Nuveen Investment Trust Ii N-PX Annual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-08333

Nuveen Investment Trust II

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

Gifford R. Zimmerman – Chief Administrative Officer

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: July 31

Date of reporting period: June 30, 2009

Item 1. Proxy Voting Record

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
10/02/08 - S	UBS AG *UBS*		H89231338
		This is a global agenda received via the Broadridge North American Ballot distribution system.
	1	ELECTION OF DIRECTOR: SALLY BOTT		For		Management
	2	ELECTION OF DIRECTOR: RAINER-MARC FREY		For		Management
	3	ELECTION OF DIRECTOR: BRUNO GEHRIG		For		Management
	4	ELECTION OF DIRECTOR: WILLIAM G. PARRETT		For		Management
	5	AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008		For		Management
	6	IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS		For		Management
11/12/08 - A	* Gold Fields Limited *GFI*		38059T106
		Meeting for ADR Holders Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008		For	For	Management
	2	Reelect DN Murray as Director		For	For	Management
	3	Reelect CI von Christerson as Director		For	For	Management
	4	Reelect GM Wilson as Director		For	For	Management
	5	Reelect AJ Wright as Director		For	For	Management
	6	Place Authorized But Unissued Ordinary Shares under Control of Directors		For	For	Management
	7	Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors		For	For	Management
	8	Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital		For	For	Management
	9	Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan		For	For	Management
	10	Approve Increase in Directors’ Fees		For	For	Management
		Special Meeting Agenda
	11	Authorize Repurchase of Up to 20 Percent of Issued Share Capital		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/27/08 - S	UBS AG *UBS*		H89231338
		This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system
	1	MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION		For		Management
	2	IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS		For		Management
12/08/08 - S	* Korea Electric Power Corp. *KED*		500631106
		Meeting for ADR Holders
	1	Elect Kang Seung-Cheol as Inside Director		For	For	Management
	2	Elect Kang Seong-Chuln, an Inside Director as Audit Committee Member		For	Against	Management
	3	Elect Kim Sun-Jin, an Outside Director as Audit Committee Member		For	For	Management
	4	Elect Kim Jung-Kook, an Outside Director as Audit Committee Member		For	Against	Management
	5	Approve Remuneration of Inside and Outside Directors		For	For	Management
	6	Approve Limit on Remuneration of Internal Auditors		For	For	Management
01/14/09 - S	* KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101
		Meeting for ADR Holders
	1	Amend Articles of Incorporation Regarding President Qualification Requirements		For	For	Management
	2	Elect Lee Suk-Chae as President		For	For	Management
	3	Elect Kang Si-Chin as Outside Director and as Audit Committee Member		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Elect Song In-Man as Outside Director and as Audit Committee Member		For	For	Management
	5	Elect Park Joon as Outside Director and as Audit Committee Member		For	For	Management
	6	Approve Employment Contract with President		For	For	Management
01/30/09 - A	Petrobras Energia Participaciones S.A. *PZE*		71646M102
		Meeting for ADR Holders
	1	APPROVAL OF THE PERFORMANCE OF SUSPENDED DIRECTORS.		For		Management
	2	APPROVAL OF THE MERGER OF THE COMPANY AND PETROBRAS ENERGIA S.A.( PESA ), WHEREBY PESA IS THE ABSORBING AND SURVIVING COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	3	APPROVAL OF THE PRELIMINARY MERGER AGREEMENT SIGNED BY THE COMPANY AND PESA ON SEPTEMBER 2, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	4	APPROVAL OF THE COMPANY S FINANCIAL STATEMENTS AS OF JUNE 30, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	5	APPROVAL OF THE EXCHANGE RATIO IN CONNECTION WITH THE MERGER.		For		Management
	6	DISSOLUTION OF THE COMPANY AS A RESULT OF THE MERGER.		For		Management
	7	AUTHORIZATION FOR EXECUTION OF THE DEFINITIVE MERGER AGREEMENT.		For		Management
	8	DELEGATION TO THE BOARD OF DIRECTORS, WITH POWERS TOSUBDELEGATE, OF ANY POWERS NECESSARY TO TAKE ANY AND ALL STEPSREQUIRED IN CONNECTION WITH THE MERGER AND DISSOLUTION OF THE COMPANY.		For		Management
	9	APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES.		For		Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast		Proponent
03/06/09 - A	KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101			��
		Meeting for ADR Holders
	1	Approve Appropriation of Income and Dividend of KRW 1,120 per Share		For	For		Management
	2-1	Elect Lee Sang-Hoon as Inside Director		For	For		Management
	2-2	Elect Pyo Hyun-Myung as Inside Director		For	For		Management
	2-3	Elect Lee Choon-Ho as Outside Director		For	For		Management
	2-4	Elect Kim Eung-Han as Outside Director		For	For		Management
	2-5	Elect Huh Jeung-Soo as Outside Director		For	For		Management
	3	Elect Kim Eung-Han as Member of Audit Committee		For	For		Management
	4	Approve Total Remuneration of Inside Directors and Outside Directors		For	For		Management
03/27/09 - S	KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101
		Meeting for ADR Holders
	1	Approve Merger Agreement with KT Freetel Co., Ltd.		For	For		Management
	2	Amend Articles of Incorporation regarding Expansion of Business Objectives, Changes to Executives’ Title, Board’s Quorum Requirements, and Other Legislative Changes		For	For		Management
04/15/09 - A	UBS AG *UBS*		H89231338
	1.1	Accept Financial Statements and Statutory Reports		For			Management
	1.2	Approve 2009 Compensation Model		For			Management
	2	Approve Carrying Forward of Net Loss		For			Management
	3	Elect Directors		For			Management
	3.3	Ratify Ernst & Young Ltd. As Auditors		For			Management
	3.4	Ratify BDO Visura as Special Auditors		For			Management
	4	Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights		For			Management
	5	Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights		For			Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/16/09 - A	BP plc *BP*		055622104
		Meeting for ADR Holders
	1	TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS		For	For	Management
	2	TO APPROVE THE DIRECTORS REMUNERATION REPORT		For	Against	Management
	3	DIRECTOR MR A BURGMANS		For	For	Management
	4	DIRECTOR MRS C B CARROLL		For	For	Management
	5	DIRECTOR SIR WILLIAM CASTELL		For	For	Management
	6	DIRECTOR MR I C CONN		For	For	Management
	7	DIRECTOR MR G DAVID		For	For	Management
	8	DIRECTOR MR E B DAVIS, JR		For	For	Management
	9	DIRECTOR MR R DUDLEY		For	For	Management
	10	DIRECTOR MR D J FLINT		For	For	Management
	11	DIRECTOR DR B E GROTE		For	For	Management
	12	DIRECTOR DR A B HAYWARD		For	For	Management
	13	DIRECTOR MR A G INGLIS		For	For	Management
	14	DIRECTOR DR D S JULIUS		For	For	Management
	15	DIRECTOR SIR TOM MCKILLOP		For	Withhold	Management
	16	DIRECTOR SIR IAN PROSSER		For	For	Management
	17	DIRECTOR MR P D SUTHERLAND		For	For	Management
	18	TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION		For	For	Management
	19	SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY		For	For	Management
	20	TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT		For	For	Management
	21	SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS		For	For	Management
	22	SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	Nokia Corp. *NOK*		654902204
		Meeting for ADR Holders
	1	Open Meeting		None	None	Management
	2	Calling the Meeting to Order		None	None	Management
	3	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting		None	None	Management
	4	Acknowledge Proper Convening of Meeting		None	None	Management
	5	Prepare and Approve List of Shareholders		None	None	Management
	6	Receive Financial Statements and Statutory Reports; Receive CEO’s Review		None	None	Management
	7	Accept Financial Statements and Statutory Reports		For	For	Management
	8	Approve Allocation of Income and Dividends of EUR 0.40 Per Share		For	For	Management
	9	Approve Discharge of Board and President		For	For	Management
	10	Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work		For	For	Management
	11	Fix Number of Directors at 11		For	For	Management
	12	Elect Directors		For	For	Management
	13	Approve Remuneration of Auditors		For	For	Management
	14	Ratify PricewaterhouseCoopers Oy as Auditors		For	For	Management
	15	Authorize Repurchase of up to 360 Million Nokia Shares		For	For	Management
	16	Close Meeting		None	None	Management
	17	MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 17.		None	Against	Management
04/28/09 - A	Nexen Inc. *NXY*		65334H102
	1	Elect Directors		For	For	Management
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A	Barrick Gold Corp. *ABX*		067901108
	1	Elect Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Convene an Independent Third Party to Review Company’s Community Engagement Practices		Against	Against	Shareholder
04/29/09 - A	Newmont Mining Corp. *NEM*		651639106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	4	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/06/09 - A	Magna International Inc. *MG.A*		559222401
		Meeting for Class A Subordinate Voting and Class B Shareholders
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Frank Stronach — Withhold
	1.2	Elect Director Michael D. Harris — Withhold
	1.3	Elect Director Lady Barbara Judge — Withhold
	1.4	Elect Director Louis E. Lataif — For
	1.5	Elect Director Donald Resnick — Withhold
	1.6	Elect Director Belinda Stronach — For
	1.7	Elect Director Franz Vranitzky — For
	1.8	Elect Director Donald J. Walker — For
	1.9	Elect Director Siegfried Wolf — For
	1.10	Elect Director Lawrence D. Worrall — For
	2	Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/08/09 - A/S	Ivanhoe Mines Ltd. *IVN*		46579N103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert M. Friedland — For
	1.2	Elect Director David Huberman — Withhold
	1.3	Elect Director John Macken — For
	1.4	Elect Director Peter Meredith — For
	1.5	Elect Director Bret Clayton — For
	1.6	Elect Director Kjeld Thygesen — Withhold
	1.7	Elect Director Robert Hanson — Withhold
	1.8	Elect Director Markus Faber — Withhold
	1.9	Elect Director Howard Balloch — Withhold
	1.10	Elect Director David Korbin — Withhold
	1.11	Elect Director R. Edward Flood — For
	1.12	Elect Director Livia Mahler — For
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Amend Equity Incentive Plan		For	Against	Management
05/15/09 - A	AngloGold Ashanti Ltd *AU*		035128206
		Meeting for ADR Holders
	1	Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008		For	For	Management
	2	Re-appoint Ernst & Young Inc as Auditors of the Company		For	For	Management
	3	Reelect RP Edey as Director		For	For	Management
	4	Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time		For	For	Management
	5	Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital		For	For	Management
	6	Approve Remuneration of Non-Executive Directors		For	For	Management
	7	Authorise Directors to Issue Convertible Bonds		For	For	Management
	8	Approve Increase in Authorized Share Capital		For	For	Management
	9	Amend Articles of Association		For	For	Management

* - Exception Vote

Nuveen Tradewinds International Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A	Royal Dutch Shell plc *RDS*		780259107
		Meeting for ADR Holders
	1	Accept Financial Statements and Statutory Reports		For	For	Management
	2	Approve Remuneration Report		For	Against	Management
	3	Elect Simon Henry as Director		For	For	Management
	4	Re-elect Lord Kerr of Kinlochard as Director		For	For	Management
	5	Re-elect Wim Kok as Director		For	For	Management
	6	Re-elect Nick Land as Director		For	For	Management
	7	Re-elect Jorma Ollila as Director		For	For	Management
	8	Re-elect Jeroen van der Veer as Director		For	For	Management
	9	Re-elect Hans Wijers as Director		For	For	Management
	10	Reappoint PricewaterhouseCoopers LLP as Auditors of the Company		For	For	Management
	11	Authorise Board to Fix Remuneration of Auditors		For	For	Management
	12	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million		For	For	Management
	13	Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million		For	For	Management
	14	Authorise 624 Million Ordinary Shares for Market Purchase		For	For	Management
	15	Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000		For	For	Management
06/04/09 - A/S	Suncor Energy Inc *SU*		867229106
	1	Approve Plan of Arrangement - Merger with Petro-Canada		For	For	Management
	2	Amend Stock Option Plan		For	Against	Management
	3	Elect Directors		For	For	Management
	4	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
06/24/09 - A	Nippon Telegraph & Telephone Corp. *9432*		654624105
		Meeting for ADR Holders
	1	Distribution Of Retained Earnings As Dividends		For	For	Management
	2	Partial Amendment Of The Articles Of Incorporation		For	For	Management
	3	Election Of Director: Hiromichi Shinohara		For	For	Management
	4	Election Of Director: Tetsuya Shouji		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/28/08 - S	* SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
	1	Amend Articles		For	For	Management
	2	Elect Director		For	For	Management
07/29/08 - A	* Vodafone Group plc *VOD*		92857W209
		Meeting for ADR Holders
	1	Accept Financial Statements and Statutory Reports		For	For	Management
	2	Re-elect Sir John Bond as Director		For	For	Management
	3	Re-elect John Buchanan as Director		For	For	Management
	4	Re-elect Vittorio Colao as Director		For	For	Management
	5	Re-elect Andy Halford as Director		For	For	Management
	6	Re-elect Alan Jebson as Director		For	For	Management
	7	Re-elect Nick Land as Director		For	For	Management
	8	Re-elect Anne Lauvergeon as Director		For	For	Management
	9	Re-elect Simon Murray as Director		For	For	Management
	10	Re-elect Luc Vandevelde as Director		For	For	Management
	11	Re-elect Anthony Watson as Director		For	For	Management
	12	Re-elect Philip Yea as Director		For	For	Management
	13	Approve Final Dividend of 5.02 Pence Per Ordinary Share		For	For	Management
	14	Approve Remuneration Report		For	For	Management
	15	Reappoint Deloitte & Touche LLP as Auditors of the Company		For	For	Management
	16	Authorise the Audit Committee to Fix Remuneration of Auditors		For	For	Management
	17	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000		For	For	Management
	18	Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000		For	For	Management
	19	Authorise 5,300,000,000 Ordinary Shares for Market Purchase		For	For	Management
	20	Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000		For	For	Management
	21	Amend Articles of Association		For	For	Management
	22	Approve Vodafone Group 2008 Sharesave Plan		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/31/08 - S	* Electronic Data Systems Corp. *EDS*		285661104
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
08/06/08 - S	* Mineral Deposits Ltd. *MNLDF*		Q6154S101
	1	Ratify Past Issuance of a Total of 63 Million Shares at A$0.77 Each to Institutional Investors Procured or Sourced by Euroz Securities Ltd and GMP Securities Europe LLP		For	For	Management
08/27/08 - A	* Smithfield Foods, Inc. *SFD*		832248108
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
10/02/08 - S	UBS AG *UBS*		H89231338
		This is a global agenda received via the Broadridge North American Ballot distribution system.
	1	ELECTION OF DIRECTOR: SALLY BOTT		For		Management
	2	ELECTION OF DIRECTOR: RAINER-MARC FREY		For		Management
	3	ELECTION OF DIRECTOR: BRUNO GEHRIG		For		Management
	4	ELECTION OF DIRECTOR: WILLIAM G. PARRETT		For		Management
	5	AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ADJUSTMENT TO THE NEW UBS CORPORATE GOVERNANCE EFFECTIVE AS OF 1 JULY 2008		For		Management
	6	IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS		For		Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
10/21/08 - S	* Petrochina Company Limited *PTR*		71646E100
		Meeting for ADR Holders
	1	Approve New Comprehensive Agreement and Revised Non-Exempt Annual Caps		For	Against	Management
	2	Approve Supplemental Agreement to the CRMSC Products and Services Agreement and Related Annual Caps		For	For	Management
11/12/08 - A	* Gold Fields Limited *GFI*		S31755101
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008		For	For	Management
	2	Reelect DN Murray as Director		For	For	Management
	3	Reelect CI von Christerson as Director		For	For	Management
	4	Reelect GM Wilson as Director		For	For	Management
	5	Reelect AJ Wright as Director		For	For	Management
	6	Place Authorized But Unissued Ordinary Shares under Control of Directors		For	For	Management
	7	Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors		For	For	Management
	8	Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital		For	For	Management
	9	Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan		For	For	Management
	10	Approve Increase in Directors’ Fees		For	For	Management
	11	Authorize Repurchase of Up to 20 Percent of Issued Share Capital		For	For	Management
11/14/08 - S	* Allied Waste Industries, Inc. *AW*		019589308
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/18/08 - S	* Crystallex International Corp. *KRY*		22942F101
	1	Approve New Share Option Plan		For	Against	Management
	2	Ratify Share Option Grants to Certain Directors, Officers, Employees and Consultants		For	Against	Management
	3	Amend Directors Remuneration Plan		For	For	Management
	4	Other Business		For	Against	Management
11/19/08 - A	* Microsoft Corp. *MSFT*		594918104
	1	Elect Director Steven A. Ballmer		For	For	Management
	2	Elect Director James I. Cash, Jr.		For	For	Management
	3	Elect Director Dina Dublon		For	For	Management
	4	Elect Director William H. Gates, III		For	For	Management
	5	Elect Director Raymond V. Gilmartin		For	For	Management
	6	Elect Director Reed Hastings		For	For	Management
	7	Elect Director David F. Marquardt		For	For	Management
	8	Elect Director Charles H. Noski		For	For	Management
	9	Elect Director Helmut Panke		For	For	Management
	10	Approve Executive Incentive Bonus Plan		For	For	Management
	11	Amend Non-Employee Director Omnibus Stock Plan		For	Against	Management
	12	Ratify Auditors		For	For	Management
	13	Adopt Policies to Protect Freedom of Access to the Internet		Against	Against	Shareholder
	14	Amend Bylaws to Establish a Board Committee on Human Rights		Against	Against	Shareholder
	15	Report on Charitable Contributions		Against	Against	Shareholder
11/27/08 - A	* Mineral Deposits Ltd. *MNLDF*		Q6154S101
	1	Approve Remuneration Report for the Financial Year Ended June 30, 2008		For	Against	Management
	2	Elect Clever Gomes Da Fonseca as Director		For	Against	Management
	3	Elect Martin Clyde Ackland as Director		For	Against	Management
	4	Approve Issuance of Securities Pursuant to the MDL Employee Option Plan		For	Against	Management
	5	Approve Increase in Remuneration of Non-Executive Directors From A$150,000 to A$500,000 Per Annum		None	For	Management
	6	Amend Constitution by Adoption of a New Clause 23		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/27/08 - S	UBS AG *UBS*		H89231338
		This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system
	1	MANDATORY CONVERTIBLE NOTES CREATION OF CONDITIONAL CAPITAL APPROVAL OF ARTICLE 4A PARA. 4 OF THE ARTICLES OF ASSOCIATION		For		Management
	2	IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE EXTRAORDINARY GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS		For		Management
12/08/08 - S	* Korea Electric Power Corp. *KED*		500631106
		Meeting for ADR Holders
	1	Elect Kang Seung-Cheol as Inside Director		For	For	Management
	2	Elect Kang Seong-Chuln, an Inside Director as Audit Committee Member		For	Against	Management
	3	Elect Kim Sun-Jin, an Outside Director as Audit Committee Member		For	For	Management
	4	Elect Kim Jung-Kook, an Outside Director as Audit Committee Member		For	Against	Management
	5	Approve Remuneration of Inside and Outside Directors		For	For	Management
	6	Approve Limit on Remuneration of Internal Auditors		For	For	Management
01/14/09 - S	* KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101
		Meeting for ADR Holders
	1	Amend Articles of Incorporation Regarding President Qualification Requirements		For	For	Management
	2	Elect Lee Suk-Chae as President		For	For	Management
	3	Elect Kang Si-Chin as Outside Director and as Audit Committee Member		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Elect Song In-Man as Outside Director and as Audit Committee Member		For	For	Management
	5	Elect Park Joon as Outside Director and as Audit Committee Member		For	For	Management
	6	Approve Employment Contract with President		For	For	Management
01/29/09 - A	* BJ Services Company *BJS*		055482103
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
01/30/09 - A	Petrobras Energia Participaciones S.A. *PZE*		71646M102
		Meeting for ADR Holders
	1	APPROVAL OF THE PERFORMANCE OF SUSPENDED DIRECTORS.		For		Management
	2	APPROVAL OF THE MERGER OF THE COMPANY AND PETROBRAS ENERGIA S.A.(PESA), WHEREBY PESA IS THE ABSORBING AND SURVIVING COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	3	APPROVAL OF THE PRELIMINARY MERGER AGREEMENT SIGNED BY THE COMPANY AND PESA ON SEPTEMBER 2, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER).		For		Management
	4	APPROVAL OF THE COMPANY S FINANCIAL STATEMENTS AS OF JUNE 30, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER).		For		Management
	5	APPROVAL OF THE EXCHANGE RATIO IN CONNECTION WITH THE MERGER.		For		Management
	6	DISSOLUTION OF THE COMPANY AS A RESULT OF THE MERGER.		For		Management
	7	AUTHORIZATION FOR EXECUTION OF THE DEFINITIVE MERGER AGREEMENT.		For		Management
	8	DELEGATION TO THE BOARD OF DIRECTORS, WITH POWERS TO SUBDELEGATE, OF ANY POWERS NECESSARY TO TAKE ANY AND ALL STEPS REQUIRED IN CONNECTION WITH THE MERGER AND DISSOLUTION OF THE COMPANY.		For		Management
	9	APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES.		For		Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
01/30/09 - S	Turkcell Iletisim Hizmetleri AS *TKC*		900111204
		Meeting for ADR Holders
	1	Opening and Elect Chairman of Meeting		For		Management
	2	Authorize Presiding Council to Sign Minutes of Meeting		For		Management
	3	Amend Article 3 - Re: Corporate Purpose and Subject		For		Management
02/06/09 - A	* Tyson Foods, Inc. *TSN*		902494103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Don Tyson — For
	1.2	Elect Director John Tyson — For
	1.3	Elect Director Richard L. Bond — For
	1.4	Elect Director Lloyd V. Hackley — Withhold
	1.5	Elect Director Jim Kever — For
	1.6	Elect Director Kevin M. McNamara — Withhold
	1.7	Elect Director Brad T. Sauer — For
	1.8	Elect Director Jo Ann R. Smith — For
	1.9	Elect Director Barbara A. Tyson — For
	1.10	Elect Director Albert C. Zapanta — Withhold
	2	Ratify Auditors		For	For	Management
	3	Disclose GHG Emissions Caused by Individual Products via Product Packaging		Against	Against	Shareholder
	4	Phase out Use of Gestation Crates		Against	Against	Shareholder
03/05/09 - S	Gabriel Resources Ltd. *GBU*		361970106
	1	Amend Shareholder Rights Plan		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
03/06/09 - A	KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101
		Meeting for ADR Holders
	1	Approve Appropriation of Income and Dividend of KRW 1,120 per Share		For	For	Management
	2-1	Elect Lee Sang-Hoon as Inside Director		For	For	Management
	2-2	Elect Pyo Hyun-Myung as Inside Director		For	For	Management
	2-3	Elect Lee Choon-Ho as Outside Director		For	For	Management
	2-4	Elect Kim Eung-Han as Outside Director		For	For	Management
	2-5	Elect Huh Jeung-Soo as Outside Director		For	For	Management
	3	Elect Kim Eung-Han as Member of Audit Committee		For	For	Management
	4	Approve Total Remuneration of Inside Directors and Outside Directors		For	For	Management
03/16/09 - A	Whole Foods Market, Inc. *WFMI*		966837106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	6	Require Independent Board Chairman		Against	For	Shareholder
	7	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	8	Reincorporate in Another State from Texas to North Dakota		Against	Against	Shareholder
03/25/09 - A	Upm-Kymmene Oy (Formerly Kymmene Corp.) *UPM*		X9518S108
	1	Open Meeting		None		Management
	2	Calling the Meeting to Order		None		Management
	3	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting		For		Management
	4	Acknowledge Proper Convening of Meeting		For		Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5	Prepare and Approve List of Shareholders		For		Management
	6	Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Review		None		Management
	7	Accept Financial Statements and Statutory Reports		For		Management
	8	Approve Allocation of Income and Dividends of EUR 0.40 Per Share		For		Management
	9	Approve Discharge of Board and President		For		Management
	10	Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors		For		Management
	11	Fix Number of Directors at 9		For		Management
	12	Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, Georg Holzhey, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala and BjornWahlroos as Directors		For		Management
	13	Approve Remuneration of Auditors		For		Management
	14	Ratify PricewaterhouseCoopers Oy as Auditors		For		Management
	15	Amend Articles Regarding Notification to General Meeting		For		Management
	16	Authorize Repurchase of up to 51 Million Issued Sharesl		For		Management
	17	Close Meeting		None		Management
		Not voted per client instruction.
03/26/09 - A	Stolt-Nielsen Sa *SOIEF*		L88742108
		Annual Meeting
		Ordinary Business
	1	Approve Date of Annual Meeting		For		Management
	2	Receive Auditors’ Reports and Financial Statements		None		Management
	3	Accept Consolidated Financial Statements		For		Management
	4	Accept Financial Statements		For		Management
	5	Approve Allocation of Income and Dividends of USD 0.50 per Share		For		Management
	6	Approve Discharge of Directors		For		Management
		Special Business
	7	Continuation of Authorized Capital/ Suppression of Shareholders Preemptive Rights		For		Management
		Ordinary Business

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	8	Approve Share Repurchase Program		For		Management
	9a	Elect Jacob Stolt-Nielsen as Director		For		Management
	9b	Elect Niels G. Stolt-Nielsen as Director		For		Management
	9c	Elect Samuel Cooperman as Director		For		Management
	9d	Elect Hakan Larsson as Director		For		Management
	9e	Elect Christer Olsson as Director		For		Management
	9f	Elect Jacob B. Stolt-Nielsen as Director		For		Management
	9g	Elect Christopher J. Wright as Director		For		Management
	10	Elect Jacob Stolt-Nielsen as Chairman of the Board		For		Management
	11	Ratify PricewaterhouseCoopers S.a.r.l. as Auditors		For		Management
03/27/09 - S	KT Corp (formerly Korea Telecom Corporation) *KTC*		48268K101
		Meeting for ADR Holders
	1	Approve Merger Agreement with KT Freetel Co., Ltd.		For	For	Management
	2	Amend Articles of Incorporation regarding Expansion of Business Objectives, Changes to Executives’ Title, Board’s Quorum Requirements, and Other Legislative Changes		For	For	Management
04/10/09 - A	Bangkok Bank Public Co. Ltd *BBL*		Y0606R119
	1	Approve Minutes of Previous AGM		For	For	Management
	2	Accept 2008 Operating Results		None	None	Management
	3	Acknowledge Audit Committee’s Report		None	None	Management
	4	Accept Financial Statements and Statutory Reports		For	For	Management
	5	Approve Allocation of Income for Legal Reserves and Payment of Dividend of THB 3.00 per Share		For	Against	Management
	6	Elect Directors		For	For	Management
	7	Approve Remuneration of Directors		None	None	Management
	8	Approve Deloitte Touche Tohmatsu Jaiyos Audit Co Ltd as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	9	Amend Articles of Association		For	For	Management
	10	Other Business		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/13/09 - S	SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
	1	Elect Director		For	Against	Management
04/15/09 - A	UBS AG *UBS*		H89231338
	1.1	Accept Financial Statements and Statutory Reports		For		Management
	1.2	Approve 2009 Compensation Model		For		Management
	2	Approve Carrying Forward of Net Loss		For		Management
	3	Elect Directors		For		Management
	3.3	Ratify Ernst & Young Ltd. As Auditors		For		Management
	3.4	Ratify BDO Visura as Special Auditors		For		Management
	4	Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights		For		Management
	5	Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights		For		Management
04/16/09 - A	BP plc *BP*		055622104
		Meeting for ADR Holders
	1	TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS		For	For	Management
	2	TO APPROVE THE DIRECTORS REMUNERATION REPORT		For	Against	Management
	3	DIRECTOR MR A BURGMANS		For	For	Management
	4	DIRECTOR MRS C B CARROLL		For	For	Management
	5	DIRECTOR SIR WILLIAM CASTELL		For	For	Management
	6	DIRECTOR MR I C CONN		For	For	Management
	7	DIRECTOR MR G DAVID		For	For	Management
	8	DIRECTOR MR E B DAVIS, JR		For	For	Management
	9	DIRECTOR MR R DUDLEY		For	For	Management
	10	DIRECTOR MR D J FLINT		For	For	Management
	11	DIRECTOR DR B E GROTE		For	For	Management
	12	DIRECTOR DR A B HAYWARD		For	For	Management
	13	DIRECTOR MR A G INGLIS		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	14	DIRECTOR DR D S JULIUS		For	For	Management
	15	DIRECTOR SIR TOM MCKILLOP		For	Withhold	Management
	16	DIRECTOR SIR IAN PROSSER		For	For	Management
	17	DIRECTOR MR P D SUTHERLAND		For	For	Management
	18	TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION		For	For	Management
	19	SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY		For	For	Management
	20	TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT		For	For	Management
	21	SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS		For	For	Management
	22	SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS		For	For	Management
04/17/09 - A	Krung Thai Bank PCL *KGTFF*		Y49885208
	1	Approve Minutes of Previous AGM		For	For	Management
	2	Accept Director’s Report		None	None	Management
	3	Accept Financial Statements		For	For	Management
	4	Approve Allocation of Income and Dividend of THB 0.59 Per Preferred Share and THB 0.44 Per Ordinary Share		For	For	Management
	5	Approve Adjustment of Dividend Payment Policy		For	For	Management
	6	Approve Remuneration of Directors		For	For	Management
	7	Elect Directors		For	For	Management
	8	Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	9	Amend Articles of Association		For	For	Management
	10	Approve Acquisition of Shares in Krungthai Card PCL		For	For	Management
	11	Other Business		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/17/09 - A/S	Sanofi Aventis *SNY*		80105N105
		Meeting for ADR Holders
		Ordinary Business
��	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	3	Approve Allocation of Income and Dividends of EUR 2.20 per Share		For	For	Management
	4	Ratify Appointment of Chris Viehbacher as Director		For	For	Management
	5	Approve Auditors’ Special Report Regarding Related-Party Transactions		For	Against	Management
	6	Approve Transaction with Chris Viehbacher Re: Severance Payments		For	Against	Management
	7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	8	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion		For	For	Management
	9	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million		For	For	Management
	10	Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions		For	For	Management
	11	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		For	For	Management
	12	Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value		For	For	Management
	13	Approve Employee Stock Purchase Plan		For	For	Management
	14	Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan		For	Against	Management
	15	Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan		For	Against	Management
	16	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For	For	Management
	17	Amend Article 15 of the Bylaws Re: Audit Committee		For	For	Management
	18	Authorize Filing of Required Documents/Other Formalities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/22/09 - A/S	RONA Inc. *RON*		776249104
	1	Elect Directors		For	For	Management
	2	Approve Raymond Chabot Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Amend Stock Option Plan		For	Against	Management
04/23/09 - A	AGCO Corp. *AGCO*		001084102
	1	Elect Directors		For	Split	Management
	1.1	Elect Director P. George Benson — For
	1.2	Elect Director Gerald L. Shaheen — Withhold
	1.3	Elect Director Hendrikus Visser — For
	2	Ratify Auditors		For	For	Management
04/23/09 - A	ERG spa *ERG*		T3707Z101
		Ordinary Business
	1	Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports		For		Management
	2	Elect Directors, Fix Their Number, and Approve Their Remuneration		For		Management
	3	Integrate Internal Statutory Auditors’ Board		For		Management
	4	Approve Auditors and Fix Their Remuneration		For		Management
	5	Authorize Share Repurchase Program and Reissuance of Repurchased Shares		For		Management
04/23/09 - A	Pfizer Inc. *PFE*		717081103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Limit/Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	6	Provide for Cumulative Voting		Against	For	Shareholder
	7	Amend Bylaws — Call Special Meetings		Against	For	Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	Sekisui House Ltd. *1928*		J70746136
	1	Approve Allocation of Income, With a Final Dividend of JPY 12		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	3.1	Appoint Statutory Auditor		For	For	Management
	3.2	Appoint Statutory Auditor		For	For	Management
	4	Approve Payment of Annual Bonuses to Directors		For	For	Management
04/28/09 - A	Ameren Corporation *AEE*		023608102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Reducing Releases of Radioactive Materials from Callaway Facility		Against	Against	Shareholder
04/28/09 - A	Consol Energy, Inc. *CNX*		20854P109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John Whitmire — For
	1.2	Elect Director J. Brett Harvey — For
	1.3	Elect Director James E. Altmeyer, Sr. — Withhold
	1.4	Elect Director Philip W. Baxter — For
	1.5	Elect Director William E. Davis — For
	1.6	Elect Director Raj K. Gupta — For
	1.7	Elect Director Patricia A. Hammick — For
	1.8	Elect Director David C. Hardesty, Jr. — For
	1.9	Elect Director John T. Mills — For
	1.10	Elect Director William P. Powell — For
	1.11	Elect Director Joseph T. Williams — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	5	Provide Early Disclosure of Shareholder Proposal Voting Results		Against	For	Shareholder
04/29/09 - A	Barrick Gold Corp. *ABX*		067901108
	1	Elect Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Convene an Independent Third Party to Review Company’s Community Engagement Practices		Against	Against	Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A	eBay Inc. *EBAY*		278642103
	1	Elect Directors		For	For	Management
	2	Approve Stock Option Exchange Program		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
04/29/09 - A	Newmont Mining Corp. *NEM*		651639106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	4	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
04/29/09 - A/S	SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008		For	Against	Management
	2	Approve Allocation of Income and Dividends		For	For	Management
	3	Elect Fiscal Council Members		For	Against	Management
		Special Meeting Agenda
	4	Approve Paid Leave for Executive Officers, in Accordance with Sao Paulo State Regulations		For	For	Management
04/30/09 - A	AstraZeneca plc *AZN*		046353108
		Meeting for ADR Holders
	1	TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2008		For	For	Management
	2	TO CONFIRM DIVIDENDS		For	For	Management
	3	TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS		For	For	Management
	5	ELECTION OF DIRECTOR: LOUIS SCHWEITZER		For	For	Management
	6	ELECTION OF DIRECTOR: DAVID BRENNAN		For	For	Management
	7	ELECTION OF DIRECTOR: SIMON LOWTH		For	For	Management
	8	ELECTION OF DIRECTOR: BO ANGELIN		For	For	Management
	9	ELECTION OF DIRECTOR: JOHN BUCHANAN		For	For	Management
	10	ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS		For	For	Management
	11	ELECTION OF DIRECTOR: JANE HENNEY		For	For	Management
	12	ELECTION OF DIRECTOR: MICHELE HOOPER		For	For	Management
	13	ELECTION OF DIRECTOR: RUDY MARKHAM		For	For	Management
	14	ELECTION OF DIRECTOR: DAME NANCY ROTHWELL		For	For	Management
	15	ELECTION OF DIRECTOR: JOHN VARLEY		For	For	Management
	16	ELECTION OF DIRECTOR: MARCUS WALLENBERG		For	For	Management
	17	TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2008		For	For	Management
	18	TO AUTHORISE LIMITED EU POLITICAL DONATIONS		For	For	Management
	19	TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES		For	For	Management
	20	TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS		For	For	Management
	21	TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES		For	For	Management
04/30/09 - A	Minara Resources Ltd. *MREJF*		Q6120A101
	1	Elect Directors		For	For	Management
	2	Approve Remuneration Report for the Year Ended Dec. 31, 2008		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/30/09 - A/S	Technip *TKPPY*		F90676101
		Ordinary Business
	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Approve Allocation of Income and Dividends of EUR 1.20 per Share		For	For	Management
	3	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	4	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009		For	Against	Management
	5	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008		For	For	Management
	6	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008		For	For	Management
	7	Reelect Jean-Pierre Lamoure as Director		For	For	Management
	8	Reelect Daniel Lebegue as Director		For	For	Management
	9	Reelect Bruno Weymuller as Director		For	For	Management
	10	Elect Gerard Hauser as Director		For	For	Management
	11	Elect Marwan Lahoud as Director		For	For	Management
	12	Elect Joseph Rinaldi as Director		For	For	Management
	13	Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000		For	For	Management
	14	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	15	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million		For	For	Management
	16	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million		For	For	Management
	17	Approve Employee Stock Purchase Plan		For	Against	Management
	18	Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan		For	Against	Management
	19	Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18		For	For	Management
	20	Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan		For	Against	Management
	21	Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20		For	Against	Management
	22	Authorize Filing of Required Documents/Other Formalities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Lihir Gold Ltd. *LIHR*		Y5285N149
	1	Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008		For	For	Management
	2	Elect Alister Maitland as Director		For	For	Management
	3	Elect Geoff Loudon as Director		For	For	Management
	4	Approve PricewaterhouseCoppers as Auditor		For	For	Management
	5	Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan		For	For	Management
	6	Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009		For	For	Management
	7	Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan. 1, 2009		For	For	Management
05/06/09 - A	Tesoro Corp. *TSO*		881609101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Alumina Ltd (formerly Wmc Limited) *AWC*		022205108
		Meeting for ADR Holders
	1	Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008		None	None	Management
	2	Approve Remuneration Report for the Year Ended Dec. 31, 2008		For	For	Management
	3a	Elect Donald M. Morley as a Director		For	For	Management
	3b	Elect John Bevan as a Director		For	For	Management
	4	Approve Issuance of Up to 191,600 Performance Rights to John Bevan, Chief Executive Officer, Under the Company’s Long Term Incentive Plan		For	For	Management
	5	Adopt New Constitution		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/07/09 - A	Mondi plc *MONDF*		G6258S107
		Common Business: Mondi Limited and Mondi plc
	1	Elect Andrew King as Director		For	For	Management
	2	Re-elect Imogen Mkhize as Director		For	For	Management
	3	Re-elect Peter Oswald as Director		For	For	Management
	4	Re-elect Sir John Parker as Director		For	For	Management
		Mondi Limited Business
	5	Accept Financial Statements and Statutory Reports		For	For	Management
	6	Approve Remuneration Report		For	For	Management
	7	Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited		For	For	Management
	8	Reappoint Deloitte & Touche as Auditors of the Company		For	For	Management
	9	Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors		For	For	Management
	10	Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	11	Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	12	Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up 7,344,816 Mondi Limited Ordinary Shares		For	For	Management
	13	Authorise up to Ten Percent of the Mondi Limited’s Issued Ordinary Shares for Market Purchase		For	For	Management
		Mondi plc Business
	14	Accept Financial Statements and Statutory Reports		For	For	Management
	15	Approve Remuneration Report		For	For	Management
	16	Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	17	Reappoint Deloitte LLP as Auditors of the Company		For	For	Management
	18	Authorise Board of Mondi plc to Fix Remuneration of Auditors		For	For	Management
	19	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20		For	For	Management
	20	Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408		For	For	Management
	21	Authorise 18,362,040 Mondi plc’s Ordinary Shares for Market Purchase		For	For	Management
05/07/09 - A	Peabody Energy Corp. *BTU*		704549104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Gregory H. Boyce — For
	1.2	Elect Director William E. James — For
	1.3	Elect Director Robert B. Karn III — Withhold
	1.4	Elect Director M. Frances Keeth — For
	1.5	Elect Director Henry E. Lentz — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/08/09 - A	Alcoa Inc. *AA*		013817101
	1	Elect Directors		For	For	Management
	2	Ratify Auditor		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For	Shareholder
05/08/09 - A/S	Ivanhoe Mines Ltd. *IVN*		46579N103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert M. Friedland — For
	1.2	Elect Director David Huberman — Withhold
	1.3	Elect Director John Macken — For
	1.4	Elect Director Peter Meredith — For
	1.5	Elect Director Bret Clayton — For

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.6	Elect Director Kjeld Thygesen — Withhold
	1.7	Elect Director Robert Hanson — Withhold
	1.8	Elect Director Markus Faber — Withhold
	1.9	Elect Director Howard Balloch — Withhold
	1.10	Elect Director David Korbin — Withhold
	1.11	Elect Director R. Edward Flood — For
	1.12	Elect Director Livia Mahler — For
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Amend Equity Incentive Plan		For	Against	Management
05/12/09 - A	Petrochina Company Limited *PTR*		71646E100
		Meeting for ADR Holders
	1	Accept Report of the Board of Directors		For	For	Management
	2	Accept Report of the Supervisory Committee		For	For	Management
	3	Accept Financial Statements and Statutory Reports		For	For	Management
	4	Approve Final Dividends		For	For	Management
	5	Approve Distribution of Interim Dividends for the Year 2009		For	For	Management
	6	Reappoint PriccewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		For	For	Management
	7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		For	Against	Management
	8	Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of Up to RMB 100 Billion		For	For	Management
	9	Elect Wang Daocheng as Independent Supervisor		None	For	Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	Sprint Nextel Corporation *S*		852061100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	4	Amend Bylaws — Call Special Meetings		Against	For	Shareholder
	5	Report on Political Contributions		Against	For	Shareholder
05/13/09 - A	ConocoPhillips *COP*		20825C104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	6	Report on Political Contributions		Against	For	Shareholder
	7	Adopt Quantitative GHG Goals for Products and Operations		Against	For	Shareholder
	8	Report on Environmental Impact of Oil Sands Operations in Canada		Against	For	Shareholder
	9	Require Director Nominee Qualifications		Against	Against	Shareholder
05/14/09 - A	Republic Services, Inc. *RSG*		760759100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Approve Qualified Employee Stock Purchase Plan		For	For	Management
05/14/09 - A	Union Pacific Corp. *UNP*		907818108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/15/09 - A	AngloGold Ashanti Ltd *AU*		035128206
		Meeting for ADR Holders
	1	Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008		For	For	Management
	2	Re-appoint Ernst & Young Inc as Auditors of the Company		For	For	Management
	3	Reelect RP Edey as Director		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time		For	For	Management
	5	Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital		For	For	Management
	6	Approve Remuneration of Non-Executive Directors		For	For	Management
	7	Authorise Directors to Issue Convertible Bonds		For	For	Management
	8	Approve Increase in Authorized Share Capital		For	For	Management
	9	Amend Articles of Association		For	For	Management
05/19/09 - A	StatoilHydro ASA (formerly Statoil ASA) *STO*		85771P102
		Meeting for ADR Holders
	1	Open Meeting		None	None	Management
	2	Elect Olaug Svarva as Chairman of Meeting		For	For	Management
	3	Approve Notice of Meeting and Agenda		For	For	Management
	4	Registration of Attending Shareholders and Proxies		None	None	Management
	5	Designate Inspectors of Minutes of Meeting		For	For	Management
	6	Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend)		For	For	Management
	7	Approve Remuneration of Auditors		For	For	Management
	8	Elect One Deputy Member of Corporate Assembly		For	Against	Management
	9	Approve Remuneration Policy And Other Terms of Employment For Executive Management		For	Against	Management
	10	Authorize Repurchase and Reissuance of Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees		For	Against	Management
	11	Change Company Name to Statoil ASA; Amend Corporate Purpose: Include Other Forms of Energy		For	For	Management
		Shareholder Proposals
	12	Withdraw Company From Tar Sands Activities in Canada		Against	Against	Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A/S	Thales *THLEY*		F9156M108
		Ordinary Business
	1	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	2	Approve Financial Statements and Statutory Reports		For	For	Management
	3	Approve Allocation of Income and Dividends of EUR 1.05 per Share		For	For	Management
	4	Approve Transaction with Roger Freeman		For	For	Management
	5	Approve Transaction with CEO Re: Additional Pension Scheme Benefiting to the Chairman and CEO		For	For	Management
	6	Ratify Ernst & Young Audit as Auditor		For	For	Management
	7	Ratify Auditex as Alternate Auditor		For	For	Management
	8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	9	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For	For	Management
		Shareholder Proposal
	A	Amend Article 11 of Bylaws Re: Convening of Board Meetings		None	For	Shareholder
		Ordinary Business
	10	Authorize Filing of Required Documents/Other Formalities		For	For	Management
05/20/09 - A/S	Electricite de France *ECIFY*		F2940H113
		Ordinary Business
	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	3	Approve Allocation of Income and Dividends of EUR 1.28 per Share		For	For	Management
	A	Approve Dividends of EUR 0.64 per Share		Against	Against	Shareholder
	4	Approve Auditors’ Special Report Regarding Related-Party Transactions		For	For	Management
	5	Approve additional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008		For	For	Management
	B	Approve No Additional Remuneration for Directors for Fiscal Year 2008		Against	Against	Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	6	Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fiscal Year 2009		For	For	Management
	7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	8	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For	For	Management
	9	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For	For	Management
	10	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		For	For	Management
	11	Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value		For	For	Management
	12	Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers		For	For	Management
	13	Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions		For	For	Management
	14	Approve Employee Stock Purchase Plan		For	For	Management
	15	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For	For	Management
	16	Authorize Filing of Required Documents/Other Formalities		For	For	Management
05/27/09 - A	Cameco Corp. *CCO*		13321L108
	1	The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box)		None	Abstain	Management
	2	Elect Directors		For	For	Management
	3	Ratify KPMG LLP as Auditors		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/27/09 - A	Marine Harvest ASA (Formerly Pan Fish ASA) *MNHVF*		R2326D105
	1	Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting		For		Management
	2	Approve Notice of Meeting and Agenda		For		Management
	3	Receive CEO’s Report		None		Management
	4	Approve Financial Statements and Statutory Reports		For		Management
	5	Approve Treatment of Net Loss		For		Management
	6	Authorize Repurchase of Shares and Reissuance of Repurchased Shares		For		Management
	7	Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA		For		Management
	8	Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights		For		Management
	9	Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors		For		Management
	10	Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term		For		Management
	11	Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Committee		For		Management
	12	Approve Remuneration Policy And Other Terms of Employment For Executive Management		For		Management
	13	Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity		For		Management
		Shareholder Proposal
	14	Instruct Board to Consider Establishing Committee or Authorising Existing Committee to Assess Company’s Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility		Against		Shareholder

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/29/09 - A	Lowe’s Companies, Inc. *LOW*		548661107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Eliminate Supermajority Vote Requirement		For	For	Management
	5	Reincorporate in Another State from Delaware to North Dakota		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Require Independent Board Chairman		Against	Against	Shareholder
05/29/09 - A	Moto Goldmines Ltd. *MGL*		61981U108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Samuel Jonah KBE — Withhold
	1.2	Elect Director T. Sean Harvey — For
	1.3	Elect Director David L. Hodgson — For
	1.4	Elect Director Walter H. Kansteiner — For
	1.5	Elect Director Jeffrey O’Leary — For
	1.6	Elect Director Andrew R. Dinning — For
	1.7	Elect Director Mark R. Arnesen — For
	1.8	Elect Director Louis Watum — For
	2	Approve Parker Simone LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
06/03/09 - A	Eastern Platinum Ltd. *ELR*		276855103
	1	Fix Number of Directors at Eight		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
06/04/09 - A/S	Suncor Energy Inc *SU*		867229106
	1	Approve Plan of Arrangement - Merger with Petro-Canada		For	For	Management
	2	Amend Stock Option Plan		For	Against	Management
	3	Elect Directors		For	For	Management
	4	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/10/09 - A	Tech Data Corp. *TECD*		878237106
	1	Elect Directors		For	For	Management
	2	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	5	Approve Omnibus Stock Plan		For	For	Management
06/18/09 - A	JS Group Corp. (Formerly Tostem Inax Holding Corp.) *5938*		J2855M103
	1	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	2	Elect Directors		For	For	Management
	3	Appoint Alternate Statutory Auditor		For	For	Management
06/23/09 - A	Mitsui & Co. *8031*		J44690139
	1	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines		For	For	Management
	2	Elect Directors		For	For	Management
	3	Appoint Statutory Auditor		For	For	Management
06/23/09 - A	Nippon Oil Corp. (Formerly Nippon Mitsubishi Oil Co.) *5001*		J5484F100
	1	Approve Allocation of Income, with a Final Dividend of JPY 10		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Indemnify Directors - Amend Business Lines		For	For	Management
	3	Elect Directors		For	For	Management
	4	Appoint Statutory Auditor		For	For	Management
06/24/09 - A	Gabriel Resources Ltd. *GBU*		361970106
	1	Elect Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/24/09 - A	Nippon Telegraph & Telephone Corp. *9432*		654624105
		Meeting for ADR Holders
	1	Distribution Of Retained Earnings As Dividends		For	For	Management
	2	Partial Amendment Of The Articles Of Incorporation		For	For	Management
	3	Election Of Director: Hiromichi Shinohara		For	For	Management
	4	Election Of Director: Tetsuya Shouji		For	For	Management
06/25/09 - A	Addax Petroleum Corp. *AXC*		00652V102
	1	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	2	Elect Directors		For	For	Management
06/25/09 - A	Advantest Corp. *6857*		J00210104
	1	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	2	Elect Directors		For	Split	Management
	2.1	Elect Director — For
	2.2	Elect Director — Against
	2.3	Elect Director — For
	2.4	Elect Director — For
	2.5	Elect Director — For
	2.6	Elect Director — For
	2.7	Elect Director — For
	2.8	Elect Director — For
	2.9	Elect Director — For
06/25/09 - A	Fields Corp. *2767*		J1348C102
	1	Approve Allocation of Income, with a Final Dividend of JPY 2500		For	Against	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines		For	Against	Management
	3	Elect Directors		For	Against	Management
	4	Appoint Statutory Auditor		For	Against	Management
06/25/09 - A	Toyo Seikan Kaisha Ltd. *5901*		J92289107
	1	Approve Allocation of Income, with a Final Dividend of JPY 5		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	3	Elect Directors		For	For	Management
	4	Appoint Statutory Auditor		For	For	Management
	5	Approve Takeover Defense Plan (Poison Pill)		For	Against	Management
06/25/09 - A	TV Asahi Corp. (frm. Asahi National Broadcasting Co.) *9409*		J93646107
	1	Approve Allocation of Income, with a Final Dividend of JPY 2000		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Allow Company to Make Rules on Exercise of Shareholder Rights		For	Against	Management
	3	Elect Directors		For	Split	Management
	3.1	Elect Director — For
	3.2	Elect Director — For
	3.3	Elect Director — For
	3.4	Elect Director — For
	3.5	Elect Director — For
	3.6	Elect Director — For
	3.7	Elect Director — For
	3.8	Elect Director — For
	3.9	Elect Director — For
	3.10	Elect Director — For
	3.11	Elect Director — For
	3.12	Elect Director — For
	3.13	Elect Director — For
	3.14	Elect Director — Against
	3.15	Elect Director — For
	3.16	Elect Director — For
	3.17	Elect Director — For
06/26/09 – A	Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda – Part 1 of 2; Items 1 to 7.92
	1	Approval Of The Annual Report Of The Company.		For	For	Management
	2	Approval Of The Annual Accounting Statements, Including The Profit And Loss Reports Of The Company.		For	For	Management
	3	Approval Of The Distribution Of Profit Of The Company Based On The Results Of 2008.		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Regarding The Amount Of, Time For And Form Of Payment Of Dividends Based On The Results Of 2008.		For	For	Management
	5	Approval Of The External Auditor Of The Company.		For	For	Management
	6	Regarding The Remuneration Of Members Of The Board Of Directors And Audit Commission Of The Company.		For	Against	Management
	7.1	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Agreements		For	For	Management
	7.2	Approve Related-Party Transactions with OAO Sberbank Re: Loan Agreements		For	For	Management
	7.3	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Agreements		For	For	Management
	7.4	Approve Related-Party Transactions with State Corporation Vnesheconombank Re: Loan Agreements		For	For	Management
	7.5	Approve Related-Party Transactions with OAO Rosselkhozbank Re: Loan Agreements		For	For	Management
	7.6	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Facility Agreements		For	For	Management
	7.7	Approve Related-Party Transactions with OAO Sberbank Re: Loan Facility Agreements		For	For	Management
	7.8	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Loan Facility Agreements		For	For	Management
	7.9	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Facility Agreements		For	For	Management
	7.10	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.11	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.12	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.13	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Transfer of Credit Funds		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.14	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.15	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.16	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.17	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.18	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Foreign Currency Purchase		For	For	Management
	7.19	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.20	Approve Related-Party Transactions with OAO Sberbank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.21	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.22	Approve Related-Party Transaction with Nord Stream AG Re: Gas Transportation Agreement		For	For	Management
	7.23	Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreement in Favor of AK Uztransgaz for Gas Transportation Across Uzbekistan		For	For	Management
	7.24	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline		For	For	Management
	7.25	Approve Related-Party Transactions with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System		For	For	Management
	7.26	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Well Equipment		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.27	Approve Related-Party Transactions with OAO Gazpromtrubinvest Re: Agreement on Temporary Possession and Use of Facilities		For	For	Management
	7.28	Approve Related-Party Transactions with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex		For	For	Management
	7.29	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment		For	For	Management
	7.30	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant		For	For	Management
	7.31	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Methanol Tank Cars		For	For	Management
	7.32	Approve Related-Party Transactions with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities		For	For	Management
	7.33	Approve Related-Party Transactions with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center		For	For	Management
	7.34	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Gas-Using Equipment		For	For	Management
	7.35	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-Residential Premises		For	For	Management
	7.36	Approve Related-Party Transactions with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Pipeline		For	For	Management
	7.37	Approve Related-Party Transactions with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.38	Approve Related-Party Transactions with OAO Gazprom Export Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.39	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.40	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.41	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.42	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communication Facilities		For	For	Management
	7.43	Approve Related-Party Transactions with OOO TsentrCaspneftegaz Re: Agreement on Extension of Loans		For	For	Management
	7.44	Approve Related-Party Transactions with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities		For	For	Management
	7.45	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Delivery of Gas		For	For	Management
	7.46	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Sale of Gas		For	For	Management
	7.47	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Accepting Gas Purchased from Independent Entities		For	For	Management
	7.48	Approve Related-Party Transactions with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons		For	For	Management
	7.49	Approve Related-Party Transactions OOO Mezhregiongaz Re: Agreement on Gas Storage		For	For	Management
	7.50	Approve Related-Party Transactions with ZAO Northgas Re: Agreement on Delivery of Gas		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.51	Approve Related-Party Transactions with OAO Severneftegazprom Re: Agreement on Delivery of Gas		For	For	Management
	7.52	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas		For	For	Management
	7.53	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Delivery of Gas		For	For	Management
	7.54	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Purchase of Ethane Fraction		For	For	Management
	7.55	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Processing of Ethane Fraction		For	For	Management
	7.56	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Transportation of Gas		For	For	Management
	7.57	Approve Related-Party Transactions with OAO Tomskgazprom Re: Agreement on Transportation of Gas		For	For	Management
	7.58	Approve Related-Party Transactions with OO Mezhregiongaz Re: Agreement on Transportation of Gas		For	For	Management
	7.59	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Transportation of Gas		For	For	Management
	7.60	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Transportation of Gas		For	For	Management
	7.61	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas		For	For	Management
	7.62	Approve Related-Party Transactions with a/s Latvijas Gaze Re: Agreement on Purchase of Gas		For	For	Management
	7.63	Approve Related-Party Transactions with AB Lietuvos Dujos Re: Agreement on Purchase of Gas		For	For	Management
	7.64	Approve Related-Party Transactions with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas		For	For	Management
	7.65	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Purchase of Gas		For	For	Management
	7.66	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Transportation of Gas		For	For	Management
	7.67	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Sale of Gas		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.68	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Transportation of Gas		For	For	Management
	7.69	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Purchase of Gas		For	For	Management
	7.70	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.71	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.72	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.73	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Investment Projects		For	For	Management
	7.74	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Investment Projects		For	For	Management
	7.75	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects		For	For	Management
	7.76	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects		For	For	Management
	7.77	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Investment Projects		For	For	Management
	7.78	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Investment Projects		For	For	Management
	7.79	Approve Related-Party Transactions with ZAO Federal Research and Production Center NefteGazAeroCosmos Re: Agreement on Investment Projects		For	For	Management
	7.80	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Property Insurance		For	For	Management
	7.81	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Life and Individual Property Insurance		For	For	Management
	7.82	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Gazprom’s Employees		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.83	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families		For	For	Management
	7.84	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie		For	For	Management
	7.85	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Property of Third Persons Representing OAO Gazprom		For	For	Management
	7.86	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Transportation Vehicles		For	For	Management
	7.87	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance to Board of Directors and Management Board		For	For	Management
	7.88	Approve Related-Party Transactions Re: Agreeement on Arranging Stocktaking of Property		For	For	Management
	7.89	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.90	Approve Related-Party Transactions with OAO Gazavtomatika Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.91	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.92	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/26/09 – A	* Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda – Part 2 of 2; Items 7.93 to 9.11
	7.93	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.94	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.95	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.96	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.97	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.98	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.99	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.100	Approve Related-Party Transactions with OAO Gazprom Promgaz and OAO Gazavtomatika Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation		For	For	Management
	7.101	Approve Related-Party Transactions Re: Agreement on Using OAO Gazprom’s Trademarks		For	For	Management
		Elect 11 Directors by Cumulative Voting
	8.1	Elect Andrey Akimov as Director		None	Against	Management
	8.2	Elect Aleksandr Ananenkov as Director		For	Against	Management
	8.3	Elect Burckhard Bergmann as Director		None	Against	Management
	8.4	Elect Farit Gazizullin as Director		None	Against	Management
	8.5	Elect Vladimir Gusakov as Director		None	Against	Management
	8.6	Elect Viktor Zubkov as Director		None	Against	Management
	8.7	Elect Yelena Karpel as Director		For	Against	Management
	8.8	Elect Aleksey Makarov as Director		None	Against	Management
	8.9	Elect Aleksey Miller as Director		For	Against	Management
	8.10	Elect Valery Musin as Director		None	For	Management
	8.11	Elect Elvira Nabiullina as Director		None	Against	Management
	8.12	Elect Viktor Nikolayev as Director		None	Against	Management
	8.13	Elect Yury Petrov as Director		None	Against	Management
	8.14	Elect Mikhail Sereda as Director		For	Against	Management
	8.15	Elect Robert Foresman as Director		None	Against	Management
	8.16	Elect Vladimir Fortov as Director		None	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	8.17	Elect Sergey Shmatko as Director		None	Against	Management
	8.18	Elect Igor Yusufov as Director		None	Against	Management
		Elect Nine Members of Audit Commission
	9.1	Elect Dmitry Arkhipov as Member of Audit Commission		For	For	Management
	9.2	Elect Vadim Bikulov as Member of Audit Commission		For	For	Management
	9.3	Elect Rafael Ishutin as Member of Audit Commission		For	For	Management
	9.4	Elect Andrey Kobzev as Member of Audit Commission		For	For	Management
	9.5	Elect Nina Lobanova as Member of Audit Commission		For	For	Management
	9.6	Elect Svetlana Mikhaylova as Member of Audit Commission		For	For	Management
	9.7	Elect Yury Nosov as Member of Audit Commission		For	Do Not Vote	Management
	9.8	Elect Sergey Ozerov as Member of Audit Commission		For	Do Not Vote	Management
	9.9	Elect Mariya Tikhonova as Member of Audit Commission		For	Do Not Vote	Management
	9.10	Elect Olga Tulinova as Member of Audit Commission		For	Do Not Vote	Management
	9.11	Elect Yury Shubin as Member of Audit Commission		For	Do Not Vote	Management
06/26/09 – A	Kao Corp. *4452*		J30642169
	1	Approve Allocation of Income, With a Final Dividend of JPY 28		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates — Amend Business Lines		For	For	Management
	3	Appoint Statutory Auditor		For	For	Management
	4	Appoint Alternate Statutory Auditor		For	For	Management
	5	Approve Stock Option Plan		For	Against	Management
06/26/09 – A	Paramount Bed *7960*		J63557128
	1	Approve Allocation of Income, with a Final Dividend of JPY 15		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates — Authorize Public Announcements in Electronic Format		For	For	Management
	3	Elect Directors		For	For	Management
	4	Appoint Statutory Auditor		For	For	Management
	5	Approve Stock Option Plan		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/26/09 - A	Sumitomo Trust & Banking Co. Ltd. *8403*		J77970101
	1	Approve Allocation of Income, with a Final Dividend of JPY 1.5		For	For	Management
	2	Amend Articles To Create New Classes of Preferred Shares - Reflect Digitalization of Share Certificates - Reflect Changes in Law		For	For	Management
	3	Elect Directors		For	For	Management
	4.1	Appoint Statutory Auditor		For	For	Management
	4.2	Appoint Statutory Auditor		For	For	Management
06/26/09 - A	Toppan Printing Co. Ltd. *7911*		J89322119
	1	Amend Articles To Reflect Digitalization of Share Certificates - Indemnify Statutory Auditors - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights		For	Against	Management
	2	Elect Directors		For	For	Management
06/29/09 - A	HAKUHODO DY HOLDINGS INC. *2433*		J19174101
	1	Approve Allocation of Income, with a Final Dividend of JPY 25		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	3	Elect Directors		For	For	Management
	4	Approve Retirement Bonus Payment for Director		For	For	Management

* - Exception Vote

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation		Vote Cast	Proponent
07/08/08 - S	Activision Blizzard, Inc. *ATVI*		004930202
	1	Approve Merger Agreement		For		For	Management
	2	Change Company Name		For		For	Management
	3	Increase Authorized Common Stock		For		For	Management
	4	Eliminate Class of Preferred Stock		For		For	Management
	5	Amend Quorum Requirements		For		For	Management
	6	Adopt Supermajority Vote Requirement for Amendments		For		For	Management
	7	Prohibit Board to Amend Bylaws Without Shareholder Consent		For		For	Management
	8	Permit Directors Designated by Vivendi Certain Voting Powers		For		For	Management
	9	Amend Certificate of Incorporation to Limit Certain Business Activities		For		For	Management
	10	Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities		For		For	Management
	11	Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares		For		For	Management
	12	Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision		For		For	Management
	13	Amend Certificate of Incorporation to Restrict Business Combination Provision		For		For	Management
	14	Prohibit Board to Amend Bylaws Without Shareholder Consent		For		For	Management
	15	Adjourn Meeting		For		For	Management
07/15/08 - S	E.W. Scripps Co. (The) *SSP*		811054204
	1	Approve Reverse Stock Split		For		Against	Management
09/02/08 - A	NetApp, Inc. *NTAP*		64110D104
	1	Elect Directors		For		For	Management
	2	Amend Omnibus Stock Plan		For		For	Management
	3	Amend Omnibus Stock Plan		For	��	Against	Management
	4	Amend Qualified Employee Stock Purchase Plan		For		For	Management
	5	Ratify Auditors		For		For	Management
09/09/08 - S	Illumina, Inc. *ILMN*		452327109
	1	Increase Authorized Common Stock		For		For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security		Management Recommendation	Vote Cast	Proponent
09/12/08 - A	Integrated Device Technology, Inc. *IDTI*		458118106
	1	Elect Directors			For	For	Management
	2	Amend Omnibus Stock Plan			For	For	Management
	3	Ratify Auditors			For	For	Management
09/22/08 - A	Symantec Corporation *SYMC*		871503108
	1	Elect Directors			For	For	Management
	2	Amend Omnibus Stock Plan			For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan			For	For	Management
	4	Approve Executive Incentive Bonus Plan			For	For	Management
	5	Ratify Auditors			For	For	Management
09/24/08 - A	Activision Blizzard, Inc. *ATVI*		00507V109
	1	Elect Directors			For	Withhold	Management
	2	Approve Omnibus Stock Plan			For	For	Management
	3	Adopt Policy and Report on Board Diversity		��	Against	Against	Shareholder
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation			Against	For	Shareholder
09/24/08 - A	Worthington Industries Inc. *WOR*		981811102
	1	Elect Directors			For	For	Management
	2	Approve Executive Incentive Bonus Plan			For	For	Management
	3	Amend Omnibus Stock Plan			For	For	Management
	4	Ratify Auditors			For	For	Management
	5	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity			Against	For	Shareholder
10/03/08 - PC	Cliffs Natural Resources Inc *CLF*		185896107
		Management Proxy (White Card)
	1	Approve Control Share Acquisition			Against	For	Shareholder
		Dissident Proxy (Green Card)
	1	Approve Control Share Acquisition			For	None	Shareholder
	2	Adjourn Meeting			For	None	Management
10/07/08 - S	Kansas City Southern *KSU*		485170302
	1	Approve Omnibus Stock Plan			For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/14/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions		For	For	Management
10/21/08 - A	Matrix Service Co. *MTRX*		576853105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/22/08 - A	Parker-Hannifin Corp. *PH*		701094104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/28/08 - A	Dionex Corp. *DNEX*		254546104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
11/05/08 - A	Buckeye Technologies Inc. *BKI*		118255108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
11/20/08 - A	Burger King Holdings, Inc. *BKC*		121208201
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John W. Chidsey — For
	1.2	Elect Director Richard W. Boyce — For
	1.3	Elect Director David A. Brandon — Withhold
	1.4	Elect Director Ronald M. Dykes — For
	1.5	Elect Director Peter R. Formanek — For
	1.6	Elect Director Manuel A. Garcia — For
	1.7	Elect Director Sanjeev K. Mehra — Withhold
	1.8	Elect Director Stephen G. Pagliuca — For
	1.9	Elect Director Brian T. Swette — For
	1.10	Elect Director Kneeland C. Youngblood — For
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/21/08 - S	Alpha Natural Resources, Inc. *ANR*		02076X102
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
12/04/08 - S	UST Inc. *UST*		902911106
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
12/05/08 - A	Comtech Telecommunications Corp. *CMTL*		205826209
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
12/08/08 - S	Transocean Ltd. *RIG*		G90073100
		This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system
	1	APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.		For	For	Management
	2	APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION.		For	For	Management
12/11/08 - A	WMS Industries Inc. *WMS*		929297109
	1	Elect Directors		For	For	Management
	2	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
12/16/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
12/23/08 - S	PNC Financial Services Group, Inc. *PNC*		693475105
	1	Approve Acquisition		For	For	Management
	2	Adjourn Meeting		For	For	Management
01/07/09 - A	Robbins & Myers, Inc. *RBN*		770196103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/14/09 - A	Monsanto Co. *MON*		61166W101
	1	Elect Director Janice L. Fields		For	For	Management
	2	Elect Director Hugh Grant		For	For	Management
	3	Elect Director C. Steven McMillan		For	For	Management
	4	Elect Director Robert J. Stevens		For	For	Management
	5	Ratify Auditors		For	For	Management
01/15/09 - A	Family Dollar Stores, Inc. *FDO*		307000109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/26/09 - A	Analogic Corp. *ALOG*		032657207
	1	Elect Directors		For	For	Management
	2	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
01/27/09 - A	Dawson Geophysical Company *DWSN*		239359102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/27/09 - S	Embarq Corp *EQ*		29078E105
	1	Approve Merger Agreement		For	For	Management
01/28/09 - A	Costco Wholesale Corporation *COST*		22160K105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/28/09 - A	Diamond Foods, Inc. *DMND*		252603105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
02/03/09 - A	Emerson Electric Co. *EMR*		291011104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director A.A. Busch III — For
	1.2	Elect Director A.F. Golden — Withhold
	1.3	Elect Director H. Green — For
	1.4	Elect Director W.R. Johnson — For
	1.5	Elect Director J.B. Menzer — For
	1.6	Elect Director V.R. Loucks, Jr. — Withhold
	2	Ratify Auditors		For	For	Management
02/10/09 - A	Dolby Laboratories, Inc. *DLB*		25659T107
	1	Elect Directors		For	For	Management
	2	Amend Bylaws Changing Special Meeting Procedures		For	For	Management
	3	Ratify Auditors		For	For	Management
02/12/09 - A	ACCENTURE LTD *ACN*		G1150G111
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO		For	For	Management
	2	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON		For	For	Management
	3	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN		For	For	Management
	4	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI		For	Against	Management
	5	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER		For	For	Management
	6	RATIFY AUDITORS		For	For	Management
02/12/09 - A	Varian Medical Systems Inc *VAR*		92220P105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
02/18/09 - A	TD AMERITRADE Holding Corp. *AMTD*		87236Y108
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Other Business		For	Against	Management
02/25/09 - A	Apple Inc. *AAPL*		037833100
	1	Elect Directors		For	For	Management
	2	Report on Political Contributions		Against	Against	Shareholder
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Prepare Sustainability Report		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/03/09 - A	QUALCOMM Inc *QCOM*		747525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
03/04/09 - A	Esterline Technologies Corp. *ESL*		297425100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
03/11/09 - A	Franklin Resources, Inc. *BEN*		354613101
	1	Elect Director Samuel H. Armacost		For	For	Management
	2	Elect Director Charles Crocker		For	For	Management
	3	Elect Director Joseph R. Hardiman		For	For	Management
	4	Elect Director Robert D. Joffe		For	For	Management
	5	Elect Director Charles B. Johnson		For	For	Management
	6	Elect Director Gregory E. Johnson		For	For	Management
	7	Elect Director Rupert H. Johnson, Jr.		For	For	Management
	8	Elect Director Thomas H. Kean		For	For	Management
	9	Elect Director Chutta Ratnathicam		For	For	Management
	10	Elect Director Peter M. Sacerdote		For	For	Management
	11	Elect Director Laura Stein		For	For	Management
	12	Elect Director Anne M. Tatlock		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Amend Executive Incentive Bonus Plan		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
03/11/09 - A	Multi-Fineline Electronix, Inc. *MFLX*		62541B101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Philippe Lemaitre — For
	1.2	Elect Director Donald Schwanz — For
	1.3	Elect Director Choon Seng Tan — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
03/17/09 - S	Noble Corporation *NE*		G65422100
	1	Change Country of Incorporation to Switzerland Through a Scheme of Arrangement		For	For	Management
	2	Adjourn Meeting		For	For	Management
03/18/09 - A	Covidien plc *COV*		G2552X108
	1a	Elect Craig Arnold as Director		For	For	Management
	1b	Elect Robert H. Brust as Director		For	For	Management
	1c	Elect John M. Connors, Jr. as Director		For	For	Management
	1d	Elect Christopher J. Coughlin as Director		For	For	Management
	1e	Elect Timothy M. Donahue as Director		For	For	Management
	1f	Elect Kathy J. Herbert as Director		For	For	Management
	1g	Elect Randall J. Hogan, III as Director		For	For	Management
	1h	Elect Richard J. Meelia as Director		For	For	Management
	1i	Elect Dennis H. Reilley as Director		For	For	Management
	1j	Elect Tadataka Yamada as Director		For	For	Management
	1k	Elect Joseph A. Zaccagnino as Director		For	For	Management
	2	Approve Amended and Restated 2007 Stock and Incentive Plan		For	For	Management
	3	Approve Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
03/18/09 - A	Hewlett-Packard Company *HPQ*		428236103
	1	Elect Director Lawrence T. Babbio, Jr.		For	For	Management
	2	Elect Director Sari M. Baldauf		For	For	Management
	3	Elect Director Rajiv L. Gupta		For	For	Management
	4	Elect Director John H. Hammergren		For	For	Management
	5	Elect Director Mark V. Hurd		For	For	Management
	6	Elect Director Joel Z. Hyatt		For	For	Management
	7	Elect Director John R. Joyce		For	For	Management
	8	Elect Director Robert L. Ryan		For	For	Management
	9	Elect Director Lucille S. Salhany		For	For	Management
	10	Elect Director G. Kennedy Thompson		For	For	Management
	11	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
03/26/09 - A	Hancock Holding Co. *HBHC*		410120109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Alton G. Bankston — For
	1.2	Elect Director John M. Hairston — For
	1.3	Elect Director James H. Horne — For
	1.4	Elect Director Christine L. Pickering — For
	1.5	Elect Director George A. Schloegel — Withhold
	2	Ratify Auditors		For	For	Management
04/01/09 - A	Adobe Systems Inc. *ADBE*		00724F101
	1	Elect Director Robert K. Burgess		For	For	Management
	2	Elect Director Carol Mills		For	For	Management
	3	Elect Director Daniel Rosensweig		For	For	Management
	4	Elect Director Robert Sedgewick		For	For	Management
	5	Elect Director John E. Warnock		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Ratify Auditors		For	For	Management
04/02/09 - A	NYSE Euronext *NYX*		629491101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Issue Stock Certificate of Ownership		Against	Against	Shareholder
	4	Reduce Supermajority Vote Requirement		Against	For	Shareholder
04/14/09 - A	The Bank Of New York Mellon Corp. *BK*		064058100
	1	Elect Directors		For	For	Management
	2	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Stock Retention/Holding Period		Against	For	Shareholder
04/15/09 - A	Commerce Bancshares, Inc. *CBSH*		200525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder
04/20/09 - A	Eli Lilly and Co. *LLY*		532457108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Martin S. Feldstein — Withhold
	1.2	Elect Director J. Erik Fyrwald — Withhold

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.3	Elect Director Ellen R. Marram — Withhold
	1.4	Elect Director Douglas R. Oberhelman — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Executive Incentive Bonus Plan		For	For	Management
	5	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	6	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/21/09 - PC	CF Industries Holdings, Inc. *CF*		125269100
		Management Proxy (White Card)
	1.1	Elect Director Stephen A. Furbacher		For	For	Management
	1.2	Elect Director David R. Harvey		For	For	Management
	1.3	Elect Director John D. Johnson		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
		Dissident Proxy (Green Card)
	1.1	Elect Director Stephen A. Furbacher		Withhold	Do Not Vote	Shareholder
	1.2	Elect Director David R. Harvey		Withhold	Do Not Vote	Shareholder
	1.3	Elect Director John D. Johnson		Withhold	Do Not Vote	Shareholder
	2	Ratify Auditors		For	Do Not Vote	Management
	3	Approve Omnibus Stock Plan		For	Do Not Vote	Management
04/21/09 - A	Hudson City Bancorp, Inc. *HCBK*		443683107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/21/09 - A	Northern Trust Corp. *NTRS*		665859104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
04/21/09 - A	UMB Financial Corp. *UMBF*		902788108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/21/09 - A	Visa Inc. *V*		92826C839
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Hani Al-Qadi — Against
	1.2	Elect Director Charles T. Doyle — For
	1.3	Elect Director Peter Hawkins — For
	1.4	Elect Director David I. McKay — For
	1.5	Elect Director Charles W. Scharf — For
	1.6	Elect Director Segismundo Schulin-Zeuthen — For
	2	Elect Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
04/22/09 - A	Ameriprise Financial, Inc. *AMP*		03076C106
	1	Elect Director Warren D. Knowlton		For	For	Management
	2	Elect Director Jeffrey Noddle		For	For	Management
	3	Elect Director Robert F. Sharpe, Jr.		For	For	Management
	4	Ratify Auditors		For	For	Management
04/22/09 - A	SPX Corp. *SPW*		784635104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/22/09 - A	The Coca-Cola Company *KO*		191216100
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Herbert A. Allen — For
	1.2	Elect Director Ronald W. Allen — Against
	1.3	Elect Director Cathleen P. Black — Against
	1.4	Elect Director Barry Diller — Against
	1.5	Elect Director Alexis M. Herman — Against
	1.6	Elect Director Muhtar Kent — For
	1.7	Elect Director Donald R. Keough — For
	1.8	Elect Director Maria Elena Lagomsino — Against
	1.9	Elect Director Donald F. McHenry — For
	1.10	Elect Director Sam Nunn — For
	1.11	Elect Director James D. Robinson III — Against
	1.12	Elect Director Peter V. Ueberroth — Against
	1.13	Elect Director Jacob Wallenberg — For

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues			Security	Management Recommendation	Vote Cast	Proponent
	1.14	Elect Director James B. Williams — For
	2	Ratify Auditors			For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation			Against	For	Shareholder
	4	Require Independent Board Chairman			Against	For	Shareholder
	5	Amend Bylaws to Establish a Board Committee on Human Rights			Against	Against	Shareholder
	6	Performance-Based Awards			Against	Against	Shareholder
04/23/09 - A	Edison International *EIX*		��	281020107
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
	3	Amend Omnibus Stock Plan			For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation			Against	For	Shareholder
04/23/09 - A	HCP Inc. *HCP*			40414L109
	1	Elect Directors			For	For	Management
	2	Amend Omnibus Stock Plan			For	For	Management
	3	Ratify Auditors			For	For	Management
04/23/09 - A	Humana Inc. *HUM*			444859102
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
04/23/09 - A	Johnson & Johnson *JNJ*			478160104
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation			Against	For	Shareholder
04/23/09 - A	Lockheed Martin Corp. *LMT*			539830109
	1	Elect Directors			For	Split	Management
	1.1	Elect Director E. C. “Pete” Aldrige, Jr. — Against
	1.2	Elect Director Nolan D. Archibald — Against
	1.3	Elect Director David B. Burritt — For
	1.4	Elect Director James O. Ellis, Jr. — For
	1.5	Elect Director Gwendolyn S. King — For
	1.6	Elect Director James M. Loy — For
	1.7	Elect Director Douglas H. McCorkindale — Against
	1.8	Elect Director Joseph W. Ralston — For

