | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael H. McGarry | | Mgmt | | For | | For | | For |
| 8 | | Elect William L. Mansfield | | Mgmt | | For | | For | | For |
| 9 | | Elect Mark L. Noetzel | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert Ripp | | Mgmt | | For | | For | | For |
| 11 | | Elect David N. Weinstein | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Bank of America Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAC | | CUSIP 060505559 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sharon Allen | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan Bies | | Mgmt | | For | | For | | For |
| 3 | | Elect Jack Bovender, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Bramble, Sr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Arnold Donald | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles Gifford | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Holliday, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Linda Hudson | | Mgmt | | For | | For | | For |
| 9 | | Elect Monica Lozano | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas May | | Mgmt | | For | | For | | For |
| 11 | | Elect Brian Moynihan | | Mgmt | | For | | For | | For |
| 12 | | Elect Lionel Nowell, III | | Mgmt | | For | | For | | For |
| 13 | | Elect R. David Yost | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Multiple Board Service | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 20 | | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHoldr | | Against | | Against | | For |
Bristol-Myers Squibb Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BMY | | CUSIP 110122108 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Lamberto Andreotti | | Mgmt | | For | | For | | For |
| 2 | | Elect Lewis B. Campbell | | Mgmt | | For | | Against | | Against |
| 3 | | Elect James M. Cornelius | | Mgmt | | For | | For | | For |
| 4 | | Elect Laurie H. Glimcher | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael Grobstein | | Mgmt | | For | | For | | For |
| 6 | | Elect Alan J. Lacy | | Mgmt | | For | | For | | For |
| 7 | | Elect Vicki L. Sato | | Mgmt | | For | | For | | For |
| 8 | | Elect Elliott Sigal | | Mgmt | | For | | For | | For |
| 9 | | Elect Gerald L. Storch | | Mgmt | | For | | For | | For |
| 10 | | Elect Togo D. West, Jr. | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Comcast Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CMCSA | | CUSIP 20030N101 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Kenneth J. Bacon | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Sheldon M. Bonovitz | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Joseph J. Collins | | Mgmt | | For | | For | | For |
| 1.4 | | Elect J. Michael Cook | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Gerald L. Hassell | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Jeffrey A. Honickman | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Eduardo G. Mestre | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian L. Roberts | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ralph J. Roberts | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Johnathan A. Rodgers | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Judith Rodin | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | For | | Against |
| 4 | | Sharheolder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
D.R. Horton, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DHI | | CUSIP 23331A109 | | 01/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Donald Horton | | Mgmt | | For | | For | | For |
| 2 | | Elect Bradley Anderson | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Buchanan | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Hewatt | | Mgmt | | For | | For | | For |
| 5 | | Elect Bob Scott | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald Tomnitz | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 8 | | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
DaVita HealthCare Partners Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DVA | | CUSIP 23918K108 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Pamela M. Arway | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles G. Berg | | Mgmt | | For | | For | | For |
| 3 | | Elect Carol Anthony Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul J. Diaz | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter T. Grauer | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert J. Margolis | | Mgmt | | For | | For | | For |
| 7 | | Elect John M. Nehra | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William L. Roper | | Mgmt | | For | | For | | For |
| 9 | | Elect Kent J. Thiry | | Mgmt | | For | | For | | For |
| 10 | | Elect Roger J. Valine | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 13 | | Amendment to 2011 Incentive Award Plan | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
Diageo plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DGE | | CUSIP 25243Q205 | | 10/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Peggy Bruzelius | | Mgmt | | For | | For | | For |
| 5 | | Elect Laurence Danon | | Mgmt | | For | | For | | For |
| 6 | | Elect Lord Mervyn Davies | | Mgmt | | For | | For | | For |
| 7 | | Elect Betsey Holden | | Mgmt | | For | | For | | For |
| 8 | | Elect Franz Humer | | Mgmt | | For | | For | | For |
| 9 | | Elect Deirdre Mahlan | | Mgmt | | For | | For | | For |
| 10 | | Elect Philip Scott | | Mgmt | | For | | For | | For |
| 11 | | Elect H. Todd Stitzer | | Mgmt | | For | | For | | For |
| 12 | | Elect Paul Walsh | | Mgmt | | For | | For | | For |
| 13 | | Elect HO Kwon Ping | | Mgmt | | For | | For | | For |
| 14 | | Elect Ivan Menezes | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 19 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 20 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 21 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Discover Financial Services
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DFS | | CUSIP 254709108 | | 04/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jeffrey S. Aronin | | Mgmt | | For | | For | | For |
| 2 | | Elect Mary K. Bush | | Mgmt | | For | | For | | For |
| 3 | | Elect Gregory C. Case | | Mgmt | | For | | For | | For |
| 4 | | Elect Cynthia A. Glassman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard H. Lenny | | Mgmt | | For | | For | | For |
| 6 | | Elect Thomas G. Maheras | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael H. Moskow | | Mgmt | | For | | For | | For |
| 8 | | Elect David W. Nelms | | Mgmt | | For | | For | | For |
| 9 | | Elect E. Follin Smith | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark A. Thierer | | Mgmt | | For | | For | | For |
| 11 | | Elect Lawrence A. Weinbach | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Discovery Communications Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DISCA | | CUSIP 25470F104 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Paul A. Gould | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John S. Hendricks | | Mgmt | | For | | For | | For |
| 1.3 | | Elect M. LaVoy Robison | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | 2013 Incentive Plan | | Mgmt | | For | | Against | | Against |
Express Scripts Holding Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ESRX | | CUSIP 30219G108 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Gary Benanav | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Maura Breen | | Mgmt | | For | | For | | For |
| 3 | | Elect William DeLaney | | Mgmt | | For | | For | | For |
| 4 | | Elect Nicholas LaHowchic | | Mgmt | | For | | For | | For |
| 5 | | Elect Thomas Mac Mahon | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Frank Mergenthaler | | Mgmt | | For | | For | | For |
| 7 | | Elect Woodrow Myers, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect John Parker, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect George Paz | | Mgmt | | For | | For | | For |
| 10 | | Elect William Roper | | Mgmt | | For | | For | | For |
| 11 | | Elect Samuel Skinner | | Mgmt | | For | | For | | For |
| 12 | | Elect Seymour Sternberg | | Mgmt | | For | | Against | | Against |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Ford Motor Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| F | | CUSIP 345370860 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Stephen G. Butler | | Mgmt | | For | | For | | For |
| 2 | | Elect Kimberly A. Casiano | | Mgmt | | For | | For | | For |
| 3 | | Elect Anthony F. Earley, Jr. | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Edsel B. Ford II | | Mgmt | | For | | Against | | Against |
| 5 | | Elect William C. Ford, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard A. Gephardt | | Mgmt | | For | | For | | For |
| 7 | | Elect James H. Hance, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect William W. Helman IV | | Mgmt | | For | | For | | For |
| 9 | | Elect Jon M. Huntsman, Jr. | | Mgmt | | For | | For | | For |
| 10 | | Elect Richard A. Manoogian | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Ellen R. Marram | | Mgmt | | For | | For | | For |
| 12 | | Elect Alan Mulally | | Mgmt | | For | | For | | For |
| 13 | | Elect Homer A. Neal | | Mgmt | | For | | For | | For |
| 14 | | Elect Gerald L. Shaheen | | Mgmt | | For | | For | | For |
| 15 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 16 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 18 | | Reapproval of the Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 19 | | Reapproval of the 2008 Long-Term Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 20 | | Approval of the Tax Benefit Preservation Plan | | Mgmt | | For | | For | | For |
| 21 | | Shareholder Proposal Regarding Recapitalization | | ShrHoldr | | Against | | For | | Against |
| 22 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | For | | Against |
Gilead Sciences, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GILD | | CUSIP 375558103 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John F. Cogan | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Etienne F. Davignon | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Carla A. Hills | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Kevin E. Lofton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John W. Madigan | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John C. Martin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nicholas G. Moore | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Richard J. Whitley | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Gayle E. Wilson | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Per Wold-Olsen | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2004 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Increase of Authorized Common Shares | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 7 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto L. Caballero | | Mgmt | | For | | For | | For |
| 8 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 12 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Ratify Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
Hudson City Bancorp, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HCBK | | CUSIP 443683107 | | 04/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Golden Parachutes | | Mgmt | | For | | For | | For |
| 3 | | Right to Adjourn Meeting | | Mgmt | | For | | For | | For |
Icon Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ICLR | | CUSIP 45103T107 | | 12/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Conversion to Direct Listing on NASDAQ | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 3 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Intercontinental Hotels Group plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IHG | | CUSIP 45857P400 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Patrick Cescau | | Mgmt | | For | | For | | For |
| 5 | | Elect David Kappler | | Mgmt | | For | | For | | For |
| 6 | | Elect Kirk Kinsell | | Mgmt | | For | | For | | For |
| 7 | | Elect Jennifer Laing | | Mgmt | | For | | For | | For |
| 8 | | Elect Jonathan S. Linen | | Mgmt | | For | | For | | For |
| 9 | | Elect Luke Mayhew | | Mgmt | | For | | For | | For |
| 10 | | Elect Dale Morrison | | Mgmt | | For | | For | | For |
| 11 | | Elect Tracy Robbins | | Mgmt | | For | | For | | For |
| 12 | | Elect Thomas Singer | | Mgmt | | For | | For | | For |
| 13 | | Elect Richard Solomons | | Mgmt | | For | | For | | For |
| 14 | | Elect Ying Yeh | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 17 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 18 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 19 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 20 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 21 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
Intercontinental Hotels Group PLC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IHG | | CUSIP 45857P301 | | 10/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 2 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Johnson & Johnson
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JNJ | | CUSIP 478160104 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Mary Sue Coleman | | Mgmt | | For | | For | | For |
| 2 | | Elect James G. Cullen | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian E.L. Davis | | Mgmt | | For | | For | | For |
| 4 | | Elect Alex Gorsky | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael M. E. Johns | | Mgmt | | For | | For | | For |
| 6 | | Elect Susan L. Lindquist | | Mgmt | | For | | For | | For |
| 7 | | Elect Anne M. Mulcahy | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Leo F. Mullin | | Mgmt | | For | | For | | For |
| 9 | | Elect William D. Perez | | Mgmt | | For | | For | | For |
| 10 | | Elect Charles Prince | | Mgmt | | For | | Against | | Against |
| 11 | | Elect A. Eugene Washington | | Mgmt | | For | | For | | For |
| 12 | | Elect Ronald A. Williams | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 16 | | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
JPMorgan Chase & Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| JPM | | CUSIP 46625H100 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect James A. Bell | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Crandall C. Bowles | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Stephen B. Burke | | Mgmt | | For | | For | | For |
| 4 | | Elect David M. Cote | | Mgmt | | For | | Against | | Against |
| 5 | | Elect James S. Crown | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James Dimon | | Mgmt | | For | | For | | For |
| 7 | | Elect Timothy P. Flynn | | Mgmt | | For | | For | | For |
| 8 | | Elect Ellen V. Futter | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Laban P. Jackson, Jr. | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Lee R. Raymond | | Mgmt | | For | | For | | For |
| 11 | | Elect William C. Weldon | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Allow Shareholders to Act by Written Consent | | Mgmt | | For | | For | | For |
| 15 | | Key Executive Performance Plan | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Genocide-Free Investing | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
Lennar Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEN | | CUSIP 526057302 | | 04/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Irving Bolotin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Steven L. Gerard | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Theron I. Gilliam | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.4 | | Elect Sherrill W. Hudson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect R. Kirk Landon | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Sidney Lapidus | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Stuart A. Miller | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Jeffrey A. Sonnenfeld | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Merck & Co., Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MRK | | CUSIP 58933Y105 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Leslie A. Brun | | Mgmt | | For | | For | | For |
| 2 | | Elect Thomas R. Cech | | Mgmt | | For | | For | | For |
| 3 | | Elect Kenneth C. Frazier | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas H. Glocer | | Mgmt | | For | | For | | For |
| 5 | | Elect William B. Harrison, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect C. Robert Kidder | | Mgmt | | For | | For | | For |
| 7 | | Elect Rochelle B. Lazarus | | Mgmt | | For | | For | | For |
| 8 | | Elect Carlos E. Represas | | Mgmt | | For | | For | | For |
| 9 | | Elect Patricia F. Russo | | Mgmt | | For | | For | | For |
| 10 | | Elect Craig B. Thompson | | Mgmt | | For | | For | | For |
| 11 | | Elect Wendell P. Weeks | | Mgmt | | For | | For | | For |
| 12 | | Elect Peter C. Wendell | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
| 16 | | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Political and Charitable Contributions Report | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Report on Public Policy Advocacy | | ShrHoldr | | Against | | Against | | For |
Morgan Stanley
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MS | | CUSIP 617446448 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Erskine B. Bowles | | Mgmt | | For | | For | | For |
| 2 | | Elect Howard J. Davies | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas H. Glocer | | Mgmt | | For | | For | | For |
| 4 | | Elect James P. Gorman | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert H. Herz | | Mgmt | | For | | For | | For |
| 6 | | Elect C. Robert Kidder | | Mgmt | | For | | For | | For |
| 7 | | Elect Klaus Kleinfield | | Mgmt | | For | | For | | For |
| 8 | | Elect Donald T. Nicolaisen | | Mgmt | | For | | For | | For |
| 9 | | Elect Hutham S. Olayan | | Mgmt | | For | | For | | For |
| 10 | | Elect James W. Owens | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 11 | | Elect O. Griffith Sexton | | Mgmt | | For | | For | | For |
| 12 | | Elect Ryosuke Tamakoshi | | Mgmt | | For | | For | | For |
| 13 | | Elect Masaaki Tanaka | | Mgmt | | For | | For | | For |
| 14 | | Elect Laura D’Andrea Tyson | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 17 | | Amendment to the 2007 Equity Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 18 | | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | | Mgmt | | For | | For | | For |
| 19 | | Amendment to the Annual Incentive Compensation Plan | | Mgmt | | For | | For | | For |
Mylan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MYL | | CUSIP 628530107 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Heather Bresch | | Mgmt | | For | | For | | For |
| 2 | | Elect Wendy Cameron | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert J. Cindrich | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert J. Coury | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil F. Dimick | | Mgmt | | For | | For | | For |
| 6 | | Elect Melina Higgins | | Mgmt | | For | | For | | For |
| 7 | | Elect Douglas J. Leech | | Mgmt | | For | | For | | For |
| 8 | | Elect Rajiv Malik | | Mgmt | | For | | For | | For |
| 9 | | Elect Joseph C. Maroon | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Parrish | | Mgmt | | For | | For | | For |
| 11 | | Elect Rodney L. Piatt | | Mgmt | | For | | For | | For |
| 12 | | Elect C. B. Todd | | Mgmt | | For | | For | | For |
| 13 | | Elect Randall L. Vanderveen | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
News Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NWS | | CUSIP 65248E104 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Certificate Amendment Regarding Separation Transactions | | Mgmt | | For | | For | | For |
| 2 | | Certificate Amendment Regarding Non-Cash Distributions | | Mgmt | | For | | For | | For |
Ocwen Financial Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OCN | | CUSIP 675746309 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William C. Erbey | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Ronald M. Faris | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ronald J. Korn | | Mgmt | | For | | For | | For |
| 1.4 | | Elect William H. Lacy | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Wilbur L. Ross, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Robert A. Salcetti | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Barry N. Wish | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Old Dominion Freight Line, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ODFL | | CUSIP 679580100 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Earl E. Congdon | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David S. Congdon | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John R. Congdon | | Mgmt | | For | | For | | For |
| 1.4 | | Elect J. Paul Breitbach | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect John R. Congdon, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert G. Culp, III | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John D. Kasarda | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Leo H. Suggs | | Mgmt | | For | | For | | For |
| 1.9 | | Elect D. Michael Wray | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Reapproval of the Material Terms under the Performance Incentive Plan | | Mgmt | | For | | For | | For |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 03/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Share Consolidation | | Mgmt | | For | | Against | | Against |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael S. Greene | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 8 | | Elect Oscar Ordonez | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 10 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Pfizer Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PFE | | CUSIP 717081103 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Dennis A. Ausiello | | Mgmt | | For | | For | | For |
| 2 | | Elect M. Anthony Burns | | Mgmt | | For | | For | | For |
| 3 | | Elect W. Don Cornwell | | Mgmt | | For | | For | | For |
| 4 | | Elect Frances D. Fergusson | | Mgmt | | For | | For | | For |
| 5 | | Elect William H. Gray, III | | Mgmt | | For | | For | | For |
| 6 | | Elect Helen H. Hobbs | | Mgmt | | For | | For | | For |
| 7 | | Elect Constance J. Horner | | Mgmt | | For | | For | | For |
| 8 | | Elect James M. Kilts | | Mgmt | | For | | For | | For |
| 9 | | Elect George A. Lorch | | Mgmt | | For | | For | | For |
| 10 | | Elect Suzanne Nora Johnson | | Mgmt | | For | | For | | For |
| 11 | | Elect Ian C. Read | | Mgmt | | For | | For | | For |
| 12 | | Elect Stephen W. Sanger | | Mgmt | | For | | For | | For |
| 13 | | Elect Marc Tessier-Lavigne | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
Prudential plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRU | | CUSIP 74435K204 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Philip Remnant | | Mgmt | | For | | For | | For |
| 5 | | Elect Howard J. Davies | | Mgmt | | For | | For | | For |
| 6 | | Elect Rob Devey | | Mgmt | | For | | For | | For |
| 7 | | Elect John W. Foley | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael W.O. Garrett | | Mgmt | | For | | For | | For |
| 9 | | Elect Ann Godbehere | | Mgmt | | For | | For | | For |
| 10 | | Elect Alexander Johnston | | Mgmt | | For | | For | | For |
| 11 | | Elect Paul Manduca | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Elect Michael G. A. McLintock | | Mgmt | | For | | For | | For |
| 13 | | Elect Kaikhushru Nargolwala | | Mgmt | | For | | For | | For |
| 14 | | Elect Nic Nicandrou | | Mgmt | | For | | For | | For |
| 15 | | Elect Barry Stowe | | Mgmt | | For | | For | | For |
| 16 | | Elect Tidjane Thiam | | Mgmt | | For | | For | | For |
| 17 | | Elect Lord Andrew Turnbull | | Mgmt | | For | | For | | For |
| 18 | | Elect Michael A. Wells | | Mgmt | | For | | For | | For |
| 19 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 20 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 21 | | Authorisation of Political Donations | | Mgmt | | For | | For | | For |
| 22 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 23 | | Authority to Issue Repurchased Shares | | Mgmt | | For | | For | | For |
| 24 | | Savings-Related Share Option Scheme | | Mgmt | | For | | For | | For |
| 25 | | Long Term incentive Plan | | Mgmt | | For | | For | | For |
| 26 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 27 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 28 | | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | | For | | Against | | Against |
PulteGroup, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PHM | | CUSIP 745867101 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brian P. Anderson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Bryce Blair | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard J. Dugas, Jr. | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Thomas J. Folliard | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Cheryl W. Grise | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andre J. Hawaux | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Debra J. Kelly-Ennis | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Patrick J. O’Leary | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James J. Postl | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | 2013 Senior Management Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | 2013 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 6 | | Amendment to NOL Preservation Shareholder Rights Plan | | Mgmt | | For | | Against | | Against |
| 7 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | �� | Against |
| 8 | | Shareholder Proposal Regarding Performance-Based Equity Compensation | | ShrHoldr | | Against | | For | | Against |
Synovus Financial Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNV | | CUSIP 87161C105 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Catherine A. Allen | | Mgmt | | For | | For | | For |
| 2 | | Elect Stephen T. Butler | | Mgmt | | For | | For | | For |
| 3 | | Elect Elizabeth W. Camp | | Mgmt | | For | | For | | For |
| 4 | | Elect T. Michael Goodrich | | Mgmt | | For | | For | | For |
| 5 | | Elect V. Nathaniel Hansford | | Mgmt | | For | | For | | For |
| 6 | | Elect Mason H. Lampton | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry W. Nix | | Mgmt | | For | | For | | For |
| 8 | | Elect Joseph J. Prochaska, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect J. Neal Purcell | | Mgmt | | For | | For | | For |
| 10 | | Elect Kessel D. Stelling | | Mgmt | | For | | For | | For |
| 11 | | Elect Melvin T. Stith | | Mgmt | | For | | For | | For |
| 12 | | Elect Barry L. Storey | | Mgmt | | For | | For | | For |
| 13 | | Elect Philip W. Tomlinson | | Mgmt | | For | | For | | For |
| 14 | | Elect James D. Yancey | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | 2013 Omnibus Plan | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
T-Mobile US, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TMUS | | CUSIP 872590104 | | 06/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect W. Michael Barnes | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Srikant Datar | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Lawrence H. Guffey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Timotheus Hottges | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Raphael Kubler | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Thorsten Langheim | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John J. Legere | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Rene Obermann | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James N. Perry, Jr. | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Teresa A. Taylor | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Kelvin R. Westbrook | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | 2013 Omnibus Incentive Plan | | Mgmt | | For | | For | | For |
Telecom Corporation of New Zealand
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TEL | | CUSIP 879278208 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authorise Board to Set Auditor’s Fees | | Mgmt | | N/A | | For | | N/A |
| 2 | | Re-elect Mark Verbiest | | Mgmt | | N/A | | For | | N/A |
| 3 | | Re-elect Paul Berriman | | Mgmt | | N/A | | For | | N/A |
| 4 | | Elect Simon Moutter | | Mgmt | | N/A | | For | | N/A |
| 5 | | Equity Grant (MD/CEO Simon Moutter) | | Mgmt | | N/A | | For | | N/A |
| 6 | | Equity Grant (MD/CEO Simon Moutter) | | Mgmt | | N/A | | For | | N/A |
The Allstate Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ALL | | CUSIP 020002101 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect F. Duane Ackerman | | Mgmt | | For | | For | | For |
| 2 | | Elect Robert D. Beyer | | Mgmt | | For | | For | | For |
| 3 | | Elect Kermit R. Crawford | | Mgmt | | For | | For | | For |
| 4 | | Elect Jack M. Greenberg | | Mgmt | | For | | For | | For |
| 5 | | Elect Herbert L. Henkel | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald T. LeMay | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrea Redmond | | Mgmt | | For | | For | | For |
| 8 | | Elect H. John Riley, Jr. | | Mgmt | | For | | For | | For |
| 9 | | Elect John W. Rowe | | Mgmt | | For | | For | | For |
| 10 | | Elect Judith A. Sprieser | | Mgmt | | For | | For | | For |
| 11 | | Elect Mary Alice Taylor | | Mgmt | | For | | For | | For |
| 12 | | Elect Thomas J. Wilson | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | 2013 Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 17 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
The Home Depot, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HD | | CUSIP 437076102 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect F. Duane Ackerman | | Mgmt | | For | | For | | For |
| 2 | | Elect Francis S. Blake | | Mgmt | | For | | For | | For |
| 3 | | Elect Ari Bousbib | | Mgmt | | For | | For | | For |
| 4 | | Elect Gregory D. Brenneman | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Frank Brown | | Mgmt | | For | | For | | For |
| 6 | | Elect Albert P. Carey | | Mgmt | | For | | For | | For |
| 7 | | Elect Armando M. Codina | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Bonnie G. Hill | | Mgmt | | For | | For | | For |
| 9 | | Elect Karen Katen | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Vadon | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Approval of the Material Terms under the Management Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the 2005 Omnibus Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 15 | | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | | ShrHoldr | | Against | | Against | | For |
| 16 | | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | | ShrHoldr | | Against | | Against | | For |
The TJX Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TJX | | CUSIP 872540109 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Zein Abdalla | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose B. Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan M. Bennett | | Mgmt | | For | | For | | For |
| 4 | | Elect Bernard Cammarata | | Mgmt | | For | | For | | For |
| 5 | | Elect David T. Ching | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael F. Hines | | Mgmt | | For | | For | | For |
| 7 | | Elect Amy B. Lane | | Mgmt | | For | | For | | For |
| 8 | | Elect Dawn G. Lepore | | Mgmt | | For | | For | | For |
| 9 | | Elect Carol Meyrowitz | | Mgmt | | For | | For | | For |
| 10 | | Elect John F. O’Brien | | Mgmt | | For | | For | | For |
| 11 | | Elect Willow B. Shire | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Wells Fargo & Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WFC | | CUSIP 949746101 | | 04/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John D. Baker II | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Elaine L. Chao | | Mgmt | | For | | For | | For |
| 3 | | Elect John S. Chen | | Mgmt | | For | | For | | For |
| 4 | | Elect Lloyd H. Dean | | Mgmt | | For | | For | | For |
| 5 | | Elect Susan E. Engel | | Mgmt | | For | | For | | For |
| 6 | | Elect Enrique Hernandez, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald M. James | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Cynthia H. Milligan | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Federico F. Pena | | Mgmt | | For | | For | | For |
| 10 | | Elect Howard V. Richardson | | Mgmt | | For | | For | | For |
| 11 | | Elect Judith M. Runstad | | Mgmt | | For | | For | | For |
| 12 | | Elect Stephen W. Sanger | | Mgmt | | For | | For | | For |
| 13 | | Elect John G. Stumpf | | Mgmt | | For | | For | | For |
| 14 | | Elect Susan G. Swenson | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Approve the Company’s Amended and Restated Long-Term Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 17 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 19 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 20 | | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHoldr | | Against | | Against | | For |
Wyndham Worldwide Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WYN | | CUSIP 98310W108 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brian Mulroney | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael H. Wargotz | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Registrant : U.S. Global Investors Fund
