FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08333
Nuveen Investment Trust II
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
Nuveen Winslow Large-Cap Growth Fund
ABB LTD.
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Ticker: | | ABBN | | Security ID: | | 000375204 |
Meeting Date: | | APR 26, 2010 | | Meeting Type: | | Annual |
Record Date: | | | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | None | | None | | Management |
2.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2.2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
4 | | Approve Allocation of Income, Omission of Dividends, and Transfer of CHF 340 Million from Legal Reserves to Free Reserves | | For | | For | | Management |
5 | | Approve CHF 34.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Management |
6 | | Approve CHF 1.2 Billion Reduction in Share Capital and Repayment of CHF 0.51 per Share | | For | | For | | Management |
7 | | Amend Articles Re: Share Ownership Requirement for Proposing Agenda Items | | For | | For | | Management |
8.1 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | For | | Management |
8.2 | | Amend Articles Re: Contributions in Kind | | For | | For | | Management |
9.1 | | Reelect Roger Agnelli as Director | | For | | For | | Management |
9.2 | | Reelect Louis Hughes as Director | | For | | For | | Management |
9.3 | | Reelect Hans Maerki as Director | | For | | For | | Management |
9.4 | | Reelect Michel de Rosen as Director | | For | | For | | Management |
9.5 | | Reelect Michael Ireschow as Director | | For | | For | | Management |
9.6 | | Reelect Bernd Voss as Director | | For | | For | | Management |
9.7 | | Reelect Jacob Wallenberg as Director | | For | | For | | Management |
9.8 | | Hubertus von Gruenberg as Director | | For | | For | | Management |
10 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Management |
ACCENTURE PLC
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Ticker: | | ACN | | Security ID: | | G1151C101 |
Meeting Date: | | FEB 4, 2010 | | Meeting Type: | | Annual |
Record Date: | | DEC 14, 2009 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Reelect William L. Kimsey as a Director | | For | | For | | Management |
1.2 | | Reelect Robert I. Lipp as a Director | | For | | For | | Management |
1.3 | | Reelect Wulf von Schimmelmann as a Director | | For | | For | | Management |
2 | | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Approve 2010 Share Incentive Plan | | For | | Against | | Management |
4 | | Approve 2010 Employee Share Purchase Plan | | For | | For | | Management |
5 | | Change Location of Annual Meeting | | For | | For | | Management |
6 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | For | | For | | Management |
7 | | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | | For | | For | | Management |
ADOBE SYSTEMS INCORPORATED
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Ticker: | | ADBE | | Security ID: | | 00724F101 |
Meeting Date: | | APR 16, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 22, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Edward W. Barnholt | | For | | For | | Management |
2 | | Elect Director Michael R. Cannon | | For | | For | | Management |
3 | | Elect Director James E. Daley | | For | | For | | Management |
4 | | Elect Director Charles M. Geschke | | For | | For | | Management |
5 | | Elect Director Shantanu Narayen | | For | | For | | Management |
6 | | Amend Omnibus Stock Plan | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
AMAZON.COM, INC.
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Ticker: | | AMZN | | Security ID: | | 023135106 |
Meeting Date: | | MAY 25, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 29, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Jeffrey P. Bezos | | For | | For | | Management |
2 | | Elect Director Tom A. Alberg | | For | | For | | Management |
3 | | Elect Director John Seely Brown | | For | | For | | Management |
4 | | Elect Director William B. Gordon | | For | | Against | | Management |
5 | | Elect Director Alain Monie | | For | | For | | Management |
6 | | Elect Director Thomas O. Ryder | | For | | For | | Management |
7 | | Elect Director Patricia Q. Stonesifer | | For | | Against | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
9 | | Report on Political Contributions | | Against | | For | | Shareholder |
APPLE INC.
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Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 25, 2010 | | Meeting Type: | | Annual |
Record Date: | | DEC 28, 2009 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William V. Campbell | | For | | For | | Management |
1.2 | | Elect Director Millard S. Drexler | | For | | For | | Management |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For | | Management |
1.4 | | Elect Director Steven P. Jobs | | For | | For | | Management |
1.5 | | Elect Director Andrea Jung | | For | | For | | Management |
1.6 | | Elect Director Arthur D. Levinson | | For | | For | | Management |
1.7 | | Elect Director Jerome B. York | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Prepare Sustainability Report | | Against | | Against | | Shareholder |
7 | | Establish Other Board Committee | | Against | | Against | | Shareholder |
AUTODESK, INC.
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Ticker: | | ADSK | | Security ID: | | 052769106 |
Meeting Date: | | JUN 10, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Carl Bass | | For | | For | | Management |
2 | | Elect Director Crawford W. Beveridge | | For | | For | | Management |
3 | | Elect Director J. Hallam Dawson | | For | | For | | Management |
4 | | Elect Director Per-Kristian Halvorsen | | For | | For | | Management |
5 | | Elect Director Sean M. Maloney | | For | | For | | Management |
6 | | Elect Director Mary T. McDowell | | For | | For | | Management |
7 | | Elect Director Charles J. Robel | | For | | For | | Management |
8 | | Elect Director Steven M. West | | For | | For | | Management |
9 | | Ratify Auditors | | For | | For | | Management |
10 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BAXTER INTERNATIONAL INC.
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Ticker: | | BAX | | Security ID: | | 071813109 |
Meeting Date: | | MAY 4, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 8, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Blake E. Devitt | | For | | For | | Management |
2 | | Elect Director John D. Forsyth | | For | | For | | Management |
3 | | Elect Director Gail D. Fosler | | For | | For | | Management |
4 | | Elect Director Carole J. Shapazian | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
BROADCOM CORPORATION
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Ticker: | | BRCM | | Security ID: | | 111320107 |
Meeting Date: | | MAY 20, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joan L. Amble | | For | | For | | Management |
1.2 | | Elect Director Nancy H. Handel | | For | | For | | Management |
1.3 | | Elect Director Eddy W. Hartenstein | | For | | For | | Management |
1.4 | | Elect Director John E. Major | | For | | For | | Management |
1.5 | | Elect Director Scott A. McGregor | | For | | For | | Management |
1.6 | | Elect Director William T. Morrow | | For | | For | | Management |
1.7 | | Elect Director Robert E. Switz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
C.H. ROBINSON WORLDWIDE, INC.
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Ticker: | | CHRW | | Security ID: | | 12541W209 |
Meeting Date: | | MAY 13, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 16, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven L. Polacek | | For | | For | | Management |
2 | | Elect Director ReBecca Koenig Roloff | | For | | For | | Management |
3 | | Elect Director Michael W. Wickham | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
CARNIVAL CORP.
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Ticker: | | CCL | | Security ID: | | 143658300 |
Meeting Date: | | APR 13, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 12, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
2 | | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
3 | | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
4 | | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
5 | | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
6 | | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
7 | | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
8 | | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
9 | | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
10 | | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
11 | | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
12 | | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
13 | | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
14 | | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | | For | | For | | Management |
15 | | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | | For | | For | | Management |
16 | | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | | For | | For | | Management |
17 | | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | | For | | For | | Management |
18 | | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | | For | | For | | Management |
19 | | Authorize Issue of Equity with Pre-emptive Rights | | For | | For | | Management |
20 | | Authorize Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
21 | | Authorise Shares for Market Purchase | | For | | For | | Management |
22 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
23 | | Transact Other Business (Non-Voting) | | None | | None | | Management |
CELGENE CORPORATION
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Ticker: | | CELG | | Security ID: | | 151020104 |
Meeting Date: | | JUN 16, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 20, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sol J. Barer | | For | | For | | Management |
1.2 | | Elect Director Robert J. Hugin | | For | | For | | Management |
1.3 | | Elect Director Michael D. Casey | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Rodman L. Drake | | For | | For | | Management |
1.6 | | Elect Director Gilla Kaplan | | For | | For | | Management |
1.7 | | Elect Director James J. Loughlin | | For | | For | | Management |
1.8 | | Elect Director Ernest Mario | | For | | For | | Management |
1.9 | | Elect Director Walter L. Robb | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
CHARLES SCHWAB CORPORATION, THE
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Ticker: | | SCHW | | Security ID: | | 808513105 |
Meeting Date: | | MAY 13, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Arun Sarin | | For | | For | | Management |
1.2 | | Elect Director Paula A. Sneed | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
5 | | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | | For | | Shareholder |
CISCO SYSTEMS, INC.
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Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 12, 2009 | | Meeting Type: | | Annual |
Record Date: | | SEP 14, 2009 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Carol A. Bartz | | For | | For | | Management |
2 | | Elect Director M. Michele Burns | | For | | For | | Management |
3 | | Elect Director Michael D. Capellas | | For | | For | | Management |
4 | | Elect Director Larry R. Carter | | For | | For | | Management |
5 | | Elect Director John T. Chambers | | For | | For | | Management |
6 | | Elect Director Brian L. Halla | | For | | For | | Management |
7 | | Elect Director John L. Hennessy | | For | | For | | Management |
8 | | Elect Director Richard M. Kovacevich | | For | | For | | Management |
9 | | Elect Director Roderick C. McGeary | | For | | For | | Management |
10 | | Elect Director Michael K. Powell | | For | | For | | Management |
11 | | Elect Director Arun Sarin | | For | | For | | Management |
12 | | Elect Director Steven M. West | | For | | For | | Management |
13 | | Elect Director Jerry Yang | | For | | For | | Management |
14 | | Amend Omnibus Stock Plan | | For | | For | | Management |
15 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
16 | | Ratify Auditors | | For | | For | | Management |
17 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against | | Shareholder |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
19 | | Report on Internet Fragmentation | | Against | | For | | Shareholder |
CITRIX SYSTEMS, INC.
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Ticker: | | CTXS | | Security ID: | | 177376100 |
Meeting Date: | | MAY 26, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 1, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Mark B. Templeton | | For | | For | | Management |
2 | | Elect Director Stephen M. Dow | | For | | For | | Management |
3 | | Elect Director Godfrey R. Sullivan | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
CLIFFS NATURAL RESOURCES INC.
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Ticker: | | CLF | | Security ID: | | 18683K101 |
Meeting Date: | | MAY 11, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ronald C. Cambre | | For | | For | | Management |
1.2 | | Elect Director Joseph A. Carrabba | | For | | For | | Management |
1.3 | | Elect Director Susan M. Cunningham | | For | | For | | Management |
1.4 | | Elect Director Barry J. Eldridge | | For | | For | | Management |
1.5 | | Elect Director Susan M. Green | | For | | For | | Management |
1.6 | | Elect Director Janice K. Henry | | For | | For | | Management |
1.7 | | Elect Director James F. Kirsch | | For | | For | | Management |
1.8 | | Elect Director Francis R. McAllister | | For | | For | | Management |
1.9 | | Elect Director Roger Phillips | | For | | For | | Management |
1.10 | | Elect Director Richard K. Riederer | | For | | For | | Management |
1.11 | | Elect Director Alan Schwartz | | For | | For | | Management |
2 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
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Ticker: | | CTSH | | Security ID: | | 192446102 |
Meeting Date: | | JUN 1, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 7, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director John E. Klein | | For | | For | | Management |
2 | | Elect Director Lakshmi Narayanan | | For | | For | | Management |
3 | | Elect Director Maureen Breakiron-Evans | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
COSTCO WHOLESALE CORPORATION
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Ticker: | | COST | | Security ID: | | 22160K105 |
Meeting Date: | | JAN 28, 2010 | | Meeting Type: | | Annual |
Record Date: | | NOV 23, 2009 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director B.S. Carson, Sr., M.D. | | For | | For | | Management |
1.2 | | Elect Director William H. Gates | | For | | For | | Management |
1.3 | | Elect Director Hamilton E. James | | For | | For | | Management |
1.4 | | Elect Director Jill S. Ruckelshaus | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DANAHER CORPORATION
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Ticker: | | DHR | | Security ID: | | 235851102 |
Meeting Date: | | MAY 11, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2010 | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven M. Rales | | For | | For | | Management |
2 | | Elect Director John T. Schwieters | | For | | For | | Management |
3 | | Elect Director Alan G. Spoon | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
DEERE & CO.
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Ticker: | | DE | | Security ID: | | 244199105 |
Meeting Date: | | FEB 24, 2010 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2009 | | | | |
| | | | | | | | |
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# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Samuel R. Allen | | For | | For | | Management |
2 | | Elect Director Aulana L. Peters | | For | | For | | Management |
3 | | Elect Director David B. Speer | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Limit Executive Compensation | | Against | | Against | | Shareholder |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
10 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
ECOLAB INC.
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Ticker: | | ECL | | Security ID: | | 278865100 |
Meeting Date: | | MAY 6, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 9, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Arthur J. Higgins | | For | | For | | Management |
2 | | Elect Director Joel W. Johnson | | For | | For | | Management |
3 | | Elect Director C. Scott O’Hara | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
8 | | Adopt Policy on Human Right to Water | | Against | | Against | | Shareholder |
9 | | Amend Bylaws — Call Special Meetings | | Against | | Against | | Shareholder |
EQUINIX, INC.
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Ticker: | | EQIX | | Security ID: | | 29444U502 |
Meeting Date: | | JUN 10, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 20, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steven T. Clontz | | For | | For | | Management |
1.2 | | Elect Director Gary F. Hromadko | | For | | For | | Management |
1.3 | | Elect Director Scott G. Kriens | | For | | For | | Management |
1.4 | | Elect Director William K. Luby | | For | | For | | Management |
1.5 | | Elect Director Irving F. Lyons, III | | For | | For | | Management |
1.6 | | Elect Director Christopher B. Paisley | | For | | For | | Management |
1.7 | | Elect Director Stephen M. Smith | | For | | For | | Management |
1.8 | | Elect Director Peter F. Van Camp | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
EXPRESS SCRIPTS, INC.
| | | | | | |
Ticker: | | ESRX | | Security ID: | | 302182100 |
Meeting Date: | | MAY 5, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 8, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Gary G. Benanav | | For | | For | | Management |
2 | | Elect Director Frank J. Borelli | | For | | For | | Management |
3 | | Elect Director Maura C. Breen | | For | | For | | Management |
4 | | Elect Director Nicholas J. LaHowchic | | For | | For | | Management |
5 | | Elect Director Thomas P. Mac Mahon | | For | | For | | Management |
6 | | Elect Director Frank Mergenthaler | | For | | For | | Management |
7 | | Elect Director Woodrow A Myers, Jr., M.D. | | For | | For | | Management |
8 | | Elect Director John O. Parker, Jr. | | For | | For | | Management |
9 | | Elect Director George Paz | | For | | For | | Management |
10 | | Elect Director Samuel K. Skinner | | For | | For | | Management |
11 | | Elect Director Seymour Sternberg | | For | | For | | Management |
12 | | Elect Director Barrett A. Toan | | For | | For | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
14 | | Report on Political Contributions | | Against | | For | | Shareholder |
15 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FMC TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | FTI | | Security ID: | | 30249U101 |
Meeting Date: | | MAY 7, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thorleif Enger | | For | | For | | Management |
1.2 | | Elect Director Claire S. Farley | | For | | For | | Management |
1.3 | | Elect Director Joseph H. Netherland | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
FREEPORT-MCMORAN COPPER & GOLD INC.
| | | | | | |
Ticker: | | FCX | | Security ID: | | 35671D857 |
Meeting Date: | | JUN 9, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 13, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard C. Adkerson | | For | | For | | Management |
1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Day | | For | | For | | Management |
1.4 | | Elect Director Gerald J. Ford | | For | | For | | Management |
1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For | | Management |
1.6 | | Elect Director Charles C. Krulak | | For | | For | | Management |
1.7 | | Elect Director Bobby Lee Lackey | | For | | For | | Management |
1.8 | | Elect Director Jon C. Madonna | | For | | For | | Management |
1.9 | | Elect Director Dustan E. McCoy | | For | | For | | Management |
1.10 | | Elect Director James R. Moffett | | For | | For | | Management |
1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For | | Management |
1.12 | | Elect Director Stephen H. Siegele | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Request Director Nominee with Environmental Qualifications | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 11, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Paul Berg | | For | | For | | Management |
1.2 | | Elect Director John F. Cogan | | For | | For | | Management |
1.3 | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1.4 | | Elect Director James M. Denny | | For | | For | | Management |
1.5 | | Elect Director Carla A. Hills | | For | | For | | Management |
1.6 | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1.7 | | Elect Director John W. Madigan | | For | | For | | Management |
1.8 | | Elect Director John C. Martin | | For | | For | | Management |
1.9 | | Elect Director Gordon E. Moore | | For | | For | | Management |
1.10 | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1.11 | | Elect Director Richard J. Whitley | | For | | For | | Management |
1.12 | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1.13 | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
GOLDMAN SACHS GROUP, INC., THE
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 7, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 8, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
1.2 | | Elect Director John H. Bryan | | For | | For | | Management |
1.3 | | Elect Director Gary D. Cohn | | For | | For | | Management |
1.4 | | Elect Director Claes Dahlback | | For | | For | | Management |
1.5 | | Elect Director Stephen Friedman | | For | | For | | Management |
1.6 | | Elect Director William W. George | | For | | For | | Management |
1.7 | | Elect Director James A. Johnson | | For | | For | | Management |
1.8 | | Elect Director Lois D. Juliber | | For | | For | | Management |
1.9 | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
1.10 | | Elect Director James J. Schiro | | For | | For | | Management |
1.11 | | Elect Director H. Lee Scott, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
7 | | Report on Collateral in Derivatives Trading | | Against | | For | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
9 | | Report on Political Contributions | | Against | | For | | Shareholder |
10 | | Report on Global Warming Science | | Against | | Against | | Shareholder |
11 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
12 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
GOOGLE INC.
| | | | | | |
Ticker: | | GOOG | | Security ID: | | 38259P508 |
Meeting Date: | | MAY 13, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Eric Schmidt | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | For | | Management |
1.3 | | Elect Director Larry Page | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.6 | | Elect Director Ann Mather | | For | | For | | Management |
1.7 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.8 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.9 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Prepare Sustainability Report | | Against | | For | | Shareholder |
5 | | Adopt Principles for Online Advertising | | Against | | Against | | Shareholder |
6 | | Amend Human Rights Policies Regarding Chinese Operations | | Against | | Against | | Shareholder |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 17, 2010 | | Meeting Type: | | Annual |
Record Date: | | JAN 19, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Lawrence T. Babbio, Jr. | | For | | For | | Management |
1.3 | | Elect Director Sari M. Baldauf | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director John H. Hammergren | | For | | For | | Management |
1.6 | | Elect Director Mark V. Hurd | | For | | For | | Management |
1.7 | | Elect Director Joel Z. Hyatt | | For | | For | | Management |
1.8 | | Elect Director John R. Joyce | | For | | For | | Management |
1.9 | | Elect Director Robert L. Ryan | | For | | For | | Management |
1.10 | | Elect Director Lucille S. Salhany | | For | | For | | Management |
1.11 | | Elect Director G. Kennedy Thompson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Company Request on Advisory Vote on Executive Compensation | | For | | For | | Management |
INTERCONTINENTALEXCHANGE, INC.
| | | | | | |
Ticker: | | ICE | | Security ID: | | 45865V100 |
Meeting Date: | | MAY 21, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 23, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles R. Crisp | | For | | For | | Management |
1.2 | | Elect Director Jean-Marc Forneri | | For | | For | | Management |
1.3 | | Elect Director Fred W. Hatfield | | For | | For | | Management |
1.4 | | Elect Director Terrence F. Martell | | For | | For | | Management |
1.5 | | Elect Director Sir Callum McCarthy | | For | | For | | Management |
1.6 | | Elect Director Sir Robert Reid | | For | | For | | Management |
1.7 | | Elect Director Frederic V. Salerno | | For | | For | | Management |
1.8 | | Elect Director Jeffrey C. Sprecher | | For | | For | | Management |
1.9 | | Elect Director Judith A. Sprieser | | For | | For | | Management |
1.10 | | Elect Director Vincent Tese | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
| | | | | | |
Ticker: | | IBM | | Security ID: | | 459200101 |
Meeting Date: | | APR 27, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director A. J. P. Belda | | For | | For | | Management |
2 | | Elect Director C. Black | | For | | For | | Management |
3 | | Elect Director W. R. Brody | | For | | For | | Management |
4 | | Elect Director K. I. Chenault | | For | | For | | Management |
5 | | Elect Director M. L. Eskew | | For | | For | | Management |
6 | | Elect Director S. A. Jackson | | For | | For | | Management |
7 | | Elect Director A. N. Liveris | | For | | For | | Management |
8 | | Elect Director W. J. McNerney, Jr. | | For | | For | | Management |
9 | | Elect Director T. Nishimuro | | For | | For | | Management |
10 | | Elect Director J. W. Owens | | For | | For | | Management |
11 | | Elect Director S. J. Palmisano | | For | | For | | Management |
12 | | Elect Director J. E. Spero | | For | | For | | Management |
13 | | Elect Director S. Taurel | | For | | For | | Management |
14 | | Elect Director L. H. Zambrano | | For | | For | | Management |
15 | | Ratify Auditors | | For | | For | | Management |
16 | | Adopt Policy on Bonus Banking | | Against | | For | | Shareholder |
17 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
19 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
INVESCO LTD. (FORMERLY INVESCO PLC)
| | | | | | |
Ticker: | | IVZ | | Security ID: | | G491BT108 |
Meeting Date: | | MAY 18, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Joseph R. Canion as Director | | For | | For | | Management |
1.2 | | Elect Edward P. Lawrence as Director | | For | | For | | Management |
1.3 | | Elect James I. Robertson as Director | | For | | For | | Management |
1.4 | | Elect Phoebe A. Wood as Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 18, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1.2 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.3 | | Elect Director David M. Cote | | For | | For | | Management |
1.4 | | Elect Director James S. Crown | | For | | For | | Management |
1.5 | | Elect Director James Dimon | | For | | For | | Management |
1.6 | | Elect Director Ellen V. Futter | | For | | For | | Management |
1.7 | | Elect Director William H. Gray, III | | For | | For | | Management |
1.8 | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1.9 | | Elect Director David C. Novak | | For | | For | | Management |
1.10 | | Elect Director Lee R. Raymond | | For | | For | | Management |
1.11 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Affirm Political Non-Partisanship | | Against | | Against | | Shareholder |
5 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
6 | | Report on Collateral in Derivatives Trading | | Against | | For | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
9 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
10 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
JUNIPER NETWORKS, INC.
| | | | | | |
Ticker: | | JNPR | | Security ID: | | 48203R104 |
Meeting Date: | | MAY 12, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Pradeep Sindhu | | For | | For | | Management |
1.2 | | Elect Director Robert M. Calderoni | | For | | Withhold | | Management |
1.3 | | Elect Director William F. Meehan | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
KOHL’S CORPORATION
| | | | | | |
Ticker: | | KSS | | Security ID: | | 500255104 |
Meeting Date: | | MAY 13, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Peter Boneparth | | For | | For | | Management |
2 | | Elect Director Steven A. Burd | | For | | For | | Management |
3 | | Elect Director John F. Herma | | For | | For | | Management |
4 | | Elect Director Dale E. Jones | | For | | For | | Management |
5 | | Elect Director William S. Kellogg | | For | | For | | Management |
6 | | Elect Director Kevin Mansell | | For | | For | | Management |
7 | | Elect Director Frank V. Sica | | For | | For | | Management |
8 | | Elect Director Peter M. Sommerhauser | | For | | For | | Management |
9 | | Elect Director Stephanie A. Streeter | | For | | For | | Management |
10 | | Elect Director Nina G. Vaca | | For | | For | | Management |
11 | | Elect Director Stephen E. Watson | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
13 | | Approve Omnibus Stock Plan | | For | | For | | Management |
14 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
15 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
MEDCO HEALTH SOLUTIONS, INC.
| | | | | | |
Ticker: | | MHS | | Security ID: | | 58405U102 |
Meeting Date: | | MAY 12, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Howard W. Barker, Jr. | | For | | For | | Management |
2 | | Elect Director John L. Cassis | | For | | For | | Management |
3 | | Elect Director Michael Goldstein | | For | | For | | Management |
4 | | Elect Director Charles M. Lillis | | For | | For | | Management |
5 | | Elect Director Myrtle S. Potter | | For | | For | | Management |
6 | | Elect Director William L. Roper | | For | | For | | Management |
7 | | Elect Director David B. Snow, Jr. | | For | | For | | Management |
8 | | Elect Director David D. Stevens | | For | | Against | | Management |
9 | | Elect Director Blenda J. Wilson | | For | | For | | Management |
10 | | Ratify Auditors | | For | | For | | Management |
11 | | Provide Right to Call Special Meeting | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2009 | | Meeting Type: | | Annual |
Record Date: | | SEP 4, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director William H. Gates, III | | For | | For | | Management |
2 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
3 | | Elect Director Dina Dublon | | For | | For | | Management |
4 | | Elect Director Raymond V. Gilmartin | | For | | For | | Management |
5 | | Elect Director Reed Hastings | | For | | For | | Management |
6 | | Elect Director Maria Klawe | | For | | For | | Management |
7 | | Elect Director David F. Marquardt | | For | | For | | Management |
8 | | Elect Director Charles H. Noski | | For | | For | | Management |
9 | | Elect Director Helmut Panke | | For | | For | | Management |
10 | | Ratify Auditors | | For | | For | | Management |
11 | | Permit Right to Call Special Meeting | | For | | For | | Management |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
13 | | Adopt Principles for Health Care Reform | | Against | | Against | | Shareholder |
14 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
MINDRAY MEDICAL INTERNATIONAL LTD.
| | | | | | |
Ticker: | | MR | | Security ID: | | 602675100 |
Meeting Date: | | DEC 15, 2009 | | Meeting Type: | | Annual |
Record Date: | | NOV 6, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Reelect Xu Hang as Director | | For | | For | | Management |
2 | | Reelect Chen Qingtai as Director | | For | | For | | Management |
3 | | Reelect Ronald Ede as Director | | For | | For | | Management |
4 | | Ratify PricewaterhouseCoopers as Auditors for December 31, 2008 | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers as Auditors for December 31, 2009 | | For | | For | | Management |
6 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
MONSANTO CO.
| | | | | | |
Ticker: | | MON | | Security ID: | | 61166W101 |
Meeting Date: | | JAN 26, 2010 | | Meeting Type: | | Annual |
Record Date: | | NOV 27, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Frank V. AtLee III | | For | | For | | Management |
2 | | Elect Director David L. Chicoine | | For | | For | | Management |
3 | | Elect Director Arthur H. Harper | | For | | For | | Management |
4 | | Elect Director Gwendolyn S. King | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Amend Omnibus Stock Plan | | For | | For | | Management |
O’REILLY AUTOMOTIVE, INC.
| | | | | | |
Ticker: | | ORLY | | Security ID: | | 686091109 |
Meeting Date: | | MAY 4, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Lawrence P. O’Reilly | | For | | For | | Management |
2 | | Elect Director Rosalie O’Reilly-Wooten | | For | | For | | Management |
3 | | Elect Director Thomas T. Hendrickson | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Other Business | | For | | Against | | Management |
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Ticker: | | OXY | | Security ID: | | 674599105 |
Meeting Date: | | MAY 7, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Spencer Abraham | | For | | Against | | Management |
2 | | Elect Director John S. Chalsty | | For | | Against | | Management |
3 | | Elect Director Stephen I. Chazen | | For | | For | | Management |
4 | | Elect Director Edward P. Djerejian | | For | | Against | | Management |
5 | | Elect Director John E. Feick | | For | | Against | | Management |
6 | | Elect Director Carlos M. Gutierrez | | For | | Against | | Management |
7 | | Elect Director Ray R. Irani | | For | | Against | | Management |
8 | | Elect Director Irvin W. Maloney | | For | | Against | | Management |
9 | | Elect Director Avedick B. Poladian | | For | | Against | | Management |
10 | | Elect Director Rodolfo Segovia | | For | | Against | | Management |
11 | | Elect Director Aziz D. Syriani | | For | | Against | | Management |
12 | | Elect Director Rosemary Tomich | | For | | Against | | Management |
13 | | Elect Director Walter L. Weisman | | For | | Against | | Management |
14 | | Ratify Auditors | | For | | For | | Management |
15 | | Amend Omnibus Stock Plan | | For | | For | | Management |
16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
17 | | Limit Executive Compensation | | Against | | Against | | Shareholder |
18 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
19 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
20 | | Report on Host Country Social and Environmental Laws | | Against | | Against | | Shareholder |
21 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
22 | | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | | Against | | Against | | Shareholder |
23 | | Double Trigger on Equity Plans | | Against | | For | | Shareholder |
ORACLE CORP.
| | | | | | |
Ticker: | | ORCL | | Security ID: | | 68389X105 |
Meeting Date: | | OCT 7, 2009 | | Meeting Type: | | Annual |
Record Date: | | AUG 10, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Berg | | For | | Withhold | | Management |
1.2 | | Elect Director H. Raymond Bingham | | For | | For | | Management |
1.3 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.4 | | Elect Director Safra A. Catz | | For | | For | | Management |
1.5 | | Elect Director Bruce R. Chizen | | For | | For | | Management |
1.6 | | Elect Director George H. Conrades | | For | | For | | Management |
1.7 | | Elect Director Lawrence J. Ellison | | For | | For | | Management |
1.8 | | Elect Director Hector Garcia-Molina | | For | | Withhold | | Management |
1.9 | | Elect Director Jeffrey O. Henley | | For | | For | | Management |
1.10 | | Elect Director Donald L. Lucas | | For | | For | | Management |
1.11 | | Elect Director Charles E. Phillips, Jr. | | For | | For | | Management |
1.12 | | Elect Director Naomi O. Seligman | | For | | Withhold | | Management |
2 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
6 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
PEPSICO, INC.
| | | | | | |
Ticker: | | PEP | | Security ID: | | 713448108 |
Meeting Date: | | MAY 5, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 5, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Shona L. Brown | | For | | For | | Management |
2 | | Elect Director Ian M. Cook | | For | | For | | Management |
3 | | Elect Director Dina Dublon | | For | | For | | Management |
4 | | Elect Director Victor J. Dzau | | For | | For | | Management |
5 | | Elect Director Ray L. Hunt | | For | | For | | Management |
6 | | Elect Director Alberto Ibarguen | | For | | For | | Management |
7 | | Elect Director Arthur C. Martinez | | For | | For | | Management |
8 | | Elect Director Indra K. Nooyi | | For | | For | | Management |
9 | | Elect Director Sharon P. Rockefeller | | For | | For | | Management |
10 | | Elect Director James J. Schiro | | For | | For | | Management |
11 | | Elect Director Lloyd G. Trotter | | For | | For | | Management |
12 | | Elect Director Daniel Vasella | | For | | Against | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
14 | | Amend Omnibus Stock Plan | | For | | For | | Management |
15 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
16 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
17 | | Report on Public Policy Advocacy Process | | Against | | Against | | Shareholder |
PETROLEO BRASILEIRO
| | | | | | |
Ticker: | | PBR | | Security ID: | | 71654V408 |
Meeting Date: | | APR 22, 2010 | | Meeting Type: | | Annual/Special |
Record Date: | | | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For | | Management |
2 | | Approve Capital Budget for Upcoming Fiscal Year | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
4 | | Elect Directors | | For | | Against | | Management |
5 | | Elect Board Chairman | | For | | Against | | Management |
6 | | Elect Fiscal Council Members | | For | | Against | | Management |
7 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against | | Management |
1 | | Authorize Capitalization of Reserves | | For | | For | | Management |
2 | | Eliminate Preemptive Rights | | For | | For | | Management |
PRECISION CASTPARTS CORP.
| | | | | | |
Ticker: | | PCP | | Security ID: | | 740189105 |
Meeting Date: | | AUG 11, 2009 | | Meeting Type: | | Annual |
Record Date: | | JUN 15, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark Donegan | | For | | Withhold | | Management |
1.2 | | Elect Director Vernon E. Oechsle | | For | | Withhold | | Management |
1.3 | | Elect Director Rick Schmidt | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
PRICELINE.COM INCORPORATED
| | | | | | |
Ticker: | | PCLN | | Security ID: | | 741503403 |
Meeting Date: | | JUN 2, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffery H. Boyd | | For | | For | | Management |
1.2 | | Elect Director Ralph M. Bahna | | For | | For | | Management |
1.3 | | Elect Director Howard W. Barker, Jr. | | For | | For | | Management |
1.4 | | Elect Director Jan L. Docter | | For | | For | | Management |
1.5 | | Elect Director Jeffrey E. Epstein | | For | | For | | Management |
1.6 | | Elect Director James M. Guyette | | For | | For | | Management |
1.7 | | Elect Director Nancy B. Peretsman | | For | | For | | Management |
1.8 | | Elect Director Craig W. Rydin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
QUALCOMM INCORPORATED
| | | | | | |
Ticker: | | QCOM | | Security ID: | | 747525103 |
Meeting Date: | | MAR 2, 2010 | | Meeting Type: | | Annual |
Record Date: | | JAN 4, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barbara T. Alexander | | For | | For | | Management |
1.2 | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1.3 | | Elect Director Donald G. Cruickshank | | For | | For | | Management |
1.4 | | Elect Director Raymond V. Dittamore | | For | | For | | Management |
1.5 | | Elect Director Thomas W. Horton | | For | | For | | Management |
1.6 | | Elect Director Irwin Mark Jacobs | | For | | For | | Management |
1.7 | | Elect Director Paul E. Jacobs | | For | | For | | Management |
1.8 | | Elect Director Robert E. Kahn | | For | | For | | Management |
1.9 | | Elect Director Sherry Lansing | | For | | For | | Management |
1.10 | | Elect Director Duane A. Nelles | | For | | For | | Management |
1.11 | | Elect Director Brent Scowcroft | | For | | For | | Management |
1.12 | | Elect Director Marc I. Stern | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RESEARCH IN MOTION LTD
| | | | | | |
Ticker: | | RIM | | Security ID: | | 760975102 |
Meeting Date: | | JUL 14, 2009 | | Meeting Type: | | Annual |
Record Date: | | MAY 26, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mike Lazaridis | | For | | For | | Management |
1.2 | | Elect Director James Estill | | For | | For | | Management |
1.3 | | Elect Director David Kerr | | For | | For | | Management |
1.4 | | Elect Director Roger Martin | | For | | For | | Management |
1.5 | | Elect Director John Richardson | | For | | For | | Management |
1.6 | | Elect Director Barbara Stymiest | | For | | For | | Management |
1.7 | | Elect Director John Wetmore | | For | | For | | Management |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
SCHLUMBERGER LTD.
| | | | | | |
Ticker: | | SLB | | Security ID: | | 806857108 |
Meeting Date: | | APR 7, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 17, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect P. Camus as Director | | For | | For | | Management |
1.2 | | Elect P. Currie as Director | | For | | For | | Management |
1.3 | | Elect J.S. Gorelick as Director | | For | | For | | Management |
1.4 | | Elect A. Gould as Director | | For | | For | | Management |
1.5 | | Elect T. Isaac as Director | | For | | For | | Management |
1.6 | | Elect K.V. Kamath as Director | | For | | For | | Management |
1.7 | | Elect N. Kudryavtsev as Director | | For | | For | | Management |
1.8 | | Elect A. Lajous as Director | | For | | For | | Management |
1.9 | | Elect M.E. Marks as Director | | For | | For | | Management |
1.10 | | Elect L.R. Reif as Director | | For | | For | | Management |
1.11 | | Elect T.I. Sandvold as Director | | For | | For | | Management |
1.12 | | Elect H. Seydoux as Director | | For | | For | | Management |
2 | | Adopt and Approve Financials and Dividends | | For | | For | | Management |
3 | | Approve 2010 Omnibus Stock Incentive Plan | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
SHIRE PLC
| | | | | | |
Ticker: | | SHP | | Security ID: | | 82481R106 |
Meeting Date: | | APR 27, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 23, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Remuneration Report | | For | | For | | Management |
3 | | Elect David Stout as Director | | For | | For | | Management |
4 | | Elect William Burns as Director | | For | | For | | Management |
5 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Management |
7 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Management |
8 | | Amend the Portfolio Share Plan | | For | | For | | Management |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
10 | | Authorise Market Purchase | | For | | For | | Management |
STAPLES, INC.
| | | | | | |
Ticker: | | SPLS | | Security ID: | | 855030102 |
Meeting Date: | | JUN 7, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
2 | | Elect Director Arthur M. Blank | | For | | For | | Management |
3 | | Elect Director Mary Elizabeth Burton | | For | | For | | Management |
4 | | Elect Director Justin King | | For | | For | | Management |
5 | | Elect Director Carol Meyrowitz | | For | | For | | Management |
6 | | Elect Director Rowland T. Moriarty | | For | | For | | Management |
7 | | Elect Director Robert C. Nakasone | | For | | For | | Management |
8 | | Elect Director Ronald L. Sargent | | For | | For | | Management |
9 | | Elect Director Elizabeth A. Smith | | For | | For | | Management |
10 | | Elect Director Robert E. Sulentic | | For | | For | | Management |
11 | | Elect Director Vijay Vishwanath | | For | | For | | Management |
12 | | Elect Director Paul F. Walsh | | For | | For | | Management |
13 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
14 | | Amend Omnibus Stock Plan | | For | | For | | Management |
15 | | Ratify Auditors | | For | | For | | Management |
16 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
17 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
TARGET CORPORATION
| | | | | | |
Ticker: | | TGT | | Security ID: | | 87612E106 |
Meeting Date: | | JUN 9, 2010 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Calvin Darden | | For | | For | | Management |
2 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
3 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
4 | | Elect Director Gregg W. Steinhafel | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
7 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
8 | | Amend Articles of Incorporation | | For | | For | | Management |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
TEVA PHARMACEUTICAL INDUSTRIES LTD.
| | | | | | |
Ticker: | | TEVA | | Security ID: | | 881624209 |
Meeting Date: | | JUN 29, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAY 24, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | | For | | For | | Management |
2 | | Election Of Director: Mr. Abraham E. Cohen | | For | | For | | Management |
3 | | Election Of Director: Mr. Amir Elstein | | For | | For | | Management |
4 | | Election Of Director: Prof. Roger Kornberg | | For | | For | | Management |
5 | | Election Of Director: Prof. Moshe Many | | For | | For | | Management |
6 | | Election Of Director: Mr. Dan Propper | | For | | For | | Management |
7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
8 | | Approve Stock Option Plan | | For | | Against | | Management |
9 | | Approve Compensation of Board Chairman | | For | | For | | Management |
10 | | Approve Compensation of Director | | For | | For | | Management |
11 | | Approve Compensation of Director | | For | | For | | Management |
12 | | Increase Authorized Share Capital | | For | | For | | Management |
UNION PACIFIC CORPORATION
| | | | | | |
Ticker: | | UNP | | Security ID: | | 907818108 |
Meeting Date: | | MAY 6, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
2 | | Elect Director Erroll B. Davis, Jr. | | For | | For | | Management |
3 | | Elect Director Thomas J. Donohue | | For | | For | | Management |
4 | | Elect Director Archie W. Dunham | | For | | For | | Management |
5 | | Elect Director Judith Richards Hope | | For | | For | | Management |
6 | | Elect Director Charles C. Krulak | | For | | For | | Management |
7 | | Elect Director Michael R. McCarthy | | For | | For | | Management |
8 | | Elect Director Michael W. McConnell | | For | | For | | Management |
9 | | Elect Director Thomas F. McLarty III | | For | | For | | Management |
10 | | Elect Director Steven R. Rogel | | For | | For | | Management |
11 | | Elect Director Jose H. Villarreal | | For | | For | | Management |
12 | | Elect Director James R. Young | | For | | For | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
14 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
15 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
UNITED TECHNOLOGIES CORPORATION
| | | | | | |
Ticker: | | UTX | | Security ID: | | 913017109 |
Meeting Date: | | APR 14, 2010 | | Meeting Type: | | Annual |
Record Date: | | FEB 16, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Louis R. Chenevert | | For | | For | | Management |
1.2 | | Elect Director John V. Faraci | | For | | For | | Management |
1.3 | | Elect Director Jean-Pierre Garnier, Ph.D. | | For | | For | | Management |
1.4 | | Elect Director Jamie S. Gorelick | | For | | For | | Management |
1.5 | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1.6 | | Elect Director Edward A. Kangas | | For | | For | | Management |
1.7 | | Elect Director Charles R. Lee | | For | | For | | Management |
1.8 | | Elect Director Richard D. McCormick | | For | | For | | Management |
1.9 | | Elect Director Harold McGraw, III | | For | | For | | Management |
1.10 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.11 | | Elect Director H. Patrick Swygert | | For | | For | | Management |
1.12 | | Elect Director Andre Villeneuve | | For | | For | | Management |
1.13 | | Elect Director Christine Todd Whitman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Shareholder |
URBAN OUTFITTERS, INC.
| | | | | | |
Ticker: | | URBN | | Security ID: | | 917047102 |
Meeting Date: | | MAY 18, 2010 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2010 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Scott A. Belair | | For | | Withhold | | Management |
1.2 | | Elect Director Robert H. Strouse | | For | | Withhold | | Management |
2 | | Amend Executive Incentive Bonus Plan | | For | | Against | | Management |
3 | | Adopt ILO Based Code of Conduct | | Against | | For | | Shareholder |
VISA INC.
| | | | | | |
Ticker: | | V | | Security ID: | | 92826C839 |
Meeting Date: | | JAN 20, 2010 | | Meeting Type: | | Annual |
Record Date: | | NOV 27, 2009 | | | | |
| | | | | | | | |
| | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert W. Matschullat | | For | | For | | Management |
1.2 | | Elect Director Cathy E. Minehan | | For | | For | | Management |
1.3 | | Elect Director David J. Pang | | For | | For | | Management |
1.4 | | Elect Director William S. Shanahan | | For | | For | | Management |
1.5 | | Elect Director John A. Swainson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
Nuveen Tradewinds Emerging Markets Fund
| | | | | | |
Tata Motors Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Aug-09 | | 876568502 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Dividend of INR 6.00 Per Ordinary Share and INR 6.50 Per ‘A’ Ordinary Share | | For | | For |
3 | | Reappoint N.N. Wadia as Director | | For | | For |
4 | | Reappoint S.M. Palia as Director | | For | | For |
5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
6 | | Appoint N. Munjee as Director | | For | | For |
7 | | Appoint S. Bhargava as Director | | For | | For |
8 | | Appoint V.K. Jairath as Director | | For | | For |
9 | | Appoint R. Kant as Director | | For | | For |
10 | | Approve Appointment and Remuneration of P.M. Telang, Managing Director - India Operations | | For | | For |
11 | | Appoint R.L. Choudhary as Director | | Against | | Against |
| | | | | | |
First Uranium Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FIU | | 09-Sep-09 | | 33744R102 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nigel R.G. Brunette | | For | | For |
1.2 | | Elect Director Patrick C. Evans | | For | | For |
1.3 | | Elect Director James P.W. Fisher | | For | | For |
1.4 | | Elect Director Robert M. Franklin | | For | | For |
1.5 | | Elect Director John W.W. Hick | | For | | For |
1.6 | | Elect Director Wayne S. Hill | | For | | For |
1.7 | | Elect Director Gordon T. Miller | | For | | For |
1.8 | | Elect Director Graham P. Wanblad | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Restricted Stock Unit Plan | | For | | Against |
| | | | | | |
Korea Electric Power Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Sep-09 | | 500631106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Kim Moon-Deok as Inside Director | | For | | For |
| | | | | | |
Turkcell Iletisim Hizmetleri AS | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 02-Oct-09 | | M8903B102 | | Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Meeting Agenda | | None | | None |
1 | | Open Meeting and Elect Presiding Council of Meeting | | For | | Do Not Vote |
2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
3 | | Amend Corporate Purpose | | For | | Do Not Vote |
4 | | Approve Director Remuneration | | For | | Do Not Vote |
5 | | Close Meeting | | None | | Do Not Vote |
| | | | | | |
Impala Platinum Holdings Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Oct-09 | | S37840113 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | | For | | For |
2.1 | | Reelect Dawn Earp as Director | | For | | For |
2.2 | | Reelect Khotso Mokhele as Director | | For | | For |
2.3 | | Reelect Thandi Orleyn as Director | | For | | For |
3 | | Approve Remuneration of Non-Executive Directors | | For | | For |
4 | | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | | For | | For |
5 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | |
Cresud S.A.C.I.F. y A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 226406106 | | Annual/Special |
Did not vote due to share blocking | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | Do Not Vote |
2 | | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2009 | | For | | Do Not Vote |
3 | | Approve Discharge of Board of Directors | | For | | Do Not Vote |
4 | | Approve Discharge of Internal Statutory Auditors Committee | | For | | Do Not Vote |
5 | | Approve Allocation of Income of ARS 124.62 Million and Dividends in Amount of ARS 103 Million | | For | | Do Not Vote |
6 | | Approve Remuneration of Directors of Directors for Fiscal Year Ended June 30, 2009 in the Amount of ARS 4.57 Million; Approve Audit Committee’s Budget | | For | | Do Not Vote |
7 | | Approve Remuneration of Internal Statutory Auditors Committee | | For | | Do Not Vote |
8 | | Accept Resignation of Director Clarisa Diana Lifsic | | For | | Do Not Vote |
9 | | Fix Number of and Elect Directors and Alternates | | For | | Do Not Vote |
10 | | Elect Principal and Alternate Member of the Statutory Auditors Committee | | For | | Do Not Vote |
11 | | Approve Auditors for the Next Fiscal Year and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
12 | | Present Report on and Approve Amendments to the Shared Services Agreement between IRSA, Cresud, and APSA | | For | | Do Not Vote |
13 | | Treatment of Funds Allocated Concerning Tax on the Shareholders’ Personal Asset | | For | | Do Not Vote |
14 | | Authorize Global Program for Issuance of Up to USD 30 Million Non-Convertible Debt Securities | | For | | Do Not Vote |
15 | | Approve Spin-Off-Merger Agreement with Subsidiary Inversiones Ganaderas SA (IGSA) | | For | | Do Not Vote |
16 | | Approve Executive Incentive Bonus Plan | | For | | Do Not Vote |
| | | | | | |
IRSA Inversiones y Representaciones S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 450047204 | | Annual/Special |
Did not vote due to share blocking | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | Do Not Vote |
2 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2009 | | For | | Do Not Vote |
3 | | Approve Discharge of Board | | For | | Do Not Vote |
4 | | Approve Discharge of Internal Statutory Auditors Committee | | For | | Do Not Vote |
5 | | Approve Allocation of Income of ARS 158.64 Million and Stock or Cash Dividends | | For | | Do Not Vote |
| | | | | | |
6 | | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2009 in the Amount of ARS 11.95 Million, Exceeding the Limit of 5 Percent of the Profits by ARS 3.81 Million; Approve Audit Committee’s Budget | | For | | Do Not Vote |
7 | | Approve Remuneration of Internal Statutory Auditors Committee | | For | | Do Not Vote |
8 | | Fix Number of and Elect Directors and Alternates | | For | | Do Not Vote |
9 | | Elect Principal and Alternate Member of the Statutory Auditors Committee | | For | | Do Not Vote |
10 | | Approve Auditors for the Next Fiscal Year and Authorize Board to Fix Their Remuneration | | For | | Do Not Vote |
11 | | Present Report on Shared Services Contracts | | For | | Do Not Vote |
12 | | Treatment of Funds Allocated Concerning Tax on Shareholders’ Personal Assets | | For | | Do Not Vote |
13 | | Authorize Increase of Issuance of Debt Securities Up to USD 200 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | | For | | Do Not Vote |
14 | | Authorize Global Program for Issuance of Up to 50 Million Non-Convertible Debt Secutirities | | For | | Do Not Vote |
15 | | Approve Spin-Off-Merger and Merger by Absorption Agreements with Subsidiaries PAISA, PISA, and IBOSA | | For | | Do Not Vote |
16 | | Approve Executive Incentive Bonus Plan | | For | | Do Not Vote |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 20441A102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Director | | For | | Against |
2 | | Authorize Three Issuances of Up to BRL 826 Million in Non-Convertible Debentures Trough Private Placement | | For | | For |
3 | | Set the Terms of the Debenture Issuance | | For | | For |
4 | | Authorize Board of Directors to Set the Terms of the Debenture Issuance and to Amend Article 59 Accordingly | | For | | For |
5 | | Authorize the Company to Perform any Legal Act Related to the Implementation of the Debentures Issuance | | For | | For |
| | | | | | |
China Unicom (Hong Kong) Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 03-Nov-09 | | 16945R104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Approve Repurchase of 899.7 Million Shares of HK$0.10 Each in the Company’s Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion | | For | | For |
| | | | | | |
Gold Fields Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Nov-09 | | 38059T106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
| | Ordinary Resolutions | | None | | None |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | | For | | For |
2 | | Elect CA Carolus as Director | | For | | For |
3 | | Elect R Danino as Director | | For | | For |
4 | | Elect AR Hill as Director | | For | | For |
5 | | Re-elect NJ Holland as Director | | For | | For |
| | | | | | |
6 | | Elect RP Menell as Director | | For | | For |
7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | Against |
8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
9 | | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | | For | | For |
10 | | Amend Gold Fields Ltd 2005 Share Plan | | For | | For |
11 | | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
12 | | Approve Non-executive Director Fees with Effect from 1 January 2010 | | For | | For |
| | Special Resolution | | None | | None |
1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Vivo Participacoes SA (frmly Telesp Celular Participacoes) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 13-Nov-09 | | P9810G116 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Protocol of Justification and Incorporation of Telemig Celular Participacoes SA by Vivo Participacoes SA | | For | | For |
2 | | Ratify Appointment of Enrst & Young Auditores Independientes SS Responsible for the Accounting Valuation Report of Telemig Celular Participacoes SA that will be Absorbed by Vivo | | For | | For |
3 | | Approve Valuation Report Per Item 2 Above | | For | | For |
4 | | Approve Incorporation of Telemig Celular participacoes SA by VIVO | | For | | For |
5 | | Approve Creation of New Directorship Position? Vice-President of Human Resources? and Subsequent Amendment of Article 20 and Inclusion of Section VII in Article 23 | | For | | For |
6 | | Consolidate Articles | | For | | For |
| | | | | | |
Mineral Deposits Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q6154S135 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | None | | For |
2 | | Elect James Murray Grant as a Director | | For | | For |
3 | | Elect Nicholas James Limb as a Director | | For | | For |
4 | | Elect Robert Victor Danchin as a Director | | For | | For |
5 | | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | | For | | Against |
| | | | | | |
Omnia Holdings Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Dec-09 | | S58080102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Sale by Omnia Group Investments Ltd of the ExecCo Stake to ExecCo for the ExecCo Purchase Consideration (ExecCo Transaction) | | For | | For |
2 | | Approve the Sakhile II Transaction; Approve the Sale of the Sakhile II 1st Tranche | | For | | For |
| | | | | | |
Huaneng Power International Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Dec-09 | | 443304100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Approve Connected Transaction with Related Parties and Related Annual Caps | | For | | For |
2 | | Approve Capital Contribution Agreement Among Huaneng Power International Inc., China Huaneng Group and HIPDC | | For | | For |
| | | | | | |
Bank Hapoalim B.M. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-Jan-10 | | M1586M115 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | None | | None |
2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Terms of Service of Board Chairman | | For | | Against |
4 | | Approve Terms of Service of Director | | For | | Against |
| | | | | | |
PT INDOSAT, Indonesian Satellite Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jan-10 | | Y7130D110 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Commissioners and/or Directors | | For | | Against |
2 | | Amend Articles of Association | | For | | For |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Mar-10 | | P8228H104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Ratify Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | Against |
2 | | Ratify Allocation of Income and Dividends | | For | | Against |
| | | | | | |
KT Corp (formerly Korea Telecom Corporation) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y49915104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
3.3 | | Elect Lee Chan-Jin as Outside Director | | For | | For |
3.4 | | Elect Song Jong-Hwan as Outside Director | | For | | For |
3.5 | | Elect Chung Hae-Bang as Outside Director | | For | | For |
4.1 | | Elect Koh Jeong-Suk as Member of Audit Committee | | For | | For |
4.2 | | Elect Chung Hae-Bang as Member of Audit Committee | | For | | For |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
6 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | |
SK Telecom Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y4935N104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
4.1 | | Elect Cho Gi-Haeng as Inside Director | | For | | For |
4.2 | | Reelect Shim Dal-Sup as Outside Director | | For | | For |
4.3 | | Elect Two Outside Directors as Members of Audit Committee | | For | | For |
| | | | | | |
SK Telecom Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y4935N104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
4.1 | | Elect Cho Ki-Haeng as Inside Director | | For | | For |
4.2 | | Reelect Shim Dal-Sup as Outside Director | | For | | For |
4.3 | | Elect Two Outside Directors as Members of Audit Committee | | For | | For |
| | | | | | |
Huaneng Power International, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 16-Mar-10 | | Y3744A105 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Special Business | | | | |
1.1 | | Approve Class of Shares and Nominal Value Per Share in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.2 | | Method of Issuance in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.3 | | Approve Target Subscribers in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.4 | | Approve Method of Subscription in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.5 | | Approve Number of Shares to be Issued in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.6 | | Approve Price Determinate Date in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.7 | | Approve Subscription Price in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.8 | | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.9 | | Approve Lock-Up Periods in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
110 | | Approve Listing of Shares in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.11 | | Approve Use of Proceeds in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
1.12 | | Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the New A Share Issue and the New H Share Issue | | For | | For |
| | | | | | |
1.13 | | Approve Relationship Between the New A Share Issue and the New H Share Issue | | For | | For |
1.14 | | Approve Validity Period of the Resolutions Relating to the New A Share Issue and the New H Share Issue | | For | | For |
2 | | Approve Signing of the Subscription Agreements with Designated Investors | | For | | For |
| | Ordinary Business | | | | |
3 | | Meet Conditions for the New A Share Issue | | For | | For |
4 | | Approve Feasibility Report on the Use of Proceeds from the New A Share Issue | | For | | For |
5 | | Approve Report on the Use of Proceeds from Previous Fund Raising | | For | | For |
| | Special Business | | | | |
6 | | Amend Articles Re: Shareholding Structure, Number of Shares in Issue, and Registered Capital Consequential to the New Issue | | For | | For |
7 | | Authorize Board to Process All Related Matters Incidental to the New A Share Issue and the New H Share Issue | | For | | For |
| | | | | | |
S-Oil (Ssangyong Oil Refining) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Mar-10 | | Y80710109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Appropriation of Income and Year-End Dividends of KRW 750 per Common Share and KRW 775 per Preferred Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Elect Five Inside Directors and Six Outside Directors (Bundled) | | For | | Against |
4.1 | | Elect One Inside Director who will also Serve as Member of Audit Committee | | For | | Against |
4.2 | | Elect Three Outside Directors who will also Serve as Members of Audit Committee | | For | | Against |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | |
Oriental Weavers | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 21-Mar-10 | | EGS33041C012 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
4 | | Approve Dividends | | For | | Do Not Vote |
5 | | Ratify Board Changes (Bundled) | | For | | Do Not Vote |
6 | | Approve Acquisition of 99 Percent Stake in Roztex Company | | For | | Do Not Vote |
7 | | Approve Remuneration of Directors | | For | | Do Not Vote |
8 | | Approve Discharge of Directors | | For | | Do Not Vote |
9 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote |
10 | | Approve Charitable Donations Special Business | | For | | Do Not Vote |
11 | | Approve Capital Reduction by Lowering Nominal Value to EGP 1 per Share | | For | | Do Not Vote |
12 | | Amend Corporate Purpose | | For | | Do Not Vote |
13 | | Amend Articles to Reflect Changes in Capital, Amended Corporate Purpose | | For | | Do Not Vote |
| | | | | | |
Petrobras Energia S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-Mar-10 | | P7873P114 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for the Period Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2009 | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Elect Directors and Alternates to Replace Resigning Directors | | For | | Against |
5 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
6 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
7 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2009 and Appoint External Auditors for Fiscal Year 2010 | | For | | For |
8 | | Approve Budget of Audit Committee | | For | | For |
9 | | Ratify All Actions in Connection with Acquisition by Absorption Between Petrobras Energia S.A. and Petrobras Energia Participaciones S.A. | | For | | For |
10 | | Approve Discharge of Petrobras Energia Participaciones S.A.’s Directors for their Activities from March 27, 2009 until its Dissolution | | For | | For |
11 | | Approve Discharge of Petrobras Energia Participaciones S.A.’s Internal Statutory Auditors Committee for their Activities from January 1, 2009 until its Dissolution | | For | | For |
12 | | Approve Remuneration of Petrobras Energia Participaciones S.A.’s Members of Internal Statutory Auditors Committee | | For | | For |
13 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | |
Telecom Egypt SAE | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 31-Mar-10 | | M87886103 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
3 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
4 | | Approve Allocation of Income | | For | | Do Not Vote |
5 | | Approve Auditors and Fix Their Remuneration | | For | | Do Not Vote |
6 | | Approve Discharge of Directors | | For | | Do Not Vote |
7 | | Approve Charitable Donations | | For | | Do Not Vote |
8 | | Approve Remuneration of Directors | | For | | Do Not Vote |
9 | | Approve Related Party Transactions | | For | | Do Not Vote |
10 | | Approve Sale of Wireless Control Plant Land Parcel in Giza; Approve Sale of Sales and Collection Center in Helwan | | For | | Do Not Vote |
11 | | Approve Executive Reappointment of Abdel Hamid Mahmoud Hamdy as EVP Human Resources, Legal, and Administrative Affairs Special Business | | For | | Do Not Vote |
12 | | Amend Article 35 | | For | | Do Not Vote |
| | | | | | |
Krung Thai Bank PCL | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Apr-10 | | Y49885190 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge Directors’ Report | | | | |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | |
4 | | Approve Allocation of Income for Legal Reserve and Payment of Dividend on Preferred Shares of THB 0.55 Per Share and Dividend on Ordinary Shares of THB 0.40 Per Share | | For | | For |
5 | | Approve Remuneration of Directors | | For | | For |
6.1 | | Elect Sathit Limpongpan as Director | | For | | For |
6.2 | | Elect Santi Vilassakdanont as Director | | For | | For |
6.3 | | Elect Chulasingh Vasantasingh as Director | | For | | For |
6.4 | | Elect Naruenart Ratanakanok as Director | | For | | For |
7 | | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8 | | Other Business | | For | | Against |
| | | | | | |
EFG Hermes Holding SAE | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Apr-10 | | M3047P109 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Board Report on Company Operations | | For | | Do Not Vote |
2 | | Approve Auditors’ Report on Company Financial Statements | | For | | Do Not Vote |
3 | | Accept Financial Statements | | For | | Do Not Vote |
4 | | Approve Allocation of Income | | For | | Do Not Vote |
5 | | Approve Discharge of Directors | | For | | Do Not Vote |
6 | | Approve Remuneration of Directors | | For | | Do Not Vote |
7 | | Ratify KPMG Hazem Hassan as Auditors and Fix Their Remuneration | | For | | Do Not Vote |
8 | | Ratify 2009 Charitable Donations and Authorize 2010 Charitable Donations | | For | | Do Not Vote |
| | Special Business | | | | |
1 | | Change Location of Registered Headquarters to Smart Village | | For | | Do Not Vote |
2 | | Approve Increase in Maximum Board Size from 11 to 13 Directors | | For | | Do Not Vote |
3 | | Change Location of Annual Meeting to Governorate of Sixth of October or Giza Governorate | | For | | Do Not Vote |
4 | | Allow Payment of Interim Dividends | | For | | Do Not Vote |
| | | | | | |
Bangkok Bank Public Co. Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Apr-10 | | Y0606R101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge 2009 Operating Results | | | | |
3 | | Acknowledge 2009 Audit Committee Report | | | | |
4 | | Accept Financial Statements and Statutory Reports | | For | | For |
5 | | Approve Allocation of Income and Payment of Dividend of THB 4.00 Per Share | | For | | For |
6.1 | | Elect Chatri Sophonpanich as Director | | For | | For |
6.2 | | Elect Kosit Panpiemras as Director | | For | | For |
6.3 | | Elect Piti Sithi-Amnuai as Director | | For | | For |
6.4 | | Elect Prasong Uthaisangchai as Director | | For | | For |
6.5 | | Elect Pornthep Phornprapha as Director | | For | | For |
6.6 | | Elect Gasinee Witoonchart as Director | | For | | For |
7 | | Acknowledge Remuneration of Directors | | | | |
8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Other Business | | For | | Against |
| | | | | | |
Universal Robina Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | Y9297P100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Proof of Notice of the Meeting and Existence of a Quorum | | | | |
2 | | Approve Minutes of Previous Shareholder Meeting Held on April 16, 2009 | | For | | For |
3 | | Approve Annual Report and Financial Statements for the Year 2010 | | For | | For |
4 | | Approval of the Plan of Merger of CFC Corporation, Cebu Industrial and Management Co., Inc., CFC Clubhouse, Incorporated, South Luzon Green Land, Inc., and URC Confectionery Corporation with and into Universal Robina Corporation Elect 9 Directors by Cumulative Voting | | For | | For |
5.1 | | Elect John L. Gokongwei, Jr. as Director | | For | | For |
5.2 | | Elect James L. Go as Director | | For | | For |
5.3 | | Elect Lance Y. Gokongwei as Director | | For | | For |
5.4 | | Elect Patrick Henry C. Go as Director | | For | | Against |
5.5 | | Elect Frederick D. Go as Director | | For | | For |
5.6 | | Elect Johnson Robert G. Go, Jr. as Director | | For | | For |
5.7 | | Elect Robert G. Coyiuto, Jr. as Director | | For | | For |
5.8 | | Elect Wilfrido E. Sanchez as Director | | For | | For |
5.9 | | Elect Pascual S. Guerzon as Director | | For | | For |
6 | | Elect Sycip, Gorres, Velayo & Co as External Auditors | | For | | For |
7 | | Ratification of All Acts of the Board of Directors and Management Since the Last Annual Meeting | | For | | For |
8 | | Consideration of Other Matters as May Properly Come During the Meeting | | For | | Against |
| | | | | | |
Embraer, Empresa Brasileira de Aeronautica | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Apr-10 | | P3700H201 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Receive The Accounts Submitted By Company Management, Examine, discuss And Vote The Financial Statements. | | For | | For |
2 | | Destination Of The Net Profit Achieved In The Fiscal Year Closed on December 31, 2009 And Distribution Of Dividends | | For | | For |
3 | | Ratify The Appointment Of Federal Administration Representative in Company Board Of Directors. | | For | | For |
4 | | Election Of The Members Of The Audit Committee For The 2010/2011 period And Appointment Of Board Chairman, Vice-chairman And expert Board Member | | For | | For |
5 | | Setting The Global Annual Amount Of The Compensation To Be distributed To Company Managers And Members Of Board Of directors Committees | | For | | Against |
6 | | Setting The Compensation To Be Distributed To The Members Of The audit Committee | | For | | For |
7 | | Approval Of A Company Stock Purchase Option Granting Program | | For | | Against |
8 | | Amendment Of The Following Provisions Of Company By-laws: article 7,18, 33, 34 40, 41, 63, 64 And 65. | | For | | For |
| | | | | | |
Eastern Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-Apr-10 | | EGS37091C013 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Provisionary Budget for Fiscal Year 2010-2011 | | For | | Do Not Vote |
| | | | | | |
Petroleo Brasileiro | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Apr-10 | | P78331140 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Ordinary Meeting | | | | |
| | Preferred Shareholders Have Voting Rights on Items 4 and 6 of this Agenda | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Capital Budget for Upcoming Fiscal Year | | For | | For |
3 | | Approve Allocation of Income and Dividends | | For | | For |
4 | | Elect Directors | | For | | Against |
5 | | Elect Board Chairman | | For | | Against |
6 | | Elect Fiscal Council Members | | For | | Against |
7 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
| | Special Meeting | | | | |
1 | | Authorize Capitalization of Reserves | | For | | For |
2 | | Eliminate Preemptive Rights | | For | | For |
| | | | | | |
Pampa Energia S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 23-Apr-10 | | P7464E114 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
2 | | Approve Individual and Consolidated Financial Statements, Statutory Reports for Fiscal Year Ended Dec. 31, 2009; Approve Distribution of Dividends; Consideration of Share Repurchase in the Amount of ARS 84.63 Million for Fiscal Year 2009 | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Discharge of Directors and Internal Statutory Auditors Committee | | For | | For |
5 | | Approve Remuneration of Internal Statutory Auditors Committe and External Auditors | | For | | For |
6 | | Approve Remuneration of Directors in the Amount of ARS 5.7 Million for the Year Ended Dec. 31, 2009, Authorize Board to Pay Advanced Honorary Fees to the Directors Until the AGM Considers the Next Financial Statements | | For | | For |
7 | | Reelect One-Third of the Members of the Board of Directors Including Their Respective Alternates; Approve Resignation of Alf redo Mac Laughlin; Elect Members of the Internal Statutory Auditors Committee and their Respective Alternates | | For | | Against |
8 | | Approve Principal External Auditors and Alternates for the Period Beginning Jan. 1, 2009; Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Approve Budget of Audit Committee | | For | | For |
10 | | Approve Reduction in Share Capital Via Cancellation of up to 211.88 MIllion Non-transferrable Registered Common Shares Currently held in the Treasury | | For | | For |
11 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
Tim Participacoes SA (formerly Tele Celular Sul Participacoes) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Apr-10 | | P91536204 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Allocation of Income and Dividends | | For | | For |
| | | | | | |
3 | | Elect Directors | | For | | For |
4 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | For |
5 | | Elect Fiscal Council Members and Fix Their Remuneration | | For | | For |
| | Special Meeting Agenda | | | | |
6 | | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A. | | For | | For |
7 | | Amend Articles | | For | | For |
| | | | | | |
Turkiye Sise ve Cam Fabrikalari AS | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Apr-10 | | M9013U105 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | | | |
1 | | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | | For | | Do Not Vote |
2 | | Receive Statutory Reports | | | | |
3 | | Accept Financial Statements | | For | | Do Not Vote |
4 | | Approve Allocation of Income | | For | | Do Not Vote |
5 | | Approve Discharge of Board and Auditors | | For | | Do Not Vote |
6 | | Elect Directors | | For | | Do Not Vote |
7 | | Appoint Internal Statutory Auditors | | For | | Do Not Vote |
8 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | Do Not Vote |
9 | | Approve Director Remuneration | | For | | Do Not Vote |
10 | | Approve Internal Auditor Remuneration | | For | | Do Not Vote |
11 | | Receive Information on Charitable Donations | | | | |
12 | | Amend Company Articles | | For | | Do Not Vote |
13 | | Receive Information on the Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | | | | |
14 | | Ratify External Auditors | | For | | Do Not Vote |
| | | | | | |
Industrias Bachoco S.A.B. de C.V. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Apr-10 | | P5508Z127 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Only Class B Shares Have Voting Rights on this Meeting | | | | |
1.1 | | Present and Approve CEO and External Auditor Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
1.2 | | Present and Approve Board Report on Principal Accounting Policies and Criteria in Accordance with Article 172-B of the Company Law | | For | | For |
1.3 | | Present and Approve Report on Activities Undertaken by the Board of Directors in Accordance with Article 28, Part 5 of the Stock Market Law | | For | | For |
1.4 | | Accept Audited Financial Statements of the Company and it’s Principal Subsidiary for the Year Ended Dec. 31, 2009 | | For | | For |
1.5 | | Approve Report on the Activities Undertaken by the Audit and Corporate Practices Committee in Accordance with Article 43 of the Stock Market Law | | For | | For |
1.6 | | Approve Allocation of Income | | For | | For |
2 | | Receive Report on the Company’s Tax Obligations for 2009 in Accordance with Article 86 of Income Tax Law | | For | | For |
3 | | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2010 | | For | | For |
4 | | Approve Dividends | | For | | For |
| | | | | | |
5 | | Elect Directors (Bundled) and Board Secretary | | For | | Against |
6 | | Elect President and Members of the Audit Corporate Practices Committee | | For | | Against |
7 | | Approve Remuneration of Directors, Board Secretary, and Audit | | For | | For |
| | and Corporate Practices Committee President and Members | | | | |
8 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | |
Metropolitan Bank & Trust Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Apr-10 | | Y6028G136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Call to Order | | | | |
2 | | Certification of Notice and Quorum | | | | |
3 | | Approve the Minutes of the Previous Annual Stockholders’ Meeting Held on April 29, 2009 | | For | | For |
4 | | President’s Report to Stockholders | | | | |
5 | | Ratify Corporate Acts Elect 12 Directors by Cumulative Voting | | For | | For |
6.1 | | Elect George S. K. Ty as Director | | For | | For |
6.2 | | Elect Antonio S. Abacan, Jr. as Director | | For | | For |
6.3 | | Elect Francisco C. Sebastian as Director | | For | | For |
6.4 | | Elect Arthur Ty as Director | | For | | For |
6.5 | | Elect Valentin A. Araneta as Director | | For | | For |
6.6 | | Elect Renato C. Valencia as Director | | For | | For |
6.7 | | Elect Remedios L. Macalincag as Director | | For | | For |
6.8 | | Elect Edmund A. Go as Director | | For | | For |
6.9 | | Elect Fabian S. Dee as Director | | For | | For |
6.10 | | Elect Amelia B. Cabal as Director | | For | | For |
6.11 | | Elect Vy Tonne So as Director | | For | | For |
6.12 | | Elect David Go as Director | | For | | For |
7 | | Other Business | | For | | Against |
| | | | | | |
CEMEX S.A.B. de C.V. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P22561321 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year 2009 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligati | | For | | For |
2 | | Approve Allocation of Income | | For | | For |
3 | | Authorize Increase in Variable Portion of Capital via Capitalization of Retained Profits Account | | For | | For |
4 | | Approve Issuance of Up to 750 Million Treasury Shares to be Subscribed Through a Public Offer with Intention to Convert into Debt Obligations without Preemptive Rights in Accordance with Resolutions Adopted on the EGM of Sept 4, 2009 | | For | | For |
5 | | Elect Directors, Chairmen and Members of the Audit, Corporate Practices and Finance Committees | | For | | Against |
6 | | Approve Remuneration of Directors; and Members of the Audit, Corporate Practices and Finance Committees | | For | | For |
7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
| | | | | | |
China Hongxing Sports Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | G2154D112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
2 | | Declare Final Dividend of RMB 0.01 Per Share | | For | | For |
3 | | Reelect Wu Rongguang as Director | | For | | For |
4 | | Approve Directors’ Fees of SGD 215,000 for the Year Ending Dec . 31, 2010, to be Paid Quarterly in Arrears (2009: SGD 215,000) | | For | | For |
5 | | Reappoint Foo Kon Tan Grant Thornton LLP and RSM Nelson Wheeler as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
6 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
7 | | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | | For | | For |
8 | | Approve Issuance of Shares and Grant Options Pursuant to the China Hongxing Employee Share Option Scheme | | For | | Against |
9 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | |
Gruma S.A.B. de C.V. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P4948K121 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 in Accordance with Article 28 Section IV of Stock Market Law | | For | | For |
2 | | Accept Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Set Aggregate Nominal Amount of Share Repurchase Reserve and Present Report of Operations with Treasury Shares for the Year Ended Dec. 31, 2009 | | For | | For |
5 | | Elect Directors, Board Secretary, and Alternates; Approve Their Remuneration | | For | | Against |
6 | | Elect Chairmen of Audit and Corporate Practices Committees | | For | | Against |
7 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
8 | | Approve Minutes of Meeting | | For | | For |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P8228H104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
I | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
II | | Approve Allocation of Income and Dividends | | For | | For |
III | | Elect Corporate Bodies | | For | | Against |
| | | | | | |
Turkcell Iletisim Hizmetleri AS | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | M8903B102 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | | | |
1 | | Open Meeting and Elect Presiding Council | | For | | Do Not Vote |
2 | | Authorize Presiding Council to Sign Minutes of Meeting | | For | | Do Not Vote |
3 | | Amend Company Articles Regarding Company Purpose and Matter | | For | | Do Not Vote |
4 | | Receive Board Report | | | | |
5 | | Receive Internal Audit Report | | | | |
6 | | Receive External Audit Report | | | | |
7 | | Accept Financial Statements | | For | | Do Not Vote |
8 | | Approve Discharge of Board | | For | | Do Not Vote |
9 | | Approve Discharge of Auditors | | For | | Do Not Vote |
10 | | Ratify Director Appointments | | For | | Do Not Vote |
11 | | Dismiss and Re-elect Board of Directors | | For | | Do Not Vote |
12 | | Approve Director Remuneration | | For | | Do Not Vote |
13 | | Appoint Internal Statutory Auditors and Approve Their Remuneration | | For | | Do Not Vote |
14 | | Approve Allocation of Income | | For | | Do Not Vote |
15 | | Receive Information on Charitable Donations | | | | |
16 | | Ratify External Auditors | | For | | Do Not Vote |
17 | | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | | For | | Do Not Vote |
18 | | Receive Information on the Guarantees, Pledges, and Mortgages | | | | |
| | Provided by the Company to Third Parties | | | | |
19 | | Wishes | | | | |
| | | | | | |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Apr-10 | | P22854106 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Special Meeting | | | | |
1 | | Elect Directors, in Accordance with Article 150 of the Brazilian Companies Law | | For | | For |
| | Ordinary Meeting | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Allocation of Income and Dividends | | For | | For |
3 | | Elect Directors | | For | | Against |
4 | | Elect Fiscal Council Members | | For | | Against |
5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
6 | | Designate Newspapers to Publish Company Announcements | | For | | For |
| | | | | | |
Lihir Gold Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LGL | | 05-May-10 | | Y5285N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Peter Cassidy as a Director | | For | | For |
3 | | Elect Mike Etheridge as a Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | For | | Against |
| | | | | | |
Lihir Gold Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LGL | | 05-May-10 | | Y5285N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Peter Cassidy as a Director | | For | | For |
3 | | Elect Mike Etheridge as a Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | For | | Against |
| | | | | | |
Mondi Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-May-10 | | S5274K103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Common Business: Mondi Limited and Mondi plc | | | | |
1 | | Elect John Nicholas as Director | | For | | For |
2 | | Re-elect David Hathorn as Director | | For | | For |
3 | | Re-elect Colin Matthews as Director | | For | | For |
4 | | Re-elect David Williams as Director | | For | | For |
5 | | Re-elect Colin Matthews as Member of the Audit Committee | | For | | For |
6 | | Elect John Nicholas as Member of the Audit Committee | | For | | For |
7 | | Re-elect Anne Quinn as Member of the Audit Committee | | For | | For |
| | Mondi Limited Business | | | | |
8 | | Accept Financial Statements and Statutory Reports | | For | | For |
9 | | Approve Remuneration Report | | For | | For |
10 | | Approve Final Dividend | | For | | For |
11 | | Reappoint Deloitte & Touche as Auditors of the Company and Bronwyn Kilpatrick as the Individual Registered Auditor | | For | | For |
12 | | Authorise the DLC Audit Committee to Fix Remuneration of Audit ors | | For | | For |
13 | | Adopt New Articles of Association | | For | | For |
14 | | Place Authorised but Unissued Ordinary Shares Under Control of Directors | | For | | For |
15 | | Place Authorised but Unissued Special Converting Shares Under Control of Directors | | For | | For |
16 | | Authorise Board to Issue Shares for Cash | | For | | For |
17 | | Authorise Market Purchase Mondi plc Business | | For | | For |
18 | | Accept Financial Statements and Statutory Reports | | For | | For |
19 | | Approve Remuneration Report | | For | | For |
20 | | Approve Final Dividend | | For | | For |
21 | | Reappoint Deloitte LLP as Auditors | | For | | For |
22 | | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | | For | | For |
23 | | Adopt New Articles of Association | | For | | For |
24 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
26 | | Authorise Market Purchase | | For | | For |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 07-May-10 | | S04255196 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | | For | | For |
| | | | | | |
2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
3 | | Re-elect Frank Arisman as Director | | For | | For |
4 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
5 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
6 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
7 | | Place Authorised But Unissued Shares under Control of Directors | | For | | For |
8 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
9 | | Authorise Issue of Convertible Securities | | For | | For |
10 | | Approve Increase in Non-executive Directors’ Fees | | For | | For |
11 | | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | | For | | For |
12 | | Amend Share Incentive Scheme | | For | | For |
13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
14 | | Amend Bonus Share Plan 2005 | | For | | For |
15 | | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | | For | | For |
16 | | Approve Remuneration Policy | | For | | For |
17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Ivanhoe Mines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IVN | | 07-May-10 | | 46579N103 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect ROBERT M. FRIEDLAND as Director | | For | | Withhold |
1.2 | | Elect PETER MEREDITH as Director | | For | | For |
1.3 | | Elect JOHN MACKEN as Director | | For | | For |
1.4 | | Elect DAVID HUBERMAN as Director | | For | | For |
1.5 | | Elect HOWARD BALLOCH as Director | | For | | For |
1.6 | | Elect MARKUS FABER as Director | | For | | For |
1.7 | | Elect R. EDWARD FLOOD as Director | | For | | For |
1.8 | | Elect ROBERT HANSON as Director | | For | | For |
1.9 | | Elect ANDREW HARDING as Director | | For | | For |
1.10 | | Elect DAVID KORBIN as Director | | For | | For |
1.11 | | Elect LIVIA MAHLER as Director | | For | | For |
1.12 | | Elect KJELD THYGESEN as Director | | For | | For |
2 | | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Articles | | For | | For |
4 | | If Item #3 is Approved, Elect TRACY STEVENSON as Director | | For | | For |
5 | | If Item #3 is Approved, Fix Number of Directors at Fourteen | | For | | For |
6 | | Approve Equity Incentive Plan | | For | | Against |
7 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | |
NII Holdings, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NIHD | | 11-May-10 | | 62913F201 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Steven P. Dussek | | For | | For |
1.2 | | Elect Director Donald Guthrie | | For | | For |
1.3 | | Elect Director Steven M. Shindler | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
| | | | | | |
Silver Standard Resources Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SSO | | 11-May-10 | | 82823L106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Six | | For | | For |
2.1 | | Elect A.E. Michael Anglin as Director | | For | | For |
2.2 | | Elect John R. Brodie as Director | | For | | For |
2.3 | | Elect Richard C. Campbell as Director | | For | | For |
2.4 | | Elect David L. Johnston as Director | | For | | For |
2.5 | | Elect Richard D. Paterson as Director | | For | | For |
2.6 | | Elect Peter W. Tomsett as Director | | For | | For |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
China Unicom (Hong Kong) Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-May-10 | | Y1519S111 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a1 | | Reelect Zuo Xunsheng as Director | | For | | For |
3a2 | | Reelect Tong Jilu as Director | | For | | For |
3a3 | | Reelect Cheung Wing Lam Linus as Director | | For | | For |
3b | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
Petrochina Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | Y6883Q138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Report of the Board of Directors | | For | | For |
2 | | Accept Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Final Dividends | | For | | For |
5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
6 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
7 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
Petrochina Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | Y6883Q138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Report of the Board of Directors | | For | | For |
2 | | Accept Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Final Dividends | | For | | For |
5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
| | | | | | |
6 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
7 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
| | | |
Kazkommertsbank JSC | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-May-10 | | Y4593E123 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for GDR Holders | | | | |
1 | | Approve Management Board Report on Company’s Operations in Fiscal 2009 | | For | | For |
2 | | Approve Financial Statements | | For | | For |
3 | | Approve Omission of Dividends on Ordinary Shares | | For | | For |
4 | | Ratify Deloitte as Auditor | | For | | For |
5 | | Approve Remuneration of Directors | | For | | For |
6 | | Receive Information on Size and Components of Remuneration of Members of Board of Directors and Management Board | | For | | Against |
7 | | Reelect Mukhtar Erzhanov as Independent Director for Additional Year | | For | | Against |
8 | | Amend Charter | | For | | Against |
9 | | Amend Bank’s Internal Corporate Governance Code | | For | | Against |
10 | | Approve New Edition of Regulations on Board of Directors | | For | | Against |
11 | | Approve Shareholders’ Appeals Regarding Actions of Company and Company’s Officials; Approve Results of Appeals | | For | | For |
| | | | | | |
The United Laboratories International Holdings Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-May-10 | | G8813K108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a | | Reelect Leung Wing Hon as Executive Director | | For | | For |
3b | | Reelect Huang Bao Guang as Independent Non-Executive Director | | For | | For |
3c | | Reelect Song Ming as Independent Non-Executive Director | | For | | For |
3d | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
PT Medco Energi Internasional (formerly PT Medco Energi Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y7129J136 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual General Meeting | | | | |
1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | |
2 | | Accept Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Elect Directors and Commissioners | | For | | Against |
6 | | Approve Remuneration of Directors and Commissioners Extraordinary General Meeting | | For | | For |
1 | | Approve Change in the Utilization of Treasury Shares for the Implementation of the Employee Stock Option Plan (ESOP) and Management Stock Option Plan (MSOP) | | For | | Against |
2 | | Approve ESOP and MSOP | | For | | Against |
| | | | | | |
| | | |
Dr. Reddy’s Laboratories | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-May-10 | | Y21089159 | | Court |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Court-Ordered Meeting for Shareholders | | | | |
1 | | Approve Scheme of Arrangement | | For | | For |
| | | | | | |
| | | |
NagaCorp Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 31-May-10 | | G6382M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a | | Reelect Chen Lip Keong as Director | | For | | For |
3b | | Reelect Timothy Patrick McNally as Director | | For | | For |
4 | | Elect Philip Lee Wai Tuck as Executive Director | | For | | For |
5 | | Elect Michael Lai Kai Jin as Non-Executive Director | | For | | For |
6 | | Authorize Board to Fix the Remuneration of Directors for the Year Ended Dec. 31, 2009 and the Year Ending Dec. 31, 2010 | | For | | For |
7 | | Reappoint BDO Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
8b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
8c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
| | | |
Bank Leumi Le-Israel B.M. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 02-Jun-10 | | M16043107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Somekh Chaikin and Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | Nominees proposed by the Shareholders’ Committee of the Bank for Election to the Board | | | | |
3.1 | | Elect David Brodt as Director | | For | | For |
3.2 | | Elect Moshe Dovrat as Director | | For | | For |
3.3 | | Elect Yehuda Drori as Director | | For | | For |
3.4 | | Elect Yoav Nardi as Director | | For | | For |
3.5 | | Elect Ehud Shapiro as Director | | For | | Against |
| | Retiring directors Who Propose their candidacy for Reelection to the Board | | | | |
3.6 | | Elect Nurit Segal as Director | | None | | For |
3.7 | | Elect Yakov Goldman as Director | | None | | For |
3.8 | | Elect Moshe Vidman as Director | | None | | For |
| | Shareholders who Propose their Candidacy for Election to the Board | | | | |
| | | | | | |
3.9 | | Elect a Keren-Or On as Director | | None | | For |
3.10 | | Elect Tova Kagan as Director | | None | | For |
3.11 | | Elect Etty Esther Livni as Director | | None | | For |
3.12 | | Elect Asher Halperin as Director | | None | | For |
3.13 | | Elect Avraham Rahamim Cohen as Director | | None | | For |
3.14 | | Elect Zeev Levenberg as Director | | None | | For |
3.15 | | Elect a Natan Meir as Director | | None | | For |
3.16 | | Elect Joseph Mozeson as Director | | None | | For |
3.17 | | Elect Tamir Milikovski as Director | | None | | For |
3.18 | | Elect Shmuel Messenberg as Director | | None | | For |
3.19 | | Elect Yehoshua Neeman as Director | | None | | For |
3.20 | | Elect Amiad Niv as Director | | None | | For |
3.21 | | Elect Shlomo Ness as Director | | None | | For |
3.22 | | Elect Amos Sapir as Director | | None | | For |
3.23 | | Elect Robert Zentler as Director | | None | | For |
3.24 | | Elect Eran Kimchi as Director | | None | | For |
3.25 | | Elect Israel Tapuchi as Director | | None | | For |
4 | | Approve Director/Officer Liability and Indemnification Insurance | | For | | For |
5 | | Approve Retirement Package of Board Chairman | | For | | For |
6 | | Approve Bonus of Board Chairman | | For | | For |
7 | | Approve of Holding Positions and Disclosure by Officers | | For | | For |
7a | | Indicate Personal Interest in Proposed Agenda Item | | None | | |
| | | | | | |
| | | |
CEMEX S.A.B. de C.V. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Jun-10 | | P22561321 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Meeting for CPO Holders; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs | | | | |
1 | | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the AGM of April 29, 2010 | | For | | Against |
2 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
3 | | Approve Minutes of Meeting | | For | | For |
| | | | | | |
| | | |
Medoro Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MRS | | 09-Jun-10 | | 58503R209 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Jaime Perez Branger | | For | | For |
2 | | Elect Director Mario Caron | | For | | For |
3 | | Elect Director Robert Doyle | | For | | For |
4 | | Elect Director John W. W. Hick | | For | | For |
5 | | Elect Director Augusto Lopez | | For | | For |
6 | | Elect Director J. Randall Martin | | For | | For |
7 | | Elect Director Robert Metcalfe | | For | | For |
8 | | Elect Director Keith Morrison | | For | | For |
9 | | Elect Director Courtney Neeb | | For | | For |
10 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
11 | | Re-approve Stock Option Plan | | For | | Against |
12 | | Approve Stock Consolidation | | For | | For |
| | | | | | |
Geovic Mining Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GVCM | | 11-Jun-10 | | 373686104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William A. Buckovic | | For | | For |
1.2 | | Elect Director Michael A. Goldberg | | For | | For |
1.3 | | Elect Director Robert J. (Don) MacDonald | | For | | For |
1.4 | | Elect Director Michael T. Mason | | For | | For |
1.5 | | Elect Director Wade D. Nesmith | | For | | For |
1.6 | | Elect Director John T. Perry | | For | | For |
1.7 | | Elect Director Gregg J. Sedun | | For | | Withhold |
1.8 | | Elect Director John E. Sherborne | | For | | For |
1.9 | | Elect Director Paul D. Rose | | For | | For |
2 | | Approve Restricted Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
PT Telekomunikasi Indonesia Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Jun-10 | | Y71474137 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Annual General Meeting | | | | |
1 | | Approve Annual Report and Supervisory Duties’ Report of Commissioners | | For | | For |
2 | | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
5 | | Appoint Auditors | | For | | For |
6 | | Amend Articles of Association | | For | | Against |
7 | | Approve Utilization of Treasury Stocks from the Share Buy Back I to III | | For | | Against |
| | Extraordinary General Meeting | | | | |
1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