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.9	Elect Director Frank Savage — For
	1.10	Elect Director James Schneider — Against
	1.11	Elect Director Anne Stevens — Against
	1.12	Elect Director Robert J. Stevens — For
	1.13	Elect Director James R. Ukropina — For
	2	Ratify Auditors		For	For	Management
	3	Reduce Supermajority Vote Requirement		For	For	Management
	4	Report on Space-based Weapons Program		Against	Against	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	Owens-Illinois, Inc. *OI*		690768403
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Gary F. Colter — For
	1.2	Elect Director David H.Y. Ho — For
	1.3	Elect Director Corbin A. McNeill, Jr. — Withhold
	1.4	Elect Director Helge H. Wehmeier — For
	2	Ratify Auditors		For	For	Management
	3	Approve Increase in Size of Board		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
04/23/09 - A	Walter Energy Inc. *WLT*		93317Q105
	1	Elect Directors		For	For	Management
	2	Change Company Name		For	For	Management
	3	Authorize New Class of Preferred Stock		For	For	Management
	4	Approve Shareholder Rights Plan (Poison Pill)		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
04/24/09 - A	Abbott Laboratories *ABT*		002824100
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Nonqualified Employee Stock Purchase Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Report on Animal Testing		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/24/09 - A	AT&T Inc *T*		00206R102
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Randall L. Stephenson — For
	1.2	Elect Director William F. Aldinger III — Against
	1.3	Elect Director Gilbert F. Amelio — Against
	1.4	Elect Director Reuben V. Anderson — For
	1.5	Elect Director James H. Blanchard — Against
	1.6	Elect Director August A. Busch III — For
	1.7	Elect Director Jaime Chico Pardo — For
	1.8	Elect Director James P. Kelly — For
	1.9	Elect Director Jon C. Madonna — For
	1.10	Elect Director Lynn M. Martin — For
	1.11	Elect Director John B. McCoy — For
	1.12	Elect Director Mary S. Metz — For
	1.13	Elect Director Joyce M. Roch — For
	1.14	Elect Director Laura D Andrea Tyson — For
	1.15	Elect Director Patricia P. Upton — Against
	2	Ratify Auditors		For	For	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Report on Political Contributions		Against	For	Shareholder
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Provide for Cumulative Voting		Against	For	Shareholder
	7	Require Independent Board Chairman		Against	For	Shareholder
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Exclude Pension Credits ftom Earnings Performance Measure		Against	For	Shareholder
04/24/09 - A	Badger Meter, Inc. *BMI*		056525108
	1	Elect Directors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/24/09 - A	The Progressive Corp. *PGR*		743315103
	1	Elect Directors		For	For	Management
	2	Require Advance Notice for Shareholder Proposals		For	For	Management
	3	Amend Nomination Procedures for the Board		For	For	Management
	4	Ratify Auditors		For	For	Management
04/27/09 - A	M.D.C. Holdings, Inc. *MDC*		552676108
	1	Elect Directors		For	For	Management
	2	Require Independent Board Chairman		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
04/27/09 - A	The Lubrizol Corp. *LZ*		549271104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3.1	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3.2	Approve Control Share Acquisition		For	For	Management
	4.1	Amend the Regulations Concerning Composition, Term and Election of Directors		For	For	Management
	4.2	Amend the Regulations to Modernize and Clarify Amendments		For	Against	Management
	4.3	Require Advance Notice for Shareholder Proposals/Nominations		For	For	Management
	4.4	Amend the Regulations in Accordance with Ohio Law		For	For	Management
04/28/09 - A	Bio-Rad Laboratories, Inc. *BIO*		090572207
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/28/09 - A	Cabot Oil & Gas Corp. *COG*		127097103
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
04/28/09 - A	Exelon Corporation *EXC*		30161N101
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Report on Global Warming		Against	Against	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/28/09 - A	Harsco Corp. *HSC*		415864107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/28/09 - A	International Business Machines Corp. *IBM*		459200101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Review Executive Compensation		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/28/09 - A	National CineMedia, Inc. *NCMI*		635309107
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
04/28/09 - A	The Chubb Corp. *CB*		171232101
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/29/09 - A	Aspen Insurance Holdings, Ltd. *AHL*		G05384105
	1	Elect Directors		For	For	Management
	2	Appoint KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Adopt the Amended and Restated Bye-laws		For	For	Management
	4	Adopt the Amendments to the Memorandum of Association		For	For	Management
	5.1	Elect Glyn Jones as Director of Aspen Insurance UK Limited		For	For	Management
	5.2	Elect Christopher O’Kane as Director of Aspen Insurance UK Limited		For	For	Management
	5.3	Elect Richard Bucknall as Director of Aspen Insurance UK Limited		For	For	Management
	5.4	Elect Ian Cormack as Director of Aspen Insurance UK Limited		For	For	Management
	5.5	Elect Richard Houghton as Director of Aspen Insurance UK Limited		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5.6	Elect Stephen Rose as Director of Aspen Insurance UK Limited		For	For	Management
	5.7	Elect Oliver Peterken as Director of Aspen Insurance UK Limited		For	For	Management
	5.8	Elect Heidi Hutter as Director of Aspen Insurance UK Limited		For	For	Management
	6	Amend Aspen Insurance UK Limited’s Articles of Association		For	For	Management
	7.1	Elect Christopher O’Kane as Director of Aspen Insurance UK Services Limited		For	For	Management
	7.2	Elect Richard Houghton as Director of Aspen Insurance UK Services Limited		For	For	Management
	7.3	Elect Stephen Rose as Director of Aspen Insurance UK Services Limited		For	For	Management
	8	Amend Aspen Insurance UK Services Limited’s Articles of Association		For	For	Management
	9.1	Elect Christopher O’Kane as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	9.2	Elect Richard Houghton as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	9.3	Elect Stephen Rose as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	10	Amend Aspen (UK) Holdings Limited’s Articles of Association		For	For	Management
	11.1	Elect Stephen Rose as Director of AIUK Trustees Limited		For	For	Management
	11.2	Elect John Henderson as Director of AIUK Trustees Limited		For	For	Management
	11.3	Elect Christopher Woodman as Director of AIUK Trustees Limited		For	For	Management
	11.4	Elect Michael Cain as Director of AIUK Trustees Limited		For	For	Management
	11.5	Elect Katharine Wade as Director of AIUK Trustees Limited		For	For	Management
	12	Amend AIUK Trustees Limited’s Articles of Association		For	For	Management
	13.1	Elect Karen Green as Director of Aspen Underwriting Limited		For	For	Management
	13.2	Elect Christopher O’Brien as Director of Aspen Underwriting Limited		For	For	Management
	14	Amend Aspen Underwriting Limited’s Articles of Association		For	For	Management
	15.1	Elect Richard Bucknall as Director of Aspen Managing Agency Limited		For	For	Management
	15.2	Elect John Hobbs as Director of Aspen Managing Agency Limited		For	For	Management
	15.3	Elect James Ingham Clark as Director of Aspen Managing Agency Limited		For	For	Management
	15.4	Elect Robert Long as Director of Aspen Managing Agency Limited		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	15.5	Elect Christopher O’Brien as Director of Aspen Managing Agency Limited		For	For	Management
	15.6	Elect Matthew Yeldham as Director of Aspen Managing Agency Limited		For	For	Management
	15.7	Elect Karen Green as Director of Aspen Managing Agency Limited		For	For	Management
	15.8	Elect Heidi Hutter as Director of Aspen Managing Agency Limited		For	For	Management
	16	Amend Aspen Managing Agency Limited’s Articles of Association		For	For	Management
	17.1	Elect Christopher O’Kane as Director of Aspen Insurance Ltd. And Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.2	Elect Julian Cusack as Director of Aspen Insurance Ltd. And Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.3	Elect James Few as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.4	Elect Oliver Peterken as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.5	Elect David Skinner as Director of Aspen Insurance Ltd. And Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.6	Elect Karen Green as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.7	Elect Heather Kitson as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	18	Appoint KPMG Audit Plc as Auditor of Aspen Insurance Limited and Authorize its Board to Fix Their Remuneration		For	For	Management
	19	Amend Aspen Insurance Limited’s Bye-Laws		For	For	Management
	20	Amend Aspen Insurance Limited’s Memorandum of Association		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A	EOG Resources, Inc. *EOG*		26875P101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/29/09 - A	Morgan Stanley *MS*		617446448
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Roy J. Bostock — Against
	1.2	Elect Director Erskine B. Bowles — For
	1.3	Elect Director Howard J. Davies — For
	1.4	Elect Director Nobuyuki Hirano — For
	1.5	Elect Director C. Robert Kidder — For
	1.6	Elect Director John J. Mack — For
	1.7	Elect Director Donald T. Nicolaisen — For
	1.8	Elect Director Charles H. Noski — For
	1.9	Elect Director Hutham S. Olayan — For
	1.10	Elect Director Charles E. Phillips, Jr. — For
	1.11	Elect Director Griffith Sexton — For
	1.12	Elect Director Laura D. Tyson — For
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Amend Omnibus Stock Plan		For	Against	Management
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Require Independent Board Chairman		Against	For	Shareholder
04/29/09 - A	The Navigators Group, Inc. *NAVG*		638904102
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/30/09 - A	Church & Dwight Co., Inc. *CHD*		171340102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/30/09 - A	Landstar System, Inc. *LSTR*		515098101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
04/30/09 - A	Orbital Sciences Corp. *ORB*		685564106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert M. Hanisee — For
	1.2	Elect Director James G. Roche — For
	1.3	Elect Director Harrison H. Schmitt — For
	1.4	Elect Director James R. Thompson — For
	1.5	Elect Director Scott L. Webster — Withhold
	2	Ratify Auditors		For	For	Management
04/30/09 - A	Valero Energy Corp. *VLO*		91913Y100
	1	Elect Directors		For	Against	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	4	Stock Retention/Holding Period		Against	For	Shareholder
	5	Disclose Information on Compensation Consultant		Against	For	Shareholder
	6	Report on Political Contributions		Against	For	Shareholder
05/01/09 - A	Occidental Petroleum Corp. *OXY*		674599105
	1	Elect Directors		For	Against	Management
	2	Ratify Auditors		For	For	Management
	3	Provide Right to Call Special Meeting		For	For	Management
	4	Report on Host Country Social and Environmental Laws		Against	Against	Shareholder
05/01/09 - A	Teleflex Inc. *TFX*		879369106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	Baxter International Inc. *BAX*		071813109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Animal Testing		Against	Against	Shareholder
05/05/09 - A	Bristol-Myers Squibb Co. *BMY*		110122108
	1	Elect Director L. Andreotti		For	For	Management
	2	Elect Director L. B. Campbell		For	For	Management
	3	Elect Director J. M. Cornelius		For	For	Management
	4	Elect Director L. J. Freeh		For	For	Management
	5	Elect Director L. H. Glimcher		For	For	Management
	6	Elect Director M. Grobstein		For	For	Management
	7	Elect Director L. Johansson		For	For	Management
	8	Elect Director A. J. Lacy		For	For	Management
	9	Elect Director V. L. Sato		For	For	Management
	10	Elect Director T. D. West, Jr.		For	For	Management
	11	Elect Director R. S. Williams		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Increase Disclosure of Executive Compensation		Against	Against	Shareholder
	14	Reduce Supermajority Vote Requirement		Against	Against	Shareholder
	15	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	16	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
05/05/09 - A	Itron, Inc. *ITRI*		465741106
	1	Elect Director Michael B. Bracy		For	For	Management
	2	Elect Director Kirby A. Dyess		For	For	Management
	3	Elect Director Graham M. Wilson		For	For	Management
	4	Ratify Auditors		For	For	Management
05/05/09 - A	ITT Educational Services, Inc. *ESI*		45068B109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	Marvel Entertainment, Inc. *MVL*		57383T103
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	O’Reilly Automotive, Inc. *ORLY*		686091109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles H. O’Reilly, Jr — Withhold
	1.2	Elect Director John Murphy — For
	1.3	Elect Director Ronald Rashkow — For
	2	Ratify Auditors		For	For	Management
	3	Approve Nonqualified Employee Stock Purchase Plan		For	For	Management
	4	Approve Omnibus Stock Plan		For	Against	Management
05/05/09 - A	Philip Morris International Inc. *PM*		718172109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Harold Brown — For
	1.2	Elect Director Mathis Cabiallavetta — For
	1.3	Elect Director Louis C. Camilleri — For
	1.4	Elect Director J. Dudley Fishburn — For
	1.5	Elect Director Graham Mackay — For
	1.6	Elect Director Sergio Marchionne — Against
	1.7	Elect Director Lucio A. Noto — For
	1.8	Elect Director Carlos Slim Hel — For
	1.9	Elect Director Stephen M. Wolf — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/05/09 - A	Superior Well Services, Inc. *SWSI*		86837X105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	The Dun & Bradstreet Corp *DNB*		26483E100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
05/05/09 - A	The Travelers Companies, Inc. *TRV*		89417E109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Report on Political Contributions		Against	For	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	Whiting Petroleum Corp. *WLL*		966387102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Amgen, Inc. *AMGN*		031162100
	1	Elect Director David Baltimore		For	For	Management
	2	Elect Director Frank J. Biondi, Jr.		For	For	Management
	3	Elect Director Francois de Carbonnel		For	For	Management
	4	Elect Director Jerry D. Choate		For	For	Management
	5	Elect Director Vance D. Coffman		For	For	Management
	6	Elect Director Frederick W. Gluck		For	For	Management
	7	Elect Director Frank C. Herringer		For	For	Management
	8	Elect Director Gilbert S. Omenn		For	For	Management
	9	Elect Director Judith C. Pelham		For	For	Management
	10	Elect Director J. Paul Reason		For	For	Management
	11	Elect Director Leonard D. Schaeffer		For	For	Management
	12	Elect Director Kevin W. Sharer		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Omnibus Stock Plan		For	For	Management
	15	Reduce Supermajority Vote Requirement		For	For	Management
	16	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	17	Reincorporate in Another State [from Delaware to North Dakota]		Against	Against	Shareholder
05/06/09 - A	Arch Capital Group Ltd *ACGL*		G0450A105
	1	Elect Directors		For	For	Management
	2.1	Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.2	Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.3	Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.4	Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.5	Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.6	Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.7	Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2.8	Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.9	Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.10	Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.11	Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.12	Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.13	Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.14	Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.15	Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.16	Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.17	Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.18	Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.19	Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.20	Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.21	Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.22	Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.23	Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.24	Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.25	Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2.26	Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.27	Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.28	Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	3	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
05/06/09 - A	AXIS CAPITAL HOLDINGS LTD *AXS*		G0692U109
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	Elect Directors		For	For	Management
	2	TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES.		For	Against	Management
	3	TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT.		For	For	Management
	4	TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE.		For	For	Management
05/06/09 - A	Compass Minerals International, Inc *CMP*		20451N101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	CSX Corp. *CSX*		126408103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Fluor Corp. *FLR*		343412102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Hatteras Financial Corp. *HTS*		41902R103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Michael R. Hough — For
	1.2	Elect Director Benjamin M. Hough — For
	1.3	Elect Director David W. Berson — For
	1.4	Elect Director Ira G. Kawaller — Withhold
	1.5	Elect Director Jeffrey D. Miller — For
	1.6	Elect Director Thomas D. Wren — For
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Hess Corporation *HES*		42809H107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Regal Entertainment Group *RGC*		758766109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Tesoro Corp. *TSO*		881609101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	El Paso Electric Co. *EE*		283677854
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Google Inc *GOOG*		38259P508
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Report on Political Contributions		For	For	Shareholder
	5	Adopt Policies to Protect Freedom of Access to the Internet		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/07/09 - A	Kansas City Southern *KSU*		485170302
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Michael R. Haverty — For
	1.2	Elect Director Thomas A. McDonnell — Withhold
	2	Ratify Auditors		For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan		For	For	Management
05/07/09 - A	People’s United Financial, Inc. *PBCT*		712704105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director George P. Carter — Withhold
	1.2	Elect Director Jerry Franklin — Withhold
	1.3	Elect Director Eunice S. Groark — For
	1.4	Elect Director James A. Thomas — Withhold
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Spectra Energy Corp. *SE*		847560109
	1	Declassify the Board of Directors		For	For	Management
	2	Elect Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
05/08/09 - A	Colgate-Palmolive Co. *CL*		194162103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
05/08/09 - A	Illumina, Inc. *ILMN*		452327109
	1	Elect Director A. Blaine Bowman		For	For	Management
	2	Elect Director Karin Eastham		For	For	Management
	3	Elect Director Jay T. Flatley		For	For	Management
	4	Elect Director William H. Rastetter, Ph.D.		For	For	Management
	5	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/08/09 - A	SunPower Corp. *SPWRA*		867652109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Uwe-Ernst Bufe — For
	1.2	Elect Director Pat Wood III — Withhold
	2	Ratify Auditors		For	For	Management
05/08/09 - A	Tanger Factory Outlet Centers, Inc. *SKT*		875465106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/08/09 - A	The Goldman Sachs Group, Inc. *GS*		38141G104
	1	Elect Director Lloyd C. Blankfein		For	For	Management
	2	Elect Director John H. Bryan		For	For	Management
	3	Elect Director Gary D. Cohn		For	For	Management
	4	Elect Director Claes Dahlback		For	For	Management
	5	Elect Director Stephen Friedman		For	For	Management
	6	Elect Director William W. George		For	For	Management
	7	Elect Director Rajat K. Gupta		For	For	Management
	8	Elect Director James A. Johnson		For	For	Management
	9	Elect Director Lois D. Juliber		For	For	Management
	10	Elect Director Lakshmi N. Mittal		For	Against	Management
	11	Elect Director James J. Schiro		For	For	Management
	12	Elect Director Ruth J. Simmons		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	15	Provide for Cumulative Voting		Against	For	Shareholder
	16	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	17	Amend By-Laws to Establish Board U.S. Economic Security Committee		Against	Against	Shareholder
	18	Report on Political Contributions		Against	For	Shareholder
05/08/09 - A	Watson Pharmaceuticals, Inc. *WPI*		942683103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/12/09 - A	AMTRUST FINANCIAL SERVICES INC *AFSI*		032359309
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Donald T. DeCarlo — For
	1.2	Elect Director Abraham Gulkowitz — For
	1.3	Elect Director George Karfunkel — For

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.4	Elect Director Michael Karfunkel — Withhold
	1.5	Elect Director Jay J. Miller — For
	1.6	Elect Director Isaac Neuberger — For
	1.7	Elect Director Barry D. Zyskind — For
	2	Ratify Auditors		For	For	Management
05/12/09 - A	Cephalon, Inc. *CEPH*		156708109
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/12/09 - A	Cliffs Natural Resources Inc *CLF*		18683K101
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/12/09 - A	Cummins , Inc. *CMI*		231021106
	1	Elect Director Robert J. Bernhard		For	For	Management
	2	Elect Director Robert J. Darnall		For	For	Management
	3	Elect Director Robert K. Herdman		For	For	Management
	4	Elect Director Alexis M. Herman		For	For	Management
	5	Elect Director N. Thomas Linebarger		For	For	Management
	6	Elect Director William I. Miller		For	For	Management
	7	Elect Director Georgia R. Nelson		For	For	Management
	8	Elect Director Theodore M. Solso		For	For	Management
	9	Elect Director Carl Ware		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Amend Omnibus Stock Plan		For	For	Management
	12	Approve Executive Incentive Bonus Plan		For	For	Management
	13	Adopt and Implement ILO-based Human Rights Policy		Against	Against	Shareholder
05/12/09 - A	Equity Lifestyle Properties Inc *ELS*		29472R108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/13/09 - A	Advent Software, Inc. *ADVS*		007974108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/13/09 - A	Cameron International Corp *CAM*		13342B105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director C. Baker Cunningham —- Withhold
	1.2	Elect Director Sheldon R. Erikson —- Withhold
	1.3	Elect Director Douglas L. Foshee —- For
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/13/09 - A	Molson Coors Brewing Co *TAP*		60871R209
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John E. Cleghorn — For
	1.2	Elect Director Charles M. Herington — Withhold
	1.3	Elect Director David P. O’Brien — For
05/13/09 - A	Murphy Oil Corp. *MUR*		626717102
	1	Elect Directors		For	For	Management
	2	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
05/13/09 - A	PG&E Corp. *PCG*		69331C108
	1	Elect Director David R. Andrews		For	For	Management
	2	Elect Director C. Lee Cox		For	For	Management
	3	Elect Director Peter A. Darbee		For	For	Management
	4	Elect Director Maryellen C. Herringer		For	For	Management
	5	Elect Director Roger H. Kimmel		For	For	Management
	6	Elect Director Richard A. Meserve		For	For	Management
	7	Elect Director Forrest E. Miller		For	For	Management
	8	Elect Director Barbara L. Rambo		For	For	Management
	9	Elect Director Barry Lawson Williams		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	12	Reincorporate in Another State [California to North Dakota]		Against	Against	Shareholder
05/13/09 - A	Progress Energy, Inc. *PGN*		743263105
	1	Elect Director James E. Bostic, Jr.		For	For	Management
	2	Elect Director Harris E. DeLoach, Jr.		For	For	Management
	3	Elect Director James B. Hyler, Jr.		For	For	Management
	4	Elect Director William D. Johnson		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5	Elect Director Robert W. Jones		For	Against	Management
	6	Elect Director W. Steven Jones		For	For	Management
	7	Elect Director E. Marie McKee		For	For	Management
	8	Elect Director John H. Mullin, III		For	For	Management
	9	Elect Director Charles W. Pryor, Jr.		For	For	Management
	10	Elect Director Carlos A. Saladrigas		For	For	Management
	11	Elect Director Theresa M. Stone		For	For	Management
	12	Elect Director Alfred C. Tollison, Jr.		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Executive Incentive Bonus Plan		For	Against	Management
05/13/09 - A	Safeway Inc. *SWY*		786514208
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Provide for Cumulative Voting		Against	For	Shareholder
	4	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
05/14/09 - A	Ansys, Inc. *ANSS*		03662Q105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Broadcom Corp. *BRCM*		111320107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Corrections Corporation of America *CXW*		22025Y407
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/14/09 - A	Flowserve Corp. *FLS*		34354P105
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/14/09 - A	Gen-Probe, Inc. *GPRO*		36866T103
	1	Elect Director John W. Brown		For	For	Management
	2	Elect Director John C. Martin Ph.D.		For	For	Management
	3	Elect Director Henry L. Nordhoff		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Approve Increase in Size of Board		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/14/09 - A	Kohl’s Corp. *KSS*		500255104
	1	Elect Director Peter Boneparth		For	For	Management
	2	Elect Director Steven A. Burd		For	For	Management
	3	Elect Director John F. Herma		For	For	Management
	4	Elect Director Dale E. Jones		For	For	Management
	5	Elect Director William S. Kellogg		For	For	Management
	6	Elect Director Kevin Mansell		For	For	Management
	7	Elect Director R. Lawrence Montgomery		For	For	Management
	8	Elect Director Frank V. Sica		For	For	Management
	9	Elect Director Peter M. Sommerhauser		For	For	Management
	10	Elect Director Stephanie A. Streeter		For	For	Management
	11	Elect Director Stephen E. Watson		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/14/09 - A	Quest Diagnostics Incorporated *DGX*		74834L100
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Amend Non-Employee Director Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/14/09 - A	Union Pacific Corp. *UNP*		907818108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/15/09 - A	American Public Education, Inc. *APEI*		02913V103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Wallace E. Boston, Jr. — For
	1.2	Elect Director Phillip A. Clough — For
	1.3	Elect Director J. Christopher Everett — For
	1.4	Elect Director Barbara G. Fast — For
	1.5	Elect Director F. David Fowler — For
	1.6	Elect Director Jean C. Halle — For
	1.7	Elect Director Timothy J. Landon — For
	1.8	Elect Director David L. Warnock — Withhold
	1.9	Elect Director Timothy T. Weglicki — For
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/15/09 - A	FMC Technologies, Inc. *FTI*		30249U101
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
05/15/09 - A	Transocean Ltd. *RIG*		H8817H100
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System
	1	APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD.		For	For	Management
	2	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FOR FISCAL YEAR 2008		For	For	Management
	3	APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENT OF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASE OF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES.		For	For	Management
	4	AUTHORIZATION OF A SHARE REPURCHASE PROGRAM		For	For	Management
	5	APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. IN THE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09		For	For	Management
	6	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: W. RICHARD ANDERSON		For	For	Management
	7	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: RICHARD L. GEORGE		For	For	Management
	8	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: ROBERT L. LONG		For	For	Management
	9	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: EDWARD R. MULLER		For	For	Management
	10	REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: VICTOR E. GRIJALVA		For	For	Management
	11	APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEAN LTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR A FURTHER ONE-YEAR		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A	Comstock Resources, Inc. *CRK*		205768203
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	Against	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Ratify Auditors		For	For	Management
05/19/09 - A	Emergency Medical Services Corp *EMS*		29100P102
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/19/09 - A	Graftech International, Ltd. *GTI*		384313102
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Approve Executive Incentive Bonus Plan		For	For	Management
05/19/09 - A	JPMorgan Chase & Co. *JPM*		46625H100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Disclose Prior Government Service		Against	Against	Shareholder
	5	Provide for Cumulative Voting		Against	For	Shareholder
	6	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	7	Report on Predatory Lending Policies		Against	Against	Shareholder
	8	Amend Key Executive Performance Plan		Against	For	Shareholder
	9	Stock Retention/Holding Period		Against	For	Shareholder
	10	Prepare Carbon Principles Report		Against	Against	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A	Lexington Realty Trust *LXP*		529043101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Other Business		For	Against	Management
05/19/09 - A	Southwestern Energy Co. *SWN*		845467109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Lewis E. Epley, Jr. — For
	1.2	Elect Director Robert L. Howard — Withhold
	1.3	Elect Director Harold M. Korell — For
	1.4	Elect Director Vello A. Kuuskraa — Withhold
	1.5	Elect Director Kenneth R. Mourton — Withhold
	1.6	Elect Director Charles E. Scharlau — For
	2	Ratify Auditors		For	For	Management
05/19/09 - A	The Gap, Inc. *GPS*		364760108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/19/09 - A	W. R. Berkley Corp. *WRB*		084423102
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Approve Omnibus Stock Plan		For	Against	Management
	4	Ratify Auditors		For	For	Management
05/20/09 - A	ACE Ltd. *ACE*		H0023R105
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	Election Of Director: Michael G. Atieh		For	Against	Management
	2	Election Of Director: Mary A. Cirillo		For	For	Management
	3	Election Of Director: Bruce L. Crockett		For	Against	Management
	4	Election Of Director: Thomas J. Neff		For	Against	Management
	5	Approval Of The Annual Report		For	For	Management
	6	Approval Of The Statutory Financial Statements Of Ace Limited		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7	Approval Of The Consolidated Financial Statements		For	For	Management
	8	Allocation Of Disposable Profit		For	For	Management
	9	Discharge Of The Board Of Directors		For	For	Management
	10	Amendment Of Articles Of Association Relating To Special Auditor		For	For	Management
	11	Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting		For	For	Management
	12	Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp		For	For	Management
	13	Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting		For	For	Management
	14	Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares		For	For	Management
05/20/09 - A	Advance Auto Parts Inc *AAP*		00751Y106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Alpha Natural Resources, Inc. *ANR*		02076X102
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Community Bank System, Inc. *CBU*		203607106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director James W. Gibson, Jr. — For
	1.2	Elect Director David C. Patterson — For
	1.3	Elect Director Sally A. Steele — Withhold
	1.4	Elect Director Mark E. Tryniski — Withhold
	1.5	Elect Director James A. Wilson — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/20/09 - A	Intel Corporation *INTC*		458140100
	1	Elect Director Charlene Barshefsky		For	For	Management
	2	Elect Director Susan L. Decker		For	For	Management
	3	Elect Director John J. Donahoe		For	For	Management
	4	Elect Director Reed E. Hundt		For	For	Management
	5	Elect Director Paul S. Otellini		For	For	Management
	6	Elect Director James D. Plummer		For	For	Management
	7	Elect Director David S. Pottruck		For	For	Management
	8	Elect Director Jane E. Shaw		For	For	Management
	9	Elect Director John L. Thornton		For	For	Management
	10	Elect Director Frank D. Yeary		For	For	Management
	11	Elect Director David B. Yoffie		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Amend Omnibus Stock Plan		For	For	Management
	14	Approve Stock Option Exchange Program		For	For	Management
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	16	Provide for Cumulative Voting		Against	For	Shareholder
	17	Adopt Policy on Human Rights to Water		Against	Against	Shareholder
05/20/09 - A	ON Semiconductor Corporation *ONNN*		682189105
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Switch & Data Facilities Company *SDXC*		871043105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Thermo Fisher Scientific Inc. *TMO*		883556102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Cablevision Systems Corp. *CVC*		12686C109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Zachary W. Carter — For
	1.2	Elect Director Charles D. Ferris — Withhold
	1.3	Elect Director Thomas V. Reifenheiser — For

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.4	Elect Director John R. Ryan — For
	1.5	Elect Director Vincent Tese — For
	1.6	Elect Director Leonard Tow — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
05/21/09 - A	Dean Foods Company *DF*		242370104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Emergent Biosolutions Inc. *EBS*		29089Q105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Genzyme Corp. *GENZ*		372917104
	1	Elect Director Douglas A. Berthiaume		For	For	Management
	2	Elect Director Gail K. Boudreaux		For	For	Management
	3	Elect Director Robert J. Carpenter		For	For	Management
	4	Elect Director Charles L. Cooney		For	For	Management
	5	Elect Director Victor J. Dzau		For	For	Management
	6	Elect Director Connie Mack III		For	For	Management
	7	Elect Director Richard F. Syron		For	For	Management
	8	Elect Director Henri A. Termeer		For	For	Management
	9	Amend Omnibus Stock Plan		For	For	Management
	10	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	11	Ratify Auditors		For	For	Management
05/21/09 - A	Hasbro, Inc. *HAS*		418056107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/21/09 - A	HCC Insurance Holdings, Inc. *HCC*		404132102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Lorillard, Inc. *LO*		544147101
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	Monolithic Power Systems, Inc. *MPWR*		609839105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Karen A. Smith Bogart — Withhold
	1.2	Elect Director James C. Moyer — For
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Pride International, Inc. *PDE*		74153Q102
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Quanta Services, Inc. *PWR*		74762E102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Rayonier Inc. *RYN*		754907103
	1	Elect Director Richard D. Kincaid		For	For	Management
	2	Elect Director V. Larkin Martin		For	For	Management
	3	Elect Director Ronald Townsend		For	For	Management
	4	Elect Director John E. Bush		For	For	Management
	5	Elect Director David W. Oskin		For	For	Management
	6	Ratify Auditors		For	For	Management
05/21/09 - A	Vocus Inc. *VOCS*		92858J108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/22/09 - A	Calamos Asset Management, Inc. *CLMS*		12811R104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Repricing of Options		For	Against	Management
05/22/09 - A	FPL Group, Inc. *FPL*		302571104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Sherry S. Barrat — Withhold
	1.2	Elect Director Robert M. Beall, II — Withhold

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.3	Elect Director J. Hyatt Brown — For
	1.4	Elect Director James L. Camaren — Withhold
	1.5	Elect Director J. Brian Ferguson — Withhold
	1.6	Elect Director Lewis Hay, III — For
	1.7	Elect Director Toni Jennings — Withhold
	1.8	Elect Director Oliver D. Kingsley, Jr. — For
	1.9	Elect Director Rudy E. Schupp — For
	1.10	Elect Director Michael H. Thaman — For
	1.11	Elect Director Hansel E. Tookes, II — For
	1.12	Elect Director Paul R. Tregurtha — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/22/09 - A	Noven Pharmaceuticals, Inc. *NOVN*		670009109
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/22/09 - A	Omnicare, Inc. *OCR*		681904108
	1	Elect Director John T. Crotty		For	For	Management
	2	Elect Director Joel F. Gemunder		For	For	Management
	3	Elect Director Steven J. Heyer		For	For	Management
	4	Elect Director Sandra E. Laney		For	For	Management
	5	Elect Director Andrea R. Lindell		For	For	Management
	6	Elect Director James D. Shelton		For	For	Management
	7	Elect Director John H. Timoney		For	For	Management
	8	Elect Director Amy Wallman		For	For	Management
	9	Amend Executive Incentive Bonus Plan		For	For	Management
	10	Amend Omnibus Stock Plan		For	For	Management
	11	Ratify Auditors		For	For	Management
05/27/09 - A	California Water Service Group *CWT*		130788102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	Chevron Corporation *CVX*		166764100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Executive Incentive Bonus Plan		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	7	Adopt Quantitative GHG Goals for Products and Operations		Against	Against	Shareholder
	8	Adopt Guidelines for Country Selection		Against	For	Shareholder
	9	Adopt Human Rights Policy		Against	For	Shareholder
	10	Report on Market Specific Environmental Laws		Against	Against	Shareholder
05/27/09 - A	Express Scripts, Inc. *ESRX*		302182100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	McDonald’s Corp. *MCD*		580135101
	1	Elect Director Robert A. Eckert		For	For	Management
	2	Elect Director Enrique Hernandez, Jr.		For	For	Management
	3	Elect Director Jeanne P. Jackson		For	For	Management
	4	Elect Director Andrew J. McKenna		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Approve Executive Incentive Bonus Plan		For	For	Management
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Phase out Sales of Eggs from Battery Cage Hens		Against	Against	Shareholder
05/27/09 - A	Packaging Corporation of America *PKG*		695156109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Cheryl K. Beebe — For
	1.2	Elect Director Henry F. Frigon — For
	1.3	Elect Director Hasan Jameel — For
	1.4	Elect Director Samuel M. Mencoff — Withhold
	1.5	Elect Director Roger B. Porter — Withhold
	1.6	Elect Director Paul T. Stecko — For
	1.7	Elect Director James D. Woodrum — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/27/09 – A	Southern Company *SO*		842587107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Majority Voting and Eliminate Cumulative Voting for Uncontested Election of Directors		For	For	Management
	4	Eliminate Cumulative Voting		For	For	Management
	5	Report on Reducing GHG Emissions		Against	Against	Shareholder
	6	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/27/09 – A	The Pepsi Bottling Group, Inc. *PBG*		713409100
	1	Elect Directors		For	For	Management
	2	Amend Non-Employee Director Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/28/09 – A	Affiliated Computer Services, Inc. *ACS*		008190100
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/28/09 – A	Amazon.com, Inc. *AMZN*		023135106
	1	Elect Director Jeffrey P. Bezos		For	For	Management
	2	Elect Director Tom A. Alberg		For	For	Management
	3	Elect Director John Seely Brown		For	For	Management
	4	Elect Director L. John Doerr		For	For	Management
	5	Elect Director William B. Gordon		For	For	Management
	6	Elect Director Alain Monie		For	For	Management
	7	Elect Director Thomas O. Ryder		For	For	Management
	8	Elect Director Patricia Q. Stonesifer		For	For	Management
	9	Ratify Auditors		For	For	Management
05/28/09 – A	Big Lots, Inc. *BIG*		089302103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/28/09 – A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/28/09 - C	Covidien plc *COV*		G2552X108
	1	Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement		For	For	Management
	2	Approve the Creation of Distributable Reserves of Covidien plc		For	For	Management
	3	Adjourn Meeting		For	For	Management
05/28/09 - A	Fidelity National Information Services Inc *FIS*		31620M106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director William P. Foley, II — For
	1.2	Elect Director Thomas M. Hagerty — Withhold
	1.3	Elect Director Keith W. Hughes — For
	1.4	Elect Director Richard N. Massey — For
	2	Ratify Auditors		For	For	Management
05/28/09 - A	Home Depot, Inc. *HD*		437076102
	1	Elect Director F. Duane Ackerman		For	For	Management
	2	Elect Director David H. Batchelder		For	For	Management
	3	Elect Director Francis S. Blake		For	For	Management
	4	Elect Director Ari Bousbib		For	For	Management
	5	Elect Director Gregory D. Brenneman		For	For	Management
	6	Elect Director Albert P. Carey		For	For	Management
	7	Elect Director Armando Codina		For	For	Management
	8	Elect Director Bonnie G. Hill		For	For	Management
	9	Elect Director Karen L. Katen		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Approve Right to Call Special Meetings		For	Against	Management
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Call Special Meetings		Against	For	Shareholder
	14	Prepare Employment Diversity Report		Against	For	Shareholder
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	16	Assess Energy Use and Establish Reduction Targets		Against	For	Shareholder
05/28/09 - A	Netflix. Inc *NFLX*		64110L106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/28/09 – A	Raytheon Co. *RTN*		755111507
	1	Elect Director Vernon E. Clark		For	Against	Management
	2	Elect Director John M. Deutch		For	For	Management
	3	Elect Director Frederic M. Poses		For	Against	Management
	4	Elect Director Michael C. Ruettgers		For	For	Management
	5	Elect Director Ronald L. Skates		For	For	Management
	6	Elect Director William R. Spivey		For	Against	Management
	7	Elect Director Linda G. Stuntz		For	For	Management
	8	Elect Director William H. Swanson		For	For	Management
	9	Ratify Auditors		For	For	Management
	10	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	11	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	14	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/28/09 – A	Stericycle, Inc. *SRCL*		858912108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/29/09 – A	Annaly Capital Management Inc. *NLY*		035710409
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/29/09 – A	EnergySolutions, Inc. *ES*		292756202
	1	Elect Directors		For	Split	Management
	1.1	Elect Director R Steve Creamer — Withhold
	1.2	Elect Director J. Barnie Beasley Jr. — For
	1.3	Elect Director Jordan W. Clements — Withhold
	1.4	Elect Director E. Gail De Planque — For
	1.5	Elect Director J.I. ‘Chip’ Everest — Withhold
	1.6	Elect Director Lance L. Hirt — Withhold
	1.7	Elect Director Robert A. Whitman — For
	1.8	Elect Director David W. Winder — For
	2	Ratify Auditors		For	For	Management
	3	Approve Stock Option Exchange Program		For	Against	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/29/09 - A	Lowe’s Companies, Inc. *LOW*		548661107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Eliminate Supermajority Vote Requirement		For	For	Management
	5	Reincorporate in Another State from Delaware to North Dakota		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Require Independent Board Chairman		Against	Against	Shareholder
06/02/09 - A	Isis Pharmaceuticals, Inc. *ISIS*		464330109
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/02/09 - A	The Boston Beer Company, Inc. *SAM*		100557107
	1	Elect Directors		For	For	Management
06/02/09 - A	The DirecTV Group, Inc *DTV*		25459L106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Declassify the Board of Directors		Against	For	Shareholder
06/02/09 - A	True Religion Apparel, Inc. *TRLG*		89784N104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Jeffrey Lubell — For
	1.2	Elect Director Marcello Bottoli — For
	1.3	Elect Director Joseph Coulombe — For
	1.4	Elect Director G. Louis Graziadio, III — Withhold
	1.5	Elect Director Robert L. Harris, II — Withhold
	1.6	Elect Director Mark S. Maron — Withhold
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/03/09 – A	Stifel Financial Corp. *SF*		860630102
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Ratify Auditors		For	For	Management
06/04/09 – A	Blackboard Inc *BBBB*		091935502
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Other Business		For	Against	Management
06/04/09 – A	GeoEye Inc. *GEOY*		37250W108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director James A. Abrahamson — Withhold
	1.2	Elect Director Joseph M. Ahearn — Withhold
	1.3	Elect Director Martin C. Faga — For
	1.4	Elect Director Michael F. Horn, Sr. — For
	1.5	Elect Director Lawrence A. Hough — For
	1.6	Elect Director Roberta E. Lenczowski — For
	1.7	Elect Director Matthew M. O’Connell — For
	1.8	Elect Director James M. Simon, Jr. — For
	1.9	Elect Director William W. Sprague — Withhold
	2	Ratify Auditors		For	For	Management
06/04/09 – A	Interdigital Inc. *IDCC*		45867G101
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/04/09 – A	PharMerica Corp *PMC*		71714F104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/05/09 – A	Sandridge Energy, Inc. *SD*		80007P307
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/05/09 - A	Wal-Mart Stores, Inc. *WMT*		931142103
	1	Elect Director Aida M. Alvarez		For	For	Management
	2	Elect Director James W. Breyer		For	For	Management
	3	Elect Director M. Michele Burns		For	For	Management
	4	Elect Director James I. Cash, Jr.		For	For	Management
	5	Elect Director Roger C. Corbett		For	For	Management
	6	Elect Director Douglas N. Daft		For	For	Management
	7	Elect Director Michael T. Duke		For	For	Management
	8	Elect Director Gregory B. Penner		For	For	Management
	9	Elect Director Allen I. Questrom		For	For	Management
	10	Elect Director H. Lee Scott, Jr.		For	For	Management
	11	Elect Director Arne M. Sorenson		For	For	Management
	12	Elect Director Jim C. Walton		For	For	Management
	13	Elect Director S. Robson Walton		For	For	Management
	14	Elect Director Christopher J. Williams		For	For	Management
	15	Elect Director Linda S. Wolf		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	18	Pay For Superior Performance		Against	Against	Shareholder
	19	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	20	Report on Political Contributions		Against	For	Shareholder
	21	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	22	Stock Retention/Holding Period		Against	Against	Shareholder
06/09/09 - A	Equinix, Inc. *EQIX*		29444U502
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/09/09 - A	Hot Topic, Inc. *HOTT*		441339108
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
06/09/09 - A	MasterCard Incorporated *MA*		57636Q104
	1	Elect Directors		For	For	Management
	2	Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications		For	For	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/10/09 – A	Continental Airlines, Inc. *CAL*		210795308
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Kirbyjon H. Caldwell — For
	1.2	Elect Director Lawrence W. Kellner — For
	1.3	Elect Director Douglas H. McCorkindale — For
	1.4	Elect Director Henry L. Meyer, III — For
	1.5	Elect Director Oscar Munoz — For
	1.6	Elect Director Jeffery A. Smisek — For
	1.7	Elect Director Karen Hastie Williams — Withhold
	1.8	Elect Director Ronald B. Woodard — For
	1.9	Elect Director Charles A. Yamarone — For
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Limit/Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	5	Reincorporate in Another State		Against	Against	Shareholder
	6	Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen		None	Abstain	Management
06/11/09 – A	Alnylam Pharmaceuticals, Inc. *ALNY*		02043Q107
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
06/11/09 – A	Freeport-McMoRan Copper & Gold Inc. *FCX*		35671D857
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Request Director Nominee Environmental Qualifications		Against	For	Shareholder

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/11/09 - A	McMoRan Exploration Co. *MMR*		582411104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/11/09 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/12/09 - A	Cbeyond, Inc *CBEY*		149847105
	1	Elect Directors		For	Split	Management
	1.1	Elect Directors D. Scott Luttrell — For
	1.2	Elect Directors James N. Perry, Jr. — Withhold
	1.3	Elect Directors Martin Mucci — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Approve Executive Incentive Bonus Plan		For	For	Management
06/12/09 - A	Chesapeake Energy Corp. *CHK*		165167107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Richard K. Davidson — Withhold
	1.2	Elect Director V. Burns Hargis — For
	1.3	Elect Director Charles T. Maxwell — Withhold
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Declassify the Board of Directors		Against	For	Shareholder
	6	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	7	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
06/16/09 - A	Masimo Corp. *MASI*		574795100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/18/09 - A	Aeropostale, Inc *ARO*		007865108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/18/09 – A	Dollar Tree Inc. *DLTR*		256746108
	1	Elect Directors		For	Withhold	Management
	2	Declassify the Board of Directors		Against	For	Shareholder
06/18/09 – A	Petrohawk Energy Corporation *HK*		716495106
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Amend Non-Employee Director Omnibus Stock Plan		For	For	Management
	5	Permit Board to Amend Bylaws Without Shareholder Consent		For	Against	Management
	6	Ratify Auditors		For	For	Management
06/18/09 – A	Wind River Systems, Inc. *WIND*		973149107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John C. Bolger — For
	1.2	Elect Director Jerry L. Fiddler — Withhold
	1.3	Elect Director Narendra K. Gupta — For
	1.4	Elect Director Grant M. Inman — For
	1.5	Elect Director Harvey C. Jones — For
	1.6	Elect Director Kenneth R. Klein — For
	1.7	Elect Director Standish H. O Grady — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
06/19/09 – A	Sohu.com Inc. *SOHU*		83408W103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles Zhang — For
	1.2	Elect Director Charles Huang — For
	1.3	Elect Director Dave Qi — For
	1.4	Elect Director Shi Wang — Withhold
	2	Ratify Auditors		For	For	Management
06/23/09 – A	Guess?, Inc. *GES*		401617105
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony All-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/24/09 - A	Apogee Enterprises, Inc. *APOG*		037598109
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Non-Employee Director Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
06/25/09 - A	Liberty Media Corporation *LINTA*		53071M500
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Donne F. Fisher — Withhold
	1.2	Elect Director Gregory B. Maffei — For
	1.3	Elect Director M. Lavoy Robison — Withhold
	2	Change Company Name		For	For	Management
	3	Approve Reverse Stock Split		For	For	Management
	4	Ratify Auditors		For	For	Management
06/25/09 - A	The Kroger Co. *KR*		501044101
	1	Elect Director Reuben V. Anderson		For	For	Management
	2	Elect Director Robert D. Beyer		For	For	Management
	3	Elect Director David B. Dillon		For	For	Management
	4	Elect Director Susan J. Kropf		For	For	Management
	5	Elect Director John T. Lamacchia		For	For	Management
	6	Elect Director David B. Lewis		For	For	Management
	7	Elect Director Don W. Mcgeorge		For	For	Management
	8	Elect Director W. Rodney Mcmullen		For	For	Management
	9	Elect Director Jorge P. Montoya		For	For	Management
	10	Elect Director Clyde R. Moore		For	For	Management
	11	Elect Director Susan M. Phillips		For	For	Management
	12	Elect Director Steven R. Rogel		For	For	Management
	13	Elect Director James A. Runde		For	For	Management
	14	Elect Director Ronald L. Sargent		For	For	Management
	15	Elect Director Bobby S. Shackouls		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Increase Purchasing of Cage Free Eggs		Against	Against	Shareholder
	18	Require a Majority Vote for the Election of Directors		Against	For	Shareholder

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/08/08 - S	Activision Blizzard, Inc. *ATVI*		004930202
	1	Approve Merger Agreement		For	For	Management
	2	Change Company Name		For	For	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Eliminate Class of Preferred Stock		For	For	Management
	5	Amend Quorum Requirements		For	For	Management
	6	Adopt Supermajority Vote Requirement for Amendments		For	For	Management
	7	Prohibit Board to Amend Bylaws Without Shareholder Consent		For	For	Management
	8	Permit Directors Designated by Vivendi Certain Voting Powers		For	For	Management
	9	Amend Certificate of Incorporation to Limit Certain Business Activities		For	For	Management
	10	Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities		For	For	Management
	11	Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares		For	For	Management
	12	Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision		For	For	Management
	13	Amend Certificate of Incorporation to Restrict Business Combination Provision		For	For	Management
	14	Prohibit Board to Amend Bylaws Without Shareholder Consent		For	For	Management
	15	Adjourn Meeting		For	For	Management
07/10/08 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Amend Omnibus Stock Plan		For	For	Management
07/22/08 - A	BMC Software, Inc. *BMC*		055921100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
07/22/08 - S	Patriot Coal Corporation *PCX*		70336T104
	1	Issue Shares in Connection with Acquisition		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
08/13/08 - A	H. J. Heinz Co. *HNZ*		423074103
	1	Elect Director W.R. Johnson		For	For	Management
	2	Elect Director C.E. Bunch		For	For	Management
	3	Elect Director L.S. Coleman, Jr.		For	For	Management
	4	Elect Director J.G. Drosdick		For	For	Management
	5	Elect Director E.E. Holiday		For	For	Management
	6	Elect Director C. Kendle		For	For	Management
	7	Elect Director D.R. O’Hare		For	For	Management
	8	Elect Director N. Peltz		For	For	Management
	9	Elect Director D.H. Reilley		For	For	Management
	10	Elect Director L.C. Swann		For	For	Management
	11	Elect Director T.J. Usher		For	For	Management
	12	Elect Director M.F. Weinstein		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification		For	For	Management
	15	Reduce Supermajority Vote Requirement to Approve Certain Business Combinations		For	For	Management
08/14/08 - A	Xilinx, Inc. *XLNX*		983919101
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
08/28/08 - A	Qlogic Corp. *QLGC*		747277101
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
09/02/08 - A	NetApp, Inc. *NTAP*		64110D104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
09/05/08 - S	Reinsurance Group of America, Incorporated *RGA*		759351109
	1	Approve Reclassification of Common Stock		For	For	Management
	2	Amend Articles of Incorporation to Limit Voting Power of Class B Holders		For	For	Management
	3	Approve Securities Transfer Restrictions		For	For	Management
	4	Amend Articles of Incorporation to Allow Conversion of Class B Stock		For	For	Management
	5	Amend Shareholder Rights Plan (Poison Pill)		For	For	Management
	6	Adjourn Meeting		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
09/24/08 - A	Activision Blizzard, Inc. *ATVI*		00507V109
	1	Elect Directors		For	Withhold	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Adopt Policy and Report on Board Diversity		Against	Against	Shareholder
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
09/25/08 - A	National Semiconductor Corp. *NSM*		637640103
	1	Elect Director Brian L. Halla		For	For	Management
	2	Elect Director Steven R. Appleton		For	For	Management
	3	Elect Director Gary P. Arnold		For	For	Management
	4	Elect Director Richard J. Danzig		For	For	Management
	5	Elect Director John T. Dickson		For	For	Management
	6	Elect Director Robert J. Frankenberg		For	For	Management
	7	Elect Director Modesto A. Maidique		For	For	Management
	8	Elect Director Edward R. McCracken		For	For	Management
	9	Ratify Auditors		For	For	Management
10/03/08 - PC	Cliffs Natural Resources Inc *CLF*		185896107
		Management Proxy (White Card)
	1	Approve Control Share Acquisition		Against	For	Shareholder
		Dissident Proxy (Green Card)
	1	Approve Control Share Acquisition		For	None	Shareholder
	2	Adjourn Meeting		For	None	Management
10/07/08 - S	Kansas City Southern *KSU*		485170302
	1	Approve Omnibus Stock Plan		For	For	Management
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues			Security	Management Recommendation	Vote Cast	Proponent
10/30/08 - A	Seagate Technology *STX*			G7945J104
			This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1		ELECT WILLIAM D. WATKINS AS A DIRECTOR		For	For	Management
	2		ELECT STEPHEN J. LUCZO AS A DIRECTOR		For	For	Management
	3		ELECT FRANK J. BIONDI AS A DIRECTOR		For	For	Management
	4		ELECT WILLIAM W. BRADLEY AS A DIRECTOR		For	For	Management
	5		ELECT DONALD E. KIERNAN AS A DIRECTOR		For	For	Management
	6		ELECT DAVID F. MARQUARDT AS A DIRECTOR		For	For	Management
	7		ELECT LYDIA M. MARSHALL AS A DIRECTOR		For	For	Management
	8		ELECT C.S. PARK AS A DIRECTOR		For	For	Management
	9		ELECT GREGORIO REYES AS A DIRECTOR		For	For	Management
	10		ELECT JOHN W. THOMPSON AS A DIRECTOR		For	For	Management
	11		PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY EXECUTIVE OFFICER PERFORMANCE BONUS PLAN.		For	For	Management
	12		PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE FISCAL YEAR ENDING JULY 3, 2009.		For	For	Management
11/19/08 - A	Pall Corp. *PLL*			696429307
	1		Elect Directors		For	For	Management
	2		Ratify Auditors		For	For	Management
	3		Amend Restricted Stock Plan		For	For	Management
	4		Amend Omnibus Stock Plan		For	For	Management
11/20/08 - A	Burger King Holdings, Inc. *BKC*			121208201
	1		Elect Directors		For	Split	Management
	1.1		Elect Director John W. Chidsey — For
	1.2		Elect Director Richard W. Boyce — For
	1.3		Elect Director David A. Brandon — Withhold
	1.4		Elect Director Ronald M. Dykes — For
	1.5		Elect Director Peter R. Formanek — For
	1.6		Elect Director Manuel A. Garcia — For
	1.7		Elect Director Sanjeev K. Mehra — Withhold
	1.8		Elect Director Stephen G. Pagliuca — For
	1.9		Elect Director Brian T. Swette — For
	1.10		Elect Director Kneeland C. Youngblood — For
	2	��	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/25/08 - S	Reinsurance Group of America, Incorporated *RGA*		759351406
	1	Approve Reclassification of Common Stock		For	For	Management
	2	Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure		For	For	Management
	3	Adjourn Meeting		For	For	Management
12/16/08 - A	Intuit Inc. *INTU*		461202103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Stephen M. Bennett — For
	1.2	Elect Director Christopher W. Brody — For
	1.3	Elect Director William V. Campbell — For
	1.4	Elect Director Scott D. Cook — For
	1.5	Elect Director Diane B. Greene — Withhold
	1.6	Elect Director Michael R. Hallman — For
	1.7	Elect Director Edward A. Kangas — For
	1.8	Elect Director Suzanne Nora Johnson — For
	1.9	Elect Director Dennis D. Powell — For
	1.10	Elect Director Stratton D. Sclavos — For
	1.11	Elect Director Brad D. Smith — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
01/15/09 - A	Family Dollar Stores, Inc. *FDO*		307000109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/27/09 - S	Embarq Corp *EQ*		29078E105
	1	Approve Merger Agreement		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
01/29/09 - A	D.R. Horton, Inc. *DHI*		23331A109
	1	Elect Directors		For	For	Management
	2	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	3	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	4	Other Business		For	Against	Management
02/10/09 - A	Dolby Laboratories, Inc. *DLB*		25659T107
	1	Elect Directors		For	For	Management
	2	Amend Bylaws Changing Special Meeting Procedures		For	For	Management
	3	Ratify Auditors		For	For	Management
02/18/09 - A	TD AMERITRADE Holding Corp. *AMTD*		87236Y108
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Other Business		For	Against	Management
02/25/09 - A	Apple Inc. *AAPL*		037833100
	1	Elect Directors		For	For	Management
	2	Report on Political Contributions		Against	Against	Shareholder
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Prepare Sustainability Report		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/17/09 - S	Noble Corporation *NE*		G65422100
	1	Change Country of Incorporation to Switzerland Through a Scheme of Arrangement		For	For	Management
	2	Adjourn Meeting		For	For	Management
04/15/09 - A	Commerce Bancshares, Inc. *CBSH*		200525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/21/09 - PC	CF Industries Holdings, Inc. *CF*		125269100
		Management Proxy (White Card)
	1.1	Elect Director Stephen A. Furbacher		For	For	Management
	1.2	Elect Director David R. Harvey		For	For	Management
	1.3	Elect Director John D. Johnson		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
		Dissident Proxy (Green Card)
	1.1	Elect Director Stephen A. Furbacher		Withhold	DoNotVote	Shareholder
	1.2	Elect Director David R. Harvey		Withhold	DoNotVote	Shareholder
	1.3	Elect Director John D. Johnson		Withhold	DoNotVote	Shareholder
	2	Ratify Auditors		For	DoNotVote	Management
	3	Approve Omnibus Stock Plan		For	DoNotVote	Management
04/21/09 - A	Hudson City Bancorp, Inc. *HCBK*		443683107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/21/09 - A	Northern Trust Corp. *NTRS*		665859104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
04/22/09 - A	Ameriprise Financial, Inc. *AMP*		03076C106
	1	Elect Director Warren D. Knowlton		For	For	Management
	2	Elect Director Jeffrey Noddle		For	For	Management
	3	Elect Director Robert F. Sharpe, Jr.		For	For	Management
	4	Ratify Auditors		For	For	Management
04/22/09 - A	SPX Corp. *SPW*		784635104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/23/09 - A	Edison International *EIX*		281020107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	HCP Inc. *HCP*		40414L109
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/23/09 - A	Humana Inc. *HUM*		444859102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/23/09 - A	Owens-Illinois, Inc. *OI*		690768403
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Gary F. Colter — For
	1.2	Elect Director David H.Y. Ho — For
	1.3	Elect Director Corbin A. McNeill, Jr. — Withhold
	1.4	Elect Director Helge H. Wehmeier — For
	2	Ratify Auditors		For	For	Management
	3	Approve Increase in Size of Board		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
04/23/09 - A	Walter Energy Inc. *WLT*		93317Q105
	1	Elect Directors		For	For	Management
	2	Change Company Name		For	For	Management
	3	Authorize New Class of Preferred Stock		For	For	Management
	4	Approve Shareholder Rights Plan (Poison Pill)		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
04/27/09 - A	M.D.C. Holdings, Inc. *MDC*		552676108
	1	Elect Directors		For	For	Management
	2	Require Independent Board Chairman		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
04/27/09 - A	The Lubrizol Corp. *LZ*		549271104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3.1	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3.2	Approve Control Share Acquisition		For	For	Management
	4.1	Amend the Regulations Concerning Composition, Term and Election of Directors		For	For	Management
	4.2	Amend the Regulations to Modernize and Clarify Amendments		For	Against	Management
	4.3	Require Advance Notice for Shareholder Proposals/Nominations		For	For	Management
	4.4	Amend the Regulations in Accordance with Ohio Law		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/28/09 - A	Cabot Oil & Gas Corp. *COG*		127097103
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
04/28/09 - A	Exelon Corporation *EXC*		30161N101
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Report on Global Warming		Against	Against	Shareholder
04/28/09 - A	Harsco Corp. *HSC*		415864107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/30/09 - A	Church & Dwight Co., Inc. *CHD*		171340102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/30/09 - A	Landstar System, Inc. *LSTR*		515098101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/01/09 - A	Teleflex Inc. *TFX*		879369106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	Itron, Inc. *ITRI*		465741106
	1	Elect Director Michael B. Bracy		For	For	Management
	2	Elect Director Kirby A. Dyess		For	For	Management
	3	Elect Director Graham M. Wilson		For	For	Management
	4	Ratify Auditors		For	For	Management
05/05/09 - A	ITT Educational Services, Inc. *ESI*		45068B109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	The Dun & Bradstreet Corp *DNB*		26483E100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
05/06/09 - A	Arch Capital Group Ltd *ACGL*		G0450A105
	1	Elect Directors		For	For	Management
	2.1	Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.2	Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.3	Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.4	Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.5	Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.6	Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.7	Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.8	Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.9	Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.10	Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.11	Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.12	Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.13	Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.14	Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2.15	Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.16	Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.17	Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.18	Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.19	Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.20	Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.21	Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.22	Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.23	Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.24	Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.25	Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.26	Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.27	Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.28	Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	3	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
05/06/09 - A	Fluor Corp. *FLR*		343412102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Hess Corporation *HES*		42809H107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Regal Entertainment Group *RGC*		758766109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Tesoro Corp. *TSO*		881609101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Kansas City Southern *KSU*		485170302
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Michael R. Haverty — For
	1.2	Elect Director Thomas A. McDonnell — Withhold
	2	Ratify Auditors		For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan		For	For	Management
05/08/09 - A	Illumina, Inc. *ILMN*		452327109
	1	Elect Director A. Blaine Bowman		For	For	Management
	2	Elect Director Karin Eastham		For	For	Management
	3	Elect Director Jay T. Flatley		For	For	Management
	4	Elect Director William H. Rastetter, Ph.D.		For	For	Management
	5	Ratify Auditors		For	For	Management
05/08/09 - A	SunPower Corp. *SPWRA*		867652109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Uwe-Ernst Bufe — For
	1.2	Elect Director Pat Wood III — Withhold
	2	Ratify Auditors		For	For	Management
05/12/09 - A	Cephalon, Inc. *CEPH*		156708109	��
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/12/09 - A	Cliffs Natural Resources Inc *CLF*		18683K101
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	Cummins , Inc. *CMI*		231021106
	1	Elect Director Robert J. Bernhard		For	For	Management
	2	Elect Director Robert J. Darnall		For	For	Management
	3	Elect Director Robert K. Herdman		For	For	Management
	4	Elect Director Alexis M. Herman		For	For	Management
	5	Elect Director N. Thomas Linebarger		For	For	Management
	6	Elect Director William I. Miller		For	For	Management
	7	Elect Director Georgia R. Nelson		For	For	Management
	8	Elect Director Theodore M. Solso		For	For	Management
	9	Elect Director Carl Ware		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Amend Omnibus Stock Plan		For	For	Management
	12	Approve Executive Incentive Bonus Plan		For	For	Management
	13	Adopt and Implement ILO-based Human Rights Policy		Against	Against	Shareholder
05/13/09 - A	Molson Coors Brewing Co *TAP*		60871R209
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John E. Cleghorn — For
	1.2	Elect Director Charles M. Herington — Withhold
	1.3	Elect Director David P. O’Brien — For
05/13/09 - A	Murphy Oil Corp. *MUR*		626717102
	1	Elect Directors		For	For	Management
	2	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
05/13/09 - A	PG&E Corp. *PCG*		69331C108
	1	Elect Director David R. Andrews		For	For	Management
	2	Elect Director C. Lee Cox		For	For	Management
	3	Elect Director Peter A. Darbee		For	For	Management
	4	Elect Director Maryellen C. Herringer		For	For	Management
	5	Elect Director Roger H. Kimmel		For	For	Management
	6	Elect Director Richard A. Meserve		For	For	Management
	7	Elect Director Forrest E. Miller		For	For	Management
	8	Elect Director Barbara L. Rambo		For	For	Management
	9	Elect Director Barry Lawson Williams		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	12	Reincorporate in Another State [California to North Dakota ]		Against	Against	Shareholder

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/13/09 - A	Progress Energy, Inc. *PGN*		743263105
	1	Elect Director James E. Bostic, Jr.		For	For	Management
	2	Elect Director Harris E. DeLoach, Jr.		For	For	Management
	3	Elect Director James B. Hyler, Jr.		For	For	Management
	4	Elect Director William D. Johnson		For	For	Management
	5	Elect Director Robert W. Jones		For	Against	Management
	6	Elect Director W. Steven Jones		For	For	Management
	7	Elect Director E. Marie McKee		For	For	Management
	8	Elect Director John H. Mullin, III		For	For	Management
	9	Elect Director Charles W. Pryor, Jr.		For	For	Management
	10	Elect Director Carlos A. Saladrigas		For	For	Management
	11	Elect Director Theresa M. Stone		For	For	Management
	12	Elect Director Alfred C. Tollison, Jr.		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Executive Incentive Bonus Plan		For	Against	Management
05/13/09 - A	Safeway Inc. *SWY*		786514208
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Provide for Cumulative Voting		Against	For	Shareholder
	4	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
05/14/09 - A	Broadcom Corp. *BRCM*		111320107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Corrections Corporation of America *CXW*		22025Y407
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/14/09 - A	Gen-Probe, Inc. *GPRO*		36866T103
	1	Elect Director John W. Brown		For	For	Management
	2	Elect Director John C. Martin Ph.D.		For	For	Management
	3	Elect Director Henry L. Nordhoff		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Approve Increase in Size of Board		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/15/09 - A	FMC Technologies, Inc. *FTI*		30249U101
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
05/19/09 - A	W. R. Berkley Corp. *WRB*		084423102
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Approve Omnibus Stock Plan		For	Against	Management
	4	Ratify Auditors		For	For	Management
05/20/09 - A	Advance Auto Parts Inc *AAP*		00751Y106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Thermo Fisher Scientific Inc. *TMO*		883556102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Cablevision Systems Corp. *CVC*		12686C109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Zachary W. Carter — For
	1.2	Elect Director Charles D. Ferris — Withhold
	1.3	Elect Director Thomas V. Reifenheiser — For
	1.4	Elect Director John R. Ryan — For
	1.5	Elect Director Vincent Tese — For
	1.6	Elect Director Leonard Tow — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
05/21/09 - A	Hasbro, Inc. *HAS*		418056107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	HCC Insurance Holdings, Inc. *HCC*		404132102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Lorillard, Inc. *LO*		544147101
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Pride International, Inc. *PDE*		74153Q102
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Rayonier Inc. *RYN*		754907103
	1	Elect Director Richard D. Kincaid		For	For	Management
	2	Elect Director V. Larkin Martin		For	For	Management
	3	Elect Director Ronald Townsend		For	For	Management
	4	Elect Director John E. Bush		For	For	Management
	5	Elect Director David W. Oskin		For	For	Management
	6	Ratify Auditors		For	For	Management
05/27/09 - A	Express Scripts, Inc. *ESRX*		302182100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	Packaging Corporation of America *PKG*		695156109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Cheryl K. Beebe — For
	1.2	Elect Director Henry F. Frigon — For
	1.3	Elect Director Hasan Jameel — For
	1.4	Elect Director Samuel M. Mencoff — Withhold
	1.5	Elect Director Roger B. Porter — Withhold
	1.6	Elect Director Paul T. Stecko — For
	1.7	Elect Director James D. Woodrum — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/27/09 - A	The Pepsi Bottling Group, Inc. *PBG*		713409100
	1	Elect Directors		For	For	Management
	2	Amend Non-Employee Director Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/28/09 - A	Big Lots, Inc. *BIG*		089302103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/28/09 - A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management
06/05/09 - A	Sandridge Energy, Inc. *SD*		80007P307
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
06/09/09 - A	Equinix, Inc. *EQIX*		29444U502
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/09/09 - A	MasterCard Incorporated *MA*		57636Q104
	1	Elect Directors		For	For	Management
	2	Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications		For	For	Management
	3	Ratify Auditors		For	For	Management
06/10/09 - A	Continental Airlines, Inc. *CAL*		210795308
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Kirbyjon H. Caldwell — For
	1.2	Elect Director Lawrence W. Kellner — For
	1.3	Elect Director Douglas H. McCorkindale — For
	1.4	Elect Director Henry L. Meyer, III — For
	1.5	Elect Director Oscar Munoz — For
	1.6	Elect Director Jeffery A. Smisek — For
	1.7	Elect Director Karen Hastie Williams — Withhold
	1.8	Elect Director Ronald B. Woodard — For
	1.9	Elect Director Charles A. Yamarone — For
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Limit/Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	5	Reincorporate in Another State		Against	Against	Shareholder
	6	Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen		None	Abstain	Management