Fund Name : U.S. Global Investors Funds Global Resources Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
Africa Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AOI | | CINS 00829Q101 | | 06/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Keith C. Hill | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Cameron Bailey | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gary S. Guidry | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Bryan Benitz | | Mgmt | | For | | Against | | Against |
| 8 | | Elect John H. Craig | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Altaf Mackeen | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Joseph Cleverdon | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 6 | | Issuance of Shares w/o Preemptive Rights (Convertible Loan Notes) | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles Regarding Electronic Communication | | Mgmt | | For | | For | | For |
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Marlow | | Mgmt | | For | | For | | For |
| 6 | | Elect Philippe Edmonds | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition of Patagonia Capital Limited | | Mgmt | | For | | For | | For |
| 2 | | Authority to Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Alamos Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS 011527108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Wayne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John A. McCluskey | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth G. Stowe | | Mgmt | | For | | For | | For |
| 6 | | Elect David Gower | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul J. Murphy | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Garson | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Anadarko Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| APC | | CUSIP 032511107 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kevin P. Chilton | | Mgmt | | For | | For | | For |
| 2 | | Elect Luke R. Corbett | | Mgmt | | For | | For | | For |
| 3 | | Elect H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter J. Fluor | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard L. George | | Mgmt | | For | | For | | For |
| 6 | | Elect Preston M. Geren, III | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles W. Goodyear | | Mgmt | | For | | For | | For |
| 8 | | Elect John R. Gordon | | Mgmt | | For | | For | | For |
| 9 | | Elect Eric D. Mullins | | Mgmt | | For | | For | | For |
| 10 | | Elect Paula Rosput Reynolds | | Mgmt | | For | | For | | For |
| 11 | | Elect R. A. Walker | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 14 | | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | | Against | | Against | | For |
Anfield Nickel Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ANF | | CINS 03463D105 | | 05/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Marshall Koval | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert P. Pirooz | | Mgmt | | For | | For | | For |
| 4 | | Elect Aziz Shariff | | Mgmt | | For | | For | | For |
| 5 | | Elect David Strang | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Anish Sunderji | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald Shumka | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Lyle Braaten | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901108 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Howard L. Beck | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles W. D. Birchall | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Donald J. Carty | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert M. Franklin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian Mulroney | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony Munk | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Peter Munk | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Steven J. Shapiro | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.13 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
BHP Billiton Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BHP | | CUSIP 088606108 | | 11/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 2 | | Elect Pat Davies (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 4 | | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 5 | | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 6 | | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 8 | | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 9 | | Re-elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 10 | | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 11 | | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 12 | | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 13 | | Re-elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 14 | | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | | Mgmt | | For | | For | | For |
| 15 | | Appoint Auditor and Authorise Board to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Authorise Board to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 17 | | Authorise Board to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 18 | | Authorise Board to Repurchase Shares (BHP Billiton plc) | | Mgmt | | For | | For | | For |
| 19 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 20 | | Approve Equity Grant (CEO Marius Kloppers) | | Mgmt | | For | | For | | For |
Bounty Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BNT | | CINS Q1714D124 | | 11/15/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Natalie Forsyth-Stock | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
BRF - Brasil Foods S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRFS3 | | CUSIP 10552T107 | | 04/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports; Allocation of Profits | | Mgmt | | For | | For | | For |
| 2 | | Distribution of Interest on Capital | | Mgmt | | For | | For | | For |
| 3 | | Distribution of Dividends | | Mgmt | | For | | For | | For |
| 4 | | Board Size | | Mgmt | | For | | For | | For |
| 5 | | Election of Directors | | Mgmt | | For | | For | | For |
| 6 | | Orientation of Votes for Multiple Vote | | Mgmt | | For | | Abstain | | Against |
| 7 | | Election of Chairman and Vice Chairman of the Board | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Attilio Guaspari | | Mgmt | | For | | For | | For |
| 9 | | Elect Decio Magno Andrade Stochiero | | Mgmt | | For | | For | | For |
| 10 | | Elect Susana Hanna Stiphan Jabra | | Mgmt | | For | | For | | For |
| 11 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 12 | | Remuneration Policy | | Mgmt | | For | | For | | For |
| 13 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
BRF - Brasil Foods S.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BRFS3 | | CUSIP 10552T107 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Ratification of Appointment of Appraiser | | Mgmt | | For | | For | | For |
| 2 | | Merger Agreements and Valuation Reports | | Mgmt | | For | | For | | For |
| 3 | | Mergers by Absorption - Sadia and Heloisa Industria e Comercio de Produtos Lacteos | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles Regarding Novo Mercado Listing Regulations and Corporate Purpose | | Mgmt | | For | | For | | For |
Bunge Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BG | | CUSIP G16962105 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Bernard de La Tour d’Auvergne Lauraguais | | Mgmt | | For | | For | | For |
| 2 | | Elect William Engels | | Mgmt | | For | | For | | For |
| 3 | | Elect L. Patrick Lupo | | Mgmt | | For | | For | | For |
| 4 | | Elect Soren Schroder | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Calibre Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Douglas B. Forster | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Blayne Johnson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 9 | | Elect Gregory Smith | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Repricing of Options/Option Exchange | | Mgmt | | For | | Against | | Against |
| 13 | | New Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the New Stock Option Plan | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation | | Mgmt | | For | | For | | For |
Canada Zinc Metals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CZX | | CINS 135306108 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Peeyush Varshney | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Praveen Varshney | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Marco Strub | | Mgmt | | For | | Against | | Against |
| 6 | | Elect John A. Thomas | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 7 | | Elect Henry M. Giegerich | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Proxyholder Authority | | Mgmt | | For | | Against | | Against |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Board Size | | Mgmt | | For | | For | | For |
| 5 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 9 | | Elect George Poling | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Creation of a New Control Person | | Mgmt | | For | | For | | For |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert C. Arzbaecher | | Mgmt | | For | | For | | For |
| 2 | | Elect Stephen J. Hagge | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward A. Schmitt | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
| 8 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 10 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | For | | Against |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 4 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| 6 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 7 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Gerald Sneddon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS ADPC01494 | | 12/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 4 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| 6 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 7 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Gerald Sneddon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
Continental Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLR | | CUSIP 212015101 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Harold G. Hamm | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John T. McNabb II | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect David L. Boren | | Mgmt | | For | | For | | For |
| 2 | | 2013 Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Corona Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000 | | CINS ADPV04704 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Brian Hurley | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (NED Brian John Hurley) | | Mgmt | | For | | For | | For |
Diamond Fields International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DFI | | CINS 252905302 | | 12/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward Malouf | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gregg Sedun | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Norman Baker | | Mgmt | | For | | For | | For |
| 6 | | Elect Earl Young | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Gooroodeo Sookun | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ian Ransome | | Mgmt | | For | | For | | For |
| 9 | | Elect Craig McLean | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Authority to Issue Convertible Debentures | | Mgmt | | For | | Against | | Against |
Dresser-Rand Group Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRC | | CUSIP 261608103 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect William E. Macaulay | | Mgmt | | For | | For | | For |
| 2 | | Elect Vincent R. Volpe Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Rita V. Foley | | Mgmt | | For | | For | | For |
| 4 | | Elect Louis A. Raspino | | Mgmt | | For | | For | | For |
| 5 | | Elect Philip R. Roth | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen A. Snider | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael L. Underwood | | Mgmt | | For | | For | | For |
| 8 | | Elect Joseph C. Winkler III | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 13 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 14 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 17 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert A. McCallum | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 5 | | Approval of Advance Notice Policy | | Mgmt | | For | | For | | For |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Lukas H. Lundin | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 6 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 7 | | Elect Adam I. Lundin | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Glencore International plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GLEN | | CINS G39420107 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Elect Ivan Glasenberg | | Mgmt | | For | | For | | For |
| 4 | | Elect Anthony B. Hayward | | Mgmt | | For | | For | | For |
| 5 | | Elect Leonhard Fischer | | Mgmt | | For | | For | | For |
| 6 | | Elect William E. Macaulay | | Mgmt | | For | | For | | For |
| 7 | | Elect John R.H. Bond | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Sir Steve Robson | | Mgmt | | For | | For | | For |
| 9 | | Elect Ian C. Strachan | | Mgmt | | For | | For | | For |
| 10 | | Elect Con Fauconnier | | Mgmt | | For | | For | | For |
| 11 | | Elect Peter Hooley | | Mgmt | | For | | For | | For |
| 12 | | Elect Simon Murray | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Steven Kalmin | | Mgmt | | For | | For | | For |
| 14 | | Elect Peter R. Coates | | Mgmt | | For | | Against | | Against |
| 15 | | Elect LI Ning | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 17 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 18 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 19 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 20 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 21 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 22 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 23 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
GOVIEX URANIUM INC
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000 | | CINS ADPC01239 | | 06/27/2013 | | Unvoted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | The nominees proposed by Management are: Govind Friedland, Daniel Major, Matthew Lechtzier, Robert Hanson, William Assini, Benoit La Salle, Rachid Benyakhlef and David Marsh | | Mgmt | | N/A | | N/A | | N/A |
| 3 | | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration | | Mgmt | | N/A | | N/A | | N/A |
| 4 | | To approve a special resolution, with or without alteration or modification, providing for the reclassification of the existing common shares of the Company as Class B Common Shares, the full text of which is set forth in Exhibit A to the accompanying management information circular of the Company dated June 11, 2013 (the Information Circular ) | | Mgmt | | N/A | | N/A | | N/A |
| 5 | | To approve a special resolution, with or without alteration or modification, providing for the creation of a new class of common shares designated as Class A Common Shares , the full text of which is set forth in Exhibit B to the accompanying Information Circular | | Mgmt | | N/A | | N/A | | N/A |
Goviex Uranium Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC01239 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Election of Directors | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditors | | Mgmt | | For | | For | | For |
| 3 | | Reclassification Resolution | | Mgmt | | For | | Against | | Against |
| 4 | | Class A Resolution | | Mgmt | | For | | Against | | Against |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto L. Caballero | | Mgmt | | For | | For | | For |
| 8 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 12 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Ratify Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
Gran Tierra Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTE | | CUSIP 38500T101 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Dana Coffield | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Jeffrey Scott | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Verne Johnson | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Nicholas G. Kirton | | Mgmt | | For | | For | | For |
| 1.5 | | Elect J. Scott Price | | Mgmt | | For | | Withhold | | Against |
| | | | | | | | | | |
| 1.6 | | Elect Gerald Macey | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Re-elect Fikile De Buck | | Mgmt | | N/A | | For | | N/A |
| 2 | | Re-elect Simo Lushaba | | Mgmt | | N/A | | For | | N/A |
| 3 | | Re-elect Modise Motloba | | Mgmt | | N/A | | For | | N/A |
| 4 | | Re-elect Patrice Motsepe | | Mgmt | | N/A | | For | | N/A |
| 5 | | Elect Audit and Risk Committee Members (Fikile De Buck) | | Mgmt | | N/A | | For | | N/A |
| 6 | | Elect Audit and Risk Committee Members (Simo Lushaba) | | Mgmt | | N/A | | For | | N/A |
| 7 | | Elect Audit and Risk Committee Members (Modise Motloba) | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Audit and Risk Committee Members (John Wetton) | | Mgmt | | N/A | | For | | N/A |
| 9 | | Appointment of Auditor | | Mgmt | | N/A | | For | | N/A |
| 10 | | Approve Remuneration Policy | | Mgmt | | N/A | | For | | N/A |
| 11 | | General Authority to Issue Shares | | Mgmt | | N/A | | For | | N/A |
| 12 | | Approve Amendments to the Share Ownership Plan | | Mgmt | | N/A | | For | | N/A |
| 13 | | Approve NEDs’ Fees | | Mgmt | | N/A | | For | | N/A |
| 14 | | Adopt New Memorandum | | Mgmt | | N/A | | For | | N/A |
HollyFrontier Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HFC | | CUSIP 436106108 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Douglas Y. Bech | | Mgmt | | For | | For | | For |
| 2 | | Elect Buford P. Berry | | Mgmt | | For | | For | | For |
| 3 | | Elect Leldon E. Echols | | Mgmt | | For | | For | | For |
| 4 | | Elect R. Kevin Hardage | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael C. Jennings | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert J. Kostelnik | | Mgmt | | For | | For | | For |
| 7 | | Elect James H. Lee | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert G. McKenzie | | Mgmt | | For | | For | | For |
| 9 | | Elect Franklin Myers | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael E. Rose | | Mgmt | | For | | For | | For |
| 11 | | Elect Tommy A. Valenta | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Horn Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRN | | CINS ADPC01610 | | 06/03/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith C. Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ian Gibbs | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Randy Neely | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Hornbeck Offshore Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HOS | | CUSIP 440543106 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Bruce W. Hunt | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kevin O. Meyers | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bernie W. Stewart | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
IAMGOLD Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IMG | | CUSIP 450913108 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John E. Caldwell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Donald K. Charter | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect W. Robert Dengler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Guy G. Dufresne | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard J. Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Stephen J.J. Letwin | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mahendra Naik | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William D. Pugliese | | Mgmt | | For | | For | | For |
| 1.9 | | Elect John T. Shaw | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Timothy R. Snider | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendments to By-Laws Regarding Advance Notice Provisions and Quorum Requirements | | Mgmt | | For | | For | | For |
International Paper Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IP | | CUSIP 460146103 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David J. Bronczek | | Mgmt | | For | | For | | For |
| 2 | | Elect Ahmet C. Dorduncu | | Mgmt | | For | | For | | For |
| 3 | | Elect John V. Faraci | | Mgmt | | For | | For | | For |
| 4 | | Elect Ilene S. Gordon | | Mgmt | | For | | For | | For |
| 5 | | Elect Stacey J. Mobley | | Mgmt | | For | | For | | For |
| 6 | | Elect Joan E. Spero | | Mgmt | | For | | For | | For |
| 7 | | Elect John L. Townsend, III | | Mgmt | | For | | For | | For |
| 8 | | Elect John F. Turner | | Mgmt | | For | | For | | For |
| 9 | | Elect William G. Walter | | Mgmt | | For | | For | | For |
| 10 | | Elect J. Steven Whisler | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
Ivanhoe Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IE | | CINS 465790103 | | 04/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert M. Friedland | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Carlos A. Cabrera | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Robert Abboud | | Mgmt | | For | | For | | For |
| 5 | | Elect Howard R. Balloch | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian F. Downey | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert G. Graham | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 9 | | Elect Alexander A. Molyneux | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert A. Pirraglia | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Equity Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Kinder Morgan, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KMI | | CUSIP 49456B101 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard D. Kinder | | Mgmt | | For | | For | | For |
| 1.2 | | Elect C. Park Shaper | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Steven J. Kean | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.4 | | Elect Anthony W. Hall, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Deborah A. Macdonald | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Michael Miller | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael C. Morgan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Fayez S. Sarofim | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Joel V. Staff | | Mgmt | | For | | For | | For |
| 1.10 | | Elect John Stokes | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Robert F. Vagt | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CINS 496902404 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John A. Brough | | Mgmt | | For | | For | | For |
| 3 | | Elect John K. Carrington | | Mgmt | | For | | For | | For |
| 4 | | Elect John M. H. Huxley | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth C. Irving | | Mgmt | | For | | For | | For |
| 6 | | Elect John A. Keyes | | Mgmt | | For | | For | | For |
| 7 | | Elect John A. Macken | | Mgmt | | For | | For | | For |
| 8 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 9 | | Elect John E. Oliver | | Mgmt | | For | | For | | For |
| 10 | | Elect Una M. Power | | Mgmt | | For | | For | | For |
| 11 | | Elect Terence C.W. Reid | | Mgmt | | For | | For | | For |
| 12 | | Elect J. Paul Rollinson | | Mgmt | | For | | For | | For |
| 13 | | Elect Ruth G. Woods | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Lithium Americas Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LAC | | CINS 536800105 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David D’Onofrio | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Paul Fornazzari | | Mgmt | | For | | For | | For |
| 4 | | Elect W. Thomas Hodgson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John A. Kanellitsas | | Mgmt | | For | | For | | For |
| 6 | | Elect Constantine E. Karayannopoulos | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Franco Mignacco | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George E. Pirie | | Mgmt | | For | | For | | For |
| 9 | | Elect Douglas Reeson | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
LITHIUM AMERICAS CORP.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LAC | | CINS 536800105 | | 07/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Waldo Perez | | Mgmt | | For | | For | | For |
| 3 | | Elect David D’Onofrio | | Mgmt | | For | | Against | | Against |
| 4 | | Elect W. Hodgson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Kanellitsas | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Constantine Karayannopoulos | | Mgmt | | For | | For | | For |
| 7 | | Elect Franco Mignacco | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George Pirie | | Mgmt | | For | | For | | For |
| 9 | | Elect Douglas Reeson | | Mgmt | | For | | Against | | Against |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
Los Andes Copper Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LA | | CINS 544312101 | | 12/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Covarrubias | | Mgmt | | For | | For | | For |
| 4 | | Elect Klaus Zeitler | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Gonzalo Delaveau | | Mgmt | | For | | For | | For |
| 6 | | Elect Frank O’Kelly | | Mgmt | | For | | For | | For |
| 7 | | Elect Francisco Covarrubias | | Mgmt | | For | | For | | For |
| 8 | | Elect John Dyer | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Lundin Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LUN | | CINS 550372106 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Colin K. Benner | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Donald K. Charter | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 5 | | Elect John H. Craig | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Dale C. Peniuk | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William A. Rand | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Bylaws Regarding Advanced Notice | | Mgmt | | For | | For | | For |
LyondellBasell Industries NV
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LYB | | CUSIP N53745100 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Jacques Aigrain | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Scott M. Kleinman | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bruce A. Smith | | Mgmt | | For | | For | | For |
| 2 | | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | | For | | For | | For |
| 3 | | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | | For | | For | | For |
| 4 | | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | | For | | For | | For |
| 7 | | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | | For | | For | | For |
| 8 | | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | | Mgmt | | For | | For | | For |
| 9 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | | For | | For | | For |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | | For | | For | | For |
| 12 | | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | | For | | Against | | Against |
Marathon Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MPC | | CUSIP 56585A102 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect B. Evan Bayh III | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William L. Davis, III | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Thomas J. Usher | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
Martin Marietta Materials, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MLM | | CUSIP 573284106 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect C. Howard Nye | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Laree E. Perez | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Dennis L. Rediker | | Mgmt | | For | | Withhold | | Against |
| 2 | | Adoption of Majority Vote for Election of Directors | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Minerva SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEEF3 | | CINS P6831V106 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 4 | | Allocation of Profits | | Mgmt | | For | | For | | For |
| 5 | | Elect Norberto Lanzara Giangrande Junior; Board Size | | Mgmt | | For | | Against | | Against |
| 6 | | Election of Supervisory Council | | Mgmt | | For | | For | | For |
| 7 | | Remuneration Policy | | Mgmt | | For | | Against | | Against |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Minerva SA
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BEEF3 | | CINS P6831V106 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Brazil | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Acquisition of Frigomerc | | Mgmt | | For | | For | | For |
| 5 | | Amendment to Articles Regarding Corporate Purpose | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles to Implement ANBIMA Recommendations | | Mgmt | | For | | For | | For |
| 7 | | Amendment to Articles Regarding Reconciliation of Share Capital | | Mgmt | | For | | For | | For |
Mongolia Growth Group Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YAK | | CINS 60936L106 | | 06/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Harris Kupperman | | Mgmt | | For | | For | | For |
| 5 | | Elect Jordan Calonego | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect William Fleckenstein | | Mgmt | | For | | For | | For |
| 7 | | Elect John Shaw | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul B. Sweeney | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Byambaa Losolsuren | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Re-Approval of the Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Adoption of Restricted Stock Plan | | Mgmt | | For | | For | | For |
Monsanto Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MON | | CUSIP 61166W101 | | 01/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David Chicoine | | Mgmt | | For | | For | | For |
| 2 | | Elect Arthur Harper | | Mgmt | | For | | For | | For |
| 3 | | Elect Gwendolyn King | | Mgmt | | For | | For | | For |
| 4 | | Elect Jon Moeller | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 8 | | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHoldr | | Against | | Against | | For |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles de Chezelles | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 4 | | Investment Policy | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Newmont Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NEM | | CUSIP 651639106 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Bruce R. Brook | | Mgmt | | For | | For | | For |
| 2 | | Elect J. Kofi Bucknor | | Mgmt | | For | | For | | For |
| 3 | | Elect Vincent A. Calarco | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph A. Carrabba | | Mgmt | | For | | For | | For |
| 5 | | Elect Noreen Doyle | | Mgmt | | For | | For | | For |
| 6 | | Elect Gary J. Goldberg | | Mgmt | | For | | For | | For |
| 7 | | Elect Veronica M. Hagen | | Mgmt | | For | | For | | For |
| 8 | | Elect Jane Nelson | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 9 | | Elect Donald C. Roth | | Mgmt | | For | | For | | For |
| 10 | | Elect Simon R. Thompson | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 13 | | 2013 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Performance Pay Plan | | Mgmt | | For | | For | | For |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | For | | For |
| 4 | | Elect William A. Rand | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul K. Conibear | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David F. Mullen | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Niocan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS ADPC01613 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Joel Bell | | Mgmt | | For | | For | | For |
| 3 | | Elect Remo Mancini | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 5 | | Elect Terence S. Ortslan | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Mark D. Wallace | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Oil States International, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OIS | | CUSIP 678026105 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Martin A. Lambert | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Mark G. Papa | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Stephen A. Wells | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 2001 Equity Participation Plan | | Mgmt | | For | | For | | For |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 5 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 6 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 03/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Share Consolidation | | Mgmt | | For | | Against | | Against |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael S. Greene | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 8 | | Elect Oscar Ordonez | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 10 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Pacific Rubiales Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRE | | CINS 69480U206 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | For | | For |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect German Efromovich | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Hernan Martinez | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Dennis Mills | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 11 | | Elect Victor Rivera | | Mgmt | | For | | For | | For |