EFG Hermes Holding SAE | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Jun-10 | | M3047P109 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Board Report on Company Operations for First Quarter of Fiscal 2009-2010 | | For | | Do Not Vote |
2 | | Approve Auditors’ Report on Company Financial Statements for First Quarter of Fiscal 2009-2010 | | For | | Do Not Vote |
3 | | Approve Financial Statements for First Quarter of Fiscal 2009- 2010 | | For | | Do Not Vote |
4 | | Approve Allocation of Income for First Quarter of Fiscal 2009- 2010 | | For | | Do Not Vote |
| | | | | | |
| | | |
MagIndustries Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MAA | | 16-Jun-10 | | 55917T102 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William B. Burton | | For | | For |
1.2 | | Elect Director Stephane A. Rigny | | For | | For |
1.3 | | Elect Director Gerard Munera | | For | | For |
| | | | | | |
1.4 | | Elect Director Victor Wells | | For | | For |
1.5 | | Elect Director Gary E. German | | For | | For |
1.6 | | Elect Director Richard John Linnell | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Approve Issuance of Share Purchase Warrants | | For | | For |
| | | | | | |
| | | |
Gabriel Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GBU | | 17-Jun-10 | | 361970106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Raymond E. Flood as Director | | For | | For |
1.2 | | Elect Jonathan Henry as Director | | For | | For |
1.3 | | Elect Keith R. Hulley as Director | | For | | For |
1.4 | | Elect Wayne Kirk as Director | | For | | For |
1.5 | | Elect Igor Levental as Director | | For | | For |
1.6 | | Elect Simon Prior-Palmer as Director | | For | | For |
1.7 | | Elect Walter T. Segsworth as Director | | For | | For |
1.8 | | Elect A. Murray Sinclair as Director | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Amend Deferred Share Unit Plan | | For | | Against |
| | | | | | |
| | | |
Chunghwa Telecom Co., Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-Jun-10 | | Y1613J108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve 2009 Business Operations Report and Financial Statements | | For | | For |
2 | | Approve 2009 Allocation of Income and Dividends | | For | | For |
3 | | Amend Articles of Association | | For | | For |
4 | | Approve Capital Structure Adjustment | | For | | For |
5 | | Approve Amendments on the Procedures for Endorsement and Guarantees | | For | | For |
| | ELECT 10 OUT OF 10 DIRECTORS, 3 OUT OF 3 INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | | | | |
6.1 | | Elect Representative of MOTC, Mr. Shyue-Ching Lu as Director | | For | | For |
6.2 | | Elect Representative of MOTC, Mr. Shaio-Tung Chang as Director | | For | | For |
6.3 | | Elect Representative of MOTC, Mr. Mu-Shun Lin as Director | | For | | For |
6.4 | | Elect Representative of MOTC, Mr. Guo-Shin Lee as Director | | For | | For |
6.5 | | Elect Representative of MOTC, Ms. Jennifer Yuh-Jen Wu as Director | | For | | For |
6.6 | | Elect Representative of MOTC, Mr. Shih-Wei Pan as Director | | For | | For |
6.7 | | Elect Representative of MOTC, Mr. Gordon S. Chen as Director | | For | | For |
6.8 | | Elect Representative of MOTC, Mr. Yi-Bing Lin as Director | | For | | For |
6.9 | | Elect Representative of MOTC, Mr. Shen-Ching Chen as Director | | For | | For |
6.10 | | Elect Representative of MOTC, Mr. Shih-Peng Tsai as Director | | For | | For |
6.11 | | Elect Zse-Hong Tsai as Independent Director | | For | | For |
6.12 | | Elect C.Y. Wang as Independent Director | | For | | For |
6.13 | | Elect Rebecca Chung-Fern Wu as Independent Director | | For | | For |
7.1 | | Elect Supervisory Board Members | | For | | Against |
| | | | | | |
Telecom Egypt SAE | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-Jun-10 | | M87886103 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Dividends | | For | | Do Not Vote |
2 | | Reelect Mohamed Hassanein as Director | | For | | Do Not Vote |
3 | | Reelect Sayed Dessouky as Director | | For | | Do Not Vote |
| | | | | | |
| | | |
Huaneng Power International, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Jun-10 | | Y3744A105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Working Report of the Board of Directors | | For | | For |
2 | | Accept Working Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Profit Distribution Plan | | For | | For |
5 | | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million | | For | | For |
6 | | Approve Issue of Short-term Debentures | | For | | For |
| | | | | | |
| | | |
Gazprom OAO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Jun-10 | | X7204C106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Annual Report | | For | | For |
2 | | Approve Financial Statements | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Dividends of RUB 2.39 per Share | | For | | For |
5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
6 | | Amend Charter | | For | | For |
7 | | Amend Regulations on General Meetings | | For | | For |
8 | | Approve Remuneration of Directors | | For | | Against |
9 | | Approve Remuneration of Members of Audit Commission | | For | | For |
10.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
10.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
10.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
10.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
10.5 | | Approve Related-Party Transaction with OAO Gazprom Bank Re: Lo an Facility Agreements | | For | | For |
10.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreements | | For | | For |
10.7 | | Approve Related-Party Transaction with ZAO Gazenergoprombank Re: Loan Facility Agreements | | For | | For |
10.8 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreements | | For | | For |
10.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Credit Funds | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds | | For | | For |
10.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System | | For | | For |
10.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase | | For | | For |
10.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
| | | | | | |
10.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.16 | | Approve Related-Party Transaction with Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export | | For | | For |
10.17 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline | | For | | For |
10.18 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
10.19 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Posession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field | | For | | For |
10.20 | | Approve Related-Party Transaction with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex | | For | | For |
10.21 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Auto nomous Area | | For | | For |
10.22 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
10.23 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
10.24 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
10.25 | | Approve Related-Party Transaction with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Conden sate Pipeline | | For | | For |
10.26 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.27 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.28 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.29 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.30 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.31 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
10.32 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.33 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions | | For | | For |
| | | | | | |
10.34 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.35 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
10.36 | | Approve Related-Party Transaction with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
10.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
10.38 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.39 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.40 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
10.41 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
10.42 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.43 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Sale of Gas | | For | | For |
10.44 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.45 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons | | For | | For |
10.46 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
10.47 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
10.48 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas | | For | | For |
10.49 | | Approve Related-Party Transaction with OAO SIBUR Holding Re: Delivery of Dry Stripped Gas | | For | | For |
10.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
10.51 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
10.52 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
10.53 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
10.54 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
10.55 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
10.56 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
10.57 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
10.58 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
10.59 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
10.60 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
10.61 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase of Gas | | For | | For |
10.62 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
| | | | | | |
10.63 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.64 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.66 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.67 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.68 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
10.69 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
10.70 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
10.71 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
10.72 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
10.73 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
10.74 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
10.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
10.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life and Individual Property Insurance | | For | | For |
10.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.80 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.81 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie | | For | | For |
10.82 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles | | For | | For |
10.83 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board | | For | | For |
10.84 | | Approve Related-Party Transactions with Multiple Parties Re: Agreement on Arranging Stocktaking of Property | | For | | For |
10.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
| | | | | | |
10.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Assessment | | For | | For |
10.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz and OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
10.98 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom’s Technological Assets | | For | | For |
10.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package | | For | | For |
10.10 | | Approve Related-Party Transaction with Multiple Parties Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | Elect 11 Directors by Cumulative Voting | | | | |
11.1 | | Elect Andrey Akimov as Director | | None | | Against |
11.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
11.3 | | Elect Burckhard Bergmann as Director | | None | | Against |
11.4 | | Elect Farit Gazizullin as Director | | None | | Against |
11.5 | | Elect Vladimir Gusakov as Director | | None | | Against |
11.6 | | Elect Viktor Zubkov as Director | | None | | Against |
11.7 | | Elect Elena Karpel as Director | | For | | Against |
11.8 | | Elect Aleksey Makarov as Director | | None | | Against |
11.9 | | Elect Aleksey Miller as Director | | For | | Against |
11.10 | | Elect Valery Musin as Director | | None | | For |
11.11 | | Elect Elvira Nabiullina as Director | | None | | Against |
11.12 | | Elect Viktor Nikolayev as Director | | None | | Against |
11.13 | | Elect Vlada Rusakova as Director | | For | | Against |
11.14 | | Elect Mikhail Sereda as Director | | For | | Against |
11.15 | | Elect Vladimir Fortov as Director | | None | | Against |
11.16 | | Elect Sergey Shmatko as Director | | None | | Against |
11.17 | | Elect Igor Yusufov as Director | | None | | Against |
| | Elect Nine Members of Audit Commission | | | | |
12.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
12.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote* |
12.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
12.4 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For |
12.5 | | Elect Nina Lobanova as Member of Audit Commission | | For | | For |
12.6 | | Elect Dmitry Logunov as Member of Audit Commission | | For | | Do Not Vote* |
12.7 | | Elect Yury Nosov as Member of Audit Commission | | For | | Do Not Vote* |
12.8 | | Elect Konstantin Pesotsky as Member of Audit Commission | | For | | Do Not Vote* |
12.9 | | Elect Marat Salekhov as Member of Audit Commission | | For | | Do Not Vote* |
12.10 | | Elect Mariya Tikhonova as Member of Audit Commission | | For | | For |
12.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | Do Not Vote* |
* | Item not voted due to cumulative voting restrictions. |
| | | | | | |
RusHydro JSC | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Jun-10 | | X34577100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Annual Report, Financial Statements, and Allocation of Income, Including Omission of Dividends | | For | | For |
2 | | Approve New Edition of Charter | | For | | For |
3 | | Approve New Edition of Regulations on General Meetings | | For | | For |
4 | | Approve Remuneration of Directors | | For | | For |
5 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
| | Elect Five Members of Audit Commission | | | | |
6.1 | | Elect Andrey Kolyada as Member of Audit Commission | | For | | For |
6.2 | | Elect Aleksandr Kuryanov as Member of Audit Commission | | For | | For |
6.3 | | Elect Oleg Oreshkin as Member of Audit Commission | | For | | For |
6.4 | | Elect Mariya Tikhonova as Member of Audit Commission | | For | | For |
6.5 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | For |
| | Elect 13 Directors by Cumulative Voting | | | | |
7.1 | | Elect Anatoly Ballo as Director | | None | | Against |
7.2 | | Elect Sergey Belobrodov as Director | | None | | Against |
7.3 | | Elect Eduard Volkov as Director | | None | | Against |
7.4 | | Elect Evgeny Dod as Director | | None | | Against |
7.5 | | Elect Viktor Zimin as Director | | None | | Against |
7.6 | | Elect Boris Kovalchuk as Director | | None | | For |
7.7 | | Elect Viktor Kudryavy as Director | | None | | Against |
7.8 | | Elect Georgy Kutovoy as Director | | None | | For |
7.9 | | Elect Nikolay Kutyin as Director | | None | | Against |
7.10 | | Elect Andrey Malyshev as Director | | None | | For |
7.11 | | Elect Marina Seliverstova as Director | | None | | Against |
7.12 | | Elect Rashid Sharipov as Director | | None | | For |
7.13 | | Elect Sergey Shmatko as Director | | None | | Against |
7.14 | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
7.15 | | Elect Sergey Maslov as Director | | None | | Against |
7.16 | | Elect Sergey Serebryannikov as Director | | None | | Against |
7.17 | | Elect Vladimir Tatsiy as Director | | None | | Against |
7.18 | | Elect Andrey Sharonov as Director | | None | | Against |
7.19 | | Elect Vyacheslav Kravchenko as Director | | None | | Against |
7.20 | | Elect Grigory Kurtser as Director | | None | | Against |
7.21 | | Elect Christian Berndt as Director | | None | | Against |
7.22 | | Elect Vasily Titov as Director | | None | | Against |
Nuveen Tradewinds Global All-Cap Plus Fund
| | | | | | |
Vodafone Group plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jul-09 | | 92857W209 | | Annual |
Not voted due to shares being on loan. |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | |
2 | | Re-elect Sir John Bond as Director | | For | | |
3 | | Re-elect John Buchanan as Director | | For | | |
4 | | Re-elect Vittorio Colao as Director | | For | | |
5 | | Elect Michel Combes as Director | | For | | |
6 | | Re-elect Andy Halford as Director | | For | | |
7 | | Re-elect Alan Jebson as Director | | For | | |
8 | | Elect Samuel Jonah as Director | | For | | |
9 | | Re-elect Nick Land as Director | | For | | |
10 | | Re-elect Anne Lauvergeon as Director | | For | | |
11 | | Re-elect Simon Murray as Director | | For | | |
12 | | Elect Stephen Pusey as Director | | For | | |
13 | | Re-elect Luc Vandevelde as Director | | For | | |
14 | | Re-elect Anthony Watson as Director | | For | | |
15 | | Re-elect Philip Yea as Director | | For | | |
16 | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | |
17 | | Approve Remuneration Report | | For | | |
18 | | Reappoint Deloitte LLP as Auditors of the Company | | For | | |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | |
20 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | |
21 | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | |
22 | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | |
23 | | Adopt New Articles of Association | | For | | |
24 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Jul-09 | | 035128206 | | Special |
Not voted due to shares being on loan. |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | | For | | |
| | | | | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 05-Aug-09 | | 61981U108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Please note that the original meeting date of July 30, 2009 has been postponed to August 5, 2009. The agenda item for Shareholders and Optionholders has remained the same. | | None | | None |
1 | | Approve Acquisition by Red Back Mining Inc. | | For | | Against |
| | | | | | |
Tata Motors Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Aug-09 | | 876568502 | | Annual |
Not voted due to shares being on loan. |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | |
2 | | Approve Dividend of INR 6.00 Per Ordinary Share and INR 6.50 Per ‘A’ Ordinary Share | | For | | |
3 | | Reappoint N.N. Wadia as Director | | For | | |
4 | | Reappoint S.M. Palia as Director | | For | | |
5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | |
6 | | Appoint N. Munjee as Director | | For | | |
7 | | Appoint S. Bhargava as Director | | For | | |
8 | | Appoint V.K. Jairath as Director | | For | | |
9 | | Appoint R. Kant as Director | | For | | |
10 | | Approve Appointment and Remuneration of P.M. Telang, Managing Director - India Operations | | For | | |
11 | | Appoint R.L. Choudhary as Director | | Against | | |
| | | | | | |
Smithfield Foods, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SFD | | 26-Aug-09 | | 832248108 | | Annual |
Not voted due to shares being on loan |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Joseph W. Luter, III | | For | | |
1.2 | | Elect Director Wendell H. Murphy | | For | | |
1.3 | | Elect Director C. Larry Pope | | For | | |
1.4 | | Elect Director Paul S. Trible, Jr. | | For | | |
2 | | Increase Authorized Common Stock | | For | | |
3 | | Amend Omnibus Stock Plan | | For | | |
4 | | Ratify Auditors | | For | | |
5 | | Phase out Use of Gestation Crates | | Against | | |
| | | | | | |
Korea Electric Power Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Sep-09 | | 500631106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Kim Moon-Deok as Inside Director | | For | | For |
| | | | | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 09-Oct-09 | | C58432102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Plan of Arrangement - Acquired by Randgold Resources Ltd | | For | | Against |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 20441A102 | | Special |
Not voted due to shares being on loan |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Director | | For | | |
2 | | Authorize Three Issuances of Up to BRL 826 Million in Non-Convertible Debentures Trough Private Placement | | For | | |
3 | | Set the Terms of the Debenture Issuance | | For | | |
4 | | Authorize Board of Directors to Set the Terms of the Debenture Issuance and to Amend Article 59 Accordingly | | For | | |
5 | | Authorize the Company to Perform any Legal Act Related to the Implementation of the Debentures Issuance | | For | | |
| | | | | | |
Gold Fields Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Nov-09 | | S3228H128 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolutions | | None | | None |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | | For | | For |
2 | | Elect CA Carolus as Director | | For | | For |
3 | | Elect R Da ino as Director | | For | | For |
4 | | Elect AR Hill as Director | | For | | For |
5 | | Re-elect NJ Holland as Director | | For | | For |
6 | | Elect RP Menell as Director | | For | | For |
7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | Against |
8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
9 | | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | | For | | For |
10 | | Amend Gold Fields Ltd 2005 Share Plan | | For | | For |
11 | | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
12 | | Approve Non-executive Director Fees with Effect from 1 January 2010 | | For | | For |
| | Special Resolution | | None | | None |
1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Nov-09 | | FR0010252106 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Business | | None | | None |
1 | | Amend Articles of Association Re: Payment of Dividends in Cash or in Shares | | For | | For |
| | Ordinary Business | | None | | None |
2 | | Reelect Bruno Lafont as Director | | For | | Against |
3 | | Reelect Henri Proglio as Director | | For | | Against |
4 | | Elect Mireille Faugere as Director | | For | | Against |
5 | | Elect Philippe Crouzet as Director | | For | | Against |
6 | | Elect Michael Jay of Ewelme as Director | | For | | Against |
7 | | Elect Pierre Mariani as Director | | For | | Against |
8 | | Authorize Stock Dividend Program (Cash or Shares) for Fiscal Year 2009 | | For | | For |
9 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Marine Harvest ASA (Formerly Pan Fish ASA) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-Nov-09 | | R69595107 | | Special |
Did not vote due to share blocking | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
3 | | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
4 | | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | | For | | Do Not Vote |
| | | | | | |
Endeavour Financial Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EDV | | 10-Nov-09 | | G3040R109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
2 | | Amend Stock Plan | | For | | Against |
| | | | | | |
Deutsche Telekom AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Nov-09 | | 251566105 | | Special |
Not voted due to shares being on loan |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Approval Of The Spin-off And Take-over Agreement Concluded On September 3, 2009 With T-mobile Deutschland Gmbh With Its Registered Offices In Bonn | | For | | |
| | | | | | |
Microsoft Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MSFT | | 19-Nov-09 | | 594918104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director William H. Gates, III | | For | | For |
2 | | Elect Director Steven A. Ballmer | | For | | For |
3 | | Elect Director Dina Dublon | | For | | For |
4 | | Elect Director Raymond V. Gilmartin | | For | | For |
5 | | Elect Director Reed Hastings | | For | | For |
6 | | Elect Director Maria Klawe | | For | | For |
7 | | Elect Director David F. Marquardt | | For | | For |
8 | | Elect Director Charles H. Noski | | For | | For |
9 | | Elect Director Helmut Panke | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Permit Right to Call Special Meeting | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
13 | | Adopt Principles for Health Care Reform | | Against | | Against |
14 | | Report on Charitable Contributions | | Against | | Against |
| | | | | | |
Mineral Deposits Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q6154S135 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | None | | For |
2 | | Elect James Murray Grant as a Director | | For | | For |
3 | | Elect Nicholas James Limb as a Director | | For | | For |
4 | | Elect Robert Victor Danchin as a Director | | For | | For |
5 | | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | | For | | Against |
| | | | | | |
Nippon Oil Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5001 | | 27-Jan-10 | | J5484F100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Formation of Joint Holding Company with Nippon Mining Holdings, Inc. | | For | | For |
2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | |
Tyson Foods, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TSN | | 05-Feb-10 | | 902494103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Don Tyson | | For | | For |
1.2 | | Elect Director John Tyson | | For | | For |
1.3 | | Elect Director Lloyd V. Hackley | | For | | Withhold |
1.4 | | Elect Director Jim Kever | | For | | For |
1.5 | | Elect Director Kevin M. McNamara | | For | | Withhold |
1.6 | | Elect Director Brad T. Sauer | | For | | Withhold |
1.7 | | Elect Director Robert Thurber | | For | | Withhold |
1.8 | | Elect Director Barbara A. Tyson | | For | | For |
1.9 | | Elect Director Albert C. Zapanta | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Report on Water Pollution Prevention Measures | | Against | | For |
5 | | Report on Reducing Environmental Impacts | | Against | | For |
6 | | Phase Out Antibiotics in Animal Feed | | Against | | Against |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Mar-10 | | P8228H104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Ratify Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | Against |
2 | | Ratify Allocation of Income and Dividends | | For | | Against |
| | | | | | |
KT Corp (formerly Korea Telecom Corporation) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y49915104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
3.3 | | Elect Lee Chan-Jin as Outside Director | | For | | For |
3.4 | | Elect Song Jong-Hwan as Outside Director | | For | | For |
3.5 | | Elect Chung Hae-Bang as Outside Director | | For | | For |
4.1 | | Elect Koh Jeong-Suk as Member of Audit Committee | | For | | For |
4.2 | | Elect Chung Hae-Bang as Member of Audit Committee | | For | | For |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
6 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Mar-10 | | X9518S108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | | | |
2 | | Calling the Meeting to Order | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
4 | | Acknowledge Proper Convening of Meeting | | For | | For |
5 | | Prepare and Approve List of Shareholders | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Review | | | | |
7 | | Accept Financial Statements and Statutory Reports | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors | | For | | For |
11 | | Fix Number of Directors at Nine | | For | | For |
12 | | Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Bjorn Wahlroos as Directors; Elect Robert Routs as New Director | | For | | For |
13 | | Approve Remuneration of Auditors | | For | | For |
14 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
15 | | Amend Articles Re: Specify Number of Directors | | For | | For |
16 | | Amend Articles Re: Notification of General Meeting | | For | | For |
17 | | Authorize Repurchase of up to 51 Million Issued Shares | | For | | For |
18 | | Approve Issuance of 25 Million Shares without Preemptive Rights | | For | | For |
19 | | Approve Charitable Donations of Up to EUR 500,000 | | For | | For |
20 | | Close Meeting | | | | |
| | | | | | |
Kirin Holdings Co., Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2503 | | 26-Mar-10 | | 497350108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 11.5 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For |
| | | | | | |
BJ Services Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BJS | | 31-Mar-10 | | 055482103 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
Krung Thai Bank PCL | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Apr-10 | | Y49885190 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge Directors’ Report | | | | |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Allocation of Income for Legal Reserve and Payment of Dividend on Preferred Shares of THB 0.55 Per Share and Dividend on Ordinary Shares of THB 0.40 Per Share | | For | | For |
5 | | Approve Remuneration of Directors | | For | | For |
6.1 | | Elect Sathit Limpongpan as Director | | For | | For |
6.2 | | Elect Santi Vilassakdanont as Director | | For | | For |
6.3 | | Elect Chulasingh Vasantasingh as Director | | For | | For |
6.4 | | Elect Naruenart Ratanakanok as Director | | For | | For |
7 | | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8 | | Other Business | | For | | Against |
| | | | | | |
Bangkok Bank Public Co. Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Apr-10 | | Y0606R101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge 2009 Operating Results | | | | |
3 | | Acknowledge 2009 Audit Committee Report | | | | |
4 | | Accept Financial Statements and Statutory Reports | | For | | For |
5 | | Approve Allocation of Income and Payment of Dividend of THB 4.00 Per Share | | For | | For |
6.1 | | Elect Chatri Sophonpanich as Director | | For | | For |
6.2 | | Elect Kosit Panpiemras as Director | | For | | For |
6.3 | | Elect Piti Sithi-Amnuai as Director | | For | | For |
6.4 | | Elect Prasong Uthaisangchai as Director | | For | | For |
6.5 | | Elect Pornthep Phornprapha as Director | | For | | For |
6.6 | | Elect Gasinee Witoonchart as Director | | For | | For |
7 | | Acknowledge Remuneration of Directors | | | | |
8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Other Business | | For | | Against |
| | | | | | |
UBS AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Apr-10 | | H89231338 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
1.2 | | Approve Remuneration Report | | For | | Against |
2 | | Approve Treatment of Net Loss | | For | | For |
3.1 | | Approve Discharge of Board and Senior Management for Fiscal 2009 | | For | | For |
3.2 | | Approve Discharge of Board and Senior Management for Fiscal 2008 | | For | | For |
3.3 | | Approve Discharge of Board and Senior Management for Fiscal 2007 | | For | | Against |
4 | | Amend Articles Re: Share Certificates due to New Swiss Federal | | For | | For |
| | Act on Intermediated Securities | | | | |
5.1a | | Reelect Kaspar Villiger as Director | | For | | For |
5.1b | | Reelect Sally Bott as Director | | For | | For |
5.1c | | Reelect Michel Demare as Director | | For | | For |
5.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
5.1e | | Reelect Bruno Gehrig as Director | | For | | For |
5.1f | | Reelect Ann Godbehere as Director | | For | | For |
5.1g | | Reelect Axel Lehmann as Director | | For | | For |
5.1h | | Reelect Helmut Panke as Director | | For | | For |
5.1i | | Reelect William Parrett as Director | | For | | For |
5.1j | | Reelect David Sidwell as Director | | For | | For |
5.2 | | Elect Wolfgang Mayrhuber as Director | | For | | For |
5.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
6 | | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | | For | | For |
| | | | | | |
BP plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | G12793108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | To Receive The Directors Annual Report And Accounts | | For | | For |
2 | | To Approve The Directors Remuneration Report | | For | | For |
3 | | To Elect P Anderson As A Director | | For | | For |
4 | | To Re-elect A Burgmans As A Director | | For | | For |
5 | | To Re-elect C B Carroll As A Director | | For | | For |
6 | | To Re-elect William Castell As A Director | | For | | For |
7 | | To Re-elect I C Conn As A Director | | For | | For |
8 | | To Re-elect G David As A Director | | For | | For |
9 | | To Elect I E L Davis As A Director | | For | | For |
10 | | To Re-elect R Dudley As A Director | | For | | For |
11 | | To Re-elect D J Flint As A Director | | For | | For |
12 | | To Re-elect B E Grote As A Director | | For | | For |
13 | | To Re-elect A B Hayward As A Director | | For | | For |
14 | | To Re-elect A G Inglis As A Director | | For | | For |
15 | | To Re-elect D S Julius As A Director | | For | | For |
16 | | To Elect C-H Svanberg As A Director | | For | | For |
17 | | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | | For | | For |
18 | | To Adopt New Articles Of Association | | For | | For |
19 | | To Give Limited Authority For The Purchase of Its Own Shares By The Company | | For | | For |
20 | | To Give Limited Authority To Allot Shares Up To A Specified amount | | For | | For |
21 | | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | | For | | For |
22 | | To Authorize The Calling Of General Meetings (excluding Annual General Meetings) By Notice Of At Least 14 clear Days | | For | | For |
23 | | To Approve The Renewal Of The Executive Directors Incentive Plan | | For | | For |
24 | | To Approve The Scrip Dividend Programme Shareholder Proposal | | For | | For |
25 | | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | | Against | | Against |
| | | | | | |
ERG spa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | T3707Z101 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | Do Not Vote |
2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | For | | Do Not Vote |
3 | | Elect One Director | | For | | Do Not Vote |
4 | | Approve Remuneration of Directors | | For | | Do Not Vote |
5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares Special Business | | For | | Do Not Vote |
1 | | Approve Merger by Absorption of ERG Raffinerie Mediterranee SpA and ERG Power&Gas SpA | | For | | Do Not Vote |
| | | | | | |
Stolt-Nielsen Sa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | L88742108 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting | | | | |
| | Ordinary Business | | | | |
0 | | Receive and Approve Directors’ and Auditors’ Reports | | | | |
1 | | Accept Consolidated Financial Statements and Financial Statements | | For | | Do Not Vote |
2 | | Approve Allocation of Income and Dividends of USD 0.50 per Share | | For | | Do Not Vote |
3 | | Approve Discharge of Directors | | For | | Do Not Vote |
| | Special Business | | | | |
4 | | Continuation of Authorized Capital/Suppression of Shareholders Preemptive Rights Ordinary Business | | For | | Do Not Vote |
5 | | Approve Share Repurchase Program | | For | | Do Not Vote |
6a | | Reelect Christer Olsson as Director | | For | | Do Not Vote |
6b | | Reelect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
6c | | Reelect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
6d | | Reelect Samuel Cooperman as Director | | For | | Do Not Vote |
6e | | Reelect Hakan Larsson as Director | | For | | Do Not Vote |
6f | | Reelect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
7 | | Elect Christer Olsson as Chairman of the Board | | For | | Do Not Vote |
8 | | Ratify PricewaterhouseCoopers Sàrl as Auditors | | For | | Do Not Vote |
| | | | | | |
AGCO Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AGCO | | 22-Apr-10 | | 001084102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Francisco R. Gros | | For | | Withhold |
1.2 | | Elect Director Gerald B. Johanneson | | For | | For |
1.3 | | Elect Director George E. Minnich | | For | | For |
1.4 | | Elect Director Curtis E. Moll | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Lockheed Martin Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LMT | | 22-Apr-10 | | 539830109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director E. C. “Pete” Aldrige, Jr. | | For | | For |
2 | | Elect Director Nolan D. Archibald | | For | | For |
3 | | Elect Director David B. Burritt | | For | | For |
4 | | Elect Director James O. Ellis, Jr. | | For | | For |
5 | | Elect Director Gwendolyn S. King | | For | | For |
6 | | Elect Director James M. Loy | | For | | For |
7 | | Elect Director Douglas H. McCorkindale | | For | | For |
8 | | Elect Director Joseph W. Ralston | | For | | For |
9 | | Elect Director James Schneider | | For | | For |
10 | | Elect Director Anne Stevens | | For | | For |
11 | | Elect Director Robert J. Stevens | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Report on Space-based Weapons Program | | Against | | Against |
| | | | | | |
Pfizer Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PFE | | 22-Apr-10 | | 717081103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Dennis A. Ausiello | | For | | For |
2 | | Elect Director Michael S. Brown | | For | | For |
3 | | Elect Director M. Anthony Burns | | For | | For |
4 | | Elect Director Robert N. Burt | | For | | For |
5 | | Elect Director W. Don Cornwell | | For | | For |
6 | | Elect Director Frances D. Fergusson | | For | | For |
7 | | Elect Director William H. Gray III | | For | | For |
8 | | Elect Director Constance J. Horner | | For | | For |
9 | | Elect Director James M. Kilts | | For | | For |
10 | | Elect Director Jeffrey B. Kindler | | For | | For |
11 | | Elect Director George A. Lorch | | For | | For |
12 | | Elect Director John P. Mascotte | | For | | For |
13 | | Elect Director Suzanne Nora Johnson | | For | | For |
14 | | Elect Director Stephen W. Sanger | | For | | For |
15 | | Elect Director William C. Steere, Jr. | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
18 | | Provide Right to Call Special Meeting | | For | | For |
19 | | Prohibit Executive Stock-Based Awards | | Against | | Against |
| | | | | | |
Alcoa Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AA | | 23-Apr-10 | | 013817101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Arthur D. Collins, Jr | | For | | For |
1.2 | | Elect Director Carlos Ghosn | | For | | For |
1.3 | | Elect Director Michael G. Morris | | For | | For |
1.4 | | Elect Director E. Stanley O’Neal | | For | | For |
2 | | Ratify Auditor | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
4 | | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | | For | | For |
5 | | Reduce Supermajority Vote Requirement Relating to Director Elections | | For | | For |
6 | | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | | For | | For |
7 | | Adopt Simple Majority Vote | | Against | | For |
| | | | | | |
Newmont Mining Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NEM | | 23-Apr-10 | | 651639106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Glen A. Barton | | For | | For |
2 | | Elect Director Vincent A. Calarco | | For | | For |
3 | | Elect Director Joseph A. Carrabba | | For | | For |
4 | | Elect Director Noreen Doyle | | For | | For |
5 | | Elect Director Veronica M. Hagen | | For | | For |
6 | | Elect Director Michael S. Hamson | | For | | For |
7 | | Elect Director Richard T. O’Brien | | For | | For |
8 | | Elect Director John B. Prescott | | For | | For |
9 | | Elect Director Donald C. Roth | | For | | For |
10 | | Elect Director James V. Taranik | | For | | For |
11 | | Elect Director Simon Thompson | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
14 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | |
Ameren Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AEE | | 27-Apr-10 | | 023608102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephen F. Brauer | | For | | For |
1.2 | | Elect Director Ellen M. Fitzsimmons | | For | | For |
1.3 | | Elect Director Walter J. Galvin | | For | | For |
1.4 | | Elect Director Gayle P. W. Jackson | | For | | For |
1.5 | | Elect Director James C. Johnson | | For | | For |
1.6 | | Elect Director Steven H. Lipstein | | For | | For |
1.7 | | Elect Director Charles W. Mueller | | For | | For |
1.8 | | Elect Director Harvey Saligman | | For | | For |
1.9 | | Elect Director Patrick T. Stokes | | For | | For |
1.10 | | Elect Director Thomas R. Voss | | For | | For |
1.11 | | Elect Director Stephen R. Wilson | | For | | For |
1.12 | | Elect Director Jack D. Woodard | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Extending the Operating License at the Callaway Nuclear Power Facility | | Against | | Against |
| | | | | | |
Tim Participacoes SA (formerly Tele Celular Sul Participacoes) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Apr-10 | | P91536204 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Allocation of Income and Dividends | | For | | For |
3 | | Elect Directors | | For | | For |
4 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | For |
5 | | Elect Fiscal Council Members and Fix Their Remuneration Special Meeting Agenda | | For | | For |
6 | | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A. | | For | | For |
7 | | Amend Articles | | For | | For |
| | | | | | |
Barrick Gold Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ABX | | 28-Apr-10 | | 067901108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect H.L. Beck as Director | | For | | For |
1.2 | | Elect C.W.D. Birchall as Director | | For | | For |
1.3 | | Elect D.J. Carty as Director | | For | | For |
1.4 | | Elect G. Cisneros as Director | | For | | For |
1.5 | | Elect M.A. Cohen as Director | | For | | For |
1.6 | | Elect P.A. Cossgrove as Director | | For | | For |
1.7 | | Elect R.M. Franklin as Director | | For | | For |
1.8 | | Elect J.B. Harvey as Director | | For | | For |
1.9 | | Elect B. Mulroney as Director | | For | | For |
1.10 | | Elect A. Munk as Director | | For | | For |
1.11 | | Elect P. Munk as Director | | For | | For |
1.12 | | Elect A.W. Regent as Director | | For | | For |
1.13 | | Elect N.P. Rothschild as Director | | For | | For |
1.14 | | Elect S.J. Shaprio as Director | | For | | For |
2 | | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | |
Sekisui House Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1928 | | 28-Apr-10 | | J70746136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Handling of Net Loss | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
| | | | | | |
AstraZeneca plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | G0593M107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
3 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
5a | | Re-elect Louis Schweitzer as Director | | For | | For |
5b | | Re-elect David Brennan as Director | | For | | For |
5c | | Re-elect Simon Lowth as Director | | For | | For |
5d | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
5e | | Re-elect Jane Henney as Director | | For | | For |
5f | | Re-elect Michele Hooper as Director | | For | | For |
5g | | Re-elect Rudy Markham as Director | | For | | For |
5h | | Re-elect Dame Nancy Rothwell as Director | | For | | For |
5i | | Re-elect John Varley as Director | | For | | For |
5j | | Re-elect Marcus Wallenberg as Director | | For | | For |
6 | | Approve Remuneration Report | | For | | For |
7 | | Authorise EU Political Donations and Expenditure | | For | | For |
8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
10 | | Authorise Market Purchase | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
12 | | Adopt New Articles of Association | | For | | For |
13 | | Approve the Investment Plan | | For | | For |
| | | | | | |
eBay Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EBAY | | 29-Apr-10 | | 278642103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director David M. Moffett | | For | | For |
2 | | Elect Director Richard T. Schlosberg, III | | For | | For |
3 | | Elect Director Thomas J. Tierney | | For | | For |
4 | | Amend Executive Incentive Bonus Plan | | For | | For |
5 | | Amend Omnibus Stock Plan | | For | | Against |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P8228H104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
I | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
II | | Approve Allocation of Income and Dividends | | For | | For |
III | | Elect Corporate Bodies | | For | | Against |
| | | | | | |
Deutsche Telekom AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 03-May-10 | | D2035M136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.78 per Share | | For | | For |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | For | | For |
4 | | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | For | | For |
5 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | For | | For |
6 | | Approve Remuneration System for Management Board Members | | For | | For |
7 | | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | | For | | For |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
9 | | Elect Wulf Bernotat to the Supervisory Board | | For | | For |
10 | | Elect Ulrich Middelmann to the Supervisory Board | | For | | For |
11 | | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | | For | | For |
12 | | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | | For | | For |
13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nomina l Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | | For | | For |
14 | | Approve Remuneration of Supervisory Board | | For | | For |
15 | | Amend Corporate Purpose | | For | | For |
16 | | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
17 | | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
18 | | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
19 | | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
| | | | | | |
CONSOL Energy Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CNX | | 04-May-10 | | 20854P109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Whitmire | | For | | For |
1.2 | | Elect Director J. Brett Harvey | | For | | For |
1.3 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
1.4 | | Elect Director Philip W. Baxter | | For | | For |
1.5 | | Elect Director William E. Davis | | For | | For |
1.6 | | Elect Director Raj K. Gupta | | For | | For |
1.7 | | Elect Director Patricia A. Hammick | | For | | For |
1.8 | | Elect Director David C. Hardesty, Jr. | | For | | For |
1.9 | | Elect Director John T. Mills | | For | | For |
1.10 | | Elect Director William P. Powell | | For | | For |
1.11 | | Elect Director Joseph T. Williams | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Peabody Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BTU | | 04-May-10 | | 704549104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gregory H. Boyce | | For | | For |
1.2 | | Elect Director William A. Coley | | For | | For |
1.3 | | Elect Director William E. James | | For | | For |
1.4 | | Elect Director Robert B. Karn, III | | For | | For |
1.5 | | Elect Director M. Frances Keeth | | For | | For |
1.6 | | Elect Director Henry E. Lentz | | For | | For |
1.7 | | Elect Director Robert A. Malone | | For | | For |
1.8 | | Elect Director William C. Rusnack | | For | | For |
1.9 | | Elect Director John F. Turner | | For | | For |
1.10 | | Elect Director Alan H. Washkowitz | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
WestJet Airlines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WJA | | 04-May-10 | | 960410207 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Common and Variable Shareholders | | | | |
1 | | Fix Number of Directors at Eleven | | For | | For |
2.1 | | Elect Director Clive J. Beddoe | | For | | For |
2.2 | | Elect Director Ron Brenneman | | For | | For |
2.3 | | Elect Director Hugh Bolton | | For | | For |
2.4 | | Elect Director Brett Godfrey | | For | | Withhold |
2.5 | | Elect Director Donald Hougan | | For | | For |
2.6 | | Elect Director Allan W. Jackson | | For | | For |
2.7 | | Elect Director S. Barry Jackson | | For | | For |
2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
2.10 | | Elect Director Gregg Saretsky | | For | | For |
2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
4 | | Amend Stock Option Plan | | For | | Against |
5 | | Amend 2008 Executive Share Option Plan | | For | | Against |
6 | | Approve Conditional Unit Award Grants to Executives | | For | | Against |
7 | | Approve Key Employee and Pilot Restricted Share Unit Plan | | For | | For |
8 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | |
| | | | | | |
Lihir Gold Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LGL | | 05-May-10 | | Y5285N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for the Year | | For | | For |
| | Ended Dec. 31, 2009 | | | | |
2 | | Elect Peter Cassidy as a Director | | For | | For |
3 | | Elect Mike Etheridge as a Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | For | | Against |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 07-May-10 | | S04255196 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | | For | | For |
2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
3 | | Re-elect Frank Arisman as Director | | For | | For |
4 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
5 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
6 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
7 | | Place Authorised But Unissued Shares under Control of Directors | | For | | For |
8 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
9 | | Authorise Issue of Convertible Securities | | For | | For |
10 | | Approve Increase in Non-executive Directors’ Fees | | For | | For |
11 | | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | | For | | For |
12 | | Amend Share Incentive Scheme | | For | | For |
13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
14 | | Amend Bonus Share Plan 2005 | | For | | For |
15 | | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | | For | | For |
16 | | Approve Remuneration Policy | | For | | For |
17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Loews Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: L | | 11-May-10 | | 540424108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Ann E. Berman | | For | | For |
2 | | Elect Director Joseph L. Bower | | For | | For |
3 | | Elect Director Charles M. Diker | | For | | For |
4 | | Elect Director Jacob A. Frenkel | | For | | For |
5 | | Elect Director Paul J. Fribourg | | For | | For |
6 | | Elect Director Walter L. Harris | | For | | Against |
7 | | Elect Director Philip A. Laskawy | | For | | For |
8 | | Elect Director Ken Miller | | For | | For |
9 | | Elect Director Gloria R. Scott | | For | | For |
10 | | Elect Director Andrew H. Tisch | | For | | For |
11 | | Elect Director James S. Tisch | | For | | For |
12 | | Elect Director Jonathan M. Tisch | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | |
ConocoPhillips | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: COP | | 12-May-10 | | 20825C104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard L. Armitage | | For | | For |
1.2 | | Elect Director Richard H. Auchinleck | | For | | For |
1.3 | | Elect Director James E. Copeland, Jr. | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | For | | For |
1.5 | | Elect Director Ruth R. Harkin | | For | | For |
1.6 | | Elect Director Harold W. Mcgraw III | | For | | For |
1.7 | | Elect Director James J. Mulva | | For | | For |
1.8 | | Elect Director Robert A. Niblock | | For | | For |
1.9 | | Elect Director Harald J. Norvik | | For | | For |
1.10 | | Elect Director William K. Reilly | | For | | For |
1.11 | | Elect Director Bobby S. Shackouls | | For | | For |
1.12 | | Elect Director Victoria J. Tschinkel | | For | | For |
1.13 | | Elect Director Kathryn C. Turner | | For | | For |
1.14 | | Elect Director William E. Wade, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Board Risk Management Oversight | | Against | | Against |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
5 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
6 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
7 | | Report on Financial Risks of Climate Change | | Against | | Against |
8 | | Adopt Goals to Reduce Emission of TRI Chemicals | | Against | | Against |
9 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For |
10 | | Report on Political Contributions | | Against | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | F2940H113 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | For | | For |
5 | | Approve Additional Remuneration of Directors in the Aggregate Amount of EUR 2,250 for Fiscal Year 2009 | | For | | For |
6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 190,000 | | For | | For |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Special Business | | For | | For |
8 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
9 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
10 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
11 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
12 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
13 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
14 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
15 | | Approve Employee Stock Purchase Plan | | For | | Against |
16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Statoil ASA | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-May-10 | | R4446E112 | | Annual |
Did not vote due to share blocking
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | |
1 | | Open Meeting | | | | |
2 | | Elect Olaug Svarva as Chair of Meeting | | For | | Do Not Vote |
3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
4 | | Registration of Attending Shareholders and Proxies | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share | | For | | Do Not Vote |
7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
9.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | Do Not Vote |
9.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | Do Not Vote |
9.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | Do Not Vote |
9.4 | | Reelect Greger Mannsverk as Member Corporate Assembly | | For | | Do Not Vote |
9.5 | | Relect Steinar Olsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | Do Not Vote |
9.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | Do Not Vote |
9.8 | | Relect Tore Ulstein as Member of Corporate Assembly | | For | | Do Not Vote |
9.9 | | Elect Live Aker as Member of Corporate Assembly | | For | | Do Not Vote |
9.10 | | Elect Siri Kalvig as Member of Corporate Assembly | | For | | Do Not Vote |
9.11 | | Elect Thor Bolstad as Member of Corporate Assembly | | For | | Do Not Vote |
9.12 | | Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.14 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.15 | | Elect Linda Aase as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.16 | | Reelect Shahzad Rana as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
10 | | Approve Remuneration of Members and Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members | | For | | Do Not Vote |
11.1 | | Reelect Olaug Svarva as Chair of Nominating Committee | | For | | Do Not Vote |
11.2 | | Reelect Bjorn Haavik as Member of Nominating Committee | | For | | Do Not Vote |
11.3 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | Do Not Vote |
11.4 | | Elect Live Aker as Member of Nominating Committee | | For | | Do Not Vote |
12 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members | | For | | Do Not Vote |
13 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
14 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly | | For | | Do Not Vote |
15 | | Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments Shareholder Proposals | | For | | Do Not Vote |
16 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
| | | | | | |
Petrochina Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | Y6883Q138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | |
1 | | Accept Report of the Board of Directors | | For | | For |
2 | | Accept Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Final Dividends | | For | | For |
5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
6 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
7 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
Thales | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | F9156M108 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
4 | | Approve Transaction with Denis Ranque Re: Pension Scheme | | For | | Against |
5 | | Approve Transaction with Denis Ranque | | For | | Against |
6 | | Approve Transaction with Luc Vigneron Re: Severance Payment | | For | | Against |
7 | | Approve Transaction with Luc Vigneron Re: Additional Pension Scheme | | For | | Against |
8 | | Approve Transaction with Bernard Retat and Amend Ongoing Transaction with TSA | | For | | Against |
9 | | Ratify Appointment of Yannick d’Escatha | | For | | For |
10 | | Ratify Appointment of Steve Gentili as Director | | For | | For |
11 | | Ratify Appointment of Pierre Mutz as Director | | For | | For |
12 | | Ratify Appointment of Luc Vigneron as Director | | For | | Against |
13 | | Ratify Appointment of Bruno Parent as Director | | For | | Against |
14 | | Ratify Appointment of Charles Edelstenne as Director | | For | | Against |
15 | | Ratify Appointment of Amaury de Seze as Director | | For | | Against |
16 | | Ratify Appointment of Eric Trappier as Director | | For | | Against |
17 | | Ratify Appointment of Loik Segalen as Director | | For | | Against |
18 | | Ratify Appointment of Olivier Bourges as Director | | For | | Against |
19 | | Reelect Olivier Bourges as Director | | For | | Against |
20 | | Reelect Bruno Parent as Director | | For | | Against |
21 | | Reelect Yannick d’Escatha as Director | | For | | Against |
22 | | Reelect Steve Gentili as Director | | For | | Against |
23 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business | | For | | For |
24 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option | | For | | Against |
25 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
26 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
27 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
28 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under items 26 and 27 Above | | For | | For |
29 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
30 | | Set Total Limit for Capital Increase to Result from All Issuance Requests under items 26-29 at EUR 150 Million | | For | | For |
31 | | Approve Employee Stock Purchase Plan Ordinary Business | | For | | Against |
32 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Aetna Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AET | | 21-May-10 | | 00817Y108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Frank M. Clark | | For | | Against |
2 | | Elect Director Betsy Z. Cohen | | For | | Against |
3 | | Elect Director Molly J. Coye | | For | | For |
4 | | Elect Director Roger N. Farah | | For | | Against |
5 | | Elect Director Barbara Hackman Franklin | | For | | Against |
6 | | Elect Director Jeffrey E. Garten | | For | | Against |
7 | | Elect Director Earl G. Graves | | For | | For |
8 | | Elect Director Gerald Greenwald | | For | | For |
9 | | Elect Director Ellen M. Hancock | | For | | For |
10 | | Elect Director Richard J. Harrington | | For | | For |
11 | | Elect Director Edward J. Ludwig | | For | | For |
12 | | Elect Director Joseph P. Newhouse | | For | | For |
13 | | Elect Director Ronald A. Williams | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Approve Omnibus Stock Plan | | For | | Against |
16 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against |
17 | | Amend Executive Incentive Bonus Plan | | For | | For |
18 | | Provide for Cumulative Voting | | Against | | For |
19 | | Require Independent Board Chairman | | Against | | For |
| | | | | | |
Canadian Pacific Railway Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CP | | 21-May-10 | | 13645T100 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
2.1 | | Elect Director John E. Cleghorn | | For | | For |
2.2 | | Elect Director Tim W. Faithfull | | For | | For |
2.3 | | Elect Director Frederic J. Green | | For | | For |
2.4 | | Elect Director Krystyna T. Hoeg | | For | | For |
2.5 | | Elect Director Richard C. Kelly | | For | | For |
2.6 | | Elect Director John P. Manley | | For | | For |
2.7 | | Elect Director Linda J. Morgan | | For | | For |
2.8 | | Elect Director Madeleine Paquin | | For | | For |
2.9 | | Elect Director Michael E.J. Phelps | | For | | For |
2.10 | | Elect Director Roger Phillips | | For | | For |
2.11 | | Elect Director David W. Raisbeck | | For | | For |
2.12 | | Elect Director Hartley T. Richardson | | For | | For |
2.13 | | Elect Director Michael W. Wright | | For | | For |
3 | | Amend Bylaw No. 1 | | For | | For |
| | | | | | |
Simmer and Jack Mines Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-May-10 | | S76417104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Resolutions | | |
1 | | Approve Increase in Authorised Share Capital | | For | | For |
2 | | Amend Articles of Association | | For | | For |
3 | | Approve Granting of Financial Assistance by the Company Ordinary Resolutions | | For | | For |
1 | | Approve Acquisition of Rand FIU Notes Issued by Mine Waste Solutions (Proprietary) Limited | | For | | For |
2 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
3 | | Authorise Creation and Issuance of Convertible Bonds | | For | | For |
4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
Minara Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-May-10 | | Q6120A101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Ivan Glasenberg as Director | | For | | For |
3 | | Elect Malcolm Macpherson as Director | | For | | For |
4 | | Approve the Grant of Performance Rights to a Maximum Value of A$3 Million to Peter Johnston, Managing Director and Chief Executive Officer, Under the Long Term Incentive Scheme | | For | | For |
| | | | | | |
Cameco Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CCO | | 26-May-10 | | 13321L108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
2.1 | | Elect Director John H. Clappison | | For | | For |
2.2 | | Elect Director Joe F. Colvin | | For | | For |
2.3 | | Elect Director James R. Curtiss | | For | | For |
2.4 | | Elect Director Donald H.F. Deranger | | For | | For |
2.5 | | Elect Director James K. Gowans | | For | | For |
2.6 | | Elect Director Gerald W. Grandey | | For | | For |
2.7 | | Elect Director Nancy E. Hopkins | | For | | For |
2.8 | | Elect Director Oyvind Hushovd | | For | | For |
2.9 | | Elect Director J.W. George Ivany | | For | | For |
2.10 | | Elect Director A. Anne McLellan | | For | | For |
2.11 | | Elect Director A. Neill McMillan | | For | | For |
2.12 | | Elect Director Victor J. Zaleschuk | | For | | For |
3 | | Ratify KPMG LLP as Auditors | | For | | For |
4 | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | |
Telecom Italia Spa.( formerly Olivetti Spa ) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-May-10 | | T92778108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Holders of Saving Shares | | |
1 | | Acknowledge Report by Common Representative on the Use of the Fund Set to Protect Saving Shareholder Interests | | For | | Do Not Vote |
2 | | Elect Board Representative for Holders of Saving Shares; Approve Representative’s Remuneration | | For | | Do Not Vote |
| | | | | | |
| | | |
Marine Harvest ASA (Formerly Pan Fish ASA) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | R2326D105 | | Annual |
Did not vote due to share blocking | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
3 | | Receive President’s Report | | | | |
4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
5 | | Approve Allocation of Income and Dividends of NOK 0.35 per Share | | For | | Do Not Vote |
6 | | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | | For | | Do Not Vote |
7 | | Approve Issuance of 357.5 Million Shares without Preemptive Rights | | For | | Do Not Vote |
8 | | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | | For | | Do Not Vote |
9 | | Elect Directors | | For | | Do Not Vote |
10 | | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | | For | | Do Not Vote |
11 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
12 | | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity Shareholder Proposals | | For | | Do Not Vote |
13 | | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | | Against | | Do Not Vote |
| | | | | | |
| | | |
PT Medco Energi Internasional (formerly PT Medco Energi Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y7129J136 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual General Meeting | | | | |
1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
2 | | Accept Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Elect Directors and Commissioners | | For | | Against |
6 | | Approve Remuneration of Directors and Commissioners Extraordinary General Meeting | | For | | For |
1 | | Approve Change in the Utilization of Treasury Shares for the Implementation of the Employee Stock Option Plan (ESOP) and Management Stock Option Plan (MSOP) | | For | | Against |
2 | | Approve ESOP and MSOP | | For | | Against |
| | | | | | |
| | | |
Seven & i Holdings Co Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3382 | | 27-May-10 | | J7165H108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 28 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
| | | | | | |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
2.12 | | Elect Director | | For | | For |
2.13 | | Elect Director | | For | | For |
2.14 | | Elect Director | | For | | For |
2.15 | | Elect Director | | For | | For |
3.1 | | Appoint Statutory Auditor | | For | | For |
3.2 | | Appoint Statutory Auditor | | For | | For |
3.3 | | Appoint Statutory Auditor | | For | | For |
3.4 | | Appoint Statutory Auditor | | For | | For |
3.5 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
| | | |
NagaCorp Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 31-May-10 | | G6382M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a | | Reelect Chen Lip Keong as Director | | For | | For |
3b | | Reelect Timothy Patrick McNally as Director | | For | | For |
4 | | Elect Philip Lee Wai Tuck as Executive Director | | For | | For |
5 | | Elect Michael Lai Kai Jin as Non-Executive Director | | For | | For |
6 | | Authorize Board to Fix the Remuneration of Directors for the Year Ended Dec. 31, 2009 and the Year Ending Dec. 31, 2010 | | For | | For |
7 | | Reappoint BDO Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
8b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
8c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
| | | |
Tech Data Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TECD | | 02-Jun-10 | | 878237106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Charles E. Adair | | For | | For |
2 | | Elect Director Maximilian Ardelt | | For | | For |
3 | | Elect Director Harry J. Harczak, Jr. | | For | | For |
4 | | Elect Director Savio W. Tung | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
| | | |
Tesoro Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TSO | | 04-Jun-10 | | 881609101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Rodney F. Chase | | For | | For |
1.2 | | Elect Director Gregory J. Goff | | For | | For |
1.3 | | Elect Director Robert W. Goldman | | For | | For |
1.4 | | Elect Director Steven H. Grapstein | | For | | For |
1.5 | | Elect Director William J. Johnson | | For | | For |
1.6 | | Elect Director J.W. (Jim) Nokes | | For | | For |
1.7 | | Elect Director Donald H. Schmude | | For | | For |
1.8 | | Elect Director Michael E. Wiley | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Wal-Mart Stores, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WMT | | 04-Jun-10 | | 931142103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Aida M. Alvarez | | For | | For |
2 | | Elect Director James W. Breyer | | For | | For |
3 | | Elect Director M. Michele Burns | | For | | For |
4 | | Elect Director James I. Cash, Jr. | | For | | For |
5 | | Elect Director Roger C. Corbett | | For | | For |
6 | | Elect Director Douglas N. Daft | | For | | Against |
7 | | Elect Director Michael T. Duke | | For | | For |
8 | | Elect Director Gregory B. Penner | | For | | For |
9 | | Elect Director Steven S. Reinemund | | For | | For |
10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
11 | | Elect Director Arne M. Sorenson | | For | | For |
12 | | Elect Director Jim C. Walton | | For | | For |
13 | | Elect Director S. Robson Walton | | For | | For |
14 | | Elect Director Christopher J. Williams | | For | | For |
15 | | Elect Director Linda S. Wolf | | For | | Against |
16 | | Ratify Auditors | | For | | For |
17 | | Approve Omnibus Stock Plan | | For | | Against |
18 | | Amend Sharesave Plan | | For | | For |
19 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
21 | | Report on Political Contributions | | Against | | For |
22 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
23 | | Require Suppliers to Adopt CAK | | Against | | Against |
24 | | Report on Process for Identifying and Prioritizing Public Policy Activities | | Against | | Against |
| | | | | | |
| | | |
Eastern Platinum Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ELR | | 10-Jun-10 | | 276855103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Eight | | For | | For |
2.1 | | Elect Ian Terry Rozier as Director | | For | | For |
2.2 | | Elect David W. Cohen as Director | | For | | For |
2.3 | | Elect Gordon Keep as Director | | For | | For |
2.4 | | Elect John Andrews as Director | | For | | For |
2.5 | | Elect John Hawkrigg as Director | | For | | For |
2.6 | | Elect J. Merfyn Roberts as Director | | For | | For |
2.7 | | Elect Robert J. Gayton as Director | | For | | For |
2.8 | | Elect Zwelakhe Sisulu as Director | | For | | For |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
PT Telekomunikasi Indonesia Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Jun-10 | | Y71474137 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Annual General Meeting | | | | |
1 | | Approve Annual Report and Supervisory Duties’ Report of Commissioners | | For | | For |
2 | | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | | For | | For |
| | | | | | |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
5 | | Appoint Auditors | | For | | For |
6 | | Amend Articles of Association | | For | | Against |
7 | | Approve Utilization of Treasury Stocks from the Share Buy Back I to III Extraordinary General Meeting | | For | | Against |
1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Gabriel Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GBU | | 17-Jun-10 | | 361970106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Raymond E. Flood as Director | | For | | For |
1.2 | | Elect Jonathan Henry as Director | | For | | For |
1.3 | | Elect Keith R. Hulley as Director | | For | | For |
1.4 | | Elect Wayne Kirk as Director | | For | | For |
1.5 | | Elect Igor Levental as Director | | For | | For |
1.6 | | Elect Simon Prior-Palmer as Director | | For | | For |
1.7 | | Elect Walter T. Segsworth as Director | | For | | For |
1.8 | | Elect A. Murray Sinclair as Director | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Amend Deferred Share Unit Plan | | For | | Against |
| | | | | | |
| | | |
Uranium Participation Corp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: U | | 22-Jun-10 | | 917017105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Paul J. Bennett | | For | | For |
1.2 | | Elect Director Jeff Kennedy | | For | | For |
1.3 | | Elect Director Richard H. McCoy | | For | | For |
1.4 | | Elect Director Garth A.C. MacRae | | For | | For |
1.5 | | Elect Director Kelvin Williams | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Fields Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2767 | | 23-Jun-10 | | JP3802680003 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | |
| | | |
Mitsui & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8031 | | 23-Jun-10 | | J44690139 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | For | | For |
2.1 | | Elect Director Shoei Utsuda | | For | | For |
2.2 | | Elect Director Masami Iijima | | For | | For |
2.3 | | Elect Director Ken Abe | | For | | For |
2.4 | | Elect Director Junichi Matsumoto | | For | | For |
2.5 | | Elect Director Seiichi Tanaka | | For | | For |
2.6 | | Elect Director Norinao Iio | | For | | For |
2.7 | | Elect Director Takao Omae | | For | | For |
2.8 | | Elect Director Masayoshi Komai | | For | | For |
2.9 | | Elect Director Daisuke Saiga | | For | | For |
2.10 | | Elect Director Nobuko Matsubara | | For | | For |
2.11 | | Elect Director Ikujiro Nonaka | | For | | For |
2.12 | | Elect Director Hiroshi Hirabayashi | | For | | For |
2.13 | | Elect Director Toshiro Muto | | For | | For |
3 | | Appoint Statutory Auditor Naoto Nakamura | | For | | For |
| | | | | | |
| | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
2.1 | | Elect Director Norio Wada | | For | | For |
2.2 | | Elect Director Satoshi Miura | | For | | For |
2.3 | | Elect Director Noritaka Uji | | For | | For |
2.4 | | Elect Director Hiroo Unoura | | For | | For |
2.5 | | Elect Director Kaoru Kanazawa | | For | | For |
2.6 | | Elect Director Yasuhiro Katayama | | For | | For |
2.7 | | Elect Director Toshio Kobayashi | | For | | For |
2.8 | | Elect Director Hiroki Watanabe | | For | | For |
2.9 | | Elect Director Hiromichi Shinohara | | For | | For |
2.10 | | Elect Director Tetsuya Shouji | | For | | For |
2.11 | | Elect Director Takashi Imai | | For | | For |
2.12 | | Elect Director Youtarou Kobayashi | | For | | For |
| | | | | | |
| | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | Against |
2.1 | | Elect Director Norio Wada | | For | | Against |
2.2 | | Elect Director Satoshi Miura | | For | | Against |
2.3 | | Elect Director Noritaka Uji | | For | | Against |
2.4 | | Elect Director Hiroo Unoura | | For | | Against |
2.5 | | Elect Director Kaoru Kanazawa | | For | | Against |
2.6 | | Elect Director Yasuhiro Katayama | | For | | Against |
2.7 | | Elect Director Toshio Kobayashi | | For | | Against |
2.8 | | Elect Director Hiroki Watanabe | | For | | Against |
2.9 | | Elect Director Hiromichi Shinohara | | For | | Against |
2.10 | | Elect Director Tetsuya Shouji | | For | | Against |
2.11 | | Elect Director Takashi Imai | | For | | Against |
2.12 | | Elect Director Youtarou Kobayashi | | For | | Against |
| | | | | | |
| | | |
The Kroger Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KR | | 24-Jun-10 | | 501044101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Reuben V. Anderson | | For | | For |
2 | | Elect Director Robert D. Beyer | | For | | For |
3 | | Elect Director David B. Dillon | | For | | For |
4 | | Elect Director Susan J. Kropf | | For | | For |
5 | | Elect Director John T. LaMacchia | | For | | For |
6 | | Elect Director David B. Lewis | | For | | For |
7 | | Elect Director W. Rodney McMullen | | For | | For |
8 | | Elect Director Jorge P. Montoya | | For | | For |
9 | | Elect Director Clyde R. Moore | | For | | For |
10 | | Elect Director Susan M. Phillips | | For | | For |
11 | | Elect Director Steven R. Rogel | | For | | For |
12 | | Elect Director James A. Runde | | For | | For |
13 | | Elect Director Ronald L. Sargent | | For | | For |
14 | | Elect Director Bobby S. Shackouls | | For | | For |
15 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Report on Climate Change | | Against | | For |
| | | | | | |
| | | |
Gazprom OAO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Jun-10 | | X7204C106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Annual Report | | For | | For |
2 | | Approve Financial Statements | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Dividends of RUB 2.39 per Share | | For | | For |
5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
6 | | Amend Charter | | For | | For |
7 | | Amend Regulations on General Meetings | | For | | For |
8 | | Approve Remuneration of Directors | | For | | Against |
9 | | Approve Remuneration of Members of Audit Commission | | For | | For |
10.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
10.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
10.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
10.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
10.5 | | Approve Related-Party Transaction with OAO Gazprom Bank Re: Loan Facility Agreements | | For | | For |
10.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreements | | For | | For |
10.7 | | Approve Related-Party Transaction with ZAO Gazenergoprombank Re: Loan Facility Agreements | | For | | For |
10.8 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreements | | For | | For |
10.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Credit Funds | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds | | For | | For |
10.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System | | For | | For |
10.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase | | For | | For |
10.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.16 | | Approve Related-Party Transaction with Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export | | For | | For |
10.17 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline | | For | | For |
10.18 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
10.19 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Posession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field | | For | | For |
| | | | | | |
10.20 | | Approve Related-Party Transaction with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex | | For | | For |
10.21 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Autonomous Area | | For | | For |
10.22 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
10.23 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
10.24 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
10.25 | | Approve Related-Party Transaction with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
10.26 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.27 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.28 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.29 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.30 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.31 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
10.32 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.33 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions | | For | | For |
10.34 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.35 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
10.36 | | Approve Related-Party Transaction with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
10.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
10.38 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.39 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
| | | | | | |
10.40 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
10.41 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
10.42 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.43 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Sale of Gas | | For | | For |
10.44 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.45 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons | | For | | For |
10.46 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
10.47 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
10.48 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas | | For | | For |
10.49 | | Approve Related-Party Transaction with OAO SIBUR Holding Re: Delivery of Dry Stripped Gas | | For | | For |
10.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
10.51 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
10.52 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
10.53 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
10.54 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
10.55 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
10.56 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
10.57 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
10.58 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
10.59 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
10.60 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
10.61 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase of Gas | | For | | For |
10.62 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.63 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.64 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.66 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.67 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.68 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
10.69 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
| | | | | | |
10.70 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
10.71 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
10.72 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
10.73 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
10.74 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
10.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
10.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life and Individual Property Insurance | | For | | For |
10.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.80 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.81 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie | | For | | For |
10.82 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles | | For | | For |
10.83 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board | | For | | For |
10.84 | | Approve Related-Party Transactions with Multiple Parties Re: Agreement on Arranging Stocktaking of Property | | For | | For |
10.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Assessment | | For | | For |
10.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz and | | For | | For |
| | OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | | | |
10.98 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom’s Technological Assets | | For | | For |
| | | | | | |
10.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package | | For | | For |
10.10 | | Approve Related-Party Transaction with Multiple Parties Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks Elect 11 Directors by Cumulative Voting | | For | | For |
11.1 | | Elect Andrey Akimov as Director | | None | | Against |
11.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
11.3 | | Elect Burckhard Bergmann as Director | | None | | Against |
11.4 | | Elect Farit Gazizullin as Director | | None | | Against |
11.5 | | Elect Vladimir Gusakov as Director | | None | | Against |
11.6 | | Elect Viktor Zubkov as Director | | None | | Against |
11.7 | | Elect Elena Karpel as Director | | For | | Against |
11.8 | | Elect Aleksey Makarov as Director | | None | | Against |
11.9 | | Elect Aleksey Miller as Director | | For | | Against |
11.10 | | Elect Valery Musin as Director | | None | | For |
11.11 | | Elect Elvira Nabiullina as Director | | None | | Against |
11.12 | | Elect Viktor Nikolayev as Director | | None | | Against |
11.13 | | Elect Vlada Rusakova as Director | | For | | Against |
11.14 | | Elect Mikhail Sereda as Director | | For | | Against |
11.15 | | Elect Vladimir Fortov as Director | | None | | Against |
11.16 | | Elect Sergey Shmatko as Director | | None | | Against |
11.17 | | Elect Igor Yusufov as Director Elect Nine Members of Audit Commission | | None | | Against |
12.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
12.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote* |
12.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
12.4 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For |
12.5 | | Elect Nina Lobanova as Member of Audit Commission | | For | | For |
12.6 | | Elect Dmitry Logunov as Member of Audit Commission | | For | | Do Not Vote* |
12.7 | | Elect Yury Nosov as Member of Audit Commission | | For | | Do Not Vote* |
12.8 | | Elect Konstantin Pesotsky as Member of Audit Commission | | For | | Do Not Vote* |
12.9 | | Elect Marat Salekhov as Member of Audit Commission | | For | | Do Not Vote* |
12.10 | | Elect Mariya Tikhonova as Member of Audit Commission | | For | | For |
12.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | Do Not Vote* |
* | Item not voted due to cumulative voting restrictions. |
| | | | | | |
| | | |
Obayashi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1802 | | 25-Jun-10 | | J59826107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2 | | Amend Articles to Change Location of Head Office | | For | | For |
3.1 | | Elect Director Takeo Obayashi | | For | | For |
3.2 | | Elect Director Toru Shiraishi | | For | | For |
3.3 | | Elect Director Masashi Honjo | | For | | For |
3.4 | | Elect Director Tadahiko Noguchi | | For | | For |
3.5 | | Elect Director Yuji Nakamura | | For | | For |
3.6 | | Elect Director Ryuichi Irahara | | For | | For |
3.7 | | Elect Director Makoto Kanai | | For | | For |
3.8 | | Elect Director Shozo Harada | | For | | For |
3.9 | | Elect Director Makoto Kishida | | For | | For |
3.10 | | Elect Director Akihisa Miwa | | For | | For |
3.11 | | Elect Director Kenichi Shibata | | For | | For |
3.12 | | Elect Director Nao Sugiyama | | For | | For |
4.1 | | Appoint Statutory Auditor Tatsunosuke Kagaya | | For | | Against |
4.2 | | Appoint Statutory Auditor Yasutaka Kakiuchi | | For | | For |
| | | | | | |
| | | |
Takeda Pharmaceutical Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4502 | | 25-Jun-10 | | J8129E108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
2.1 | | Elect Director Yasuchika Hasegawa | | For | | For |
2.2 | | Elect Director Makoto Yamaoka | | For | | For |
2.3 | | Elect Director Toyoji Yoshida | | For | | For |
2.4 | | Elect Director Yasuhiko Yamanaka | | For | | For |
2.5 | | Elect Director Shigenori Ohkawa | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
| | | |
Daiwa Securities Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8601 | | 26-Jun-10 | | J11718111 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Akira Kiyota | | For | | For |
1.2 | | Elect Director Shigeharu Suzuki | | For | | For |
1.3 | | Elect Director Shin Yoshidome | | For | | For |
1.4 | | Elect Director Takashi Hibino | | For | | For |
1.5 | | Elect Director Nobuyuki Iwamoto | | For | | For |
1.6 | | Elect Director Kazuo Oda | | For | | For |
1.7 | | Elect Director Saburou Jifuku | | For | | For |
1.8 | | Elect Director Tetsurou Kawakami | | For | | For |
1.9 | | Elect Director Ryuuji Yasuda | | For | | For |
1.10 | | Elect Director Kouichi Uno | | For | | For |
1.11 | | Elect Director Nobuko Matsubara | | For | | For |
1.12 | | Elect Director Keiichi Tadaki | | For | | For |
1.13 | | Elect Director Makoto Shirakawa | | For | | For |
1.14 | | Elect Director Takatoshi Wakabayashi | | For | | For |
2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
| | | |
77 Bank Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8341 | | 29-Jun-10 | | J71348106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | | For | | For |
2.1 | | Elect Director Hiroshi Kamata | | For | | For |
2.2 | | Elect Director Teruhiko Ujiie | | For | | For |
2.3 | | Elect Director Yoshiaki Nagayama | | For | | For |
2.4 | | Elect Director Kimitsugu Nagao | | For | | For |
2.5 | | Elect Director Masayuki Yamada | | For | | For |
2.6 | | Elect Director Mitsutaka Kambe | | For | | For |
2.7 | | Elect Director Tetsuya Fujishiro | | For | | For |
2.8 | | Elect Director Isamu Suzuki | | For | | For |
2.9 | | Elect Director Kenichi Hotta | | For | | For |
2.10 | | Elect Director Masatake Hase | | For | | For |
2.11 | | Elect Director Masakuni Ojima | | For | | For |
2.12 | | Elect Director Hideharu Tamura | | For | | For |
2.13 | | Elect Director Toshio Ishizaki | | For | | For |
2.14 | | Elect Director Masanari Tanno | | For | | For |
2.15 | | Elect Director Makoto Igarashi | | For | | For |
2.16 | | Elect Director Hidefumi Kobayashi | | For | | For |
3 | | Appoint Statutory Auditor Toshinori Hayasaka | | For | | For |
| | | | | | |
| | | |
Futaba Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6986 | | 29-Jun-10 | | J16758112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | Against |
2.1 | | Elect Director Hiroshi Sakurada | | For | | Against |
2.2 | | Elect Director Kunio Nenohi | | For | | Against |
2.3 | | Elect Director Michisato Kouno | | For | | Against |
2.4 | | Elect Director Toshiteru Harada | | For | | Against |
2.5 | | Elect Director Hideharu Kawasaki | | For | | Against |
2.6 | | Elect Director Shouji Arai | | For | | Against |
2.7 | | Elect Director Mitsumasa Ishide | | For | | Against |
3 | | Approve Special Payment for Retired Founder | | For | | Against |
| | | | | | |
| | | |
HAKUHODO DY HOLDINGS INC. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2433 | | 29-Jun-10 | | J19174101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
2.1 | | Elect Director Junji Narita | | For | | For |
2.2 | | Elect Director Hirokazu Toda | | For | | For |
2.3 | | Elect Director Kunihiko Sawada | | For | | For |
2.4 | | Elect Director Mitsumasa Matsuzaki | | For | | For |
2.5 | | Elect Director Kazuhiko Nozawa | | For | | For |
2.6 | | Elect Director Kazuma Shindou | | For | | For |
2.7 | | Elect Director Isao Takano | | For | | For |
2.8 | | Elect Director Yasunori Nakada | | For | | For |
2.9 | | Elect Director Hisao Omori | | For | | For |
3 | | Appoint Statutory Auditor Akira Miyachi | | For | | For |
4 | | Approve Retirement Bonus Payment for Director and Statutory Auditor | | For | | For |
| | | | | | |
| | | |
Kao Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4452 | | 29-Jun-10 | | J30642169 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
2.1 | | Elect Director Motoki Ozaki | | For | | For |
2.2 | | Elect Director Takuo Goto | | For | | For |
2.3 | | Elect Director Hiroshi Kanda | | For | | For |
2.4 | | Elect Director Shunichi Nakagawa | | For | | For |
2.5 | | Elect Director Tatsuo Takahashi | | For | | For |
2.6 | | Elect Director Toshiharu Numata | | For | | For |
2.7 | | Elect Director Toshihide Saito | | For | | For |
2.8 | | Elect Director Shinichi Mita | | For | | For |
2.9 | | Elect Director Masato Hirota | | For | | For |
2.10 | | Elect Director Shinichiro Hiramine | | For | | For |
2.11 | | Elect Director Ken Hashimoto | | For | | For |
2.12 | | Elect Director Michitaka Sawada | | For | | For |
2.13 | | Elect Director Hisao Mitsui | | For | | For |
2.14 | | Elect Director Teruhiko Ikeda | | For | | For |
2.15 | | Elect Director Takuma Otoshi | | For | | For |
3 | | Appoint Statutory Auditor Tadashi Oe | | For | | For |
4 | | Appoint Alternate Statutory Auditor Satoshi Ito | | For | | For |
5 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
| | | |
Kao Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4452 | | 29-Jun-10 | | J30642169 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
2.1 | | Director Motoki Ozaki | | For | | For |
| | | | | | |
2.2 | | Director Takuo Goto | | For | | For |
2.3 | | Director Hiroshi Kanda | | For | | For |
2.4 | | Director Shunichi Nakagawa | | For | | For |
2.5 | | Director Tatsuo Takahashi | | For | | For |
2.6 | | Director Toshiharu Numata | | For | | For |
2.7 | | Director Toshihide Saito | | For | | For |
2.8 | | Director Shinichi Mita | | For | | For |
2.9 | | Director Masato Hirota | | For | | For |
2.10 | | Director Shinichiro Hiramine | | For | | For |
2.11 | | Director Ken Hashimoto | | For | | For |
2.12 | | Director Michitaka Sawada | | For | | For |
2.13 | | Director Hisao Mitsui | | For | | For |
2.14 | | Director Teruhiko Ikeda | | For | | For |
2.15 | | Director Takuma Otoshi | | For | | For |
3 | | Appoint Statutory Auditor Tadashi Oe | | For | | For |
4 | | Appoint Alternate Statutory Auditor Satoshi Ito | | For | | For |
5 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
| | | |
MS&AD Insurance Group Holdings | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8725 | | 29-Jun-10 | | J4687C105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
2.1 | | Elect Director Toshiaki Egashira | | For | | For |
2.2 | | Elect Director Ichiro Tateyama | | For | | For |
2.3 | | Elect Director Tadashi Kodama | | For | | For |
2.4 | | Elect Director Yasuyoshi Karasawa | | For | | For |
2.5 | | Elect Director Susumu Fujimoto | | For | | For |
2.6 | | Elect Director Shuhei Horimoto | | For | | For |
2.7 | | Elect Director Hisahito Suzuki | | For | | For |
2.8 | | Elect Director Masanori Yoneda | | For | | For |
2.9 | | Elect Director Katsuaki Ikeda | | For | | For |
2.10 | | Elect Director Toshihiko Seki | | For | | For |
2.11 | | Elect Director Akira Watanabe | | For | | For |
2.12 | | Elect Director Mitsuhiro Umezu | | For | | For |
2.13 | | Elect Director Daiken Tsunoda | | For | | For |
| | | | | | |
| | | |
NISSIN FOODS HOLDINGS CO LTD | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2897 | | 29-Jun-10 | | J58063124 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | Against |
2.1 | | Elect Director Kouki Andou | | For | | Against |
2.2 | | Elect Director Susumu Nakagawa | | For | | Against |
2.3 | | Elect Director Noritaka Andou | | For | | Against |
2.4 | | Elect Director Akihide Matsuo | | For | | Against |
2.5 | | Elect Director Takayuki Naruto | | For | | Against |
2.6 | | Elect Director Ken Sasahara | | For | | Against |
2.7 | | Elect Director Mitsuru Tanaka | | For | | Against |
2.8 | | Elect Director Yukio Yokoyama | | For | | Against |
2.9 | | Elect Director Yorihiko Kojima | | For | | Against |
2.10 | | Elect Director Eizou Kobayashi | | For | | Against |
2.11 | | Elect Director Yoko Ishikura | | For | | Against |
3 | | Appoint Alternate Statutory Auditor Kiyotaka Matsumiya | | For | | Against |
4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
| | | |
Sankyo Co. Ltd. (OTC) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6417 | | 29-Jun-10 | | J67844100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
2.1 | | Elect Director Hideyuki Busujima | | For | | For |
2.2 | | Elect Director Akihiko Sawai | | For | | For |
2.3 | | Elect Director Junzo Hamaguchi | | For | | For |
2.4 | | Elect Director Kimihisa Tsutsui | | For | | For |
| | | | | | |
| | | |
Sumitomo Osaka Cement Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5232 | | 29-Jun-10 | | J77734101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2.1 | | Elect Director Yutaka Watanabe | | For | | For |
2.2 | | Elect Director Tomoyuki Katsura | | For | | For |
2.3 | | Elect Director Fukuichi Sekine | | For | | For |
2.4 | | Elect Director Masafumi Nakao | | For | | For |
2.5 | | Elect Director Akira Fujisue | | For | | For |
2.6 | | Elect Director Kazuhisa Tsukamoto | | For | | For |
2.7 | | Elect Director Shigehiro Kobayashi | | For | | For |
2.8 | | Elect Director Ryuji Muramatsu | | For | | For |
2.9 | | Elect Director Kunitaro Saida | | For | | For |
3.1 | | Appoint Statutory Auditor Shoji Hosaka | | For | | For |
3.2 | | Appoint Statutory Auditor Kazuo Suzuki | | For | | Against |
| | | | | | |
| | | |
Sumitomo Trust & Banking Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8403 | | 29-Jun-10 | | J77970101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Atsushi Takahashi | | For | | For |
2.2 | | Elect Director Hitoshi Tsunekage | | For | | For |
2.3 | | Elect Director Akio Ohtsuka | | For | | For |
2.4 | | Elect Director Kiyoshi Mukouhara | | For | | For |
2.5 | | Elect Director Teruhiko Sugita | | For | | For |
2.6 | | Elect Director Shuuichi Kusakawa | | For | | For |
2.7 | | Elect Director Rikiya Hattori | | For | | For |
2.8 | | Elect Director Sumikazu Tsutsui | | For | | For |
2.9 | | Elect Director Tetsuo Ohkubo | | For | | For |
2.10 | | Elect Director Fuminari Suzuki | | For | | For |
2.11 | | Elect Director Koichi Hozumi | | For | | For |
2.12 | | Elect Director Junichi Sayato | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
| | | |
Toppan Printing Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7911 | | 29-Jun-10 | | 890747108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Indemnify Directors | | For | | For |
2.1 | | Elect Director Naoki Adachi | | For | | For |
2.2 | | Elect Director Shingo Kaneko | | For | | For |
2.3 | | Elect Director Jitsumei Takamiyagi | | For | | For |
2.4 | | Elect Director Kiyoshi Ohtsuka | | For | | For |
2.5 | | Elect Director Toshirou Masuda | | For | | For |
2.6 | | Elect Director Mitsuru Ohminato | | For | | For |
2.7 | | Elect Director Yoshiyuki Nagayama | | For | | For |
2.8 | | Elect Director Yoshihiro Furuya | | For | | For |
2.9 | | Elect Director Shingo Ohkado | | For | | For |
2.10 | | Elect Director Shinichi Ohkubo | | For | | For |
| | | | | | |
2.11 | | Elect Director Yuuichi Kumamoto | | For | | For |
2.12 | | Elect Director Kenichi Aoki | | For | | For |
2.13 | | Elect Director Seiji Mitsui | | For | | For |
2.14 | | Elect Director Kiyoshi Tsuji | | For | | For |
2.15 | | Elect Director Yukio Maeda | | For | | For |
2.16 | | Elect Director Yoshiyuki Ishida | | For | | For |
2.17 | | Elect Director Hiroe Okazaki | | For | | For |
2.18 | | Elect Director Atsushi Itou | | For | | For |
2.19 | | Elect Director Hidetaka Kakiya | | For | | For |
2.20 | | Elect Director Makoto Arai | | For | | For |
2.21 | | Elect Director Hideharu Maro | | For | | For |
2.22 | | Elect Director Kunio Sakuma | | For | | For |
2.23 | | Elect Director Yoshinobu Noma | | For | | For |
2.24 | | Elect Director Yukio Nemoto | | For | | For |
2.25 | | Elect Director Naoyuki Matsuda | | For | | For |
2.26 | | Elect Director Nobuaki Sato | | For | | For |
3.1 | | Appoint Statutory Auditor Takeshi Soejima | | For | | For |
3.2 | | Appoint Statutory Auditor Nobuaki Morishita | | For | | For |
3.3 | | Appoint Statutory Auditor Shuya Nomura | | For | | For |
4 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
| | | |
TV Asahi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9409 | | 29-Jun-10 | | J93646107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 1000 | | For | | Against |
2 | | Amend Articles to Amend Provisions on Takeover Defense | | For | | Against |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
4.1 | | Elect Director Takanobu Araki | | For | | Against |
4.2 | | Elect Director Hajime Kanazawa | | For | | Against |
4.3 | | Elect Director Keiji Kameyama | | For | | Against |
4.4 | | Elect Director Gengo Sunami | | For | | Against |
4.5 | | Elect Director Kenji Takeuchi | | For | | Against |
4.6 | | Elect Director Toshiaki Nakajima | | For | | Against |
4.7 | | Elect Director Masaya Fujinoki | | For | | Against |
5 | | Appoint Statutory Auditor Masuo Okumura | | For | | Against |
Nuveen Tradewinds Japan Fund
| | | | | | |
MS&AD Insurance Group Holdings | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8725 | | 22-Dec-09 | | J4687C105 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Share Exchange Agreement with Aioi Insurance Co. and Nissay Dowa General Insurance Co. | | For | | For |
2 | | Amend Articles To Change Company Name | | For | | For |
3.1 | | Elect Director | | For | | For |
3.2 | | Elect Director | | For | | For |
3.3 | | Elect Director | | For | | For |
3.4 | | Elect Director | | For | | For |
3.5 | | Elect Director | | For | | For |
3.6 | | Elect Director | | For | | For |
3.7 | | Elect Director | | For | | For |
4.1 | | Appoint Statutory Auditor | | For | | For |
4.2 | | Appoint Statutory Auditor | | For | | For |
4.3 | | Appoint Statutory Auditor | | For | | For |
| | | | | | |
Nippon Oil Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5001 | | 27-Jan-10 | | J5484F100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Formation of Joint Holding Company with Nippon Mining Holdings, Inc. | | For | | For |
2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | |
Coca-Cola West Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2579 | | 25-Mar-10 | | J0814U109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 21 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
Kirin Holdings Co., Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2503 | | 26-Mar-10 | | 497350108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 11.5 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
| | | | | | |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For |
| | | | | | |
Mabuchi Motor Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6592 | | 30-Mar-10 | | J39186101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 50 | | For | | For |
| | | | | | |
Sekisui House Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1928 | | 28-Apr-10 | | J70746136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Handling of Net Loss | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
| | | | | | |
Seven & i Holdings Co Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3382 | | 27-May-10 | | J7165H108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 28 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
2.12 | | Elect Director | | For | | For |
2.13 | | Elect Director | | For | | For |
2.14 | | Elect Director | | For | | For |
2.15 | | Elect Director | | For | | For |
3.1 | | Appoint Statutory Auditor | | For | | For |
3.2 | | Appoint Statutory Auditor | | For | | For |
3.3 | | Appoint Statutory Auditor | | For | | For |
3.4 | | Appoint Statutory Auditor | | For | | For |
3.5 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
JS Group Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5938 | | 17-Jun-10 | | J2855M103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Youichirou Ushioda | | For | | For |
1.2 | | Elect Director Masahiro Sugino | | For | | For |
1.3 | | Elect Director Takashi Tsutsui | | For | | For |
1.4 | | Elect Director Yoshizumi Kanamori | | For | | For |
1.5 | | Elect Director Keiichirou Ina | | For | | For |
1.6 | | Elect Director Masahiro Takasaki | | For | | For |
1.7 | | Elect Director Tetsuo Shimura | | For | | For |
1.8 | | Elect Director Fumio Sudo | | For | | For |
2 | | Appoint Alternate Statutory Auditor Masaru Takagi | | For | | For |
| | | | | | |
NTT DoCoMo Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9437 | | 18-Jun-10 | | J59399105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 2600 | | For | | For |
2 | | Amend Articles to Amend Business Lines - Change Company Name | | For | | For |
3.1 | | Elect Director Ryuuji Yamada | | For | | For |
3.2 | | Elect Director Kiyoyuki Tsujimura | | For | | For |
3.3 | | Elect Director Masatoshi Suzuki | | For | | For |
3.4 | | Elect Director Hiroshi Matsui | | For | | For |
3.5 | | Elect Director Bunya Kumagai | | For | | For |
3.6 | | Elect Director Kazuto Tsubouchi | | For | | For |
3.7 | | Elect Director Kaoru Katou | | For | | For |
3.8 | | Elect Director Mitsunobu Komori | | For | | For |
3.9 | | Elect Director Akio Oshima | | For | | For |
3.10 | | Elect Director Fumio Iwasaki | | For | | For |