Nuveen Symphony Mid-Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/11/09 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/19/09 - A	Sohu.com Inc. *SOHU*		83408W103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles Zhang — For
	1.2	Elect Director Charles Huang — For
	1.3	Elect Director Dave Qi — For
	1.4	Elect Director Shi Wang — Withhold
	2	Ratify Auditors		For	For	Management
06/23/09 - A	Guess?, Inc. *GES*		401617105
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/25/09 - A	Liberty Media Corporation *LINTA*		53071M500
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Donne F. Fisher — Withhold
	1.2	Elect Director Gregory B. Maffei — For
	1.3	Elect Director M. Lavoy Robison — Withhold
	2	Change Company Name		For	For	Management
	3	Approve Reverse Stock Split		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/08/08 - A	Interactive Brokers Group Inc. *IBKR*		45841N107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Thomas Peterffy — Against
	1.2	Elect Director Earl H. Nemser — Against
	1.3	Elect Director Paul J. Brody — Against
	1.4	Elect Director Milan Galik — Against
	1.5	Elect Director Lawrence E. Harris — For
	1.6	Elect Director Hans R. Stoll — For
	1.7	Elect Director Ivers W. Riley — For
	2	Approve Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
07/23/08 - S	Ansoft Corp. *ANSS*		036384105
	1	Approve Acquisition		For	For	Management
	2	Adjourn Meeting		For	For	Management
	3	Other Business		For	Against	Management
07/28/08 - A	McAfee, Inc. *MFE*		579064106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Mr. Thomas E. Darcy — For
	1.2	Elect Director Mr. Denis J. O’Leary — For
	1.3	Elect Director Mr. Robert W. Pangia — Withhold
	1.4	Elect Director Mr. Carl Bass — For
	1.5	Elect Director Mr. Jeffrey A. Miller — For
	1.6	Elect Director Mr. Anthony Zingale — For
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
08/27/08 - S	Stone Energy Corp. *SGY*		861642106
	1	Issue Shares in Connection with Acquisition		For	For	Management
09/09/08 - S	Illumina, Inc. *ILMN*		452327109
	1	Increase Authorized Common Stock		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
09/10/08 - A	RBC Bearings, Inc. *ROLL*		75524B104
	1	Elect Director Michael J. Hartnett		For	For	Management
	2	Elect Director Thomas O’Brien		For	For	Management
	3	Elect Director Amir Faghri		For	For	Management
	4	Ratify Auditors		For	For	Management
10/03/08 - PC	Cliffs Natural Resources Inc *CLF*		185896107
		Management Proxy (White Card)
	1	Approve Control Share Acquisition		Against	For	Shareholder
		Dissident Proxy (Green Card)
	1	Approve Control Share Acquisition		For	None	Shareholder
	2	Adjourn Meeting		For	None	Management
10/07/08 - S	Kansas City Southern *KSU*		485170302
	1	Approve Omnibus Stock Plan		For	For	Management
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/21/08 - A	Matrix Service Co. *MTRX*		576853105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/22/08 - A	Parker-Hannifin Corp. *PH*		701094104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/28/08 - A	Dionex Corp. *DNEX*		254546104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
11/05/08 - A	Buckeye Technologies Inc. *BKI*		118255108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/20/08 - A	Burger King Holdings, Inc. *BKC*		121208201
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John W. Chidsey — For
	1.2	Elect Director Richard W. Boyce — For
	1.3	Elect Director David A. Brandon — Withhold
	1.4	Elect Director Ronald M. Dykes — For
	1.5	Elect Director Peter R. Formanek — For
	1.6	Elect Director Manuel A. Garcia — For
	1.7	Elect Director Sanjeev K. Mehra — Withhold
	1.8	Elect Director Stephen G. Pagliuca — For
	1.9	Elect Director Brian T. Swette — For
	1.10	Elect Director Kneeland C. Youngblood — For
	2	Ratify Auditors		For	For	Management
11/21/08 - S	Alpha Natural Resources, Inc. *ANR*		02076X102
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
12/04/08 - S	UST Inc. *UST*		902911106
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
12/05/08 - A	Comtech Telecommunications Corp. *CMTL*		205826209
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
12/11/08 - A	WMS Industries Inc. *WMS*		929297109
	1	Elect Directors		For	For	Management
	2	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
01/07/09 - A	Robbins & Myers, Inc. *RBN*		770196103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/15/09 - A	Family Dollar Stores, Inc. *FDO*		307000109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
01/26/09 - A	Analogic Corp. *ALOG*		032657207
	1	Elect Directors		For	For	Management
	2	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
01/27/09 - A	Dawson Geophysical Company *DWSN*		239359102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/27/09 - S	Embarq Corp *EQ*		29078E105
	1	Approve Merger Agreement		For	For	Management
01/28/09 - A	Diamond Foods, Inc. *DMND*		252603105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
02/10/09 - A	Dolby Laboratories, Inc. *DLB*		25659T107
	1	Elect Directors		For	For	Management
	2	Amend Bylaws Changing Special Meeting Procedures		For	For	Management
	3	Ratify Auditors		For	For	Management
02/18/09 - A	TD AMERITRADE Holding Corp. *AMTD*		87236Y108
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Other Business		For	Against	Management
02/25/09 - A	Apple Inc. *AAPL*		037833100
	1	Elect Directors		For	For	Management
	2	Report on Political Contributions		Against	Against	Shareholder
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Prepare Sustainability Report		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/04/09 - A	Esterline Technologies Corp. *ESL*		297425100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
03/11/09 - A	Multi-Fineline Electronix, Inc. *MFLX*		62541B101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Philippe Lemaitre — For
	1.2	Elect Director Donald Schwanz — For
	1.3	Elect Director Choon Seng Tan — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
03/17/09 - S	Noble Corporation *NE*		G65422100
	1	Change Country of Incorporation to Switzerland Through a Scheme of Arrangement		For	For	Management
	2	Adjourn Meeting		For	For	Management
03/26/09 - A	Hancock Holding Co. *HBHC*		410120109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Alton G. Bankston — For
	1.2	Elect Director John M. Hairston — For
	1.3	Elect Director James H. Horne — For
	1.4	Elect Director Christine L. Pickering — For
	1.5	Elect Director George A. Schloegel — Withhold
	2	Ratify Auditors		For	For	Management
04/15/09 - A	Commerce Bancshares, Inc. *CBSH*		200525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder
04/21/09 - PC	CF Industries Holdings, Inc. *CF*		125269100
		Management Proxy (White Card)
	1.1	Elect Director Stephen A. Furbacher		For	For	Management
	1.2	Elect Director David R. Harvey		For	For	Management
	1.3	Elect Director John D. Johnson		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
		Dissident Proxy (Green Card)
	1.1	Elect Director Stephen A. Furbacher		Withhold	Do Not Vote	Shareholder
	1.2	Elect Director David R. Harvey		Withhold	Do Not Vote	Shareholder
	1.3	Elect Director John D. Johnson		Withhold	Do Not Vote	Shareholder
	2	Ratify Auditors		For	Do Not Vote	Management
	3	Approve Omnibus Stock Plan		For	Do Not Vote	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/21/09 - A	Hudson City Bancorp, Inc. *HCBK*		443683107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/21/09 - A	Northern Trust Corp. *NTRS*		665859104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
04/21/09 - A	UMB Financial Corp. *UMBF*		902788108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder
04/22/09 - A	Ameriprise Financial, Inc. *AMP*		03076C106
	1	Elect Director Warren D. Knowlton		For	For	Management
	2	Elect Director Jeffrey Noddle		For	For	Management
	3	Elect Director Robert F. Sharpe, Jr.		For	For	Management
	4	Ratify Auditors		For	For	Management
04/22/09 - A	SPX Corp. *SPW*		784635104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/23/09 - A	Edison International *EIX*		281020107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	HCP Inc. *HCP*		40414L109
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	Humana Inc. *HUM*		444859102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/23/09 - A	Owens-Illinois, Inc. *OI*		690768403
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Gary F. Colter — For
	1.2	Elect Director David H.Y. Ho — For
	1.3	Elect Director Corbin A. McNeill, Jr. — Withhold
	1.4	Elect Director Helge H. Wehmeier — For
	2	Ratify Auditors		For	For	Management
	3	Approve Increase in Size of Board		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
04/23/09 - A	Walter Energy Inc. *WLT*		93317Q105
	1	Elect Directors		For	For	Management
	2	Change Company Name		For	For	Management
	3	Authorize New Class of Preferred Stock		For	For	Management
	4	Approve Shareholder Rights Plan (Poison Pill)		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
04/24/09 - A	Badger Meter, Inc. *BMI*		056525108
	1	Elect Directors		For	For	Management
04/27/09 - A	M.D.C. Holdings, Inc. *MDC*		552676108
	1	Elect Directors		For	For	Management
	2	Require Independent Board Chairman		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
04/27/09 - A	The Lubrizol Corp. *LZ*		549271104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3.1	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3.2	Approve Control Share Acquisition		For	For	Management
	4.1	Amend the Regulations Concerning Composition, Term and Election of Directors		For	For	Management
	4.2	Amend the Regulations to Modernize and Clarify Amendments		For	Against	Management
	4.3	Require Advance Notice for Shareholder Proposals/Nominations		For	For	Management
	4.4	Amend the Regulations in Accordance with Ohio Law		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/28/09 - A	Bio-Rad Laboratories, Inc. *BIO*		090572207
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/28/09 - A	Cabot Oil & Gas Corp. *COG*		127097103
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
04/28/09 - A	Exelon Corporation *EXC*		30161N101
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Report on Global Warming		Against	Against	Shareholder
04/28/09 - A	Harsco Corp. *HSC*		415864107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/28/09 - A	National CineMedia, Inc. *NCMI*		635309107
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A	Aspen Insurance Holdings, Ltd. *AHL*		G05384105
	1	Elect Directors		For	For	Management
	2	Appoint KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Adopt the Amended and Restated Bye-laws		For	For	Management
	4	Adopt the Amendments to the Memorandum of Association		For	For	Management
	5.1	Elect Glyn Jones as Director of Aspen Insurance UK Limited		For	For	Management
	5.2	Elect Christopher O’Kane as Director of Aspen Insurance UK Limited		For	For	Management
	5.3	Elect Richard Bucknall as Director of Aspen Insurance UK Limited		For	For	Management
	5.4	Elect Ian Cormack as Director of Aspen Insurance UK Limited		For	For	Management
	5.5	Elect Richard Houghton as Director of Aspen Insurance UK Limited		For	For	Management
	5.6	Elect Stephen Rose as Director of Aspen Insurance UK Limited		For	For	Management
	5.7	Elect Oliver Peterken as Director of Aspen Insurance UK Limited		For	For	Management
	5.8	Elect Heidi Hutter as Director of Aspen Insurance UK Limited		For	For	Management
	6	Amend Aspen Insurance UK Limited’s Articles of Association		For	For	Management
	7.1	Elect Christopher O’Kane as Director of Aspen Insurance UK Services Limited		For	For	Management
	7.2	Elect Richard Houghton as Director of Aspen Insurance UK Services Limited		For	For	Management
	7.3	Elect Stephen Rose as Director of Aspen Insurance UK Services Limited		For	For	Management
	8	Amend Aspen Insurance UK Services Limited’s Articles of Association		For	For	Management
	9.1	Elect Christopher O’Kane as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	9.2	Elect Richard Houghton as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	9.3	Elect Stephen Rose as Director of Aspen Insurance (UK) Holdings Limited		For	For	Management
	10	Amend Aspen (UK) Holdings Limited’s Articles of Association		For	For	Management
	11.1	Elect Stephen Rose as Director of AIUK Trustees Limited		For	For	Management
	11.2	Elect John Henderson as Director of AIUK Trustees Limited		For	For	Management
	11.3	Elect Christopher Woodman as Director of AIUK Trustees Limited		For	For	Management
	11.4	Elect Michael Cain as Director of AIUK Trustees Limited		For	For	Management
	11.5	Elect Katharine Wade as Director of AIUK Trustees Limited		For	For	Management
	12	Amend AIUK Trustees Limited’s Articles of Association		For	For	Management
	13.1	Elect Karen Green as Director of Aspen Underwriting Limited		For	For	Management
	13.2	Elect Christopher O’Brien as Director of Aspen Underwriting Limited		For	For	Management
	14	Amend Aspen Underwriting Limited’s Articles of Association		For	For	Management
	15.1	Elect Richard Bucknall as Director of Aspen Managing Agency Limited		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	15.2	Elect John Hobbs as Director of Aspen Managing Agency Limited		For	For	Management
	15.3	Elect James Ingham Clark as Director of Aspen Managing Agency Limited		For	For	Management
	15.4	Elect Robert Long as Director of Aspen Managing Agency Limited		For	For	Management
	15.5	Elect Christopher O’Brien as Director of Aspen Managing Agency Limited		For	For	Management
	15.6	Elect Matthew Yeldham as Director of Aspen Managing Agency Limited		For	For	Management
	15.7	Elect Karen Green as Director of Aspen Managing Agency Limited		For	For	Management
	15.8	Elect Heidi Hutter as Director of Aspen Managing Agency Limited		For	For	Management
	16	Amend Aspen Managing Agency Limited’s Articles of Association		For	For	Management
	17.1	Elect Christopher O’Kane as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.2	Elect Julian Cusack as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.3	Elect James Few as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.4	Elect Oliver Peterken as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.5	Elect David Skinner as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.6	Elect Karen Green as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	17.7	Elect Heather Kitson as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors		For	For	Management
	18	Appoint KPMG Audit Plc as Auditor of Aspen Insurance Limited and Authorize its Board to Fix Their Remuneration		For	For	Management
	19	Amend Aspen Insurance Limited’s Bye-Laws		For	For	Management
	20	Amend Aspen Insurance Limited’s Memorandum of Association		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A	The Navigators Group, Inc. *NAVG*		638904102
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
04/30/09 - A	Church & Dwight Co., Inc. *CHD*		171340102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/30/09 - A	Landstar System, Inc. *LSTR*		515098101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
04/30/09 - A	Orbital Sciences Corp. *ORB*		685564106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert M. Hanisee — For
	1.2	Elect Director James G. Roche-— For
	1.3	Elect Director Harrison H. Schmitt — For
	1.4	Elect Director James R. Thompson — For
	1.5	Elect Director Scott L. Webster — Withhold
	2	Ratify Auditors		For	For	Management
05/01/09 - A	Teleflex Inc. *TFX*		879369106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	Itron, Inc. *ITRI*		465741106
	1	Elect Director Michael B. Bracy		For	For	Management
	2	Elect Director Kirby A. Dyess		For	For	Management
	3	Elect Director Graham M. Wilson		For	For	Management
	4	Ratify Auditors		For	For	Management
05/05/09 - A	ITT Educational Services, Inc. *ESI*		45068B109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	Marvel Entertainment, Inc. *MVL*		57383T103
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	Superior Well Services, Inc. *SWSI*		86837X105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	The Dun & Bradstreet Corp *DNB*		26483E100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
05/05/09 - A	Whiting Petroleum Corp. *WLL*		966387102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Arch Capital Group Ltd *ACGL*		G0450A105
	1	Elect Directors		For	For	Management
	2.1	Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.2	Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.3	Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.4	Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.5	Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.6	Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.7	Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.8	Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.9	Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.10	Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.11	Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.12	Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.13	Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.14	Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.15	Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.16	Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.17	Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.18	Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.19	Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.20	Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.21	Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.22	Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2.23	Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.24	Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.25	Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.26	Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.27	Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.28	Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	3	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
05/06/09 - A	Compass Minerals International, Inc *CMP*		20451N101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Fluor Corp. *FLR*		343412102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Hatteras Financial Corp. *HTS*		41902R103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Michael R. Hough — For
	1.2	Elect Director Benjamin M. Hough — For
	1.3	Elect Director David W. Berson — For
	1.4	Elect Director Ira G. Kawaller — Withhold
	1.5	Elect Director Jeffrey D. Miller — For
	1.6	Elect Director Thomas D. Wren — For
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Hess Corporation *HES*		42809H107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security		Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Regal Entertainment Group *RGC*		758766109
	1	Elect Directors		��	For	For	Management
	2	Ratify Auditors			For	For	Management
05/06/09 - A	Tesoro Corp. *TSO*		881609101
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
05/07/09 - A	El Paso Electric Co. *EE*		283677854
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
05/07/09 - A	Kansas City Southern *KSU*		485170302
	1	Elect Directors			For	Split	Management
	1.1	Elect Director Michael R. Haverty — For
	1.2	Elect Director Thomas A. McDonnell — Withhold
	2	Ratify Auditors			For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan			For	For	Management
05/08/09 - A	Illumina, Inc. *ILMN*		452327109
	1	Elect Director A. Blaine Bowman			For	For	Management
	2	Elect Director Karin Eastham			For	For	Management
	3	Elect Director Jay T. Flatley			For	For	Management
	4	Elect Director William H. Rastetter, Ph.D.			For	For	Management
	5	Ratify Auditors			For	For	Management
05/08/09 - A	SunPower Corp. *SPWRA*		867652109
	1	Elect Directors			For	Split	Management
	1.1	Elect Director Uwe-Ernst Bufe — For
	1.2	Elect Director Pat Wood III — Withhold
	2	Ratify Auditors			For	For	Management
05/08/09 - A	Tanger Factory Outlet Centers, Inc. *SKT*		875465106
	1	Elect Directors			For	For	Management
	2	Ratify Auditors			For	For	Management
	3	Amend Omnibus Stock Plan			For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	AMTRUST FINANCIAL SERVICES INC *AFSI*		032359309
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Donald T. DeCarlo — For
	1.2	Elect Director Abraham Gulkowitz — For
	1.3	Elect Director George Karfunkel — For
	1.4	Elect Director Michael Karfunkel —Withhold
	1.5	Elect Director Jay J. Miller — For
	1.6	Elect Director Isaac Neuberger — For
	1.7	Elect Director Barry D. Zyskind — For
	2	Ratify Auditors		For	For	Management
05/12/09 - A	Cephalon, Inc. *CEPH*		156708109
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/12/09 - A	Cliffs Natural Resources Inc *CLF*		18683K101
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/12/09 - A	Cummins , Inc. *CMI*		231021106
	1	Elect Director Robert J. Bernhard		For	For	Management
	2	Elect Director Robert J. Darnall		For	For	Management
	3	Elect Director Robert K. Herdman		For	For	Management
	4	Elect Director Alexis M. Herman		For	For	Management
	5	Elect Director N. Thomas Linebarger		For	For	Management
	6	Elect Director William I. Miller		For	For	Management
	7	Elect Director Georgia R. Nelson		For	For	Management
	8	Elect Director Theodore M. Solso		For	For	Management
	9	Elect Director Carl Ware		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Amend Omnibus Stock Plan		For	For	Management
	12	Approve Executive Incentive Bonus Plan		For	For	Management
	13	Adopt and Implement ILO-based Human Rights Policy		Against	Against	Shareholder
05/12/09 - A	Equity Lifestyle Properties Inc *ELS*		29472R108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/13/09 - A	Advent Software, Inc. *ADVS*		007974108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/13/09 - A	Molson Coors Brewing Co *TAP*		60871R209
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John E. Cleghorn — For
	1.2	Elect Director Charles M. Herington — Withhold
	1.3	Elect Director David P. O’Brien — For
05/13/09 - A	Murphy Oil Corp. *MUR*		626717102
	1	Elect Directors		For	For	Management
	2	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
05/13/09 - A	PG&E Corp. *PCG*		69331C108
	1	Elect Director David R. Andrews		For	For	Management
	2	Elect Director C. Lee Cox		For	For	Management
	3	Elect Director Peter A. Darbee		For	For	Management
	4	Elect Director Maryellen C. Herringer		For	For	Management
	5	Elect Director Roger H. Kimmel		For	For	Management
	6	Elect Director Richard A. Meserve		For	For	Management
	7	Elect Director Forrest E. Miller		For	For	Management
	8	Elect Director Barbara L. Rambo		For	For	Management
	9	Elect Director Barry Lawson Williams		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	12	Reincorporate in Another State [California to North Dakota]		Against	Against	Shareholder
05/13/09 - A	Progress Energy, Inc. *PGN*		743263105
	1	Elect Director James E. Bostic, Jr.		For	For	Management
	2	Elect Director Harris E. DeLoach, Jr.		For	For	Management
	3	Elect Director James B. Hyler, Jr.		For	For	Management
	4	Elect Director William D. Johnson		For	For	Management
	5	Elect Director Robert W. Jones		For	Against	Management
	6	Elect Director W. Steven Jones		For	For	Management
	7	Elect Director E. Marie McKee		For	For	Management
	8	Elect Director John H. Mullin, III		For	For	Management
	9	Elect Director Charles W. Pryor, Jr.		For	For	Management
	10	Elect Director Carlos A. Saladrigas		For	For	Management
	11	Elect Director Theresa M. Stone		For	For	Management
	12	Elect Director Alfred C. Tollison, Jr.		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Executive Incentive Bonus Plan		For	Against	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/13/09 - A	Safeway Inc. *SWY*		786514208
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Provide for Cumulative Voting		Against	For	Shareholder
	4	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
05/14/09 - A	Ansys, Inc. *ANSS*		03662Q105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Broadcom Corp. *BRCM*		111320107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Corrections Corporation of America *CXW*		22025Y407
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/14/09 - A	Gen-Probe, Inc. *GPRO*		36866T103
	1	Elect Director John W. Brown		For	For	Management
	2	Elect Director John C. Martin Ph.D.		For	For	Management
	3	Elect Director Henry L. Nordhoff		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Approve Increase in Size of Board		For	For	Management
05/15/09 - A	American Public Education, Inc. *APEI*		02913V103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Wallace E. Boston, Jr. — For
	1.2	Elect Director Phillip A. Clough — For
	1.3	Elect Director J. Christopher Everett — For
	1.4	Elect Director Barbara G. Fast — For
	1.5	Elect Director F. David Fowler — For
	1.6	Elect Director Jean C. Halle — For
	1.7	Elect Director Timothy J. Landon — For
	1.8	Elect Director David L. Warnock — Withhold
	1.9	Elect Director Timothy T. Weglicki — For
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/15/09 - A	FMC Technologies, Inc. *FTI*		30249U101
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
05/19/09 - A	Comstock Resources, Inc. *CRK*		205768203
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	Against	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Ratify Auditors		For	For	Management
05/19/09 - A	Emergency Medical Services Corp *EMS*		29100P102
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/19/09 - A	Graftech International, Ltd. *GTI*		384313102
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Approve Executive Incentive Bonus Plan		For	For	Management
05/19/09 - A	Lexington Realty Trust *LXP*		529043101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Other Business		For	Against	Management
05/19/09 - A	W. R. Berkley Corp. *WRB*		084423102
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Approve Omnibus Stock Plan		For	Against	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/20/09 - A	Advance Auto Parts Inc *AAP*		00751Y106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Alpha Natural Resources, Inc. *ANR*		02076X102
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Community Bank System, Inc. *CBU*		203607106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director James W. Gibson, Jr. — For
	1.2	Elect Director David C. Patterson — For
	1.3	Elect Director Sally A. Steele — Withhold
	1.4	Elect Director Mark E. Tryniski — Withhold
	1.5	Elect Director James A. Wilson — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
05/20/09 - A	ON Semiconductor Corporation *ONNN*		682189105
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Switch & Data Facilities Company *SDXC*		871043105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/20/09 - A	Thermo Fisher Scientific Inc. *TMO*		883556102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	Cablevision Systems Corp. *CVC*		12686C109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Zachary W. Carter — For
	1.2	Elect Director Charles D. Ferris — Withhold
	1.3	Elect Director Thomas V. Reifenheiser — For
	1.4	Elect Director John R. Ryan — For
	1.5	Elect Director Vincent Tese — For
	1.6	Elect Director Leonard Tow — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
05/21/09 - A	Emergent Biosolutions Inc. *EBS*		29089Q105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Hasbro, Inc. *HAS*		418056107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/21/09 - A	HCC Insurance Holdings, Inc. *HCC*		404132102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Lorillard, Inc. *LO*		544147101
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Monolithic Power Systems, Inc. *MPWR*		609839105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Karen A. Smith Bogart — Withhold
	1.2	Elect Director James C. Moyer — For
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	Pride International, Inc. *PDE*		74153Q102
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Rayonier Inc. *RYN*		754907103
	1	Elect Director Richard D. Kincaid		For	For	Management
	2	Elect Director V. Larkin Martin		For	For	Management
	3	Elect Director Ronald Townsend		For	For	Management
	4	Elect Director John E. Bush		For	For	Management
	5	Elect Director David W. Oskin		For	For	Management
	6	Ratify Auditors		For	For	Management
05/21/09 - A	Vocus Inc. *VOCS*		92858J108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/22/09 - A	Calamos Asset Management, Inc. *CLMS*		12811R104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Repricing of Options		For	Against	Management
05/22/09 - A	Noven Pharmaceuticals, Inc. *NOVN*		670009109
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/27/09 - A	California Water Service Group *CWT*		130788102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	Express Scripts, Inc. *ESRX*		302182100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/27/09 - A	Packaging Corporation of America *PKG*		695156109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Cheryl K. Beebe — For
	1.2	Elect Director Henry F. Frigon — For
	1.3	Elect Director Hasan Jameel — For
	1.4	Elect Director Samuel M. Mencoff — Withhold
	1.5	Elect Director Roger B. Porter — Withhold
	1.6	Elect Director Paul T. Stecko — For
	1.7	Elect Director James D. Woodrum — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/27/09 - A	The Pepsi Bottling Group, Inc. *PBG*		713409100
	1	Elect Directors		For	For	Management
	2	Amend Non-Employee Director Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/28/09 - A	Big Lots, Inc. *BIG*		089302103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/28/09 - A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management
05/28/09 - A	Netflix. Inc *NFLX*		64110L106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/29/09 - A	EnergySolutions, Inc. *ES*		292756202
	1	Elect Directors		For	Split	Management
	1.1	Elect Director R Steve Creamer — Withhold
	1.2	Elect Director J. Barnie Beasley Jr. — For
	1.3	Elect Director Jordan W. Clements — Withhold
	1.4	Elect Director E. Gail De Planque — For
	1.5	Elect Director J.I. ‘Chip’ Everest — Withhold
	1.6	Elect Director Lance L. Hirt — Withhold
	1.7	Elect Director Robert A. Whitman — For
	1.8	Elect Director David W. Winder — For
	2	Ratify Auditors		For	For	Management
	3	Approve Stock Option Exchange Program		For	Against	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/02/09 - A	Isis Pharmaceuticals, Inc. *ISIS*		464330109
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/02/09 - A	The Boston Beer Company, Inc. *SAM*		100557107
	1	Elect Directors		For	For	Management
06/02/09 - A	True Religion Apparel, Inc. *TRLG*		89784N104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Jeffrey Lubell — For
	1.2	Elect Director Marcello Bottoli — For
	1.3	Elect Director Joseph Coulombe ��� For
	1.4	Elect Director G. Louis Graziadio, III — Withhold
	1.5	Elect Director Robert L. Harris, II — Withhold
	1.6	Elect Director Mark S. Maron — Withhold
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/03/09 - A	Stifel Financial Corp. *SF*		860630102
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Ratify Auditors		For	For	Management
06/04/09 - A	Blackboard Inc *BBBB*		091935502
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Other Business		For	Against	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/04/09 - A	GeoEye Inc. *GEOY*		37250W108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director James A. Abrahamson — Withhold
	1.2	Elect Director Joseph M. Ahearn — Withhold
	1.3	Elect Director Martin C. Faga — For
	1.4	Elect Director Michael F. Horn, Sr. — For
	1.5	Elect Director Lawrence A. Hough — For
	1.6	Elect Director Roberta E. Lenczowski — For
	1.7	Elect Director Matthew M. O’Connell — For
	1.8	Elect Director James M. Simon, Jr. — For
	1.9	Elect Director William W. Sprague — Withhold
	2	Ratify Auditors		For	For	Management
06/04/09 - A	Interdigital Inc. *IDCC*		45867G101
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/04/09 - A	PharMerica Corp *PMC*		71714F104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/05/09 - A	Sandridge Energy, Inc. *SD*		80007P307
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
06/09/09 - A	Equinix, Inc. *EQIX*		29444U502
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/09/09 - A	Hot Topic, Inc. *HOTT*		441339108
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/09/09 - A	MasterCard Incorporated *MA*		57636Q104
	1	Elect Directors		For	For	Management
	2	Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications		For	For	Management
	3	Ratify Auditors		For	For	Management
06/10/09 - A	Continental Airlines, Inc. *CAL*		210795308
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Kirbyjon H. Caldwell — For
	1.2	Elect Director Lawrence W. Kellner — For
	1.3	Elect Director Douglas H. McCorkindale — For
	1.4	Elect Director Henry L. Meyer, III — For
	1.5	Elect Director Oscar Munoz — For
	1.6	Elect Director Jeffery A. Smisek — For
	1.7	Elect Director Karen Hastie Williams — Withhold
	1.8	Elect Director Ronald B. Woodard — For
	1.9	Elect Director Charles A. Yamarone — For
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Limit/Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	5	Reincorporate in Another State		Against	Against	Shareholder
	6	Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen		None	Abstain	Management
06/11/09 - A	Alnylam Pharmaceuticals, Inc. *ALNY*		02043Q107
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation		Vote Cast	Proponent
06/11/09 - A	McMoRan Exploration Co. *MMR*		582411104
	1	Elect Directors		For		For	Management
	2	Ratify Auditors		For	��	For	Management
06/11/09 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For		For	Management
	2	Ratify Auditors		For		For	Management
06/12/09 - A	Cbeyond, Inc *CBEY*		149847105
	1	Elect Directors		For		Split	Management
	1.1	Elect Directors D. Scott Luttrell — For
	1.2	Elect Directors James N. Perry, Jr. — Withhold
	1.3	Elect Directors Martin Mucci — For
	2	Ratify Auditors		For		For	Management
	3	Amend Omnibus Stock Plan		For		For	Management
	4	Approve Executive Incentive Bonus Plan		For		For	Management
06/16/09 - A	Masimo Corp. *MASI*		574795100
	1	Elect Directors		For		For	Management
	2	Ratify Auditors		For		For	Management
06/18/09 - A	Aeropostale, Inc *ARO*		007865108
	1	Elect Directors		For		For	Management
	2	Ratify Auditors		For		For	Management
06/18/09 - A	Petrohawk Energy Corporation *HK*		716495106
	1	Elect Directors		For		For	Management
	2	Increase Authorized Common Stock		For		For	Management
	3	Amend Omnibus Stock Plan		For		For	Management
	4	Amend Non-Employee Director Omnibus Stock Plan		For		For	Management
	5	Permit Board to Amend Bylaws Without Shareholder Consent		For		Against	Management
	6	Ratify Auditors		For		For	Management
06/18/09 - A	Wind River Systems, Inc. *WIND*		973149107
	1	Elect Directors		For		Split	Management
	1.1	Elect Director John C. Bolger — For
	1.2	Elect Director Jerry L. Fiddler — Withhold
	1.3	Elect Director Narendra K. Gupta — For
	1.4	Elect Director Grant M. Inman — For
	1.5	Elect Director Harvey C. Jones — For
	1.6	Elect Director Kenneth R. Klein — For
	1.7	Elect Director Standish H. O Grady — For
	2	Ratify Auditors		For		For	Management
	3	Amend Omnibus Stock Plan		For		For	Management

Nuveen Symphony Small-Mid Cap Core Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/19/09 - A	Sohu.com Inc. *SOHU*		83408W103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles Zhang — For
	1.2	Elect Director Charles Huang — For
	1.3	Elect Director Dave Qi — For
	1.4	Elect Director Shi Wang — Withhold
	2	Ratify Auditors		For	For	Management
06/23/09 - A	Guess?, Inc. *GES*		401617105
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
06/24/09 - A	Apogee Enterprises, Inc. *APOG*		037598109
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Non-Employee Director Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
06/25/09 - A	Liberty Media Corporation *LINTA*		53071M500
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Donne F. Fisher — Withhold
	1.2	Elect Director Gregory B. Maffei — For
	1.3	Elect Director M. Lavoy Robison — Withhold
	2	Change Company Name		For	For	Management
	3	Approve Reverse Stock Split		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 — June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/14/08 - A	ACE Ltd. *ACE*		G0070K103
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009.		For	For	Management
	2	ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009.		For	For	Management
	3	ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009.		For	For	Management
	4	ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009.		For	For	Management
	5	ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009.		For	For	Management
	6	ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010.		For	For	Management
	7	ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010.		For	For	Management
	8	ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010.		For	For	Management
	9	ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010.		For	For	Management
	10	ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN		For	For	Management
	11	ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011.		For	For	Management
	12	ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011.		For	For	Management
	13	ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011.		For	For	Management
	14	APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS		For	For	Management
	15	APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY		For	For	Management
	16	APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
		$0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES
	17	APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION )		For	For	Management
	18	APPROVAL OF THE NAME OF THE COMPANY		For	For	Management
	19	APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY		For	For	Management
	20	APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL		For	For	Management
	21	APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION		For	For	Management
	22	CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY		For	For	Management
	23	CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND		For	For	Management
	24	RATIFY AUDITORS		For	For	Management
	25	APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT		For	For	Management
	26	RATIFY AUDITORS		For	For	Management
	27	APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS		For	For	Management
08/13/08 - A	H. J. Heinz Co. *HNZ*		423074103
	1	Elect Director W.R. Johnson		For	For	Management
	2	Elect Director C.E. Bunch		For	For	Management
	3	Elect Director L.S. Coleman, Jr.		For	For	Management
	4	Elect Director J.G. Drosdick		For	For	Management
	5	Elect Director E.E. Holiday		For	For	Management
	6	Elect Director C. Kendle		For	For	Management
	7	Elect Director D.R. O’Hare		For	For	Management
	8	Elect Director N. Peltz		For	For	Management
	9	Elect Director D.H. Reilley		For	For	Management
	10	Elect Director L.C. Swann		For	For	Management
	11	Elect Director T.J. Usher		For	For	Management
	12	Elect Director M.F. Weinstein		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	15	Reduce Supermajority Vote Requirement to Approve Certain Business Combinations		For	For	Management
09/22/08 - A	General Mills, Inc. *GIS*		370334104
	1	Elect Director Bradbury H. Anderson		For	For	Management
	2	Elect Director Paul Danos		For	For	Management
	3	Elect Director William T. Esrey		For	For	Management
	4	Elect Director Raymond V. Gilmartin		For	For	Management
	5	Elect Director Judith Richards Hope		For	For	Management
	6	Elect Director Heidi G. Miller		For	For	Management
	7	Elect Director Hilda Ochoa-Brillembourg		For	For	Management
	8	Elect Director Steve Odland		For	For	Management
	9	Elect Director Kendall J. Powell		For	For	Management
	10	Elect Director Lois E. Quam		For	For	Management
	11	Elect Director Michael D. Rose		For	For	Management
	12	Elect Director Robert L. Ryan		For	For	Management
	13	Elect Director Dorothy A. Terrell		For	For	Management
	14	Ratify Auditors		For	For	Management
09/29/08 - A	FedEx Corporation *FDX*		31428X106
	1	Elect Director James L. Barksdale		For	For	Management
	2	Elect Director August A. Busch IV		For	For	Management
	3	Elect Director John A. Edwardson		For	For	Management
	4	Elect Director Judith L. Estrin		For	For	Management
	5	Elect Director J.R. Hyde, III		For	For	Management
	6	Elect Director Shirley A. Jackson		For	For	Management
	7	Elect Director Steven R. Loranger		For	For	Management
	8	Elect Director Gary W. Loveman		For	For	Management
	9	Elect Director Frederick W. Smith		For	For	Management
	10	Elect Director Joshua I. Smith		For	For	Management
	11	Elect Director Paul S. Walsh		For	For	Management
	12	Elect Director Peter S. Willmott		For	For	Management
	13	Amend Omnibus Stock Plan		For	For	Management
	14	Ratify Auditors		For	For	Management
	15	Require Independent Board Chairman		Against	For	Shareholder
	16	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/14/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
12/16/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation		For	For	Management
12/23/08 - S	PNC Financial Services Group, Inc. *PNC*		693475105
	1	Approve Acquisition		For	For	Management
	2	Adjourn Meeting		For	For	Management
01/15/09 - A	Family Dollar Stores, Inc. *FDO*		307000109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
01/27/09 - S	Embarq Corp *EQ*		29078E105
	1	Approve Merger Agreement		For	For	Management
01/28/09 - A	Costco Wholesale Corporation *COST*		22160K105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
03/11/09 - A	Franklin Resources, Inc. *BEN*		354613101
	1	Elect Director Samuel H. Armacost		For	For	Management
	2	Elect Director Charles Crocker		For	For	Management
	3	Elect Director Joseph R. Hardiman		For	For	Management
	4	Elect Director Robert D. Joffe		For	For	Management
	5	Elect Director Charles B. Johnson		For	For	Management
	6	Elect Director Gregory E. Johnson		For	For	Management
	7	Elect Director Rupert H. Johnson, Jr.		For	For	Management
	8	Elect Director Thomas H. Kean		For	For	Management
	9	Elect Director Chutta Ratnathicam		For	For	Management
	10	Elect Director Peter M. Sacerdote		For	For	Management
	11	Elect Director Laura Stein		For	For	Management
	12	Elect Director Anne M. Tatlock		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Amend Executive Incentive Bonus Plan		For	For	Management
03/18/09 - A	Covidien plc *COV*		G2552X108
	1a	Elect Craig Arnold as Director		For	For	Management
	1b	Elect Robert H. Brust as Director		For	For	Management
	1c	Elect John M. Connors, Jr. as Director		For	For	Management
	1d	Elect Christopher J. Coughlin as Director		For	For	Management
	1e	Elect Timothy M. Donahue as Director		For	For	Management
	1f	Elect Kathy J. Herbert as Director		For	For	Management
	1g	Elect Randall J. Hogan, III as Director		For	For	Management
	1h	Elect Richard J. Meelia as Director		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1i	Elect Dennis H. Reilley as Director		For	For	Management
	1j	Elect Tadataka Yamada as Director		For	For	Management
	1k	Elect Joseph A. Zaccagnino as Director		For	For	Management
	2	Approve Amended and Restated 2007 Stock and Incentive Plan		For	For	Management
	3	Approve Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
03/18/09 - A	Hewlett-Packard Company *HPQ*		428236103
	1	Elect Director Lawrence T. Babbio, Jr.		For	For	Management
	2	Elect Director Sari M. Baldauf		For	For	Management
	3	Elect Director Rajiv L. Gupta		For	For	Management
	4	Elect Director John H. Hammergren		For	For	Management
	5	Elect Director Mark V. Hurd		For	For	Management
	6	Elect Director Joel Z. Hyatt		For	For	Management
	7	Elect Director John R. Joyce		For	For	Management
	8	Elect Director Robert L. Ryan		For	For	Management
	9	Elect Director Lucille S. Salhany		For	For	Management
	10	Elect Director G. Kennedy Thompson		For	For	Management
	11	Ratify Auditors		For	For	Management
04/02/09 - A	NYSE Euronext *NYX*		629491101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Issue Stock Certificate of Ownership		Against	Against	Shareholder
	4	Reduce Supermajority Vote Requirement		Against	For	Shareholder
04/14/09 - A	The Bank Of New York Mellon Corp. *BK*		064058100
	1	Elect Directors		For	For	Management
	2	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Stock Retention/Holding Period		Against	For	Shareholder
04/20/09 - A	Eli Lilly and Co. *LLY*		532457108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Martin S. Feldstein — Withhold
	1.2	Elect Director J. Erik Fyrwald — Withhold
	1.3	Elect Director Ellen R. Marram — Withhold
	1.4	Elect Director Douglas R. Oberhelman — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Executive Incentive Bonus Plan		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	6	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/21/09 - A	Hudson City Bancorp, Inc. *HCBK*		443683107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/21/09 - A	Northern Trust Corp. *NTRS*		665859104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
04/21/09 - A	Visa Inc. *V*		92826C839
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Hani Al-Qadi — Against
	1.2	Elect Director Charles T. Doyle — For
	1.3	Elect Director Peter Hawkins — For
	1.4	Elect Director David I. McKay — For
	1.5	Elect Director Charles W. Scharf — For
	1.6	Elect Director Segismundo Schulin-Zeuthen — For
	2	Elect Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
04/22/09 - A	Ameriprise Financial, Inc. *AMP*		03076C106
	1	Elect Director Warren D. Knowlton		For	For	Management
	2	Elect Director Jeffrey Noddle		For	For	Management
	3	Elect Director Robert F. Sharpe, Jr.		For	For	Management
	4	Ratify Auditors		For	For	Management
04/23/09 - A	Burlington Northern Santa Fe Corp. *BNI*		12189T104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	4	Amend Bylaws — Call Special Meetings		Against	For	Shareholder
	5	Report on Political Contributions		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	Edison International *EIX*		281020107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	Johnson & Johnson *JNJ*		478160104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/24/09 - A	AT&T Inc *T*		00206R102
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Randall L. Stephenson — For
	1.2	Elect Director William F. Aldinger III — Against
	1.3	Elect Director Gilbert F. Amelio — Against
	1.4	Elect Director Reuben V. Anderson — For
	1.5	Elect Director James H. Blanchard — Against
	1.6	Elect Director August A. Busch III — For
	1.7	Elect Director Jaime Chico Pardo — For
	1.8	Elect Director James P. Kelly — For
	1.9	Elect Director Jon C. Madonna — For
	1.10	Elect Director Lynn M. Martin — For
	1.11	Elect Director John B. McCoy — For
	1.12	Elect Director Mary S. Metz — For
	1.13	Elect Director Joyce M. Roch — For
	1.14	Elect Director Laura D Andrea Tyson — For
	1.15	Elect Director Patricia P. Upton — Against
	2	Ratify Auditors		For	For	Management
	3	Increase Authorized Common Stock		For	For	Management
	4	Report on Political Contributions		Against	For	Shareholder
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Provide for Cumulative Voting		Against	For	Shareholder
	7	Require Independent Board Chairman		Against	For	Shareholder
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Exclude Pension Credits ftom Earnings Performance Measure		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/24/09 - A	The Progressive Corp. *PGR*		743315103
	1	Elect Directors		For	For	Management
	2	Require Advance Notice for Shareholder Proposals		For	For	Management
	3	Amend Nomination Procedures for the Board		For	For	Management
	4	Ratify Auditors		For	For	Management
04/28/09 - A	Exelon Corporation *EXC*		30161N101
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Report on Global Warming		Against	Against	Shareholder
04/28/09 - A	MDU Resources Group, Inc. *MDU*		552690109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/28/09 - A	The Chubb Corp. *CB*		171232101
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/29/09 - A	EOG Resources, Inc. *EOG*		26875P101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/29/09 - A	Morgan Stanley *MS*		617446448
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Roy J. Bostock — Against
	1.2	Elect Director Erskine B. Bowles — For
	1.3	Elect Director Howard J. Davies — For
	1.4	Elect Director Nobuyuki Hirano — For
	1.5	Elect Director C. Robert Kidder — For
	1.6	Elect Director John J. Mack — For
	1.7	Elect Director Donald T. Nicolaisen — For
	1.8	Elect Director Charles H. Noski — For
	1.9	Elect Director Hutham S. Olayan — For
	1.10	Elect Director Charles E. Phillips, Jr. — For
	1.11	Elect Director Griffith Sexton — For

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.12	Elect Director Laura D. Tyson — For
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Amend Omnibus Stock Plan		For	Against	Management
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Require Independent Board Chairman		Against	For	Shareholder
04/30/09 - A	Valero Energy Corp. *VLO*		91913Y100
	1	Elect Directors		For	Against	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	4	Stock Retention/Holding Period		Against	For	Shareholder
	5	Disclose Information on Compensation Consultant		Against	For	Shareholder
	6	Report on Political Contributions		Against	For	Shareholder
05/01/09 - A	Occidental Petroleum Corp. *OXY*		674599105
	1	Elect Directors		For	Against	Management
	2	Ratify Auditors		For	For	Management
	3	Provide Right to Call Special Meeting		For	For	Management
	4	Report on Host Country Social and Environmental Laws		Against	Against	Shareholder
05/05/09 - A	Bristol-Myers Squibb Co. *BMY*		110122108
	1	Elect Director L. Andreotti		For	For	Management
	2	Elect Director L. B. Campbell		For	For	Management
	3	Elect Director J. M. Cornelius		For	For	Management
	4	Elect Director L. J. Freeh		For	For	Management
	5	Elect Director L. H. Glimcher		For	For	Management
	6	Elect Director M. Grobstein		For	For	Management
	7	Elect Director L. Johansson		For	For	Management
	8	Elect Director A. J. Lacy		For	For	Management
	9	Elect Director V. L. Sato		For	For	Management
	10	Elect Director T. D. West, Jr.		For	For	Management
	11	Elect Director R. S. Williams		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Increase Disclosure of Executive Compensation		Against	Against	Shareholder
	14	Reduce Supermajority Vote Requirement		Against	Against	Shareholder
	15	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	16	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/05/09 - A	O’Reilly Automotive, Inc. *ORLY*		686091109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles H. O’Reilly, Jr — Withhold
	1.2	Elect Director John Murphy — For
	1.3	Elect Director Ronald Rashkow — For
	2	Ratify Auditors		For	For	Management
	3	Approve Nonqualified Employee Stock Purchase Plan		For	For	Management
	4	Approve Omnibus Stock Plan		For	Against	Management
05/05/09 - A	Philip Morris International Inc. *PM*		718172109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Harold Brown — For
	1.2	Elect Director Mathis Cabiallavetta — For
	1.3	Elect Director Louis C. Camilleri — For
	1.4	Elect Director J. Dudley Fishburn — For
	1.5	Elect Director Graham Mackay — For
	1.6	Elect Director Sergio Marchionne — Against
	1.7	Elect Director Lucio A. Noto — For
	1.8	Elect Director Carlos Slim Hel — For
	1.9	Elect Director Stephen M. Wolf — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/05/09 - A	The Travelers Companies, Inc. *TRV*		89417E109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Report on Political Contributions		Against	For	Shareholder
05/06/09 - A	Amgen, Inc. *AMGN*		031162100
	1	Elect Director David Baltimore		For	For	Management
	2	Elect Director Frank J. Biondi, Jr.		For	For	Management
	3	Elect Director Francois de Carbonnel		For	For	Management
	4	Elect Director Jerry D. Choate		For	For	Management
	5	Elect Director Vance D. Coffman		For	For	Management
	6	Elect Director Frederick W. Gluck		For	For	Management
	7	Elect Director Frank C. Herringer		For	For	Management
	8	Elect Director Gilbert S. Omenn		For	For	Management
	9	Elect Director Judith C. Pelham		For	For	Management
	10	Elect Director J. Paul Reason		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	11	Elect Director Leonard D. Schaeffer		For	For	Management
	12	Elect Director Kevin W. Sharer		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Omnibus Stock Plan		For	For	Management
	15	Reduce Supermajority Vote Requirement		For	For	Management
	16	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	17	Reincorporate in Another State [from Delaware to North Dakota]		Against	Against	Shareholder
05/06/09 - A	AXIS CAPITAL HOLDINGS LTD *AXS*		G0692U109
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	Elect Directors		For	For	Management
	2	TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES.		For	Against	Management
	3	TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT.		For	For	Management
	4	TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE.		For	For	Management
05/06/09 - A	Hess Corporation *HES*		42809H107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	People’s United Financial, Inc. *PBCT*		712704105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director George P. Carter — Withhold
	1.2	Elect Director Jerry Franklin — Withhold
	1.3	Elect Director Eunice S. Groark — For

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.4	Elect Director James A. Thomas — Withhold
	2	Ratify Auditors		For	For	Management
05/08/09 - A	Watson Pharmaceuticals, Inc. *WPI*		942683103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/13/09 - A	Molson Coors Brewing Co *TAP*		60871R209
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John E. Cleghorn — For
	1.2	Elect Director Charles M. Herington — Withhold
	1.3	Elect Director David P. O’Brien — For
05/13/09 - A	Safeway Inc. *SWY*		786514208
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Provide for Cumulative Voting		Against	For	Shareholder
	4	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
05/14/09 - A	Corrections Corporation of America *CXW*		22025Y407
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/14/09 - A	Flowserve Corp. *FLS*		34354P105
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/14/09 - A	Kohl’s Corp. *KSS*		500255104
	1	Elect Director Peter Boneparth		For	For	Management
	2	Elect Director Steven A. Burd		For	For	Management
	3	Elect Director John F. Herma		For	For	Management
	4	Elect Director Dale E. Jones		For	For	Management
	5	Elect Director William S. Kellogg		For	For	Management
	6	Elect Director Kevin Mansell		For	For	Management
	7	Elect Director R. Lawrence Montgomery		For	For	Management
	8	Elect Director Frank V. Sica		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	9	Elect Director Peter M. Sommerhauser		For	For	Management
	10	Elect Director Stephanie A. Streeter		For	For	Management
	11	Elect Director Stephen E. Watson		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
05/14/09 - A	Quest Diagnostics Incorporated *DGX*		74834L100
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Amend Non-Employee Director Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/14/09 - A	Union Pacific Corp. *UNP*		907818108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/19/09 - A	JPMorgan Chase & Co. *JPM*		46625H100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Disclose Prior Government Service		Against	Against	Shareholder
	5	Provide for Cumulative Voting		Against	For	Shareholder
	6	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	7	Report on Predatory Lending Policies		Against	Against	Shareholder
	8	Amend Key Executive Performance Plan		Against	For	Shareholder
	9	Stock Retention/Holding Period		Against	For	Shareholder
	10	Prepare Carbon Principles Report		Against	Against	Shareholder
05/20/09 - A	ACE Ltd. *ACE*		H0023R105
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	Election Of Director: Michael G. Atieh		For	Against	Management
	2	Election Of Director: Mary A. Cirillo		For	For	Management
	3	Election Of Director: Bruce L. Crockett		For	Against	Management
	4	Election Of Director: Thomas J. Neff		For	Against	Management
	5	Approval Of The Annual Report		For	For	Management
	6	Approval Of The Statutory Financial Statements Of Ace Limited		For	For	Management
	7	Approval Of The Consolidated Financial Statements		For	For	Management
	8	Allocation Of Disposable Profit		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	9	Discharge Of The Board Of Directors		For	For	Management
	10	Amendment Of Articles Of Association Relating To Special Auditor		For	For	Management
	11	Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting		For	For	Management
	12	Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp		For	For	Management
	13	Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting		For	For	Management
	14	Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares		For	For	Management
05/21/09 - A	Cablevision Systems Corp. *CVC*		12686C109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Zachary W. Carter — For
	1.2	Elect Director Charles D. Ferris — Withhold
	1.3	Elect Director Thomas V. Reifenheiser — For
	1.4	Elect Director John R. Ryan — For
	1.5	Elect Director Vincent Tese — For
	1.6	Elect Director Leonard Tow — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
05/21/09 - A	Hasbro, Inc. *HAS*		418056107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/21/09 - A	Quanta Services, Inc. *PWR*		74762E102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/21/09 - A	Rayonier Inc. *RYN*		754907103
	1	Elect Director Richard D. Kincaid		For	For	Management
	2	Elect Director V. Larkin Martin		For	For	Management
	3	Elect Director Ronald Townsend		For	For	Management
	4	Elect Director John E. Bush		For	For	Management
	5	Elect Director David W. Oskin		For	For	Management
	6	Ratify Auditors		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/22/09 - A	FPL Group, Inc. *FPL*		302571104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Sherry S. Barrat — Withhold
	1.2	Elect Director Robert M. Beall, II — Withhold
	1.3	Elect Director J. Hyatt Brown — For
	1.4	Elect Director James L. Camaren — Withhold
	1.5	Elect Director J. Brian Ferguson — Withhold
	1.6	Elect Director Lewis Hay, III — For
	1.7	Elect Director Toni Jennings — Withhold
	1.8	Elect Director Oliver D. Kingsley, Jr. — For
	1.9	Elect Director Rudy E. Schupp — For
	1.10	Elect Director Michael H. Thaman — For
	1.11	Elect Director Hansel E. Tookes, II — For
	1.12	Elect Director Paul R. Tregurtha — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/22/09 - A	Omnicare, Inc. *OCR*		681904108
	1	Elect Director John T. Crotty		For	For	Management
	2	Elect Director Joel F. Gemunder		For	For	Management
	3	Elect Director Steven J. Heyer		For	For	Management
	4	Elect Director Sandra E. Laney		For	For	Management
	5	Elect Director Andrea R. Lindell		For	For	Management
	6	Elect Director James D. Shelton		For	For	Management
	7	Elect Director John H. Timoney		For	For	Management
	8	Elect Director Amy Wallman		For	For	Management
	9	Amend Executive Incentive Bonus Plan		For	For	Management
	10	Amend Omnibus Stock Plan		For	For	Management
	11	Ratify Auditors		For	For	Management
05/27/09 - A	Chevron Corporation *CVX*		166764100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Executive Incentive Bonus Plan		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7	Adopt Quantitative GHG Goals for Products and Operations		Against	Against	Shareholder
	8	Adopt Guidelines for Country Selection		Against	For	Shareholder
	9	Adopt Human Rights Policy		Against	For	Shareholder
	10	Report on Market Specific Environmental Laws		Against	Against	Shareholder

05/27/09 - A	McDonald’s Corp. *MCD*		580135101
	1	Elect Director Robert A. Eckert		For	For	Management
	2	Elect Director Enrique Hernandez, Jr.		For	For	Management
	3	Elect Director Jeanne P. Jackson		For	For	Management
	4	Elect Director Andrew J. McKenna		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Approve Executive Incentive Bonus Plan		For	For	Management
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Phase out Sales of Eggs from Battery Cage Hens		Against	Against	Shareholder
05/27/09 - A	Southern Company *SO*		842587107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Majority Voting and Eliminate Cumulative Voting for Uncontested Election of Directors		For	For	Management
	4	Eliminate Cumulative Voting		For	For	Management
	5	Report on Reducing GHG Emissions		Against	Against	Shareholder
	6	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/28/09 - A	Affiliated Computer Services, Inc. *ACS*		008190100
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/28/09 - A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management
05/28/09 - C	Covidien plc *COV*		G2552X108
	1	Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement		For	For	Management

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2	Approve the Creation of Distributable Reserves of Covidien plc		For	For	Management
	3	Adjourn Meeting		For	For	Management
05/28/09 - A	Fidelity National Information Services Inc *FIS*		31620M106
	1	Elect Directors		For	Split	Management
	1.1	Elect Director William P. Foley, II — For
	1.2	Elect Director Thomas M. Hagerty — Withhold
	1.3	Elect Director Keith W. Hughes — For
	1.4	Elect Director Richard N. Massey — For
	2	Ratify Auditors		For	For	Management
05/28/09 - A	Home Depot, Inc. *HD*		437076102
	1	Elect Director F. Duane Ackerman		For	For	Management
	2	Elect Director David H. Batchelder		For	For	Management
	3	Elect Director Francis S. Blake		For	For	Management
	4	Elect Director Ari Bousbib		For	For	Management
	5	Elect Director Gregory D. Brenneman		For	For	Management
	6	Elect Director Albert P. Carey		For	For	Management
	7	Elect Director Armando Codina		For	For	Management
	8	Elect Director Bonnie G. Hill		For	For	Management
	9	Elect Director Karen L. Katen		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Approve Right to Call Special Meetings		For	Against	Management
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Call Special Meetings		Against	For	Shareholder
	14	Prepare Employment Diversity Report		Against	For	Shareholder
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	16	Assess Energy Use and Establish Reduction Targets		Against	For	Shareholder
05/28/09 - A	Raytheon Co. *RTN*		755111507
	1	Elect Director Vernon E. Clark		For	Against	Management
	2	Elect Director John M. Deutch		For	For	Management
	3	Elect Director Frederic M. Poses		For	Against	Management
	4	Elect Director Michael C. Ruettgers		For	For	Management
	5	Elect Director Ronald L. Skates		For	For	Management
	6	Elect Director William R. Spivey		For	Against	Management
	7	Elect Director Linda G. Stuntz		For	For	Management
	8	Elect Director William H. Swanson		For	For	Management
	9	Ratify Auditors		For	For	Management
	10	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	11	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	14	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/29/09 - A	Annaly Capital Management Inc. *NLY*		035710409
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/29/09 - A	Lowe’s Companies, Inc. *LOW*		548661107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Eliminate Supermajority Vote Requirement		For	For	Management
	5	Reincorporate in Another State from Delaware to North Dakota		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Require Independent Board Chairman		Against	Against	Shareholder
06/05/09 - A	Wal-Mart Stores, Inc. *WMT*		931142103
	1	Elect Director Aida M. Alvarez		For	For	Management
	2	Elect Director James W. Breyer		For	For	Management
	3	Elect Director M. Michele Burns		For	For	Management
	4	Elect Director James I. Cash, Jr.		For	For	Management
	5	Elect Director Roger C. Corbett		For	For	Management
	6	Elect Director Douglas N. Daft		For	For	Management
	7	Elect Director Michael T. Duke		For	For	Management
	8	Elect Director Gregory B. Penner		For	For	Management
	9	Elect Director Allen I. Questrom		For	For	Management
	10	Elect Director H. Lee Scott, Jr.		For	For	Management
	11	Elect Director Arne M. Sorenson		For	For	Management
	12	Elect Director Jim C. Walton		For	For	Management
	13	Elect Director S. Robson Walton		For	For	Management
	14	Elect Director Christopher J. Williams		For	For	Management
	15	Elect Director Linda S. Wolf		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	18	Pay For Superior Performance		Against	Against	Shareholder
	19	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	20	Report on Political Contributions		Against	For	Shareholder
	21	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	22	Stock Retention/Holding Period		Against	Against	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/10/09 - A	Continental Airlines, Inc. *CAL*		210795308
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Kirbyjon H. Caldwell — For
	1.2	Elect Director Lawrence W. Kellner — For
	1.3	Elect Director Douglas H. McCorkindale — For
	1.4	Elect Director Henry L. Meyer, III — For
	1.5	Elect Director Oscar Munoz — For
	1.6	Elect Director Jeffery A. Smisek — For
	1.7	Elect Director Karen Hastie Williams — Withhold
	1.8	Elect Director Ronald B. Woodard — For
	1.9	Elect Director Charles A. Yamarone — For
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Limit/Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	5	Reincorporate in Another State		Against	Against	Shareholder
	6	Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen		None	Abstain	Management
06/11/09 - A	Freeport-McMoRan Copper & Gold Inc. *FCX*		35671D857
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Request Director Nominee Environmental Qualifications		Against	For	Shareholder
06/12/09 - A	Chesapeake Energy Corp. *CHK*		165167107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Richard K. Davidson — Withhold
	1.2	Elect Director V. Burns Hargis — For
	1.3	Elect Director Charles T. Maxwell — Withhold
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Declassify the Board of Directors		Against	For	Shareholder
	6	Require a Majority Vote for the Election of Directors		Against	For	Shareholder

Nuveen Symphony Large-Cap Value Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
06/25/09 - A	The Kroger Co. *KR*		501044101
	1	Elect Director Reuben V. Anderson		For	For	Management
	2	Elect Director Robert D. Beyer		For	For	Management
	3	Elect Director David B. Dillon		For	For	Management
	4	Elect Director Susan J. Kropf		For	For	Management
	5	Elect Director John T. Lamacchia		For	For	Management
	6	Elect Director David B. Lewis		For	For	Management
	7	Elect Director Don W. Mcgeorge		For	For	Management
	8	Elect Director W. Rodney Mcmullen		For	For	Management
	9	Elect Director Jorge P. Montoya		For	For	Management
	10	Elect Director Clyde R. Moore		For	For	Management
	11	Elect Director Susan M. Phillips		For	For	Management
	12	Elect Director Steven R. Rogel		For	For	Management
	13	Elect Director James A. Runde		For	For	Management
	14	Elect Director Ronald L. Sargent		For	For	Management
	15	Elect Director Bobby S. Shackouls		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Increase Purchasing of Cage Free Eggs		Against	Against	Shareholder
	18	Require a Majority Vote for the Election of Directors		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
08/13/08 - A	H. J. Heinz Co. *HNZ*		423074103
	1	Elect Director W.R. Johnson		For	For	Management
	2	Elect Director C.E. Bunch		For	For	Management
	3	Elect Director L.S. Coleman, Jr.		For	For	Management
	4	Elect Director J.G. Drosdick		For	For	Management
	5	Elect Director E.E. Holiday		For	For	Management
	6	Elect Director C. Kendle		For	For	Management
	7	Elect Director D.R. O’Hare		For	For	Management
	8	Elect Director N. Peltz		For	For	Management
	9	Elect Director D.H. Reilley		For	For	Management
	10	Elect Director L.C. Swann		For	For	Management
	11	Elect Director T.J. Usher		For	For	Management
	12	Elect Director M.F. Weinstein		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification		For	For	Management
	15	Reduce Supermajority Vote Requirement to Approve Certain Business Combinations		For	For	Management
09/22/08 - A	General Mills, Inc. *GIS*		370334104
	1	Elect Director Bradbury H. Anderson		For	For	Management
	2	Elect Director Paul Danos		For	For	Management
	3	Elect Director William T. Esrey		For	For	Management
	4	Elect Director Raymond V. Gilmartin		For	For	Management
	5	Elect Director Judith Richards Hope		For	For	Management
	6	Elect Director Heidi G. Miller		For	For	Management
	7	Elect Director Hilda Ochoa-Brillembourg		For	For	Management
	8	Elect Director Steve Odland		For	For	Management
	9	Elect Director Kendall J. Powell		For	For	Management
	10	Elect Director Lois E. Quam		For	For	Management
	11	Elect Director Michael D. Rose		For	For	Management
	12	Elect Director Robert L. Ryan		For	For	Management
	13	Elect Director Dorothy A. Terrell		For	For	Management
	14	Ratify Auditors		For	For	Management
10/03/08 - PC	Cliffs Natural Resources Inc *CLF*		185896107
		Management Proxy (White Card)
	1	Approve Control Share Acquisition		Against	For	Shareholder
		Dissident Proxy (Green Card)
	1	Approve Control Share Acquisition		For	None	Shareholder
	2	Adjourn Meeting		For	None	Management
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
10/14/08 - A	The Procter & Gamble Company *PG*		742718109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	4	Rotate Annual Meeting Location		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
10/14/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions		For	For	Management
11/12/08 - S	Anheuser-Busch Companies, Inc.		035229103
	1	Approve Merger Agreement		For	For	Management
	2	Adjourn Meeting		For	For	Management
12/16/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation		For	For	Management
01/14/09 - A	Monsanto Co. *MON*		61166W101
	1	Elect Director Janice L. Fields		For	For	Management
	2	Elect Director Hugh Grant		For	For	Management
	3	Elect Director C. Steven McMillan		For	For	Management
	4	Elect Director Robert J. Stevens		For	For	Management
	5	Ratify Auditors		For	For	Management
01/28/09 - A	Costco Wholesale Corporation *COST*		22160K105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
02/03/09 - A	Becton, Dickinson and Company *BDX*		075887109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
	6	Amend Bylaws — Call Special Meetings		Against	For	Shareholder
	7	Provide for Cumulative Voting		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
02/12/09 - A	ACCENTURE LTD *ACN*		G1150G111
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO		For	For	Management
	2	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON		For	For	Management
	3	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN		For	For	Management
	4	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI		For	Against	Management
	5	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER		For	For	Management
	6	RATIFY AUDITORS		For	For	Management
02/25/09 - A	Apple Inc. *AAPL*		037833100
	1	Elect Directors		For	For	Management
	2	Report on Political Contributions		Against	Against	Shareholder
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Prepare Sustainability Report		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/03/09 - A	QUALCOMM Inc *QCOM*		747525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
03/10/09 - A	The Walt Disney Company *DIS*		254687106
	1	Elect Director Susan E. Arnold		For	For	Management
	2	Elect Director John E. Bryson		For	For	Management
	3	Elect Director John S. Chen		For	For	Management
	4	Elect Director Judith L. Estrin		For	For	Management
	5	Elect Director Robert A. Iger		For	For	Management
	6	Elect Director Steven P. Jobs		For	For	Management
	7	Elect Director Fred H. Langhammer		For	For	Management
	8	Elect Director Aylwin B. Lewis		For	For	Management
	9	Elect Director Monica C. Lozano		For	For	Management
	10	Elect Director Robert W. Matschullat		For	For	Management
	11	Elect Director John E. Pepper, Jr.		For	For	Management
	12	Elect Director Orin C. Smith		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Amend Omnibus Stock Plan		For	For	Management
	15	Amend Executive Incentive Bonus Plan		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	16	Report on Political Contributions		Against	For	Shareholder
	17	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
	18	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/18/09 - A	Covidien plc *COV*		G2552X108
	1a	Elect Craig Arnold as Director		For	For	Management
	1b	Elect Robert H. Brust as Director		For	For	Management
	1c	Elect John M. Connors, Jr. as Director		For	For	Management
	1d	Elect Christopher J. Coughlin as Director		For	For	Management
	1e	Elect Timothy M. Donahue as Director		For	For	Management
	1f	Elect Kathy J. Herbert as Director		For	For	Management
	1g	Elect Randall J. Hogan, III as Director		For	For	Management
	1h	Elect Richard J. Meelia as Director		For	For	Management
	1i	Elect Dennis H. Reilley as Director		For	For	Management
	1j	Elect Tadataka Yamada as Director		For	For	Management
	1k	Elect Joseph A. Zaccagnino as Director		For	For	Management
	2	Approve Amended and Restated 2007 Stock and Incentive Plan		For	For	Management
	3	Approve Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
04/01/09 - A	Adobe Systems Inc. *ADBE*		00724F101
	1	Elect Director Robert K. Burgess		For	For	Management
	2	Elect Director Carol Mills		For	For	Management
	3	Elect Director Daniel Rosensweig		For	For	Management
	4	Elect Director Robert Sedgewick		For	For	Management
	5	Elect Director John E. Warnock		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Ratify Auditors		For	For	Management
04/14/09 - A	The Bank Of New York Mellon Corp. *BK*		064058100
	1	Elect Directors		For	For	Management
	2	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Stock Retention/Holding Period		Against	For	Shareholder
04/15/09 - A	Commerce Bancshares, Inc. *CBSH*		200525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/20/09 - A	Eli Lilly and Co. *LLY*		532457108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Martin S. Feldstein — Withhold
	1.2	Elect Director J. Erik Fyrwald — Withhold
	1.3	Elect Director Ellen R. Marram — Withhold
	1.4	Elect Director Douglas R. Oberhelman — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Executive Incentive Bonus Plan		For	For	Management
	5	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	6	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/21/09 - A	Visa Inc. *V*		92826C839
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Hani Al-Qadi — Against
	1.2	Elect Director Charles T. Doyle — For
	1.3	Elect Director Peter Hawkins — For
	1.4	Elect Director David I. McKay — For
	1.5	Elect Director Charles W. Scharf — For
	1.6	Elect Director Segismundo Schulin-Zeuthen — For
	2	Elect Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
04/22/09 - A	The Coca-Cola Company *KO*		191216100
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Herbert A. Allen — For
	1.2	Elect Director Ronald W. Allen — Against
	1.3	Elect Director Cathleen P. Black — Against
	1.4	Elect Director Barry Diller — Against
	1.5	Elect Director Alexis M. Herman — Against
	1.6	Elect Director Muhtar Kent — For
	1.7	Elect Director Donald R. Keough — For

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.8	Elect Director Maria Elena Lagomsino — Against
	1.9	Elect Director Donald F. McHenry — For
	1.10	Elect Director Sam Nunn — For
	1.11	Elect Director James D. Robinson III — Against
	1.12	Elect Director Peter V. Ueberroth — Against
	1.13	Elect Director Jacob Wallenberg — For
	1.14	Elect Director James B. Williams — For
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	4	Require Independent Board Chairman		Against	For	Shareholder
	5	Amend Bylaws to Establish a Board Committee on Human Rights		Against	Against	Shareholder
	6	Performance-Based Awards		Against	Against	Shareholder
04/23/09 - A	Beckman Coulter, Inc. *BEC*		075811109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
04/23/09 - A	Cullen/Frost Bankers, Inc. *CFR*		229899109
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
04/23/09 - A	Edison International *EIX*		281020107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	Johnson & Johnson *JNJ*		478160104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	Lockheed Martin Corp. *LMT*		539830109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director E. C. “Pete” Aldrige, Jr. — Against
	1.2	Elect Director Nolan D. Archibald — Against
	1.3	Elect Director David B. Burritt — For
	1.4	Elect Director James O. Ellis, Jr. — For
	1.5	Elect Director Gwendolyn S. King — For
	1.6	Elect Director James M. Loy — For
	1.7	Elect Director Douglas H. McCorkindale — Against
	1.8	Elect Director Joseph W. Ralston — For
	1.9	Elect Director Frank Savage — For
	1.10	Elect Director James Schneider — Against
	1.11	Elect Director Anne Stevens — Against
	1.12	Elect Director Robert J. Stevens — For
	1.13	Elect Director James R. Ukropina — For
	2	Ratify Auditors		For	For	Management
	3	Reduce Supermajority Vote Requirement		For	For	Management
	4	Report on Space-based Weapons Program		Against	Against	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	Walter Energy Inc. *WLT*		93317Q105
	1	Elect Directors		For	For	Management
	2	Change Company Name		For	For	Management
	3	Authorize New Class of Preferred Stock		For	For	Management
	4	Approve Shareholder Rights Plan (Poison Pill)		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
04/24/09 - A	Abbott Laboratories *ABT*		002824100
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Nonqualified Employee Stock Purchase Plan		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	4	Ratify Auditors		For	For	Management
	5	Report on Animal Testing		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/24/09 - A	Kellogg Co. *K*		487836108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Approve Non-Employee Director Restricted Stock Plan		For	For	Management
	5	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	6	Declassify the Board of Directors		Against	For	Shareholder
04/27/09 - A	The Boeing Co. *BA*		097023105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Report on Foreign Military Sales		Against	Against	Shareholder
	8	Require Independent Lead Director		Against	For	Shareholder
	9	Restrict Severance Agreements (Change-in-Control)		Against	For	Shareholder
	10	Report on Political Contributions		Against	For	Shareholder
04/28/09 - A	International Business Machines Corp. *IBM*		459200101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder
	5	Review Executive Compensation		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/29/09 - A	EOG Resources, Inc. *EOG*		26875P101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/30/09 - A	Church & Dwight Co., Inc. *CHD*		171340102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/30/09 - A	Kimberly-Clark Corp. *KMB*		494368103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Provide Right to Call Special Meeting		For	For	Management
	4	Amend Omnibus Stock Plan		For	For	Management
	5	Provide for Cumulative Voting		Against	For	Shareholder
05/05/09 - A	Baxter International Inc. *BAX*		071813109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Animal Testing		Against	Against	Shareholder
05/05/09 - A	Philip Morris International Inc. *PM*		718172109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Harold Brown — For
	1.2	Elect Director Mathis Cabiallavetta — For
	1.3	Elect Director Louis C. Camilleri — For
	1.4	Elect Director J. Dudley Fishburn — For
	1.5	Elect Director Graham Mackay — For
	1.6	Elect Director Sergio Marchionne — Against
	1.7	Elect Director Lucio A. Noto — For
	1.8	Elect Director Carlos Slim Hel — For
	1.9	Elect Director Stephen M. Wolf — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/05/09 - A	The Travelers Companies, Inc. *TRV*		89417E109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Report on Political Contributions		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Arch Capital Group Ltd *ACGL*		G0450A105
	1	Elect Directors		For	For	Management
	2.1	Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.2	Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.3	Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.4	Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.5	Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.6	Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.7	Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.8	Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.9	Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.10	Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.11	Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.12	Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.13	Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.14	Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.15	Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.16	Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.17	Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.18	Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.19	Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2.20	Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.21	Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.22	Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.23	Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.24	Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.25	Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.26	Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.27	Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	2.28	Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries		For	For	Management
	3	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
05/06/09 - A	Fluor Corp. *FLR*		343412102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	Hess Corporation *HES*		42809H107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Edwards Lifesciences Corporation *EW*		28176E108
	1	Elect Director Mike R. Bowlin		For	For	Management
	2	Elect Director Barbara J. McNeil		For	For	Management
	3	Elect Director Michael A. Mussallem		For	For	Management
	4	Elect Director William J. Link		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
	6	Ratify Auditors		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/07/09 - A	People’s United Financial, Inc. *PBCT*		712704105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director George P. Carter — Withhold
	1.2	Elect Director Jerry Franklin — Withhold
	1.3	Elect Director Eunice S. Groark — For
	1.4	Elect Director James A. Thomas — Withhold
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Verizon Communications *VZ*		92343V104
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Approve Omnibus Stock Plan		For	For	Management
	5	Approve Executive Incentive Bonus Plan		For	For	Management
	6	Prohibit Executive Stock-Based Awards		Against	Against	Shareholder
	7	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	8	Require Independent Board Chairman		Against	Against	Shareholder
	9	Provide for Cumulative Voting		Against	For	Shareholder
	10	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
05/08/09 - A	Colgate-Palmolive Co. *CL*		194162103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
05/08/09 - A	Waste Management, Inc. *WMI*		94106L109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	4	Approve Omnibus Stock Plan		For	For	Management
	5	Report on Political Contributions		Against	For	Shareholder
	6	Reduce Supermajority Vote Requirement		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	Cliffs Natural Resources Inc *CLF*		18683K101
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
05/13/09 - A	National Oilwell Varco, Inc. *NOV*		637071101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/13/09 - A	Progress Energy, Inc. *PGN*		743263105
	1	Elect Director James E. Bostic, Jr.		For	For	Management
	2	Elect Director Harris E. DeLoach, Jr.		For	For	Management
	3	Elect Director James B. Hyler, Jr.		For	For	Management
	4	Elect Director William D. Johnson		For	For	Management
	5	Elect Director Robert W. Jones		For	Against	Management
	6	Elect Director W. Steven Jones		For	For	Management
	7	Elect Director E. Marie McKee		For	For	Management
	8	Elect Director John H. Mullin, III		For	For	Management
	9	Elect Director Charles W. Pryor, Jr.		For	For	Management
	10	Elect Director Carlos A. Saladrigas		For	For	Management
	11	Elect Director Theresa M. Stone		For	For	Management
	12	Elect Director Alfred C. Tollison, Jr.		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Approve Executive Incentive Bonus Plan		For	Against	Management
05/19/09 - A	Altria Group, Inc. *MO*		02209S103
	1	Elect Director Elizabeth E. Bailey		For	For	Management
	2	Elect Director Gerald L. Baliles		For	For	Management
	3	Elect Director Dinyar S. Devitre		For	For	Management
	4	Elect Director Thomas F. Farrell		For	For	Management
	5	Elect Director Robert E. R. Huntley		For	For	Management
	6	Elect Director Thomas W. Jones		For	For	Management
	7	Elect Director George Mu oz		For	For	Management
	8	Elect Director Nabil Y. Sakkab		For	For	Management
	9	Elect Director Michael E. Szymanczyk		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Reduce Tobacco Harm to Health		Against	Against	Shareholder
	12	Report on Marketing Practices on the Poor		Against	Against	Shareholder
	13	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	14	Adopt Human Rights Protocols for Company and Suppliers		Against	For	Shareholder
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	16	Report on Political Contributions		Against	For	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A	JPMorgan Chase & Co. *JPM*		46625H100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	4	Disclose Prior Government Service		Against	Against	Shareholder
	5	Provide for Cumulative Voting		Against	For	Shareholder
	6	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	7	Report on Predatory Lending Policies		Against	Against	Shareholder
	8	Amend Key Executive Performance Plan		Against	For	Shareholder
	9	Stock Retention/Holding Period		Against	For	Shareholder
	10	Prepare Carbon Principles Report		Against	Against	Shareholder
05/19/09 - A	Questar Corp. *STR*		748356102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Director/Officer Liability and Indemnification		For	For	Management
	5	Increase Authorized Common Stock		For	For	Management
	6	Eliminate a Provision Imposing Limits on Issuance of Preferred Stock		For	For	Management
	7	Amend Executive Incentive Bonus Plan		For	Against	Management
	8	Require a Majority Vote for the Election of Directors		None	For	Shareholder
	9	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
05/19/09 - A	The Gap, Inc. *GPS*		364760108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Advance Auto Parts Inc *AAP*		00751Y106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Ross Stores, Inc. *ROST*		778296103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/20/09 - A	Southwest Airlines Co. *LUV*		844741108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director David W. Biegler — Withhold
	1.2	Elect Director C. Webb Crockett — Withhold
	1.3	Elect Director William H. Cunningham — Withhold
	1.4	Elect Director John G. Denison — For
	1.5	Elect Director Travis C. Johnson — Withhold
	1.6	Elect Director Gary C. Kelly — Withhold
	1.7	Elect Director Nancy B. Loeffler — Withhold
	1.8	Elect Director John T. Montford — Withhold
	1.9	Elect Director Daniel D. Villanueva — For
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Reincorporate in Another State from Texas to North Dakota		Against	For	Shareholder
	5	Adopt Principles for Health Care Reform		Against	Against	Shareholder
05/20/09 - A	Universal Health Services, Inc. *UHS*		913903100
	1	Other Business		For	Against	Management
05/21/09 - A	Genzyme Corp. *GENZ*		372917104
	1	Elect Director Douglas A. Berthiaume		For	For	Management
	2	Elect Director Gail K. Boudreaux		For	For	Management
	3	Elect Director Robert J. Carpenter		For	For	Management
	4	Elect Director Charles L. Cooney		For	For	Management
	5	Elect Director Victor J. Dzau		For	For	Management
	6	Elect Director Connie Mack III		For	For	Management
	7	Elect Director Richard F. Syron		For	For	Management
	8	Elect Director Henri A. Termeer		For	For	Management
	9	Amend Omnibus Stock Plan		For	For	Management
	10	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	11	Ratify Auditors		For	For	Management
05/21/09 - A	Hasbro, Inc. *HAS*		418056107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	Lorillard, Inc. *LO*		544147101
	1	Elect Directors		For	Withhold	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/22/09 - A	FPL Group, Inc. *FPL*		302571104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Sherry S. Barrat — Withhold
	1.2	Elect Director Robert M. Beall, II — Withhold
	1.3	Elect Director J. Hyatt Brown — For
	1.4	Elect Director James L. Camaren — Withhold
	1.5	Elect Director J. Brian Ferguson — Withhold
	1.6	Elect Director Lewis Hay, III — For
	1.7	Elect Director Toni Jennings — Withhold
	1.8	Elect Director Oliver D. Kingsley, Jr. — For
	1.9	Elect Director Rudy E. Schupp — For
	1.10	Elect Director Michael H. Thaman — For
	1.11	Elect Director Hansel E. Tookes, II — For
	1.12	Elect Director Paul R. Tregurtha — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/27/09 - A	Express Scripts, Inc. *ESRX*		302182100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	McDonald’s Corp. *MCD*		580135101
	1	Elect Director Robert A. Eckert		For	For	Management
	2	Elect Director Enrique Hernandez, Jr.		For	For	Management
	3	Elect Director Jeanne P. Jackson		For	For	Management
	4	Elect Director Andrew J. McKenna		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Approve Executive Incentive Bonus Plan		For	For	Management
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Phase out Sales of Eggs from Battery Cage Hens		Against	Against	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/27/09 - A	Southern Company *SO*		842587107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Majority Voting and Eliminate Cumulative Voting for Uncontested Election of Directors		For	For	Management
	4	Eliminate Cumulative Voting		For	For	Management
	5	Report on Reducing GHG Emissions		Against	Against	Shareholder
	6	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/28/09 - A	Amazon.com, Inc. *AMZN*		023135106
	1	Elect Director Jeffrey P. Bezos		For	For	Management
	2	Elect Director Tom A. Alberg		For	For	Management
	3	Elect Director John Seely Brown		For	For	Management
	4	Elect Director L. John Doerr		For	For	Management
	5	Elect Director William B. Gordon		For	For	Management
	6	Elect Director Alain Monie		For	For	Management
	7	Elect Director Thomas O. Ryder		For	For	Management
	8	Elect Director Patricia Q. Stonesifer		For	For	Management
	9	Ratify Auditors		For	For	Management
05/28/09 - A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management
05/28/09 - C	Covidien plc *COV*		G2552X108
	1	Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement		For	For	Management
	2	Approve the Creation of Distributable Reserves of Covidien plc		For	For	Management
	3	Adjourn Meeting		For	For	Management
05/28/09 - A	Home Depot, Inc. *HD*		437076102
	1	Elect Director F. Duane Ackerman		For	For	Management
	2	Elect Director David H. Batchelder		For	For	Management
	3	Elect Director Francis S. Blake		For	For	Management
	4	Elect Director Ari Bousbib		For	For	Management
	5	Elect Director Gregory D. Brenneman		For	For	Management
	6	Elect Director Albert P. Carey		For	For	Management
	7	Elect Director Armando Codina		For	For	Management
	8	Elect Director Bonnie G. Hill		For	For	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	9	Elect Director Karen L. Katen		For	For	Management
	10	Ratify Auditors		For	For	Management
	11	Approve Right to Call Special Meetings		For	Against	Management
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Call Special Meetings		Against	For	Shareholder
	14	Prepare Employment Diversity Report		Against	For	Shareholder
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	16	Assess Energy Use and Establish Reduction Targets		Against	For	Shareholder
05/28/09 - A	Raytheon Co. *RTN*		755111507
	1	Elect Director Vernon E. Clark		For	Against	Management
	2	Elect Director John M. Deutch		For	For	Management
	3	Elect Director Frederic M. Poses		For	Against	Management
	4	Elect Director Michael C. Ruettgers		For	For	Management
	5	Elect Director Ronald L. Skates		For	For	Management
	6	Elect Director William R. Spivey		For	Against	Management
	7	Elect Director Linda G. Stuntz		For	For	Management
	8	Elect Director William H. Swanson		For	For	Management
	9	Ratify Auditors		For	For	Management
	10	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	11	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	14	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/28/09 - A	Stericycle, Inc. *SRCL*		858912108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/02/09 - A	The DirecTV Group, Inc *DTV*		25459L106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Declassify the Board of Directors		Against	For	Shareholder
06/03/09 - PC	Biogen Idec Inc. *BIIB*		09062X103
		Management Proxy (White Card)
	1.1	Elect Director Lawrence C. Best		For	Do Not Vote	Management
	1.2	Elect Director Alan B. Glassberg		For	Do Not Vote	Management
	1.3	Elect Director Robert W. Pangia		For	Do Not Vote	Management
	1.4	Elect Director William D. Young		For	Do Not Vote	Management
	2	Ratify Auditors		For	Do Not Vote	Management

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	3	Adopt Majority Voting for Uncontested Election of Directors		For	Do Not Vote	Management
	4	Fix Size of Board at 13 and Remove the Board’s Ability to Change the Size of the Board		Against	Do Not Vote	Shareholder
	5	Reincorporate in Another State [North Dakota]		Against	Do Not Vote	Shareholder
		Dissident Proxy (Gold Card)
	1.1	Elect Director Alexander J. Denner		For	For	Shareholder
	1.2	Elect Director Richard C. Mulligan		For	For	Shareholder
	1.3	Elect Director Thomas F. Deuel		For	Withhold	Shareholder
	1.4	Elect Director David Sidransky		For	Withhold	Shareholder
	2	Fix Size of Board at 13 and Remove the Board’s Ability to Change the Size of the Board		For	For	Shareholder
	3	Reincorporate in Another State [North Dakota]		For	Against	Shareholder
	4	Ratify Auditors		For	For	Management
	5	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
06/05/09 - A	Wal-Mart Stores, Inc. *WMT*		931142103
	1	Elect Director Aida M. Alvarez		For	For	Management
	2	Elect Director James W. Breyer		For	For	Management
	3	Elect Director M. Michele Burns		For	For	Management
	4	Elect Director James I. Cash, Jr.		For	For	Management
	5	Elect Director Roger C. Corbett		For	For	Management
	6	Elect Director Douglas N. Daft		For	For	Management
	7	Elect Director Michael T. Duke		For	For	Management
	8	Elect Director Gregory B. Penner		For	For	Management
	9	Elect Director Allen I. Questrom		For	For	Management
	10	Elect Director H. Lee Scott, Jr.		For	For	Management
	11	Elect Director Arne M. Sorenson		For	For	Management
	12	Elect Director Jim C. Walton		For	For	Management
	13	Elect Director S. Robson Walton		For	For	Management
	14	Elect Director Christopher J. Williams		For	For	Management
	15	Elect Director Linda S. Wolf		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	18	Pay For Superior Performance		Against	Against	Shareholder
	19	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	20	Report on Political Contributions		Against	For	Shareholder
	21	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	22	Stock Retention/Holding Period		Against	Against	Shareholder

Nuveen Symphony Optimized Alpha Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast		Proponent
06/11/09 - A	Freeport-McMoRan Copper & Gold Inc. *FCX*		35671D857
	1	Elect Directors		For	For	��	Management
	2	Ratify Auditors		For	For		Management
	3	Approve Executive Incentive Bonus Plan		For	For		Management
	4	Request Director Nominee Environmental Qualifications		Against	For		Shareholder
06/17/09 - A	Celgene Corp. *CELG*		151020104
	1	Elect Directors		For	For		Management
	2	Ratify Auditors		For	For		Management
	3	Amend Omnibus Stock Plan		For	For		Management
	4	Require a Majority Vote for the Election of Directors		Against	For		Shareholder
06/18/09 - A	Petrohawk Energy Corporation *HK*		716495106
	1	Elect Directors		For	For		Management
	2	Increase Authorized Common Stock		For	For		Management
	3	Amend Omnibus Stock Plan		For	For		Management
	4	Amend Non-Employee Director Omnibus Stock Plan		For	For		Management
	5	Permit Board to Amend Bylaws Without Shareholder Consent		For	Against		Management
	6	Ratify Auditors		For	For		Management