| 12 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 13 | | Elect Francisco Sole | | Mgmt | | For | | For | | For |
| 14 | | Elect Neil Woodyer | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Painted Pony Petroleum Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PPY | | CINS 695781104 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Patrick R. Ward | | Mgmt | | For | | For | | For |
| 5 | | Elect Glenn R. Carley | | Mgmt | | For | | For | | For |
| 6 | | Elect Allan K. Ashton | | Mgmt | | For | | For | | For |
| 7 | | Elect Kevin Angus | | Mgmt | | For | | For | | For |
| 8 | | Elect Kelly I. Drader | | Mgmt | | For | | For | | For |
| 9 | | Elect Arthur J.G. Madden | | Mgmt | | For | | For | | For |
| 10 | | Elect Nereus L. Joubert | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Incentive Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Petroamerica Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTA | | CINS 71647B105 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Jeffrey Boyce | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Nelson Navarrete | | Mgmt | | For | | For | | For |
| 6 | | Elect John Zaozirny | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael Beckett | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Petroamerica Oil Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTA | | CINS ADPC00860 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey Boyce | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nelson Navarrete | | Mgmt | | For | | For | | For |
| 5 | | Elect John Zaozirny | | Mgmt | | For | | For | | For |
| 6 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Beckett | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Petromanas Energy Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMI | | CINS 71672A105 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Verne Johnson | | Mgmt | | For | | For | | For |
| 3 | | Elect Jeffrey Scott | | Mgmt | | For | | For | | For |
| 4 | | Elect Gerard Protti | | Mgmt | | For | | For | | For |
| 5 | | Elect Hans W. Ladwein | | Mgmt | | For | | For | | For |
| 6 | | Elect Frank Giustra | | Mgmt | | For | | For | | For |
| 7 | | Elect Heinz Scholz | | Mgmt | | For | | For | | For |
| 8 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Glenn A. McNamara | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Petrominerales Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMG | | CINS 71673R107 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alistair Macdonald | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Kenneth R. McKinnon | | Mgmt | | For | | For | | For |
| 4 | | Elect Ernesto Sarpi | | Mgmt | | For | | For | | For |
| 5 | | Elect Enrique Umana-Valenzuela | | Mgmt | | For | | For | | For |
| 6 | | Elect John D. Wright | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Geir Ytreland | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 11 | | Share Dividend Program | | Mgmt | | For | | For | | For |
Phillips 66
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PSX | | CUSIP 718546104 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Greg C. Garland | | Mgmt | | For | | For | | For |
| 2 | | Elect John E. Lowe | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | Against | | Against |
| 4 | | 2013 Omnibus Stock and Performance Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 6 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
Pioneer Energy Services Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PES | | CUSIP 723664108 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John M. Rauh | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2007 Incentive Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Pioneer Natural Resources Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PXD | | CUSIP 723787107 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Timothy L. Dove | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles E. Ramsey, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Frank A. Risch | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHoldr | | Against | | Against | | For |
Plum Creek Timber Company, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCL | | CUSIP 729251108 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Rick R. Holley | | Mgmt | | For | | For | | For |
| 2 | | Elect Robin Josephs | | Mgmt | | For | | For | | For |
| 3 | | Elect John G. McDonald | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert B. McLeod | | Mgmt | | For | | For | | For |
| 5 | | Elect John F. Morgan, Sr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Marc F. Racicot | | Mgmt | | For | | For | | For |
| 7 | | Elect Laurence A. Selzer | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen C. Tobias | | Mgmt | | For | | For | | For |
| 9 | | Elect Martin A. White | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Norborne P. Cole, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 8 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 9 | | Elect Jeanine Mabunda Lioko | | Mgmt | | For | | For | | For |
| 10 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Equity Grant (Mark Bristow) | | Mgmt | | For | | Against | | Against |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 20 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Reliance Steel & Aluminum Co.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RS | | CUSIP 759509102 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Sarah J Anderson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John G. Figueroa | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Thomas W. Gimbel | | Mgmt | | For | | For | | For |
| 1.4 | | Elect David H. Hannah | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas M. Hayes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Mark V. Kaminski | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Gregg J. Mollins | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Andrew G. Sharkey III | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Leslie A. Waite | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Stock Option and Restricted Stock Plan | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS ADPC01272 | | 08/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 5 | | Elect Sandile Zungu | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Richard Linnell | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Willem Jacobs | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 9 | | Elect Johan van’t Hof | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen Dietrich | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 9 | | Elect John Reynolds | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 11 | | Elect Jay Kaplowitz | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Aboubacar Sampil | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
ShaMaran Petroleum Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SNM | | CINS 819320102 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Keith C. Hill | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Pradeep Kabra | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Cameron Bailey | | Mgmt | | For | | For | | For |
| 6 | | Elect Gary S. Guidry | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Alexandre Schneiter | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Approval of Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard P. Clark | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 6 | | Elect John H. Craig | | Mgmt | | For | | For | | For |
| 7 | | Elect Ron F. Hochstein | | Mgmt | | For | | For | | For |
| 8 | | Elect Pablo J. Mir | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert F. Chase | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Incentive Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Smithfield Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SFD | | CUSIP 832248108 | | 09/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Joseph Luter, III | | Mgmt | | For | | For | | For |
| 2 | | Elect C. Larry Pope | | Mgmt | | For | | For | | For |
| 3 | | Elect Wendell Murphy | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Paul Trible, Jr. | | Mgmt | | For | | Against | | Against |
| 5 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 6 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Sociedad Quimica y Minera de Chile SA - SQM
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SQM-A | | CUSIP 833635105 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Account Inspectors | | Mgmt | | For | | For | | For |
| 3 | | Related Party Transactions | | Mgmt | | For | | For | | For |
| 4 | | Investment and Finance Policy | | Mgmt | | For | | For | | For |
| 5 | | Allocation of Profits/Dividends; Dividend Policy | | Mgmt | | For | | For | | For |
| 6 | | Presentation of Report on Board of Directors’ Expenses | | Mgmt | | For | | For | | For |
| 7 | | Election of Directors; Directors’ Fees | | Mgmt | | For | | Abstain | | Against |
| 8 | | Matters Regarding the Directors’ Committee | | Mgmt | | For | | Abstain | | Against |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Southern Copper Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SCCO | | CUSIP 84265V105 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect German Larrea Mota-Velasco | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Oscar Gonzalez Rocha | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Emilio Carrillo Gamboa | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Alfredo Casar Perez | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Luis Castelazo Morales | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Enrique Castillo Sanchez Mejorada | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.7 | | Elect Xavier Garcia de Quevedo Topete | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Daniel Muniz Quintanilla | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Luis Miguel Palomino Bonilla | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Gilberto Perezalonso Cifuentes | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect Juan Rebolledo Gout | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Carlos Ruiz Sacristan | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 3 | | Elect Doris Meyer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 6 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Gatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Eric Edwards | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Superior Energy Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPN | | CUSIP 868157108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Harold J. Bouillion | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Enoch L. Dawkins | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect David D. Dunlap | | Mgmt | | For | | For | | For |
| 1.4 | | Elect James M. Funk | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Terence E. Hall | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Ernest E. Howard, III | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Peter D. Kinnear | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Michael McShane | | Mgmt | | For | | For | | For |
| 1.9 | | Elect W. Matt Ralls | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Justin L. Sullivan | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | 2013 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | 2013 Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 5 | | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
The Williams Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WMB | | CUSIP 969457100 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alan S. Armstrong | | Mgmt | | For | | For | | For |
| 2 | | Elect Joseph R. Cleveland | | Mgmt | | For | | For | | For |
| 3 | | Elect Kathleen B. Cooper | | Mgmt | | For | | For | | For |
| 4 | | Elect John A. Hagg | | Mgmt | | For | | For | | For |
| 5 | | Elect Juanita H. Hinshaw | | Mgmt | | For | | For | | For |
| 6 | | Elect Ralph Izzo | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank T. MacInnis | | Mgmt | | For | | For | | For |
| 8 | | Elect Steven W. Nance | | Mgmt | | For | | For | | For |
| 9 | | Elect Murray D. Smith | | Mgmt | | For | | For | | For |
| 10 | | Elect Janice D. Stoney | | Mgmt | | For | | For | | For |
| 11 | | Elect Laura A. Sugg | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Tyson Foods, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TSN | | CUSIP 902494103 | | 02/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect John Tyson | | Mgmt | | For | | For | | For |
| 2 | | Elect Kathleen Bader | | Mgmt | | For | | For | | For |
| 3 | | Elect Gaurdie Banister, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Jim Kever | | Mgmt | | For | | For | | For |
| 5 | | Elect Kevin McNamara | | Mgmt | | For | | For | | For |
| 6 | | Elect Brad Sauer | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Thurber | | Mgmt | | For | | For | | For |
| 8 | | Elect Barbara Tyson | | Mgmt | | For | | For | | For |
| 9 | | Elect Albert Zapanta | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the 2000 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Employee Stock Purchase Plan | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Us Oil Sands Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| USO | | CINS ADPC01576 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect James A. Banister | | Mgmt | | For | | Against | | Against |
| 3 | | Elect H. Douglas Hunter | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Verne G. Johnson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Chwyl | | Mgmt | | For | | For | | For |
| 6 | | Elect Ken M. Stephenson | | Mgmt | | For | | For | | For |
| 7 | | Elect Cameron M. Todd | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | Against | | Against |
| 9 | | Renewal of the Stock Options Plan | | Mgmt | | For | | For | | For |
Valero Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VLO | | CUSIP 91913Y100 | | 05/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jerry D. Choate | | Mgmt | | For | | For | | For |
| 2 | | Elect Ruben M. Escobedo | | Mgmt | | For | | Against | | Against |
| 3 | | Elect William R. Klesse | | Mgmt | | For | | For | | For |
| 4 | | Elect Deborah P. Majoras | | Mgmt | | For | | For | | For |
| 5 | | Elect Bob Marbut | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald L. Nickles | | Mgmt | | For | | For | | For |
| 7 | | Elect Phillip J. Pfeiffer | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert A. Profusek | | Mgmt | | For | | For | | For |
| 9 | | Elect Susan K. Purcell | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen M. Waters | | Mgmt | | For | | For | | For |
| 11 | | Elect Randall J. Weisenburger | | Mgmt | | For | | For | | For |
| 12 | | Elect Rayford Wilkins Jr. | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHoldr | | Against | | Against | | For |
VALUE CREATION INC.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 0000 | | CINS ADPC00684 | | 02/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VDC | | CINS 924878101 | | 11/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Martin Wood | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Vulcan Materials Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VMC | | CUSIP 929160109 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Douglas J. McGregor | | Mgmt | | For | | For | | For |
| 2 | | Elect Lee J. Styslinger III | | Mgmt | | For | | For | | For |
| 3 | | Elect Vincent J. Trosino | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 6 | | Elimination of Supermajority Requirement | | Mgmt | | For | | For | | For |
| 7 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 8 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Walter Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLT | | CINS ADPC01187 | | 04/25/2013 | | Unvoted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Edward G. Scholtz | | Mgmt | | N/A | | N/A | | N/A |
| 4 | | Elect Mark H. Lochtenberg | | Mgmt | | N/A | | N/A | | N/A |
| 5 | | Elect Robert H. Stan | | Mgmt | | N/A | | N/A | | N/A |
| 6 | | Elect Lawrence M. Clark, Jr. | | Mgmt | | N/A | | N/A | | N/A |
| 7 | | Elect Julian A. Treger | | Mgmt | | N/A | | N/A | | N/A |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | N/A | | N/A | | N/A |
| 9 | | Ratification of Auditor | | Mgmt | | N/A | | N/A | | N/A |
Walter Energy, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WLT | | CINS ADPC01187 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect David R. Beatty | | Mgmt | | For | | For | | For |
| 4 | | Elect Mary R. Henderson | | Mgmt | | For | | For | | For |
| 5 | | Elect Jerry W. Kolb | | Mgmt | | For | | For | | For |
| 6 | | Elect Patrick A. Kriegshauser | | Mgmt | | For | | For | | For |
| 7 | | Elect Joseph B. Leonard | | Mgmt | | For | | For | | For |
| 8 | | Elect Graham Mascall | | Mgmt | | For | | For | | For |
| 9 | | Elect Bernard G. Rethore | | Mgmt | | For | | For | | For |
| 10 | | Elect Walter J. Scheller, III | | Mgmt | | For | | For | | For |
| 11 | | Elect Michael T. Tokarz | | Mgmt | | For | | For | | For |
| 12 | | Elect A.J. Wagner | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
West African Iron Ore Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAI | | CINS 95110P101 | | 12/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 4 | | Elect Mohammed Bangoura | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 6 | | Elect Guy Duport | | Mgmt | | For | | For | | For |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
West African Iron Ore Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAI | | CINS ADPC01106 | | 12/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 4 | | Elect Mohammed Bangoura | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 6 | | Elect Guy Duport | | Mgmt | | For | | For | | For |
| 7 | | Elect Harald Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Matysek | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
West Fraser Timber Co. Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WFT | | CINS 952845105 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Henry H. Ketcham | | Mgmt | | For | | For | | For |
| 4 | | Elect Clark S. Binkley | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Duncan Gibson | | Mgmt | | For | | For | | For |
| 6 | | Elect Samuel W. Ketcham | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Harald H. Ludwig | | Mgmt | | For | | For | | For |
| 8 | | Elect Gerald J. Miller | | Mgmt | | For | | For | | For |
| 9 | | Elect Robert L. Phillips | | Mgmt | | For | | For | | For |
| 10 | | Elect Janice G. Rennie | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Ted Seraphim | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Weyerhaeuser Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WY | | CUSIP 962166104 | | 04/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Debra Cafaro | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark Emmert | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel Fulton | | Mgmt | | For | | For | | For |
| 4 | | Elect John Kieckhefer | | Mgmt | | For | | For | | For |
| 5 | | Elect Wayne Murdy | | Mgmt | | For | | For | | For |
| 6 | | Elect Nicole Piasecki | | Mgmt | | For | | For | | For |
| 7 | | Elect Doyle Simons | | Mgmt | | For | | For | | For |
| 8 | | Elect Richard Sinkfield | | Mgmt | | For | | For | | For |
| 9 | | Elect D. Michael Steuert | | Mgmt | | For | | For | | For |
| 10 | | Elect Kim Williams | | Mgmt | | For | | For | | For |
| 11 | | Elect Charles Williamson | | Mgmt | | For | | For | | For |
| 12 | | 2013 Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Woulfe Mining Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WOF | | CINS 98212A105 | | 11/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Brian Wesson | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Amelia Wesson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Icke | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Constable | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Hubert Marleau | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds Gold and Precious Metals Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Altaf Mackeen | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Joseph Cleverdon | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 6 | | Issuance of Shares w/o Preemptive Rights (Convertible Loan Notes) | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles Regarding Electronic Communication | | Mgmt | | For | | For | | For |
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne M. Baker | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Douglas R. Beaumont | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Martine A. Celej | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Clifford J Davis | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert J. Gemmell | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James D. Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard R. Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 5 | | Advance Notice By-Law | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Alacer Gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 010679108 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Timothy J. Haddon | | Mgmt | | For | | For | | For |
| 3 | | Elect David F. Quinlivan | | Mgmt | | For | | For | | For |
| 4 | | Elect Jan A. Castro | | Mgmt | | For | | For | | For |
| 5 | | Elect Stephanie J. Unwin | | Mgmt | | For | | For | | For |
| 6 | | Elect Edward C. Dowling, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Rohan I. Williams | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Richard P. Graff | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amendment to Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Alamos Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS 011527108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Wayne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John A. McCluskey | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth G. Stowe | | Mgmt | | For | | For | | For |
| 6 | | Elect David Gower | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul J. Murphy | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Garson | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Anadarko Petroleum Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| APC | | CUSIP 032511107 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Kevin P. Chilton | | Mgmt | | For | | For | | For |
| 2 | | Elect Luke R. Corbett | | Mgmt | | For | | For | | For |
| 3 | | Elect H. Paulett Eberhart | | Mgmt | | For | | For | | For |
| 4 | | Elect Peter J. Fluor | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard L. George | | Mgmt | | For | | For | | For |
| 6 | | Elect Preston M. Geren, III | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles W. Goodyear | | Mgmt | | For | | For | | For |
| 8 | | Elect John R. Gordon | | Mgmt | | For | | For | | For |
| 9 | | Elect Eric D. Mullins | | Mgmt | | For | | For | | For |
| 10 | | Elect Paula Rosput Reynolds | | Mgmt | | For | | For | | For |
| 11 | | Elect R. A. Walker | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 14 | | Shareholder Proposal Regarding Report on Political Spending | | ShrHoldr | | Against | | Against | | For |
Atlas Energy, L.P.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATLS | | CUSIP 04930A104 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Carlton M. Arrendell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Mark C. Biderman | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jonathan Z. Cohen | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Atna Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATN | | cins 04957F101 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David Watkins | | Mgmt | | For | | Against | | Against |
| 3 | | Elect James K.B. Hesketh | | Mgmt | | For | | For | | For |
| 4 | | Elect David K. Fagin | | Mgmt | | For | | For | | For |
| 5 | | Elect Glen D. Dickson | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald D. Parker | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher E. Herald | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul H. Zink | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
AuRico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C105 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Colin K. Benner | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Luis M. Chavez | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Mark J. Daniel | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Patrick D. Downey | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Alan R. Edwards | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Scott G. Perry | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald E. Smith | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 4 | | Omnibus Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 10/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 06/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 12/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger with CGA Mining Limited | | Mgmt | | For | | For | | For |
Banro Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAA | | CUSIP 066800103 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John A. Clarke | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Maurice J. Colson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter N. Cowley | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Peter V. Gundy | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.5 | | Elect Arnold T. Kondrat | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Richard J. Lachcik | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Bernard R. van Rooyen | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advance Notice | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901108 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Howard L. Beck | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles W. D. Birchall | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Donald J. Carty | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert M. Franklin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian Mulroney | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony Munk | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Peter Munk | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Steven J. Shapiro | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| 1.13 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Centerra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CG | | CINS 152006102 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ian Atkinson | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Connor | | Mgmt | | For | | For | | For |
| 4 | | Elect Raphael Girard | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Karybek Ibraev | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen A. Lang | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John W. Lill | | Mgmt | | For | | For | | For |
| 8 | | Elect Amangeldy Muraliev | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Sheryl K. Pressler | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Terry V. Rogers | | Mgmt | | For | | For | | For |
| 11 | | Elect Bruce V. Walter | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Claude Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CRJ | | cins 182873109 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Ted J. Nieman | | Mgmt | | For | | For | | For |
| 4 | | Elect Ronald J. Hicks | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Robert Kowalishin | | Mgmt | | For | | For | | For |
| 6 | | Elect Raymond A. McKay | | Mgmt | | For | | For | | For |
| 7 | | Elect Rita M. Mirwald | | Mgmt | | For | | For | | For |
| 8 | | Elect Mike Sylvestre | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Brian R. Booth | | Mgmt | | For | | For | | For |
| 10 | | Elect A. Neil McMillan | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Management Stock Option Incentive Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Employee Stock Purchase Plan Renewal | | Mgmt | | For | | For | | For |
Coeur d’Alene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDE | | CUSIP 192108504 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Linda Adamany | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kevin S. Crutchfield | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sebastian Edwards | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Randolph Gress | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Mitchell J. Krebs | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert E. Mellor | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John H. Robinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Reincorporation from Idaho to Delaware | | Mgmt | | For | | For | | For |
Compania de Minas Buenaventura S.A.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUENAVC1 | | CUSIP 204448104 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | N/A | | For | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | N/A | | For | | N/A |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | N/A | | For | | N/A |
| 4 | | Appointment of Auditor | | Mgmt | | N/A | | For | | N/A |
| 5 | | Merger by Absorption | | Mgmt | | N/A | | For | | N/A |
| 6 | | Merger by Absorption | | Mgmt | | N/A | | For | | N/A |
Compania de Minas Buenaventura S.A.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUENAVC1 | | CUSIP 204448104 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Annual Report | | Mgmt | | N/A | | For | | N/A |
| 2 | | Accounts and Reports | | Mgmt | | N/A | | For | | N/A |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | N/A | | For | | N/A |
| 4 | | Appointment of Auditor | | Mgmt | | N/A | | For | | N/A |
| 5 | | Merger by Absorption | | Mgmt | | N/A | | For | | N/A |
| 6 | | Merger by Absorption | | Mgmt | | N/A | | For | | N/A |
Compania de Minas Buenaventura S.A.A.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BUENAVC1 | | CUSIP 204448104 | | 06/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Authority to Issue Debt Instruments | | Mgmt | | For | | Abstain | | Against |
Comstock Mining, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LODE | | CUSIP 205750102 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John V. Winfield | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Corrado De Gasperis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Daniel W. Kappes | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect William J. Nance | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert A. Reseigh | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
Devon Energy Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DVN | | CUSIP 25179M103 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert H. Henry | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect John A. Hill | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael M. Kanovsky | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert A. Mosbacher, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect J. Larry Nichols | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Duane C. Radtke | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Mary P. Ricciardello | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John Richels | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | For | | Against |
| 5 | | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHoldr | | Against | | For | | Against |
| 6 | | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHoldr | | Against | | For | | Against |
DRDGold Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRD | | CUSIP 26152H301 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Robert Hume | | Mgmt | | For | | For | | For |
| 4 | | Re-elect James Turk | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares for Cash | | Mgmt | | For | | For | | For |
| 6 | | Elect Audit Committee Members | | Mgmt | | For | | For | | For |
| 7 | | Authorisation of Legal Formalities | | Mgmt | | For | | For | | For |
| 8 | | Approve Remuneration Policy | | Mgmt | | For | | For | | For |
| 9 | | General Authority to Issue Shares at a Discount | | Mgmt | | For | | Abstain | | Against |
| 10 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 11 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
| 12 | | Approve NEDs’ Fees | | Mgmt | | For | | For | | For |
| 13 | | Equity Grant (CFO Craig Barnes) | | Mgmt | | For | | For | | For |
| 14 | | Adopt New Memorandum | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 7 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 9 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 11 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 12 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 13 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 14 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 15 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 17 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 18 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 13 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 14 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 17 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Endeavour Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDV | | CINS G3040R109 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael E. Beckett | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jorge L. Gamarci | | Mgmt | | For | | For | | For |