3.11 | | Elect Director Takashi Tanaka | | For | | For |
3.12 | | Elect Director Katsuhiro Nakamura | | For | | For |
3.13 | | Elect Director Hiroshi Tsujigami | | For | | For |
| | | | | | |
Astellas Pharma Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4503 | | 23-Jun-10 | | J03393105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
2 | | Amend Articles To Reduce Directors’ Term | | For | | For |
3.1 | | Elect Director Touichi Takenaka | | For | | For |
3.2 | | Elect Director Masafumi Nogimori | | For | | For |
3.3 | | Elect Director Yasuo Ishii | | For | | For |
3.4 | | Elect Director Takao Saruta | | For | | For |
3.5 | | Elect Director Shirou Yasutake | | For | | For |
3.6 | | Elect Director Yasuyuki Takai | | For | | For |
3.7 | | Elect Director Kanoko Oishi | | For | | For |
4 | | Appoint Statutory Auditor Yukiko Kuroda | | For | | For |
5 | | Approve Annual Bonus Payment to Directors | | For | | For |
6 | | Approve Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
Fields Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2767 | | 23-Jun-10 | | JP3802680003 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | |
Mitsui & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8031 | | 23-Jun-10 | | J44690139 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | | | For | | For |
2.1 | | Elect Director Shoei Utsuda | | | | For | | For |
2.2 | | Elect Director Masami Iijima | | | | For | | For |
2.3 | | Elect Director Ken Abe | | | | For | | For |
2.4 | | Elect Director Junichi Matsumoto | | | | For | | For |
2.5 | | Elect Director Seiichi Tanaka | | | | For | | For |
2.6 | | Elect Director Norinao Iio | | | | For | | For |
2.7 | | Elect Director Takao Omae | | | | For | | For |
2.8 | | Elect Director Masayoshi Komai | | | | For | | For |
2.9 | | Elect Director Daisuke Saiga | | | | For | | For |
2.10 | | Elect Director Nobuko Matsubara | | | | For | | For |
2.11 | | Elect Director Ikujiro Nonaka | | | | For | | For |
2.12 | | Elect Director Hiroshi Hirabayashi | | | | For | | For |
2.13 | | Elect Director Toshiro Muto | | | | For | | For |
3 | | Appoint Statutory Auditor Naoto Nakamura | | | | For | | For |
| | | | | | |
SEGA SAMMY HOLDINGS INC. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6460 | | 23-Jun-10 | | J7028D104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Change Numbering of Provisions (Technical) | | | | For | | For |
2.1 | | Elect Director Hajime Satomi | | | | For | | For |
2.2 | | Elect Director Keishi Nakayama | | | | For | | For |
2.3 | | Elect Director Okitane Usui | | | | For | | For |
2.4 | | Elect Director Hisao Oguchi | | | | For | | For |
2.5 | | Elect Director Yuuji Iwanaga | | | | For | | For |
2.6 | | Elect Director Takeshi Natsuno | | | | For | | For |
3 | | Approve Stock Option Plan for Directors | | | | For | | Against |
| | | | | | |
Duskin Co Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4665 | | 24-Jun-10 | | J12506101 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 40 | | | | For | | For |
2.1 | | Elect Director Hideyuki Ito | | | | For | | Against |
2.2 | | Elect Director Teruji Yamamura | | | | For | | For |
2.3 | | Elect Director Seiya Nishiyama | | | | For | | For |
2.4 | | Elect Director Haruo Nishimura | | | | For | | For |
2.5 | | Elect Director Kenichi Miyajima | | | | For | | For |
2.6 | | Elect Director Yoichi Naganuma | | | | For | | For |
2.7 | | Elect Director Setsuzo Motooka | | | | For | | For |
2.8 | | Elect Director Akihisa Tsurumi | | | | For | | For |
2.9 | | Elect Director Kazuo Okai | | | | For | | For |
2.10 | | Elect Director Hiroshi Takeda | | | | For | | For |
2.11 | | Elect Director Osamu Ihara | | | | For | | For |
2.12 | | Elect Director Junichi Narahara | | | | For | | For |
2.13 | | Elect Director Fukiko Uchiya | | | | For | | For |
3.1 | | Appoint Statutory Auditor Michinobu Ishimi | | | | For | | For |
3.2 | | Appoint Statutory Auditor Hidero Chimori | | | | For | | For |
| | | | | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | | | For | | Against |
2.1 | | Elect Director Norio Wada | | | | For | | Against |
2.2 | | Elect Director Satoshi Miura | | | | For | | Against |
| | | | | | | | |
2.3 | | Elect Director Noritaka Uji | | | | For | | Against |
2.4 | | Elect Director Hiroo Unoura | | | | For | | Against |
2.5 | | Elect Director Kaoru Kanazawa | | | | For | | Against |
2.6 | | Elect Director Yasuhiro Katayama | | | | For | | Against |
2.7 | | Elect Director Toshio Kobayashi | | | | For | | Against |
2.8 | | Elect Director Hiroki Watanabe | | | | For | | Against |
2.9 | | Elect Director Hiromichi Shinohara | | | | For | | Against |
2.10 | | Elect Director Tetsuya Shouji | | | | For | | Against |
2.11 | | Elect Director Takashi Imai | | | | For | | Against |
2.12 | | Elect Director Youtarou Kobayashi | | | | For | | Against |
| | | | | | |
Kyocera Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6971 | | 25-Jun-10 | | J37479110 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | | | For | | For |
2.1 | | Elect Director Tsutomu Yamori | | | | For | | For |
2.2 | | Elect Director Yoshihito Ota | | | | For | | For |
| | | | | | |
Nippon Meat Packers Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2282 | | 25-Jun-10 | | J54752142 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Allow Sales of Supplementary Shares to Odd-Lot Holders | | | | For | | For |
2.1 | | Elect Director Hiroshi Kobayashi | | | | For | | For |
2.2 | | Elect Director Noboru Takezoe | | | | For | | For |
2.3 | | Elect Director Hiroji Ohkoso | | | | For | | For |
2.4 | | Elect Director Bin Ueda | | | | For | | For |
2.5 | | Elect Director Kouji Uchida | | | | For | | For |
2.6 | | Elect Director Takaharu Chuujou | | | | For | | For |
2.7 | | Elect Director Katsutoshi Nishio | | | | For | | For |
2.8 | | Elect Director Masayuki Matsuba | | | | For | | For |
2.9 | | Elect Director Kazuhiro Tsujimoto | | | | For | | For |
2.10 | | Elect Director Toshiko Katayama | | | | For | | For |
2.11 | | Elect Director Koji Kawamura | | | | For | | For |
2.12 | | Elect Director Iwao Taka | | | | For | | For |
3 | | Approve Takeover Defense Plan (Poison Pill) | | | | For | | Against |
| | | | | | |
Obayashi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1802 | | 25-Jun-10 | | J59826107 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | | | For | | For |
2 | | Amend Articles to Change Location of Head Office | | | | For | | For |
3.1 | | Elect Director Takeo Obayashi | | | | For | | For |
3.2 | | Elect Director Toru Shiraishi | | | | For | | For |
3.3 | | Elect Director Masashi Honjo | | | | For | | For |
3.4 | | Elect Director Tadahiko Noguchi | | | | For | | For |
3.5 | | Elect Director Yuji Nakamura | | | | For | | For |
3.6 | | Elect Director Ryuichi Irahara | | | | For | | For |
3.7 | | Elect Director Makoto Kanai | | | | For | | For |
3.8 | | Elect Director Shozo Harada | | | | For | | For |
3.9 | | Elect Director Makoto Kishida | | | | For | | For |
3.10 | | Elect Director Akihisa Miwa | | | | For | | For |
3.11 | | Elect Director Kenichi Shibata | | | | For | | For |
3.12 | | Elect Director Nao Sugiyama | | | | For | | For |
4.1 | | Appoint Statutory Auditor Tatsunosuke Kagaya | | | | For | | Against |
4.2 | | Appoint Statutory Auditor Yasutaka Kakiuchi | | | | For | | For |
| | | | | | |
Panasonic Corp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6752 | | 25-Jun-10 | | J6354Y104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | | | |
1.1 | | Elect Director Kunio Nakamura | | | | For | | For |
1.2 | | Elect Director Masayuki Matsushita | | | | For | | For |
1.3 | | Elect Director Fumio Ohtsubo | | | | For | | For |
1.4 | | Elect Director Toshihiro Sakamoto | | | | For | | For |
1.5 | | Elect Director Takahiro Mori | | | | For | | For |
1.6 | | Elect Director Yasuo Katsura | | | | For | | For |
1.7 | | Elect Director Hitoshi Ohtsuki | | | | For | | For |
1.8 | | Elect Director Ken Morita | | | | For | | For |
1.9 | | Elect Director Ikusaburou Kashima | | | | For | | For |
1.10 | | Elect Director Junji Nomura | | | | For | | For |
1.11 | | Elect Director Kazunori Takami | | | | For | | For |
1.12 | | Elect Director Makoto Uenoyama | | | | For | | For |
1.13 | | Elect Director Masatoshi Harada | | | | For | | For |
1.14 | | Elect Director Ikuo Uno | | | | For | | Withhold |
1.15 | | Elect Director Masayuki Oku | | | | For | | Withhold |
1.16 | | Elect Director Masashi Makino | | | | For | | For |
1.17 | | Elect Director Masaharu Matsushita | | | | For | | For |
1.18 | | Elect Director Yoshihiko Yamada | | | | For | | For |
1.19 | | Elect Director Takashi Toyama | | | | For | | For |
2 | | Appoint Statutory Auditor Hiroyuki Takahashi | | | | For | | For |
| | | | | | |
Secom Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9735 | | 25-Jun-10 | | J69972107 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 85 | | | | For | | For |
2.1 | | Elect Director Makoto Iida | | | | For | | For |
2.2 | | Elect Director Juichi Toda | | | | For | | For |
2.3 | | Elect Director Shouhei Kimura | | | | For | | For |
2.4 | | Elect Director Kanemasa Haraguchi | | | | For | | For |
2.5 | | Elect Director Shuuji Maeda | | | | For | | For |
2.6 | | Elect Director Kouichi Satou | | | | For | | For |
2.7 | | Elect Director Fumio Obata | | | | For | | For |
2.8 | | Elect Director Katsuhisa Kuwahara | | | | For | | For |
2.9 | | Elect Director Yasuo Nakayama | | | | For | | For |
2.10 | | Elect Director Hiroshi Itou | | | | For | | For |
2.11 | | Elect Director Takayuki Itou | | | | For | | For |
| | | | | | |
Shiseido Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4911 | | 25-Jun-10 | | J74358144 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | | | For | | For |
2.1 | | Elect Director Shinzou Maeda | | | | For | | For |
2.2 | | Elect Director Kimie Iwata | | | | For | | For |
2.3 | | Elect Director Carsten Fischer | | | | For | | For |
2.4 | | Elect Director Yasuhiko Harada | | | | For | | For |
2.5 | | Elect Director Hisayuki Suekawa | | | | For | | For |
2.6 | | Elect Director Tatsuomi Takamori | | | | For | | For |
2.7 | | Elect Director Shouichirou Iwata | | | | For | | For |
2.8 | | Elect Director Tatsuo Uemura | | | | For | | For |
3 | | Appoint Statutory Auditor Toshio Yoneyama | | | | For | | For |
4 | | Approve Annual Bonus Payment to Directors | | | | For | | For |
5 | | Approve Deep Discount Stock Option Plan | | | | For | | Against |
| | | | | | |
Toyo Seikan Kaisha Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5901 | | 25-Jun-10 | | J92289107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Hirofumi Miki | | For | | For |
2.2 | | Elect Director Shunji Kaneko | | For | | For |
2.3 | | Elect Director Haruo Yamamoto | | For | | For |
2.4 | | Elect Director Ichirou Nakayama | | For | | For |
2.5 | | Elect Director Yoshio Kuroda | | For | | For |
2.6 | | Elect Director Tsuneo Arita | | For | | For |
2.7 | | Elect Director Atsuo Tanaka | | For | | For |
2.8 | | Elect Director Eiji Tsutsui | | For | | For |
2.9 | | Elect Director Yoshitsugu Maruhashi | | For | | For |
2.10 | | Elect Director Mitsuo Arai | | For | | For |
2.11 | | Elect Director Takahiko Mio | | For | | For |
2.12 | | Elect Director Kouichi Kobayashi | | For | | Against |
2.13 | | Elect Director Yasuo Tsujihiro | | For | | For |
3 | | Appoint Statutory Auditor Hiroshi Ito | | For | | For |
| | | | | | |
Daiwa Securities Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8601 | | 26-Jun-10 | | J11718111 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Akira Kiyota | | For | | For |
1.2 | | Elect Director Shigeharu Suzuki | | For | | For |
1.3 | | Elect Director Shin Yoshidome | | For | | For |
1.4 | | Elect Director Takashi Hibino | | For | | For |
1.5 | | Elect Director Nobuyuki Iwamoto | | For | | For |
1.6 | | Elect Director Kazuo Oda | | For | | For |
1.7 | | Elect Director Saburou Jifuku | | For | | For |
1.8 | | Elect Director Tetsurou Kawakami | | For | | For |
1.9 | | Elect Director Ryuuji Yasuda | | For | | For |
1.10 | | Elect Director Kouichi Uno | | For | | For |
1.11 | | Elect Director Nobuko Matsubara | | For | | For |
1.12 | | Elect Director Keiichi Tadaki | | For | | For |
1.13 | | Elect Director Makoto Shirakawa | | For | | For |
1.14 | | Elect Director Takatoshi Wakabayashi | | For | | For |
2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
Daiichi Sankyo Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4568 | | 28-Jun-10 | | J11257102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | Against |
2.1 | | Elect Director Takashi Shouda | | For | | Against |
2.2 | | Elect Director Hitoshi Matsuda | | For | | Against |
2.3 | | Elect Director Tsutomu Une | | For | | Against |
2.4 | | Elect Director Takeshi Ogita | | For | | Against |
2.5 | | Elect Director Takashi Okimoto | | For | | Against |
2.6 | | Elect Director Joji Nakayama | | For | | Against |
2.7 | | Elect Director Kazunori Hirokawa | | For | | Against |
2.8 | | Elect Director Hiroshi Hirabayashi | | For | | Against |
2.9 | | Elect Director Kunio Ishihara | | For | | Against |
2.10 | | Elect Director Yuichiro Anzai | | For | | Against |
3.1 | | Appoint Statutory Auditor Akio Yamada | | For | | Against |
3.2 | | Appoint Statutory Auditor Shigeaki Ishikawa | | For | | Against |
4 | | Appoint Alternate Statutory Auditor Sumio Moriwaki | | For | | Against |
5 | | Approve Payment of Annual Bonuses to Directors | | For | | Against |
| | | | | | |
77 Bank Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8341 | | 29-Jun-10 | | J71348106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | | For | | For |
2.1 | | Elect Director Hiroshi Kamata | | For | | For |
2.2 | | Elect Director Teruhiko Ujiie | | For | | For |
2.3 | | Elect Director Yoshiaki Nagayama | | For | | For |
2.4 | | Elect Director Kimitsugu Nagao | | For | | For |
2.5 | | Elect Director Masayuki Yamada | | For | | For |
2.6 | | Elect Director Mitsutaka Kambe | | For | | For |
2.7 | | Elect Director Tetsuya Fujishiro | | For | | For |
2.8 | | Elect Director Isamu Suzuki | | For | | For |
2.9 | | Elect Director Kenichi Hotta | | For | | For |
2.10 | | Elect Director Masatake Hase | | For | | For |
2.11 | | Elect Director Masakuni Ojima | | For | | For |
2.12 | | Elect Director Hideharu Tamura | | For | | For |
2.13 | | Elect Director Toshio Ishizaki | | For | | For |
2.14 | | Elect Director Masanari Tanno | | For | | For |
2.15 | | Elect Director Makoto Igarashi | | For | | For |
2.16 | | Elect Director Hidefumi Kobayashi | | For | | For |
3 | | Appoint Statutory Auditor Toshinori Hayasaka | | For | | For |
| | | | | | |
Dai Nippon Printing Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7912 | | 29-Jun-10 | | J10584100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
2.1 | | Elect Director Yoshitoshi Kitajima | | For | | For |
2.2 | | Elect Director Kouichi Takanami | | For | | For |
2.3 | | Elect Director Satoshi Saruwatari | | For | | For |
2.4 | | Elect Director Masayoshi Yamada | | For | | For |
2.5 | | Elect Director Yoshinari Kitajima | | For | | For |
2.6 | | Elect Director Mitsuhiko Hakii | | For | | For |
2.7 | | Elect Director Osamu Tsuchida | | For | | For |
2.8 | | Elect Director Teruomi Yoshino | | For | | For |
2.9 | | Elect Director Yuujirou Kuroda | | For | | For |
2.10 | | Elect Director Masahiko Wada | | For | | For |
2.11 | | Elect Director Kazumasa Hiroki | | For | | For |
2.12 | | Elect Director Tetsuji Morino | | For | | For |
2.13 | | Elect Director Shigeru Kashiwabara | | For | | For |
2.14 | | Elect Director Kunikazu Akishige | | For | | For |
2.15 | | Elect Director Kenji Noguchi | | For | | For |
2.16 | | Elect Director Yoshiaki Nagano | | For | | For |
2.17 | | Elect Director Motoharu Kitajima | | For | | For |
2.18 | | Elect Director Takao Shimizu | | For | | For |
2.19 | | Elect Director Tatsuo Komaki | | For | | For |
2.20 | | Elect Director Akira Yokomizo | | For | | For |
2.21 | | Elect Director Yoshiki Nozaka | | For | | For |
2.22 | | Elect Director Masaki Tsukada | | For | | For |
2.23 | | Elect Director Sakae Hikita | | For | | For |
2.24 | | Elect Director Tadao Tsukada | | For | | For |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
Daiwa House Industry Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1925 | | 29-Jun-10 | | J11508124 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 17 | | For | | For |
2.1 | | Elect Director Takeo Higuchi | | For | | For |
2.2 | | Elect Director Kenji Murakami | | For | | For |
2.3 | | Elect Director Tetsuji Ogawa | | For | | For |
| | | | | | |
2.4 | | Elect Director Naotake Ohno | | For | | For |
2.5 | | Elect Director Tamio Ishibashi | | For | | For |
2.6 | | Elect Director Tatsushi Nishimura | | For | | For |
2.7 | | Elect Director Takuya Ishibashi | | For | | For |
2.8 | | Elect Director Hiroshi Azuma | | For | | For |
2.9 | | Elect Director Takashi Uzui | | For | | For |
2.10 | | Elect Director Takashi Hama | | For | | For |
2.11 | | Elect Director Katsutomo Kawai | | For | | For |
2.12 | | Elect Director Shigeru Numata | | For | | For |
2.13 | | Elect Director Kazuto Tsuchida | | For | | For |
2.14 | | Elect Director Yoshiharu Noto | | For | | For |
2.15 | | Elect Director Isamu Ogata | | For | | For |
2.16 | | Elect Director Fukujiro Hori | | For | | For |
2.17 | | Elect Director Makoto Yamamoto | | For | | For |
2.18 | | Elect Director Takeshi Kosokabe | | For | | For |
3 | | Appoint Statutory Auditor Kiyoshi Arase | | For | | For |
4 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | |
Futaba Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6986 | | 29-Jun-10 | | J16758112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | Against |
2.1 | | Elect Director Hiroshi Sakurada | | For | | Against |
2.2 | | Elect Director Kunio Nenohi | | For | | Against |
2.3 | | Elect Director Michisato Kouno | | For | | Against |
2.4 | | Elect Director Toshiteru Harada | | For | | Against |
2.5 | | Elect Director Hideharu Kawasaki | | For | | Against |
2.6 | | Elect Director Shouji Arai | | For | | Against |
2.7 | | Elect Director Mitsumasa Ishide | | For | | Against |
3 | | Approve Special Payment for Retired Founder | | For | | Against |
| | | | | | |
HAKUHODO DY HOLDINGS INC. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2433 | | 29-Jun-10 | | J19174101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
2.1 | | Elect Director Junji Narita | | For | | For |
2.2 | | Elect Director Hirokazu Toda | | For | | For |
2.3 | | Elect Director Kunihiko Sawada | | For | | For |
2.4 | | Elect Director Mitsumasa Matsuzaki | | For | | For |
2.5 | | Elect Director Kazuhiko Nozawa | | For | | For |
2.6 | | Elect Director Kazuma Shindou | | For | | For |
2.7 | | Elect Director Isao Takano | | For | | For |
2.8 | | Elect Director Yasunori Nakada | | For | | For |
2.9 | | Elect Director Hisao Omori | | For | | For |
3 | | Appoint Statutory Auditor Akira Miyachi | | For | | For |
4 | | Approve Retirement Bonus Payment for Director and Statutory Auditor | | For | | For |
| | | | | | |
JGC Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1963 | | 29-Jun-10 | | J26945105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
2 | | Amend Articles to Amend Business Lines | | For | | For |
3.1 | | Elect Director Keisuke Takeuchi | | For | | For |
3.2 | | Elect Director Masahiko Yaegashi | | For | | For |
3.3 | | Elect Director Tadanori Aratani | | For | | For |
3.4 | | Elect Director Sei Tange | | For | | For |
| | | | | | |
3.5 | | Elect Director Koichi Kawana | | For | | For |
3.6 | | Elect Director Tadashi Ishizuka | | For | | For |
3.7 | | Elect Director Yutaka Yamazaki | | For | | For |
3.8 | | Elect Director Keitaro Ishii | | For | | For |
3.9 | | Elect Director Eiki Furuta | | For | | For |
3.10 | | Elect Director Hideaki Miura | | For | | For |
3.11 | | Elect Director Tsutomu Akabane | | For | | For |
3.12 | | Elect Director Toyohiko Shimada | | For | | For |
3.13 | | Elect Director Yasumasa Isetani | | For | | For |
3.14 | | Elect Director Kazuo Yamane | | For | | For |
3.15 | | Elect Director Masayuki Sato | | For | | For |
| | | | | | |
Kao Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4452 | | 29-Jun-10 | | J30642169 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
2.1 | | Elect Director Motoki Ozaki | | For | | For |
2.2 | | Elect Director Takuo Goto | | For | | For |
2.3 | | Elect Director Hiroshi Kanda | | For | | For |
2.4 | | Elect Director Shunichi Nakagawa | | For | | For |
2.5 | | Elect Director Tatsuo Takahashi | | For | | For |
2.6 | | Elect Director Toshiharu Numata | | For | | For |
2.7 | | Elect Director Toshihide Saito | | For | | For |
2.8 | | Elect Director Shinichi Mita | | For | | For |
2.9 | | Elect Director Masato Hirota | | For | | For |
2.10 | | Elect Director Shinichiro Hiramine | | For | | For |
2.11 | | Elect Director Ken Hashimoto | | For | | For |
2.12 | | Elect Director Michitaka Sawada | | For | | For |
2.13 | | Elect Director Hisao Mitsui | | For | | For |
2.14 | | Elect Director Teruhiko Ikeda | | For | | For |
2.15 | | Elect Director Takuma Otoshi | | For | | For |
3 | | Appoint Statutory Auditor Tadashi Oe | | For | | For |
4 | | Appoint Alternate Statutory Auditor Satoshi Ito | | For | | For |
5 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
MS&AD Insurance Group Holdings | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8725 | | 29-Jun-10 | | J4687C105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
2.1 | | Elect Director Toshiaki Egashira | | For | | For |
2.2 | | Elect Director Ichiro Tateyama | | For | | For |
2.3 | | Elect Director Tadashi Kodama | | For | | For |
2.4 | | Elect Director Yasuyoshi Karasawa | | For | | For |
2.5 | | Elect Director Susumu Fujimoto | | For | | For |
2.6 | | Elect Director Shuhei Horimoto | | For | | For |
2.7 | | Elect Director Hisahito Suzuki | | For | | For |
2.8 | | Elect Director Masanori Yoneda | | For | | For |
2.9 | | Elect Director Katsuaki Ikeda | | For | | For |
2.10 | | Elect Director Toshihiko Seki | | For | | For |
2.11 | | Elect Director Akira Watanabe | | For | | For |
2.12 | | Elect Director Mitsuhiro Umezu | | For | | For |
2.13 | | Elect Director Daiken Tsunoda | | For | | For |
| | | | | | |
Nintendo Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7974 | | 29-Jun-10 | | J51699106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 660 | | For | | For |
2.1 | | Elect Director Satoru Iwata | | For | | For |
| | | | | | |
2.2 | | Elect Director Yoshihiro Mori | | For | | For |
2.3 | | Elect Director Shinji Hatano | | For | | For |
2.4 | | Elect Director Genyou Takeda | | For | | For |
2.5 | | Elect Director Shigeru Miyamoto | | For | | For |
2.6 | | Elect Director Nobuo Nagai | | For | | For |
2.7 | | Elect Director Masaharu Matsumoto | | For | | For |
2.8 | | Elect Director Eiichi Suzuki | | For | | For |
2.9 | | Elect Director Kazuo Kawahara | | For | | For |
2.10 | | Elect Director Tatsumi Kimishima | | For | | For |
2.11 | | Elect Director Kaoru Takemura | | For | | For |
3 | | Appoint Statutory Auditor Katashi Ozaki | | For | | For |
| | | | | | |
NISSIN FOODS HOLDINGS CO LTD | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2897 | | 29-Jun-10 | | J58063124 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | Against |
2.1 | | Elect Director Kouki Andou | | For | | Against |
2.2 | | Elect Director Susumu Nakagawa | | For | | Against |
2.3 | | Elect Director Noritaka Andou | | For | | Against |
2.4 | | Elect Director Akihide Matsuo | | For | | Against |
2.5 | | Elect Director Takayuki Naruto | | For | | Against |
2.6 | | Elect Director Ken Sasahara | | For | | Against |
2.7 | | Elect Director Mitsuru Tanaka | | For | | Against |
2.8 | | Elect Director Yukio Yokoyama | | For | | Against |
2.9 | | Elect Director Yorihiko Kojima | | For | | Against |
2.10 | | Elect Director Eizou Kobayashi | | For | | Against |
2.11 | | Elect Director Yoko Ishikura | | For | | Against |
3 | | Appoint Alternate Statutory Auditor Kiyotaka Matsumiya | | For | | Against |
4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
Ono Pharmaceutical Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4528 | | 29-Jun-10 | | J61546115 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
2.1 | | Elect Director Gyo Sagara | | For | | For |
2.2 | | Elect Director Hiroshi Awata | | For | | For |
2.3 | | Elect Director Kinya Morimoto | | For | | For |
2.4 | | Elect Director Kazuhito Kawabata | | For | | For |
2.5 | | Elect Director Shinji Fujiyoshi | | For | | For |
2.6 | | Elect Director Isao Ono | | For | | For |
2.7 | | Elect Director Fumio Takahashi | | For | | For |
2.8 | | Elect Director Daikichi Fukushima | | For | | For |
2.9 | | Elect Director Hiroshi Ichikawa | | For | | For |
2.10 | | Elect Director Naonobu Endo | | For | | For |
2.11 | | Elect Director Shozou Matsuoka | | For | | For |
3 | | Approve Annual Bonus Payment to Directors and Statutory Auditors | | For | | For |
| | | | | | |
Paramount Bed | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7960 | | 29-Jun-10 | | J63557128 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 20 | | For | | For |
2.1 | | Elect Director Izumi Sato | | For | | For |
2.2 | | Elect Director Hiroshi Koshida | | For | | For |
| | | | | | |
Rohm Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6963 | | 29-Jun-10 | | J65328122 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
2.1 | | Elect Director Toshiki Takano | | For | | For |
2.2 | | Elect Director Masahiko Yamazaki | | For | | For |
| | | | | | |
Sankyo Co. Ltd. (OTC) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6417 | | 29-Jun-10 | | J67844100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
2.1 | | Elect Director Hideyuki Busujima | | For | | For |
2.2 | | Elect Director Akihiko Sawai | | For | | For |
2.3 | | Elect Director Junzo Hamaguchi | | For | | For |
2.4 | | Elect Director Kimihisa Tsutsui | | For | | For |
| | | | | | |
Sumitomo Osaka Cement Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5232 | | 29-Jun-10 | | J77734101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2.1 | | Elect Director Yutaka Watanabe | | For | | For |
2.2 | | Elect Director Tomoyuki Katsura | | For | | For |
2.3 | | Elect Director Fukuichi Sekine | | For | | For |
2.4 | | Elect Director Masafumi Nakao | | For | | For |
2.5 | | Elect Director Akira Fujisue | | For | | For |
2.6 | | Elect Director Kazuhisa Tsukamoto | | For | | For |
2.7 | | Elect Director Shigehiro Kobayashi | | For | | For |
2.8 | | Elect Director Ryuji Muramatsu | | For | | For |
2.9 | | Elect Director Kunitaro Saida | | For | | For |
3.1 | | Appoint Statutory Auditor Shoji Hosaka | | For | | For |
3.2 | | Appoint Statutory Auditor Kazuo Suzuki | | For | | Against |
| | | | | | |
Sumitomo Trust & Banking Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8403 | | 29-Jun-10 | | J77970101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Atsushi Takahashi | | For | | For |
2.2 | | Elect Director Hitoshi Tsunekage | | For | | For |
2.3 | | Elect Director Akio Ohtsuka | | For | | For |
2.4 | | Elect Director Kiyoshi Mukouhara | | For | | For |
2.5 | | Elect Director Teruhiko Sugita | | For | | For |
2.6 | | Elect Director Shuuichi Kusakawa | | For | | For |
2.7 | | Elect Director Rikiya Hattori | | For | | For |
2.8 | | Elect Director Sumikazu Tsutsui | | For | | For |
2.9 | | Elect Director Tetsuo Ohkubo | | For | | For |
2.10 | | Elect Director Fuminari Suzuki | | For | | For |
2.11 | | Elect Director Koichi Hozumi | | For | | For |
2.12 | | Elect Director Junichi Sayato | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
TDK Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6762 | | 29-Jun-10 | | J82141136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 30 | | For | | Against |
2 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
3.1 | | Elect Director Hajime Sawabe | | For | | Against |
3.2 | | Elect Director Takehiro Kamigama | | For | | Against |
3.3 | | Elect Director Yasuhiro Hagihara | | For | | Against |
3.4 | | Elect Director Kenichi Mori | | For | | Against |
3.5 | | Elect Director Shinichi Araya | | For | | Against |
3.6 | | Elect Director Yukio Yanase | | For | | Against |
3.7 | | Elect Director Junji Yoneyama | | For | | Against |
4 | | Approve Annual Bonus Payment to Directors | | For | | Against |
| | | | | | |
Toppan Printing Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7911 | | 29-Jun-10 | | 890747108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Indemnify Directors | | For | | For |
2.1 | | Elect Director Naoki Adachi | | For | | For |
2.2 | | Elect Director Shingo Kaneko | | For | | For |
2.3 | | Elect Director Jitsumei Takamiyagi | | For | | For |
2.4 | | Elect Director Kiyoshi Ohtsuka | | For | | For |
2.5 | | Elect Director Toshirou Masuda | | For | | For |
2.6 | | Elect Director Mitsuru Ohminato | | For | | For |
2.7 | | Elect Director Yoshiyuki Nagayama | | For | | For |
2.8 | | Elect Director Yoshihiro Furuya | | For | | For |
2.9 | | Elect Director Shingo Ohkado | | For | | For |
2.10 | | Elect Director Shinichi Ohkubo | | For | | For |
2.11 | | Elect Director Yuuichi Kumamoto | | For | | For |
2.12 | | Elect Director Kenichi Aoki | | For | | For |
2.13 | | Elect Director Seiji Mitsui | | For | | For |
2.14 | | Elect Director Kiyoshi Tsuji | | For | | For |
2.15 | | Elect Director Yukio Maeda | | For | | For |
2.16 | | Elect Director Yoshiyuki Ishida | | For | | For |
2.17 | | Elect Director Hiroe Okazaki | | For | | For |
2.18 | | Elect Director Atsushi Itou | | For | | For |
2.19 | | Elect Director Hidetaka Kakiya | | For | | For |
2.20 | | Elect Director Makoto Arai | | For | | For |
2.21 | | Elect Director Hideharu Maro | | For | | For |
2.22 | | Elect Director Kunio Sakuma | | For | | For |
2.23 | | Elect Director Yoshinobu Noma | | For | | For |
2.24 | | Elect Director Yukio Nemoto | | For | | For |
2.25 | | Elect Director Naoyuki Matsuda | | For | | For |
2.26 | | Elect Director Nobuaki Sato | | For | | For |
3.1 | | Appoint Statutory Auditor Takeshi Soejima | | For | | For |
3.2 | | Appoint Statutory Auditor Nobuaki Morishita | | For | | For |
3.3 | | Appoint Statutory Auditor Shuya Nomura | | For | | For |
4 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
TV Asahi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9409 | | 29-Jun-10 | | J93646107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 1000 | | For | | Against |
2 | | Amend Articles to Amend Provisions on Takeover Defense | | For | | Against |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
4.1 | | Elect Director Takanobu Araki | | For | | Against |
4.2 | | Elect Director Hajime Kanazawa | | For | | Against |
4.3 | | Elect Director Keiji Kameyama | | For | | Against |
4.4 | | Elect Director Gengo Sunami | | For | | Against |
4.5 | | Elect Director Kenji Takeuchi | | For | | Against |
4.6 | | Elect Director Toshiaki Nakajima | | For | | Against |
| | | | | | |
4.7 | | Elect Director Masaya Fujinoki | | For | | Against |
5 | | Appoint Statutory Auditor Masuo Okumura | | For | | Against |
| | | | | | |
Wacoal Holdings Corp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3591 | | 29-Jun-10 | | J94632114 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Yoshikata Tsukamoto | | For | | For |
1.2 | | Elect Director Hideo Kawanaka | | For | | For |
1.3 | | Elect Director Tadashi Yamamoto | | For | | For |
1.4 | | Elect Director Ikuo Otani | | For | | For |
1.5 | | Elect Director Mamoru Ozaki | | For | | For |
1.6 | | Elect Director Morio Ikeda | | For | | For |
1.7 | | Elect Director Atsushi Horiba | | For | | For |
2 | | Appoint Statutory Auditor Akira Katayanagi | | For | | Against |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
Nuveen Tradewinds Global Resources Fund
| | | | | | |
Banro Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BAA | | 06-Jul-09 | | 066800103 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Please note that the June 12, 2009 meeting has been postponed to July 6, 2009. All voting items and vote recommendations have remained the same. | | None | | None |
1 | | Elect John A. Clarke, Peter N. Cowley, Piers A. Cumberlerge, Arnold T. Kondrat, Richard J. Lachcik, Michael J. Prinsloo, Bernard R. van Rooyen and Simon F. W. Village as Directors | | For | | Withhold |
2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | Withhold |
3 | | Amend Stock Option Plan | | For | | Against |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Jul-09 | | 035128206 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | | For | | For |
| | | | | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 05-Aug-09 | | 61981U108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Please note that the original meeting date of July 30, 2009 has been postponed to August 5, 2009. The agenda item for Shareholders and Optionholders has remained the same. | | None | | None |
1 | | Approve Acquisition by Red Back Mining Inc. | | For | | Against |
| | | | | | |
Smithfield Foods, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SFD | | 26-Aug-09 | | 832248108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Joseph W. Luter, III | | For | | For |
1.2 | | Elect Director Wendell H. Murphy | | For | | For |
1.3 | | Elect Director C. Larry Pope | | For | | For |
1.4 | | Elect Director Paul S. Trible, Jr. | | For | | For |
2 | | Increase Authorized Common Stock | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Ratify Auditors | | For | | For |
5 | | Phase out Use of Gestation Crates | | Against | | Against |
| | | | | | |
First Uranium Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FIU | | 09-Sep-09 | | 33744R102 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nigel R.G. Brunette | | For | | For |
1.2 | | Elect Director Patrick C. Evans | | For | | For |
1.3 | | Elect Director James P.W. Fisher | | For | | For |
1.4 | | Elect Director Robert M. Franklin | | For | | For |
| | | | | | |
1.5 | | Elect Director John W.W. Hick | | For | | For |
1.6 | | Elect Director Wayne S. Hill | | For | | For |
1.7 | | Elect Director Gordon T. Miller | | For | | For |
1.8 | | Elect Director Graham P. Wanblad | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Restricted Stock Unit Plan | | For | | Against |
| | | | | | |
Korea Electric Power Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Sep-09 | | 500631106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Kim Moon-Deok as Inside Director | | For | | For |
| | | | | | |
Simmer & Jack Mines Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 21-Sep-09 | | S76417104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2009 | | For | | For |
2.1 | | Elect ME Oberholster to the Board | | For | | For |
2.2 | | Elect GJ Jacobs as Director | | For | | For |
2.3 | | Reelect GT Miller as Director | | For | | For |
2.4 | | Reelect BJ Njenje as Director | | For | | For |
2.5 | | Reelect SLB Mapisa as Director | | For | | For |
3 | | Authorise Board to Fix Remuneration of the Auditors | | For | | For |
4 | | Reappoint Grant Thornton as Auditors | | For | | For |
6 | | Place Authorised But Unissued Shares Under the Control of the Directors | | For | | Against |
7 | | Authorise Issuance of Shares for Cash up to a Maximum of 15 Percent of Issued Capital; Issue Convertible Securities | | For | | For |
8 | | Amend Rules of the Simmer and Jack Limited Share Option Scheme 2006 | | For | | Against |
9 | | Authorise Grant of Share Options to Non-Executive Directors | | For | | Against |
10 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | |
MOSAIC CO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MOS | | 08-Oct-09 | | 61945A107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Phyllis E. Cochran | | For | | For |
1.2 | | Elect Director Robert L. Lumpkins | | For | | Withhold |
1.3 | | Elect Director Harold H. MacKay | | For | | For |
1.4 | | Elect Director William T. Monahan | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 09-Oct-09 | | C58432102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Plan of Arrangement - Acquired by Randgold Resources Ltd | | For | | Against |
| | | | | | |
Impala Platinum Holdings Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Oct-09 | | S37840113 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | | For | | For |
2.1 | | Reelect Dawn Earp as Director | | For | | For |
2.2 | | Reelect Khotso Mokhele as Director | | For | | For |
2.3 | | Reelect Thandi Orleyn as Director | | For | | For |
3 | | Approve Remuneration of Non-Executive Directors | | For | | For |
4 | | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | | For | | For |
5 | | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
| | | | | | |
Newcrest Mining Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NCM | | 29-Oct-09 | | Q6651B171 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | | None | | None |
2 | | Elect Vince Gauci as Director | | For | | For |
3 | | Approve the Remuneration Report for the Year Ended June 30, 2009 | | For | | Against |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 20441A102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Director | | For | | Against |
2 | | Authorize Three Issuances of Up to BRL 826 Million in Non-Convertible Debentures Trough Private Placement | | For | | For |
3 | | Set the Terms of the Debenture Issuance | | For | | For |
4 | | Authorize Board of Directors to Set the Terms of the Debenture Issuance and to Amend Article 59 Accordingly | | For | | For |
5 | | Authorize the Company to Perform any Legal Act Related to the Implementation of the Debentures Issuance | | For | | For |
| | | | | | |
Gold Fields Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Nov-09 | | 38059T106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
| | Ordinary Resolutions | | None | | None |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | | For | | For |
2 | | Elect CA Carolus as Director | | For | | For |
3 | | Elect R Danino as Director | | For | | For |
4 | | Elect AR Hill as Director | | For | | For |
5 | | Re-elect NJ Holland as Director | | For | | For |
6 | | Elect RP Menell as Director | | For | | For |
7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | Against |
8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
9 | | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | | For | | For |
10 | | Amend Gold Fields Ltd 2005 Share Plan | | For | | For |
11 | | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
| | | | | | |
12 | | Approve Non-executive Director Fees with Effect from 1 January 2010 | | For | | For |
| | Special Resolution | | None | | None |
1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Nov-09 | | FR0010252106 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Business | | None | | None |
1 | | Amend Articles of Association Re: Payment of Dividends in Cash or in Shares | | For | | For |
| | Ordinary Business | | None | | None |
2 | | Reelect Bruno Lafont as Director | | For | | Against |
3 | | Reelect Henri Proglio as Director | | For | | Against |
4 | | Elect Mireille Faugere as Director | | For | | Against |
5 | | Elect Philippe Crouzet as Director | | For | | Against |
6 | | Elect Michael Jay of Ewelme as Director | | For | | Against |
7 | | Elect Pierre Mariani as Director | | For | | Against |
8 | | Authorize Stock Dividend Program (Cash or Shares) for Fiscal Year 2009 | | For | | For |
9 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Endeavour Financial Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EDV | | 10-Nov-09 | | G3040R109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
2 | | Amend Stock Plan | | For | | Against |
| | | | | | |
Mineral Deposits Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q6154S135 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | None | | For |
2 | | Elect James Murray Grant as a Director | | For | | For |
3 | | Elect Nicholas James Limb as a Director | | For | | For |
4 | | Elect Robert Victor Danchin as a Director | | For | | For |
5 | | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | | For | | Against |
| | | | | | |
Omnia Holdings Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Dec-09 | | S58080102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Sale by Omnia Group Investments Ltd of the ExecCo Stake to ExecCo for the ExecCo Purchase Consideration (ExecCo Transaction) | | For | | For |
2 | | Approve the Sakhile II Transaction; Approve the Sale of the Sakhile II 1st Tranche | | For | | For |
| | | | | | |
ENSCO International Plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ESV | | 22-Dec-09 | | 26874Q100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Change State of Incorporation [from Delaware to England] | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
The Shaw Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SHAW | | 26-Jan-10 | | 820280105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director J.M. Bernhard, Jr. | | For | | For |
1.2 | | Elect Director James F. Barker | | For | | For |
1.3 | | Elect Director Thos. E. Capps | | For | | For |
1.4 | | Elect Director Daniel A. Hoffler | | For | | For |
1.5 | | Elect Director David W. Hoyle | | For | | For |
1.6 | | Elect Director Michael J. Mancuso | | For | | For |
1.7 | | Elect Director Albert D. McAlister | | For | | For |
1.8 | | Elect Director Stephen R. Tritch | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Other Business | | For | | Against |
| | | | | | |
Lonmin plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jan-10 | | G56350112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | Against |
3 | | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
4 | | Re-elect Ian Farmer as Director | | For | | For |
5 | | Re-elect Alan Ferguson as Director | | For | | For |
6 | | Re-elect David Munro as Director | | For | | For |
7 | | Re-elect Roger Phillimore as Director | | For | | For |
8 | | Re-elect Jim Sutcliffe as Director | | For | | For |
9 | | Elect Jonathan Leslie as Director | | For | | For |
10 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of USD 64,298,000 and an Additional Amount Pursuant to a Rights Issue of up to USD 64,298,000 | | For | | For |
11 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 9,654,000 | | For | | For |
12 | | Authorise 19,308,000 Ordinary Shares for Market Purchase | | For | | For |
13 | | Approve that a General Meeting Other than an AGM May be Called | | For | | For |
| | on Not Less Than 14 Clear Days’ Notice | | | | |
14 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
Simmer and Jack Mines Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 01-Feb-10 | | S76417104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Interim Simmers Board Proposals | | | | |
1 | | Elect Colin Brayshaw as Director | | For | | For |
2 | | Elect Ralph Havenstein as Director | | For | | For |
3 | | Elect Vusumuzi Khanyile as Director | | For | | For |
4 | | Elect Sindi Koyana as Director | | For | | For |
5 | | Elect Dr Nick Segal as Director | | For | | For |
6 | | Elect Deon van der Mescht as Director Oryx/Hermes and Xelexwa Proposals | | For | | For |
| | | | | | |
7 | | Appoint David Brown as Director of the Company | | None | | For |
8 | | Appoint Stuart Murray as Director of the Company | | None | | For |
9 | | Appoint Peter Surgey as Director of the Company | | None | | For |
10 | | Appoint Bernard Swanepoel as Director of the Company Xelexwa Proposals | | None | | For |
11 | | Appoint Baba Njenje as Director of the Company | | Against | | For |
12 | | Appoint William Osae as Director of the Company | | Against | | Against |
13 | | Appoint De Wet Schutte as Director of the Company | | Against | | Against |
14 | | Appoint Kevin Wakeford as Director of the Company | | Against | | For |
15 | | Remove John Berry as Director of the Company | | Against | | Against |
16 | | Remove Adrian Meyer as Director of the Company | | Against | | Against |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Mar-10 | | P8228H104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Ratify Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | Against |
2 | | Ratify Allocation of Income and Dividends | | For | | Against |
| | | | | | |
S-Oil (Ssangyong Oil Refining) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Mar-10 | | Y80710109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Appropriation of Income and Year-End Dividends of KRW 750 per Common Share and KRW 775 per Preferred Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Elect Five Inside Directors and Six Outside Directors (Bundled) | | For | | Against |
4.1 | | Elect One Inside Director who will also Serve as Member of Audit Committee | | For | | Against |
4.2 | | Elect Three Outside Directors who will also Serve as Members of Audit Committee | | For | | Against |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | |
Petrobras Energia S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-Mar-10 | | P7873P114 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for the Period Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2009 | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Elect Directors and Alternates to Replace Resigning Directors | | For | | Against |
5 | | Elect Members of Internal Statutory Auditors Committee and Alternates | | For | | For |
6 | | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | | For | | For |
7 | | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2009 and Appoint External Auditors for Fiscal Year 2010 | | For | | For |
8 | | Approve Budget of Audit Committee | | For | | For |
| | | | | | |
9 | | Ratify All Actions in Connection with Acquisition by Absorption Between Petrobras Energia S.A. and Petrobras Energia Participaciones S.A. | | For | | For |
10 | | Approve Discharge of Petrobras Energia Participaciones S.A.’s Directors for their Activities from March 27, 2009 until its Dissolution | | For | | For |
11 | | Approve Discharge of Petrobras Energia Participaciones S.A.’s Internal Statutory Auditors Committee for their Activities from January 1, 2009 until its Dissolution | | For | | For |
12 | | Approve Remuneration of Petrobras Energia Participaciones S.A.’s Members of Internal Statutory Auditors Committee | | For | | For |
13 | | Designate Two Shareholders to Sign Minutes of Meeting | | For | | For |
| | | | | | |
Baker Hughes Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BHI | | 31-Mar-10 | | 057224107 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Issue of Shares in Connection with Acquisition | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Adjourn Meeting | | For | | For |
| | | | | | |
BJ Services Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BJS | | 31-Mar-10 | | 055482103 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
BP plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | G12793108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | To Receive The Directors Annual Report And Accounts | | For | | For |
2 | | To Approve The Directors Remuneration Report | | For | | For |
3 | | To Elect P Anderson As A Director | | For | | For |
4 | | To Re-elect A Burgmans As A Director | | For | | For |
5 | | To Re-elect C B Carroll As A Director | | For | | For |
6 | | To Re-elect William Castell As A Director | | For | | For |
7 | | To Re-elect I C Conn As A Director | | For | | For |
8 | | To Re-elect G David As A Director | | For | | For |
9 | | To Elect I E L Davis As A Director | | For | | For |
10 | | To Re-elect R Dudley As A Director | | For | | For |
11 | | To Re-elect D J Flint As A Director | | For | | For |
12 | | To Re-elect B E Grote As A Director | | For | | For |
13 | | To Re-elect A B Hayward As A Director | | For | | For |
14 | | To Re-elect A G Inglis As A Director | | For | | For |
15 | | To Re-elect D S Julius As A Director | | For | | For |
16 | | To Elect C-H Svanberg As A Director | | For | | For |
17 | | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | | For | | For |
18 | | To Adopt New Articles Of Association | | For | | For |
19 | | To Give Limited Authority For The Purchase of Its Own Shares By The Company | | For | | For |
20 | | To Give Limited Authority To Allot Shares Up To A Specified amount | | For | | For |
21 | | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | | For | | For |
22 | | To Authorize The Calling Of General Meetings (excluding Annual General Meetings) By Notice Of At Least 14 clear Days | | For | | For |
| | | | | | | | |
23 | | To Approve The Renewal Of The Executive Directors Incentive Plan | | | | For | | For |
24 | | To Approve The Scrip Dividend Programme Shareholder Proposal | | | | For | | For |
25 | | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | | | | Against | | Against |
| | | | | | |
ERG spa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | T3707Z101 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | | | |
1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | | | For | | Do Not Vote |
2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | | | For | | Do Not Vote |
3 | | Elect One Director | | | | For | | Do Not Vote |
4 | | Approve Remuneration of Directors | | | | For | | Do Not Vote |
5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | | | For | | Do Not Vote |
| | Special Business | | | | | | |
1 | | Approve Merger by Absorption of ERG Raffinerie Mediterranee SpA and ERG Power&Gas SpA | | | | For | | Do Not Vote |
| | | | | | |
AGCO Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AGCO | | 22-Apr-10 | | 001084102 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Francisco R. Gros | | | | For | | Withhold |
1.2 | | Elect Director Gerald B. Johanneson | | | | For | | For |
1.3 | | Elect Director George E. Minnich | | | | For | | For |
1.4 | | Elect Director Curtis E. Moll | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
Anglo American plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Apr-10 | | G03764134 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | | | For | | For |
2 | | Elect Sir Philip Hampton as Director | | | | For | | For |
3 | | Elect Ray O’Rourke as Director | | | | For | | For |
4 | | Elect Sir John Parker as Director | | | | For | | For |
5 | | Elect Jack Thompson as Director | | | | For | | For |
6 | | Re-elect Cynthia Carroll as Director | | | | For | | For |
7 | | Re-elect Nicky Oppenheimer as Director | | | | For | | For |
8 | | Reappoint Deloitte LLP as Auditors | | | | For | | For |
9 | | Authorise Board to Fix Remuneration of Auditors | | | | For | | For |
10 | | Approve Remuneration Report | | | | For | | For |
11 | | Authorise Issue of Equity with Pre-emptive Rights | | | | For | | For |
12 | | Authorise Issue of Equity without Pre-emptive Rights | | | | For | | For |
13 | | Authorise Market Purchase | | | | For | | For |
14 | | Amend Articles of Association | | | | For | | For |
15 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | | | For | | For |
| | | | | | |
Arch Coal, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ACI | | 22-Apr-10 | | 039380100 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Brian J. Jennings | | | | For | | For |
1.2 | | Elect Director Steven F. Leer | | | | For | | For |
1.3 | | Elect Director Robert G. Potter | | | | For | | For |
1.4 | | Elect Director Theodore D. Sands | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
3 | | Amend Omnibus Stock Plan | | | | For | | Against |
4 | | Amend Executive Incentive Bonus Plan | | | | For | | For |
| | | | | | |
Baker Hughes Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BHI | | 22-Apr-10 | | 057224107 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Larry D. Brady | | | | For | | For |
1.2 | | Elect Director Clarence P. Cazalot, Jr. | | | | For | | For |
1.3 | | Elect Director Chad C. Deaton | | | | For | | For |
1.4 | | Elect Director Edward P. Djerejian | | | | For | | For |
1.5 | | Elect Director Anthony G. Fernandes | | | | For | | For |
1.6 | | Elect Director Claire W. Gargalli | | | | For | | For |
1.7 | | Elect Director Pierre H. Jungels | | | | For | | For |
1.8 | | Elect Director James A. Lash | | | | For | | For |
1.9 | | Elect Director J. Larry Nichols | | | | For | | For |
1.10 | | Elect Director H. John Riley, Jr. | | | | For | | For |
1.11 | | Elect Director Charles L. Watson | | | | For | | For |
1.12 | | Elect Director J. W. Stewart | | | | For | | For |
1.13 | | Elect Director James L. Payne | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
3 | | Provide Right to Call Special Meeting | | | | For | | For |
4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For |
| | | | | | |
Alcoa Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AA | | 23-Apr-10 | | 013817101 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Arthur D. Collins, Jr | | | | For | | For |
1.2 | | Elect Director Carlos Ghosn | | | | For | | For |
1.3 | | Elect Director Michael G. Morris | | | | For | | For |
1.4 | | Elect Director E. Stanley O’Neal | | | | For | | For |
2 | | Ratify Auditor | | | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | | | For | | For |
4 | | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | | | | For | | For |
5 | | Reduce Supermajority Vote Requirement Relating to Director Elections | | | | For | | For |
6 | | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | | | | For | | For |
7 | | Adopt Simple Majority Vote | | | | Against | | For |
| | | | | | |
Newmont Mining Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NEM | | 23-Apr-10 | | 651639106 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Glen A. Barton | | | | For | | For |
2 | | Elect Director Vincent A. Calarco | | | | For | | For |
3 | | Elect Director Joseph A. Carrabba | | | | For | | For |
4 | | Elect Director Noreen Doyle | | | | For | | For |
5 | | Elect Director Veronica M. Hagen | | | | For | | For |
6 | | Elect Director Michael S. Hamson | | | | For | | For |
7 | | Elect Director Richard T. O’Brien | | | | For | | For |
8 | | Elect Director John B. Prescott | | | | For | | For |
9 | | Elect Director Donald C. Roth | | | | For | | For |
| | | | | | | | |
10 | | Elect Director James V. Taranik | | | | For | | For |
11 | | Elect Director Simon Thompson | | | | For | | For |
12 | | Ratify Auditors | | | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For |
14 | | Require a Majority Vote for the Election of Directors | | | | Against | | For |
| | | | | | |
Nexen Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NXY | | 27-Apr-10 | | 65334H102 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | �� | Elect W.B. Berry as Director | | | | For | | For |
1.2 | | Elect R.G. Bertram as Director | | | | For | | For |
1.3 | | Elect D.G. Flanagan as Director | | | | For | | For |
1.4 | | Elect S.B. Jackson as Director | | | | For | | For |
1.5 | | Elect K.J. Jenkins as Director | | | | For | | For |
1.6 | | Elect A.A. McLellan as Director | | | | For | | For |
1.7 | | Elect E.P. Newell as Director | | | | For | | For |
1.8 | | Elect T.C. O?Neill as Director | | | | For | | For |
1.9 | | Elect M.F. Romanow as Director | | | | For | | For |
1.10 | | Elect F.M. Saville as Director | | | | For | | For |
1.11 | | Elect J.M. Willson as Director | | | | For | | For |
1.12 | | Elect V.J. Zaleschuk as Director | | | | For | | For |
2 | | Ratify Deloitte & Touche LLP as Auditors | | | | For | | For |
| | | | | | |
Barrick Gold Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ABX | | 28-Apr-10 | | 067901108 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect H.L. Beck as Director | | | | For | | For |
1.2 | | Elect C.W.D. Birchall as Director | | | | For | | For |
1.3 | | Elect D.J. Carty as Director | | | | For | | For |
1.4 | | Elect G.Cisneros as Director | | | | For | | For |
1.5 | | Elect M.A. Cohen as Director | | | | For | | For |
1.6 | | Elect P.A. Cossgrove as Director | | | | For | | For |
1.7 | | Elect R.M. Franklin as Director | | | | For | | For |
1.8 | | Elect J.B. Harvey as Director | | | | For | | For |
1.9 | | Elect B. Mulroney as Director | | | | For | | For |
1.10 | | Elect A. Munk as Director | | | | For | | For |
1.11 | | Elect P. Munk as Director | | | | For | | For |
1.12 | | Elect A.W. Regent as Director | | | | For | | For |
1.13 | | Elect N.P. Rothschild as Director | | | | For | | For |
1.14 | | Elect S.J. Shaprio as Director | | | | For | | For |
2 | | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | | | | For | | For |
3 | | Advisory Vote on Executive Compensation Approach | | | | For | | For |
| | | | | | |
Industrias Penoles S.A.B. de C.V. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P55409141 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports, including Report on Fiscal Obligation Compliance | | | | For | | For |
2 | | Approve Allocation of Income | | | | For | | For |
3 | | Set Aggregate Nominal Amount of Share Repurchase Reserve | | | | For | | For |
4 | | Elect Directors and Approve their Remuneration | | | | For | | Against |
5 | | Elect Chairman of Audit and Corporate Governance Committee | | | | For | | Against |
6 | | Designate Inspector or Shareholder Representatives of Minutes of Meeting | | | | For | | For |
| | | | | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P8228H104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | | | |
I | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | | | For | | For |
II | | Approve Allocation of Income and Dividends | | | | For | | For |
III | | Elect Corporate Bodies | | | | For | | Against |
| | | | | | |
CONSOL Energy Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CNX | | 04-May-10 | | 20854P109 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Whitmire | | | | For | | For |
1.2 | | Elect Director J. Brett Harvey | | | | For | | For |
1.3 | | Elect Director James E. Altmeyer, Sr. | | | | For | | For |
1.4 | | Elect Director Philip W. Baxter | | | | For | | For |
1.5 | | Elect Director William E. Davis | | | | For | | For |
1.6 | | Elect Director Raj K. Gupta | | | | For | | For |
1.7 | | Elect Director Patricia A. Hammick | | | | For | | For |
1.8 | | Elect Director David C. Hardesty, Jr. | | | | For | | For |
1.9 | | Elect Director John T. Mills | | | | For | | For |
1.10 | | Elect Director William P. Powell | | | | For | | For |
1.11 | | Elect Director Joseph T. Williams | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
Peabody Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BTU | | 04-May-10 | | 704549104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gregory H. Boyce | | | | For | | For |
1.2 | | Elect Director William A. Coley | | | | For | | For |
1.3 | | Elect Director William E. James | | | | For | | For |
1.4 | | Elect Director Robert B. Karn, III | | | | For | | For |
1.5 | | Elect Director M. Frances Keeth | | | | For | | For |
1.6 | | Elect Director Henry E. Lentz | | | | For | | For |
1.7 | | Elect Director Robert A. Malone | | | | For | | For |
1.8 | | Elect Director William C. Rusnack | | | | For | | For |
1.9 | | Elect Director John F. Turner | | | | For | | For |
1.10 | | Elect Director Alan H. Washkowitz | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
Suncor Energy Inc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SU | | 04-May-10 | | 867224107 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Mel E. Benson | | | | For | | For |
1.2 | | Elect Director Brian A. Canfield | | | | For | | For |
1.3 | | Elect Director Dominic D’Alessandro | | | | For | | For |
1.4 | | Elect Director John T. Ferguson | | | | For | | For |
1.5 | | Elect Director W. Douglas Ford | | | | For | | For |
1.6 | | Elect Director Richard L. George | | | | For | | For |
1.7 | | Elect Director Paul Haseldonckx | | | | For | | For |
1.8 | | Elect Director John R. Huff | | | | For | | For |
1.9 | | Elect Director Jacques Lamarre | | | | For | | For |
1.10 | | Elect Director Brian F. MacNeill | | | | For | | For |
| | | | | | | | |
1.11 | | Elect Director Maureen McCaw | | | | For | | For |
1.12 | | Elect Director Michael W. O’Brien | | | | For | | For |
1.13 | | Elect Director James W. Simpson | | | | For | | For |
1.14 | | Elect Director Eira Thomas | | | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | | | For | | For |
| | | | | | |
Hess Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HES | | 05-May-10 | | 42809H107 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director N.F. Brady | | | | For | | Withhold |
1.2 | | Elect Director G.P. Hill | | | | For | | For |
1.3 | | Elect Director T.H. Kean | | | | For | | Withhold |
1.4 | | Elect Director F.A. Olson | | | | For | | Withhold |
2 | | Ratify Auditors | | | | For | | For |
3 | | Amend Omnibus Stock Plan | | | | For | | Against |
4 | | Report on Political Contributions | | | | Against | | For |
| | | | | | |
Kinross Gold Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: K | | 05-May-10 | | 496902404 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect John A. Brough as Director | | | | For | | For |
1.2 | | Elect Tye W. Burt as Director | | | | For | | For |
1.3 | | Elect John K. Carrington as Director | | | | For | | For |
1.4 | | Elect John M.H. Huxley as Director | | | | For | | For |
1.5 | | Elect John A. Keyes as Director | | | | For | | For |
1.6 | | Elect Catherin McLeod-Seltzer as Director | | | | For | | For |
1.7 | | Elect George F. Michals as Director | | | | For | | For |
1.8 | | Elect John E. Oliver as Director | | | | For | | For |
1.9 | | Elect Terence C.W. Reid as Director | | | | For | | For |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | | | For | | For |
| | | | | | |
Lihir Gold Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LGL | | 05-May-10 | | Y5285N149 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | | | For | | For |
2 | | Elect Peter Cassidy as a Director | | | | For | | For |
3 | | Elect Mike Etheridge as a Director | | | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | | | For | | Against |
| | | | | | |
Potash Corporation of Saskatchewan Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: POT | | 06-May-10 | | 73755L107 | | Annual/Special |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect C. M. Burley as Director | | | | For | | For |
1.2 | | Elect W. J. Doyle as Director | | | | For | | For |
1.3 | | Elect J. W. Estey as Director | | | | For | | For |
1.4 | | Elect C. S. Hoffman as Director | | | | For | | For |
1.5 | | Elect D. J. Howe as Director | | | | For | | For |
| | | | | | | | |
1.6 | | Elect A. D. Laberge as Director | | | | For | | For |
1.7 | | Elect K. G. Martell as Director | | | | For | | For |
1.8 | | Elect J. J. McCaig as Director | | | | For | | For |
1.9 | | Elect M. Mogford as Director | | | | For | | For |
1.10 | | Elect P. J. Schoenhals as Director | | | | For | | For |
1.11 | | Elect E. R. Stromberg as Director | | | | For | | For |
1.12 | | Elect E. Viyella de Paliza as Director | | | | For | | For |
2 | | Ratify Deloitte & Touche LLP as Auditors | | | | For | | For |
3 | | Approve Performance Option Plan | | | | For | | Against |
4 | | Advisory Vote on Executive Compensation Approach | | | | For | | For |
| | | | | | |
Union Pacific Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UNP | | 06-May-10 | | 907818108 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Andrew H. Card, Jr. | | | | For | | For |
2 | | Elect Director Erroll B. Davis, Jr. | | | | For | | For |
3 | | Elect Director Thomas J. Donohue | | | | For | | For |
4 | | Elect Director Archie W. Dunham | | | | For | | For |
5 | | Elect Director Judith Richards Hope | | | | For | | For |
6 | | Elect Director Charles C. Krulak | | | | For | | For |
7 | | Elect Director Michael R. McCarthy | | | | For | | For |
8 | | Elect Director Michael W. McConnell | | | | For | | For |
9 | | Elect Director Thomas F. McLarty III | | | | For | | For |
10 | | Elect Director Steven R. Rogel | | | | For | | For |
11 | | Elect Director Jose H. Villarreal | | | | For | | For |
12 | | Elect Director James R. Young | | | | For | | For |
13 | | Ratify Auditors | | | | For | | For |
14 | | Require Independent Board Chairman | | | | Against | | Against |
15 | | Reduce Supermajority Vote Requirement | | | | Against | | For |
| | | | | | |
Alumina Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AWC | | 07-May-10 | | Q0269M109 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | | | | | |
2 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | | | | For | | For |
3 | | Elect Peter Hay as Director | | | | For | | For |
4 | | Approve the Grant the 312,900 Performance Rights to John Bevan, Chief Executive Officer Under the Company’s Long Term Incentive Plan | | | | For | | For |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 07-May-10 | | S04255196 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | | | |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | | | | For | | For |
2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | | | For | | For |
3 | | Re-elect Frank Arisman as Director | | | | For | | For |
4 | | Re-elect Wiseman Nkuhlu as Director | | | | For | | For |
5 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | | | For | | For |
6 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | | | For | | For |
7 | | Place Authorised But Unissued Shares under Control of Directors | | | | For | | For |
8 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | | | For | | For |
| | | | | | | | |
9 | | Authorise Issue of Convertible Securities | | | | For | | For |
10 | | Approve Increase in Non-executive Directors’ Fees | | | | For | | For |
11 | | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | | | | For | | For |
12 | | Amend Share Incentive Scheme | | | | For | | For |
13 | | Amend Long Term Incentive Plan 2005 | | | | For | | For |
14 | | Amend Bonus Share Plan 2005 | | | | For | | For |
15 | | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | | | | For | | For |
16 | | Approve Remuneration Policy | | | | For | | For |
17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | | | For | | For |
| | | | | | |
Ivanhoe Mines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IVN | | 07-May-10 | | 46579N103 | | Annual/Special |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect ROBERT M. FRIEDLAND as Director | | | | For | | Withhold |
1.2 | | Elect PETER MEREDITH as Director | | | | For | | For |
1.3 | | Elect JOHN MACKEN as Director | | | | For | | For |
1.4 | | Elect DAVID HUBERMAN as Director | | | | For | | For |
1.5 | | Elect HOWARD BALLOCH as Director | | | | For | | For |
1.6 | | Elect MARKUS FABER as Director | | | | For | | For |
1.7 | | Elect R. EDWARD FLOOD as Director | | | | For | | For |
1.8 | | Elect ROBERT HANSON as Director | | | | For | | For |
1.9 | | Elect ANDREW HARDING as Director | | | | For | | For |
1.10 | | Elect DAVID KORBIN as Director | | | | For | | For |
1.11 | | Elect LIVIA MAHLER as Director | | | | For | | For |
1.12 | | Elect KJELD THYGESEN as Director | | | | For | | For |
2 | | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | | | | For | | For |
3 | | Amend Articles | | | | For | | For |
4 | | If Item #3 is Approved, Elect TRACY STEVENSON as Director | | | | For | | For |
5 | | If Item #3 is Approved, Fix Number of Directors at Fourteen | | | | For | | For |
6 | | Approve Equity Incentive Plan | | | | For | | Against |
7 | | Approve Shareholder Rights Plan | | | | For | | For |
| | | | | | |
Silver Standard Resources Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SSO | | 11-May-10 | | 82823L106 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Six | | | | For | | For |
2.1 | | Elect A.E. Michael Anglin as Director | | | | For | | For |
2.2 | | Elect John R. Brodie as Director | | | | For | | For |
2.3 | | Elect Richard C. Campbell as Director | | | | For | | For |
2.4 | | Elect David L. Johnston as Director | | | | For | | For |
2.5 | | Elect Richard D. Paterson as Director | | | | For | | For |
2.6 | | Elect Peter W. Tomsett as Director | | | | For | | For |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | | | For | | For |
| | | | | | |
ConocoPhillips | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: COP | | 12-May-10 | | 20825C104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard L. Armitage | | | | For | | For |
1.2 | | Elect Director Richard H. Auchinleck | | | | For | | For |
1.3 | | Elect Director James E. Copeland, Jr. | | | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | | | For | | For |
1.5 | | Elect Director Ruth R. Harkin | | | | For | | For |
| | | | | | |
1.6 | | Elect Director Harold W. Mcgraw III | | For | | For |
1.7 | | Elect Director James J. Mulva | | For | | For |
1.8 | | Elect Director Robert A. Niblock | | For | | For |
1.9 | | Elect Director Harald J. Norvik | | For | | For |
1.10 | | Elect Director William K. Reilly | | For | | For |
1.11 | | Elect Director Bobby S. Shackouls | | For | | For |
1.12 | | Elect Director Victoria J. Tschinkel | | For | | For |
1.13 | | Elect Director Kathryn C. Turner | | For | | For |
1.14 | | Elect Director William E. Wade, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Board Risk Management Oversight | | Against | | Against |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
5 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
6 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
7 | | Report on Financial Risks of Climate Change | | Against | | Against |
8 | | Adopt Goals to Reduce Emission of TRI Chemicals | | Against | | Against |
9 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For |
10 | | Report on Political Contributions | | Against | | For |
| | | | | | |
Pioneer Natural Resources Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PXD | | 14-May-10 | | 723787107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Andrew D. Lundquist | | For | | For |
1.2 | | Elect Director Charles E. Ramsey, Jr. | | For | | For |
1.3 | | Elect Director Frank A. Risch | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Require a Majority Vote for the Election of Directors | | None | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | F2940H113 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | For | | For |
5 | | Approve Additional Remuneration of Directors in the Aggregate Amount of EUR 2,250 for Fiscal Year 2009 | | For | | For |
6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 190,000 | | For | | For |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
8 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
9 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
10 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
| | | | | | |
11 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
12 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
13 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
14 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
15 | | Approve Employee Stock Purchase Plan | | For | | Against |
16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Royal Dutch Shell plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | G7690A118 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Elect Charles Holliday as Director | | For | | For |
4 | | Re-elect Josef Ackermann as Director | | For | | For |
5 | | Re-elect Malcolm Brinded as Director | | For | | For |
6 | | Re-elect Simon Henry as Director | | For | | For |
7 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
8 | | Re-elect Wim Kok as Director | | For | | For |
9 | | Re-elect Nick Land as Director | | For | | For |
10 | | Re-elect Christine Morin-Postel as Director | | For | | For |
11 | | Re-elect Jorma Ollila as Director | | For | | For |
12 | | Re-elect Jeroen van der Veer as Director | | For | | For |
13 | | Re-elect Peter Voser as Director | | For | | For |
14 | | Re-elect Hans Wijers as Director | | For | | For |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
19 | | Authorise Market Purchase | | For | | For |
20 | | Approve Scrip Dividend Scheme | | For | | For |
21 | | Authorise EU Political Donations and Expenditure | | For | | For |
22 | | Adopt New Articles of Association Shareholder Resolution | | For | | For |
23 | | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | | Against | | Against |
| | | | | | |
Petrochina Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | Y6883Q138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Report of the Board of Directors | | For | | For |
2 | | Accept Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Final Dividends | | For | | For |
5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
6 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
7 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
| | | | | | |
8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
Simmer and Jack Mines Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-May-10 | | S76417104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Resolutions | | | | |
1 | | Approve Increase in Authorised Share Capital | | For | | For |
2 | | Amend Articles of Association | | For | | For |
3 | | Approve Granting of Financial Assistance by the Company Ordinary Resolutions | | For | | For |
1 | | Approve Acquisition of Rand FIU Notes Issued by Mine Waste Solutions (Proprietary) Limited | | For | | For |
2 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
3 | | Authorise Creation and Issuance of Convertible Bonds | | For | | For |
4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
ENSCO plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ESV | | 25-May-10 | | 29358Q109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Elect Thomas Kelly II as Class II Director | | For | | For |
2 | | Elect Rita Rodriguez as Class II Director | | For | | For |
3 | | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | | For | | For |
4 | | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | | For | | For |
5 | | Re-approve the Ensco 2005 Cash Incentive Plan | | For | | For |
| | | | | | |
Minara Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-May-10 | | Q6120A101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Ivan Glasenberg as Director | | For | | For |
3 | | Elect Malcolm Macpherson as Director | | For | | For |
4 | | Approve the Grant of Performance Rights to a Maximum Value of A$3 Million to Peter Johnston, Managing Director and Chief Executive Officer, Under the Long Term Incentive Scheme | | For | | For |
| | | | | | |
Cameco Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CCO | | 26-May-10 | | 13321L108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
2.1 | | Elect Director John H. Clappison | | For | | For |
2.2 | | Elect Director Joe F. Colvin | | For | | For |
2.3 | | Elect Director James R. Curtiss | | For | | For |
2.4 | | Elect Director Donald H.F. Deranger | | For | | For |
2.5 | | Elect Director James K. Gowans | | For | | For |
2.6 | | Elect Director Gerald W. Grandey | | For | | For |
2.7 | | Elect Director Nancy E. Hopkins | | For | | For |
2.8 | | Elect Director Oyvind Hushovd | | For | | For |
2.9 | | Elect Director J.W. George Ivany | | For | | For |
| | | | | | |
2.10 | | Elect Director A. Anne McLellan | | For | | For |
2.11 | | Elect Director A. Neill McMillan | | For | | For |
2.12 | | Elect Director Victor J. Zaleschuk | | For | | For |
3 | | Ratify KPMG LLP as Auditors | | For | | For |
4 | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | |
Detour Gold Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DGC | | 26-May-10 | | 250669108 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Gerald S. Panneton as Director | | For | | For |
1.2 | | Elect Louis Dionne as Director | | For | | For |
1.3 | | Elect Ingrid J. Hibbard as Director | | For | | For |
1.4 | | Elect Robert E. Doyle as Director | | For | | For |
1.5 | | Elect Jonathan Rubenstein as Director | | For | | For |
1.6 | | Elect Peter E. Crossgrove as Director | | For | | For |
1.7 | | Elect Ronald W. Thiessen as Director | | For | | For |
1.8 | | Elect J. Michael Kenyon as Director | | For | | For |
1.9 | | Elect Andre Gaumond as Director | | For | | For |
1.10 | | Elect Alex G. Morrison as Director | | For | | For |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Amended Stock Option Plan and Certain Option Grants | | For | | Against |
| | | | | | |
NovaGold Resources Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NG | | 26-May-10 | | 66987E206 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Six | | For | | For |
2.1 | | Elect Kalidas V. Madhavpeddi as Director | | For | | For |
2.2 | | Elect Clynton R. Nauman as Director | | For | | For |
2.3 | | Elect Gerald J. McConnell as Director | | For | | Withhold |
2.4 | | Elect James L. Philip as Director | | For | | For |
2.5 | | Elect Tony S. Giardini as Director | | For | | For |
2.6 | | Elect Rick Van Nieuwenhuyse as Director | | For | | Withhold |
3 | | Approve PricewaterhourseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
PT Medco Energi Internasional (formerly PT Medco Energi Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y7129J136 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual General Meeting | | | | |
1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
2 | | Accept Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Elect Directors and Commissioners | | For | | Against |
6 | | Approve Remuneration of Directors and Commissioners Extraordinary General Meeting | | For | | For |
1 | | Approve Change in the Utilization of Treasury Shares for the Implementation of the Employee Stock Option Plan (ESOP) and Management Stock Option Plan (MSOP) | | For | | Against |
2 | | Approve ESOP and MSOP | | For | | Against |
| | | | | | |
Tesoro Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TSO | | 04-Jun-10 | | 881609101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Rodney F. Chase | | For | | For |
1.2 | | Elect Director Gregory J. Goff | | For | | For |
1.3 | | Elect Director Robert W. Goldman | | For | | For |
1.4 | | Elect Director Steven H. Grapstein | | For | | For |
1.5 | | Elect Director William J. Johnson | | For | | For |
1.6 | | Elect Director J.W. (Jim) Nokes | | For | | For |
1.7 | | Elect Director Donald H. Schmude | | For | | For |
1.8 | | Elect Director Michael E. Wiley | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
Devon Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DVN | | 09-Jun-10 | | 25179M103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Richels | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
Freeport-McMoRan Copper & Gold Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FCX | | 09-Jun-10 | | 35671D857 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard C. Adkerson | | For | | For |
1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For |
1.3 | | Elect Director Robert A. Day | | For | | For |
1.4 | | Elect Director Gerald J. Ford | | For | | For |
1.5 | | Elect Director H. Devon Graham, Jr. | | For | | For |
1.6 | | Elect Director Charles C. Krulak | | For | | For |
1.7 | | Elect Director Bobby Lee Lackey | | For | | For |
1.8 | | Elect Director Jon C. Madonna | | For | | For |
1.9 | | Elect Director Dustan E. McCoy | | For | | For |
1.10 | | Elect Director James R. Moffett | | For | | For |
1.11 | | Elect Director B.M. Rankin, Jr. | | For | | For |
1.12 | | Elect Director Stephen H. Siegele | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Request Director Nominee with Environmental Qualifications | | Against | | For |
5 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | |
Medoro Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MRS | | 09-Jun-10 | | 58503R209 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Jaime Perez Branger | | For | | For |
2 | | Elect Director Mario Caron | | For | | For |
3 | | Elect Director Robert Doyle | | For | | For |
4 | | Elect Director John W. W. Hick | | For | | For |
5 | | Elect Director Augusto Lopez | | For | | For |
6 | | Elect Director J. Randall Martin | | For | | For |
7 | | Elect Director Robert Metcalfe | | For | | For |
8 | | Elect Director Keith Morrison | | For | | For |
9 | | Elect Director Courtney Neeb | | For | | For |
10 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
11 | | Re-approve Stock Option Plan | | For | | Against |
12 | | Approve Stock Consolidation | | For | | For |
| | | | | | |
Eastern Platinum Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ELR | | 10-Jun-10 | | 276855103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Eight | | For | | For |
2.1 | | Elect Ian Terry Rozier as Director | | For | | For |
2.2 | | Elect David W. Cohen as Director | | For | | For |
2.3 | | Elect Gordon Keep as Director | | For | | For |
2.4 | | Elect John Andrews as Director | | For | | For |
2.5 | | Elect John Hawkrigg as Director | | For | | For |
2.6 | | Elect J. Merfyn Roberts as Director | | For | | For |
2.7 | | Elect Robert J. Gayton as Director | | For | | For |
2.8 | | Elect Zwelakhe Sisulu as Director | | For | | For |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
Chesapeake Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CHK | | 11-Jun-10 | | 165167107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Frank Keating | | For | | Withhold |
1.2 | | Elect Director Merrill A. Miller, Jr. | | For | | Withhold |
1.3 | | Elect Director Frederick B. Whittemore | | For | | Withhold |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Ratify Auditors | | For | | For |
4 | | Adopt Policy Relating to Annual Cash Bonuses | | Against | | For |
5 | | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | | Against | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
7 | | Advisory Vote to Ratify Named Executive Officers’ and Directors’ Compensation | | Against | | For |
8 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | For |
9 | | Prepare Sustainability Report | | Against | | For |
| | | | | | |
Geovic Mining Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GVCM | | 11-Jun-10 | | 373686104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William A. Buckovic | | For | | For |
1.2 | | Elect Director Michael A. Goldberg | | For | | For |
1.3 | | Elect Director Robert J. (Don) MacDonald | | For | | For |
1.4 | | Elect Director Michael T. Mason | | For | | For |
1.5 | | Elect Director Wade D. Nesmith | | For | | For |
1.6 | | Elect Director John T. Perry | | For | | For |
1.7 | | Elect Director Gregg J. Sedun | | For | | Withhold |
1.8 | | Elect Director John E. Sherborne | | For | | For |
1.9 | | Elect Director Paul D. Rose | | For | | For |
2 | | Approve Restricted Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
MagIndustries Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MAA | | 16-Jun-10 | | 55917T102 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William B. Burton | | For | | For |
| | | | | | |
1.2 | | Elect Director Stephane A. Rigny | | For | | For |
1.3 | | Elect Director Gerard Munera | | For | | For |
1.4 | | Elect Director Victor Wells | | For | | For |
1.5 | | Elect Director Gary E. German | | For | | For |
1.6 | | Elect Director Richard John Linnell | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Approve Issuance of Share Purchase Warrants | | For | | For |
| | | | | | |
Gabriel Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GBU | | 17-Jun-10 | | 361970106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Raymond E. Flood as Director | | For | | For |
1.2 | | Elect Jonathan Henry as Director | | For | | For |
1.3 | | Elect Keith R. Hulley as Director | | For | | For |
1.4 | | Elect Wayne Kirk as Director | | For | | For |
1.5 | | Elect Igor Levental as Director | | For | | For |
1.6 | | Elect Simon Prior-Palmer as Director | | For | | For |
1.7 | | Elect Walter T. Segsworth as Director | | For | | For |
1.8 | | Elect A. Murray Sinclair as Director | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Amend Deferred Share Unit Plan | | For | | Against |
| | | | | | |
Weatherford International Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WFT | | 23-Jun-10 | | H27013103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Discharge of Board and Senior Management | | For | | For |
3.1 | | Reelect Bernard Duroc-Danner as Director | | For | | Against |
3.2 | | Elect Samuel Bodman as Director | | For | | For |
3.3 | | Reelect David Butters as Director | | For | | Against |
3.4 | | Reelect Nicholas Brady as Director | | For | | For |
3.5 | | Reelect William Macauly as Director | | For | | Against |
3.6 | | Reelect Robert Millard as Director | | For | | Against |
3.7 | | Reelect Robert Moses as Director | | For | | Against |
3.8 | | Elect Guilliermo Ortiz as Director | | For | | For |
3.9 | | Elect Emyr Parry as Director | | For | | For |
3.10 | | Reelect Robert Rayne as Director | | For | | Against |
4 | | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | | For | | For |
5 | | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | | For | | For |
6 | | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | | For | | For |
7 | | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | | For | | For |
8 | | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | | For | | Against |
9 | | Transact Other Business (Non-Voting) | | | | |
| | | | | | |
Gazprom OAO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Jun-10 | | X7204C106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Annual Report | | For | | For |
2 | | Approve Financial Statements | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Dividends of RUB 2.39 per Share | | For | | For |
5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
6 | | Amend Charter | | For | | For |
7 | | Amend Regulations on General Meetings | | For | | For |
8 | | Approve Remuneration of Directors | | For | | Against |
9 | | Approve Remuneration of Members of Audit Commission | | For | | For |
10.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
10.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
10.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
10.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank )’ Re: Loan Agreements | | For | | For |
10.5 | | Approve Related-Party Transaction with OAO Gazprom Bank Re: Loan Facility Agreements | | For | | For |
10.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreements | | For | | For |
10.7 | | Approve Related-Party Transaction with ZAO Gazenergoprombank Re: Loan Facility Agreements | | For | | For |
10.8 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreements | | For | | For |
10.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Credit Funds | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds | | For | | For |
10.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System | | For | | For |
10.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase | | For | | For |
10.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.16 | | Approve Related-Party Transaction with Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export | | For | | For |
10.17 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline | | For | | For |
10.18 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
10.19 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Posession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field | | For | | For |
10.20 | | Approve Related-Party Transaction with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex | | For | | For |
10.21 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Autonomous Area | | For | | For |
| | | | | | |
10.22 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
10.23 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
10.24 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
10.25 | | Approve Related-Party Transaction with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
10.26 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.27 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.28 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.29 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.30 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.31 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
10.32 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.33 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions | | For | | For |
10.34 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.35 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
10.36 | | Approve Related-Party Transaction with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
10.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
10.38 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.39 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.40 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
10.41 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
10.42 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.43 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Sale of Gas | | For | | For |
10.44 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | |
10.45 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons | | For | | For |
10.46 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
10.47 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
10.48 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas | | For | | For |
10.49 | | Approve Related-Party Transaction with OAO SIBUR Holding Re: Delivery of Dry Stripped Gas | | For | | For |
10.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
10.51 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
10.52 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
10.53 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
10.54 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
10.55 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
10.56 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
10.57 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
10.58 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
10.59 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
10.60 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
10.61 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase of Gas | | For | | For |
10.62 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.63 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.64 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.66 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.67 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.68 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
10.69 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
10.70 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
10.71 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
10.72 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
10.73 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
10.74 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
| | | | | | |
10.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
10.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life and Individual Property Insurance | | For | | For |
10.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.80 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.81 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie | | For | | For |
10.82 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles | | For | | For |
10.83 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board | | For | | For |
10.84 | | Approve Related-Party Transactions with Multiple Parties Re: Agreeement on Arranging Stocktaking of Property | | For | | For |
10.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Assessment | | For | | For |
10.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz and OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
10.98 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom’s Technological Assets | | For | | For |
10.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package | | For | | For |
10.10 | | Approve Related-Party Transaction with Multiple Parties Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks Elect 11 Directors by Cumulative Voting | | For | | For |
| | | | | | |
11.1 | | Elect Andrey Akimov as Director | | None | | Against |
11.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
11.3 | | Elect Burckhard Bergmann as Director | | None | | Against |
11.4 | | Elect Farit Gazizullin as Director | | None | | Against |
11.5 | | Elect Vladimir Gusakov as Director | | None | | Against |
11.6 | | Elect Viktor Zubkov as Director | | None | | Against |
11.7 | | Elect Elena Karpel as Director | | For | | Against |
11.8 | | Elect Aleksey Makarov as Director | | None | | Against |
11.9 | | Elect Aleksey Miller as Director | | For | | Against |
11.10 | | Elect Valery Musin as Director | | None | | For |
11.11 | | Elect Elvira Nabiullina as Director | | None | | Against |
11.12 | | Elect Viktor Nikolayev as Director | | None | | Against |
11.13 | | Elect Vlada Rusakova as Director | | For | | Against |
11.14 | | Elect Mikhail Sereda as Director | | For | | Against |
11.15 | | Elect Vladimir Fortov as Director | | None | | Against |
11.16 | | Elect Sergey Shmatko as Director | | None | | Against |
11.17 | | Elect Igor Yusufov as Director | | None | | Against |
| | Elect Nine Members of Audit Commission | | | | |
12.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
12.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote* |
12.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
12.4 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For |
12.5 | | Elect Nina Lobanova as Member of Audit Commission | | For | | For |
12.6 | | Elect Dmitry Logunov as Member of Audit Commission | | For | | Do Not Vote* |
12.7 | | Elect Yury Nosov as Member of Audit Commission | | For | | Do Not Vote* |
12.8 | | Elect Konstantin Pesotsky as Member of Audit Commission | | For | | Do Not Vote* |
12.9 | | Elect Marat Salekhov as Member of Audit Commission | | For | | Do Not Vote* |
12.10 | | Elect Mariya Tikhonova as Member of Audit Commission | | For | | For |
12.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | Do Not Vote* |
* | Item not voted due to cumulative voting restrictions. |
| | | | | | |
Nippon Meat Packers Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2282 | | 25-Jun-10 | | J54752142 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Allow Sales of Supplementary Shares to Odd-Lot Holders | | For | | For |
2.1 | | Elect Director Hiroshi Kobayashi | | For | | For |
2.2 | | Elect Director Noboru Takezoe | | For | | For |
2.3 | | Elect Director Hiroji Ohkoso | | For | | For |
2.4 | | Elect Director Bin Ueda | | For | | For |
2.5 | | Elect Director Kouji Uchida | | For | | For |
2.6 | | Elect Director Takaharu Chuujou | | For | | For |
2.7 | | Elect Director Katsutoshi Nishio | | For | | For |
2.8 | | Elect Director Masayuki Matsuba | | For | | For |
2.9 | | Elect Director Kazuhiro Tsujimoto | | For | | For |
2.10 | | Elect Director Toshiko Katayama | | For | | For |
2.11 | | Elect Director Koji Kawamura | | For | | For |
2.12 | | Elect Director Iwao Taka | | For | | For |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
Sumitomo Osaka Cement Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5232 | | 29-Jun-10 | | J77734101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2.1 | | Elect Director Yutaka Watanabe | | For | | For |
2.2 | | Elect Director Tomoyuki Katsura | | For | | For |
2.3 | | Elect Director Fukuichi Sekine | | For | | For |
| | | | | | |
2.4 | | Elect Director Masafumi Nakao | | For | | For |
2.5 | | Elect Director Akira Fujisue | | For | | For |
2.6 | | Elect Director Kazuhisa Tsukamoto | | For | | For |
2.7 | | Elect Director Shigehiro Kobayashi | | For | | For |
2.8 | | Elect Director Ryuji Muramatsu | | For | | For |
2.9 | | Elect Director Kunitaro Saida | | For | | For |
3.1 | | Appoint Statutory Auditor Shoji Hosaka | | For | | For |
3.2 | | Appoint Statutory Auditor Kazuo Suzuki | | For | | Against |
Nuveen Tradewinds International Value Fund
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Jul-09 | | 035128206 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | | For | | For |
| | | | | | |
SK Telecom Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y4935N104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
4.1 | | Elect Cho Ki-Haeng as Inside Director | | For | | For |
4.2 | | Reelect Shim Dal-Sup as Outside Director | | For | | For |
4.3 | | Elect Two Outside Directors as Members of Audit Committee | | For | | For |
| | | | | | |
Belgacom | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Apr-10 | | B10414116 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting | | | | |
1 | | Receive Directors’ Report (Non-Voting) | | | | |
2 | | Receive Auditors’ Report (Non-Voting) | | | | |
3 | | Receive Information from the Joint Committee | | | | |
4 | | Receive Consolidated Financial Statements and Statutory Reports | | | | |
5 | | Receive Directors’ Report for Belgacom Mobile SA, Telindus NV, and Telindus Sourcing SA (Non-Voting) | | | | |
6 | | Receive Directors’ and Auditors’ Reports for Belgacom Mobile SA, Telindus NV, and Telindus Sourcing SA (Non-Voting) | | | | |
7 | | Accept Financial Statements, and Approve Allocation of Income and Dividends of EUR 2.08 per Share | | For | | Do Not Vote |
8 | | Approve Discharge of Directors | | For | | Do Not Vote |
9 | | Approve Discharge of Robert Tollet | | For | | Do Not Vote |
10 | | Approve Discharge of Board of Auditors | | For | | Do Not Vote |
11 | | Approve Discharge of Ernst and Young as Auditor in Charge of Certifying the Consolidated Accounts | | For | | Do Not Vote |
12 | | Elect Lutgart Van den Berghe as Director | | For | | Do Not Vote |
13 | | Elect Pierre-Alain De Smedt as Director | | For | | Do Not Vote |
14 | | Approve Remuneraton of Directors Up for Election under Items 12 and 13 | | For | | Do Not Vote |
15 | | Ratify Deloitte as Auditors in Charge of Certifying the Accounts | | For | | Do Not Vote |
16 | | Dismiss Ernst and Young as Auditor in Charge of Certifying the Consolidated Accounts | | For | | Do Not Vote |
17 | | Ratify Deloitte as Auditor in Charge of Certifying the Consolidated Accounts | | For | | Do Not Vote |
| | | | | | |
18 | | Receive Information on Appointment of Pierre Rion as Member of the Board of Auditors | | | | |
19 | | Accept Financial Statements of Belgacom Mobile SA | | For | | Do Not Vote |
20 | | Approve Discharge of Directors of Belgacom Mobile SA | | For | | Do Not Vote |
21 | | Approve Discharge of Auditors of Belgacom Mobile SA | | For | | Do Not Vote |
22 | | Accept Financial Statements of Telindus NV | | For | | Do Not Vote |
23 | | Approve Discharge of Directors of Telindus NV | | For | | Do Not Vote |
24 | | Approve Discharge of Auditors of Telindus NV | | For | | Do Not Vote |
25 | | Accept Financial Statements of Telindus Sourcing SA | | For | | Do Not Vote |
26 | | Approve Discharge of Directors of Telindus Sourcing SA | | For | | Do Not Vote |
27 | | Approve Discharge of Auditors of Telindus Sourcing SA | | For | | Do Not Vote |
28 | | Transact Other Business | | | | |
| | | | | | |
Belgacom | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Apr-10 | | B10414116 | | Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Meeting | | | | |
1 | | Authorize Board to Repurchase Shares in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Do Not Vote |
2 | | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | | For | | Do Not Vote |
3 | | Authorize Coordination of Articles | | For | | Do Not Vote |
| | | | | | |
UBS AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Apr-10 | | H89231338 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
1.2 | | Approve Remuneration Report | | For | | Against |
2 | | Approve Treatment of Net Loss | | For | | For |
3.1 | | Approve Discharge of Board and Senior Management for Fiscal 2009 | | For | | For |
3.2 | | Approve Discharge of Board and Senior Management for Fiscal 2008 | | For | | For |
3.3 | | Approve Discharge of Board and Senior Management for Fiscal 2007 | | For | | Against |
4 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | For |
5.1a | | Reelect Kaspar Villiger as Director | | For | | For |
5.1b | | Reelect Sally Bott as Director | | For | | For |
5.1c | | Reelect Michel Demare as Director | | For | | For |
5.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
5.1e | | Reelect Bruno Gehrig as Director | | For | | For |
5.1f | | Reelect Ann Godbehere as Director | | For | | For |
5.1g | | Reelect Axel Lehmann as Director | | For | | For |
5.1h | | Reelect Helmut Panke as Director | | For | | For |
5.1i | | Reelect William Parrett as Director | | For | | For |
5.1j | | Reelect David Sidwell as Director | | For | | For |
5.2 | | Elect Wolfgang Mayrhuber as Director | | For | | For |
5.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
6 | | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | | For | | For |
| | | | | | |
BP plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | G12793108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | To Receive The Directors Annual Report And Accounts | | For | | For |
2 | | To Approve The Directors Remuneration Report | | For | | For |
3 | | To Elect P Anderson As A Director | | For | | For |
4 | | To Re-elect A Burgmans As A Director | | For | | For |
5 | | To Re-elect C B Carroll As A Director | | For | | For |
6 | | To Re-elect William Castell As A Director | | For | | For |
7 | | To Re-elect I C Conn As A Director | | For | | For |
8 | | To Re-elect G David As A Director | | For | | For |
9 | | To Elect I E L Davis As A Director | | For | | For |
10 | | To Re-elect R Dudley As A Director | | For | | For |
11 | | To Re-elect D J Flint As A Director | | For | | For |
12 | | To Re-elect B E Grote As A Director | | For | | For |
13 | | To Re-elect A B Hayward As A Director | | For | | For |
14 | | To Re-elect A G Inglis As A Director | | For | | For |
15 | | To Re-elect D S Julius As A Director | | For | | For |
16 | | To Elect C-H Svanberg As A Director | | For | | For |
17 | | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | | For | | For |
18 | | To Adopt New Articles Of Association | | For | | For |
19 | | To Give Limited Authority For The Purchase of Its Own Shares By The Company | | For | | For |
20 | | To Give Limited Authority To Allot Shares Up To A Specified amount | | For | | For |
21 | | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | | For | | For |
22 | | To Authorize The Calling Of General Meetings (excluding Annual General Meetings) By Notice Of At Least 14 clear Days | | For | | For |
23 | | To Approve The Renewal Of The Executive Directors Incentive Plan | | For | | For |
24 | | To Approve The Scrip Dividend Programme | | For | | For |
| | Shareholder Proposal | | | | |