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/28/08 - S	* SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
	1	Amend Articles		For	For	Management
	2	Elect Director		For	For	Management
08/06/08 - S	* Mineral Deposits Ltd. *MNLDF*		Q6154S101
	1	Ratify Past Issuance of a Total of 63 Million Shares at A$0.77 Each to Institutional Investors Procured or Sourced by Euroz Securities Ltd and GMP Securities Europe LLP		For	For	Management
08/27/08 - S	* Huaneng Power International Inc. *HNP*		443304100
		Meeting for ADR Holders
	1	Elect Cao Peixi as Director		For	For	Management
	2	Elect Huang Jian as Director		For	For	Management
08/27/08 - A	* Smithfield Foods, Inc. *SFD*		832248108
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
09/10/08 - A	* First Uranium Corp. *FIU*		33744R102
	1	Elect Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
09/19/08 - A	* Simmer & Jack Mines Ltd. *SJACF*		S76417104
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Year Ended March 31, 2008		For	For	Management
	2	Elect Directors		For	For	Management
	3	Ratify Grant Thornton as Auditors		For	For	Management
	4	Place All Authorized But Unissued Shares under Control of Directors		For	Against	Management
	5	Authorize the Issuance of Shares for Cash and the Issuance of Convertible Securities		For	For	Management
	6	Approve Stock Option Grants to Non-Executive Directors		For	Against	Management
	7	Authorize Repurchase of Up to 20 Percent of Issued Share Capital		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
10/09/08 - A	* MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/21/08 - S	* Petrochina Company Limited *PTR*		71646E100
		Meeting for ADR Holders
	1	Approve New Comprehensive Agreement and Revised Non-Exempt Annual Caps		For	Against	Management
	2	Approve Supplemental Agreement to the CRMSC Products and Services Agreement and Related Annual Caps		For	For	Management
10/23/08 - A	* Impala Platinum Holdings Ltd. *IMPUY*		S37840113
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve Remuneration of Non-Executive Directors		For	For	Management
	4	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
10/30/08 - A	* Newcrest Mining Ltd. *NCM*		Q6651B114
	1	Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008		None	None	Management
	2a	Elect Richard Knight as Director		For	For	Management
	2b	Elect Don Mercer as Director		For	For	Management
	3	Approve Remuneration Report for the Year Ended June 30, 2008		For	For	Management
	4	Renew Partial Takeover Provision		For	For	Management
	5	Approve Amendments to the Company’s Constitution		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
11/12/08 - A	* Gold Fields Limited *GFI*		38059T106
		Meeting for ADR Holders
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008		For	For	Management
	2	Reelect DN Murray as Director		For	For	Management
	3	Reelect CI von Christerson as Director		For	For	Management
	4	Reelect GM Wilson as Director		For	For	Management
	5	Reelect AJ Wright as Director		For	For	Management
	6	Place Authorized But Unissued Ordinary Shares under Control of Directors		For	For	Management
	7	Place Authorized But Unissued Non-Convertible Redeemable Shares under Control of Directors		For	For	Management
	8	Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital		For	For	Management
	9	Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Limited 2005 Non-Executive Share Plan		For	For	Management
	10	Approve Increase in Directors’ Fees		For	For	Management
		Special Meeting Agenda
	11	Authorize Repurchase of Up to 20 Percent of Issued Share Capital		For	For	Management
11/18/08 - S	* Crystallex International Corp. *KRY*		22942F101
	1	Approve New Share Option Plan		For	Against	Management
	2	Ratify Share Option Grants to Certain Directors, Officers, Employees and Consultants		For	Against	Management
	3	Amend Directors Remuneration Plan		For	For	Management
	4	Other Business		For	Against	Management
11/27/08 - A	* Mineral Deposits Ltd. *MNLDF*		Q6154S101
	1	Approve Remuneration Report for the Financial Year Ended June 30, 2008		For	Against	Management
	2	Elect Clever Gomes Da Fonseca as Director		For	Against	Management
	3	Elect Martin Clyde Ackland as Director		For	Against	Management
	4	Approve Issuance of Securities Pursuant to the MDL Employee Option Plan		For	Against	Management
	5	Approve Increase in Remuneration of Non-Executive Directors From A$150,000 to A$500,000 Per Annum		None	For	Management
	6	Amend Constitution by Adoption of a New Clause 23		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
12/08/08 - S	* Korea Electric Power Corp. *KED*		500631106
		Meeting for ADR Holders
	1	Elect Kang Seung-Cheol as Inside Director		For	For	Management
	2	Elect Kang Seong-Chuln, an Inside Director as Audit Committee Member		For	Against	Management
	3	Elect Kim Sun-Jin, an Outside Director as Audit Committee Member		For	For	Management
	4	Elect Kim Jung-Kook, an Outside Director as Audit Committee Member		For	Against	Management
	5	Approve Remuneration of Inside and Outside Directors		For	For	Management
	6	Approve Limit on Remuneration of Internal Auditors		For	For	Management
12/23/08 - S	* Huaneng Power International Inc. *HNP*		443304100
		Meeting for ADR Holders
	1	TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUANCE OF MID-TERM FINANCIAL INSTRUMENTS BY THE COMPANY		For	Against	Management
	2	TO CONSIDER AND APPROVE THE FRAMEWORK AGREEMENT ON THE CONTINUING CONNECTED TRANSACTIONS BETWEEN HUANENG POWER INTL INC. AND CHINA HUANENG GRP		For	For	Management
	3	TO CONSIDER AND APPROVE THE FRAMEWORK AGREEMENT ON THE CONTINUING CONNECTED TRANSACTIONS BETWEEN HUANENG POWER INTL INC. AND CHINA HUANENG FINANCE CORPORATION LTD		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
01/27/09 - A	* Siemens AG *SI*		D69671218
	1	Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting)		None	None	Management
	2	Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting)		None	None	Management
	3	Approve Allocation of Income and Dividends of EUR 1.60 per Share		For	For	Management
	4.1	Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008		For	For	Management
	4.2	Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008		For	For	Management
	4.3	Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008		For	For	Management
	4.4	Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008		For	For	Management
	4.5	Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008		For	For	Management
	4.6	Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008		For	For	Management
	4.7	Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008		For	For	Management
	4.8	Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008		For	For	Management
	4.9	Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008		For	For	Management
	4.10	Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008		For	For	Management
	4.11	Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008		For	For	Management
	4.12	Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008		For	For	Management
	4.13	Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008		For	For	Management
	4.14	Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5.1	Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008		For	For	Management
	5.2	Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008		For	For	Management
	5.3	Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2007/2008		For	For	Management
	5.4	Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008		For	For	Management
	5.5	Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008		For	For	Management
	5.6	Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008		For	For	Management
	5.7	Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008		For	For	Management
	5.8	Approve Discharge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008		For	For	Management
	5.9	Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/2008		For	For	Management
	5.10	Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008		For	For	Management
	5.11	Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008		For	For	Management
	5.12	Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008		For	For	Management
	5.13	Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008		For	For	Management
	5.14	Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008		For	For	Management
	5.15	Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008		For	For	Management
	5.16	Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008		For	For	Management
	5.17	Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008		For	For	Management
	5.18	Approve Discharge of Former Supervisory Board Member Walter Kroell for Fiscal 2007/2008		For	For	Management
	5.19	Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2007/2008		For	For	Management
	5.20	Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008		For	For	Management
	5.21	Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008		For	For	Management
	5.22	Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5.23	Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008		For	For	Management
	5.24	Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008		For	For	Management
	5.25	Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008		For	For	Management
	5.26	Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008		For	For	Management
	5.27	Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008		For	For	Management
	5.28	Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008		For	For	Management
	5.29	Approve Discharge of Former Supervisory Board Member Peter von Siemens for Fiscal 2007/2008		For	For	Management
	5.30	Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008		For	For	Management
	5.31	Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008		For	For	Management
	5.32	Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008		For	For	Management
	6	Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009		For	For	Management
	7	Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares		For	For	Management
	8	Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares		For	For	Management
	9	Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights		For	For	Management
	10	Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights		For	For	Management
	11	Approve Remuneration of Supervisory Board		For	For	Management
	12	Amend Articles Re: Decision Making of General Meeting		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
01/29/09 - A	* BJ Services Company *BJS*		055482103
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
01/29/09 - A	* Lonmin plc *LNMIY*		G56350112
	1	Accept Financial Statements and Statutory Reports		For	For	Management
	2	Approve Remuneration Report		For	For	Management
	3	Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration		For	For	Management
	4	Re-elect Sir John Craven as Director		For	For	Management
	5	Re-elect Michael Hartnall as Director		For	For	Management
	6	Re-elect Roger Phillimore as Director		For	For	Management
	7	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 52,600,000		For	For	Management
	8	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,800,000		For	For	Management
	9	Authorise 15,700,000 Ordinary Shares for Market Purchase		For	For	Management
	10	Adopt New Articles of Association		For	For	Management
	11	Amend Lonmin Stay and Prosper Plan		For	For	Management
	12	Amend Lonmin plc Shareholder Value Incentive Plan		For	For	Management
01/30/09 - A	Petrobras Energia Participaciones S.A. *PZE*		71646M102
		Meeting for ADR Holders
	1	APPROVAL OF THE PERFORMANCE OF SUSPENDED DIRECTORS.		For		Management
	2	APPROVAL OF THE MERGER OF THE COMPANY AND PETROBRAS ENERGIA S.A.( PESA ), WHEREBY PESA IS THE ABSORBING AND SURVIVING COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	3	APPROVAL OF THE PRELIMINARY MERGER AGREEMENT SIGNED BY THE COMPANY AND PESA ON SEPTEMBER 2, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management
	4	APPROVAL OF THE COMPANYS FINANCIAL STATEMENTS AS OF JUNE 30, 2008. COMPANY AND PEPSA IS THE ABSORBED COMPANY (THE MERGER ).		For		Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5	APPROVAL OF THE EXCHANGE RATIO IN CONNECTION WITH THE MERGER.		For		Management
	6	DISSOLUTION OF THE COMPANY AS A RESULT OF THE MERGER.		For		Management
	7	AUTHORIZATION FOR EXECUTION OF THE DEFINITIVE MERGER AGREEMENT.		For		Management
	8	DELEGATION TO THE BOARD OF DIRECTORS, WITH POWERS TO SUBDELEGATE, OF ANY POWERS NECESSARY TO TAKE ANY AND ALL STEPS REQUIRED IN CONNECTION WITH THE MERGER AND DISSOLUTION OF THE COMPANY.		For		Management
	9	APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES.		For		Management
02/06/09 - A	* Tyson Foods, Inc. *TSN*		902494103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Don Tyson — For
	1.2	Elect Director John Tyson — For
	1.3	Elect Director Richard L. Bond — For
	1.4	Elect Director Lloyd V. Hackley — Withhold
	1.5	Elect Director Jim Kever — For
	1.6	Elect Director Kevin M. McNamara — Withhold
	1.7	Elect Director Brad T. Sauer — For
	1.8	Elect Director Jo Ann R. Smith — For
	1.9	Elect Director Barbara A. Tyson — For
	1.10	Elect Director Albert C. Zapanta — Withhold
	2	Ratify Auditors		For	For	Management
	3	Disclose GHG Emissions Caused by Individual Products via Product Packaging		Against	Against	Shareholder
	4	Phase out Use of Gestation Crates		Against	Against	Shareholder

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
02/16/09 - S	Simmer & Jack Mines Ltd. *SJACF*		S76417104
	1	Place 115,500,000 Ordinary Shares under Control of Directors who are Authorized to Allot and Issue Such Shares to Aberdeen in Terms of the Loan Agreement		Against	Against	Management
	2	Authorize Board to Ratify and Execute Approved Resolutions		Against	Against	Management
02/24/09 - A	Industrias Penoles S.A.B. de C.V. *IPOAF*		P55409141
		No Voting Restrictions
	1	Accept Financial Statements and Statutory Reports for Year Ended Dec. 31, 2008		For	For	Management
	2	Approve Allocation of Income		For	For	Management
	3	Set Aggregate Nominal Amount of Share Repurchase Reserve		For	For	Management
	4	Elect Directors and Approve Their Remuneration		For	Against	Management
	5	Elect Chairman of Audit and Corporate Practices Committee		For	Against	Management
	6	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting		For	For	Management
04/01/09 - A	Stora Enso Oyj (Formerly Enso Oy) *SEOAY*		X21349117
	1	Open Meeting		None	None	Management
	2	Calling the Meeting to Order		None	None	Management
	3	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting		For	For	Management
	4	Acknowledge Proper Convening of Meeting		For	For	Management
	5	Prepare and Approve List of Shareholders		For	For	Management
	6	Receive Financial Statements and Statutory Reports; Receive Auditor’s Report; Receive CEO’s Report		None	None	Management
	7	Accept Financial Statements and Statutory Reports		For	For	Management
	8	Approve Allocation of Income and Dividends of EUR 0.20 Per Share		For	For	Management
	9	Approve Discharge of Board and President		For	For	Management
	10	Approve Annual Remuneration of Directors in the Amount of EUR 67,500 for Chairman, EUR 42,500 for Vice Chair, and EUR 30,000 for Other Directors; Approve Remuneration of Committee Work		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	11	Fix Number of Directors at Nine		For	For	Management
	12	Reelect Gunnar Brock, Claes Dahlback, Dominique Dubreuil, Birgitta Kantola, Ilkka Niemi, Juha Rantanen, Matti Vuoria and Marcus Wallenberg as Directors; Elect Hans Straberg as New Director		For	For	Management
	13	Approve Remuneration of Auditors		For	For	Management
	14	Ratify Deloitte & Touche as Auditors		For	For	Management
	15	Elect Members of Nominating Committee		For	Against	Management
	16	Approve Reduction of Share Premium Fund and Reserve Fund via Transfer of Funds Into Invested Non-Restricted Equity Fund.		For	For	Management
		Shareholder Proposals
	17	Forbid Company from Procuring Wood from Rare Contiguous Wilderness Areas of Lapland		None	Against	Shareholder
		Management Proposals
	18	Presentation of Minutes of the Meeting		None	None	Management
	19	Close Meeting		None	None	Management
04/13/09 - S	SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
	1	Elect Director		For	Against	Management
04/15/09 - A	Anglo American plc *AAL*		G03764134
	1	Accept Financial Statements and Statutory Reports		For	For	Management
	2	Re-elect David Challen as Director		For	For	Management
	3	Re-elect Dr Chris Fay as Director		For	For	Management
	4	Re-elect Sir Rob Margetts as Director		For	For	Management
	5	Re-elect Sir Mark Moody-Stuart as Director		For	For	Management
	6	Re-elect Fred Phaswana as Director		For	For	Management
	7	Re-elect Mamphela Ramphele as Director		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	8	Re-elect Peter Woicke as Director		For	For	Management
	9	Reappoint Deloitte LLP as Auditors of the Company		For	For	Management
	10	Authorise Board to Fix Remuneration of Auditors		For	For	Management
	11	Approve Remuneration Report		For	For	Management
	12	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 72,300,000		For	For	Management
	13	Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 36,100,000		For	For	Management
	14	Authorise 197,300,000 Ordinary Shares for Market Purchase		For	For	Management
04/23/09 - A	AGCO Corp. *AGCO*		001084102
	1	Elect Directors		For	Split	Management
	1.1	Elect Director P. George Benson — For
	1.2	Elect Director Gerald L. Shaheen — Withhold
	1.3	Elect Director Hendrikus Visser — For
	2	Ratify Auditors		For	For	Management
04/23/09 - A	ERG spa *ERG*		T3707Z101
		Ordinary Business
	1	Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports		For		Management
	2	Elect Directors, Fix Their Number, and Approve Their Remuneration		For		Management
	3	Integrate Internal Statutory Auditors’ Board		For		Management
	4	Approve Auditors and Fix Their Remuneration		For		Management
	5	Authorize Share Repurchase Program and Reissuance of Repurchased Shares		For		Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/28/09 - A	Consol Energy, Inc. *CNX*		20854P109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director John Whitmire — For
	1.2	Elect Director J. Brett Harvey — For
	1.3	Elect Director James E. Altmeyer, Sr. — Withhold
	1.4	Elect Director Philip W. Baxter — For
	1.5	Elect Director William E. Davis — For
	1.6	Elect Director Raj K. Gupta — For
	1.7	Elect Director Patricia A. Hammick — For
	1.8	Elect Director David C. Hardesty, Jr. — For
	1.9	Elect Director John T. Mills — For
	1.10	Elect Director William P. Powell — For
	1.11	Elect Director Joseph T. Williams — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	5	Provide Early Disclosure of Shareholder Proposal Voting Results		Against	For	Shareholder
04/28/09 - A	Nexen Inc. *NXY*		65334H102
	1	Elect Directors		For	For	Management
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration		For	For	Management
04/28/09 - A/S	OPTI Canada Inc. *OPC*		68383K109
	1	Fix Number of Directors at Six		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	4	Approve Shareholder Rights Plan		For	For	Management
04/29/09 - A	Newmont Mining Corp. *NEM*		651639106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	4	Require a Majority Vote for the Election of Directors		Against	For	Shareholder

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/29/09 - A/S	SABESP, Companhia Saneamento Basico Sao Paulo *SBS*		20441A102
		Meeting for ADR Holders
		Annual Meeting Agenda
	1	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008		For	Against	Management
	2	Approve Allocation of Income and Dividends		For	For	Management
	3	Elect Fiscal Council Members		For	Against	Management
		Special Meeting Agenda
	4	Approve Paid Leave for Executive Officers, in Accordance with Sao Paulo State Regulations		For	For	Management
04/30/09 - A	Minara Resources Ltd. *MREJF*		Q6120A101
	1	Elect Directors		For	For	Management
	2	Approve Remuneration Report for the Year Ended Dec. 31, 2008		For	For	Management
04/30/09 - A/S	Technip *TKPPY*		F90676101
		Ordinary Business
	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Approve Allocation of Income and Dividends of EUR 1.20 per Share		For	For	Management
	3	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	4	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009		For	Against	Management
	5	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008		For	For	Management
	6	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008		For	For	Management
	7	Reelect Jean-Pierre Lamoure as Director		For	For	Management
	8	Reelect Daniel Lebegue as Director		For	For	Management
	9	Reelect Bruno Weymuller as Director		For	For	Management
	10	Elect Gerard Hauser as Director		For	For	Management
	11	Elect Marwan Lahoud as Director		For	For	Management
	12	Elect Joseph Rinaldi as Director		For	For	Management
	13	Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000		For	For	Management
	14	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	15	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million		For	For	Management
	16	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million		For	For	Management
	17	Approve Employee Stock Purchase Plan		For	Against	Management
	18	Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan		For	Against	Management
	19	Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18		For	For	Management
	20	Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan		For	Against	Management
	21	Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20		For	Against	Management
	22	Authorize Filing of Required Documents/Other Formalities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/30/09 - A	USEC Inc. *USU*		90333E108
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
05/04/09 - A	Trinity Industries, Inc. *TRN*		896522109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A/S	Kinross Gold Corporation *K*		496902404
	1	Elect Directors		For	For	Management
	2	Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Approve Shareholder Rights Plan		For	For	Management
05/06/09 - A	Lihir Gold Ltd. *LIHR*		Y5285N149
	1	Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008		For	For	Management
	2	Elect Alister Maitland as Director		For	For	Management
	3	Elect Geoff Loudon as Director		For	For	Management
	4	Approve PricewaterhouseCoppers as Auditor		For	For	Management
	5	Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan		For	For	Management
	6	Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009		For	For	Management
	7	Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009		For	For	Management
05/06/09 - A	Tesoro Corp. *TSO*		881609101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Alumina Ltd (formerly Wmc Limited) *AWC*		Q0269M109
	1	Receive Financial Statements and Statutory Reports for the Year Ended Dec.31, 2008		None	None	Management
	2	Approve Remuneration Report for the Year Ended Dec. 31, 2008		For	For	Management
	3a	Elect Donald M Morley as a Director		For	For	Management
	3b	Elect John Bevan as a Director		For	For	Management
	4	Approve Issuance of Up to 191,600 Performance Rights to John Bevan, Chief Executive Officer, Under the Company’s Long Term Incentive Plan		For	For	Management
	5	Adopt New Constitution		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/07/09 - A	Mondi plc *MONDF*		G6258S107
		Common Business: Mondi Limited and Mondi plc
	1	Elect Andrew King as Director		For	For	Management
	2	Re-elect Imogen Mkhize as Director		For	For	Management
	3	Re-elect Peter Oswald as Director		For	For	Management
	4	Re-elect Sir John Parker as Director		For	For	Management
		Mondi Limited Business
	5	Accept Financial Statements and Statutory Reports		For	For	Management
	6	Approve Remuneration Report		For	For	Management
	7	Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited		For	For	Management
	8	Reappoint Deloitte & Touche as Auditors of the Company		For	For	Management
	9	Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors		For	For	Management
	10	Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	11	Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	12	Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up 7,344,816 Mondi Limited Ordinary Shares		For	For	Management
	13	Authorise up to Ten Percent of the Mondi Limited’s Issued Ordinary Shares for Market Purchase		For	For	Management
		Mondi plc Business
	14	Accept Financial Statements and Statutory Reports		For	For	Management
	15	Approve Remuneration Report		For	For	Management
	16	Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc		For	For	Management
	17	Reappoint Deloitte LLP as Auditors of the Company		For	For	Management
	18	Authorise Board of Mondi plc to Fix Remuneration of Auditors		For	For	Management
	19	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20		For	For	Management
	20	Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408		For	For	Management
	21	Authorise 18,362,040 Mondi plc’s Ordinary Shares for Market Purchase		For	For	Management
05/07/09 - A	Peabody Energy Corp. *BTU*		704549104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Gregory H. Boyce — For
	1.2	Elect Director William E. James — For
	1.3	Elect Director Robert B. Karn III — Withhold
	1.4	Elect Director M. Frances Keeth — For
	1.5	Elect Director Henry E. Lentz — Withhold
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast		Proponent
05/07/09 - A/S	Potash Corporation of Saskatchewan Inc. *POT*		73755L107
	1	Elect Directors		For	For		Management
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For		Management
	3	Approve 2009 Performance Option Plan		For	Against		Management
		Shareholder Proposals
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For		Shareholder
05/08/09 - A	Alcoa Inc. *AA*		013817101
	1	Elect Directors		For	For		Management
	2	Ratify Auditor		For	For		Management
	3	Approve Omnibus Stock Plan		For	For		Management
	4	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For		Shareholder
05/08/09 - A/S	Ivanhoe Mines Ltd. *IVN*		46579N103
	1	Elect Directors		For	Split		Management
	1.1	Elect Director Robert M. Friedland — For
	1.2	Elect Director David Huberman — Withhold
	1.3	Elect Director John Macken — For
	1.4	Elect Director Peter Meredith — For
	1.5	Elect Director Bret Clayton — For
	1.6	Elect Director Kjeld Thygesen — Withhold				��
	1.7	Elect Director Robert Hanson — Withhold
	1.8	Elect Director Markus Faber — Withhold
	1.9	Elect Director Howard Balloch — Withhold
	1.10	Elect Director David Korbin — Withhold
	1.11	Elect Director R. Edward Flood — For
	1.12	Elect Director Livia Mahler — For
	2	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For		Management
	3	Amend Equity Incentive Plan		For	Against		Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	Petrochina Company Limited *PTR*		71646E100
		Meeting for ADR Holders
	1	Accept Report of the Board of Directors		For	For	Management
	2	Accept Report of the Supervisory Committee		For	For	Management
	3	Accept Financial Statements and Statutory Reports		For	For	Management
	4	Approve Final Dividends		For	For	Management
	5	Approve Distribution of Interim Dividends for the Year 2009		For	For	Management
	6	Reappoint PriccewaterhouseCoopers, Certified Public Accountants andPricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		For	For	Management
	7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		For	Against	Management
	8	Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of Up to RMB 100 Billion		For	For	Management
	9	Elect Wang Daocheng as Independent Supervisor		None	For	Shareholder
05/14/09 - A/S	MagIndustries Corp. *MAA*		55917T102
	1	Elect Bryan Benitz, William B. Burton, Stephane A. Rigny, Gerard Munera, Victor Wells, Gary E. German, Richard John Linnell, and Moustapha Niasse as Directors		For	For	Management
	2	Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Re-approval of Rolling 10% Stock Option Plan		For	Against	Management
05/14/09 - A	Union Pacific Corp. *UNP*		907818108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/15/09 - A	AngloGold Ashanti Ltd *AU*		035128206
		Meeting for ADR Holders
	1	Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008		For	For	Management
	2	Re-appoint Ernst & Young Inc as Auditors of the Company		For	For	Management
	3	Reelect RP Edey as Director		For	For	Management
	4	Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time		For	For	Management
	5	Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital		For	For	Management
	6	Approve Remuneration of Non-Executive Directors		For	For	Management
	7	Authorise Directors to Issue Convertible Bonds		For	For	Management
	8	Approve Increase in Authorized Share Capital		For	For	Management
	9	Amend Articles of Association		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/15/09 - A	Silver Standard Resources Inc. *SSO*		82823L106
	1	Fix Number of Directors at Eight		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
05/19/09 - A	Entree Gold Inc. *ETG*		29383G100
	1	Fix Number of Directors at Six		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	4	Other Business		For	Against	Management
05/19/09 - A	PNM Resources Inc *PNM*		69349H107
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/19/09 - A	Royal Dutch Shell plc *RDS/A*		G7690A100
	1	Accept Financial Statements and Statutory Reports		For	For	Management
	2	Approve Remuneration Report		For	Against	Management
	3	Elect Simon Henry as Director		For	For	Management
	4	Re-elect Lord Kerr of Kinlochard as Director		For	For	Management
	5	Re-elect Wim Kok as Director		For	For	Management
	6	Re-elect Nick Land as Director		For	For	Management
	7	Re-elect Jorma Ollila as Director		For	For	Management
	8	Re-elect Jeroen van der Veer as Director		For	For	Management
	9	Re-elect Hans Wijers as Director		For	For	Management
	10	Reappoint PricewaterhouseCoopers LLP as Auditors of the Company		For	For	Management
	11	Authorise Board to Fix Remuneration of Auditors		For	For	Management
	12	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million		For	For	Management
	13	Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million		For	For	Management
	14	Authorise 624 Million Ordinary Shares for Market Purchase		For	For	Management
	15	Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation		Vote Cast	Proponent
05/20/09 - A/S	Electricite de France *ECIFY*		F2940H113
		Ordinary Business			��
	1	Approve Financial Statements and Statutory Reports		For		For	Management
	2	Accept Consolidated Financial Statements and Statutory Reports		For		For	Management
	3	Approve Allocation of Income and Dividends of EUR 1.28 per Share		For		For	Management
	A	Approve Dividends of EUR 0.64 per Share		Against		Against	Shareholder
	4	Approve Auditors’ Special Report Regarding Related-Party Transactions		For		For	Management
	5	Approve aditional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008		For		For	Management
	B	Approve No Additional Remuneration for Directors for Fiscal Year 2008		Against		Against	Shareholder
	6	Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fiscal Year 2009		For		For	Management
	7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For		For	Management
		Special Business
	8	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For		For	Management
	9	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For		For	Management
	10	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		For		For	Management
	11	Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value		For		For	Management
	12	Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers		For		For	Management
	13	Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions		For		For	Management
	14	Approve Employee Stock Purchase Plan		For		For	Management
	15	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For		For	Management
	16	Authorize Filing of Required Documents/Other Formalities		For		For	Management
05/20/09 - A	Warren Resources Inc *WRES*		93564A100
	1	Elect Directors		For		Withhold	Management
	2	Ratify Auditors		For		For	Management
	3	Other Business		For		Against	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/26/09 - A/S	NovaGold Resources Inc. *NG*		66987E206
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Kalidas Madhavpeddi — For
	1.2	Elect Director Gerald J. McConnell — Withhold
	1.3	Elect Director Tony Giardini — For
	1.4	Elect Director Clynton Nauman — For
	1.5	Elect Director James L. Philip — For
	1.6	Elect Director Rick Van Nieuwenhuyse — For
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Amend Stock Option Plan		For	Against	Management
	4	Approve Performance Share Unit Plan		For	Against	Management
	5	Approve Deferred Share Unit Plan		For	For	Management
05/27/09 - A	Cameco Corp. *CCO*		13321L108
	1	The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box)		None	Abstain	Management
	2	Elect Directors		For	For	Management
	3	Ratify KPMG LLP as Auditors		For	For	Management
05/28/09 - A	Ensco International, Inc. *ESV*		26874Q100
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/29/09 - A	Moto Goldmines Ltd. *MGL*		61981U108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Samuel Jonah KBE — Withhold
	1.2	Elect Director T. Sean Harvey — For
	1.3	Elect Director David L. Hodgson — For
	1.4	Elect Director Walter H. Kansteiner — For
	1.5	Elect Director Jeffrey O’Leary — For
	1.6	Elect Director Andrew R. Dinning — For
	1.7	Elect Director Mark R. Arnesen — For
	1.8	Elect Director Louis Watum — For
	2	Approve Parker Simone LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/03/09 - A	Eastern Platinum Ltd. *ELR*		276855103
	1	Fix Number of Directors at Eight		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
06/04/09 - A/S	Suncor Energy Inc *SU*		867229106
	1	Approve Plan of Arrangement - Merger with Petro-Canada		For	For	Management
	2	Amend Stock Option Plan		For	Against	Management
	3	Elect Directors		For	For	Management
	4	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
06/11/09 - A	Freeport-McMoRan Copper & Gold Inc. *FCX*		35671D857
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Request Director Nominee Environmental Qualifications		Against	For	Shareholder
06/11/09 - A/S	Gold Reserve Inc. *GRZ*		38068N108
		Meeting for Class A and Class B Common Shareholders
	1	Elect Rockne J. Timm, A. Douglas Belanger, James P. Geyer, James H. Coleman, Patrick D. McChesney, Chris D. Mikkelsen and Jean Charles Potvin as Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	3	Re-approve 1997 Equity Incentive Plan		For	Against	Management
	4	Amend Shareholder Rights Plan		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/12/09 - A	Chesapeake Energy Corp. *CHK*		165167107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Richard K. Davidson — Withhold
	1.2	Elect Director V. Burns Hargis — For
	1.3	Elect Director Charles T. Maxwell — Withhold
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Declassify the Board of Directors		Against	For	Shareholder
	6	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	7	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
06/15/09 - A	Geovic Mining Corp *GVCM*		373686104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director William A. Buckovic — Withhold
	1.2	Elect Director Michael A. Goldberg — For
	1.3	Elect Director Robert J. MacDonald — For
	1.4	Elect Director Michael T. Mason — Withhold
	1.5	Elect Director Wade D. Nesmith — For
	1.6	Elect Director John T. Perry — For
	1.7	Elect Director Gregg J. Sedun — Withhold
	1.8	Elect Director John E. Sherborne — Withhold
	2	Amend Stock Option Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
06/17/09 - A	Pioneer Natural Resources Co. *PXD*		723787107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Amend Omnibus Stock Plan		For	For	Management
06/23/09 - A	Mitsui & Co. *8031*		J44690139
	1	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines		For	For	Management
	2	Elect Directors		For	For	Management
	3	Appoint Statutory Auditor		For	For	Management
06/24/09 - A/S	Crystallex International Corp. *KRY*		22942F101
	1	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
	2	Elect Robert A. Fung, Gordon M. Thompson, Michael J.H. Brown, C. William Longden, Henry J. Near, Marc J. Oppenheimer, Johan C. van’t Hof, and Armando F. Zullo as Directors		For	For	Management
	3	Approve Stock Option Plan		For	Against	Management
	4	Approve Shareholder Rights Plan		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/26/09 - A	Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda - Part 1 of 2; Items 1 to 7.92
	1	Approval Of The Annual Report Of The Company.		For	For	Management
	2	Approval Of The Annual Accounting Statements, Including The Profit And Loss Reports Of The Company.		For	For	Management
	3	Approval Of The Distribution Of Profit Of The Company Based On The Results Of 2008.		For	For	Management
	4	Regarding The Amount Of, Time For And Form Of Payment Of Dividends Based On The Results Of 2008.		For	For	Management
	5	Approval Of The External Auditor Of The Company.		For	For	Management
	6	Regarding The Remuneration Of Members Of The Board Of Directors And Audit Commission Of The Company.		For	Against	Management
	7.1	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Agreements		For	For	Management
	7.2	Approve Related-Party Transactions with OAO Sberbank Re: Loan Agreements		For	For	Management
	7.3	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Agreements		For	For	Management
	7.4	Approve Related-Party Transactions with State Corporation Vnesheconombank Re: Loan Agreements		For	For	Management
	7.5	Approve Related-Party Transactions with OAO Rosselkhozbank Re: Loan Agreements		For	For	Management
	7.6	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Facility Agreements		For	For	Management
	7.7	Approve Related-Party Transactions with OAO Sberbank Re: Loan Facility Agreements		For	For	Management
	7.8	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Loan Facility Agreements		For	For	Management
	7.9	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Facility Agreements		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.10	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.11	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.12	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.13	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.14	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.15	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.16	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.17	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.18	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Foreign Currency Purchase		For	For	Management
	7.19	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.20	Approve Related-Party Transactions with OAO Sberbank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.21	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.22	Approve Related-Party Transaction with Nord Stream AG Re: Gas Transportation Agreement		For	For	Management
	7.23	Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreement in Favor of AK Uztransgaz for Gas Transportation Across Uzbekistan		For	For	Management
	7.24	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline		For	For	Management
	7.25	Approve Related-Party Transactions with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.26	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Well Equipment		For	For	Management
	7.27	Approve Related-Party Transactions with OAO Gazpromtrubinvest Re: Agreement on Temporary Possession and Use of Facilities		For	For	Management
	7.28	Approve Related-Party Transactions with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex		For	For	Management
	7.29	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment		For	For	Management
	7.30	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant		For	For	Management
	7.31	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Methanol Tank Cars		For	For	Management
	7.32	Approve Related-Party Transactions with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities		For	For	Management
	7.33	Approve Related-Party Transactions with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center		For	For	Management
	7.34	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Gas-Using Equipment		For	For	Management
	7.35	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-Residential Premises		For	For	Management
	7.36	Approve Related-Party Transactions with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Pipeline		For	For	Management
	7.37	Approve Related-Party Transactions with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.38	Approve Related-Party Transactions with OAO Gazprom Export Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.39	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.40	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.41	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.42	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communication Facilities		For	For	Management
	7.43	Approve Related-Party Transactions with OOO TsentrCaspneftegaz Re: Agreement on Extension of Loans		For	For	Management
	7.44	Approve Related-Party Transactions with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities		For	For	Management
	7.45	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Delivery of Gas		For	For	Management
	7.46	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Sale of Gas		For	For	Management
	7.47	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Accepting Gas Purchased from Independent Entities		For	For	Management
	7.48	Approve Related-Party Transactions with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons		For	For	Management
	7.49	Approve Related-Party Transactions OOO Mezhregiongaz Re: Agreement on Gas Storage		For	For	Management
	7.50	Approve Related-Party Transactions with ZAO Northgas Re: Agreement on Delivery of Gas		For	For	Management
	7.51	Approve Related-Party Transactions with OAO Severneftegazprom Re: Agreement on Delivery of Gas		For	For	Management
	7.52	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas		For	For	Management
	7.53	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Delivery of Gas		For	For	Management
	7.54	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Purchase of Ethane Fraction		For	For	Management
	7.55	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Processing of Ethane Fraction		For	For	Management
	7.56	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Transportation of Gas		For	For	Management
	7.57	Approve Related-Party Transactions with OAO Tomskgazprom Re: Agreement on Transportation of Gas		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast		Proponent
	7.58	Approve Related-Party Transactions with OO Mezhregiongaz Re: Agreement on Transportation of Gas		For	For		Management
	7.59	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Transportation of Gas		For	For		Management
	7.60	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Transportation of Gas		For	For		Management
	7.61	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas		For	For		Management
	7.62	Approve Related-Party Transactions with a/s Latvijas Gaze Re: Agreement on Purchase of Gas		For	For		Management
	7.63	Approve Related-Party Transactions with AB Lietuvos Dujos Re: Agreement on Purchase of Gas		For	For		Management
	7.64	Approve Related-Party Transactions with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas		For	For		Management
	7.65	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Purchase of Gas		For	For		Management
	7.66	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Transportation of Gas		For	For		Management
	7.67	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Sale of Gas		For	For		Management
	7.68	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Transportation of Gas		For	For		Management
	7.69	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Purchase of Gas		For	For		Management
	7.70	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work		For	For		Management
	7.71	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work		For	For		Management
	7.72	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work		For	For	��	Management
	7.73	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Investment Projects		For	For		Management
	7.74	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Investment Projects		For	For		Management
	7.75	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects		For	For		Management
	7.76	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects		For	For		Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.77	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Investment Projects		For	For	Management
	7.78	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Investment Projects		For	For	Management
	7.79	Approve Related-Party Transactions with ZAO Federal Research and Production Center NefteGazAeroCosmos Re: Agreement on Investment Projects		For	For	Management
	7.80	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Property Insurance		For	For	Management
	7.81	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Life and Individual Property Insurance		For	For	Management
	7.82	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Gazprom’s Employees		For	For	Management
	7.83	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families		For	For	Management
	7.84	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie		For	For	Management
	7.85	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Property of Third Persons Representing OAO Gazprom		For	For	Management
	7.86	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Transportation Vehicles		For	For	Management
	7.87	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance to Board of Directors and Management Board		For	For	Management
	7.88	Approve Related-Party Transactions Re: Agreeement on Arranging Stocktaking of Property		For	For	Management
	7.89	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.90	Approve Related-Party Transactions with OAO Gazavtomatika Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.91	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.92	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/26/09 - A	* Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda - Part 2 of 2; Items 7.93 to 9.11
	7.93	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.94	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.95	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.96	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.97	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.98	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.99	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.100	Approve Related-Party Transactions with OAO Gazprom Promgaz and OAO Gazavtomatika Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation		For	For	Management
	7.101	Approve Related-Party Transactions Re: Agreement on Using OAO Gazprom’s Trademarks		For	For	Management
		Elect 11 Directors by Cumulative Voting
	8.1	Elect Andrey Akimov as Director		None	Against	Management
	8.2	Elect Aleksandr Ananenkov as Director		For	Against	Management

* - Exception Vote

Nuveen Tradewinds Global Resources Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	8.3	Elect Burckhard Bergmann as Director		None	Against	Management
	8.4	Elect Farit Gazizullin as Director		None	Against	Management
	8.5	Elect Vladimir Gusakov as Director		None	Against	Management
	8.6	Elect Viktor Zubkov as Director		None	Against	Management
	8.7	Elect Yelena Karpel as Director		For	Against	Management
	8.8	Elect Aleksey Makarov as Director		None	Against	Management
	8.9	Elect Aleksey Miller as Director		For	Against	Management
	8.10	Elect Valery Musin as Director		None	For	Management
	8.11	Elect Elvira Nabiullina as Director		None	Against	Management
	8.12	Elect Viktor Nikolayev as Director		None	Against	Management
	8.13	Elect Yury Petrov as Director		None	Against	Management
	8.14	Elect Mikhail Sereda as Director		For	Against	Management
	8.15	Elect Robert Foresman as Director		None	Against	Management
	8.16	Elect Vladimir Fortov as Director		None	Against	Management
	8.17	Elect Sergey Shmatko as Director		None	Against	Management
	8.18	Elect Igor Yusufov as Director		None	Against	Management
		Elect Nine Members of Audit Commission
	9.1	Elect Dmitry Arkhipov as Member of Audit Commission		For	For	Management
	9.2	Elect Vadim Bikulov as Member of Audit Commission		For	For	Management
	9.3	Elect Rafael Ishutin as Member of Audit Commission		For	For	Management
	9.4	Elect Andrey Kobzev as Member of Audit Commission		For	For	Management
	9.5	Elect Nina Lobanova as Member of Audit Commission		For	For	Management
	9.6	Elect Svetlana Mikhaylova as Member of Audit Commission		For	For	Management
	9.7	Elect Yury Nosov as Member of Audit Commission		For	Do Not Vote	Management
	9.8	Elect Sergey Ozerov as Member of Audit Commission		For	Do Not Vote	Management
	9.9	Elect Mariya Tikhonova as Member of Audit Commission		For	Do Not Vote	Management
	9.10	Elect Olga Tulinova as Member of Audit Commission		For	Do Not Vote	Management
	9.11	Elect Yury Shubin as Member of Audit Commission		For	Do Not Vote	Management

* - Exception Vote

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
07/10/08 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Amend Omnibus Stock Plan		For	For	Management
07/14/08 - A	ACE Ltd. *ACE*		G0070K103
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009.		For	For	Management
	2	ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009.		For	For	Management
	3	ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009.		For	For	Management
	4	ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009.		For	For	Management
	5	ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009.		For	For	Management
	6	ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010.		For	For	Management
	7	ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010.		For	For	Management
	8	ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010.		For	For	Management
	9	ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010.		For	For	Management
	10	ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN		For	For	Management
	11	ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011.		For	For	Management
	12	ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011.		For	For	Management
	13	ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011.		For	For	Management
	14	APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	15	APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY		For	For	Management
	16	APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES		For	For	Management
	17	APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION)		For	For	Management
	18	APPROVAL OF THE NAME OF THE COMPANY		For	For	Management
	19	APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY		For	For	Management
	20	APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL		For	For	Management
	21	APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION		For	For	Management
	22	CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY		For	For	Management
	23	CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND		For	For	Management
	24	RATIFY AUDITORS		For	For	Management
	25	APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT		For	For	Management
	26	RATIFY AUDITORS		For	For	Management
	27	APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
08/13/08 - A	H. J. Heinz Co. *HNZ*		423074103
	1	Elect Director W.R. Johnson		For	For	Management
	2	Elect Director C.E. Bunch		For	For	Management
	3	Elect Director L.S. Coleman, Jr.		For	For	Management
	4	Elect Director J.G. Drosdick		For	For	Management
	5	Elect Director E.E. Holiday		For	For	Management
	6	Elect Director C. Kendle		For	For	Management
	7	Elect Director D.R. O’Hare		For	For	Management
	8	Elect Director N. Peltz		For	For	Management
	9	Elect Director D.H. Reilley		For	For	Management
	10	Elect Director L.C. Swann		For	For	Management
	11	Elect Director T.J. Usher		For	For	Management
	12	Elect Director M.F. Weinstein		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification		For	For	Management
	15	Reduce Supermajority Vote Requirement to Approve Certain Business Combinations		For	For	Management
08/14/08 - A	Xilinx, Inc. *XLNX*		983919101
	1	Elect Directors		For	For	Management
	2	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
09/02/08 - A	NetApp, Inc. *NTAP*		64110D104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Amend Qualified Employee Stock Purchase Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
09/22/08 - A	General Mills, Inc. *GIS*		370334104
	1	Elect Director Bradbury H. Anderson		For	For	Management
	2	Elect Director Paul Danos		For	For	Management
	3	Elect Director William T. Esrey		For	For	Management
	4	Elect Director Raymond V. Gilmartin		For	For	Management
	5	Elect Director Judith Richards Hope		For	For	Management
	6	Elect Director Heidi G. Miller		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7	Elect Director Hilda Ochoa-Brillembourg		For	For	Management
	8	Elect Director Steve Odland		For	For	Management
	9	Elect Director Kendall J. Powell		For	For	Management
	10	Elect Director Lois E. Quam		For	For	Management
	11	Elect Director Michael D. Rose		For	For	Management
	12	Elect Director Robert L. Ryan		For	For	Management
	13	Elect Director Dorothy A. Terrell		For	For	Management
	14	Ratify Auditors		For	For	Management
09/22/08 - A	Nike, Inc. *NKE*		654106103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
09/22/08 - A	Symantec Corporation *SYMC*		871503108
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	4	Approve Executive Incentive Bonus Plan		For	For	Management
	5	Ratify Auditors		For	For	Management
09/25/08 - A	National Semiconductor Corp. *NSM*		637640103
	1	Elect Director Brian L. Halla		For	For	Management
	2	Elect Director Steven R. Appleton		For	For	Management
	3	Elect Director Gary P. Arnold		For	For	Management
	4	Elect Director Richard J. Danzig		For	For	Management
	5	Elect Director John T. Dickson		For	For	Management
	6	Elect Director Robert J. Frankenberg		For	For	Management
	7	Elect Director Modesto A. Maidique		For	For	Management
	8	Elect Director Edward R. McCracken		For	For	Management
	9	Ratify Auditors		For	For	Management
10/09/08 - A	MOSAIC CO *MOS*		61945A107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
10/14/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
12/08/08 - S	Transocean Ltd. *RIG*		G90073100
		This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system
	1	APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.		For	For	Management
	2	APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION.		For	For	Management
12/16/08 - S	Visa Inc. *V*		92826C839
	1	Amend Certificate of Incorporation		For	For	Management
01/14/09 - A	Monsanto Co. *MON*		61166W101
	1	Elect Director Janice L. Fields		For	For	Management
	2	Elect Director Hugh Grant		For	For	Management
	3	Elect Director C. Steven McMillan		For	For	Management
	4	Elect Director Robert J. Stevens		For	For	Management
	5	Ratify Auditors		For	For	Management
02/03/09 - A	Emerson Electric Co. *EMR*		291011104
	1	Elect Directors		For	Split	Management
	1.1	Elect Director A.A. Busch III — For
	1.2	Elect Director A.F. Golden — Withhold
	1.3	Elect Director H. Green — For
	1.4	Elect Director W.R. Johnson — For
	1.5	Elect Director J.B. Menzer — For
	1.6	Elect Director V.R. Loucks, Jr. — Withhold
	2	Ratify Auditors		For	For	Management
02/12/09 - A	ACCENTURE LTD *ACN*		G1150G111
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system.
	1	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO		For	For	Management
	2	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	3	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN		For	For	Management
	4	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI		For	Against	Management
	5	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER		For	For	Management
	6	RATIFY AUDITORS		For	For	Management
02/12/09 - A	Varian Medical Systems Inc *VAR*		92220P105
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
02/25/09 - A	Apple Inc. *AAPL*		037833100
	1	Elect Directors		For	For	Management
	2	Report on Political Contributions		Against	Against	Shareholder
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Prepare Sustainability Report		Against	Against	Shareholder
	5	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
03/03/09 - A	QUALCOMM Inc *QCOM*		747525103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
03/18/09 - A	Hewlett-Packard Company *HPQ*		428236103
	1	Elect Director Lawrence T. Babbio, Jr.		For	For	Management
	2	Elect Director Sari M. Baldauf		For	For	Management
	3	Elect Director Rajiv L. Gupta		For	For	Management
	4	Elect Director John H. Hammergren		For	For	Management
	5	Elect Director Mark V. Hurd		For	For	Management
	6	Elect Director Joel Z. Hyatt		For	For	Management
	7	Elect Director John R. Joyce		For	For	Management
	8	Elect Director Robert L. Ryan		For	For	Management
	9	Elect Director Lucille S. Salhany		For	For	Management
	10	Elect Director G. Kennedy Thompson		For	For	Management
	11	Ratify Auditors		For	For	Management
04/01/09 - A	Adobe Systems Inc. *ADBE*		00724F101
	1	Elect Director Robert K. Burgess		For	For	Management
	2	Elect Director Carol Mills		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	3	Elect Director Daniel Rosensweig		For	For	Management
	4	Elect Director Robert Sedgewick		For	For	Management
	5	Elect Director John E. Warnock		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Ratify Auditors		For	For	Management
04/20/09 - A	Eli Lilly and Co. *LLY*		532457108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Martin S. Feldstein — Withhold
	1.2	Elect Director J. Erik Fyrwald — Withhold
	1.3	Elect Director Ellen R. Marram — Withhold
	1.4	Elect Director Douglas R. Oberhelman — For
	2	Ratify Auditors		For	For	Management
	3	Declassify the Board of Directors		For	For	Management
	4	Amend Executive Incentive Bonus Plan		For	For	Management
	5	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	6	Amend Vote Requirements to Amend Articles/Bylaws/Charter		Against	For	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/21/09 - A	Hudson City Bancorp, Inc. *HCBK*		443683107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
04/21/09 - A	Visa Inc. *V*		92826C839
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Hani Al-Qadi — Against
	1.2	Elect Director Charles T. Doyle — For
	1.3	Elect Director Peter Hawkins — For
	1.4	Elect Director David I. McKay — For
	1.5	Elect Director Charles W. Scharf — For
	1.6	Elect Director Segismundo Schulin-Zeuthen — For
	2	Elect Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
04/22/09 - A	The Coca-Cola Company *KO*		191216100
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Herbert A. Allen — For
	1.2	Elect Director Ronald W. Allen — Against

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.3	Elect Director Cathleen P. Black — Against
	1.4	Elect Director Barry Diller — Against
	1.5	Elect Director Alexis M. Herman — Against
	1.6	Elect Director Muhtar Kent — For
	1.7	Elect Director Donald R. Keough — For
	1.8	Elect Director Maria Elena Lagomsino — Against
	1.9	Elect Director Donald F. McHenry — For
	1.10	Elect Director Sam Nunn — For
	1.11	Elect Director James D. Robinson III — Against
	1.12	Elect Director Peter V. Ueberroth — Against
	1.13	Elect Director Jacob Wallenberg — For
	1.14	Elect Director James B. Williams — For
	2	Ratify Auditors		For	For	Management
	3	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	4	Require Independent Board Chairman		Against	For	Shareholder
	5	Amend Bylaws to Establish a Board Committee on Human Rights		Against	Against	Shareholder
	6	Performance-Based Awards		Against	Against	Shareholder
04/23/09 - A	Lockheed Martin Corp. *LMT*		539830109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director E. C. “Pete” Aldrige, Jr. — Against
	1.2	Elect Director Nolan D. Archibald — Against
	1.3	Elect Director David B. Burritt — For
	1.4	Elect Director James O. Ellis, Jr. — For
	1.5	Elect Director Gwendolyn S. King — For
	1.6	Elect Director James M. Loy — For
	1.7	Elect Director Douglas H. McCorkindale — Against
	1.8	Elect Director Joseph W. Ralston — For
	1.9	Elect Director Frank Savage — For
	1.10	Elect Director James Schneider — Against
	1.11	Elect Director Anne Stevens — Against
	1.12	Elect Director Robert J. Stevens — For

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	1.13	Elect Director James R. Ukropina — For
	2	Ratify Auditors		For	For	Management
	3	Reduce Supermajority Vote Requirement		For	For	Management
	4	Report on Space-based Weapons Program		Against	Against	Shareholder
	5	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/23/09 - A	Walter Energy Inc. *WLT*		93317Q105
	1	Elect Directors		For	For	Management
	2	Change Company Name		For	For	Management
	3	Authorize New Class of Preferred Stock		For	For	Management
	4	Approve Shareholder Rights Plan (Poison Pill)		For	For	Management
	5	Amend Omnibus Stock Plan		For	For	Management
04/24/09 - A	Abbott Laboratories *ABT*		002824100
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Approve Nonqualified Employee Stock Purchase Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Report on Animal Testing		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	7	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/28/09 - A	Exelon Corporation *EXC*		30161N101
	1	Elect Directors		For	For	Management
	2	Approve Executive Incentive Bonus Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Report on Global Warming		Against	Against	Shareholder
04/28/09 - A	International Business Machines Corp. *IBM*		459200101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Provide for Cumulative Voting		Against	For	Shareholder

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	5	Review Executive Compensation		Against	For	Shareholder
	6	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
04/29/09 - A	EOG Resources, Inc. *EOG*		26875P101
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/05/09 - A	Baxter International Inc. *BAX*		071813109
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Animal Testing		Against	Against	Shareholder
05/05/09 - A	Itron, Inc. *ITRI*		465741106
	1	Elect Director Michael B. Bracy		For	For	Management
	2	Elect Director Kirby A. Dyess		For	For	Management
	3	Elect Director Graham M. Wilson		For	For	Management
	4	Ratify Auditors		For	For	Management
05/05/09 - A	Philip Morris International Inc. *PM*		718172109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Harold Brown — For
	1.2	Elect Director Mathis Cabiallavetta — For
	1.3	Elect Director Louis C. Camilleri — For
	1.4	Elect Director J. Dudley Fishburn — For
	1.5	Elect Director Graham Mackay — For
	1.6	Elect Director Sergio Marchionne — Against
	1.7	Elect Director Lucio A. Noto — For
	1.8	Elect Director Carlos Slim Hel — For
	1.9	Elect Director Stephen M. Wolf — For
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
05/05/09 - A	Whiting Petroleum Corp. *WLL*		966387102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/06/09 - A	CSX Corp. *CSX*		126408103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/06/09 - A	Fluor Corp. *FLR*		343412102
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/07/09 - A	Google Inc *GOOG*		38259P508
	1	Elect Directors		For	Withhold	Management
	2	Ratify Auditors		For	For	Management
	3	Amend Omnibus Stock Plan		For	Against	Management
	4	Report on Political Contributions		For	For	Shareholder
	5	Adopt Policies to Protect Freedom of Access to the Internet		Against	Against	Shareholder
	6	Adopt Principles for Health Care Reform		Against	Against	Shareholder
05/08/09 - A	Colgate-Palmolive Co. *CL*		194162103
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Omnibus Stock Plan		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
05/08/09 - A	The Goldman Sachs Group, Inc. *GS*		38141G104
	1	Elect Director Lloyd C. Blankfein		For	For	Management
	2	Elect Director John H. Bryan		For	For	Management
	3	Elect Director Gary D. Cohn		For	For	Management
	4	Elect Director Claes Dahlback		For	For	Management
	5	Elect Director Stephen Friedman		For	For	Management
	6	Elect Director William W. George		For	For	Management
	7	Elect Director Rajat K. Gupta		For	For	Management
	8	Elect Director James A. Johnson		For	For	Management
	9	Elect Director Lois D. Juliber		For	For	Management
	10	Elect Director Lakshmi N. Mittal		For	Against	Management
	11	Elect Director James J. Schiro		For	For	Management
	12	Elect Director Ruth J. Simmons		For	For	Management
	13	Ratify Auditors		For	For	Management
	14	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	15	Provide for Cumulative Voting		Against	For	Shareholder
	16	Reduce Supermajority Vote Requirement		Against	For	Shareholder
	17	Amend By-Laws to Establish Board U.S. Economic Security Committee		Against	Against	Shareholder
	18	Report on Political Contributions		Against	For	Shareholder

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/12/09 - A	Cephalon, Inc. *CEPH*		156708109
	1	Elect Directors		For	For	Management
	2	Amend Stock Option Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/13/09 - A	Cameron International Corp *CAM*		13342B105
	1	Elect Directors		For	Split	Management
	1.1	Elect Director C. Baker Cunningham — Withhold
	1.2	Elect Director Sheldon R. Erikson — Withhold
	1.3	Elect Director Douglas L. Foshee — For
	2	Amend Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/13/09 - A	Murphy Oil Corp. *MUR*		626717102
	1	Elect Directors		For	For	Management
	2	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	3	Ratify Auditors		For	For	Management
05/14/09 - A	Ansys, Inc. *ANSS*		03662Q105
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Broadcom Corp. *BRCM*		111320107
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/14/09 - A	Flowserve Corp. *FLS*		34354P105
	1	Elect Directors		For	For	Management
	2	Approve Omnibus Stock Plan		For	For	Management
	3	Ratify Auditors		For	For	Management
05/14/09 - A	Union Pacific Corp. *UNP*		907818108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Report on Political Contributions		Against	For	Shareholder
05/15/09 - A	FMC Technologies, Inc. *FTI*		30249U101
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/15/09 - A	Transocean Ltd. *RIG*		H8817H100
		This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System
	1	APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD.		For	For	Management
	2	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS FOR FISCAL YEAR 2008		For	For	Management
	3	APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENT OF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASE OF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES.		For	For	Management
	4	AUTHORIZATION OF A SHARE REPURCHASE PROGRAM		For	For	Management
	5	APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. IN THE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09		For	For	Management
	6	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: W. RICHARD ANDERSON		For	For	Management
	7	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: RICHARD L. GEORGE		For	For	Management
	8	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: ROBERT L. LONG		For	For	Management
	9	REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM: EDWARD R. MULLER		For	For	Management
	10	REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM: VICTOR E. GRIJALVA		For	For	Management
	11	APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEAN LTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR A FURTHER ONE-YEAR		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/19/09 - A	Southwestern Energy Co. *SWN*		845467109
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Lewis E. Epley, Jr. — For
	1.2	Elect Director Robert L. Howard — Withhold
	1.3	Elect Director Harold M. Korell — For
	1.4	Elect Director Vello A. Kuuskraa — Withhold
	1.5	Elect Director Kenneth R. Mourton — Withhold
	1.6	Elect Director Charles E. Scharlau — For
	2	Ratify Auditors		For	For	Management
05/19/09 - A	The Gap, Inc. *GPS*		364760108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Advance Auto Parts Inc *AAP*		00751Y106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/20/09 - A	Intel Corporation *INTC*		458140100
	1	Elect Director Charlene Barshefsky		For	For	Management
	2	Elect Director Susan L. Decker		For	For	Management
	3	Elect Director John J. Donahoe		For	For	Management
	4	Elect Director Reed E. Hundt		For	For	Management
	5	Elect Director Paul S. Otellini		For	For	Management
	6	Elect Director James D. Plummer		For	For	Management
	7	Elect Director David S. Pottruck		For	For	Management
	8	Elect Director Jane E. Shaw		For	For	Management
	9	Elect Director John L. Thornton		For	For	Management
	10	Elect Director Frank D. Yeary		For	For	Management
	11	Elect Director David B. Yoffie		For	For	Management
	12	Ratify Auditors		For	For	Management
	13	Amend Omnibus Stock Plan		For	For	Management
	14	Approve Stock Option Exchange Program		For	For	Management
	15	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	16	Provide for Cumulative Voting		Against	For	Shareholder
	17	Adopt Policy on Human Rights to Water		Against	Against	Shareholder

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/21/09 - A	Dean Foods Company *DF*		242370104
	1	Elect Directors		For	For	Management
	2	Amend Omnibus Stock Plan		For	Against	Management
	3	Ratify Auditors		For	For	Management
05/21/09 - A	Genzyme Corp. *GENZ*		372917104
	1	Elect Director Douglas A. Berthiaume		For	For	Management
	2	Elect Director Gail K. Boudreaux		For	For	Management
	3	Elect Director Robert J. Carpenter		For	For	Management
	4	Elect Director Charles L. Cooney		For	For	Management
	5	Elect Director Victor J. Dzau		For	For	Management
	6	Elect Director Connie Mack III		For	For	Management
	7	Elect Director Richard F. Syron		For	For	Management
	8	Elect Director Henri A. Termeer		For	For	Management
	9	Amend Omnibus Stock Plan		For	For	Management
	10	Approve Qualified Employee Stock Purchase Plan		For	For	Management
	11	Ratify Auditors		For	For	Management
05/27/09 - A	Express Scripts, Inc. *ESRX*		302182100
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
05/27/09 - A	McDonald’s Corp. *MCD*		580135101
	1	Elect Director Robert A. Eckert		For	For	Management
	2	Elect Director Enrique Hernandez, Jr.		For	For	Management
	3	Elect Director Jeanne P. Jackson		For	For	Management
	4	Elect Director Andrew J. McKenna		For	For	Management
	5	Ratify Auditors		For	For	Management
	6	Amend Omnibus Stock Plan		For	For	Management
	7	Approve Executive Incentive Bonus Plan		For	For	Management
	8	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	9	Phase out Sales of Eggs from Battery Cage Hens		Against	Against	Shareholder
05/28/09 - A	Amazon.com, Inc. *AMZN*		023135106
	1	Elect Director Jeffrey P. Bezos		For	For	Management
	2	Elect Director Tom A. Alberg		For	For	Management
	3	Elect Director John Seely Brown		For	For	Management
	4	Elect Director L. John Doerr		For	For	Management
	5	Elect Director William B. Gordon		For	For	Management
	6	Elect Director Alain Monie		For	For	Management
	7	Elect Director Thomas O. Ryder		For	For	Management
	8	Elect Director Patricia Q. Stonesifer		For	For	Management
	9	Ratify Auditors		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
05/28/09 - A	Continental Resources Inc/OK *CLR*		212015101
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Robert J. Grant — For
	1.2	Elect Director Ellis L. McCain — For
	1.3	Elect Director Mark E. Monroe — Withhold
	2	Ratify Auditors		For	For	Management
05/28/09 - A	Raytheon Co. *RTN*		755111507
	1	Elect Director Vernon E. Clark		For	Against	Management
	2	Elect Director John M. Deutch		For	For	Management
	3	Elect Director Frederic M. Poses		For	Against	Management
	4	Elect Director Michael C. Ruettgers		For	For	Management
	5	Elect Director Ronald L. Skates		For	For	Management
	6	Elect Director William R. Spivey		For	Against	Management
	7	Elect Director Linda G. Stuntz		For	For	Management
	8	Elect Director William H. Swanson		For	For	Management
	9	Ratify Auditors		For	For	Management
	10	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	11	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	12	Provide for Cumulative Voting		Against	For	Shareholder
	13	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	14	Submit SERP to Shareholder Vote		Against	For	Shareholder
05/28/09 - A	Stericycle, Inc. *SRCL*		858912108
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/02/09 - A	The DirecTV Group, Inc *DTV*		25459L106
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Adopt Principles for Health Care Reform		Against	Against	Shareholder
	4	Declassify the Board of Directors		Against	For	Shareholder
06/05/09 - A	Wal-Mart Stores, Inc. *WMT*		931142103
	1	Elect Director Aida M. Alvarez		For	For	Management
	2	Elect Director James W. Breyer		For	For	Management
	3	Elect Director M. Michele Burns		For	For	Management
	4	Elect Director James I. Cash, Jr.		For	For	Management
	5	Elect Director Roger C. Corbett		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	6	Elect Director Douglas N. Daft		For	For	Management
	7	Elect Director Michael T. Duke		For	For	Management
	8	Elect Director Gregory B. Penner		For	For	Management
	9	Elect Director Allen I. Questrom		For	For	Management
	10	Elect Director H. Lee Scott, Jr.		For	For	Management
	11	Elect Director Arne M. Sorenson		For	For	Management
	12	Elect Director Jim C. Walton		For	For	Management
	13	Elect Director S. Robson Walton		For	For	Management
	14	Elect Director Christopher J. Williams		For	For	Management
	15	Elect Director Linda S. Wolf		For	For	Management
	16	Ratify Auditors		For	For	Management
	17	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
	18	Pay For Superior Performance		Against	Against	Shareholder
	19	Advisory Vote to Ratify Named Executive Officers’ Compensation		Against	For	Shareholder
	20	Report on Political Contributions		Against	For	Shareholder
	21	Amend Articles/Bylaws/Charter — Call Special Meetings		Against	For	Shareholder
	22	Stock Retention/Holding Period		Against	Against	Shareholder
06/09/09 - A	Equinix, Inc. *EQIX*		29444U502
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
06/09/09 - A	MasterCard Incorporated *MA*		57636Q104
	1	Elect Directors		For	For	Management
	2	Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications		For	For	Management
	3	Ratify Auditors		For	For	Management
06/11/09 - A	Freeport-McMoRan Copper & Gold Inc. *FCX*		35671D857
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management
	3	Approve Executive Incentive Bonus Plan		For	For	Management
	4	Request Director Nominee Environmental Qualifications		Against	For	Shareholder
06/11/09 - A	Salesforce.com, Inc. *CRM*		79466L302
	1	Elect Directors		For	For	Management
	2	Ratify Auditors		For	For	Management

Nuveen Symphony Large-Cap Growth Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/12/09 - A	Chesapeake Energy Corp. *CHK*		165167107
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Richard K. Davidson — Withhold
	1.2	Elect Director V. Burns Hargis — For
	1.3	Elect Director Charles T. Maxwell — Withhold
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Ratify Auditors		For	For	Management
	5	Declassify the Board of Directors		Against	For	Shareholder
	6	Require a Majority Vote for the Election of Directors		Against	For	Shareholder
	7	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity		Against	For	Shareholder
06/18/09 - A	Dollar Tree Inc. *DLTR*		256746108
	1	Elect Directors		For	Withhold	Management
	2	Declassify the Board of Directors		Against	For	Shareholder
06/18/09 - A	Petrohawk Energy Corporation *HK*		716495106
	1	Elect Directors		For	For	Management
	2	Increase Authorized Common Stock		For	For	Management
	3	Amend Omnibus Stock Plan		For	For	Management
	4	Amend Non-Employee Director Omnibus Stock Plan		For	For	Management
	5	Permit Board to Amend Bylaws Without Shareholder Consent		For	Against	Management
	6	Ratify Auditors		For	For	Management
06/19/09 - A	Sohu.com Inc. *SOHU*		83408W103
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Charles Zhang — For
	1.2	Elect Director Charles Huang — For
	1.3	Elect Director Dave Qi — For
	1.4	Elect Director Shi Wang — Withhold
	2	Ratify Auditors		For	For	Management

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Petrobras Energia Participaciones S.A.	PZE	71646M102	1/30/2009	1	APPROVAL OF THE PERFORMANCE OF SUSPENDED DIRECTORS.	No	N/A	Management	N/A
				2	APPROVAL OF THE MERGER OF THE COMPANY AND PETROBRAS ENERGIA S.A.(PESA), WHEREBY PESA IS THE ABSORBING AND SURVIVING COMPANYAND PEPSA IS THE ABSORBED COMPANY (THE MERGER).	No	N/A	Management	N/A
				3	APPROVAL OF THE PRELIMINARY MERGER AGREEMENT SIGNED BY THECOMPANY AND PESA ON SEPTEMBER 2, 2008.COMPANYAND PEPSA IS THE ABSORBED COMPANY (THE MERGER).	No	N/A	Management	N/A
				4	APPROVAL OF THE COMPANY S FINANCIAL STATEMENTS AS OF JUNE 30, 2008. COMPANYAND PEPSA IS THE ABSORBED COMPANY (THE MERGER).	No	N/A	Management	N/A
				5	APPROVAL OF THE EXCHANGE RATIO IN CONNECTION WITH THE MERGER.	No	N/A	Management	N/A
				6	DISSOLUTION OF THE COMPANY AS A RESULT OF THE MERGER.	No	N/A	Management	N/A
				7	AUTHORIZATION FOR EXECUTION OF THE DEFINITIVE MERGER AGREEMENT.	No	N/A	Management	N/A
				8	DELEGATION TO THE BOARD OF DIRECTORS, WITH POWERS TOSUBDELEGATE, OF ANY POWERS NECESSARY TO TAKE ANY AND ALL STEPSREQUIRED IN CONNECTION WITH THE MERGER AND DISSOLUTION OF THECOMPANY.	No	N/A	Management	N/A
				9	APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES.	No	N/A	Management	N/A
Korea Electric Power Corp.	KED	500631106	2/12/2009	1	Elect Director Jun-Yeon Byun	No	N/A	Management	N/A
				2	Elect Director Do-Shik Lee	No	N/A	Management	N/A
				3	Elect Director Young-Jin Jang	No	N/A	Management	N/A
				4	Elect Director Chan-Ki Jung	No	N/A	Management	N/A
SK Telecom Co.	SKM	78440P108	3/13/2009	1	Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share	No	N/A	Management	N/A
				2	Approve Total Remuneration of Inside Directors and Outside Directors	No	N/A	Management	N/A
				3	Amend Terms of Severance Payments to Executives	No	N/A	Management	N/A
				4.1	Elect Inside Director Chey Jae Won	No	N/A	Management	N/A
				4.2	Elect Inside Director Jung Man Won	No	N/A	Management	N/A
				4.3	Elect Lim Hyun-Chin as Outside Director	No	N/A	Management	N/A
				4.4	Elect Lim Hyun-Chin as Member of Audit Committee	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Ivanhoe Mines Ltd.	IVN	46579N103	5/8/2009	1.1	Elect Director Robert M. Friedland	No	N/A	Management	N/A
				1.2	Elect Director David Huberman	No	N/A	Management	N/A
				1.3	Elect Director John Macken	No	N/A	Management	N/A
				1.4	Elect Director Peter Meredith	No	N/A	Management	N/A
				1.5	Elect Director Bret Clayton	No	N/A	Management	N/A
				1.6	Elect Director Kjeld Thygesen	No	N/A	Management	N/A
				1.7	Elect Director Robert Hanson	No	N/A	Management	N/A
				1.8	Elect Director Markus Faber	No	N/A	Management	N/A
				1.9	Elect Director Howard Balloch	No	N/A	Management	N/A
				1.10	Elect Director David Korbin	No	N/A	Management	N/A
				1.11	Elect Director R. Edward Flood	No	N/A	Management	N/A
				1.12	Elect Director Livia Mahler	No	N/A	Management	N/A
				2	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				3	Amend Equity Incentive Plan	No	N/A	Management	N/A
Silver Standard Resources Inc.	SSO	82823L106	5/15/2009	1	Fix Number of Directors at Eight	No	N/A	Management	N/A
				2.1	Elect Director A.E. Michael Anglin	No	N/A	Management	N/A
				2.2	Elect Director John R. Brodie	No	N/A	Management	N/A
				2.3	Elect Director Richard C. Campbell	No	N/A	Management	N/A
				2.4	Elect Director R.E. Gordon Davis	No	N/A	Management	N/A
				2.5	Elect Director David L. Johnston	No	N/A	Management	N/A
				2.6	Elect Director Richard D. Paterson	No	N/A	Management	N/A
				2.7	Elect Director Robert A. Quartermain	No	N/A	Management	N/A
				2.8	Elect Director Peter W. Tomsett	No	N/A	Management	N/A
				3	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
TELECOM EGYPT	ETEL	87927T103	3/31/2009	1	Approve Board’s Report on Corporate Activities for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				1	Approve Board’s Report on Corporate Activities for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Auditors’ Report on Company’s Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Auditors’ Report on Company’s Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				3	Accept Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				3	Accept Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				4	Approve Dividends	No	N/A	Management	N/A
				4	Approve Dividends	No	N/A	Management	N/A
				5	Approve Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				5	Approve Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				6	Approve Discharge of Board	No	N/A	Management	N/A
				6	Approve Discharge of Board	No	N/A	Management	N/A
				7	Approve Charitable Donations	No	N/A	Management	N/A
				7	Approve Charitable Donations	No	N/A	Management	N/A
				8	Approve Attendance and Transportation Allowance for Directors	No	N/A	Management	N/A
				8	Approve Attendance and Transportation Allowance for Directors	No	N/A	Management	N/A
				9	Extend Term of Abdel Hamid Hamdy for a Period of One Year as of Aug. 4, 2009	No	N/A	Management	N/A
				9	Extend Term of Abdel Hamid Hamdy for a Period of One Year as of Aug. 4, 2009	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
SABESP, Companhia Saneamento Basico Sao Paulo	SBS	20441A102	4/13/2009	1	Elect Director	No	N/A	Management	N/A
Petroleo Brasileiro	PBR	71654V101	4/8/2009	1	Elect Director	No	N/A	Management	N/A
				2	Elect Fiscal Council Members and Alternates	No	N/A	Management	N/A
CEMEX S.A.B. de C.V.	CX	151290889	4/23/2009	1	Accept Financial Statements and Statutory Reports for the Year Ended December 31, 2008 in Accordance with Stock Market Law	No	N/A	Management	N/A
				2	Approve Allocation of Income	No	N/A	Management	N/A
				3	Authorize Increase in Variable Portion of Capital via Capitalization of Retained Profits Account	No	N/A	Management	N/A
				4	Renegotiate Debt with Financial Institutions	No	N/A	Management	N/A
				5	Elect Members of the Board, Members and Chairs to Audit and Corporate Practices Committees	No	N/A	Management	N/A
				6	Approve Remuneration of Directors and Members of the Audit and Corporate Practices Committees	No	N/A	Management	N/A
				7	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting	No	N/A	Management	N/A
Industrias Bachoco, S.A.B. de C.V.	IBA	456463108	4/22/2009	1	APPROVAL OF:A) REPORT OF THE CEO;B) BOARD OF DIRECTORS’ REPORT;C) BOARD OF DIRECTORS’ REPORT ON OPERATIONS & ACTIVITIES;D) AUDITED FINANCIAL STATEMENTS & ITS MAIN SUBSIDIARY;E) ANNUAL REPORT OF AUDIT COMMITTEE;F) PROPOSAL TO DISTRIBUTE OF NET INCOME	No	N/A	Management	N/A
				2	PRESENTATION OF REPORT ABOUT COMPLIANCE OF TAX OBLIGATIONS.	No	N/A	Management	N/A
				3	APPROVAL OF THE REPORT OF THE BOARD OF DIRECTORS REGARDING TO THE POLICIES OF THE COMPANY TO PURCHASE ITS OWN SHARES.	No	N/A	Management	N/A
				4	APPROVAL OF PROPOSAL REGARD TO DIVIDENDS, RESOLUTIONS THEREOF.	No	N/A	Management	N/A
				5	APPOINTED OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND SECRETARY OF THE BOARD OF DIRECTORS.	No	N/A	Management	N/A
				6	APPOINTED OR RATIFICATION OF THE CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE OF THE COMPANY. RESOLUTIONS THEREOF.	No	N/A	Management	N/A
				7	DETERMINATION OF REMUNERATION TO BE PAID TO MEMBERS OF BOARD, SECRETARY OF BOARD, TO CHAIRMAN AND MEMBERS OF AUDIT COMMITTEE.	No	N/A	Management	N/A
				8	APPOINTED OF THE SPECIAL DELEGATES, IN ORDER TO ATTEND TO THE GENERAL SHAREHOLDERS’ MEETINGS OF THE SUBSIDIARIES.	No	N/A	Management	N/A
				1	APPROVAL OF THE PROPOSAL OF AMENDMENT OF ARTICLE THIRTY-THREE OF BY-LAWS, WITH REGARD TO POWERS OF BOARD OF DIRECTORS.	No	N/A	Management	N/A
				2	APPOINTMENT OF SPECIAL DELEGATES OF THE COMPANY, IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED ON THIS MEETING.	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
SABESP, Companhia Saneamento Basico Sao Paulo	SBS	20441A102	4/29/2009	1	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Allocation of Income and Dividends	No	N/A	Management	N/A
				3	Elect Fiscal Council Members	No	N/A	Management	N/A
				4	Approve Paid Leave for Executive Officers, in Accordance with Sao Paulo State Regulations	No	N/A	Management	N/A
Petrochina Company Limited	PTR	7.16E+104	5/12/2009	1	Accept Report of the Board of Directors	No	N/A	Management	N/A
				2	Accept Report of the Supervisory Committee	No	N/A	Management	N/A
				3	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				4	Approve Final Dividends	No	N/A	Management	N/A
				5	Approve Distribution of Interim Dividends for the Year 2009	No	N/A	Management	N/A
				6	Reappoint PriccewaterhouseCoopers, Certified Public Accountants andPricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights	No	N/A	Management	N/A
				8	Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of Up to RMB 100 Billion	No	N/A	Management	N/A
				9	Elect Wang Daocheng as Independent Supervisor	No	N/A	Shareholder	N/A
NII Holdings, Inc.	NIHD	62913F201	5/12/2009	1.1	Elect Director George A. Cope	No	N/A	Management	N/A
				1.2	Elect Director Raymond P. Dolan	No	N/A	Management	N/A
				1.3	Elect Director Carolyn Katz	No	N/A	Management	N/A
				2	Ratify Auditors	No	N/A	Management	N/A
AngloGold Ashanti Ltd	AU	35128206	5/15/2009	1	Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008	No	N/A	Management	N/A
				2	Re-appoint Ernst & Young Inc as Auditors of the Company	No	N/A	Management	N/A
				3	Reelect RP Edey as Director	No	N/A	Management	N/A
				4	Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time	No	N/A	Management	N/A
				5	Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital	No	N/A	Management	N/A
				6	Approve Remuneration of Non-Executive Directors	No	N/A	Management	N/A
				7	Authorise Directors to Issue Convertible Bonds	No	N/A	Management	N/A
				8	Approve Increase in Authorized Share Capital	No	N/A	Management	N/A
				9	Amend Articles of Association	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
China Unicom (Hong Kong) Ltd	CHU	16945R104	5/26/2009	1	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				2	Approve Final Dividend	No	N/A	Management	N/A
				3a1	Reelect Chang Xiaobing as Director	No	N/A	Management	N/A
				3a2	Reelect Lu Yimin as Director	No	N/A	Management	N/A
				3a3	Reelect Zuo Xunsheng as Director	No	N/A	Management	N/A
				3a4	Reelect Cesareo Alierta Izuel as Director	No	N/A	Management	N/A
				3a5	Reelect Jung Man Won as Director	No	N/A	Management	N/A
				3a6	Reelect Wong Wai Ming as Director	No	N/A	Management	N/A
				3a7	Reelect John Lawson Thornton as Director	No	N/A	Management	N/A
				3a8	Reelect Timpson Chung Shui Ming as Director	No	N/A	Management	N/A
				3b	Authorize the Board to Fix Remuneration of Directors	No	N/A	Management	N/A
				4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	No	N/A	Management	N/A
				6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights	No	N/A	Management	N/A
				7	Authorize Reissuance of Repurchased Shares	No	N/A	Management	N/A
				8	Amend Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme	No	N/A	Management	N/A
				9	Amend Terms of the Options Granted Under the Share Option Scheme, Pre-Global Offering Share Option Scheme, and Special Purpose Unicom Share Option Scheme	No	N/A	Management	N/A
Eletrobras, Centrais Eletricas Brasileiras S.A.	EBR	15234Q207	4/30/2009	1	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Capital Budget for Upcoming Fiscal Year	No	N/A	Management	N/A
				3	Approve Allocation of Income and Dividends	No	N/A	Management	N/A
				4	Elect Directors	No	N/A	Management	N/A
				5	Elect Fiscal Council Members	No	N/A	Management	N/A
				6	Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members	No	N/A	Management	N/A
				7	Designate Newspapers to Publish Company Announcements	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Huaneng Power International Inc.	HNP	443304100	6/18/2009	1	Accept Working Report of the Directors	No	N/A	Management	N/A
				2	Accept Working Report of the Supervisory Committee	No	N/A	Management	N/A
				3	Accept Audited Financial Statements	No	N/A	Management	N/A
				4	Approve Profit Distribution Plan	No	N/A	Management	N/A
				5	Appoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. as the PRC Auditors and PricewaterhouseCoopers as the International Auditors with a Total Remuneration of About RMB 20.0 Million	No	N/A	Management	N/A
				6	Approve Proposal Regarding the Transfer of the Interest in Tianjin Yangliuqing Co-Generation Limited Liability Company	No	N/A	Management	N/A
				7	Apporve Proposal Regarding the Transfer of the Interest in Huaneng Beijing Co-Generation Limited Liability Company	No	N/A	Management	N/A
				8	Amend Articles of Association	No	N/A	Management	N/A
				9	Approve Issuance of Short-Term Debentures with a Principal Amount of Up to RMB 10 Billion	No	N/A	Management	N/A
Chunghwa Telecom Co. Ltd.	CHT	17133Q403	6/19/2009	1	Acceptance Of 2008 Business Report And Financial Statements	No	N/A	Management	N/A
				2	Approval Of The Proposal For The Distribution Of 2008 Earnings	No	N/A	Management	N/A
				3	Revision Of The Articles Of Incorporation	No	N/A	Management	N/A
				4	Proposed Conversion Of The Capital Surplus Into Capital Stock Ofthe Company And Issuance Of New Shares	No	N/A	Management	N/A
				5	Proposed Capital Deduction And Issuance Of Cash Dividends	No	N/A	Management	N/A
				6	Revision Of The Procedures For Acquisition Or Disposal Of Assets	No	N/A	Management	N/A
				7	Revision Of The Procedures For Lending Of Capital To Others	No	N/A	Management	N/A
				8	Revision Of The Procedures For Endorsements And Guarantees	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Wimm-Bill-Dann Foods OJSC	WBD	97263M109	6/19/2009	1	Approve Annual Report	No	N/A	Management	N/A
				2	Approve Annual Financial Statements	No	N/A	Management	N/A
				3	Approve Allocation of Income and Dividends	No	N/A	Management	N/A
				4	Ratify Auditor	No	N/A	Management	N/A
				5.1	Elect Guy de Selliers as Director	No	N/A	Management	N/A
				5.2	Elect Mikhail Dubinin as Director	No	N/A	Management	N/A
				5.3	Elect Igor Kostikov as Director	No	N/A	Management	N/A
				5.4	Elect Michael O’Neill as Director	No	N/A	Management	N/A
				5.5	Elect Aleksandr Orlov as Director	No	N/A	Management	N/A
				5.6	Elect Sergey Plastinin as Director	No	N/A	Management	N/A
				5.7	Elect Gavril Yushvaev as Director	No	N/A	Management	N/A
				5.8	Elect David Iakabachvili as Director	No	N/A	Management	N/A
				5.9	Elect Evgeny Yasin as Director	No	N/A	Management	N/A
				5.10	Elect Marcus Rhodes as Director	No	N/A	Management	N/A
				5.11	Elect Jacques Vincent as Director	No	N/A	Management	N/A
				6.1	Elect Natalia Volkova as Member of Audit Commission	No	N/A	Management	N/A
				6.2	Elect Irina Vershinina as Member of Audit Commission	No	N/A	Management	N/A
				6.3	Elect Natalia Polikarpova as Member of Audit Commission	No	N/A	Management	N/A
				6.4	Elect Tatiana Propastina as Member of Audit Commission	No	N/A	Management	N/A
				6.5	Elect Evgeniya Solntseva as Member of Audit Commission	No	N/A	Management	N/A
				6.6	Elect Grigory Sergeev as Member of Audit Commission	No	N/A	Management	N/A
				6.7	Elect Tatiana Shavero as Member of Audit Commission	No	N/A	Management	N/A
				7.1	Approve Related-Party Transaction Re: Loan Agreement with OAO WBD	No	N/A	Management	N/A
				7.2	Approve Related-Party Transaction Re: Loan Agreement with OAO WBD	No	N/A	Management	N/A
				7.3	Approve Related-Party Transaction Re: Loan Agreement with OAO WBD	No	N/A	Management	N/A
				7.4	Approve Related-Party Transaction Re: Loan Agreement with OAO WBD	No	N/A	Management	N/A
				7.5	Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreement for Loan to OAO WBD	No	N/A	Management	N/A
				7.6	Approve Related-Party Transaction Re: Sale of Inventories and Fixed Assets to OAO WBD	No	N/A	Management	N/A
				7.7	Approve Related-Party Transaction Re: Sale of Dairy and Other Products to OAO WBD	No	N/A	Management	N/A
				7.8	Approve Related-Party Transaction Re: Loan Agreement with OAO WBD	No	N/A	Management	N/A
TELECOM EGYPT	ETEL	EGS48031C016	7/6/2008	1	Approve Extension of the Term of the Chief Executive Officer for a Period of One Year as of Aug. 13, 2008 in Accordance with the Provision of Article 25 of the Company Bylaws	No	N/A	Management	N/A
				2	Amend Article 43 of the Company Bylaws	No	N/A	Management	N/A
Turkcell Iletisim Hizmetleri AS	TKC	TRATCELL91M1	1/30/2009	1	Opening and Elect Chairman of Meeting	No	N/A	Management	N/A
				2	Authorize Presiding Council to Sign Minutes of Meeting	No	N/A	Management	N/A
				3	Amend Article 3 - Re: Corporate Purpose and Subject	No	N/A	Management	N/A
				4	Wishes and Hopes	No	N/A	Management	N/A
				5	Close Meeting	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Lonmin plc	LNMIY	GB0031192486	1/29/2009	1	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				2	Approve Remuneration Report	No	N/A	Management	N/A
				3	Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration	No	N/A	Management	N/A
				4	Re-elect Sir John Craven as Director	No	N/A	Management	N/A
				5	Re-elect Michael Hartnall as Director	No	N/A	Management	N/A
				6	Re-elect Roger Phillimore as Director	No	N/A	Management	N/A
				7	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 52,600,000	No	N/A	Management	N/A
				8	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,800,000	No	N/A	Management	N/A
				9	Authorise 15,700,000 Ordinary Shares for Market Purchase	No	N/A	Management	N/A
				10	Adopt New Articles of Association	No	N/A	Management	N/A
				11	Amend Lonmin Stay and Prosper Plan	No	N/A	Management	N/A
				12	Amend Lonmin plc Shareholder Value Incentive Plan	No	N/A	Management	N/A
Bank Hapoalim B.M.	BKHYY	IL0006625771	2/5/2009	1	Elect Imri Tov as an External Director	No	N/A	Management	N/A
				2	Approve Directors Indemnification Agreements	No	N/A	Management	N/A
				3.1	Approve Director/Officer Liability and Indemnification Insurance	No	N/A	Management	N/A
				3.2	Approve Director/Officer Liability and Indemnification Insurance	No	N/A	Management	N/A
				3.3	Approve Director/Officer Liability and Indemnification Insurance	No	N/A	Management	N/A
Energy Development (EDC) Corporation	EDC	PHY2292S1043	6/30/2009	1	Approve the Minutes of Previous Stockholders’ Meeting	No	N/A	Management	N/A
				2	Approve the Management’s Report and Audited Financial Statements for the Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				3	Confirm and Ratify All Acts and Resolutions of Management and the Board of Directors from the Beginning of the Last Fiscal Year to Date as Reflected in the Books and Records of the Company	No	N/A	Management	N/A
				4	Approve the Increase in the Company's Authorized Capital Stock from PHP 15.075 Billion to PHP 30.150 Billion	No	N/A	Management	N/A
				5	Approve Denial of Preemptive Right in Relation to the Issuance and/or Reissuance of Common Shares Pursuant to Any of the Company's Executive/Employee Ownership Plans Provided that Such Denial would Not Exceed 4 Percent of the Issued Common Capital Stock	No	N/A	Management	N/A
				6	Approve the Change in Place of Principal Office or a Particular Location Therein and Amend its Corresponding Articles of Incorporation and By-laws	No	N/A	Management	N/A
				7	Approve Amendment to the By-laws to Allow Shareholders Meetings to be Held Outside the Principal Office in Metro Manila	No	N/A	Management	N/A
				8	Amend the By-laws to Require the Submission of Proxies to be at Least 10 Days Before a Stockholders’ Meeting in Conformity with the Requirements of the Securities Regulation Code	No	N/A	Management	N/A
				9	Amend the By-laws to Separate the Offices of the President and CEO	No	N/A	Management	N/A
				10	Amend the By-laws to Include Provisions on the Qualifications, Disqualifications, Nomination and Election of Director, to Strengthen Corporate Governance Practices	No	N/A	Management	N/A
				11	Appoint SGV & Co. as the Company’s External Auditors	No	N/A	Management	N/A
				12	Other Matters	No	N/A	Management	N/A
				13.1	Elect Oscar M. Lopez as a Director	No	N/A	Management	N/A
				13.2	Elect Paul A. Aquino as a Director	No	N/A	Management	N/A
				13.3	Elect Peter D. Garrucho, Jr. as a Director	No	N/A	Management	N/A
				13.4	Elect Elipidio L. Ibanez as a Director	No	N/A	Management	N/A
				13.5	Elect Federico R. Lopez as a Director	No	N/A	Management	N/A
				13.6	Elect Ernesto B. Patangco as a Director	No	N/A	Management	N/A
				13.7	Elect Francis Giles B. Puno as a Director	No	N/A	Management	N/A
				13.8	Elect Jonathan C. Russell as a Director	No	N/A	Management	N/A
				13.9	Elect Richard B. Tantoco as a Director	No	N/A	Management	N/A
				13.10	Elect Francis G. Estrada as a Director	No	N/A	Management	N/A
				13.11	Elect Vicente S. Perez, Jr. as a Director	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Lihir Gold Ltd.	LIHR	PG0008974597	5/6/2009	1	Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				2	Elect Alister Maitland as Director	No	N/A	Management	N/A
				3	Elect Geoff Loudon as Director	No	N/A	Management	N/A
				4	Approve PricewaterhouseCoppers as Auditor	No	N/A	Management	N/A
				5	Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan	No	N/A	Management	N/A
				6	Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009	No	N/A	Management	N/A
				7	Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009	No	N/A	Management	N/A
Universal Robina Corp.	UVRBF	PHY9297P1004	4/16/2009	1	Proof of Notice of the Meeting and the Existence of a Quorum	No	N/A	Management	N/A
				2	Reading and Approval of the Minutes of Previous Annual Shareholders' Meeting held on April 17, 2008	No	N/A	Management	N/A
				3	Presentation of Annual Report and Approval of the Financial Statements for the Preceding Year	No	N/A	Management	N/A
				4.1	Elect John L. Gokongwei, Jr. as a Director	No	N/A	Management	N/A
				4.2	Elect James L. Go as a Director	No	N/A	Management	N/A
				4.3	Elect Lance Y. Gokongwei as a Director	No	N/A	Management	N/A
				4.4	Elect Patrick Henry C. Go as a Director	No	N/A	Management	N/A
				4.5	Elect Frederick D. Go as a Director	No	N/A	Management	N/A
				4.6	Elect Johnson Robert G. Go, Jr. as a Director	No	N/A	Management	N/A
				4.7	Elect Robert G. Coyiuto, Jr. as a Director	No	N/A	Management	N/A
				4.8	Elect Wilfrido E. Sanchez as a Director	No	N/A	Management	N/A
				4.9	Elect Pascual S. Guerzon as a Director	No	N/A	Management	N/A
				5	Election of External Auditors	No	N/A	Management	N/A
				6	Ratify All Acts of the Board of Directors and Management Since the Last Annual Meeting	No	N/A	Management	N/A
				7	Consideration of Such Matters As May Properly Come During the Meeting	No	N/A	Management	N/A
Vivo Participacoes SA	VIV	BRVIVOACNOR1	3/19/2009	1	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Allocation of Income and Dividends	No	N/A	Management	N/A
				3	Elect Directors	No	N/A	Management	N/A
				4	Elect Fiscal Council Members	No	N/A	Management	N/A
				5	Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members	No	N/A	Management	N/A
				6	Ratify Increase in Share Capital and Amend Article 5 Accordingly	No	N/A	Management	N/A
				7	Consolidate Articles	No	N/A	Management	N/A
Metropolitan Bank & Trust Company	MTPOY	PHY6028G1361	4/29/2009	1	Call to Order	No	N/A	Management	N/A
				2	Certification of Notice and Quorum	No	N/A	Management	N/A
				3	Approve Minutes of Previous Annual Meeting of Stockholders Held on May 21, 2008	No	N/A	Management	N/A
				4	Report to the Stockholders	No	N/A	Management	N/A
				5	Ratify Corporate Acts	No	N/A	Management	N/A
				6.1	Elect Renato C. Valencia as a Director	No	N/A	Management	N/A
				6.2	Elect Remedios L. Macalincag as a Director	No	N/A	Management	N/A
				6.3	Elect Valentin A. Araneta as a Director	No	N/A	Management	N/A
				6.4	Elect George S.K. Ty as a Director	No	N/A	Management	N/A
				6.5	Elect Antonio S. Abacan, Jr. as a Director	No	N/A	Management	N/A
				6.6	Elect Francisco C. Sebastian as a Director	No	N/A	Management	N/A
				6.7	Elect Arthur Ty as a Director	No	N/A	Management	N/A
				6.8	Elect Carlos A. Pedrosa as a Director	No	N/A	Management	N/A
				6.9	Elect Edmund A. Go as a Director	No	N/A	Management	N/A
				6.10	Elect Fabian S. Dee as a Director	No	N/A	Management	N/A
				6.11	Elect Antonio V. Viray as a Director	No	N/A	Management	N/A
				6.12	Elect Vy Tonne So as a Director	No	N/A	Management	N/A
				7	Other Matters	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Mondi plc	MONDF	GB00B1CRLC47	5/7/2009	1	Elect Andrew King as Director	No	N/A	Management	N/A
				2	Re-elect Imogen Mkhize as Director	No	N/A	Management	N/A
				3	Re-elect Peter Oswald as Director	No	N/A	Management	N/A
				4	Re-elect Sir John Parker as Director	No	N/A	Management	N/A
				5	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				6	Approve Remuneration Report	No	N/A	Management	N/A
				7	Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited	No	N/A	Management	N/A
				8	Reappoint Deloitte & Touche as Auditors of the Company	No	N/A	Management	N/A
				9	Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors	No	N/A	Management	N/A
				10	Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors	No	N/A	Management	N/A
				11	Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors	No	N/A	Management	N/A
				12	Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up 7,344,816 Mondi Limited Ordinary Shares	No	N/A	Management	N/A
				13	Authorise up to Ten Percent of the Mondi Limited's Issued Ordinary Shares for Market Purchase	No	N/A	Management	N/A
				14	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				15	Approve Remuneration Report	No	N/A	Management	N/A
				16	Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc	No	N/A	Management	N/A
				17	Reappoint Deloitte LLP as Auditors of the Company	No	N/A	Management	N/A
				18	Authorise Board of Mondi plc to Fix Remuneration of Auditors	No	N/A	Management	N/A
				19	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20	No	N/A	Management	N/A
				20	Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408	No	N/A	Management	N/A
				21	Authorise 18,362,040 Mondi plc’s Ordinary Shares for Market Purchase	No	N/A	Management	N/A
				1	Elect Andrew King as Director	No	N/A	Management	N/A
				2	Re-elect Imogen Mkhize as Director	No	N/A	Management	N/A
				3	Re-elect Peter Oswald as Director	No	N/A	Management	N/A
				4	Re-elect Sir John Parker as Director	No	N/A	Management	N/A
				5	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				6	Approve Remuneration Report	No	N/A	Management	N/A
				7	Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited	No	N/A	Management	N/A
				8	Reappoint Deloitte & Touche as Auditors of the Company	No	N/A	Management	N/A
				9	Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors	No	N/A	Management	N/A
				10	Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors	No	N/A	Management	N/A
				11	Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors	No	N/A	Management	N/A
				12	Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to 7,344,816 Mondi Limited Ordinary Shares	No	N/A	Management	N/A
				13	Authorise up to Ten Percent of the Mondi Limited's Issued Ordinary Shares for Market Purchase	No	N/A	Management	N/A
				14	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				15	Approve Remuneration Report	No	N/A	Management	N/A
				16	Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc	No	N/A	Management	N/A
				17	Reappoint Deloitte LLP as Auditors of the Company	No	N/A	Management	N/A
				18	Authorise Board of Mondi plc to Fix Remuneration of Auditors	No	N/A	Management	N/A
				19	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20	No	N/A	Management	N/A
				20	Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408	No	N/A	Management	N/A
				21	Authorise 18,362,040 Mondi plc's Ordinary Shares for Market Purchase	No	N/A	Management	N/A
Tim Participacoes SA	TSU	BRTCSLACNPR7	4/2/2009	1	Approve Prolonging of Cooperation and Support Agreement between Italia S.p.A, Tim Celular S.A., and Tim Nordeste S.A.	No	N/A	Management	N/A
				2	Authorize Capitalization of Fiscal Benefit Derived from the Amortization of Goodwill from Tim Nordeste S.A., and Amend Article 5 Accordingly	No	N/A	Management	N/A
				3	Increase the Maximum Size of the Board and Amend Article 26 Accordingly	No	N/A	Management	N/A
				4	Amend Article 31 re: Executive Officer Board	No	N/A	Management	N/A
				5	Consolidate Articles	No	N/A	Management	N/A
				6	Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008	No	N/A	Management	N/A
				7	Approve Allocation of Income and Dividends	No	N/A	Management	N/A
				8	Elect Directors	No	N/A	Management	N/A
				9	Approve Remuneration of Executive Officers, and Non-Executive Directors	No	N/A	Management	N/A
				10	Elect Fiscal Council Members and Approve their Remuneration	No	N/A	Management	N/A
Turkcell Iletisim Hizmetleri AS	TKC	TRATCELL91M1	5/8/2009	1	Open Meeting and Elect Presiding Council	No	N/A	Management	N/A
				2	Authorize Presiding Council to Sign Minutes of Meeting	No	N/A	Management	N/A
				3	Receive Statutory Reports	No	N/A	Management	N/A
				4	Accept Financial Statements	No	N/A	Management	N/A
				5	Approve Discharge of Board and Auditors	No	N/A	Management	N/A
				6	Elect Directors and Approve Their Remuneration	No	N/A	Management	N/A
				7	Appoint Internal Statutory Auditors and Approve Their Remuneration	No	N/A	Management	N/A
				8	Approve Allocation of Income	No	N/A	Management	N/A
				9	Receive Information on Charitable Donations	No	N/A	Management	N/A
				10	Ratify External Auditors	No	N/A	Management	N/A
				11	Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose	No	N/A	Management	N/A
				12	Close Meeting	No	N/A	Management	N/A