| 4 | | Elect Antony Harwood | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian J. Henderson | | Mgmt | | For | | For | | For |
| 6 | | Elect Wayne McManus | | Mgmt | | For | | For | | For |
| 7 | | Elect Neil Woodyer | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert A. McCallum | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 5 | | Approval of Advance Notice Policy | | Mgmt | | For | | For | | For |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on executive Compensation | | Mgmt | | For | | For | | For |
Goldcorp Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| G | | CUSIP 380956409 | | 05/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John P. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Beverley A. Briscoe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter J. Dey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Charles A. Jeannes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect P. Randy Reifel | | Mgmt | | For | | For | | For |
| 1.7 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ian W. Telfer | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Blanca Triveno de Vega | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Kenneth F. Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Golden Star Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GSC | | CUSIP 38119T104 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Samuel T. Coetzer | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert E. Doyle | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Tony Jensen | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Ian MacGregor | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Craig J. Nelsen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Christopher M.T. Thompson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William L. Yeates | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto L. Caballero | | Mgmt | | For | | For | | For |
| 8 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| 11 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 12 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Ratify Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Re-elect Fikile De Buck | | Mgmt | | N/A | | For | | N/A |
| 2 | | Re-elect Simo Lushaba | | Mgmt | | N/A | | For | | N/A |
| 3 | | Re-elect Modise Motloba | | Mgmt | | N/A | | For | | N/A |
| 4 | | Re-elect Patrice Motsepe | | Mgmt | | N/A | | For | | N/A |
| | | | | | | | | | |
| 5 | | Elect Audit and Risk Committee Members (Fikile De Buck) | | Mgmt | | N/A | | For | | N/A |
| 6 | | Elect Audit and Risk Committee Members (Simo Lushaba) | | Mgmt | | N/A | | For | | N/A |
| 7 | | Elect Audit and Risk Committee Members (Modise Motloba) | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Audit and Risk Committee Members (John Wetton) | | Mgmt | | N/A | | For | | N/A |
| 9 | | Appointment of Auditor | | Mgmt | | N/A | | For | | N/A |
| 10 | | Approve Remuneration Policy | | Mgmt | | N/A | | For | | N/A |
| 11 | | General Authority to Issue Shares | | Mgmt | | N/A | | For | | N/A |
| 12 | | Approve Amendments to the Share Ownership Plan | | Mgmt | | N/A | | For | | N/A |
| 13 | | Approve NEDs’ Fees | | Mgmt | | N/A | | For | | N/A |
| 14 | | Adopt New Memorandum | | Mgmt | | N/A | | For | | N/A |
Imperial Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| III | | cins 452892102 | | 05/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Pierre Lebel | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Brian Kynoch | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry G. Moeller | | Mgmt | | For | | For | | For |
| 6 | | Elect Theodore W. Muraro | | Mgmt | | For | | For | | For |
| 7 | | Elect Edward Yurkowski | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Approval of Unallocated Stock Options under the Stock Option Plan | | Mgmt | | For | | For | | For |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CUSIP 496902404 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John A. Brough | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John K. Carrington | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John M. H. Huxley | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Kenneth C. Irving | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John A. Keyes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John A. Macken | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John E. Oliver | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Una M. Power | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Terence C.W. Reid | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Paul Rollinson | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Ruth G. Woods | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Kirkland Lake Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGI | | CINS 49740P106 | | 10/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Brian Bayley | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Dobson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Trevor Gabriel | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Hinchcliffe | | Mgmt | | For | | For | | For |
| 8 | | Elect Pamela Klessig | | Mgmt | | For | | For | | For |
| 9 | | Elect Mark Tessier | | Mgmt | | For | | For | | For |
| 10 | | Elect John Thomson | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Dawn Whittaker | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Lake Shore Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LSG | | CINS 510728108 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan C. Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan Gill | | Mgmt | | For | | For | | For |
| 6 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Peter A. Crossgrove | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Anthony Makuch | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Re-Approval of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Advance Notice Policy | | Mgmt | | For | | For | | For |
Luna Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LGC | | CINS 550344303 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | �� | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect William Blake | | Mgmt | | For | | For | | For |
| 4 | | Elect Keith R. Hulley | | Mgmt | | For | | For | | For |
| 5 | | Elect Luis J. Baertl | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven Krause | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 7 | | Elect Harry W. Kirk | | Mgmt | | For | | For | | For |
| 8 | | Elect William Lindqvist | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Geoffrey Chater | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan | | Mgmt | | For | | For | | For |
Major Drilling Group International Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MDI | | CINS 560909103 | | 09/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Edward Breiner | | Mgmt | | For | | For | | For |
| 3 | | Elect Jean Desrosiers | | Mgmt | | For | | For | | For |
| 4 | | Elect Fred Dyment | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fennell | | Mgmt | | For | | Abstain | | Against |
| 6 | | Elect Francis McGuire | | Mgmt | | For | | For | | For |
| 7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 8 | | Elect Janice Rennie | | Mgmt | | For | | Abstain | | Against |
| 9 | | Elect David Tennant | | Mgmt | | For | | Abstain | | Against |
| 10 | | Elect Jo Mark Zurel | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Mandalay Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MND | | CINS 562568204 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Griffin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter R. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Bradford A. Mills | | Mgmt | | For | | For | | For |
| 8 | | Elect Sanjay Swarup | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Approval of advance notice policy | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
McEwen Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MUX | | CUSIP 58039P107 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert R. McEwen | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michele L. Ashby | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Leanne M. Baker | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Donald R. M. Quick | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael L. Stein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Allen V. Ambrose | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Richard W. Brissenden | | Mgmt | | For | | Withhold | | Against |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect R. Stuart Angus | | Mgmt | | For | | Withhold | | Against |
| 2.2 | | Elect Clifford T. Davis | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect Gary E. German | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Gerard E. Munera | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
Nevsun Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSU | | CUSIP 64156L101 | | 09/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Stock Option Plan | | Mgmt | | For | | For | | For |
New Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGD | | CUSIP 644535106 | | 05/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect David Emerson | | Mgmt | | For | | Withhold | | Against |
| 2.2 | | Elect James Estey | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert Gallagher | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Vahan Kololian | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Martyn Konig | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Randall Oliphant | | Mgmt | | For | | For | | For |
| 2.8 | | Elect Raymond W. Threlkeld | | Mgmt | | For | | Withhold | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Newcrest Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NCM | | CINS Q6651B114 | | 10/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Gerard Bond | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Vince Gauci | | Mgmt | | For | | For | | For |
| 4 | | Remuneration Report | | Mgmt | | For | | For | | For |
OceanaGold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OGC | | CINS 675222103 | | 05/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect James E. Askew | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Denham Shale | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (MD/CEO Michael Wilkes) | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Orezone Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ORE | | CINS 68616T109 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ronald Batt | | Mgmt | | For | | For | | For |
| 3 | | Elect Patrick Downey | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Michael H. Halvorson | | Mgmt | | For | | For | | For |
| 5 | | Elect Alain Krushnisky | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald Little | | Mgmt | | For | | For | | For |
| 7 | | Elect Keith Peck | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Osisko Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSK | | CINS 688278100 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Victor H. Bradley | | Mgmt | | For | | For | | For |
| 3 | | Elect John F. Burzynski | | Mgmt | | For | | For | | For |
| 4 | | Elect Marcel Cote | | Mgmt | | For | | For | | For |
| 5 | | Elect Michele Darling | | Mgmt | | For | | For | | For |
| 6 | | Elect Joanne Ferstman | | Mgmt | | For | | For | | For |
| 7 | | Elect Staph Leavenworth Bakali | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 8 | | Elect William A. MacKinnon | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles E. Page | | Mgmt | | For | | For | | For |
| 10 | | Elect Sean Roosen | | Mgmt | | For | | For | | For |
| 11 | | Elect Gary A. Sugar | | Mgmt | | For | | For | | For |
| 12 | | Elect Serge Vezina | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Amendments to Articles Regarding Board Appointments | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 16 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 17 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Jan Nelson | | Mgmt | | For | | For | | For |
| 3 | | Elect Cobus Loots | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Still | | Mgmt | | For | | For | | For |
| 5 | | Elect Busi Sitole | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Hester Hickey | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Issuance of Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 3 | | Issuance of Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
Pan American Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAA | | CUSIP 697900108 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ross J. Beaty | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Geoffrey A. Burns | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael L. Carroll | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Christopher Noel Dunn | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Neil de Gelder | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert P. Pirooz | | Mgmt | | For | | For | | For |
| 1.7 | | Elect David C. Press | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Walter T. Segsworth | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly N. Nesis | | Mgmt | | For | | For | | For |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homeniuk | | Mgmt | | For | | Against | | Against |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Polyus Gold International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PGIL | | CINS G7166H100 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Against | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Adrian Coates | | Mgmt | | For | | For | | For |
| 5 | | Elect German Pikhoya | | Mgmt | | For | | For | | For |
| 6 | | Elect Lord Patrick J. Clanwilliam | | Mgmt | | For | | For | | For |
| 7 | | Elect Bruce Buck | | Mgmt | | For | | For | | For |
| 8 | | Elect Kobus Moolman | | Mgmt | | For | | For | | For |
| 9 | | Elect Anna Kolonchina | | Mgmt | | For | | For | | For |
| 10 | | Elect Igor Gorin | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
QEP Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| QEP | | CUSIP 74733V100 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Julie A. Dill | | Mgmt | | For | | For | | For |
| 1.2 | | Elect L. Richard Flury | | Mgmt | | For | | For | | For |
| 1.3 | | Elect M.W. Scoggins | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Robert E. McKee III | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Richmont Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIC | | CUSIP 76547T106 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect H. Gregory Chamandy | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Paul Carmel | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Rejean Houle | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ebe Scherkus | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Samuel Minzberg | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Elaine Ellingham | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael Pesner | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Klaus M. Zeitler | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Hawkshaw | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 7 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 8 | | Elect Roger Norwich | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Drago Guillermo Kisic Wagner | | Mgmt | | For | | For | | For |
| 10 | | Elect Sidney P.H. Robinson | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Royal Gold, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGLD | | CUSIP 780287108 | | 11/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Stanley Dempsey | | Mgmt | | For | | For | | For |
| 2 | | Elect Tony Jensen | | Mgmt | | For | | For | | For |
| 3 | | Elect Gordon Bogden | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Sandstorm Gold Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SSL | | CINS 80013R206 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Nolan Watson | | Mgmt | | For | | For | | For |
| 4 | | Elect David Awram | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David De Witt | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andrew T. Swarthout | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John P.A. Budreski | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Renew the Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Restricted Share Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
SEMAFO Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Terence F. Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Benoit Desormeaux | | Mgmt | | For | | For | | For |
| 4 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 5 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 6 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 7 | | Elect Lawrence I. McBrearty | | Mgmt | | For | | For | | For |
| 8 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Silver Lake Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLR | | CINS Q85014100 | | 11/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Brian Kennedy | | Mgmt | | For | | For | | For |
| 4 | | Re-elect David Griffiths | | Mgmt | | For | | For | | For |
| 5 | | Approve Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 6 | | Approve Termination Payments to MD Les Davis | | Mgmt | | For | | For | | For |
| 7 | | Approve Termination Payments to Executive Director Christopher Banasik | | Mgmt | | For | | For | | For |
| 8 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 9 | | Renew Proportional Takeover Provisions | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence I. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George L. Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John A. Brough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Wade D. Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CUSIP 82835P103 | | 09/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 2.4 | | Elect David Kong | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect S. Paul Simpson | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.7 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Director and Officer Acts | | Mgmt | | For | | For | | For |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Silvercorp Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVM | | CUSIP 82835P103 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Myles Gao | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Yikang Liu | | Mgmt | | For | | For | | For |
| 2.4 | | Elect David Kong | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect S. Paul Simpson | | Mgmt | | For | | Withhold | | Against |
| 2.6 | | Elect Robert Gayton | | Mgmt | | For | | Withhold | | Against |
| 2.7 | | Elect Earl Drake | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan Renewal | | Mgmt | | For | | N/A | | N/A |
| 5 | | Ratification of Director and Officer Acts | | Mgmt | | For | | For | | For |
Silvercrest Mines, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 828365106 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect J. Scott Drever | | Mgmt | | For | | For | | For |
| 3 | | Elect Ross Glanville | | Mgmt | | For | | For | | For |
| 4 | | Elect Barney Magnusson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect George W. Sanders | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham C. Thody | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
SM Energy Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SM | | CUSIP 78454L100 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Barbara M. Baumann | | Mgmt | | For | | For | | For |
| 2 | | Elect Anthony J. Best | | Mgmt | | For | | For | | For |
| 3 | | Elect Larry W. Bickle | | Mgmt | | For | | For | | For |
| 4 | | Elect Stephen R. Brand | | Mgmt | | For | | For | | For |
| 5 | | Elect William J. Gardiner | | Mgmt | | For | | For | | For |
| 6 | | Elect Loren M. Leiker | | Mgmt | | For | | For | | For |
| 7 | | Elect Julio M. Quintana | | Mgmt | | For | | For | | For |
| 8 | | Elect John M. Seidl | | Mgmt | | For | | For | | For |
| 9 | | Elect William D. Sullivan | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Equity Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 13 | | Re-Approval of the Cash Bonus Plan | | Mgmt | | For | | For | | For |
Sprott Resource Lending Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 85207J100 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Arrangement | | Mgmt | | For | | For | | For |
| 3 | | Elect A. Murray Sinclair | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Peter Grosskopf | | Mgmt | | For | | For | | For |
| 5 | | Elect W. David Black | | Mgmt | | For | | For | | For |
| 6 | | Elect Brian E. Bayley | | Mgmt | | For | | For | | For |
| 7 | | Elect Donald D. Copeland | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul Dimitriadis | | Mgmt | | For | | Against | | Against |
| 9 | | Elect W. Murray John | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Dale C. Peniuk | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Stewart J.L. Robertson | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
St Barbara Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBM | | CINS Q8744Q108 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Saul Wise | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Phillip Lockyer | | Mgmt | | For | | For | | For |
| 5 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (MD/CEO Timothy Lehany) | | Mgmt | | For | | For | | For |
| 7 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
Veris Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VG | | CINS 92346R100 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert F. Baldock | | Mgmt | | For | | Against | | Against |
| 4 | | Elect R. Llee Chapman | | Mgmt | | For | | For | | For |
| 5 | | Elect Jean-Edgar de Trentinian | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham C. Dickson | | Mgmt | | For | | For | | For |
| 7 | | Elect Barry A. Goodfield | | Mgmt | | For | | For | | For |
| 8 | | Elect Francois Marland | | Mgmt | | For | | For | | For |
| 9 | | Elect Gerald B. Ruth | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Jay W. Schnyder | | Mgmt | | For | | For | | For |
| 11 | | Elect Simon Solominidis | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Renewal of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 05/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter J. Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick J. Mars | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John A. Begeman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Alexander J. Davidson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard P. Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Nigel Lees | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Juvenal Mesquita Filho | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Carl L. Renzoni | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Antenor F. Silva, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds Holmes Growth Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
Actavis, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ACT | | CUSIP 00507K103 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jack Michelson | | Mgmt | | For | | For | | For |
| 2 | | Elect Ronald R. Taylor | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew L. Turner | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul M. Bisaro | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher W. Bodine | | Mgmt | | For | | For | | For |
| 6 | | Elect Michel J. Feldman | | Mgmt | | For | | For | | For |
| 7 | | Elect Fred G. Weiss | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Altaf Mackeen | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Joseph Cleverdon | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 6 | | Issuance of Shares w/o Preemptive Rights (Convertible Loan Notes) | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles Regarding Electronic Communication | | Mgmt | | For | | For | | For |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Analog Devices, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ADI | | CUSIP 032654105 | | 03/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ray Stata | | Mgmt | | For | | For | | For |
| 2 | | Elect Jerald G. Fishman | | Mgmt | | For | | For | | For |
| 3 | | Elect James A. Champy | | Mgmt | | For | | For | | For |
| 4 | | Elect John C. Hodgson | | Mgmt | | For | | For | | For |
| 5 | | Elect Yves-Andre Istel | | Mgmt | | For | | For | | For |
| 6 | | Elect Neil S. Novich | | Mgmt | | For | | For | | For |
| 7 | | Elect F. Grant Saviers | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul J. Severino | | Mgmt | | For | | For | | For |
| 9 | | Elect Kenton J. Sicchitano | | Mgmt | | For | | For | | For |
| 10 | | Elect Lisa T. Su | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 12 | | Executive Section 162(m) Plan | | Mgmt | | For | | For | | For |
| 13 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Apple Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AAPL | | CUSIP 037833100 | | 02/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect William V. Campbell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Timothy D. Cook | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Millard S. Drexler | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Albert A. Gore, Jr. | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert A. Iger | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Andrea Jung | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Arthur D. Levinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald D. Sugar | | Mgmt | | For | | For | | For |
| 2 | | Amendments to Articles of Incorporation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHoldr | | Against | | Against | | For |
Avis Budget Group, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAR | | CUSIP 053774105 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Ronald L. Nelson | | Mgmt | | For | | For | | For |
| 2 | | Elect Alun Cathcart | | Mgmt | | For | | For | | For |
| 3 | | Elect Mary C. Choksi | | Mgmt | | For | | For | | For |
| 4 | | Elect Leonard S. Coleman, Jr. | | Mgmt | | For | | For | | For |
| 5 | | Elect John D. Hardy, Jr. | | Mgmt | | For | | For | | For |
| 6 | | Elect Lynn Krominga | | Mgmt | | For | | For | | For |
| 7 | | Elect Eduardo G. Mestre | | Mgmt | | For | | For | | For |
| 8 | | Elect F. Robert Salerno | | Mgmt | | For | | For | | For |
| 9 | | Elect Stender E. Sweeney | | Mgmt | | For | | For | | For |
| 10 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Bank of America Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAC | | CUSIP 060505559 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Sharon Allen | | Mgmt | | For | | For | | For |
| 2 | | Elect Susan Bies | | Mgmt | | For | | For | | For |
| 3 | | Elect Jack Bovender, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Bramble, Sr. | | Mgmt | | For | | For | | For |
| 5 | | Elect Arnold Donald | | Mgmt | | For | | For | | For |
| 6 | | Elect Charles Gifford | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles Holliday, Jr. | | Mgmt | | For | | For | | For |
| 8 | | Elect Linda Hudson | | Mgmt | | For | | For | | For |
| 9 | | Elect Monica Lozano | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas May | | Mgmt | | For | | For | | For |
| 11 | | Elect Brian Moynihan | | Mgmt | | For | | For | | For |
| 12 | | Elect Lionel Nowell, III | | Mgmt | | For | | For | | For |
| 13 | | Elect R. David Yost | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 15 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 17 | | Shareholder Proposal Regarding Proxy Access | | ShrHoldr | | Against | | Against | | For |
| 18 | | Shareholder Proposal Regarding Multiple Board Service | | ShrHoldr | | Against | | Against | | For |
| 19 | | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHoldr | | Against | | Against | | For |
| 20 | | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHoldr | | Against | | Against | | For |
Celgene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CELG | | CUSIP 151020104 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Hugin | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Richard W. Barker D. Phil | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael D. Casey | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Carrie S. Cox | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Rodman L. Drake | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Michael Friedman | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Gilla Kaplan | | Mgmt | | For | | For | | For |
| 1.8 | | Elect James J. Loughlin | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Ernest Mario | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2008 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHoldr | | Against | | Against | | For |
CF Industries Holdings, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CF | | CUSIP 125269100 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Robert C. Arzbaecher | | Mgmt | | For | | For | | For |
| 2 | | Elect Stephen J. Hagge | | Mgmt | | For | | For | | For |
| 3 | | Elect Edward A. Schmitt | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Shareholder Proposal Regarding Simple Majority Vote | | ShrHoldr | | Against | | For | | Against |
| 8 | | Shareholder Proposal Regarding Board Diversity | | ShrHoldr | | Against | | Against | | For |
| 9 | | Shareholder Proposal Regarding Political Spending Report | | ShrHoldr | | Against | | For | | Against |
| 10 | | Shareholder Proposal Regarding Sustainability Report | | ShrHoldr | | Against | | For | | Against |
Chart Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GTLS | | CUSIP 16115Q308 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Samuel F. Thomas | | Mgmt | | For | | For | | For |
| 1.2 | | Elect W. Douglas Brown | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard E. Goodrich | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Steven W. Krablin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Michael W. Press | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James M. Tidwell | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Thomas L. Williams | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Core Laboratories N.V.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CLB | | CUSIP N22717107 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect D. John Ogren | | Mgmt | | For | | For | | For |
| 2 | | Elect Lucia van Geuns | | Mgmt | | For | | For | | For |
| 3 | | Elect Charles L. Dunlap | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 6 | | Accounts and Reports | | Mgmt | | For | | Abstain | | Against |
| 7 | | Authority to Cancel Shares | | Mgmt | | For | | For | | For |
| 8 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Common and Preference Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 10 | | Elimination of Preemptive Rights | | Mgmt | | For | | For | | For |
Cyberonics, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CYBX | | CUSIP 23251P102 | | 09/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Guy Jackson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Joseph E. Laptewicz | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Daniel Moore | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Hugh Morrison | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Alfred Novak | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Arthur Rosenthal | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John Tremmel | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2009 Stock Plan | | Mgmt | | For | | Against | | Against |
| 3 | | 2013 Executive Bonus Program | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
D.R. Horton, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DHI | | CUSIP 23331A109 | | 01/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Donald Horton | | Mgmt | | For | | For | | For |
| 2 | | Elect Bradley Anderson | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Buchanan | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Hewatt | | Mgmt | | For | | For | | For |
| 5 | | Elect Bob Scott | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald Tomnitz | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 8 | | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | | Mgmt | | For | | For | | For |
| 9 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
DaVita HealthCare Partners Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DVA | | CUSIP 23918K108 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Pamela M. Arway | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles G. Berg | | Mgmt | | For | | For | | For |
| 3 | | Elect Carol Anthony Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect Paul J. Diaz | | Mgmt | | For | | For | | For |