25 | | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | | Against | | Against |
| | | | | | |
ERG spa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | T3707Z101 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | Do Not Vote |
2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | For | | Do Not Vote |
3 | | Elect One Director | | For | | Do Not Vote |
4 | | Approve Remuneration of Directors | | For | | Do Not Vote |
5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | Special Business | | | | |
1 | | Approve Merger by Absorption of ERG Raffinerie Mediterranee SpA and ERG Power&Gas SpA | | For | | Do Not Vote |
| | | | | | |
Embraer, Empresa Brasileira de Aeronautica | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Apr-10 | | P3700H201 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
| | | | | | |
2 | | Approve Allocation of Income and Dividends | | For | | For |
3 | | Elect Employee Representative to the Board | | For | | For |
4 | | Elect Fiscal Council Members | | For | | For |
5 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | Against |
6 | | Approve Remuneration of Fiscal Council Members | | For | | For |
| | Special Meeting Agenda | | | | |
7 | | Approve Stock Option Plan | | For | | Against |
8 | | Amend Articles | | For | | For |
| | | | | | |
Wolters Kluwer NV | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 21-Apr-10 | | N9643A197 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting | | | | |
1 | | Open Meeting | | | | |
2a | | Receive Report of Management Board (Non-Voting) | | | | |
2b | | Receive Report of Supervisory Board (Non-Voting) | | | | |
2c | | Discussion on Company’s Corporate Governance Structure | | | | |
3a | | Approve Financial Statements and Statutory Reports | | For | | For |
3b | | Approve Dividends of EUR 0.66 Per Share | | For | | For |
4a | | Approve Discharge of Management Board | | For | | For |
4b | | Approve Discharge of Supervisory Board | | For | | For |
5a | | Reelect A. Baan to Supervisory Board | | For | | For |
5b | | Reelect S.B. James to Supervisory Board | | For | | For |
6 | | Amend Articles of Association Re: Regulatory Changes | | For | | For |
7a | | Grant Board Authority to Issue Shares | | For | | For |
7b | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a | | For | | For |
8 | | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | | For | | For |
9 | | Allow Questions | | | | |
10 | | Close Meeting | | | | |
| | | | | | |
Nexen Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NXY | | 27-Apr-10 | | 65334H102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect W.B. Berry as Director | | For | | For |
1.2 | | Elect R.G. Bertram as Director | | For | | For |
1.3 | | Elect D.G. Flanagan as Director | | For | | For |
1.4 | | Elect S.B. Jackson as Director | | For | | For |
1.5 | | Elect K.J. Jenkins as Director | | For | | For |
1.6 | | Elect A.A. McLellan as Director | | For | | For |
1.7 | | Elect E.P. Newell as Director | | For | | For |
1.8 | | Elect T.C. O?Neill as Director | | For | | For |
1.9 | | Elect M.F. Romanow as Director | | For | | For |
1.10 | | Elect F.M. Saville as Director | | For | | For |
1.11 | | Elect J.M. Willson as Director | | For | | For |
1.12 | | Elect V.J. Zaleschuk as Director | | For | | For |
2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
| | | | | | |
Barrick Gold Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ABX | | 28-Apr-10 | | 067901108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect H.L. Beck as Director | | For | | For |
1.2 | | Elect C.W.D. Birchall as Director | | For | | For |
1.3 | | Elect D.J. Carty as Director | | For | | For |
1.4 | | Elect G. Cisneros as Director | | For | | For |
1.5 | | Elect M.A. Cohen as Director | | For | | For |
| | | | | | |
1.6 | | Elect P.A. Cossgrove as Director | | For | | For |
1.7 | | Elect R.M. Franklin as Director | | For | | For |
1.8 | | Elect J.B. Harvey as Director | | For | | For |
1.9 | | Elect B. Mulroney as Director | | For | | For |
1.10 | | Elect A. Munk as Director | | For | | For |
1.11 | | Elect P. Munk as Director | | For | | For |
1.12 | | Elect A.W. Regent as Director | | For | | For |
1.13 | | Elect N.P. Rothschild as Director | | For | | For |
1.14 | | Elect S.J. Shaprio as Director | | For | | For |
2 | | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | |
AstraZeneca plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | G0593M107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
3 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
5(a) | | Re-elect Louis Schweitzer as Director | | For | | For |
5(b) | | Re-elect David Brennan as Director | | For | | For |
5(c) | | Re-elect Simon Lowth as Director | | For | | For |
5(d) | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
5(e) | | Re-elect Jane Henney as Director | | For | | For |
5(f) | | Re-elect Michele Hooper as Director | | For | | For |
5(g) | | Re-elect Rudy Markham as Director | | For | | For |
5(h) | | Re-elect Dame Nancy Rothwell as Director | | For | | For |
5(i) | | Re-elect John Varley as Director | | For | | For |
5(j) | | Re-elect Marcus Wallenberg as Director | | For | | For |
6 | | Approve Remuneration Report | | For | | For |
7 | | Authorise EU Political Donations and Expenditure | | For | | For |
8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
10 | | Authorise Market Purchase | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
12 | | Adopt New Articles of Association | | For | | For |
13 | | Approve the Investment Plan | | For | | For |
| | | | | | |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Apr-10 | | P22854106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Allocation of Income and Dividends | | For | | For |
3 | | Elect Directors | | For | | Against |
4 | | Elect Fiscal Council Members | | For | | Against |
5 | | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | | For | | Against |
6 | | Designate Newspapers to Publish Company Announcements | | For | | For |
| | | | | | |
Eletrobras, Centrais Eletricas Brasileiras S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Apr-10 | | P22854106 | | Special |
| | | | | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Directors, in Accordance with Article 150 of the Brazilian Companies Law | | For | | For |
| | | | | | |
Carrefour | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-May-10 | | F13923119 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Discharge Directors | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Transaction with Lars Olofsson Re: Severance Payment | | For | | Against |
4 | | Approve Transaction with Lars Olofsson Re: Additional Pension Scheme | | For | | For |
5 | | Approve Allocation of Income and Dividends of EUR 1.08 per Share | | For | | For |
6 | | Reelect Anne-Claire Taittinger as Director | | For | | For |
7 | | Reelect Sebastien Bazin as Director | | For | | For |
8 | | Reelect Thierry Breton as Director | | For | | For |
9 | | Reelect Charles Edelstenne as Director | | For | | For |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
11 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
12 | | Authorize Stock Option Plan | | For | | Against |
13 | | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
| | | | | | |
Kinross Gold Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: K | | 05-May-10 | | 496902404 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect John A. Brough as Director | | For | | For |
1.2 | | Elect Tye W. Burt as Director | | For | | For |
1.3 | | Elect John K. Carrington as Director | | For | | For |
1.4 | | Elect John M.H. Huxley as Director | | For | | For |
1.5 | | Elect John A. Keyes as Director | | For | | For |
1.6 | | Elect Catherin McLeod-Seltzer as Director | | For | | For |
1.7 | | Elect George F. Michals as Director | | For | | For |
1.8 | | Elect John E. Oliver as Director | | For | | For |
1.9 | | Elect Terence C.W. Reid as Director | | For | | For |
2 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their | | For | | For |
| | Remuneration | | | | |
| | | | | | |
AXIS CAPITAL HOLDINGS LTD | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AXS | | 06-May-10 | | G0692U109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Geoffrey Bell as Director | | For | | For |
1.2 | | Elect Christopher V. Greetham as Director | | For | | Withhold |
1.3 | | Elect Maurice A. Keane as Director | | For | | For |
1.4 | | Elect Henry B. Smith as Director | | For | | Withhold |
2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Transact Other Business (Non-Voting) | | | | |
| | | | | | |
GlaxoSmithKline plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-May-10 | | G3910J112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Re-elect Dr Stephanie Burns as Director | | For | | For |
4 | | Re-elect Julian Heslop as Director | | For | | For |
5 | | Re-elect Sir Deryck Maughan as Director | | For | | For |
6 | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
7 | | Re-elect Sir Robert Wilson as Director | | For | | For |
8 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
9 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
10 | | Authorise EU Political Donations and Expenditure | | For | | For |
11 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
12 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
13 | | Authorise Market Purchase | | For | | For |
14 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor’s Reports | | For | | For |
15 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
16 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
Magna International Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MG.A | | 06-May-10 | | 559222401 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Class A Subordinate Voting and Class B Shareholders | | | | |
1.1 | | Elect Director Frank Stronach | | For | | Withhold |
1.2 | | Elect Director J. Trevor Eyton | | For | | For |
1.3 | | Elect Director Michael D. Harris | | For | | Withhold |
1.4 | | Elect Director Lady Barbara Judge | | For | | Withhold |
1.5 | | Elect Director Louis E. Lataif | | For | | For |
1.6 | | Elect Director Donald Resnick | | For | | Withhold |
1.7 | | Elect Director Belinda Stronach | | For | | For |
1.8 | | Elect Director Franz Vranitzky | | For | | Withhold |
1.9 | | Elect Director Donald J. Walker | | For | | For |
1.10 | | Elect Director Siegfried Wolf | | For | | For |
1.11 | | Elect Director Lawrence D. Worrall | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve 2009 Stock Option Plan | | For | | Against |
| | | | | | |
Nokia Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-May-10 | | X61873133 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Open Meeting | | | | |
2 | | Calling the Meeting to Order | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | | | |
4 | | Acknowledge Proper Convening of Meeting | | | | |
5 | | Prepare and Approve List of Shareholders | | | | |
6 | | Receive Financial Statements and Statutory Reports, the Board’s Report, and the Auditor’s Report; Receive Review by the CEO | | | | |
7 | | Accept Financial Statements and Statutory Reports | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
11 | | Fix Number of Directors at 10 | | For | | For |
| | | | | | |
12 | | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | | For | | For |
13 | | Approve Remuneration of Auditors | | For | | For |
14 | | Ratify PricewaterhouseCoopers Oy as Auditors | | For | | For |
15 | | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | | For | | For |
16 | | Authorize Repurchase of up to 360 Million Issued Shares | | For | | For |
17 | | Approve Issuance of up to 740 Million Shares without Preemptive Rights | | For | | For |
18 | | Close Meeting | | | | |
| | | | | | |
Rexam plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-May-10 | | G1274K113 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Approve Final Dividend | | For | | For |
4 | | Re-elect Peter Ellwood as Director | | For | | For |
5 | | Re-elect Graham Chipchase as Director | | For | | For |
6 | | Re-elect David Robbie as Director | | For | | For |
7 | | Re-elect Carl Symon as Director | | For | | For |
8 | | Re-elect Noreen Doyle as Director | | For | | For |
9 | | Re-elect John Langston as Director | | For | | For |
10 | | Re-elect Wolfgang Meusburger as Director | | For | | For |
11 | | Re-elect Jean-Pierre Rodier as Director | | For | | For |
12 | | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | | For | | For |
13 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
14 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
15 | | Authorise Market Purchase | | For | | For |
16 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
17 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
Alumina Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AWC | | 07-May-10 | | Q0269M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | | | |
2 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | | For | | For |
3 | | Elect Peter Hay as Director | | For | | For |
4 | | Approve the Grant the 312,900 Performance Rights to John Bevan, Chief Executive Officer Under the Company’s Long Term Incentive Plan | | For | | For |
| | | | | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 07-May-10 | | S04255196 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | | For | | For |
2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
3 | | Re-elect Frank Arisman as Director | | For | | For |
4 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
5 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
6 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | |
7 | | Place Authorised But Unissued Shares under Control of Directors | | For | | For |
8 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
9 | | Authorise Issue of Convertible Securities | | For | | For |
10 | | Approve Increase in Non-executive Directors’ Fees | | For | | For |
11 | | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | | For | | For |
12 | | Amend Share Incentive Scheme | | For | | For |
13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
14 | | Amend Bonus Share Plan 2005 | | For | | For |
15 | | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | | For | | For |
16 | | Approve Remuneration Policy | | For | | For |
17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | |
Ivanhoe Mines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IVN | | 07-May-10 | | 46579N103 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect ROBERT M. FRIEDLAND as Director | | For | | Withhold |
1.2 | | Elect PETER MEREDITH as Director | | For | | For |
1.3 | | Elect JOHN MACKEN as Director | | For | | For |
1.4 | | Elect DAVID HUBERMAN as Director | | For | | For |
1.5 | | Elect HOWARD BALLOCH as Director | | For | | For |
1.6 | | Elect MARKUS FABER as Director | | For | | For |
1.7 | | Elect R. EDWARD FLOOD as Director | | For | | For |
1.8 | | Elect ROBERT HANSON as Director | | For | | For |
1.9 | | Elect ANDREW HARDING as Director | | For | | For |
1.10 | | Elect DAVID KORBIN as Director | | For | | For |
1.11 | | Elect LIVIA MAHLER as Director | | For | | For |
1.12 | | Elect KJELD THYGESEN as Director | | For | | For |
2 | | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Articles | | For | | For |
4 | | If Item #3 is Approved, Elect TRACY STEVENSON as Director | | For | | For |
5 | | If Item #3 is Approved, Fix Number of Directors at Fourteen | | For | | For |
6 | | Approve Equity Incentive Plan | | For | | Against |
7 | | Approve Shareholder Rights Plan | | For | | For |
| | | | | | |
Sanofi Aventis | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-May-10 | | F5548N101 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 2.40 per Share | | For | | For |
4 | | Receive Auditors’ Special Report Mentioning the Absence of New Related-Party Transactions | | For | | Against |
5 | | Ratify Appointment of Serge Weinberg as Director | | For | | For |
6 | | Elect Catherine Brechignac as Director | | For | | For |
7 | | Reelect Robert Castaigne as Director | | For | | For |
8 | | Reelect Lord Douro as Director | | For | | For |
9 | | Reelect Christian Mulliez as Director | | For | | For |
10 | | Reelect Christopher Viehbacher as Director | | For | | For |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
12 | | Amend Articles 11 of Bylaws Re: Shareholding Requirements and | | For | | For |
| | Length of Term for Directors | | | | |
13 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | F2940H113 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | For | | For |
5 | | Approve Additional Remuneration of Directors in the Aggregate Amount of EUR 2,250 for Fiscal Year 2009 | | For | | For |
6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 190,000 | | For | | For |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
8 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
9 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
10 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
11 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
12 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
13 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
14 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
15 | | Approve Employee Stock Purchase Plan | | For | | Against |
16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Royal Dutch Shell plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | G7690A118 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Elect Charles Holliday as Director | | For | | For |
4 | | Re-elect Josef Ackermann as Director | | For | | For |
5 | | Re-elect Malcolm Brinded as Director | | For | | For |
6 | | Re-elect Simon Henry as Director | | For | | For |
7 | | Re-elect Lord Kerr of Kinlochard as Director | | For | | For |
8 | | Re-elect Wim Kok as Director | | For | | For |
9 | | Re-elect Nick Land as Director | | For | | For |
| | | | | | |
10 | | Re-elect Christine Morin-Postel as Director | | For | | For |
11 | | Re-elect Jorma Ollila as Director | | For | | For |
12 | | Re-elect Jeroen van der Veer as Director | | For | | For |
13 | | Re-elect Peter Voser as Director | | For | | For |
14 | | Re-elect Hans Wijers as Director | | For | | For |
15 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
16 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
17 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
18 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
19 | | Authorise Market Purchase | | For | | For |
20 | | Approve Scrip Dividend Scheme | | For | | For |
21 | | Authorise EU Political Donations and Expenditure | | For | | For |
22 | | Adopt New Articles of Association | | For | | For |
| | Shareholder Resolution | | | | |
23 | | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | | Against | | Against |
| | | | | | |
Thales | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | F9156M108 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
4 | | Approve Transaction with Denis Ranque Re: Pension Scheme | | For | | Against |
5 | | Approve Transaction with Denis Ranque | | For | | Against |
6 | | Approve Transaction with Luc Vigneron Re: Severance Payment | | For | | Against |
7 | | Approve Transaction with Luc Vigneron Re: Additional Pension Scheme | | For | | Against |
8 | | Approve Transaction with Bernard Retat and Amend Ongoing Transaction with TSA | | For | | Against |
9 | | Ratify Appointment of Yannick d’Escatha | | For | | For |
10 | | Ratify Appointment of Steve Gentili as Director | | For | | For |
11 | | Ratify Appointment of Pierre Mutz as Director | | For | | For |
12 | | Ratify Appointment of Luc Vigneron as Director | | For | | Against |
13 | | Ratify Appointment of Bruno Parent as Director | | For | | Against |
14 | | Ratify Appointment of Charles Edelstenne as Director | | For | | Against |
15 | | Ratify Appointment of Amaury de Seze as Director | | For | | Against |
16 | | Ratify Appointment of Eric Trappier as Director | | For | | Against |
17 | | Ratify Appointment of Loik Segalen as Director | | For | | Against |
18 | | Ratify Appointment of Olivier Bourges as Director | | For | | Against |
19 | | Reelect Olivier Bourges as Director | | For | | Against |
20 | | Reelect Bruno Parent as Director | | For | | Against |
21 | | Reelect Yannick d’Escatha as Director | | For | | Against |
22 | | Reelect Steve Gentili as Director | | For | | Against |
23 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Extraordinary Business | | | | |
24 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option | | For | | Against |
25 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
26 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
27 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
| | | | | | |
28 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under items 26 and 27 Above | | For | | For |
29 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
30 | | Set Total Limit for Capital Increase to Result from All Issuance Requests under items 26-29 at EUR 150 Million | | For | | For |
31 | | Approve Employee Stock Purchase Plan | | For | | Against |
| | Ordinary Business | | | | |
32 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Societe generale | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-May-10 | | F43638141 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Allocation of Income and Dividends of EUR 0.25 per Share | | For | | For |
3 | | Approve Stock Dividend Program | | For | | For |
4 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
5 | | Approve Auditors’ Special Report Regarding Ongoing Related-Party Transactions | | For | | For |
6 | | Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes | | For | | Against |
7 | | Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli | | For | | For |
8 | | Approve Additional Pension Scheme Agreement for Bernardo Sanchez | | For | | For |
9 | | Approve Non-Compete Agreement for Philippe Citerne | | For | | Against |
10 | | Renew Severance Payment Agreement for Frederic Oudea | | For | | Against |
11 | | Approve Ongoing Non-Compete Agreement for Frederic Oudea | | For | | Against |
12 | | Reelect Robert Castaigne as Director | | For | | For |
13 | | Reelect Gianemilio Osculati as Director | | For | | For |
14 | | Elect one Director | | | | |
15 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
16 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million | | For | | For |
17 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million | | For | | For |
18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 | | For | | For |
19 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
20 | | Approve Employee Stock Purchase Plan | | For | | Against |
21 | | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
22 | | Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
23 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
24 | | Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE | | For | | For |
25 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
Telecom Italia Spa. (formerly Olivetti Spa) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-May-10 | | T92778108 | | Special |
Did not vote due to share blocking
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Holders of Saving Shares | | | | |
1 | | Acknowledge Report by Common Representative on the Use of the Fund Set to Protect Saving Shareholder Interests | | For | | Do Not Vote |
2 | | Elect Board Representative for Holders of Saving Shares; Approve Representative’s Remuneration | | For | | Do Not Vote |
| | | | | | |
Seven & i Holdings Co Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3382 | | 27-May-10 | | J7165H108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 28 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
2.12 | | Elect Director | | For | | For |
2.13 | | Elect Director | | For | | For |
2.14 | | Elect Director | | For | | For |
2.15 | | Elect Director | | For | | For |
3.1 | | Appoint Statutory Auditor | | For | | For |
3.2 | | Appoint Statutory Auditor | | For | | For |
3.3 | | Appoint Statutory Auditor | | For | | For |
3.4 | | Appoint Statutory Auditor | | For | | For |
3.5 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
Alcatel Lucent | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 01-Jun-10 | | F0191J101 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
4 | | Reelect Philippe Camus as Director | | For | | For |
5 | | Reelect Ben Verwaayen as Director | | For | | For |
6 | | Reelect Daniel Bernard as Director | | For | | For |
7 | | Reelect Frank Blount as Director | | For | | For |
8 | | Reelect Stuart E. Eizenstat as Director | | For | | For |
9 | | Reelect Louis R. Hughes as Director | | For | | For |
10 | | Reelect Jean C. Monty as Director | | For | | For |
11 | | Reelect Olivier Piou as Director | | For | | For |
12 | | Elect Carla Cico as Director | | For | | For |
13 | | Subject to Approval of Item 12 Above, Approve Remuneration of | | For | | For |
| | Directors in the Aggregate Amount of EUR 990,000 | | | | |
14 | | Reappoint Jean-Pierre Desbois as Censor | | For | | For |
15 | | Appoint Bertrand Lapraye as Censor | | For | | For |
| | | | | | |
16 | | Approve Auditors’ Special Report Regarding Ongoing Related-Party Transactions | | For | | For |
17 | | Approve Transaction with Philippe Camus Re: Vesting of Free Shares in the Event of Termination of Corporate Mandate | | For | | Against |
18 | | Approve Transaction with Ben Verwaayen Re: Vesting of Equity Based Plans in the Event of Termination of Corporate Mandate, and Pension Scheme | | For | | Against |
19 | | Ratify Change of Registered Office to 3, Avenue Octave Greard, 75007 Paris and Amend Article 4 of Bylaws Accordingly | | For | | For |
20 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
21 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
22 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | | For | | For |
23 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | | For | | Against |
24 | | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 700 Million | | For | | Against |
25 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24 | | For | | For |
26 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
27 | | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 22 to 26 at EUR 1.620 Million | | For | | For |
28 | | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
29 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
30 | | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
31 | | Approve Employee Stock Purchase Plan | | For | | Against |
32 | | Amend Articles 13 and 14 of Bylaws Re: Length of Terms for Directors and Censors | | For | | For |
33 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
JS Group Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5938 | | 17-Jun-10 | | J2855M103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Youichirou Ushioda | | For | | For |
1.2 | | Elect Director Masahiro Sugino | | For | | For |
1.3 | | Elect Director Takashi Tsutsui | | For | | For |
1.4 | | Elect Director Yoshizumi Kanamori | | For | | For |
1.5 | | Elect Director Keiichirou Ina | | For | | For |
1.6 | | Elect Director Masahiro Takasaki | | For | | For |
1.7 | | Elect Director Tetsuo Shimura | | For | | For |
1.8 | | Elect Director Fumio Sudo | | For | | For |
2 | | Appoint Alternate Statutory Auditor Masaru Takagi | | For | | For |
| | | | | | |
SEGA SAMMY HOLDINGS INC. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6460 | | 23-Jun-10 | | J7028D104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Change Numbering of Provisions (Technical) | | For | | For |
2.1 | | Elect Director Hajime Satomi | | For | | For |
| | | | | | |
2.2 | | Elect Director Keishi Nakayama | | For | | For |
2.3 | | Elect Director Okitane Usui | | For | | For |
2.4 | | Elect Director Hisao Oguchi | | For | | For |
2.5 | | Elect Director Yuuji Iwanaga | | For | | For |
2.6 | | Elect Director Takeshi Natsuno | | For | | For |
3 | | Approve Stock Option Plan for Directors | | For | | Against |
| | | | | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | Against |
2.1 | | Elect Director Norio Wada | | For | | Against |
2.2 | | Elect Director Satoshi Miura | | For | | Against |
2.3 | | Elect Director Noritaka Uji | | For | | Against |
2.4 | | Elect Director Hiroo Unoura | | For | | Against |
2.5 | | Elect Director Kaoru Kanazawa | | For | | Against |
2.6 | | Elect Director Yasuhiro Katayama | | For | | Against |
2.7 | | Elect Director Toshio Kobayashi | | For | | Against |
2.8 | | Elect Director Hiroki Watanabe | | For | | Against |
2.9 | | Elect Director Hiromichi Shinohara | | For | | Against |
2.10 | | Elect Director Tetsuya Shouji | | For | | Against |
2.11 | | Elect Director Takashi Imai | | For | | Against |
2.12 | | Elect Director Youtarou Kobayashi | | For | | Against |
| | | | | | |
Shiseido Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4911 | | 25-Jun-10 | | J74358144 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 25 | | For | | For |
2.1 | | Elect Director Shinzou Maeda | | For | | For |
2.2 | | Elect Director Kimie Iwata | | For | | For |
2.3 | | Elect Director Carsten Fischer | | For | | For |
2.4 | | Elect Director Yasuhiko Harada | | For | | For |
2.5 | | Elect Director Hisayuki Suekawa | | For | | For |
2.6 | | Elect Director Tatsuomi Takamori | | For | | For |
2.7 | | Elect Director Shouichirou Iwata | | For | | For |
2.8 | | Elect Director Tatsuo Uemura | | For | | For |
3 | | Appoint Statutory Auditor Toshio Yoneyama | | For | | For |
4 | | Approve Annual Bonus Payment to Directors | | For | | For |
5 | | Approve Deep Discount Stock Option Plan | | For | | Against |
| | | | | | |
Toyo Seikan Kaisha Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5901 | | 25-Jun-10 | | J92289107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Hirofumi Miki | | For | | For |
2.2 | | Elect Director Shunji Kaneko | | For | | For |
2.3 | | Elect Director Haruo Yamamoto | | For | | For |
2.4 | | Elect Director Ichirou Nakayama | | For | | For |
2.5 | | Elect Director Yoshio Kuroda | | For | | For |
2.6 | | Elect Director Tsuneo Arita | | For | | For |
2.7 | | Elect Director Atsuo Tanaka | | For | | For |
2.8 | | Elect Director Eiji Tsutsui | | For | | For |
2.9 | | Elect Director Yoshitsugu Maruhashi | | For | | For |
2.10 | | Elect Director Mitsuo Arai | | For | | For |
2.11 | | Elect Director Takahiko Mio | | For | | For |
2.12 | | Elect Director Kouichi Kobayashi | | For | | Against |
2.13 | | Elect Director Yasuo Tsujihiro | | For | | For |
3 | | Appoint Statutory Auditor Hiroshi Ito | | For | | For |
| | | | | | |
Dai Nippon Printing Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7912 | | 29-Jun-10 | | J10584100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 16 | | For | | For |
2.1 | | Elect Director Yoshitoshi Kitajima | | For | | For |
2.2 | | Elect Director Kouichi Takanami | | For | | For |
2.3 | | Elect Director Satoshi Saruwatari | | For | | For |
2.4 | | Elect Director Masayoshi Yamada | | For | | For |
2.5 | | Elect Director Yoshinari Kitajima | | For | | For |
2.6 | | Elect Director Mitsuhiko Hakii | | For | | For |
2.7 | | Elect Director Osamu Tsuchida | | For | | For |
2.8 | | Elect Director Teruomi Yoshino | | For | | For |
2.9 | | Elect Director Yuujirou Kuroda | | For | | For |
2.10 | | Elect Director Masahiko Wada | | For | | For |
2.11 | | Elect Director Kazumasa Hiroki | | For | | For |
2.12 | | Elect Director Tetsuji Morino | | For | | For |
2.13 | | Elect Director Shigeru Kashiwabara | | For | | For |
2.14 | | Elect Director Kunikazu Akishige | | For | | For |
2.15 | | Elect Director Kenji Noguchi | | For | | For |
2.16 | | Elect Director Yoshiaki Nagano | | For | | For |
2.17 | | Elect Director Motoharu Kitajima | | For | | For |
2.18 | | Elect Director Takao Shimizu | | For | | For |
2.19 | | Elect Director Tatsuo Komaki | | For | | For |
2.20 | | Elect Director Akira Yokomizo | | For | | For |
2.21 | | Elect Director Yoshiki Nozaka | | For | | For |
2.22 | | Elect Director Masaki Tsukada | | For | | For |
2.23 | | Elect Director Sakae Hikita | | For | | For |
2.24 | | Elect Director Tadao Tsukada | | For | | For |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
FUJIFILM Holdings Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4901 | | 29-Jun-10 | | J14208102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | | For | | For |
2.1 | | Elect Director Shigetaka Komori | | For | | For |
2.2 | | Elect Director Toshio Takahashi | | For | | For |
2.3 | | Elect Director Tadashi Sasaki | | For | | For |
2.4 | | Elect Director Yuzo Toda | | For | | For |
2.5 | | Elect Director Nobuaki Inoue | | For | | For |
2.6 | | Elect Director Tadahito Yamamoto | | For | | For |
2.7 | | Elect Director Teisuke Kitayama | | For | | For |
2.8 | | Elect Director Takeshi Higuchi | | For | | For |
2.9 | | Elect Director Hisamasa Abe | | For | | For |
2.10 | | Elect Director Shigehiro Nakajima | | For | | For |
2.11 | | Elect Director Toru Takahashi | | For | | For |
2.12 | | Elect Director Koichi Tamai | | For | | For |
3.1 | | Appoint Statutory Auditor Daisuke Ogawa | | For | | Against |
3.2 | | Appoint Statutory Auditor Takeo Kosugi | | For | | For |
4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
Kao Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4452 | | 29-Jun-10 | | J30642169 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
2.1 | | Elect Director Motoki Ozaki | | For | | For |
2.2 | | Elect Director Takuo Goto | | For | | For |
2.3 | | Elect Director Hiroshi Kanda | | For | | For |
2.4 | | Elect Director Shunichi Nakagawa | | For | | For |
2.5 | | Elect Director Tatsuo Takahashi | | For | | For |
2.6 | | Elect Director Toshiharu Numata | | For | | For |
2.7 | | Elect Director Toshihide Saito | | For | | For |
2.8 | | Elect Director Shinichi Mita | | For | | For |
2.9 | | Elect Director Masato Hirota | | For | | For |
2.10 | | Elect Director Shinichiro Hiramine | | For | | For |
2.11 | | Elect Director Ken Hashimoto | | For | | For |
2.12 | | Elect Director Michitaka Sawada | | For | | For |
2.13 | | Elect Director Hisao Mitsui | | For | | For |
2.14 | | Elect Director Teruhiko Ikeda | | For | | For |
2.15 | | Elect Director Takuma Otoshi | | For | | For |
3 | | Appoint Statutory Auditor Tadashi Oe | | For | | For |
4 | | Appoint Alternate Statutory Auditor Satoshi Ito | | For | | For |
5 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
MS&AD Insurance Group Holdings | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8725 | | 29-Jun-10 | | J4687C105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
2.1 | | Elect Director Toshiaki Egashira | | For | | For |
2.2 | | Elect Director Ichiro Tateyama | | For | | For |
2.3 | | Elect Director Tadashi Kodama | | For | | For |
2.4 | | Elect Director Yasuyoshi Karasawa | | For | | For |
2.5 | | Elect Director Susumu Fujimoto | | For | | For |
2.6 | | Elect Director Shuhei Horimoto | | For | | For |
2.7 | | Elect Director Hisahito Suzuki | | For | | For |
2.8 | | Elect Director Masanori Yoneda | | For | | For |
2.9 | | Elect Director Katsuaki Ikeda | | For | | For |
2.10 | | Elect Director Toshihiko Seki | | For | | For |
2.11 | | Elect Director Akira Watanabe | | For | | For |
2.12 | | Elect Director Mitsuhiro Umezu | | For | | For |
2.13 | | Elect Director Daiken Tsunoda | | For | | For |
| | | | | | |
Nintendo Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7974 | | 29-Jun-10 | | J51699106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 660 | | For | | For |
2.1 | | Elect Director Satoru Iwata | | For | | For |
2.2 | | Elect Director Yoshihiro Mori | | For | | For |
2.3 | | Elect Director Shinji Hatano | | For | | For |
2.4 | | Elect Director Genyou Takeda | | For | | For |
2.5 | | Elect Director Shigeru Miyamoto | | For | | For |
2.6 | | Elect Director Nobuo Nagai | | For | | For |
2.7 | | Elect Director Masaharu Matsumoto | | For | | For |
2.8 | | Elect Director Eiichi Suzuki | | For | | For |
2.9 | | Elect Director Kazuo Kawahara | | For | | For |
2.10 | | Elect Director Tatsumi Kimishima | | For | | For |
2.11 | | Elect Director Kaoru Takemura | | For | | For |
3 | | Appoint Statutory Auditor Katashi Ozaki | | For | | For |
| | | | | | |
Rohm Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6963 | | 29-Jun-10 | | J65328122 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 65 | | For | | For |
2.1 | | Elect Director Toshiki Takano | | For | | For |
2.2 | | Elect Director Masahiko Yamazaki | | For | | For |
| | | | | | |
Sumitomo Trust & Banking Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8403 | | 29-Jun-10 | | J77970101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Atsushi Takahashi | | For | | For |
2.2 | | Elect Director Hitoshi Tsunekage | | For | | For |
2.3 | | Elect Director Akio Ohtsuka | | For | | For |
2.4 | | Elect Director Kiyoshi Mukouhara | | For | | For |
2.5 | | Elect Director Teruhiko Sugita | | For | | For |
2.6 | | Elect Director Shuuichi Kusakawa | | For | | For |
2.7 | | Elect Director Rikiya Hattori | | For | | For |
2.8 | | Elect Director Sumikazu Tsutsui | | For | | For |
2.9 | | Elect Director Tetsuo Ohkubo | | For | | For |
2.10 | | Elect Director Fuminari Suzuki | | For | | For |
2.11 | | Elect Director Koichi Hozumi | | For | | For |
2.12 | | Elect Director Junichi Sayato | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
Wacoal Holdings Corp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3591 | | 29-Jun-10 | | J94632114 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Yoshikata Tsukamoto | | For | | For |
1.2 | | Elect Director Hideo Kawanaka | | For | | For |
1.3 | | Elect Director Tadashi Yamamoto | | For | | For |
1.4 | | Elect Director Ikuo Otani | | For | | For |
1.5 | | Elect Director Mamoru Ozaki | | For | | For |
1.6 | | Elect Director Morio Ikeda | | For | | For |
1.7 | | Elect Director Atsushi Horiba | | For | | For |
2 | | Appoint Statutory Auditor Akira Katayanagi | | For | | Against |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
Proxy Voting Summary
Nuveen Santa Barbara Dividend Growth Fund
July 1, 2009 – June 30, 2010
MICROCHIP TECHNOLOGY INCORPORATED
| | | | | | |
Security | | 595017104 | | Meeting Type | | Annual |
Ticker Symbol | | MCHP | | Meeting Date | | 14-Aug-2009 |
ISIN | | US5950171042 | | Agenda | | 933121737 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | Not Voted | | |
| | 1 STEVE SANGHI | | | | | | |
| | 2 ALBERT J. HUGO-MARTINEZ | | | | | | |
| | 3 L.B. DAY | | | | | | |
| | 4 MATTHEW W. CHAPMAN | | | | | | |
| | 5 WADE F. MEYERCORD | | | | | | |
02 | | AMENDMENT AND RESTATEMENT OF OUR 2004 EQUITY INCENTIVE PLAN TO I) MODIFY THE AUTOMATIC GRANT PROVISIONS WITH RESPECT TO EQUITY COMPENSATION FOR NON-EMPLOYEE DIRECTORS TO PROVIDE FOR ANNUAL AWARDS OF OPTIONS AND RESTRICTED STOCK UNITS (“RSUS”), AND (II) REVISE THE DEFINITION OF “PERFORMANCE GOALS” FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Management | | Not Voted | | |
03 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2010. | | Management | | Not Voted | | |
Page 1 of 37
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Security | | 742718109 | | Meeting Type | | Annual |
Ticker Symbol | | PG | | Meeting Date | | 13-Oct-2009 |
ISIN | | US7427181091 | | Agenda | | 933134241 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A.G. LAFLEY | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMEND THE COMPANY’S CODE OF REGULATIONS | | Management | | For | | For |
04 | | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 2 of 37
PAYCHEX, INC.
| | | | | | |
Security | | 704326107 | | Meeting Type | | Annual |
Ticker Symbol | | PAYX | | Meeting Date | | 13-Oct-2009 |
ISIN | | US7043261079 | | Agenda | | 933138100 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | | Management | | Not Voted | | |
1B | | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | | Management | | Not Voted | | |
1C | | ELECTION OF DIRECTOR: GRANT M. INMAN | | Management | | Not Voted | | |
1D | | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | | Management | | Not Voted | | |
1E | | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | | Management | | Not Voted | | |
1F | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | Not Voted | | |
1G | | ELECTION OF DIRECTOR: JOSEPH M. VELLI | | Management | | Not Voted | | |
02 | | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Not Voted | | |
Page 3 of 37
MICROSOFT CORPORATION
| | | | | | |
Security | | 594918104 | | Meeting Type | | Annual |
Ticker Symbol | | MSFT | | Meeting Date | | 19-Nov-2009 |
ISIN | | US5949181045 | | Agenda | | 933150310 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Management | | Not Voted | | |
02 | | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Management | | Not Voted | | |
03 | | ELECTION OF DIRECTOR: DINA DUBLON | | Management | | Not Voted | | |
04 | | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | | Management | | Not Voted | | |
05 | | ELECTION OF DIRECTOR: REED HASTINGS | | Management | | Not Voted | | |
06 | | ELECTION OF DIRECTOR: MARIA KLAWE | | Management | | Not Voted | | |
07 | | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Management | | Not Voted | | |
08 | | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Management | | Not Voted | | |
09 | | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | | Not Voted | | |
10 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | | Management | | Not Voted | | |
11 | | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | | Management | | Not Voted | | |
12 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | Not Voted | | |
13 | | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | | Shareholder | | Not Voted | | |
14 | | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | | Shareholder | | Not Voted | | |
Page 4 of 37
ENCANA CORPORATION
| | | | | | |
Security | | 292505104 | | Meeting Type | | Special |
Ticker Symbol | | ECA | | Meeting Date | | 25-Nov-2009 |
ISIN | | CA2925051047 | | Agenda | | 933159990 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX “A” TO THE ACCOMPANYING INFORMATION CIRCULAR, APPROVING AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT PURSUANT TO WHICH, AMONG OTHER THINGS, COMMON SHAREHOLDERS OF ENCANA WILL RECEIVE ONE NEW COMMON SHARE IN ENCANA AND ONE COMMON SHARE IN A NEW PUBLIC COMPANY CALLED “CENOVUS ENERGY INC.” IN EXCHANGE FOR EACH COMMON SHARE OF ENCANA HELD. | | Management | | Not Voted | | |
02 | | AN ORDINARY RESOLUTION RATIFYING AND APPROVING AN EMPLOYEE STOCK OPTION PLAN FOR CENOVUS ENERGY INC. | | Management | | Not Voted | | |
03 | | AN ORDINARY RESOLUTION RATIFYING AND APPROVING A SHAREHOLDER RIGHTS PLAN FOR CENOVUS ENERGY INC. | | Management | | Not Voted | | |
Page 5 of 37
EMERSON ELECTRIC CO.
| | | | | | |
Security | | 291011104 | | Meeting Type | | Annual |
Ticker Symbol | | EMR | | Meeting Date | | 2-Feb-2010 |
ISIN | | US2910111044 | | Agenda | | 933174586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 C.A.H. BOERSIG* | | | | For | | For |
| | 2 C. FERNANDEZ G.* | | | | For | | For |
| | 3 W.J. GALVIN* | | | | For | | For |
| | 4 R.L. STEPHENSON* | | | | For | | For |
| | 5 V.R. LOUCKS, JR.** | | | | For | | For |
| | 6 R.L. RIDGWAY** | | | | For | | For |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 6 of 37
BECTON, DICKINSON AND COMPANY
| | | | | | |
Security | | 075887109 | | Meeting Type | | Annual |
Ticker Symbol | | BDX | | Meeting Date | | 02-Feb-2010 |
ISIN | | US0758871091 | | Agenda | | 933176807 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HENRY P. BECTON, JR. | | | | For | | For |
| | 2 EDWARD F. DEGRAAN | | | | For | | For |
| | 3 CLAIRE M FRASER-LIGGETT | | | | For | | For |
| | 4 EDWARD J. LUDWIG | | | | For | | For |
| | 5 ADEL A.F. MAHMOUD | | | | For | | For |
| | 6 JAMES F. ORR | | | | For | | For |
| | 7 WILLARD J. OVERLOCK, JR | | | | For | | For |
| | 8 BERTRAM L. SCOTT | | | | For | | For |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS. | | Management | | For | | For |
04 | | APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | | Management | | For | | For |
05 | | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. | | Management | | For | | For |
06 | | MAJORITY VOTING. | | Shareholder | | For | | Against |
07 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
Page 7 of 37
QUALCOMM, INCORPORATED
| | | | | | |
Security | | 747525103 | | Meeting Type | | Annual |
Ticker Symbol | | QCOM | | Meeting Date | | 02-Mar-2010 |
ISIN | | US7475251036 | | Agenda | | 933181620 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | 9 SHERRY LANSING | | | | For | | For |
| | 10 DUANE A. NELLES | | | | For | | For |
| | 11 BRENT SCOWCROFT | | | | For | | For |
| | 12 MARC I. STERN | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | | Management | | For | | For |
Page 8 of 37
PACCAR INC
| | | | | | |
Security | | 693718108 | | Meeting Type | | Annual |
Ticker Symbol | | PCAR | | Meeting Date | | 20-Apr-2010 |
ISIN | | US6937181088 | | Agenda | | 933194970 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ALISON J. CARNWATH | | | | For | | For |
| | 2 ROBERT T. PARRY | | | | For | | For |
| | 3 JOHN M. PIGOTT | | | | For | | For |
| | 4 GREGORY M.E. SPIERKEL | | | | For | | For |
02 | | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | | Shareholder | | For | | Against |
03 | | STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL REGARDING COMPOSITION OF THE COMPENSATION COMMITTEE | | Shareholder | | Against | | For |
Page 9 of 37
THE SHERWIN-WILLIAMS COMPANY
| | | | | | |
Security | | 824348106 | | Meeting Type | | Annual |
Ticker Symbol | | SHW | | Meeting Date | | 20-Apr-2010 |
ISIN | | US8243481061 | | Agenda | | 933200191 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 A.F. ANTON | | | | For | | For |
| | 2 J.C. BOLAND | | | | For | | For |
| | 3 C.M. CONNOR | | | | For | | For |
| | 4 D.F. HODNIK | | | | For | | For |
| | 5 T.G. KADIEN | | | | For | | For |
| | 6 S.J. KROPF | | | | For | | For |
| | 7 G.E. MCCULLOUGH | | | | For | | For |
| | 8 A.M. MIXON, III | | | | For | | For |
| | 9 C.E. MOLL | | | | For | | For |
| | 10 R.K. SMUCKER | | | | For | | For |
| | 11 J.M. STROPKI, JR. | | | | For | | For |
02 | | AMEND AND RESTATE THE 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING. | | Shareholder | | For | | Against |
Page 10 of 37
U.S. BANCORP
| | | | | | |
Security | | 902973304 | | Meeting Type | | Annual |
Ticker Symbol | | USB | | Meeting Date | | 20-Apr-2010 |
ISIN | | US9029733048 | | Agenda | | 933203159 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: Y. MARC BELTON | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: RICHARD K. DAVIS | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JERRY W. LEVIN | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: DAVID B. O’MALEY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: RICHARD G. REITEN | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: PATRICK T. STOKES | | Management | | For | | For |
02 | | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | | Management | | For | | For |
03 | | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | | Management | | For | | For |
Page 11 of 37
THE COCA-COLA COMPANY
| | | | | | |
Security | | 191216100 | | Meeting Type | | Annual |
Ticker Symbol | | KO | | Meeting Date | | 21-Apr-2010 |
ISIN | | US1912161007 | | Agenda | | 933196758 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | Against | | Against |
05 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For |
06 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For |
07 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Management | | For | | For |
08 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For |
09 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | For | | For |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Management | | For | | For |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | Shareholder | | For | | Against |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | Shareholder | | Against | | For |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | Shareholder | | For | | Against |
Page 12 of 37
EQT CORPORATION
| | | | | | |
Security | | 26884L109 | | Meeting Type | | Annual |
Ticker Symbol | | EQT | | Meeting Date | | 21-Apr-2010 |
ISIN | | US26884L1098 | | Agenda | | 933198601 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 VICKY A. BAILEY | | | | For | | For |
| | 2 MURRY S. GERBER | | | | For | | For |
| | 3 GEORGE L. MILES, JR. | | | | For | | For |
| | 4 JAMES W. WHALEN | | | | For | | For |
2 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | Management | | For | | For |
3 | | SHAREHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD IN DIRECTOR ELECTIONS | | Shareholder | | For | | Against |
4 | | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT/CLIMATE CHANGE DISCLOSURE | | Shareholder | | For | | Against |
Page 13 of 37
ENCANA CORPORATION
| | | | | | |
Security | | 292505104 | | Meeting Type | | Annual and Special Meeting |
Ticker Symbol | | ECA | | Meeting Date | | 21-Apr-2010 |
ISIN | | CA2925051047 | | Agenda | | 933212879 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PETER A. DEA | | | | For | | For |
| | 2 RANDALL K. ERESMAN | | | | For | | For |
| | 3 CLAIRE S. FARLEY | | | | For | | For |
| | 4 FRED J. FOWLER | | | | For | | For |
| | 5 BARRY W. HARRISON | | | | For | | For |
| | 6 SUZANNE P. NIMOCKS | | | | For | | For |
| | 7 DAVID P. O’BRIEN | | | | For | | For |
| | 8 JANE L. PEVERETT | | | | For | | For |
| | 9 ALLAN P. SAWIN | | | | For | | For |
| | 10 BRUCE G. WATERMAN | | | | For | | For |
| | 11 CLAYTON H. WOITAS | | | | For | | For |
02 | | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO FIXED BY THE BOARD OF DIRECTORS. | | Management | | For | | For |
03 | | AMENDMENT AND RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN. | | Management | | For | | For |
04 | | CONFIRMATION OF AMENDMENTS TO BY-LAW NO. 1. | | Management | | For | | For |
Page 14 of 37
HUDSON CITY BANCORP, INC.
| | | | | | |
Security | | 443683107 | | Meeting Type | | Annual |
Ticker Symbol | | HCBK | | Meeting Date | | 21-Apr-2010 |
ISIN | | US4436831071 | | Agenda | | 933215394 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ | | Management | | For | | For |
02 | | ADOPTION OF THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN OF HUDSON CITY BANCORP. | | Management | | For | | For |
03 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 15 of 37
PFIZER INC.
| | | | | | |
Security | | 717081103 | | Meeting Type | | Annual |
Ticker Symbol | | PFE | | Meeting Date | | 22-Apr-2010 |
ISIN | | US7170811035 | | Agenda | | 933210243 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MICHAEL S. BROWN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: M. ANTHONY BURNS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: ROBERT N. BURT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: W. DON CORNWELL | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JAMES M. KILTS | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: GEORGE A. LORCH | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | | Management | | For | | For |
02 | | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
04 | | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | | Shareholder | | Against | | For |
Page 16 of 37
ABBOTT LABORATORIES
| | | | | | |
Security | | 002824100 | | Meeting Type | | Annual |
Ticker Symbol | | ABT | | Meeting Date | | 23-Apr-2010 |
ISIN | | US0028241000 | | Agenda | | 933205898 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R.J. ALPERN | | | | For | | For |
| | 2 R.S. AUSTIN | | | | For | | For |
| | 3 W.M. DALEY | | | | Withheld | | Against |
| | 4 W.J. FARRELL | | | | Withheld | | Against |
| | 5 H.L. FULLER | | | | Withheld | | Against |
| | 6 W.A. OSBORN | | | | Withheld | | Against |
| | 7 D.A.L. OWEN | | | | For | | For |
| | 8 R.S. ROBERTS | | | | For | | For |
| | 9 S.C. SCOTT III | | | | For | | For |
| | 10 W.D. SMITHBURG | | | | Withheld | | Against |
| | 11 G.F. TILTON | | | | For | | For |
| | 12 M.D. WHITE | | | | For | | For |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | Shareholder | | For | | Against |
04 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | Shareholder | | For | | Against |
Page 17 of 37
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | |
Security | | 459200101 | | Meeting Type | | Annual |
Ticker Symbol | | IBM | | Meeting Date | | 27-Apr-2010 |
ISIN | | US4592001014 | | Agenda | | 933199653 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: C. BLACK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: T. NISHIMURO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 18 of 37
VF CORPORATION
| | | | | | |
Security | | 918204108 | | Meeting Type | | Annual |
Ticker Symbol | | VFC | | Meeting Date | | 27-Apr-2010 |
ISIN | | US9182041080 | | Agenda | | 933209997 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RICHARD T. CARUCCI | | | | For | | For |
| | 2 JULIANA L. CHUGG | | | | For | | For |
| | 3 GEORGE FELLOWS | | | | For | | For |
| | 4 CLARENCE OTIS, JR. | | | | For | | For |
02 | | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF VF’S 1996 STOCK COMPENSATION PLAN. | | Management | | For | | For |
03 | | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | | Management | | For | | For |
Page 19 of 37
CULLEN/FROST BANKERS, INC.
| | | | | | |
Security | | 229899109 | | Meeting Type | | Annual |
Ticker Symbol | | CFR | | Meeting Date | | 29-Apr-2010 |
ISIN | | US2298991090 | | Agenda | | 933211891 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CRAWFORD H. EDWARDS* | | | | For | | For |
| | 2 RUBEN M. ESCOBEDO* | | | | For | | For |
| | 3 PATRICK B. FROST* | | | | For | | For |
| | 4 DAVID J. HAEMISEGGER* | | | | For | | For |
| | 5 RICHARD W. EVANS, JR.** | | | | For | | For |
| | 6 KAREN E. JENNINGS** | | | | For | | For |
| | 7 R.M. KLEBERG, III** | | | | For | | For |
| | 8 HORACE WILKINS JR.** | | | | For | | For |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2010. | | Management | | For | | For |
Page 20 of 37
SOUTHERN COPPER CORPORATION
| | | | | | |
Security | | 84265V105 | | Meeting Type | | Annual |
Ticker Symbol | | SCCO | | Meeting Date | | 29-Apr-2010 |
ISIN | | US84265V1052 | | Agenda | | 933230586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 GERMAN LARREA MOTA-V. | | | | Withheld | | Against |
| | 2 OSCAR GONZALEZ ROCHA | | | | Withheld | | Against |
| | 3 EMILIO CARRILLO GAMBOA | | | | For | | For |
| | 4 ALFREDO CASAR PEREZ | | | | Withheld | | Against |
| | 5 A. DE LA PARRA ZAVALA | | | | Withheld | | Against |
| | 6 X. GARCIA DE QUEVEDO T. | | | | Withheld | | Against |
| | 7 GENARO LARREA MOTA V. | | | | Withheld | | Against |
| | 8 D. MUNIZ QUINTANILLA | | | | Withheld | | Against |
| | 9 ARMANDO ORTEGA GOMEZ | | | | Withheld | | Against |
| | 10 L.M. PALOMINO BONILLA | | | | For | | For |
| | 11 G.PEREZALONSO CIFUENTES | | | | Withheld | | Against |
| | 12 JUAN REBOLLEDO GOUT | | | | Withheld | | Against |
| | 13 CARLOS RUIZ SACRISTAN | | | | For | | For |
| | 14 LUIS TELLEZ KUENZLER | | | | For | | For |
02 | | RATIFY THE AUDIT COMMITTEE’S SELECTION OF GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF DELOITTE TOUCHE TOHMATSU AS INDEPENDENT ACCOUNTANTS FOR 2010. | | Management | | For | | For |
Page 21 of 37
AT&T INC.
| | | | | | |
Security | | 00206R102 | | Meeting Type | | Annual |
Ticker Symbol | | T | | Meeting Date | | 30-Apr-2010 |
ISIN | | US00206R1023 | | Agenda | | 933200177 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: GILBERT F. AMELIO | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAIME CHICO PARDO | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PATRICIA P. UPTON | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
04 | | PENSION CREDIT POLICY. | | Shareholder | | For | | Against |
05 | | ADVISORY VOTE ON COMPENSATION. | | Shareholder | | For | | Against |
06 | | SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | | For | | Against |
Page 22 of 37
AFLAC INCORPORATED
| | | | | | |
Security | | 001055102 | | Meeting Type | | Annual |
Ticker Symbol | | AFL | | Meeting Date | | 03-May-2010 |
ISIN | | US0010551028 | | Agenda | | 933206030 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DANIEL P. AMOS | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: PAUL S. AMOS II | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: KRISS CLONINGER III | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOE FRANK HARRIS | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: CHARLES B. KNAPP | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: TAKURO YOSHIDA | | Management | | For | | For |
02 | | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT.” | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 23 of 37
WASTE MANAGEMENT, INC.
| | | | | | |
Security | | 94106L109 | | Meeting Type | | Annual |
Ticker Symbol | | WM | | Meeting Date | | 11-May-2010 |
ISIN | | US94106L1098 | | Agenda | | 933208705 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: PATRICK W. GROSS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JOHN C. POPE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: W. ROBERT REUM | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID P. STEINER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | | Management | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | PROPOSAL TO AMEND THE COMPANY’S SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | | Management | | For | | For |
04 | | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
05 | | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 24 of 37
PHILIP MORRIS INTERNATIONAL INC.
| | | | | | |
Security | | 718172109 | | Meeting Type | | Annual |
Ticker Symbol | | PM | | Meeting Date | | 12-May-2010 |
ISIN | | US7181721090 | | Agenda | | 933223240 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: HAROLD BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JENNIFER LI | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: GRAHAM MACKAY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LUCIO A. NOTO | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: CARLOS SLIM HELU | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: STEPHEN M. WOLF | | Management | | For | | For |
02 | | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | | Shareholder | | Against | | For |
04 | | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | | Shareholder | | Against | | For |
Page 25 of 37
THOMSON REUTERS CORPORATION
| | | | | | |
Security | | 884903105 | | Meeting Type | | Annual |
Ticker Symbol | | TRI | | Meeting Date | | 14-May-2010 |
ISIN | | CA8849031056 | | Agenda | | 933235992 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID THOMSON | | | | For | | For |
| | 2 W. GEOFFREY BEATTIE | | | | Withheld | | Against |
| | 3 NIALL FITZGERALD, KBE | | | | For | | For |
| | 4 THOMAS H. GLOCER | | | | For | | For |
| | 5 MANVINDER S. BANGA | | | | For | | For |
| | 6 MARY CIRILLO | | | | For | | For |
| | 7 STEVEN A. DENNING | | | | For | | For |
| | 8 LAWTON FITT | | | | For | | For |
| | 9 ROGER L. MARTIN | | | | For | | For |
| | 10 SIR DERYCK MAUGHAN | | | | For | | For |
| | 11 KEN OLISA | | | | For | | For |
| | 12 VANCE K. OPPERMAN | | | | For | | For |
| | 13 JOHN M. THOMPSON | | | | For | | For |
| | 14 PETER J. THOMSON | | | | For | | For |
| | 15 JOHN A. TORY | | | | For | | For |
02 | | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS’ REMUNERATION. | | Management | | For | | For |
03 | | TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | | Management | | For | | For |
Page 26 of 37
JPMORGAN CHASE & CO.
| | | | | | |
Security | | 46625H100 | | Meeting Type | | Annual |
Ticker Symbol | | JPM | | Meeting Date | | 18-May-2010 |
ISIN | | US46625H1005 | | Agenda | | 933226501 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAMES DIMON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Management | | For | | For |
02 | | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
04 | | POLITICAL NON-PARTISANSHIP | | Shareholder | | Against | | For |
05 | | SPECIAL SHAREOWNER MEETINGS | | Shareholder | | For | | Against |
06 | | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | | Shareholder | | For | | Against |
07 | | SHAREHOLDER ACTION BY WRITTEN CONSENT | | Shareholder | | For | | Against |
08 | | INDEPENDENT CHAIRMAN | | Shareholder | | For | | Against |
09 | | PAY DISPARITY | | Shareholder | | Against | | For |
10 | | SHARE RETENTION | | Shareholder | | For | | Against |
Page 27 of 37
ROYAL DUTCH SHELL PLC
| | | | | | |
Security | | 780259206 | | Meeting Type | | Annual |
Ticker Symbol | | RDSA | | Meeting Date | | 18-May-2010 |
ISIN | | US7802592060 | | Agenda | | 933254346 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ADOPTION OF ANNUAL REPORT & ACCOUNTS | | Management | | For | | For |
02 | | APPROVAL OF REMUNERATION REPORT | | Management | | For | | For |
03 | | APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR | | Management | | For | | For |
04 | | RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR | | Management | | For | | For |
05 | | RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR | | Management | | For | | For |
06 | | RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR | | Management | | For | | For |
07 | | RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR | | Management | | For | | For |
08 | | RE-APPOINTMENT OF WIM KOK AS A DIRECTOR | | Management | | For | | For |
09 | | RE-APPOINTMENT OF NICK LAND AS A DIRECTOR | | Management | | For | | For |
10 | | RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR | | Management | | For | | For |
11 | | RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR | | Management | | For | | For |
12 | | RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR | | Management | | For | | For |
13 | | RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR | | Management | | For | | For |
14 | | RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR | | Management | | For | | For |
15 | | RE-APPOINTMENT OF AUDITORS | | Management | | For | | For |
16 | | REMUNERATION OF AUDITORS | | Management | | For | | For |
17 | | AUTHORITY TO ALLOT SHARES | | Management | | For | | For |
18 | | DISAPPLICATION OF PRE-EMPTION RIGHTS | | Management | | For | | For |
19 | | AUTHORITY TO PURCHASE OWN SHARES | | Management | | For | | For |
20 | | AUTHORITY FOR SCRIP DIVIDEND SCHEME | | Management | | For | | For |
21 | | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | | Management | | For | | For |
22 | | ADOPTION OF NEW ARTICLES OF ASSOCIATION | | Management | | For | | For |
23 | | SHAREHOLDER RESOLUTION | | Shareholder | | Against | | For |
Page 28 of 37
LORILLARD, INC.
| | | | | | |
Security | | 544147101 | | Meeting Type | | Annual |
Ticker Symbol | | LO | | Meeting Date | | 20-May-2010 |
ISIN | | US5441471019 | | Agenda | | 933231526 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 VIRGIS W. COLBERT | | | | For | | For |
| | 2 RICHARD W. ROEDEL | | | | For | | For |
| | 3 DAVID H. TAYLOR | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 29 of 37
YUM! BRANDS, INC.
| | | | | | |
Security | | 988498101 | | Meeting Type | | Annual |
Ticker Symbol | | YUM | | Meeting Date | | 20-May-2010 |
ISIN | | US9884981013 | | Agenda | | 933232504 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DAVID W. DORMAN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: J. DAVID GRISSOM | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BONNIE G. HILL | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: KENNETH G. LANGONE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JONATHAN S. LINEN | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: THOMAS C. NELSON | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: THOMAS M. RYAN | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JING-SHYH S. SU | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: ROBERT D. WALTER | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 OF PROXY) | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL RELATING TO RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS (PAGE 23 OF PROXY) | | Shareholder | | For | | Against |
Page 30 of 37
FPL GROUP, INC.
| | | | | | |
Security | | 302571104 | | Meeting Type | | Annual |
Ticker Symbol | | FPL | | Meeting Date | | 21-May-2010 |
ISIN | | US3025711041 | | Agenda | | 933228062 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SHERRY S. BARRAT | | | | For | | For |
| | 2 ROBERT M. BEALL, II | | | | For | | For |
| | 3 J. HYATT BROWN | | | | For | | For |
| | 4 JAMES L. CAMAREN | | | | For | | For |
| | 5 J. BRIAN FERGUSON | | | | For | | For |
| | 6 LEWIS HAY, III | | | | For | | For |
| | 7 TONI JENNINGS | | | | For | | For |
| | 8 OLIVER D. KINGSLEY, JR. | | | | For | | For |
| | 9 RUDY E. SCHUPP | | | | For | | For |
| | 10 WILLIAM H. SWANSON | | | | For | | For |
| | 11 MICHAEL H. THAMAN | | | | For | | For |
| | 12 HANSEL E. TOOKES, II | | | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY’S NAME TO NEXTERA ENERGY, INC. | | Management | | For | | For |
Page 31 of 37
BLACKROCK, INC.
| | | | | | |
Security | | 09247X101 | | Meeting Type | | Annual |
Ticker Symbol | | BLK | | Meeting Date | | 24-May-2010 |
ISIN | | US09247X1019 | | Agenda | | 933266430 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ABDLATIF Y. AL-HAMAD | | | | For | | For |
| | 2 MATHIS CABIALLAVETTA | | | | For | | For |
| | 3 DENNIS D. DAMMERMAN | | | | For | | For |
| | 4 ROBERT E. DIAMOND, JR. | | | | For | | For |
| | 5 DAVID H. KOMANSKY | | | | For | | For |
| | 6 JAMES E. ROHR | | | | For | | For |
02 | | APPROVE THE AMENDED AND RESTATED BLACKROCK, INC. 1999 STOCK AWARD AND INCENTIVE PLAN. | | Management | | Against | | Against |
03 | | RE-APPROVAL OF THE PERFORMANCE GOALS SET FORTH IN THE AMENDED AND RESTATED BLACKROCK, INC. 1999 ANNUAL INCENTIVE PERFORMANCE PLAN. | | Management | | For | | For |
04 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
Page 32 of 37
CHEVRON CORPORATION
| | | | | | |
Security | | 166764100 | | Meeting Type | | Annual |
Ticker Symbol | | CVX | | Meeting Date | | 26-May-2010 |
ISIN | | US1667641005 | | Agenda | | 933241743 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.H. ARMACOST | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: L.F. DEILY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: R.J. EATON | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: C. HAGEL | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: E. HERNANDEZ | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: F.G. JENIFER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: S. NUNN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: D.B. RICE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: K.W. SHARER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: C.R. SHOEMATE | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: C. WARE | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: J.S. WATSON | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | | Management | | For | | For |
04 | | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | | Shareholder | | For | | Against |
05 | | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | | Shareholder | | For | | Against |
06 | | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | | Shareholder | | Against | | For |
07 | | GUIDELINES FOR COUNTRY SELECTION | | Shareholder | | For | | Against |
08 | | FINANCIAL RISKS FROM CLIMATE CHANGE | | Shareholder | | Against | | For |
09 | | HUMAN RIGHTS COMMITTEE | | Shareholder | | Against | | For |
Page 33 of 37
RAYTHEON COMPANY
| | | | | | |
Security | | 755111507 | | Meeting Type | | Annual |
Ticker Symbol | | RTN | | Meeting Date | | 27-May-2010 |
ISIN | | US7551115071 | | Agenda | | 933258952 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: VERNON E. CLARK | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN M. DEUTCH | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: FREDERIC M. POSES | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: RONALD L. SKATES | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LINDA G. STUNTZ | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
04 | | APPROVAL OF THE RAYTHEON COMPANY 2010 STOCK PLAN. | | Management | | For | | For |
05 | | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS. | | Shareholder | | For | | Against |
07 | | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | | Shareholder | | For | | Against |
Page 34 of 37
NEW YORK COMMUNITY BANCORP, INC.
| | | | | | |
Security | | 649445103 | | Meeting Type | | Annual |
Ticker Symbol | | NYB | | Meeting Date | | 03-Jun-2010 |
ISIN | | US6494451031 | | Agenda | | 933253370 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DONALD M. BLAKE | | | | For | | For |
| | 2 MICHAEL J. LEVINE | | | | For | | For |
| | 3 GUY V. MOLINARI | | | | For | | For |
| | 4 JOHN M. TSIMBINOS | | | | For | | For |
02 | | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 35 of 37
WAL-MART STORES, INC.
| | | | | | |
Security | | 931142103 | | Meeting Type | | Annual |
Ticker Symbol | | WMT | | Meeting Date | | 04-Jun-2010 |
ISIN | | US9311421039 | | Agenda | | 933249939 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JAMES W. BREYER | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ROGER C. CORBETT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: MICHAEL T. DUKE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: GREGORY B. PENNER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: ARNE M. SORENSON | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: JIM C. WALTON | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: S. ROBSON WALTON | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: LINDA S. WOLF | | Management | | Against | | Against |
02 | | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | | Management | | For | | For |
03 | | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | | Management | | Against | | Against |
04 | | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | | Management | | For | | For |
05 | | GENDER IDENTITY NON-DISCRIMINATION POLICY | | Shareholder | | For | | Against |
06 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
07 | | POLITICAL CONTRIBUTIONS REPORT | | Shareholder | | For | | Against |
08 | | SPECIAL SHAREOWNER MEETINGS | | Shareholder | | For | | Against |
09 | | POULTRY SLAUGHTER | | Shareholder | | Against | | For |
10 | | LOBBYING PRIORITIES REPORT | | Shareholder | | Against | | For |
Page 36 of 37
CATERPILLAR INC.
| | | | | | |
Security | | 149123101 | | Meeting Type | | Annual |
Ticker Symbol | | CAT | | Meeting Date | | 09-Jun-2010 |
ISIN | | US1491231015 | | Agenda | | 933262709 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN T. DILLON | | | | For | | For |
| | 2 JUAN GALLARDO | | | | For | | For |
| | 3 WILLIAM A. OSBORN | | | | For | | For |
| | 4 EDWARD B. RUST, JR. | | | | For | | For |
| | 5 SUSAN C. SCHWAB | | | | For | | For |
02 | | RATIFY AUDITORS | | Management | | For | | For |
03 | | AMEND 2006 LONG-TERM INCENTIVE PLAN | | Management | | Against | | Against |
04 | | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | | Management | | For | | For |
05 | | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | | Management | | For | | For |
06 | | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | | Shareholder | | Against | | For |
07 | | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | | Shareholder | | For | | Against |
08 | | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | | Shareholder | | For | | Against |
Page 37 of 37
Proxy Voting Summary
Nuveen Santa Barbara EcoLogic Equity Fund
July 1, 2009 – June 30, 2010
ANALOG DEVICES, INC.
| | | | | | |
Security | | 032654105 | | Meeting Type | | Special |
Ticker Symbol | | ADI | | Meeting Date | | 20-Jul-2009 |
ISIN | | US0326541051 | | Agenda | | 933115176 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO APPROVE AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM. | | Management | | For | | For |
Page 1 of 43
ACCENTURE LTD
| | | | | | |
Security | | G1150G111 | | Meeting Type | | Special |
Ticker Symbol | | ACN | | Meeting Date | | 05-Aug-2009 |
ISIN | | BMG1150G1116 | | Agenda | | 933119530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A AS IT APPLIES TO THE CLASS A COMMON SHAREHOLDERS. | | Management | | For | | For |
02 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT AT THE TIME OF THE ACCENTURE LTD CLASS A COMMON SHAREHOLDER CLASS MEETING. | | Management | | For | | For |
03 | | IF THE SCHEME OF ARRANGEMENT IS APPROVED, APPROVAL OF THE ESTABLISHMENT OF DISTRIBUTABLE RESERVES OF ACCENTURE PLC (THROUGH THE REDUCTION OF ITS SHARE PREMIUM ACCOUNT) THAT WAS PREVIOUSLY APPROVED BY ACCENTURE LTD AND THE OTHER CURRENT SHAREHOLDERS OF ACCENTURE PLC (AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT). | | Management | | For | | For |
04 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE PROPOSAL AT THE TIME OF THE SPECIAL GENERAL MEETING. | | Management | | For | | For |
Page 2 of 43
NIKE, INC.
| | | | | | |
Security | | 654106103 | | Meeting Type | | Annual |
Ticker Symbol | | NKE | | Meeting Date | | 21-Sep-2009 |
ISIN | | US6541061031 | | Agenda | | 933126941 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Against | | Against |
Page 3 of 43
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Security | | 742718109 | | Meeting Type | | Annual |
Ticker Symbol | | PG | | Meeting Date | | 13-Oct-2009 |
ISIN | | US7427181091 | | Agenda | | 933134241 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A.G. LAFLEY | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMEND THE COMPANY’S CODE OF REGULATIONS | | Management | | For | | For |
04 | | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 4 of 43
DIAGEO PLC
| | | | | | |
Security | | 25243Q205 | | Meeting Type | | Annual |
Ticker Symbol | | DEO | | Meeting Date | | 14-Oct-2009 |
ISIN | | US25243Q2057 | | Agenda | | 933147313 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | REPORT AND ACCOUNTS 2009. | | Management | | Not Voted | | |
02 | | DIRECTORS’ REMUNERATION REPORT 2009. | | Management | | Not Voted | | |
03 | | DECLARATION OF FINAL DIVIDEND. | | Management | | Not Voted | | |
04 | | RE-ELECTION OF LM DANON (1,3,4) AS A DIRECTOR. | | Management | | Not Voted | | |
05 | | RE-ELECTION OF LORD HOLLICK (1,3,4*) AS A DIRECTOR. | | Management | | Not Voted | | |
06 | | RE-ELECTION OF PS WALSH (2*) AS A DIRECTOR. | | Management | | Not Voted | | |
07 | | ELECTION OF PB BRUZELIUS (1,3,4) AS A DIRECTOR. | | Management | | Not Voted | | |
08 | | ELECTION OF BD HOLDEN (1,3,4) AS A DIRECTOR. | | Management | | Not Voted | | |
09 | | RE-APPOINTMENT OF AUDITOR. | | Management | | Not Voted | | |
10 | | REMUNERATION OF AUDITOR. | | Management | | Not Voted | | |
11 | | AUTHORITY TO ALLOT SHARES. | | Management | | Not Voted | | |
12 | | DISAPPLICATION OF PRE-EMPTION RIGHTS. | | Management | | Not Voted | | |
13 | | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | | Management | | Not Voted | | |
14 | | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | | Management | | Not Voted | | |
15 | | ADOPTION OF THE DIAGEO PLC 2009 DISCRETIONARY INCENTIVE PLAN. | | Management | | Not Voted | | |
16 | | ADOPTION OF THE DIAGEO PLC 2009 EXECUTIVE LONG TERM INCENTIVE PLAN. | | Management | | Not Voted | | |
17 | | ADOPTION OF THE DIAGEO PLC INTERNATIONAL SHAREMATCH PLAN 2009. | | Management | | Not Voted | | |
18 | | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. | | Management | | Not Voted | | |
19 | | ADOPTION OF THE DIAGEO PLC 2009 IRISH SHARESAVE PLAN. | | Management | | Not Voted | | |
20 | | AMENDMENTS TO THE RULES OF DIAGEO PLC EXECUTIVE SHARE OPTION PLAN. | | Management | | Not Voted | | |
21 | | AMENDMENTS TO THE RULES OF DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN. | | Management | | Not Voted | | |
22 | | AMENDMENTS TO THE RULES OF DIAGEO PLC SENIOR EXECUTIVE SHARE OPTION PLAN. | | Management | | Not Voted | | |
23 | | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | | Management | | Not Voted | | |
24 | | ADOPTION OF ARTICLES OF ASSOCIATION. | | Management | | Not Voted | | |
Page 5 of 43
PALADIN ENERGY LTD.
| | | | | | |
Security | | Q7264T104 | | Meeting Type | | Annual |
Ticker Symbol | | PALAF | | Meeting Date | | 25-Nov-2009 |
ISIN | | AU000000PDN8 | | Agenda | | 933158063 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | REMUNERATION REPORT | | Management | | Not Voted | | |
02 | | ELECTION OF DIRECTOR - MR DONALD MYRON SHUMKA | | Management | | Not Voted | | |
03 | | EMPLOYEE PERFORMANCE SHARE RIGHTS PLAN | | Management | | Not Voted | | |
04 | | CONTRACTOR PERFORMANCE SHARE RIGHTS PLAN | | Management | | Not Voted | | |
05 | | GRANT OF PERFORMANCE SHARE RIGHTS TO MR JOHN BORSHOFF - MANAGING DIRECTOR/CEO | | Management | | Not Voted | | |
06 | | RATIFICATION OF SHARE ISSUE | | Management | | Not Voted | | |
07 | | RENEWAL OF THE COMPANY’S PROPORTIONAL TAKEOVER APPROVAL PROVISIONS. | | Management | | Not Voted | | |
Page 6 of 43
EMERSON ELECTRIC CO.
| | | | | | |
Security | | 291011104 | | Meeting Type | | Annual |
Ticker Symbol | | EMR | | Meeting Date | | 02-Feb-2010 |
ISIN | | US2910111044 | | Agenda | | 933174586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 C.A.H. BOERSIG* | | | | For | | For |
| | 2 C. FERNANDEZ G.* | | | | For | | For |
| | 3 W.J. GALVIN* | | | | For | | For |
| | 4 R.L. STEPHENSON* | | | | For | | For |
| | 5 V.R. LOUCKS, JR.** | | | | For | | For |
| | 6 R.L. RIDGWAY** | | | | For | | For |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 7 of 43
BECTON, DICKINSON AND COMPANY
| | | | | | |
Security | | 075887109 | | Meeting Type | | Annual |
Ticker Symbol | | BDX | | Meeting Date | | 02-Feb-2010 |
ISIN | | US0758871091 | | Agenda | | 933176807 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HENRY P. BECTON, JR. | | | | For | | For |
| | 2 EDWARD F. DEGRAAN | | | | For | | For |
| | 3 CLAIRE M FRASER-LIGGETT | | | | For | | For |
| | 4 EDWARD J. LUDWIG | | | | For | | For |
| | 5 ADEL A.F. MAHMOUD | | | | For | | For |
| | 6 JAMES F. ORR | | | | For | | For |
| | 7 WILLARD J. OVERLOCK, JR | | | | For | | For |
| | 8 BERTRAM L. SCOTT | | | | For | | For |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS. | | Management | | For | | For |
04 | | APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | | Management | | For | | For |
05 | | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. | | Management | | For | | For |
06 | | MAJORITY VOTING. | | Shareholder | | For | | Against |
07 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
Page 8 of 43
ACCENTURE PLC
| | | | | | |
Security | | G1151C101 | | Meeting Type | | Annual |
Ticker Symbol | | ACN | | Meeting Date | | 04-Feb-2010 |
ISIN | | IE00B4BNMY34 | | Agenda | | 933178875 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | RE-APPOINTMENT OF WILLIAM L. KIMSEY TO THE BOARD OF DIRECTORS | | Management | | For | | For |
1B | | RE-APPOINTMENT OF ROBERT I. LIPP TO THE BOARD OF DIRECTORS | | Management | | For | | For |
1C | | RE-APPOINTMENT OF WULF VON SCHIMMELMANN TO THE BOARD OF DIRECTORS | | Management | | For | | For |
02 | | RE-APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
03 | | APPROVAL OF ACCENTURE PLC 2010 SHARE INCENTIVE PLAN | | Management | | Against | | Against |
04 | | APPROVAL OF ACCENTURE PLC 2010 EMPLOYEE SHARE PURCHASE PLAN | | Management | | For | | For |
05 | | AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
06 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
07 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
Page 9 of 43
BURLINGTON NORTHERN SANTA FE CORPORATION
| | | | | | |
Security | | 12189T104 | | Meeting Type | | Special |
Ticker Symbol | | BNI | | Meeting Date | | 11-Feb-2010 |
ISIN | | US12189T1043 | | Agenda | | 933179106 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”). | | Management | | For | | For |
02 | | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | | Management | | For | | For |
Page 10 of 43
DEERE & COMPANY
| | | | | | |
Security | | 244199105 | | Meeting Type | | Annual |
Ticker Symbol | | DE | | Meeting Date | | 24-Feb-2010 |
ISIN | | US2441991054 | | Agenda | | 933182824 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAVID B. SPEER | | Management | | For | | For |
02 | | COMPANY PROPOSAL #1 - AMEND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS | | Management | | For | | For |
03 | | COMPANY PROPOSAL #2 - AMEND THE JOHN DEERE OMNIBUS EQUITY AND INCENTIVE PLAN | | Management | | For | | For |
04 | | COMPANY PROPOSAL #3 - RE-APPROVE THE JOHN DEERE SHORT-TERM INCENTIVE BONUS PLAN | | Management | | For | | For |
05 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | | Management | | For | | For |
06 | | STOCKHOLDER PROPOSAL #1 - CEO PAY DISPARITY | | Shareholder | | Against | | For |
07 | | STOCKHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
08 | | STOCKHOLDER PROPOSAL #3 - SEPARATION OF CEO AND CHAIRMAN RESPONSIBILITIES | | Shareholder | | For | | Against |
Page 11 of 43
QUALCOMM, INCORPORATED
| | | | | | |
Security | | 747525103 | | Meeting Type | | Annual |
Ticker Symbol | | QCOM | | Meeting Date | | 02-Mar-2010 |
ISIN | | US7475251036 | | Agenda | | 933181620 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | 9 SHERRY LANSING | | | | For | | For |
| | 10 DUANE A. NELLES | | | | For | | For |
| | 11 BRENT SCOWCROFT | | | | For | | For |
| | 12 MARC I. STERN | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | | Management | | For | | For |
Page 12 of 43
ANALOG DEVICES, INC.
| | | | | | |
Security | | 032654105 | | Meeting Type | | Annual |
Ticker Symbol | | ADI | | Meeting Date | | 09-Mar-2010 |
ISIN | | US0326541051 | | Agenda | | 933188371 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAY STATA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JERALD G. FISHMAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JAMES A. CHAMPY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JOHN L. DOYLE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JOHN C. HODGSON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: NEIL NOVICH | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: F. GRANT SAVIERS | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAUL J. SEVERINO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 30, 2010. | | Management | | For | | For |
Page 13 of 43
HEWLETT-PACKARD COMPANY
| | | | | | |
Security | | 428236103 | | Meeting Type | | Annual |
Ticker Symbol | | HPQ | | Meeting Date | | 17-Mar-2010 |
ISIN | | US4282361033 | | Agenda | | 933187191 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: M.L. ANDREESSEN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: L.T. BABBIO, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: S.M. BALDAUF | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: R.L. GUPTA | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: J.H. HAMMERGREN | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: M.V. HURD | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: J.Z. HYATT | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: J.R. JOYCE | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: R.L. RYAN | | Management | | For | | For |
IJ | | ELECTION OF DIRECTOR: L.S. SALHANY | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: G.K. THOMPSON | | Management | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING OCTOBER 31, 2010. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE THE AMENDED AND RESTATED HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
Page 14 of 43
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| | | | | | |
Security | | 806857108 | | Meeting Type | | Annual |
Ticker Symbol | | SLB | | Meeting Date | | 07-Apr-2010 |
ISIN | | AN8068571086 | | Agenda | | 933201395 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 P. CAMUS | | | | For | | For |
| | 2 J.S. GORELICK | | | | For | | For |
| | 3 A. GOULD | | | | For | | For |
| | 4 T. ISAAC | | | | For | | For |
| | 5 N. KUDRYAVTSEV | | | | For | | For |
| | 6 A. LAJOUS | | | | For | | For |
| | 7 M.E. MARKS | | | | For | | For |
| | 8 L.R. REIF | | | | For | | For |
| | 9 T.I. SANDVOLD | | | | For | | For |
| | 10 H. SEYDOUX | | | | For | | For |
| | 11 P. CURRIE | | | | For | | For |
| | 12 K.V. KAMATH | | | | For | | For |
02 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Management | | For | | For |
05 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 15 of 43
UNITED TECHNOLOGIES CORPORATION
| | | | | | |
Security | | 913017109 | | Meeting Type | | Annual |
Ticker Symbol | | UTX | | Meeting Date | | 14-Apr-2010 |
ISIN | | US9130171096 | | Agenda | | 933195530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LOUIS R. CHENEVERT | | | | For | | For |
| | 2 JOHN V. FARACI | | | | For | | For |
| | 3 JEAN-PIERRE GARNIER | | | | For | | For |
| | 4 JAMIE S. GORELICK | | | | For | | For |
| | 5 CARLOS M. GUTIERREZ | | | | For | | For |
| | 6 EDWARD A. KANGAS | | | | For | | For |
| | 7 CHARLES R. LEE | | | | For | | For |
| | 8 RICHARD D. MCCORMICK | | | | For | | For |
| | 9 HAROLD MCGRAW III | | | | For | | For |
| | 10 RICHARD B. MYERS | | | | For | | For |
| | 11 H. PATRICK SWYGERT | | | | For | | For |
| | 12 ANDRE VILLENEUVE | | | | For | | For |
| | 13 CHRISTINE TODD WHITMAN | | | | For | | For |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
03 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 16 of 43
THE COCA-COLA COMPANY
| | | | | | |
Security | | 191216100 | | Meeting Type | | Annual |
Ticker Symbol | | KO | | Meeting Date | | 21-Apr-2010 |
ISIN | | US1912161007 | | Agenda | | 933196758 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | Against | | Against |
05 | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For |
06 | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For |
07 | | ELECTION OF DIRECTOR: DONALD R. KEOUGH | | Management | | For | | For |
08 | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For |
09 | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For |
10 | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For |
11 | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For |
12 | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For |
13 | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | For | | For |
14 | | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | | Management | | For | | For |
15 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For |
16 | | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
17 | | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | | Shareholder | | For | | Against |
18 | | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | | Shareholder | | Against | | For |
19 | | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | | Shareholder | | For | | Against |
Page 17 of 43
ABBOTT LABORATORIES
| | | | | | |
Security | | 002824100 | | Meeting Type | | Annual |
Ticker Symbol | | ABT | | Meeting Date | | 23-Apr-2010 |
ISIN | | US0028241000 | | Agenda | | 933205898 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R.J. ALPERN | | | | For | | For |
| | 2 R.S. AUSTIN | | | | For | | For |
| | 3 W.M. DALEY | | | | Withheld | | Against |
| | 4 W.J. FARRELL | | | | Withheld | | Against |
| | 5 H.L. FULLER | | | | Withheld | | Against |
| | 6 W.A. OSBORN | | | | Withheld | | Against |
| | 7 D.A.L. OWEN | | | | For | | For |
| | 8 R.S. ROBERTS | | | | For | | For |
| | 9 S.C. SCOTT III | | | | For | | For |
| | 10 W.D. SMITHBURG | | | | Withheld | | Against |
| | 11 G.F. TILTON | | | | For | | For |
| | 12 M.D. WHITE | | | | For | | For |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | Shareholder | | For | | Against |
04 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | Shareholder | | For | | Against |
Page 18 of 43
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | |
Security | | 459200101 | | Meeting Type | | Annual |
Ticker Symbol | | IBM | | Meeting Date | | 27-Apr-2010 |
ISIN | | US4592001014 | | Agenda | | 933199653 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: C. BLACK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: T. NISHIMURO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 19 of 43
PRAXAIR, INC.
| | | | | | |
Security | | 74005P104 | | Meeting Type | | Annual |
Ticker Symbol | | PX | | Meeting Date | | 27-Apr-2010 |
ISIN | | US74005P1049 | | Agenda | | 933201600 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | 2 NANCE K. DICCIANI | | | | For | | For |
| | 3 EDWARD G. GALANTE | | | | For | | For |
| | 4 CLAIRE W. GARGALLI | | | | For | | For |
| | 5 IRA D. HALL | | | | For | | For |
| | 6 RAYMOND W. LEBOEUF | | | | For | | For |
| | 7 LARRY D. MCVAY | | | | For | | For |
| | 8 WAYNE T. SMITH | | | | For | | For |
| | 9 ROBERT L. WOOD | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | | Management | | For | | For |
Page 20 of 43
EXELON CORPORATION
| | | | | | |
Security | | 30161N101 | | Meeting Type | | Annual |
Ticker Symbol | | EXC | | Meeting Date | | 27-Apr-2010 |
ISIN | | US30161N1019 | | Agenda | | 933201826 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: M. WALTER D’ALESSIO | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BRUCE DEMARS | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: NELSON A. DIAZ | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: SUE L. GIN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: PAUL L. JOSKOW | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: RICHARD W. MIES | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: JOHN M. PALMS | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: THOMAS J. RIDGE | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: JOHN W. ROWE | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: DON THOMPSON | | Management | | For | | For |
02 | | THE APPROVAL OF EXELON CORPORATION’S 2011 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
03 | | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON’S INDEPENDENT ACCOUNTANT FOR THE YEAR 2010. | | Management | | For | | For |
Page 21 of 43
WELLS FARGO & COMPANY
| | | | | | |
Security | | 949746101 | | Meeting Type | | Annual |
Ticker Symbol | | WFC | | Meeting Date | | 27-Apr-2010 |
ISIN | | US9497461015 | | Agenda | | 933204593 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | Against | | Against |
1L | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: ROBERT K. STEEL | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | �� | Management | | For | | For |
02 | | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVES. | | Management | | Against | �� | Against |
03 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY’S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | | Management | | For | | For |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
05 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
07 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | | Shareholder | | For | | Against |
08 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 22 of 43
EMC CORPORATION
| | | | | | |
Security | | 268648102 | | Meeting Type | | Annual |
Ticker Symbol | | EMC | | Meeting Date | | 29-Apr-2010 |
ISIN | | US2686481027 | | Agenda | | 933203200 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | | Management | | Against | | Against |
03 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
04 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 23 of 43
ALLERGAN, INC.
| | | | | | |
Security | | 018490102 | | Meeting Type | | Annual |
Ticker Symbol | | AGN | | Meeting Date | | 29-Apr-2010 |
ISIN | | US0184901025 | | Agenda | | 933203363 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAWN HUDSON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Management | | For | | For |
04 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Management | | For | | For |
05 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENT TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
06 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
Page 24 of 43
BAXTER INTERNATIONAL INC.
| | | | | | |
Security | | 071813109 | | Meeting Type | | Annual |
Ticker Symbol | | BAX | | Meeting Date | | 04-May-2010 |
ISIN | | US0718131099 | | Agenda | | 933211726 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: BLAKE E. DEVITT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN D. FORSYTH | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GAIL D. FOSLER | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTING. | | Shareholder | | For | | Against |
Page 25 of 43
CME GROUP
| | | | | | |
Security | | 12572Q105 | | Meeting Type | | Annual |
Ticker Symbol | | CME | | Meeting Date | | 05-May-2010 |
ISIN | | US12572Q1058 | | Agenda | | 933210495 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 TERRENCE A. DUFFY | | | | For | | For |
| | 2 CHARLES P. CAREY | | | | For | | For |
| | 3 MARK E. CERMAK | | | | For | | For |
| | 4 MARTIN J. GEPSMAN | | | | For | | For |
| | 5 LEO MELAMED | | | | For | | For |
| | 6 JOSEPH NICIFORO | | | | For | | For |
| | 7 C.C. ODOM II | | | | For | | For |
| | 8 JOHN F. SANDNER | | | | For | | For |
| | 9 DENNIS A. SUSKIND | | | | For | | For |
02 | | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 26 of 43
PEPSICO, INC.
| | | | | | |
Security | | 713448108 | | Meeting Type | | Annual |
Ticker Symbol | | PEP | | Meeting Date | | 05-May-2010 |
ISIN | | US7134481081 | | Agenda | | 933213388 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.L. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: I.M. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: D. DUBLON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: V.J. DZAU | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: R.L. HUNT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: A. IBARGUEN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: I.K. NOOYI | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: L.G. TROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: D. VASELLA | | Management | | Against | | Against |
02 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Management | | For | | For |
03 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | Shareholder | | Against | | For |
05 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | Shareholder | | Against | | For |
Page 27 of 43
POTASH CORPORATION OF SASKATCHEWAN INC.
| | | | | | |
Security | | 73755L107 | | Meeting Type | | Annual and Special Meeting |
Ticker Symbol | | POT | | Meeting Date | | 06-May-2010 |
ISIN | | CA73755L1076 | | Agenda | | 933206662 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 C. M. BURLEY | | | | For | | For |
| | 2 W. J. DOYLE | | | | For | | For |
| | 3 J. W. ESTEY | | | | For | | For |
| | 4 C. S. HOFFMAN | | | | For | | For |
| | 5 D. J. HOWE | | | | For | | For |
| | 6 A. D. LABERGE | | | | For | | For |
| | 7 K. G. MARTELL | | | | For | | For |
| | 8 J. J. MCCAIG | | | | For | | For |
| | 9 M. MOGFORD | | | | For | | For |
| | 10 P. J. SCHOENHALS | | | | For | | For |
| | 11 E. R. STROMBERG | | | | For | | For |
| | 12 E. VIYELLA DE PALIZA | | | | For | | For |
02 | | THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS OF THE CORPORATION. | | Management | | For | | For |
03 | | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | | Management | | For | | For |
04 | | THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) ACCEPTING THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | | Management | | For | | For |
Page 28 of 43
ECOLAB INC.
| | | | | | |
Security | | 278865100 | | Meeting Type | | Annual |
Ticker Symbol | | ECL | | Meeting Date | | 06-May-2010 |
ISIN | | US2788651006 | | Agenda | | 933213390 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: C. SCOTT O’HARA | | Management | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
3 | | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
4 | | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | | Management | | For | | For |
5 | | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | | Management | | For | | For |
6 | | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | | Shareholder | | For | | Against |
7 | | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | | Shareholder | | For | | Against |
Page 29 of 43
APACHE CORPORATION
| | | | | | |
Security | | 037411105 | | Meeting Type | | Annual |
Ticker Symbol | | APA | | Meeting Date | | 06-May-2010 |
ISIN | | US0374111054 | | Agenda | | 933215065 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: F.H. MERELLI | | Management | | For | | For |
04 | | RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS. | | Management | | For | | For |
Page 30 of 43
QUEST DIAGNOSTICS INCORPORATED
| | | | | | |
Security | | 74834L100 | | Meeting Type | | Annual |
Ticker Symbol | | DGX | | Meeting Date | | 06-May-2010 |
ISIN | | US74834L1008 | | Agenda | | 933235435 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN C. BALDWIN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GARY M. PFEIFFER | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 31 of 43
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Security | | 674599105 | | Meeting Type | | Annual |
Ticker Symbol | | OXY | | Meeting Date | | 07-May-2010 |
ISIN | | US6745991058 | | Agenda | | 933224761 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: RAY R. IRANI | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Management | | Against | | Against |
1K | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Management | | Against | | Against |
1L | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Management | | Against | | Against |
1M | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Management | | Against | | Against |
02 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Management | | For | | For |
04 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Management | | Against | | Against |
05 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | Shareholder | | Against | | For |
06 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | Shareholder | | For | | Against |
07 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | Shareholder | | For | | Against |
08 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | Shareholder | | For | | Against |
09 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | Shareholder | | For | | Against |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | Shareholder | | For | | Against |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | Shareholder | | For | | Against |
Page 32 of 43
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Security | | 38141G104 | | Meeting Type | | Annual |
Ticker Symbol | | GS | | Meeting Date | | 07-May-2010 |
ISIN | | US38141G1040 | | Agenda | | 933232338 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN H. BRYAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GARY D. COHN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: CLAES DAHLBACK | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JAMES A. JOHNSON | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | | Management | | For | | For |
03 | | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | | Management | | For | | For |
04 | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | | Management | | For | | For |
05 | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | | Management | | For | | For |
06 | | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
07 | | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | | Shareholder | | For | | Against |
08 | | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | | Shareholder | | For | | Against |
09 | | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | Shareholder | | For | | Against |
10 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | | Shareholder | | For | | Against |
11 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | | Shareholder | | For | | Against |
12 | | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | | Shareholder | | For | | Against |
Page 33 of 43
WASTE MANAGEMENT, INC.
| | | | | | |
Security | | 94106L109 | | Meeting Type | | Annual |
Ticker Symbol | | WM | | Meeting Date | | 11-May-2010 |
ISIN | | US94106L1098 | | Agenda | | 933208705 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: PATRICK W. GROSS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JOHN C. POPE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: W. ROBERT REUM | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID P. STEINER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | | Management | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | PROPOSAL TO AMEND THE COMPANY’S SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | | Management | | For | | For |
04 | | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
05 | | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 34 of 43
ITT CORPORATION
| | | | | | |
Security | | 450911102 | | Meeting Type | | Annual |
Ticker Symbol | | ITT | | Meeting Date | | 11-May-2010 |
ISIN | | US4509111021 | | Agenda | | 933215053 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 STEVEN R. LORANGER | | | | For | | For |
| | 2 CURTIS J. CRAWFORD | | | | For | | For |
| | 3 CHRISTINA A. GOLD | | | | For | | For |
| | 4 RALPH F. HAKE | | | | For | | For |
| | 5 JOHN J. HAMRE | | | | For | | For |
| | 6 PAUL J. KERN | | | | For | | For |
| | 7 FRANK T. MACINNIS | | | | For | | For |
| | 8 SURYA N. MOHAPATRA | | | | For | | For |
| | 9 LINDA S. SANFORD | | | | For | | For |
| | 10 MARKOS I. TAMBAKERAS | | | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
3 | | TO VOTE ON A SHAREHOLDER PROPOSAL, REQUESTING THE COMPANY PROVIDE A COMPREHENSIVE REPORT OF THE COMPANY’S MILITARY SALES TO FOREIGN GOVERNMENTS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
4 | | TO VOTE ON A SHAREHOLDER PROPOSAL, AMENDING THE COMPANY’S BY-LAWS TO ALLOW SHAREOWNERS TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 35 of 43
AMERICAN TOWER CORPORATION
| | | | | | |
Security | | 029912201 | | Meeting Type | | Annual |
Ticker Symbol | | AMT | | Meeting Date | | 12-May-2010 |
ISIN | | US0299122012 | | Agenda | | 933215116 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RONALD M. DYKES | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: CAROLYN F. KATZ | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JOANN A. REED | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: SAMME L. THOMPSON | | Management | | For | | For |
02 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 36 of 43
GOOGLE INC.