Nuveen Tradewinds Emerging Markets Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Bank Hapoalim B.M.	BKHYY	IL0006625771	4/6/2009	1	Discuss Financial Statements and Board Report For Year 2007	No	N/A	Management	N/A
				2	Reappoint Nira Dror as External Director	No	N/A	Management	N/A
				2a	Indicate If You Are a Controlling Shareholder	No	N/A	Management	N/A
				3	Approve Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
TELECOM EGYPT	ETEL	EGS48031C016	3/31/2009	1	Approve Board's Report on Corporate Activities for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				2	Approve Auditors’ Report on Company’s Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				3	Accept Financial Statements for Fiscal Year ending Dec. 31, 2008	No	N/A	Management	N/A
				4	Approve Dividends	No	N/A	Management	N/A
				5	Approve Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				6	Approve Discharge of Board	No	N/A	Management	N/A
				7	Approve Charitable Donations	No	N/A	Management	N/A
				8	Approve Attendance and Transportation Allowance for Directors	No	N/A	Management	N/A
				9	Extend Term of Abdel Hamid Hamdy for a Period of One Year as of Aug. 4, 2009	No	N/A	Management	N/A
Petrochina Company Limited	PTR	CNE1000003W8	5/12/2009	1	Accept Report of the Board of Directors	No	N/A	Management	N/A
				2	Accept Report of the Supervisory Committee	No	N/A	Management	N/A
				3	Accept Financial Statements and Statutory Reports	No	N/A	Management	N/A
				4	Approve Final Dividends	No	N/A	Management	N/A
				5	Approve Distribution of Interim Dividends for the Year 2009	No	N/A	Management	N/A
				6	Reappoint PricewaterhouseCoopers, Certified Public Accountants, and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., Certified Public Accountants, as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights	No	N/A	Management	N/A
				8	Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of Up to RMB 100 Billion	No	N/A	Management	N/A
				9	Elect Wang Daocheng as Independent Supervisor	No	N/A	Shareholder	N/A
Gruma S.A.B. de C.V.	GMK	MXP4948K1056	4/30/2009	1	Accept Financial Statements and Statutory Reports for Fiscal Year 2008 in Accordance with Article 28 Section IV of Stock Market Law	No	N/A	Management	N/A
				2	Accept Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law	No	N/A	Management	N/A
				3	Approve Allocation of Income	No	N/A	Management	N/A
				4	Set Aggregate Nominal Amount of Share Repurchase Reserve and Present Report of Operations with Treasury Shares for the Year Ended December 31, 2008	No	N/A	Management	N/A
				5	Elect Directors, Board Secretary, and Alternates; Approve Their Remuneration	No	N/A	Management	N/A
				6	Elect Chairs to Audit and Corporate Practices Committees	No	N/A	Management	N/A
				7	Designate Inspector or Shareholder Representative(s) of Minutes of Meeting	No	N/A	Management	N/A
				8	Approve Minutes of Meeting	No	N/A	Management	N/A
Eastern Platinum Ltd.	ELR	CA2768551038	6/3/2009	1	Fix Number of Directors at Eight	No	N/A	Management	N/A
				2.1	Elect Director Ian Terry Rozier	No	N/A	Management	N/A
				2.2	Elect Director David W. Cohen	No	N/A	Management	N/A
				2.3	Elect Director Gordon Keep	No	N/A	Management	N/A
				2.4	Elect Director John Andrews	No	N/A	Management	N/A
				2.5	Elect Director John Hawkrigg	No	N/A	Management	N/A
				2.6	Elect Director J. Merfyn Roberts	No	N/A	Management	N/A
				2.7	Elect Director Robert J. Gayton	No	N/A	Management	N/A
				2.8	Elect Director Zwelakhe Sisulu	No	N/A	Management	N/A
				3	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
Addax Petroleum Corp.	AXC	CA00652V1022	6/25/2009	1	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration	No	N/A	Management	N/A
				2.1	Elect Director Peter Dey	No	N/A	Management	N/A
				2.2	Elect Director Jean Claude Gandur	No	N/A	Management	N/A
				2.3	Elect Director Brian Anderson	No	N/A	Management	N/A
				2.4	Elect Director James Davie	No	N/A	Management	N/A
				2.5	Elect Director Stephen Paul de Heinrich	No	N/A	Management	N/A
				2.6	Elect Director Gerry Macey	No	N/A	Management	N/A
				2.7	Elect Director Afolabi Oladele	No	N/A	Management	N/A
				2.8	Elect Director Wesley Twiss	No	N/A	Management	N/A
The United Laboratories International Holdings Limited	ULIHY	KYG8813K1085	5/29/2009	1	Accept Consolidated Financial Statements and Statutory Reports	No	N/A	Management	N/A
				2	Approve Final Dividend	No	N/A	Management	N/A
				3a	Reelect Peng Wei as Executive Director	No	N/A	Management	N/A
				3b	Reelect Tsoi Hoi Shan as Executive Director	No	N/A	Management	N/A
				3c	Reelect Choy Siu Chit as Non-Executive Director	No	N/A	Management	N/A
				3d	Reelect Chong Peng Oon as Independent Non-Executive Director	No	N/A	Management	N/A
				3e	Authorize the Board to Fix Remuneration of Directors	No	N/A	Management	N/A
				4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration	No	N/A	Management	N/A
				5	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights	No	N/A	Management	N/A
				6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	No	N/A	Management	N/A
				7	Authorize Reissuance of Repurchased Shares	No	N/A	Management	N/A
Geovic Mining Corp	GVCM	US3736861044	6/15/2009	1.1	Elect Director William A. Buckovic	No	N/A	Management	N/A
				1.2	Elect Director Michael A. Goldberg	No	N/A	Management	N/A
				1.3	Elect Director Robert J. MacDonald	No	N/A	Management	N/A
				1.4	Elect Director Michael T. Mason	No	N/A	Management	N/A
				1.5	Elect Director Wade D. Nesmith	No	N/A	Management	N/A
				1.6	Elect Director John T. Perry	No	N/A	Management	N/A
				1.7	Elect Director Gregg J. Sedun	No	N/A	Management	N/A
				1.8	Elect Director John E. Sherborne	No	N/A	Management	N/A
				2	Amend Stock Option Plan	No	N/A	Management	N/A
				3	Ratify Auditors	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Kirin Holdings Co., Ltd.	2503	497350306	3/26/2009	1	DIVIDEND AND DISPOSITION OF SURPLUS	No	N/A	Management	N/A
				2	PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION	No	N/A	Management	N/A
				3	ELECTION OF DIRECTOR: KAZUYASU KATO	No	N/A	Management	N/A
				4	ELECTION OF DIRECTOR: KAZUHIRO SATO	No	N/A	Management	N/A
				5	ELECTION OF DIRECTOR: ETSUJI TAWADA	No	N/A	Management	N/A
				6	ELECTION OF DIRECTOR: YOSHIHARU FURUMOTO	No	N/A	Management	N/A
				7	ELECTION OF DIRECTOR: YUZURU MATSUDA	No	N/A	Management	N/A
				8	ELECTION OF DIRECTOR: SENJI MIYAKE	No	N/A	Management	N/A
				9	ELECTION OF DIRECTOR: YUJI OWADA	No	N/A	Management	N/A
				10	ELECTION OF DIRECTOR: SATORU KISHI	No	N/A	Management	N/A
				11	ELECTION OF DIRECTOR: AKIRA GEMMA	No	N/A	Management	N/A
				12	PRESENTATION OF BONUSES TO CORPORATE OFFICERS	No	N/A	Management	N/A
								Shareholder
Kao Corp.	4452	485537302	6/26/2009	1	Proposal For Appropriation Of Retained Earnings	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines	No	N/A	Management	N/A
				3	Election Of One (1) Corporate Auditor: Masanori Sunaga	No	N/A	Management	N/A
				4	Election Of One (1) Alternate Corporate Auditor: Satoshi Ito	No	N/A	Management	N/A
				5	Delegation To The Meeting Of The Board Of Directors Of The company Of Determination Of Matters For Offering Of Stock acquisition Rights To Be Issued As Stock Options	No	N/A	Management Shareholder	N/A
NTT DoCoMo Inc.	9437	62942M201	6/19/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 2400	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3	Appoint Statutory Auditor	No	N/A	Management Shareholder	N/A
Shiseido Co. Ltd.	4911	824841407	6/24/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 25	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director Shinzo Maeda	No	N/A	Management	N/A
				3.2	Elect Director Kimie Iwata	No	N/A	Management	N/A
				3.3	Elect Director Yasuhiko Harada	No	N/A	Management	N/A
				3.4	Elect Director Toshimitsu Kobayashi	No	N/A	Management	N/A
				3.5	Elect Director Masaaki Komatsu	No	N/A	Management	N/A
				3.6	Elect Director Carsten Fischer	No	N/A	Management	N/A
				3.7	Elect Director Hisayuki Suekawa	No	N/A	Management	N/A
				3.8	Elect Director Tatsuomi Takamori	No	N/A	Management	N/A
				3.9	Elect Director Shoichiro Iwata	No	N/A	Management	N/A
				3.1	Elect Director Tatsuo Uemura	No	N/A	Management	N/A
				4	Appoint Statutory Auditor Akio Harada	No	N/A	Management	N/A
				5	Approve Annual Bonus Payment to Directors	No	N/A	Management	N/A
				6	Approve Deep Discount Stock Option Plan	No	N/A	Management	N/A
								Shareholder

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Nippon Telegraph & Telephone Corp.	9432	654624105	6/24/2009	1	Distribution Of Retained Earnings As Dividends	No	N/A	Management	N/A
				2	Partial Amendment Of The Articles Of Incorporation	No	N/A	Management	N/A
				3	Election Of Director: Hiromichi Shinohara	No	N/A	Management	N/A
				4	Election Of Director: Tetsuya Shouji	No	N/A	Management Shareholder	N/A
Panasonic Corp	6752	69832A205	6/25/2009	1	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format	No	N/A	Management	N/A
				2.1	Elect Director Kunio Nakamura	No	N/A	Management	N/A
				2.2	Elect Director Masayuki Matsushita	No	N/A	Management	N/A
				2.3	Elect Director Fumio Ohtsubo	No	N/A	Management	N/A
				2.4	Elect Director Susumu Koike	No	N/A	Management	N/A
				2.5	Elect Director Koshi Kitadai	No	N/A	Management	N/A
				2.6	Elect Director Toshihiro Sakamoto	No	N/A	Management	N/A
				2.7	Elect Director Takahiro Mori	No	N/A	Management	N/A
				2.8	Elect Director Yasuo Katsura	No	N/A	Management	N/A
				2.9	Elect Director Hitoshi Otsuki	No	N/A	Management	N/A
				2.1	Elect Director Ikusaburo Kashima	No	N/A	Management	N/A
				2.11	Elect Director Ikuo Uno	No	N/A	Management	N/A
				2.12	Elect Director Masayuki Oku	No	N/A	Management	N/A
				2.13	Elect Director Makoto Uenoyama	No	N/A	Management	N/A
				2.14	Elect Director Masatoshi Harada	No	N/A	Management	N/A
				2.15	Elect Director Masaharu Matsushita	No	N/A	Management	N/A
				2.16	Elect Director Ken Morita	No	N/A	Management	N/A
				2.17	Elect Director Kazunori Takami	No	N/A	Management	N/A
				2.18	Elect Director Junji Nomura	No	N/A	Management	N/A
				2.19	Elect Director Masashi Makino	No	N/A	Management Shareholder	N/A
Coca-Cola West Company Limited	2579	J0814U109	11/27/2008	1	Approve Mergers by Absorption	No	N/A	Management	N/A
				2	Amend Articles To Amend Business Lines - Change Company Name	No	N/A	Management	N/A
				1	Approve Allocation of Income, With a Final Dividend of JY 22	No	N/A	Management	N/A
				2	Amend Articles to Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Internal Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Internal Statutory Auditor	No	N/A	Management	N/A
				4.3	Appoint Internal Statutory Auditor	No	N/A	Management	N/A
				5	Approve Adjustment to Aggregate Compensation Ceiling for Directors	No	N/A	Management	N/A
				6	Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors	No	N/A	Management	N/A
								Shareholder
Mabuchi Motor Co. Ltd.	6592	J39186101	3/27/2009	1	Approve Allocation of Income, With a Final Dividend of JPY 62	No	N/A	Management	N/A
				2	Amend Articles to Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker		Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
		��			3.6	Elect Director	No	N/A	Management	N/A
					3.7	Elect Director	No	N/A	Management	N/A
									Shareholder
Seven & i Holdings Co Ltd	3382		J7165H108	5/28/2009	1	Approve Allocation of Income, With a Final Dividend of JPY 29	No	N/A	Management	N/A
					2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
					3.1	Elect Director	No	N/A	Management	N/A
					3.2	Elect Director	No	N/A	Management	N/A
					3.3	Elect Director	No	N/A	Management	N/A
					3.4	Elect Director	No	N/A	Management	N/A
					3.5	Elect Director	No	N/A	Management	N/A
					3.6	Elect Director	No	N/A	Management	N/A
					3.7	Elect Director	No	N/A	Management	N/A
					3.8	Elect Director	No	N/A	Management	N/A
					3.9	Elect Director	No	N/A	Management	N/A
					3.1	Elect Director	No	N/A	Management	N/A
					3.11	Elect Director	No	N/A	Management	N/A
					3.12	Elect Director	No	N/A	Management	N/A
					3.13	Elect Director	No	N/A	Management	N/A
					3.14	Elect Director	No	N/A	Management	N/A
					3.15	Elect Director	No	N/A	Management	N/A
					4	Approve Deep Discount Stock Option Plan	No	N/A	Management Shareholder	N/A
Astellas Pharma Inc. (frmly. Yamanouchi Pharmaceutical Co. Ltd.)	4503		J03393105	6/23/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 60	No	N/A	Management	N/A
					2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
					3.1	Elect Director	No	N/A	Management	N/A
					3.2	Elect Director	No	N/A	Management	N/A
					3.3	Elect Director	No	N/A	Management	N/A
					3.4	Elect Director	No	N/A	Management	N/A
					3.5	Elect Director	No	N/A	Management	N/A
					4	Approve Annual Bonus Payment to Directors	No	N/A	Management	N/A
					5	Approve Deep Discount Stock Option Plan	No	N/A	Management	N/A
									Shareholder
Nippon Oil Corp. (Formerly Nippon Mitsubishi Oil Co.)	5001		J5484F100	6/23/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 10	No	N/A	Management	N/A
					2	Amend Articles To Reflect Digitalization of Share Certificates - Indemnify Directors - Amend Business Lines	No	N/A	Management	N/A
					3.1	Elect Director	No	N/A	Management	N/A
					3.2	Elect Director	No	N/A	Management	N/A
					3.3	Elect Director	No	N/A	Management	N/A
					3.4	Elect Director	No	N/A	Management	N/A
					3.5	Elect Director	No	N/A	Management	N/A
					3.6	Elect Director	No	N/A	Management	N/A
					3.7	Elect Director	No	N/A	Management	N/A
					3.8	Elect Director	No	N/A	Management	N/A
					3.9	Elect Director	No	N/A	Management	N/A
					3.1	Elect Director	No	N/A	Management	N/A
					3.11	Elect Director	No	N/A	Management	N/A
					3.12	Elect Director	No	N/A	Management	N/A
					3.13	Elect Director	No	N/A	Management	N/A
					3.14	Elect Director	No	N/A	Management	N/A
					3.15	Elect Director	No	N/A	Management	N/A
					3.16	Elect Director	No	N/A	Management	N/A
					3.17	Elect Director	No	N/A	Management	N/A
					3.18	Elect Director	No	N/A	Management	N/A
					3.19	Elect Director	No	N/A	Management	N/A
					4	Appoint Statutory Auditor	No	N/A	Management Shareholder	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
SEGA SAMMY HOLDINGS INC.	6460	J7028D104	6/18/2009	1	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				2.1	Elect Director	No	N/A	Management	N/A
				2.2	Elect Director	No	N/A	Management	N/A
				2.3	Elect Director	No	N/A	Management	N/A
				2.4	Elect Director	No	N/A	Management	N/A
				2.5	Elect Director	No	N/A	Management	N/A
				2.6	Elect Director	No	N/A	Management	N/A
				3.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				3.2	Appoint Statutory Auditor	No	N/A	Management	N/A
				3.3	Appoint Statutory Auditor	No	N/A	Management	N/A
				3.4	Appoint Statutory Auditor	No	N/A	Management	N/A
				4	Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System	No	N/A	Management Shareholder	N/A
Toyo Seikan Kaisha Ltd.	5901	J92289107	6/25/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 5	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				4	Appoint Statutory Auditor	No	N/A	Management	N/A
				5	Approve Takeover Defense Plan (Poison Pill)	No	N/A	Management Shareholder	N/A
JS Group Corp. (Formerly Tostem Inax Holding Corp.)	5938	J2855M103	6/18/2009	1	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				2.1	Elect Director	No	N/A	Management	N/A
				2.2	Elect Director	No	N/A	Management	N/A
				2.3	Elect Director	No	N/A	Management	N/A
				2.4	Elect Director	No	N/A	Management	N/A
				2.5	Elect Director	No	N/A	Management	N/A
				2.6	Elect Director	No	N/A	Management	N/A
				2.7	Elect Director	No	N/A	Management	N/A
				2.8	Elect Director	No	N/A	Management	N/A
				2.9	Elect Director	No	N/A	Management	N/A
				3	Appoint Alternate Statutory Auditor	No	N/A	Management Shareholder	N/A
JGC Corp.	1963	J26945105	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 30	No	N/A	Management	N/A
				2	Approve Annual Bonus Payment to Directors and Statutory Auditors	No	N/A	Management	N/A
				3	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				4.1	Elect Director	No	N/A	Management	N/A
				4.2	Elect Director	No	N/A	Management	N/A
				4.3	Elect Director	No	N/A	Management	N/A
				4.4	Elect Director	No	N/A	Management	N/A
				4.5	Elect Director	No	N/A	Management	N/A
				4.6	Elect Director	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
				4.7	Elect Director	No	N/A	Management	N/A
				4.8	Elect Director	No	N/A	Management	N/A
				4.9	Elect Director	No	N/A	Management	N/A
				4.1	Elect Director	No	N/A	Management	N/A
				4.11	Elect Director	No	N/A	Management	N/A
				4.12	Elect Director	No	N/A	Management	N/A
				4.13	Elect Director	No	N/A	Management	N/A
				4.14	Elect Director	No	N/A	Management	N/A
				4.15	Elect Director	No	N/A	Management	N/A
				5.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				5.2	Appoint Statutory Auditor	No	N/A	Management	N/A
				6	Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors	No	N/A	Management Shareholder	N/A
Rohm Co. Ltd.	6963	J65328122	6/26/2009	1	Approve Allocation of Income, With a Final Dividend of JPY 65	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				4	Approve Share Repurchase Framework	No	N/A	Shareholder	N/A
								Shareholder
Secom Co. Ltd.	9735	J69972107	6/25/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 85	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				4	Approve Retirement Bonus Payment for Director	No	N/A	Management Shareholder	N/A
77 Bank Ltd.	8341	J71348106	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 3.5	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				3.14	Elect Director	No	N/A	Management	N/A
				3.15	Elect Director	No	N/A	Management	N/A
				3.16	Elect Director	No	N/A	Management	N/A
				4	Approve Retirement Bonus and Special Payments in Connection with Abolition of Retirement Bonus System	No	N/A	Management	N/A
				5	Approve Deep Discount Stock Option Plan	No	N/A	Management	N/A
								Shareholder
Sumitomo Osaka Cement Co. Ltd.	5232	J77734101	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 2	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
								Shareholder
Sumitomo Trust & Banking Co. Ltd.	8403	J77970101	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 1.5	No	N/A	Management	N/A
				2	Amend Articles To Create New Classes of Preferred Shares - Reflect Digitalization of Share Certificates - Reflect Changes in Law	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Statutory Auditor	No	N/A	Management	N/A
								Shareholder
Obayashi Corp.	1802	J59826107	6/25/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 4	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				3.14	Elect Director	No	N/A	Management	N/A
								Shareholder

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
Ono Pharmaceutical Co. Ltd.	4528	J61546115	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 90	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Reduce Directors’ Term	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				4	Approve Annual Bonus Payment to Directors and Statutory Auditors	No	N/A	Management Shareholder	N/A
Daiichi Sankyo Co. Ltd.	4568	J11257102	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 40	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
								Shareholder
Kyocera Corp.	6971	J37479110	6/25/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 60	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Statutory Auditor	No	N/A	Management	N/A
				5	Approve Annual Bonus Payment to Directors	No	N/A	Management	N/A
				6	Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors	No	N/A	Management	N/A
				7	Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System	No	N/A	Management Shareholder	N/A
TDK Corp.	6762	J82141136	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 60	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
				2	Amend Articles To Reflect Digitalization of Share Certificates - Indemnify Directors and Statutory Auditors	No	N/A	Management	N/A
				3	Approve Transfer of Operations to New Wholly-Owned Subsidiary	No	N/A	Management	N/A
				4	Approve Stock Option Plan	No	N/A	Management	N/A
				5.1	Elect Director	No	N/A	Management	N/A
				5.2	Elect Director	No	N/A	Management	N/A
				5.3	Elect Director	No	N/A	Management	N/A
				5.4	Elect Director	No	N/A	Management	N/A
				5.5	Elect Director	No	N/A	Management	N/A
				5.6	Elect Director	No	N/A	Management	N/A
				5.7	Elect Director	No	N/A	Management	N/A
				6	Appoint Statutory Auditor	No	N/A	Management	N/A
				7	Approve Retirement Bonus Payment for Director	No	N/A	Management Shareholder	N/A
Promise Co Ltd.	8574	J64083108	6/23/2009	1	Approve Handling of Net Loss	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Statutory Auditor	No	N/A	Management	N/A
				5	Appoint Alternate Statutory Auditor	No	N/A	Management	N/A
				6	Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System	No	N/A	Management	N/A
				7	Approve Deep Discount Stock Option Plan	No	N/A	Management Shareholder	N/A
Futaba Corp.	6986	J16758112	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 14	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Statutory Auditor	No	N/A	Management Shareholder	N/A
Daiwa House Industry Co. Ltd.	1925	J11508124	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 24	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				3.14	Elect Director	No	N/A	Management	N/A
				3.15	Elect Director	No	N/A	Management	N/A
				3.16	Elect Director	No	N/A	Management	N/A
				3.17	Elect Director	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
				3.18	Elect Director	No	N/A	Management	N/A
				4.1	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.2	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.3	Appoint Statutory Auditor	No	N/A	Management	N/A
				4.4	Appoint Statutory Auditor	No	N/A	Management Shareholder	N/A
Nippon Meat Packers Inc.	2282	J54752142	6/25/2009	1	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines	No	N/A	Management	N/A
				2.1	Elect Director	No	N/A	Management	N/A
				2.2	Elect Director	No	N/A	Management	N/A
				2.3	Elect Director	No	N/A	Management	N/A
				2.4	Elect Director	No	N/A	Management	N/A
				2.5	Elect Director	No	N/A	Management	N/A
				2.6	Elect Director	No	N/A	Management	N/A
				2.7	Elect Director	No	N/A	Management	N/A
				2.8	Elect Director	No	N/A	Management	N/A
				2.9	Elect Director	No	N/A	Management	N/A
				2.1	Elect Director	No	N/A	Management	N/A
				3	Appoint Statutory Auditor	No	N/A	Management	N/A
				4	Approve Takeover Defense Plan (Poison Pill)	No	N/A	Management Shareholder	N/A
HAKUHODO DY HOLDINGS INC.	2433	J19174101	6/29/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 25	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A

Nuveen Tradewinds Japan Fund

Proxy Voting Summary

July 1, 2008 – June 30, 2009

Name	Ticker	Security ID	Meeting Date	Item Number	Ballot Issue	Voted	Vote Cast	Proposer	For/Against Mgmt
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				4	Approve Retirement Bonus Payment for Director	No	N/A	Management Shareholder	N/A
Sankyo Co. Ltd. (OTC)	6417	J67844100	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 75	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
								Shareholder
TV Asahi Corp. (frm. Asahi National Broadcasting Co.)	9409	J93646107	6/25/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 2000	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Allow Company to Make Rules on Exercise of Shareholder Rights	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				3.14	Elect Director	No	N/A	Management	N/A
				3.15	Elect Director	No	N/A	Management	N/A
				3.16	Elect Director	No	N/A	Management	N/A
				3.17	Elect Director	No	N/A	Management Shareholder	N/A
Dai Nippon Printing Co. Ltd.	7912	J10584100	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 14	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				3.8	Elect Director	No	N/A	Management	N/A
				3.9	Elect Director	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.11	Elect Director	No	N/A	Management	N/A
				3.12	Elect Director	No	N/A	Management	N/A
				3.13	Elect Director	No	N/A	Management	N/A
				3.14	Elect Director	No	N/A	Management	N/A
				3.15	Elect Director	No	N/A	Management	N/A
				3.16	Elect Director	No	N/A	Management	N/A
				3.17	Elect Director	No	N/A	Management	N/A
				3.18	Elect Director	No	N/A	Management	N/A
				3.19	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.21	Elect Director	No	N/A	Management	N/A
				3.22	Elect Director	No	N/A	Management	N/A
				3.23	Elect Director	No	N/A	Management	N/A
				3.24	Elect Director	No	N/A	Management	N/A
				3.25	Elect Director	No	N/A	Management	N/A
				4	Appoint Statutory Auditor	No	N/A	Management Shareholder	N/A
Paramount Bed	7960	J63557128	6/26/2009	1	Approve Allocation of Income, with a Final Dividend of JPY 15	No	N/A	Management	N/A
				2	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format	No	N/A	Management	N/A
				3.1	Elect Director	No	N/A	Management	N/A
				3.2	Elect Director	No	N/A	Management	N/A
				3.3	Elect Director	No	N/A	Management	N/A
				3.4	Elect Director	No	N/A	Management	N/A
				3.5	Elect Director	No	N/A	Management	N/A
				3.6	Elect Director	No	N/A	Management	N/A
				3.7	Elect Director	No	N/A	Management	N/A
				4	Appoint Statutory Auditor	No	N/A	Management	N/A
				5	Approve Stock Option Plan	No	N/A	Management	N/A

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
04/23/09 - A	ERG spa *ERG*		T3707Z101
.		Ordinary Business
	1	Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports		For		Management
	2	Elect Directors, Fix Their Number, and Approve Their Remuneration		For		Management
	3	Integrate Internal Statutory Auditors’ Board		For		Management
	4	Approve Auditors and Fix Their Remuneration		For		Management
	5	Authorize Share Repurchase Program and Reissuance of Repurchased Shares		For		Management
04/30/09 - A	Minara Resources Ltd. *MREJF*		Q6120A101
	1	Elect Directors		For	For	Management
	2	Approve Remuneration Report for the Year Ended Dec. 31, 2008		For	For	Management
04/30/09 - A/S	Technip *TKPPY*		F90676101
		Ordinary Business
	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Approve Allocation of Income and Dividends of EUR 1.20 per Share		For	For	Management
	3	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	4	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2009		For	Against	Management
	5	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction Concluded during Fiscal Year 2008		For	For	Management
	6	Receive Auditors’ Special Report Regarding Related-Party Transactions and Approve Ongoing Transactions Concluded before Fiscal Year 2008		For	For	Management
	7	Reelect Jean-Pierre Lamoure as Director		For	For	Management
	8	Reelect Daniel Lebegue as Director		For	For	Management
	9	Reelect Bruno Weymuller as Director		For	For	Management
	10	Elect Gerard Hauser as Director		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	11	Elect Marwan Lahoud as Director		For	For	Management
	12	Elect Joseph Rinaldi as Director		For	For	Management
	13	Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000		For	For	Management
	14	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	15	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 37.5 Million		For	For	Management
	16	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Million		For	For	Management
	17	Approve Employee Stock Purchase Plan		For	Against	Management
	18	Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan		For	Against	Management
	19	Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 18		For	For	Management
	20	Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan		For	Against	Management
	21	Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 20		For	Against	Management
	22	Authorize Filing of Required Documents/Other Formalities		For	For	Management
05/06/09 - A	Lihir Gold Ltd. *LIHR*		Y5285N149
	1	Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008		For	For	Management
	2	Elect Alister Maitland as Director		For	For	Management
	3	Elect Geoff Loudon as Director		For	For	Management
	4	Approve PricewaterhouseCoppers as Auditor		For	For	Management
	5	Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	6	Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009		For	For	Management
	7	Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009		For	For	Management
05/07/09 - A	Mondi plc *MONDF*		G6258S107
		Common Business: Mondi Limited and Mondi plc
	1	Elect Andrew King as Director		For	For	Management
	2	Re-elect Imogen Mkhize as Director		For	For	Management
	3	Re-elect Peter Oswald as Director		For	For	Management
	4	Re-elect Sir John Parker as Director		For	For	Management
		Mondi Limited Business
	5	Accept Financial Statements and Statutory Reports		For	For	Management
	6	Approve Remuneration Report		For	For	Management
	7	Subject to the Passing of Resolution 16, Approve Final Dividend of 63.34650 Rand Cents Per Ordinary Share in Mondi Limited		For	For	Management
	8	Reappoint Deloitte & Touche as Auditors of the Company		For	For	Management
	9	Authorise the Audit Committee of Mondi Limited to Fix Remuneration of Auditors		For	For	Management
	10	Authorise Placing of up to Five Percent of the Issued Ordinary Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	11	Authorise Placing of up to Five Percent of the Issued Special Converting Shares of ZAR 0.20 Each in the Share Capital of Mondi Limited Under the Control of Its Directors		For	For	Management
	12	Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up 7,344,816 Mondi Limited Ordinary Shares		For	For	Management
	13	Authorise up to Ten Percent of the Mondi Limited’s Issued Ordinary Shares for Market Purchase		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
		Mondi plc Business
	14	Accept Financial Statements and Statutory Reports		For	For	Management
	15	Approve Remuneration Report		For	For	Management
	16	Subject to the Passing of Resolution 7, Approve Final Dividend of 5 Euro Cents Per Ordinary Share in Mondi plc		For	For	Management
	17	Reappoint Deloitte LLP as Auditors of the Company		For	For	Management
	18	Authorise Board of Mondi plc to Fix Remuneration of Auditors		For	For	Management
	19	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 5,141,371.20		For	For	Management
	20	Subject to the Passing of Resolution 19, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 3,672,408		For	For	Management
	21	Authorise 18,362,040 Mondi plc’s Ordinary Shares for Market Purchase		For	For	Management
05/19/09 - A/S	Thales *THLEY*		F9156M108
		Ordinary Business
	1	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	2	Approve Financial Statements and Statutory Reports		For	For	Management
	3	Approve Allocation of Income and Dividends of EUR 1.05 per Share		For	For	Management
	4	Approve Transaction with Roger Freeman		For	For	Management
	5	Approve Transaction with CEO Re: Additional Pension Scheme Benefiting to the Chairman and CEO		For	For	Management
	6	Ratify Ernst & Young Audit as Auditor		For	For	Management
	7	Ratify Auditex as Alternate Auditor		For	For	Management
	8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	9	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For	For	Management
		Shareholder Proposal

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	A	Amend Article 11 of Bylaws Re: Convening of Board Meetings		None	For	Shareholder
		Ordinary Business
	10	Authorize Filing of Required Documents/Other Formalities		For	For	Management
05/20/09 - A/S	Electricite de France *ECIFY*		F2940H113
		Ordinary Business
	1	Approve Financial Statements and Statutory Reports		For	For	Management
	2	Accept Consolidated Financial Statements and Statutory Reports		For	For	Management
	3	Approve Allocation of Income and Dividends of EUR 1.28 per Share		For	For	Management
	A	Approve Dividends of EUR 0.64 per Share		Against	Against	Shareholder
	4	Approve Auditors’ Special Report Regarding Related-Party Transactions		For	For	Management
	5	Approve additional Remuneration of Directors of EUR 32,000 for Fiscal Year 2008		For	For	Management
	B	Approve No Additional Remuneration for Directors for Fiscal Year 2008		Against	Against	Shareholder
	6	Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 Starting for Fiscal Year 2009		For	For	Management
	7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		For	For	Management
		Special Business
	8	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For	For	Management
	9	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million		For	For	Management
	10	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		For	For	Management
	11	Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value		For	For	Management
	12	Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	13	Authorize Capital Increase of up to EUR 45 Million for Future Acquisitions		For	For	Management
	14	Approve Employee Stock Purchase Plan		For	For	Management
	15	Approve Reduction in Share Capital via Cancellation of Repurchased Shares		For	For	Management
	16	Authorize Filing of Required Documents/Other Formalities		For	For	Management
05/27/09 - A	Cameco Corp. *CCO*		13321L108
	1	The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian (Residents mark the FOR Box; One or more Non-Residents mark the ABSTAIN box)		None	Abstain	Management
	2	Elect Directors		For	For	Management
	3	Ratify KPMG LLP as Auditors		For	For	Management
05/27/09 - A	Marine Harvest ASA (Formerly Pan Fish ASA) *MNHVF*		R2326D105
	1	Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting		For		Management
	2	Approve Notice of Meeting and Agenda		For		Management
	3	Receive CEO’s Report		None		Management
	4	Approve Financial Statements and Statutory Reports		For		Management
	5	Approve Treatment of Net Loss		For		Management
	6	Authorize Repurchase of Shares and Reissuance of Repurchased Shares		For		Management
	7	Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA		For		Management
	8	Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights		For		Management
	9	Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors		For		Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	10	Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term		For		Management
	11	Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Committee		For		Management
	12	Approve Remuneration Policy And Other Terms of Employment For Executive Management		For		Management
	13	Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity		For		Management
		Shareholder Proposal
	14	Instruct Board to Consider Establishing Committee or Authorising Existing Committee to Assess Company’s Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility		Against		Shareholder
05/29/09 - A	Moto Goldmines Ltd. *MGL*		61981U108
	1	Elect Directors		For	Split	Management
	1.1	Elect Director Samuel Jonah KBE — Withhold
	1.2	Elect Director T. Sean Harvey — For
	1.3	Elect Director David L. Hodgson — For
	1.4	Elect Director Walter H. Kansteiner — For
	1.5	Elect Director Jeffrey O’Leary — For
	1.6	Elect Director Andrew R. Dinning — For
	1.7	Elect Director Mark R. Arnesen — For
	1.8	Elect Director Louis Watum — For
	2	Approve Parker Simone LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/03/09 - A	Eastern Platinum Ltd. *ELR*		276855103
	1	Fix Number of Directors at Eight		For	For	Management
	2	Elect Directors		For	For	Management
	3	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
06/04/09 - A/S	Suncor Energy Inc *SU*		867229106
	1	Approve Plan of Arrangement - Merger with Petro-Canada		For	For	Management
	2	Amend Stock Option Plan		For	Against	Management
	3	Elect Directors		For	For	Management
	4	Ratify PricewaterhouseCoopers LLP as Auditors		For	For	Management
06/10/09 - A	Tech Data Corp. *TECD*		878237106
	1	Elect Directors		For	For	Management
	2	Adopt Majority Voting for Uncontested Election of Directors		For	For	Management
	3	Ratify Auditors		For	For	Management
	4	Advisory Vote to Ratify Named Executive Officers’ Compensation		For	For	Management
	5	Approve Omnibus Stock Plan		For	For	Management
06/24/09 - A	Gabriel Resources Ltd. *GBU*		361970106
	1	Elect Directors		For	For	Management
	2	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management
06/24/09 - A	Nippon Telegraph & Telephone Corp. *9432*		654624105
		Meeting for ADR Holders
	1	Distribution Of Retained Earnings As Dividends		For	For	Management
	2	Partial Amendment Of The Articles Of Incorporation		For	For	Management
	3	Election Of Director: Hiromichi Shinohara		For	For	Management
	4	Election Of Director: Tetsuya Shouji		For	For	Management
06/25/09 - A	Addax Petroleum Corp. *AXC*		00652V102
	1	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	2	Elect Directors		For	For	Management
06/25/09 - A	Toyo Seikan Kaisha Ltd. *5901*		J92289107
	1	Approve Allocation of Income, with a Final Dividend of JPY 5		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	3	Elect Directors		For	For	Management
	4	Appoint Statutory Auditor		For	For	Management
	5	Approve Takeover Defense Plan (Poison Pill)		For	Against	Management
06/25/09 - A	TV Asahi Corp. (frm. Asahi National Broadcasting Co.) *9409*		J93646107
	1	Approve Allocation of Income, with a Final Dividend of JPY 2000		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format - Allow Company to Make Rules on Exercise of Shareholder Rights		For	Against	Management
	3	Elect Directors		For	Split	Management
	3.1	Elect Director — For
	3.2	Elect Director — For
	3.3	Elect Director — For
	3.4	Elect Director — For
	3.5	Elect Director — For
	3.6	Elect Director — For
	3.7	Elect Director — For
	3.8	Elect Director — For
	3.9	Elect Director — For
	3.10	Elect Director — For
	3.11	Elect Director — For
	3.12	Elect Director — For
	3.13	Elect Director — For
	3.14	Elect Director — Against
	3.15	Elect Director — For
	3.16	Elect Director — For
	3.17	Elect Director — For

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
06/26/09 - A	Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda - Part 1 of 2; Items 1 to 7.92
	1	Approval Of The Annual Report Of The Company.		For	For	Management
	2	Approval Of The Annual Accounting Statements, Including The Profit And Loss Reports Of The Company.		For	For	Management
	3	Approval Of The Distribution Of Profit Of The Company Based On The Results Of 2008.		For	For	Management
	4	Regarding The Amount Of, Time For And Form Of Payment Of Dividends Based On The Results Of 2008.		For	For	Management
	5	Approval Of The External Auditor Of The Company.		For	For	Management
	6	Regarding The Remuneration Of Members Of The Board Of Directors And Audit Commission Of The Company.		For	Against	Management
	7.1	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Agreements		For	For	Management
	7.2	Approve Related-Party Transactions with OAO Sberbank Re: Loan Agreements		For	For	Management
	7.3	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Agreements		For	For	Management
	7.4	Approve Related-Party Transactions with State Corporation Vnesheconombank Re: Loan Agreements		For	For	Management
	7.5	Approve Related-Party Transactions with OAO Rosselkhozbank Re: Loan Agreements		For	For	Management
	7.6	Approve Related-Party Transactions with OAO Gazprombank Re: Loan Facility Agreements		For	For	Management
	7.7	Approve Related-Party Transactions with OAO Sberbank Re: Loan Facility Agreements		For	For	Management
	7.8	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Loan Facility Agreements		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.9	Approve Related-Party Transactions with OAO VTB Bank Re: Loan Facility Agreements		For	For	Management
	7.10	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.11	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.12	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.13	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Transfer of Credit Funds		For	For	Management
	7.14	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.15	Approve Related-Party Transactions with OAO Sberbank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.16	Approve Related-Party Transactions with ZAO Gazenergoprombank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.17	Approve Related-Party Transactions with OAO VTB Bank Re: Agreements on Using Electronic Payments System		For	For	Management
	7.18	Approve Related-Party Transactions with OAO Gazprombank Re: Agreements on Foreign Currency Purchase		For	For	Management
	7.19	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.20	Approve Related-Party Transactions with OAO Sberbank Re: Agreement on Guarantees to Tax Authorities		For	For	Management
	7.21	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.22	Approve Related-Party Transaction with Nord Stream AG Re: Gas Transportation Agreement		For	For	Management
	7.23	Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreement in Favor of AK Uztransgaz for Gas Transportation Across Uzbekistan		For	For	Management
	7.24	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline		For	For	Management
	7.25	Approve Related-Party Transactions with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System		For	For	Management
	7.26	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Well Equipment		For	For	Management
	7.27	Approve Related-Party Transactions with OAO Gazpromtrubinvest Re: Agreement on Temporary Possession and Use of Facilities		For	For	Management
	7.28	Approve Related-Party Transactions with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex		For	For	Management
	7.29	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment		For	For	Management
	7.30	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant		For	For	Management
	7.31	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Methanol Tank Cars		For	For	Management
	7.32	Approve Related-Party Transactions with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.33	Approve Related-Party Transactions with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center		For	For	Management
	7.34	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Gas-Using Equipment		For	For	Management
	7.35	Approve Related-Party Transactions with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-Residential Premises		For	For	Management
	7.36	Approve Related-Party Transactions with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Pipeline		For	For	Management
	7.37	Approve Related-Party Transactions with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.38	Approve Related-Party Transactions with OAO Gazprom Export Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.39	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special Installation		For	For	Management
	7.40	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.41	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of ERP System		For	For	Management
	7.42	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communication Facilities		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.43	Approve Related-Party Transactions with OOO TsentrCaspneftegaz Re: Agreement on Extension of Loans		For	For	Management
	7.44	Approve Related-Party Transactions with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities		For	For	Management
	7.45	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Delivery of Gas		For	For	Management
	7.46	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Sale of Gas		For	For	Management
	7.47	Approve Related-Party Transactions with OOO Mezhregiongaz Re: Agreement on Accepting Gas Purchased from Independent Entities		For	For	Management
	7.48	Approve Related-Party Transactions with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons		For	For	Management
	7.49	Approve Related-Party Transactions OOO Mezhregiongaz Re: Agreement on Gas Storage		For	For	Management
	7.50	Approve Related-Party Transactions with ZAO Northgas Re: Agreement on Delivery of Gas		For	For	Management
	7.51	Approve Related-Party Transactions with OAO Severneftegazprom Re: Agreement on Delivery of Gas		For	For	Management
	7.52	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas		For	For	Management
	7.53	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Delivery of Gas		For	For	Management
	7.54	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Purchase of Ethane Fraction		For	For	Management
	7.55	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Processing of Ethane Fraction		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.56	Approve Related-Party Transactions with OAO SIBUR Holding Re: Agreement on Transportation of Gas		For	For	Management
	7.57	Approve Related-Party Transactions with OAO Tomskgazprom Re: Agreement on Transportation of Gas		For	For	Management
	7.58	Approve Related-Party Transactions with OO Mezhregiongaz Re: Agreement on Transportation of Gas		For	For	Management
	7.59	Approve Related-Party Transactions with OAO Gazprom Neft Re: Agreement on Transportation of Gas		For	For	Management
	7.60	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Transportation of Gas		For	For	Management
	7.61	Approve Related-Party Transactions with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas		For	For	Management
	7.62	Approve Related-Party Transactions with a/s Latvijas Gaze Re: Agreement on Purchase of Gas		For	For	Management
	7.63	Approve Related-Party Transactions with AB Lietuvos Dujos Re: Agreement on Purchase of Gas		For	For	Management
	7.64	Approve Related-Party Transactions with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas		For	For	Management
	7.65	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Purchase of Gas		For	For	Management
	7.66	Approve Related-Party Transactions with MoldovaGaz SA Re: Agreement on Transportation of Gas		For	For	Management
	7.67	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Sale of Gas		For	For	Management
	7.68	Approve Related-Party Transactions with KazRosGaz LLP Re: Agreement on Transportation of Gas		For	For	Management
	7.69	Approve Related-Party Transactions with OAO Beltransgaz Re: Agreement on Purchase of Gas		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.70	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.71	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.72	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work		For	For	Management
	7.73	Approve Related-Party Transactions with OAO Gazprom Space Systems Re: Agreement on Investment Projects		For	For	Management
	7.74	Approve Related-Party Transactions with ZAO Yamalgazinvest Re: Agreement on Investment Projects		For	For	Management
	7.75	Approve Related-Party Transactions with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects		For	For	Management
	7.76	Approve Related-Party Transactions with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects		For	For	Management
	7.77	Approve Related-Party Transactions with OOO Gazpromtrans Re: Agreement on Investment Projects		For	For	Management
	7.78	Approve Related-Party Transactions with ZAO Gaztelecom Re: Agreement on Investment Projects		For	For	Management
	7.79	Approve Related-Party Transactions with ZAO Federal Research and Production Center NefteGazAeroCosmos Re: Agreement on Investment Projects		For	For	Management
	7.80	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Property Insurance		For	For	Management
	7.81	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Life and Individual Property Insurance		For	For	Management
	7.82	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Gazprom’s Employees		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.83	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families		For	For	Management
	7.84	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie		For	For	Management
	7.85	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Property of Third Persons Representing OAO Gazprom		For	For	Management
	7.86	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance of Transportation Vehicles		For	For	Management
	7.87	Approve Related-Party Transactions with OAO Sogaz Re: Agreement on Insurance to Board of Directors and Management Board		For	For	Management
	7.88	Approve Related-Party Transactions Re: Agreeement on Arranging Stocktaking of Property		For	For	Management
	7.89	Approve Related-Party Transactions with DOAO Tsentrenergogaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.90	Approve Related-Party Transactions with OAO Gazavtomatika Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.91	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.92	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
06/26/09 - A	* Gazprom OAO *OGZPY*		368287207
		Meeting for ADR Holders
		Agenda - Part 2 of 2; Items 7.93 to 9.11
	7.93	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	7.94	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.95	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.96	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.97	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.98	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.99	Approve Related-Party Transactions with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom		For	For	Management
	7.100	Approve Related-Party Transactions with OAO Gazprom Promgaz and OAO Gazavtomatika Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation		For	For	Management
	7.101	Approve Related-Party Transactions Re: Agreement on Using OAO Gazprom’s Trademarks		For	For	Management
		Elect 11 Directors by Cumulative Voting
	8.1	Elect Andrey Akimov as Director		None	Against	Management
	8.2	Elect Aleksandr Ananenkov as Director		For	Against	Management
	8.3	Elect Burckhard Bergmann as Director		None	Against	Management
	8.4	Elect Farit Gazizullin as Director		None	Against	Management
	8.5	Elect Vladimir Gusakov as Director		None	Against	Management
	8.6	Elect Viktor Zubkov as Director		None	Against	Management
	8.7	Elect Yelena Karpel as Director		For	Against	Management
	8.8	Elect Aleksey Makarov as Director		None	Against	Management
	8.9	Elect Aleksey Miller as Director		For	Against	Management
	8.10	Elect Valery Musin as Director		None	For	Management
	8.11	Elect Elvira Nabiullina as Director		None	Against	Management
	8.12	Elect Viktor Nikolayev as Director		None	Against	Management
	8.13	Elect Yury Petrov as Director		None	Against	Management
	8.14	Elect Mikhail Sereda as Director		For	Against	Management
	8.15	Elect Robert Foresman as Director		None	Against	Management
	8.16	Elect Vladimir Fortov as Director		None	Against	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	8.17	Elect Sergey Shmatko as Director		None	Against	Management
	8.18	Elect Igor Yusufov as Director		None	Against	Management
		Elect Nine Members of Audit Commission
	9.1	Elect Dmitry Arkhipov as Member of Audit Commission		For	For	Management
	9.2	Elect Vadim Bikulov as Member of Audit Commission		For	For	Management
	9.3	Elect Rafael Ishutin as Member of Audit Commission		For	For	Management
	9.4	Elect Andrey Kobzev as Member of Audit Commission		For	For	Management
	9.5	Elect Nina Lobanova as Member of Audit Commission		For	For	Management
	9.6	Elect Svetlana Mikhaylova as Member of Audit Commission		For	For	Management
	9.7	Elect Yury Nosov as Member of Audit Commission		For	Do Not Vote	Management
	9.8	Elect Sergey Ozerov as Member of Audit Commission		For	Do Not Vote	Management
	9.9	Elect Mariya Tikhonova as Member of Audit Commission		For	Do Not Vote	Management
	9.10	Elect Olga Tulinova as Member of Audit Commission		For	Do Not Vote	Management
	9.11	Elect Yury Shubin as Member of Audit Commission		For	Do Not Vote	Management
06/26/09 - A	Kao Corp. *4452*		485537302
		Meeting for ADR Holders
	1	Proposal For Appropriation Of Retained Earnings		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines		For	For	Management
	3	Election Of One (1) Corporate Auditor: Masanori Sunaga		For	For	Management
	4	Election Of One (1) Alternate Corporate Auditor: Satoshi Ito		For	For	Management
	5	Delegation To The Meeting Of The Board Of Directors Of Thecompany Of Determination Of Matters For Offering Of Stockacquisition Rights To Be Issued As Stock Options		For	Against	Management
06/26/09 - A	Paramount Bed *7960*		J63557128
	1	Approve Allocation of Income, with a Final Dividend of JPY 15		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format		For	For	Management

* - Exception Vote

Nuveen Tradewinds Global All-Cap Plus Fund

Vote Summary Report

July 01, 2008 – June 30, 2009

Meeting Date/ Type	Company/ Ballot Issues		Security	Management Recommendation	Vote Cast	Proponent
	3	Elect Directors		For	For	Management
	4	Appoint Statutory Auditor		For	For	Management
	5	Approve Stock Option Plan		For	Against	Management
06/29/09 - A	HAKUHODO DY HOLDINGS INC. *2433*		J19174101
	1	Approve Allocation of Income, with a Final Dividend of JPY 25		For	For	Management
	2	Amend Articles To Reflect Digitalization of Share Certificates		For	For	Management
	3	Elect Directors		For	For	Management
	4	Approve Retirement Bonus Payment for Director		For	For	Management