| 5 | | Elect Peter T. Grauer | | Mgmt | | For | | For | | For |
| 6 | | Elect Robert J. Margolis | | Mgmt | | For | | For | | For |
| 7 | | Elect John M. Nehra | | Mgmt | | For | | Against | | Against |
| 8 | | Elect William L. Roper | | Mgmt | | For | | For | | For |
| 9 | | Elect Kent J. Thiry | | Mgmt | | For | | For | | For |
| 10 | | Elect Roger J. Valine | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 13 | | Amendment to 2011 Incentive Award Plan | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
| 15 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
Dril-Quip, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRQ | | CUSIP 262037104 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Alexander P. Shukis | | Mgmt | | For | | For | | For |
| 2 | | Elect Terence B. Jupp | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
DXP Enterprises, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DXPE | | CUSIP 233377407 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David R. Little | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Cletus Davis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Timothy P. Halter | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
EBay Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EBAY | | CUSIP 278642103 | | 04/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect David M. Moffett | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard T. Schlosberg, III | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas J. Tierney | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 5 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
| 6 | | Shareholder Proposal Regarding Privacy and Data Security | | ShrHoldr | | Against | | Against | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Ensco plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ESV | | CUSIP G3157S106 | | 05/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Francis S Kalman | | Mgmt | | For | | For | | For |
| 2 | | Elect Roxanne J. Decyk | | Mgmt | | For | | For | | For |
| 3 | | Elect Mary Francis | | Mgmt | | For | | For | | For |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Statutory Auditor | | Mgmt | | For | | For | | For |
| 6 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 7 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 8 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 9 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 10 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 11 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Flotek Industries, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FTK | | CUSIP 343389102 | | 05/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John W. Chisholm | | Mgmt | | For | | For | | For |
| 1.2 | | Elect L. Melvin Cooper | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Kenneth T. Hern | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect L.V. McGuire | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John S. Reiland | | Mgmt | | For | | Withhold | | Against |
| 2 | | Amendment to the 2010 Long-Term Incentive Plan | | Mgmt | | For | | Against | | Against |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Gartner, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IT | | CUSIP 366651107 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Michael J. Bingle | | Mgmt | | For | | For | | For |
| 2 | | Elect Richard J. Bressler | | Mgmt | | For | | For | | For |
| 3 | | Elect Raul E. Cesan | | Mgmt | | For | | For | | For |
| 4 | | Elect Karen E. Dykstra | | Mgmt | | For | | For | | For |
| 5 | | Elect Anne Sutherland Fuchs | | Mgmt | | For | | For | | For |
| 6 | | Elect William O. Grabe | | Mgmt | | For | | For | | For |
| 7 | | Elect Eugene A. Hall | | Mgmt | | For | | For | | For |
| 8 | | Elect Stephen G. Pagliuca | | Mgmt | | For | | For | | For |
| 9 | | Elect James C. Smith | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 11 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
GNC Holdings Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GNC | | CUSIP 36191G107 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Philip E. Mallott | | Mgmt | | For | | For | | For |
| 1.2 | | Elect C. Scott O’Hara | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard J. Wallace | | Mgmt | | For | | For | | For |
| 2 | | Elimination of Dual Class Stock | | Mgmt | | For | | For | | For |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Repeal of Classified Board | | Mgmt | | For | | For | | For |
| 5 | | Delete Various Inapplicable Provisions | | Mgmt | | For | | For | | For |
| 6 | | Right to Act by Written Consent | | Mgmt | | For | | For | | For |
| 7 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Gulfport Energy Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPOR | | CUSIP 402635304 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Donald Dillingham | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Craig Groeschel | | Mgmt | | For | | For | | For |
| 1.3 | | Elect David L. Houston | | Mgmt | | For | | For | | For |
| 1.4 | | Elect James D. Palm | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Scott E. Streller | | Mgmt | | For | | Withhold | | Against |
| 2 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
| 3 | | Amendment to the 2005 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
HCA Holdings Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HCA | | CUSIP 40412C101 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Richard M. Bracken | | Mgmt | | For | | For | | For |
| 1.2 | | Elect R. Milton Johnson | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect John P. Connaughton | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Kenneth Freeman | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Thomas F. Frist, III | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect William R. Frist | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Christopher R. Gordon | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Jay O. Light | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Geoffrey G. Meyers | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Michael W. Michelson | | Mgmt | | For | | Withhold | | Against |
| 1.11 | | Elect James C. Momtazee | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Stephen G. Pagliuca | | Mgmt | | For | | Withhold | | Against |
| 1.13 | | Elect Wayne J. Riley | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
HomeAway Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AWAY | | CUSIP 43739Q100 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brian H. Sharples | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles C. Baker | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Tina B. Sharkey | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Hornbeck Offshore Services, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HOS | | CUSIP 440543106 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Bruce W. Hunt | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kevin O. Meyers | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Bernie W. Stewart | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the Incentive Compensation Plan | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOU | | CINS 44985J105 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Guy Charrette | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Marleau | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Evan Price | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Additional Director Appointments | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOU | | CINS ADPC00865 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Guy Charrette | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Marleau | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Evan Price | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Additional Director Appointments | | Mgmt | | For | | For | | For |
IOU Financial Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IOU | | CINS ADPC01162 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Guy Charrette | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Marleau | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Evan Price | | Mgmt | | For | | For | | For |
| 5 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 6 | | Amendments to Articles Regarding Additional Director Appointments | | Mgmt | | For | | For | | For |
Las Vegas Sands Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LVS | | CUSIP 517834107 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Sheldon G. Adelson | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Irwin Chafetz | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Victor Chaltiel | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Charles A. Koppelman | | Mgmt | | For | | For | | For |
| 2 | | Amendment to the 2004 Equity Award Plan | | Mgmt | | For | | For | | For |
| 3 | | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
LinkedIn Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LNKD | | CUSIP 53578A108 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect A. George Battle | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Michael J. Moritz | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Lithia Motors, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LAD | | CUSIP 536797103 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Sidney B. DeBoer | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Thomas Becker | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Susan O. Cain | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Bryan B. DeBoer | | Mgmt | | For | | For | | For |
| 1.5 | | Elect M.L. Dick Heimann | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Kenneth J. Roberts | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect William J. Young | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2003 Stock Incentive Plan | | Mgmt | | For | | Against | | Against |
| 4 | | 2013 Discretionary Support Services Variable Performance Plan | | Mgmt | | For | | For | | For |
| 5 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
M/I Homes, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MHO | | CUSIP 55305B101 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Friedrich K. M. Bohm | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William H. Carter | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael P. Glimcher | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Robert H. Schottenstein | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
MasterCard Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MA | | CUSIP 57636Q104 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Richard Haythornthwaite | | Mgmt | | For | | For | | For |
| 2 | | Elect Ajay S. Banga | | Mgmt | | For | | For | | For |
| 3 | | Elect Silvio Barzi | | Mgmt | | For | | For | | For |
| 4 | | Elect David R. Carlucci | | Mgmt | | For | | For | | For |
| 5 | | Elect Steven J. Freiberg | | Mgmt | | For | | For | | For |
| 6 | | Elect Nancy J. Karch | | Mgmt | | For | | For | | For |
| 7 | | Elect Marc Olivie | | Mgmt | | For | | For | | For |
| 8 | | Elect Rima Qureshi | | Mgmt | | For | | For | | For |
| 9 | | Elect Jose Octavio Reyes Lagunes | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Schwartz | | Mgmt | | For | | For | | For |
| 11 | | Elect Jackson P. TAI | | Mgmt | | For | | For | | For |
| 12 | | Elect Edward Suning Tian | | Mgmt | | For | | For | | For |
| 13 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Mylan Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MYL | | CUSIP 628530107 | | 05/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Heather Bresch | | Mgmt | | For | | For | | For |
| 2 | | Elect Wendy Cameron | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert J. Cindrich | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert J. Coury | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil F. Dimick | | Mgmt | | For | | For | | For |
| 6 | | Elect Melina Higgins | | Mgmt | | For | | For | | For |
| 7 | | Elect Douglas J. Leech | | Mgmt | | For | | For | | For |
| 8 | | Elect Rajiv Malik | | Mgmt | | For | | For | | For |
| 9 | | Elect Joseph C. Maroon | | Mgmt | | For | | For | | For |
| 10 | | Elect Mark Parrish | | Mgmt | | For | | For | | For |
| 11 | | Elect Rodney L. Piatt | | Mgmt | | For | | For | | For |
| 12 | | Elect C. B. Todd | | Mgmt | | For | | For | | For |
| 13 | | Elect Randall L. Vanderveen | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | Shareholder Proposal Regarding Independent Board Chairman | | ShrHoldr | | Against | | For | | Against |
Old Dominion Freight Line, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ODFL | | CUSIP 679580100 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Earl E. Congdon | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David S. Congdon | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John R. Congdon | | Mgmt | | For | | For | | For |
| 1.4 | | Elect J. Paul Breitbach | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect John R. Congdon, Jr. | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert G. Culp, III | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John D. Kasarda | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Leo H. Suggs | | Mgmt | | For | | For | | For |
| 1.9 | | Elect D. Michael Wray | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Reapproval of the Material Terms under the Performance Incentive Plan | | Mgmt | | For | | For | | For |
OpenTable, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OPEN | | CUSIP 68372A104 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Thomas Layton | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Matthew Roberts | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Perrigo Company
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRGO | | CUSIP 714290103 | | 11/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Gary Cohen | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Gibbons | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Ran Gottfried | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ellen Hoffing | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Polaris Industries Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PII | | CUSIP 731068102 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Brian C. Cornell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Bernd F. Kessler | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Scott W. Wine | | Mgmt | | For | | Withhold | | Against |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
priceline.com Incorporated
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PCLN | | CUSIP 741503403 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Armstrong | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Howard W. Barker, Jr. | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jeffrey H. Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jan L. Docter | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Jeffrey E. Epstein | | Mgmt | | For | | For | | For |
| 1.6 | | Elect James M. Guyette | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Nancy B. Peretsman | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Thomas E. Rothman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Craig W. Rydin | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the 1999 Omnibus Plan | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHoldr | | Against | | Against | | For |
Proto Labs Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PRLB | | CUSIP 743713109 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence J. Lukis | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Bradley A. Cleveland | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Matthew Blodgett | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Rainer Gawlick | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John B. Goodman | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Douglas W. Kohrs | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Margaret A. Loftus | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian K. Smith | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Sven A. Wehrwein | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Randgold Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RRS | | CUSIP 752344309 | | 04/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 3 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 4 | | Elect Philippe Lietard | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Mark Bristow | | Mgmt | | For | | For | | For |
| 6 | | Elect Norborne P. Cole, Jr. | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Coleman | | Mgmt | | For | | For | | For |
| 8 | | Elect Kadri Dagdelen | | Mgmt | | For | | For | | For |
| 9 | | Elect Jeanine Mabunda Lioko | | Mgmt | | For | | For | | For |
| 10 | | Elect Graham Shuttleworth | | Mgmt | | For | | For | | For |
| 11 | | Elect Andrew Quinn | | Mgmt | | For | | For | | For |
| 12 | | Elect Karl Voltaire | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 16 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 17 | | Equity Grant (Mark Bristow) | | Mgmt | | For | | Against | | Against |
| 18 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 19 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 20 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Splunk Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SPLK | | CUSIP 848637104 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect David M. Hornik | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Thomas M. Neustaetter | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 1 Year | | 1 Year | | For |
The TJX Companies, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TJX | | CUSIP 872540109 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Zein Abdalla | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose B. Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan M. Bennett | | Mgmt | | For | | For | | For |
| 4 | | Elect Bernard Cammarata | | Mgmt | | For | | For | | For |
| 5 | | Elect David T. Ching | | Mgmt | | For | | For | | For |
| 6 | | Elect Michael F. Hines | | Mgmt | | For | | For | | For |
| 7 | | Elect Amy B. Lane | | Mgmt | | For | | For | | For |
| 8 | | Elect Dawn G. Lepore | | Mgmt | | For | | For | | For |
| 9 | | Elect Carol Meyrowitz | | Mgmt | | For | | For | | For |
| 10 | | Elect John F. O’Brien | | Mgmt | | For | | For | | For |
| 11 | | Elect Willow B. Shire | | Mgmt | | For | | For | | For |
| 12 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 13 | | Amendment to the Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 14 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
TripAdvisor, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TRIP | | CUSIP 896945201 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Gregory B. Maffei | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Stephen Kaufer | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Jonathan F. Miller | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Jeremy Philips | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Christopher W. Shean | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Sukhinder Singh Cassidy | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Robert S. Wiesenthal | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the 2011 Stock and Annual Incentive Plan | | Mgmt | | For | | Against | | Against |
Union Pacific Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| UNP | | CUSIP 907818108 | | 05/16/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Andrew H. Card, Jr. | | Mgmt | | For | | For | | For |
| 2 | | Elect Erroll B. Davis, Jr. | | Mgmt | | For | | For | | For |
| 3 | | Elect Thomas J. Donohue | | Mgmt | | For | | For | | For |
| 4 | | Elect Archie W. Dunham | | Mgmt | | For | | For | | For |
| 5 | | Elect Judith Richards Hope | | Mgmt | | For | | For | | For |
| 6 | | Elect John J. Koraleski | | Mgmt | | For | | For | | For |
| 7 | | Elect Charles C. Krulak | | Mgmt | | For | | For | | For |
| 8 | | Elect Michael R. McCarthy | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael W. McConnell | | Mgmt | | For | | For | | For |
| 10 | | Elect Thomas F. McLarty III | | Mgmt | | For | | For | | For |
| 11 | | Elect Steven R. Rogel | | Mgmt | | For | | For | | For |
| 12 | | Elect Jose H. Villarreal | | Mgmt | | For | | For | | For |
| 13 | | Elect James R. Young | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 16 | | 2013 Stock Incentive Plan | | Mgmt | | For | | For | | For |
| 17 | | Shareholder Proposal Regarding Lobbying Report | | ShrHoldr | | Against | | Against | | For |
United Rentals, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| URI | | CUSIP 911363109 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Jenne Britell | | Mgmt | | For | | For | | For |
| 2 | | Elect Jose Alvarez | | Mgmt | | For | | For | | For |
| 3 | | Elect Bobby Griffin | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael Kneeland | | Mgmt | | For | | For | | For |
| 5 | | Elect Pierre Leroy | | Mgmt | | For | | For | | For |
| 6 | | Elect Singleton McAllister | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian McAuley | | Mgmt | | For | | For | | For |
| 8 | | Elect John McKinney | | Mgmt | | For | | For | | For |
| 9 | | Elect James Ozanne | | Mgmt | | For | | For | | For |
| 10 | | Elect Jason Papastavrou | | Mgmt | | For | | For | | For |
| 11 | | Elect Filippo Passerini | | Mgmt | | For | | For | | For |
| 12 | | Elect Donald Roof | | Mgmt | | For | | For | | For |
| 13 | | Elect Keith Wimbush | | Mgmt | | For | | For | | For |
| 14 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 15 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Westinghouse Air Brake Technologies Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WAB | | CUSIP 929740108 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Robert J. Brooks | | Mgmt | | For | | For | | For |
| 1.2 | | Elect William E. Kassling | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Albert J. Neupaver | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Increase of Authorized Common Stock | | Mgmt | | For | | Against | | Against |
| 4 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Fund
Fund Name: U.S. Global Investors Funds World Precious Minerals Fund
Date of fiscal year end: 12/31
In all markets, for all statuses, for
Key-
African Medical Investments Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMEI | | CINS G01289100 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Altaf Mackeen | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Joseph Cleverdon | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 6 | | Issuance of Shares w/o Preemptive Rights (Convertible Loan Notes) | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles Regarding Electronic Communication | | Mgmt | | For | | For | | For |
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 4 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Marlow | | Mgmt | | For | | For | | For |
| 6 | | Elect Philippe Edmonds | | Mgmt | | For | | For | | For |
| 7 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 8 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | Against | | Against |
African Potash Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AFPO | | CINS G0129S107 | | 02/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Acquisition of Patagonia Capital Limited | | Mgmt | | For | | For | | For |
| 2 | | Authority to Issue Shares in Connection with Acquisition | | Mgmt | | For | | For | | For |
Agnico-Eagle Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AEM | | CUSIP 008474108 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Leanne M. Baker | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Douglas R. Beaumont | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Sean Boyd | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Martine A. Celej | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Clifford J Davis | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert J. Gemmell | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Bernard Kraft | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 1.9 | | Elect James D. Nasso | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Sean Riley | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Merfyn Roberts | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Howard R. Stockford | | Mgmt | | For | | For | | For |
| 1.13 | | Elect Pertti Voutilainen | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 4 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 5 | | Advance Notice By-Law | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Agriterra Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGTA | | CINS G0129M100 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 3 | | Elect Philippe Edmonds | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 5 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
Alamos Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGI | | CINS 011527108 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Mark Wayne | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John A. McCluskey | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth G. Stowe | | Mgmt | | For | | For | | For |
| 6 | | Elect David Gower | | Mgmt | | For | | For | | For |
| 7 | | Elect Paul J. Murphy | | Mgmt | | For | | For | | For |
| 8 | | Elect Anthony Garson | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Aldridge Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AGM | | CINS 014430102 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Baran Umut Baycan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Mario B. Caron | | Mgmt | | For | | For | | For |
| 6 | | Elect John Cook | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Daniella Dimitrov | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ed Guimaraes | | Mgmt | | For | | For | | For |
| 9 | | Elect Barry Hildred | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Meric Oktar | | Mgmt | | For | | For | | For |
| 11 | | Elect Ahmet Tacyildiz | | Mgmt | | For | | For | | For |
| 12 | | Elect Hande Tacyildiz | | Mgmt | | For | | For | | For |
| 13 | | Elect Michael Widmer | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Reincorporation/Change of Continuance | | Mgmt | | For | | Against | | Against |
| 16 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Almaden Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AMM | | CINS 020283107 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Duane Poliquin | | Mgmt | | For | | For | | For |
| 4 | | Elect Morgan Poliquin | | Mgmt | | For | | For | | For |
| 5 | | Elect Jack McCleary | | Mgmt | | For | | For | | For |
| 6 | | Elect Gerald G. Carlson | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Joseph Montgomery | | Mgmt | | For | | For | | For |
| 8 | | Elect Barry W. Smee | | Mgmt | | For | | For | | For |
| 9 | | Elect Mark T. Brown | | Mgmt | | For | | For | | For |
| 10 | | Elect William J. Worrall | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Amarc Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AHR | | CINS 022912109 | | 09/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Rene Carrier | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 5 | | Elect T. Barry Coughlan | | Mgmt | | For | | For | | For |
| 6 | | Elect Scott Cousens | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Robert Dickinson | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeffrey Mason | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Thiessen | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
Argent Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ARD | | CINS Q05017100 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Elect David Busch | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Marcus Michael | | Mgmt | | For | | Against | | Against |
| 5 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Atna Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ATN | | cins 04957F101 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David Watkins | | Mgmt | | For | | Against | | Against |
| 3 | | Elect James K.B. Hesketh | | Mgmt | | For | | For | | For |
| 4 | | Elect David K. Fagin | | Mgmt | | For | | For | | For |
| 5 | | Elect Glen D. Dickson | | Mgmt | | For | | For | | For |
| 6 | | Elect Ronald D. Parker | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher E. Herald | | Mgmt | | For | | For | | For |
| 8 | | Elect Paul H. Zink | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Restricted Share Unit Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
AuRico Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AUQ | | CUSIP 05155C105 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Colin K. Benner | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Luis M. Chavez | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Mark J. Daniel | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Patrick D. Downey | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 1.6 | | Elect Alan R. Edwards | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Scott G. Perry | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ronald E. Smith | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 4 | | Omnibus Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 5 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Avion Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| AVR | | CINS 053750105 | | 10/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 06/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Clive T. Johnson | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Cross | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Gayton | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry D. Rayment | | Mgmt | | For | | For | | For |
| 7 | | Elect Jerry R. Korpan | | Mgmt | | For | | For | | For |
| 8 | | Elect John W. Ivany | | Mgmt | | For | | For | | For |
| 9 | | Elect Bongani Mtshisi | | Mgmt | | For | | For | | For |
| 10 | | Elect Michael Carrick | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
B2Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BTO | | CINS 11777Q209 | | 12/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Merger with CGA Mining Limited | | Mgmt | | For | | For | | For |
Balmoral Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAR | | CINS 05874M103 | | 06/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Darin W. Wagner | | Mgmt | | For | | For | | For |
| 4 | | Elect Lawrence W. Talbot | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Hendrik Van Alphen | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Neal | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Articles | | Mgmt | | For | | For | | For |
Banro Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BAA | | CUSIP 066800103 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John A. Clarke | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Maurice J. Colson | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter N. Cowley | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Peter V. Gundy | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Arnold T. Kondrat | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Richard J. Lachcik | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Bernard R. van Rooyen | | Mgmt | | For | | Withhold | | Against |
| 2 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advance Notice | | Mgmt | | For | | For | | For |
Barrick Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ABX | | CUSIP 067901108 | | 04/24/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Howard L. Beck | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Charles W. D. Birchall | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Donald J. Carty | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Gustavo A. Cisneros | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Robert M. Franklin | | Mgmt | | For | | For | | For |
| 1.6 | | Elect J. Brett Harvey | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Dambisa Moyo | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Brian Mulroney | | Mgmt | | For | | Withhold | | Against |
| 1.9 | | Elect Anthony Munk | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Peter Munk | | Mgmt | | For | | For | | For |
| 1.11 | | Elect Steven J. Shapiro | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Jamie C. Sokalsky | | Mgmt | | For | | For | | For |
| 1.13 | | Elect John L. Thornton | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Belo Sun Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| BSX | | CINS 080558109 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Stan Bharti | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Helio Diniz | | Mgmt | | For | | For | | For |
| 4 | | Elect Mark P. Eaton | | Mgmt | | For | | For | | For |
| 5 | | Elect Clay L. Hoes | | Mgmt | | For | | For | | For |
| 6 | | Elect C. Jay Hodgson | | Mgmt | | For | | For | | For |
| 7 | | Elect Rui B. Santos | | Mgmt | | For | | For | | For |
| 8 | | Elect Catherine Stretch | | Mgmt | | For | | For | | For |
| 9 | | Elect Peter Tagliamonte | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Calibre Mining Corp.