| | | | | | |
Security | | 38259P508 | | Meeting Type | | Annual |
Ticker Symbol | | GOOG | | Meeting Date | | 13-May-2010 |
ISIN | | US38259P5089 | | Agenda | | 933216738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ERIC SCHMIDT | | | | For | | For |
| | 2 SERGEY BRIN | | | | For | | For |
| | 3 LARRY PAGE | | | | For | | For |
| | 4 L. JOHN DOERR | | | | For | | For |
| | 5 JOHN L. HENNESSY | | | | For | | For |
| | 6 ANN MATHER | | | | For | | For |
| | 7 PAUL S. OTELLINI | | | | For | | For |
| | 8 K. RAM SHRIRAM | | | | For | | For |
| | 9 SHIRLEY M. TILGHMAN | | | | For | | For |
02 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Management | | Against | | Against |
04 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
05 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
06 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 37 of 43
NORFOLK SOUTHERN CORPORATION
| | | | | | |
Security | | 655844108 | | Meeting Type | | Annual |
Ticker Symbol | | NSC | | Meeting Date | | 13-May-2010 |
ISIN | | US6558441084 | | Agenda | | 933217526 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ALSTON D. CORRELL | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: LANDON HILLIARD | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BURTON M. JOYCE | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | For |
04 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION LONG-TERM INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
05 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION EXECUTIVE MANAGEMENT INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
06 | | STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 38 of 43
INTEL CORPORATION
| | | | | | |
Security | | 458140100 | | Meeting Type | | Annual |
Ticker Symbol | | INTC | | Meeting Date | | 19-May-2010 |
ISIN | | US4581401001 | | Agenda | | 933224367 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JANE E. SHAW | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | | For | | For |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
Page 39 of 43
MCDONALD’S CORPORATION
| | | | | | |
Security | | 580135101 | | Meeting Type | | Annual |
Ticker Symbol | | MCD | | Meeting Date | | 20-May-2010 |
ISIN | | US5801351017 | | Agenda | | 933232491 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: WALTER E. MASSEY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ROGER W. STONE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MILES D. WHITE | | Management | | For | | For |
02 | | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
04 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | | Shareholder | | For | | Against |
Page 40 of 43
FPL GROUP, INC.
| | | | | | |
Security | | 302571104 | | Meeting Type | | Annual |
Ticker Symbol | | FPL | | Meeting Date | | 21-May-2010 |
ISIN | | US3025711041 | | Agenda | | 933228062 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SHERRY S. BARRAT | | | | For | | For |
| | 2 ROBERT M. BEALL, II | | | | For | | For |
| | 3 J. HYATT BROWN | | | | For | | For |
| | 4 JAMES L. CAMAREN | | | | For | | For |
| | 5 J. BRIAN FERGUSON | | | | For | | For |
| | 6 LEWIS HAY, III | | | | For | | For |
| | 7 TONI JENNINGS | | | | For | | For |
| | 8 OLIVER D. KINGSLEY, JR. | | | | For | | For |
| | 9 RUDY E. SCHUPP | | | | For | | For |
| | 10 WILLIAM H. SWANSON | | | | For | | For |
| | 11 MICHAEL H. THAMAN | | | | For | | For |
| | 12 HANSEL E. TOOKES, II | | | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY’S NAME TO NEXTERA ENERGY, INC. | | Management | | For | | For |
Page 41 of 43
CHEVRON CORPORATION
| | | | | | |
Security | | 166764100 | | Meeting Type | | Annual |
Ticker Symbol | | CVX | | Meeting Date | | 26-May-2010 |
ISIN | | US1667641005 | | Agenda | | 933241743 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.H. ARMACOST | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: L.F. DEILY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: R.J. EATON | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: C. HAGEL | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: E. HERNANDEZ | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: F.G. JENIFER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: S. NUNN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: D.B. RICE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: K.W. SHARER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: C.R. SHOEMATE | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: C. WARE | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: J.S. WATSON | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | | Management | | For | | For |
04 | | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | | Shareholder | | For | | Against |
05 | | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | | Shareholder | | For | | Against |
06 | | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | | Shareholder | | For | | Against |
07 | | GUIDELINES FOR COUNTRY SELECTION | | Shareholder | | For | | Against |
08 | | FINANCIAL RISKS FROM CLIMATE CHANGE | | Shareholder | | For | | Against |
09 | | HUMAN RIGHTS COMMITTEE | | Shareholder | | For | | Against |
Page 42 of 43
NOMURA HOLDINGS, INC.
| | | | | | |
Security | | 65535H208 | | Meeting Type | | Annual |
Ticker Symbol | | NMR | | Meeting Date | | 25-Jun-2010 |
ISIN | | US65535H2085 | | Agenda | | 933295316 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JUNICHI UJIIE | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: KENICHI WATANABE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: TAKUMI SHIBATA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MASANORI ITATANI | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: MASANORI NISHIMATSU | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: HARUO TSUJI | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: HAJIME SAWABE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: TSUGUOKI FUJINUMA | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: HIDEAKI KUBORI | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: MASAHIRO SAKANE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: LORD COLIN MARSHALL | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: DAME CLARA FURSE | | Management | | For | | For |
Page 43 of 43
Nuveen Santa Barbara Global Equity Fund
| | | | | | |
| | | |
Nice-Systems Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Jul-09 | | 653656108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1a | | Elect Ron Gutler as Director | | For | | For |
1b | | Elect Joseph Atsmon as Director | | For | | For |
1c | | Elect Rimon Ben-Shaoul as Director | | For | | For |
1d | | Elect Yoseph Dauber as Director | | For | | For |
1e | | Elect John Hughes as Director | | For | | For |
1f | | Elect David Kostman as Director | | For | | For |
2 | | Re-appoint The Company’s Independent Auditors And To Authorize | | For | | For |
| | The Company’s Board Of Directors To Fix Their Remuneration. | | | | |
| | | | | | |
| | | |
Accenture plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Aug-09 | | G1150G111 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Accenture Ltd Class A Common Shareholder Class Meeting Proposals | | None | | None |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | Accenture Ltd Class X Common Shareholder Class Meeting Proposals | | None | | None |
1 | | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | Accenture Ltd Special General Meeting Proposals | | None | | None |
1 | | Approve the Creation of Distributable Reserves for Accenture plc | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
SeaDrill Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Sep-09 | | G7945E105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
2 | | Fix Number of Directors at Eight | | For | | For |
3 | | Authorize Board to Fill Vacancies | | For | | For |
4 | | Reelect John Fredriksen as Director | | For | | Against |
5 | | Reelect Tor Olav Troim as Director | | For | | Against |
6 | | Reelect Kate Blankenship as Director | | For | | Against |
7 | | Reelect Kjell E. Jacobsen as Director | | For | | Against |
8 | | Elect Kathrine Fredriksen as Director | | For | | Against |
9 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board | | For | | For |
| | to Fix Their Remuneration | | | | |
10 | | Approve Remuneration of Directors | | For | | For |
11 | | Transact Other Business (Voting) | | For | | Against |
| | | | | | |
| | | |
McBride plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-Oct-09 | | G5922D108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Approve Final Dividend of 4.3 Pence Per Ordinary Share | | For | | For |
4 | | Re-elect John Napier as Director | | For | | For |
5 | | Re-elect Christine Bogdanowicz-Bindert as Director | | For | | For |
6 | | Re-elect Robert Lee as Director | | For | | For |
7 | | Re-elect Miles Roberts as Director | | For | | For |
8 | | Re-elect Colin Smith as Director | | For | | For |
9 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
11 | | Authorise the Company and Each Relevant Subsidiary to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 50,000 | | For | | For |
12 | | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 6,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,000,000 After Deducting Any Securities Issued Under the General Authority | | For | | For |
13 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 901,441 | | For | | For |
14 | | Authorise 18,028,000 Ordinary Shares for Market Purchase | | For | | For |
15 | | Adopt New Articles of Association | | For | | For |
16 | | Approve That a General Meeting of the Company Other Than an AGM May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
| | | | | | |
| | | |
Sino Land Company Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Nov-09 | | Y80267126 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend of HK$0.3 Per Ordinary Share with Scrip Option | | For | | For |
3a | | Reelect Robert Ng Chee Siong as Director | | For | | For |
3b | | Reelect Allan Zeman as Director | | For | | For |
3c | | Reelect Yu Wai Wai as Director | | For | | Against |
3d | | Authorize Board to Fix Remuneration of Directors | | For | | For |
4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
5b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
5c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
6 | | Amend Articles of Association and Adopt New Articles of Association | | For | | For |
| | | | | | |
| | | |
Redflex Holdings Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Nov-09 | | Q8050F175 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Management Proposals | | None | | None |
1 | | Elect Christopher Cooper as a Director | | For | | Against |
2 | | Elect Karen Finley as a Director | | For | | For |
| | | | | | | | |
3 | | Elect Ronald Langley as a Director | | For | | For |
4 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
5 | | Approve the Grant of 82,231 Performance Rights to Graham Davie, CEO, Pursuant to the Redflex Long Term Incentive Plan for Australian Executives | | For | | For |
6 | | Approve the Grant of 92,812 Performance Rights to Karen Finley, CEO of Redflex Traffic Systems Inc, Pursuant to the Redflex Long Term Incentive Plan for USA Executives | | For | | For |
| | Shareholder Proposals | | None | | None |
7 | | Elect Robin Debernardi as a Director | | Against | | For |
8 | | Elect Ian Davis as a Director | | Against | | For |
9 | | Elect Max Findlay as a Director | | Against | | For |
10 | | Remove Peter Lewinsky as a Director | | Against | | For |
11 | | Remove Roger Sawley as a Director | | Against | | For |
| | | | | | |
| | | |
Paladin Energy Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PDN | | 25-Nov-09 | | Q7264T179 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
2 | | Elect Donald Myron Shumka as a Director | | For | | For |
3 | | Approve the Paladin Energy Ltd Employee Performance Share Rights Plan | | For | | For |
4 | | Approve the Paladin Energy Ltd Contractor Performance Share Rights Plan | | For | | For |
5 | | Approve the Grant of Up to 1 Million Performance Rights to John Borshoff, Managing Director and CEO, Pursuant to the Paladin Energy Ltd Employee Performance Share Rights Plan | | For | | For |
6 | | Ratify the Past Issuance of 93.45 Million Shares at an Issue Price of A$4.60 Each to Institutional and Sophisticated Investors Made on Sept. 15, 2009 | | For | | For |
7 | | Renew the Company’s Proportional Takeover Approval Provisions | | For | | For |
| | | | | | |
| | | |
Fast Retailing | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9983 | | 26-Nov-09 | | J1346E100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles To Reflect Digitalization of Share Certificates | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
| | | | | | |
| | | |
Centamin Egypt Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q2159B110 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.0 | | Accept the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | | For | | For |
2.0 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | Against |
3.1 | | Elect Colin Cowden as a Director | | For | | For |
3.2 | | Elect Thomas Elder as a Director | | For | | For |
3.3 | | Elect Herbert Stuart Bottomley as a Director | | For | | For |
4.0 | | Approve the Company’s Employee Option Plan 2009 | | For | | Against |
5.0 | | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$300,000 to A$400,000 per Annum | | For | | For |
6.1 | | Ratify the Past Issuance of 106.15 Million Shares at an Issue Price of C$0.65 Each to Clients of Thomas Weisel Partners Canada Inc and Cormark Securities Inc Made on Feb. 10, 2009 in Connection with a Bought Deal Offering in Canada by the Company | | For | | For |
| | | | | | | | |
6.2 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Thomas Weisel Partners Canada Inc Made on Feb. 10, 2009 | | For | | For |
6.3 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Cormark Securities Inc Made on Feb. 10, 2009 | | For | | For |
6.4 | | Ratify the Past Issuance of 1.63 Million Options at an Exercise Price of A$1.20 Each to Macquarie Bank Ltd Made on April 15, 2009 in Connection with the Procurement of a Corporate Loan Facility by the Company | | For | | For |
6.5 | | Ratify the Past Issuance of 19 Million Shares at an Issue Price of C$1.56 Each to Clients of Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | For | | For |
6.6 | | Ratify the Past Issuance of 788,437 Broker Warrants at an Exercise Price of C$1.56 Each to Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | For | | For |
6.7 | | Ratify the Past Issuance of 161,5653 Broker Warrants at an Exercise Price of C$1.52 Each to Thomas Weisel Partners Canada Inc Made on Aug. 26, 2009 | | For | | For |
6.8 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Investec Bank Plc as Payment of Provision of Professional Services inRelation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | For | | For |
6.9 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Ambrian Partners Ltd as Payment of Provision of Professional Services in Relation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | For | | For |
7.0 | | Amend the Company’s Constitution to Include Pre-Emption Rights for Shareholders for New Issues of Securities | | For | | For |
8.0 | | Approve the Issuance of Up to 101.65 Million Shares Without Pre-Emption Rights | | For | | For |
| | | | | | |
| | | |
Alibaba.com Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Dec-09 | | Y0033Z106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Cooperation Framework Agreement and Annual Caps | | For | | For |
2 | | Approve Cross-Selling Services Framework Agreement and Annual Caps | | For | | For |
3 | | Approve Technology and Intellectual Property Framework License Agreement and Annual Caps | | For | | For |
4 | | Authorize Board to Sign and Execute Documents Related to the Cooperation Framework Agreement, the Cross-Selling Services Framework Agreement and the Technology and Intellectual Property Framework License Agreement | | For | | For |
| | | | | | |
| | | |
Activision Blizzard, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ATVI | | 17-Dec-09 | | 00507V109 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Top Glove Corporation Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Jan-10 | | Y88965101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Single Tier Final Dividend of MYR 0.09 Per Share and Single Tier Special Dividend of MYR 0.06 Per Share for the Financial Year Ended Aug. 31, 2009 | | For | | For |
| | | | | | | | |
2 | | Approve Remuneration of Directors for the Financial Year Ended Aug. 31, 2009 | | For | | For |
3 | | Elect Tong Siew Bee as Director | | For | | For |
4 | | Elect Lee Kim Meow as Director | | For | | For |
5 | | Elect Lim Cheong Guan as Director | | For | | For |
6 | | Elect Arshad Bin Ayub as Director | | For | | For |
7 | | Elect Sekarajasekaran a/l Arasaratnam as Director | | For | | For |
8 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | |
| | | |
Monsanto Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MON | | 26-Jan-10 | | 61166W101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Frank V. AtLee III | | For | | For |
2 | | Elect Director David L. Chicoine | | For | | For |
3 | | Elect Director Arthur H. Harper | | For | | For |
4 | | Elect Director Gwendolyn S. King | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
RNB Retail and Brands | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jan-10 | | W7263G155 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | None | | |
2 | | Elect Claes Hansson as Chairman of Meeting | | For | | For |
3 | | Prepare and Approve List of Shareholders | | For | | For |
4 | | Approve Agenda of Meeting | | For | | For |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
6 | | Acknowledge Proper Convening of Meeting | | For | | For |
7 | | Receive President’s Report | | None | | |
8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | None | | |
9 | | Approve Financial Statements and Statutory Reports | | For | | For |
10 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
11 | | Approve Discharge of Board and President | | For | | For |
12 | | Determine Number of Members (8) and Deputy Members (0) of Board | | For | | For |
13 | | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman, and SEK 125,000 for Other Directors; Approve Remuneration of Auditors | | For | | For |
14 | | Reelect Jan Carlzon, Lilian Fossum, Torsten Jansson, Laszlo Kriss, Mikael Solberg, John Wallmark, and Nils Vinberg as Direct ors; Elect Magnus Hakansson as New Director and Chairman of the Board | | For | | For |
15 | | Authorize Representatives of Four of Company’s Largest Shareho lders to Serve on Nominating Committee | | For | | For |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
17 | | Close Meeting | | None | | |
| | | | | | |
| | | |
Apple Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AAPL | | 25-Feb-10 | | 037833100 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director William V. Campbell | | For | | For |
1.2 | | Elect Director Millard S. Drexler | | For | | For |
1.3 | | Elect Director Albert A. Gore, Jr. | | For | | For |
1.4 | | Elect Director Steven P. Jobs | | For | | For |
1.5 | | Elect Director Andrea Jung | | For | | For |
1.6 | | Elect Director Arthur D. Levinson | | For | | For |
1.7 | | Elect Director Jerome B. York | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Prepare Sustainability Report | | Against | | Against |
7 | | Establish Other Board Committee | | Against | | Against |
| | | | | | |
| | | |
PT Astra International Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 01-Mar-10 | | Y7117N149 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Directors | | For | | Against |
| | | | | | |
| | | |
QUALCOMM Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: QCOM | | 02-Mar-10 | | 747525103 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Barbara T. Alexander | | For | | For |
1.2 | | Elect Director Stephen M. Bennett | | For | | For |
1.3 | | Elect Director Donald G. Cruickshank | | For | | For |
1.4 | | Elect Director Raymond V. Dittamore | | For | | For |
1.5 | | Elect Director Thomas W. Horton | | For | | For |
1.6 | | Elect Director Irwin Mark Jacobs | | For | | For |
1.7 | | Elect Director Paul E. Jacobs | | For | | For |
1.8 | | Elect Director Robert E. Kahn | | For | | For |
1.9 | | Elect Director Sherry Lansing | | For | | For |
1.10 | | Elect Director Duane A. Nelles | | For | | For |
1.11 | | Elect Director Brent Scowcroft | | For | | For |
1.12 | | Elect Director Marc I. Stern | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Outotec Oyj (Outokumpu Technology) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-Mar-10 | | X6026E100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | |
2 | | Calling the Meeting to Order | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
4 | | Acknowledge Proper Convening of Meeting | | For | | For |
5 | | Prepare and Approve List of Shareholders | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Review | | | | |
7 | | Accept Financial Statements and Statutory Reports | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Monthly Remuneration of Directors in the Amount of EUR 5,000 for Chairman, EUR 4,000 for Vice Chairman, and EUR 3,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | | For | | For |
| | | | | | | | |
11 | | Fix Number of Directors at Six | | For | | For |
12 | | Reelect Carl-Gustaf Bergstrom (Chair), Karri Kaitue, Hannu Linnoinen, and Anssi Soila as Directors; Elect Eija Ailasmaa and Tapani Jarvinen as New Directors | | For | | For |
13 | | Approve Remuneration of Auditors | | For | | For |
14 | | Ratify KPMG Oy Ab as Auditors | | For | | For |
15 | | Authorize Repurchase of up to 4.6 Million Issued Shares | | For | | For |
16 | | Approve Issuance of up to 4.6 Million Shares without Preemptive Rights | | For | | For |
17 | | Amend Articles Re: Notification of General Meeting | | For | | For |
18 | | Approve Charitable Donations of up to EUR 600,000 to Finnish Universities | | For | | For |
19 | | Close Meeting | | | | |
| | | | | | |
| | | |
Samsung Electro-Mechanics Co | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Mar-10 | | Y7470U102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Appropriation of Income and Dividends of KRW 750 per Common Share and KRW 800 per Preferred Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Elect One Inside Director and One Outside Director (Bundled) | | For | | For |
4 | | Elect Kang Byung-Ho as Member of Audit Committee | | For | | For |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | |
| | | |
Autonomy Corporation plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Mar-10 | | G0669T101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | Against |
3 | | Elect Robert Webb as Director | | For | | For |
4 | | Re-elect Sushovan Hussain as Director | | For | | For |
5 | | Re-elect Michael Lynch as Director | | For | | For |
6 | | Re-elect John McMonigall as Director | | For | | Against |
7 | | Re-elect Richard Perle as Director | | For | | Against |
8 | | Re-elect Barry Ariko as Director | | For | | Against |
9 | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | | For | | For |
12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | | For | | For |
13 | | Authorise 24,087,628 Ordinary Shares for Market Purchase | | For | | For |
14 | | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days’ Notice | | For | | For |
15 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
| | | |
Novo Nordisk A/S | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Mar-10 | | K7314N152 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Report of Board | | |
2 | | Receive and Approve Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Remuneration of Directors | | For | | For |
4 | | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | | For | | For |
5a | | Reelect Sten Scheibye as Director | | For | | For |
5b | | Reelect Goran Ando as Director | | For | | For |
5c | | Reelect Henrik Gurtler as Director | | For | | For |
5d | | Reelect Pamela Kirby as Director | | For | | For |
5e | | Reelect Kurt Nielsen as Director | | For | | For |
5f | | Reelect Hannu Ryopponen as Director | | For | | For |
5g | | Reelect Jorgen Wedel as Director | | For | | For |
6 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
7.1.1 | | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Re cord Date; Editorial Changes | | For | | For |
7.1.2 | | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requiremen | | For | | For |
7.1.3 | | Amend Articles Re: Change Name of Company’s Share Registrar | | For | | For |
7.1.4 | | Amend Articles Re: Appointment of Chairman and Vice Chairman | | For | | For |
7.1.5 | | Amend Articles Re: Right to Sign for the Company | | For | | For |
7.1.6 | | Amend Articles Re: Specify that the Corporate Language is English | | For | | For |
7.1.7 | | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | | For | | For |
7.1.8 | | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | | For | | For |
7.2 | | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | | For | | For |
7.3 | | Authorize Repurchase of up to 10 Percent of Share Capital | | For | | Against |
7.4 | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
8 | | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | | For | | For |
9 | | Other Business | | |
| | | | | | |
| | | |
Domino’s Pizza UK & IRL plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Mar-10 | | G2811T120 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Reappoint Ernst & Young LLP as Auditors of the Company | | For | | For |
3 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
4 | | Approve Final Dividend | | For | | For |
5 | | Re-elect Stephen Hemsley as Director | | For | | For |
6 | | Re-elect Colin Halpern as Director | | For | | For |
7 | | Re-elect Nigel Wray as Director | | For | | For |
8 | | Re-elect John Hodson as Director | | For | | For |
9 | | Approve Remuneration Report | | For | | For |
10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
11 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
12 | | Authorise Market Purchase | | For | | For |
13 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
14 | | Amend Articles of Association | | For | | For |
| | | | | | |
| | | |
Electrolux AB | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Mar-10 | | W24713120 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Marcus Wallenberg as Chairman of Meeting | | For | | For |
2 | | Prepare and Approve List of Shareholders | | For | | For |
3 | | Approve Agenda of Meeting | | For | | For |
4 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
5 | | Acknowledge Proper Convening of Meeting | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | |
7 | | Receive President’s Report | | |
8 | | Approve Financial Statements and Statutory Reports | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Allocation of Income and Dividends of SEK 4.00 per Share | | For | | For |
11 | | Determine Number of Members (10) and Deputy Members of Board (0); Receive Nomination Committee Report | | For | | For |
12 | | Approve Remuneration of Board in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for Deputy Chairman, and SEK 475,00 0 for Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | For | | For |
13 | | Reelect Marcus Wallenberg (Chair), Peggy Bruzelius, Torben Sorensen, Hasse Johansson, John Lupo, Barbara Thoralfsson, Johan Molin, Hans Straberg, and Caroline Sundewall as Directors; Ele ct Lorna Davis as a New Director | | For | | For |
14 | | Ratify PricewaterhouseCoopers AB as Auditors | | For | | For |
15 | | Authorize Board Chairman, One Additional Director, and Representatives of Company’s Four Largest Shareholders to Serve on Nominating Committee | | For | | For |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
17 | | Approve Restricted Stock Plan for Key Employees | | For | | For |
18a | | Authorize Repurchase Up to a Holding of Ten Percent of Issued Share Capital | | For | | For |
18b | | Approve Reissuance of Repurchased Shares to Cover Expenses Connected with Company Acquisitions | | For | | For |
18c | | Approve Reissuance of 3.0 Million Repurchased Class B Shares to Cover Expenses Connected to the 2003 Stock Option Plan and the Electrolux Share Program 2008 | | For | | For |
18d | | Approve Reissuance of 1.5 Million Repurchased Class B Shares to Cover Expenses Connected to the Electrolux Share Program 2010 | | For | | For |
19 | | Close Meeting | | |
| | | | | | |
| | | |
Schlumberger Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SLB | | 07-Apr-10 | | 806857108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect P. Camus as Director | | For | | For |
1.2 | | Elect P. Currie as Director | | For | | For |
1.3 | | Elect J.S. Gorelick as Director | | For | | For |
1.4 | | Elect A. Gould as Director | | For | | For |
1.5 | | Elect T. Isaac as Director | | For | | For |
1.6 | | Elect K.V. Kamath as Director | | For | | For |
1.7 | | Elect N. Kudryavtsev as Director | | For | | For |
1.8 | | Elect A. Lajous as Director | | For | | For |
1.9 | | Elect M.E. Marks as Director | | For | | For |
1.10 | | Elect L.R. Reif as Director | | For | | For |
1.11 | | Elect T.I. Sandvold as Director | | For | | For |
1.12 | | Elect H. Seydoux as Director | | For | | For |
2 | | Adopt and Approve Financials and Dividends | | For | | For |
3 | | Approve 2010 Omnibus Stock Incentive Plan | | For | | For |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | |
| | | |
FLIR Systems, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: FLIR | | 23-Apr-10 | | 302445101 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John D. Carter | | For | | For |
1.2 | | Elect Director Michael T. Smith | | For | | For |
1.3 | | Elect Director John W. Wood, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Praxair, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PX | | 27-Apr-10 | | 74005P104 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephen F. Angel | | For | | For |
1.2 | | Elect Director Nance K. Dicciani | | For | | For |
1.3 | | Elect Director Edward G. Galante | | For | | For |
1.4 | | Elect Director Claire W. Gargalli | | For | | For |
1.5 | | Elect Director Ira D. Hall | | For | | For |
1.6 | | Elect Director Raymond W. LeBoeuf | | For | | For |
1.7 | | Elect Director Larry D. Mcvay | | For | | For |
1.8 | | Elect Director Wayne T. Smith | | For | | For |
1.9 | | Elect Director Robert L. Wood | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Indofood Agri Resources Ltd. (frmly CITYAXIS HOLDINGS LTD) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | Y3974E108 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
2 | | Approve Directors’ Fees of SGD 285,000 for the Year Ended Dec. 31, 2009 (2008: SGD 285,000) | | For | | For |
3a | | Reelect Goh Kian Chee as Director | | For | | For |
3b | | Reelect Hendra Susanto as Director | | For | | For |
3c | | Reelect Axton Salim as Director | | For | | For |
3d | | Reelect Suaimi Suriady as Director | | For | | For |
4 | | Reappoint Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
6 | | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | | For | | For |
7 | | Approve Mandate for Transactions with Related Parties | | For | | For |
8 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | |
| | | |
Sandvik Ab | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-May-10 | | W74857165 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | | | |
2 | | Elect Chairman of Meeting | | For | | For |
3 | | Prepare and Approve List of Shareholders | | For | | For |
4 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
5 | | Approve Agenda of Meeting | | For | | For |
6 | | Acknowledge Proper Convening of Meeting | | For | | For |
7 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
| | | | | | |
8 | | Receive President’s Report | | | | |
9 | | Approve Financial Statements and Statutory Reports | | For | | For |
10 | | Approve Discharge of Board and President | | For | | For |
11 | | Approve Allocation of Income and Dividends of SEK 1 per Share | | For | | For |
12 | | Determine Number of Members (8) and Deputy Members (0) of Board | | For | | For |
13 | | Approve Remuneration of Directors; Approve Remuneration of Auditors | | For | | For |
14 | | Reelect Georg Ehrnrooth, Fredrik Lundberg, Hanne de Mora, Egil Myklebust, Anders Nyren (Chair), Lars Pettersson and Simon Thompson as Directors; Elect Lars Westerberg as Director | | For | | For |
15 | | Authorize Chairman of Board and Representatives of Four of Com pany’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
| | | |
17 | | Close Meeting | | | | |
| | | | | | |
| | | |
CME Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CME | | 05-May-10 | | 12572Q105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Terrence A. Duffy | | For | | For |
1.2 | | Elect Director Charles P. Carey | | For | | For |
1.3 | | Elect Director Mark E. Cermak | | For | | For |
1.4 | | Elect Director Martin J. Gepsman | | For | | For |
1.5 | | Elect Director Leo Melamed | | For | | For |
1.6 | | Elect Director Joseph Niciforo | | For | | For |
1.7 | | Elect Director C.C. Odom | | For | | For |
1.8 | | Elect Director John F. Sandner | | For | | For |
1.9 | | Elect Director Dennis A. Suskind | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Expeditors International of Washington, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EXPD | | 05-May-10 | | 302130109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Mark A. Emmert | | For | | For |
1.2 | | Elect Director R. Jordan Gates | | For | | For |
1.3 | | Elect Director Dan P. Kourkoumelis | | For | | For |
1.4 | | Elect Director Michael J. Malone | | For | | For |
1.5 | | Elect Director John W. Meisenbach | | For | | For |
1.6 | | Elect Director Peter J. Rose | | For | | For |
1.7 | | Elect Director James L.K. Wang | | For | | For |
1.8 | | Elect Director Robert R. Wright | | For | | For |
2 | | Approve Stock Option Plan | | For | | For |
| | | |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Express Scripts, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ESRX | | 05-May-10 | | 302182100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Gary G. Benanav | | For | | For |
2 | | Elect Director Frank J. Borelli | | For | | For |
3 | | Elect Director Maura C. Breen | | For | | For |
4 | | Elect Director Nicholas J. LaHowchic | | For | | For |
5 | | Elect Director Thomas P. Mac Mahon | | For | | For |
6 | | Elect Director Frank Mergenthaler | | For | | For |
7 | | Elect Director Woodrow A Myers, Jr., M.D. | | For | | For |
8 | | Elect Director John O. Parker, Jr. | | For | | For |
| | | | | | | | |
9 | | Elect Director George Paz | | For | | For |
10 | | Elect Director Samuel K. Skinner | | For | | For |
11 | | Elect Director Seymour Sternberg | | For | | For |
12 | | Elect Director Barrett A. Toan | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Report on Political Contributions | | Against | | For |
15 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | |
| | | |
Autoliv Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ALV | | 06-May-10 | | 052800109 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert W. Alspaugh | | | | For | | For |
1.2 | | Elect Director Walter Kunerth | | | | For | | For |
1.3 | | Elect Director Lars Nyberg | | | | For | | For |
1.4 | | Elect Director Lars Westerberg | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
| | | |
Quest Diagnostics Incorporated | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DGX | | 06-May-10 | | 74834L100 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John C. Baldwin | | | | For | | For |
1.2 | | Elect Director Surya N. Mohapatra | | | | For | | For |
1.3 | | Elect Director Gary M. Pfeiffer | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
| | | |
The Goldman Sachs Group, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GS | | 07-May-10 | | 38141G104 | | Annual |
| | | | | | | | |
| | | | |
| | | | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Lloyd C. Blankfein | | | | For | | For |
1.2 | | Elect Director John H. Bryan | | | | For | | For |
1.3 | | Elect Director Gary D. Cohn | | | | For | | For |
1.4 | | Elect Director Claes Dahlbäck | | | | For | | For |
1.5 | | Elect Director Stephen Friedman | | | | For | | For |
1.6 | | Elect Director William W. George | | | | For | | For |
1.7 | | Elect Director James A. Johnson | | | | For | | For |
1.8 | | Elect Director Lois D. Juliber | | | | For | | For |
1.9 | | Elect Director Lakshmi N. Mittal | | | | For | | For |
1.10 | | Elect Director James J. Schiro | | | | For | | For |
1.11 | | Elect Director H. Lee Scott, Jr. | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | For | | For |
4 | | Reduce Supermajority Vote Requirement | | | | For | | For |
5 | | Provide Right to Call Special Meeting | | | | For | | For |
6 | | Provide for Cumulative Voting | | | | Against | | For |
7 | | Report on Collateral in Derivatives Trading | | | | Against | | For |
8 | | Require Independent Board Chairman | | | | Against | | Against |
9 | | Report on Political Contributions | | | | Against | | For |
10 | | Report on Global Warming Science | | | | Against | | Against |
11 | | Report on Pay Disparity | | | | Against | | Against |
12 | | Stock Retention/Holding Period | | | | Against | | For |
| | | | | | |
| | | |
Adecco SA | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-May-10 | | H00392318 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
1.2 | | Approve Remuneration Report | | For | | Do Not Vote |
2 | | Approve Allocation of Income and Dividends of CHF 0.75 per Share | | For | | Do Not Vote |
3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
4.1 | | Reelect Jakob Baer as Director | | For | | Do Not Vote |
4.2 | | Reelect Rolf Doerig as Director | | For | | Do Not Vote |
4.3 | | Reelect Andreas Jacobs as Director | | For | | Do Not Vote |
4.4 | | Reelect Francis Mer as Director | | For | | Do Not Vote |
4.5 | | Reelect Thomas O’Neill as Director | | For | | Do Not Vote |
4.6 | | Reelect David Prince as Director | | For | | Do Not Vote |
4.7 | | Reelect Wanda Rapaczynski as Director | | For | | Do Not Vote |
4.8 | | Reelect Judith Sprieser as Director | | For | | Do Not Vote |
4.9 | | Elect Alexander Gut as Director | | For | | Do Not Vote |
5 | | Ratify Ernst & Young Ltd as Auditors | | For | | Do Not Vote |
| | | | | | |
| | | |
Gilead Sciences, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GILD | | 11-May-10 | | 375558103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Paul Berg | | For | | For |
1.2 | | Elect Director John F. Cogan | | For | | For |
1.3 | | Elect Director Etienne F. Davignon | | For | | For |
1.4 | | Elect Director James M. Denny | | For | | For |
1.5 | | Elect Director Carla A. Hills | | For | | For |
1.6 | | Elect Director Kevin E. Lofton | | For | | For |
1.7 | | Elect Director John W. Madigan | | For | | For |
1.8 | | Elect Director John C. Martin | | For | | For |
1.9 | | Elect Director Gordon E. Moore | | For | | For |
1.10 | | Elect Director Nicholas G. Moore | | For | | For |
1.11 | | Elect Director Richard J. Whitley | | For | | For |
1.12 | | Elect Director Gayle E. Wilson | | For | | For |
1.13 | | Elect Director Per Wold-Olsen | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
| | | |
Birchcliff Energy Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BIR | | 12-May-10 | | 090697103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Four | | For | | For |
2 | | Elect Gordon W. Cameron, Larry A. Shaw, Werner A. Siemens, and A. Jeffery Tonken as Directors | | For | | Withhold |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | |
| | | | |
Juniper Networks, Inc. | | | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: JNPR | | | | 12-May-10 | | 48203R104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Pradeep Sindhu | | For | | For |
1.2 | | Elect Director Robert M. Calderoni | | For | | Withhold |
1.3 | | Elect Director William F. Meehan | | For | | For |
2 | | Amend Omnibus Stock Plan | | For | | Against |
3 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Paramount Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: POU | | 12-May-10 | | 699320206 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Clayton Riddell, Dirk Junge, Violet Riddell, Alistair Thomson, James Riddell, David Knott, Susan Riddell Rose, Bernhard Wylie, John Gorman, John Roy and Thomas Claugus as Directors | | For | | Withhold |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | |
| | | |
Swatch Group AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-May-10 | | H83949141 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports and Receive Auditor’s Report | | For | | Do Not Vote |
2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
3 | | Approve Allocation of Income and Dividends of CHF 0.80 per Registered Share and CHF 4.00 per Bearer Share | | For | | Do Not Vote |
4 | | Elect Esther Grether, Nayla Hayek, Claude Nicollier, Peter Gross, Nicolas Hayek, Johann Niklaus Schneider-Ammann, Ernst Tanner Georges Nicolas Hayek and Jean-Pierre Roth as Directors | | For | | Do Not Vote |
5 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | Do Not Vote |
6 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | Do Not Vote |
| | | | | | |
| | | |
Google Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GOOG | | 13-May-10 | | 38259P508 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Eric Schmidt | | For | | For |
1.2 | | Elect Director Sergey Brin | | For | | For |
1.3 | | Elect Director Larry Page | | For | | For |
1.4 | | Elect Director L. John Doerr | | For | | For |
1.5 | | Elect Director John L. Hennessy | | For | | For |
1.6 | | Elect Director Ann Mather | | For | | For |
1.7 | | Elect Director Paul S. Otellini | | For | | For |
1.8 | | Elect Director K. Ram Shriram | | For | | For |
1.9 | | Elect Director Shirley M. Tilghman | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Prepare Sustainability Report | | Against | | For |
5 | | Adopt Principles for Online Advertising | | Against | | Against |
6 | | Amend Human Rights Policies Regarding Chinese Operations | | Against | | Against |
| | | | | | |
| | | |
Norfolk Southern Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NSC | | 13-May-10 | | 655844108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Thomas D. Bell, Jr. | | For | | For |
2 | | Elect Director Alston D. Correll | | For | | For |
3 | | Elect Director Landon Hilliard | | For | | For |
4 | | Elect Director Burton M. Joyce | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Declassify the Board of Directors | | For | | For |
7 | | Amend Omnibus Stock Plan | | For | | For |
8 | | Amend Executive Incentive Bonus Plan | | For | | For |
9 | | Report on Political Contributions | | Against | | For |
| | | | | | |
| | | |
PT Bank Mandiri (Persero) Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-May-10 | | Y7123S108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report and Accountability Report on the Utilization of Proceeds from the Subordinated Bonds in 2009; and Ratify Financial Statements, Commissioners’ Report, and Annual Rep ort on the Partnership and Community Development Program | | For | | For |
2 | | Approve Allocation of Income | | For | | For |
3 | | Appoint Auditors | | For | | For |
4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
5 | | Approve Increase in Issued and Paid-Up Capital | | For | | For |
6 | | Approve Increase in Retirement Benefits for the Participants of the Bank Mandiri Pension Funds I-IV | | For | | For |
7 | | Approve Increase in Shareholding in PT AXA Mandiri Financial Services | | For | | For |
8 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Aixtron AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | D0198L143 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.15 per Share | | For | | For |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | For | | For |
4 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | For | | For |
5 | | Approve Remuneration System for Management Board Members | | For | | For |
6 | | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | | For | | For |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
8 | | Approve Creation of EUR 40.3 Million Pool of Capital I without Preemptive Rights | | For | | Against |
9 | | Approve Creation of EUR 10.1 Million Pool of Capital II with Partial Exclussion of Preemptive Rights | | For | | Against |
10 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion | | For | | Against |
11 | | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
12 | | Approve Change of Corporate Form to Societas Europaea (SE) | | For | | For |
| | | | | | |
| | | |
Li & Fung Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | G5485F144 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Declare Final Dividend of HK$0.49 Per Share | | For | | For |
3a | | Reelect Victor Fung Kwok King as Director | | For | | For |
3b | | Reelect Bruce Philip Rockowitz as Director | | For | | For |
3c | | Reelect Paul Edward Selway-Swift as Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | | For | | For |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
8 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
9 | | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | | For | | Against |
| | | | | | |
| | | |
Akamai Technologies, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AKAM | | 19-May-10 | | 00971T101 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director F. Thomson Leighton | | For | | For |
2 | | Elect Director Paul Sagan | | For | | For |
3 | | Elect Director Naomi O. Seligman | | For | | For |
4 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
NVIDIA Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NVDA | | 19-May-10 | | 67066G104 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director James C. Gaither | | For | | For |
1.2 | | Elect Director Jen-Hsun Huang | | For | | For |
1.3 | | Elect Director A. Brooke Seawell | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Broadcom Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BRCM | | 20-May-10 | | 111320107 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Joan L. Amble | | For | | For |
1.2 | | Elect Director Nancy H. Handel | | For | | For |
1.3 | | Elect Director Eddy W. Hartenstein | | For | | For |
1.4 | | Elect Director John E. Major | | For | | For |
1.5 | | Elect Director Scott A. McGregor | | For | | For |
1.6 | | Elect Director William T. Morrow | | For | | For |
1.7 | | Elect Director Robert E. Switz | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
McDonald’s Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MCD | | 20-May-10 | | 580135101 | | Annual |
| | | | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Walter E. Massey | | For | | For |
2 | | Elect Director John W. Rogers, Jr. | | For | | For |
3 | | Elect Director Roger W. Stone | | For | | For |
4 | | Elect Director Miles D. White | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
7 | | Reduce Supermajority Vote Requirement | | Against | | For |
8 | | Require Suppliers to Adopt CAK | | Against | | Against |
9 | | Adopt Cage-Free Eggs Purchasing Policy | | Against | | Against |
| | | | | | |
| | | |
Bunge Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BG | | 21-May-10 | | G16962105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1a | | Elect Jorge Born, Jr. as Director | | For | | For |
1b | | Elect Bernard de La Tour D’Auvergne Lauraguais as Director | | For | | For |
1c | | Elect William Engels as Director | | For | | For |
1d | | Elect L. Patrick Lupo as Director | | For | | For |
2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Bunge Limited Annual Incentive Plan | | For | | For |
4 | | Transact Other Business (Non-Voting) | | | | |
| | | | | | |
| | | |
PT Astra International Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-May-10 | | Y7117N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report and Financial Statements | | For | | For |
2 | | Approve Allocation of Income | | For | | For |
3 | | Elect Commissioners and Directors and Approve Their Remuneration | | For | | Against |
4 | | Appoint Auditors | | For | | For |
| | | | | | |
| | | |
PT Kalbe Farma Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y71287190 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Directors’ Report | | For | | For |
2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Elect Commissioners | | For | | Against |
5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
6 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Cerner Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CERN | | 28-May-10 | | 156782104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gerald E Bisbee Jr. | | For | | For |
1.2 | | Elect Director Linda M. Dillman | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | |
| | | |
Activision Blizzard, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ATVI | | 03-Jun-10 | | 00507V109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Philippe G.H. Capron | | For | | Against |
2 | | Elect Director Robert J. Corti | | For | | Against |
3 | | Elect Director Frederic R. Crepin | | For | | Against |
4 | | Elect Director Brian G. Kelly | | For | | Against |
5 | | Elect Director Robert A. Kotick | | For | | Against |
6 | | Elect Director Jean-Bernard Levy | | For | | Against |
7 | | Elect Director Robert J. Morgado | | For | | Against |
8 | | Elect Director Douglas P. Morris | | For | | Against |
9 | | Elect Director Stephane Roussel | | For | | Against |
10 | | Elect Director Richard Sarnoff | | For | | For |
11 | | Elect Director Regis Turrini | | For | | Against |
12 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | |
| | | |
Dollar General Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: DG | | 03-Jun-10 | | 256677105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Raj Agrawal | | For | | Withhold |
1.2 | | Elect Director Warren F. Bryant | | For | | Withhold |
| | | | | | | | |
1.3 | | Elect Director Michael M. Calbert | | | | For | | Withhold |
1.4 | | Elect Director Richard W. Dreiling | | | | For | | Withhold |
1.5 | | Elect Director Adrian Jones | | | | For | | Withhold |
1.6 | | Elect Director William C. Rhodes, III | | | | For | | Withhold |
1.7 | | Elect Director David B. Rickard | | | | For | | For |
2 | | Ratify Auditors | | | | For | | For |
| | | | | | |
| | | |
Imax Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IMX | | 09-Jun-10 | | 45245E109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Richard L. Gelford as Director | | For | | For |
2 | | Elect Bradley J. Wechster as Director | | For | | For |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Nordic Semiconductor ASA (Formerly NORDIC VLSI AS) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Jun-10 | | R4988P103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting; Registration of Attending Shareholders and Proxies | | For | | For |
2 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | For |
3 | | Approve Notice of Meeting and Agenda | | For | | For |
4 | | Approve Financial Statements and Statutory Reports; Approve Al location of Income and Dividends of NOK 2 per Share | | For | | For |
5 | | Approve Remuneration of Directors, Nominating Committee, and Auditors | | For | | For |
6 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
7 | | Approve Creation of NOK 168,000 Pool of Capital without Preemptive Rights | | For | | For |
8 | | Reelect Tore Engebretsen, Anne Fagerlie, Kjell Brathen, Arnhild Schia, and Terje Rogne as Directors | | For | | For |
9 | | Elect John Henriksen, Bjornar Olsen, and Thomas Raaschou as Members of Nominating Committee | | For | | For |
10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
11 | | Approve 1:5 Stock Split | | For | | For |
12 | | Amend Articles Re: Company Purpose; Allow Entire Board to Function as Audit Committee; Documents Pertaining to General Meetings | | For | | For |
| | | | | | |
| | | |
Equinix, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EQIX | | 10-Jun-10 | | 29444U502 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Steven T. Clontz | | For | | For |
1.2 | | Elect Director Gary F. Hromadko | | For | | For |
1.3 | | Elect Director Scott G. Kriens | | For | | For |
1.4 | | Elect Director William K. Luby | | For | | For |
1.5 | | Elect Director Irving F. Lyons, III | | For | | For |
1.6 | | Elect Director Christopher B. Paisley | | For | | For |
1.7 | | Elect Director Stephen M. Smith | | For | | For |
1.8 | | Elect Director Peter F. Van Camp | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Genting Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Jun-10 | | Y26926116 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolution | | | | |
1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Final Dividend of MYR 0.04 Per Share for the Financial Year Ended Dec. 31, 2009 | | For | | For |
3 | | Approve Remuneration of Directors in the Amount of MYR 877,800 for the Financial Year Ended Dec. 31, 2009 | | For | | For |
4 | | Elect R. Thillainathan as Director | | For | | For |
5 | | Elect Mohd Amin bin Osman as Director | | For | | For |
6 | | Elect Hashim bin Nik Yusoff as Director | | For | | For |
7 | | Elect Mohammed Hanif bin Omar as Director | | For | | For |
8 | | Elect Lin See Yan as Director | | For | | For |
9 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
10 | | Authorize Repurchase of Up to 10 Percent of Issued and Paid-Up Share Capital | | For | | For |
11 | | Approve Exemption to Kien Huat Realty Sdn Bhd and Persons Acting in Concert with it from the Obligation to Undertake a Mandatory Take-Over Offer on the Remaining Voting Shares in the Company Not Already Owned by Them After the Share Repurchase Prog | | For | | For |
12 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued and Paid-Up Share Capital | | For | | For |
13 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | | For | | For |
| | Special Resolution | | | | |
1 | | Amend Articles Association as Set Forth Under Part D of the Document to Shareholders Dated May 19, 2010 | | For | | For |
| | | | | | |
| | | |
McAfee, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MFE | | 17-Jun-10 | | 579064106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Thomas E. Darcy | | For | | For |
2 | | Elect Director Denis J. O’Leary | | For | | For |
3 | | Elect Director Robert W. Pangia | | For | | For |
4 | | Approve Omnibus Stock Plan | | For | | For |
5 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
PT Perusahaan Gas Negara Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-Jun-10 | | Y7136Y118 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report of the Company, Annual Report of the Partnership and Community Development Program (PCDP), and Commissioners’ Report for the Year 2009 | | For | | For |
2 | | Approve Financial Statements of the Company and the PCDP, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income and Payment of Dividend | | For | | For |
4 | | Appoint Auditors | | For | | For |
5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
6 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Hitachi Metals Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5486 | | 18-Jun-10 | | J20538112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nobuo Mochida | | For | | For |
1.2 | | Elect Director Hiroyuki Fujii | | For | | For |
1.3 | | Elect Director Junzo Kawakami | | For | | Against |
1.4 | | Elect Director Yasutoshi Noguchi | | For | | For |
1.5 | | Elect Director Toyoaki Nakamura | | For | | Against |
1.6 | | Elect Director Hiromi Yoshioka | | For | | For |
1.7 | | Elect Director Kimio Hanamura | | For | | For |
| | | | | | |
| | | |
Kubota Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6326 | | 18-Jun-10 | | J36662138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Yasuo Masumoto | | For | | For |
1.2 | | Elect Director Daisuke Hatakake | | For | | For |
1.3 | | Elect Director Moriya Hayashi | | For | | For |
1.4 | | Elect Director Hirokazu Nara | | For | | For |
1.5 | | Elect Director Tetsuji Tomita | | For | | For |
1.6 | | Elect Director Satoru Sakamoto | | For | | For |
1.7 | | Elect Director Yuzuru Mizuno | | For | | For |
1.8 | | Elect Director Kan Trakulhoon | | For | | For |
2 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
| | | |
TECNICAS REUNIDAS S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 23-Jun-10 | | E9055J108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended December 31, 2009 | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year ended Dec. 31, 2009 | | For | | For |
3 | | Approve Allocation of Income for Fiscal Year 2009 | | For | | For |
4 | | Approve Discharge of Directors for Fiscal Year 2009 | | For | | For |
5 | | Re-elect Auditors of Individual and Consolidated Accounts for Fiscal Year 2010 | | For | | Against |
6 | | Amend Article 30 of Company Bylaws | | For | | For |
7 | | Receive Changes to Board of Directors’ Guidelines | | | | |
8 | | Fix Number of Directors | | For | | For |
9 | | Ratify Diego Del Alcazar y Silvela as Director | | For | | For |
10 | | Authorize Repurchase of Shares; Void Unused Previous Authorization | | For | | For |
11 | | Authorize the Board to Establish and Fund Associations or Foundations in Accordance with the Prevailing Regulations | | For | | For |
12 | | Fix Remuneration of Directors | | For | | For |
13 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
| | | |
Top Glove Corporation Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Jun-10 | | Y88965101 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolution | | | | |
1 | | Approve Bonus Issue of up to 348 Million New Shares on the Basis of One Bonus Share for Every One Existing Share Held | | For | | For |
2 | | Approve Increase in Authorized Share Capital from MYR 200 Million to MYR 400 Million by Creation of Additional 400 Million Shares | | For | | For |
| | Special Resolution | | | | |
1 | | Amend Memorandum and Articles of Association Re: Increase in Authorized Capital and E-Dividend Payment | | For | | For |
| | | | | | |
| | | |
Nomura Holdings Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8604 | | 25-Jun-10 | | J59009159 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Junichi Ujiie | | For | | For |
1.2 | | Elect Director Kenichi Watanabe | | For | | For |
1.3 | | Elect Director Takumi Shibata | | For | | For |
1.4 | | Elect Director Masanori Itatani | | For | | For |
1.5 | | Elect Director Masanori Nishimatsu | | For | | For |
1.6 | | Elect Director Haruo Tsuji | | For | | For |
1.7 | | Elect Director Hajime Sawabe | | For | | For |
1.8 | | Elect Director Tsuguoki Fujinuma | | For | | Against |
1.9 | | Elect Director Hideaki Kubori | | For | | For |
1.10 | | Elect Director Masahiro Sakane | | For | | For |
1.11 | | Elect Director Colin Marshall | | For | | For |
1.12 | | Elect Director Clara Furse | | For | | For |
| | | | | | |
| | | |
JGC Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1963 | | 29-Jun-10 | | J26945105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
2 | | Amend Articles to Amend Business Lines | | For | | For |
3.1 | | Elect Director Keisuke Takeuchi | | For | | For |
3.2 | | Elect Director Masahiko Yaegashi | | For | | For |
3.3 | | Elect Director Tadanori Aratani | | For | | For |
3.4 | | Elect Director Sei Tange | | For | | For |
3.5 | | Elect Director Koichi Kawana | | For | | For |
3.6 | | Elect Director Tadashi Ishizuka | | For | | For |
3.7 | | Elect Director Yutaka Yamazaki | | For | | For |
3.8 | | Elect Director Keitaro Ishii | | For | | For |
3.9 | | Elect Director Eiki Furuta | | For | | For |
3.10 | | Elect Director Hideaki Miura | | For | | For |
3.11 | | Elect Director Tsutomu Akabane | | For | | For |
3.12 | | Elect Director Toyohiko Shimada | | For | | For |
3.13 | | Elect Director Yasumasa Isetani | | For | | For |
3.14 | | Elect Director Kazuo Yamane | | For | | For |
3.15 | | Elect Director Masayuki Sato | | For | | For |
| | | | | | |
| | | |
Teva Pharmaceutical Industries Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Jun-10 | | M8769Q102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | | For | | For |
2 | | Election Of Director: Mr. Abraham E. Cohen | | For | | For |
3 | | Election Of Director: Mr. Amir Elstein | | For | | For |
4 | | Election Of Director: Prof. Roger Kornberg | | For | | For |
5 | | Election Of Director: Prof. Moshe Many | | For | | For |
6 | | Election Of Director: Mr. Dan Propper | | For | | For |
7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8 | | Approve Stock Option Plan | | For | | Against |
9 | | Approve Compensation of Board Chairman | | For | | For |
10 | | Approve Compensation of Director | | For | | For |
11 | | Approve Compensation of Director | | For | | For |
12 | | Increase Authorized Share Capital | | For | | For |
Proxy Voting Summary
Nuveen Santa Barbara Growth Fund
July 1, 2009 – June 30, 2010
ACCENTURE LTD
| | | | | | | | |
Security | | G1150G111 | | | | Meeting Type | | Special |
Ticker Symbol | | ACN | | | | Meeting Date | | 05-Aug-2009 |
ISIN | | BMG1150G1116 | | | | Agenda | | 933119530 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A AS IT APPLIES TO THE CLASS A COMMON SHAREHOLDERS. | | Management | | For | | For |
02 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT AT THE TIME OF THE ACCENTURE LTD CLASS A COMMON SHAREHOLDER CLASS MEETING. | | Management | | For | | For |
03 | | IF THE SCHEME OF ARRANGEMENT IS APPROVED, APPROVAL OF THE ESTABLISHMENT OF DISTRIBUTABLE RESERVES OF ACCENTURE PLC (THROUGH THE REDUCTION OF ITS SHARE PREMIUM ACCOUNT) THAT WAS PREVIOUSLY APPROVED BY ACCENTURE LTD AND THE OTHER CURRENT SHAREHOLDERS OF ACCENTURE PLC (AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT). | | Management | | For | | For |
04 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE PROPOSAL AT THE TIME OF THE SPECIAL GENERAL MEETING. | | Management | | For | | For |
Page 1 of 54
NIKE, INC.
| | | | | | | | |
Security | | 654106103 | | | | Meeting Type | | Annual |
Ticker Symbol | | NKE | | | | Meeting Date | | 21-Sep-2009 |
ISIN | | US6541061031 | | | | Agenda | | 933126941 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Against | | Against |
Page 2 of 54
THE PROCTER & GAMBLE COMPANY
| | | | | | | | |
Security | | 742718109 | | | | Meeting Type | | Annual |
Ticker Symbol | | PG | | | | Meeting Date | | 13-Oct-2009 |
ISIN | | US7427181091 | | | | Agenda | | 933134241 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A.G. LAFLEY | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMEND THE COMPANY’S CODE OF REGULATIONS | | Management | | For | | For |
04 | | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 3 of 54
PARKER-HANNIFIN CORPORATION
| | | | | | | | |
Security | | 701094104 | | | | Meeting Type | | Annual |
Ticker Symbol | | PH | | | | Meeting Date | | 28-Oct-2009 |
ISIN | | US7010941042 | | | | Agenda | | 933149254 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 WILLIAM E. KASSLING | | | | For | | For |
| | 2 ROBERT J. KOHLHEPP | | | | For | | For |
| | 3 GIULIO MAZZALUPI | | | | For | | For |
| | 4 KLAUS-PETER MUELLER | | | | For | | For |
| | 5 JOSEPH M. SCAMINACE | | | | For | | For |
| | 6 WOLFGANG R. SCHMITT | | | | For | | For |
| | 7 MARKOS I. TAMBAKERAS | | | | For | | For |
| | 8 JAMES L. WAINSCOTT | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY10. | | Management | | For | | For |
03 | | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2009 OMNIBUS STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | | Shareholder | | For | | Against |
Page 4 of 54
INTUIT INC.
| | | | | | | | |
Security | | 461202103 | | | | Meeting Type | | Annual |
Ticker Symbol | | INTU | | | | Meeting Date | | 15-Dec-2009 |
ISIN | | US4612021034 | | | | Agenda | | 933159039 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID H. BATCHELDER | | | | For | | For |
| | 2 CHRISTOPHER W. BRODY | | | | For | | For |
| | 3 WILLIAM V. CAMPBELL | | | | For | | For |
| | 4 SCOTT D. COOK | | | | For | | For |
| | 5 DIANE B. GREENE | | | | For | | For |
| | 6 MICHAEL R. HALLMAN | | | | For | | For |
| | 7 EDWARD A. KANGAS | | | | For | | For |
| | 8 SUZANNE NORA JOHNSON | | | | For | | For |
| | 9 DENNIS D. POWELL | | | | For | | For |
| | 10 STRATTON D. SCLAVOS | | | | For | | For |
| | 11 BRAD D. SMITH | | | | For | | For |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
03 | | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
04 | | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
Page 5 of 54
ACTIVISION BLIZZARD INC
| | | | | | | | |
Security | | 00507V109 | | | | Meeting Type | | Special |
Ticker Symbol | | ATVI | | | | Meeting Date | | 17-Dec-2009 |
ISIN | | US00507V1098 | | | | Agenda | | 933168456 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
Page 6 of 54
MONSANTO COMPANY
| | | | | | | | |
Security | | 61166W101 | | | | Meeting Type | | Annual |
Ticker Symbol | | MON | | | | Meeting Date | | 26-Jan-2010 |
ISIN | | US61166W1018 | | | | Agenda | | 933172900 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: FRANK V. ATLEE III | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ARTHUR H. HARPER | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GWENDOLYN S. KING | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Against | | Against |
03 | | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
Page 7 of 54
JACOBS ENGINEERING GROUP INC.
| | | | | | | | |
Security | | 469814107 | | | | Meeting Type | | Annual |
Ticker Symbol | | JEC | | | | Meeting Date | | 28-Jan-2010 |
ISIN | | US4698141078 | | | | Agenda | | 933175982 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 8 of 54
EMERSON ELECTRIC CO.
| | | | | | | | |
Security | | 291011104 | | | | Meeting Type | | Annual |
Ticker Symbol | | EMR | | | | Meeting Date | | 02-Feb-2010 |
ISIN | | US2910111044 | | | | Agenda | | 933174586 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 C.A.H. BOERSIG* | | | | For | | For |
| | 2 C. FERNANDEZ G.* | | | | For | | For |
| | 3 W.J. GALVIN* | | | | For | | For |
| | 4 R.L. STEPHENSON* | | | | For | | For |
| | 5 V.R. LOUCKS, JR.** | | | | For | | For |
| | 6 R.L. RIDGWAY** | | | | For | | For |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 9 of 54
BECTON, DICKINSON AND COMPANY
| | | | | | | | |
Security | | 075887109 | | | | Meeting Type | | Annual |
Ticker Symbol | | BDX | | | | Meeting Date | | 02-Feb-2010 |
ISIN | | US0758871091 | | | | Agenda | | 933176807 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HENRY P. BECTON, JR. | | | | For | | For |
| | 2 EDWARD F. DEGRAAN | | | | For | | For |
| | 3 CLAIRE M FRASER-LIGGETT | | | | For | | For |
| | 4 EDWARD J. LUDWIG | | | | For | | For |
| | 5 ADEL A.F. MAHMOUD | | | | For | | For |
| | 6 JAMES F. ORR | | | | For | | For |
| | 7 WILLARD J. OVERLOCK, JR | | | | For | | For |
| | 8 BERTRAM L. SCOTT | | | | For | | For |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | |
03 | | APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS. | | Management | | For | | For |
| | | |
04 | | APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | | Management | | For | | For |
| | | |
05 | | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. | | Management | | For | | For |
06 | | MAJORITY VOTING. | | Shareholder | | For | | Against |
07 | | CUMULATIVE VOTING. | | Shareholder | | For | | Against |
Page 10 of 54
ACCENTURE PLC
| | | | | | | | |
Security | | G1151C101 | | | | Meeting Type | | Annual |
Ticker Symbol | | ACN | | | | Meeting Date | | 04-Feb-2010 |
ISIN | | IE00B4BNMY34 | | | | Agenda | | 933178875 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | RE-APPOINTMENT OF WILLIAM L. KIMSEY TO THE BOARD OF DIRECTORS | | Management | | For | | For |
1B | | RE-APPOINTMENT OF ROBERT I. LIPP TO THE BOARD OF DIRECTORS | | Management | | For | | For |
1C | | RE-APPOINTMENT OF WULF VON SCHIMMELMANN TO THE BOARD OF DIRECTORS | | Management | | For | | For |
02 | | RE-APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
03 | | APPROVAL OF ACCENTURE PLC 2010 SHARE INCENTIVE PLAN | | Management | | Against | | Against |
04 | | APPROVAL OF ACCENTURE PLC 2010 EMPLOYEE SHARE PURCHASE PLAN | | Management | | For | | For |
05 | | AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
06 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
07 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
Page 11 of 54
VARIAN MEDICAL SYSTEMS, INC.
| | | | | | | | |
Security | | 92220P105 | | | | Meeting Type | | Annual |
Ticker Symbol | | VAR | | | | Meeting Date | | 11-Feb-2010 |
ISIN | | US92220P1057 | | | | Agenda | | 933178534 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN SEELY BROWN | | | | For | | For |
| | 2 R. ANDREW ECKERT | | | | For | | For |
| | 3 MARK R. LARET | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. SECOND AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER. | | Management | | For | | For |
03 | | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
Page 12 of 54
BURLINGTON NORTHERN SANTA FE CORPORATION
| | | | | | | | |
Security | | 12189T104 | | | | Meeting Type | | Special |
Ticker Symbol | | BNI | | | | Meeting Date | | 11-Feb-2010 |
ISIN | | US12189T1043 | | | | Agenda | | 933179106 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”). | | Management | | For | | For |
02 | | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | | Management | | For | | For |
Page 13 of 54
QUALCOMM, INCORPORATED
| | | | | | | | |
Security | | 747525103 | | | | Meeting Type | | Annual |
Ticker Symbol | | QCOM | | | | Meeting Date | | 02-Mar-2010 |
ISIN | | US7475251036 | | | | Agenda | | 933181620 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | 9 SHERRY LANSING | | | | For | | For |
| | 10 DUANE A. NELLES | | | | For | | For |
| | 11 BRENT SCOWCROFT | | | | For | | For |
| | 12 MARC I. STERN | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | | Management | | For | | For |
Page 14 of 54
THE STANLEY WORKS
| | | | | | | | |
Security | | 854616109 | | | | Meeting Type | | Special |
Ticker Symbol | | SWK | | | | Meeting Date | | 12-Mar-2010 |
ISIN | | US8546161097 | | | | Agenda | | 933188523 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | PROPOSAL TO APPROVE THE ISSUANCE OF STANLEY COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG THE BLACK & DECKER CORPORATION, STANLEY AND BLUE JAY ACQUISITION CORP. | | Management | | For | | For |
02 | | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF STANLEY TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES OF STANLEY COMMON STOCK FROM 200,000,000 TO 300,000,000 AND (B) CHANGE THE NAME OF STANLEY TO “STANLEY BLACK & DECKER, INC.” | | Management | | For | | For |
03 | | PROPOSAL TO AMEND THE STANLEY 2009 LONG-TERM INCENTIVE PLAN TO AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE TO BE ISSUED UNDER SUCH PLAN. | | Management | | For | | For |
04 | | PROPOSAL TO APPROVE AN ADJOURNMENT OF THE STANLEY SPECIAL MEETING (IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE APPROVAL OF ANY OF THE FOREGOING PROPOSALS). | | Management | | For | | For |
Page 15 of 54
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| | | | | | | | |
Security | | 806857108 | | | | Meeting Type | | Annual |
Ticker Symbol | | SLB | | | | Meeting Date | | 07-Apr-2010 |
ISIN | | AN8068571086 | | | | Agenda | | 933201395 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 P. CAMUS | | | | For | | For |
| | 2 J.S. GORELICK | | | | For | | For |
| | 3 A. GOULD | | | | For | | For |
| | 4 T. ISAAC | | | | For | | For |
| | 5 N. KUDRYAVTSEV | | | | For | | For |
| | 6 A. LAJOUS | | | | For | | For |
| | 7 M.E. MARKS | | | | For | | For |
| | 8 L.R. REIF | | | | For | | For |
| | 9 T.I. SANDVOLD | | | | For | | For |
| | 10 H. SEYDOUX | | | | For | | For |
| | 11 P. CURRIE | | | | For | | For |
| | 12 K.V. KAMATH | | | | For | | For |
02 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Management | | For | | For |
05 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 16 of 54
UNITED TECHNOLOGIES CORPORATION
| | | | | | | | |
Security | | 913017109 | | | | Meeting Type | | Annual |
Ticker Symbol | | UTX | | | | Meeting Date | | 14-Apr-2010 |
ISIN | | US9130171096 | | | | Agenda | | 933195530 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LOUIS R. CHENEVERT | | | | For | | For |
| | 2 JOHN V. FARACI | | | | For | | For |
| | 3 JEAN-PIERRE GARNIER | | | | For | | For |
| | 4 JAMIE S. GORELICK | | | | For | | For |
| | 5 CARLOS M. GUTIERREZ | | | | For | | For |
| | 6 EDWARD A. KANGAS | | | | For | | For |
| | 7 CHARLES R. LEE | | | | For | | For |
| | 8 RICHARD D. MCCORMICK | | | | For | | For |
| | 9 HAROLD MCGRAW III | | | | For | | For |
| | 10 RICHARD B. MYERS | | | | For | | For |
| | 11 H. PATRICK SWYGERT | | | | For | | For |
| | 12 ANDRE VILLENEUVE | | | | For | | For |
| | 13 CHRISTINE TODD WHITMAN | | | | For | | For |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
03 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 17 of 54
C. R. BARD, INC.
| | | | | | | | |
Security | | 067383109 | | | | Meeting Type | | Annual |
Ticker Symbol | | BCR | | | | Meeting Date | | 21-Apr-2010 |
ISIN | | US0673831097 | | | | Agenda | | 933212196 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 THEODORE E. MARTIN | | | | For | | For |
| | 2 ANTHONY WELTERS | | | | For | | For |
| | 3 TONY L. WHITE | | | | For | | For |
| | 4 DAVID M. BARRETT, M.D. | | | | For | | For |
| | 5 JOHN C. KELLY | | | | For | | For |
02 | | TO APPROVE THE 2003 LONG TERM INCENTIVE PLAN OF C.R. BARD, INC., AS AMENDED AND RESTATED. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | | Management | | For | | For |
04 | | TO CONSIDER A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING ON ENVIRONMENTAL, SOCIAL AND GOVERNANCE (ESG) PRACTICES. | | Shareholder | | For | | Against |
Page 18 of 54
FLIR SYSTEMS, INC.
| | | | | | | | |
Security | | 302445101 | | | | Meeting Type | | Annual |
Ticker Symbol | | FLIR | | | | Meeting Date | | 23-Apr-2010 |
ISIN | | US3024451011 | | | | Agenda | | 933195958 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN D. CARTER | | | | For | | For |
| | 2 MICHAEL T. SMITH | | | | For | | For |
| | 3 JOHN W. WOOD, JR. | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 19 of 54
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | | | |
Security | | 459200101 | | | | Meeting Type | | Annual |
Ticker Symbol | | IBM | | | | Meeting Date | | 27-Apr-2010 |
ISIN | | US4592001014 | | | | Agenda | | 933199653 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: C. BLACK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: T. NISHIMURO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 20 of 54
PRAXAIR, INC.
| | | | | | | | |
Security | | 74005P104 | | | | Meeting Type | | Annual |
Ticker Symbol | | PX | | | | Meeting Date | | 27-Apr-2010 |
ISIN | | US74005P1049 | | | | Agenda | | 933201600 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | 2 NANCE K. DICCIANI | | | | For | | For |
| | 3 EDWARD G. GALANTE | | | | For | | For |
| | 4 CLAIRE W. GARGALLI | | | | For | | For |
| | 5 IRA D. HALL | | | | For | | For |
| | 6 RAYMOND W. LEBOEUF | | | | For | | For |
| | 7 LARRY D. MCVAY | | | | For | | For |
| | 8 WAYNE T. SMITH | | | | For | | For |
| | 9 ROBERT L. WOOD | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | | Management | | For | | For |
Page 21 of 54
WELLS FARGO & COMPANY
| | | | | | | | |
Security | | 949746101 | | | | Meeting Type | | Annual |
Ticker Symbol | | WFC | | | | Meeting Date | | 27-Apr-2010 |
ISIN | | US9497461015 | | | | Agenda | | 933204593 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: ROBERT K. STEEL | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | | For | | For |
02 | | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVES. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY’S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | | Management | | For | | For |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
05 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
07 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | | Shareholder | | For | | Against |
08 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 22 of 54
STRYKER CORPORATION
| | | | | | | | |
Security | | 863667101 | | | | Meeting Type | | Annual |
Ticker Symbol | | SYK | | | | Meeting Date | | 27-Apr-2010 |
ISIN | | US8636671013 | | | | Agenda | | 933206131 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HOWARD E. COX, JR. | | | | For | | For |
| | 2 SRIKANT M. DATAR | | | | For | | For |
| | 3 DONALD M. ENGELMAN | | | | For | | For |
| | 4 LOUISE L. FRANCESCONI | | | | For | | For |
| | 5 HOWARD L. LANCE | | | | For | | For |
| | 6 STEPHEN P. MACMILLAN | | | | For | | For |
| | 7 WILLIAM U. PARFET | | | | For | | For |
| | 8 RONDA E. STRYKER | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 23 of 54
EMC CORPORATION
| | | | | | | | |
Security | | 268648102 | | | | Meeting Type | | Annual |
Ticker Symbol | | EMC | | | | Meeting Date | | 29-Apr-2010 |
ISIN | | US2686481027 | | | | Agenda | | 933203200 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
04 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 24 of 54
ALLERGAN, INC.
| | | | | | | | |
Security | | 018490102 | | | | Meeting Type | | Annual |
Ticker Symbol | | AGN | | | | Meeting Date | | 29-Apr-2010 |
ISIN | | US0184901025 | | | | Agenda | | 933203363 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAWN HUDSON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Management | | For | | For |
04 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Management | | For | | For |
05 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENT TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
06 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
Page 25 of 54
CME GROUP
| | | | | | | | |
Security | | 12572Q105 | | | | Meeting Type | | Annual |
Ticker Symbol | | CME | | | | Meeting Date | | 05-May-2010 |
ISIN | | US12572Q1058 | | | | Agenda | | 933210495 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 TERRENCE A. DUFFY | | | | For | | For |
| | 2 CHARLES P. CAREY | | | | For | | For |
| | 3 MARK E. CERMAK | | | | For | | For |
| | 4 MARTIN J. GEPSMAN | | | | For | | For |
| | 5 LEO MELAMED | | | | For | | For |
| | 6 JOSEPH NICIFORO | | | | For | | For |
| | 7 C.C. ODOM II | | | | For | | For |
| | 8 JOHN F. SANDNER | | | | For | | For |
| | 9 DENNIS A. SUSKIND | | | | For | | For |
02 | | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 26 of 54
EXPRESS SCRIPTS, INC.
| | | | | | | | |
Security | | 302182100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ESRX | | | | Meeting Date | | 05-May-2010 |
ISIN | | US3021821000 | | | | Agenda | | 933210659 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: FRANK J. BORELLI | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: FRANK MERGENTHALER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: WOODROW A MYERS, JR. MD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: BARRETT A. TOAN | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | | Shareholder | | Against | | For |
Page 27 of 54
PEPSICO, INC.
| | | | | | | | |
Security | | 713448108 | | | | Meeting Type | | Annual |
Ticker Symbol | | PEP | | | | Meeting Date | | 05-May-2010 |
ISIN | | US7134481081 | | | | Agenda | | 933213388 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.L. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: I.M. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: D. DUBLON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: V.J. DZAU | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: R.L. HUNT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: A. IBARGUEN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: I.K. NOOYI | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: L.G. TROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: D. VASELLA | | Management | | Against | | Against |
02 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Management | | For | | For |
03 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | Shareholder | | Against | | For |
05 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | Shareholder | | Against | | For |
Page 28 of 54
EXPEDITORS INT’L OF WASHINGTON, INC.
| | | | | | | | |
Security | | 302130109 | | | | Meeting Type | | Annual |
Ticker Symbol | | EXPD | | | | Meeting Date | | 05-May-2010 |
ISIN | | US3021301094 | | | | Agenda | | 933213617 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARK A. EMMERT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: R. JORDAN GATES | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MICHAEL J. MALONE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JOHN W. MEISENBACH | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: PETER J. ROSE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JAMES L.K. WANG | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | | Management | | For | | For |
2 | | APPROVE AND RATIFY ADOPTION OF THE 2010 STOCK OPTION PLAN | | Management | | For | | For |
3 | | RATIFY THE APPOINTMENT OF KPMG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 29 of 54
ECOLAB INC.
| | | | | | | | |
Security | | 278865100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ECL | | | | Meeting Date | | 06-May-2010 |
ISIN | | US2788651006 | | | | Agenda | | 933213390 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: C. SCOTT O’HARA | | Management | | For | | For |
2 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
3 | | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
4 | | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | | Management | | For | | For |
5 | | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | | Management | | For | | For |
6 | | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | | Shareholder | | Against | | For |
7 | | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | | Shareholder | | For | | Against |
Page 30 of 54
QUEST DIAGNOSTICS INCORPORATED
| | | | | | | | |
Security | | 74834L100 | | | | Meeting Type | | Annual |
Ticker Symbol | | DGX | | | | Meeting Date | | 06-May-2010 |
ISIN | | US74834L1008 | | | | Agenda | | 933235435 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN C. BALDWIN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GARY M. PFEIFFER | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 31 of 54
ILLINOIS TOOL WORKS INC.
| | | | | | | | |
Security | | 452308109 | | | | Meeting Type | | Annual |
Ticker Symbol | | ITW | | | | Meeting Date | | 07-May-2010 |
ISIN | | US4523081093 | | | | Agenda | | 933207272 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SUSAN CROWN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: DAVID B. SPEER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAMELA B. STROBEL | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, REQUESTING REPORTS ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | | Shareholder | | For | | Against |
Page 32 of 54
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | | | |
Security | | 674599105 | | | | Meeting Type | | Annual |
Ticker Symbol | | OXY | | | | Meeting Date | | 07-May-2010 |
ISIN | | US6745991058 | | | | Agenda | | 933224761 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: RAY R. IRANI | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Management | | Against | | Against |
1K | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Management | | Against | | Against |
1L | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Management | | Against | | Against |
1M | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Management | | Against | | Against |
02 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Management | | For | | For |
04 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Management | | Against | | Against |
05 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | Shareholder | | Against | | For |
06 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | Shareholder | | For | | Against |
07 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | Shareholder | | For | | Against |
08 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | Shareholder | | Against | | For |
09 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | Shareholder | | For | | Against |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | Shareholder | | Against | | For |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | Shareholder | | For | | Against |
Page 33 of 54
THE GOLDMAN SACHS GROUP, INC.
| | | | | | | | |
Security | | 38141G104 | | | | Meeting Type | | Annual |
Ticker Symbol | | GS | | | | Meeting Date | | 07-May-2010 |
ISIN | | US38141G1040 | | | | Agenda | | 933232338 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN H. BRYAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GARY D. COHN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: CLAES DAHLBACK | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JAMES A. JOHNSON | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | | Management | | For | | For |
03 | | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | | Management | | For | | For |
04 | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | | Management | | For | | For |
05 | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | | Management | | For | | For |
06 | | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
07 | | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | | Shareholder | | For | | Against |
08 | | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | | Shareholder | | Against | | For |
09 | | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | Shareholder | | For | | Against |
10 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | | Shareholder | | Against | | For |
11 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | | Shareholder | | Against | | For |
12 | | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | | Shareholder | | For | | Against |
Page 34 of 54
WASTE MANAGEMENT, INC.
| | | | | | | | |
Security | | 94106L109 | | | | Meeting Type | | Annual |
Ticker Symbol | | WM | | | | Meeting Date | | 11-May-2010 |
ISIN | | US94106L1098 | | | | Agenda | | 933208705 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: PATRICK W. GROSS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JOHN C. POPE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: W. ROBERT REUM | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID P. STEINER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | | Management | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | PROPOSAL TO AMEND THE COMPANY’S SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | | Management | | For | | For |
04 | | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
05 | | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 35 of 54
ITT CORPORATION
| | | | | | | | |
Security | | 450911102 | | | | Meeting Type | | Annual |
Ticker Symbol | | ITT | | | | Meeting Date | | 11-May-2010 |
ISIN | | US4509111021 | | | | Agenda | | 933215053 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 STEVEN R. LORANGER | | | | For | | For |
| | 2 CURTIS J. CRAWFORD | | | | For | | For |
| | 3 CHRISTINA A. GOLD | | | | For | | For |
| | 4 RALPH F. HAKE | | | | For | | For |
| | 5 JOHN J. HAMRE | | | | For | | For |
| | 6 PAUL J. KERN | | | | For | | For |
| | 7 FRANK T. MACINNIS | | | | For | | For |
| | 8 SURYA N. MOHAPATRA | | | | For | | For |
| | 9 LINDA S. SANFORD | | | | For | | For |
| | 10 MARKOS I. TAMBAKERAS | | | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
3 | | TO VOTE ON A SHAREHOLDER PROPOSAL, REQUESTING THE COMPANY PROVIDE A COMPREHENSIVE REPORT OF THE COMPANY’S MILITARY SALES TO FOREIGN GOVERNMENTS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
4 | | TO VOTE ON A SHAREHOLDER PROPOSAL, AMENDING THE COMPANY’S BY-LAWS TO ALLOW SHAREOWNERS TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 36 of 54
GILEAD SCIENCES, INC.
| | | | | | | | |
Security | | 375558103 | | | | Meeting Type | | Annual |
Ticker Symbol | | GILD | | | | Meeting Date | | 11-May-2010 |
ISIN | | US3755581036 | | | | Agenda | | 933218667 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PAUL BERG | | | | For | | For |
| | 2 JOHN F. COGAN | | | | For | | For |
| | 3 ETIENNE F. DAVIGNON | | | | For | | For |
| | 4 JAMES M. DENNY | | | | For | | For |
| | 5 CARLA A. HILLS | | | | For | | For |
| | 6 KEVIN E. LOFTON | | | | For | | For |
| | 7 JOHN W. MADIGAN | | | | For | | For |
| | 8 JOHN C. MARTIN | | | | For | | For |
| | 9 GORDON E. MOORE | | | | For | | For |
| | 10 NICHOLAS G. MOORE | | | | For | | For |
| | 11 RICHARD J. WHITLEY | | | | For | | For |
| | 12 GAYLE E. WILSON | | | | For | | For |
| | 13 PER WOLD-OLSEN | | | | For | | For |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | Shareholder | | For | | Against |
Page 37 of 54
WATERS CORPORATION
| | | | | | | | |
Security | | 941848103 | | | | Meeting Type | | Annual |
Ticker Symbol | | WAT | | | | Meeting Date | | 11-May-2010 |
ISIN | | US9418481035 | | | | Agenda | | 933218756 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 JOSHUA BEKENSTEIN | | | | For | | For |
| | 2 MICHAEL J. BERENDT, PHD | | | | For | | For |
| | 3 DOUGLAS A. BERTHIAUME | | | | For | | For |
| | 4 EDWARD CONARD | | | | For | | For |
| | 5 LAURIE H. GLIMCHER, MD | | | | For | | For |
| | 6 CHRISTOPHER A. KUEBLER | | | | For | | For |
| | 7 WILLIAM J. MILLER | | | | For | | For |
| | 8 JOANN A. REED | | | | For | | For |
| | 9 THOMAS P. SALICE | | | | For | | For |
2 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 38 of 54
GOOGLE INC.
| | | | | | | | |
Security | | 38259P508 | | | | Meeting Type | | Annual |
Ticker Symbol | | GOOG | | | | Meeting Date | | 13-May-2010 |
ISIN | | US38259P5089 | | | | Agenda | | 933216738 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ERIC SCHMIDT | | | | For | | For |
| | 2 SERGEY BRIN | | | | For | | For |
| | 3 LARRY PAGE | | | | For | | For |
| | 4 L. JOHN DOERR | | | | For | | For |
| | 5 JOHN L. HENNESSY | | | | For | | For |
| | 6 ANN MATHER | | | | For | | For |
| | 7 PAUL S. OTELLINI | | | | For | | For |
| | 8 K. RAM SHRIRAM | | | | For | | For |
| | 9 SHIRLEY M. TILGHMAN | | | | For | | For |
02 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Management | | Against | | Against |
04 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
05 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
06 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
Page 39 of 54
NORFOLK SOUTHERN CORPORATION
| | | | | | | | |
Security | | 655844108 | | | | Meeting Type | | Annual |
Ticker Symbol | | NSC | | | | Meeting Date | | 13-May-2010 |
ISIN | | US6558441084 | | | | Agenda | | 933217526 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ALSTON D. CORRELL | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: LANDON HILLIARD | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BURTON M. JOYCE | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | For |
04 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION LONG-TERM INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
05 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION EXECUTIVE MANAGEMENT INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
06 | | STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 40 of 54
THE WESTERN UNION COMPANY
| | | | | | | | |
Security | | 959802109 | | | | Meeting Type | | Annual |
Ticker Symbol | | WU | | | | Meeting Date | | 14-May-2010 |
ISIN | | US9598021098 | | | | Agenda | | 933217211 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: BETSY D. HOLDEN | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN | | Management | | For | | For |
05 | | RATIFICATION OF SELECTION OF AUDITORS | | Management | | For | | For |
Page 41 of 54
INTEL CORPORATION
| | | | | | | | |
Security | | 458140100 | | | | Meeting Type | | Annual |
Ticker Symbol | | INTC | | | | Meeting Date | | 19-May-2010 |
ISIN | | US4581401001 | | | | Agenda | | 933224367 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JANE E. SHAW | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | | For | | For |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
Page 42 of 54
ROSS STORES, INC.
| | | | | | | | |
Security | | 778296103 | | | | Meeting Type | | Annual |
Ticker Symbol | | ROST | | | | Meeting Date | | 19-May-2010 |
ISIN | | US7782961038 | | | | Agenda | | 933239712 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL J. BUSH | | | | Withheld | | Against |
| | 2 NORMAN A. FERBER | | | | Withheld | | Against |
| | 3 GREGORY L. QUESNEL | | | | Withheld | | Against |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | | Management | | For | | For |
Page 43 of 54
AKAMAI TECHNOLOGIES, INC.
| | | | | | | | |
Security | | 00971T101 | | | | Meeting Type | | Annual |
Ticker Symbol | | AKAM | | | | Meeting Date | | 19-May-2010 |
ISIN | | US00971T1016 | | | | Agenda | | 933242529 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 44 of 54
ALCON, INC.
| | | | | | | | |
Security | | H01301102 | | | | Meeting Type | | Annual |
Ticker Symbol | | ACL | | | | Meeting Date | | 20-May-2010 |
ISIN | | CH0013826497 | | | | Agenda | | 933230497 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | | Management | | For | | For |
02 | | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
03 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
04 | | ELECTION OF KPMG AG, ZUG, AUDITORS | | Management | | For | | For |
05 | | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Management | | For | | For |
06 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For |
7A | | ELECTION OF DIRECTOR: WERNER BAUER | | Management | | Against | | Against |
7B | | ELECTION OF DIRECTOR: FRANCISCO CASTANER | | Management | | Against | | Against |
7C | | ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK | | Management | | For | | For |
Page 45 of 54
MCDONALD’S CORPORATION
| | | | | | | | |
Security | | 580135101 | | | | Meeting Type | | Annual |
Ticker Symbol | | MCD | | | | Meeting Date | | 20-May-2010 |
ISIN | | US5801351017 | | | | Agenda | | 933232491 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: WALTER E. MASSEY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ROGER W. STONE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MILES D. WHITE | | Management | | For | | For |
02 | | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
04 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | | Shareholder | | Against | | For |
06 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | | Shareholder | | Against | | For |
Page 46 of 54
STANLEY BLACK & DECKER, INC
| | | | | | | | |
Security | | 854502101 | | | | Meeting Type | | Annual |
Ticker Symbol | | SWK | | | | Meeting Date | | 20-May-2010 |
ISIN | | US8545021011 | | | | Agenda | | 933265969 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 NOLAN D. ARCHIBALD | | | | For | | For |
| | 2 JOHN G. BREEN | | | | Withheld | | Against |
| | 3 GEORGE W. BUCKLEY | | | | For | | For |
| | 4 VIRGIS W. COLBERT | | | | Withheld | | Against |
| | 5 MANUEL A. FERNANDEZ | | | | For | | For |
| | 6 BENJAMIN H GRISWOLD, IV | | | | For | | For |
| | 7 ANTHONY LUISO | | | | For | | For |
| | 8 JOHN F. LUNDGREN | | | | Withheld | | Against |
| | 9 ROBERT L. RYAN | | | | For | | For |
02 | | TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2010. | | Management | | For | | For |
Page 47 of 54
ALCON, INC.
| | | | | | | | |
Security | | H01301102 | | | | Meeting Type | | Annual |
Ticker Symbol | | ACL | | | | Meeting Date | | 20-May-2010 |
ISIN | | CH0013826497 | | | | Agenda | | 933270441 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | | Management | | For | | For |
02 | | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
03 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
04 | | ELECTION OF KPMG AG, ZUG, AUDITORS | | Management | | For | | For |
05 | | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Management | | For | | For |
06 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For |
7A | | ELECTION OF DIRECTOR: WERNER BAUER | | Management | | Against | | Against |
7B | | ELECTION OF DIRECTOR: FRANCISCO CASTANER | | Management | | Against | | Against |
7C | | ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK | | Management | | For | | For |
Page 48 of 54
BUNGE LIMITED
| | | | | | | | |
Security | | G16962105 | | | | Meeting Type | | Annual |
Ticker Symbol | | BG | | | | Meeting Date | | 21-May-2010 |
ISIN | | BMG169621056 | | | | Agenda | | 933257431 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JORGE BORN, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: BERNARD DE LA TOUR D’AUVERGNE LAURAGUAIS | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: WILLIAM ENGELS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: L. PATRICK LUPO | | Management | | For | | For |
02 | | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO TO DETERMINE THE INDEPENDENT AUDITORS’ FEES. | | Management | | For | | For |
03 | | TO APPROVE THE BUNGE LIMITED ANNUAL INCENTIVE PLAN. | | Management | | Abstain | | Against |
Page 49 of 54
OMNICOM GROUP INC.