* - Exception Vote

Proxy Voting Summary

Nuveen Santa Barbara Dividend Growth Fund

July 1, 2008 - June 30, 2009

MICROCHIP TECHNOLOGY INCORPORATED

Security:	595017104			Meeting Type:	Annual
Ticker:	MCHP			Meeting Date:	15-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEVE SANGHI		For
	2	ALBERT J. HUGO-MARTINEZ		For
	3	L.B. DAY		For
	4	MATTHEW W. CHAPMAN		For
	5	WADE F. MEYERCORD		For
2	PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2009.		For	For
PAYCHEX, INC.
Security:	704326107			Meeting Type:	Annual
Ticker:	PAYX			Meeting Date:	07-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: B. THOMAS GOLISANO		For	For
2	ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN		For	For
3	ELECTION OF DIRECTOR: PHILLIP HORSLEY		For	For
4	ELECTION OF DIRECTOR: GRANT M. INMAN		For	For
5	ELECTION OF DIRECTOR: PAMELA A. JOSEPH		For	For
6	ELECTION OF DIRECTOR: JONATHAN J. JUDGE		For	For
7	ELECTION OF DIRECTOR: JOSEPH M. TUCCI		For	For
8	ELECTION OF DIRECTOR: JOSEPH M. VELLI		For	For
9	RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
THE PROCTER & GAMBLE COMPANY
Security:	742718109			Meeting Type:	Annual
Ticker:	PG			Meeting Date:	14-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	KENNETH I. CHENAULT		For
	2	SCOTT D. COOK		For
	3	RAJAT K. GUPTA		For
	4	A.G. LAFLEY		For
	5	CHARLES R. LEE		For
	6	LYNN M. MARTIN		For
	7	W. JAMES MCNERNEY, JR.		For
	8	JOHNATHAN A. RODGERS		Abstain
	9	RALPH SNYDERMAN, M.D.		For
	10	MARGARET C. WHITMAN		For
	11	PATRICIA A. WOERTZ		For
	12	ERNESTO ZEDILLO		For
2	RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
3	AMEND COMPANY’S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING		For	For
4	SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING		Against	Against
5	SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
THE PNC FINANCIAL SERVICES GROUP, INC.
Security:	693475105			Meeting Type:	Special
Ticker:	PNC			Meeting Date:	23-Dec-2008
Item	Proposal		Management Recommendation	Vote
1	A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF PNC COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 24, 2008, BY AND BETWEEN THE PNC FINANCIAL SERVICES GROUP, INC. AND NATIONAL CITY CORPORATION, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME.		For	For
2	A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO APPROVE THE FOREGOING PROPOSAL.		For	For
BECTON, DICKINSON AND COMPANY
Security:	075887109			Meeting Type:	Annual
Ticker:	BDX			Meeting Date:	03-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	C.M. FRASER-LIGGETT		For
	2	E.J. LUDWIG		For
	3	W.J. OVERLOCK, JR.		For
	4	B.L. SCOTT		For
2	RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
3	AMENDMENT TO BD’S RESTATED CERTIFICATE OF INCORPORATION.		For	For
4	AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.		For	For
5	APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS.		For	For
6	SPECIAL SHAREHOLDER MEETINGS.		Against	For
7	CUMULATIVE VOTING.		Against	For
EMERSON ELECTRIC CO.
Security:	291011104			Meeting Type:	Annual
Ticker:	EMR			Meeting Date:	03-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	A.A. BUSCH III*		For
	2	A.F. GOLDEN*		Abstain
	3	H. GREEN*		For
	4	W.R. JOHNSON*		For
	5	J.B. MENZER*		For
	6	V.R. LOUCKS, JR.**		Abstain
2	RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
QUALCOMM, INCORPORATED
Security:	747525103			Meeting Type:	Annual
Ticker:	QCOM			Meeting Date:	03-Mar-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	BARBARA T. ALEXANDER		For
	2	STEPHEN M. BENNETT		For
	3	DONALD G. CRUICKSHANK		For
	4	RAYMOND V. DITTAMORE		For
	5	THOMAS W. HORTON		For
	6	IRWIN MARK JACOBS		For
	7	PAUL E. JACOBS		For
	8	ROBERT E. KAHN		For
	9	SHERRY LANSING		For
	10	DUANE A. NELLES		For
	11	MARC I. STERN		For
	12	BRENT SCOWCROFT		For
2	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY’S FISCAL YEAR ENDING SEPTEMBER 27, 2009.		For	For
THE SHERWIN-WILLIAMS COMPANY
Security:	824348106			Meeting Type:	Annual
Ticker:	SHW			Meeting Date:	15-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	A.F. ANTON		For
	2	J.C. BOLAND		For
	3	C.M. CONNOR		For
	4	D.F. HODNIK		For
	5	S.J. KROPF		Abstain
	6	G.E. MCCULLOUGH		For
	7	A.M. MIXON, III		Abstain
	8	C.E. MOLL		Abstain
	9	R.K. SMUCKER		For
2	VOTE TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING.		Against	For
ELI LILLY AND COMPANY
Security:	532457108			Meeting Type:	Annual
Ticker:	LLY			Meeting Date:	20-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	M.S. FELDSTEIN		Abstain
	2	J.E. FYRWALD		Abstain
	3	E.R. MARRAM		Abstain
	4	D.R. OBERHELMAN		For
2	RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF THE DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2009		For	For
3	APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS		For	For
4	REAPPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR THE ELI LILLY AND COMPANY BONUS PLAN		For	For
5	PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE BOARD ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS FROM THE COMPANY’S ARTICLES OF INCORPORATION AND BYLAWS		Against	For
6	PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE COMPANY AMEND ITS ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE COMPANY’S BYLAWS BY MAJORITY VOTE		Against	For
7	PROPOSAL BY SHAREHOLDERS REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A POLICY OF ASKING SHAREHOLDERS TO RATIFY THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AT THE ANNUAL MEETING OF SHAREHOLDERS		Against	For
HUDSON CITY BANCORP, INC.
Security:	443683107			Meeting Type:	Annual
Ticker:	HCBK			Meeting Date:	21-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DENIS J. SALAMONE		For
	2	MICHAEL W. AZZARA		For
	3	VICTORIA H. BRUNI		For
2	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
U.S. BANCORP
Security:	902973304			Meeting Type:	Annual
Ticker:	USB			Meeting Date:	21-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: DOUGLAS M. BAKER, JR.		For	For
2	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: Y. MARC BELTON		For	For
3	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: RICHARD K. DAVIS		For	For
4	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: JOEL W. JOHNSON		For	For
5	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: DAVID B. O’MALEY		For	For
6	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: O’DELL M. OWENS, M.D., M.P.H.		For	For
7	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: CRAIG D. SCHNUCK		For	For
8	ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL MEETING IN 2010: PATRICK T. STOKES		For	For
9	RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2009 FISCAL YEAR.		For	For
10	ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM.		For	For
ENCANA CORPORATION
Security:	292505104			Meeting Type:	Annual
Ticker:	ECA			Meeting Date:	22-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	RALPH S. CUNNINGHAM		For
	2	PATRICK D. DANIEL		For
	3	IAN W. DELANEY		For
	4	RANDALL K. ERESMAN		For
	5	CLAIRE S. FARLEY		For
	6	MICHAEL A. GRANDIN		For
	7	BARRY W. HARRISON		For
	8	VALERIE A.A. NIELSEN		For
	9	DAVID P. O’BRIEN		For
	10	JANE L. PEVERETT		For
	11	ALLAN P. SAWIN		For
	12	WAYNE G. THOMSON		For
	13	CLAYTON H. WOITAS		For
2	APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.		For	For
EQT CORPORATION
Security:	26884L109			Meeting Type:	Annual
Ticker:	EQT			Meeting Date:	22-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	PHILIP G. BEHRMAN		For
	2	A. BRAY CARY, JR.		For
	3	BARBARA S. JEREMIAH		For
	4	LEE T. TODD, JR.		For
2	RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS		For	For
3	APPROVE EQT CORPORATION 2009 LONG-TERM INCENTIVE PLAN		For	For
4	APPROVE EQT CORPORATION 2008 EMPLOYEE STOCK PURCHASE PLAN		For	For
THE COCA-COLA COMPANY
Security:	191216100			Meeting Type:	Annual
Ticker:	KO			Meeting Date:	22-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: HERBERT A. ALLEN		For	For
2	ELECTION OF DIRECTOR: RONALD W. ALLEN		For	Against
3	ELECTION OF DIRECTOR: CATHLEEN P. BLACK		For	Against
4	ELECTION OF DIRECTOR: BARRY DILLER		For	Against
5	ELECTION OF DIRECTOR: ALEXIS M. HERMAN		For	Against
6	ELECTION OF DIRECTOR: MUHTAR KENT		For	For
7	ELECTION OF DIRECTOR: DONALD R. KEOUGH		For	For
8	ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO		For	Against
9	ELECTION OF DIRECTOR: DONALD F. MCHENRY		For	For
10	ELECTION OF DIRECTOR: SAM NUNN		For	For
11	ELECTION OF DIRECTOR: JAMES D. ROBINSON III		For	Against
12	ELECTION OF DIRECTOR: PETER V. UEBERROTH		For	Against
13	ELECTION OF DIRECTOR: JACOB WALLENBERG		For	For
14	ELECTION OF DIRECTOR: JAMES B. WILLIAMS		For	For
15	RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS		For	For
16	SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
17	SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR		Against	For
18	SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS		Against	Against
19	SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK		Against	Against
CULLEN/FROST BANKERS, INC.
Security:	229899109			Meeting Type:	Annual
Ticker:	CFR			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	CRAWFORD H. EDWARDS		For
	2	RUBEN M. ESCOBEDO		For
	3	PATRICK B. FROST		For
	4	DAVID J. HAEMISEGGER		For
	5	ROBERT S. MCCLANE		For
2	TO APPROVE THE AMENDMENT TO THE CULLEN/FROST BANKERS, INC. 2005 OMNIBUS INCENTIVE PLAN.		For	For
3	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2009.		For	For
NOKIA CORPORATION
Security:	654902204			Meeting Type:	Annual
Ticker:	NOK			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ADOPTION OF THE ANNUAL ACCOUNTS.		For	For
2	RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND.		For	For
3	RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY.		For	For
4	RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS.		For	For
5	RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS.		For	For
6	DIRECTOR		For
	1	GEORG EHRNROOTH		For
	2	LALITA D. GUPTE		For
	3	BENGT HOLMSTROM		For
	4	HENNING KAGERMANN		For
	5	OLLI-PEKKA KALLASVUO		For
	6	PER KARLSSON		For
	7	JORMA OLLILA		For
	8	MARJORIE SCARDINO		For
	9	RISTO SIILASMAA		For
	10	KEIJO SUILA		For
	11	ISABEL MAREY-SEMPER		For
7	RESOLUTION ON THE REMUNERATION OF THE AUDITOR.		For	For
8	ELECTION OF AUDITOR.		For	For
9	AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES.		For	For
10	MARK THE “FOR” BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 17.		None	Against
ABBOTT LABORATORIES
Security:	002824100			Meeting Type:	Annual
Ticker:	ABT			Meeting Date:	24-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	R.J. ALPERN		For
	2	R.S. AUSTIN		For
	3	W.M. DALEY		For
	4	W.J. FARRELL		For
	5	H.L. FULLER		For
	6	W.A. OSBORN		For
	7	D.A.L. OWEN		For
	8	W.A. REYNOLDS		For
	9	R.S. ROBERTS		For
	10	S.C. SCOTT III		For
	11	W.D. SMITHBURG		For
	12	G.F. TILTON		For
	13	M.D. WHITE		For
2	APPROVAL OF THE ABBOTT LABORATORIES 2009 INCENTIVE STOCK PROGRAM		For	For
3	APPROVAL OF THE ABBOTT LABORATORIES 2009 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES		For	For
4	RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS		For	For
5	SHAREHOLDER PROPOSAL - ANIMAL TESTING		Against	Against
6	SHAREHOLDER PROPOSAL - HEALTH CARE PRINCIPLES		Against	Against
7	SHAREHOLDER PROPOSAL - ADVISORY VOTE		Against	For
AT&T INC.
Security:	00206R102			Meeting Type:	Annual
Ticker:	T			Meeting Date:	24-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: RANDALL L. STEPHENSON		For	For
2	ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III		For	Against
3	ELECTION OF DIRECTOR: GILBERT F. AMELIO		For	Against
4	ELECTION OF DIRECTOR: REUBEN V. ANDERSON		For	For
5	ELECTION OF DIRECTOR: JAMES H. BLANCHARD		For	Against
6	ELECTION OF DIRECTOR: AUGUST A. BUSCH III		For	For
7	ELECTION OF DIRECTOR: JAIME CHICO PARDO		For	For
8	ELECTION OF DIRECTOR: JAMES P. KELLY		For	For
9	ELECTION OF DIRECTOR: JON C. MADONNA		For	For
10	ELECTION OF DIRECTOR: LYNN M. MARTIN		For	For
11	ELECTION OF DIRECTOR: JOHN B. MCCOY		For	For
12	ELECTION OF DIRECTOR: MARY S. METZ		For	For
13	ELECTION OF DIRECTOR: JOYCE M. ROCHE		For	For
14	ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON		For	Against
15	ELECTION OF DIRECTOR: PATRICIA P. UPTON		For	For
16	RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.		For	For
17	AMENDMENT TO INCREASE AUTHORIZED SHARES.		For	For
18	REPORT ON POLITICAL CONTRIBUTIONS.		Against	For
19	SPECIAL STOCKHOLDER MEETINGS.		Against	For
20	CUMULATIVE VOTING.		Against	For
21	BYLAW REQUIRING INDEPENDENT CHAIRMAN.		Against	For
22	ADVISORY VOTE ON COMPENSATION.		Against	For
23	PENSION CREDIT POLICY.		Against	For
EXELON CORPORATION
Security:	30161N101			Meeting Type:	Annual
Ticker:	EXC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JOHN A. CANNING, JR.		For	For
2	ELECTION OF DIRECTOR: M. WALTER D’ALESSIO		For	For
3	ELECTION OF DIRECTOR: BRUCE DEMARS		For	For
4	ELECTION OF DIRECTOR: NELSON A. DIAZ		For	For
5	ELECTION OF DIRECTOR: ROSEMARIE B. GRECO		For	For
6	ELECTION OF DIRECTOR: PAUL L. JOSKOW		For	For
7	ELECTION OF DIRECTOR: JOHN M. PALMS		For	For
8	ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.		For	For
9	ELECTION OF DIRECTOR: JOHN W. ROWE		For	For
10	ELECTION OF DIRECTOR: STEPHEN D. STEINOUR		For	For
11	THE RENEWAL OF THE EXELON CORPORATION ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES EFFECTIVE JANUARY 1, 2009.		For	For
12	THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON’S INDEPENDENT ACCOUNTANT FOR 2009.		For	For
13	A SHAREHOLDER RECOMMENDATION TO PREPARE A REPORT SHOWING THAT EXELON’S ACTIONS TO REDUCE GLOBAL WARMING HAVE REDUCED MEAN GLOBAL TEMPERATURE OR AVOIDED DISASTERS.		Against	Against
INTERNATIONAL BUSINESS MACHINES CORP.
Security:	459200101			Meeting Type:	Annual
Ticker:	IBM			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: A.J.P. BELDA		For	For
2	ELECTION OF DIRECTOR: C. BLACK		For	For
3	ELECTION OF DIRECTOR: W.R. BRODY		For	For
4	ELECTION OF DIRECTOR: K.I. CHENAULT		For	For
5	ELECTION OF DIRECTOR: M.L. ESKEW		For	For
6	ELECTION OF DIRECTOR: S.A. JACKSON		For	For
7	ELECTION OF DIRECTOR: T. NISHIMURO		For	For
8	ELECTION OF DIRECTOR: J.W. OWENS		For	For
9	ELECTION OF DIRECTOR: S.J. PALMISANO		For	For
10	ELECTION OF DIRECTOR: J.E. SPERO		For	For
11	ELECTION OF DIRECTOR: S. TAUREL		For	For
12	ELECTION OF DIRECTOR: L.H. ZAMBRANO		For	For
13	RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
14	APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE		For	For
15	STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING		Against	For
16	STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION AND PENSION INCOME		Against	For
17	STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
PACCAR INC
Security:	693718108			Meeting Type:	Annual
Ticker:	PCAR			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MARK C. PIGOTT		For
	2	WILLIAM G. REED, JR.		For
	3	WARREN R. STALEY		For
	4	CHARLES R. WILLIAMSON		For
2	STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION OF ALL DIRECTORS		Against	For
3	STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD		Against	For
THE PNC FINANCIAL SERVICES GROUP, INC.
Security:	693475105			Meeting Type:	Annual
Ticker:	PNC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: MR. BERNDT		For	For
2	ELECTION OF DIRECTOR: MR. BUNCH		For	For
3	ELECTION OF DIRECTOR: MR. CHELLGREN		For	For
4	ELECTION OF DIRECTOR: MR. CLAY		For	For
5	ELECTION OF DIRECTOR: MS. JAMES		For	For
6	ELECTION OF DIRECTOR: MR. KELSON		For	For
7	ELECTION OF DIRECTOR: MR. LINDSAY		For	For
8	ELECTION OF DIRECTOR: MR. MASSARO		For	For
9	ELECTION OF DIRECTOR: MS. PEPPER		For	For
10	ELECTION OF DIRECTOR: MR. ROHR		For	For
11	ELECTION OF DIRECTOR: MR. SHEPARD		For	For
12	ELECTION OF DIRECTOR: MS. STEFFES		For	For
13	ELECTION OF DIRECTOR: MR. STRIGL		For	For
14	ELECTION OF DIRECTOR: MR. THIEKE		For	For
15	ELECTION OF DIRECTOR: MR. USHER		For	For
16	ELECTION OF DIRECTOR: MR. WALLS		For	For
17	ELECTION OF DIRECTOR: MR. WEHMEIER		For	For
18	APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN AS AMENDED AND RESTATED AS OF JANUARY 1, 2009.		For	For
19	RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
20	APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.		For	For
21	A SHAREHOLDER PROPOSAL REGARDING EQUITY OWNERSHIP, IF PROPERLY PRESENTED BEFORE THE MEETING.		Against	For
VF CORPORATION
Security:	918204108			Meeting Type:	Annual
Ticker:	VFC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ROBERT J. HURST		For
	2	W. ALAN MCCOLLOUGH		For
	3	M. RUST SHARP		For
	4	RAYMOND G. VIAULT		For
2	RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.		For	For
SOUTHERN COPPER CORPORATION
Security:	84265V105			Meeting Type:	Annual
Ticker:	PCU			Meeting Date:	30-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	G. LARREA MOTA-VELASCO		Abstain
	2	OSCAR GONZALEZ ROCHA		Abstain
	3	EMILIO CARRILLO GAMBOA		Abstain
	4	ALFREDO CASAR PEREZ		Abstain
	5	A. DE LA PARRA ZAVALA		Abstain
	6	X.G. DE QUEVEDO TOPETE		Abstain
	7	G LARREA MOTA-VELASCO		Abstain
	8	D. MUNIZ QUINTANILLA		Abstain
	9	ARMANDO ORTEGA GOMEZ		Abstain
	10	L.M. PALOMINO BONILLA		For
	11	G.P. CIFUENTES		For
	12	JUAN REBOLLEDO GOUT		Abstain
	13	CARLOS RUIZ SACRISTAN		For
2	RATIFY THE AUDIT COMMITTEE’S SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT ACCOUNTANTS FOR 2009.		For	For
ALCON, INC.
Security:	H01301102			Meeting Type:	Annual
Ticker:	ACL			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES		For	For
2	APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2008		For	For
3	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2008		For	For
4	ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS		For	For
5	ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS		For	For
6	ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER		For	For
7	ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE		For	Against
8	ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D.		For	For
9	ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ		For	Against
10	APPROVAL OF SHARE CANCELLATION		For	For
11	EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION		For	For
ALCON, INC.
Security:	H01301102			Meeting Type:	Annual
Ticker:	ACL			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES		For	For
2	APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2008		For	For
3	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2008		For	For
4	ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS		For	For
5	ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS		For	For
6	ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER		For	For
7	ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE		For	Against
8	ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D.		For	For
9	ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ		For	Against
10	APPROVAL OF SHARE CANCELLATION		For	For
11	EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION		For	For
PHILIP MORRIS INTERNATIONAL INC.
Security:	718172109			Meeting Type:	Annual
Ticker:	PM			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: HAROLD BROWN		For	For
2	ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA		For	For
3	ELECTION OF DIRECTOR: LOUIS C. CAMILLERI		For	For
4	ELECTION OF DIRECTOR: J. DUDLEY FISHBURN		For	For
5	ELECTION OF DIRECTOR: GRAHAM MACKAY		For	For
6	ELECTION OF DIRECTOR: SERGIO MARCHIONNE		For	Against
7	ELECTION OF DIRECTOR: LUCIO A. NOTO		For	For
8	ELECTION OF DIRECTOR: CARLOS SLIM HELU		For	For
9	ELECTION OF DIRECTOR: STEPHEN M. WOLF		For	For
10	RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS.		For	For
11	APPROVAL OF ELIGIBILITY, BUSINESS CRITERIA FOR AWARDS AND AWARD LIMITS UNDER THE PMI 2008 PERFORMANCE INCENTIVE PLAN.		For	For
MANULIFE FINANCIAL CORPORATION
Security:	56501R106			Meeting Type:	Annual and Special Meeting
Ticker:	MFC			Meeting Date:	07-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOHN M. CASSADAY		For
	2	LINO J. CELESTE		For
	3	GAIL C.A. COOK-BENNETT		For
	4	THOMAS P. D’AQUINO		For
	5	RICHARD B. DEWOLFE		For
	6	ROBERT E. DINEEN, JR.		For
	7	PIERRE Y. DUCROS		For
	8	DONALD A. GULOIEN		For
	9	SCOTT M. HAND		For
	10	ROBERT J. HARDING		For
	11	LUTHER S. HELMS		For
	12	THOMAS E. KIERANS		For
	13	LORNA R. MARSDEN		For
	14	HUGH W. SLOAN, JR.		For
	15	GORDON G. THIESSEN		For
2	APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS.		For	For
3	AMENDMENTS TO BY-LAW NO. 2 CREATING CLASS 1 SHARES.		For	For
4	SHAREHOLDER PROPOSAL NO. 1		Against	For
5	SHAREHOLDER PROPOSAL NO. 2		Against	Against
6	SHAREHOLDER PROPOSAL NO. 3		Against	Against
VULCAN MATERIALS COMPANY
Security:	929160109			Meeting Type:	Annual
Ticker:	VMC			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTORS		For
	1	H. ALLEN FRANKLIN		For
	2	RICHARD T. O’BRIEN		For
	3	DONALD B. RICE		For
	4	PHILLIP W. FARMER		For
	5	JAMES V. NAPIER		For
2	APPROVAL OF THE 2009 EXECUTIVE INCENTIVE PLAN		For	Against
3	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009		For	For
4	APPROVAL OF A SHAREHOLDER PROPOSAL		Against	For
WASTE MANAGEMENT, INC.
Security:	94106L109			Meeting Type:	Annual
Ticker:	WMI			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY		For	For
2	ELECTION OF DIRECTOR: FRANK M. CLARK, JR.		For	For
3	ELECTION OF DIRECTOR: PATRICK W. GROSS		For	For
4	ELECTION OF DIRECTOR: JOHN C. POPE		For	For
5	ELECTION OF DIRECTOR: W. ROBERT REUM		For	For
6	ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER		For	For
7	ELECTION OF DIRECTOR: DAVID P. STEINER		For	For
8	ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER		For	For
9	PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
10	PROPOSAL TO AMEND THE COMPANY’S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.		For	For
11	PROPOSAL TO APPROVE THE COMPANY’S 2009 STOCK INCENTIVE PLAN.		For	For
12	PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.		Against	For
13	PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT MEETING.		Against	For
ROYAL DUTCH SHELL PLC
Security:	780259206			Meeting Type:	Annual
Ticker:	RDSA			Meeting Date:	19-May-2009
Item	Proposal		Management Recommendation	Vote
1	ADOPTION OF ANNUAL REPORT & ACCOUNTS		For	For
2	APPROVAL OF REMUNERATION REPORT		For	Against
3	APPOINTMENT OF SIMON HENRY AS A DIRECTOR		For	For
4	RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR		For	For
5	RE-APPOINTMENT OF WIM KOK AS A DIRECTOR		For	For
6	RE-APPOINTMENT OF NICK LAND AS A DIRECTOR		For	For
7	RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR		For	For
8	RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR		For	For
9	RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR		For	For
10	RE-APPOINTMENT OF AUDITORS		For	For
11	REMUNERATION OF AUDITORS		For	For
12	AUTHORITY TO ALLOT SHARES		For	For
13	DISAPPLICATION OF PRE-EMPTION RIGHTS		For	For
14	AUTHORITY TO PURCHASE OWN SHARES		For	For
15	AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE **VOTING CUT-OFF DATE: MAY 11, 2009 AT 5:00 P.M. EDT.**		For	For
PPL CORPORATION
Security:	69351T106			Meeting Type:	Annual
Ticker:	PPL			Meeting Date:	20-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOHN W. CONWAY		For
	2	E. ALLEN DEAVER		For
	3	JAMES H. MILLER		For
2	RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
3	SHAREOWNER PROPOSAL - ELECT EACH DIRECTOR ANNUALLY		Against	For
LORILLARD INC
Security:	544147101			Meeting Type:	Annual
Ticker:	LO			Meeting Date:	21-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ROBERT C. ALMON		Abstain
	2	KIT D. DIETZ		Abstain
	3	NIGEL TRAVIS		Abstain
2	PROPOSAL TO APPROVE THE LORILLARD, INC. 2008 INCENTIVE COMPENSATION PLAN.		For	For
3	PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
YUM! BRANDS, INC.
Security:	988498101			Meeting Type:	Annual
Ticker:	YUM			Meeting Date:	21-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: DAVID W. DORMAN		For	For
2	ELECTION OF DIRECTOR: MASSIMO FERRAGAMO		For	For
3	ELECTION OF DIRECTOR: J. DAVID GRISSOM		For	For
4	ELECTION OF DIRECTOR: BONNIE G. HILL		For	For
5	ELECTION OF DIRECTOR: ROBERT HOLLAND, JR.		For	For
6	ELECTION OF DIRECTOR: KENNETH G. LANGONE		For	For
7	ELECTION OF DIRECTOR: JONATHAN S. LINEN		For	For
8	ELECTION OF DIRECTOR: THOMAS C. NELSON		For	For
9	ELECTION OF DIRECTOR: DAVID C. NOVAK		For	For
10	ELECTION OF DIRECTOR: THOMAS M. RYAN		For	For
11	ELECTION OF DIRECTOR: JING-SHYH S. SU		For	For
12	ELECTION OF DIRECTOR: JACKIE TRUJILLO		For	For
13	ELECTION OF DIRECTOR: ROBERT D. WALTER		For	For
14	RATIFICATION OF INDEPENDENT AUDITORS (PAGE 16 OF PROXY)		For	For
15	PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE INCENTIVE COMPENSATION PLAN (PAGE 18 OF PROXY)		For	For
16	SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER RIGHTS PLAN (PAGE 21 OF PROXY)		Against	For
17	SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION (PAGE 23 OF PROXY)		Against	For
18	SHAREHOLDER PROPOSAL RELATING TO FOOD SUPPLY CHAIN SECURITY AND SUSTAINABILITY (PAGE 27 OF PROXY)		Against	Against
19	SHAREHOLDER PROPOSAL RELATING TO HEALTHCARE REFORM PRINCIPLES (PAGE 31 OF PROXY)		Against	Against
20	SHAREHOLDER PROPOSAL RELATING TO ANIMAL WELFARE (PAGE 33 OF PROXY)		Against	Against
FPL GROUP, INC.
Security:	302571104			Meeting Type:	Annual
Ticker:	FPL			Meeting Date:	22-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	SHERRY S. BARRAT		Abstain
	2	ROBERT M. BEALL, II		Abstain
	3	J. HYATT BROWN		For
	4	JAMES L. CAMAREN		Abstain
	5	J. BRIAN FERGUSON		Abstain
	6	LEWIS HAY, III		For
	7	TONI JENNINGS		Abstain
	8	OLIVER D. KINGSLEY, JR.		For
	9	RUDY E. SCHUPP		For
	10	MICHAEL H. THAMAN		For
	11	HANSEL E. TOOKES, II		For
	12	PAUL R. TREGURTHA		Abstain
2	RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	APPROVAL OF THE MATERIAL TERMS UNDER THE FPL GROUP, INC. AMENDED AND RESTATED LONG TERM INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE- BASED COMPENSATION AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M).		For	For
CHEVRON CORPORATION
Security:	166764100			Meeting Type:	Annual
Ticker:	CVX			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: S.H. ARMACOST		For	For
2	ELECTION OF DIRECTOR: L.F. DEILY		For	For
3	ELECTION OF DIRECTOR: R.E. DENHAM		For	For
4	ELECTION OF DIRECTOR: R.J. EATON		For	For
5	ELECTION OF DIRECTOR: E. HERNANDEZ		For	For
6	ELECTION OF DIRECTOR: F.G. JENIFER		For	For
7	ELECTION OF DIRECTOR: S. NUNN		For	For
8	ELECTION OF DIRECTOR: D.J. O’REILLY		For	For
9	ELECTION OF DIRECTOR: D.B. RICE		For	For
10	ELECTION OF DIRECTOR: K.W. SHARER		For	For
11	ELECTION OF DIRECTOR: C.R. SHOEMATE		For	For
12	ELECTION OF DIRECTOR: R.D. SUGAR		For	For
13	ELECTION OF DIRECTOR: C. WARE		For	For
14	ELECTION OF DIRECTOR: J.S. WATSON		For	For
15	RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
16	APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON INCENTIVE PLAN		For	For
17	APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM INCENTIVE PLAN OF CHEVRON CORPORATION		For	For
18	SPECIAL STOCKHOLDER MEETINGS		Against	For
19	ADVISORY VOTE ON SUMMARY COMPENSATION TABLE		Against	For
20	GREENHOUSE GAS EMISSIONS		Against	Against
21	COUNTRY SELECTION GUIDELINES		Against	For
22	HUMAN RIGHTS POLICY		Against	For
23	HOST COUNTRY LAWS		Against	Against
RAYTHEON COMPANY
Security:	755111507			Meeting Type:	Annual
Ticker:	RTN			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: VERNON E. CLARK		For	Against
2	ELECTION OF DIRECTOR: JOHN M. DEUTCH		For	For
3	ELECTION OF DIRECTOR: FREDERIC M. POSES		For	Against
4	ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS		For	For
5	ELECTION OF DIRECTOR: RONALD L. SKATES		For	For
6	ELECTION OF DIRECTOR: WILLIAM R. SPIVEY		For	Against
7	ELECTION OF DIRECTOR: LINDA G. STUNTZ		For	For
8	ELECTION OF DIRECTOR: WILLIAM H. SWANSON		For	For
9	RATIFICATION OF INDEPENDENT AUDITORS		For	For
10	STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
11	STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS		Against	For
12	STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING		Against	For
13	STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HEALTH CARE REFORM PRINCIPLES		Against	Against
14	STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS		Against	For
NEW YORK COMMUNITY BANCORP, INC.
Security:	649445103			Meeting Type:	Annual
Ticker:	NYB			Meeting Date:	10-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MAUREEN E. CLANCY		For
	2	ROBERT S. FARRELL		For
	3	JOSEPH R. FICALORA		For
	4	JAMES J. O’DONOVAN		For
	5	HANIF W. DAHYA		For
2	THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
TELEFONICA, S.A.
Security:	879382208			Meeting Type:	Annual
Ticker:	TEF			Meeting Date:	22-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSED ALLOCATION OF PROFITS/LOSSES OF TELEFONICA, S.A. AND THE MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL WITH RESPECT TO FISCAL YEAR 2008.		For	For
2	COMPENSATION OF SHAREHOLDERS: DISTRIBUTION OF A DIVIDEND TO BE CHARGED TO UNRESTRICTED RESERVES.		For	For
3	APPROVAL OF AN INCENTIVE TELEFONICA, S.A.’S SHARE PURCHASE PLAN FOR EMPLOYEES OF THE TELEFONICA GROUP.		For	For
4	AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY’S OWN SHARES, DIRECTLY OR THROUGH COMPANIES OF THE GROUP.		For	For
5	REDUCTION OF THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES OF THE COMPANY’S OWN STOCK, EXCLUDING CREDITORS’ RIGHT TO OBJECT, AND AMENDMENT OF THE ARTICLE OF THE BY-LAWS RELATING TO THE SHARE CAPITAL.		For	For
6	RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2009.		For	For
7	DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS’ MEETING.		For	For

Proxy Voting Summary

Nuveen Santa Barbara Ecologic Equity Fund

July 1, 2008 - June 30, 2009

THE COCA-COLA COMPANY
Security:	191216100			Meeting Type:	Annual
Ticker:	KO			Meeting Date:	22-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: HERBERT A. ALLEN		For	For
2	ELECTION OF DIRECTOR: RONALD W. ALLEN		For	Against
3	ELECTION OF DIRECTOR: CATHLEEN P. BLACK		For	Against
4	ELECTION OF DIRECTOR: BARRY DILLER		For	Against
5	ELECTION OF DIRECTOR: ALEXIS M. HERMAN		For	Against
6	ELECTION OF DIRECTOR: MUHTAR KENT		For	For
7	ELECTION OF DIRECTOR: DONALD R. KEOUGH		For	For
8	ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO		For	Against
9	ELECTION OF DIRECTOR: DONALD F. MCHENRY		For	For
10	ELECTION OF DIRECTOR: SAM NUNN		For	For
11	ELECTION OF DIRECTOR: JAMES D. ROBINSON III		For	Against
12	ELECTION OF DIRECTOR: PETER V. UEBERROTH		For	Against
13	ELECTION OF DIRECTOR: JACOB WALLENBERG		For	For
14	ELECTION OF DIRECTOR: JAMES B. WILLIAMS		For	For
15	RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS		For	For
16	SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
17	SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR		Against	For
18	SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS		Against	Against
19	SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK		Against	Against
BURLINGTON NORTHERN SANTA FE CORPORATION
Security:	12189T104			Meeting Type:	Annual
Ticker:	BNI			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: A.L. BOECKMANN		For	For
2	ELECTION OF DIRECTOR: D.G. COOK		For	For
3	ELECTION OF DIRECTOR: V.S. MARTINEZ		For	For
4	ELECTION OF DIRECTOR: M.F. RACICOT		For	For
5	ELECTION OF DIRECTOR: R.S. ROBERTS		For	For
6	ELECTION OF DIRECTOR: M.K. ROSE		For	For
7	ELECTION OF DIRECTOR: M.J. SHAPIRO		For	For
8	ELECTION OF DIRECTOR: J.C. WATTS, JR.		For	For
9	ELECTION OF DIRECTOR: R.H. WEST		For	For
10	ELECTION OF DIRECTOR: J.S. WHISLER		For	For
11	ELECTION OF DIRECTOR: E.E. WHITACRE, JR.		For	For
12	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2009 (ADVISORY VOTE).		For	For
13	PROPOSAL REGARDING SAY ON EXECUTIVE PAY.		Against	For
14	PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS.		Against	For
15	PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS.		Against	For
LEXMARK INTERNATIONAL, INC.
Security:	529771107			Meeting Type:	Annual
Ticker:	LXK			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: MICHAEL J. MAPLES		For	For
2	ELECTION OF DIRECTOR: STEPHEN R. HARDIS		For	For
3	ELECTION OF DIRECTOR: WILLIAM R. FIELDS		For	For
4	ELECTION OF DIRECTOR: ROBERT HOLLAND, JR.		For	For
5	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
6	APPROVAL OF THE COMPANY’S STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED.		For	For
7	STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.		Against	For
ABBOTT LABORATORIES
Security:	002824100			Meeting Type:	Annual
Ticker:	ABT			Meeting Date:	24-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	R.J. ALPERN		For
	2	R.S. AUSTIN		For
	3	W.M. DALEY		For
	4	W.J. FARRELL		For
	5	H.L. FULLER		For
	6	W.A. OSBORN		For
	7	D.A.L. OWEN		For
	8	W.A. REYNOLDS		For
	9	R.S. ROBERTS		For
	10	S.C. SCOTT III		For
	11	W.D. SMITHBURG		For
	12	G.F. TILTON		For
	13	M.D. WHITE		For
2	APPROVAL OF THE ABBOTT LABORATORIES 2009 INCENTIVE STOCK PROGRAM		For	For
3	APPROVAL OF THE ABBOTT LABORATORIES 2009 EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES		For	For
4	RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS		For	For
5	SHAREHOLDER PROPOSAL - ANIMAL TESTING		Against	Against
6	SHAREHOLDER PROPOSAL - HEALTH CARE PRINCIPLES		Against	Against
7	SHAREHOLDER PROPOSAL - ADVISORY VOTE		Against	For
AT&T INC.
Security:	00206R102			Meeting Type:	Annual
Ticker:	T			Meeting Date:	24-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: RANDALL L. STEPHENSON		For	For
2	ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III		For	Against
3	ELECTION OF DIRECTOR: GILBERT F. AMELIO		For	Against
4	ELECTION OF DIRECTOR: REUBEN V. ANDERSON		For	For
5	ELECTION OF DIRECTOR: JAMES H. BLANCHARD		For	Against
6	ELECTION OF DIRECTOR: AUGUST A. BUSCH III		For	For
7	ELECTION OF DIRECTOR: JAIME CHICO PARDO		For	For
8	ELECTION OF DIRECTOR: JAMES P. KELLY		For	For
9	ELECTION OF DIRECTOR: JON C. MADONNA		For	For
10	ELECTION OF DIRECTOR: LYNN M. MARTIN		For	For
11	ELECTION OF DIRECTOR: JOHN B. MCCOY		For	For
12	ELECTION OF DIRECTOR: MARY S. METZ		For	For
13	ELECTION OF DIRECTOR: JOYCE M. ROCHE		For	For
14	ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON		For	Against
15	ELECTION OF DIRECTOR: PATRICIA P. UPTON		For	For
16	RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.		For	For
17	AMENDMENT TO INCREASE AUTHORIZED SHARES.		For	For
18	REPORT ON POLITICAL CONTRIBUTIONS.		Against	For
19	SPECIAL STOCKHOLDER MEETINGS.		Against	For
20	CUMULATIVE VOTING.		Against	For
21	BYLAW REQUIRING INDEPENDENT CHAIRMAN.		Against	For
22	ADVISORY VOTE ON COMPENSATION.		Against	For
23	PENSION CREDIT POLICY.		Against	For
EXELON CORPORATION
Security:	30161N101			Meeting Type:	Annual
Ticker:	EXC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JOHN A. CANNING, JR.		For	For
2	ELECTION OF DIRECTOR: M. WALTER D’ALESSIO		For	For
3	ELECTION OF DIRECTOR: BRUCE DEMARS		For	For
4	ELECTION OF DIRECTOR: NELSON A. DIAZ		For	For
5	ELECTION OF DIRECTOR: ROSEMARIE B. GRECO		For	For
6	ELECTION OF DIRECTOR: PAUL L. JOSKOW		For	For
7	ELECTION OF DIRECTOR: JOHN M. PALMS		For	For
8	ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.		For	For
9	ELECTION OF DIRECTOR: JOHN W. ROWE		For	For
10	ELECTION OF DIRECTOR: STEPHEN D. STEINOUR		For	For
11	THE RENEWAL OF THE EXELON CORPORATION ANNUAL INCENTIVE PLAN FOR SENIOR EXECUTIVES EFFECTIVE JANUARY 1, 2009.		For	For
12	THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON’S INDEPENDENT ACCOUNTANT FOR 2009.		For	For
13	A SHAREHOLDER RECOMMENDATION TO PREPARE A REPORT SHOWING THAT EXELON’S ACTIONS TO REDUCE GLOBAL WARMING HAVE REDUCED MEAN GLOBAL TEMPERATURE OR AVOIDED DISASTERS.		Against	Against
INTERNATIONAL BUSINESS MACHINES CORP.
Security:	459200101			Meeting Type:	Annual
Ticker:	IBM			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: A.J.P. BELDA		For	For
2	ELECTION OF DIRECTOR: C. BLACK		For	For
3	ELECTION OF DIRECTOR: W.R. BRODY		For	For
4	ELECTION OF DIRECTOR: K.I. CHENAULT		For	For
5	ELECTION OF DIRECTOR: M.L. ESKEW		For	For
6	ELECTION OF DIRECTOR: S.A. JACKSON		For	For
7	ELECTION OF DIRECTOR: T. NISHIMURO		For	For
8	ELECTION OF DIRECTOR: J.W. OWENS		For	For
9	ELECTION OF DIRECTOR: S.J. PALMISANO		For	For
10	ELECTION OF DIRECTOR: J.E. SPERO		For	For
11	ELECTION OF DIRECTOR: S. TAUREL		For	For
12	ELECTION OF DIRECTOR: L.H. ZAMBRANO		For	For
13	RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
14	APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE		For	For
15	STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING		Against	For
16	STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION AND PENSION INCOME		Against	For
17	STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
PRAXAIR, INC.
Security:	74005P104			Meeting Type:	Annual
Ticker:	PX			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEPHEN F. ANGEL		For
	2	NANCE K. DICCIANI		For
	3	EDWARD G. GALANTE		For
	4	CLAIRE W. GARGALLI		For
	5	IRA D. HALL		For
	6	RAYMOND W. LEBOEUF		For
	7	LARRY D. MCVAY		For
	8	WAYNE T. SMITH		For
	9	H. MITCHELL WATSON, JR.		For
	10	ROBERT L. WOOD		For
2	PROPOSAL TO APPROVE THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN.		For	For
3	PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR.		For	For
ALLERGAN, INC.
Security:	018490102			Meeting Type:	Annual
Ticker:	AGN			Meeting Date:	30-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: HERBERT W. BOYER, PH.D.		For	For
2	ELECTION OF DIRECTOR: ROBERT A. INGRAM		For	For
3	ELECTION OF DIRECTOR: DAVID E.I. PYOTT		For	For
4	ELECTION OF DIRECTOR: RUSSELL T. RAY		For	For
5	TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.		For	For
6	TO APPROVE A STOCKHOLDER PROPOSAL REGARDING ADDITIONAL ANIMAL TESTING DISCLOSURE.		Against	Against
PEPSICO, INC.
Security:	713448108			Meeting Type:	Annual
Ticker:	PEP			Meeting Date:	06-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: S.L. BROWN		For	For
2	ELECTION OF DIRECTOR: I.M. COOK		For	For
3	ELECTION OF DIRECTOR: D. DUBLON		For	For
4	ELECTION OF DIRECTOR: V.J. DZAU		For	For
5	ELECTION OF DIRECTOR: R.L. HUNT		For	For
6	ELECTION OF DIRECTOR: A. IBARGUEN		For	For
7	ELECTION OF DIRECTOR: A.C. MARTINEZ		For	For
8	ELECTION OF DIRECTOR: I.K. NOOYI		For	For
9	ELECTION OF DIRECTOR: S.P. ROCKEFELLER		For	For
10	ELECTION OF DIRECTOR: J.J. SCHIRO		For	Against
11	ELECTION OF DIRECTOR: L.G. TROTTER		For	For
12	ELECTION OF DIRECTOR: D. VASELLA		For	For
13	ELECTION OF DIRECTOR: M.D. WHITE		For	For
14	APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS		For	For
15	APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN		For	For
16	SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING (PROXY STATEMENT P. 59)		Against	For
17	SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 61)		Against	Against
18	SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 63)		Against	Against
19	SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 64)		Against	For
APACHE CORPORATION
Security:	037411105			Meeting Type:	Annual
Ticker:	APA			Meeting Date:	07-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: FREDERICK M. BOHEN		For	For
2	ELECTION OF DIRECTOR: GEORGE D. LAWRENCE		For	For
3	ELECTION OF DIRECTOR: RODMAN D. PATTON		For	For
4	ELECTION OF DIRECTOR: CHARLES J. PITMAN		For	For
WASTE MANAGEMENT, INC.
Security:	94106L109			Meeting Type:	Annual
Ticker:	WMI			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY		For	For
2	ELECTION OF DIRECTOR: FRANK M. CLARK, JR.		For	For
3	ELECTION OF DIRECTOR: PATRICK W. GROSS		For	For
4	ELECTION OF DIRECTOR: JOHN C. POPE		For	For
5	ELECTION OF DIRECTOR: W. ROBERT REUM		For	For
6	ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER		For	For
7	ELECTION OF DIRECTOR: DAVID P. STEINER		For	For
8	ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER		For	For
9	PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
10	PROPOSAL TO AMEND THE COMPANY’S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.		For	For
11	PROPOSAL TO APPROVE THE COMPANY’S 2009 STOCK INCENTIVE PLAN.		For	For
12	PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.		Against	For
13	PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT MEETING.		Against	For
ITT CORPORATION
Security:	450911102			Meeting Type:	Annual
Ticker:	ITT			Meeting Date:	12-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEVEN R. LORANGER		For
	2	CURTIS J. CRAWFORD		For
	3	CHRISTINA A. GOLD		For
	4	RALPH F. HAKE		For
	5	JOHN J. HAMRE		For
	6	PAUL J. KERN		For
	7	FRANK T. MACINNIS		For
	8	SURYA N. MOHAPATRA		For
	9	LINDA S. SANFORD		For
	10	MARKOS I. TAMBAKERAS		For
2	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	TO VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT AT A REASONABLE COST AND OMITTING PROPRIETARY AND CLASSIFIED INFORMATION OF THE COMPANY’S FOREIGN SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS AND SERVICES.		Against	Against
NORFOLK SOUTHERN CORPORATION
Security:	655844108			Meeting Type:	Annual
Ticker:	NSC			Meeting Date:	14-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DANIEL A. CARP		For
	2	STEVEN F. LEER		For
	3	MICHAEL D. LOCKHART		For
	4	CHARLES W. MOORMAN		For
2	RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.		For	For
3	STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS.		Against	For
QUEST DIAGNOSTICS INCORPORATED
Security:	74834L100			Meeting Type:	Annual
Ticker:	DGX			Meeting Date:	14-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.		For	For
2	ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.		For	For
3	ELECTION OF DIRECTOR: JOHN B. ZIEGLER		For	For
4	TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG-TERM INCENTIVE PLAN		For	For
5	TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS		For	For
6	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009		For	For
INTEL CORPORATION
Security:	458140100			Meeting Type:	Annual
Ticker:	INTC			Meeting Date:	20-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY		For	For
2	ELECTION OF DIRECTOR: SUSAN L. DECKER		For	For
3	ELECTION OF DIRECTOR: JOHN J. DONAHOE		For	For
4	ELECTION OF DIRECTOR: REED E. HUNDT		For	For
5	ELECTION OF DIRECTOR: PAUL S. OTELLINI		For	For
6	ELECTION OF DIRECTOR: JAMES D. PLUMMER		For	For
7	ELECTION OF DIRECTOR: DAVID S. POTTRUCK		For	For
8	ELECTION OF DIRECTOR: JANE E. SHAW		For	For
9	ELECTION OF DIRECTOR: JOHN L. THORNTON		For	For
10	ELECTION OF DIRECTOR: FRANK D. YEARY		For	For
11	ELECTION OF DIRECTOR: DAVID B. YOFFIE		For	For
12	RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR		For	For
13	AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN		For	For
14	APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM		For	For
15	ADVISORY VOTE ON EXECUTIVE COMPENSATION		For	For
16	STOCKHOLDER PROPOSAL: CUMULATIVE VOTING		Against	For
17	STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER		Against	Against
XEROX CORPORATION
Security:	984121103			Meeting Type:	Annual
Ticker:	XRX			Meeting Date:	21-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: GLENN A. BRITT		For	For
2	ELECTION OF DIRECTOR: URSULA M. BURNS		For	For
3	ELECTION OF DIRECTOR: RICHARD J. HARRINGTON		For	For
4	ELECTION OF DIRECTOR: WILLIAM CURT HUNTER		For	For
5	ELECTION OF DIRECTOR: ROBERT A. MCDONALD		For	For
6	ELECTION OF DIRECTOR: ANNE M. MULCAHY		For	For
7	ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.		For	For
8	ELECTION OF DIRECTOR: CHARLES PRINCE		For	For
9	ELECTION OF DIRECTOR: ANN N. REESE		For	For
10	ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER		For	For
11	RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
FPL GROUP, INC.
Security:	302571104			Meeting Type:	Annual
Ticker:	FPL			Meeting Date:	22-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	SHERRY S. BARRAT		Abstain
	2	ROBERT M. BEALL, II		Abstain
	3	J. HYATT BROWN		For
	4	JAMES L. CAMAREN		Abstain
	5	J. BRIAN FERGUSON		Abstain
	6	LEWIS HAY, III		For
	7	TONI JENNINGS		Abstain
	8	OLIVER D. KINGSLEY, JR.		For
	9	RUDY E. SCHUPP		For
	10	MICHAEL H. THAMAN		For
	11	HANSEL E. TOOKES, II		For
	12	PAUL R. TREGURTHA		Abstain
2	RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	APPROVAL OF THE MATERIAL TERMS UNDER THE FPL GROUP, INC. AMENDED AND RESTATED LONG TERM INCENTIVE PLAN FOR PAYMENT OF PERFORMANCE- BASED COMPENSATION AS REQUIRED BY INTERNAL REVENUE CODE SECTION 162(M).		For	For
CHEVRON CORPORATION
Security:	166764100			Meeting Type:	Annual
Ticker:	CVX			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: S.H. ARMACOST		For	For
2	ELECTION OF DIRECTOR: L.F. DEILY		For	For
3	ELECTION OF DIRECTOR: R.E. DENHAM		For	For
4	ELECTION OF DIRECTOR: R.J. EATON		For	For
5	ELECTION OF DIRECTOR: E. HERNANDEZ		For	For
6	ELECTION OF DIRECTOR: F.G. JENIFER		For	For
7	ELECTION OF DIRECTOR: S. NUNN		For	For
8	ELECTION OF DIRECTOR: D.J. O’REILLY		For	For
9	ELECTION OF DIRECTOR: D.B. RICE		For	For
10	ELECTION OF DIRECTOR: K.W. SHARER		For	For
11	ELECTION OF DIRECTOR: C.R. SHOEMATE		For	For
12	ELECTION OF DIRECTOR: R.D. SUGAR		For	For
13	ELECTION OF DIRECTOR: C. WARE		For	For
14	ELECTION OF DIRECTOR: J.S. WATSON		For	For
15	RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
16	APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER THE CHEVRON INCENTIVE PLAN		For	For
17	APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR PERFORMANCE-BASED AWARDS UNDER THE LONG-TERM INCENTIVE PLAN OF CHEVRON CORPORATION		For	For
18	SPECIAL STOCKHOLDER MEETINGS		Against	For
19	ADVISORY VOTE ON SUMMARY COMPENSATION TABLE		Against	For
20	GREENHOUSE GAS EMISSIONS		Against	Against
21	COUNTRY SELECTION GUIDELINES		Against	For
22	HUMAN RIGHTS POLICY		Against	For
23	HOST COUNTRY LAWS		Against	Against
MCDONALD’S CORPORATION
Security:	580135101			Meeting Type:	Annual
Ticker:	MCD			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: ROBERT A. ECKERT		For	For
2	ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.		For	For
3	ELECTION OF DIRECTOR: JEANNE P. JACKSON		For	For
4	ELECTION OF DIRECTOR: ANDREW J. MCKENNA		For	For
5	APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2009.		For	For
6	APPROVAL OF PERFORMANCE GOALS FOR CERTAIN QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE MCDONALD’S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN.		For	For
7	APPROVAL OF MCDONALD’S CORPORATION 2009 CASH INCENTIVE PLAN.		For	For
8	SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.		Against	For
9	SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS.		Against	Against
RAYTHEON COMPANY
Security:	755111507			Meeting Type:	Annual
Ticker:	RTN			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: VERNON E. CLARK		For	Against
2	ELECTION OF DIRECTOR: JOHN M. DEUTCH		For	For
3	ELECTION OF DIRECTOR: FREDERIC M. POSES		For	Against
4	ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS		For	For
5	ELECTION OF DIRECTOR: RONALD L. SKATES		For	For
6	ELECTION OF DIRECTOR: WILLIAM R. SPIVEY		For	Against
7	ELECTION OF DIRECTOR: LINDA G. STUNTZ		For	For
8	ELECTION OF DIRECTOR: WILLIAM H. SWANSON		For	For
9	RATIFICATION OF INDEPENDENT AUDITORS		For	For
10	STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
11	STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS		Against	For
12	STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING		Against	For
13	STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HEALTH CARE REFORM PRINCIPLES		Against	Against
14	STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS		Against	For

Proxy Voting Summary

Nuveen Santa Barbara Growth Opportunities Fund

July 1, 2008 - June 30, 2009

BIOVAIL CORPORATION
Security:	09067J109			Meeting Type:	Contested-Annual
Ticker:	BVF			Meeting Date:	08-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	TO ELECT THE FOLLOWING BIOVAIL SLATE OF DIRECTOR NOMINEES: DR. DOUGLAS J.P. SQUIRES, MR. SERGE GOUIN, MR. DAVID H. LAIDLEY, MR. J. SPENCER LANTHIER, MR. MARK PARRISH, DR. LAURENCE E. PAUL, MR. ROBERT N. POWER, MR. LLOYD M. SEGAL, MR. MICHAEL R. VAN EVERY AND MR. WILLIAM M. WELLS.		For	For
2	TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF COMMON SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF BIOVAIL TO FIX THE REMUNERATION OF THE AUDITORS.		For	For
BIOVAIL CORPORATION
Security:	09067J109			Meeting Type:	Contested-Annual
Ticker:	BVF			Meeting Date:	08-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	TO ELECT THE FOLLOWING SLATE OF DIRECTOR NOMINEES: BRUCE D. BRYDON, DOUGLAS N. DEETH, JOSEPH J. KRIVULKA, VINCE M. MAZZA, WILLIAM J. MENEAR, ROBERT A. PODRUZNY, MARK L. THOMPSON, LIZA A. HARRIDYAL SODHA, DR. D. LORNE TYRRELL AND LAURENCE W. ZEIFMAN.		For	Abstain
2	TO RE-APPOINT ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF BIOVAIL TO FIX THE REMUNERATION OF THE AUDITORS.		For	Abstain
QLOGIC CORPORATION
Security:	747277101			Meeting Type:	Annual
Ticker:	QLGC			Meeting Date:	28-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	H.K. DESAI		For
	2	JOEL S. BIRNBAUM		For
	3	JAMES R. FIEBIGER		For
	4	BALAKRISHNAN S. IYER		For
	5	KATHRYN B. LEWIS		For
	6	GEORGE D. WELLS		For
2	APPROVAL OF AMENDMENTS TO THE QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN		For	For
3	APPROVAL OF AMENDMENTS TO THE QLOGIC CORPORATION 1998 EMPLOYEE STOCK PURCHASE PLAN		For	For
4	RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS		For	For
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security:	M22465104			Meeting Type:	Annual
Ticker:	CHKP			Meeting Date:	04-Sep-2008
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, TAL SHAVIT NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT INDIVIDUALLY PLEASE BE ADVISED THAT THE ONLY VALID VOTING OPTIONS FOR THIS PROPOSAL ARE EITHER “FOR” OR “ABSTAIN”.		For	For
2	REELECTION OF OUTSIDE DIRECTOR: IRWIN FEDERMAN		For	For
3	REELECTION OF OUTSIDE DIRECTOR: RAY ROTHROCK		For	For
4	TO RATIFY THE APPOINTMENT AND COMPENSATION OF CHECK POINT’S INDEPENDENT PUBLIC ACCOUNTANTS.		For	For
5	TO APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS.		For	Against
6	I AM A “CONTROLLING SHAREHOLDER” OF THE COMPANY. MARK “FOR” = YES OR “AGAINST” = NO.		None	Against
7	I HAVE A “PERSONAL INTEREST” IN ITEM 4. MARK “FOR” = YES OR “AGAINST” = NO.		None	Against
KORN/FERRY INTERNATIONAL
Security:	500643200			Meeting Type:	Annual
Ticker:	KFY			Meeting Date:	23-Sep-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DEBRA PERRY		For
	2	GERHARD SCHULMEYER		For
	3	HARRY YOU		For
2	TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.		For	For
3	TO APPROVE THE KORN/FERRY INTERNATIONAL 2008 STOCK INCENTIVE PLAN.		For	For
4	TO ACT UPON ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.		For	Against
MICREL, INCORPORATED
Security:	594793101			Meeting Type:	Annual
Ticker:	MCRL			Meeting Date:	01-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	TO AMEND SECTION 3.2 OF MICREL’S BYLAWS TO PROVIDE FOR A RANGE OF FOUR TO SEVEN MEMBERS OF THE BOARD OF DIRECTORS OF MICREL, INCORPORATED.		For	For
2	DIRECTOR		For
	1	RAYMOND D. ZINN		For
	2	DANIEL A. ARTUSI		For
	3	MICHAEL J. CALLAHAN		For
	4	NEIL J. MIOTTO		For
	5	FRANK W. SCHNEIDER		For
3	TO AMEND MICREL’S 2003 INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES FOR ISSUANCE UNDER THE PLAN BY 3,500,000 SHARES AND TO MAKE CERTAIN OTHER MODIFICATIONS.		For	For
4	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICREL, INCORPORATED FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2008.		For	For
PALM, INC.
Security:	696643105			Meeting Type:	Annual
Ticker:	PALM			Meeting Date:	01-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	EDWARD T. COLLIGAN		For
	2	D. SCOTT MERCER		Abstain
2	A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS PALM’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 29, 2009.		For	For
KANSAS CITY SOUTHERN
Security:	485170302			Meeting Type:	Special
Ticker:	KSU			Meeting Date:	07-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE THE KANSAS CITY SOUTHERN 2008 STOCK OPTION AND PERFORMANCE AWARD PLAN (THE “2008 PLAN”).		For	For
INFOGROUP INC
Security:	45670G108			Meeting Type:	Annual
Ticker:	IUSA			Meeting Date:	23-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	BERNARD W. REZNICEK		For
	2	JOHN N. STAPLES III		For
	3	CLIFTON T. WEATHERFORD		For
2	TO APPROVE AN AMENDMENT TO THE INFOUSA INC. 2007 OMNIBUS INCENTIVE PLAN TO CLARIFY THE NUMBER OF SHARES OF THE COMPANY COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER.		For	For
REGIS CORPORATION
Security:	758932107			Meeting Type:	Annual
Ticker:	RGS			Meeting Date:	23-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ROLF F. BJELLAND		For
	2	PAUL D. FINKELSTEIN		For
	3	THOMAS L. GREGORY		For
	4	VAN ZANDT HAWN		For
	5	SUSAN S. HOYT		For
	6	DAVID B. KUNIN		For
	7	STEPHEN WATSON		For
2	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
3	TRANSACTION OF SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.		For	Against
EMBARQ CORPORATION
Security:	29078E105			Meeting Type:	Special
Ticker:	EQ			Meeting Date:	27-Jan-2009
Item	Proposal		Management Recommendation	Vote
1	TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AMONG CENTURYTEL, INC., CAJUN ACQUISITION COMPANY, A WHOLLY OWNED SUBSIDIARY OF CENTURYTEL, INC., AND EMBARQ CORPORATION. UPON APPROVAL, CAJUN ACQUISITION COMPANY WILL BE MERGED WITH AND INTO EMBARQ AND EACH OUTSTANDING SHARE OF COMMON STOCK OF EMBARQ WILL BE CONVERTED INTO RIGHT TO RECEIVE 1.37 SHARES OF COMMON STOCK OF CENTURYTEL.		For	For
HORMEL FOODS CORPORATION
Security:	440452100			Meeting Type:	Annual
Ticker:	HRL			Meeting Date:	27-Jan-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR
	1	TERRELL K. CREWS		For
	2	JEFFREY M. ETTINGER		For
	3	JODY H. FERAGEN		For
	4	LUELLA G. GOLDBERG		For
	5	SUSAN I. MARVIN		For
	6	JOHN L. MORRISON		For
	7	ELSA A. MURANO, PH.D.		Abstain
	8	ROBERT C. NAKASONE		For
	9	RONALD D. PEARSON		Abstain
	10	DAKOTA A. PIPPINS		For
	11	GARY J. RAY		For
	12	HUGH C. SMITH, M.D.		For
	13	JOHN G. TURNER		For
2	RATIFY THE APPOINTMENT BY THE AUDIT COMMITTE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 25, 2009.		For	For
3	APPROVE THE HORMEL FOODS CORPORATION 2009 LONG-TERM INCENTIVE PLAN.		For	Against
4	APPROVE THE HORMEL FOODS CORPORATION 2009 NONEMPLOYEE DIRECTOR DEFERRED STOCK PLAN.		For	For
5	APPROVE A STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF GREENHOUSE GAS EMISSIONS CAUSED BY INDIVIDUAL PRODUCTS VIA PRODUCT PACKAGING, IF PRESENTED AT THE MEETING.		Against	For
THE SHAW GROUP INC.
Security:	820280105			Meeting Type:	Annual
Ticker:	SGR			Meeting Date:	28-Jan-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	J.M. BERNHARD, JR.		For
	2	JAMES F. BARKER		Abstain
	3	THOS. E. CAPPS		Abstain
	4	DANIEL A. HOFFLER		Abstain
	5	DAVID W. HOYLE		Abstain
	6	MICHAEL J. MANCUSO		Abstain
	7	ALBERT D. MCALISTER		Abstain
2	PROPOSAL TO APPROVE THE ADOPTION THE SHAW GROUP INC. 2008 OMNIBUS INCENTIVE PLAN.		For	For
3	PROPOSAL TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.		For	For
4	IF IT IS PROPERLY PRESENTED AT THE ANNUAL MEETING, THE SHAREHOLDER PROPOSAL REGARDING CERTAIN EXECUTIVE AGREEMENTS DESCRIBED IN THE PROXY STATEMENT.		Against	For
5	TRANSACT SUCH OTHER BUSINESS, INCLUDING ACTION ON SHAREHOLDER PROPOSALS, AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND ANY ADJOURNMENT OR POSTPONEMENT THEREOF.		For	Against
ANALOG DEVICES, INC.
Security:	032654105			Meeting Type:	Annual
Ticker:	ADI			Meeting Date:	10-Mar-2009
Item	Proposal		Management Recommendation	Vote
1	TO ELECT JAMES A. CHAMPY TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		For	For
2	TO ELECT YVES-ANDRE ISTEL TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		For	For
3	TO ELECT NEIL NOVICH TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		For	For
4	TO ELECT KENTON J. SICCHITANO TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		For	For
5	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009.		For	For
6	TO ACT UPON A SHAREHOLDER PROPOSAL TO DECLASSIFY THE COMPANY’S BOARD OF DIRECTORS.		Against	For
H.B. FULLER COMPANY
Security:	359694106			Meeting Type:	Annual
Ticker:	FUL			Meeting Date:	16-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JULIANA L. CHUGG		Abstain
	2	RICHARD L. MARCANTONIO		Abstain
	3	ALFREDO L. ROVIRA		For
2	TO RATIFY THE APPOINTMENT OF KPMG LLP AS H.B. FULLER’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 28, 2009.		For	For
3	TO APPROVE THE H.B. FULLER COMPANY 2009 DIRECTOR STOCK INCENTIVE PLAN.		For	For
CF INDUSTRIES HOLDINGS, INC.
Security:	125269100			Meeting Type:	Contested-Annual
Ticker:	CF			Meeting Date:	21-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEPHEN A. FURBACHER		For
	2	DAVID R. HARVEY		For
	3	JOHN D. JOHNSON		For
2	TO RATIFY THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	TO APPROVE CF INDUSTRIES HOLDINGS, INC.’S 2009 EQUITY AND INCENTIVE PLAN.		For	For
NETAPP, INC
Security:	64110D104			Meeting Type:	Special
Ticker:	NTAP			Meeting Date:	21-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE A PROPOSAL TO ALLOW THE COMPANY TO CONDUCT A ONE-TIME STOCK OPTION EXCHANGE PROGRAM AND AN AMENDMENT TO THE 1999 STOCK OPTION PLAN AND OTHER EQUITY PLANS TO FACILITATE THE STOCK OPTION EXCHANGE.		For	Against
SPEEDWAY MOTORSPORTS, INC.
Security:	847788106			Meeting Type:	Annual
Ticker:	TRK			Meeting Date:	21-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MARCUS G. SMITH		Abstain
	2	TOM E. SMITH		For
2	TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS, LLP AS THE PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SMI AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2009.		For	For
3	TO APPROVE THE SPEEDWAY MOTORSPORTS, INC. 2004 STOCK INCENTIVE PLAN AMENDED AND RESTATED AS OF FEBRUARY 10, 2009.		For	Against
LEXMARK INTERNATIONAL, INC.
Security:	529771107			Meeting Type:	Annual
Ticker:	LXK			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: MICHAEL J. MAPLES		For	For
2	ELECTION OF DIRECTOR: STEPHEN R. HARDIS		For	For
3	ELECTION OF DIRECTOR: WILLIAM R. FIELDS		For	For
4	ELECTION OF DIRECTOR: ROBERT HOLLAND, JR.		For	For
5	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
6	APPROVAL OF THE COMPANY’S STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED.		For	For
7	STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.		Against	For
THE STANLEY WORKS
Security:	854616109			Meeting Type:	Annual
Ticker:	SWK			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	PATRICK D. CAMPBELL		Abstain
	2	EILEEN S. KRAUS		Abstain
	3	LAWRENCE A. ZIMMERMAN		Abstain
2	TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2009.		For	For
3	TO APPROVE THE STANLEY WORKS 2009 LONG-TERM INCENTIVE PLAN.		For	For
4	TO VOTE ON A SHAREHOLDER PROPOSAL URGING THE BOARD OF DIRECTORS TO TAKE THE NECESSARY STEPS TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF DIRECTORS BE ELECTED ANNUALLY.		Against	For
THE LUBRIZOL CORPORATION
Security:	549271104			Meeting Type:	Annual
Ticker:	LZ			Meeting Date:	27-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	FOREST J. FARMER, SR.		For
	2	MICHAEL J. GRAFF		For
	3	JAMES E. SWEETNAM		For
	4	PHILLIP C. WIDMAN		For
2	CONFIRMATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANT		For	For
3	AMEND THE AMENDED ARTICLES OF INCORPORATION TO: ADD A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS		For	For
4	AMEND THE AMENDED ARTICLES OF INCORPORATION TO: REPEAL ARTICLE NINTH TO DELETE EXISTING CONTROL SHARE ACQUISITION PROVISIONS		For	For
5	AMEND THE REGULATIONS TO: DECLASSIFY THE BOARD OF DIRECTORS, ADD A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS, AUTHORIZE THE BOARD TO FIX THE NUMBER OF DIRECTORS AND CLARIFY THE PROVISION RELATING TO REMOVAL OF DIRECTORS		For	For
6	AMEND THE REGULATIONS TO: MODERNIZE AND CLARIFY VARIOUS PROVISIONS RELATED TO SHAREHOLDER MEETINGS AND NOTICES, MEETINGS AND COMMITTEES OF THE BOARD, ELECTION OF OFFICERS AND INDEMNIFICATION OF DIRECTORS, OFFICERS AND AGENTS		For	Against
7	AMEND THE REGULATIONS TO: REVISE PROVISIONS RELATED TO SPECIAL MEETINGS REQUESTED BY SHAREHOLDERS, ADVANCE NOTICE REQUIREMENTS FOR PROPOSALS AND BUSINESS BROUGHT AT SHAREHOLDER MEETINGS		For	For
8	AMEND THE REGULATIONS TO: REVISE THE AMENDMENT PROVISIONS IN ACCORDANCE WITH OHIO LAW		For	For
CENTENE CORPORATION
Security:	15135B101			Meeting Type:	Annual
Ticker:	CNC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ROBERT K. DITMORE		For
	2	FREDERICK H. EPPINGER		For
	3	DAVID L. STEWARD		For
2	RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
CHARLOTTE RUSSE HOLDING, INC.
Security:	161048103			Meeting Type:	Contested-Annual
Ticker:	CHIC			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MICHAEL J. BLITZER		For
	2	PAUL R. DEL ROSSI		For
	3	EMILIA FABRICANT		For
	4	JOHN D. GOODMAN		For
	5	HERBERT J. KLEINBERGER		For
	6	LEONARD H. MOGIL		For
	7	JENNIFER C. SALOPEK		For
2	APPROVAL OF THE CHARLOTTE RUSSE HOLDING, INC. 2009 EQUITY INCENTIVE PLAN		For	For
3	RATIFICATION OF INDEPENDENT AUDITORS		For	For
KIRBY CORPORATION
Security:	497266106			Meeting Type:	Annual
Ticker:	KEX			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: BOB G. GOWER		For	For
2	ELECTION OF DIRECTOR: MONTE J. MILLER		For	For
3	ELECTION OF DIRECTOR: JOSEPH H. PYNE		For	For
4	TO RATIFY THE SELECTION OF KPMG LLP AS KIRBY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
ORBITAL SCIENCES CORPORATION
Security:	685564106			Meeting Type:	Annual
Ticker:	ORB			Meeting Date:	30-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ROBERT M. HANISEE		For
	2	JAMES G. ROCHE		For
	3	HARRISON H. SCHMITT		For
	4	JAMES R. THOMPSON		For
	5	SCOTT L. WEBSTER		Abstain
2	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
PENTAIR, INC.
Security:	709631105			Meeting Type:	Annual
Ticker:	PNR			Meeting Date:	30-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: CHARLES A. HAGGERTY		For	For
2	ELECTION OF DIRECTOR: RANDALL J. HOGAN		For	For
3	ELECTION OF DIRECTOR: DAVID A. JONES		For	For
4	TO APPROVE OUR EXECUTIVE OFFICER PERFORMANCE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE 162(M).		For	For
5	TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
TELEFLEX INCORPORATED
Security:	879369106			Meeting Type:	Annual
Ticker:	TFX			Meeting Date:	01-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JEFFREY P. BLACK		For
	2	SIGISMUNDUS W LUBSEN		For
	3	STUART A. RANDLE		For
	4	HAROLD L. YOH III		For
2	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.		For	For
ROWAN COMPANIES, INC.
Security:	779382100			Meeting Type:	Annual
Ticker:	RDC			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	THOMAS R. HIX		For
	2	ROBERT E. KRAMEK		For
	3	FREDERICK R. LAUSEN		For
	4	LAWRENCE J. RUISI		For
2	APPROVE THE 2009 ROWAN COMPANIES, INC. INCENTIVE PLAN.		For	For
3	RATIFY THE APPOINTMENT OF DELOITTE TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009.		For	For
MAGNA INTERNATIONAL INC.
Security:	559222401			Meeting Type:	Annual
Ticker:	MGA			Meeting Date:	06-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	FRANK STRONACH		Abstain
	2	MICHAEL D. HARRIS		Abstain
	3	LADY BARBARA JUDGE		Abstain
	4	LOUIS E. LATAIF		For
	5	DONALD RESNICK		Abstain
	6	BELINDA STRONACH		For
	7	FRANZ VRANITZKY		For
	8	DONALD J. WALKER		For
	9	SIEGFRIED WOLF		For
	10	LAWRENCE D. WORRALL		For
2	RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION, BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION.		For	For
KANSAS CITY SOUTHERN
Security:	485170302			Meeting Type:	Annual
Ticker:	KSU			Meeting Date:	07-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MICHAEL R. HAVERTY		For
	2	THOMAS A. MCDONNELL		Abstain
2	RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	APPROVAL OF THE KANSAS CITY SOUTHERN 2009 EMPLOYEE STOCK PURCHASE PLAN.		For	For
WATERS CORPORATION
Security:	941848103			Meeting Type:	Annual
Ticker:	WAT			Meeting Date:	12-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOSHUA BEKENSTEIN		For
	2	MICHAEL J. BERENDT, PHD		For
	3	DOUGLAS A. BERTHIAUME		For
	4	EDWARD CONARD		For
	5	LAURIE H. GLIMCHER, M.D		For
	6	CHRISTOPHER A. KUEBLER		For
	7	WILLIAM J. MILLER		For
	8	JOANN A. REED		For
	9	THOMAS P. SALICE		For
2	TO APPROVE THE COMPANY’S 2009 EMPLOYEE STOCK PURCHASE PLAN		For	For
3	TO APPROVE THE COMPANY’S MANAGEMENT INCENTIVE PLAN		For	For
4	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009		For	For
MEDICIS PHARMACEUTICAL CORPORATION
Security:	584690309			Meeting Type:	Annual
Ticker:	MRX			Meeting Date:	19-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: ARTHUR G. ALTSCHUL, JR.		For	Against
2	ELECTION OF DIRECTOR: PHILIP S. SCHEIN, M.D.		For	For
3	APPROVAL OF THE AMENDMENT TO THE MEDICIS 2006 INCENTIVE AWARD PLAN.		For	Against
4	RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
5	TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.		For	Against
MICREL, INCORPORATED
Security:	594793101			Meeting Type:	Annual
Ticker:	MCRL			Meeting Date:	21-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	RAYMOND D. ZINN		For
	2	DANIEL ARTUSI		For
	3	MICHAEL J. CALLAHAN		For
	4	DANIEL HENEGHAN		For
	5	NEIL J. MIOTTO		For
	6	FRANK W. SCHNEIDER		For
2	TO APPROVE A ONE-TIME STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES OTHER THAN OUR NAMED EXECUTIVE OFFICERS.		For	For
3	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICREL, INCORPORATED FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
4	TO RATIFY THE EXTENSION OF THE RIGHTS AGREEMENT.		For	Against
EXPRESS SCRIPTS, INC.
Security:	302182100			Meeting Type:	Annual
Ticker:	ESRX			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	GARY G. BENANAV		For
	2	FRANK J. BORELLI		For
	3	MAURA C. BREEN		For
	4	NICHOLAS J. LAHOWCHIC		For
	5	THOMAS P. MAC MAHON		For
	6	FRANK MERGENTHALER		For
	7	WOODROW A. MYERS, JR.,		For
	8	JOHN O. PARKER, JR.		For
	9	GEORGE PAZ		For
	10	SAMUEL K. SKINNER		For
	11	SEYMOUR STERNBERG		For
	12	BARRETT A. TOAN		For
2	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.		For	For
BIOVAIL CORPORATION
Security:	09067J109			Meeting Type:	Contested-Consent
Ticker:	BVF			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DR. DOUGLAS J.P.SQUIRES		For
	2	MR. J. SPENCER LANTHIER		For
	3	MR. SERGE GOUIN		For
	4	MR. DAVID H. LAIDLEY		For
	5	MR. MARK PARRISH		For
	6	DR. LAURENCE E. PAUL		For
	7	MR. ROBERT N. POWER		For
	8	MR. LLOYD M. SEGAL		For
	9	SIR LOUIS R. TULL		For
	10	MR. M. R. VAN EVERY		For
	11	MR. WILLIAM M. WELLS		For
2	RE-APPOINT ERNST & YOUNG LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITORS’ REMUNERATION.		For	For
3	RESOLUTION TO APPROVE AMENDMENTS TO BIOVAIL’S BY-LAW 1 (TEXT OF RESOLUTION IS SET OUT IN SCHEDULE 2 OF THE MANAGEMENT PROXY CIRCULAR).		For	For
4	RESOLUTION TO APPROVE AMENDMENTS TO BIOVAIL’S 2007 EQUITY COMPENSATION PLAN (TEXT OF RESOLUTION IS SET OUT IN SCHEDULE 3 OF THE MANAGEMENT PROXY CIRCULAR).		For	For
5	DISSIDENT RESOLUTION NO. 1		Against	Against
6	DISSIDENT RESOLUTION NO. 2		Against	Against
7	DISSIDENT RESOLUTION NO. 3		Against	Against
8	DISSIDENT RESOLUTION NO. 4		Against	Against
9	DISSIDENT RESOLUTION NO. 5		Against	Against
10	DISSIDENT RESOLUTION NO. 6		Against	Against
11	DISSIDENT RESOLUTION NO. 7		Against	Against
12	DISSIDENT RESOLUTION NO. 8		Against	Against
ENSCO INTERNATIONAL INCORPORATED
Security:	26874Q100			Meeting Type:	Annual
Ticker:	ESV			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: GERALD W. HADDOCK		For	For
2	ELECTION OF DIRECTOR: PAUL E. ROWSEY, III		For	For
3	ELECTION OF DIRECTOR: C. CHRISTOPHER GAUT		For	For
4	APPROVAL OF AN AMENDMENT TO THE ENSCO 2005 LONG-TERM INCENTIVE PLAN AND REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS THEREIN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.		For	For
5	RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
KING PHARMACEUTICALS, INC.
Security:	495582108			Meeting Type:	Annual
Ticker:	KG			Meeting Date:	04-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	R. CHARLES MOYER		For
	2	D. GREGORY ROOKER		For
	3	TED G. WOOD		For
	4	E.W. DEAVENPORT, JR.		For
	5	ELIZABETH M. GREETHAM		For
2	RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	NON-BINDING SHAREHOLDER PROPOSAL REQUESTING THE ADOPTION OF A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS.		Against	For
FLOWERS FOODS, INC.
Security:	343498101			Meeting Type:	Annual
Ticker:	FLO			Meeting Date:	05-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOE E. BEVERLY		Abstain
	2	AMOS R. MCMULLIAN		Abstain
	3	J.V. SHIELDS, JR.		Abstain
2	TO APPROVE THE 2001 EQUITY AND PERFORMANCE INCENTIVE PLAN, AS AMENDED AND RESTATED AS OF APRIL 1, 2009.		For	For
3	TO APPROVE THE ANNUAL EXECUTIVE BONUS PLAN.		For	For
4	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2009 FISCAL YEAR.		For	For
AFFILIATED MANAGERS GROUP, INC.
Security:	008252108			Meeting Type:	Annual
Ticker:	AMG			Meeting Date:	09-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	RICHARD E. FLOOR		For
	2	SEAN M. HEALEY		For
	3	HAROLD J. MEYERMAN		Abstain
	4	WILLIAM J. NUTT		For
	5	RITA M. RODRIGUEZ		For
	6	PATRICK T. RYAN		Abstain
	7	JIDE J. ZEITLIN		Abstain
2	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.		For	For
AUTODESK, INC.
Security:	052769106			Meeting Type:	Annual
Ticker:	ADSK			Meeting Date:	11-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: CARL BASS		For	For
2	ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE		For	For
3	ELECTION OF DIRECTOR: J. HALLAM DAWSON		For	For
4	ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN		For	For
5	ELECTION OF DIRECTOR: SEAN M. MALONEY		For	For
6	ELECTION OF DIRECTOR: ELIZABETH A. NELSON		For	For
7	ELECTION OF DIRECTOR: CHARLES J. ROBEL		For	For
8	ELECTION OF DIRECTOR: STEVEN M. WEST		For	For
9	PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2010.		For	For
10	PROPOSAL TO APPROVE THE 2010 OUTSIDE DIRECTORS’ STOCK PLAN.		For	For
GFI GROUP INC.
Security:	361652209			Meeting Type:	Annual
Ticker:	GFIG			Meeting Date:	11-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: GEOFFREY KALISH		For	For
2	ELECTION OF DIRECTOR: FRANK FANZILLI		For	For
3	THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR.		For	For
4	THE APPROVAL OF AN AMENDMENT TO THE GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN (THE “2008 PLAN”) TO (I) INCREASE THE NUMBER OF SHARES AVAILABLE FOR THE GRANT OF AWARDS UNDER THE 2008 PLAN BY 6,650,000 SHARES AND (II) INCREASE THE MAXIMUM NUMBER OF SHARES THAT MAY BE GRANTED AS AWARDS SUBJECT TO PERFORMANCE GOALS UNDER THE 2008 PLAN TO ANY PERSON IN ANY ONE YEAR BY 1,000,000 SHARES.		For	Against
SONICWALL, INC.
Security:	835470105			Meeting Type:	Annual
Ticker:	SNWL			Meeting Date:	11-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	CHARLES W. BERGER		For
	2	DAVID W. GARRISON		For
	3	CHARLES D. KISSNER		For
	4	MATTHEW MEDEIROS		For
	5	CLARK H. MASTERS		For
	6	JOHN C. SHOEMAKER		For
	7	CARY H. THOMPSON		For
	8	EDWARD F. THOMPSON		For
2	RATIFICATION OF THE SELECTION OF ARMANINO MCKENNA LLP AS INDEPENDENT AUDITORS.		For	For
JOS. A. BANK CLOTHIERS, INC.
Security:	480838101			Meeting Type:	Annual
Ticker:	JOSB			Meeting Date:	18-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	ANDREW A. GIORDANO		For
	2	WILLIAM E. HERRON		For
	3	HENRY HOMES, III		For
2	RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 30, 2010.		For	For
3	APPROVAL OF THE JOS. A. BANK CLOTHIERS, INC. EXECUTIVE MANAGEMENT INCENTIVE PLAN.		For	For

Proxy Voting Summary

Nuveen Santa Barbara Growth Plus Fund

July 1, 2008 - June 30, 2009

ALCON, INC.
Security:	H01301102			Meeting Type:	Annual
Ticker:	ACL			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES		For	For
2	APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2008		For	For
3	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2008		For	For
4	ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS		For	For
5	ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS		For	For
6	ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER		For	For
7	ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE		For	Against
8	ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D.		For	For
9	ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ		For	Against
10	APPROVAL OF SHARE CANCELLATION		For	For
11	EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION		For	For
QUEST DIAGNOSTICS INCORPORATED
Security:	74834L100			Meeting Type:	Annual
Ticker:	DGX			Meeting Date:	14-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.		For	For
2	ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.		For	For
3	ELECTION OF DIRECTOR: JOHN B. ZIEGLER		For	For
4	TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG-TERM INCENTIVE PLAN		For	For
5	TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS		For	For
6	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009		For	For
XTO ENERGY INC.
Security:	98385X106			Meeting Type:	Annual
Ticker:	XTO			Meeting Date:	19-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.		For	For
2	ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR (2- YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	For
3	ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	Against
4	ELECTION OF VAUGHN O. VENNERBERG II CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	For
5	APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION PLAN.		For	For
6	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2009.		For	For
7	STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION IF PROPERLY PRESENTED.		Against	For
8	STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON DEATH IF PROPERLY PRESENTED.		Against	For
AMPHENOL CORPORATION
Security:	032095101			Meeting Type:	Annual
Ticker:	APH			Meeting Date:	20-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	EDWARD G. JEPSEN		For
	2	JOHN R. LORD		For
2	RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.		For	For
3	RATIFICATION AND APPROVAL OF THE 2009 AMPHENOL EXECUTIVE INCENTIVE PLAN.		For	For
4	RATIFICATION AND APPROVAL OF THE 2009 STOCK PURCHASE AND OPTION PLAN FOR KEY EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.		For	For
EXPRESS SCRIPTS, INC.
Security:	302182100			Meeting Type:	Annual
Ticker:	ESRX			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	GARY G. BENANAV		Abstain
	2	FRANK J. BORELLI		Abstain
	3	MAURA C. BREEN		Abstain
	4	NICHOLAS J. LAHOWCHIC		Abstain
	5	THOMAS P. MAC MAHON		Abstain
	6	FRANK MERGENTHALER		Abstain
	7	WOODROW A. MYERS, JR.,		Abstain
	8	JOHN O. PARKER, JR.		Abstain
	9	GEORGE PAZ		Abstain
	10	SAMUEL K. SKINNER		Abstain
	11	SEYMOUR STERNBERG		Abstain
	12	BARRETT A. TOAN		Abstain
2	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.		For	Abstain
MCDONALD’S CORPORATION
Security:	580135101			Meeting Type:	Annual
Ticker:	MCD			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: ROBERT A. ECKERT		For	For
2	ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.		For	For
3	ELECTION OF DIRECTOR: JEANNE P. JACKSON		For	For
4	ELECTION OF DIRECTOR: ANDREW J. MCKENNA		For	For
5	APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2009.		For	For
6	APPROVAL OF PERFORMANCE GOALS FOR CERTAIN QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE MCDONALD’S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN.		For	For
7	APPROVAL OF MCDONALD’S CORPORATION 2009 CASH INCENTIVE PLAN.		For	For
8	SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.		Against	For
9	SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS.		Against	Against
RAYTHEON COMPANY
Security:	755111507			Meeting Type:	Annual
Ticker:	RTN			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: VERNON E. CLARK		For	Against
2	ELECTION OF DIRECTOR: JOHN M. DEUTCH		For	For
3	ELECTION OF DIRECTOR: FREDERIC M. POSES		For	Against
4	ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS		For	For
5	ELECTION OF DIRECTOR: RONALD L. SKATES		For	For
6	ELECTION OF DIRECTOR: WILLIAM R. SPIVEY		For	Against
7	ELECTION OF DIRECTOR: LINDA G. STUNTZ		For	For
8	ELECTION OF DIRECTOR: WILLIAM H. SWANSON		For	For
9	RATIFICATION OF INDEPENDENT AUDITORS		For	For
10	STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
11	STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS		Against	For
12	STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING		Against	For
13	STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HEALTH CARE REFORM PRINCIPLES		Against	Against
14	STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS		Against	For
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security:	881624209			Meeting Type:	Annual
Ticker:	TEVA			Meeting Date:	22-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2008, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.95 (APPROXIMATELY US$0.525, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.		For	For
2	ELECTION OF DIRECTOR: DR. PHILLIP FROST		For	For
3	ELECTION OF DIRECTOR: ROGER ABRAVANEL		For	For
4	ELECTION OF DIRECTOR: PROF. ELON KOHLBERG		For	For
5	ELECTION OF DIRECTOR: PROF. YITZHAK PETERBURG		For	For
6	ELECTION OF DIRECTOR: EREZ VIGODMAN		For	For
7	TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE.		For	For