| | | | | | |
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CXB | | CINS 13000C106 | | 05/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Douglas B. Forster | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Edward Farrauto | | Mgmt | | For | | For | | For |
| 6 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Blayne Johnson | | Mgmt | | For | | Against | | Against |
| 8 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 9 | | Elect Gregory Smith | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 12 | | Repricing of Options/Option Exchange | | Mgmt | | For | | Against | | Against |
| 13 | | New Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Amendment to the New Stock Option Plan | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation | | Mgmt | | For | | For | | For |
Canaco Resources Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAN | | CINS 134804103 | | 12/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jingbin Wang | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Shuixing Fu | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian Lock | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Parsons | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles Regarding Advance Notice Provisions | | Mgmt | | For | | For | | For |
Candente Gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDG | | CINS 13740H100 | | 09/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joanne Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Megaw | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Larry Kornze | | Mgmt | | For | | For | | For |
| 7 | | Elect Andres Milla | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Adoption of New Articles | | Mgmt | | For | | Against | | Against |
Candente Gold Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDG | | CINS ADPC00812 | | 09/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Joanne Freeze | | Mgmt | | For | | For | | For |
| 4 | | Elect Andrew Smith | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Megaw | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Larry Kornze | | Mgmt | | For | | For | | For |
| 7 | | Elect Andres Milla | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Adoption of New Articles | | Mgmt | | For | | Against | | Against |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 03/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities (Options) | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (Share Purchase Plan) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (Broker Options) | | Mgmt | | For | | For | | For |
Canyon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CAY | | CINS Q20542108 | | 11/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Securities (Options) | | Mgmt | | For | | For | | For |
| 4 | | Ratify Placement of Securities (Shares) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
| 6 | | Re-elect Matthew Shackleton | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS ADPC01370 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 4 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 7 | | Elect George Poling | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Creation of a New Control Person | | Mgmt | | For | | For | | For |
Catalyst Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CCY | | CINS 14888C101 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Board Size | | Mgmt | | For | | For | | For |
| 5 | | Elect John Greenslade | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John Reynolds | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Terry Hodson | | Mgmt | | For | | For | | For |
| 9 | | Elect George Poling | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 12 | | Creation of a New Control Person | | Mgmt | | For | | For | | For |
Caza Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CZY | | CINS 149798100 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Bradford J. Cooke | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Philip Yee | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Stewart L. Lockwood | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Anthony G. Hawkshaw | | Mgmt | | For | | For | | For |
| 7 | | Elect Gregory L. Myers | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
CB Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CBJ | | CINS 12481A100 | | 04/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Fabio Capponi | | Mgmt | | For | | For | | For |
| 2 | | Elect Giles Baynham | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Peter D. Barnes | | Mgmt | | For | | For | | For |
| 4 | | Elect Juan Manuel Pelaez | | Mgmt | | For | | For | | For |
| 5 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Centerra Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CG | | CINS 152006102 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ian Atkinson | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Connor | | Mgmt | | For | | For | | For |
| 4 | | Elect Raphael Girard | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Karybek Ibraev | | Mgmt | | For | | For | | For |
| 6 | | Elect Stephen A. Lang | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John W. Lill | | Mgmt | | For | | For | | For |
| 8 | | Elect Amangeldy Muraliev | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Sheryl K. Pressler | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Terry V. Rogers | | Mgmt | | For | | For | | For |
| 11 | | Elect Bruce V. Walter | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS Q22609103 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Spin-off | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS ADPC01084 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS Q22609103 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS Q22609103 | | 04/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS Q22609103 | | 11/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect John Cook | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Nicholas Tintor | | Mgmt | | For | | For | | For |
| 5 | | Re-elect James Crombie | | Mgmt | | For | | Against | | Against |
| 6 | | Re-elect Richard Keevers | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Robert Bell | | Mgmt | | For | | For | | For |
| 8 | | Re-elect Norman Seckold | | Mgmt | | For | | Against | | Against |
| 9 | | Equity Grant (CFO Craig McPherson) | | Mgmt | | For | | For | | For |
| 10 | | Renew the Executive and Staff Option Plan | | Mgmt | | For | | For | | For |
Cerro Resources NL
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CJO | | CINS ADPC01084 | | 11/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect John Cook | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Nicholas Tintor | | Mgmt | | For | | For | | For |
| 5 | | Re-elect James Crombie | | Mgmt | | For | | Against | | Against |
| 6 | | Re-elect Richard Keevers | | Mgmt | | For | | For | | For |
| 7 | | Re-elect Robert Bell | | Mgmt | | For | | For | | For |
| 8 | | Re-elect Norman Seckold | | Mgmt | | For | | Against | | Against |
| 9 | | Equity Grant (CFO Craig McPherson) | | Mgmt | | For | | For | | For |
| 10 | | Renew the Executive and Staff Option Plan | | Mgmt | | For | | For | | For |
Chalice Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHN | | CINS Q2261V103 | | 06/05/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Equity Grant (MD/CEO William Bent) | | Mgmt | | For | | For | | For |
| 3 | | Equity Grant (Technical Director Douglas Jones) | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (NED Anthony Kiernan) | | Mgmt | | For | | For | | For |
| 5 | | Equity Grant (NED Stephen Quin) | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Chalice Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHN | | CINS Q2261V103 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Stephen Quin | | Mgmt | | For | | For | | For |
| 4 | | Authority to Reduce Share Capital | | Mgmt | | For | | For | | For |
| 5 | | Board Spill Resolution | | Mgmt | | Against | | Against | | For |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS 165184102 | | 12/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 4 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 7 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Gerald Sneddon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
Chesapeake Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CKG | | CINS ADPC01494 | | 12/19/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Chris Falck | | Mgmt | | For | | For | | For |
| 4 | | Elect Daniel Kunz | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Peter Palmedo | | Mgmt | | For | | For | | For |
| 6 | | Elect John Perston | | Mgmt | | For | | For | | For |
| 7 | | Elect P. Randy Reifel | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Gerald Sneddon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan | | Mgmt | | For | | Against | | Against |
Choice Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHF | | CINS 17037Y106 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gianni Kovacevic | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Terence S. Ortslan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Jamie Lewin | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Choice Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CHF | | CINS ADPC01152 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Gianni Kovacevic | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Terence S. Ortslan | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Jamie Lewin | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Claude Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CRJ | | cins 182873109 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Ted J. Nieman | | Mgmt | | For | | For | | For |
| 4 | | Elect Ronald J. Hicks | | Mgmt | | For | | For | | For |
| 5 | | Elect J. Robert Kowalishin | | Mgmt | | For | | For | | For |
| 6 | | Elect Raymond A. McKay | | Mgmt | | For | | For | | For |
| 7 | | Elect Rita M. Mirwald | | Mgmt | | For | | For | | For |
| 8 | | Elect Mike Sylvestre | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Brian R. Booth | | Mgmt | | For | | For | | For |
| 10 | | Elect A. Neil McMillan | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Management Stock Option Incentive Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Employee Stock Purchase Plan Renewal | | Mgmt | | For | | For | | For |
Coeur d’Alene Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CDE | | CUSIP 192108504 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Linda Adamany | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Kevin S. Crutchfield | | Mgmt | | For | �� | For | | For |
| 1.3 | | Elect Sebastian Edwards | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Randolph Gress | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Mitchell J. Krebs | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert E. Mellor | | Mgmt | | For | | For | | For |
| 1.7 | | Elect John H. Robinson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect J. Kenneth Thompson | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Reincorporation from Idaho to Delaware | | Mgmt | | For | | For | | For |
Colossus Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CSI | | CINS 19681L109 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Alberto Arias | | Mgmt | | For | | For | | For |
| 3 | | Elect John Frostiak | | Mgmt | | For | | For | | For |
| 4 | | Elect David Garofalo | | Mgmt | | For | | For | | For |
| 5 | | Elect Greg Hall | | Mgmt | | For | | For | | For |
| 6 | | Elect Mel Leiderman | | Mgmt | | For | | For | | For |
| 7 | | Elect Claudio Mancuso | | Mgmt | | For | | For | | For |
| 8 | | Elect Douglas Reeson | | Mgmt | | For | | Against | | Against |
| 9 | | Elect John Turner | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Adoption of New General Bylaws | | Mgmt | | For | | For | | For |
Comstock Mining, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LODE | | CUSIP 205750102 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John V. Winfield | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Corrado De Gasperis | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Daniel W. Kappes | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect William J. Nance | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Robert A. Reseigh | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 4 | | Frequency of Advisory Vote on Executive Compensation | | Mgmt | | 3 Years | | 1 Year | | Against |
Corona Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| 000 | | CINS ADPV04704 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | Abstain | | Against |
| 3 | | Elect Brian Hurley | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (NED Brian John Hurley) | | Mgmt | | For | | For | | For |
Coventry Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CYY | | CINS 222877102 | | 04/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Coventry Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVY | | CINS Q2935G102 | | 08/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
| 3 | | Equity Grant (MD/CEO Michael Naylor) | | Mgmt | | For | | For | | For |
| 4 | | Equity Grant (Country Manager Nicholas Walker) | | Mgmt | | For | | For | | For |
Coventry Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVY | | CINS Q2935G102 | | 11/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Anthony Goddard | | Mgmt | | For | | Against | | Against |
| 4 | | Re-elect Rhoderick Grivas | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael Naylor | | Mgmt | | For | | For | | For |
| 6 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 7 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 8 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 9 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Coventry Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CVY | | CINS Q2935G102 | | 12/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger with Crescent Resources Corp. | | Mgmt | | For | | For | | For |
Dalradian Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DNA | | CINS 235499100 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Elect Patrick F.N. Anderson | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Obradovich | | Mgmt | | For | | For | | For |
| 5 | | Elect Ari B. Sussman | | Mgmt | | For | | For | | For |
| 6 | | Elect Sean Roosen | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Colin K. Benner | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Ronald P. Gagel | | Mgmt | | For | | For | | For |
| 9 | | Elect Jonathan Rubenstein | | Mgmt | | For | | For | | For |
| 10 | | Elect D. Grenville Thomas | | Mgmt | | For | | Against | | Against |
| 11 | | Approval of Option Grant | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Diamonds North Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DDN | | CINS ADPC00719 | | 02/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Merger | | Mgmt | | For | | For | | For |
| 5 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 6 | | Stock Option Grants | | Mgmt | | For | | Against | | Against |
Diamonds North Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DDN | | CINS 25278T108 | | 02/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger | | Mgmt | | For | | For | | For |
| 4 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Stock Option Grants | | Mgmt | | For | | Against | | Against |
Difference Capital Funding Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DCF | | CINS 253746101 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Elect Michael Wekerle | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Sparkes | | Mgmt | | For | | For | | For |
| 6 | | Elect Wesley Hall | | Mgmt | | For | | For | | For |
| 7 | | Elect Riyaz Lalani | | Mgmt | | For | | For | | For |
| 8 | | Elect John Albright | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 12 | | Adoption of New By-Laws | | Mgmt | | For | | Against | | Against |
| 13 | | Change in Company Name | | Mgmt | | For | | For | | For |
| 14 | | Reorganization | | Mgmt | | For | | For | | For |
| 15 | | Amendment to Articles Regarding Board Appointments | | Mgmt | | For | | For | | For |
Doray Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRM | | CINS Q3254K104 | | 10/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
Doray Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DRM | | CINS Q3254K104 | | 11/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Heath Hellewell | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Jay Stephenson | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269209 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 7 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 8 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 9 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 11 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 12 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 13 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 14 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 15 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 16 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 17 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 18 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Dundee Precious Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| DPM | | CINS 265269134 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Derek H.L. Buntain | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 4 | | Elect Jonathan C. Goodman | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard Howes | | Mgmt | | For | | For | | For |
| 6 | | Elect W. Murray John | | Mgmt | | For | | For | | For |
| 7 | | Elect Jeremy Kinsman | | Mgmt | | For | | For | | For |
| 8 | | Elect Garth A.C. MacRae | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 10 | | Elect Ronald Singer | | Mgmt | | For | | For | | For |
| 11 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 13 | | Elect William G. Wilson | | Mgmt | | For | | For | | For |
| 14 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 15 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 16 | | Early Warrant Exercise Transaction | | Mgmt | | For | | For | | For |
| 17 | | Amendment to the By-Law | | Mgmt | | For | | For | | For |
| 18 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 19 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Eastmain Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ER | | cins 27743M106 | | 04/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Donald J. Robinson | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian Bryans | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Hansuld | | Mgmt | | For | | For | | For |
| 5 | | Elect David Joyce | | Mgmt | | For | | For | | For |
| 6 | | Elect William Koyle | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Edgewater Exploration Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EDW | | CINS 280290107 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 3 | | Elect Danny W.K. Lee | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ryan C. King | | Mgmt | | For | | For | | For |
| 5 | | Elect Blayne Johnson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Douglas B. Forster | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Mike Vint | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Energold Drilling Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| EGD | | CINS 29268A103 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Frederick W. Davidson | | Mgmt | | For | | For | | For |
| 4 | | Elect James H. Coleman | | Mgmt | | For | | Against | | Against |
| 5 | | Elect H. Walter Sellmer | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Michael J. Beley | | Mgmt | | For | | For | | For |
| 7 | | Elect Wayne D. Lenton | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Erdene Resource Development Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ERD | | CINS 29480N107 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Divestiture | | Mgmt | | For | | For | | For |
| 4 | | Deferred Stock Unit Plan | | Mgmt | | For | | For | | For |
| 5 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
First Majestic Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FR | | CUSIP 32076V103 | | 05/23/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Keith Neumeyer | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Ramon Davila | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Robert A. McCallum | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Douglas Penrose | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tony Pezzotti | | Mgmt | | For | | For | | For |
| 2.6 | | Elect David Shaw | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Robert Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 5 | | Approval of Advance Notice Policy | | Mgmt | | For | | For | | For |
First Point Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FPX | | CINS 335937108 | | 07/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Thomas W. Beattie | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Peter M.D. Bradshaw | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ronald M. Britten | | Mgmt | | For | | Against | | Against |
| 5 | | Elect John B. Gammon | | Mgmt | | For | | Against | | Against |
| 6 | | Elect James S. Gilbert | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John A. McDonald | | Mgmt | | For | | Against | | Against |
| 8 | | Elect J. Christopher Mitchell | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William H. Myckatyn | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Robert A. Watts | | Mgmt | | For | | Against | | Against |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 12 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 14 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 15 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Fortress Minerals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FST | | CINS 34957A208 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Ron F. Hochstein | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Lukas H. Lundin | | Mgmt | | For | | For | | For |
| 5 | | Elect Ian Gibbs | | Mgmt | | For | | For | | For |
| 6 | | Elect James Cambon | | Mgmt | | For | | For | | For |
| 7 | | Elect Adam I. Lundin | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Franco-Nevada Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| FNV | | CUSIP 351858105 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Pierre Lassonde | | Mgmt | | For | | For | | For |
| 1.2 | | Elect David Harquail | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Derek W. Evans | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Graham Farquharson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Louis P. Gignac | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Randall Oliphant | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect David R. Peterson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on executive Compensation | | Mgmt | | For | | For | | For |
Geodrill Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GEO | | CINS G3828T103 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | ISLE OF MAN | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David Harper | | Mgmt | | For | | For | | For |
| 3 | | Elect John Bingham | | Mgmt | | For | | For | | For |
| 4 | | Elect Colin Jones | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Victoria Prentice | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ronald Sellwood | | Mgmt | | For | | For | | For |
| 7 | | Elect Daniel Im | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Global Minerals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| CTG | | CINS 37947Y202 | | 12/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect William Pincus | | Mgmt | | For | | For | | For |
| 4 | | Elect Ronald Little | | Mgmt | | For | | For | | For |
| 5 | | Elect Scott Brunsdon | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Martinez | | Mgmt | | For | | For | | For |
| 7 | | Elect John Simko | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Gold Standard Ventures Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GV | | CUSIP 380738104 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Jonathan Awde | | Mgmt | | For | | For | | For |
| 2.2 | | Elect David M. Cole | | Mgmt | | For | | For | | For |
| 2.3 | | Elect David C. Mathewson | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Robert J. McLeod | | Mgmt | | For | | Withhold | | Against |
| 2.5 | | Elect Richard Silas | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Jamie D. Strauss | | Mgmt | | For | | For | | For |
| 2.7 | | Elect William E. Threlkeld | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Withhold | | Against |
| 4 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
Goldcorp Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| G | | CUSIP 380956409 | | 05/02/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John P. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Beverley A. Briscoe | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Peter J. Dey | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Charles A. Jeannes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect P. Randy Reifel | | Mgmt | | For | | For | | For |
| 1.7 | | Elect A. Dan Rovig | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Ian W. Telfer | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Blanca Triveno de Vega | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Kenneth F. Williamson | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Amendment to the Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 4 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Golden Alliance Resources Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GLL | | CINS 38078W106 | | 02/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Adoption of New Articles | | Mgmt | | For | | Against | | Against |
| 4 | | Share Consolidation | | Mgmt | | For | | For | | For |
| 5 | | Private Placement | | Mgmt | | For | | For | | For |
| 6 | | Change in Company Name | | Mgmt | | For | | For | | For |
Golden Arrow Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GRG | | CINS 380800102 | | 09/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 4 | | Property Sale | | Mgmt | | For | | For | | For |
| 5 | | Board Size | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph Grosso | | Mgmt | | For | | For | | For |
| 7 | | Elect Nikolaos Cacos | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David Terry | | Mgmt | | For | | Against | | Against |
| 9 | | Elect David Horton | | Mgmt | | For | | For | | For |
| 10 | | Elect Leonard Harris | | Mgmt | | For | | Against | | Against |
| 11 | | Elect John Gammon | | Mgmt | | For | | Against | | Against |
| 12 | | Elect Chad Williams | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 15 | | Amendments to Articles Regarding Advance Notice Provisions | | Mgmt | | For | | For | | For |
Golden Predator Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GPD | | CINS 38116M102 | | 08/16/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect William Sheriff | | Mgmt | | For | | For | | For |
| 4 | | Elect John Legg | | Mgmt | | For | | Against | | Against |
| 5 | | Elect William Harris | | Mgmt | | For | | For | | For |
| 6 | | Elect Barry Rayment | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Thomas Skimming | | Mgmt | | For | | For | | For |
| 8 | | Elect Piers McDonald | | Mgmt | | For | | For | | For |
| 9 | | Elect Blair Shilleto | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Golden Star Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GSC | | CUSIP 38119T104 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Tim Baker | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Samuel T. Coetzer | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Robert E. Doyle | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Tony Jensen | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Ian MacGregor | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect Craig J. Nelsen | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Christopher M.T. Thompson | | Mgmt | | For | | For | | For |
| 1.8 | | Elect William L. Yeates | | Mgmt | | For | | For | | For |
| 2 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
| 3 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Gran Colombia Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GCM | | CINS 38501D204 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert E. Doyle | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Robert Hines | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Augusto L. Caballero | | Mgmt | | For | | For | | For |
| 8 | | Elect Augusto Lopez | | Mgmt | | For | | For | | For |
| 9 | | Elect Hernan Torres | | Mgmt | | For | | For | | For |
| 10 | | Elect Robert J. Metcalfe | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 11 | | Elect Mario Pacheco | | Mgmt | | For | | For | | For |
| 12 | | Elect Jaime Perez Branger | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 14 | | Ratify Advance Notice Provision | | Mgmt | | For | | For | | For |
| 15 | | Share Consolidation/Reverse Stock Split | | Mgmt | | For | | For | | For |
Grandview Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GVX | | CINS 386671101 | | 12/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | 2004 Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Guyana Goldfields Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| GUY | | CINS 403530108 | | 04/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect J. Patrick Sheridan | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan Ferry | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard Williams | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Bondy | | Mgmt | | For | | For | | For |
| 6 | | Elect Daniel Noone | | Mgmt | | For | | For | | For |
| 7 | | Elect Jean-Pierre Chauvin | | Mgmt | | For | | For | | For |
| 8 | | Elect Scott A. Caldwell | | Mgmt | | For | | For | | For |
| 9 | | Elect David Beatty | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provisions | | Mgmt | | For | | For | | For |
| 12 | | Board Size | | Mgmt | | For | | For | | For |
Harmony Gold Mining Company Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HAR | | CUSIP 413216300 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Re-elect Fikile De Buck | | Mgmt | | N/A | | For | | N/A |
| 2 | | Re-elect Simo Lushaba | | Mgmt | | N/A | | For | | N/A |
| 3 | | Re-elect Modise Motloba | | Mgmt | | N/A | | For | | N/A |
| 4 | | Re-elect Patrice Motsepe | | Mgmt | | N/A | | For | | N/A |
| 5 | | Elect Audit and Risk Committee Members (Fikile De Buck) | | Mgmt | | N/A | | For | | N/A |
| | | | | | | | | | |
| 6 | | Elect Audit and Risk Committee Members (Simo Lushaba) | | Mgmt | | N/A | | For | | N/A |
| 7 | | Elect Audit and Risk Committee Members (Modise Motloba) | | Mgmt | | N/A | | For | | N/A |
| 8 | | Elect Audit and Risk Committee Members (John Wetton) | | Mgmt | | N/A | | For | | N/A |
| 9 | | Appointment of Auditor | | Mgmt | | N/A | | For | | N/A |
| 10 | | Approve Remuneration Policy | | Mgmt | | N/A | | For | | N/A |
| 11 | | General Authority to Issue Shares | | Mgmt | | N/A | | For | | N/A |
| 12 | | Approve Amendments to the Share Ownership Plan | | Mgmt | | N/A | | For | | N/A |
| 13 | | Approve NEDs’ Fees | | Mgmt | | N/A | | For | | N/A |
| 14 | | Adopt New Memorandum | | Mgmt | | N/A | | For | | N/A |
Helio Resource Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| HRC | | CINS 423274109 | | 08/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Williams | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Christopher MacKenzie | | Mgmt | | For | | For | | For |
| 5 | | Elect D. Grenville Thomas | | Mgmt | | For | | For | | For |
| 6 | | Elect Clifford Davis | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Leahy | | Mgmt | | For | | For | | For |