| | | | | | | | |
Security | | 681919106 | | | | Meeting Type | | Annual |
Ticker Symbol | | OMC | | | | Meeting Date | | 25-May-2010 |
ISIN | | US6819191064 | | | | Agenda | | 933244472 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOHN D. WREN | | | | For | | For |
| | 2 BRUCE CRAWFORD | | | | For | | For |
| | 3 ALAN R. BATKIN | | | | For | | For |
| | 4 ROBERT CHARLES CLARK | | | | For | | For |
| | 5 LEONARD S. COLEMAN, JR. | | | | For | | For |
| | 6 ERROL M. COOK | | | | For | | For |
| | 7 SUSAN S. DENISON | | | | For | | For |
| | 8 MICHAEL A. HENNING | | | | For | | For |
| | 9 JOHN R. MURPHY | | | | For | | For |
| | 10 JOHN R. PURCELL | | | | For | | For |
| | 11 LINDA JOHNSON RICE | | | | For | | For |
| | 12 GARY L. ROUBOS | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR. | | Management | | For | | For |
03 | | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO THE OMNICOM GROUP INC. 2007 INCENTIVE AWARD PLAN | | Management | | For | | For |
| | TO AUTHORIZE ADDITIONAL SHARES FOR ISSUANCE. | | | | | | |
04 | | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR BY-LAWS TO CHANGE THE VOTING STANDARD FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS FROM A PLURALITY STANDARD TO A MAJORITY STANDARD. THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS A VOTE “AGAINST” THE PROPOSALS 5, 6 AND 7. | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL REGARDING REIMBURSEMENT OF EXPENSES INCURRED BY A SHAREHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL REGARDING DEATH BENEFIT PAYMENTS. | | Shareholder | | For | | Against |
07 | | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTE PROVISIONS. | | Shareholder | | For | | Against |
Page 50 of 54
AMPHENOL CORPORATION
| | | | | | | | |
Security | | 032095101 | | | | Meeting Type | | Annual |
Ticker Symbol | | APH | | | | Meeting Date | | 26-May-2010 |
ISIN | | US0320951017 | | | | Agenda | | 933261973 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 STANLEY L. CLARK | | | | For | | For |
| | 2 ANDREW E. LIETZ | | | | For | | For |
| | 3 MARTIN H. LOEFFLER | | | | For | | For |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | | Management | | For | | For |
Page 51 of 54
ACTIVISION BLIZZARD INC
| | | | | | | | |
Security | | 00507V109 | | | | Meeting Type | | Annual |
Ticker Symbol | | ATVI | | | | Meeting Date | | 03-Jun-2010 |
ISIN | | US00507V1098 | | | | Agenda | | 933248052 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: ROBERT J. CORTI | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | | Management | | Against | | Against |
1D | | ELECTION OF DIRECTOR: BRIAN G. KELLY | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: ROBERT J. MORGADO | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RICHARD SARNOFF | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: REGIS TURRINI | | Management | | Against | | Against |
02 | | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For |
Page 52 of 54
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
| | | | | | | | |
Security | | 881624209 | | | | Meeting Type | | Annual |
Ticker Symbol | | TEVA | | | | Meeting Date | | 29-Jun-2010 |
ISIN | | US8816242098 | | | | Agenda | | 933290532 - Management |
| | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL. | | Management | | For | | For |
2A | | ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN | | Management | | For | | For |
2B | | ELECTION OF DIRECTOR: MR. AMIR ELSTEIN | | Management | | For | | For |
2C | | ELECTION OF DIRECTOR: PROF. ROGER KORNBERG | | Management | | For | | For |
2D | | ELECTION OF DIRECTOR: PROF. MOSHE MANY | | Management | | For | | For |
2E | | ELECTION OF DIRECTOR: MR. DAN PROPPER | | Management | | For | | For |
03 | | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE. | | Management | | For | | For |
04 | | TO APPROVE THE COMPANY’S 2010 LONG-TERM EQUITY- BASED INCENTIVE PLAN. | | Management | | Against | | Against |
5A | | APPROVE REMUNERATION OF DR. PHILLIP FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS), PROVISION TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES, AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
5B | | TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). AND THE PROVISION TO PROF. MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD, OF SECRETARIAL SERVICES. | | Management | | For | | For |
Page 53 of 54
| | | | | | | | |
5C | | TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). | | Management | | For | | For |
06 | | TO APPROVE AN INCREASE IN THE REGISTERED SHARE CAPITAL OF THE COMPANY BY NIS 100,000,000 TO A TOTAL OF NIS 250,000,000 BY THE CREATION OF 1,000,000,000 ADDITIONAL ORDINARY SHARES OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT OF THE COMPANY’S INCORPORATION DOCUMENTS ACCORDINGLY. | | Management | | For | | For |
Page 54 of 54
Nuveen Santa Barbara International Equity Fund
| | | | | | |
| | | |
Nice-Systems Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Jul-09 | | 653656108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1a | | Elect Ron Gutler as Director | | For | | For |
1b | | Elect Joseph Atsmon as Director | | For | | For |
1c | | Elect Rimon Ben-Shaoul as Director | | For | | For |
1d | | Elect Yoseph Dauber as Director | | For | | For |
1e | | Elect John Hughes as Director | | For | | For |
1f | | Elect David Kostman as Director | | For | | For |
2 | | Re-appoint The Company’s Independent Auditors And To Authorize The Company’s Board Of Directors To Fix Their Remuneration. | | For | | For |
| | | | | | |
| | | |
SeaDrill Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Sep-09 | | G7945E105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports (Voting) | | For | | For |
2 | | Fix Number of Directors at Eight | | For | | For |
3 | | Authorize Board to Fill Vacancies | | For | | For |
4 | | Reelect John Fredriksen as Director | | For | | Against |
5 | | Reelect Tor Olav Troim as Director | | For | | Against |
6 | | Reelect Kate Blankenship as Director | | For | | Against |
7 | | Reelect Kjell E. Jacobsen as Director | | For | | Against |
| | | | | | |
8 | | Elect Kathrine Fredriksen as Director | | For | | Against |
9 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For |
10 | | Approve Remuneration of Directors | | For | | For |
11 | | Transact Other Business (Voting) | | For | | Against |
| | | | | | |
| | | |
British Sky Broadcasting Group plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 23-Oct-09 | | G15632105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend of 10.1 Pence Per Ordinary Share | | For | | For |
3 | | Elect Tom Mockridge as Director | | For | | For |
4 | | Re-elect Nicholas Ferguson as Director | | For | | For |
5 | | Re-elect Andrew Higginson as Director | | For | | For |
6 | | Re-elect Jacques Nasser as Director | | For | | For |
7 | | Re-elect Gail Rebuck as Director | | For | | For |
8 | | Re-elect David DeVoe as Director | | For | | For |
9 | | Re-elect Allan Leighton as Director | | For | | For |
10 | | Re-elect Arthur Siskind as Director | | For | | For |
11 | | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | | For | | For |
12 | | Approve Remuneration Report | | For | | For |
13 | | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1 | | For | | For |
14 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 | | For | | For |
15 | | Subject to the Passing of Resolution 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 | | For | | For |
16 | | Adopt New Articles of Association | | For | | For |
17 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
| | | | | | |
| | | |
McBride plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-Oct-09 | | G5922D108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Approve Final Dividend of 4.3 Pence Per Ordinary Share | | For | | For |
4 | | Re-elect John Napier as Director | | For | | For |
5 | | Re-elect Christine Bogdanowicz-Bindert as Director | | For | | For |
6 | | Re-elect Robert Lee as Director | | For | | For |
7 | | Re-elect Miles Roberts as Director | | For | | For |
8 | | Re-elect Colin Smith as Director | | For | | For |
9 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
| | | | | | |
10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
11 | | Authorise the Company and Each Relevant Subsidiary to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 50,000 | | For | | For |
12 | | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 6,000,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,000,000 After Deducting Any Securities Issued Under the General Authority | | For | | For |
13 | | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 901,441 | | For | | For |
14 | | Authorise 18,028,000 Ordinary Shares for Market Purchase | | For | | For |
15 | | Adopt New Articles of Association | | For | | For |
16 | | Approve That a General Meeting of the Company Other Than an AGM May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
| | | | | | |
| | | |
Aquila Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Oct-09 | | Q0460J178 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Ratify the Past Issuance of 34.25 Million First Tranche Shares at an Issue Price of A$6.50 Each to Fortune BS Company Pte Ltd, Nominee of Baosteel Group Corporation, Pursuant to the Subscription Agreement Between the Company and Baosteel Group | | For | | For |
2 | | Approve the Issuance of 9.7 Million Second Tranche Shares at an Issue Price of A$6.50 Each to Fortune BS Company Pte Ltd, Nominee of Baosteel Group Corporation, Pursuant to the Subscription Agreement Between the Company and Baosteel Group | | For | | For |
3 | | Ratify the Past Grant of 3.11 Million Options with an Exercise Price of A$7.65 Each to Employees of the Company Under the Employee Option Plan | | For | | For |
| | | | | | |
| | | |
Sino Land Company Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Nov-09 | | Y80267126 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend of HK$0.3 Per Ordinary Share with Scrip Option | | For | | For |
3a | | Reelect Robert Ng Chee Siong as Director | | For | | For |
3b | | Reelect Allan Zeman as Director | | For | | For |
3c | | Reelect Yu Wai Wai as Director | | For | | Against |
3d | | Authorize Board to Fix Remuneration of Directors | | For | | For |
4 | | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
5b | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
5c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
6 | | Amend Articles of Association and Adopt New Articles of Association | | For | | For |
| | | | | | |
| | | |
Mirvac Group Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGR | | 19-Nov-09 | | Q62377108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | | None | | None |
2.1 | | Elect Paul Biancardi as a Director | | For | | For |
2.2 | | Elect Adrian Fini as a Director | | For | | For |
3 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
4 | | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$1.45 Million to A$1.95 Million per Annum | | None | | For |
5 | | Approve the Grant of Performance Rights to Nicholas Collishaw, Managing Director, Pursuant to the Company’s Long-Term Performance Plan | | For | | For |
6 | | Ratify Past Issuance of 80 Million Stapled Securities at A$0.90 Each under the Placement Made on Dec. 2008 and 152.52 Million Stapled Securities at A$1.00 Each under the Placement Made on June 2009 to Allottees Identified by Underwriters of the Pla | | For | | For |
| | | | | | |
| | | |
Redflex Holdings Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Nov-09 | | Q8050F175 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Management Proposals | | None | | None |
1 | | Elect Christopher Cooper as a Director | | For | | Against |
2 | | Elect Karen Finley as a Director | | For | | For |
3 | | Elect Ronald Langley as a Director | | For | | For |
4 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
5 | | Approve the Grant of 82,231 Performance Rights to Graham Davie, CEO, Pursuant to the Redflex Long Term Incentive Plan for Australian Executives | | For | | For |
6 | | Approve the Grant of 92,812 Performance Rights to Karen Finley, CEO of Redflex Traffic Systems Inc, Pursuant to the Redflex Long Term Incentive Plan for USA Executives | | For | | For |
| | Shareholder Proposals | | None | | None |
7 | | Elect Robin Debernardi as a Director | | Against | | For |
8 | | Elect Ian Davis as a Director | | Against | | For |
9 | | Elect Max Findlay as a Director | | Against | | For |
10 | | Remove Peter Lewinsky as a Director | | Against | | For |
11 | | Remove Roger Sawley as a Director | | Against | | For |
| | | | | | |
| | | |
Arrow Energy Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-Nov-09 | | Q0538G230 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
2 | | Elect Stephen Bizzell as a Director | | For | | For |
3 | | Elect Paul Elkington as a Director | | For | | For |
4 | | Elect Ralph Craven as a Director | | For | | For |
| | | | | | |
| | | |
Neptune Marine Services Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Nov-09 | | Q6622H109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | Against |
2 | | Elect Ross Kennan as a Director | | For | | For |
3 | | Approve Ernst & Young as the Auditor of the Company | | For | | For |
4 | | Ratify the Past Issuance of a Total of 177,515 Shares at an Issue Price of A$0.845 Each to Vendors of Linkweld Engineering Pty Ltd Made on Oct. 16, 2009 as Part Payment of Deferred Consideration for the Acquisition of Linkweld Engineering by the Co | | For | | For |
| | | | | | |
5 | | Approve Issuance of 1.5 Million Shares at a Price Equal to the VWAP of the Co’s Shares Over the 10 Days Prior to the Issue Date to Chandler Bay Pty Ltd as Partial Deferred Consideration for the Acquisition of 100 Percent of Access Management (WA) P | | For | | For |
6 | | Approve Issuance of 4.5 Million Shares at a Price Equal to the VWAP of the Co’s Shares Over the 20 Days Prior to June 30, 2009 to the Vendors of Tri-Surv Pty Ltd as Partial Deferred Consideration for the Acquisition of 100 Percent of Tri-Surv | | For | | For |
7 | | Adopt a New Constitution | | For | | For |
8 | | Amend the Company’s Constitution to Insert Proportional Takeover Approval Provisions | | For | | For |
9 | | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$400,000 to A$600,000 per Annum | | For | | For |
| | | | | | |
| | | |
Paladin Energy Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PDN | | 25-Nov-09 | | Q7264T179 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
2 | | Elect Donald Myron Shumka as a Director | | For | | For |
3 | | Approve the Paladin Energy Ltd Employee Performance Share Rights Plan | | For | | For |
4 | | Approve the Paladin Energy Ltd Contractor Performance Share Rights Plan | | For | | For |
5 | | Approve the Grant of Up to 1 Million Performance Rights to John Borshoff, Managing Director and CEO, Pursuant to the Paladin Energy Ltd Employee Performance Share Rights Plan | | For | | For |
6 | | Ratify the Past Issuance of 93.45 Million Shares at an Issue Price of A$4.60 Each to Institutional and Sophisticated Investors Made on Sept. 15, 2009 | | For | | For |
7 | | Renew the Company’s Proportional Takeover Approval Provisions | | For | | For |
| | | | | | |
| | | |
Fast Retailing | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9983 | | 26-Nov-09 | | J1346E100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles To Reflect Digitalization of Share Certificates | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
| | | | | | |
| | | |
Aquila Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q0460J178 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Tony Poli as a Director | | For | | For |
2 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | For |
3 | | Approve the Increase in the Maximum Aggregate Remuneration for Non-Executive Directors from A$300,000 to A$500,000 per Annum | | For | | For |
4 | | Ratify the Past Issuance of 34.25 Million Shares at an Issue Price of A$6.50 Each to Fortune BS Company Pte Ltd | | For | | Against |
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| | | |
Centamin Egypt Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q2159B110 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.0 | | Accept the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | | For | | For |
2.0 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | For | | Against |
3.1 | | Elect Colin Cowden as a Director | | For | | For |
3.2 | | Elect Thomas Elder as a Director | | For | | For |
3.3 | | Elect Herbert Stuart Bottomley as a Director | | For | | For |
4.0 | | Approve the Company’s Employee Option Plan 2009 | | For | | Against |
5.0 | | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors from A$300,000 to A$400,000 per Annum | | For | | For |
6.1 | | Ratify the Past Issuance of 106.15 Million Shares at an Issue Price of C$0.65 Each to Clients of Thomas Weisel Partners Canada Inc and Cormark Securities Inc Made on Feb. 10, 2009 in Connection with a Bought Deal Offering in Canada by the Company | | For | | For |
6.2 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Thomas Weisel Partners Canada Inc Made on Feb. 10, 2009 | | For | | For |
6.3 | | Ratify the Past Issuance of 2.65 Million Broker Warrants at an Exercise Price of C$0.65 Each to Cormark Securities Inc Made on Feb. 10, 2009 | | For | | For |
6.4 | | Ratify the Past Issuance of 1.63 Million Options at an Exercise Price of A$1.20 Each to Macquarie Bank Ltd Made on April 15, 2009 in Connection with the Procurement of a Corporate Loan Facility by the Company | | For | | For |
6.5 | | Ratify the Past Issuance of 19 Million Shares at an Issue Price of C$1.56 Each to Clients of Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | For | | For |
6.6 | | Ratify the Past Issuance of 788,437 Broker Warrants at an Exercise Price of C$1.56 Each to Thomas Weisel Partners Canada Inc Made on July 16, 2009 | | For | | For |
6.7 | | Ratify the Past Issuance of 161,5653 Broker Warrants at an Exercise Price of C$1.52 Each to Thomas Weisel Partners Canada Inc Made on Aug. 26, 2009 | | For | | For |
6.8 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Investec Bank Plc as Payment of Provision of Professional Services in Relation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | For | | For |
6.9 | | Approve the Issuance of 500,000 Options at an Exercise Price of A$1.50 Each to Ambrian Partners Ltd as Payment of Provision of Professional Services in Relation to the Company’s Move from the AIM to the Main Board of the London Stock Exchange | | For | | For |
7.0 | | Amend the Company’s Constitution to Include Pre-Emption Rights for Shareholders for New Issues of Securities | | For | | For |
8.0 | | Approve the Issuance of Up to 101.65 Million Shares Without Pre-Emption Rights | | For | | For |
| | | | | | |
| | | |
Alibaba.com Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Dec-09 | | Y0033Z106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Cooperation Framework Agreement and Annual Caps | | For | | For |
2 | | Approve Cross-Selling Services Framework Agreement and Annual Caps | | For | | For |
3 | | Approve Technology and Intellectual Property Framework License Agreement and Annual Caps | | For | | For |
4 | | Authorize Board to Sign and Execute Documents Related to the Cooperation Framework Agreement, the Cross-Selling Services Framework Agreement and the Technology and Intellectual Property Framework License Agreement | | For | | For |
| | | | | | |
| | | | | | |
| | | |
WEICHAI POWER CO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Dec-09 | | Y9531A117 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Supplemental Agreement in Relation to the Sale of Parts and Components of Transmissions and Related Products by SFGC to Fast Transmission and New Caps | | For | | For |
2 | | Approve Supplemental Agreement in Relation to the Purchase of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | | For | | For |
3 | | Approve the Annual Cap for the PRC Continuing Connected Transaction | | For | | For |
| | | | | | |
| | | |
Top Glove Corporation Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Jan-10 | | Y88965101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Single Tier Final Dividend of MYR 0.09 Per Share and Single Tier Special Dividend of MYR 0.06 Per Share for the Financial Year Ended Aug. 31, 2009 | | For | | For |
2 | | Approve Remuneration of Directors for the Financial Year Ended Aug. 31, 2009 | | For | | For |
3 | | Elect Tong Siew Bee as Director | | For | | For |
4 | | Elect Lee Kim Meow as Director | | For | | For |
5 | | Elect Lim Cheong Guan as Director | | For | | For |
6 | | Elect Arshad Bin Ayub as Director | | For | | For |
7 | | Elect Sekarajasekaran a/l Arasaratnam as Director | | For | | For |
8 | | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | | For |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | |
| | | |
RNB Retail and Brands | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jan-10 | | W7263G155 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | None | | |
2 | | Elect Claes Hansson as Chairman of Meeting | | For | | For |
3 | | Prepare and Approve List of Shareholders | | For | | For |
4 | | Approve Agenda of Meeting | | For | | For |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
6 | | Acknowledge Proper Convening of Meeting | | For | | For |
7 | | Receive President’s Report | | None | | |
8 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | None | | |
9 | | Approve Financial Statements and Statutory Reports | | For | | For |
10 | | Approve Allocation of Income and Omission of Dividends | | For | | For |
11 | | Approve Discharge of Board and President | | For | | For |
12 | | Determine Number of Members (8) and Deputy Members (0) of Board | | For | | For |
13 | | Approve Remuneration of Directors in the Amount of SEK 300,000 for Chairman, and SEK 125,000 for Other Directors; Approve Remuneration of Auditors | | For | | For |
14 | | Reelect Jan Carlzon, Lilian Fossum, Torsten Jansson, Laszlo Kriss, Mikael Solberg, John Wallmark, and Nils Vinberg as Directors; Elect Magnus Hakansson as New Director and Chairman of the Board | | For | | For |
15 | | Authorize Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
| | | | | | |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
17 | | Close Meeting | | None | | |
| | | | | | |
| | | |
Infineon Technologies AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Feb-10 | | D35415104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Management Proposals | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | | | | |
2 | | Discussion of Remuneration System for Management Board Members (Non-Voting) | | | | |
3.1 | | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2008/2009 | | For | | For |
3.2 | | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2008/2009 | | For | | For |
3.3 | | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2008/2009 | | For | | For |
3.4 | | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2008/2009 | | For | | For |
4.1 | | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2008/2009 | | For | | For |
4.2 | | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2008/2009 | | For | | For |
4.3 | | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2008/2009 | | For | | For |
4.4 | | Approve Discharge of Former Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 | | For | | For |
4.5 | | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2008/2009 | | For | | For |
4.6 | | Approve Discharge of Former Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 | | For | | For |
4.7 | | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2008/2009 | | For | | For |
4.8 | | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2008/2009 | | For | | For |
4.9 | | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2008/2009 | | For | | For |
4.10 | | Approve Discharge of Former Supervisory Board Member Franz Neppl for Fiscal 2008/2009 | | For | | For |
4.11 | | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2008/2009 | | For | | For |
4.12 | | Approve Discharge of Former Supervisory Board Member Michael Ruth for Fiscal 2008/2009 | | For | | For |
4.13 | | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2008/2009 | | For | | For |
4.14 | | Approve Discharge of Supervisory Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 | | For | | For |
4.15 | | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2008/2009 | | For | | For |
4.16 | | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2008/2009 | | For | | For |
4.17 | | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2008/2009 | | For | | For |
4.18 | | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2008/2009 | | For | | For |
4.19 | | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2008/2009 | | For | | For |
4.20 | | Approve Discharge of Former Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 | | For | | For |
| | | | | | |
4.21 | | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2008/2009 | | For | | For |
5 | | Ratify KPMG AG as Auditors for Fiscal 2009 | | For | | For |
6 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | Against |
7.1 | | Elect Hans-Ulrich Holdenried to the Supervisory Board | | For | | For |
7.2 | | Elect Renate Koecher to the Supervisory Board | | For | | For |
7.3 | | Elect Manfred Puffer to the Supervisory Board | | For | | For |
7.4 | | Elect Doris Schmitt-Landsiedel to the Supervisory Board | | For | | For |
7.5 | | Elect Eckart Suenner to the Supervisory Board | | For | | For |
7.6 | | Elect Klaus Wucherer to the Supervisory Board Shareholder Counterproposal | | For | | Do Not Vote |
7.7 | | Elect Willi Berchtold to the Supervisory Board Management Proposals | | Against | | For |
8 | | Approve Cancellation of Two Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital | | For | | For |
9 | | Approve Reduction of 2002 Pool of Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 | | For | | For |
10 | | Approve Creation of EUR 648 Million Pool of Capital without Preemptive Rights | | For | | For |
11 | | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights for Employee Share Awards | | For | | For |
12 | | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights | | For | | For |
13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
14.1 | | Amend Articles Re: Deadline for the Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
14.2 | | Amend Articles Re: Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
14.3 | | Amend Articles Re: Online Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
14.4 | | Amend Articles Re: Designation of Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
14.5 | | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
15 | | Approve Affiliation Agreement with Subsidiary Hitex Development Tools GmbH | | For | | For |
16 | | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 21 GmbH | | For | | For |
| | | | | | |
| | | |
PT Astra International Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 01-Mar-10 | | Y7117N149 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Directors | | For | | Against |
| | | | | | |
| | | |
Outotec Oyj (Outokumpu Technology) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-Mar-10 | | X6026E100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | | | |
2 | | Calling the Meeting to Order | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
4 | | Acknowledge Proper Convening of Meeting | | For | | For |
5 | | Prepare and Approve List of Shareholders | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Review | | | | |
7 | | Accept Financial Statements and Statutory Reports | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.70 per Share | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Monthly Remuneration of Directors in the Amount of EUR 5,000 for Chairman, EUR 4,000 for Vice Chairman, and EUR 3,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | | For | | For |
11 | | Fix Number of Directors at Six | | For | | For |
12 | | Reelect Carl-Gustaf Bergstrom (Chair), Karri Kaitue, Hannu Linnoinen, and Anssi Soila as Directors; Elect Eija Ailasmaa and Tapani Jarvinen as New Directors | | For | | For |
13 | | Approve Remuneration of Auditors | | For | | For |
14 | | Ratify KPMG Oy Ab as Auditors | | For | | For |
15 | | Authorize Repurchase of up to 4.6 Million Issued Shares | | For | | For |
16 | | Approve Issuance of up to 4.6 Million Shares without Preemptive Rights | | For | | For |
17 | | Amend Articles Re: Notification of General Meeting | | For | | For |
18 | | Approve Charitable Donations of up to EUR 600,000 to Finnish Universities | | For | | For |
19 | | Close Meeting | | | | |
| | | | | | |
| | | |
Samsung Electro-Mechanics Co | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Mar-10 | | Y7470U102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Appropriation of Income and Dividends of KRW 750 per Common Share and KRW 800 per Preferred Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3 | | Elect One Inside Director and One Outside Director (Bundled) | | For | | For |
4 | | Elect Kang Byung-Ho as Member of Audit Committee | | For | | For |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
| | | | | | |
| | | |
Autonomy Corporation plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Mar-10 | | G0669T101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | Against |
3 | | Elect Robert Webb as Director | | For | | For |
4 | | Re-elect Sushovan Hussain as Director | | For | | For |
5 | | Re-elect Michael Lynch as Director | | For | | For |
6 | | Re-elect John McMonigall as Director | | For | | Against |
7 | | Re-elect Richard Perle as Director | | For | | Against |
8 | | Re-elect Barry Ariko as Director | | For | | Against |
9 | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For |
10 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
11 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | | For | | For |
| | | | | | |
12 | | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | | For | | For |
13 | | Authorise 24,087,628 Ordinary Shares for Market Purchase | | For | | For |
14 | | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days’ Notice | | For | | For |
15 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
| | | |
Novo Nordisk A/S | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Mar-10 | | K7314N152 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Report of Board | | | | |
2 | | Receive and Approve Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Remuneration of Directors | | For | | For |
4 | | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | | For | | For |
5a | | Reelect Sten Scheibye as Director | | For | | For |
5b | | Reelect Goran Ando as Director | | For | | For |
5c | | Reelect Henrik Gurtler as Director | | For | | For |
5d | | Reelect Pamela Kirby as Director | | For | | For |
5e | | Reelect Kurt Nielsen as Director | | For | | For |
5f | | Reelect Hannu Ryopponen as Director | | For | | For |
5g | | Reelect Jorgen Wedel as Director | | For | | For |
6 | | Ratify PricewaterhouseCoopers as Auditor | | For | | For |
7.1.1 | | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | | For | | For |
7.1.2 | | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirement | | For | | For |
7.1.3 | | Amend Articles Re: Change Name of Company’s Share Registrar | | For | | For |
7.1.4 | | Amend Articles Re: Appointment of Chairman and Vice Chairman | | For | | For |
7.1.5 | | Amend Articles Re: Right to Sign for the Company | | For | | For |
7.1.6 | | Amend Articles Re: Specify that the Corporate Language is English | | For | | For |
7.1.7 | | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | | For | | For |
7.1.8 | | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | | For | | For |
7.2 | | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | | For | | For |
7.3 | | Authorize Repurchase of up to 10 Percent of Share Capital | | For | | Against |
7.4 | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
8 | | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | | For | | For |
9 | | Other Business | | | | |
| | | | | | |
| | | |
Domino’s Pizza UK & IRL plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Mar-10 | | G2811T120 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Reappoint Ernst & Young LLP as Auditors of the Company | | For | | For |
3 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
4 | | Approve Final Dividend | | For | | For |
| | | | | | |
5 | | Re-elect Stephen Hemsley as Director | | For | | For |
6 | | Re-elect Colin Halpern as Director | | For | | For |
7 | | Re-elect Nigel Wray as Director | | For | | For |
8 | | Re-elect John Hodson as Director | | For | | For |
9 | | Approve Remuneration Report | | For | | For |
10 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
11 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
12 | | Authorise Market Purchase | | For | | For |
13 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
14 | | Amend Articles of Association | | For | | For |
| | | | | | |
| | | |
Electrolux AB | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Mar-10 | | W24713120 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Marcus Wallenberg as Chairman of Meeting | | For | | For |
2 | | Prepare and Approve List of Shareholders | | For | | For |
3 | | Approve Agenda of Meeting | | For | | For |
4 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
5 | | Acknowledge Proper Convening of Meeting | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Auditor’s Report | | | | |
7 | | Receive President’s Report | | | | |
8 | | Approve Financial Statements and Statutory Reports | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Allocation of Income and Dividends of SEK 4.00 per Share | | For | | For |
11 | | Determine Number of Members (10) and Deputy Members of Board (0); Receive Nomination Committee Report | | For | | For |
12 | | Approve Remuneration of Board in the Amount of SEK 1.6 Million for Chairman, SEK 550,000 for Deputy Chairman, and SEK 475,000 for Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | | For | | For |
13 | | Reelect Marcus Wallenberg (Chair), Peggy Bruzelius, Torben Sorensen, Hasse Johansson, John Lupo, Barbara Thoralfsson, Johan Molin, Hans Straberg, and Caroline Sundewall as Directors; Elect Lorna Davis as a New Director | | For | | For |
14 | | Ratify PricewaterhouseCoopers AB as Auditors | | For | | For |
15 | | Authorize Board Chairman, One Additional Director, and Representatives of Company’s Four Largest Shareholders to Serve on Nominating Committee | | For | | For |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
17 | | Approve Restricted Stock Plan for Key Employees | | For | | For |
18a | | Authorize Repurchase Up to a Holding of Ten Percent of Issued Share Capital | | For | | For |
18b | | Approve Reissuance of Repurchased Shares to Cover Expenses Connected with Company Acquisitions | | For | | For |
18c | | Approve Reissuance of 3.0 Million Repurchased Class B Shares to Cover Expenses Connected to the 2003 Stock Option Plan and the Electrolux Share Program 2008 | | For | | For |
18d | | Approve Reissuance of 1.5 Million Repurchased Class B Shares to Cover Expenses Connected to the Electrolux Share Program 2010 | | For | | For |
19 | | Close Meeting | | | | |
| | | | | | |
| | | |
Telecity Group plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 01-Apr-10 | | G87403112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Remuneration Report | | For | | For |
3 | | Re-elect John Hughes as Director | | For | | For |
4 | | Re-elect Brian McArthur-Muscroft as Director | | For | | For |
5 | | Re-elect John O’Reilly as Director | | For | | For |
6 | | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | | For | | For |
7 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
8 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 132,061 | | For | | For |
9 | | Subject to Resolution 8 Having Been Duly Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,809 | | For | | For |
10 | | Authorise 19,809,237 Ordinary Shares for Market Purchase | | For | | For |
11 | | Adopt New Articles of Association | | For | | For |
12 | | Approve that a General Meeting Other than an Annual General Meeting May be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
| | | | | | |
| | | |
L Oreal | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Apr-10 | | F58149133 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.50 per Share | | For | | For |
4 | | Approve Transaction with Jean Paul Agon Re: Amendment to Employment Contract | | For | | Against |
5 | | Reelect Sir Lindsay Ownen-Jones as Director | | For | | For |
6 | | Reelect Jean Paul Agon as Director | | For | | For |
7 | | Reelect Francisco Castaner as Director | | For | | For |
8 | | Reelect Charles-Henri Filippi as Director | | For | | For |
9 | | Reelect Xavier Fontanet as Director | | For | | For |
10 | | Reelect Marc Ladreit de Lacharriere as Director | | For | | Against |
11 | | Renew Appointments of PricewaterhouseCoopers Audit as Auditor and of Yves Nicolas as Alternate Auditor | | For | | For |
12 | | Renew Appointment of Deloitte and Associes as Auditor and Appoint BEAS as Alternate Auditor | | For | | For |
13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
14 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
15 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
| | | |
Rieter Holding AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A Did not vote due to share blocking | | 28-Apr-10 | | H68745209 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports, Including Remuneration Report | | For | | Do Not Vote |
2 | | Approve Allocation of Income and Omission of Dividends | | For | | Do Not Vote |
3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
4 | | Reelect Dieter Spaelti as Director | | For | | Do Not Vote |
5 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | Do Not Vote |
6.1 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | Do Not Vote |
6.2 | | Amend Articles Re: Shareholding Requirement for Board Members | | For | | Do Not Vote |
| | | | | | |
| | | |
Indofood Agri Resources Ltd. (frmly CITYAXIS HOLDINGS LTD) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | Y3974E108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Adopt Financial Statements and Directors’ and Auditors’ Reports | | For | | For |
2 | | Approve Directors’ Fees of SGD 285,000 for the Year Ended Dec. 31, 2009 (2008: SGD 285,000) | | For | | For |
3a | | Reelect Goh Kian Chee as Director | | For | | For |
3b | | Reelect Hendra Susanto as Director | | For | | For |
3c | | Reelect Axton Salim as Director | | For | | For |
3d | | Reelect Suaimi Suriady as Director | | For | | For |
4 | | Reappoint Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | | For | | For |
6 | | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | | For | | For |
7 | | Approve Mandate for Transactions with Related Parties | | For | | For |
8 | | Authorize Share Repurchase Program | | For | | For |
| | | | | | |
| | | |
Sandvik Ab | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-May-10 | | W74857165 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | | | |
2 | | Elect Chairman of Meeting | | For | | For |
3 | | Prepare and Approve List of Shareholders | | For | | For |
4 | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
5 | | Approve Agenda of Meeting | | For | | For |
6 | | Acknowledge Proper Convening of Meeting | | For | | For |
7 | | Receive Financial Statements and Statutory Reports (Non-Voting) | | | | |
8 | | Receive President’s Report | | | | |
9 | | Approve Financial Statements and Statutory Reports | | For | | For |
10 | | Approve Discharge of Board and President | | For | | For |
11 | | Approve Allocation of Income and Dividends of SEK 1 per Share | | For | | For |
12 | | Determine Number of Members (8) and Deputy Members (0) of Board | | For | | For |
13 | | Approve Remuneration of Directors; Approve Remuneration of Auditors | | For | | For |
14 | | Reelect Georg Ehrnrooth, Fredrik Lundberg, Hanne de Mora, Egil Myklebust, Anders Nyren (Chair), Lars Pettersson and Simon Thompson as Directors; Elect Lars Westerberg as Director | | For | | For |
15 | | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | | For | | For |
16 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Against |
17 | | Close Meeting | | | | |
| | | | | | |
| | | |
Autoliv Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ALV | | 06-May-10 | | 052800109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Robert W. Alspaugh | | For | | For |
1.2 | | Elect Director Walter Kunerth | | For | | For |
1.3 | | Elect Director Lars Nyberg | | For | | For |
1.4 | | Elect Director Lars Westerberg | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
ShawCor Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SCL.A | | 07-May-10 | | 820904209 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | The following agenda is for holders of Class A Subordinate Voting Shares and Class B Multiple Voting Shares | | | | |
1.1 | | Elect John T. Baldwin as Director | | For | | For |
1.2 | | Elect William P. Buckley as Director | | For | | For |
1.3 | | Elect James W. Derrick as Director | | For | | For |
1.4 | | Elect Leslie W. J. Hutchison as Director | | For | | For |
1.5 | | Elect Geoffrey F. Hyland as Director | | For | | For |
1.6 | | Elect Murray K. Mullen as Director | | For | | For |
1.7 | | Elect John F. Petch as Director | | For | | For |
1.8 | | Elect Robert J. Ritchie as Director | | For | | For |
1.9 | | Elect Paul G. Robinson as Director | | For | | For |
1.10 | | Elect Heather A. Shaw as Director | | For | | For |
1.11 | | Elect Virginia L. Shaw as Director | | For | | For |
1.12 | | Elect Zoltan D. Simo as Director | | For | | For |
1.13 | | Elect E. Charlene Valiquette as Director | | For | | For |
1.14 | | Elect Donald C. Vaughn as Director | | For | | For |
2 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Restricted Share Unit Plan | | For | | For |
| | | | | | |
| | | |
Adecco SA | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A Did not vote due to share blocking | | 11-May-10 | | H00392318 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
1.2 | | Approve Remuneration Report | | For | | Do Not Vote |
2 | | Approve Allocation of Income and Dividends of CHF 0.75 per Share | | For | | Do Not Vote |
3 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
4.1 | | Reelect Jakob Baer as Director | | For | | Do Not Vote |
4.2 | | Reelect Rolf Doerig as Director | | For | | Do Not Vote |
4.3 | | Reelect Andreas Jacobs as Director | | For | | Do Not Vote |
4.4 | | Reelect Francis Mer as Director | | For | | Do Not Vote |
4.5 | | Reelect Thomas O’Neill as Director | | For | | Do Not Vote |
4.6 | | Reelect David Prince as Director | | For | | Do Not Vote |
4.7 | | Reelect Wanda Rapaczynski as Director | | For | | Do Not Vote |
4.8 | | Reelect Judith Sprieser as Director | | For | | Do Not Vote |
4.9 | | Elect Alexander Gut as Director | | For | | Do Not Vote |
5 | | Ratify Ernst & Young Ltd as Auditors | | For | | Do Not Vote |
| | | | | | |
| | | |
Calfrac Well Services Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CFW | | 11-May-10 | | 129584108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Fernando Aguilar as Director | | For | | For |
1.2 | | Elect Kevin R. Baker as Director | | For | | For |
1.3 | | Elect James S. Blair as Director | | For | | For |
1.4 | | Elect Gregory S. Fletcher as Director | | For | | For |
1.5 | | Elect Lorne A. Gartner as Director | | For | | For |
1.6 | | Elect Ronald P. Mathison as Director | | For | | For |
1.7 | | Elect Douglas R. Ramsay as Director | | For | | For |
1.8 | | Elect R.T. (Tim) Swinton as Director | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Birchcliff Energy Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BIR | | 12-May-10 | | 090697103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Four | | For | | For |
2 | | Elect Gordon W. Cameron, Larry A. Shaw, Werner A. Siemens, and A. Jeffery Tonken as Directors | | For | | Withhold |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Paramount Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: POU | | 12-May-10 | | 699320206 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Clayton Riddell, Dirk Junge, Violet Riddell, Alistair Thomson, James Riddell, David Knott, Susan Riddell Rose, Bernhard Wylie, John Gorman, John Roy and Thomas Claugus as Directors | | For | | Withhold |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
| | | | | | |
| | | |
Swatch Group AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A Did not vote due to share blocking | | 12-May-10 | | H83949141 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports and Receive Auditor’s Report | | For | | Do Not Vote |
2 | | Approve Discharge of Board and Senior Management | | For | | Do Not Vote |
3 | | Approve Allocation of Income and Dividends of CHF 0.80 per Registered Share and CHF 4.00 per Bearer Share | | For | | Do Not Vote |
4 | | Elect Esther Grether, Nayla Hayek, Claude Nicollier, Peter Gross, Nicolas Hayek, Johann Niklaus Schneider-Ammann, Ernst Tanner Georges Nicolas Hayek and Jean-Pierre Roth as Directors | | For | | Do Not Vote |
5 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | Do Not Vote |
6 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | Do Not Vote |
| | | | | | |
| | | |
SXC Health Solutions Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SXC | | 12-May-10 | | 78505P100 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Terence C. Burke | | For | | For |
1.2 | | Elect Director William J. Davis | | For | | For |
1.3 | | Elect Director Philip R. Reddon | | For | | For |
1.4 | | Elect Director Mark A. Thierer | | For | | For |
1.5 | | Elect Director Steven Cosler | | For | | For |
1.6 | | Elect Director Curtis J. Thorne | | For | | For |
1.7 | | Elect Director Anthony R. Masso | | For | | For |
2 | | Approve SXC Health Solutions Corp. Incentive Plan | | For | | For |
3 | | Ratify KPMG US as Auditors | | For | | For |
| | | | | | |
| | | |
ARM Holdings plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-May-10 | | G0483X122 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
| | | | | | |
3 | | Approve Remuneration Report | | For | | For |
4 | | Re-elect Kathleen O’Donovan as Director | | For | | For |
5 | | Re-elect Young Sohn as Director | | For | | For |
6 | | Re-elect Warren East as Director | | For | | For |
7 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
8 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
9 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
10 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
11 | | Authorise Market Purchase | | For | | For |
12 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
13 | | Adopt New Articles of Association | | For | | For |
| | | | | | |
| | | |
PT Bank Mandiri (Persero) Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-May-10 | | Y7123S108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report and Accountability Report on the Utilization of Proceeds from the Subordinated Bonds in 2009; and Ratify Financial Statements, Commissioners’ Report, and Annual Report on the Partnership and Community Development Program | | For | | For |
2 | | Approve Allocation of Income | | For | | For |
3 | | Appoint Auditors | | For | | For |
4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
5 | | Approve Increase in Issued and Paid-Up Capital | | For | | For |
6 | | Approve Increase in Retirement Benefits for the Participants of the Bank Mandiri Pension Funds I-IV | | For | | For |
7 | | Approve Increase in Shareholding in PT AXA Mandiri Financial Services | | For | | For |
8 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Aixtron AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | D0198L143 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.15 per Share | | For | | For |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | For | | For |
4 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | For | | For |
5 | | Approve Remuneration System for Management Board Members | | For | | For |
6 | | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | | For | | For |
7 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
8 | | Approve Creation of EUR 40.3 Million Pool of Capital I without Preemptive Rights | | For | | Against |
9 | | Approve Creation of EUR 10.1 Million Pool of Capital II with Partial Exclussion of Preemptive Rights | | For | | Against |
10 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion | | For | | Against |
11 | | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
12 | | Approve Change of Corporate Form to Societas Europaea (SE) | | For | | For |
| | | | | | |
| | | |
Li & Fung Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | G5485F144 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Declare Final Dividend of HK$0.49 Per Share | | For | | For |
3a | | Reelect Victor Fung Kwok King as Director | | For | | For |
3b | | Reelect Bruce Philip Rockowitz as Director | | For | | For |
3c | | Reelect Paul Edward Selway-Swift as Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | | For | | For |
6 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
7 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
8 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
9 | | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | | For | | Against |
| | | | | | |
| | | |
PT Astra International Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-May-10 | | Y7117N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report and Financial Statements | | For | | For |
2 | | Approve Allocation of Income | | For | | For |
3 | | Elect Commissioners and Directors and Approve Their Remuneration | | For | | Against |
4 | | Appoint Auditors | | For | | For |
| | | | | | |
| | | |
PT Kalbe Farma Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y71287190 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Directors’ Report | | For | | For |
2 | | Approve Financial Statements and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Elect Commissioners | | For | | Against |
5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
6 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Vallourec | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 31-May-10 | | F95922104 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 3.50 per Share | | For | | For |
4 | | Approve Stock Dividend Program (Cash or Shares) | | For | | For |
5 | | Reelect Michel de Fabiani as Supervisory Board Member | | For | | For |
6 | | Reelect Bollore as Supervisory Board Member | | For | | For |
7 | | Reelect Jean-Claude Verdiere as Supervisory Board Member | | For | | For |
8 | | Elect Vivienne Cox as Supervisory Board Member | | For | | For |
9 | | Elect Alexandra Schaapveld as Supervisory Board Member | | For | | For |
10 | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | | For | | For |
11 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | |
| | Extraordinary Business | | | | |
12 | | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | | For | | For |
13 | | Amend Article 12.3 of Bylaws Re: Electronic Vote | | For | | For |
14 | | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | | For | | For |
| | | | | | |
| | | |
Imax Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: IMX | | 09-Jun-10 | | 45245E109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Richard L. Gelford as Director | | For | | For |
2 | | Elect Bradley J. Wechster as Director | | For | | For |
3 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Nordic Semiconductor ASA (Formerly NORDIC VLSI AS) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Jun-10 | | R4988P103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting; Registration of Attending Shareholders and Proxies | | For | | For |
2 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | For |
3 | | Approve Notice of Meeting and Agenda | | For | | For |
4 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2 per Share | | For | | For |
5 | | Approve Remuneration of Directors, Nominating Committee, and Auditors | | For | | For |
6 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | For |
7 | | Approve Creation of NOK 168,000 Pool of Capital without Preemptive Rights | | For | | For |
8 | | Reelect Tore Engebretsen, Anne Fagerlie, Kjell Brathen, Arnhild Schia, and Terje Rogne as Directors | | For | | For |
9 | | Elect John Henriksen, Bjornar Olsen, and Thomas Raaschou as Members of Nominating Committee | | For | | For |
10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
11 | | Approve 1:5 Stock Split | | For | | For |
12 | | Amend Articles Re: Company Purpose; Allow Entire Board to Function as Audit Committee; Documents Pertaining to General Meetings | | For | | For |
| | | | | | |
| | | |
Genting Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Jun-10 | | Y26926116 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolution | | | | |
1 | | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Final Dividend of MYR 0.04 Per Share for the Financial | | For | | For |
| | Year Ended Dec. 31, 2009 | | | | |
3 | | Approve Remuneration of Directors in the Amount of MYR 877,800 | | For | | For |
| | for the Financial Year Ended Dec. 31, 2009 | | | | |
4 | | Elect R. Thillainathan as Director | | For | | For |
5 | | Elect Mohd Amin bin Osman as Director | | For | | For |
6 | | Elect Hashim bin Nik Yusoff as Director | | For | | For |
| | | | | | |
7 | | Elect Mohammed Hanif bin Omar as Director | | For | | For |
8 | | Elect Lin See Yan as Director | | For | | For |
9 | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
10 | | Authorize Repurchase of Up to 10 Percent of Issued and Paid-Up Share Capital | | For | | For |
11 | | Approve Exemption to Kien Huat Realty Sdn Bhd and Persons Acting in Concert with it from the Obligation to Undertake a Mandatory Take-Over Offer on the Remaining Voting Shares in the Company Not Already Owned by Them After the Share Repurchase Prog | | For | | For |
12 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued and Paid-Up Share Capital | | For | | For |
13 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | | For | | For |
| | Special Resolution | | | | |
1 | | Amend Articles Association as Set Forth Under Part D of the Document to Shareholders Dated May 19, 2010 | | For | | For |
| | | | | | |
| | | |
Infosys Technologies Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Jun-10 | | Y4082C133 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for GDR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend of INR 15 Per Share | | For | | For |
3 | | Reappoint N.R.N. Murthy as Director | | For | | For |
4 | | Reappoint M.G. Subrahmanyam as Director | | For | | For |
5 | | Reappoint S. Gopalakrishnan as Director | | For | | For |
6 | | Reappoint S.D. Shibulal as Director | | For | | For |
7 | | Reappoint T.V.M. Pai as Director | | For | | For |
8 | | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Approve Reappointment and Remuneration of T.V M. Pai as Executive Director | | For | | For |
10 | | Approve Reappointment and Remuneration of S. Batni as Executive Director | | For | | For |
| | | | | | |
| | | |
Weichai Power Co., Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Jun-10 | | Y9531A109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Annual Report of the Company | | For | | For |
2 | | Accept Report of the Board of Directors | | For | | For |
3 | | Accept Report of the Supervisory Committee | | For | | For |
4 | | Accept Financial Statements and Auditors’ Report | | For | | For |
5 | | Accept Final Financial Report | | For | | For |
6 | | Approve Profit Distribution to Shareholders for the Year Ended December 31, 2009 | | For | | For |
7 | | Reappoint Shandong Zheng Yuan Hexin Accountants Ltd. as the PRC Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
8 | | Reappoint Ernst & Young as the Non-PRC Auditors and Authorize the Board to Fix Their Remuneration | | For | | For |
9 | | Approve Interim Dividend | | For | | For |
10 | | Approve Connected Transaction with Beiqi Futian Motor Company Limited | | For | | Against |
11 | | Approve Connected Transaction with Shantui Engineering Machinery Co. Ltd. | | For | | Against |
12 | | Approve Share Award Restriction Rules | | For | | Against |
13 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
| | | |
PT Perusahaan Gas Negara Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 17-Jun-10 | | Y7136Y118 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Annual Report of the Company, Annual Report of the Partnership and Community Development Program (PCDP), and Commissioners’ Report for the Year 2009 | | For | | For |
2 | | Approve Financial Statements of the Company and the PCDP, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income and Payment of Dividend | | For | | For |
4 | | Appoint Auditors | | For | | For |
5 | | Approve Remuneration of Directors and Commissioners | | For | | For |
6 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Yaskawa Electric Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6506 | | 17-Jun-10 | | J9690T102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | | For | | For |
2.1 | | Elect Director Kouji Toshima | | For | | For |
2.2 | | Elect Director Junji Tsuda | | For | | For |
2.3 | | Elect Director Kouichi Takei | | For | | For |
2.4 | | Elect Director Masao Kitou | | For | | For |
2.5 | | Elect Director Toshihiro Sawa | | For | | For |
2.6 | | Elect Director Noboru Usami | | For | | For |
2.7 | | Elect Director Yoshinori Fukahori | | For | | For |
2.8 | | Elect Director Hideki Gotou | | For | | For |
2.9 | | Elect Director Kouki Nakamura | | For | | For |
2.10 | | Elect Director Hiroshi Ogasawara | | For | | For |
2.11 | | Elect Director Osamu Motomatsu | | For | | For |
2.12 | | Elect Director Shuuji Murakami | | For | | For |
2.13 | | Elect Director Yoshikatsu Minami | | For | | For |
2.14 | | Elect Director Shigeto yanase | | For | | For |
2.15 | | Elect Director Yuuji Nakayama | | For | | For |
2.16 | | Elect Director Kouichi Takamiya | | For | | For |
3.1 | | Appoint Statutory Auditor Sadahiro Iwata | | For | | For |
3.2 | | Appoint Statutory Auditor Makoto Ishimaru | | For | | For |
4 | | Appoint Alternate Statutory Auditor Yasuto Tanaka | | For | | For |
| | | | | | |
| | | |
Hitachi Metals Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5486 | | 18-Jun-10 | | J20538112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Nobuo Mochida | | For | | For |
1.2 | | Elect Director Hiroyuki Fujii | | For | | For |
1.3 | | Elect Director Junzo Kawakami | | For | | Against |
1.4 | | Elect Director Yasutoshi Noguchi | | For | | For |
1.5 | | Elect Director Toyoaki Nakamura | | For | | Against |
1.6 | | Elect Director Hiromi Yoshioka | | For | | For |
1.7 | | Elect Director Kimio Hanamura | | For | | For |
| | | | | | |
| | | |
Kubota Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6326 | | 18-Jun-10 | | J36662138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Yasuo Masumoto | | For | | For |
1.2 | | Elect Director Daisuke Hatakake | | For | | For |
| | | | | | |
1.3 | | Elect Director Moriya Hayashi | | For | | For |
1.4 | | Elect Director Hirokazu Nara | | For | | For |
1.5 | | Elect Director Tetsuji Tomita | | For | | For |
1.6 | | Elect Director Satoru Sakamoto | | For | | For |
1.7 | | Elect Director Yuzuru Mizuno | | For | | For |
1.8 | | Elect Director Kan Trakulhoon | | For | | For |
2 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
| | | |
Sony Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6758 | | 18-Jun-10 | | J76379106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1.1 | | Director Howard Stringer | | For | | For |
1.2 | | Director Ryouji Chubachi | | For | | For |
1.3 | | Director Youtarou Kobayashi | | For | | For |
1.4 | | Director Yoshiaki Yamauchi | | For | | For |
1.5 | | Director Peter Bonfield | | For | | For |
1.6 | | Director Fujio Chou | | For | | For |
1.7 | | Director Ryuuji Yasuda | | For | | For |
1.8 | | Director Yukako Uchinaga | | For | | For |
1.9 | | Director Mitsuaki Yahagi | | For | | For |
1.10 | | Director Tsun-yan Hsieh | | For | | For |
1.11 | | Director Roland A. Hernandez | | For | | For |
1.12 | | Director Kanemitsu Anraku | | For | | For |
1.13 | | Director Yorihiko Kojima | | For | | For |
1.14 | | Director Osamu Nagayama | | For | | For |
2 | | Approve Stock Option Plan | | For | | For |
| | | | | | |
| | | |
Sands China Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Jun-10 | | G7800X107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2a | | Reelect Sheldon Gary Adelson as Non-Executive Director | | For | | For |
2b | | Reelect Steven Craig as Executive Director | | For | | For |
2c | | Authorize Board to Fix the Remuneration of Directors | | For | | For |
3 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
4 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
6 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
| | | |
Nidec Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6594 | | 22-Jun-10 | | J52968104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Amend Articles to Indemnify Directors | | For | | For |
2.1 | | Elect Director Shigenobu Nagamori | | For | | For |
2.2 | | Elect Director Hiroshi Kobe | | For | | For |
2.3 | | Elect Director Kenji Sawamura | | For | | For |
2.4 | | Elect Director Juntaro Fujii | | For | | For |
2.5 | | Elect Director Yasuo Hamaguchi | | For | | For |
2.6 | | Elect Director Tadaaki Hamada | | For | | For |
2.7 | | Elect Director Masuo Yoshimatsu | | For | | For |
2.8 | | Elect Director Tetsuo Inoue | | For | | For |
2.9 | | Elect Director Shozo Wakabayashi | | For | | For |
2.10 | | Elect Director Masakazu Iwakura | | For | | For |
| | | | | | | | |
3.1 | | Appoint Statutory Auditor Chihiro Suematsu | | For | | For |
3.2 | | Appoint Statutory Auditor Kiichiro Kobayashi | | For | | For |
| | | | | | |
| | | |
TECNICAS REUNIDAS S.A. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 23-Jun-10 | | E9055J108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended December 31, 2009 | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year ended Dec. 31, 2009 | | For | | For |
3 | | Approve Allocation of Income for Fiscal Year 2009 | | For | | For |
4 | | Approve Discharge of Directors for Fiscal Year 2009 | | For | | For |
5 | | Re-elect Auditors of Individual and Consolidated Accounts for Fiscal Year 2010 | | For | | Against |
6 | | Amend Article 30 of Company Bylaws | | For | | For |
7 | | Receive Changes to Board of Directors’ Guidelines | | | | |
8 | | Fix Number of Directors | | For | | For |
9 | | Ratify Diego Del Alcazar y Silvela as Director | | For | | For |
10 | | Authorize Repurchase of Shares; Void Unused Previous Authorization | | For | | For |
11 | | Authorize the Board to Establish and Fund Associations or Foundations in Accordance with the Prevailing Regulations | | For | | For |
12 | | Fix Remuneration of Directors | | For | | For |
13 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
| | | |
Kuraray Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3405 | | 24-Jun-10 | | J37006137 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 8 | | For | | For |
2.1 | | Elect Director Yasuaki Wakui | | For | | For |
2.2 | | Elect Director Fumio Ito | | For | | For |
2.3 | | Elect Director Yoichi Ninagawa | | For | | For |
2.4 | | Elect Director Shiro Kataoka | | For | | For |
2.5 | | Elect Director Keiji Murakami | | For | | For |
2.6 | | Elect Director Kazuhiro Tenkumo | | For | | For |
2.7 | | Elect Director Yasuhiro Yamamoto | | For | | For |
2.8 | | Elect Director Setsuo Yamashita | | For | | For |
2.9 | | Elect Director Kensaku Aomoto | | For | | For |
2.10 | | Elect Director Takafusa Shioya | | For | | For |
3 | | Appoint Statutory Auditor Hiroo Onodera | | For | | For |
4 | | Approve Stock Option Plan | | For | | For |
| | | | | | |
| | | |
Top Glove Corporation Bhd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-Jun-10 | | Y88965101 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolution | | | | |
1 | | Approve Bonus Issue of up to 348 Million New Shares on the Basis of One Bonus Share for Every One Existing Share Held | | For | | For |
2 | | Approve Increase in Authorized Share Capital from MYR 200 Million to MYR 400 Million by Creation of Additional 400 Million Shares | | For | | For |
| | Special Resolution | | | | |
1 | | Amend Memorandum and Articles of Association Re: Increase in Authorized Capital and E-Dividend Payment | | For | | For |
| | | | | | |
| | | |
Disco Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6146 | | 25-Jun-10 | | J12327102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
2 | | Approve Annual Bonus Payment to Directors | | For | | For |
3 | | Approve Stock Option Plan | | For | | For |
| | | | | | |
| | | |
Hollysys Automation Technologies Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: HOLI | | 25-Jun-10 | | G4604M106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Changli Wang as a Director | | For | | For |
1.2 | | Elect Colin Sung as a Director | | For | | For |
1.3 | | Elect Jerry Zhang as a Director | | For | | For |
1.4 | | Elect Jianyun Chai as a Director | | For | | For |
1.5 | | Elect Qingtai Chen as a Director | | For | | For |
2 | | Ratify BDO as Auditors | | For | | For |
3 | | Transact Other Business (Non-Voting) | | | | |
| | | | | | |
| | | |
Nomura Holdings Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8604 | | 25-Jun-10 | | J59009159 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Junichi Ujiie | | For | | For |
1.2 | | Elect Director Kenichi Watanabe | | For | | For |
1.3 | | Elect Director Takumi Shibata | | For | | For |
1.4 | | Elect Director Masanori Itatani | | For | | For |
1.5 | | Elect Director Masanori Nishimatsu | | For | | For |
1.6 | | Elect Director Haruo Tsuji | | For | | For |
1.7 | | Elect Director Hajime Sawabe | | For | | For |
1.8 | | Elect Director Tsuguoki Fujinuma | | For | | Against |
1.9 | | Elect Director Hideaki Kubori | | For | | For |
1.10 | | Elect Director Masahiro Sakane | | For | | For |
1.11 | | Elect Director Colin Marshall | | For | | For |
1.12 | | Elect Director Clara Furse | | For | | For |
| | | | | | |
| | | |
Check Point Software Technologies Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Jun-10 | | M22465104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Gil Shwed as Director | | For | | For |
1.2 | | Elect Marius Nacht as Director | | For | | For |
1.3 | | Elect Jerry Ungerman as Director | | For | | For |
1.4 | | Elect Dan Propper as Director | | For | | For |
1.5 | | Elect David Rubner as Director | | For | | For |
1.6 | | Elect Tal Shavit as Director | | For | | For |
2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Approve Equity Compensation of CEO | | For | | Against |
3a | | Indicate Personal Interest in Proposed Agenda Item | | None | | |
| | | | | | |
| | | |
JGC Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1963 | | 29-Jun-10 | | J26945105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 21 | | For | | For |
2 | | Amend Articles to Amend Business Lines | | For | | For |
3.1 | | Elect Director Keisuke Takeuchi | | For | | For |
3.2 | | Elect Director Masahiko Yaegashi | | For | | For |
| | | | | | |
3.3 | | Elect Director Tadanori Aratani | | For | | For |
3.4 | | Elect Director Sei Tange | | For | | For |
3.5 | | Elect Director Koichi Kawana | | For | | For |
3.6 | | Elect Director Tadashi Ishizuka | | For | | For |
3.7 | | Elect Director Yutaka Yamazaki | | For | | For |
3.8 | | Elect Director Keitaro Ishii | | For | | For |
3.9 | | Elect Director Eiki Furuta | | For | | For |
3.10 | | Elect Director Hideaki Miura | | For | | For |
3.11 | | Elect Director Tsutomu Akabane | | For | | For |
3.12 | | Elect Director Toyohiko Shimada | | For | | For |
3.13 | | Elect Director Yasumasa Isetani | | For | | For |
3.14 | | Elect Director Kazuo Yamane | | For | | For |
3.15 | | Elect Director Masayuki Sato | | For | | For |
| | | | | | |
| | | |
Teva Pharmaceutical Industries Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Jun-10 | | M8769Q102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | | For | | For |
2 | | Election Of Director: Mr. Abraham E. Cohen | | For | | For |
3 | | Election Of Director: Mr. Amir Elstein | | For | | For |
4 | | Election Of Director: Prof. Roger Kornberg | | For | | For |
5 | | Election Of Director: Prof. Moshe Many | | For | | For |
6 | | Election Of Director: Mr. Dan Propper | | For | | For |
7 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8 | | Approve Stock Option Plan | | For | | Against |
9 | | Approve Compensation of Board Chairman | | For | | For |
10 | | Approve Compensation of Director | | For | | For |
11 | | Approve Compensation of Director | | For | | For |
12 | | Increase Authorized Share Capital | | For | | For |
Proxy Voting Summary
Nuveen Santa Barbara Mid-Cap Growth Fund
July 1, 2009 – June 30, 2010
ANALOG DEVICES, INC.
| | | | | | |
Security | | 032654105 | | Meeting Type | | Special |
Ticker Symbol | | ADI | | Meeting Date | | 20-Jul-2009 |
ISIN | | US0326541051 | | Agenda | | 933115176 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO APPROVE AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM. | | Management | | For | | For |
Page 1 of 71
BMC SOFTWARE, INC.
| | | | | | |
Security | | 055921100 | | Meeting Type | | Annual |
Ticker Symbol | | BMC | | Meeting Date | | 28-Jul-2009 |
ISIN | | US0559211000 | | Agenda | | 933115380 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ROBERT E. BEAUCHAMP | | | | For | | For |
| | 2 B. GARLAND CUPP | | | | For | | For |
| | 3 JON E. BARFIELD | | | | For | | For |
| | 4 GARY L. BLOOM | | | | For | | For |
| | 5 MELDON K. GAFNER | | | | For | | For |
| | 6 P. THOMAS JENKINS | | | | For | | For |
| | 7 LOUIS J. LAVIGNE, JR. | | | | For | | For |
| | 8 KATHLEEN A. O’NEIL | | | | For | | For |
| | 9 TOM C. TINSLEY | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2010. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE BMC SOFTWARE, INC. 2007 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF BMC SOFTWARE, INC. COMMON STOCK RESERVED FOR ISSUANCE UNDER SUCH PLAN BY 16,000,000 SHARES. | | Management | | Against | | Against |
Page 2 of 71
THE J. M. SMUCKER COMPANY
| | | | | | |
Security | | 832696405 | | Meeting Type | | Annual |
Ticker Symbol | | SJM | | Meeting Date | | 19-Aug-2009 |
ISIN | | US8326964058 | | Agenda | | 933120367 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PAUL J. DOLAN | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: GARY A. OATEY | | Management | | Against | | Against |
1D | | ELECTION OF DIRECTOR: ALEX SHUMATE | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER | | Management | | Against | | Against |
02 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | ADOPTION OF AN AMENDMENT TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR ELECTIONS | | Management | | For | | For |
04 | | ADOPTION OF AN AMENDMENT TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO REQUIRE MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 4 IS CONDITIONED UPON APPROVAL OF PROPOSAL 3) | | Management | | For | | For |
05 | | ADOPTION OF AN AMENDMENT TO THE COMPANY’S AMENDED REGULATIONS TO ALLOW THE BOARD OF DIRECTORS TO AMEND THE AMENDED REGULATIONS TO THE EXTENT PERMITTED BY LAW | | Management | | For | | For |
Page 3 of 71
COOPER INDUSTRIES, LTD.
| | | | | | |
Security | | G24182100 | | Meeting Type | | Special |
Ticker Symbol | | CBE | | Meeting Date | | 31-Aug-2009 |
ISIN | | BMG241821005 | | Agenda | | 933124327 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A. | | Management | | For | | For |
02 | | IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND IN CONNECTION WITH THE SCHEME OF ARRANGEMENT AND THE REORGANIZATION, APPROVAL OF THE REDUCTION OF THE SHARE PREMIUM OF COOPER INDUSTRIES PLC TO ALLOW THE CREATION OF DISTRIBUTABLE RESERVES THAT WAS PREVIOUSLY UNANIMOUSLY APPROVED BY COOPER INDUSTRIES, LTD. AND THE OTHER CURRENT SHAREHOLDERS OF COOPER INDUSTRIES PLC. | | Management | | For | | For |
Page 4 of 71
NETAPP, INC
| | | | | | |
Security | | 64110D104 | | Meeting Type | | Annual |
Ticker Symbol | | NTAP | | Meeting Date | | 14-Oct-2009 |
ISIN | | US64110D1046 | | Agenda | | 933134380 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DANIEL J. WARMENHOVEN | | | | For | | For |
| | 2 DONALD T. VALENTINE | | | | For | | For |
| | 3 JEFFRY R. ALLEN | | | | For | | For |
| | 4 ALAN L. EARHART | | | | For | | For |
| | 5 THOMAS GEORGENS | | | | For | | For |
| | 6 MARK LESLIE | | | | For | | For |
| | 7 NICHOLAS G. MOORE | | | | For | | For |
| | 8 GEORGE T. SHAHEEN | | | | For | | For |
| | 9 ROBERT T. WALL | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION PLAN TO MODIFY THE NUMBER OF SHARES OF COMPANY COMMON STOCK (SHARES) THAT MAY BE ISSUED PURSUANT TO AWARDS UNDER THE STOCK ISSUANCE AND PERFORMANCE SHARE AND PERFORMANCE UNIT PROGRAMS. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO THE AUTOMATIC OPTION GRANT PROGRAM CONTAINED IN THE 1999 STOCK OPTION PLAN SO THAT A NONEMPLOYEE DIRECTOR MAY ELECT TO RECEIVE HIS OR HER AUTOMATIC EQUITY GRANTS IN THE FORM OF ALL STOCK OPTIONS OR IN A COMBINATION OF STOCK OPTIONS AND RESTRICTED STOCK UNITS. | | Management | | For | | For |
04 | | TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE UNDER THE PURCHASE PLAN BY AN ADDITIONAL 6,700,000 SHARES OF COMMON STOCK. | | Management | | For | | For |
05 | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE EXECUTIVE COMPENSATION PLAN TO PROVIDE THE PLAN ADMINISTRATOR WITH DISCRETION TO DETERMINE THE LENGTH OF ANY PERFORMANCE PERIOD UNDER THE COMPENSATION PLAN AND TO LIMIT THE MAXIMUM AWARD THAT ANY PARTICIPANT MAY RECEIVE PURSUANT TO THE COMPENSATION PLAN TO $5,000,000 IN ANY FISCAL YEAR. | | Management | | For | | For |
06 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 30, 2010. | | Management | | For | | For |
Page 5 of 71
COACH, INC.
| | | | | | |
Security | | 189754104 | | Meeting Type | | Annual |
Ticker Symbol | | COH | | Meeting Date | | 05-Nov-2009 |
ISIN | | US1897541041 | | Agenda | | 933146119 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LEW FRANKFORT | | | | For | | For |
| | 2 SUSAN KROPF | | | | Withheld | | Against |
| | 3 GARY LOVEMAN | | | | Withheld | | Against |
| | 4 IVAN MENEZES | | | | Withheld | | Against |
| | 5 IRENE MILLER | | | | Withheld | | Against |
| | 6 MICHAEL MURPHY | | | | Withheld | | Against |
| | 7 JIDE ZEITLIN | | | | Withheld | | Against |
02 | | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER THE COACH, INC. 2004 STOCK INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO VOTE ON A STOCKHOLDER PROPOSAL. | | Shareholder | | Against | | For |
Page 6 of 71
THE CLOROX COMPANY
| | | | | | |
Security | | 189054109 | | Meeting Type | | Annual |
Ticker Symbol | | CLX | | Meeting Date | | 18-Nov-2009 |
ISIN | | US1890541097 | | Agenda | | 933151627 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DANIEL BOGGAN, JR | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RICHARD H. CARMONA | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: TULLY M. FRIEDMAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GEORGE J. HARAD | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: DONALD R. KNAUSS | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: GARY G. MICHAEL | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: EDWARD A. MUELLER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JAN L. MURLEY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | | Management | | For | | For |
2 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
3 | | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN | | Shareholder | | Against | | For |
Page 7 of 71
INTUIT INC.
| | | | | | |
Security | | 461202103 | | Meeting Type | | Annual |
Ticker Symbol | | INTU | | Meeting Date | | 15-Dec-2009 |
ISIN | | US4612021034 | | Agenda | | 933159039 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID H. BATCHELDER | | | | For | | For |
| | 2 CHRISTOPHER W. BRODY | | | | For | | For |
| | 3 WILLIAM V. CAMPBELL | | | | For | | For |
| | 4 SCOTT D. COOK | | | | For | | For |
| | 5 DIANE B. GREENE | | | | For | | For |
| | 6 MICHAEL R. HALLMAN | | | | For | | For |
| | 7 EDWARD A. KANGAS | | | | For | | For |
| | 8 SUZANNE NORA JOHNSON | | | | For | | For |
| | 9 DENNIS D. POWELL | | | | For | | For |
| | 10 STRATTON D. SCLAVOS | | | | For | | For |
| | 11 BRAD D. SMITH | | | | For | | For |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
03 | | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
04 | | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
Page 8 of 71
ACTIVISION BLIZZARD INC
| | | | | | |
Security | | 00507V109 | | Meeting Type | | Special |
Ticker Symbol | | ATVI | | Meeting Date | | 17-Dec-2009 |
ISIN | | US00507V1098 | | Agenda | | 933168456 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
Page 9 of 71
ENERGIZER HOLDINGS, INC.
| | | | | | |
Security | | 29266R108 | | Meeting Type | | Annual |
Ticker Symbol | | ENR | | Meeting Date | | 25-Jan-2010 |
ISIN | | US29266R1086 | | Agenda | | 933174598 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R. DAVID HOOVER | | | | Withheld | | Against |
| | 2 JOHN C. HUNTER | | | | For | | For |
| | 3 JOHN E. KLEIN | | | | For | | For |
| | 4 JOHN R. ROBERTS | | | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
Page 10 of 71
JACOBS ENGINEERING GROUP INC.
| | | | | | |
Security | | 469814107 | | Meeting Type | | Annual |
Ticker Symbol | | JEC | | Meeting Date | | 28-Jan-2010 |
ISIN | | US4698141078 | | Agenda | | 933175982 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 11 of 71
NUANCE COMMUNICATIONS, INC.
| | | | | | |
Security | | 67020Y100 | | Meeting Type | | Annual |
Ticker Symbol | | NUAN | | Meeting Date | | 29-Jan-2010 |
ISIN | | US67020Y1001 | | Agenda | | 933175033 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PAUL A. RICCI | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT G. TERESI | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: KATHARINE A. MARTIN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: PATRICK T. HACKETT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: WILLIAM H. JANEWAY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: MARK B. MYERS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 2000 STOCK PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010. | | Management | | For | | For |
Page 12 of 71
ROCKWELL AUTOMATION, INC.
| | | | | | |
Security | | 773903109 | | Meeting Type | | Annual |
Ticker Symbol | | ROK | | Meeting Date | | 02-Feb-2010 |
ISIN | | US7739031091 | | Agenda | | 933175653 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
A | | DIRECTOR | | Management | | | | |
| | 1 BARRY C. JOHNSON | | | | For | | For |
| | 2 W.T. MCCORMICK, JR. | | | | For | | For |
| | 3 KEITH D. NOSBUSCH | | | | For | | For |
B | | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
C | | TO APPROVE AMENDMENTS TO THE CORPORATION’S 2008 LONG-TERM INCENTIVES PLAN DESCRIBED IN THE PROXY STATEMENT. | | Management | | Against | | Against |
Page 13 of 71
TETRA TECH, INC.
| | | | | | |
Security | | 88162G103 | | Meeting Type | | Annual |
Ticker Symbol | | TTEK | | Meeting Date | | 25-Feb-2010 |
ISIN | | US88162G1031 | | Agenda | | 933182228 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAN L. BATRACK | | | | For | | For |
| | 2 HUGH M. GRANT | | | | For | | For |
| | 3 PATRICK C. HADEN | | | | For | | For |
| | 4 J. CHRISTOPHER LEWIS | | | | For | | For |
| | 5 ALBERT E. SMITH | | | | For | | For |
| | 6 J. KENNETH THOMPSON | | | | For | | For |
| | 7 RICHARD H. TRULY | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
Page 14 of 71
JOY GLOBAL INC.
| | | | | | |
Security | | 481165108 | | Meeting Type | | Annual |
Ticker Symbol | | JOYG | | Meeting Date | | 09-Mar-2010 |
ISIN | | US4811651086 | | Agenda | | 933186339 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 STEVEN L. GERARD | | | | For | | For |
| | 2 JOHN NILS HANSON | | | | For | | For |
| | 3 KEN C. JOHNSEN | | | | For | | For |
| | 4 GALE E. KLAPPA | | | | For | | For |
| | 5 RICHARD B. LOYND | | | | For | | For |
| | 6 P. ERIC SIEGERT | | | | For | | For |
| | 7 MICHAEL W. SUTHERLIN | | | | For | | For |
| | 8 JAMES H. TATE | | | | For | | For |
02 | | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
Page 15 of 71
ANALOG DEVICES, INC.
| | | | | | |
Security | | 032654105 | | Meeting Type | | Annual |
Ticker Symbol | | ADI | | Meeting Date | | 09-Mar-2010 |
ISIN | | US0326541051 | | Agenda | | 933188371 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAY STATA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JERALD G. FISHMAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JAMES A. CHAMPY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JOHN L. DOYLE | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JOHN C. HODGSON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: YVES-ANDRE ISTEL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: NEIL NOVICH | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: F. GRANT SAVIERS | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAUL J. SEVERINO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 30, 2010. | | Management | | For | | For |
Page 16 of 71
BROCADE COMMUNICATIONS SYSTEMS, INC.
| | | | | | |
Security | | 111621306 | | Meeting Type | | Annual |
Ticker Symbol | | BRCD | | Meeting Date | | 12-Apr-2010 |
ISIN | | US1116213067 | | Agenda | | 933193738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RENATO DIPENTIMA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ALAN EARHART | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: SANJAY VASWANI | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER 30, 2010 | | Management | | For | | For |
03 | | AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | | Management | | For | | For |
04 | | AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS | | Management | | For | | For |
Page 17 of 71
EQT CORPORATION
| | | | | | |
Security | | 26884L109 | | Meeting Type | | Annual |
Ticker Symbol | | EQT | | Meeting Date | | 21-Apr-2010 |
ISIN | | US26884L1098 | | Agenda | | 933198601 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 VICKY A. BAILEY | | | | For | | For |
| | 2 MURRY S. GERBER | | | | For | | For |
| | 3 GEORGE L. MILES, JR. | | | | For | | For |
| | 4 JAMES W. WHALEN | | | | For | | For |
2 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | Management | | For | | For |
3 | | SHAREHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD IN DIRECTOR ELECTIONS | | Shareholder | | For | | Against |
4 | | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT/CLIMATE CHANGE DISCLOSURE | | Shareholder | | For | | Against |
Page 18 of 71
WALTER ENERGY, INC.
| | | | | | |
Security | | 93317Q105 | | Meeting Type | | Annual |
Ticker Symbol | | WLT | | Meeting Date | | 21-Apr-2010 |
ISIN | | US93317Q1058 | | Agenda | | 933218643 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 HOWARD L. CLARK, JR. | | | | For | | For |
| | 2 JERRY W. KOLB | | | | For | | For |
| | 3 PATRICK A. KRIEGSHAUSER | | | | For | | For |
| | 4 JOSEPH B. LEONARD | | | | For | | For |
| | 5 BERNARD G. RETHORE | | | | For | | For |
| | 6 GEORGE R. RICHMOND | | | | For | | For |
| | 7 MICHAEL T. TOKARZ | | | | For | | For |
| | 8 A.J. WAGNER | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
Page 19 of 71
BECKMAN COULTER, INC.
| | | | | | |
Security | | 075811109 | | Meeting Type | | Annual |
Ticker Symbol | | BEC | | Meeting Date | | 22-Apr-2010 |
ISIN | | US0758111092 | | Agenda | | 933197229 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 ROBERT G. FUNARI | | | | For | | For |
| | 2 CHARLES A. HAGGERTY | | | | For | | For |
| | 3 WILLIAM N. KELLEY, M.D. | | | | For | | For |
2 | | RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
Page 20 of 71
COOPER INDUSTRIES PLC.
| | | | | | |
Security | | G24140108 | | Meeting Type | | Annual |
Ticker Symbol | | CBE | | Meeting Date | | 27-Apr-2010 |
ISIN | | IE00B40K9117 | | Agenda | | 933200494 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: DAN F. SMITH | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GERALD B. SMITH | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MARK S. THOMPSON | | Management | | For | | For |
02 | | TO CONSIDER THE COMPANY’S IRISH STATUTORY ACCOUNTS AND THE RELATED REPORTS OF THE DIRECTORS AND AUDITORS. | | Management | | For | | For |
03 | | APPOINT ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING 12/31/2010 AND AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION. | | Management | | For | | For |
04 | | AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | | Management | | For | | For |
05 | | AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. | | Management | | For | | For |
Page 21 of 71
FMC CORPORATION
| | | | | | |
Security | | 302491303 | | Meeting Type | | Annual |
Ticker Symbol | | FMC | | Meeting Date | | 27-Apr-2010 |
ISIN | | US3024913036 | | Agenda | | 933209973 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: PIERRE BRONDEAU | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: DIRK A. KEMPTHORNE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: ROBERT C. PALLASH | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR TO SERVE FOR THREE YEAR TERM: WILLIAM G. WALTER | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 22 of 71
LAZARD LTD
| | | | | | |
Security | | G54050102 | | Meeting Type | | Annual |
Ticker Symbol | | LAZ | | Meeting Date | | 27-Apr-2010 |
ISIN | | BMG540501027 | | Agenda | | 933219861 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LAURENT MIGNON | | | | Withheld | | Against |
| | 2 GARY W. PARR | | | | For | | For |
| | 3 HAL S. SCOTT | | | | Withheld | | Against |
02 | | APPROVE AMENDMENTS TO OUR BYE-LAWS TO ELIMINATE CERTAIN PROCEDURES AFFECTING THE ABILITY OF LAZARD LTD’S BOARD OF DIRECTORS TO REMOVE OUR CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND PROVIDE THAT, UNDER CERTAIN CIRCUMSTANCES, OUR LEAD DIRECTOR MAY PRESIDE OVER CERTAIN MEETINGS. | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 AND AUTHORIZATION OF LAZARD LTD’S BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION. | | Management | | For | | For |
Page 23 of 71
THERAVANCE, INC.
| | | | | | |
Security | | 88338T104 | | Meeting Type | | Annual |
Ticker Symbol | | THRX | | Meeting Date | | 27-Apr-2010 |
ISIN | | US88338T1043 | | Agenda | | 933221056 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RICK E WINNINGHAM | | | | For | | For |
| | 2 JEFFREY M. DRAZAN | | | | Withheld | | Against |
| | 3 ROBERT V. GUNDERSON, JR | | | | For | | For |
| | 4 ARNOLD J. LEVINE, PH.D. | | | | Withheld | | Against |
| | 5 BURTON G. MALKIEL, PH.D | | | | For | | For |
| | 6 PETER S. RINGROSE, PH.D | | | | For | | For |
| | 7 WILLIAM H. WALTRIP | | | | For | | For |
| | 8 G.M. WHITESIDES, PH.D. | | | | For | | For |
| | 9 WILLIAM D. YOUNG | | | | For | | For |
02 | | APPROVE AN AMENDMENT AND RESTATEMENT OF THE THERAVANCE, INC. 2004 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 24 of 71
W.W. GRAINGER, INC.
| | | | | | |
Security | | 384802104 | | Meeting Type | | Annual |
Ticker Symbol | | GWW | | Meeting Date | | 28-Apr-2010 |
ISIN | | US3848021040 | | Agenda | | 933200103 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BRIAN P. ANDERSON | | | | For | | For |
| | 2 WILBUR H. GANTZ | | | | For | | For |
| | 3 V. ANN HAILEY | | | | For | | For |
| | 4 WILLIAM K. HALL | | | | For | | For |
| | 5 STUART L. LEVENICK | | | | For | | For |
| | 6 JOHN W. MCCARTER, JR. | | | | For | | For |
| | 7 NEIL S. NOVICH | | | | For | | For |
| | 8 MICHAEL J. ROBERTS | | | | For | | For |
| | 9 GARY L. ROGERS | | | | For | | For |
| | 10 JAMES T. RYAN | | | | For | | For |
| | 11 E. SCOTT SANTI | | | | For | | For |
| | 12 JAMES D. SLAVIK | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN. | | Management | | For | | For |
Page 25 of 71
CAPITAL ONE FINANCIAL CORPORATION
| | | | | | |
Security | | 14040H105 | | Meeting Type | | Annual |
Ticker Symbol | | COF | | Meeting Date | | 29-Apr-2010 |
ISIN | | US14040H1059 | | Agenda | | 933203010 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: W. RONALD DIETZ | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: LEWIS HAY, III | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | | Management | | For | | For |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2010. | | Management | | For | | For |
03 | | ADVISORY APPROVAL OF CAPITAL ONE’S 2009 NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For |
04 | | STOCKHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE STOCK RETENTION REQUIREMENTS. | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. | | Shareholder | | For | | Against |
Page 26 of 71
AFLAC INCORPORATED
| | | | | | |
Security | | 001055102 | | Meeting Type | | Annual |
Ticker Symbol | | AFL | | Meeting Date | | 03-May-2010 |
ISIN | | US0010551028 | | Agenda | | 933206030 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: DANIEL P. AMOS | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: PAUL S. AMOS II | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: KRISS CLONINGER III | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOE FRANK HARRIS | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: CHARLES B. KNAPP | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | | Management | | For | | For |
1O | | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | | Management | | For | | For |
1P | | ELECTION OF DIRECTOR: TAKURO YOSHIDA | | Management | | For | | For |
02 | | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: “RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT.” | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 27 of 71
DISCOVERY COMMUNICATIONS, INC.
| | | | | | |
Security | | 25470F104 | | Meeting Type | | Annual |
Ticker Symbol | | DISCA | | Meeting Date | | 05-May-2010 |
ISIN | | US25470F1049 | | Agenda | | 933211790 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR 1 PAUL A. GOULD 2 JOHN S. HENDRICKS 3 M. LAVOY ROBISON | | Management | | Not Voted | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | Not Voted | | |
Page 28 of 71
ALTERA CORPORATION
| | | | | | |
Security | | 021441100 | | Meeting Type | | Annual |
Ticker Symbol | | ALTR | | Meeting Date | | 06-May-2010 |
ISIN | | US0214411003 | | Agenda | | 933210015 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN P. DAANE | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: KEVIN MCGARITY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: KRISH A. PRABHU | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOHN SHOEMAKER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: SUSAN WANG | | Management | | For | | For |
02 | | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION 162(M) PROVISIONS OF THE 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Management | | For | | For |
04 | | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Management | | For | | For |
05 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | | Management | | For | | For |
06 | | A STOCKHOLDER PROPOSAL REQUESTING A CHANGE TO ALTERA’S VOTING REQUIREMENTS, SEE PROXY STATEMENT FOR FURTHER DETAILS | | Shareholder | | For | | Against |
Page 29 of 71
QUEST DIAGNOSTICS INCORPORATED
| | | | | | |
Security | | 74834L100 | | Meeting Type | | Annual |
Ticker Symbol | | DGX | | Meeting Date | | 06-May-2010 |
ISIN | | US74834L1008 | | Agenda | | 933235435 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN C. BALDWIN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GARY M. PFEIFFER | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 30 of 71
ST. JUDE MEDICAL, INC.
| | | | | | |
Security | | 790849103 | | Meeting Type | | Annual |
Ticker Symbol | | STJ | | Meeting Date | | 07-May-2010 |
ISIN | | US7908491035 | | Agenda | | 933208541 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: STUART M. ESSIG | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: BARBARA B. HILL | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. | | Shareholder | | For | | Against |
Page 31 of 71
OCEANEERING INTERNATIONAL, INC.
| | | | | | |
Security | | 675232102 | | Meeting Type | | Annual |
Ticker Symbol | | OII | | Meeting Date | | 07-May-2010 |
ISIN | | US6752321025 | | Agenda | | 933226967 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID S. HOOKER | | | | For | | For |
| | 2 HARRIS J. PAPPAS | | | | For | | For |
02 | | PROPOSAL TO APPROVE THE 2010 INCENTIVE PLAN OF OCEANEERING INTERNATIONAL, INC. | | Management | | For | | For |
03 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 32 of 71
MARRIOTT INTERNATIONAL, INC.
| | | | | | |
Security | | 571903202 | | Meeting Type | | Annual |
Ticker Symbol | | MAR | | Meeting Date | | 07-May-2010 |
ISIN | | US5719032022 | | Agenda | | 933228769 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MARY K. BUSH | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: DEBRA L. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: GEORGE MUNOZ | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: HARRY J. PEARCE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: W. MITT ROMNEY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: WILLIAM J. SHAW | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
Page 33 of 71
CLIFFS NATURAL RESOURCES INC.
| | | | | | |
Security | | 18683K101 | | Meeting Type | | Annual |
Ticker Symbol | | CLF | | Meeting Date | | 11-May-2010 |
ISIN | | US18683K1016 | | Agenda | | 933222907 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R.C. CAMBRE | | | | For | | For |
| | 2 J.A. CARRABBA | | | | For | | For |
| | 3 S.M. CUNNINGHAM | | | | For | | For |
| | 4 B.J. ELDRIDGE | | | | For | | For |
| | 5 S.M. GREEN | | | | For | | For |
| | 6 J.K. HENRY | | | | For | | For |
| | 7 J.F. KIRSCH | | | | For | | For |
| | 8 F.R. MCALLISTER | | | | For | | For |
| | 9 R. PHILLIPS | | | | For | | For |
| | 10 R.K. RIEDERER | | | | For | | For |
| | 11 A. SCHWARTZ | | | | For | | For |
02 | | TO APPROVE AND ADOPT AN AMENDMENT TO OUR AMENDED ARTICLES OF INCORPORATION TO CHANGE CERTAIN SUPERMAJORITY SHAREHOLDER VOTING REQUIREMENTS CONTAINED IN THE OHIO REVISED CODE TO MAJORITY SHAREHOLDER VOTING REQUIREMENTS. | | Management | | For | | For |
03 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 INCENTIVE EQUITY PLAN TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY A TOTAL OF 7,000,000 COMMON SHARES, AND (B) PROVIDE AN ANNUAL LIMITATION ON THE NUMBER OF SHARES AVAILABLE TO GRANT TO ANY ONE PARTICIPANT IN ANY FISCAL YEAR OF 500,000 COMMON SHARES. | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE OUR CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2010 FISCAL YEAR. | | Management | | For | | For |
Page 34 of 71
NEWELL RUBBERMAID INC.
| | | | | | |
Security | | 651229106 | | Meeting Type | | Annual |
Ticker Symbol | | NWL | | Meeting Date | | 11-May-2010 |
ISIN | | US6512291062 | | Agenda | | 933228707 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SCOTT S. COWEN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL B. POLK | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | | Management | | For | | For |
02 | | APPROVE THE NEWELL RUBBERMAID INC. 2010 STOCK PLAN. | | Management | | For | | For |
03 | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | | Management | | For | | For |
Page 35 of 71
AMERICAN TOWER CORPORATION
| | | | | | |
Security | | 029912201 | | Meeting Type | | Annual |
Ticker Symbol | | AMT | | Meeting Date | | 12-May-2010 |
ISIN | | US0299122012 | | Agenda | | 933215116 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | | Management | | Not Voted | | |
1B | | ELECTION OF DIRECTOR: RONALD M. DYKES | | Management | | Not Voted | | |
1C | | ELECTION OF DIRECTOR: CAROLYN F. KATZ | | Management | | Not Voted | | |
1D | | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | | Management | | Not Voted | | |
1E | | ELECTION OF DIRECTOR: JOANN A. REED | | Management | | Not Voted | | |
1F | | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | | Management | | Not Voted | | |
1G | | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | | Management | | Not Voted | | |
1H | | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | | Management | | Not Voted | | |
1I | | ELECTION OF DIRECTOR: SAMME L. THOMPSON | | Management | | Not Voted | | |
02 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | Not Voted | | |
Page 36 of 71
JUNIPER NETWORKS, INC.
| | | | | | |
Security | | 48203R104 | | Meeting Type | | Annual |
Ticker Symbol | | JNPR | | Meeting Date | | 12-May-2010 |
ISIN | | US48203R1041 | | Agenda | | 933220939 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PRADEEP SINDHU | | | | For | | For |
| | 2 ROBERT M. CALDERONI | | | | Withheld | | Against |
| | 3 WILLIAM F. MEEHAN | | | | For | | For |
02 | | APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT INCREASES THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | | Management | | Against | | Against |
03 | | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | | Management | | For | | For |
Page 37 of 71
BIOMARIN PHARMACEUTICAL INC.
| | | | | | |
Security | | 09061G101 | | Meeting Type | | Annual |
Ticker Symbol | | BMRN | | Meeting Date | | 12-May-2010 |
ISIN | | US09061G1013 | | Agenda | | 933221436 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 JEAN-JACQUES BIENAIME | | | | For | | For |
| | 2 MICHAEL GREY | | | | For | | For |
| | 3 ELAINE J. HERON | | | | For | | For |
| | 4 PIERRE LAPALME | | | | For | | For |
| | 5 V. BRYAN LAWLIS | | | | For | | For |
| | 6 ALAN LEWIS | | | | For | | For |
| | 7 RICHARD A. MEIER | | | | For | | For |
2 | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2006 SHARE INCENTIVE PLAN, AS AMENDED, TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 8,000,000 SHARES AND TO MAKE CERTAIN OTHER MODIFICATIONS. | | Management | | For | | For |
3 | | TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 38 of 71
ALEXION PHARMACEUTICALS, INC.
| | | | | | |
Security | | 015351109 | | Meeting Type | | Annual |
Ticker Symbol | | ALXN | | Meeting Date | | 12-May-2010 |
ISIN | | US0153511094 | | Agenda | | 933255879 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LEONARD BELL | | | | For | | For |
| | 2 MAX LINK | | | | For | | For |
| | 3 WILLIAM R. KELLER | | | | For | | For |
| | 4 JOSEPH A. MADRI | | | | For | | For |
| | 5 LARRY L. MATHIS | | | | For | | For |
| | 6 R. DOUGLAS NORBY | | | | For | | For |
| | 7 ALVIN S. PARVEN | | | | For | | For |
| | 8 ANDREAS RUMMELT | | | | For | | For |
02 | | APPROVAL OF THE AMENDMENT TO 2004 INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, INCLUDING TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 3 MILLION SHARES (SUBJECT TO ADJUSTMENT IN THE EVENT OF STOCK SPLITS AND OTHER SIMILAR EVENTS). | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 39 of 71
KOHL’S CORPORATION
| | | | | | |
Security | | 500255104 | | Meeting Type | | Annual |
Ticker Symbol | | KSS | | Meeting Date | | 13-May-2010 |
ISIN | | US5002551043 | | Agenda | | 933209935 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PETER BONEPARTH | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: STEVEN A. BURD | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN F. HERMA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: DALE E. JONES | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: KEVIN MANSELL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: FRANK V. SICA | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: NINA G. VACA | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: STEPHEN E. WATSON | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | APPROVAL OF THE KOHL’S CORPORATION 2010 LONG TERM COMPENSATION PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS. | | Shareholder | | Against | | For |
Page 40 of 71
VERTEX PHARMACEUTICALS INCORPORATED
| | | | | | |
Security | | 92532F100 | | Meeting Type | | Annual |
Ticker Symbol | | VRTX | | Meeting Date | | 13-May-2010 |
ISIN | | US92532F1003 | | Agenda | | 933250742 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOSHUA BOGER | | | | For | | For |
| | 2 CHARLES A. SANDERS | | | | For | | For |
| | 3 ELAINE S. ULLIAN | | | | For | | For |
02 | | THE APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED 2006 STOCK AND OPTION PLAN THAT INCREASES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000 SHARES FROM 21,602,380 SHARES TO 33,602,380 SHARES. | | Management | | For | | For |
03 | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 41 of 71
VULCAN MATERIALS COMPANY
| | | | | | |
Security | | 929160109 | | Meeting Type | | Annual |
Ticker Symbol | | VMC | | Meeting Date | | 14-May-2010 |
ISIN | | US9291601097 | | Agenda | | 933214366 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 DOUGLAS J. MCGREGOR | | | | For | | For |
| | 2 VINCENT J. TROSINO | | | | For | | For |
| | 3 PHILIP J. CARROLL, JR. | | | | Withheld | | Against |
| | 4 JAMES V. NAPIER | | | | Withheld | | Against |
2 | | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Management | | For | | For |
3 | | SHAREHOLDER PROPOSAL | | Shareholder | | For | | Against |
Page 42 of 71
THE WESTERN UNION COMPANY
| | | | | | |
Security | | 959802109 | | Meeting Type | | Annual |
Ticker Symbol | | WU | | Meeting Date | | 14-May-2010 |
ISIN | | US9598021098 | | Agenda | | 933217211 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: BETSY D. HOLDEN | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN | | Management | | For | | For |
05 | | RATIFICATION OF SELECTION OF AUDITORS | | Management | | For | | For |
Page 43 of 71
INVESCO LTD
| | | | | | |
Security | | G491BT108 | | Meeting Type | | Annual |
Ticker Symbol | | IVZ | | Meeting Date | | 18-May-2010 |
ISIN | | BMG491BT1088 | | Agenda | | 933221753 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOSEPH R. CANION | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: EDWARD P. LAWRENCE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JAMES I. ROBERTSON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: PHOEBE A. WOOD | | Management | | For | | For |
2 | | TO APPOINT ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 44 of 71
ALPHA NATURAL RESOURCES, INC.