Proxy Voting Summary

Nuveen Santa Barbara Growth Fund

July 1, 2008 - June 30, 2009

CME GROUP
Security:	12572Q105			Meeting Type:	Special
Ticker:	CME			Meeting Date:	18-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.		For	For
2	TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. (“NYMEX HOLDINGS”) STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.		For	For
3	TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.		For	For
CME GROUP
Security:	12572Q105			Meeting Type:	Special
Ticker:	CME			Meeting Date:	18-Aug-2008
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE OF THE CME GROUP BOARD OF DIRECTORS FROM 30 TO 33 DIRECTORS AND SPECIFIES THAT THE NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY ONE OR MORE RESOLUTIONS ADOPTED BY THE CME GROUP BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.		For	For
2	TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. (“NYMEX HOLDINGS”) STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 17, 2008 AND AS AMENDED AS OF JUNE 30, 2008 AND JULY 18, 2008, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.		For	For
3	TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.		For	For
PATTERSON COMPANIES, INC.
Security:	703395103			Meeting Type:	Annual
Ticker:	PDCO			Meeting Date:	08-Sep-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	RONALD E. EZERSKI		For
	2	ANDRE B. LACY		For
2	TO APPROVE THE DEFERRED PROFIT SHARING PLAN FOR THE EMPLOYEES OF PATTERSON DENTAL CANADA INC.		For	For
3	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 25, 2009.		For	For
NIKE, INC.
Security:	654106103			Meeting Type:	Annual
Ticker:	NKE			Meeting Date:	22-Sep-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JILL K. CONWAY		For
	2	ALAN B. GRAF, JR.		For
	3	JEANNE P. JACKSON		For
2	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE COOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	Against
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security:	881624209			Meeting Type:	Special
Ticker:	TEVA			Meeting Date:	25-Sep-2008
Item	Proposal		Management Recommendation	Vote
1	TO APPOINT MR. JOSEPH (YOSI) NITZANI AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS.		For	For
THE PROCTER & GAMBLE COMPANY
Security:	742718109			Meeting Type:	Annual
Ticker:	PG			Meeting Date:	14-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	KENNETH I. CHENAULT		For
	2	SCOTT D. COOK		For
	3	RAJAT K. GUPTA		For
	4	A.G. LAFLEY		For
	5	CHARLES R. LEE		For
	6	LYNN M. MARTIN		For
	7	W. JAMES MCNERNEY, JR.		For
	8	JOHNATHAN A. RODGERS		Abstain
	9	RALPH SNYDERMAN, M.D.		For
	10	MARGARET C. WHITMAN		For
	11	PATRICIA A. WOERTZ		For
	12	ERNESTO ZEDILLO		For
2	RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		For	For
3	AMEND COMPANY’S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING		For	For
4	SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING		Against	Against
5	SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
PARKER-HANNIFIN CORPORATION
Security:	701094104			Meeting Type:	Annual
Ticker:	PH			Meeting Date:	22-Oct-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	WILLIAM E. KASSLING		For
	2	JOSEPH M. SCAMINACE		For
	3	WOLFGANG R. SCHMITT		For
2	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY09		For	For
INTUIT INC.
Security:	461202103			Meeting Type:	Annual
Ticker:	INTU			Meeting Date:	16-Dec-2008
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEPHEN M. BENNETT		Abstain
	2	CHRISTOPHER W. BRODY		For
	3	WILLIAM V. CAMPBELL		For
	4	SCOTT D. COOK		For
	5	DIANE B. GREENE		Abstain
	6	MICHAEL R. HALLMAN		For
	7	EDWARD A. KANGAS		For
	8	SUZANNE NORA JOHNSON		For
	9	DENNIS D. POWELL		For
	10	STRATTON D. SCLAVOS		For
	11	BRAD D. SMITH		For
2	RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.		For	For
3	APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN.		For	For
JACOBS ENGINEERING GROUP INC.
Security:	469814107			Meeting Type:	Annual
Ticker:	JEC			Meeting Date:	22-Jan-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JOSEPH R. BRONSON		For	For
2	ELECTION OF DIRECTOR: THOMAS M.T. NILES		For	For
3	ELECTION OF DIRECTOR: NOEL G. WATSON		For	For
4	ELECTION OF DIRECTOR: JOHN F. COYNE		For	For
5	TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1989 EMPLOYEE STOCK PURCHASE PLAN.		For	For
6	TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN.		For	For
7	TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
BECTON, DICKINSON AND COMPANY
Security:	075887109			Meeting Type:	Annual
Ticker:	BDX			Meeting Date:	03-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	C.M. FRASER-LIGGETT		For
	2	E.J. LUDWIG		For
	3	W.J. OVERLOCK, JR.		For
	4	B.L. SCOTT		For
2	RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
3	AMENDMENT TO BD’S RESTATED CERTIFICATE OF INCORPORATION.		For	For
4	AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.		For	For
5	APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS.		For	For
6	SPECIAL SHAREHOLDER MEETINGS.		Against	For
7	CUMULATIVE VOTING.		Against	For
EMERSON ELECTRIC CO.
Security:	291011104			Meeting Type:	Annual
Ticker:	EMR			Meeting Date:	03-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	A.A. BUSCH III*		For
	2	A.F. GOLDEN*		Abstain
	3	H. GREEN*		For
	4	W.R. JOHNSON*		For
	5	J.B. MENZER*		For
	6	V.R. LOUCKS, JR.**		Abstain
2	RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
ACCENTURE LTD
Security:	G1150G111			Meeting Type:	Annual
Ticker:	ACN			Meeting Date:	12-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO		For	For
2	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON		For	For
3	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN		For	For
4	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI		For	Against
5	RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER		For	For
6	RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG LLP’S REMUNERATION.		For	For
VARIAN MEDICAL SYSTEMS, INC.
Security:	92220P105			Meeting Type:	Annual
Ticker:	VAR			Meeting Date:	12-Feb-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	TIMOTHY E. GUERTIN*		For
	2	DAVID W. MARTIN, JR MD*		For
	3	R. NAUMANN-ETIENNE*		For
	4	V. THYAGARAJAN**		For
2	TO APPROVE AN AMENDMENT TO THE SECOND AMENDED AND RESTATED VARIAN MEDICAL SYSTEMS, INC. 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER.		For	For
3	TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. MANAGEMENT INCENTIVE PLAN.		For	For
4	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.		For	For
QUALCOMM, INCORPORATED
Security:	747525103			Meeting Type:	Annual
Ticker:	QCOM			Meeting Date:	03-Mar-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	BARBARA T. ALEXANDER		For
	2	STEPHEN M. BENNETT		For
	3	DONALD G. CRUICKSHANK		For
	4	RAYMOND V. DITTAMORE		For
	5	THOMAS W. HORTON		For
	6	IRWIN MARK JACOBS		For
	7	PAUL E. JACOBS		For
	8	ROBERT E. KAHN		For
	9	SHERRY LANSING		For
	10	DUANE A. NELLES		For
	11	MARC I. STERN		For
	12	BRENT SCOWCROFT		For
2	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY’S FISCAL YEAR ENDING SEPTEMBER 27, 2009.		For	For
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security:	806857108			Meeting Type:	Annual
Ticker:	SLB			Meeting Date:	08-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	P. CAMUS		For
	2	J.S. GORELICK		For
	3	A. GOULD		For
	4	T. ISAAC		For
	5	N. KUDRYAVTSEV		For
	6	A. LAJOUS		For
	7	M.E. MARKS		For
	8	L.R. REIF		For
	9	T.I. SANDVOLD		For
	10	H. SEYDOUX		For
	11	L.G. STUNTZ		For
2	PROPOSAL TO ADOPT AND APPROVE OF FINANCIALS AND DIVIDENDS.		For	For
3	PROPOSAL REGARDING A STOCKHOLDER ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.		Against	For
4	PROPOSAL TO APPROVE OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
UNITED TECHNOLOGIES CORPORATION
Security:	913017109			Meeting Type:	Annual
Ticker:	UTX			Meeting Date:	08-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	LOUIS R. CHENEVERT		For
	2	GEORGE DAVID		For
	3	JOHN V. FARACI		For
	4	JEAN-PIERRE GARNIER		For
	5	JAMIE S. GORELICK		For
	6	CARLOS M. GUTIERREZ		For
	7	EDWARD A. KANGAS		For
	8	CHARLES R. LEE		For
	9	RICHARD D. MCCORMICK		For
	10	HAROLD MCGRAW III		For
	11	RICHARD B. MYERS		For
	12	H. PATRICK SWYGERT		For
	13	ANDRE VILLENEUVE		For
	14	CHRISTINE TODD WHITMAN		For
2	APPOINTMENT OF INDEPENDENT AUDITORS		For	For
3	SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN MILITARY SALES		Against	Against
C. R. BARD, INC.
Security:	067383109			Meeting Type:	Annual
Ticker:	BCR			Meeting Date:	15-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	MARC C. BRESLAWSKY		For
	2	HERBERT L. HENKEL		For
	3	TOMMY G. THOMPSON		For
	4	TIMOTHY M. RING		For
2	TO APPROVE CERTAIN PROVISIONS OF THE EXECUTIVE BONUS PLAN OF C. R. BARD, INC., AS AMENDED AND RESTATED.		For	For
3	TO APPROVE THE 2003 LONG TERM INCENTIVE PLAN OF C. R. BARD, INC. AS AMENDED AND RESTATED.		For	For
4	TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2009.		For	For
BURLINGTON NORTHERN SANTA FE CORPORATION
Security:	12189T104			Meeting Type:	Annual
Ticker:	BNI			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: A.L. BOECKMANN		For	For
2	ELECTION OF DIRECTOR: D.G. COOK		For	For
3	ELECTION OF DIRECTOR: V.S. MARTINEZ		For	For
4	ELECTION OF DIRECTOR: M.F. RACICOT		For	For
5	ELECTION OF DIRECTOR: R.S. ROBERTS		For	For
6	ELECTION OF DIRECTOR: M.K. ROSE		For	For
7	ELECTION OF DIRECTOR: M.J. SHAPIRO		For	For
8	ELECTION OF DIRECTOR: J.C. WATTS, JR.		For	For
9	ELECTION OF DIRECTOR: R.H. WEST		For	For
10	ELECTION OF DIRECTOR: J.S. WHISLER		For	For
11	ELECTION OF DIRECTOR: E.E. WHITACRE, JR.		For	For
12	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2009 (ADVISORY VOTE).		For	For
13	PROPOSAL REGARDING SAY ON EXECUTIVE PAY.		Against	For
14	PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS.		Against	For
15	PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS.		Against	For
THE STANLEY WORKS
Security:	854616109			Meeting Type:	Annual
Ticker:	SWK			Meeting Date:	23-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	PATRICK D. CAMPBELL		Abstain
	2	EILEEN S. KRAUS		Abstain
	3	LAWRENCE A. ZIMMERMAN		Abstain
2	TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2009.		For	For
3	TO APPROVE THE STANLEY WORKS 2009 LONG-TERM INCENTIVE PLAN.		For	For
4	TO VOTE ON A SHAREHOLDER PROPOSAL URGING THE BOARD OF DIRECTORS TO TAKE THE NECESSARY STEPS TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF DIRECTORS BE ELECTED ANNUALLY.		Against	For
PRAXAIR, INC.
Security:	74005P104			Meeting Type:	Annual
Ticker:	PX			Meeting Date:	28-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEPHEN F. ANGEL		For
	2	NANCE K. DICCIANI		For
	3	EDWARD G. GALANTE		For
	4	CLAIRE W. GARGALLI		For
	5	IRA D. HALL		For
	6	RAYMOND W. LEBOEUF		For
	7	LARRY D. MCVAY		For
	8	WAYNE T. SMITH		For
	9	H. MITCHELL WATSON, JR.		For
	10	ROBERT L. WOOD		For
2	PROPOSAL TO APPROVE THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN.		For	For
3	PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR.		For	For
STRYKER CORPORATION
Security:	863667101			Meeting Type:	Annual
Ticker:	SYK			Meeting Date:	29-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOHN W. BROWN		For
	2	HOWARD E. COX. JR.		For
	3	DONALD M. ENGELMAN		For
	4	LOUISE L. FRANCESCONI		For
	5	HOWARD L. LANCE		For
	6	STEPHEN P. MACMILLAN		For
	7	WILLIAM U. PARFET		For
	8	RONDA E. STRYKER		For
2	RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
ALLERGAN, INC.
Security:	018490102			Meeting Type:	Annual
Ticker:	AGN			Meeting Date:	30-Apr-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: HERBERT W. BOYER, PH.D.		For	For
2	ELECTION OF DIRECTOR: ROBERT A. INGRAM		For	For
3	ELECTION OF DIRECTOR: DAVID E.I. PYOTT		For	For
4	ELECTION OF DIRECTOR: RUSSELL T. RAY		For	For
5	TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.		For	For
6	TO APPROVE A STOCKHOLDER PROPOSAL REGARDING ADDITIONAL ANIMAL TESTING DISCLOSURE.		Against	Against
AFLAC INCORPORATED
Security:	001055102			Meeting Type:	Annual
Ticker:	AFL			Meeting Date:	04-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: DANIEL P. AMOS		For	For
2	ELECTION OF DIRECTOR: JOHN SHELBY AMOS II		For	For
3	ELECTION OF DIRECTOR: PAUL S. AMOS II		For	For
4	ELECTION OF DIRECTOR: YOSHIRO AOKI		For	For
5	ELECTION OF DIRECTOR: MICHAEL H. ARMACOST		For	For
6	ELECTION OF DIRECTOR: KRISS CLONINGER III		For	For
7	ELECTION OF DIRECTOR: JOE FRANK HARRIS		For	For
8	ELECTION OF DIRECTOR: ELIZABETH J. HUDSON		For	For
9	ELECTION OF DIRECTOR: KENNETH S. JANKE SR.		For	For
10	ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON		For	For
11	ELECTION OF DIRECTOR: ROBERT B. JOHNSON		For	For
12	ELECTION OF DIRECTOR: CHARLES B. KNAPP		For	For
13	ELECTION OF DIRECTOR: E. STEPHEN PURDOM		For	For
14	ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH		For	For
15	ELECTION OF DIRECTOR: MARVIN R. SCHUSTER		For	For
16	ELECTION OF DIRECTOR: DAVID GARY THOMPSON		For	For
17	ELECTION OF DIRECTOR: ROBERT L. WRIGHT		For	For
18	TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT.”		For	For
19	RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009.		For	For
ALCON, INC.
Security:	H01301102			Meeting Type:	Annual
Ticker:	ACL			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES		For	For
2	APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2008		For	For
3	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2008		For	For
4	ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS		For	For
5	ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS		For	For
6	ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER		For	For
7	ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE		For	Against
8	ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D.		For	For
9	ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ		For	Against
10	APPROVAL OF SHARE CANCELLATION		For	For
11	EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION		For	For
ALCON, INC.
Security:	H01301102			Meeting Type:	Annual
Ticker:	ACL			Meeting Date:	05-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES		For	For
2	APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2008		For	For
3	DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2008		For	For
4	ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS		For	For
5	ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS		For	For
6	ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER		For	For
7	ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE		For	Against
8	ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D.		For	For
9	ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ		For	Against
10	APPROVAL OF SHARE CANCELLATION		For	For
11	EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION		For	For
EXPEDITORS INT’L OF WASHINGTON, INC.
Security:	302130109			Meeting Type:	Annual
Ticker:	EXPD			Meeting Date:	06-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: MARK A. EMMERT		For	For
2	ELECTION OF DIRECTOR: R. JORDAN GATES		For	For
3	ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS		For	For
4	ELECTION OF DIRECTOR: MICHAEL J. MALONE		For	For
5	ELECTION OF DIRECTOR: JOHN W. MEISENBACH		For	For
6	ELECTION OF DIRECTOR: PETER J. ROSE		For	For
7	ELECTION OF DIRECTOR: JAMES L.K. WANG		For	For
8	ELECTION OF DIRECTOR: ROBERT R. WRIGHT		For	For
9	TO APPROVE AND RATIFY ADOPTION OF THE 2009 STOCK OPTION PLAN		For	For
10	TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009		For	For
GILEAD SCIENCES, INC.
Security:	375558103			Meeting Type:	Annual
Ticker:	GILD			Meeting Date:	06-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	PAUL BERG		For
	2	JOHN F. COGAN		For
	3	ETIENNE F. DAVIGNON		For
	4	JAMES M. DENNY		For
	5	CARLA A. HILLS		For
	6	JOHN W. MADIGAN		For
	7	JOHN C. MARTIN		For
	8	GORDON E. MOORE		For
	9	NICHOLAS G. MOORE		For
	10	RICHARD J. WHITLEY		For
	11	GAYLE E. WILSON		For
2	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		For	For
3	TO APPROVE AN AMENDMENT TO GILEAD’S 2004 EQUITY INCENTIVE PLAN.		For	For
BUNGE LIMITED
Security:	G16962105			Meeting Type:	Annual
Ticker:	BG			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: OCTAVIO CARABALLO		For	For
2	ELECTION OF DIRECTOR: FRANCIS COPPINGER		For	For
3	ELECTION OF DIRECTOR: LARRY G. PILLARD		For	For
4	ELECTION OF DIRECTOR: ALBERTO WEISSER		For	For
5	TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS’ FEES.		For	For
6	TO APPROVE THE BUNGE LIMITED 2009 EQUITY INCENTIVE PLAN.		For	For
ILLINOIS TOOL WORKS INC.
Security:	452308109			Meeting Type:	Annual
Ticker:	ITW			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: WILLIAM F. ALDINGER		For	For
2	ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD		For	For
3	ELECTION OF DIRECTOR: SUSAN CROWN		For	For
4	ELECTION OF DIRECTOR: DON H. DAVIS, JR.		For	For
5	ELECTION OF DIRECTOR: ROBERT C. MCCORMACK		For	For
6	ELECTION OF DIRECTOR: ROBERT S. MORRISON		For	For
7	ELECTION OF DIRECTOR: JAMES A. SKINNER		For	For
8	ELECTION OF DIRECTOR: HAROLD B. SMITH		For	For
9	ELECTION OF DIRECTOR: DAVID B. SPEER		For	For
10	ELECTION OF DIRECTOR: PAMELA B. STROBEL		For	For
11	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
12	STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, URGING THE BOARD OF DIRECTORS TO SEEK STOCKHOLDER APPROVAL OF ANY FUTURE EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES.		Against	For
WASTE MANAGEMENT, INC.
Security:	94106L109			Meeting Type:	Annual
Ticker:	WMI			Meeting Date:	08-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY		For	For
2	ELECTION OF DIRECTOR: FRANK M. CLARK, JR.		For	For
3	ELECTION OF DIRECTOR: PATRICK W. GROSS		For	For
4	ELECTION OF DIRECTOR: JOHN C. POPE		For	For
5	ELECTION OF DIRECTOR: W. ROBERT REUM		For	For
6	ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER		For	For
7	ELECTION OF DIRECTOR: DAVID P. STEINER		For	For
8	ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER		For	For
9	PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
10	PROPOSAL TO AMEND THE COMPANY’S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.		For	For
11	PROPOSAL TO APPROVE THE COMPANY’S 2009 STOCK INCENTIVE PLAN.		For	For
12	PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.		Against	For
13	PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT MEETING.		Against	For
ITT CORPORATION
Security:	450911102			Meeting Type:	Annual
Ticker:	ITT			Meeting Date:	12-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	STEVEN R. LORANGER		For
	2	CURTIS J. CRAWFORD		For
	3	CHRISTINA A. GOLD		For
	4	RALPH F. HAKE		For
	5	JOHN J. HAMRE		For
	6	PAUL J. KERN		For
	7	FRANK T. MACINNIS		For
	8	SURYA N. MOHAPATRA		For
	9	LINDA S. SANFORD		For
	10	MARKOS I. TAMBAKERAS		For
2	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
3	TO VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT AT A REASONABLE COST AND OMITTING PROPRIETARY AND CLASSIFIED INFORMATION OF THE COMPANY’S FOREIGN SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS AND SERVICES.		Against	Against
CME GROUP
Security:	12572Q105			Meeting Type:	Annual
Ticker:	CME			Meeting Date:	13-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DENNIS H. CHOOKASZIAN		For
	2	ROBERT F. CORVINO		For
	3	LARRY G. GERDES		For
	4	DANIEL R. GLICKMAN		For
	5	JAMES E. OLIFF		For
	6	JOHN L. PIETRZAK		For
	7	ALEX J. POLLOCK		For
	8	WILLIAM R. SHEPARD		For
2	TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED OMNIBUS STOCK PLAN.		For	For
3	TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED 2005 DIRECTOR STOCK PLAN.		For	For
4	TO APPROVE THE CME GROUP INC. AMENDED AND RESTATED INCENTIVE PLAN FOR HIGHLY COMPENSATED EXECUTIVE OFFICERS.		For	For
5	TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		For	For
THE WESTERN UNION COMPANY
Security:	959802109			Meeting Type:	Annual
Ticker:	WU			Meeting Date:	13-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: ROBERTO G. MENDOZA		For	For
2	ELECTION OF DIRECTOR: MICHAEL A. MILES, JR.		For	For
3	ELECTION OF DIRECTOR: DENNIS STEVENSON		For	For
4	RATIFICATION OF SELECTION OF AUDITORS		For	For
NORFOLK SOUTHERN CORPORATION
Security:	655844108			Meeting Type:	Annual
Ticker:	NSC			Meeting Date:	14-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DANIEL A. CARP		For
	2	STEVEN F. LEER		For
	3	MICHAEL D. LOCKHART		For
	4	CHARLES W. MOORMAN		For
2	RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2009.		For	For
3	STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS.		Against	For
QUEST DIAGNOSTICS INCORPORATED
Security:	74834L100			Meeting Type:	Annual
Ticker:	DGX			Meeting Date:	14-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.		For	For
2	ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.		For	For
3	ELECTION OF DIRECTOR: JOHN B. ZIEGLER		For	For
4	TO APPROVE AMENDMENTS TO THE EMPLOYEE LONG-TERM INCENTIVE PLAN		For	For
5	TO APPROVE AMENDMENTS TO THE LONG-TERM INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS		For	For
6	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009		For	For
OMNICOM GROUP INC.
Security:	681919106			Meeting Type:	Annual
Ticker:	OMC			Meeting Date:	19-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	JOHN D. WREN		For
	2	BRUCE CRAWFORD		For
	3	ALAN R. BATKIN		Abstain
	4	ROBERT CHARLES CLARK		For
	5	LEONARD S. COLEMAN, JR.		Abstain
	6	ERROL M. COOK		For
	7	SUSAN S. DENISON		Abstain
	8	MICHAEL A. HENNING		Abstain
	9	JOHN R. MURPHY		For
	10	JOHN R. PURCELL		For
	11	LINDA JOHNSON RICE		Abstain
	12	GARY L. ROUBOS		Abstain
2	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR.		For	For
3	AMENDMENT TO THE OMNICOM GROUP INC. EMPLOYEE STOCK PURCHASE PLAN TO AUTHORIZE AN ADDITIONAL 10 MILLION SHARES FOR ISSUANCE AND SALE TO EMPLOYEES.		For	For
XTO ENERGY INC.
Security:	98385X106			Meeting Type:	Annual
Ticker:	XTO			Meeting Date:	19-May-2009
Item	Proposal		Management Recommendation	Vote
1	APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.		For	For
2	ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR (2- YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	For
3	ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	Against
4	ELECTION OF VAUGHN O. VENNERBERG II CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM).		For	For
5	APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION PLAN.		For	For
6	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2009.		For	For
7	STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION IF PROPERLY PRESENTED.		Against	For
8	STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON DEATH IF PROPERLY PRESENTED.		Against	For
AMPHENOL CORPORATION
Security:	032095101			Meeting Type:	Annual
Ticker:	APH			Meeting Date:	20-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	EDWARD G. JEPSEN		For
	2	JOHN R. LORD		For
2	RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY.		For	For
3	RATIFICATION AND APPROVAL OF THE 2009 AMPHENOL EXECUTIVE INCENTIVE PLAN.		For	For
4	RATIFICATION AND APPROVAL OF THE 2009 STOCK PURCHASE AND OPTION PLAN FOR KEY EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.		For	For
INTEL CORPORATION
Security:	458140100			Meeting Type:	Annual
Ticker:	INTC			Meeting Date:	20-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY		For	For
2	ELECTION OF DIRECTOR: SUSAN L. DECKER		For	For
3	ELECTION OF DIRECTOR: JOHN J. DONAHOE		For	For
4	ELECTION OF DIRECTOR: REED E. HUNDT		For	For
5	ELECTION OF DIRECTOR: PAUL S. OTELLINI		For	For
6	ELECTION OF DIRECTOR: JAMES D. PLUMMER		For	For
7	ELECTION OF DIRECTOR: DAVID S. POTTRUCK		For	For
8	ELECTION OF DIRECTOR: JANE E. SHAW		For	For
9	ELECTION OF DIRECTOR: JOHN L. THORNTON		For	For
10	ELECTION OF DIRECTOR: FRANK D. YEARY		For	For
11	ELECTION OF DIRECTOR: DAVID B. YOFFIE		For	For
12	RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR		For	For
13	AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN		For	For
14	APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM		For	For
15	ADVISORY VOTE ON EXECUTIVE COMPENSATION		For	For
16	STOCKHOLDER PROPOSAL: CUMULATIVE VOTING		Against	For
17	STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER		Against	Against
XEROX CORPORATION
Security:	984121103			Meeting Type:	Annual
Ticker:	XRX			Meeting Date:	21-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: GLENN A. BRITT		For	For
2	ELECTION OF DIRECTOR: URSULA M. BURNS		For	For
3	ELECTION OF DIRECTOR: RICHARD J. HARRINGTON		For	For
4	ELECTION OF DIRECTOR: WILLIAM CURT HUNTER		For	For
5	ELECTION OF DIRECTOR: ROBERT A. MCDONALD		For	For
6	ELECTION OF DIRECTOR: ANNE M. MULCAHY		For	For
7	ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.		For	For
8	ELECTION OF DIRECTOR: CHARLES PRINCE		For	For
9	ELECTION OF DIRECTOR: ANN N. REESE		For	For
10	ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER		For	For
11	RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		For	For
EXPRESS SCRIPTS, INC.
Security:	302182100			Meeting Type:	Annual
Ticker:	ESRX			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	GARY G. BENANAV		For
	2	FRANK J. BORELLI		For
	3	MAURA C. BREEN		For
	4	NICHOLAS J. LAHOWCHIC		For
	5	THOMAS P. MAC MAHON		For
	6	FRANK MERGENTHALER		For
	7	WOODROW A. MYERS, JR.,		For
	8	JOHN O. PARKER, JR.		For
	9	GEORGE PAZ		For
	10	SAMUEL K. SKINNER		For
	11	SEYMOUR STERNBERG		For
	12	BARRETT A. TOAN		For
2	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.		For	For
MCDONALD’S CORPORATION
Security:	580135101			Meeting Type:	Annual
Ticker:	MCD			Meeting Date:	27-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: ROBERT A. ECKERT		For	For
2	ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.		For	For
3	ELECTION OF DIRECTOR: JEANNE P. JACKSON		For	For
4	ELECTION OF DIRECTOR: ANDREW J. MCKENNA		For	For
5	APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2009.		For	For
6	APPROVAL OF PERFORMANCE GOALS FOR CERTAIN QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE MCDONALD’S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN.		For	For
7	APPROVAL OF MCDONALD’S CORPORATION 2009 CASH INCENTIVE PLAN.		For	For
8	SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.		Against	For
9	SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS.		Against	Against
AFFILIATED COMPUTER SERVICES, INC.
Security:	008190100			Meeting Type:	Annual
Ticker:	ACS			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	DIRECTOR		For
	1	DARWIN DEASON		For
	2	LYNN R. BLODGETT		For
	3	ROBERT DRUSKIN		For
	4	KURT R. KRAUSS		For
	5	TED B. MILLER, JR.		For
	6	PAUL E. SULLIVAN		For
	7	FRANK VARASANO		For
2	TO APPROVE THE SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN FOR PARTICIPANTS.		For	For
3	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.		For	For
RAYTHEON COMPANY
Security:	755111507			Meeting Type:	Annual
Ticker:	RTN			Meeting Date:	28-May-2009
Item	Proposal		Management Recommendation	Vote
1	ELECTION OF DIRECTOR: VERNON E. CLARK		For	Against
2	ELECTION OF DIRECTOR: JOHN M. DEUTCH		For	For
3	ELECTION OF DIRECTOR: FREDERIC M. POSES		For	Against
4	ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS		For	For
5	ELECTION OF DIRECTOR: RONALD L. SKATES		For	For
6	ELECTION OF DIRECTOR: WILLIAM R. SPIVEY		For	Against
7	ELECTION OF DIRECTOR: LINDA G. STUNTZ		For	For
8	ELECTION OF DIRECTOR: WILLIAM H. SWANSON		For	For
9	RATIFICATION OF INDEPENDENT AUDITORS		For	For
10	STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION		Against	For
11	STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS		Against	For
12	STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING		Against	For
13	STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HEALTH CARE REFORM PRINCIPLES		Against	Against
14	STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS		Against	For
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security:	881624209			Meeting Type:	Annual
Ticker:	TEVA			Meeting Date:	22-Jun-2009
Item	Proposal		Management Recommendation	Vote
1	TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2008, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.95 (APPROXIMATELY US$0.525, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.		For	For
2	ELECTION OF DIRECTOR: DR. PHILLIP FROST		For	For
3	ELECTION OF DIRECTOR: ROGER ABRAVANEL		For	For
4	ELECTION OF DIRECTOR: PROF. ELON KOHLBERG		For	For
5	ELECTION OF DIRECTOR: PROF. YITZHAK PETERBURG		For	For
6	ELECTION OF DIRECTOR: EREZ VIGODMAN		For	For
7	TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE.		For	For

Proxy Voting Summary

Nuveen Santa Barbara Mid-Cap Growth Fund

July 1, 2008 - June 30, 2009

MARVELL TECHNOLOGY GROUP LTD.
Security		G5876H105			Meeting Type	Annual
Ticker Symbol		MRVL			Meeting Date	11-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN		Management	For	For
1B		ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG		Management	For	For
1C		ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D.		Management	For	For
1D		ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER		Management	For	For
02		TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.		Management	For	For
CONSTELLATION ENERGY GROUP, INC.
Security		210371100			Meeting Type	Annual
Ticker Symbol		CEG			Meeting Date	18-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
1A		THE ELECTION OF YVES C. DE BALMANN AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1B		THE ELECTION OF DOUGLAS L. BECKER AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1C		THE ELECTION OF ANN C. BERZIN AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1D		THE ELECTION OF JAMES T. BRADY AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1E		THE ELECTION OF EDWARD A. CROOKE AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1F		THE ELECTION OF JAMES R. CURTISS AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1G		THE ELECTION OF FREEMAN A. HRABOWSKI, III AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1H		THE ELECTION OF NANCY LAMPTON AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1I		THE ELECTION OF ROBERT J. LAWLESS AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1J		THE ELECTION OF LYNN M. MARTIN AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1K		THE ELECTION OF MAYO A. SHATTUCK III AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1L		THE ELECTION OF JOHN L. SKOLDS AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
1M		THE ELECTION OF MICHAEL D. SULLIVAN AS A DIRECTOR FOR A TERM TO EXPIRE IN 2009		Management	For	For
02		RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.		Management	For	For
03		APPROVAL OF A CHARTER AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.		Management	For	For
MCAFEE, INC.
Security		579064106			Meeting Type	Annual
Ticker Symbol		MFE			Meeting Date	28-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	MR. THOMAS E. DARCY*		For	For
		2	MR. DENIS J. O’LEARY*		For	For
		3	MR. ROBERT W. PANGIA*		For	For
		4	MR. CARL BASS**		For	For
		5	MR. JEFFREY A. MILLER**		For	For
		6	MR. ANTHONY ZINGALE**		For	For
02		APPROVAL OF THE EXECUTIVE BONUS PLAN.		Management	For	For
03		APPROVAL OF THE AMENDMENTS TO THE 1997 STOCK INCENTIVE PLAN, AS AMENDED.		Management	For	For
04		TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008.		Management	For	For
BE AEROSPACE, INC.
Security		073302101			Meeting Type	Annual
Ticker Symbol		BEAV			Meeting Date	31-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	ROBERT J. KHOURY		For	For
		2	JONATHAN M. SCHOFIELD		For	For
02		PROPOSAL TO ADOPT THE STOCKHOLDER PROPOSAL (THE MACBRIDE PRINCIPLES).		Shareholder	Against	For
ELECTRONIC ARTS INC.
Security		285512109			Meeting Type	Annual
Ticker Symbol		ERTS			Meeting Date	31-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: LEONARD S. COLEMAN		Management	For	For
1B		ELECTION OF DIRECTOR: GARY M. KUSIN		Management	For	For
1C		ELECTION OF DIRECTOR: GREGORY B. MAFFEI		Management	For	For
1D		ELECTION OF DIRECTOR: VIVEK PAUL		Management	For	For
1E		ELECTION OF DIRECTOR: LAWRENCE F. PROBST III		Management	For	For
1F		ELECTION OF DIRECTOR: JOHN S. RICCITIELLO		Management	For	For
1G		ELECTION OF DIRECTOR: RICHARD A. SIMONSON		Management	For	For
1H		ELECTION OF DIRECTOR: LINDA J. SRERE		Management	For	For
2		AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN		Management	For	For
3		AMENDMENTS TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN		Management	For	For
4		RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS		Management	For	For
THQ INC.
Security		872443403			Meeting Type	Annual
Ticker Symbol		THQI			Meeting Date	31-Jul-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	BRIAN J. FARRELL		For	For
		2	LAWRENCE BURSTEIN		For	For
		3	HENRY T. DENERO		For	For
		4	BRIAN P. DOUGHERTY		For	For
		5	JEFFREY W. GRIFFITHS		For	For
		6	GARY E. RIESCHEL		For	For
		7	JAMES L. WHIMS		For	For
02		APPROVAL OF AN AMENDMENT TO THE THQ INC. 2006 LONG-TERM INCENTIVE PLAN: TO INCREASE THE NUMBER OF SHARES THAT WILL BE AVAILABLE FOR ISSUANCE BY 5.5 MILLION SHARES.		Management	For	For
03		APPROVAL OF AN AMENDMENT TO THE THQ INC. EMPLOYEE STOCK PURCHASE PLAN: TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE BY 500,000.		Management	For	For
04		RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY’S FISCAL YEAR ENDING MARCH 31, 2009.		Management	For	For
NETAPP, INC
Security		64110D104			Meeting Type	Annual
Ticker Symbol		NTAP			Meeting Date	02-Sep-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	DANIEL J. WARMENHOVEN		For	For
		2	DONALD T. VALENTINE		For	For
		3	JEFFRY R. ALLEN		For	For
		4	CAROL A. BARTZ		For	For
		5	ALAN L. EARHART		For	For
		6	THOMAS GEORGENS		For	For
		7	EDWARD KOZEL		For	For
		8	MARK LESLIE		For	For
		9	NICHOLAS G. MOORE		For	For
		10	GEORGE T. SHAHEEN		For	For
		11	ROBERT T. WALL		For	For
02		TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION PLAN TO ALLOW THE COMPANY TO GRANT EQUITY AWARDS TO THE COMPANY’S NON-EMPLOYEE DIRECTORS UNDER ALL EQUITY PROGRAMS UNDER THE 1999 PLAN.		Management	For	For
03		TO APPROVE AN AMENDMENT TO THE 1999 PLAN TO INCREASE THE SHARE RESERVE BY AN ADDITIONAL 6,600,000 SHARES OF COMMON STOCK.		Management	Against	Against
04		TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE UNDER THE PURCHASE PLAN BY AN ADDITIONAL 2,900,000 SHARES OF COMMON STOCK.		Management	For	For
05		TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 24, 2009.		Management	For	For
DISCOVERY HOLDING COMPANY
Security		25468Y107			Meeting Type	Annual
Ticker Symbol		DISCA			Meeting Date	16-Sep-2008
Item		Proposal		Type	Vote	For/Against Management
01		MERGER PROPOSAL: TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 4, 2008.		Management	For	For
02		PREFERRED STOCK ISSUANCE PROPOSAL: TO CONSIDER AND VOTE UPON A PROPOSAL TO ISSUE NEW DISCOVERY SERIES A AND SERIES C CONVERTIBLE PREFERRED STOCK TO ADVANCE/NEWHOUSE PROGRAMMING PARTNERSHIP.		Management	For	For
03		AUTHORIZED STOCK PROPOSAL: TO CONSIDER AND VOTE UPON A PROPOSAL TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AND PREFERRED STOCK WHICH NEW DISCOVERY WILL HAVE AUTHORITY TO ISSUE.		Management	For	For
04		INCENTIVE PLAN PROPOSAL: TO CONSIDER AND VOTE UPON A PROPOSAL TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WITH RESPECT TO WHICH AWARDS MAY BE GRANTED UNDER THE DISCOVERY HOLDING COMPANY 2005 INCENTIVE PLAN.		Management	Against	Against
05		DIRECTOR		Management
		1	JOHN C MALONE		For	For
		2	ROBERT R BENNETT		For	For
06		AUDITOR RATIFICATION PROPOSAL: TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.		Management	For	For
CLEVELAND-CLIFFS INC
Security		185896107			Meeting Type	Contested-Consent
Ticker Symbol		CLF			Meeting Date	03-Oct-2008
Item		Proposal		Type	Vote	For/Against Management
01		“BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE “NOT INTERESTED SHARES,” AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD “INTERESTED SHARES,” YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD “INTERESTED SHARES” VERSUS “NOT INTERESTED SHARES.” CONTROL SHARE ACQUISITION PROPOSAL: A RESOLUTION OF CLEVELAND- CLIFFS’ SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.		Management
CLEVELAND-CLIFFS INC
Security		185896107			Meeting Type	Contested-Consent
Ticker Symbol		CLF			Meeting Date	03-Oct-2008
Item		Proposal		Type	Vote	For/Against Management
01		“BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE “NOT INTERESTED SHARES,” AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD “INTERESTED SHARES,” YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD “INTERESTED SHARES” VERSUS “NOT INTERESTED SHARES.” HARBINGER SHARE ACQUISITION PROPOSAL. A RESOLUTION OF CLEVELAND-CLIFFS’ SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.		Management	Abstain	*
02		AUTHORITY TO VOTE FOR ADJOURNMENT. AUTHORIZATION TO VOTE FOR THE ADJOURNMENT OF THE SPECIAL MEETING IF DEEMED DESIRABLE BY HARBINGER TO ALLOW ADDITIONAL TIME FOR THE SOLICITATION OF PROXIES AND COMPLETION OF CERTIFICATIONS TO ASSURE A QUORUM AND, IF POSSIBLE, A VOTE AT THE SPECIAL MEETING IN FAVOR OF THE HARBINGER SHARE ACQUISITION PROPOSAL.		Management	Abstain	*
PAYCHEX, INC.
Security		704326107			Meeting Type	Annual
Ticker Symbol		PAYX			Meeting Date	07-Oct-2008
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: B. THOMAS GOLISANO		Management	For	For
1B		ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN		Management	For	For
1C		ELECTION OF DIRECTOR: PHILLIP HORSLEY		Management	For	For
1D		ELECTION OF DIRECTOR: GRANT M. INMAN		Management	For	For
1E		ELECTION OF DIRECTOR: PAMELA A. JOSEPH		Management	For	For
1F		ELECTION OF DIRECTOR: JONATHAN J. JUDGE		Management	For	For
1G		ELECTION OF DIRECTOR: JOSEPH M. TUCCI		Management	For	For
1H		ELECTION OF DIRECTOR: JOSEPH M. VELLI		Management	For	For
02		RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		Management	For	For
COACH, INC.
Security		189754104			Meeting Type	Annual
Ticker Symbol		COH			Meeting Date	30-Oct-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	LEW FRANKFORT		For	For
		2	SUSAN KROPF		For	For
		3	GARY LOVEMAN		For	For
		4	IVAN MENEZES		For	For
		5	IRENE MILLER		For	For
		6	KEITH MONDA		For	For
		7	MICHAEL MURPHY		For	For
		8	JIDE ZEITLIN		For	For
02		TO CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE COACH, INC. PERFORMANCE-BASED ANNUAL INCENTIVE PLAN.		Management	For	For
THE ESTEE LAUDER COMPANIES INC.
Security		518439104			Meeting Type	Annual
Ticker Symbol		EL			Meeting Date	07-Nov-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	CHARLENE BARSHEFSKY		For	For
		2	LEONARD A. LAUDER		For	For
		3	RONALD S. LAUDER		For	For
02		APPROVAL OF THE ESTEE LAUDER COMPANIES INC. EXECUTIVE ANNUAL INCENTIVE PLAN.		Management	For	For
03		RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR.		Management	For	For
INTUIT INC.
Security		461202103			Meeting Type	Annual
Ticker Symbol		INTU			Meeting Date	16-Dec-2008
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	STEPHEN M. BENNETT		For	For
		2	CHRISTOPHER W. BRODY		For	For
		3	WILLIAM V. CAMPBELL		For	For
		4	SCOTT D. COOK		For	For
		5	DIANE B. GREENE		For	For
		6	MICHAEL R. HALLMAN		For	For
		7	EDWARD A. KANGAS		For	For
		8	SUZANNE NORA JOHNSON		For	For
		9	DENNIS D. POWELL		For	For
		10	STRATTON D. SCLAVOS		For	For
		11	BRAD D. SMITH		For	For
02		RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.		Management	For	For
03		APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN.		Management	For	For
JACOBS ENGINEERING GROUP INC.
Security		469814107			Meeting Type	Annual
Ticker Symbol		JEC			Meeting Date	22-Jan-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: JOSEPH R. BRONSON		Management	For	For
1B		ELECTION OF DIRECTOR: THOMAS M.T. NILES		Management	For	For
1C		ELECTION OF DIRECTOR: NOEL G. WATSON		Management	For	For
1D		ELECTION OF DIRECTOR: JOHN F. COYNE		Management	For	For
02		TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1989 EMPLOYEE STOCK PURCHASE PLAN.		Management	For	For
03		TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN.		Management	For	For
04		TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		Management	For	For
ROCKWELL AUTOMATION, INC.
Security		773903109			Meeting Type	Annual
Ticker Symbol		ROK			Meeting Date	04-Feb-2009
Item		Proposal		Type	Vote	For/Against Management
A		DIRECTOR		Management
		1	BETTY C. ALEWINE		For	For
		2	VERNE G. ISTOCK		For	For
		3	DONALD R. PARFET		For	For
		4	DAVID B. SPEER		For	For
B		TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.		Management	For	For
JOY GLOBAL INC.
Security		481165108			Meeting Type	Annual
Ticker Symbol		JOYG			Meeting Date	24-Feb-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	STEVEN L. GERARD		For	For
		2	JOHN NILS HANSON		For	For
		3	KEN C. JOHNSEN		For	For
		4	GALE E. KLAPPA		For	For
		5	RICHARD B. LOYND		For	For
		6	P. ERIC SIEGERT		For	For
		7	MICHAEL W. SUTHERLIN		For	For
		8	JAMES H. TATE		For	For
02		RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.		Management	For	For
ANALOG DEVICES, INC.
Security		032654105			Meeting Type	Annual
Ticker Symbol		ADI			Meeting Date	10-Mar-2009
Item		Proposal		Type	Vote	For/Against Management
1A		TO ELECT JAMES A. CHAMPY TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		Management	For	For
1B		TO ELECT YVES-ANDRE ISTEL TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		Management	For	For
1C		TO ELECT NEIL NOVICH TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		Management	For	For
1D		TO ELECT KENTON J. SICCHITANO TO THE COMPANY’S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR FOR A TERM OF THREE YEARS.		Management	For	For
02	��	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009.		Management	For	For
03		TO ACT UPON A SHAREHOLDER PROPOSAL TO DECLASSIFY THE COMPANY’S BOARD OF DIRECTORS.		Shareholder	For	Against
F5 NETWORKS, INC.
Security		315616102			Meeting Type	Annual
Ticker Symbol		FFIV			Meeting Date	12-Mar-2009
Item		Proposal		Type	Vote	For/Against Management
01		ELECTION OF ONE CLASS I DIRECTOR: KARL D. GUELICH		Management	For	For
02		PROPOSAL TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN.		Management	For	For
03		PROPOSAL TO APPROVE AN AMENDMENT TO THE 1999 EMPLOYEE STOCK PURCHASE PLAN.		Management	For	For
04		PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR FISCAL YEAR 2009.		Management	For	For
ADOBE SYSTEMS INCORPORATED
Security		00724F101			Meeting Type	Annual
Ticker Symbol		ADBE			Meeting Date	01-Apr-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS		Management	For	For
1B		ELECTION OF CLASS II DIRECTOR: CAROL MILLS		Management	For	For
1C		ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG		Management	For	For
1D		ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK		Management	For	For
1E		ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK		Management	For	For
02		APPROVAL OF THE AMENDMENT OF THE ADOBE SYSTEMS INCORPORATED 2003 EQUITY INCENTIVE PLAN.		Management	For	For
03		RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 27, 2009.		Management	For	For
THE AES CORPORATION
Security		00130H105			Meeting Type	Annual
Ticker Symbol		AES			Meeting Date	23-Apr-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	SAMUEL W. BODMAN, III		For	For
		2	PAUL HANRAHAN		For	For
		3	KRISTINA M. JOHNSON		For	For
		4	TARUN KHANNA		For	For
		5	JOHN A. KOSKINEN		For	For
		6	PHILIP LADER		For	For
		7	SANDRA O. MOOSE		For	For
		8	JOHN B. MORSE, JR.		For	For
		9	PHILIP A. ODEEN		For	For
		10	CHARLES O. ROSSOTTI		For	For
		11	SVEN SANDSTROM		For	For
02		RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS		Management	For	For
BARE ESCENTUALS, INC.
Security		067511105			Meeting Type	Annual
Ticker Symbol		BARE			Meeting Date	06-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	LESLIE A. BLODGETT
		2	KAREN M. ROSE
		3	JOHN S. HAMLIN
02		TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 3, 2010.		Management
ALTERA CORPORATION
Security		021441100			Meeting Type	Annual
Ticker Symbol		ALTR			Meeting Date	12-May-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: JOHN P. DAANE		Management	For	For
1B		ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR.		Management	For	For
1C		ELECTION OF DIRECTOR: KEVIN MCGARITY		Management	For	For
1D		ELECTION OF DIRECTOR: GREGORY E. MYERS		Management	For	For
1E		ELECTION OF DIRECTOR: KRISH A. PRABHU		Management	For	For
1F		ELECTION OF DIRECTOR: JOHN SHOEMAKER		Management	For	For
1G		ELECTION OF DIRECTOR: SUSAN WANG		Management	For	For
02		TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.		Management	For	For
03		TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.		Management	For	For
04		TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		Management	For	For
CLIFFS NATURAL RESOURCES INC.
Security		18683K101			Meeting Type	Annual
Ticker Symbol		CLF			Meeting Date	12-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	R.C. CAMBRE		Withheld	Against
		2	J.A. CARRABBA		Withheld	Against
		3	S.M. CUNNINGHAM		Withheld	Against
		4	B.J. ELDRIDGE		Withheld	Against
		5	S.M. GREEN		Withheld	Against
		6	J.D. IRELAND III		Withheld	Against
		7	F.R. MCALLISTER		Withheld	Against
		8	R. PHILLIPS		Withheld	Against
		9	R.K. RIEDERER		Withheld	Against
		10	A. SCHWARTZ		Withheld	Against
02		A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FISCAL YEAR.		Management	For	For
ITT CORPORATION
Security		450911102			Meeting Type	Annual
Ticker Symbol		ITT			Meeting Date	12-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	STEVEN R. LORANGER		For	For
		2	CURTIS J. CRAWFORD		For	For
		3	CHRISTINA A. GOLD		For	For
		4	RALPH F. HAKE		For	For
		5	JOHN J. HAMRE		For	For
		6	PAUL J. KERN		For	For
		7	FRANK T. MACINNIS		For	For
		8	SURYA N. MOHAPATRA		For	For
		9	LINDA S. SANFORD		For	For
		10	MARKOS I. TAMBAKERAS		For	For
02		RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.		Management	For	For
03		TO VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT AT A REASONABLE COST AND OMITTING PROPRIETARY AND CLASSIFIED INFORMATION OF THE COMPANY’S FOREIGN SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS AND SERVICES.		Shareholder	Against	For
CAMERON INTERNATIONAL CORPORATION
Security		13342B105			Meeting Type	Annual
Ticker Symbol		CAM			Meeting Date	13-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTORS		Management
		1	C. BAKER CUNNINGHAM		Withheld	Against
		2	SHELDON R. ERIKSON		Withheld	Against
		3	DOUGLAS L. FOSHEE		For	For
2		APPROVAL OF AN AMENDMENT TO THE COMPANY’S 2005 EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN.		Management	For	For
3		RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.		Management	For	For
ALBEMARLE CORPORATION
Security		012653101			Meeting Type	Annual
Ticker Symbol		ALB			Meeting Date	13-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	J. ALFRED BROADDUS, JR.		For	For
		2	R. WILLIAM IDE III		Withheld	Against
		3	RICHARD L. MORRILL		Withheld	Against
		4	JIM W. NOKES		For	For
		5	MARK C. ROHR		For	For
		6	JOHN SHERMAN, JR.		Withheld	Against
		7	CHARLES E. STEWART		Withheld	Against
		8	HARRIETT TEE TAGGART		For	For
		9	ANNE MARIE WHITTEMORE		For	For
02		THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE CORPORATION 2008 INCENTIVE PLAN.		Management	For	For
03		THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		Management	For	For
BROADCOM CORPORATION
Security		111320107			Meeting Type	Annual
Ticker Symbol		BRCM			Meeting Date	14-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	GEORGE L. FARINSKY		For	For
		2	NANCY H. HANDEL		For	For
		3	EDDY W. HARTENSTEIN		Withheld	Against
		4	JOHN E. MAJOR		Withheld	Against
		5	SCOTT A. MCGREGOR		For	For
		6	WILLIAM T. MORROW		For	For
		7	ROBERT E. SWITZ		For	For
02		TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.		Management	For	For
HALLIBURTON COMPANY
Security		406216101			Meeting Type	Annual
Ticker Symbol		HAL			Meeting Date	20-May-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: A.M. BENNETT		Management	For	For
1B		ELECTION OF DIRECTOR: J.R. BOYD		Management	For	For
1C		ELECTION OF DIRECTOR: M. CARROLL		Management	For	For
1D		ELECTION OF DIRECTOR: S.M. GILLIS		Management	For	For
1E		ELECTION OF DIRECTOR: J.T. HACKETT		Management	For	For
1F		ELECTION OF DIRECTOR: D.J. LESAR		Management	For	For
1G		ELECTION OF DIRECTOR: R.A. MALONE		Management	For	For
1H		ELECTION OF DIRECTOR: J.L. MARTIN		Management	For	For
1I		ELECTION OF DIRECTOR: J.A. PRECOURT		Management	For	For
1J		ELECTION OF DIRECTOR: D.L. REED		Management	For	For
02		PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.		Management	For	For
03		PROPOSAL TO AMEND AND RESTATE THE 1993 STOCK AND INCENTIVE PLAN.		Management	For	For
04		PROPOSAL TO AMEND AND RESTATE THE 2002 EMPLOYEE STOCK PURCHASE PLAN.		Management	For	For
05		PROPOSAL ON HUMAN RIGHTS POLICY.		Shareholder	For	Against
06		PROPOSAL ON POLITICAL CONTRIBUTIONS.		Shareholder	For	Against
07		PROPOSAL ON LOW CARBON ENERGY REPORT.		Shareholder	Against	For
08		PROPOSAL ON ADDITIONAL COMPENSATION DISCUSSION AND ANALYSIS DISCLOSURE.		Shareholder	For	Against
09		PROPOSAL ON SPECIAL SHAREOWNER MEETINGS.		Shareholder	For	Against
10		PROPOSAL ON IRAQ OPERATIONS.		Shareholder	For	Against
NVIDIA CORPORATION
Security		67066G104			Meeting Type	Annual
Ticker Symbol		NVDA			Meeting Date	20-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	TENCH COXE		Withheld	Against
		2	MARK L. PERRY		Withheld	Against
		3	MARK A. STEVENS		Withheld	Against
02		THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NVIDIA CORPORATION FOR THE FISCAL YEAR ENDING JANUARY 31, 2010.		Management	For	For
CROWN CASTLE INTERNATIONAL CORP
Security		228227104			Meeting Type	Annual
Ticker Symbol		CCI			Meeting Date	21-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	CINDY CHRISTY		For	For
		2	ARI Q. FITZGERALD		For	For
		3	ROBERT E. GARRISON II		For	For
		4	JOHN P. KELLY		For	For
02		TO APPROVE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2009.		Management	For	For
YUM! BRANDS, INC.
Security		988498101			Meeting Type	Annual
Ticker Symbol		YUM			Meeting Date	21-May-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: DAVID W. DORMAN		Management	For	For
1B		ELECTION OF DIRECTOR: MASSIMO FERRAGAMO		Management	For	For
1C		ELECTION OF DIRECTOR: J. DAVID GRISSOM		Management	For	For
1D		ELECTION OF DIRECTOR: BONNIE G. HILL		Management	For	For
1E		ELECTION OF DIRECTOR: ROBERT HOLLAND, JR.		Management	For	For
1F		ELECTION OF DIRECTOR: KENNETH G. LANGONE		Management	For	For
1G		ELECTION OF DIRECTOR: JONATHAN S. LINEN		Management	For	For
1H		ELECTION OF DIRECTOR: THOMAS C. NELSON		Management	For	For
1I		ELECTION OF DIRECTOR: DAVID C. NOVAK		Management	For	For
1J		ELECTION OF DIRECTOR: THOMAS M. RYAN		Management	For	For
1K		ELECTION OF DIRECTOR: JING-SHYH S. SU		Management	For	For
1L		ELECTION OF DIRECTOR: JACKIE TRUJILLO		Management	For	For
1M		ELECTION OF DIRECTOR: ROBERT D. WALTER		Management	For	For
02		RATIFICATION OF INDEPENDENT AUDITORS (PAGE 16 OF PROXY)		Management	For	For
03		PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE INCENTIVE COMPENSATION PLAN (PAGE 18 OF PROXY)		Management	For	For
04		SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER RIGHTS PLAN (PAGE 21 OF PROXY)		Shareholder	For	Against
05		SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION (PAGE 23 OF PROXY)		Shareholder	For	Against
06		SHAREHOLDER PROPOSAL RELATING TO FOOD SUPPLY CHAIN SECURITY AND SUSTAINABILITY (PAGE 27 OF PROXY)		Shareholder	Against	For
07		SHAREHOLDER PROPOSAL RELATING TO HEALTHCARE REFORM PRINCIPLES (PAGE 31 OF PROXY)		Shareholder	Against	For
08		SHAREHOLDER PROPOSAL RELATING TO ANIMAL WELFARE (PAGE 33 OF PROXY)		Shareholder	Against	For
SEI INVESTMENTS COMPANY
Security		784117103			Meeting Type	Annual
Ticker Symbol		SEIC			Meeting Date	21-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	CARMEN V. ROMEO		Withheld	Against
		2	RICHARD B. LIEB		Withheld	Against
02		RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SEI INVESTMENTS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2009.		Management	For	For
QUANTA SERVICES, INC.
Security		74762E102			Meeting Type	Annual
Ticker Symbol		PWR			Meeting Date	21-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	JAMES R. BALL		For	For
		2	JOHN R. COLSON		For	For
		3	J. MICHAL CONAWAY		For	For
		4	RALPH R. DISIBIO		For	For
		5	BERNARD FRIED		For	For
		6	LOUIS C. GOLM		For	For
		7	WORTHING F. JACKMAN		For	For
		8	BRUCE RANCK		For	For
		9	JOHN R. WILSON		For	For
		10	PAT WOOD, III		For	For
02		RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM		Management	For	For
ULTRA PETROLEUM CORP.
Security		903914109			Meeting Type	Annual
Ticker Symbol		UPL			Meeting Date	21-May-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	MICHAEL D. WATFORD		For	For
		2	ROGER A. BROWN		For	For
		3	W. CHARLES HELTON		For	For
		4	STEPHEN J. MCDANIEL		For	For
		5	ROBERT E. RIGNEY		For	For
02		APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.		Management	For	For
03		IF PRESENTED, TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL REGARDING CLIMATE CHANGE WHICH IS OPPOSED BY THE BOARD OF DIRECTORS.		Shareholder	For	Against
04		TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY BE BROUGHT BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.		Management	Against	Against
FTI CONSULTING, INC.
Security		302941109			Meeting Type	Annual
Ticker Symbol		FCN			Meeting Date	03-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	DENIS J. CALLAGHAN		For	For
		2	MATTHEW F. MCHUGH		For	For
02		APPROVE THE AMENDMENT AND RESTATEMENT OF THE FTI CONSULTING, INC. DEFERRED COMPENSATION PLAN FOR KEY EMPLOYEES AND NON-EMPLOYEE DIRECTORS (TO BE RENAMED THE FTI CONSULTING, INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN).		Management	For	For
03		RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		Management	For	For
ACTIVISION BLIZZARD INC
Security		00507V109			Meeting Type	Annual
Ticker Symbol		ATVI			Meeting Date	05-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
1		DIRECTOR		Management
		1	PHILIPPE G. H. CAPRON		Withheld	Against
		2	ROBERT J. CORTI		For	For
		3	FREDERIC R. CREPIN		Withheld	Against
		4	BRIAN G. KELLY		Withheld	Against
		5	ROBERT A. KOTICK		Withheld	Against
		6	JEAN-BERNARD LEVY		Withheld	Against
		7	ROBERT J. MORGADO		For	For
		8	DOUGLAS P. MORRIS		Withheld	Against
		9	STEPHANE ROUSSEL		Withheld	Against
		10	RICHARD SARNOFF		For	For
		11	REGIS TURRINI		Withheld	Against
2		APPROVAL OF AN AMENDMENT TO THE 2008 INCENTIVE PLAN.		Management	For	For
STAPLES, INC.
Security		855030102			Meeting Type	Annual
Ticker Symbol		SPLS			Meeting Date	09-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: BASIL L. ANDERSON		Management	For	For
1B		ELECTION OF DIRECTOR: ARTHUR M. BLANK		Management	For	For
1C		ELECTION OF DIRECTOR: MARY ELIZABETH BURTON		Management	For	For
1D		ELECTION OF DIRECTOR: JUSTIN KING		Management	For	For
1E		ELECTION OF DIRECTOR: CAROL MEYROWITZ		Management	For	For
1F		ELECTION OF DIRECTOR: ROWLAND T. MORIARTY		Management	For	For
1G		ELECTION OF DIRECTOR: ROBERT C. NAKASONE		Management	For	For
1H		ELECTION OF DIRECTOR: RONALD L. SARGENT		Management	For	For
1I		ELECTION OF DIRECTOR: ELIZABETH A. SMITH		Management	For	For
1J		ELECTION OF DIRECTOR: ROBERT E. SULENTIC		Management	For	For
1K		ELECTION OF DIRECTOR: VIJAY VISHWANATH		Management	For	For
1L		ELECTION OF DIRECTOR: PAUL F. WALSH		Management	For	For
02		TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 15,750,000 TO 22,750,000.		Management	For	For
03		TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 1,275,000 TO 2,775,000.		Management	For	For
04		TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.		Management	For	For
05		TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE REINCORPORATION OF STAPLES, INC. IN NORTH DAKOTA.		Shareholder	Against	For
FREEPORT-MCMORAN COPPER & GOLD INC.
Security		35671D857			Meeting Type	Annual
Ticker Symbol		FCX			Meeting Date	11-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
1		DIRECTOR		Management
		1	RICHARD C. ADKERSON		For	For
		2	ROBERT J. ALLISON, JR.		For	For
		3	ROBERT A. DAY		For	For
		4	GERALD J. FORD		For	For
		5	H. DEVON GRAHAM, JR.		For	For
		6	J. BENNETT JOHNSTON		For	For
		7	CHARLES C. KRULAK		For	For
		8	BOBBY LEE LACKEY		For	For
		9	JON C. MADONNA		For	For
		10	DUSTAN E. MCCOY		For	For
		11	GABRIELLE K. MCDONALD		For	For
		12	JAMES R. MOFFETT		For	For
		13	B. M. RANKIN, JR.		For	For
		14	J. STAPLETON ROY		For	For
		15	STEPHEN H. SIEGELE		For	For
		16	J. TAYLOR WHARTON		For	For
2		RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.		Management	For	For
3		APPROVAL OF THE PROPOSED 2009 ANNUAL INCENTIVE PLAN.		Management	For	For
4		STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY’S BOARD OF DIRECTORS.		Shareholder	Against	For
AUTODESK, INC.
Security		052769106			Meeting Type	Annual
Ticker Symbol		ADSK			Meeting Date	11-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
1A		ELECTION OF DIRECTOR: CARL BASS		Management	For	For
1B		ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE		Management	For	For
1C		ELECTION OF DIRECTOR: J. HALLAM DAWSON		Management	For	For
1D		ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN		Management	For	For
1E		ELECTION OF DIRECTOR: SEAN M. MALONEY		Management	For	For
1F		ELECTION OF DIRECTOR: ELIZABETH A. NELSON		Management	For	For
1G		ELECTION OF DIRECTOR: CHARLES J. ROBEL		Management	For	For
1H		ELECTION OF DIRECTOR: STEVEN M. WEST		Management	For	For
02		PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS AUTODESK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2010.		Management	For	For
03		PROPOSAL TO APPROVE THE 2010 OUTSIDE DIRECTORS’ STOCK PLAN.		Management	For	For
CELGENE CORPORATION
Security		151020104			Meeting Type	Annual
Ticker Symbol		CELG			Meeting Date	17-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
01		DIRECTOR		Management
		1	SOL J. BARER, PH.D.		For	For
		2	ROBERT J. HUGIN		For	For
		3	MICHAEL D. CASEY		For	For
		4	RODMAN L. DRAKE		For	For
		5	A.H. HAYES, JR., M.D.		For	For
		6	GILLA KAPLAN, PH.D.		For	For
		7	JAMES J. LOUGHLIN		For	For
		8	ERNEST MARIO, PH.D.		For	For
		9	WALTER L. ROBB, PH.D.		For	For
02		RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.		Management	For	For
03		APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN.		Management	For	For
04		STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD FOR DIRECTOR ELECTIONS.		Shareholder	For	Against
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security		881624209			Meeting Type	Annual
Ticker Symbol		TEVA			Meeting Date	22-Jun-2009
Item		Proposal		Type	Vote	For/Against Management
01		TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2008, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.95 (APPROXIMATELY US$0.525, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL.		Management	For	For
2A		ELECTION OF DIRECTOR: DR. PHILLIP FROST		Management	For	For
2B		ELECTION OF DIRECTOR: ROGER ABRAVANEL		Management	For	For
2C		ELECTION OF DIRECTOR: PROF. ELON KOHLBERG		Management	For	For
2D		ELECTION OF DIRECTOR: PROF. YITZHAK PETERBURG		Management	For	For
2E		ELECTION OF DIRECTOR: EREZ VIGODMAN		Management	For	For
03		TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2010 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE.		Management	For	For

Proxy Voting Summary

Nuveen Santa Barbara Strategic Growth Fund

July 1, 2008 - June 30, 2009

MARVELL TECHNOLOGY GROUP LTD.
Security	G5876H105				Meeting Type		Annual
Ticker Symbol	MRVL				Meeting Date		11-Jul-2008
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN			Management	For		For
1B	ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG			Management	For		For
1C	ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D.			Management	For		For
1D	ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER			Management	For		For
02	TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.			Management	For		For
LEGG MASON, INC.
Security	524901105				Meeting Type		Annual
Ticker Symbol	LM				Meeting Date		22-Jul-2008
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		DENNIS R. BERESFORD*		For		For
	2		W. ALLEN REED*		For		For
	3		ROGER W. SCHIPKE*		For		For
	4		NICHOLAS J. ST. GEORGE*		For		For
	5		MARK R. FETTING**		For		For
	6		SCOTT C. NUTTALL***		For		For
02	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.			Management	For		For
03	STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT DIRECTOR SERVING AS THE CHAIRMAN OF THE BOARD.			Shareholder	Against		For
04	STOCKHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.			Shareholder	For		Against
BE AEROSPACE, INC.
Security	073302101				Meeting Type		Annual
Ticker Symbol	BEAV				Meeting Date		31-Jul-2008
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		ROBERT J. KHOURY		For		For
	2		JONATHAN M. SCHOFIELD		For		For
02	PROPOSAL TO ADOPT THE STOCKHOLDER PROPOSAL (THE MACBRIDE PRINCIPLES).			Shareholder	Against		For
ELECTRONIC ARTS INC.
Security	285512109				Meeting Type		Annual
Ticker Symbol	ERTS				Meeting Date		31-Jul-2008
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: LEONARD S. COLEMAN			Management	For		For
1B	ELECTION OF DIRECTOR: GARY M. KUSIN			Management	For		For
1C	ELECTION OF DIRECTOR: GREGORY B. MAFFEI			Management	For		For
1D	ELECTION OF DIRECTOR: VIVEK PAUL			Management	For		For
1E	ELECTION OF DIRECTOR: LAWRENCE F. PROBST III			Management	For		For
1F	ELECTION OF DIRECTOR: JOHN S. RICCITIELLO			Management	For		For
1G	ELECTION OF DIRECTOR: RICHARD A. SIMONSON			Management	For		For
1H	ELECTION OF DIRECTOR: LINDA J. SRERE			Management	For		For
2	AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN			Management	For		For
3	AMENDMENTS TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN			Management	For		For
4	RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS			Management	For		For
CLEVELAND-CLIFFS INC
Security	185896107				Meeting Type		Contested-Consent
Ticker Symbol	CLF				Meeting Date		03-Oct-2008
Item	Proposal			Type	Vote		For/Against Management
01	“BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE “NOT INTERESTED SHARES,” AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD “INTERESTED SHARES,” YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD “INTERESTED SHARES” VERSUS “NOT INTERESTED SHARES.” CONTROL SHARE ACQUISITION PROPOSAL: A RESOLUTION OF CLEVELAND- CLIFFS’ SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.			Management
CLEVELAND-CLIFFS INC
Security	185896107				Meeting Type		Contested-Consent
Ticker Symbol	CLF				Meeting Date		03-Oct-2008
Item	Proposal			Type	Vote		For/Against Management
01	“BY VOTING THIS AGENDA YOU ARE HEREBY CERTIFYING THAT YOUR SHARES ARE “NOT INTERESTED SHARES,” AS DEFINED IN THE PROXY STATEMENT. IF YOU HOLD “INTERESTED SHARES,” YOU MUST CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO VOTE YOUR SHARES PROPERLY. PLEASE REFER TO THE PROXY MATERIAL TO DETERMINE IF YOU HOLD “INTERESTED SHARES” VERSUS “NOT INTERESTED SHARES.” HARBINGER SHARE ACQUISITION PROPOSAL. A RESOLUTION OF CLEVELAND-CLIFFS’ SHAREHOLDERS AUTHORIZING THE CONTROL SHARE ACQUISITION OF CLEVELAND-CLIFFS COMMON SHARES PURSUANT TO THE ACQUIRING PERSON STATEMENT OF HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. AND HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. DATED AUGUST 14, 2008.			Management	Abstain		*
02	AUTHORITY TO VOTE FOR ADJOURNMENT. AUTHORIZATION TO VOTE FOR THE ADJOURNMENT OF THE SPECIAL MEETING IF DEEMED DESIRABLE BY HARBINGER TO ALLOW ADDITIONAL TIME FOR THE SOLICITATION OF PROXIES AND COMPLETION OF CERTIFICATIONS TO ASSURE A QUORUM AND, IF POSSIBLE, A VOTE AT THE SPECIAL MEETING IN FAVOR OF THE HARBINGER SHARE ACQUISITION PROPOSAL.			Management	Abstain		*
ORACLE CORPORATION
Security	68389X105				Meeting Type		Annual
Ticker Symbol	ORCL				Meeting Date		10-Oct-2008
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		JEFFREY O. HENLEY		For		For
	2		LAWRENCE J. ELLISON		For		For
	3		DONALD L. LUCAS		For		For
	4		MICHAEL J. BOSKIN		For		For
	5		JACK F. KEMP		For		For
	6		JEFFREY S. BERG		For		For
	7		SAFRA A. CATZ		For		For
	8		HECTOR GARCIA-MOLINA		For		For
	9		H. RAYMOND BINGHAM		For		For
	10		CHARLES E. PHILLIPS, JR		For		For
	11		NAOMI O. SELIGMAN		For		For
	12		GEORGE H. CONRADES		For		For
	13		BRUCE R. CHIZEN		For		For
02	PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2009 EXECUTIVE BONUS PLAN.			Management	For		For
03	PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2009.			Management	For		For
04	STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION.			Shareholder	For		Against
COACH, INC.
Security	189754104				Meeting Type		Annual
Ticker Symbol	COH				Meeting Date		30-Oct-2008
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		LEW FRANKFORT		For		For
	2		SUSAN KROPF		For		For
	3		GARY LOVEMAN		For		For
	4		IVAN MENEZES		For		For
	5		IRENE MILLER		For		For
	6		KEITH MONDA		For		For
	7		MICHAEL MURPHY		For		For
	8		JIDE ZEITLIN		For		For
02	TO CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE COACH, INC. PERFORMANCE-BASED ANNUAL INCENTIVE PLAN.			Management	For		For
ARCHER-DANIELS-MIDLAND COMPANY
Security	039483102				Meeting Type		Annual
Ticker Symbol	ADM				Meeting Date		06-Nov-2008
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: G.W. BUCKLEY			Management	For		For
1B	ELECTION OF DIRECTOR: M.H. CARTER			Management	For		For
1C	ELECTION OF DIRECTOR: V.F. HAYNES			Management	For		For
1D	ELECTION OF DIRECTOR: A. MACIEL			Management	For		For
1E	ELECTION OF DIRECTOR: P.J. MOORE			Management	For		For
1F	ELECTION OF DIRECTOR: M.B. MULRONEY			Management	For		For
1G	ELECTION OF DIRECTOR: T.F. O’NEILL			Management	For		For
1H	ELECTION OF DIRECTOR: K.R. WESTBROOK			Management	For		For
1I	ELECTION OF DIRECTOR: P.A. WOERTZ			Management	For		For
02	RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2009.			Management	For		For
03	ADOPT STOCKHOLDER’S PROPOSAL REGARDING GLOBAL HUMAN RIGHTS STANDARDS.			Shareholder	For		Against
THE ESTEE LAUDER COMPANIES INC.
Security	518439104				Meeting Type		Annual
Ticker Symbol	EL				Meeting Date		07-Nov-2008
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		CHARLENE BARSHEFSKY		For		For
	2		LEONARD A. LAUDER		For		For
	3		RONALD S. LAUDER		For		For
02	APPROVAL OF THE ESTEE LAUDER COMPANIES INC. EXECUTIVE ANNUAL INCENTIVE PLAN.			Management	For		For
03	RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR.			Management	For		For
CISCO SYSTEMS, INC.
Security	17275R102				Meeting Type		Annual
Ticker Symbol	CSCO				Meeting Date		13-Nov-2008
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: CAROL A. BARTZ			Management	For		For
1B	ELECTION OF DIRECTOR: M. MICHELE BURNS			Management	For		For
1C	ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS			Management	For		For
1D	ELECTION OF DIRECTOR: LARRY R. CARTER			Management	For		For
1E	ELECTION OF DIRECTOR: JOHN T. CHAMBERS			Management	For		For
1F	ELECTION OF DIRECTOR: BRIAN L. HALLA			Management	For		For
1G	ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY			Management	For		For
1H	ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH			Management	For		For
1I	ELECTION OF DIRECTOR: RODERICK C. MCGEARY			Management	For		For
1J	ELECTION OF DIRECTOR: MICHAEL K. POWELL			Management	For		For
1K	ELECTION OF DIRECTOR: STEVEN M. WEST			Management	For		For
1L	ELECTION OF DIRECTOR: JERRY YANG			Management	Against		Against
02	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 25, 2009.			Management	For		For
03	PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND THE COMPANY’S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS.			Shareholder	Against		For
04	PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE PROXY STATEMENT.			Shareholder	For		Against
MICROSOFT CORPORATION
Security	594918104				Meeting Type		Annual
Ticker Symbol	MSFT				Meeting Date		19-Nov-2008
Item	Proposal			Type	Vote		For/Against Management
01	ELECTION OF DIRECTOR: STEVEN A. BALLMER			Management	For		For
02	ELECTION OF DIRECTOR: JAMES I. CASH JR.			Management	For		For
03	ELECTION OF DIRECTOR: DINA DUBLON			Management	For		For
04	ELECTION OF DIRECTOR: WILLIAM H. GATES III			Management	For		For
05	ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN			Management	For		For
06	ELECTION OF DIRECTOR: REED HASTINGS			Management	For		For
07	ELECTION OF DIRECTOR: DAVID F. MARQUARDT			Management	For		For
08	ELECTION OF DIRECTOR: CHARLES H. NOSKI			Management	For		For
09	ELECTION OF DIRECTOR: HELMUT PANKE			Management	For		For
10	APPROVAL OF MATERIAL TERMS OF PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN.			Management	For		For
11	APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.			Management	For		For
12	RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR.			Management	For		For
13	SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP.			Shareholder	Against		For
14	SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS.			Shareholder	Against		For
15	SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS.			Shareholder	Against		For
WALGREEN CO.
Security	931422109				Meeting Type		Annual
Ticker Symbol	WAG				Meeting Date		14-Jan-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		WILLIAM C. FOOTE		For		For
	2		MARK P. FRISSORA		For		For
	3		ALAN G. MCNALLY		For		For
	4		CORDELL REED		For		For
	5		NANCY M. SCHLICHTING		For		For
	6		DAVID Y. SCHWARTZ		For		For
	7		ALEJANDRO SILVA		For		For
	8		JAMES A. SKINNER		For		For
	9		MARILOU M. VON FERSTEL		For		For
	10		CHARLES R. WALGREEN III		For		For
02	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.			Management	For		For
03	TO AMEND THE WALGREEN CO. 1982 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN.			Management	For		For
04	SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN CO.			Shareholder	For		Against
05	SHAREHOLDER PROPOSAL THAT WALGREEN CO. SHAREHOLDERS VOTE TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.			Shareholder	For		Against
MONSANTO COMPANY
Security	61166W101				Meeting Type		Annual
Ticker Symbol	MON				Meeting Date		14-Jan-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: JANICE L. FIELDS			Management	For		For
1B	ELECTION OF DIRECTOR: HUGH GRANT			Management	For		For
1C	ELECTION OF DIRECTOR: C. STEVEN MCMILLAN			Management	For		For
1D	ELECTION OF DIRECTOR: ROBERT J. STEVENS			Management	For		For
02	TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.			Management	For		For
JACOBS ENGINEERING GROUP INC.
Security	469814107				Meeting Type		Annual
Ticker Symbol	JEC				Meeting Date		22-Jan-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: JOSEPH R. BRONSON			Management	For		For
1B	ELECTION OF DIRECTOR: THOMAS M.T. NILES			Management	For		For
1C	ELECTION OF DIRECTOR: NOEL G. WATSON			Management	For		For
1D	ELECTION OF DIRECTOR: JOHN F. COYNE			Management	For		For
02	TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1989 EMPLOYEE STOCK PURCHASE PLAN.			Management	For		For
03	TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE 1999 STOCK INCENTIVE PLAN.			Management	For		For
04	TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.			Management	For		For
EMERSON ELECTRIC CO.
Security	291011104				Meeting Type		Annual
Ticker Symbol	EMR				Meeting Date		03-Feb-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		A.A. BUSCH III*		For		For
	2		A.F. GOLDEN*		Withheld		Against
	3		H. GREEN*		For		For
	4		W.R. JOHNSON*		For		For
	5		J.B. MENZER*		For		For
	6		V.R. LOUCKS, JR.**		For		For
02	RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.			Management	For		For
ROCKWELL AUTOMATION, INC.
Security	773903109				Meeting Type		Annual
Ticker Symbol	ROK				Meeting Date		04-Feb-2009
Item	Proposal			Type	Vote		For/Against Management
A	DIRECTOR			Management
	1		BETTY C. ALEWINE		For		For
	2		VERNE G. ISTOCK		For		For
	3		DONALD R. PARFET		For		For
	4		DAVID B. SPEER		For		For
B	TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.			Management	For		For
JOY GLOBAL INC.
Security	481165108				Meeting Type		Annual
Ticker Symbol	JOYG				Meeting Date		24-Feb-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		STEVEN L. GERARD		For		For
	2		JOHN NILS HANSON		For		For
	3		KEN C. JOHNSEN		For		For
	4		GALE E. KLAPPA		For		For
	5		RICHARD B. LOYND		For		For
	6		P. ERIC SIEGERT		For		For
	7		MICHAEL W. SUTHERLIN		For		For
	8		JAMES H. TATE		For		For
02	RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.			Management	For		For
APPLE INC.
Security	037833100				Meeting Type		Annual
Ticker Symbol	AAPL				Meeting Date		25-Feb-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		WILLIAM V. CAMPBELL		For		For
	2		MILLARD S. DREXLER		For		For
	3		ALBERT A. GORE, JR.		For		For
	4		STEVEN P. JOBS		For		For
	5		ANDREA JUNG		For		For
	6		A.D. LEVINSON, PH.D.		For		For
	7		ERIC E. SCHMIDT, PH.D.		For		For
	8		JEROME B. YORK		For		For
02	SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT, IF PROPERLY PRESENTED AT THE MEETING.			Shareholder	Against		For
03	SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM, IF PROPERLY PRESENTED AT THE MEETING.			Shareholder	Against		For
04	SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.			Shareholder	Against		For
05	SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON COMPENSATION, IF PROPERLY PRESENTED AT THE MEETING.			Shareholder	For		Against
QUALCOMM, INCORPORATED
Security	747525103				Meeting Type		Annual
Ticker Symbol	QCOM				Meeting Date		03-Mar-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		BARBARA T. ALEXANDER		For		For
	2		STEPHEN M. BENNETT		For		For
	3		DONALD G. CRUICKSHANK		For		For
	4		RAYMOND V. DITTAMORE		For		For
	5		THOMAS W. HORTON		For		For
	6		IRWIN MARK JACOBS		For		For
	7		PAUL E. JACOBS		For		For
	8		ROBERT E. KAHN		For		For
	9		SHERRY LANSING		For		For
	10		DUANE A. NELLES		For		For
	11		MARC I. STERN		For		For
	12		BRENT SCOWCROFT		For		For
02	TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY’S FISCAL YEAR ENDING SEPTEMBER 27, 2009.			Management	For		For
THE WALT DISNEY COMPANY
Security	254687106				Meeting Type		Annual
Ticker Symbol	DIS				Meeting Date		10-Mar-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: SUSAN E. ARNOLD			Management	For		For
1B	ELECTION OF DIRECTOR: JOHN E. BRYSON			Management	For		For
1C	ELECTION OF DIRECTOR: JOHN S. CHEN			Management	For		For
1D	ELECTION OF DIRECTOR: JUDITH L. ESTRIN			Management	For		For
1E	ELECTION OF DIRECTOR: ROBERT A. IGER			Management	For		For
1F	ELECTION OF DIRECTOR: STEVEN P. JOBS			Management	For		For
1G	ELECTION OF DIRECTOR: FRED H. LANGHAMMER			Management	For		For
1H	ELECTION OF DIRECTOR: AYLWIN B. LEWIS			Management	For		For
1I	ELECTION OF DIRECTOR: MONICA C. LOZANO			Management	For		For
1J	ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT			Management	For		For
1K	ELECTION OF DIRECTOR: JOHN E. PEPPER, JR.			Management	For		For
1L	ELECTION OF DIRECTOR: ORIN C. SMITH			Management	For		For
02	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE- COOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2009.			Management	For		For
03	TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN.			Management	For		For
04	TO APPROVE THE TERMS OF THE AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN.			Management	For		For
05	TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS REPORTING.			Shareholder	For		Against
06	TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO DEATH BENEFIT PAYMENTS.			Shareholder	For		Against
07	TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.			Shareholder	For		Against
HEWLETT-PACKARD COMPANY
Security	428236103				Meeting Type		Annual
Ticker Symbol	HPQ				Meeting Date		18-Mar-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: L. T. BABBIO, JR.			Management	For		For
1B	ELECTION OF DIRECTOR: S. M. BALDAUF			Management	For		For
1C	ELECTION OF DIRECTOR: R. L. GUPTA			Management	For		For
1D	ELECTION OF DIRECTOR: J. H. HAMMERGREN			Management	For		For
1E	ELECTION OF DIRECTOR: M. V. HURD			Management	For		For
1F	ELECTION OF DIRECTOR: J. Z. HYATT			Management	For		For
1G	ELECTION OF DIRECTOR: J. R. JOYCE			Management	For		For
1H	ELECTION OF DIRECTOR: R. L. RYAN			Management	For		For
1I	ELECTION OF DIRECTOR: L. S. SALHANY			Management	For		For
1J	ELECTION OF DIRECTOR: G. K. THOMPSON			Management	For		For
02	PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009.			Management	For		For
ADOBE SYSTEMS INCORPORATED
Security	00724F101				Meeting Type		Annual
Ticker Symbol	ADBE				Meeting Date		01-Apr-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS			Management	For		For
1B	ELECTION OF CLASS II DIRECTOR: CAROL MILLS			Management	For		For
1C	ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG			Management	For		For
1D	ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK			Management	For		For
1E	ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK			Management	For		For
02	APPROVAL OF THE AMENDMENT OF THE ADOBE SYSTEMS INCORPORATED 2003 EQUITY INCENTIVE PLAN.			Management	For		For
03	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 27, 2009.			Management	For		For
GENERAL ELECTRIC COMPANY
Security	369604103				Meeting Type		Annual
Ticker Symbol	GE				Meeting Date		22-Apr-2009
Item	Proposal			Type	Vote		For/Against Management
A1	ELECTION OF DIRECTOR: JAMES I. CASH, JR.			Management	For		For
A2	ELECTION OF DIRECTOR: WILLIAM M. CASTELL			Management	For		For
A3	ELECTION OF DIRECTOR: ANN M. FUDGE			Management	For		For
A4	ELECTION OF DIRECTOR: SUSAN HOCKFIELD			Management	For		For
A5	ELECTION OF DIRECTOR: JEFFREY R. IMMELT			Management	For		For
A6	ELECTION OF DIRECTOR: ANDREA JUNG			Management	For		For
A7	ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY			Management	For		For
A8	ELECTION OF DIRECTOR: ROBERT W. LANE			Management	For		For
A9	ELECTION OF DIRECTOR: RALPH S. LARSEN			Management	For		For
A10	ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS			Management	For		For
A11	ELECTION OF DIRECTOR: JAMES J. MULVA			Management	For		For
A12	ELECTION OF DIRECTOR: SAM NUNN			Management	For		For
A13	ELECTION OF DIRECTOR: ROGER S. PENSKE			Management	For		For
A14	ELECTION OF DIRECTOR: ROBERT J. SWIERINGA			Management	For		For
A15	ELECTION OF DIRECTOR: DOUGLAS A. WARNER III			Management	For		For
B	RATIFICATION OF KPMG			Management	For		For
C1	CUMULATIVE VOTING			Shareholder	For		Against
C2	EXECUTIVE COMPENSATION ADVISORY VOTE			Shareholder	For		Against
C3	INDEPENDENT STUDY REGARDING BREAKING UP GE			Shareholder	Against		For
C4	DIVIDEND POLICY			Shareholder	For		Against
C5	SHAREHOLDER VOTE ON GOLDEN PARACHUTES			Shareholder	For		Against
NOKIA CORPORATION
Security	654902204				Meeting Type		Annual
Ticker Symbol	NOK				Meeting Date		23-Apr-2009
Item	Proposal			Type	Vote		For/Against Management
07	ADOPTION OF THE ANNUAL ACCOUNTS.			Management	For		For
08	RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND.			Management	For		For
09	RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY.			Management	For		For
10	RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS.			Management	For		For
11	RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS.			Management	For		For
12	DIRECTOR			Management
	1		GEORG EHRNROOTH		For		For
	2		LALITA D. GUPTE		For		For
	3		BENGT HOLMSTROM		For		For
	4		HENNING KAGERMANN		For		For
	5		OLLI-PEKKA KALLASVUO		For		For
	6		PER KARLSSON		For		For
	7		JORMA OLLILA		For		For
	8		MARJORIE SCARDINO		For		For
	9		RISTO SIILASMAA		For		For
	10		KEIJO SUILA		For		For
	11		ISABEL MAREY-SEMPER		For		For
13	RESOLUTION ON THE REMUNERATION OF THE AUDITOR.			Management	For		For
14	ELECTION OF AUDITOR.			Management	For		For
15	AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES.			Management	For		For
17	MARK THE “FOR” BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 17.			Management	Against
BARE ESCENTUALS, INC.
Security	067511105				Meeting Type		Annual
Ticker Symbol	BARE				Meeting Date		06-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		LESLIE A. BLODGETT
	2		KAREN M. ROSE
	3		JOHN S. HAMLIN
02	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 3, 2010.			Management
ALTERA CORPORATION
Security	021441100				Meeting Type		Annual
Ticker Symbol	ALTR				Meeting Date		12-May-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: JOHN P. DAANE			Management	For		For
1B	ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR.			Management	For		For
1C	ELECTION OF DIRECTOR: KEVIN MCGARITY			Management	For		For
1D	ELECTION OF DIRECTOR: GREGORY E. MYERS			Management	For		For
1E	ELECTION OF DIRECTOR: KRISH A. PRABHU			Management	For		For
1F	ELECTION OF DIRECTOR: JOHN SHOEMAKER			Management	For		For
1G	ELECTION OF DIRECTOR: SUSAN WANG			Management	For		For
02	TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.			Management	For		For
03	TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.			Management	For		For
04	TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.			Management	For		For
CLIFFS NATURAL RESOURCES INC.
Security	18683K101				Meeting Type		Annual
Ticker Symbol	CLF				Meeting Date		12-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		R.C. CAMBRE		Withheld		Against
	2		J.A. CARRABBA		Withheld		Against
	3		S.M. CUNNINGHAM		Withheld		Against
	4		B.J. ELDRIDGE		Withheld		Against
	5		S.M. GREEN		Withheld		Against
	6		J.D. IRELAND III		Withheld		Against
	7		F.R. MCALLISTER		Withheld		Against
	8		R. PHILLIPS		Withheld		Against
	9		R.K. RIEDERER		Withheld		Against
	10		A. SCHWARTZ		Withheld		Against
02	A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FISCAL YEAR.			Management	For		For
ITT CORPORATION
Security	450911102				Meeting Type		Annual
Ticker Symbol	ITT				Meeting Date		12-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		STEVEN R. LORANGER		For		For
	2		CURTIS J. CRAWFORD		For		For
	3		CHRISTINA A. GOLD		For		For
	4		RALPH F. HAKE		For		For
	5		JOHN J. HAMRE		For		For
	6		PAUL J. KERN		For		For
	7		FRANK T. MACINNIS		For		For
	8		SURYA N. MOHAPATRA		For		For
	9		LINDA S. SANFORD		For		For
	10		MARKOS I. TAMBAKERAS		For		For
02	RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.			Management	For		For
03	TO VOTE ON A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT AT A REASONABLE COST AND OMITTING PROPRIETARY AND CLASSIFIED INFORMATION OF THE COMPANY’S FOREIGN SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS AND SERVICES.			Shareholder	Against		For
ALBEMARLE CORPORATION
Security	012653101				Meeting Type		Annual
Ticker Symbol	ALB				Meeting Date		13-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		J. ALFRED BROADDUS, JR.		For		For
	2		R. WILLIAM IDE III		Withheld		Against
	3		RICHARD L. MORRILL		Withheld		Against
	4		JIM W. NOKES		For		For
	5		MARK C. ROHR		For		For
	6		JOHN SHERMAN, JR.		Withheld		Against
	7		CHARLES E. STEWART		Withheld		Against
	8		HARRIETT TEE TAGGART		For		For
	9		ANNE MARIE WHITTEMORE		For		For
02	THE PROPOSAL TO APPROVE THE AMENDMENT TO THE ALBEMARLE CORPORATION 2008 INCENTIVE PLAN.			Management	For		For
03	THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.			Management	For		For
BROADCOM CORPORATION
Security	111320107				Meeting Type		Annual
Ticker Symbol	BRCM				Meeting Date		14-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		GEORGE L. FARINSKY		For		For
	2		NANCY H. HANDEL		For		For
	3		EDDY W. HARTENSTEIN		Withheld		Against
	4		JOHN E. MAJOR		Withheld		Against
	5		SCOTT A. MCGREGOR		For		For
	6		WILLIAM T. MORROW		For		For
	7		ROBERT E. SWITZ		For		For
02	TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009.			Management	For		For
INTEL CORPORATION
Security	458140100				Meeting Type		Annual
Ticker Symbol	INTC				Meeting Date		20-May-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY			Management	For		For
1B	ELECTION OF DIRECTOR: SUSAN L. DECKER			Management	For		For
1C	ELECTION OF DIRECTOR: JOHN J. DONAHOE			Management	For		For
1D	ELECTION OF DIRECTOR: REED E. HUNDT			Management	For		For
1E	ELECTION OF DIRECTOR: PAUL S. OTELLINI			Management	For		For
1F	ELECTION OF DIRECTOR: JAMES D. PLUMMER			Management	For		For
1G	ELECTION OF DIRECTOR: DAVID S. POTTRUCK			Management	For		For
1H	ELECTION OF DIRECTOR: JANE E. SHAW			Management	For		For
1I	ELECTION OF DIRECTOR: JOHN L. THORNTON			Management	For		For
1J	ELECTION OF DIRECTOR: FRANK D. YEARY			Management	For		For
1K	ELECTION OF DIRECTOR: DAVID B. YOFFIE			Management	For		For
02	RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR			Management	For		For
03	AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN			Management	For		For
04	APPROVAL OF AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM			Management	For		For
05	ADVISORY VOTE ON EXECUTIVE COMPENSATION			Management	For		For
06	STOCKHOLDER PROPOSAL: CUMULATIVE VOTING			Shareholder	For		Against
07	STOCKHOLDER PROPOSAL: HUMAN RIGHT TO WATER			Shareholder	Against		For
HALLIBURTON COMPANY
Security	406216101				Meeting Type		Annual
Ticker Symbol	HAL				Meeting Date		20-May-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: A.M. BENNETT			Management	For		For
1B	ELECTION OF DIRECTOR: J.R. BOYD			Management	For		For
1C	ELECTION OF DIRECTOR: M. CARROLL			Management	For		For
1D	ELECTION OF DIRECTOR: S.M. GILLIS			Management	For		For
1E	ELECTION OF DIRECTOR: J.T. HACKETT			Management	For		For
1F	ELECTION OF DIRECTOR: D.J. LESAR			Management	For		For
1G	ELECTION OF DIRECTOR: R.A. MALONE			Management	For		For
1H	ELECTION OF DIRECTOR: J.L. MARTIN			Management	For		For
1I	ELECTION OF DIRECTOR: J.A. PRECOURT			Management	For		For
1J	ELECTION OF DIRECTOR: D.L. REED			Management	For		For
02	PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.			Management	For		For
03	PROPOSAL TO AMEND AND RESTATE THE 1993 STOCK AND INCENTIVE PLAN.			Management	For		For
04	PROPOSAL TO AMEND AND RESTATE THE 2002 EMPLOYEE STOCK PURCHASE PLAN.			Management	For		For
05	PROPOSAL ON HUMAN RIGHTS POLICY.			Shareholder	For		Against
06	PROPOSAL ON POLITICAL CONTRIBUTIONS.			Shareholder	For		Against
07	PROPOSAL ON LOW CARBON ENERGY REPORT.			Shareholder	Against		For
08	PROPOSAL ON ADDITIONAL COMPENSATION DISCUSSION AND ANALYSIS DISCLOSURE.			Shareholder	For		Against
09	PROPOSAL ON SPECIAL SHAREOWNER MEETINGS.			Shareholder	For		Against
10	PROPOSAL ON IRAQ OPERATIONS.			Shareholder	For		Against
TIFFANY & CO.
Security	886547108				Meeting Type		Annual
Ticker Symbol	TIF				Meeting Date		21-May-2009
Item	Proposal			Type	Vote		For/Against Management
1	ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI			Management	For		For
2	ELECTION OF DIRECTOR: ROSE MARIE BRAVO			Management	For		For
3	ELECTION OF DIRECTOR: GARY E. COSTLEY			Management	For		For
4	ELECTION OF DIRECTOR: LAWRENCE K. FISH			Management	For		For
5	ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM			Management	For		For
6	ELECTION OF DIRECTOR: CHARLES K. MARQUIS			Management	For		For
7	ELECTION OF DIRECTOR: PETER W. MAY			Management	For		For
8	ELECTION OF DIRECTOR: J. THOMAS PRESBY			Management	For		For
9	ELECTION OF DIRECTOR: WILLIAM A. SHUTZER			Management	For		For
02	RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009.			Management	For		For
03	APPROVAL OF AN AMENDMENT TO THE TIFFANY & CO. 2005 EMPLOYEE INCENTIVE PLAN TO INCREASE BY 2,500,000 THE MAXIMUM NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE PLAN.			Management	For		For
QUANTA SERVICES, INC.
Security	74762E102				Meeting Type		Annual
Ticker Symbol	PWR				Meeting Date		21-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		JAMES R. BALL		For		For
	2		JOHN R. COLSON		For		For
	3		J. MICHAL CONAWAY		For		For
	4		RALPH R. DISIBIO		For		For
	5		BERNARD FRIED		For		For
	6		LOUIS C. GOLM		For		For
	7		WORTHING F. JACKMAN		For		For
	8		BRUCE RANCK		For		For
	9		JOHN R. WILSON		For		For
	10		PAT WOOD, III		For		For
02	RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM			Management	For		For
ULTRA PETROLEUM CORP.
Security	903914109				Meeting Type		Annual
Ticker Symbol	UPL				Meeting Date		21-May-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		MICHAEL D. WATFORD		For		For
	2		ROGER A. BROWN		For		For
	3		W. CHARLES HELTON		For		For
	4		STEPHEN J. MCDANIEL		For		For
	5		ROBERT E. RIGNEY		For		For
02	APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.			Management	For		For
03	IF PRESENTED, TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL REGARDING CLIMATE CHANGE WHICH IS OPPOSED BY THE BOARD OF DIRECTORS.			Shareholder	For		Against
04	TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY BE BROUGHT BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.			Management	Against		Against
FTI CONSULTING, INC.
Security	302941109				Meeting Type		Annual
Ticker Symbol	FCN				Meeting Date		03-Jun-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		DENIS J. CALLAGHAN		For		For
	2		MATTHEW F. MCHUGH		For		For
02	APPROVE THE AMENDMENT AND RESTATEMENT OF THE FTI CONSULTING, INC. DEFERRED COMPENSATION PLAN FOR KEY EMPLOYEES AND NON-EMPLOYEE DIRECTORS (TO BE RENAMED THE FTI CONSULTING, INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN).			Management	For		For
03	RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.			Management	For		For
ACTIVISION BLIZZARD INC
Security	00507V109				Meeting Type		Annual
Ticker Symbol	ATVI				Meeting Date		05-Jun-2009
Item	Proposal			Type	Vote		For/Against Management
1	DIRECTOR			Management
	1		PHILIPPE G. H. CAPRON		Withheld		Against
	2	��	ROBERT J. CORTI		For		For
	3		FREDERIC R. CREPIN		Withheld		Against
	4		BRIAN G. KELLY		Withheld		Against
	5		ROBERT A. KOTICK		Withheld		Against
	6		JEAN-BERNARD LEVY		Withheld		Against
	7		ROBERT J. MORGADO		For		For
	8		DOUGLAS P. MORRIS		Withheld		Against
	9		STEPHANE ROUSSEL		Withheld		Against
	10		RICHARD SARNOFF		For		For
	11		REGIS TURRINI		Withheld		Against
2	APPROVAL OF AN AMENDMENT TO THE 2008 INCENTIVE PLAN.			Management	For		For
STAPLES, INC.
Security	855030102				Meeting Type		Annual
Ticker Symbol	SPLS				Meeting Date		09-Jun-2009
Item	Proposal			Type	Vote		For/Against Management
1A	ELECTION OF DIRECTOR: BASIL L. ANDERSON			Management	For		For
1B	ELECTION OF DIRECTOR: ARTHUR M. BLANK			Management	For		For
1C	ELECTION OF DIRECTOR: MARY ELIZABETH BURTON			Management	For		For
1D	ELECTION OF DIRECTOR: JUSTIN KING			Management	For		For
1E	ELECTION OF DIRECTOR: CAROL MEYROWITZ			Management	For		For
1F	ELECTION OF DIRECTOR: ROWLAND T. MORIARTY			Management	For		For
1G	ELECTION OF DIRECTOR: ROBERT C. NAKASONE			Management	For		For
1H	ELECTION OF DIRECTOR: RONALD L. SARGENT			Management	For		For
1I	ELECTION OF DIRECTOR: ELIZABETH A. SMITH			Management	For		For
1J	ELECTION OF DIRECTOR: ROBERT E. SULENTIC			Management	For		For
1K	ELECTION OF DIRECTOR: VIJAY VISHWANATH			Management	For		For
1L	ELECTION OF DIRECTOR: PAUL F. WALSH			Management	For		For
02	TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 15,750,000 TO 22,750,000.			Management	For		For
03	TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 1,275,000 TO 2,775,000.			Management	For		For
04	TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.			Management	For		For
05	TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE REINCORPORATION OF STAPLES, INC. IN NORTH DAKOTA.			Shareholder	Against		For
FREEPORT-MCMORAN COPPER & GOLD INC.
Security	35671D857				Meeting Type		Annual
Ticker Symbol	FCX				Meeting Date		11-Jun-2009
Item	Proposal			Type	Vote		For/Against Management
1	DIRECTOR			Management
	1		RICHARD C. ADKERSON		For		For
	2		ROBERT J. ALLISON, JR.		For		For
	3		ROBERT A. DAY		For		For
	4		GERALD J. FORD		For		For
	5		H. DEVON GRAHAM, JR.		For		For
	6		J. BENNETT JOHNSTON		For		For
	7		CHARLES C. KRULAK		For		For
	8		BOBBY LEE LACKEY		For		For
	9		JON C. MADONNA		For		For
	10		DUSTAN E. MCCOY		For		For
	11		GABRIELLE K. MCDONALD		For		For
	12		JAMES R. MOFFETT		For		For
	13		B. M. RANKIN, JR.		For		For
	14		J. STAPLETON ROY		For		For
	15		STEPHEN H. SIEGELE		For	��	For
	16		J. TAYLOR WHARTON		For		For
2	RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR.			Management	For		For
3	APPROVAL OF THE PROPOSED 2009 ANNUAL INCENTIVE PLAN.			Management	For		For
4	STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY’S BOARD OF DIRECTORS.			Shareholder	Against		For
CELGENE CORPORATION
Security	151020104				Meeting Type		Annual
Ticker Symbol	CELG				Meeting Date		17-Jun-2009
Item	Proposal			Type	Vote		For/Against Management
01	DIRECTOR			Management
	1		SOL J. BARER, PH.D.		For		For
	2		ROBERT J. HUGIN		For		For
	3		MICHAEL D. CASEY		For		For
	4		RODMAN L. DRAKE		For		For
	5		A.H. HAYES, JR., M.D.		For		For
	6		GILLA KAPLAN, PH.D.		For		For
	7		JAMES J. LOUGHLIN		For		For
	8		ERNEST MARIO, PH.D.		For		For
	9		WALTER L. ROBB, PH.D.		For		For
02	RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.			Management	For		For
03	APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2008 STOCK INCENTIVE PLAN.			Management	For		For
04	STOCKHOLDER PROPOSAL REGARDING THE VOTING STANDARD FOR DIRECTOR ELECTIONS.			Shareholder	For		Against