| 8 | | Elect Colin Jones | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Imperial Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| III | | cins 452892102 | | 05/29/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Pierre Lebel | | Mgmt | | For | | Against | | Against |
| 4 | | Elect J. Brian Kynoch | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry G. Moeller | | Mgmt | | For | | For | | For |
| 6 | | Elect Theodore W. Muraro | | Mgmt | | For | | For | | For |
| 7 | | Elect Edward Yurkowski | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Approval of Unallocated Stock Options under the Stock Option Plan | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 07/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 10/02/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 11/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect John Shaw | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Ian Ross | | Mgmt | | For | | Against | | Against |
| 5 | | Approve Option Plan | | Mgmt | | For | | For | | For |
| 6 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Indochine Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IDC | | CINS Q4880W108 | | 12/17/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
Ivanplats Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| IVP | | CINS 46581Q201 | | 05/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert M. Friedland | | Mgmt | | For | | For | | For |
| 4 | | Elect Ian D. Cockerill | | Mgmt | | For | | For | | For |
| 5 | | Elect Charles Russell | | Mgmt | | For | | For | | For |
| 6 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 7 | | Elect Cyril Ramaphosa | | Mgmt | | For | | For | | For |
| 8 | | Elect Markus Faber | | Mgmt | | For | | For | | For |
| 9 | | Elect William Lamarque | | Mgmt | | For | | For | | For |
| 10 | | Elect William T. Hayden | | Mgmt | | For | | For | | For |
| 11 | | Elect Oyvind Hushovd | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 12 | | Elect Guy de Selliers | | Mgmt | | For | | For | | For |
| 13 | | Elect Rilwanu Lukman | | Mgmt | | For | | For | | For |
| 14 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 15 | | Adoption of Advance Notice Requirement | | Mgmt | | For | | For | | For |
| 16 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 17 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Kilo Goldmines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGL | | CINS 49427Y107 | | 03/07/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect David G. Netherway | | Mgmt | | For | | For | | For |
| 3 | | Elect Alex van Hoeken | | Mgmt | | For | | For | | For |
| 4 | | Elect James Mustard | | Mgmt | | For | | For | | For |
| 5 | | Elect Jim Williams | | Mgmt | | For | | For | | For |
| 6 | | Elect Loudon Owen | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | At the nominee s discretion upon any amendments or variations to matters specified in the notice of the annual meeting or upon and other matters as may and properly come before the Meeting or any adjournment thereof | | Mgmt | | N/A | | Abstain | | N/A |
| 9 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Kimber Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KBR | | CUSIP 49435N101 | | 12/10/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Leanne Baker | | Mgmt | | For | | Withhold | | Against |
| 2.2 | | Elect R. Dennis Bergen | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Gordon Cummings | | Mgmt | | For | | For | | For |
| 2.4 | | Elect Frederick Graybeal | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Tim Haldane | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 2.7 | | Elect James Puplava | | Mgmt | | For | | For | | For |
| 2.8 | | Elect Donald Young | | Mgmt | | For | | For | | For |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Kinross Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| K | | CUSIP 496902404 | | 05/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect John A. Brough | | Mgmt | | For | | For | | For |
| 1.2 | | Elect John K. Carrington | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John M. H. Huxley | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Kenneth C. Irving | | Mgmt | | For | | For | | For |
| 1.5 | | Elect John A. Keyes | | Mgmt | | For | | For | | For |
| 1.6 | | Elect John A. Macken | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 1.8 | | Elect John E. Oliver | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Una M. Power | | Mgmt | | For | | For | | For |
| 1.10 | | Elect Terence C.W. Reid | | Mgmt | | For | | For | | For |
| 1.11 | | Elect J. Paul Rollinson | | Mgmt | | For | | For | | For |
| 1.12 | | Elect Ruth G. Woods | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Kirkland Lake Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KGI | | CINS 49740P106 | | 10/24/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Brian Bayley | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Dobson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Trevor Gabriel | | Mgmt | | For | | For | | For |
| 7 | | Elect Brian Hinchcliffe | | Mgmt | | For | | For | | For |
| 8 | | Elect Pamela Klessig | | Mgmt | | For | | For | | For |
| 9 | | Elect Mark Tessier | | Mgmt | | For | | For | | For |
| 10 | | Elect John Thomson | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Dawn Whittaker | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Klondex Mines Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| KDX | | CINS 498696103 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rodney Cooper | | Mgmt | | For | | For | | For |
| 4 | | Elect James Haggarty | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul Huet | | Mgmt | | For | | For | | For |
| 6 | | Elect William Matlack | | Mgmt | | For | | For | | For |
| 7 | | Elect Larry Phillips | | Mgmt | | For | | For | | For |
| 8 | | Elect Blair Schultz | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Share Incentive Plan | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Lexam VG Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LEX | | CINS 52886U103 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard W. Brissenden | | Mgmt | | For | | Against | | Against |
| 4 | | Elect John Drake | | Mgmt | | For | | For | | For |
| 5 | | Elect Robin Dunbar | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert R. McEwen | | Mgmt | | For | | For | | For |
| 7 | | Elect Hugh C. Squair | | Mgmt | | For | | For | | For |
| 8 | | Elect John Tait | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert E. Van Tassell | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Lion One Metals Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LIO | | CINS 536216104 | | 12/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Walter Berukoff | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Richard Meli | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Duval | | Mgmt | | For | | For | | For |
| 5 | | Elect George Young | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Hamish Greig | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Mann | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 9 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Lucara Diamond Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LUC | | CINS 54928Q108 | | 06/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Paul K. Conibear | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Brian D. Edgar | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Richard P. Clark | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Eira Thomas | | Mgmt | | For | | Against | | Against |
| 9 | | Elect William Lamb | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Lumina Copper Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LCC | | CINS 55025N104 | | 02/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Robert P. Pirooz | | Mgmt | | For | | Against | | Against |
| 3 | | Elect John Wright | | Mgmt | | For | | For | | For |
| 4 | | Elect Ross Cory | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald Shumka | | Mgmt | | For | | Against | | Against |
| 6 | | Elect David Strang | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Luna Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| LGC | | CINS 550344303 | | 06/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect William Blake | | Mgmt | | For | | For | | For |
| 4 | | Elect Keith R. Hulley | | Mgmt | | For | | For | | For |
| 5 | | Elect Luis J. Baertl | | Mgmt | | For | | For | | For |
| 6 | | Elect Steven Krause | | Mgmt | | For | | For | | For |
| 7 | | Elect Harry W. Kirk | | Mgmt | | For | | For | | For |
| 8 | | Elect William Lindqvist | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Geoffrey Chater | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Stock Option Plan | | Mgmt | | For | | For | | For |
MAG Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MAG | | CINS 55903Q104 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Daniel T. MacInnis | | Mgmt | | For | | For | | For |
| 3 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 4 | | Elect Eric H. Carlson | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 6 | | Elect Derek C. White | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter K. Megaw | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Frank R. Hallam | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Richard P. Clark | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Peter D. Barnes | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Continuation of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
MAG Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MAG | | CINS 55903Q104 | | 10/05/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Daniel MacInnis | | Mgmt | | For | | For | | For |
| 4 | | Elect Jonathan Rubenstein | | Mgmt | | For | | For | | For |
| 5 | | Elect Eric Carlson | | Mgmt | | For | | For | | For |
| 6 | | Elect Richard Colterjohn | | Mgmt | | For | | For | | For |
| 7 | | Elect Derek White | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Megaw | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Richard Clark | | Mgmt | | For | | For | | For |
| 11 | | Elect Peter Barnes | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
Malbex Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBG | | CINS ADPC00685 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 3 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 4 | | Option Plan Renewal | | Mgmt | | For | | For | | For |
| 5 | | Share Purchase Agreement | | Mgmt | | For | | Abstain | | Against |
Malbex Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MBG | | CINS 56108E102 | | 03/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 5 | | Option Plan Renewal | | Mgmt | | For | | For | | For |
| 6 | | Share Purchase Agreement | | Mgmt | | For | | Abstain | | Against |
Mammoth Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MTH | | CINS 561607102 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Thomas Aktins | | Mgmt | | For | | For | | For |
| 4 | �� | Elect Marshall Farris | | Mgmt | | For | | For | | For |
| 5 | | Elect Nigel Kirkwood | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 6 | | Elect Guy Le Bel | | Mgmt | | For | | For | | For |
| 7 | | Elect John McBride | | Mgmt | | For | | Against | | Against |
| 8 | | Elect David A. Wiley | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Approval of Advance Notice Policy | | Mgmt | | For | | For | | For |
| 11 | | Amendment to Articles Regarding Location of Shareholder Meetings | | Mgmt | | For | | For | | For |
| 12 | | Approval of Re-Pricing of Previously Granted Stock Options | | Mgmt | | For | | For | | For |
Mandalay Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MND | | CINS 562568204 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Abraham Jonker | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Doyle | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Griffin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Peter R. Jones | | Mgmt | | For | | For | | For |
| 7 | | Elect Bradford A. Mills | | Mgmt | | For | | For | | For |
| 8 | | Elect Sanjay Swarup | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Approval of advance notice policy | | Mgmt | | For | | For | | For |
| 11 | | Renewal of the Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
Mariana Resources Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MARL | | CINS G58144109 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Guernsey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Eric Roth | | Mgmt | | For | | For | | For |
| 3 | | Elect Glen Parsons | | Mgmt | | For | | For | | For |
| 4 | | Elect John R. Horsburgh | | Mgmt | | For | | For | | For |
| 5 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Midway Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MDW | | CUSIP 598153104 | | 06/20/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Change in Board Size | | Mgmt | | For | | For | | For |
| 2.1 | | Elect Kenneth A. Brunk | | Mgmt | | For | | For | | For |
| 2.2 | | Elect Martin M. Hale, Jr. | | Mgmt | | For | | For | | For |
| 2.3 | | Elect Roger A. Newell | | Mgmt | | For | | Withhold | | Against |
| 2.4 | | Elect John W. Sheridan | | Mgmt | | For | | For | | For |
| 2.5 | | Elect Frank S. Yu | | Mgmt | | For | | For | | For |
| 2.6 | | Elect Rodney D. Knutson | | Mgmt | | For | | For | | For |
| 2.7 | | Elect Nathaniel E. Klein | | Mgmt | | For | | For | | For |
| 3 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
| 4 | | Amendments to Articles Regarding Preferred Shareholder Nomination Rights | | Mgmt | | For | | For | | For |
| 5 | | Amendments to Articles Regarding Preferred Shareholder Governance Rights | | Mgmt | | For | | Against | | Against |
| 6 | | 2013 Stock and Incentive Plan | | Mgmt | | For | | Against | | Against |
Mindoro Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MIO | | CINS 602913105 | | 10/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities (CDIs) | | Mgmt | | For | | For | | For |
| 3 | | Ratify Placement of Securities (Options - Clayton Northey) | | Mgmt | | For | | For | | For |
| 4 | | Approve Issue of Securities (Tranche 1 Investment) | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (Tranche 2 Investment) | | Mgmt | | For | | For | | For |
| 6 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 7 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Mirasol Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| MRZ | | CINS 604680108 | | 12/18/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Mary Little | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Timothy Heenan | | Mgmt | | For | | For | | For |
| 6 | | Elect Douglas Silver | | Mgmt | | For | | For | | For |
| 7 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
Natasa Mining Ltd
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NSN | | CINS G6395A100 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Cayman Islands | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Charles de Chezelles | | Mgmt | | For | | For | | For |
| 3 | | Elect Ian Mann | | Mgmt | | For | | For | | For |
| 4 | | Investment Policy | | Mgmt | | For | | For | | For |
| 5 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 6 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | Against | | Against |
| 8 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
New Pacific Metals Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NUX | | CINS 647823103 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Rui Feng | | Mgmt | | For | | For | | For |
| 4 | | Elect Jack Austin | | Mgmt | | For | | For | | For |
| 5 | | Elect David Kong | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Kerrich | | Mgmt | | For | | For | | For |
| 7 | | Elect Greg Hawkins | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
Newstrike Capital Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NES | | CINS 652507104 | | 01/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert Whittall | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Kevin Rathbun | | Mgmt | | For | | For | | For |
| 5 | | Elect Kenneth Thorsen | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Robert Withers | | Mgmt | | For | | For | | For |
| 7 | | Elect Wojteck Wodzicki | | Mgmt | | For | | For | | For |
| 8 | | Elect George Brack | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
NGEx Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NGQ | | CINS 65339B100 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Wojtek A. Wodzicki | | Mgmt | | For | | For | | For |
| 4 | | Elect William A. Rand | | Mgmt | | For | | Against | | Against |
| | | | | | | | | | |
| 5 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul K. Conibear | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David F. Mullen | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
North American Tungsten Corporation Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NTC | | CINS 656914108 | | 03/22/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Ronald A. Erickson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Kurt Heikkila | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Allan Krasnick | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen M. Leahy | | Mgmt | | For | | For | | For |
| 8 | | Elect Dennis Lindahl | | Mgmt | | For | | For | | For |
| 9 | | Elect Bryce M.A. Porter | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Christina Scott | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 13 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 14 | | Renewal of the Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Northern Superior Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SUP | | CINS 665804100 | | 05/06/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Alan C. Moon | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas F. Morris | | Mgmt | | For | | For | | For |
| 5 | | Elect Brian R. Booth | | Mgmt | | For | | For | | For |
| 6 | | Elect K. Wayne Livingstone | | Mgmt | | For | | For | | For |
| 7 | | Elect Arnold Klassen | | Mgmt | | For | | For | | For |
| 8 | | Elect Fred Lecoq | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Amendments to Articles | | Mgmt | | For | | For | | For |
OceanaGold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OGC | | CINS 675222103 | | 05/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect James E. Askew | | Mgmt | | For | | For | | For |
| 4 | | Elect J. Denham Shale | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael F. Wilkes | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Amendments to Articles | | Mgmt | | For | | For | | For |
| 8 | | Approve Issue of Securities | | Mgmt | | For | | For | | For |
| 9 | | Equity Grant (MD/CEO Michael Wilkes) | | Mgmt | | For | | For | | For |
| 10 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Olivut Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OLV | | CINS 681103107 | | 02/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Sargent Berner | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sharon Dowdall | | Mgmt | | For | | For | | For |
| 4 | | Elect Leni Keough | | Mgmt | | For | | For | | For |
| 5 | | Elect Craig Reith | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 8 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Olympus Pacific Mineral Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OYM | | CINS 68162Q202 | | 10/26/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Change of Company Name | | Mgmt | | For | | For | | For |
| 5 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
| 6 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS G6777T156 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Orsu Metals Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| OSU | | CINS ADPC00773 | | 06/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Sergey V. Kurzin | | Mgmt | | For | | For | | For |
| 4 | | Elect Alexander Yakubchuk | | Mgmt | | For | | For | | For |
| 5 | | Elect Mark Corra | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Massimo Carello | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Timothy J. Hanford | | Mgmt | | For | | For | | For |
| 8 | | Elect David Rhodes | | Mgmt | | For | | Against | | Against |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071101 | | 03/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Share Consolidation | | Mgmt | | For | | Against | | Against |
| 3 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Pacific Coal Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAK | | CINS 694071200 | | 05/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Jose Francisco Arata | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Miguel de la Campa | | Mgmt | | For | | For | | For |
| 5 | | Elect Michael S. Greene | | Mgmt | | For | | For | | For |
| 6 | | Elect Serafino Iacono | | Mgmt | | For | | For | | For |
| 7 | | Elect Hernan Martinez | | Mgmt | | For | | For | | For |
| 8 | | Elect Oscar Ordonez | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Ronald Pantin | | Mgmt | | For | | For | | For |
| 10 | | Elect Jaime Perez Branger | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Miguel Rodriguez | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 14 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Pacific North West Capital Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PFN | | CINS 694916107 | | 09/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Harry Barr | | Mgmt | | For | | For | | For |
| 5 | | Elect Linda Holmes | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Dennis Hop | | Mgmt | | For | | For | | For |
| 7 | | Elect John Londry | | Mgmt | | For | | For | | For |
| 8 | | Elect Jordan Point | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Equity Investment Authority | | Mgmt | | For | | For | | For |
| 11 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
Pacific Rim Mining Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMU | | CINS 694915208 | | 09/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Catherine McLeod-Seltzer | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Shrake | | Mgmt | | For | | For | | For |
| 5 | | Elect William Myckatyn | | Mgmt | | For | | For | | For |
| 6 | | Elect David Fagin | | Mgmt | | For | | For | | For |
| 7 | | Elect Timothy Baker | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 10 | | Evergreen Incentive Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Elect Jan Nelson | | Mgmt | | For | | For | | For |
| 3 | | Elect Cobus Loots | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Robert Still | | Mgmt | | For | | For | | For |
| 5 | | Elect Busi Sitole | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Hester Hickey | | Mgmt | | For | | For | | For |
| 7 | | Directors’ Fees | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
Pan African Resources Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAN | | CINS G6882W102 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United Kingdom | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Merger | | Mgmt | | For | | For | | For |
| 2 | | Issuance of Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 3 | | Issuance of Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
Pan American Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PAA | | CUSIP 697900108 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Ross J. Beaty | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Geoffrey A. Burns | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Michael L. Carroll | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Christopher Noel Dunn | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Neil de Gelder | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Robert P. Pirooz | | Mgmt | | For | | For | | For |
| 1.7 | | Elect David C. Press | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Walter T. Segsworth | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Papillon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PIR | | CINS Q7330A113 | | 02/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Equity Grant (MD/CEO Mark Connelly) | | Mgmt | | For | | For | | For |
| 3 | | Equity Grant (NED Robert Behets) | | Mgmt | | For | | Against | | Against |
Papillon Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PIR | | CINS Q7330A113 | | 11/08/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Alec Pismiris | | Mgmt | | For | | Against | | Against |
| 4 | | Re-elect Robert Behets | | Mgmt | | For | | For | | For |
| 5 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
Petaquilla Minerals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTQ | | CINS ADPC01045 | | 11/29/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Raul Ferrer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard Fifer | | Mgmt | | For | | Against | | Against |
| 5 | | Elect David Kaplan | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pedro Permuy | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Pilot Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PLG | | CINS 72154R103 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Dorward | | Mgmt | | For | | For | | For |
| 4 | | Elect Matthew Lennox-King | | Mgmt | | For | | For | | For |
| 5 | | Elect Donald A. McInnes | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Mark O’Dea | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Pease | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Sean Tetzlaff | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Planet Mining Exploration Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PXI | | CINS 727033102 | | 03/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Antonio M. Ricci | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Birkenshaw | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher Taylor | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Darold H. Parken | | Mgmt | | For | | For | | For |
| 7 | | Elect Patrick McAndless | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Shippen | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 10 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Change of Business | | Mgmt | | For | | Against | | Against |
Platinum Group Metals Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PTM | | CINS 72765Q205 | | 01/08/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 4 | | Elect Frank Hallam | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Eric Carlson | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Barry Smee | | Mgmt | | For | | For | | For |
| 7 | | Elect Iain McLean | | Mgmt | | For | | For | | For |
| 8 | | Elect Timothy Marlow | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Takeover Defense Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
PMI Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PMV | | CINS 730153202 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Collin Ellison | | Mgmt | | For | | For | | For |
| 3 | | Elect Joseph H. Mensah | | Mgmt | | For | | For | | For |
| 4 | | Elect James Askew | | Mgmt | | For | | For | | For |
| 5 | | Elect John A. Clarke | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Ross Ashton | | Mgmt | | For | | For | | For |
| 7 | | Elect Dr. Michael Price | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Bradford | | Mgmt | | For | | For | | For |
| 9 | | Elect Michael Anderson | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Increase Directors’ Fees | | Mgmt | | For | | For | | For |
| 12 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 13 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
PMI Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PVM | | CINS 730153202 | | 11/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Ratify Placement of Securities | | Mgmt | | For | | For | | For |
| 3 | | Approve Issue of Common Shares | | Mgmt | | For | | For | | For |
Polymetal International Plc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| POLY | | CINS G7179S101 | | 06/12/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Bobby Godsell | | Mgmt | | For | | For | | For |
| 5 | | Elect Vitaly N. Nesis | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 6 | | Elect Konstantin Yanakov | | Mgmt | | For | | For | | For |
| 7 | | Elect Marina Gronberg | | Mgmt | | For | | For | | For |
| 8 | | Elect Jean-Pascal Duvieusart | | Mgmt | | For | | For | | For |
| 9 | | Elect Charles Balfour | | Mgmt | | For | | For | | For |
| 10 | | Elect Jonathan Best | | Mgmt | | For | | Against | | Against |
| 11 | | Elect Russell Skirrow | | Mgmt | | For | | For | | For |
| 12 | | Elect Leonard Homeniuk | | Mgmt | | For | | Against | | Against |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 15 | | Long-Term Incentive Plan | | Mgmt | | For | | For | | For |
| 16 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 17 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 18 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
Polyus Gold International Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PGIL | | CINS G7166H100 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Jersey | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | For | | For |
| 2 | | Directors’ Remuneration Report | | Mgmt | | For | | Against | | Against |
| 3 | | Allocation of Profits/Dividends | | Mgmt | | For | | For | | For |
| 4 | | Elect Adrian Coates | | Mgmt | | For | | For | | For |
| 5 | | Elect German Pikhoya | | Mgmt | | For | | For | | For |
| 6 | | Elect Lord Patrick J. Clanwilliam | | Mgmt | | For | | For | | For |
| 7 | | Elect Bruce Buck | | Mgmt | | For | | For | | For |
| 8 | | Elect Kobus Moolman | | Mgmt | | For | | For | | For |
| 9 | | Elect Anna Kolonchina | | Mgmt | | For | | For | | For |
| 10 | | Elect Igor Gorin | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 12 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 13 | | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | | For | | For | | For |
| 14 | | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | | For | | For | | For |
| 15 | | Authority to Repurchase Shares | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Premier Gold Mines Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PG | | CINS 74051D104 | | 06/27/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John A. Begeman | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Jean-Pierre Colin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Ewan S. Downie | | Mgmt | | For | | For | | For |
| 5 | | Elect Henry J. Knowles | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Claude Lemasson | | Mgmt | | For | | For | | For |
| 7 | | Elect Eberhard Scherkus | | Mgmt | | For | | For | | For |
| 8 | | Elect John Seaman | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 10 | | Renewal of the Share Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Adoption of Advance Notice By-law | | Mgmt | | For | | For | | For |
Pretium Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PVG | | CINS 74139C102 | | 05/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert A. Quartermain | | Mgmt | | For | | For | | For |
| 4 | | Elect Joseph J. Ovsenek | | Mgmt | | For | | For | | For |
| 5 | | Elect Ross A. Mitchell | | Mgmt | | For | | For | | For |
| 6 | | Elect Christopher Noel Dunn | | Mgmt | | For | | For | | For |
| 7 | | Elect Tom S.Q. Yip | | Mgmt | | For | | For | | For |
| 8 | | Elect George Paspalas | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Amend and Renew the Stock Option Plan | | Mgmt | | For | | For | | For |
Prodigy Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PDG | | CINS 74283A100 | | 09/14/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Phelps | | Mgmt | | For | | For | | For |
| 4 | | Elect Thomas Barber | | Mgmt | | For | | For | | For |
| 5 | | Elect Robert Harrington | | Mgmt | | For | | For | | For |
| 6 | | Elect Tom Mullan | | Mgmt | | For | | Against | | Against |
| 7 | | Elect David Richardson | | Mgmt | | For | | For | | For |
| 8 | | Elect George Salamis | | Mgmt | | For | | For | | For |