| | | | | | |
Security | | 02076X102 | | Meeting Type | | Annual |
Ticker Symbol | | ANR | | Meeting Date | | 19-May-2010 |
ISIN | | US02076X1028 | | Agenda | | 933225319 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL J. QUILLEN | | | | For | | For |
| | 2 WILLIAM J. CROWLEY JR. | | | | For | | For |
| | 3 KEVIN S. CRUTCHFIELD | | | | For | | For |
| | 4 E. LINN DRAPER, JR. | | | | For | | For |
| | 5 GLENN A. EISENBERG | | | | For | | For |
| | 6 JOHN W. FOX, JR. | | | | For | | For |
| | 7 P. MICHAEL GIFTOS | | | | For | | For |
| | 8 JOEL RICHARDS, III | | | | For | | For |
| | 9 JAMES F. ROBERTS | | | | For | | For |
| | 10 TED G. WOOD | | | | For | | For |
2 | | APPROVE THE ADOPTION OF THE COMPANY’S 2010 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
3 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, KPMG LLP. | | Management | | For | | For |
Page 45 of 71
STATE STREET CORPORATION
| | | | | | |
Security | | 857477103 | | Meeting Type | | Annual |
Ticker Symbol | | STT | | Meeting Date | | 19-May-2010 |
ISIN | | US8574771031 | | Agenda | | 933226234 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: K. BURNES | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: P. COYM | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A. FAWCETT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: D. GRUBER | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: L. HILL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: J. HOOLEY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: R. KAPLAN | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: C. LAMANTIA | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: R. LOGUE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: R. SERGEL | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: R. SKATES | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: G. SUMME | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: R. WEISSMAN | | Management | | For | | For |
02 | | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
04 | | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | | Shareholder | | Against | | For |
05 | | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | | Shareholder | | Against | | For |
Page 46 of 71
NVIDIA CORPORATION
| | | | | | |
Security | | 67066G104 | | Meeting Type | | Annual |
Ticker Symbol | | NVDA | | Meeting Date | | 19-May-2010 |
ISIN | | US67066G1040 | | Agenda | | 933230423 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JAMES C. GAITHER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JEN-HSUN HUANG | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 30, 2011. | | Management | | For | | For |
Page 47 of 71
RANGE RESOURCES CORPORATION
| | | | | | |
Security | | 75281A109 | | Meeting Type | | Annual |
Ticker Symbol | | RRC | | Meeting Date | | 19-May-2010 |
ISIN | | US75281A1097 | | Agenda | | 933230699 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CHARLES L. BLACKBURN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ANTHONY V. DUB | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: V. RICHARD EALES | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: ALLEN FINKELSON | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAMES M. FUNK | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JONATHAN S. LINKER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JOHN H. PINKERTON | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JEFFREY L. VENTURA | | Management | | For | | For |
02 | | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND OUR AMENDED AND RESTATED 2005 EQUITY-BASED COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED UNDER THAT PLAN BY 850,000 SHARES. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 48 of 71
PPL CORPORATION
| | | | | | |
Security | | 69351T106 | | Meeting Type | | Annual |
Ticker Symbol | | PPL | | Meeting Date | | 19-May-2010 |
ISIN | | US69351T1060 | | Agenda | | 933253382 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 STUART E. GRAHAM | | | | For | | For |
| | 2 STUART HEYDT | | | | For | | For |
| | 3 CRAIG A. ROGERSON | | | | For | | For |
02 | | COMPANY PROPOSAL TO AMEND THE COMPANY’S BYLAWS TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
04 | | SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS | | Shareholder | | For | | Against |
05 | | SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL | | Shareholder | | For | | Against |
Page 49 of 71
NETFLIX, INC.
| | | | | | |
Security | | 64110L106 | | Meeting Type | | Annual |
Ticker Symbol | | NFLX | | Meeting Date | | 20-May-2010 |
ISIN | | US64110L1061 | | Agenda | | 933228163 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 TIMOTHY M. HALEY | | | | Withheld | | Against |
| | 2 GREGORY S STANGER | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | TO APPROVE THE COMPANY’S AMENDED AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
Page 50 of 71
YUM! BRANDS, INC.
| | | | | | |
Security | | 988498101 | | Meeting Type | | Annual |
Ticker Symbol | | YUM | | Meeting Date | | 20-May-2010 |
ISIN | | US9884981013 | | Agenda | | 933232504 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | |
1A | | ELECTION OF DIRECTOR: DAVID W. DORMAN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MASSIMO FERRAGAMO | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: J. DAVID GRISSOM | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BONNIE G. HILL | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: KENNETH G. LANGONE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: JONATHAN S. LINEN | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: THOMAS C. NELSON | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: THOMAS M. RYAN | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JING-SHYH S. SU | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: ROBERT D. WALTER | | Management | | For | | For |
02 | | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 OF PROXY) | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL RELATING TO RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS (PAGE 23 OF PROXY) | | Shareholder | | For | | Against |
Page 51 of 71
BROADCOM CORPORATION
| | | | | | |
Security | | 111320107 | | Meeting Type | | Annual |
Ticker Symbol | | BRCM | | Meeting Date | | 20-May-2010 |
ISIN | | US1113201073 | | Agenda | | 933232592 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOAN L. AMBLE | | | | For | | For |
| | 2 NANCY H. HANDEL | | | | For | | For |
| | 3 EDDY W. HARTENSTEIN | | | | For | | For |
| | 4 JOHN E. MAJOR | | | | For | | For |
| | 5 SCOTT A. MCGREGOR | | | | For | | For |
| | 6 WILLIAM T. MORROW | | | | For | | For |
| | 7 ROBERT E. SWITZ | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 52 of 71
QUANTA SERVICES, INC.
| | | | | | |
Security | | 74762E102 | | Meeting Type | | Annual |
Ticker Symbol | | PWR | | Meeting Date | | 20-May-2010 |
ISIN | | US74762E1029 | | Agenda | | 933249903 - Management |
| | | | | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES R. BALL | | | | For | | For |
| | 2 JOHN R. COLSON | | | | For | | For |
| | 3 J. MICHAL CONAWAY | | | | For | | For |
| | 4 RALPH R. DISIBIO | | | | For | | For |
| | 5 BERNARD FRIED | | | | For | | For |
| | 6 LOUIS C. GOLM | | | | For | | For |
| | 7 WORTHING F. JACKMAN | | | | For | | For |
| | 8 BRUCE RANCK | | | | For | | For |
| | 9 JOHN R. WILSON | | | | For | | For |
| | 10 PAT WOOD, III | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | CONSIDERATION OF A STOCKHOLDER PROPOSAL CONCERNING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | | Shareholder | | For | | Against |
Page 53 of 71
INTERCONTINENTALEXCHANGE, INC.
| | | | | | |
Security | | 45865V100 | | Meeting Type | | Annual |
Ticker Symbol | | ICE | | Meeting Date | | 21-May-2010 |
ISIN | | US45865V1008 | | Agenda | | 933226931 - Management |
| | | | | | |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CHARLES R. CRISP | | | | For | | For |
| | 2 JEAN-MARC FORNERI | | | | For | | For |
| | 3 FRED W. HATFIELD | | | | For | | For |
| | 4 TERRENCE F. MARTELL | | | | For | | For |
| | 5 SIR CALLUM MCCARTHY | | | | For | | For |
| | 6 SIR ROBERT REID | | | | For | | For |
| | 7 FREDERIC V. SALERNO | | | | For | | For |
| | 8 JEFFREY C. SPRECHER | | | | For | | For |
| | 9 JUDITH A. SPRIESER | | | | For | | For |
| | 10 VINCENT TESE | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 54 of 71
SEI INVESTMENTS COMPANY
| | | | | | |
Security | | 784117103 | | Meeting Type | | Annual |
Ticker Symbol | | SEIC | | Meeting Date | | 25-May-2010 |
ISIN | | US7841171033 | | Agenda | | 933247303 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 ALFRED P. WEST | | | | Withheld | | Against |
| | 2 WILLIAM M. DORAN | | | | Withheld | | Against |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SEI INVESTMENTS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
Page 55 of 71
RIVERBED TECHNOLOGY, INC.
| | | | | | |
Security | | 768573107 | | Meeting Type | | Annual |
Ticker Symbol | | RVBD | | Meeting Date | | 25-May-2010 |
ISIN | | US7685731074 | | Agenda | | 933258116 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MARK A. FLOYD | | | | Withheld | | Against |
| | 2 CHRISTOPHER J. SCHAEPE | | | | Withheld | | Against |
| | 3 JAMES R. SWARTZ | | | | Withheld | | Against |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | TO APPROVE THE MATERIAL TERMS OF OUR 2006 EQUITY INCENTIVE PLAN TO ENABLE CERTAIN INCENTIVE COMPENSATION UNDER SUCH PLAN TO QUALIFY AS TAX-DEDUCTIBLE “PERFORMANCE-BASED COMPENSATION” WITHIN THE MEANING OF INTERNAL REVENUE CODE SECTION 162(M). | | Management | | For | | For |
Page 56 of 71
THERMO FISHER SCIENTIFIC INC.
| | | | | | |
Security | | 883556102 | | Meeting Type | | Annual |
Ticker Symbol | | TMO | | Meeting Date | | 26-May-2010 |
ISIN | | US8835561023 | | Agenda | | 933237960 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARC N. CASPER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: TYLER JACKS | | Management | | For | | For |
02 | | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
Page 57 of 71
CITRIX SYSTEMS, INC.
| | | | | | |
Security | | 177376100 | | Meeting Type | | Annual |
Ticker Symbol | | CTXS | | Meeting Date | | 26-May-2010 |
ISIN | | US1773761002 | | Agenda | | 933242252 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARK B. TEMPLETON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: STEPHEN M. DOW | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | | Management | | For | | For |
02 | | AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Management | | For | | For |
Page 58 of 71
KING PHARMACEUTICALS, INC.
| | | | | | |
Security | | 495582108 | | Meeting Type | | Annual |
Ticker Symbol | | KG | | Meeting Date | | 26-May-2010 |
ISIN | | US4955821081 | | Agenda | | 933244600 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 KEVIN S CRUTCHFIELD | | | | For | | For |
| | 2 E.W DEAVENPORT JR | | | | For | | For |
| | 3 ELIZABETH M GREETHAM | | | | For | | For |
| | 4 PHILIP A INCARNATI | | | | For | | For |
| | 5 GREGORY D JORDAN PHD | | | | For | | For |
| | 6 BRIAN A MARKISON | | | | For | | For |
| | 7 R CHARLES MOYER PHD | | | | For | | For |
| | 8 D GREG ROOKER | | | | For | | For |
| | 9 DERACE L SCHAFFER MD | | | | For | | For |
| | 10 TED G WOOD | | | | For | | For |
02 | | APPROVAL OF A PROPOSED AMENDMENT TO THE COMPANY’S THIRD AMENDED AND RESTATED CHARTER PROVIDING FOR A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS AND ELIMINATING UNNECESSARY PROVISIONS RELATED TO OUR PREVIOUSLY CLASSIFIED BOARD OF DIRECTORS. | | Management | | For | | For |
03 | | REAPPROVAL OF THE PERFORMANCE GOALS LISTED WITHIN THE COMPANY’S INCENTIVE PLAN, WHICH ORIGINALLY WERE APPROVED BY OUR SHAREHOLDERS IN 2005. | | Management | | For | | For |
04 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE “AGAINST” PROPOSAL 5. | | Management | | For | | For |
05 | | IF PROPERLY PRESENTED AT THE MEETING, APPROVAL OF A NON-BINDING SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY’S BOARD OF DIRECTORS TAKE STEPS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS APPLICABLE TO SHAREHOLDERS. | | Shareholder | | For | | Against |
Page 59 of 71
FTI CONSULTING, INC.
| | | | | | |
Security | | 302941109 | | Meeting Type | | Annual |
Ticker Symbol | | FCN | | Meeting Date | | 02-Jun-2010 |
ISIN | | US3029411093 | | Agenda | | 933251718 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BRENDA J. BACON | | | | For | | For |
| | 2 JAMES W. CROWNOVER | | | | For | | For |
| | 3 DENNIS J. SHAUGHNESSY | | | | For | | For |
| | 4 GEORGE P. STAMAS | | | | For | | For |
02 | | APPROVE THE AMENDMENT TO THE FTI CONSULTING, INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE BY 4,500,000 SHARES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED AND RESERVED FOR ISSUANCE UNDER THE PLAN. | | Management | | Against | | Against |
03 | | RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 60 of 71
ROPER INDUSTRIES, INC.
| | | | | | |
Security | | 776696106 | | Meeting Type | | Annual |
Ticker Symbol | | ROP | | Meeting Date | | 02-Jun-2010 |
ISIN | | US7766961061 | | Agenda | | 933267103 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID W. DEVONSHIRE | | | | For | | For |
| | 2 JOHN F. FORT, III | | | | For | | For |
| | 3 BRIAN D. JELLISON | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | | Management | | For | | For |
Page 61 of 71
THE TJX COMPANIES, INC.
| | | | | | |
Security | | 872540109 | | Meeting Type | | Annual |
Ticker Symbol | | TJX | | Meeting Date | | 02-Jun-2010 |
ISIN | | US8725401090 | | Agenda | | 933267153 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: DAVID A. BRANDON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: BERNARD CAMMARATA | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: DAVID T. CHING | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: MICHAEL F. HINES | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: AMY B. LANE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: WILLOW B. SHIRE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: FLETCHER H. WILEY | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 62 of 71
DOLLAR GEN CORP
| | | | | | |
Security | | 256677105 | | Meeting Type | | Annual |
Ticker Symbol | | DG | | Meeting Date | | 03-Jun-2010 |
ISIN | | US2566771059 | | Agenda | | 933246464 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RAJ AGRAWAL | | | | Withheld | | Against |
| | 2 WARREN F. BRYANT | | | | Withheld | | Against |
| | 3 MICHAEL M. CALBERT | | | | Withheld | | Against |
| | 4 RICHARD W. DREILING | | | | Withheld | | Against |
| | 5 ADRIAN JONES | | | | Withheld | | Against |
| | 6 WILLIAM C. RHODES, III | | | | Withheld | | Against |
| | 7 DAVID B. RICKARD | | | | For | | For |
02 | | TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | | Management | | For | | For |
Page 63 of 71
ACTIVISION BLIZZARD INC
| | | | | | |
Security | | 00507V109 | | Meeting Type | | Annual |
Ticker Symbol | | ATVI | | Meeting Date | | 03-Jun-2010 |
ISIN | | US00507V1098 | | Agenda | | 933248052 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: ROBERT J. CORTI | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | | Management | | Against | | Against |
1D | | ELECTION OF DIRECTOR: BRIAN G. KELLY | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: ROBERT J. MORGADO | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RICHARD SARNOFF | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: REGIS TURRINI | | Management | | Against | | Against |
02 | | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For |
Page 64 of 71
STAPLES, INC.
| | | | | | |
Security | | 855030102 | | Meeting Type | | Annual |
Ticker Symbol | | SPLS | | Meeting Date | | 07-Jun-2010 |
ISIN | | US8550301027 | | Agenda | | 933253394 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: BASIL L. ANDERSON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ARTHUR M. BLANK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MARY ELIZABETH BURTON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JUSTIN KING | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: ROWLAND T. MORIARTY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: RONALD L. SARGENT | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: ELIZABETH A. SMITH | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: VIJAY VISHWANATH | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PAUL F. WALSH | | Management | | For | | For |
02 | | TO APPROVE THE LONG TERM CASH INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 77,430,000 TO 97,430,000 AND AMENDING THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PLAN. | | Management | | For | | For |
04 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Management | | For | | For |
05 | | TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY WRITTEN CONSENT. | | Shareholder | | For | | Against |
06 | | TO ACT ON A SHAREHOLDER PROPOSAL PROVIDING SHAREHOLDERS OWNING 10% OF OUTSTANDING SHARES WITH THE ABILITY TO CALL SPECIAL MEETINGS. | | Shareholder | | For | | Against |
Page 65 of 71
MONSTER WORLDWIDE, INC.
| | | | | | |
Security | | 611742107 | | Meeting Type | | Annual |
Ticker Symbol | | MWW | | Meeting Date | | 08-Jun-2010 |
ISIN | | US6117421072 | | Agenda | | 933257582 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SALVATORE IANNUZZI | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT J. CHRENC | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN GAULDING | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JEFFREY F. RAYPORT | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERTO TUNIOLI | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: TIMOTHY T. YATES | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS MONSTER WORLDWIDE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 66 of 71
ULTRA PETROLEUM CORP.
| | | | | | |
Security | | 903914109 | | Meeting Type | | Annual |
Ticker Symbol | | UPL | | Meeting Date | | 14-Jun-2010 |
ISIN | | CA9039141093 | | Agenda | | 933272142 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL D. WATFORD | | | | For | | For |
| | 2 W. CHARLES HELTON | | | | For | | For |
| | 3 ROBERT E. RIGNEY | | | | For | | For |
| | 4 STEPHEN J. MCDANIEL | | | | For | | For |
| | 5 ROGER A. BROWN | | | | For | | For |
02 | | APPOINTMENT OF ERNST & YOUNG, LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For |
03 | | IF PRESENTED, TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL REGARDING HYDRAULIC FRACTURING WHICH IS OPPOSED BY THE BOARD OF DIRECTORS. | | Shareholder | | For | | Against |
Page 67 of 71
PETSMART, INC.
| | | | | | |
Security | | 716768106 | | Meeting Type | | Annual |
Ticker Symbol | | PETM | | Meeting Date | | 16-Jun-2010 |
ISIN | | US7167681060 | | Agenda | | 933268193 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAKESH GANGWAL | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT F. MORAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: BARBARA A. MUNDER | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: THOMAS G. STEMBERG | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR ENDING JANUARY 30, 2011. | | Management | | For | | For |
03 | | TO AMEND OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN. | | Management | | For | | For |
Page 68 of 71
CELGENE CORPORATION
| | | | | | |
Security | | 151020104 | | Meeting Type | | Annual |
Ticker Symbol | | CELG | | Meeting Date | | 16-Jun-2010 |
ISIN | | US1510201049 | | Agenda | | 933268701 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SOL J. BARER, PH.D. | | | | For | | For |
| | 2 ROBERT J. HUGIN | | | | For | | For |
| | 3 MICHAEL D. CASEY | | | | For | | For |
| | 4 CARRIE S. COX | | | | For | | For |
| | 5 RODMAN L. DRAKE | | | | For | | For |
| | 6 GILLA KAPLAN, PH.D. | | | | For | | For |
| | 7 JAMES J. LOUGHLIN | | | | For | | For |
| | 8 ERNEST MARIO, PH.D. | | | | For | | For |
| | 9 WALTER L. ROBB, PH.D. | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 69 of 71
MCAFEE, INC.
| | | | | | |
Security | | 579064106 | | Meeting Type | | Annual |
Ticker Symbol | | MFE | | Meeting Date | | 17-Jun-2010 |
ISIN | | US5790641063 | | Agenda | | 933276253 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MR. THOMAS E. DARCY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MR. DENIS J. O’LEARY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MR. ROBERT W. PANGIA | | Management | | For | | For |
02 | | APPROVAL OF OUR 2010 EQUITY INCENTIVE PLAN | | Management | | For | | For |
03 | | APPROVAL OF OUR 2010 DIRECTOR EQUITY PLAN | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 70 of 71
GUESS?, INC.
| | | | | | |
Security | | 401617105 | | Meeting Type | | Annual |
Ticker Symbol | | GES | | Meeting Date | | 24-Jun-2010 |
ISIN | | US4016171054 | | Agenda | | 933286204 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JUDITH BLUMENTHAL | | | | For | | For |
| | 2 ANTHONY CHIDONI | | | | For | | For |
| | 3 PAUL MARCIANO | | | | For | | For |
02 | | TO RE-APPROVE THE COMPANY’S ANNUAL INCENTIVE BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | | Management | | For | | For |
Page 71 of 71
Proxy Voting Summary
Nuveen Santa Barbara Strategic Growth Fund
July 1, 2009 – June 30, 2010
COOPER INDUSTRIES, LTD.
| | | | | | |
Security | | G24182100 | | Meeting Type | | Special |
Ticker Symbol | | CBE | | Meeting Date | | 31-Aug-2009 |
ISIN | | BMG241821005 | | Agenda | | 933124327 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A. | | Management | | For | | For |
02 | | IF THE SCHEME OF ARRANGEMENT IS APPROVED, AND IN CONNECTION WITH THE SCHEME OF ARRANGEMENT AND THE REORGANIZATION, APPROVAL OF THE REDUCTION OF THE SHARE PREMIUM OF COOPER INDUSTRIES PLC TO ALLOW THE CREATION OF DISTRIBUTABLE RESERVES THAT WAS PREVIOUSLY UNANIMOUSLY APPROVED BY COOPER INDUSTRIES, LTD. AND THE OTHER CURRENT SHAREHOLDERS OF COOPER INDUSTRIES PLC. | | Management | | For | | For |
Page 1 of 65
ORACLE CORPORATION
| | | | | | |
Security | | 68389X105 | | Meeting Type | | Annual |
Ticker Symbol | | ORCL | | Meeting Date | | 07-Oct-2009 |
ISIN | | US68389X1054 | | Agenda | | 933133528 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 | | JEFFREY S. BERG | | | | Withheld | | Against |
| | 2 | | H. RAYMOND BINGHAM | | | | For | | For |
| | 3 | | MICHAEL J. BOSKIN | | | | For | | For |
| | 4 | | SAFRA A. CATZ | | | | For | | For |
| | 5 | | BRUCE R. CHIZEN | | | | For | | For |
| | 6 | | GEORGE H. CONRADES | | | | For | | For |
| | 7 | | LAWRENCE J. ELLISON | | | | For | | For |
| | 8 | | HECTOR GARCIA-MOLINA | | | | Withheld | | Against |
| | 9 | | JEFFREY O. HENLEY | | | | For | | For |
| | 10 | | DONALD L. LUCAS | | | | For | | For |
| | 11 | | CHARLES E. PHILLIPS, JR | | | | For | | For |
| | 12 | | NAOMI O. SELIGMAN | | | | Withheld | | Against |
02 | | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | | Management | | For | | For |
03 | | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | | Management | | For | | For |
04 | | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | | Shareholder | | For | | Against |
Page 2 of 65
| | | | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
| | | |
Security | | 742718109 | | Meeting Type | | Annual |
Ticker Symbol | | PG | | Meeting Date | | 13-Oct-2009 |
ISIN | | US7427181091 | | Agenda | | 933134241 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A.G. LAFLEY | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | AMEND THE COMPANY’S CODE OF REGULATIONS | | Management | | For | | For |
04 | | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
05 | | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 3 of 65
| | | | | | |
COACH, INC. | | | | |
| | | |
Security | | 189754104 | | Meeting Type | | Annual |
Ticker Symbol | | COH | | Meeting Date | | 05-Nov-2009 |
ISIN | | US1897541041 | | Agenda | | 933146119 - Management |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LEW FRANKFORT | | | | For | | For |
| | 2 SUSAN KROPF | | | | Withheld | | Against |
| | 3 GARY LOVEMAN | | | | Withheld | | Against |
| | 4 IVAN MENEZES | | | | Withheld | | Against |
| | 5 IRENE MILLER | | | | Withheld | | Against |
| | 6 MICHAEL MURPHY | | | | Withheld | | Against |
| | 7 JIDE ZEITLIN | | | | Withheld | | Against |
02 | | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER THE COACH, INC. 2004 STOCK INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO VOTE ON A STOCKHOLDER PROPOSAL. | | Shareholder | | Against | | For |
Page 4 of 65
| | | | | | |
CISCO SYSTEMS, INC. |
| | | |
Security | | 17275R102 | | Meeting Type | | Annual |
Ticker Symbol | | CSCO | | Meeting Date | | 12-Nov-2009 |
ISIN | | US17275R1023 | | Agenda | | 933147262 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | | Management | �� | For | | For |
1I | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: MICHAEL K. POWELL | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: ARUN SARIN | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: JERRY YANG | | Management | | For | | For |
02 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Management | | For | | For |
03 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | | Management | | For | | For |
05 | | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO’S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | | Shareholder | | Against | | For |
06 | | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | | Shareholder | | For | | Against |
07 | | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Shareholder | | For | | Against |
Page 5 of 65
| | | | | | |
MICROSOFT CORPORATION |
| | | |
Security | | 594918104 | | Meeting Type | | Annual |
Ticker Symbol | | MSFT | | Meeting Date | | 19-Nov-2009 |
ISIN | | US5949181045 | | Agenda | | 933150310 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: DINA DUBLON | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | | Management | | For | | For |
05 | | ELECTION OF DIRECTOR: REED HASTINGS | | Management | | For | | For |
06 | | ELECTION OF DIRECTOR: MARIA KLAWE | | Management | | For | | For |
07 | | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Management | | For | | For |
08 | | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Management | | For | | For |
09 | | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | | For | | For |
10 | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | | Management | | For | | For |
11 | | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | | Management | | For | | For |
12 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
13 | | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | | Shareholder | | Against | | For |
14 | | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | | Shareholder | | Against | | For |
Page 6 of 65
| | | | | | |
INTUIT INC. |
| | | |
Security | | 461202103 | | Meeting Type | | Annual |
Ticker Symbol | | INTU | | Meeting Date | | 15-Dec-2009 |
ISIN | | US4612021034 | | Agenda | | 933159039 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID H. BATCHELDER | | | | For | | For |
| | 2 CHRISTOPHER W. BRODY | | | | For | | For |
| | 3 WILLIAM V. CAMPBELL | | | | For | | For |
| | 4 SCOTT D. COOK | | | | For | | For |
| | 5 DIANE B. GREENE | | | | For | | For |
| | 6 MICHAEL R. HALLMAN | | | | For | | For |
| | 7 EDWARD A. KANGAS | | | | For | | For |
| | 8 SUZANNE NORA JOHNSON | | | | For | | For |
| | 9 DENNIS D. POWELL | | | | For | | For |
| | 10 STRATTON D. SCLAVOS | | | | For | | For |
| | 11 BRAD D. SMITH | | | | For | | For |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
03 | | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
04 | | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
Page 7 of 65
| | | | | | |
ACTIVISION BLIZZARD INC | | | | |
| | | |
Security | | 00507V109 | | Meeting Type | | Special |
Ticker Symbol | | ATVI | | Meeting Date | | 17-Dec-2009 |
ISIN | | US00507V1098 | | Agenda | | 933168456 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
Page 8 of 65
| | | | | | |
WALGREEN CO. |
| | | |
Security | | 931422109 | | Meeting Type | | Annual |
Ticker Symbol | | WAG | | Meeting Date | | 13-Jan-2010 |
ISIN | | US9314221097 | | Agenda | | 933170045 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 STEVEN A. DAVIS | | | | For | | For |
| | 2 WILLIAM C. FOOTE | | | | For | | For |
| | 3 MARK P. FRISSORA | | | | For | | For |
| | 4 ALAN G. MCNALLY | | | | For | | For |
| | 5 NANCY M. SCHLICHTING | | | | For | | For |
| | 6 DAVID Y. SCHWARTZ | | | | For | | For |
| | 7 ALEJANDRO SILVA | | | | For | | For |
| | 8 JAMES A. SKINNER | | | | For | | For |
| | 9 GREGORY D. WASSON | | | | For | | For |
02 | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE STOCK OPTION PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH VOTING REQUIREMENT IN WALGREEN CO.’S CHARTER AND BY-LAWS TO SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED. | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON CHARITABLE DONATIONS. | | Shareholder | | Against | | For |
Page 9 of 65
| | | | | | |
ENERGIZER HOLDINGS, INC. |
| | | |
Security | | 29266R108 | | Meeting Type | | Annual |
Ticker Symbol | | ENR | | Meeting Date | | 25-Jan-2010 |
ISIN | | US29266R1086 | | Agenda | | 933174598 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R. DAVID HOOVER | | | | Withheld | | Against |
| | 2 JOHN C. HUNTER | | | | For | | For |
| | 3 JOHN E. KLEIN | | | | For | | For |
| | 4 JOHN R. ROBERTS | | | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
Page 10 of 65
| | | | | | |
MONSANTO COMPANY |
| | | |
Security | | 61166W101 | | Meeting Type | | Annual |
Ticker Symbol | | MON | | Meeting Date | | 26-Jan-2010 |
ISIN | | US61166W1018 | | Agenda | | 933172900 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: FRANK V. ATLEE III | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ARTHUR H. HARPER | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GWENDOLYN S. KING | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
Page 11 of 65
| | | | | | |
JACOBS ENGINEERING GROUP INC. |
| | | |
Security | | 469814107 | | Meeting Type | | Annual |
Ticker Symbol | | JEC | | Meeting Date | | 28-Jan-2010 |
ISIN | | US4698141078 | | Agenda | | 933175982 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 12 of 65
| | | | | | |
NUANCE COMMUNICATIONS, INC. | | | | |
| | | |
Security | | 67020Y100 | | Meeting Type | | Annual |
Ticker Symbol | | NUAN | | Meeting Date | | 29-Jan-2010 |
ISIN | | US67020Y1001 | | Agenda | | 933175033 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PAUL A. RICCI | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT G. TERESI | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: KATHARINE A. MARTIN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: PATRICK T. HACKETT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: WILLIAM H. JANEWAY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: MARK B. MYERS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 2000 STOCK PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010. | | Management | | For | | For |
Page 13 of 65
| | | | | | |
EMERSON ELECTRIC CO. |
| | | |
Security | | 291011104 | | Meeting Type | | Annual |
Ticker Symbol | | EMR | | Meeting Date | | 02-Feb-2010 |
ISIN | | US2910111044 | | Agenda | | 933174586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 C.A.H. BOERSIG* | | | | For | | For |
| | 2 C. FERNANDEZ G.* | | | | For | | For |
| | 3 W.J. GALVIN* | | | | For | | For |
| | 4 R.L. STEPHENSON* | | | | For | | For |
| | 5 V.R. LOUCKS, JR.** | | | | For | | For |
| | 6 R.L. RIDGWAY** | | | | For | | For |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | | Management | | For | | For |
03 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 14 of 65
| | | | | | |
ROCKWELL AUTOMATION, INC. |
| | | |
Security | | 773903109 | | Meeting Type | | Annual |
Ticker Symbol | | ROK | | Meeting Date | | 02-Feb-2010 |
ISIN | | US7739031091 | | Agenda | | 933175653 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
A | | DIRECTOR | | Management | | | | |
| | 1 BARRY C. JOHNSON | | | | For | | For |
| | 2 W.T. MCCORMICK, JR. | | | | For | | For |
| | 3 KEITH D. NOSBUSCH | | | | For | | For |
B | | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
C | | TO APPROVE AMENDMENTS TO THE CORPORATION’S 2008 LONG-TERM INCENTIVES PLAN DESCRIBED IN THE PROXY STATEMENT. | | Management | | Against | | Against |
Page 15 of 65
| | | | | | |
QUALCOMM, INCORPORATED |
| | | |
Security | | 747525103 | | Meeting Type | | Annual |
Ticker Symbol | | QCOM | | Meeting Date | | 02-Mar-2010 |
ISIN | | US7475251036 | | Agenda | | 933181620 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | 9 SHERRY LANSING | | | | For | | For |
| | 10 DUANE A. NELLES | | | | For | | For |
| | 11 BRENT SCOWCROFT | | | | For | | For |
| | 12 MARC I. STERN | | | | For | | For |
02 | | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | | Management | | For | | For |
Page 16 of 65
| | | | | | |
THE WALT DISNEY COMPANY |
| | | |
Security | | 254687106 | | Meeting Type | | Annual |
Ticker Symbol | | DIS | | Meeting Date | | 10-Mar-2010 |
ISIN | | US2546871060 | | Agenda | | 933183751 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN E. BRYSON | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: ROBERT A. IGER | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: STEVEN P. JOBS | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: MONICA C. LOZANO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: SHERYL SANDBERG | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: ORIN C. SMITH | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
03 | | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | | Management | | For | | For |
04 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION RELATING TO INTERESTED PERSON TRANSACTIONS. | | Management | | For | | For |
05 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION RELATING TO BYLAW AMENDMENTS. | | Management | | For | | For |
06 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION RELATING TO TRACKING STOCK PROVISIONS. | | Management | | For | | For |
07 | | TO APPROVE THE AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION RELATING TO CLASSIFIED BOARD TRANSITION PROVISIONS. | | Management | | For | | For |
08 | | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | Against | | For |
09 | | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO EX-GAY NON DISCRIMINATION POLICY. | | Shareholder | | Against | | For |
Page 17 of 65
| | | | | | |
UNITED TECHNOLOGIES CORPORATION |
| | | |
Security | | 913017109 | | Meeting Type | | Annual |
Ticker Symbol | | UTX | | Meeting Date | | 14-Apr-2010 |
ISIN | | US9130171096 | | Agenda | | 933195530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 LOUIS R. CHENEVERT | | | | For | | For |
| | 2 JOHN V. FARACI | | | | For | | For |
| | 3 JEAN-PIERRE GARNIER | | | | For | | For |
| | 4 JAMIE S. GORELICK | | | | For | | For |
| | 5 CARLOS M. GUTIERREZ | | | | For | | For |
| | 6 EDWARD A. KANGAS | | | | For | | For |
| | 7 CHARLES R. LEE | | | | For | | For |
| | 8 RICHARD D. MCCORMICK | | | | For | | For |
| | 9 HAROLD MCGRAW III | | | | For | | For |
| | 10 RICHARD B. MYERS | | | | For | | For |
| | 11 H. PATRICK SWYGERT | | | | For | | For |
| | 12 ANDRE VILLENEUVE | | | | For | | For |
| | 13 CHRISTINE TODD WHITMAN | | | | For | | For |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
03 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 18 of 65
| | | | | | |
ABBOTT LABORATORIES | | | | |
| | | |
Security | | 002824100 | | Meeting Type | | Annual |
Ticker Symbol | | ABT | | Meeting Date | | 23-Apr-2010 |
ISIN | | US0028241000 | | Agenda | | 933205898 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 R.J. ALPERN | | | | For | | For |
| | 2 R.S. AUSTIN | | | | For | | For |
| | 3 W.M. DALEY | | | | Withheld | | Against |
| | 4 W.J. FARRELL | | | | Withheld | | Against |
| | 5 H.L. FULLER | | | | Withheld | | Against |
| | 6 W.A. OSBORN | | | | Withheld | | Against |
| | 7 D.A.L. OWEN | | | | For | | For |
| | 8 R.S. ROBERTS | | | | For | | For |
| | 9 S.C. SCOTT III | | | | For | | For |
| | 10 W.D. SMITHBURG | | | | Withheld | | Against |
| | 11 G.F. TILTON | | | | For | | For |
| | 12 M.D. WHITE | | | | For | | For |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL-ADVISORY VOTE | | Shareholder | | For | | Against |
04 | | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | | Shareholder | | For | | Against |
Page 19 of 65
| | | | | | |
AMERICAN EXPRESS COMPANY | | |
| | | |
Security | | 025816109 | | Meeting Type | | Annual |
Ticker Symbol | | AXP | | Meeting Date | | 26-Apr-2010 |
ISIN | | US0258161092 | | Agenda | | 933202436 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 D.F. AKERSON | | | | For | | For |
| | 2 C. BARSHEFSKY | | | | For | | For |
| | 3 U.M. BURNS | | | | For | | For |
| | 4 K.I. CHENAULT | | | | For | | For |
| | 5 P. CHERNIN | | | | For | | For |
| | 6 J. LESCHLY | | | | For | | For |
| | 7 R.C. LEVIN | | | | For | | For |
| | 8 R.A. MCGINN | | | | For | | For |
| | 9 E.D. MILLER | | | | For | | For |
| | 10 S.S REINEMUND | | | | For | | For |
| | 11 R.D. WALTER | | | | For | | For |
| | 12 R.A. WILLIAMS | | | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | | Management | | Against | | Against |
04 | | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION REQUIREMENTS FOR EXECUTIVES. | | Shareholder | | For | | Against |
Page 20 of 65
| | | | | | |
INTERNATIONAL BUSINESS MACHINES CORP. | | |
| | | |
Security | | 459200101 | | Meeting Type | | Annual |
Ticker Symbol | | IBM | | Meeting Date | | 27-Apr-2010 |
ISIN | | US4592001014 | | Agenda | | 933199653 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: C. BLACK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: T. NISHIMURO | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | | Shareholder | | For | | Against |
06 | | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 21 of 65
| | | | | | |
COOPER INDUSTRIES PLC. | | |
| | | |
Security | | G24140108 | | Meeting Type | | Annual |
Ticker Symbol | | CBE | | Meeting Date | | 27-Apr-2010 |
ISIN | | IE00B40K9117 | | Agenda | | 933200494 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: DAN F. SMITH | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GERALD B. SMITH | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: MARK S. THOMPSON | | Management | | For | | For |
02 | | TO CONSIDER THE COMPANY’S IRISH STATUTORY ACCOUNTS AND THE RELATED REPORTS OF THE DIRECTORS AND AUDITORS. | | Management | | For | | For |
03 | | APPOINT ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING 12/31/2010 AND AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION. | | Management | | For | | For |
04 | | AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | | Management | | For | | For |
05 | | AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. | | Management | | For | | For |
Page 22 of 65
| | | | | | |
CAPITAL ONE FINANCIAL CORPORATION |
| | | |
Security | | 14040H105 | | Meeting Type | | Annual |
Ticker Symbol | | COF | | Meeting Date | | 29-Apr-2010 |
ISIN | | US14040H1059 | | Agenda | | 933203010 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: W. RONALD DIETZ | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: LEWIS HAY, III | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | | Management | | For | | For |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2010. | | Management | | For | | For |
03 | | ADVISORY APPROVAL OF CAPITAL ONE’S 2009 NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For |
04 | | STOCKHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE STOCK RETENTION REQUIREMENTS. | | Shareholder | | For | | Against |
05 | | STOCKHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. | | Shareholder | | For | | Against |
Page 23 of 65
| | | | | | |
EMC CORPORATION |
| | | |
Security | | 268648102 | | Meeting Type | | Annual |
Ticker Symbol | | EMC | | Meeting Date | | 29-Apr-2010 |
ISIN | | US2686481027 | | Agenda | | 933203200 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
04 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 24 of 65
| | | | | | |
BAXTER INTERNATIONAL INC. |
| | | |
Security | | 071813109 | | Meeting Type | | Annual |
Ticker Symbol | | BAX | | Meeting Date | | 04-May-2010 |
ISIN | | US0718131099 | | Agenda | | 933211726 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: BLAKE E. DEVITT | | Management | | Not Voted | | |
1B | | ELECTION OF DIRECTOR: JOHN D. FORSYTH | | Management | | Not Voted | | |
1C | | ELECTION OF DIRECTOR: GAIL D. FOSLER | | Management | | Not Voted | | |
1D | | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | | Management | | Not Voted | | |
02 | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Not Voted | | |
03 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTING. | | Shareholder | | Not Voted | | |
Page 25 of 65
| | | | | | |
EXPRESS SCRIPTS, INC. |
| | | |
Security | | 302182100 | | Meeting Type | | Annual |
Ticker Symbol | | ESRX | | Meeting Date | | 05-May-2010 |
ISIN | | US3021821000 | | Agenda | | 933210659 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: FRANK J. BORELLI | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: FRANK MERGENTHALER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: WOODROW A MYERS, JR. MD | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: BARRETT A. TOAN | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
03 | | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
04 | | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | | Shareholder | | Against | | For |
Page 26 of 65
| | | | | | |
PEPSICO, INC. |
| | | |
Security | | 713448108 | | Meeting Type | | Annual |
Ticker Symbol | | PEP | | Meeting Date | | 05-May-2010 |
ISIN | | US7134481081 | | Agenda | | 933213388 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.L. BROWN | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: I.M. COOK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: D. DUBLON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: V.J. DZAU | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: R.L. HUNT | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: A. IBARGUEN | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: I.K. NOOYI | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: L.G. TROTTER | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: D. VASELLA | | Management | | Against | | Against |
02 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Management | | For | | For |
03 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | Shareholder | | Against | | For |
05 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | Shareholder | | For | | Against |
06 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | Shareholder | | Against | | For |
Page 27 of 65
| | | | | | |
ALTERA CORPORATION |
| | | |
Security | | 021441100 | | Meeting Type | | Annual |
Ticker Symbol | | ALTR | | Meeting Date | | 06-May-2010 |
ISIN | | US0214411003 | | Agenda | | 933210015 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN P. DAANE | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: KEVIN MCGARITY | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: KRISH A. PRABHU | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JOHN SHOEMAKER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: SUSAN WANG | | Management | | For | | For |
02 | | TO REAPPROVE THE INTERNAL REVENUE CODE SECTION 162(M) PROVISIONS OF THE 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Management | | For | | For |
04 | | TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK. | | Management | | For | | For |
05 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | | Management | | For | | For |
06 | | A STOCKHOLDER PROPOSAL REQUESTING A CHANGE TO ALTERA’S VOTING REQUIREMENTS, SEE PROXY STATEMENT FOR FURTHER DETAILS | | Shareholder | | For | | Against |
Page 28 of 65
| | | | | | |
APACHE CORPORATION |
| | | |
Security | | 037411105 | | Meeting Type | | Annual |
Ticker Symbol | | APA | | Meeting Date | | 06-May-2010 |
ISIN | | US0374111054 | | Agenda | | 933215065 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: F.H. MERELLI | | Management | | For | | For |
04 | | RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS. | | Management | | For | | For |
Page 29 of 65
| | | | | | |
ST. JUDE MEDICAL, INC. |
| | | |
Security | | 790849103 | | Meeting Type | | Annual |
Ticker Symbol | | STJ | | Meeting Date | | 07-May-2010 |
ISIN | | US7908491035 | | Agenda | | 933208541 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: STUART M. ESSIG | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: BARBARA B. HILL | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
03 | | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. | | Shareholder | | For | | Against |
Page 30 of 65
| | | | | | |
OCCIDENTAL PETROLEUM CORPORATION |
| | | |
Security | | 674599105 | | Meeting Type | | Annual |
Ticker Symbol | | OXY | | Meeting Date | | 07-May-2010 |
ISIN | | US6745991058 | | Agenda | | 933224761 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: RAY R. IRANI | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Management | | Against | | Against |
1K | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Management | | Against | | Against |
1L | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Management | | Against | | Against |
1M | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Management | | Against | | Against |
02 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Management | | For | | For |
03 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Management | | For | | For |
04 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Management | | Against | | Against |
05 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | Shareholder | | Against | | For |
06 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | Shareholder | | For | | Against |
07 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | Shareholder | | For | | Against |
08 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | Shareholder | | Against | | For |
09 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | Shareholder | | For | | Against |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | Shareholder | | Against | | For |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | Shareholder | | For | | Against |
Page 31 of 65
| | | | | | |
MARRIOTT INTERNATIONAL, INC. |
| | | |
Security | | 571903202 | | Meeting Type | | Annual |
Ticker Symbol | | MAR | | Meeting Date | | 07-May-2010 |
ISIN | | US5719032022 | | Agenda | | 933228769 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JOHN W. MARRIOTT III | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MARY K. BUSH | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: DEBRA L. LEE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: GEORGE MUNOZ | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: HARRY J. PEARCE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: W. MITT ROMNEY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: WILLIAM J. SHAW | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
Page 32 of 65
| | | | | | |
GILEAD SCIENCES, INC. |
| | | |
Security | | 375558103 | | Meeting Type | | Annual |
Ticker Symbol | | GILD | | Meeting Date | | 11-May-2010 |
ISIN | | US3755581036 | | Agenda | | 933218667 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 PAUL BERG | | | | For | | For |
| | 2 JOHN F. COGAN | | | | For | | For |
| | 3 ETIENNE F. DAVIGNON | | | | For | | For |
| | 4 JAMES M. DENNY | | | | For | | For |
| | 5 CARLA A. HILLS | | | | For | | For |
| | 6 KEVIN E. LOFTON | | | | For | | For |
| | 7 JOHN W. MADIGAN | | | | For | | For |
| | 8 JOHN C. MARTIN | | | | For | | For |
| | 9 GORDON E. MOORE | | | | For | | For |
| | 10 NICHOLAS G. MOORE | | | | For | | For |
| | 11 RICHARD J. WHITLEY | | | | For | | For |
| | 12 GAYLE E. WILSON | | | | For | | For |
| | 13 PER WOLD-OLSEN | | | | For | | For |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | Shareholder | | For | | Against |
Page 33 of 65
| | | | | | |
KOHL’S CORPORATION |
| | | |
Security | | 500255104 | | Meeting Type | | Annual |
Ticker Symbol | | KSS | | Meeting Date | | 13-May-2010 |
ISIN | | US5002551043 | | Agenda | | 933209935 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PETER BONEPARTH | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: STEVEN A. BURD | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN F. HERMA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: DALE E. JONES | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: KEVIN MANSELL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: FRANK V. SICA | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: NINA G. VACA | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: STEPHEN E. WATSON | | Management | | For | | For |
02 | | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
03 | | APPROVAL OF THE KOHL’S CORPORATION 2010 LONG TERM COMPENSATION PLAN. | | Management | | For | | For |
04 | | SHAREHOLDER PROPOSAL: ADOPT SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
05 | | SHAREHOLDER PROPOSAL: INDEPENDENT CHAIRMAN OF THE BOARD OF DIRECTORS. | | Shareholder | | Against | | For |
Page 34 of 65
| | | | | | |
GOOGLE INC. |
| | | |
Security | | 38259P508 | | Meeting Type | | Annual |
Ticker Symbol | | GOOG | | Meeting Date | | 13-May-2010 |
ISIN | | US38259P5089 | | Agenda | | 933216738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | Not Voted | | |
| | 1 ERIC SCHMIDT | | | | | | |
| | 2 SERGEY BRIN | | | | | | |
| | 3 LARRY PAGE | | | | | | |
| | 4 L. JOHN DOERR | | | | | | |
| | 5 JOHN L. HENNESSY | | | | | | |
| | 6 ANN MATHER | | | | | | |
| | 7 PAUL S. OTELLINI | | | | | | |
| | 8 K. RAM SHRIRAM | | | | | | |
| | 9 SHIRLEY M. TILGHMAN | | | | | | |
02 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | Not Voted | | |
03 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Management | | Not Voted | | |
04 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Not Voted | | |
05 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Not Voted | | |
06 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Not Voted | | |
Page 35 of 65
| | | | | | |
VERTEX PHARMACEUTICALS INCORPORATED |
| | | |
Security | | 92532F100 | | Meeting Type | | Annual |
Ticker Symbol | | VRTX | | Meeting Date | | 13-May-2010 |
ISIN | | US92532F1003 | | Agenda | | 933250742 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOSHUA BOGER | | | | For | | For |
| | 2 CHARLES A. SANDERS | | | | For | | For |
| | 3 ELAINE S. ULLIAN | | | | For | | For |
02 | | THE APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED 2006 STOCK AND OPTION PLAN THAT INCREASES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 12,000,000 SHARES FROM 21,602,380 SHARES TO 33,602,380 SHARES. | | Management | | For | | For |
03 | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 36 of 65
| | | | | | |
VULCAN MATERIALS COMPANY |
| | | |
Security | | 929160109 | | Meeting Type | | Annual |
Ticker Symbol | | VMC | | Meeting Date | | 14-May-2010 |
ISIN | | US9291601097 | | Agenda | | 933214366 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 DOUGLAS J. MCGREGOR | | | | For | | For |
| | 2 VINCENT J. TROSINO | | | | For | | For |
| | 3 PHILIP J. CARROLL, JR. | | | | Withheld | | Against |
| | 4 JAMES V. NAPIER | | | | Withheld | | Against |
2 | | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Management | | For | | For |
3 | | SHAREHOLDER PROPOSAL | | Shareholder | | For | | Against |
Page 37 of 65
| | | | | | |
THE WESTERN UNION COMPANY |
| | | |
Security | | 959802109 | | Meeting Type | | Annual |
Ticker Symbol | | WU | | Meeting Date | | 14-May-2010 |
ISIN | | US9598021098 | | Agenda | | 933217211 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | | Management | | For | | For |
02 | | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | | Management | | For | | For |
03 | | ELECTION OF DIRECTOR: BETSY D. HOLDEN | | Management | | For | | For |
04 | | ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN | | Management | | For | | For |
05 | | RATIFICATION OF SELECTION OF AUDITORS | | Management | | For | | For |
Page 38 of 65
| | | | | | |
INVESCO LTD |
| | | |
Security | | G491BT108 | | Meeting Type | | Annual |
Ticker Symbol | | IVZ | | Meeting Date | | 18-May-2010 |
ISIN | | BMG491BT1088 | | Agenda | | 933221753 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOSEPH R. CANION | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: EDWARD P. LAWRENCE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JAMES I. ROBERTSON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: PHOEBE A. WOOD | | Management | | For | | For |
2 | | TO APPOINT ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 39 of 65
| | | | | | |
HALLIBURTON COMPANY |
| | | |
Security | | 406216101 | | Meeting Type | | Annual |
Ticker Symbol | | HAL | | Meeting Date | | 19-May-2010 |
ISIN | | US4062161017 | | Agenda | | 933223668 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.M. BENNETT | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: J.R. BOYD | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: M. CARROLL | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: N.K. DICCIANI | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: S.M. GILLIS | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: J.T. HACKETT | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: D.J. LESAR | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: R.A. MALONE | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: J.L. MARTIN | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: D.L. REED | | Management | | For | | For |
02 | | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | | Management | | For | | For |
03 | | PROPOSAL ON HUMAN RIGHTS POLICY. | | Shareholder | | For | | Against |
04 | | PROPOSAL ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
05 | | PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. | | Shareholder | | For | | Against |
06 | | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | | Shareholder | | For | | Against |
Page 40 of 65
| | | | | | |
INTEL CORPORATION |
| | | |
Security | | 458140100 | | Meeting Type | | Annual |
Ticker Symbol | | INTC | | Meeting Date | | 19-May-2010 |
ISIN | | US4581401001 | | Agenda | | 933224367 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: JANE E. SHAW | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | | For | | For |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Management | | For | | For |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
Page 41 of 65
| | | | | | |
STATE STREET CORPORATION |
| | | |
Security | | 857477103 | | Meeting Type | | Annual |
Ticker Symbol | | STT | | Meeting Date | | 19-May-2010 |
ISIN | | US8574771031 | | Agenda | | 933226234 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: K. BURNES | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: P. COYM | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: A. FAWCETT | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: D. GRUBER | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: L. HILL | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: J. HOOLEY | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: R. KAPLAN | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: C. LAMANTIA | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: R. LOGUE | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: R. SERGEL | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: R. SKATES | | Management | | For | | For |
1M | | ELECTION OF DIRECTOR: G. SUMME | | Management | | For | | For |
1N | | ELECTION OF DIRECTOR: R. WEISSMAN | | Management | | For | | For |
02 | | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | | Management | | For | | For |
03 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
04 | | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | | Shareholder | | Against | | For |
05 | | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | | Shareholder | | Against | | For |
Page 42 of 65
NVIDIA CORPORATION
| | | | | | |
Security | | 67066G104 | | Meeting Type | | Annual |
Ticker Symbol | | NVDA | | Meeting Date | | 19-May-2010 |
ISIN | | US67066G1040 | | Agenda | | 933230423 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JAMES C. GAITHER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: JEN-HSUN HUANG | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | | Management | | For | | For |
02 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 30, 2011. | | Management | | For | | For |
Page 43 of 65
BROADCOM CORPORATION
| | | | | | |
Security | | 111320107 | | Meeting Type | | Annual |
Ticker Symbol | | BRCM | | Meeting Date | | 20-May-2010 |
ISIN | | US1113201073 | | Agenda | | 933232592 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JOAN L. AMBLE | | | | For | | For |
| | 2 NANCY H. HANDEL | | | | For | | For |
| | 3 EDDY W. HARTENSTEIN | | | | For | | For |
| | 4 JOHN E. MAJOR | | | | For | | For |
| | 5 SCOTT A. MCGREGOR | | | | For | | For |
| | 6 WILLIAM T. MORROW | | | | For | | For |
| | 7 ROBERT E. SWITZ | | | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 44 of 65
QUANTA SERVICES, INC.
| | | | | | |
Security | | 74762E102 | | Meeting Type | | Annual |
Ticker Symbol | | PWR | | Meeting Date | | 20-May-2010 |
ISIN | | US74762E1029 | | Agenda | | 933249903 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 JAMES R. BALL | | | | For | | For |
| | 2 JOHN R. COLSON | | | | For | | For |
| | 3 J. MICHAL CONAWAY | | | | For | | For |
| | 4 RALPH R. DISIBIO | | | | For | | For |
| | 5 BERNARD FRIED | | | | For | | For |
| | 6 LOUIS C. GOLM | | | | For | | For |
| | 7 WORTHING F. JACKMAN | | | | For | | For |
| | 8 BRUCE RANCK | | | | For | | For |
| | 9 JOHN R. WILSON | | | | For | | For |
| | 10 PAT WOOD, III | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
03 | | CONSIDERATION OF A STOCKHOLDER PROPOSAL CONCERNING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | | Shareholder | | For | | Against |
Page 45 of 65
INTERCONTINENTALEXCHANGE, INC.
| | | | | | |
Security | | 45865V100 | | Meeting Type | | Annual |
Ticker Symbol | | ICE | | Meeting Date | | 21-May-2010 |
ISIN | | US45865V1008 | | Agenda | | 933226931 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 CHARLES R. CRISP | | | | For | | For |
| | 2 JEAN-MARC FORNERI | | | | For | | For |
| | 3 FRED W. HATFIELD | | | | For | | For |
| | 4 TERRENCE F. MARTELL | | | | For | | For |
| | 5 SIR CALLUM MCCARTHY | | | | For | | For |
| | 6 SIR ROBERT REID | | | | For | | For |
| | 7 FREDERIC V. SALERNO | | | | For | | For |
| | 8 JEFFREY C. SPRECHER | | | | For | | For |
| | 9 JUDITH A. SPRIESER | | | | For | | For |
| | 10 VINCENT TESE | | | | For | | For |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 46 of 65
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Security | | 91324P102 | | Meeting Type | | Annual |
Ticker Symbol | | UNH | | Meeting Date | | 24-May-2010 |
ISIN | | US91324P1021 | | Agenda | | 933235031 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: RICHARD T. BURKE | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: MICHELE J. HOOPER | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: GLENN M. RENWICK | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING EXPENSES. | | Shareholder | | Against | | For |
04 | | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 47 of 65
RIVERBED TECHNOLOGY, INC.
| | | | | | |
Security | | 768573107 | | Meeting Type | | Annual |
Ticker Symbol | | RVBD | | Meeting Date | | 25-May-2010 |
ISIN | | US7685731074 | | Agenda | | 933258116 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MARK A. FLOYD | | | | Withheld | | Against |
| | 2 CHRISTOPHER J. SCHAEPE | | | | Withheld | | Against |
| | 3 JAMES R. SWARTZ | | | | Withheld | | Against |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
03 | | TO APPROVE THE MATERIAL TERMS OF OUR 2006 EQUITY INCENTIVE PLAN TO ENABLE CERTAIN INCENTIVE COMPENSATION UNDER SUCH PLAN TO QUALIFY AS TAX-DEDUCTIBLE “PERFORMANCE-BASED COMPENSATION” WITHIN THE MEANING OF INTERNAL REVENUE CODE SECTION 162(M). | | Management | | For | | For |
Page 48 of 65
THERMO FISHER SCIENTIFIC INC.
| | | | | | |
Security | | 883556102 | | Meeting Type | | Annual |
Ticker Symbol | | TMO | | Meeting Date | | 26-May-2010 |
ISIN | | US8835561023 | | Agenda | | 933237960 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARC N. CASPER | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: TYLER JACKS | | Management | | For | | For |
02 | | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
Page 49 of 65
CITRIX SYSTEMS, INC.
| | | | | | |
Security | | 177376100 | | Meeting Type | | Annual |
Ticker Symbol | | CTXS | | Meeting Date | | 26-May-2010 |
ISIN | | US1773761002 | | Agenda | | 933242252 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARK B. TEMPLETON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: STEPHEN M. DOW | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: GODFREY R. SULLIVAN | | Management | | For | | For |
02 | | AMENDMENT TO THE 2005 EQUITY INCENTIVE PLAN | | Management | | For | | For |
03 | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | | Management | | For | | For |
Page 50 of 65
KING PHARMACEUTICALS, INC.
| | | | | | |
Security | | 495582108 | | Meeting Type | | Annual |
Ticker Symbol | | KG | | Meeting Date | | 26-May-2010 |
ISIN | | US4955821081 | | Agenda | | 933244600 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 KEVIN S CRUTCHFIELD | | | | For | | For |
| | 2 E.W DEAVENPORT JR | | | | For | | For |
| | 3 ELIZABETH M GREETHAM | | | | For | | For |
| | 4 PHILIP A INCARNATI | | | | For | | For |
| | 5 GREGORY D JORDAN PHD | | | | For | | For |
| | 6 BRIAN A MARKISON | | | | For | | For |
| | 7 R CHARLES MOYER PHD | | | | For | | For |
| | 8 D GREG ROOKER | | | | For | | For |
| | 9 DERACE L SCHAFFER MD | | | | For | | For |
| | 10 TED G WOOD | | | | For | | For |
02 | | APPROVAL OF A PROPOSED AMENDMENT TO THE COMPANY’S THIRD AMENDED AND RESTATED CHARTER PROVIDING FOR A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS AND ELIMINATING UNNECESSARY PROVISIONS RELATED TO OUR PREVIOUSLY CLASSIFIED BOARD OF DIRECTORS. | | Management | | For | | For |
03 | | REAPPROVAL OF THE PERFORMANCE GOALS LISTED WITHIN THE COMPANY’S INCENTIVE PLAN, WHICH ORIGINALLY WERE APPROVED BY OUR SHAREHOLDERS IN 2005. | | Management | | For | | For |
04 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE “AGAINST” PROPOSAL 5. | | Management | | For | | For |
05 | | IF PROPERLY PRESENTED AT THE MEETING, APPROVAL OF A NON-BINDING SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY’S BOARD OF DIRECTORS TAKE STEPS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS APPLICABLE TO SHAREHOLDERS. | | Shareholder | | For | | Against |
Page 51 of 65
FTI CONSULTING, INC.
| | | | | | |
Security | | 302941109 | | Meeting Type | | Annual |
Ticker Symbol | | FCN | | Meeting Date | | 02-Jun-2010 |
ISIN | | US3029411093 | | Agenda | | 933251718 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 BRENDA J. BACON | | | | For | | For |
| | 2 JAMES W. CROWNOVER | | | | For | | For |
| | 3 DENNIS J. SHAUGHNESSY | | | | For | | For |
| | 4 GEORGE P. STAMAS | | | | For | | For |
02 | | APPROVE THE AMENDMENT TO THE FTI CONSULTING, INC. 2009 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE BY 4,500,000 SHARES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED AND RESERVED FOR ISSUANCE UNDER THE PLAN. | | Management | | Against | | Against |
03 | | RATIFY THE RETENTION OF KPMG LLP AS FTI CONSULTING, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 52 of 65
ROPER INDUSTRIES, INC.
| | | | | | |
Security | | 776696106 | | Meeting Type | | Annual |
Ticker Symbol | | ROP | | Meeting Date | | 02-Jun-2010 |
ISIN | | US7766961061 | | Agenda | | 933267103 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 DAVID W. DEVONSHIRE | | | | For | | For |
| | 2 JOHN F. FORT, III | | | | For | | For |
| | 3 BRIAN D. JELLISON | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | | Management | | For | | For |
Page 53 of 65
DOLLAR GEN CORP
| | | | | | |
Security | | 256677105 | | Meeting Type | | Annual |
Ticker Symbol | | DG | | Meeting Date | | 03-Jun-2010 |
ISIN | | US2566771059 | | Agenda | | 933246464 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 RAJ AGRAWAL | | | | Withheld | | Against |
| | 2 WARREN F. BRYANT | | | | Withheld | | Against |
| | 3 MICHAEL M. CALBERT | | | | Withheld | | Against |
| | 4 RICHARD W. DREILING | | | | Withheld | | Against |
| | 5 ADRIAN JONES | | | | Withheld | | Against |
| | 6 WILLIAM C. RHODES, III | | | | Withheld | | Against |
| | 7 DAVID B. RICKARD | | | | For | | For |
02 | | TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010 | | Management | | For | | For |
Page 54 of 65
ACTIVISION BLIZZARD INC
| | | | | | |
Security | | 00507V109 | | Meeting Type | | Annual |
Ticker Symbol | | ATVI | | Meeting Date | | 03-Jun-2010 |
ISIN | | US00507V1098 | | Agenda | | 933248052 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | | Management | | Against | | Against |
1B | | ELECTION OF DIRECTOR: ROBERT J. CORTI | | Management | | Against | | Against |
1C | | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | | Management | | Against | | Against |
1D | | ELECTION OF DIRECTOR: BRIAN G. KELLY | | Management | | Against | | Against |
1E | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Management | | Against | | Against |
1F | | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | | Management | | Against | | Against |
1G | | ELECTION OF DIRECTOR: ROBERT J. MORGADO | | Management | | Against | | Against |
1H | | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | | Management | | Against | | Against |
1I | | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | | Management | | Against | | Against |
1J | | ELECTION OF DIRECTOR: RICHARD SARNOFF | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: REGIS TURRINI | | Management | | Against | | Against |
02 | | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For |
Page 55 of 65
STAPLES, INC.
| | | | | | |
Security | | 855030102 | | Meeting Type | | Annual |
Ticker Symbol | | SPLS | | Meeting Date | | 07-Jun-2010 |
ISIN | | US8550301027 | | Agenda | | 933253394 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: BASIL L. ANDERSON | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ARTHUR M. BLANK | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MARY ELIZABETH BURTON | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: JUSTIN KING | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: ROWLAND T. MORIARTY | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: RONALD L. SARGENT | | Management | | For | | For |
1I | | ELECTION OF DIRECTOR: ELIZABETH A. SMITH | | Management | | For | | For |
1J | | ELECTION OF DIRECTOR: ROBERT E. SULENTIC | | Management | | For | | For |
1K | | ELECTION OF DIRECTOR: VIJAY VISHWANATH | | Management | | For | | For |
1L | | ELECTION OF DIRECTOR: PAUL F. WALSH | | Management | | For | | For |
02 | | TO APPROVE THE LONG TERM CASH INCENTIVE PLAN. | | Management | | For | | For |
03 | | TO APPROVE AN AMENDMENT TO STAPLES’ AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 77,430,000 TO 97,430,000 AND AMENDING THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PLAN. | | Management | | For | | For |
04 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Management | | For | | For |
05 | | TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY WRITTEN CONSENT. | | Shareholder | | For | | Against |
06 | | TO ACT ON A SHAREHOLDER PROPOSAL PROVIDING SHAREHOLDERS OWNING 10% OF OUTSTANDING SHARES WITH THE ABILITY TO CALL SPECIAL MEETINGS. | | Shareholder | | For | | Against |
Page 56 of 65
MONSTER WORLDWIDE, INC.
| | | | | | |
Security | | 611742107 | | Meeting Type | | Annual |
Ticker Symbol | | MWW | | Meeting Date | | 08-Jun-2010 |
ISIN | | US6117421072 | | Agenda | | 933257582 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SALVATORE IANNUZZI | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT J. CHRENC | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: JOHN GAULDING | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | | Management | | For | | For |
1E | | ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE | | Management | | For | | For |
1F | | ELECTION OF DIRECTOR: JEFFREY F. RAYPORT | | Management | | For | | For |
1G | | ELECTION OF DIRECTOR: ROBERTO TUNIOLI | | Management | | For | | For |
1H | | ELECTION OF DIRECTOR: TIMOTHY T. YATES | | Management | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, LLP AS MONSTER WORLDWIDE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 57 of 65
FREEPORT-MCMORAN COPPER & GOLD INC.
| | | | | | |
Security | | 35671D857 | | Meeting Type | | Annual |
Ticker Symbol | | FCX | | Meeting Date | | 09-Jun-2010 |
ISIN | | US35671D8570 | | Agenda | | 933262064 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 RICHARD C. ADKERSON | | | | For | | For |
| | 2 ROBERT J. ALLISON, JR. | | | | For | | For |
| | 3 ROBERT A. DAY | | | | For | | For |
| | 4 GERALD J. FORD | | | | For | | For |
| | 5 H. DEVON GRAHAM, JR. | | | | For | | For |
| | 6 CHARLES C. KRULAK | | | | For | | For |
| | 7 BOBBY LEE LACKEY | | | | For | | For |
| | 8 JON C. MADONNA | | | | For | | For |
| | 9 DUSTAN E. MCCOY | | | | For | | For |
| | 10 JAMES R. MOFFETT | | | | For | | For |
| | 11 B. M. RANKIN, JR. | | | | For | | For |
| | 12 STEPHEN H. SIEGELE | | | | For | | For |
2 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
3 | | ADOPTION OF THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | | Management | | For | | For |
4 | | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE COMPANY’S BOARD OF DIRECTORS. | | Shareholder | | For | | Against |
5 | | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN SHARES ACQUIRED THROUGH EQUITY COMPENSATION PROGRAMS UNTIL TWO YEARS FOLLOWING TERMINATION OF THEIR EMPLOYMENT. | | Shareholder | | For | | Against |
Page 58 of 65
ULTRA PETROLEUM CORP.
| | | | | | |
Security | | 903914109 | | Meeting Type | | Annual |
Ticker Symbol | | UPL | | Meeting Date | | 14-Jun-2010 |
ISIN | | CA9039141093 | | Agenda | | 933272142 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 MICHAEL D. WATFORD | | | | For | | For |
| | 2 W. CHARLES HELTON | | | | For | | For |
| | 3 ROBERT E. RIGNEY | | | | For | | For |
| | 4 STEPHEN J. MCDANIEL | | | | For | | For |
| | 5 ROGER A. BROWN | | | | For | | For |
02 | | APPOINTMENT OF ERNST & YOUNG, LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For |
03 | | IF PRESENTED, TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL REGARDING HYDRAULIC FRACTURING WHICH IS OPPOSED BY THE BOARD OF DIRECTORS. | | Shareholder | | For | | Against |
Page 59 of 65
PETSMART, INC.
| | | | | | |
Security | | 716768106 | | Meeting Type | | Annual |
Ticker Symbol | | PETM | | Meeting Date | | 16-Jun-2010 |
ISIN | | US7167681060 | | Agenda | | 933268193 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: RAKESH GANGWAL | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: ROBERT F. MORAN | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: BARBARA A. MUNDER | | Management | | For | | For |
1D | | ELECTION OF DIRECTOR: THOMAS G. STEMBERG | | Management | | For | | For |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR ENDING JANUARY 30, 2011. | | Management | | For | | For |
03 | | TO AMEND OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN. | | Management | | For | | For |
Page 60 of 65
CELGENE CORPORATION
| | | | | | |
Security | | 151020104 | | Meeting Type | | Annual |
Ticker Symbol | | CELG | | Meeting Date | | 16-Jun-2010 |
ISIN | | US1510201049 | | Agenda | | 933268701 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | 1 SOL J. BARER, PH.D. | | | | For | | For |
| | 2 ROBERT J. HUGIN | | | | For | | For |
| | 3 MICHAEL D. CASEY | | | | For | | For |
| | 4 CARRIE S. COX | | | | For | | For |
| | 5 RODMAN L. DRAKE | | | | For | | For |
| | 6 GILLA KAPLAN, PH.D. | | | | For | | For |
| | 7 JAMES J. LOUGHLIN | | | | For | | For |
| | 8 ERNEST MARIO, PH.D. | | | | For | | For |
| | 9 WALTER L. ROBB, PH.D. | | | | For | | For |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 61 of 65
MCAFEE, INC.
| | | | | | |
Security | | 579064106 | | Meeting Type | | Annual |
Ticker Symbol | | MFE | | Meeting Date | | 17-Jun-2010 |
ISIN | | US5790641063 | | Agenda | | 933276253 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MR. THOMAS E. DARCY | | Management | | For | | For |
1B | | ELECTION OF DIRECTOR: MR. DENIS J. O’LEARY | | Management | | For | | For |
1C | | ELECTION OF DIRECTOR: MR. ROBERT W. PANGIA | | Management | | For | | For |
02 | | APPROVAL OF OUR 2010 EQUITY INCENTIVE PLAN | | Management | | For | | For |
03 | | APPROVAL OF OUR 2010 DIRECTOR EQUITY PLAN | | Management | | For | | For |
04 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 62 of 65
GUESS?, INC.