Vote Summary Report

July 1, 2008 – June 30, 2009

Nuveen Symphony International Equity Fund

Meeting Date	Company/ Ticker	Voting Item		CUSIP/ Proposer	Management Recommendation	Vote
05/05/09	ABB Ltd.			00375204
	*ABB*	Meeting for ADR Holders
		Receive Financial Statements and Statutory Reports (Non-Voting)
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Approve Discharge of Board and Senior Management		Management	For	For
		Approve Allocation of Income and Omission of Dividends		Management	For	For
		Approve Creation of CHF 404 Million Pool of Capital without Preemptive Rights		Management	For	For
		Approve CHF 1.1 Billion Reduction in Share Capital and Capital Repayment of CHF 0.48 per Registered Share		Management	For	For
		Amend Shareholding Threshold for Proposing Resolutions at Shareholder Meetings		Management	For	For
		Reelect Hubertus von Gruenberg as Director		Management	For	For
		Reelect Roger Agnelli as Director		Management	For	For
		Reelect Louis Hughes as Director		Management	For	For
		Reelect Hans Maerki as Director		Management	For	For
		Reelect Michel de Rosen as Director		Management	For	For
		Reelect Michael Treschow as Director		Management	For	For
		Reelect Bernd Voss as Director		Management	For	For
		Reelect Jacob Wallenberg as Director		Management	For	For
		Ratify Ernst & Young AG as Auditors		Management	For	For
05/22/09	Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A			443E106
	*ACGY*	Meeting for ADR Holders
		TO CONSIDER THE REPORT OF (I) DELOITTE S.A., LUXEMBOURG, INDEPENDENT AUDITORS (II) REPORT IN RESPECT OF THE CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS.		Management	For	For
		TO APPROVE UNCONSOLIDATED BALANCE SHEET AND STATEMENTS OF PROFIT AND LOSS OF THE COMPANY FOR FISCAL YEAR ENDED NOVEMBER 30, 2008.		Management	For	For
		APPROVE CONSOLIDATED BALANCE SHEET AND STATEMENTS OF OPERATIONS OF COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008.		Management	For	For
		TO DISCHARGE THE BOARD OF DIRECTORS OF THE COMPANY IN RESPECT OF THE PROPER PERFORMANCE OF THEIR DUTIES FOR THE FISCAL YEAR.		Management	For	For
		TO AUTHORIZE THE COMPANY, OR ANY WHOLLY-OWNED SUBSIDIARY, TO PURCHASE COMMON SHARES OF THE COMPANY.		Management	For	For
		TO ELECT 6 DIRECTORS TO HOLD OFFICE UNTIL NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS.		Management	For	For
		TO ELECT INDEPENDENT AUDITORS TO AUDIT THE UNCONSOLIDATED AND CONSOLIDATED FINANCIAL STATEMENTS, OF THE COMPANY.		Management	For	For
		TO APPROVE THE DETERMINATION OF DIVIDENDS OF THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008.		Management	For	For
		TO APPROVE TO RENEW ARTICLE 5 OF ARTICLES OF INCORPORATION AND GRANT AUTHORITY TO BOARD TO ISSUE NEW SHARES.		Management	For	For
		TO AUTHORISE BOARD TO CANCEL SHARES WHICH HAVE BEEN BOUGHT BACK OR WHICH MAY BE BOUGHT BACK FROM TIME BY COMPANY OR ANY INDIRECT SUBSIDIARY THEREOF AS BOARD SEE FIT.		Management	For	For
04/28/09	Ahold Kon Nv			500467402
	*AH*	Meeting for ADR Holders
		Open Meeting
		Receive Report of Management Board (Non-Voting)
		Receive Explanation on Company’s Reserves and Dividend Policy
		Approve Financial Statements and Statutory Reports		Management	For	For
		Approve Dividends of EUR 0.18 Per Share		Management	For	For
		Approve Discharge of Management Board		Management	For	For
		Approve Discharge of Supervisory Board		Management	For	For
		Elect L. Benjamin to Executive Board		Management	For	For
		Reelect S.M. Shern to Supervisory Board		Management	For	For
		Reelect D.C. Doijer to Supervisory Board		Management	For	For
		Elect B.J. Noteboom to Supervisory Board		Management	For	For
		Ratify Deloitte Accountants as Auditors		Management	For	For
		Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital		Management	For	For
		Authorize Board to Exclude Preemptive Rights from Issuance under Item 13		Management	For	For
		Authorize Repurchase of Up to Ten Percent of Issued Share Capital		Management	For	For
		Approve Reduction of Issued Capital by Cancelling Treasury Shares		Management	For	For
		Close Meeting
04/29/09	Allianz SE (formerly Allianz AG)			18805101
	*AZ*	Meeting for ADR Holders
		RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2008 (NON-VOTING)
		APPROPRIATION OF NET EARNINGS		Management	For	For
		APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD		Management	For	For
		APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD		Management	For	For
		BY-ELECTION TO THE SUPERVISORY BOARD		Management	For	For
		AUTHORIZATION TO ACQUIRE TREASURY SHARES FOR TRADING PURPOSES		Management	For	For
		AUTHORIZATION TO ACQUIRE AND UTILIZE TREASURY SHARES FOR OTHER PURPOSES		Management	For	For
		AUTHORIZATION TO USE DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES PURSUANT TO 71 (1) NO.8 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ)		Management	For	For
		AMENDMENT TO THE STATUTES IN ACCORDANCE WITH 67 GERMAN STOCK CORPORATION ACT (AKTIENGESETZ)		Management	For	For
		OTHER AMENDMENTS TO THE STATUTES: CANCELLATION OF PROVISIONS REGARDING THE FIRST SUPERVISORY BOARD		Management	For	For
		OTHER AMENDMENTS TO THE STATUTES: ANTICIPATORY RESOLUTIONS ON PLANNED LAW ON IMPLEMENTATION OF SHAREHOLDER RIGHTS DIRECTIVE		Management	For	For
		APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENT BETWEEN ALLIANZ SE AND ALLIANZ SHARED INFRASTRUCTURE SERVICES SE		Management	For	For
04/30/09	AstraZeneca plc			46353108
	*AZN*	Meeting for ADR Holders
		TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2008		Management	For	For
		TO CONFIRM DIVIDENDS		Management	For	For
		TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR		Management	For	For
		TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS		Management	For	For
		ELECTION OF DIRECTOR: LOUIS SCHWEITZER		Management	For	For
		ELECTION OF DIRECTOR: DAVID BRENNAN		Management	For	For
		ELECTION OF DIRECTOR: SIMON LOWTH		Management	For	For
		ELECTION OF DIRECTOR: BO ANGELIN		Management	For	For
		ELECTION OF DIRECTOR: JOHN BUCHANAN		Management	For	For
		ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS		Management	For	For
		ELECTION OF DIRECTOR: JANE HENNEY		Management	For	For
		ELECTION OF DIRECTOR: MICHELE HOOPER		Management	For	For
		ELECTION OF DIRECTOR: RUDY MARKHAM		Management	For	For
		ELECTION OF DIRECTOR: DAME NANCY ROTHWELL		Management	For	For
		ELECTION OF DIRECTOR: JOHN VARLEY		Management	For	For
		ELECTION OF DIRECTOR: MARCUS WALLENBERG		Management	For	For
		TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2008		Management	For	For
		TO AUTHORISE LIMITED EU POLITICAL DONATIONS		Management	For	For
		TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES		Management	For	For
		TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS		Management	For	For
		TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES		Management	For	For
04/30/09	Axa			54536107
	*AXA*	Meeting for ADR Holders
		Approve Financial Statements and Statutory Reports		Management	For	For
		Accept Consolidated Financial Statements and Statutory Reports		Management	For	For
		Approve Allocation of Income and Dividends of EUR 0.40 per Share		Management	For	For
		Approve Auditors’ Special Report Regarding Related-Party Transactions		Management	For	For
		Reelect Jacques de Chateauvieux as Supervisory Board Member		Management	For	For
		Reelect Anthony Hamilton as Supervisory Board Member		Management	For	For
		Reelect Michel Pebereau as Supervisory Board Member		Management	For	Against
		Reelect Dominique Reiniche as Supervisory Board Member		Management	For	For
		Elect Ramon de Oliveira as Supervisory Board Member		Management	For	For
		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Management	For	Against
		Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion		Management	For	For
		Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights		Management	For	For
		Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18		Management	For	For
		Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers		Management	For	For
		Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions		Management	For	For
		Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 1 Billion		Management	For	For
		Approve Issuance of Securities Convertible into Debt		Management	For	For
		Approve Employee Stock Purchase Plan		Management	For	For
		Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries		Management	For	For
		Approve Reduction in Share Capital via Cancellation of Repurchased Shares		Management	For	For
		Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion		Management	For	Against
		Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion		Management	For	For
		Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion		Management	For	Against
		Adopt New Articles of Association, Pursuant to Items 23 through 25		Management	For	For
		Authorize Filing of Required Documents/Other Formalities		Management	For	For
03/13/09	Banco Bilbao Vizcaya Argentaria, S.A.			05946K101
	*BBV*	Meeting for ADR Holders
		Approve Individual and Consolidated Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2007; Approve Discharge of Directors		Management	For	For
		Add New Article 53 bis to the Company’s Bylaws Regarding Distribution of Stock Dividend Charged to Share Issuance Premium Reserve		Management	For	For
		Approve Stock Dividend from Treasury Shares for Distribution to Shareholders Charged to Share Issuance Premium Reserve		Management	For	For
		Approve Merger by Absorption of Banco de Credito Local de Espana, S.A.U. and BBVA Factoring E.F.C., S.A.U. by Company; Approve Merger Balance Sheet as of Dec. 31, 2008		Management	For	For
		Re-elect Jose Antonio Fernandez Rivero		Management	For	For
		Re-elect Jose Maldonado Ramos		Management	For	For
		Re-elect Enrique Medina Fernandez		Management	For	For
		Approve Increase in Capital in Accordance with Article 153.1.b of Spanish Company Law Up to 50 Percent of Capital and with the Powers to Exclude Preemptive Rights		Management	For	For
		Authorize Increase in Capital via Issuance of Fixed Debt Securities Non-Convertible up to the Amount of EUR 50 Billion		Management	For	For
		Authorize Share Repurchase and Subsequent Capital Reduction via Amortization of Shares		Management	For	For
		Liquidation of Long-Term Compensation Plan for Years 2006-2008		Management	For	For
		Approve Variable Remuneration for Fiscal Years 2009-2010 Consisting of the Delivery of Company’s Shares for Executive Officers, Including Executive Members of the Board and Members of the Executive Committee		Management	For	For
		Re-elect Auditors for Fiscal Year 2009		Management	For	For
		Authorize Board to Ratify and Execute Approved Resolutions		Management	For	For
09/21/08	Banco Santander S.A.			05964H105
	*STD*	Meeting for ADR Holders
		Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law		Management	For	For
		Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition		Management	For	For
		Authorize Board to Ratify and Execute Approved Resolutions		Management	For	For
01/26/09	Banco Santander S.A.			05964H105
	*STD*	Meeting for ADR Holders
		CAPITAL INCREASE BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF EURO EACH AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, BY DELEGATION, THE EXECUTIVE COMMITTEE		Management	For	For
		AUTHORIZE DELIVERY OF 100 SHARES OF BANK TO EACH EMPLOYEE OF ABBEY NATL PLC SUBGRP INC FROM BRADFORD & BINGLEY PLC GRP, AS SPECIAL BONUS IN THE FRAMEWORK OF ACQUISITION OF RETAIL DEPOSITS, BRANCH & DISTRIBUTION NETWORKS OF BRADFORD & BINGLEY PLC GRP.		Management	For	For
		AUTHORIZE BOARD OF DIRECTORS TO RATIFY, EXECUTE & DEVELOP RESOLUTIONS ADOPTED BY SHAREHOLDERS IN GEN. MTG., TO DELEGATE POWERS IT RECEIVES FROM SHAREHOLDERS ACTING IN GEN. MTG., & GRANT OF POWERS TO CONVERT RESOLUTIONS TO NOTARIAL INSTRUMENTS		Management	For	For
06/18/09	Banco Santander S.A.			05964H105
	*STD*	Meeting for ADR Holders
		Examination and approval of the Annual Accounts and of the Corporate Management of Banco Santander, S.A. and its Consolidated Group, all with respect to the Fiscal Wear Ended December 31, 2008		Management	For	For
		Application Of Results From Fiscal Year 2008		Management	For	For
		Re-election Of Mr. Matias Rodriguez Inciarte		Management	For	For
		Re-election Of Mr. Manuel Soto Serrano		Management	For	For
		Re-election Of Mr. Guillermo De La Dehesa Romero		Management	For	For
		Re-election Of Mr. Abel Matutes Juan		Management	For	For
		Re-election Of The Auditor Of Accounts For Fiscal Year 2009.		Management	For	For
		Authorize Repurchase of Shares in Accordance With Article 75 of Corporate Law; Void Authorization Granted on June 21, 2008		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 21, 2008		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities up to Aggregate Nominal Amount of EUR 2.04 Billion without Preemptive Rights		Management	For	For
		Authorize Capitalization of Reserves of 0.5: 1 Bonus Issue; Amend Article 5 Accordingly		Management	For	For
		Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights		Management	For	For
		Approve Bundled Incentive Plans Linked to Predetermined Requirements such as Total Return Results and EPS		Management	For	For
		Approve Savings Plan for Abbey National Plc’ Employees and other Companies of Santander Group in the U.K.		Management	For	For
		Approve Issuance of 100 Shares to Employees of Sovereign Subsidiary		Management	For	For
		Authorize Board to Ratify and Execute Approved Resolutions		Management	For	For
05/12/09	Bayer AG			72730302
	*BAY*	Meeting for ADR Holders
		Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008		Management	For	For
		Approve Discharge of Management Board for Fiscal 2008		Management	For	For
		Approve Discharge of Supervisory Board for Fiscal 2008		Management	For	For
		Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares		Management	For	For
		Approve Conversion of Bearer Shares into Registered Shares		Management	For	For
		Amend Articles Re: Allow Electronic Distribution of Company Communications		Management	For	For
		Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009		Management	For	For
09/16/08	BG Group plc			55434203
	*BG/*	Meeting for ADR Holders
		TO APPROVE THE ACQUISITION OF ORIGIN ENERGY LIMITED		Management	For	For
05/18/09	BG Group plc			55434203
	*BG/*	Meeting for ADR Holders
		Annual Report And Accounts		Management	For	For
		Remuneration Report		Management	For	For
		Declaration Of Dividend		Management	For	For
		Election Of Sir David Manning		Management	For	For
		Election Of Martin Houston		Management	For	For
		Re-election Of Sir Robert Wilson		Management	For	For
		Re-election Of Frank Chapman		Management	For	For
		Re-election Of Ashley Almanza		Management	For	For
		Re-election Of Jurgen Dormann		Management	For	For
		Re-appointment Of Auditors		Management	For	For
		Remuneration Of Auditors		Management	For	For
		Political Donations		Management	For	For
		Increase Authorised Share Capital		Management	For	For
		Authority To Allot Shares		Management	For	For
		Disapplication Of Pre-emption Rights		Management	For	For
		Authority To Make Purchases Of Ordinary Shares		Management	For	For
		Amendment Of Existing Articles Of Association		Management	For	For
		Adoption Of New Articles Of Association		Management	For	For
		Notice Periods For General Meetings		Management	For	For
10/23/08	BHP Billiton plc			5545E212
	*BHP*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports for BHP Billiton plc		Management	For	For
		Accept Financial Statements and Statutory Reports for BHP Billiton Limited		Management	For	For
		Re-elect Paul Anderson as Director of BHP Billiton plc		Management	For	For
		Re-elect Paul Anderson as Director of BHP Billiton Limited		Management	For	For
		Re-elect Don Argus as Director of BHP Billiton plc		Management	For	For
		Re-elect Don Argus as Director of BHP Billiton Limited		Management	For	For
		Re-elect Dr John Buchanan as Director of BHP Billiton plc		Management	For	For
		Re-elect Dr John Buchanan as Director of BHP Billiton Limited		Management	For	For
		Re-elect David Crawford as Director of BHP Billiton plc		Management	For	For
		Re-elect David Crawford as Director of BHP Billiton Limited		Management	For	For
		Re-elect Jacques Nasser as Director of BHP Billiton plc		Management	For	For
		Re-elect Jacques Nasser as Director of BHP Billiton Limited		Management	For	For
		Re-elect Dr John Schubert as Director of BHP Billiton plc		Management	For	For
		Re-elect Dr John Schubert as Director of BHP Billiton Limited		Management	For	For
		Elect Alan Boeckmann as Director of BHP Billiton plc		Management	For	For
		Elect Alan Boeckmann as Director of BHP Billiton Limited		Management	For	For
		Shareholder Proposals
		Elect Stephen Mayne as Director of BHP Billiton plc		Shareholder	Against	Against
		Elect Stephen Mayne as Director of BHP Billiton Limited		Shareholder	Against	Against
		Continuation of Management Proposals
		Elect Dr David Morgan as Director of BHP Billiton plc		Management	For	For
		Elect Dr David Morgan as Director of BHP Billiton Limited		Management	For	For
		Elect Keith Rumble as Director of BHP Billiton plc		Management	For	For
		Elect Keith Rumble as Director of BHP Billiton Limited		Management	For	For
		Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030		Management	For	For
		Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009		Management	For	For
		Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009		Management	For	For
		Approve Remuneration Report		Management	For	For
		Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme		Management	For	For
		Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers		Management	For	For
		Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes		Management	For	For
		Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes		Management	For	For
		Amend the Articles of Association of BHP Billiton plc		Management	For	For
		Amend the Constitution of BHP Billiton Limited		Management	For	For
12/19/08	BNP Paribas			05565A202
	*BNP*	Meeting for ADR Holders
		CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE SA		Management	For	For
		CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE LUXEMBOURG SA		Management	For	For
		ISSUANCE OF ORDINARY SHARES TO PAY FOR CONTRIBUTIONS OF UNLISTED SHARES UP TO THE LIMIT OF 10% OF THE CAPITAL		Management	For	For
		POWERS FOR FORMALITIES		Management	For	For
04/16/09	BP plc			55622104
	*BP*	Meeting for ADR Holders
		TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS		Management	For	For
		TO APPROVE THE DIRECTORS REMUNERATION REPORT		Management	For	Against
		DIRECTOR MR A BURGMANS		Management	For	For
		DIRECTOR MRS C B CARROLL		Management	For	For
		DIRECTOR SIR WILLIAM CASTELL		Management	For	For
		DIRECTOR MR I C CONN		Management	For	For
		DIRECTOR MR G DAVID		Management	For	For
		DIRECTOR MR E B DAVIS, JR		Management	For	For
		DIRECTOR MR R DUDLEY		Management	For	For
		DIRECTOR MR D J FLINT		Management	For	For
		DIRECTOR DR B E GROTE		Management	For	For
		DIRECTOR DR A B HAYWARD		Management	For	For
		DIRECTOR MR A G INGLIS		Management	For	For
		DIRECTOR DR D S JULIUS		Management	For	For
		DIRECTOR SIR TOM MCKILLOP		Management	For	Withhold
		DIRECTOR SIR IAN PROSSER		Management	For	For
		DIRECTOR MR P D SUTHERLAND		Management	For	For
		TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION		Management	For	For
		SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY		Management	For	For
		TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT		Management	For	For
		SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS		Management	For	For
		SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS		Management	For	For
04/30/09	British American Tobacco plc			110448107
	*BATS*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Approve Final Dividend of 61.6 Pence Per Ordinary Share		Management	For	For
		Reappoint PricewaterhouseCoopers LLP as Auditors of the Company		Management	For	For
		Authorise Board to Fix Remuneration of Auditors		Management	For	For
		Re-elect Paul Adams as Director		Management	For	For
		Re-elect Jan du Plessis as Director		Management	For	For
		Re-elect Robert Lerwill as Director		Management	For	For
		Re-elect Sir Nicholas Scheele as Director		Management	For	For
		Elect Gerry Murphy as Director		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866		Management	For	For
		Authorise 199,600,000 Ordinary Shares for Market Purchase		Management	For	For
		Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000		Management	For	For
		Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice		Management	For	For
		Adopt New Articles of Association with Effect from 01 October 2009		Management	For	For
04/21/09	Canadian National Railway Company			136375102
	*CNI*	Elect Director Michael R. Armellino		Management	For	For
		Elect Director A. Charles Baillie		Management	For	For
		Elect Director Hugh J. Bolton		Management	For	For
		Elect Director Gordon D. Giffin		Management	For	For
		Elect Director E. Hunter Harrison		Management	For	For
		Elect Director Edith E. Holiday		Management	For	For
		Elect Director V. Maureen Kempston Darkes		Management	For	For
		Elect Director Denis Losier		Management	For	For
		Elect Director Edward C. Lumley		Management	For	For
		Elect Director David G.A. McLean		Management	For	For
		Elect Director Robert Pace		Management	For	For
		Ratify KPMG LLP as Auditors		Management	For	For
03/27/09	Canon Inc.			138006309
	*CAJ*	Meeting for ADR Holders
		DIVIDEND FROM SURPLUS		Management	For	For
		PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION		Management	For	For
		DIRECTOR FUJIO MITARAI		Management	For	For
		DIRECTOR TSUNEJI UCHIDA		Management	For	For
		DIRECTOR TOSHIZO TANAKA		Management	For	For
		DIRECTOR NOBUYOSHI TANAKA		Management	For	For
		DIRECTOR JUNJI ICHIKAWA		Management	For	For
		DIRECTOR AKIYOSHI MOROE		Management	For	For
		DIRECTOR KUNIO WATANABE		Management	For	For
		DIRECTOR YOROKU ADACHI		Management	For	For
		DIRECTOR YASUO MITSUHASHI		Management	For	For
		DIRECTOR TOMONORI IWASHITA		Management	For	For
		DIRECTOR MASAHIRO OSAWA		Management	For	For
		DIRECTOR SHIGEYUKI MATSUMOTO		Management	For	For
		DIRECTOR KATSUICHI SHIMIZU		Management	For	For
		DIRECTOR RYOICHI BAMBA		Management	For	For
		DIRECTOR TOSHIO HOMMA		Management	For	For
		DIRECTOR MASAKI NAKAOKA		Management	For	For
		DIRECTOR HARUHISA HONDA		Management	For	For
		DIRECTOR TOSHIYUKI KOMATSU		Management	For	For
		DIRECTOR TETSURO TAHARA		Management	For	For
		DIRECTOR SEIJIRO SEKINE		Management	For	For
		DIRECTOR SHUNJI ONDA		Management	For	For
		DIRECTOR KAZUNORI FUKUMA		Management	For	For
		DIRECTOR HIDEKI OZAWA		Management	For	For
		DIRECTOR MASAYA MAEDA		Management	For	For
		DIRECTOR TOSHIAKI IKOMA		Management	For	For
		GRANT OF RETIREMENT ALLOWANCE TO A DIRECTOR TO RETIRE		Management	For	For
		GRANT OF BONUS TO DIRECTORS		Management	For	For
		ISSUANCE OF SHARE OPTIONS AS STOCK OPTIONS WITHOUT COMPENSATION		Management	For	For
04/15/09	Carnival plc			14365C103
	*CUK*	Meeting for ADR Holders
		TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT AMBASSADOR RICHARD G. CAPEN, JR. AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL CORPORATION AND CARNIVAL PLC		Management	For	For
		TO RE-APPOINT CARNIVAL PLC S INDEPENDENT AUDITORS AND RATIFICATION OF CARNIVAL CORPORATION S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM		Management	For	For
		TO AUTHORISE CARNIVAL PLC S AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS		Management	For	For
		TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS OF CARNIVAL PLC		Management	For	For
		TO APPROVE THE CARNIVAL PLC DIRECTORS REMUNERATION REPORT		Management	For	Against
		TO INCREASE THE AUTHORISED SHARE CAPITAL OF CARNIVAL PLC		Management	For	For
		SPECIAL RESOLUTION TO ADOPT AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC		Management	For	For
		SPECIAL RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC WITH EFFECT FROM OCTOBER 1, 2009		Management	For	For
		TO RENEW CARNIVAL PLC SECTION 80 AUTHORITY		Management	For	For
		SPECIAL RESOLUTION TO RENEW CARNIVAL PLC SECTION 89 AUTHORITY		Management	For	For
		SPECIAL RESOLUTION TO AUTHORISE CARNIVAL PLC TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF US$1.66 EACH IN THE CAPITAL OF CARNIVAL PLC		Management	For	For
04/24/09	Credit Suisse Group (formerly CS Holding)			225401108
	*CS*	Meeting for ADR Holders
		Receive Financial Statements and Statutory Reports (Non-Voting)
		Approve Remuneration Report		Management	For	For
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Discharge of Board and Senior Management		Management	For	For
		Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share		Management	For	For
		Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights		Management	For	For
		Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights		Management	For	For
		Amend Articles Re: Auditors		Management	For	For
		Amend Articles Re: Presence Quorum for Board Resolutions		Management	For	For
		Amend Articles Re: Contributions in Kind		Management	For	For
		Reelect Hans-Ulrich Doerig as Director		Management	For	For
		Reelect Walter Kielholz as Director		Management	For	For
		Reelect Richard Thornburgh as Director		Management	For	For
		Elect Andreas Koopmann as Director		Management	For	For
		Elect Urs Rohner as Director		Management	For	For
		Elect John Tiner as Director		Management	For	For
		Ratify KPMG AG as Auditors		Management	For	For
		Ratify BDO Visura as Special Auditors		Management	For	For
05/26/09	Deutsche Bank AG			D18190898
	*DB*	This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system
		Approve Allocation of Income and Dividends of EUR 0.50 per Share		Management	For	For
		Approve Discharge of Management Board for Fiscal 2008		Management	For	For
		Approve Discharge of Supervisory Board for Fiscal 2008		Management	For	For
		Ratify KPMG AG as Auditors for Fiscal 2009		Management	For	For
		Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes		Management	For	For
		Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares		Management	For	For
		Amend Articles Re: Registration for the General Meeting		Management	For	For
		Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders’ Rights Directive)		Management	For	For
		Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights		Management	For	For
		Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights		Management	For	For
		Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights		Management	For	For
		Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights		Management	For	For
10/15/08	Diageo plc			25243Q205
	*DEO*	Meeting for ADR Holders
		REPORT AND ACCOUNTS 2008		Management	For	For
		DIRECTORS REMUNERATION REPORT 2008		Management	For	For
		DECLARATION OF FINAL DIVIDEND		Management	For	For
		TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR		Management	For	For
		TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR		Management	For	For
		TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR		Management	For	For
		TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR		Management	For	For
		ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR		Management	For	For
		RATIFY AUDITORS		Management	For	For
		AUTHORITY TO ALLOT RELEVANT SECURITIES		Management	For	For
		DISAPPLICATION OF PRE-EMPTION RIGHTS		Management	For	For
		AUTHORITY TO PURCHASE OWN ORDINARY SHARES		Management	For	For
		AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE		Management	For	For
		ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN		Management	For	For
		ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN		Management	For	For
		AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS		Management	For	For
		AMENDMENTS TO THE ARTICLES OF ASSOCIATION		Management	For	For
05/06/09	E.ON AG (formerly Veba AG)			268780103
	*EOAN*	Meeting for ADR Holders
		RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2008 (NON-VOTING)
		APPROPRIATION OF BALANCE SHEET PROFITS FROM THE 2008 FINANCIAL YEAR		Management	For	For
		DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2008 FINANCIAL YEAR		Management	For	For
		DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR		Management	For	For
		ELECTION OF JENS P. HEYERDAHL AS A MEMBER OF THE SUPERVISORY BOARD		Management	For	For
		ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE ANNUAL AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FINANCIAL YEAR		Management	For	For
		ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE INSPECTION OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALF OF THE 2009 FINANCIAL YEAR		Management	For	For
		AUTHORIZATION FOR THE ACQUISITION AND USE OF TREASURY SHARES		Management	For	For
		CREATION OF A NEW AUTHORIZED CAPITAL AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION		Management	For	For
		AUTHORIZATION I FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF A CONDITIONAL CAPITAL I		Management	For	For
		AUTHORIZATION II FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF A CONDITIONAL CAPITAL II		Management	For	For
		ALTERATION OF THE CORPORATE PURPOSE (AMENDMENT TO THE ARTICLES OF ASSOCIATION)		Management	For	For
		AMENDMENT OF SECTION 19 PARA. 2 SENT. 2 OF THE ARTICLES OF ASSOCIATION (AUTHORIZATION TO PERMIT THE BROADCASTING OF VIDEO AND AUDIO MATERIAL)		Management	For	For
		AMENDMENT OF SECTION 20 PARA. 1 OF THE ARTICLES OF ASSOCIATION (EXERCISING OF THE VOTING RIGHT THROUGH PROXIES)		Management	For	For
		AMENDMENT OF SECTION 18 PARA. 2 OF THE ARTICLES OF ASSOCIATION (DATE OF THE REGISTRATION FOR PARTICIPATION IN GENERAL MEETINGS)		Management	For	For
		APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON EINUNDZWANZIGSTE VERWALTUNGS GMBH		Management	For	For
		APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND E.ON ZWEIUNDZWANZIGSTE VERWALTUNGS GMBH		Management	For	For
04/15/09	Fairfax Financial Holdings Ltd.			303901102
	*FFH*	Meeting for Subordinate and Multiple Voting Shareholders
		Elect Director Anthony F. Griffiths		Management	For	For
		Elect Director Robert J. Gunn		Management	For	For
		Elect Director Alan D. Horn		Management	For	For
		Elect Director David L. Johnston		Management	For	For
		Elect Director Brandon W. Sweitzer		Management	For	For
		Elect Director V. Prem Watsa		Management	For	For
		Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration		Management	For	For
03/25/09	Fomento Economico Mexicano S.A.B. de C.V. (FEMSA)			344419106
	*FMX*	Meeting for ADR Holders
		Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee		Management	For	For
		Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law		Management	For	For
		Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit		Management	For	For
		Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law		Management	For	For
		Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration		Management	For	For
		Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration		Management	For	For
		Appoint delegates for the execution and formalization of the meeting’s resolutions		Management	For	For
		Approve Minutes of Meeting		Management	For	For
05/26/09	France Telecom			35177Q105
	*FTE*	Meeting for ADR Holders
		Ordinary Business
		Approve Financial Statements and Discharge Directors		Management	For	For
		Accept Consolidated Financial Statements and Statutory Reports		Management	For	For
		Approve Allocation of Income and Dividends of EUR 1.40 per Share		Management	For	For
		Approve Auditors’ Special Report Regarding Related-Party Transactions		Management	For	Against
		Renew Appointment of Ernst and Young Audit as Auditor		Management	For	For
		Renew Appointment of Auditex as Alternate Auditor		Management	For	For
		Renew Appointment of Deloitte and Associes as Auditor		Management	For	For
		Renew Appointment of BEAS as Alternate Auditor		Management	For	For
		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Management	For	For
		Special Business
		Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion		Management	For	For
		Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		Management	For	For
		Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers		Management	For	For
		Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions		Management	For	For
		Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement		Management	For	For
		Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement		Management	For	For
		Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion		Management	For	For
		Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion		Management	For	For
		Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value		Management	For	For
		Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan		Management	For	Against
		Approve Employee Stock Purchase Plan		Management	For	For
		Approve Reduction in Share Capital via Cancellation of Repurchased Shares		Management	For	For
		Authorize Filing of Required Documents/Other Formalities		Management	For	For
05/07/09	Fresenius Medical Care AG & Co. KGaA			358029106
	*FMS*	Meeting for ADR Holders
		Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008		Management	For	For
		Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share		Management	For	For
		Approve Discharge of Personally Liable Partner for Fiscal 2008		Management	For	For
		Approve Discharge of Supervisory Board for Fiscal 2008		Management	For	For
		Ratify KPMG AG as Auditors for Fiscal 2009		Management	For	For
02/12/09	Gildan Activewear Inc.			375916103
	*GIL*	Elect Director William D. Anderson		Management	For	For
		Elect Director Robert M. Baylis		Management	For	For
		Elect Director Glenn J. Chamandy		Management	For	For
		Elect Director Sheila O’Brien		Management	For	For
		Elect Director Pierre Robitaille		Management	For	For
		Elect Director Richard P. Strubel		Management	For	For
		Elect Director Gonzalo F. Valdes-Fauli		Management	For	For
		Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration		Management	For	For
05/20/09	GlaxoSmithKline plc			37733W105
	*GSK*	Meeting for ADR Holders
		Ordinary Business
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Elect James Murdoch as Director		Management	For	For
		Re-elect Larry Culp as Director		Management	For	For
		Re-elect Sir Crispin Davis as Director		Management	For	For
		Re-elect Dr Moncef Slaoui as Director		Management	For	For
		Re-elect Tom de Swaan as Director		Management	For	For
		Reappoint PricewaterhouseCoopers LLP as Auditors of the Company		Management	For	For
		Authorise the Audit Committee to Fix Remuneration of Auditors		Management	For	For
		Special Business
		Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000		Management	For	For
		Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519		Management	For	For
		Authorise 518,836,153 Ordinary Shares for Market Purchase		Management	For	For
		Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor’s Reports		Management	For	For
		Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice		Management	For	For
		Approve GlaxoSmithKline 2009 Performance Share Plan		Management	For	For
		Approve GlaxoSmithKline 2009 Share Option Plan		Management	For	For
		Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan	��	Management	For	For
06/23/09	Hitachi Ltd.			433578507
	*HIT*	Meeting for ADR Holders
		Approve Reduction in Legal Reserves		Management	For	For
		Amend Articles To Reflect Digitalization of Share Certificates		Management	For	For
		Elect Director Tadamichi Sakiyama		Management	For	For
		Elect Director Takashi Kawamura		Management	For	For
		Elect Director Michiharu Nakamura		Management	For	For
		Elect Director Takashi Miyoshi		Management	For	For
		Elect Director Yoshie Ota		Management	For	For
		Elect Director Mitsuo Ohashi		Management	For	For
		Elect Director Akihiko Nomiyama		Management	For	Against
		Elect Director Kenji Miyahara		Management	For	For
		Elect Director Tohru Motobayashi		Management	For	Against
		Elect Director Takeo Ueno		Management	For	For
		Elect Director Shungo Dazai		Management	For	For
		Elect Director Michihiro Honda		Management	For	For
06/23/09	Honda Motor Co. Ltd.			438128308
	*HMC*	Meeting for ADR Holders
		Distribution Of Dividends		Management	For	For
		Partial Amendment To The Articles Of Incorporation		Management	For	For
		Director Satoshi Aoki		Management	For	For
		Director Takeo Fukui		Management	For	For
		Director Koichi Kondo		Management	For	For
		Director Atsuyoshi Hyogo		Management	For	For
		Director Mikio Yoshimi		Management	For	For
		Director Takanobu Ito		Management	For	For
		Director Shigeru Takagi		Management	For	For
		Director Akio Hamada		Management	For	For
		Director Tetsuo Iwamura		Management	For	For
		Director Tatsuhiro Oyama		Management	For	For
		Director Fumihiko Ike		Management	For	For
		Director Masaya Yamashita		Management	For	For
		Director Kensaku Hogen		Management	For	For
		Director Sho Minekawa		Management	For	For
		Director Hiroshi Soda		Management	For	For
		Director Takuji Yamada		Management	For	For
		Director Yoichi Hojo		Management	For	For
		Director Nobuo Kuroyanagi		Management	For	For
		Director Hiroshi Kobayashi		Management	For	For
		Director Tsuneo Tanai		Management	For	For
		Director Hiroyuki Yamada		Management	For	For
		Election Of One (1) Corporate Auditor: Hideki Okada		Management	For	For
		Payment Of Bonus To Directors And Corporate Auditors For The 85th Fiscal Year		Management	For	For
03/19/09	HSBC Holdings plc			404280406
	*HBC*	Meeting for ADR Holders
		Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000		Management	For	For
		Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)		Management	For	For
		Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)		Management	For	For
05/22/09	HSBC Holdings plc			404280406
	*HBC*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Re-elect Safra Catz as Director		Management	For	For
		Re-elect Vincent Cheng as Director		Management	For	For
		Re-elect Marvin Cheung as Director		Management	For	For
		Re-elect John Coombe as Director		Management	For	For
		Re-elect Jose Duran as Director		Management	For	For
		Re-elect Rona Fairhead as Director		Management	For	For
		Re-elect Douglas Flint as Director		Management	For	For
		Re-elect Alexander Flockhart as Director		Management	For	For
		Re-elect Lun Fung as Director		Management	For	For
		Re-elect Michael Geoghegan as Director		Management	For	For
		Re-elect Stephen Green as Director		Management	For	For
		Re-elect Stuart Gulliver as Director		Management	For	For
		Re-elect James Hughes-Hallett as Director		Management	For	For
		Re-elect Sam Laidlaw as Director		Management	For	For
		Re-elect J Lomaxas Director		Management	For	For
		Re-elect Sir Mark Moody-Stuart as Director		Management	For	For
		Re-elect Gwyn Morgan as Director		Management	For	For
		Re-elect Nagavara Murthy as Director		Management	For	For
		Re-elect Simon Robertson as Director		Management	For	For
		Re-elect John Thornton as Director		Management	For	For
		Re-elect Sir Brian Williamson as Director		Management	For	For
		Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000		Management	For	For
		Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP		Management	For	For
		Authorise 1,720,481,200 Ordinary Shares for Market Purchase		Management	For	For
		Adopt New Articles of Association		Management	For	For
		Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice		Management	For	For
04/27/09	ING Groep NV			456837103
	*ING*	Meeting for ADR Holders
		Open Meeting and Receive Announcements
		Receive Report of Management Board (Non-Voting)
		Receive Report of Supervisory Board (Non-Voting)
		Approve Financial Statements and Statutory Reports		Management	For	For
		Receive Explanation on Company’s Reserves and Dividend Policy
		Approve Dividends of EUR 0.74 Per Share		Management	For	For
		Discuss Remuneration Report
		Discussion on Company’s Corporate Governance Structure
		Receive Explanation on Company’s Corporate Responsibility Performance
		Approve Discharge of Management Board		Management	For	For
		Approve Discharge of Supervisory Board		Management	For	For
		Elect Jan Hommen to Executive Board		Management	For	For
		Elect Patrick Flynn		Management	For	For
		Reelect Godfried van der Lugt to Supervisory Board		Management	For	For
		Elect Tineke Bahlmann to Supervisory Board		Management	For	For
		Elect Jeroen van der Veer to Supervisory Board		Management	For	For
		Elect Lodewijk de Waal to Supervisory Board		Management	For	For
		Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights		Management	For	For
		Authorize Repurchase of Shares		Management	For	For
		Any Other Business and Close Meeting
11/19/08	Lloyds TSB Group plc			539439109
	*LLOY*	Meeting for ADR Holders
		TO AUTHORISE THE ACQUISITION OF HBOS PLC		Management	For	For
		TO AUTHORISE THE WAIVER BY THE PANEL IN RELATION TO THE ACQUISITION OF SHARES BY HM TREASURY		Management	For	For
		TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE NEW SHARES		Management	For	For
		TO APPROVE A CAPITALISATION OF THE COMPANYS RESERVES TO PAY UP NEW BONUS SHARES		Management	For	For
		DIRECTORS FEES		Management	For	For
		TO AUTHORISE A BUYBACK OF THE PREFERENCE SHARES TO BE ISSUED TO HM TREASURY		Management	For	For
		DIRECTORS POWER TO ISSUE SHARES FOR CASH		Management	For	For
		TO CHANGE THE NAME OF THE COMPANY		Management	For	For
02/16/09	Millicom International Cellular S.A.			L6388F110
	*MICC*	Special Meeting
		Renew Authorized Common Stock		Management	For	For
		Eliminate Preemptive Rights under Item 1		Management	For	Against
		Amend Bylaws Re: Article 5		Management	For	For
		Amend Bylaws Re: Article 5		Management	For	For
		Ratify Past Issuance of New Shares		Management	For	For
		Approve Past Amendment of Articles		Management	For	For
		Change Date of Annual Meeting and Amend Articles Accordingly		Management	For	For
		Amend Corporate Purpose and Amend Articles Accordingly		Management	For	For
		Amend Article 6 - Equity Related		Management	For	For
		Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly		Management	For	Against
		Amend Article 7 - Board Related		Management	For	For
		Amend Article 8 - Board Related		Management	For	For
		Amend Article 8 - Board Related		Management	For	For
		Amend Article 8 - Board Related		Management	For	For
		Amend Article 8 - Board Related		Management	For	For
		Amend Article 8 - Board Related		Management	For	For
		Amend Article 11 - Board Related		Management	For	Against
		Amend Article 21 - Non-Routine		Management	For	For
		Amend Article 21 - Non-Routine		Management	For	For
		Amend Article 21 - Non-Routine		Management	For	For
		Amend Article 21 - Non-Routine		Management	For	For
06/26/09	Mitsubishi UFJ Financial Group			606822104
	*MTU*	Meeting for ADR Holders
		Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares		Management	For	For
		Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format		Management	For	For
		Elect Director Ryosuke Tamakoshi		Management	For	For
		Elect Director Haruya Uehara		Management	For	For
		Elect Director Nobuo Kuroyanagi		Management	For	For
		Elect Director Kyota Omori		Management	For	For
		Elect Director Saburo Sano		Management	For	For
		Elect Director Hiroshi Saito		Management	For	For
		Elect Director Nobushige Kamei		Management	For	For
		Elect Director Shintaro Yasuda		Management	For	For
		Elect Director Katsunori Nagayasu		Management	For	For
		Elect Director Fumiyuki Akikusa		Management	For	For
		Elect Director Kazuo Takeuchi		Management	For	For
		Elect Director Kinya Okauchi		Management	For	For
		Elect Director Kaoru Wachi		Management	For	For
		Elect Director Takashi Oyamada		Management	For	For
		Elect Director Akio Harada		Management	For	Against
		Elect Director Ryuji Araki		Management	For	For
		Elect Director Takuma Otoshi		Management	For	Against
		Appoint Statutory Auditor Tetsuo Maeda		Management	For	For
		Appoint Statutory Auditor Tsutomu Takasuka		Management	For	Against
		Appoint Statutory Auditor Kunie Okamoto		Management	For	Against
		Appoint Statutory Auditor Yasushi Ikeda		Management	For	For
04/23/09	Nestle SA			641069406
	*NSRGY*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Approve Discharge of Board and Senior Management		Management	For	For
		Approve Allocation of Income and Dividends of CHF 1.40 per Share		Management	For	For
		Reelect Daniel Borel as Director		Management	For	For
		Reelect Carolina Mueller-Moehl as Director		Management	For	For
		Ratify KPMG AG as Auditors		Management	For	For
		Approve CHF 180 million Reduction in Share Capital		Management	For	For
		MARK THE FOR BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMAN		Management		Against
06/24/09	Nippon Telegraph & Telephone Corp.			654624105
	*NTT*	Meeting for ADR Holders
		Distribution Of Retained Earnings As Dividends		Management	For	For
		Partial Amendment Of The Articles Of Incorporation		Management	For	For
		Election Of Director: Hiromichi Shinohara		Management	For	For
		Election Of Director: Tetsuya Shouji		Management	For	For
04/23/09	Nokia Corp.			654902204
	*NOK*	Meeting for ADR Holders
		Open Meeting
		Calling the Meeting to Order
		Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
		Acknowledge Proper Convening of Meeting
		Prepare and Approve List of Shareholders
		Receive Financial Statements and Statutory Reports; Receive CEO’s Review
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Allocation of Income and Dividends of EUR 0.40 Per Share		Management	For	For
		Approve Discharge of Board and President		Management	For	For
		Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work		Management	For	For
		Fix Number of Directors at 11		Management	For	For
		Reelect Georg Ehrnrooth as Director		Management	For	For
		Reelect Lalita D. Gupte as Director		Management	For	For
		Reelect Bengt Holmstrom as Director		Management	For	For
		Reelect Henning Kagermann as Director		Management	For	For
		Reelect Olli-Pekka Kallasvuo as Director		Management	For	For
		Reelect Per Karlsson as Director		Management	For	For
		Reelect Jorma Ollila as Director		Management	For	For
		Reelect Marjorie Scardino as Director		Management	For	For
		Reelect Risto Siilasmaa as Director		Management	For	For
		Reelect Keijo Suila as Directors as Director		Management	For	For
		Elect Isabel Marey-Semper as New Director		Management	For	For
		Approve Remuneration of Auditors		Management	For	For
		Ratify PricewaterhouseCoopers Oy as Auditors		Management	For	For
		Authorize Repurchase of up to 360 Million Nokia Shares		Management	For	For
		Close Meeting
		MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ON YOUR BEHALF ONLY UPON ITEM 17.		Management		Against
02/24/09	Novartis AG			66987V109
	*NVS*	Meeting for ADR Holders
		Management Proposals
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Discharge of Board and Senior Management		Management	For	For
		Approve Allocation of Income and Dividends of CHF 2 per Share		Management	For	For
		Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares		Management	For	For
		Shareholder Proposal Submitted by Ethos and Eight Other Shareholders
		Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management		Shareholder	Against	For
		Management Proposals
		Amend Corporate Purpose Re: Sustainability		Management	For	For
		Amend Articles Re: Auditors		Management	For	For
		Retirement of Peter Burckhardt and William George as Directors (Non-Voting)
		Reelect Srikant Datar as Director		Management	For	For
		Reelect Andreas von Planta as Director		Management	For	For
		Reelect Wendelin Wiedeking as Director		Management	For	For
		Reelect Rolf Zinkernagel as Director		Management	For	For
		Elect William Brody as Director		Management	For	For
		Ratify PricewaterhouseCoopers AG as Auditors		Management	For	For
06/19/09	NTT DoCoMo Inc.			62942M201
	*DCM*	Meeting for ADR Holders
		Approve Allocation of Income, with a Final Dividend of JPY 2400		Management	For	For
		Amend Articles To Reflect Digitalization of Share Certificates		Management	For	For
		Appoint Statutory Auditor		Management	For	Against
04/22/09	Partner Communications Company Ltd.			70211M109
	*PTNR*	Meeting for ADR Holders
		Elect Michael Anghel as External Director		Management	For	For
		Indicate If You Are a Controlling Shareholder in Item 1		Management		Abstain
		Amend 2004 Share Option Plan		Management	For	Against
11/24/08	Petroleo Brasileiro			71654V408
	*PBR*	Meeting for ADR Holders
		Approve Absorption of 17 de Maio Participacoes SA		Management	For	For
		Appoint Independent Firm to Appraise Proposed Absorption		Management	For	For
05/07/09	Potash Corporation of Saskatchewan Inc.			73755L107
	*POT*	Elect Director C. M. Burley		Management	For	For
		Elect Director W. J. Doyle		Management	For	For
		Elect Director J. W. Estey		Management	For	For
		Elect Director C. S. Hoffman		Management	For	For
		Elect Director D. J. Howe		Management	For	For
		Elect Director A. D. Laberge		Management	For	For
		Elect Director K. G. Martell		Management	For	For
		Elect Director J. J. McCaig		Management	For	For
		Elect Director M. Mogford		Management	For	For
		Elect Director P. J. Schoenhals		Management	For	For
		Elect Director E. R. Stromberg		Management	For	For
		Elect Director E. Viyella de Paliza		Management	For	For
		Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		Management	For	For
		Approve 2009 Performance Option Plan		Management	For	For
		Shareholder Proposals
		Advisory Vote to Ratify Named Executive Officers’ Compensation		Shareholder	Against	For
05/14/09	Repsol YPF S.A			76026T205
	*REP*	Meeting for ADR Holders
		Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors		Management	For	For
		Re-Elect Luis Suarez de Lezo Mantilla as Director		Management	For	For
		Elect Maria Isabel Gabarro Miguel as Director		Management	For	For
		Elect External Auditors		Management	For	For
		Authorize Repurchase of Shares		Management	For	For
		Authorize Issuance of Bonds/Debentures		Management	For	For
		Authorize Board to Ratify and Execute Approved Resolutions		Management	For	For
		Other Business (Voting)		Management	For	Against
04/22/09	RWE AG			7.50E+307
	*RWE*	Meeting for ADR Holders
		Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
		Approve Allocation of Income and Dividends of EUR 4.50 per Share		Management	For	For
		Approve Discharge of Management Board for Fiscal 2008		Management	For	For
		Approve Discharge of Supervisory Board for Fiscal 2008		Management	For	For
		Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009		Management	For	For
		Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report		Management	For	For
		Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares		Management	For	For
		Authorize Use of Financial Derivatives when Repurchasing Shares		Management	For	For
		Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights		Management	For	For
		Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights		Management	For	For
		Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting		Management	For	For
		Amend Articles Re: Designation of Proxy		Management	For	For
04/17/09	Sanofi Aventis			80105N105
	*SNY*	Meeting for ADR Holders
		Ordinary Business
		Approve Financial Statements and Statutory Reports		Management	For	For
		Accept Consolidated Financial Statements and Statutory Reports		Management	For	For
		Approve Allocation of Income and Dividends of EUR 2.20 per Share		Management	For	For
		Ratify Appointment of Chris Viehbacher as Director		Management	For	For
		Approve Auditors’ Special Report Regarding Related-Party Transactions		Management	For	Against
		Approve Transaction with Chris Viehbacher Re: Severance Payments		Management	For	Against
		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Management	For	For
		Special Business
		Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion		Management	For	For
		Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million		Management	For	For
		Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions		Management	For	For
		Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above		Management	For	For
		Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value		Management	For	For
		Approve Employee Stock Purchase Plan		Management	For	For
		Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan		Management	For	Against
		Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan		Management	For	Against
		Approve Reduction in Share Capital via Cancellation of Repurchased Shares		Management	For	For
		Amend Article 15 of the Bylaws Re: Audit Committee		Management	For	For
		Authorize Filing of Required Documents/Other Formalities		Management	For	For
05/21/09	Silver Wheaton Corp.			828336107
	*SLW*	Elect Director Eduardo Luna		Management	For	For
		Elect Director Peter D. Barnes		Management	For	For
		Elect Director Lawrence I. Bell		Management	For	For
		Elect Director John A. Brough		Management	For	For
		Elect Director R. Peter Gillin		Management	For	For
		Elect Director Douglas M. Holtby		Management	For	For
		Elect Director Wade D. Nesmith		Management	For	For
		Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration		Management	For	For
		Approve Shareholder Rights Plan		Management	For	For
		Re-approve Stock Option Plan		Management	For	For
06/19/09	Sony Corp.			835699307
	*SNE*	Meeting for ADR Holders
		Amend A Part Of The Articles Of Incorporation.		Management	For	For
		Director Howard Stringer		Management	For	For
		Director Ryoji Chubachi		Management	For	For
		Director Nobuyuki Oneda		Management	For	For
		Director Yotaro Kobayashi		Management	For	For
		Director Sakie T. Fukushima		Management	For	For
		Director Yoshihiko Miyauchi		Management	For	For
		Director Yoshiaki Yamauchi		Management	For	For
		Director Peter Bonfield		Management	For	For
		Director Fueo Sumita		Management	For	For
		Director Fujio Cho		Management	For	For
		Director Ryuji Yasuda		Management	For	For
		Director Yukako Uchinaga		Management	For	For
		Director Mitsuaki Yahagi		Management	For	For
		Director Tsun-yan Hsieh		Management	For	For
		Director Roland A. Hernandez		Management	For	For
		Issue Stock Acquisition Rights For The Purpose Of Granting Stock Options.		Management	For	For
05/19/09	StatoilHydro ASA (formerly Statoil ASA)			85771P102
	*STO*	Meeting for ADR Holders
		Open Meeting
		Elect Olaug Svarva as Chairman of Meeting		Management	For	For
		Approve Notice of Meeting and Agenda		Management	For	For
		Registration of Attending Shareholders and Proxies
		Designate Inspectors of Minutes of Meeting		Management	For	For
		Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend)		Management	For	For
		Approve Remuneration of Auditors		Management	For	For
		Elect One Deputy Member of Corporate Assembly		Management	For	Against
		Approve Remuneration Policy And Other Terms of Employment For Executive Management		Management	For	Against
		Authorize Repurchase and Reissuance of Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees		Management	For	Against
		Change Company Name to Statoil ASA; Amend Corporate Purpose: Include Other Forms of Energy		Management	For	For
		Shareholder Proposals
		Withdraw Company From Tar Sands Activities in Canada		Shareholder	Against	Against
04/21/09	Syngenta AG			87160A100
	*SYT*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports, Including Remuneration Report		Management	For	For
		Approve Discharge of Board and Senior Management		Management	For	For
		Approve CHF 231,500 Reduction in Share Capital via Cancellation of Repurchased Shares		Management	For	For
		Approve Allocation of Income and Dividends of CHF 6 per Share		Management	For	For
		Reelect Peggy Bruzelius as Director		Management	For	For
		Reelect Pierre Landolt as Director		Management	For	For
		Reelect Juerg Widmer as Director		Management	For	For
		Elect Stefan Borgas as Director		Management	For	For
		Elect David Lawrence as Director		Management	For	For
		Ratify Ernst & Young AG as Auditors		Management	For	For
06/22/09	Teva Pharmaceutical Industries Ltd.			881624209
	*TEVA*	Meeting for ADR Holders
		Approve Final Dividend		Management	For	For
		Elect Phillip Frost as Director		Management	For	For
		Elect Roger Abravanel as Director		Management	For	For
		Elect Elon Kohlberg as Director		Management	For	For
		Elect Yitzhak Peterburg as Director		Management	For	For
		Elect Erez Vigodman as Director		Management	For	For
		Approve Auditors and Authorize Board to Fix Their Remuneration		Management	For	For
05/15/09	Total SA			8.92E+113
	*TOT*	Meeting for ADR Holders
		Ordinary Business
		Approve Financial Statements and Statutory Reports		Management	For	For
		Approve Consolidated Financial Statements and Statutory Reports		Management	For	For
		Approve Allocation of Income and Dividends of EUR 2.28 per Share		Management	For	For
		Approve Special Auditors’ Report Presenting Ongoing Related-Party Transactions		Management	For	For
		Approve Transaction with Thierry Desmarest		Management	For	For
		Approve Transaction with Christophe de Margerie		Management	For	Against
		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Management	For	For
		Reelect Anne Lauvergeon as Director		Management	For	Against
		Reelect Daniel Bouton as Director		Management	For	Against
		Reelect Bertrand Collomb as Director		Management	For	For
		Reelect Christophe de Margerie as Director		Management	For	For
		Reelect Michel Pebereau as Director		Management	For	Against
		Electe Patrick Artus as Director		Management	For	For
		Special Business
		Amend Article 12 of Bylaws Re: Age Limit for Chairman		Management	For	For
		Shareholder Proposals
		Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans		Shareholder	Against	Against
		Amend Article 11 of Bylaws Re: Nomination of Employee’s Shareholder Representative to the Board of Directors		Shareholder	Against	Against
		Approve Restricted Stock Plan for Employee		Shareholder	Against	Against
06/23/09	Toyota Motor Corp.			892331307
	*TM*	Meeting for ADR Holders
		Approve Allocation of Income, with a Final Dividend of JPY 35		Management	For	For
		Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format		Management	For	For
		Elect 29 Directors		Management	For	For
		Approve Stock Option Plan		Management	For	For
10/28/08	Unilever plc			904767704
	*UN*	Meeting for ADR Holders
		Elect Paul Polman as Director		Management	For	For
05/13/09	Unilever plc			904767704
	*UN*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Approve Final Dividend of 40.19 Pence Per Ordinary Share		Management	For	For
		Re-elect James Lawrence as Director		Management	For	For
		Re-elect Paul Polman as Director		Management	For	For
		Re-elect The Lord Brittan of Spennithorne as Director		Management	For	For
		Re-elect Wim Dik as Director		Management	For	For
		Re-elect Charles Golden as Director		Management	For	For
		Re-elect Byron Grote as Director		Management	For	For
		Re-elect Narayana Murthy as Director		Management	For	For
		Re-elect Hixonia Nyasulu as Director		Management	For	For
		Re-elect Kees Storm as Director		Management	For	For
		Re-elect Michael Treschow as Director		Management	For	For
		Re-elect Jeroen van der Veer as Director		Management	For	For
		Elect Louise Fresco as Director		Management	For	For
		Elect Ann Fudge as Director		Management	For	For
		Elect Paul Walsh as Director		Management	For	For
		Reappoint PricewaterhouseCoopers LLP as Auditors of the Company		Management	For	For
		Authorise Board to Fix Remuneration of Auditors		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000		Management	For	For
		Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000		Management	For	For
		Authorise 131,000,000 Ordinary Shares for Market Purchase		Management	For	For
		Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M		Management	For	For
		Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days’ Clear Notice		Management	For	For
		Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement		Management	For	For
		Amend Unilever plc Equalisation Agreement		Management	For	For
05/07/09	Veolia Environnement			92334N103
	*VE*	Meeting for ADR Holders
		Ordinary Business
		Approve Financial Statements and Statutory Reports		Management	For	For
		Accept Consolidated Financial Statements and Statutory Reports		Management	For	For
		Approve Non-Tax Deductible Expenses		Management	For	For
		Approve Allocation of Income and Dividends of EUR 1.21 per Share		Management	For	For
		Approve Stock Dividend Program		Management	For	For
		Approve Auditors’ Special Report Regarding Related-Party Transactions		Management	For	Against
		Approve Amendment to a Transaction with a Corporate Officer		Management	For	For
		Reelect Jean Azema as Director		Management	For	For
		Reelect Augustin de Romanet de Beaune as Director		Management	For	For
		Reelect Philippe Kourilsky as Director		Management	For	For
		Reelect Henri Proglio as Director		Management	For	For
		Reelect Baudoin Prot as Director		Management	For	For
		Reelect Paolo Scaroni as Director		Management	For	For
		Reelect Louis Schweitzer as Director		Management	For	For
		Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Management	For	For
		Special Business
		Approve Issuance of Shares for a Private Placement		Management	For	For
		Approve Employee Stock Purchase Plan		Management	For	For
		Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer		Management	For	For
		Amend Article 11 of Bylaws Re: Length of Term for Directors		Management	For	For
		Authorize Filing of Required Documents/Other Formalities		Management	For	For
07/29/08	Vodafone Group plc			92857W209
	*VOD*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Re-elect Sir John Bond as Director		Management	For	For
		Re-elect John Buchanan as Director		Management	For	For
		Re-elect Vittorio Colao as Director		Management	For	For
		Re-elect Andy Halford as Director		Management	For	For
		Re-elect Alan Jebson as Director		Management	For	For
		Re-elect Nick Land as Director		Management	For	For
		Re-elect Anne Lauvergeon as Director		Management	For	For
		Re-elect Simon Murray as Director		Management	For	For
		Re-elect Luc Vandevelde as Director		Management	For	For
		Re-elect Anthony Watson as Director		Management	For	For
		Re-elect Philip Yea as Director		Management	For	For
		Approve Final Dividend of 5.02 Pence Per Ordinary Share		Management	For	For
		Approve Remuneration Report		Management	For	For
		Reappoint Deloitte & Touche LLP as Auditors of the Company		Management	For	For
		Authorise the Audit Committee to Fix Remuneration of Auditors		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000		Management	For	For
		Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000		Management	For	For
		Authorise 5,300,000,000 Ordinary Shares for Market Purchase		Management	For	For
		Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000		Management	For	For
		Amend Articles of Association		Management	For	For
		Approve Vodafone Group 2008 Share save Plan		Management	For	For
10/30/08	WPP Group plc			929309409
	*WPP*	Meeting for ADR Holders
		Court Meeting Agenda
		Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares		Management	For	For
		Special Meeting Agenda
		Approve Scheme of Arrangement; Approve Reduction and Subsequent Increase in Cap,; Capitalise Reserves; Issue Equity with Rights; Adopt Replacement and Continuing Share Plans; Ensure Satisfaction of Outstanding and Existing Awards; Amend Art. of Assoc.		Management	For	For
		Reduce Amount Standing to Credit of New WPP’s Share Premium Account (Including Amount Arising Pursuant to Scheme) in Its Entirety (or up to Such Amount Approved by Jersey Court) by Crediting Such Amount to a Reserve of Profit to be Available to New WPP		Management	For	For
		Approve Change of Company Name to WPP 2008 plc		Management	For	For
		Approve Delisting of WPP Shares from the Official List		Management	For	For
		Authorise the New WPP Directors to Ensure that the Sponsoring Companies of the Inherited Share Plans are Able to Satisfy Existing Awards Under the Inherited Share Plans Using Newly Issued New WPP Shares or New WPP Treasury Shares		Management	For	For
06/02/09	WPP plc			92933H101
	*WPP*	Meeting for ADR Holders
		Accept Financial Statements and Statutory Reports		Management	For	For
		Approve Remuneration Report		Management	For	For
		Re-elect Colin Day as Director		Management	For	For
		Re-elect Lubna Olayan as Director		Management	For	For
		Re-elect Jeffrey Rosen as Director		Management	For	For
		Re-elect Esther Dyson as Director		Management	For	For
		Re-elect John Quelch as Director		Management	For	For
		Re-elect Stanley Morten as Director		Management	For	For
		Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,985,690		Management	For	For
		Authorise 125,294,634 Ordinary Shares for Market Purchase		Management	For	For
		Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,276,908		Management	For	For
06/02/09	WPP plc			92933H101
	*WPP*	Meeting for ADR Holders
		To Approve Leap III		Management	For	For

UBS, TZE, TKC, UPM, SOIEF, ERG, and MNHVF did not vote due to shareblocking restrictions.

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nuveen Investment Trust II

By	/s/ Gifford R. Zimmerman
	Gifford R. Zimmerman – Chief Administrative Officer
Date

August 26, 2009