| 9 | | Elect David Watkins | | Mgmt | | For | | For | | For |
| 10 | | Elect Brian Maher | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Prodigy Gold Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| PDG | | CINS 74283A100 | | 12/06/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Special | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Merger | | Mgmt | | For | | For | | For |
Prophecy Platinum Corp
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| NKL | | CINS 74345Y104 | | 11/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect John Lee | | Mgmt | | For | | For | | For |
| 4 | | Elect D. Greg Hall | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Mike Sylvestre | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Harald Batista | | Mgmt | | For | | For | | For |
| 7 | | Elect Myron Manternach | | Mgmt | | For | | For | | For |
| 8 | | Elect Wesley Hall | | Mgmt | | For | | For | | For |
| 9 | | Elect Greg Johnson | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 12 | | Approve Stock Option Grants | | Mgmt | | For | | For | | For |
| 13 | | Amendments to Articles Regarding Advance Notice Provisions | | Mgmt | | For | | For | | For |
| 14 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rackla Metals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RAK | | CINS 750080103 | | 12/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Simon Ridgway | | Mgmt | | For | | For | | For |
| 3 | | Elect Ralph Rushton | | Mgmt | | For | | For | | For |
| 4 | | Elect William Katzin | | Mgmt | | For | | For | | For |
| 5 | | Elect Timothy Beale | | Mgmt | | For | | For | | For |
| 6 | | Elect David Cass | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Consolidation and Company Name Change | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Radius Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDU | | CINS 750468100 | | 12/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Simon Ridgway | | Mgmt | | For | | For | | For |
| 3 | | Elect Ralph Rushton | | Mgmt | | For | | For | | For |
| 4 | | Elect Mario Szotlender | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Bradford Cooke | | Mgmt | | For | | For | | For |
| 6 | | Elect William Katzin | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Renaissance Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| REN | | CINS 75971J105 | | 10/03/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Ronald Parratt | | Mgmt | | For | | For | | For |
| 3 | | Elect Richard Bedell, Jr. | | Mgmt | | For | | For | | For |
| 4 | | Elect Timothy Janke | | Mgmt | | For | | For | | For |
| 5 | | Elect Lee Graber | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Dieter Krewedl | | Mgmt | | For | | For | | For |
| 7 | | Elect Robert Boaz | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 10 | | Repricing of Options | | Mgmt | | For | | Against | | Against |
| 11 | | Restricted Share Plan | | Mgmt | | For | | Against | | Against |
Reunion Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RGD | | CINS 76131P106 | | 09/27/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Leanne Baker | | Mgmt | | For | | Against | | Against |
| 3 | | Elect James Crombie | | Mgmt | | For | | For | | For |
| 4 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Rejean Gourde | | Mgmt | | For | | For | | For |
| 6 | | Elect Vijay Kirpalani | | Mgmt | | For | | For | | For |
| 7 | | Elect Peter Nixon | | Mgmt | | For | | For | | For |
| 8 | | Elect Loraine Oxley | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of Stock Option Plan | | Mgmt | | For | | For | | For |
Revett Minerals Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RVM | | CINS 761505205 | | 06/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect John G. Shanahan | | Mgmt | | For | | For | | For |
| 3 | | Elect Timothy R. Lindsey | | Mgmt | | For | | For | | For |
| 4 | | Elect Albert F. Appleton | | Mgmt | | For | | For | | For |
| 5 | | Elect Larry Okada | | Mgmt | | For | | For | | For |
| 6 | | Elect John B. McCombe | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 9 | | Amendments to Articles Regarding the Location of Shareholder Meetings | | Mgmt | | For | | For | | For |
| | | | | | | | | | |
| 10 | | Shareholder Rights Plan Renewal | | Mgmt | | For | | For | | For |
| 11 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 12 | | Non-Voting Agenda Item | | N/A | | N/A | | N/A | | N/A |
| 13 | | Advisory vote on the frequency of executive compensation advisory votes: Please vote FOR on this resolution to approve 1 year | | Mgmt | | For | | For | | For |
| 14 | | Advisory vote on the frequency of executive compensation advisory votes: Please vote FOR on this resolution to approve 2 years | | Mgmt | | For | | N/A | | N/A |
| 15 | | Advisory vote on the frequency of executive compensation advisory votes: Please vote FOR on this resolution to approve 3 years | | Mgmt | | For | | N/A | | N/A |
| 16 | | Advisory vote on the frequency of executive compensation advisory votes: Please vote FOR on this resolution to ABSTAIN on this resolution | | Mgmt | | For | | N/A | | N/A |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Richmont Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIC | | CUSIP 76547T106 | | 05/09/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect H. Gregory Chamandy | | Mgmt | | For | | Withhold | | Against |
| 1.2 | | Elect Paul Carmel | | Mgmt | | For | | For | | For |
| 1.3 | | Elect Rejean Houle | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Ebe Scherkus | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Samuel Minzberg | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Elaine Ellingham | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Michael Pesner | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Rio Alto Mining Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RIO | | CINS 76689T104 | | 05/31/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Klaus M. Zeitler | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Alexander Black | | Mgmt | | For | | For | | For |
| 5 | | Elect Anthony Hawkshaw | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Victor Gobitz | | Mgmt | | For | | For | | For |
| 7 | | Elect Ram Ramachandran | | Mgmt | | For | | For | | For |
| 8 | | Elect Roger Norwich | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Drago Guillermo Kisic Wagner | | Mgmt | | For | | For | | For |
| 10 | | Elect Sidney P.H. Robinson | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Renewal of Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Robust Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROL | | CINS Q8138S108 | | 11/09/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect David King | | Mgmt | | For | | For | | For |
| 4 | | Elect Gordon Lewis | | Mgmt | | For | | For | | For |
| 5 | | Approve Issue of Securities (10% Placement Facility) | | Mgmt | | For | | For | | For |
Rochester Resources Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RCT | | CINS 77174P102 | | 11/21/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Eduardo Luna | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Nick DeMare | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Marc Cernovitch | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Joseph Keane | | Mgmt | | For | | For | | For |
| 7 | | Elect Michael Magrum | | Mgmt | | For | | For | | For |
| 8 | | Elect Simon Tam | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS 77434W202 | | 08/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 5 | | Elect Sandile Zungu | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Richard Linnell | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Willem Jacobs | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 9 | | Elect Johan van’t Hof | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen Dietrich | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Rockwell Diamonds Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RDI | | CINS ADPC01272 | | 08/30/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect David Copeland | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Mark Bristow | | Mgmt | | For | | For | | For |
| 5 | | Elect Sandile Zungu | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Richard Linnell | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Willem Jacobs | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Campbell | | Mgmt | | For | | For | | For |
| 9 | | Elect Johan van’t Hof | | Mgmt | | For | | For | | For |
| 10 | | Elect Stephen Dietrich | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
Romarco Minerals Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| R | | CINS 775903206 | | 05/15/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Diane R. Garrett | | Mgmt | | For | | For | | For |
| 3 | | Elect James R. Arnold | | Mgmt | | For | | For | | For |
| 4 | | Elect Leendert G. Krol | | Mgmt | | For | | For | | For |
| 5 | | Elect R.J. (Don) MacDonald | | Mgmt | | For | | For | | For |
| 6 | | Elect John O. Marsden | | Mgmt | | For | | For | | For |
| 7 | | Elect Patrick Michaels | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert van Doorn | | Mgmt | | For | | For | | For |
| 9 | | Elect Gary A. Sugar | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Stock Option Plan | | Mgmt | | For | | For | | For |
Roxgold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROG | | CINS 779899202 | | 05/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Oliver Lennox-King | | Mgmt | | For | | For | | For |
| 4 | | Elect Richard M. Colterjohn | | Mgmt | | For | | For | | For |
| 5 | | Elect Jonathan A. Rubenstein | | Mgmt | | For | | For | | For |
| 6 | | Elect Joseph G. Spiteri | | Mgmt | | For | | For | | For |
| 7 | | Elect John L. Knowles | | Mgmt | | For | | For | | For |
| 8 | | Elect Walter Segsworth | | Mgmt | | For | | For | | For |
| 9 | | Elect Gordon E. Pridham | | Mgmt | | For | | For | | For |
| 10 | | Elect John Dorward | | Mgmt | | For | | For | | For |
| 11 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 12 | | Incentive Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 13 | | Deferred Share Unit Plan | | Mgmt | | For | | For | | For |
| 14 | | Restricted Share Unit Plan | | Mgmt | | For | | For | | For |
| 15 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Roxgold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROG | | CINS 779899202 | | 07/12/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Barry Girling | | Mgmt | | For | | For | | For |
| 4 | | Elect Robert Sibthorpe | | Mgmt | | For | | For | | For |
| 5 | | Elect Allan Fabbro | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Chester Idziszek | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Richard Mazur | | Mgmt | | For | | Against | | Against |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Re-approval of the Stock Option Plan | | Mgmt | | For | | For | | For |
Roxgold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| ROG | | CINS 779899202 | | 09/25/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Peter Jones | | Mgmt | | For | | For | | For |
| 4 | | Elect Brett Richards | | Mgmt | | For | | For | | For |
| 5 | | Elect John Knowles | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Pridham | | Mgmt | | For | | For | | For |
| 7 | | Elect Richard Mazur | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 10 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 11 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Rusoro Mining Ltd.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RML | | CINS 782227102 | | 12/13/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect Vladimir Agapov | | Mgmt | | For | | For | | For |
| 5 | | Elect Andre Agapov | | Mgmt | | For | | For | | For |
| 6 | | Elect Gordon Keep | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Abraham Stein | | Mgmt | | For | | For | | For |
| 8 | | Elect Peter Hediger | | Mgmt | | For | | For | | For |
| 9 | | Elect John Reynolds | | Mgmt | | For | | For | | For |
| 10 | | Elect Dmitry Ushakov | | Mgmt | | For | | For | | For |
| 11 | | Elect Jay Kaplowitz | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Rye Patch Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RPM | | CINS 783727100 | | 06/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 4 | | Elect William C. Howald | | Mgmt | | For | | For | | For |
| 5 | | Elect Joe Kajszo | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Charles C. Russell | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Rye Patch Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| RPM | | CINS ADPC01210 | | 06/04/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jonathan Challis | | Mgmt | | For | | For | | For |
| 3 | | Elect William C. Howald | | Mgmt | | For | | For | | For |
| 4 | | Elect Joe Kajszo | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Charles C. Russell | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Sabina Gold & Silver Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBB | | CINS 785246109 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Terrence Eyton | | Mgmt | | For | | For | | For |
| 4 | | Elect David A. Fennell | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Jonathan C. Goodman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Scott Hean | | Mgmt | | For | | For | | For |
| 7 | | Elect James N. Morton | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Robert Pease | | Mgmt | | For | | For | | For |
| 9 | | Elect John Wakeford | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Anthony P. Walsh | | Mgmt | | For | | Against | | Against |
| 11 | | Elect John F. Whitton | | Mgmt | | For | | For | | For |
| 12 | | Elect LeRoy E. Wilkes | | Mgmt | | For | | For | | For |
| 13 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 14 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 15 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Sable Mining Africa Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBLM | | CINS G7762V107 | | 03/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Virgin Islands (British) | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Accounts and Reports | | Mgmt | | For | | Against | | Against |
| 2 | | Elect Aboubacar Sampil | | Mgmt | | For | | For | | For |
| 3 | | Elect Andrew Groves | | Mgmt | | For | | For | | For |
| 4 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
Seafield Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SFF | | CINS ADPC00998 | | 06/25/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Cesar Lopez | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Amjad J. Ali | | Mgmt | | For | | For | | For |
| 4 | | Elect James Pirie | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Juan Villarzu | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 7 | | Authority to Set Auditor’s Fees | | Mgmt | | For | | For | | For |
| 8 | | Amendment to Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Share Compensation Arrangement | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 11 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 12 | | Repricing of Stock Options | | Mgmt | | For | | Against | | Against |
SEMAFO Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SMF | | CINS 816922108 | | 05/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Terence F. Bowles | | Mgmt | | For | | For | | For |
| 3 | | Elect Benoit Desormeaux | | Mgmt | | For | | For | | For |
| 4 | | Elect Jean Lamarre | | Mgmt | | For | | For | | For |
| 5 | | Elect John LeBoutillier | | Mgmt | | For | | For | | For |
| 6 | | Elect Gilles Masson | | Mgmt | | For | | For | | For |
| 7 | | Elect Lawrence I. McBrearty | | Mgmt | | For | | For | | For |
| 8 | | Elect Tertius Zongo | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | Against | | Against |
Silver Bull Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVBL | | CUSIP 827458100 | | 04/10/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Timothy Barry | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Joshua Crumb | | Mgmt | | For | | Withhold | | Against |
| 1.3 | | Elect Brian Edgar | | Mgmt | | For | | Withhold | | Against |
| 1.4 | | Elect Murray Hitzman | | Mgmt | | For | | Withhold | | Against |
| 1.5 | | Elect Daniel Kunz | | Mgmt | | For | | Withhold | | Against |
| 1.6 | | Elect John McClintock | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Silver Lake Resources Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLR | | CINS Q85014100 | | 11/23/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Brian Kennedy | | Mgmt | | For | | For | | For |
| 4 | | Re-elect David Griffiths | | Mgmt | | For | | For | | For |
| 5 | | Approve Long Term Incentive Plan | | Mgmt | | For | | For | | For |
| 6 | | Approve Termination Payments to MD Les Davis | | Mgmt | | For | | For | | For |
| 7 | | Approve Termination Payments to Executive Director Christopher Banasik | | Mgmt | | For | | For | | For |
| 8 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 9 | | Renew Proportional Takeover Provisions | | Mgmt | | For | | For | | For |
Silver Wheaton Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SLW | | CUSIP 828336107 | | 05/21/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Lawrence I. Bell | | Mgmt | | For | | For | | For |
| 1.2 | | Elect George L. Brack | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John A. Brough | | Mgmt | | For | | For | | For |
| 1.4 | | Elect R. Peter Gillin | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Douglas M. Holtby | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Eduardo Luna | | Mgmt | | For | | Withhold | | Against |
| 1.7 | | Elect Wade D. Nesmith | | Mgmt | | For | | Withhold | | Against |
| 1.8 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | For | | For |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
Silvercrest Mines, Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| | CINS 828365106 | | 06/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect J. Scott Drever | | Mgmt | | For | | For | | For |
| 3 | | Elect Ross Glanville | | Mgmt | | For | | For | | For |
| 4 | | Elect Barney Magnusson | | Mgmt | | For | | Against | | Against |
| 5 | | Elect George W. Sanders | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham C. Thody | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Sirocco Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SIM | | CINS 82967T105 | | 05/14/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Elect Lukas H. Lundin | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Richard P. Clark | | Mgmt | | For | | For | | For |
| 5 | | Elect Paul K. Conibear | | Mgmt | | For | | For | | For |
| 6 | | Elect John H. Craig | | Mgmt | | For | | For | | For |
| 7 | | Elect Ron F. Hochstein | | Mgmt | | For | | For | | For |
| 8 | | Elect Pablo J. Mir | | Mgmt | | For | | Against | | Against |
| 9 | | Elect Robert F. Chase | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Amendment to the Incentive Stock Option Plan | | Mgmt | | For | | For | | For |
| 12 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Solitario Exploration & Royalty Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| XPL | | CUSIP 8342EP107 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Elect Brian Labadie | | Mgmt | | For | | For | | For |
| 2 | | Elect Mark E. Jones, III | | Mgmt | | For | | For | | For |
| 3 | | Elect John Hainey | | Mgmt | | For | | For | | For |
| 4 | | Elect Leonard N. Harris | | Mgmt | | For | | For | | For |
| 5 | | Elect Christopher E. Herald | | Mgmt | | For | | For | | For |
| 6 | | Advisory Vote on Executive Compensation | | Mgmt | | For | | For | | For |
| 7 | | 2013 Omnibus Stock And Incentive Plan | | Mgmt | | For | | For | | For |
| 8 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Solvista Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVV | | CINS 83445B104 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Miller O’Prey | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald Christie | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gerald McCarvill | | Mgmt | | For | | Against | | Against |
| 5 | | Elect G. Edmund King | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gary Barket | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Easterday | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Solvista Gold Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SVV | | CINS ADPC01046 | | 09/28/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Miller O’Prey | | Mgmt | | For | | For | | For |
| 3 | | Elect Donald Christie | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gerald McCarvill | | Mgmt | | For | | Against | | Against |
| 5 | | Elect G. Edmund King | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Gary Barket | | Mgmt | | For | | For | | For |
| 7 | | Elect Roger Easterday | | Mgmt | | For | | For | | For |
| 8 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 9 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
St Barbara Limited
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SBM | | CINS Q8744Q108 | | 11/22/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Australia | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Remuneration Report | | Mgmt | | For | | For | | For |
| 3 | | Re-elect Saul Wise | | Mgmt | | For | | For | | For |
| 4 | | Re-elect Phillip Lockyer | | Mgmt | | For | | For | | For |
| 5 | | Approve Increase in NEDs’ Fee Cap | | Mgmt | | For | | For | | For |
| 6 | | Equity Grant (MD/CEO Timothy Lehany) | | Mgmt | | For | | For | | For |
| 7 | | Approve Financial Assistance | | Mgmt | | For | | For | | For |
Sunridge Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| SGC | | CINS 86769Q102 | | 01/11/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Michael Hopley | | Mgmt | | For | | For | | For |
| 3 | | Elect Doris Meyer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Craig Angus | | Mgmt | | For | | For | | For |
| 5 | | Elect Neil O’Brien | | Mgmt | | For | | For | | For |
| 6 | | Elect Mark Corra | | Mgmt | | For | | For | | For |
| 7 | | Elect Stephen Gatley | | Mgmt | | For | | For | | For |
| 8 | | Elect Eric Edwards | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
Temex Resources Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TME | | CINS 87971U105 | | 07/11/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 3 | | Election of Directors (Slate) | | Mgmt | | For | | Against | | Against |
| 4 | | Stock Option Plan | | Mgmt | | For | | For | | For |
| 5 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
Tigray Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TIG | | CINS 88674U103 | | 02/28/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jingbin Wang | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Andrew L. Smith | | Mgmt | | For | | Against | | Against |
| 4 | | Elect David Parsons | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Randy V.J. Smallwood | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Wenshan Zhang | | Mgmt | | For | | Against | | Against |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Share Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Amendments to By-Laws | | Mgmt | | For | | For | | For |
Tolima Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOM | | CINS 88947X108 | | 01/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jamie Lopez | | Mgmt | | For | | For | | For |
| 3 | | Elect Augusto Lopez | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Andrew DeFrancesco | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Wally Rudensky | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Tolima Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TOM | | CINS ADPC01517 | | 01/30/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Jamie Lopez | | Mgmt | | For | | For | | For |
| 3 | | Elect Augusto Lopez | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Andrew DeFrancesco | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Wally Rudensky | | Mgmt | | For | | For | | For |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 7 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
Torex Gold Resources Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TXG | | CINS 891054108 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Fred Stanford | | Mgmt | | For | | For | | For |
| 3 | | Elect Michael Murphy | | Mgmt | | For | | For | | For |
| 4 | | Elect A. Terrance MacGibbon | | Mgmt | | For | | For | | For |
| 5 | | Elect David Fennell | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Andrew Adams | | Mgmt | | For | | For | | For |
| 7 | | Elect Frank Davis | | Mgmt | | For | | Against | | Against |
| 8 | | Elect James Crombie | | Mgmt | | For | | Against | | Against |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
Trevali Mining Corporation
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TV | | CINS 89531J109 | | 06/19/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Mark Cruise | | Mgmt | | For | | For | | For |
| 3 | | Elect Anthony F. Holler | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Anton J. Drescher | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Michael Hoffman | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Paul Klipfel | | Mgmt | | For | | For | | For |
| 7 | | Elect Christopher Eskdale | | Mgmt | | For | | Against | | Against |
| 8 | | Elect Catherine A. Gignac | | Mgmt | | For | | For | | For |
| 9 | | Elect Valentin Paniagua | | Mgmt | | For | | For | | For |
| 10 | | Elect David S. Huberman | | Mgmt | | For | | For | | For |
| 11 | | Elect Peter G. Meredith | | Mgmt | | For | | For | | For |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 14 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 15 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
True Gold Mining Inc
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| TGM | | CINS 89783T102 | | 06/17/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Mark G. O’Dea | | Mgmt | | For | | For | | For |
| 3 | | Elect Dwayne Melrose | | Mgmt | | For | | For | | For |
| 4 | | Elect Michael D. McInnis | | Mgmt | | For | | For | | For |
| 5 | | Elect Richard J. Bailes | | Mgmt | | For | | For | | For |
| 6 | | Elect Donald McInnes | | Mgmt | | For | | Against | | Against |
| 7 | | Elect Nolan Watson | | Mgmt | | For | | For | | For |
| 8 | | Elect Robert Martinez | | Mgmt | | For | | For | | For |
| 9 | | Elect Robin M. Merrifield | | Mgmt | | For | | For | | For |
| 10 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 11 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
| 12 | | Amendments to Articles Regarding Electronic Distribution of Materials | | Mgmt | | For | | For | | For |
| 13 | | Transaction of Other Business | | Mgmt | | For | | Against | | Against |
Veris Gold Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VG | | CINS 92346R100 | | 06/18/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | For | | For |
| 3 | | Elect Robert F. Baldock | | Mgmt | | For | | Against | | Against |
| 4 | | Elect R. Llee Chapman | | Mgmt | | For | | For | | For |
| 5 | | Elect Jean-Edgar de Trentinian | | Mgmt | | For | | For | | For |
| 6 | | Elect Graham C. Dickson | | Mgmt | | For | | For | | For |
| 7 | | Elect Barry A. Goodfield | | Mgmt | | For | | For | | For |
| 8 | | Elect Francois Marland | | Mgmt | | For | | For | | For |
| 9 | | Elect Gerald B. Ruth | | Mgmt | | For | | Against | | Against |
| 10 | | Elect Jay W. Schnyder | | Mgmt | | For | | For | | For |
| 11 | | Elect Simon Solominidis | | Mgmt | | For | | Against | | Against |
| 12 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 13 | | Renewal of the Stock Option Plan | | Mgmt | | For | | Against | | Against |
| 14 | | Advance Notice Policy | | Mgmt | | For | | For | | For |
| 15 | | Shareholder Rights Plan | | Mgmt | | For | | For | | For |
| 16 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 17 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
Verona Development Corp.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VDC | | CINS 924878101 | | 11/20/2012 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Board Size | | Mgmt | | For | | Against | | Against |
| 3 | | Elect Rudy Brauer | | Mgmt | | For | | Against | | Against |
| 4 | | Elect Gurminder Sangha | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Martin Wood | | Mgmt | | For | | Against | | Against |
| 6 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | Against | | Against |
| 7 | | Stock Option Plan Renewal | | Mgmt | | For | | Against | | Against |
Virginia Mines Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| VGQ | | CINS 927864108 | | 06/26/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Mix | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Elect Andre Gaumond | | Mgmt | | For | | For | | For |
| 3 | | Elect Andre Lemire | | Mgmt | | For | | For | | For |
| 4 | | Elect Claude St-Jacques | | Mgmt | | For | | Against | | Against |
| 5 | | Elect Mario Jacob | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pierre Labbe | | Mgmt | | For | | For | | For |
| 7 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 8 | | Stock Option Plan Renewal | | Mgmt | | For | | For | | For |
| 9 | | Advance Notice Provision | | Mgmt | | For | | For | | For |
West Kirkland Mining Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| WKM | | CINS 953555109 | | 06/13/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | Canada | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 2 | | Non-Voting Meeting Note | | N/A | | N/A | | N/A | | N/A |
| 3 | | Board Size | | Mgmt | | For | | For | | For |
| 4 | | Elect R. Michael Jones | | Mgmt | | For | | For | | For |
| 5 | | Elect Fank Hallam | | Mgmt | | For | | Against | | Against |
| 6 | | Elect Pierre Lebel | | Mgmt | | For | | Against | | Against |
| 7 | | Elect John S. Brock | | Mgmt | | For | | For | | For |
| 8 | | Elect Kevin Falcon | | Mgmt | | For | | For | | For |
| 9 | | Appointment of Auditor and Authority to Set Fees | | Mgmt | | For | | For | | For |
| 10 | | Renewal of the Stock Option Plan | | Mgmt | | For | | For | | For |
| 11 | | Approval of New Control Person | | Mgmt | | For | | For | | For |
Yamana Gold Inc.
| | | | | | |
| Ticker | | Security ID: | | Meeting Date | | Meeting Status |
| YRI | | CUSIP 98462Y100 | | 05/01/2013 | | Voted |
| | | |
| Meeting Type | | Country of Trade | | | | |
| Annual | | United States | | | | |
| | | | | | | | | | |
| Issue No. | | Description | | Proponent | | Mgmt Rec | | Vote Cast | | For/Agnst Mgmt |
| 1.1 | | Elect Peter J. Marrone | | Mgmt | | For | | For | | For |
| 1.2 | | Elect Patrick J. Mars | | Mgmt | | For | | For | | For |
| 1.3 | | Elect John A. Begeman | | Mgmt | | For | | For | | For |
| 1.4 | | Elect Alexander J. Davidson | | Mgmt | | For | | For | | For |
| 1.5 | | Elect Richard P. Graff | | Mgmt | | For | | For | | For |
| 1.6 | | Elect Nigel Lees | | Mgmt | | For | | For | | For |
| 1.7 | | Elect Juvenal Mesquita Filho | | Mgmt | | For | | For | | For |
| 1.8 | | Elect Carl L. Renzoni | | Mgmt | | For | | For | | For |
| 1.9 | | Elect Antenor F. Silva, Jr. | | Mgmt | | For | | Withhold | | Against |
| 1.10 | | Elect Dino Titaro | | Mgmt | | For | | For | | For |
| 2 | | Ratification of Auditor | | Mgmt | | For | | For | | For |
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Treasury Securities Cash Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds U.S. Government Securities Savings Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Tax Free Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
Registrant: U.S. Global Investors Funds
Fund Name: U.S. Global Investors Funds Near-Term Tax Free Fund
Date of fiscal year end: 12/31
The fund did not vote proxies relating to portfolio securities during the period covered by this report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| U.S. GLOBAL INVESTORS FUNDS |
| |
| By: | | /s/ Frank E. Holmes |
| | Frank E. Holmes |
| | President, Chief Executive Officer |
Date: August 26, 2013