| | | | | | |
Security | | 401617105 | | Meeting Type | | Annual |
Ticker Symbol | | GES | | Meeting Date | | 24-Jun-2010 |
ISIN | | US4016171054 | | Agenda | | 933286204 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | 1 JUDITH BLUMENTHAL | | | | For | | For |
| | 2 ANTHONY CHIDONI | | | | For | | For |
| | 3 PAUL MARCIANO | | | | For | | For |
02 | | TO RE-APPROVE THE COMPANY’S ANNUAL INCENTIVE BONUS PLAN SO THAT PERFORMANCE-BASED CASH COMPENSATION PAID THEREUNDER WILL CONTINUE TO BE DEDUCTIBLE BY THE COMPANY FOR FEDERAL INCOME TAX PURPOSES. | | Management | | For | | For |
03 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | | Management | | For | | For |
Page 63 of 65
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
| | | | | | |
Security | | 881624209 | | Meeting Type | | Annual |
Ticker Symbol | | TEVA | | Meeting Date | | 29-Jun-2010 |
ISIN | | US8816242098 | | Agenda | | 933290532 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL. | | Management | | For | | For |
2A | | ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN | | Management | | For | | For |
2B | | ELECTION OF DIRECTOR: MR. AMIR ELSTEIN | | Management | | For | | For |
2C | | ELECTION OF DIRECTOR: PROF. ROGER KORNBERG | | Management | | For | | For |
2D | | ELECTION OF DIRECTOR: PROF. MOSHE MANY | | Management | | For | | For |
2E | | ELECTION OF DIRECTOR: MR. DAN PROPPER | | Management | | For | | For |
03 | | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE. | | Management | | For | | For |
04 | | TO APPROVE THE COMPANY’S 2010 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | | Management | | Against | | Against |
5A | | APPROVE REMUNERATION OF DR. PHILLIP FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS), PROVISION TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES, AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
5B | | TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). AND THE PROVISION TO PROF. MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD, OF SECRETARIAL SERVICES. | | Management | | For | | For |
Page 64 of 65
| | | | | | | | |
5C | | TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). | | Management | | For | | For |
06 | | TO APPROVE AN INCREASE IN THE REGISTERED SHARE CAPITAL OF THE COMPANY BY NIS 100,000,000 TO A TOTAL OF NIS 250,000,000 BY THE CREATION OF 1,000,000,000 ADDITIONAL ORDINARY SHARES OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT OF THE COMPANY’S INCORPORATION DOCUMENTS ACCORDINGLY. | | Management | | For | | For |
Page 65 of 65
Proxy Voting Summary
Nuveen Symphony International Equity Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
Vodafone Group plc | | | | G93882135 | | 28-Jul-09 | | Annual | | | | Header | | Management | | None | | None |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 19 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 20 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 21 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 22 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 23 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 24 | | Misc Proposal Company-Specific | | Management | | For | | For |
| | | | | | | | | |
Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | | | | L00306107 | | 04-Aug-09 | | Special | | | | Header | | Management | | None | | None |
| | | | | | | | | | 1 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 2 | | Auth Share Repurchase Prg/Cancellation of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | |
BHP Billiton plc | | | | G10877101 | | 29-Oct-09 | | Annual | | | | Header | | Management | | None | | None |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 9 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 10 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 12.1 | | Reduce/Cancel Share Premium Acct | | Management | | For | | For |
| | | | | | | | | | 12.2 | | Reduce/Cancel Share Premium Acct | | Management | | For | | For |
| | | | | | | | | | 12.3 | | Reduce/Cancel Share Premium Acct | | Management | | For | | For |
| | | | | | | | | | 12.4 | | Reduce/Cancel Share Premium Acct | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 14 | | Company-Specific Compens-Related | | Management | | For | | For |
| | | | | | | | | |
CGI Group Inc | | GIB.A | | 39945C109 | | 27-Jan-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Stock Option Plan | | Management | | For | | Against |
| | | | | | | | | |
Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | | | | L00306107 | | 16-Feb-10 | | Special | | | | Header | | Management | | | | None |
| | | | | | | | | | 1 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Restricted Stock Plan | | Management | | For | | For |
| | | | | | | | | |
Novartis AG | | | | H5820Q150 | | 26-Feb-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4.1 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 4.2 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 5.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 7 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Royal Bank Of Canada | | RY | | 780087102 | | 03-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Require Two Candidates/ Board Seat | | Share Holder | | Against | | Against |
| | | | | | | | | | 5 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | |
ASML Holding NV | | | | N07059178 | | 24-Mar-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Open Meeting | | Management | | | | |
| | | | | | | | | | 2 | | Misc Proposal Company-Specific | | Management | | | | |
| | | | | | | | | | 3 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr Discharge of Supervisory Board | | Management | | For | | For |
| | | | | | | | | | 6 | | Misc Proposal Company-Specific | | Management | | | | |
| | | | | | | | | | 7 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 8.a | | Company-Specific Compens-Related | | Management | | | | |
| | | | | | | | | | 8.b | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 9.a | | Approve Restricted Stock Plan | | Management | | For | | For |
| | | | | | | | | | 9.b | | Approve Restricted Stock Plan | | Management | | For | | Against |
| | | | | | | | | | 9.c | | Approve Stock Option Plan Grants | | Management | | For | | Against |
| | | | | | | | | | 10 | | Approve/Amend All Employee Share Schemes | | Management | | For | | For |
| | | | | | | | | | 11 | | Company Specific--Board-Related | | Management | | | | |
| | | | | | | | | | 12 | | Discussion of Supervisory Board Profile | | Management | | | | |
| | | | | | | | | | 13 | | Announce Vacancies on Superv Brd | | Management | | | | |
| | | | | | | | | | 14.a | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 14.b | | Eliminate Preemptive Rights | | Management | | For | | For |
| | | | | | | | | | 14.c | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 14.d | | Eliminate Preemptive Rights | | Management | | For | | For |
| | | | | | | | | | 15 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 18 | | Transact Other Business | | Management | | | | |
| | | | | | | | | | 19 | | Close Meeting | | Management | | | | |
| | | | | | | | | |
The Toronto-Dominion Bank | | TD | | 891160509 | | 25-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Require Two Candidates/ Board Seat | | Share Holder | | Against | | Against |
| | | | | | | | | | 5 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | |
Canon Inc. | | 7751 | | J05124144 | | 30-Mar-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.17 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.1 | | Appoint Internal Statutory Auditors | | Management | | For | | For |
| | | | | | | | | | 3.2 | | Appoint Internal Statutory Auditors | | Management | | For | | Against |
| | | | | | | | | | 3.3 | | Appoint Internal Statutory Auditors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Appr Retirement Bonuses for Dirs | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Terms of Severance Payments to Executives | | Management | | For | | Against |
| | | | | | | | | | 6 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Approve Stock Option Plan | | Management | | For | | For |
| | | | | | | | | |
Bank Of Nova Scotia | | BNS | | 064149107 | | 08-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Require Two Candidates/ Board Seat | | Share Holder | | Against | | Against |
| | | | | | | | | | 5 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Carnival plc | | | | G19081101 | | 13-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 17 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 18 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 19 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 20 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 21 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 22 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Koninklijke Ahold NV | | | | N0139V142 | | 13-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Open Meeting | | Management | | | | |
| | | | | | | | | | 2 | | Rec Fin Statmnts and Statutory Rpts | | Management | | | | |
| | | | | | | | | | 3 | | Discussion on Companys Corporate Governance Structure | | Management | | | | |
| | | | | | | | | | 4 | | Misc Proposal Company-Specific | | Management | | | | |
| | | | | | | | | | 5 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 8 | | Appr Discharge of Supervisory Board | | Management | | For | | For |
| | | | | | | | | | 9 | | Approve Executive Director Appointment | | Management | | For | | For |
| | | | | | | | | | 10 | | Approve Executive Director Appointment | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Supervisory Board Member | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 15 | | Eliminate Preemptive Rights | | Management | | For | | For |
| | | | | | | | | | 16 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 18 | | Close Meeting | | Management | | | | |
| | | | | | | | | |
Coca-Cola FEMSA S.A.B. de C.V. | | | | P2861Y136 | | 14-Apr-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Receive Special Board Report OR Special Auditor Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors (Bundled) and Approve Their Remuneration | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Members of Audit Committee | | Management | | For | | For |
| | | | | | | | | | 7 | | Designate Inspector of Mtg Minutes | | Management | | For | | For |
| | | | | | | | | | 8 | | Approve Minutes of Meeting | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 9 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | Against |
| | | | | | | | | | 10 | | Designate Inspector of Mtg Minutes | | Management | | For | | For |
| | | | | | | | | | 11 | | Approve Minutes of Meeting | | Management | | For | | For |
| | | | | | | | | |
BP plc | | | | G12793108 | | 15-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 18 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 19 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 20 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 21 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 22 | | Misc Proposal Company-Specific | | Management | | For | | For |
| | | | | | | | | | 23 | | Approve/Amend All Employee Share Schemes | | Management | | For | | For |
| | | | | | | | | | 24 | | Approve Stock Dividend Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 25 | | Company-Specific – Miscellaneous | | Share Holder | | Against | | Against |
| | | | | | | | | |
Nestle SA | | | | H57312649 | | 15-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1.1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4.1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 6 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 7 | | Other Business | | Management | | None | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Portugal Telecom, SGPS, S.A. | | | | X6769Q104 | | 16-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Discharge of Mgnt & Superv Brd | | Management | | For | | For |
| | | | | | | | | | 5 | | Auth Share Repurchase Prg/Reissuance of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | | 6 | | Issue Warrants w/o Preempt Rgts | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 8 | | Auth Issuance of Bonds/Debentures | | Management | | For | | For |
| | | | | | | | | | 9 | | Auth Share Repurchase Prg/Reissuance of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Members of Remuneration Committee | | Management | | For | | For |
| | | | | | | | | | 11 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Fairfax Financial Holdings Limited | | FFH | | 303901102 | | 22-Apr-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Global Warming | | Share Holder | | Against | | For |
| | | | | | | | | |
RWE AG | | | | D6629K109 | | 22-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Rec Fin Statmnts and Statutory Rpts | | Management | | | | |
| | | | | | | | | | 2 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Discharge of Supervisory Board | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 7 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Supervisory Board Member | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Supervisory Board Member | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Supervisory Board Member | | Management | | For | | For |
| | | | | | | | | | 11 | | Auth Share Repurchase Prg/Reissuance of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | | 12 | | Authorize Use of Financial Derivatives | | Management | | For | | For |
| | | | | | | | | | 13 | | Amend Corporate Purpose | | Management | | For | | For |
| | | | | | | | | | 14 | | Amend Articles Board-Related | | Management | | For | | For |
| | | | | | | | | | 15 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 16 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 17 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 18 | | Appr Affiliation Agreements w/ Subs | | Management | | For | | For |
| | | | | | | | | |
ABB Ltd. | | | | H0010V101 | | 26-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Rec Fin Statmnts and Statutory Rpts | | Management | | | | |
| | | | | | | | | | 2.1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 7 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 8.1 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 8.2 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 9.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Nexen Inc. | | NXY | | 65334H102 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
British American Tobacco plc | | | | G1510J102 | | 28-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 6a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 9 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 10 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | For |
| | | | | | | | | | 12 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 13 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | |
AstraZeneca plc | | | | G0593M107 | | 29-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Special/Interim Dividends | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 5a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 5c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5d | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5e | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5f | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5g | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5h | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5i | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5j | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Investmnt and Financing Pol. | | Management | | For | | For |
| | | | | | | | | | 8 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 9 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 10 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 11 | | Misc Proposal Company-Specific | | Management | | For | | For |
| | | | | | | | | | 12 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Restricted Stock Plan | | Management | | For | | For |
| | | | | | | | | |
Axa | | | | F06106102 | | 29-Apr-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Special Auditors Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve or Amend Severance Agreements/Change-in-Control Agre | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve or Amend Severance Agreements/Change-in-Control Agre | | Management | | For | | Against |
| | | | | | | | | | 7 | | Approve or Amend Severance Agreements/Change-in-Control Agre | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Supervisory Board Member | | Management | | For | | For |
| | | | | | | | | | 9 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Alternate Auditor | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize Share Repurchase Program | | Management | | For | | Against |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 12 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 14 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 15 | | Company Specific--Board-Related | | Management | | For | | Against |
| | | | | | | | | | 16 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 17 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 18 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 19 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 20 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 21 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 22 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 23 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 24 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 25 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 26 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 27 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 28 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 29 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 30 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 31 | | Elect Representative of Employee Shareholder to the Board | | Management | | For | | For |
| | | | | | | | | | 32 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | Against |
| | | | | | | | | | 33 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | Against |
| | | | | | | | | | 34 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | Against |
| | | | | | | | | | 35 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | Against |
| | | | | | | | | | 36 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | Against |
| | | | | | | | | | 37 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 38 | | Authorize Filing of Documents | | Management | | For | | For |
| | | | | | | | | |
Repsol YPF S.A | | | | E8471S130 | | 29-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1.1 | | Appr Stats, Allocate Inc, Disch Dir | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 3.1 | | Approve/Amend Regulations on General Meetings | | Management | | For | | For |
| | | | | | | | | | 3.2 | | Approve/Amend Regulations on General Meetings | | Management | | For | | For |
| | | | | | | | | | 4.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 8 | | Board to Execute Apprd Resolutions | | Management | | For | | For |
| | | | | | | | | |
Bayer AG | | | | D0712D163 | | 30-Apr-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Stats, Allocate Inc, Disch Dir | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Discharge of Management Board | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Discharge of Supervisory Board | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | �� | Management | | For | | For |
| | | | | | | | | | 5 | | Auth Rgts/Ltd Issue w/o Prmtve Rgts | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 7 | | Issue Warrants w/o Preempt Rgts | | Management | | For | | For |
| | | | | | | | | | 8 | | Auth Share Repurchase Prg/Reissuance of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | | 9 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Standard Chartered plc | | | | G84228157 | | 07-May-10 | | Annual | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | |
Ballot was not received in time to vote | | 2 | | Approve Dividends | | Management | | For | | |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | |
| | | | | | | | | | 16 | | Ratify Auditors | | Management | | For | | |
| | | | | | | | | | 17 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | |
| | | | | | | | | | 18 | | Appr Investmnt and Financing Pol. | | Management | | For | | |
| | | | | | | | | | 19 | | Auth Issuance with Preemptive Rgts | | Management | | For | | |
| | | | | | | | | | 20 | | Auth Issuance with Preemptive Rgts | | Management | | For | | |
| | | | | | | | | | 21 | | Auth Issuance with Preemptive Rgts | | Management | | For | | |
| | | | | | | | | | 22 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | |
| | | | | | | | | | 23 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | |
| | | | | | | | | | 24 | | Authorize Share Repurchase Program | | Management | | For | | |
| | | | | | | | | | 25 | | Authorize Share Repurchase Program | | Management | | For | | |
| | | | | | | | | | 26 | | Adopt New Articles/Charter | | Management | | For | | |
| | | | | | | | | | 27 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | |
| | | | | | | | | | 28 | | Appr or Amnd Deferrd Compens Pln | | Management | | For | | |
| | | | | | | | | | 29 | | Misc Proposal Company-Specific | | Management | | For | | |
| | | | | | | | | | 30 | | Misc Proposal Company-Specific | | Management | | For | | |
| | | | | | | | | | 31 | | Misc Proposal Company-Specific | | Management | | For | | |
| | | | | | | | | |
Veolia Environnement | | | | F9686M107 | | 07-May-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Standard Accounting Transfers | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Stock Dividend Program | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Special Auditors Report | | Management | | For | | Against |
| | | | | | | | | | 7 | | Appr Transaction w/ a Related Party | | Management | | For | | For |
| | | | | | | | | | 8 | | Approve or Amend Severance Agreements/Change-in-Control Agre | | Management | | For | | Against |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 18 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 19 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 20 | | Appr Iss of Shrs for Priv Placement | | Management | | For | | For |
| | | | | | | | | | 21 | | Authorize Capital Increase of up to 10 Percent of Issued Cap | | Management | | For | | For |
| | | | | | | | | | 22 | | Capitalize Res for Bonus Issue/Par | | Management | | For | | For |
| | | | | | | | | | 23 | | Authorize Board to Increase Capital in the Event of Demand E | | Management | | For | | For |
| | | | | | | | | | 24 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 25 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 26 | | Approve Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | 27 | | Approve Reduction in Share Capital | | Management | | For | | For |
| | | | | | | | | | 28 | | Adopt/Amnd Shareholder Rights Plan | | Management | | For | | For |
| | | | | | | | | | 29 | | Amend Articles Board-Related | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 30 | | Authorize Filing of Documents | | Management | | For | | For |
| | | | | | | | | |
Fresenius Medical Care AG & Co. KGaA | | | | D2734Z107 | | 11-May-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 3 | | Company Specific--Board-Related | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Discharge of Supervisory Board | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 7a | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 7b | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 8 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | |
BG Group plc | | | | G1245Z108 | | 12-May-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 9 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 10 | | Appr Investmnt and Financing Pol. | | Management | | For | | For |
| | | | | | | | | | 11 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 12 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 13 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 14 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | For |
| | | | | | | | | | 15 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | |
Unilever plc | | | | G92087165 | | 12-May-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 17 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 18 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 19 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 20 | | Appr Investmnt and Financing Pol. | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 21 | | Misc Proposal Company-Specific | | Management | | For | | For |
| | | | | | | | | | 22 | | Approve Share Matching Plan | | Management | | For | | For |
| | | | | | | | | | 23 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | |
Coca-Cola Amatil Ltd. | | CCL | | Q2594P146 | | 14-May-10 | | Annual | | 1 | | Rec Fin Statmnts and Statutory Rpts | | Management | | | | |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | Against |
| | | | | | | | | | 3a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Share Plan Grant | | Management | | For | | For |
| | | | | | | | | |
Sanofi Aventis | | | | F5548N101 | | 17-May-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Special Auditors Report | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 12 | | Amend Articles Board-Related | | Management | | For | | For |
| | | | | | | | | | 13 | | Authorize Filing of Documents | | Management | | For | | For |
| | | | | | | | | |
Next plc | | | | G6500M106 | | 18-May-10 | | Annual | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 7 | | Approve Share Matching Plan | | Management | | For | | For |
| | | | | | | | | | 8 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 9 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 10 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 11 | | Company Specific Equity Related | | Management | | For | | For |
| | | | | | | | | | 12 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 13 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | For |
| | | | | | | | | |
Statoil ASA | | | | R4446E112 | | 19-May-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Open Meeting | | Management | | | | |
| | | | | | | | | | 2 | | Elect Chairman of Meeting | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Minutes of Meeting | | Management | | For | | For |
| | | | | | | | | | 4 | | Prepare and Appr List of Sharehldrs | | Management | | | | |
| | | | | | | | | | 5 | | Designate Inspector of Mtg Minutes | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr Stats, Allocate Inc, Disch Dir | | Management | | For | | For |
| | | | | | | | | | 7 | | Approve Remuneration Report | | Management | | For | | Against |
| | | | | | | | | | 8 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 9.1 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.2 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.3 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.4 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.5 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.6 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.7 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.8 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.9 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.10 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.11 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.12 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.13 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.14 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.15 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 9.16 | | Elect Members/Deputy Members | | Management | | For | | For |
| | | | | | | | | | 10 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 11.1 | | Elect Members of Election Committee | | Management | | For | | For |
| | | | | | | | | | 11.2 | | Elect Members of Election Committee | | Management | | For | | For |
| | | | | | | | | | 11.3 | | Elect Members of Election Committee | | Management | | For | | For |
| | | | | | | | | | 11.4 | | Elect Members of Election Committee | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Company-Specific Compens-Related | | Management | | For | | Against |
| | | | | | | | | | 14 | | Auth Share Repurchase Prg/Cancellation of Repurchased Shares | | Management | | For | | For |
| | | | | | | | | | 15 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 16 | | Environmental - Related Miscellaneous | | Share Holder | | Against | | Against |
| | | | | | | | | |
Silver Wheaton Corp. | | SLW | | 828336107 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
Total SA | | | | F92124100 | | 21-May-10 | | Annual/Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Special Auditors Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr Transaction w/ a Related Party | | Management | | For | | Against |
| | | | | | | | | | 6 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Representative of Employee Shareholder to the Board | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | For |
| | | | | | | | | | 12 | | Elect Representative of Employee Shareholder to the Board | | Management | | Against | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Alternate Auditor | | Management | | For | | For |
| | | | | | | | | | 16 | | Ratify Alternate Auditor | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 17 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 18 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 19 | | Authorize Capital Increase of up to 10 Percent of Issued Cap | | Management | | For | | For |
| | | | | | | | | | 20 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 21 | | Approve Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | A | | Company-Specific – Miscellaneous | | Share Holder | | Against | | Against |
| | | | | | | | | |
Acergy SA (frmely Stolt Offshores and Stolt Comex Seaway S.A.) | | | | L00306107 | | 28-May-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Receive Special Board Report OR Special Auditor Report | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Accept Consolidated Financial Statements and Statutory Rpts | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Discharge of Board and Pres. | | Management | | For | | For |
| | | | | | | | | | 5 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | |
Tomkins plc | | | | G89158136 | | 01-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | �� | | | 7 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 8 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 9 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 10 | | Adopt New Articles/Charter | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | For |
| | | | | | | | | |
Telefonica S.A. | | | | 879382109 | | 02-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Stats, Allocate Inc, Disch Dir | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 3 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 4 | | Issue Warrants w/o Preempt Rgts | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Board to Execute Apprd Resolutions | | Management | | For | | For |
| | | | | | | | | |
China Life Insurance Co. Limited | | | | Y1477R204 | | 04-Jun-10 | | Annual | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Dir/Officer Liability & Indemn | | Management | | For | | Against |
| | | | | | | | | | 8 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | |
Prudential plc | | | | G72899100 | | 07-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 10 | | Auth Brd to Fix Remuneration of Aud | | Management | | For | | For |
| | | | | | | | | | 11 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 12 | | Appr Investmnt and Financing Pol. | | Management | | For | | For |
| | | | | | | | | | 13 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 14 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 15 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 16 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 17 | | Authorize the Company to Call EGM with Two Weeks? Notice | | Management | | For | | For |
| | | | | | | | | |
Prudential plc | | | | G72899100 | | 07-Jun-10 | | Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Approve Scheme of Arrangement | | Management | | For | | Against |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Approve Reorganization Plan | | Management | | For | | Against |
| | | | | | | | | | 2 | | Auth Issuance with Preemptive Rgts | | Management | | For | | Against |
| | | | | | | | | | 3 | | Appr or Amend Bundled Compens Plns | | Management | | For | | Against |
| | | | | | | | | | 4 | | Appr or Amend Bundled Compens Plns | | Management | | For | | Against |
| | | | | | | | | | 5 | | Appr/Amend Opt Plan/Overseas Emps | | Management | | For | | Against |
| | | | | | | | | |
Banco Santander S.A. | | | | E19790109 | | 10-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Stats, Allocate Inc, Disch Dir | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 3.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 7.1 | | Capitalize Res for Bonus Issue/Par | | Management | | For | | For |
| | | | | | | | | | 7.2 | | Capitalize Res for Bonus Issue/Par | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 8 | | Issue Warrants w/o Preempt Rgts | | Management | | For | | For |
| | | | | | | | | | 9.1 | | Appr or Amend Bundled Compens Plns | | Management | | For | | For |
| | | | | | | | | | 9.2 | | Company-Specific Compens-Related | | Management | | For | | For |
| | | | | | | | | | 10 | | Board to Execute Apprd Resolutions | | Management | | For | | For |
| | | | | | | | | | 11 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Taiwan Semiconductor Manufacturing Co., Ltd. | | | | Y84629107 | | 15-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 4 | | Company Specific Organiz. Related | | Management | | For | | For |
| | | | | | | | | | 5 | | Transact Other Business | | Management | | | | |
| | | | | | | | | |
Nidec Corp. | | 6594 | | J52968104 | | 22-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Amend Articles to: (Japan) | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3.1 | | Appoint Internal Statutory Auditors | | Management | | For | | For |
| | | | | | | | | | 3.2 | | Appoint Internal Statutory Auditors | | Management | | For | | For |
| | | | | | | | | |
Patni Computer Systems Ltd. | | | | Y6788H100 | | 23-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Dividends | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 7 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
Honda Motor Co. Ltd. | | 7267 | | J22302111 | | 24-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.17 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.18 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.19 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.20 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | |
Toyota Motor Corp. | | 7203 | | J92676113 | | 24-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.17 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.18 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.19 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.20 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.21 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.22 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.23 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.24 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.25 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.26 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.27 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appoint Internal Statutory Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Appoint Internal Statutory Auditors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Appoint Internal Statutory Auditors | | Management | | For | | Against |
| | | | | | | | | | 6 | | Approve Stock Option Plan | | Management | | For | | For |
| | | | | | | | | |
Nomura Holdings Inc. | | 8604 | | J59009159 | | 25-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
Yanzhou Coal Mining Company Limited | | | | Y97417102 | | 25-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 3 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr Alloc of Income and Divs | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr Dir/Officer Liability & Indemn | | Management | | For | | Against |
| | | | | | | | | | 8 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 9 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | Against |
| | | | | | | | | | 10 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | |
WPP plc | | | | G9787K108 | | 29-Jun-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Misc Proposal Company-Specific | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 10 | | Auth Issuance with Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | | 11 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | 12 | | Appr Issuance w/o Preemptive Rgts | | Management | | For | | For |
| | | | | | | | | |
Portugal Telecom, SGPS, S.A. | | | | X6769Q104 | | 30-Jun-10 | | Special | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Approve Sale of Company Assets | | Management | | None | | For |
Proxy Voting Summary
Nuveen Symphony Mid-Cap Core Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 10-Jul-09 | | Annual | | 1a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
BMC Software, Inc. | | BMC | | 055921100 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Legg Mason, Inc. | | LM | | 524901105 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific–Compens-Relatd | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 31-Jul-09 | | Special | | 1 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | 2 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Alliant Techsystems Inc. | | ATK | | 018804104 | | 04-Aug-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Xilinx, Inc. | | XLNX | | 983919101 | | 12-Aug-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Conagra Foods Inc. | | CAG | | 205887102 | | 25-Sep-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
NetApp, Inc. | | NTAP | | 64110D104 | | 14-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Perrigo Co. | | PRGO | | 714290103 | | 29-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | 11-Nov-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Campbell Soup Co. | | CPB | | 134429109 | | 19-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Thor Industries, Inc. | | THO | | 885160101 | | 08-Dec-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
The Scotts Miracle-Gro Company | | SMG | | 810186106 | | 21-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Oshkosh Corp. | | OSK | | 688239201 | | 04-Feb-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Apple Inc. | | AAPL | | 037833100 | | 25-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Sustainability Report | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Establish Other Board Committee | | Share Holder | | Against | | Against |
| | | | | | | | | |
National Fuel Gas Co. | | NFG | | 636180101 | | 11-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Hudson City Bancorp, Inc. | | HCBK | | 443683107 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Celanese Corporation | | CE | | 150870103 | | 22-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | |
Digital Realty Trust Inc. | | DLR | | 253868103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
LAZARD LTD | | LAZ | | G54050102 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
SunTrust Banks, Inc. | | STI | | 867914103 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 19 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 20 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | |
The Lubrizol Corporation | | LZ | | 549271104 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
United States Steel Corporation | | X | | 912909108 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 28-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Duke Realty Corporation | | DRE | | 264411505 | | 28-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Repricing of Options | | Management | | For | | For |
| | | | | | | | | |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
Rovi Corporation | | ROVI | | 779376102 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | �� | |
| | | | | | | | | | 1.16 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.17 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.18 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.19 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.20 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.21 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.22 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.23 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.24 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.25 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.26 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.27 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.28 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.29 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.30 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.31 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.32 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.33 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 2 | | Amnd Art/Byl/Chartr General Matters | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Express Scripts, Inc. | | ESRX | | 302182100 | | 05-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Hess Corporation | | HES | | 42809H107 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Kimco Realty Corporation | | KIM | | 49446R109 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Kansas City Southern | | KSU | | 485170302 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Cummins Inc. | | CMI | | 231021106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Masco Corporation | | MAS | | 574599106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Packaging Corporation of America | | PKG | | 695156109 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
The Timken Company | | TKR | | 887389104 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Bylaws w/o Shldr Consent | | Management | | For | | For |
| | | | | | | | | |
BioMarin Pharmaceutical Inc. | | BMRN | | 09061G101 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Laboratory Corporation of America Holdings | | LH | | 50540R409 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
PG&E Corporation | | PCG | | 69331C108 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 14 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 16 | | Company-Specific Board-Related | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | |
Sybase, Inc. | | SY | | 871130100 | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Macy’s, Inc. | | M | | 55616P104 | | 14-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 4 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Community Health Systems, Inc. | | CYH | | 203668108 | | 18-May-10 | | Annual | | 1 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Crown Castle International Corp. | | CCI | | 228227104 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
W. R. Berkley Corporation | | WRB | | 084423102 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | �� | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 19-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Cimarex Energy Co. | | XEC | | 171798101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Broadcom Corporation | | BRCM | | 111320107 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Lamar Advertising Company | | LAMR | | 512815101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Netflix, Inc. | | NFLX | | 64110L106 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | |
Steel Dynamics, Inc. | | STLD | | 858119100 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Cablevision Systems Corporation | | CVC | | 12686C109 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Continental Resources, Inc. | | CLR | | 212015101 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 26-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Big Lots, Inc. | | BIG | | 089302103 | | 27-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Require Adv Notice/Shldr Prop/Nom | | Management | | For | | Against |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 28-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 14 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Las Vegas Sands Corp | | LVS | | 517834107 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 4 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 08-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Equinix, Inc. | | EQIX | | 29444U502 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
salesforce.com, inc. | | CRM | | 79466L302 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
PetSmart, Inc. | | PETM | | 716768106 | | 16-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Chico’s FAS, Inc. | | CHS | | 168615102 | | 24-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Guess?, Inc. | | GES | | 401617105 | | 24-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
Proxy Voting Summary
Nuveen Symphony Optimized Alpha Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
H. J. Heinz Co. | | HNZ | | 423074103 | | 12-Aug-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Company-Specific-Governance-Related | | Management | | For | | For |
| | | | | | | | | |
General Mills, Inc. | | GIS | | 370334104 | | 21-Sep-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | �� | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 16 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
MOSAIC CO | | MOS | | 61945A107 | | 08-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | 11-Nov-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Campbell Soup Co. | | CPB | | 134429109 | | 19-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
DIRECTV | | DTV | | 25490A101 | | 19-Nov-09 | | Special | | 1 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | 2 | | Company Specific Equity Related | | Management | | For | | For |
| | | | | | | | | | 3 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Becton, Dickinson and Company | | BDX | | 075887109 | | 02-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Company-Specific-Governance-Related | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | |
Apple Inc. | | AAPL | | 037833100 | | 25-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Sustainability Report | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Establish Other Board Committee | | Share Holder | | Against | | Against |
| | | | | | | | | |
AmerisourceBergen Corp | | ABC | | 03073E105 | | 04-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Covidien plc | | COV | | G2554F105 | | 16-Mar-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2d | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2e | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2f | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2g | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2h | | Elect Directors | | Management | | For | | Abstain |
| | | | | | | | | | 2i | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2j | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2k | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 4 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 5 | | Auth Reissuance of Repurchased Shrs | | Management | | For | | For |
| | | | | | | | | |
Fifth Third Bancorp | | FITB | | 316773100 | | 20-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Eliminate Cumulative Voting | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Bylaws w/o Shldr Consent | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 7 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
The Coca-Cola Company | | KO | | 191216100 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 17 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Performance- Based/Indexed Options | | Share Holder | | Against | | Against |
| | | | | | | | | | 19 | | Product Safety | | Share Holder | | Against | | For |
| | | | | | | | | |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Johnson & Johnson | | JNJ | | 478160104 | | 22-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Kellogg Company | | K | | 487836108 | | 23-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Reduce Supermajority Vot Requiremnt | | Share Holder | | Against | | For |
| | | | | | | | | |
American Express Company | | AXP | | 025816109 | | 26-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | Against |
| | | | | | | | | | 4 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | |
International Business Machines Corporation | | IBM | | 459200101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Adopt Policy on Bonus Banking | | Share Holder | | Against | | For |
| | | | | | | | | | 17 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 19 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
United States Steel Corporation | | X | | 912909108 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Kimberly-Clark Corporation | | KMB | | 494368103 | | 29-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Walter Investment Management Corp. | | WAC | | 93317W102 | | 30-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Bristol-Myers Squibb Company | | BMY | | 110122108 | | 04-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 14 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 15 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 16 | | Incr Disclosure of Exec Compensat’n | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Animal Slaughter Methods | | Share Holder | | Against | | Against |
| | | | | | | | | |
CONSOL Energy Inc. | | CNX | | 20854P109 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.17 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.18 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.19 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.20 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.21 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.22 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.23 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.24 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.25 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.26 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.27 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.28 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.29 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.30 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.31 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.32 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.33 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 2 | | Amnd Art/Byl/Chartr General Matters | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Express Scripts, Inc. | | ESRX | | 302182100 | | 05-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Hess Corporation | | HES | | 42809H107 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
People’s United Financial, Inc. | | PBCT | | 712704105 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require a Majority Vote for the Election of Directors | | Share Holder | | None | | For |
| | | | | | | | | |
Quest Diagnostics Incorporated | | DGX | | 74834L100 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Verizon Communications Inc. | | VZ | | 92343V104 | | 06-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 16 | | Restr Exec Compensation Plan Awards | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | EEOC- Sexual Orientation | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Performance- Based/Indexed Options | | Share Holder | | Against | | For |
| | | | | | | | | | 19 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 20 | | Adopt Policy on Succession Planning | | Share Holder | | Against | | For |
| | | | | | | | | | 21 | | Death Benefits / Golden Coffins | | Share Holder | | Against | | For |
| | | | | | | | | | 22 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Colgate-Palmolive Company | | CL | | 194162103 | | 07-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 13 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 14 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 5 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 6 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Company-Specific-Governance-Related | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 10 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 11 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | | 12 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cliffs Natural Resources Inc. | | CLF | | 18683K101 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Gilead Sciences, Inc. | | GILD | | 375558103 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Reduce Supermajority Vot Requiremnt | | Share Holder | | Against | | For |
| | | | | | | | | |
Prudential Financial, Inc. | | PRU | | 744320102 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Waste Management, Inc. | | WM | | 94106L109 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 10 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 11 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 12 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Medco Health Solutions, Inc. | | MHS | | 58405U102 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Cease Tobacco-Related Advertising | | Share Holder | | Against | | Against |
| | | | | | | | | | 13 | | ILO Standards | | Share Holder | | Against | | Against |
| | | | | | | | | |
Progress Energy, Inc. | | PGN | | 743263105 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Edwards Lifesciences Corporation | | EW | | 28176E108 | | 13-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 7 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Google Inc. | | GOOG | | 38259P508 | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 4 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Internet Censorship | | Share Holder | | Against | | Against |
| | | | | | | | | | 6 | | ILO Standards | | Share Holder | | Against | | Against |
| | | | | | | | | |
Southwestern Energy Company | | SWN | | 845467109 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 4 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Cimarex Energy Co. | | XEC | | 171798101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | ILO Standards | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Lorillard, Inc. | | LO | | 544147101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Netflix, Inc. | | NFLX | | 64110L106 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | |
The Home Depot, Inc. | | HD | | 437076102 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 16 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Prepare Rprt/Promote EEOC-Rel Activ | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Reincorporate in Another State | | Share Holder | | Against | | Against |
| | | | | | | | | |
Tiffany & Co. | | TIF | | 886547108 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Amazon.com, Inc. | | AMZN | | 023135106 | | 25-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 8 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Continental Resources, Inc. | | CLR | | 212015101 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Stericycle, Inc. | | SRCL | | 858912108 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Southern Company | | SO | | 842587107 | | 26-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Eliminate Cumulative Voting | | Management | | For | | For |
| | | | | | | | | | 5 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 6 | | GHG Emissions | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | 27-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Submit Supplemental Executive Retirement Plans (SERPs) to Sh | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | |
DIRECTV | | DTV | | 25490A101 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Abercrombie & Fitch Co. | | ANF | | 002896207 | | 09-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Approve Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 7 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | | 9 | | ILO Standards | | Share Holder | | Against | | For |
| | | | | | | | | |
Biogen Idec Inc. | | BIIB | | 09062X103 | | 09-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Amnd Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 09-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Req Director Nominee Qualifications | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Celgene Corporation | | CELG | | 151020104 | | 16-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Best Buy Co., Inc. | | BBY | | 086516101 | | 24-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
Proxy Voting Summary
Nuveen Symphony Small/Mid-Cap Core Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 10-Jul-09 | | Annual | | 1a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
BMC Software, Inc. | | BMC | | 055921100 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Legg Mason, Inc. | | LM | | 524901105 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific--Compens-Relatd | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Volcano Corp | | VOLC | | 928645100 | | 29-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Sigma Designs, Inc. | | SIGM | | 826565103 | | 30-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Repricing of Options | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 31-Jul-09 | | Special | | 1 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | 2 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Alliant Techsystems Inc. | | ATK | | 018804104 | | 04-Aug-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Xilinx, Inc. | | XLNX | | 983919101 | | 12-Aug-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Conagra Foods Inc. | | CAG | | 205887102 | | 25-Sep-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
NetApp, Inc. | | NTAP | | 64110D104 | | 14-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Synaptics Incorporated | | SYNA | | 87157D109 | | 20-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Matrix Service Co. | | MTRX | | 576853105 | | 23-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Perrigo Co. | | PRGO | | 714290103 | | 29-Oct-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Buckeye Technologies Inc. | | BKI | | 118255108 | | 05-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | 11-Nov-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Campbell Soup Co. | | CPB | | 134429109 | | 19-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Thor Industries, Inc. | | THO | | 885160101 | | 08-Dec-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
Comtech Telecommunications Corp. | | CMTL | | 205826209 | | 09-Dec-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
The Scotts Miracle-Gro Company | | SMG | | 810186106 | | 21-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Rock-Tenn Company | | RKT | | 772739207 | | 29-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Oshkosh Corp. | | OSK | | 688239201 | | 04-Feb-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
ADC Telecommunications, Inc. | | ADCT | | 000886309 | | 09-Feb-10 | | Annual | | 1 | | Fix Number of Directors | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Apple Inc. | | AAPL | | 037833100 | | 25-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Sustainability Report | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Establish Other Board Committee | | Share Holder | | Against | | Against |
| | | | | | | | | |
Esterline Technologies Corp. | | ESL | | 297425100 | | 03-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Multi-Fineline Electronix, Inc. | | MFLX | | 62541B101 | | 09-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
National Fuel Gas Co. | | NFG | | 636180101 | | 11-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Hancock Holding Company | | HBHC | | 410120109 | | 18-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Stifel Financial Corp. | | SF | | 860630102 | | 13-Apr-10 | | Annual | | 1.1 | �� | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Commerce Bancshares, Inc. | | CBSH | | 200525103 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Hudson City Bancorp, Inc. | | HCBK | | 443683107 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Solutia Inc. | | SOA | | 834376501 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | | Management | | For | | For |
| | | | | | | | | |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Celanese Corporation | | CE | | 150870103 | | 22-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
LaSalle Hotel Properties | | LHO | | 517942108 | | 22-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
SVB Financial Group | | SIVB | | 78486Q101 | | 22-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | |
Centene Corporation | | CNC | | 15135B101 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Digital Realty Trust Inc. | | DLR | | 253868103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
LAZARD LTD | | LAZ | | G54050102 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
SunTrust Banks, Inc. | | STI | | 867914103 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 19 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 20 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | |
The Lubrizol Corporation | | LZ | | 549271104 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
United States Steel Corporation | | X | | 912909108 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 28-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Aspen Insurance Holdings, Ltd. | | AHL | | G05384105 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
Columbia Banking System, Inc. | | COLB | | 197236102 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Community Bank System, Inc. | | CBU | | 203607106 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Duke Realty Corporation | | DRE | | 264411505 | | 28-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Repricing of Options | | Management | | For | | For |
| | | | | | | | | |
Rackspace Hosting, Inc. | | RAX | | 750086100 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
McMoRan Exploration Co. | | MMR | | 582411104 | | 03-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | |
PS Business Parks, Inc. | | PSB | | 69360J107 | | 03-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Delphi Financial Group, Inc. | | DFG | | 247131105 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr Non-Empl Dir Omnibus Stk Pln | | Management | | For | | Against |
| | | | | | | | | | 3 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Rovi Corporation | | ROVI | | 779376102 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Tempur-Pedic International Inc. | | TPX | | 88023U101 | | 04-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Arch Capital Group Ltd. | | ACGL | | G0450A105 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.17 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.18 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.19 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.20 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.21 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.22 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.23 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.24 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.25 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.26 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.27 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.28 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.29 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.30 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.31 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.32 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 1.33 | | Elect Subsidiary Director | | Management | | For | | For |
| | | | | | | | | | 2 | | Amnd Art/Byl/Chartr General Matters | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Express Scripts, Inc. | | ESRX | | 302182100 | | 05-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Hess Corporation | | HES | | 42809H107 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Kimco Realty Corporation | | KIM | | 49446R109 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Piper Jaffray Companies | | PJC | | 724078100 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
HealthSouth Corp. | | HLS | | 421924309 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Kansas City Southern | | KSU | | 485170302 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Whiting Petroleum Corporation | | WLL | | 966387102 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Rosetta Resources Inc. | | ROSE | | 777779307 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cummins Inc. | | CMI | | 231021106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Equity LifeStyle Properties, Inc. | | ELS | | 29472R108 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Masco Corporation | | MAS | | 574599106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | |
Mead Johnson Nutrition Company | | MJN | | 582839106 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Packaging Corporation of America | | PKG | | 695156109 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
The Timken Company | | TKR | | 887389104 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Bylaws w/o Shldr Consent | | Management | | For | | For |
| | | | | | | | | |
Ansys, Inc. | | ANSS | | 03662Q105 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
BioMarin Pharmaceutical Inc. | | BMRN | | 09061G101 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Bridgepoint Education, Inc. | | BPI | | 10807M105 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Laboratory Corporation of America Holdings | | LH | | 50540R409 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
PG&E Corporation | | PCG | | 69331C108 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 14 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 16 | | Company-Specific Board-Related | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | |
TrueBlue, Inc. | | TBI | | 89785X101 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 10 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
GENCO SHIPPING & TRADING LTD | | GNK | | | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Sybase, Inc. | | SY | | 871130100 | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Macy’s, Inc. | | M | | 55616P104 | | 14-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 4 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Tanger Factory Outlet Centers, Inc. | | SKT | | 875465106 | | 14-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Community Health Systems, Inc. | | CYH | | 203668108 | | 18-May-10 | | Annual | | 1 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Crown Castle International Corp. | | CCI | | 228227104 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Emergency Medical Services Corporation | | EMS | | 29100P102 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
ON Semiconductor Corporation | | ONNN | | 682189105 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
W. R. Berkley Corporation | | WRB | | 084423102 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 19-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cimarex Energy Co. | | XEC | | 171798101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Fossil, Inc. | | FOSL | | 349882100 | | 19-May-10 | | Annual | | 1 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 2.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Meritage Homes Corporation | | MTH | | 59001A102 | | 19-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Minerals Technologies, Inc. | | MTX | | 603158106 | | 19-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Broadcom Corporation | | BRCM | | 111320107 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
GrafTech International Ltd. | | GTI | | 384313102 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Lamar Advertising Company | | LAMR | | 512815101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Manhattan Associates, Inc. | | MANH | | 562750109 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Netflix, Inc. | | NFLX | | 64110L106 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | |
Steel Dynamics, Inc. | | STLD | | 858119100 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Westlake Chemical Corporation | | WLK | | 960413102 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cablevision Systems Corporation | | CVC | | 12686C109 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
JDA Software Group, Inc. | | JDAS | | 46612K108 | | 21-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Stone Energy Corporation | | SGY | | 861642106 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Wright Express Corporation | | WXS | | 98233Q105 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Continental Resources, Inc. | | CLR | | 212015101 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
First Financial Bancorp | | FFBC | | 320209109 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
World Fuel Services Corporation | | INT | | 981475106 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
ev3 Inc. | | EVVV | | 26928A200 | | 25-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 26-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Big Lots, Inc. | | BIG | | 089302103 | | 27-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Require Adv Notice/Shldr Prop/Nom | | Management | | For | | Against |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 28-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 14 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Steven Madden, Ltd. | | SHOO | | 556269108 | | 28-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Advent Software, Inc. | | ADVS | | 007974108 | | 02-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 4 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elim/Restr Rgt to Act by Wrtn Cnsnt | | Management | | For | | Against |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
Alnylam Pharmaceuticals, Inc. | | ALNY | | 02043Q107 | | 02-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Isis Pharmaceuticals, Inc. | | ISIS | | 464330109 | | 02-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Non-Emp Director Option Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Stock Option Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Masimo Corp. | | MASI | | 574795100 | | 02-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
DSW, Inc. | | DSW | | 23334L102 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
GeoEye, Inc. | | GEOY | | 37250W108 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Interdigital, Inc. | | IDCC | | 45867G101 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Las Vegas Sands Corp | | LVS | | 517834107 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 4 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Calamos Asset Management, Inc. | | CLMS | | 12811R104 | | 04-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 08-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
J.Crew Group, Inc. | | JCG | | 46612H402 | | 08-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Equinix, Inc. | | EQIX | | 29444U502 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
salesforce.com, inc. | | CRM | | 79466L302 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
PHH Corporation | | PHH | | 693320202 | | 15-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
PetSmart, Inc. | | PETM | | 716768106 | | 16-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Inland Real Estate Corporation | | IRC | | 457461200 | | 17-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Chico’s FAS, Inc. | | CHS | | 168615102 | | 24-Jun-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Guess?, Inc. | | GES | | 401617105 | | 24-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 30-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
Proxy Voting Summary
Nuveen Symphony Large-Cap Growth Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
Marvell Technology Group Ltd | | MRVL | | G5876H105 | | 10-Jul-09 | | Annual | | 1a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | |
BMC Software, Inc. | | BMC | | 055921100 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 31-Jul-09 | | Special | | 1 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | 2 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | 11-Nov-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Campbell Soup Co. | | CPB | | 134429109 | | 19-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
DIRECTV | | DTV | | 25490A101 | | 19-Nov-09 | | Special | | 1 | | Approve Merger Agreement | | Management | | For | | For |
| | | | | | | | | | 2 | | Company Specific Equity Related | | Management | | For | | For |
| | | | | | | | | | 3 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Visa Inc. | | V | | 92826C839 | | 20-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Becton, Dickinson and Company | | BDX | | 075887109 | | 02-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Company-Specific-Governance-Related | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | |
Apple Inc. | | AAPL | | 037833100 | | 25-Feb-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Non-Empl Dir Omnibus Stk Pln | | Management | | For | | For |
| | | | | | | | | | 4 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Sustainability Report | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Establish Other Board Committee | | Share Holder | | Against | | Against |
| | | | | | | | | |
QUALCOMM Incorporated | | QCOM | | 747525103 | | 02-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Hewlett-Packard Company | | HPQ | | 428236103 | | 17-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific Compens-Related | | Management | | For | | For |
| | | | | | | | | |
Starbucks Corp. | | SBUX | | 855244109 | | 24-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Recycling | | Share Holder | | Against | | Against |
| | | | | | | | | |
T. Rowe Price Group, Inc. | | TROW | | 74144T108 | | 14-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Hudson City Bancorp, Inc. | | HCBK | | 443683107 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Coca-Cola Company | | KO | | 191216100 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 17 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Performance- Based/Indexed Options | | Share Holder | | Against | | Against |
| | | | | | | | | | 19 | | Product Safety | | Share Holder | | Against | | For |
| | | | | | | | | |
Walter Energy, Inc. | | WLT | | 93317Q105 | | 21-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Celanese Corporation | | CE | | 150870103 | | 22-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Coca-Cola Enterprises Inc. | | CCE | | 191219104 | | 23-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Put Severance Agreements to Vote | | Share Holder | | Against | | For |
| | | | | | | | | |
Digital Realty Trust Inc. | | DLR | | 253868103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
International Business Machines Corporation | | IBM | | 459200101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Adopt Policy on Bonus Banking | | Share Holder | | Against | | For |
| | | | | | | | | | 17 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 19 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
Scripps Networks Interactive, Inc. | | SNI | | 811065101 | | 28-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | |
Life Technologies Corporation | | LIFE | | 53217V109 | | 29-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 5 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 7 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Rovi Corporation | | ROVI | | 779376102 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Hershey Company | | HSY | | 427866108 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Express Scripts, Inc. | | ESRX | | 302182100 | | 05-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Simon Property Group, Inc. | | SPG | | 828806109 | | 06-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | �� | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
United Parcel Service, Inc. | | UPS | | 911312106 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Colgate-Palmolive Company | | CL | | 194162103 | | 07-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 13 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 14 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
FMC Technologies, Inc. | | FTI | | 30249U101 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 5 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 6 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Company-Specific-Governance-Related | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 10 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 11 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | | 12 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Lincare Holdings, Inc. | | LNCR | | 532791100 | | 10-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Gilead Sciences, Inc. | | GILD | | 375558103 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Reduce Supermajority Vot Requiremnt | | Share Holder | | Against | | For |
| | | | | | | | | |
Novellus Systems, Inc. | | NVLS | | 670008101 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Amgen, Inc. | | AMGN | | 031162100 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 16 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Ansys, Inc. | | ANSS | | 03662Q105 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cameron International Corporation | | CAM | | 13342B105 | | 12-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Cease Tobacco-Related Advertising | | Share Holder | | Against | | Against |
| | | | | | | | | | 13 | | ILO Standards | | Share Holder | | Against | | Against |
| | | | | | | | | |
Google Inc. | | GOOG | | 38259P508 | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 4 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Internet Censorship | | Share Holder | | Against | | Against |
| | | | | | | | | | 6 | | ILO Standards | | Share Holder | | Against | | Against |
| | | | | | | | | |
Sybase, Inc. | | SY | | 871130100 | | 13-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Alpha Natural Resources, Inc. | | ANR | | 02076X102 | | 19-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Intel Corporation | | INTC | | 458140100 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Broadcom Corporation | | BRCM | | 111320107 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Lorillard, Inc. | | LO | | 544147101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Netflix, Inc. | | NFLX | | 64110L106 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | |
Amazon.com, Inc. | | AMZN | | 023135106 | | 25-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 8 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Continental Resources, Inc. | | CLR | | 212015101 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Stericycle, Inc. | | SRCL | | 858912108 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Citrix Systems, Inc. | | CTXS | | 177376100 | | 26-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 26-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | 27-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Submit Supplemental Executive Retirement Plans (SERPs) to Sh | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | |
DIRECTV | | DTV | | 25490A101 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Las Vegas Sands Corp | | LVS | | 517834107 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 4 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 09-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Req Director Nominee Qualifications | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Equinix, Inc. | | EQIX | | 29444U502 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
salesforce.com, inc. | | CRM | | 79466L302 | | 10-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
Proxy Voting Summary
Nuveen Symphony Large-Cap Value Fund
July 1, 2009 - June 30, 2010
| | | | | | | | | | | | | | | | | | |
Company Name
| | Ticker
| | CUSIP
| | Meeting Date
| | Meeting Type
| | Item Number
| | Proposal Code Description
| | Proponent
| | Management Recommendation
| | Vote Instruction
|
Legg Mason, Inc. | | LM | | 524901105 | | 28-Jul-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific—Compens-Relatd | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
H. J. Heinz Co. | | HNZ | | 423074103 | | 12-Aug-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Company-Specific-Governance-Related | | Management | | For | | For |
| | | | | | | | | |
CA, Inc. | | CA | | 12673P105 | | 14-Sep-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Company-Specific—Compens-Relatd | | Share Holder | | Against | | For |
| | | | | | | | | |
General Mills, Inc. | | GIS | | 370334104 | | 21-Sep-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 16 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
Symantec Corporation | | SYMC | | 871503108 | | 23-Sep-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Seagate Technology | | STX | | G7945J104 | | 28-Oct-09 | | Annual | | 1a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1d | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1e | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1f | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1g | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1h | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1i | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1j | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Employee Stock Purchase Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Repricing of Options | | Management | | For | | Against |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Transact Other Business | | Management | | None | | None |
| | | | | | | | | |
KLA-Tencor Corp. | | KLAC | | 482480100 | | 04-Nov-09 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | 11-Nov-09 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Visa Inc. | | V | | 92826C839 | | 20-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Scotts Miracle-Gro Company | | SMG | | 810186106 | | 21-Jan-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Oshkosh Corp. | | OSK | | 688239201 | | 04-Feb-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Bank of America Corp. | | BAC | | 060505104 | | 23-Feb-10 | | Special | | 1 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 2 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Covidien plc | | COV | | G2554F105 | | 16-Mar-10 | | Annual | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Accept Fin Statmnts & Statut Rpts | | Management | | For | | For |
| | | | | | | | | | 2a | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2b | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2c | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2d | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2e | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2f | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2g | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2h | | Elect Directors | | Management | | For | | Abstain |
| | | | | | | | | | 2i | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2j | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2k | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Aud and their Remuneration | | Management | | For | | For |
| | | | | | | | | | 4 | | Authorize Share Repurchase Program | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 5 | | Auth Reissuance of Repurchased Shrs | | Management | | For | | For |
| | | | | | | | | |
Hewlett-Packard Company | | HPQ | | 428236103 | | 17-Mar-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific Compens-Related | | Management | | For | | For |
| | | | | | | | | |
Seagate Technology | | STX | | G7945J104 | | 14-Apr-10 | | Special | | | | Header | | Management | | | | |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Change State of Incorporation | | Management | | For | | For |
| | | | | | | | | | 2 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | | | | Header | | Management | | | | |
| | | | | | | | | | 1 | | Company Specific Organiz. Related | | Management | | For | | For |
| | | | | | | | | | 2 | | Company Specific Equity Related | | Management | | For | | For |
| | | | | | | | | | 3 | | Adjourn Meeting | | Management | | For | | For |
| | | | | | | | | |
Fifth Third Bancorp | | FITB | | 316773100 | | 20-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Require Majority Vote for the Election of Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Eliminate Cumulative Voting | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Bylaws w/o Shldr Consent | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 7 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
U.S. Bancorp | | USB | | 902973304 | | 20-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Hudson City Bancorp, Inc. | | HCBK | | 443683107 | | 21-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Johnson & Johnson | | JNJ | | 478160104 | | 22-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Coca-Cola Enterprises Inc. | | CCE | | 191219104 | | 23-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Put Severance Agreements to Vote | | Share Holder | | Against | | For |
| | | | | | | | | |
BB&T Corporation | | BBT | | 054937107 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.17 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.18 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 6 | | Report on Bank Lending Policies | | Share Holder | | Against | | For |
| | | | | | | | | |
Cabot Oil & Gas Corporation | | COG | | 127097103 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | �� | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
International Business Machines Corporation | | IBM | | 459200101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 16 | | Adopt Policy on Bonus Banking | | Share Holder | | Against | | For |
| | | | | | | | | | 17 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 19 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
United States Steel Corporation | | X | | 912909108 | | 27-Apr-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | 27-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 15 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 16 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 17 | | Approve Remuneration Report | | Management | | For | | Against |
| | | | | | | | | | 18 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 19 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 20 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 21 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | | 22 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 23 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Bank of America Corporation | | BAC | | 060505104 | | 28-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Increase Authorized Common Stock | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 17 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 18 | | Rpt on Governmnt Serv of Employees | | Share Holder | | Against | | Against |
| | | | | | | | | | 19 | | TARP Related Compensation | | Share Holder | | Against | | For |
| | | | | | | | | | 20 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 21 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 22 | | Adopt Policy on Succession Planning | | Share Holder | | Against | | For |
| | | | | | | | | | 23 | | Company-Specific-Governance-Related | | Share Holder | | Against | | For |
| | | | | | | | | | 24 | | Claw-Back of Payments under Restatement | | Share Holder | | Against | | For |
| | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | 29-Apr-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 6 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Bristol-Myers Squibb Company | | BMY | | 110122108 | | 04-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 14 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 15 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 16 | | Incr Disclosure of Exec Compensat’n | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Animal Slaughter Methods | | Share Holder | | Against | | Against |
| | | | | | | | | |
The Hershey Company | | HSY | | 427866108 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Travelers Companies, Inc. | | TRV | | 89417E109 | | 04-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
CME Group Inc. | | CME | | 12572Q105 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Hess Corporation | | HES | | 42809H107 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Kimco Realty Corporation | | KIM | | 49446R109 | | 05-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Eastman Chemical Company | | EMN | | 277432100 | | 06-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 6 | | Declassify the Board of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Quest Diagnostics Incorporated | | DGX | | 74834L100 | | 06-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Newfield Exploration Company | | NFX | | 651290108 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Approve Employee Stock Purchase Pln | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 07-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 16 | | Approve Remuneration Report | | Management | | For | | Against |
| | | | | | | | | | 17 | | Limit Executive Compensation | | Share Holder | | Against | | Against |
| | | | | | | | | | 18 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | | 19 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 20 | | Report on Environmental Policies | | Share Holder | | Against | | Against |
| | | | | | | | | | 21 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | | 22 | | Facility Safety | | Share Holder | | Against | | Against |
| | | | | | | | | | 23 | | Double Trigger on Equity Plans | | Share Holder | | Against | | For |
| | | | | | | | | |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | | 4 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 5 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 6 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Company-Specific-Governance-Related | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 10 | | Anti-Social Proposal | | Share Holder | | Against | | Against |
| | | | | | | | | | 11 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | | 12 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Watson Pharmaceuticals, Inc. | | WPI | | 942683103 | | 07-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Cliffs Natural Resources Inc. | | CLF | | 18683K101 | | 11-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Newell Rubbermaid Inc. | | NWL | | 651229106 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 6 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Prudential Financial, Inc. | | PRU | | 744320102 | | 11-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
Amgen, Inc. | | AMGN | | 031162100 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 14 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 16 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | 12-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Cease Tobacco-Related Advertising | | Share Holder | | Against | | Against |
| | | | | | | | | | 13 | | ILO Standards | | Share Holder | | Against | | Against |
| | | | | | | | | |
Norfolk Southern Corporation | | NSC | | 655844108 | | 13-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 6 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 8 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 9 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Republic Services, Inc. | | RSG | | 760759100 | | 13-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 13 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 14 | | Report Political Contrib/Acts | | Share Holder | | Against | | Against |
| | | | | | | | | |
Macy’s, Inc. | | M | | 55616P104 | | 14-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Art/Bylaws/Chartr Non-Routine | | Management | | For | | For |
| | | | | | | | | | 4 | | Require a Majority Vote for the Election of Directors | | Share Holder | | Against | | For |
| | | | | | | | | |
Anadarko Petroleum Corporation | | APC | | 032511107 | | 18-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 5 | | EEOC- Sexual Orientation | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Reimburse Proxy Contest Expenses | | Share Holder | | Against | | For |
| | | | | | | | | |
Boston Properties, Inc. | | BXP | | 101121101 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Company Specific—Board-Related | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Sustainability Report | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | |
Crown Castle International Corp. | | CCI | | 228227104 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
The Allstate Corporation | | ALL | | 020002101 | | 18-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 4 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Report on Pay Disparity | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | |
Cimarex Energy Co. | | XEC | | 171798101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | ILO Standards | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Report Political Contrib/Acts | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Intel Corporation | | INTC | | 458140100 | | 19-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Remuneration Report | | Management | | For | | For |
| | | | | | | | | |
CenturyTel, Inc. | | CTL | | 156700106 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Change Company Name | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Internet Censorship | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Limit Executive Compensation | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | |
Comcast Corporation | | CMCSA | | 20030N101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.13 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Adopt Policy on Succession Planning | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | For |
| | | | | | | | | |
Dr Pepper Snapple Group, Inc. | | DPS | | 26138E109 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | Against |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Lamar Advertising Company | | LAMR | | 512815101 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Steel Dynamics, Inc. | | STLD | | 858119100 | | 20-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Other Business | | Management | | For | | Against |
| | | | | | | | | |
The Home Depot, Inc. | | HD | | 437076102 | | 20-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 12 | | Restr or Provide for Cumulative Vtg | | Share Holder | | Against | | For |
| | | | | | | | | | 13 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | | 16 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 17 | | Prepare Rprt/Promote EEOC-Rel Activ | | Share Holder | | Against | | For |
| | | | | | | | | | 18 | | Reincorporate in Another State | | Share Holder | | Against | | Against |
| | | | | | | | | |
Cablevision Systems Corporation | | CVC | | 12686C109 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Taubman Centers, Inc. | | TCO | | 876664103 | | 21-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
Continental Resources, Inc. | | CLR | | 212015101 | | 25-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 26-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | 27-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 11 | | Provide Right to Call Special Meeting | | Management | | For | | For |
| | | | | | | | | | 12 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 13 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 14 | | Submit Supplemental Executive Retirement Plans (SERPs) to Sh | | Share Holder | | Against | | For |
| | | | | | | | | | 15 | | Provide Right to Act by Written Consent | | Share Holder | | Against | | For |
| | | | | | | | | |
Constellation Energy Group, Inc. | | CEG | | 210371100 | | 28-May-10 | | Annual | | 1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 12 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 13 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 14 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | |
Old Republic International Corporation | | ORI | | 680223104 | | 28-May-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | |
DIRECTV | | DTV | | 25490A101 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Approve Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Appr/Amnd Exec Incentive Bonus Plan | | Management | | For | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
New York Community Bancorp, Inc. | | NYB | | 649445103 | | 03-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | |
Caterpillar Inc. | | CAT | | 149123101 | | 09-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | Against |
| | | | | | | | | | 4 | | Declassify the Board of Directors | | Management | | For | | For |
| | | | | | | | | | 5 | | Reduce Supermajority Vote Req(s) | | Management | | For | | For |
| | | | | | | | | | 6 | | Separate Chairman and CEO Positions | | Share Holder | | Against | | Against |
| | | | | | | | | | 7 | | ILO Standards | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Amnd Art/Byl/Chrtr-Call Spec. Mtgs | | Share Holder | | Against | | For |
| | | | | | | | | |
Devon Energy Corporation | | DVN | | 25179M103 | | 09-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 3 | | Reduce Supermajority Vot Requiremnt | | Share Holder | | Against | | For |
| | | | | | | | | |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 09-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.4 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.5 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.6 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.7 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.8 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.9 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.10 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.11 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 1.12 | | Elect Directors | | Management | | For | | For |
| | | | | | | | | | 2 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | 3 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 4 | | Req Director Nominee Qualifications | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Stock Retention/Holding Period | | Share Holder | | Against | | For |
| | | | | | | | | |
Chesapeake Energy Corporation | | CHK | | 165167107 | | 11-Jun-10 | | Annual | | 1.1 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.2 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 1.3 | | Elect Directors | | Management | | For | | Withhold |
| | | | | | | | | | 2 | | Amend Omnibus Compensation Plan | | Management | | For | | For |
| | | | | | | | | | 3 | | Ratify Auditors | | Management | | For | | For |
| | | | | | | | | | 4 | | Company-Specific—Compens-Relatd | | Share Holder | | Against | | For |
| | | | | | | | | | 5 | | Company-Specific-Governance-Related | | Share Holder | | Against | | For |
| | | | | | | | | | 6 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 7 | | Approve Report of the Compensation Committee | | Share Holder | | Against | | For |
| | | | | | | | | | 8 | | Community -Environment Impact | | Share Holder | | Against | | For |
| | | | | | | | | | 9 | | Sustainability Report | | Share Holder | | Against | | For |
Proxy Voting Summary
Nuveen Santa Barbara Growth Plus Fund
July 1, 2009 - June 30, 2010
ACCENTURE LTD
| | | | | | |
Security | | G1150G111 | | Meeting Type | | Special |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 05-Aug-2009 |
| | | |
ISIN | | BMG1150G1116 | | Agenda | | 933119530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE SCHEME OF ARRANGEMENT ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX A AS IT APPLIES TO THE CLASS A COMMON SHAREHOLDERS. | | Management | | For | | For |
| | | | |
02 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT AT THE TIME OF THE ACCENTURE LTD CLASS A COMMON SHAREHOLDER CLASS MEETING. | | Management | | For | | For |
| | | | |
03 | | IF THE SCHEME OF ARRANGEMENT IS APPROVED, APPROVAL OF THE ESTABLISHMENT OF DISTRIBUTABLE RESERVES OF ACCENTURE PLC (THROUGH THE REDUCTION OF ITS SHARE PREMIUM ACCOUNT) THAT WAS PREVIOUSLY APPROVED BY ACCENTURE LTD AND THE OTHER CURRENT SHAREHOLDERS OF ACCENTURE PLC (AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT). | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE PROPOSAL AT THE TIME OF THE SPECIAL GENERAL MEETING. | | Management | | For | | For |
Page 1 of 53
NIKE, INC.
| | | | | | |
Security | | 654106103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NKE | | Meeting Date | | 21-Sep-2009 |
| | | |
ISIN | | US6541061031 | | Agenda | | 933126941 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JILL K. CONWAY | | | | For | | For |
| | | | |
| | 2 ALAN B. GRAF, JR. | | | | For | | For |
| | | | |
| | 3 JOHN C. LECHLEITER | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Against | | Against |
Page 2 of 53
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Security | | 742718109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PG | | Meeting Date | | 13-Oct-2009 |
| | | |
ISIN | | US7427181091 | | Agenda | | 933134241 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: SCOTT D. COOK | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: RAJAT K. GUPTA | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: A.G. LAFLEY | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: CHARLES R. LEE | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | | Management | | For | | For |
| | | | |
02 | | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | AMEND THE COMPANY’S CODE OF REGULATIONS | | Management | | For | | For |
| | | | |
04 | | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | | Management | | For | | For |
| | | | |
05 | | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | | Shareholder | | For | | Against |
| | | | |
06 | | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 3 of 53
PARKER-HANNIFIN CORPORATION
| | | | | | |
Security | | 701094104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PH | | Meeting Date | | 28-Oct-2009 |
| | | |
ISIN | | US7010941042 | | Agenda | | 933149254 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
| | | | |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 WILLIAM E. KASSLING | | | | For | | For |
| | | | |
| | 2 ROBERT J. KOHLHEPP | | | | For | | For |
| | | | |
| | 3 GIULIO MAZZALUPI | | | | For | | For |
| | | | |
| | 4 KLAUS-PETER MUELLER | | | | For | | For |
| | | | |
| | 5 JOSEPH M. SCAMINACE | | | | For | | For |
| | | | |
| | 6 WOLFGANG R. SCHMITT | | | | For | | For |
| | | | |
| | 7 MARKOS I. TAMBAKERAS | | | | For | | For |
| | | | |
| | 8 JAMES L. WAINSCOTT | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY10. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2009 OMNIBUS STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | | Shareholder | | For | | Against |
Page 4 of 53
INTUIT INC.
| | | | | | |
Security | | 461202103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | INTU | | Meeting Date | | 15-Dec-2009 |
| | | |
ISIN | | US4612021034 | | Agenda | | 933159039 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 DAVID H. BATCHELDER | | | | For | | For |
| | | | |
| | 2 CHRISTOPHER W. BRODY | | | | For | | For |
| | | | |
| | 3 WILLIAM V. CAMPBELL | | | | For | | For |
| | | | |
| | 4 SCOTT D. COOK | | | | For | | For |
| | | | |
| | 5 DIANE B. GREENE | | | | For | | For |
| | | | |
| | 6 MICHAEL R. HALLMAN | | | | For | | For |
| | | | |
| | 7 EDWARD A. KANGAS | | | | For | | For |
| | | | |
| | 8 SUZANNE NORA JOHNSON | | | | For | | For |
| | | | |
| | 9 DENNIS D. POWELL | | | | For | | For |
| | | | |
| | 10 STRATTON D. SCLAVOS | | | | For | | For |
| | | | |
| | 11 BRAD D. SMITH | | | | For | | For |
| | | | |
02 | | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | | Management | | For | | For |
| | | | |
03 | | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For |
Page 5 of 53
ACTIVISION BLIZZARD INC
| | | | | | |
Security | | 00507V109 | | Meeting Type | | Special |
| | | |
Ticker Symbol | | ATVI | | Meeting Date | | 17-Dec-2009 |
| | | |
ISIN | | US00507V1098 | | Agenda | | 933168456 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2008 INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
Page 6 of 53
MONSANTO COMPANY
| | | | | | |
Security | | 61166W101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MON | | Meeting Date | | 26-Jan-2010 |
| | | |
ISIN | | US61166W1018 | | Agenda | | 933172900 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: FRANK V. ATLEE III | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: ARTHUR H. HARPER | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: GWENDOLYN S. KING | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Against | | Against |
| | | | |
03 | | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
Page 7 of 53
JACOBS ENGINEERING GROUP INC.
| | | | | | |
Security | | 469814107 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | JEC | | Meeting Date | | 28-Jan-2010 |
| | | |
ISIN | | US4698141078 | | Agenda | | 933175982 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | Not Voted | | |
| | | | |
1B | | ELECTION OF DIRECTOR: EDWARD V. FRITZKY | | Management | | Not Voted | | |
| | | | |
1C | | ELECTION OF DIRECTOR: BENJAMIN F. MONTOYA | | Management | | Not Voted | | |
| | | | |
1D | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | Not Voted | | |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Not Voted | | |
Page 8 of 53
EMERSON ELECTRIC CO.
| | | | | | |
Security | | 291011104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMR | | Meeting Date | | 02-Feb-2010 |
| | | |
ISIN | | US2910111044 | | Agenda | | 933174586 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 C.A.H. BOERSIG* | | | | For | | For |
| | | | |
| | 2 C. FERNANDEZ G.* | | | | For | | For |
| | | | |
| | 3 W.J. GALVIN* | | | | For | | For |
| | | | |
| | 4 R.L. STEPHENSON* | | | | For | | For |
| | | | |
| | 5 V.R. LOUCKS, JR.** | | | | For | | For |
| | | | |
| | 6 R.L. RIDGWAY** | | | | For | | For |
| | | | |
02 | | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
03 | | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 9 of 53
BECTON, DICKINSON AND COMPANY
| | | | | | |
Security | | 075887109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BDX | | Meeting Date | | 02-Feb-2010 |
| | | |
ISIN | | US0758871091 | | Agenda | | 933176807 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | Not Voted | | |
| | | | |
| | 1 HENRY P. BECTON, JR. | | | | | | |
| | | | |
| | 2 EDWARD F. DEGRAAN | | | | | | |
| | | | |
| | 3 CLAIRE M FRASER-LIGGETT | | | | | | |
| | | | |
| | 4 EDWARD J. LUDWIG | | | | | | |
| | | | |
| | 5 ADEL A.F. MAHMOUD | | | | | | |
| | | | |
| | 6 JAMES F. ORR | | | | | | |
| | | | |
| | 7 WILLARD J. OVERLOCK, JR | | | | | | |
| | | | |
| | 8 BERTRAM L. SCOTT | | | | | | |
| | | | |
02 | | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | Not Voted | | |
| | | | |
03 | | APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS. | | Management | | Not Voted | | |
| | | | |
04 | | APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | | Management | | Not Voted | | |
| | | | |
05 | | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS. | | Management | | Not Voted | | |
| | | | |
06 | | MAJORITY VOTING. | | Shareholder | | Not Voted | | |
| | | | |
07 | | CUMULATIVE VOTING. | | Shareholder | | Not Voted | | |
Page 10 of 53
ACCENTURE PLC
| | | | | | |
Security | | G1151C101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACN | | Meeting Date | | 04-Feb-2010 |
| | | |
ISIN | | IE00B4BNMY34 | | Agenda | | 933178875 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | RE-APPOINTMENT OF WILLIAM L. KIMSEY TO THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
1B | | RE-APPOINTMENT OF ROBERT I. LIPP TO THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
1C | | RE-APPOINTMENT OF WULF VON SCHIMMELMANN TO THE BOARD OF DIRECTORS | | Management | | For | | For |
| | | | |
02 | | RE-APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF ACCENTURE PLC 2010 SHARE INCENTIVE PLAN | | Management | | Against | | Against |
| | | | |
04 | | APPROVAL OF ACCENTURE PLC 2010 EMPLOYEE SHARE PURCHASE PLAN | | Management | | For | | For |
| | | | |
05 | | AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For |
| | | | |
06 | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For |
| | | | |
07 | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For |
Page 11 of 53
VARIAN MEDICAL SYSTEMS, INC.
| | | | | | |
Security | | 92220P105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | VAR | | Meeting Date | | 11-Feb-2010 |
| | | |
ISIN | | US92220P1057 | | Agenda | | 933178534 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | Not Voted | | |
| | | | |
| | 1 JOHN SEELY BROWN | | | | | | |
| | | | |
| | 2 R. ANDREW ECKERT | | | | | | |
| | | | |
| | 3 MARK R. LARET | | | | | | |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. SECOND AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER. | | Management | | Not Voted | | |
| | | | |
03 | | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | Not Voted | | |
| | | | |
04 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | Not Voted | | |
Page 12 of 53
BURLINGTON NORTHERN SANTA FE CORPORATION
| | | | | | |
Security | | 12189T104 | | Meeting Type | | Special |
| | | |
Ticker Symbol | | BNI | | Meeting Date | | 11-Feb-2010 |
| | | |
ISIN | | US12189T1043 | | Agenda | | 933179106 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”). | | Management | | For | | For |
| | | | |
02 | | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | | Management | | For | | For |
Page 13 of 53
QUALCOMM, INCORPORATED
| | | | | | |
Security | | 747525103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QCOM | | Meeting Date | | 02-Mar-2010 |
| | | |
ISIN | | US7475251036 | | Agenda | | 933181620 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 BARBARA T. ALEXANDER | | | | For | | For |
| | | | |
| | 2 STEPHEN M. BENNETT | | | | For | | For |
| | | | |
| | 3 DONALD G. CRUICKSHANK | | | | For | | For |
| | | | |
| | 4 RAYMOND V. DITTAMORE | | | | For | | For |
| | | | |
| | 5 THOMAS W. HORTON | | | | For | | For |
| | | | |
| | 6 IRWIN MARK JACOBS | | | | For | | For |
| | | | |
| | 7 PAUL E. JACOBS | | | | For | | For |
| | | | |
| | 8 ROBERT E. KAHN | | | | For | | For |
| | | | |
| | 9 SHERRY LANSING | | | | For | | For |
| | | | |
| | 10 DUANE A. NELLES | | | | For | | For |
| | | | |
| | 11 BRENT SCOWCROFT | | | | For | | For |
| | | | |
| | 12 MARC I. STERN | | | | For | | For |
| | | | |
02 | | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | | Management | | For | | For |
Page 14 of 53
THE STANLEY WORKS
| | | | | | |
Security | | 854616109 | | Meeting Type | | Special |
| | | |
Ticker Symbol | | SWK | | Meeting Date | | 12-Mar-2010 |
| | | |
ISIN | | US8546161097 | | Agenda | | 933188523 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | PROPOSAL TO APPROVE THE ISSUANCE OF STANLEY COMMON STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG THE BLACK & DECKER CORPORATION, STANLEY AND BLUE JAY ACQUISITION CORP. | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF STANLEY TO (A) INCREASE THE AUTHORIZED NUMBER OF SHARES OF STANLEY COMMON STOCK FROM 200,000,000 TO 300,000,000 AND (B) CHANGE THE NAME OF STANLEY TO “STANLEY BLACK & DECKER, INC.” | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO AMEND THE STANLEY 2009 LONG-TERM INCENTIVE PLAN TO AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE TO BE ISSUED UNDER SUCH PLAN. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL TO APPROVE AN ADJOURNMENT OF THE STANLEY SPECIAL MEETING (IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR THE APPROVAL OF ANY OF THE FOREGOING PROPOSALS). | | Management | | For | | For |
Page 15 of 53
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
| | | | | | |
Security | | 806857108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SLB | | Meeting Date | | 07-Apr-2010 |
| | | |
ISIN | | AN8068571086 | | Agenda | | 933201395 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 P. CAMUS | | | | For | | For |
| | | | |
| | 2 J.S. GORELICK | | | | For | | For |
| | | | |
| | 3 A. GOULD | | | | For | | For |
| | | | |
| | 4 T. ISAAC | | | | For | | For |
| | | | |
| | 5 N. KUDRYAVTSEV | | | | For | | For |
| | | | |
| | 6 A. LAJOUS | | | | For | | For |
| | | | |
| | 7 M.E. MARKS | | | | For | | For |
| | | | |
| | 8 L.R. REIF | | | | For | | For |
| | | | |
| | 9 T.I. SANDVOLD | | | | For | | For |
| | | | |
| | 10 H. SEYDOUX | | | | For | | For |
| | | | |
| | 11 P. CURRIE | | | | For | | For |
| | | | |
| | 12 K.V. KAMATH | | | | For | | For |
| | | | |
02 | | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | | Management | | For | | For |
| | | | |
05 | | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 16 of 53
UNITED TECHNOLOGIES CORPORATION
| | | | | | |
Security | | 913017109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | UTX | | Meeting Date | | 14-Apr-2010 |
| | | |
ISIN | | US9130171096 | | Agenda | | 933195530 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 LOUIS R. CHENEVERT | | | | For | | For |
| | | | |
| | 2 JOHN V. FARACI | | | | For | | For |
| | | | |
| | 3 JEAN-PIERRE GARNIER | | | | For | | For |
| | | | |
| | 4 JAMIE S. GORELICK | | | | For | | For |
| | | | |
| | 5 CARLOS M. GUTIERREZ | | | | For | | For |
| | | | |
| | 6 EDWARD A. KANGAS | | | | For | | For |
| | | | |
| | 7 CHARLES R. LEE | | | | For | | For |
| | | | |
| | 8 RICHARD D. MCCORMICK | | | | For | | For |
| | | | |
| | 9 HAROLD MCGRAW III | | | | For | | For |
| | | | |
| | 10 RICHARD B. MYERS | | | | For | | For |
| | | | |
| | 11 H. PATRICK SWYGERT | | | | For | | For |
| | | | |
| | 12 ANDRE VILLENEUVE | | | | For | | For |
| | | | |
| | 13 CHRISTINE TODD WHITMAN | | | | For | | For |
| | | | |
02 | | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | | Management | | For | | For |
| | | | |
03 | | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Shareholder | | For | | Against |
Page 17 of 53
C. R. BARD, INC.
| | | | | | |
Security | | 067383109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BCR | | Meeting Date | | 21-Apr-2010 |
| | | |
ISIN | | US0673831097 | | Agenda | | 933212196 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 THEODORE E. MARTIN | | | | For | | For |
| | | | |
| | 2 ANTHONY WELTERS | | | | For | | For |
| | | | |
| | 3 TONY L. WHITE | | | | For | | For |
| | | | |
| | 4 DAVID M. BARRETT, M.D. | | | | For | | For |
| | | | |
| | 5 JOHN C. KELLY | | | | For | | For |
| | | | |
02 | | TO APPROVE THE 2003 LONG TERM INCENTIVE PLAN OF C.R. BARD, INC., AS AMENDED AND RESTATED. | | Management | | For | | For |
| | | | |
03 | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | | Management | | For | | For |
| | | | |
04 | | TO CONSIDER A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING ON ENVIRONMENTAL, SOCIAL AND GOVERNANCE (ESG) PRACTICES. | | Shareholder | | For | | Against |
Page 18 of 53
FLIR SYSTEMS, INC.
| | | | | | |
| | | |
Security | | 302445101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | FLIR | | Meeting Date | | 23-Apr-2010 |
| | | |
ISIN | | US3024451011 | | Agenda | | 933195958 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JOHN D. CARTER | | | | For | | For |
| | | | |
| | 2 MICHAEL T. SMITH | | | | For | | For |
| | | | |
| | 3 JOHN W. WOOD, JR. | | | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
Page 19 of 53
INTERNATIONAL BUSINESS MACHINES CORP.
| | | | | | |
Security | | 459200101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | IBM | | Meeting Date | | 27-Apr-2010 |
| | | |
ISIN | | US4592001014 | | Agenda | | 933199653 – Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: C. BLACK | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: W.R. BRODY | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: T. NISHIMURO | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.W. OWENS | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: J.E. SPERO | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: S. TAUREL | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For |
| | | | |
03 | | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | | Shareholder | | For | | Against |
| | | | |
04 | | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
| | | | |
05 | | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 20 of 53
PRAXAIR, INC.
| | | | | | |
Security | | 74005P104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PX | | Meeting Date | | 27-Apr-2010 |
| | | |
ISIN | | US74005P1049 | | Agenda | | 933201600 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STEPHEN F. ANGEL | | | | For | | For |
| | | | |
| | 2 NANCE K. DICCIANI | | | | For | | For |
| | | | |
| | 3 EDWARD G. GALANTE | | | | For | | For |
| | | | |
| | 4 CLAIRE W. GARGALLI | | | | For | | For |
| | | | |
| | 5 IRA D. HALL | | | | For | | For |
| | | | |
| | 6 RAYMOND W. LEBOEUF | | | | For | | For |
| | | | |
| | 7 LARRY D. MCVAY | | | | For | | For |
| | | | |
| | 8 WAYNE T. SMITH | | | | For | | For |
| | | | |
| | 9 ROBERT L. WOOD | | | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | | Management | | For | | For |
Page 21 of 53
WELLS FARGO & COMPANY
| | | | | | |
Security | | 949746101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WFC | | Meeting Date | | 27-Apr-2010 |
| | | |
ISIN | | US9497461015 | | Agenda | | 933204593 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | | For | | For |
| | | | |
1M | | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | | For | | For |
| | | | |
1N | | ELECTION OF DIRECTOR: ROBERT K. STEEL | | Management | | For | | For |
| | | | |
1O | | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | | For | | For |
| | | | |
1P | | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVES. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY’S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
| | | | |
05 | | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | | Shareholder | | For | | Against |
| | | | |
06 | | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | Shareholder | | For | | Against |
| | | | |
07 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | | Shareholder | | For | | Against |
| | | | |
08 | | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 22 of 53
STRYKER CORPORATION
| | | | | | |
Security | | 863667101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SYK | | Meeting Date | | 27-Apr-2010 |
| | | |
ISIN | | US8636671013 | | Agenda | | 933206131 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 HOWARD E. COX, JR. | | | | For | | For |
| | | | |
| | 2 SRIKANT M. DATAR | | | | For | | For |
| | | | |
| | 3 DONALD M. ENGELMAN | | | | For | | For |
| | | | |
| | 4 LOUISE L. FRANCESCONI | | | | For | | For |
| | | | |
| | 5 HOWARD L. LANCE | | | | For | | For |
| | | | |
| | 6 STEPHEN P. MACMILLAN | | | | For | | For |
| | | | |
| | 7 WILLIAM U. PARFET | | | | For | | For |
| | | | |
| | 8 RONDA E. STRYKER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 23 of 53
EMC CORPORATION
| | | | | | |
Security | | 268648102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EMC | | Meeting Date | | 29-Apr-2010 |
| | | |
ISIN | | US2686481027 | | Agenda | | 933203200 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL W. BROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: GAIL DEEGAN | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JAMES S. DISTASIO | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JOHN R. EGAN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: EDMUND F. KELLY | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: WINDLE B. PRIEM | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DAVID N. STROHM | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | |
03 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | | Shareholder | | For | | Against |
| | | | |
04 | | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
Page 24 of 53
ALLERGAN, INC.
| | | | | | |
Security | | 018490102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AGN | | Meeting Date | | 29-Apr-2010 |
| | | |
ISIN | | US0184901025 | | Agenda | | 933203363 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: GAVIN S. HERBERT | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: DAWN HUDSON | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D. | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE. | | Management | | For | | For |
| | | | |
04 | | APPROVE AN AMENDMENT TO OUR RESTATED TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENT TO APPROVE CERTAIN BUSINESS COMBINATIONS. | | Management | | For | | For |
| | | | |
05 | | TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE REQUIREMENTTO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
| | | | |
06 | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For |
Page 25 of 53
CME GROUP
| | | | | | |
Security | | 12572Q105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | CME | | Meeting Date | | 05-May-2010 |
| | | |
ISIN | | US12572Q1058 | | Agenda | | 933210495 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 TERRENCE A. DUFFY | | | | For | | For |
| | | | |
| | 2 CHARLES P. CAREY | | | | For | | For |
| | | | |
| | 3 MARK E. CERMAK | | | | For | | For |
| | | | |
| | 4 MARTIN J. GEPSMAN | | | | For | | For |
| | | | |
| | 5 LEO MELAMED | | | | For | | For |
| | | | |
| | 6 JOSEPH NICIFORO | | | | For | | For |
| | | | |
| | 7 C.C. ODOM II | | | | For | | For |
| | | | |
| | 8 JOHN F. SANDNER | | | | For | | For |
| | | | |
| | 9 DENNIS A. SUSKIND | | | | For | | For |
| | | | |
02 | | TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
Page 26 of 53
EXPRESS SCRIPTS, INC.
| | | | | | |
Security | | 302182100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ESRX | | Meeting Date | | 05-May-2010 |
| | | |
ISIN | | US3021821000 | | Agenda | | 933210659 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: GARY G. BENANAV | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: FRANK J. BORELLI | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: MAURA C. BREEN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: FRANK MERGENTHALER | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: WOODROW A MYERS, JR. MD | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: BARRETT A. TOAN | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | | Management | | For | | For |
| | | | |
03 | | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
| | | | |
04 | | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | | Shareholder | | Against | | For |
Page 27 of 53
| | | | | | |
PEPSICO, INC. | | | | | | |
| | | |
Security | | 713448108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | PEP | | Meeting Date | | 05-May-2010 |
| | | |
ISIN | | US7134481081 | | Agenda | | 933213388 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: S.L. BROWN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: I.M. COOK | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: D. DUBLON | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: V.J. DZAU | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: R.L. HUNT | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: A. IBARGUEN | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: A.C. MARTINEZ | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: I.K. NOOYI | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: J.J. SCHIRO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: L.G. TROTTER | | Management | | For | | For |
| | | | |
1L | | ELECTION OF DIRECTOR: D. VASELLA | | Management | | Against | | Against |
| | | | |
02 | | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
04 | | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | | Shareholder | | Against | | For |
| | | | |
05 | | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | | Shareholder | | For | | Against |
| | | | |
06 | | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | | Shareholder | | Against | | For |
Page 28 of 53
| | | | | | |
EXPEDITORS INT’L OF WASHINGTON, INC. | | | | |
| | | |
Security | | 302130109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EXPD | | Meeting Date | | 05-May-2010 |
| | | |
ISIN | | US3021301094 | | Agenda | | 933213617 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARK A. EMMERT | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: R. JORDAN GATES | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: MICHAEL J. MALONE | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: JOHN W. MEISENBACH | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: PETER J. ROSE | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JAMES L.K. WANG | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | | Management | | For | | For |
| | | | |
2 | | APPROVE AND RATIFY ADOPTION OF THE 2010 STOCK OPTION PLAN | | Management | | For | | For |
| | | | |
3 | | RATIFY THE APPOINTMENT OF KPMG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 29 of 53
| | | | | | |
ECOLAB INC. | | | | | | |
| | | |
Security | | 278865100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ECL | | Meeting Date | | 06-May-2010 |
| | | |
ISIN | | US2788651006 | | Agenda | | 933213390 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOEL W. JOHNSON | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: C. SCOTT O’HARA | | Management | | For | | For |
| | | | |
2 | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For |
| | | | |
3 | | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | | Management | | For | | For |
| | | | |
4 | | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | | Management | | For | | For |
| | | | |
5 | | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | | Management | | For | | For |
| | | | |
6 | | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | | Shareholder | | Against | | For |
| | | | |
7 | | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | | Shareholder | | For | | Against |
Page 30 of 53
| | | | | | |
QUEST DIAGNOSTICS INCORPORATED | | | | |
| | | |
Security | | 74834L100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | DGX | | Meeting Date | | 06-May-2010 |
| | | |
ISIN | | US74834L1008 | | Agenda | | 933235435 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JOHN C. BALDWIN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GARY M. PFEIFFER | | Management | | For | | For |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
Page 31 of 53
| | | | | | |
lLLINOIS TOOL WORKS INC. | | | | |
| | | |
Security | | 452308109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ITW | | Meeting Date | | 07-May-2010 |
| | | |
ISIN | | US4523081093 | | Agenda | | 933207272 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD | | Management | | Not Voted | | |
| | | | |
1B | | ELECTION OF DIRECTOR: SUSAN CROWN | | Management | | Not Voted | | |
| | | | |
1C | | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | | Management | | Not Voted | | |
| | | | |
1D | | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | | Management | | Not Voted | | |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | Not Voted | | |
| | | | |
1F | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | Not Voted | | |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | | Management | | Not Voted | | |
| | | | |
1H | | ELECTION OF DIRECTOR: DAVID B. SPEER | | Management | | Not Voted | | |
| | | | |
1I | | ELECTION OF DIRECTOR: PAMELA B. STROBEL | | Management | | Not Voted | | |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | Not Voted | | |
| | | | |
03 | | STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, REQUESTING REPORTS ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | | Shareholder | | Not Voted | | |
Page 32 of 53
| | | | | | |
OCCIDENTAL PETROLEUM CORPORATION |
| | | |
Security | | 674599105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | OXY | | Meeting Date | | 07-May-2010 |
| | | |
ISIN | | US6745991058 | | Agenda | | 933224761 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | | Against | | Against |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN S. CHALSTY | | Management | | Against | | Against |
| | | | |
1C | | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Management | | Against | | Against |
| | | | |
1E | | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | | Against | | Against |
| | | | |
1F | | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | | Management | | Against | | Against |
| | | | |
1G | | ELECTION OF DIRECTOR: RAY R. IRANI | | Management | | Against | | Against |
| | | | |
1H | | ELECTION OF DIRECTOR: IRVIN W. MALONEY | | Management | | Against | | Against |
| | | | |
1I | | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | | Against | | Against |
| | | | |
1J | | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Management | | Against | | Against |
| | | | |
1K | | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Management | | Against | | Against |
| | | | |
1L | | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Management | | Against | | Against |
| | | | |
1M | | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Management | | Against | | Against |
| | | | |
02 | | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | | Management | | For | | For |
| | | | |
03 | | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | | Management | | For | | For |
| | | | |
04 | | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | | Management | | Against | | Against |
| | | | |
05 | | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | | Shareholder | | Against | | For |
| | | | |
06 | | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | | Shareholder | | For | | Against |
| | | | |
07 | | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | | Shareholder | | For | | Against |
| | | | |
08 | | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | | Shareholder | | Against | | For |
| | | | |
09 | | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | | Shareholder | | For | | Against |
| | | | |
10 | | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | | Shareholder | | Against | | For |
| | | | |
11 | | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | | Shareholder | | For | | Against |
Page 33 of 53
| | | | | | |
THE GOLDMAN SACHS GROUP, INC. |
| | | |
Security | | 38141G104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | GS | | Meeting Date | | 07-May-2010 |
| | | |
ISIN | | US38141G1040 | | Agenda | | 933232338 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN H. BRYAN | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: GARY D. COHN | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: CLAES DAHLBACK | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: JAMES A. JOHNSON | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: JAMES J. SCHIRO | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | | Management | | For | | For |
| | | | |
03 | | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | | Management | | For | | For |
| | | | |
05 | | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | | Management | | For | | For |
| | | | |
06 | | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | | Shareholder | | For | | Against |
| | | | |
07 | | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | | Shareholder | | For | | Against |
| | | | |
08 | | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | | Shareholder | | Against | | For |
| | | | |
09 | | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | | Shareholder | | For | | Against |
| | | | |
10 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | | Shareholder | | Against | | For |
| | | | |
11 | | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | | Shareholder | | Against | | For |
| | | | |
12 | | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | | Shareholder | | For | | Against |
Page 34 of 53
| | | | | | |
WASTE MANAGEMENT, INC. | | | | |
| | | |
Security | | 94106L109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WM | | Meeting Date | | 11-May-2010 |
| | | |
ISIN | | US94106L1098 | | Agenda | | 933208705 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: PATRICK W. GROSS | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: JOHN C. POPE | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: W. ROBERT REUM | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID P. STEINER | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | | Management | | For | | For |
| | | | |
02 | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | For | | For |
| | | | |
03 | | PROPOSAL TO AMEND THE COMPANY’S SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | | Management | | For | | For |
| | | | |
04 | | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
| | | | |
05 | | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
Page 35 of 53
| | | | | | |
lTT CORPORATION | | | | | | |
| | | |
Security | | 450911102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ITT | | Meeting Date | | 11-May-2010 |
| | | |
ISIN | | US4509111021 | | Agenda | | 933215053 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | Not Voted | | |
| | | | |
| | 1 STEVEN R. LORANGER | | | | | | |
| | | | |
| | 2 CURTIS J. CRAWFORD | | | | | | |
| | | | |
| | 3 CHRISTINA A. GOLD | | | | | | |
| | | | |
| | 4 RALPH F. HAKE | | | | | | |
| | | | |
| | 5 JOHN J. HAMRE | | | | | | |
| | | | |
| | 6 PAUL J. KERN | | | | | | |
| | | | |
| | 7 FRANK T. MACINNIS | | | | | | |
| | | | |
| | 8 SURYA N. MOHAPATRA | | | | | | |
| | | | |
| | 9 LINDA S. SANFORD | | | | | | |
| | | | |
| | 10 MARKOS I. TAMBAKERAS | | | | | | |
| | | | |
2 | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | | Management | | Not Voted | | |
| | | | |
3 | | TO VOTE ON A SHAREHOLDER PROPOSAL, REQUESTING THE COMPANY PROVIDE A COMPREHENSIVE REPORT OF THE COMPANY’S MILITARY SALES TO FOREIGN GOVERNMENTS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Not Voted | | |
| | | | |
4 | | TO VOTE ON A SHAREHOLDER PROPOSAL, AMENDING THE COMPANY’S BY-LAWS TO ALLOW SHAREOWNERS TO CALL SPECIAL SHAREOWNER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Not Voted | | |
Page 36 of 53
| | | | | | |
GILEAD SCIENCES, INC. | | | | |
| | | |
Security | | 375558103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | GILD | | Meeting Date | | 11-May-2010 |
| | | |
ISIN | | US3755581036 | | Agenda | | 933218667 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 PAUL BERG | | | | For | | For |
| | | | |
| | 2 JOHN F. COGAN | | | | For | | For |
| | | | |
| | 3 ETIENNE F. DAVIGNON | | | | For | | For |
| | | | |
| | 4 JAMES M. DENNY | | | | For | | For |
| | | | |
| | 5 CARLA A. HILLS | | | | For | | For |
| | | | |
| | 6 KEVIN E. LOFTON | | | | For | | For |
| | | | |
| | 7 JOHN W. MADIGAN | | | | For | | For |
| | | | |
| | 8 JOHN C. MARTIN | | | | For | | For |
| | | | |
| | 9 GORDON E. MOORE | | | | For | | For |
| | | | |
| | 10 NICHOLAS G. MOORE | | | | For | | For |
| | | | |
| | 11 RICHARD J. WHITLEY | | | | For | | For |
| | | | |
| | 12 GAYLE E. WILSON | | | | For | | For |
| | | | |
| | 13 PER WOLD-OLSEN | | | | For | | For |
| | | | |
02 | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | |
03 | | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD’S CERTIFICATE OF INCORPORATION AND BY-LAWS. | | Shareholder | | For | | Against |
Page 37 of 53
| | | | | | |
WATERS CORPORATION |
| | | |
Security | | 941848103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WAT | | Meeting Date | | 11-May-2010 |
| | | |
ISIN | | US9418481035 | | Agenda | | 933218756 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JOSHUA BEKENSTEIN | | | | For | | For |
| | | | |
| | 2 MICHAEL J. BERENDT, PHD | | | | For | | For |
| | | | |
| | 3 DOUGLAS A. BERTHIAUME | | | | For | | For |
| | | | |
| | 4 EDWARD CONARD | | | | For | | For |
| | | | |
| | 5 LAURIE H. GLIMCHER, MD | | | | For | | For |
| | | | |
| | 6 CHRISTOPHER A. KUEBLER | | | | For | | For |
| | | | |
| | 7 WILLIAM J. MILLER | | | | For | | For |
| | | | |
| | 8 JOANN A. REED | | | | For | | For |
| | | | |
| | 9 THOMAS P. SALICE | | | | For | | For |
| | | | |
2 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | | Management | | For | | For |
Page 38 of 53
| | | | | | |
GOOGLE INC. |
| | | |
Security | | 38259P508 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | GOOG | | Meeting Date | | 13-May-2010 |
| | | |
ISIN | | US38259P5089 | | Agenda | | 933216738 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 ERIC SCHMIDT | | | | For | | For |
| | | | |
| | 2 SERGEY BRIN | | | | For | | For |
| | | | |
| | 3 LARRY PAGE | | | | For | | For |
| | | | |
| | 4 L. JOHN DOERR | | | | For | | For |
| | | | |
| | 5 JOHN L. HENNESSY | | | | For | | For |
| | | | |
| | 6 ANN MATHER | | | | For | | For |
| | | | |
| | 7 PAUL S. OTELLINI | | | | For | | For |
| | | | |
| | 8 K. RAM SHRIRAM | | | | For | | For |
| | | | |
| | 9 SHIRLEY M. TILGHMAN | | | | For | | For |
| | | | |
02 | | THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | |
03 | | THE APPROVAL OF AN AMENDMENT TO GOOGLE’S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN BY 6,500,000. | | Management | | Against | | Against |
| | | | |
04 | | A STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against |
| | | | |
05 | | A STOCKHOLDER PROPOSAL REGARDING ONLINE ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
| | | | |
06 | | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For |
Page 39 of 53
| | | | | | |
NORFOLK SOUTHERN CORPORATION |
| | | |
Security | | 655844108 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NSC | | Meeting Date | | 13-May-2010 |
| | | |
ISIN | | US6558441084 | | Agenda | | 933217526 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: THOMAS D. BELL, JR. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: ALSTON D. CORRELL | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: LANDON HILLIARD | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: BURTON M. JOYCE | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | | Management | | For | | For |
| | | | |
03 | | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | For |
| | | | |
04 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION LONG-TERM INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
| | | | |
05 | | APPROVAL OF THE NORFOLK SOUTHERN CORPORATION EXECUTIVE MANAGEMENT INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For |
| | | | |
06 | | STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against |
Page 40 of 53
| | | | | | |
THE WESTERN UNION COMPANY |
| | | |
Security | | 959802109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | WU | | Meeting Date | | 14-May-2010 |
| | | |
ISIN | | US9598021098 | | Agenda | | 933217211 -Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | | Management | | For | | For |
| | | | |
02 | | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | | Management | | For | | For |
| | | | |
03 | | ELECTION OF DIRECTOR: BETSY D. HOLDEN | | Management | | For | | For |
| | | | |
04 | | ELECTION OF DIRECTOR: WULF VON SCHIMMELMANN | | Management | | For | | For |
| | | | |
05 | | RATIFICATION OF SELECTION OF AUDITORS | | Management | | For | | For |
Page 41 of 53
| | | | | | |
INTEL CORPORATION |
| | | |
Security | | 458140100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | INTC | | Meeting Date | | 19-May-2010 |
| | | |
ISIN | | US4581401001 | | Agenda | | 933224367 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | | For | | For |
| | | | |
1E | | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Management | | For | | For |
| | | | |
1F | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For |
| | | | |
1G | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | | For | | For |
| | | | |
1H | | ELECTION OF DIRECTOR: JANE E. SHAW | | Management | | For | | For |
| | | | |
1I | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | | For | | For |
| | | | |
1J | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | | For | | For |
| | | | |
02 | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Management | | For | | For |
| | | | |
03 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | For |
Page 42 of 53
| | | | | | |
ROSS STORES, INC. |
| | | |
Security | | 778296103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ROST | | Meeting Date | | 19-May-2010 |
| | | |
ISIN | | US7782961038 | | Agenda | | 933239712 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 MICHAEL J. BUSH | | | | Withheld | | Against |
| | | | |
| | 2 NORMAN A. FERBER | | | | Withheld | | Against |
| | | | |
| | 3 GREGORY L. QUESNEL | | | | Withheld | | Against |
| | | | |
02 | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | | Management | | For | | For |
Page 43 of 53
| | | | | | |
AKAMAI TECHNOLOGIES, INC. |
| | | |
Security | | 00971T101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | AKAM | | Meeting Date | | 19-May-2010 |
| | | |
ISIN | | US00971T1016 | | Agenda | | 933242529 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | | Management | | Not Voted | | |
| | | | |
1B | | ELECTION OF DIRECTOR: PAUL SAGAN | | Management | | Not Voted | | |
| | | | |
1C | | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | | Management | | Not Voted | | |
| | | | |
02 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | | Management | | Not Voted | | |
Page 44 of 53
| | | | | | |
ALCON, INC. |
| | | |
Security | | H01301102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACL | | Meeting Date | | 20-May-2010 |
| | | |
ISIN | | CH0013826497 | | Agenda | | 933230497 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | | Management | | For | | For |
| | | | |
02 | | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
| | | | |
03 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
| | | | |
04 | | ELECTION OF KPMG AG, ZUG, AUDITORS | | Management | | For | | For |
| | | | |
05 | | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Management | | For | | For |
| | | | |
06 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For |
| | | | |
7A | | ELECTION OF DIRECTOR: WERNER BAUER | | Management | | Against | | Against |
| | | | |
7B | | ELECTION OF DIRECTOR: FRANCISCO CASTANER | | Management | | Against | | Against |
| | | | |
7C | | ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK | | Management | | For | | For |
Page 45 of 53
| | | | | | |
MCDONALD’S CORPORATION | | | | |
| | | |
Security | | 580135101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | MCD | | Meeting Date | | 20-May-2010 |
| | | |
ISIN | | US5801351017 | | Agenda | | 933232491 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: WALTER E. MASSEY | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: ROGER W. STONE | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: MILES D. WHITE | | Management | | For | | For |
| | | | |
02 | | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | | Management | | For | | For |
| | | | |
03 | | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | | Shareholder | | For | | Against |
| | | | |
04 | | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | | Shareholder | | For | | Against |
| | | | |
05 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | | Shareholder | | Against | | For |
| | | | |
06 | | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | | Shareholder | | Against | | For |
Page 46 of 53
| | | | | | |
STANLEY BLACK & DECKER, INC |
| | | |
Security | | 854502101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SWK | | Meeting Date | | 20-May-2010 |
| | | |
ISIN | | US8545021011 | | Agenda | | 933265969 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 NOLAN D. ARCHIBALD | | | | For | | For |
| | | | |
| | 2 JOHN G. BREEN | | | | Withheld | | Against |
| | | | |
| | 3 GEORGE W. BUCKLEY | | | | For | | For |
| | | | |
| | 4 VIRGIS W. COLBERT | | | | Withheld | | Against |
| | | | |
| | 5 MANUEL A. FERNANDEZ | | | | For | | For |
| | | | |
| | 6 BENJAMIN H GRISWOLD, IV | | | | For | | For |
| | | | |
| | 7 ANTHONY LUISO | | | | For | | For |
| | | | |
| | 8 JOHN F. LUNDGREN | | | | Withheld | | Against |
| | | | |
| | 9 ROBERT L. RYAN | | | | For | | For |
| | | | |
02 | | TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2010. | | Management | | For | | For |
Page 47 of 53
| | | | | | |
ALCON, INC. |
| | | |
Security | | H01301102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ACL | | Meeting Date | | 20-May-2010 |
| | | |
ISIN | | CH0013826497 | | Agenda | | 933270441 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | APPROVAL OF THE 2009 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2009 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES | | Management | | For | | For |
| | | | |
02 | | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
| | | | |
03 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2009 | | Management | | For | | For |
| | | | |
04 | | ELECTION OF KPMG AG, ZUG, AUDITORS | | Management | | For | | For |
| | | | |
05 | | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Management | | For | | For |
| | | | |
06 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For |
| | | | |
7A | | ELECTION OF DIRECTOR: WERNER BAUER | | Management | | Against | | Against |
| | | | |
7B | | ELECTION OF DIRECTOR: FRANCISCO CASTANER | | Management | | Against | | Against |
| | | | |
7C | | ELECTION OF DIRECTOR: LODEWIJK J.R. DE VINK | | Management | | For | | For |
Page 48 of 53
| | | | | | |
BUNGE LIMITED |
| | | |
Security | | G16962105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BG | | Meeting Date | | 21-May-2010 |
| | | |
ISIN | | BMG169621056 | | Agenda | | 933257431 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: JORGE BORN, JR. | | Management | | For | | For |
| | | | |
1B | | ELECTION OF DIRECTOR: BERNARD DE LA TOUR D’AUVERGNE LAURAGUAIS | | Management | | For | | For |
| | | | |
1C | | ELECTION OF DIRECTOR: WILLIAM ENGELS | | Management | | For | | For |
| | | | |
1D | | ELECTION OF DIRECTOR: L. PATRICK LUPO | | Management | | For | | For |
| | | | |
02 | | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO TO DETERMINE THE INDEPENDENT AUDITORS’ FEES. | | Management | | For | | For |
| | | | |
03 | | TO APPROVE THE BUNGE LIMITED ANNUAL INCENTIVE PLAN. | | Management | | Abstain | | Against |
Page 49 of 53
| | | | | | |
OMNICOM GROUP INC. |
| | | |
Security | | 681919106 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | OMC | | Meeting Date | | 25-May-2010 |
| | | |
ISIN | | US6819191064 | | Agenda | | 933244472 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 JOHN D. WREN | | | | For | | For |
| | | | |
| | 2 BRUCE CRAWFORD | | | | For | | For |
| | | | |
| | 3 ALAN R. BATKIN | | | | For | | For |
| | | | |
| | 4 ROBERT CHARLES CLARK | | | | For | | For |
| | | | |
| | 5 LEONARD S. COLEMAN, JR. | | | | For | | For |
| | | | |
| | 6 ERROL M. COOK | | | | For | | For |
| | | | |
| | 7 SUSAN S. DENISON | | | | For | | For |
| | | | |
| | 8 MICHAEL A. HENNING | | | | For | | For |
| | | | |
| | 9 JOHN R. MURPHY | | | | For | | For |
| | | | |
| | 10 JOHN R. PURCELL | | | | For | | For |
| | | | |
| | 11 LINDA JOHNSON RICE | | | | For | | For |
| | | | |
| | 12 GARY L. ROUBOS | | | | For | | For |
| | | | |
02 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR. | | Management | | For | | For |
| | | | |
03 | | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO THE OMNICOM GROUP INC. 2007 INCENTIVE AWARD PLAN TO AUTHORIZE ADDITIONAL SHARES FOR ISSUANCE. | | Management | | For | | For |
| | | | |
04 | | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR BY-LAWS TO CHANGE THE VOTING STANDARD FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS FROM A PLURALITY STANDARD TO A MAJORITY STANDARD. THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS A VOTE “AGAINST” THE PROPOSALS 5, 6 AND 7. | | Management | | For | | For |
| | | | |
05 | | SHAREHOLDER PROPOSAL REGARDING REIMBURSEMENT OF EXPENSES INCURRED BY A SHAREHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | | Shareholder | | For | | Against |
| | | | |
06 | | SHAREHOLDER PROPOSAL REGARDING DEATH BENEFIT PAYMENTS. | | Shareholder | | For | | Against |
| | | | |
07 | | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTE PROVISIONS. | | Shareholder | | For | | Against |
Page 50 of 53
| | | | | | |
AMPHENOL CORPORATION |
| | | |
Security | | 032095101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | APH | | Meeting Date | | 26-May-2010 |
| | | |
ISIN | | US0320951017 | | Agenda | | 933261973 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 STANLEY L. CLARK | | | | For | | For |
| | | | |
| | 2 ANDREW E. LIETZ | | | | For | | For |
| | | | |
| | 3 MARTIN H. LOEFFLER | | | | For | | For |
| | | | |
02 | | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | | Management | | For | | For |
Page 51 of 53
| | | | | | |
ACTIVISION BLIZZARD INC |
| | | |
Security | | 00507V109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ATVI | | Meeting Date | | 03-Jun-2010 |
| | | |
ISIN | | US00507V1098 | | Agenda | | 933248052 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
1A | | ELECTION OF DIRECTOR: PHILIPPE G.H. CAPRON | | Management | | Against | | Against |
| | | | |
1B | | ELECTION OF DIRECTOR: ROBERT J. CORTI | | Management | | Against | | Against |
| | | | |
1C | | ELECTION OF DIRECTOR: FREDERIC R. CREPIN | | Management | | Against | | Against |
| | | | |
1D | | ELECTION OF DIRECTOR: BRIAN G. KELLY | | Management | | Against | | Against |
| | | | |
1E | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Management | | Against | | Against |
| | | | |
1F | | ELECTION OF DIRECTOR: JEAN-BERNARD LEVY | | Management | | Against | | Against |
| | | | |
1G | | ELECTION OF DIRECTOR: ROBERT J. MORGADO | | Management | | Against | | Against |
| | | | |
1H | | ELECTION OF DIRECTOR: DOUGLAS P. MORRIS | | Management | | Against | | Against |
| | | | |
1I | | ELECTION OF DIRECTOR: STEPHANE ROUSSEL | | Management | | Against | | Against |
| | | | |
1J | | ELECTION OF DIRECTOR: RICHARD SARNOFF | | Management | | For | | For |
| | | | |
1K | | ELECTION OF DIRECTOR: REGIS TURRINI | | Management | | Against | | Against |
| | | | |
02 | | APPROVE 2008 INCENTIVE PLAN, AS AMENDED AND RESTATED. | | Management | | For | | For |
Page 52 of 53
| | | | | | |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED |
| | | |
Security | | 881624209 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | TEVA | | Meeting Date | | 29-Jun-2010 |
| | | |
ISIN | | US8816242098 | | Agenda | | 933290532 - Management |
| | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management |
01 | | TO APPROVE THE BOARD OF DIRECTORS’ RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL. | | Management | | For | | For |
| | | | |
2A | | ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN | | Management | | For | | For |
| | | | |
2B | | ELECTION OF DIRECTOR: MR. AMIR ELSTEIN | | Management | | For | | For |
| | | | |
2C | | ELECTION OF DIRECTOR: PROF. ROGER KORNBERG | | Management | | For | | For |
| | | | |
2D | | ELECTION OF DIRECTOR: PROF. MOSHE MANY | | Management | | For | | For |
| | | | |
2E | | ELECTION OF DIRECTOR: MR. DAN PROPPER | | Management | | For | | For |
| | | | |
03 | | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE. | | Management | | For | | For |
| | | | |
04 | | TO APPROVE THE COMPANY’S 2010 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | | Management | | Against | | Against |
| | | | |
5A | | APPROVE REMUNERATION OF DR. PHILLIP FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS), PROVISION TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES, AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For |
| | | | |
5B | | TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). AND THE PROVISION TO PROF. MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD, OF SECRETARIAL SERVICES. | | Management | | For | | For |
| | | | |
5C | | TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). | | Management | | For | | For |
| | | | |
06 | | TO APPROVE AN INCREASE IN THE REGISTERED SHARE CAPITAL OF THE COMPANY BY NIS 100,000,000 TO A TOTAL OF NIS 250,000,000 BY THE CREATION OF 1,000,000,000 ADDITIONAL ORDINARY SHARES OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT OF THE COMPANY’S INCORPORATION DOCUMENTS ACCORDINGLY. | | Management | | For | | For |
Page 53 of 53
Nuveen Tradewinds Global All-Cap Fund
| | | | | | |
Vodafone Group plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 28-Jul-09 | | 92857W209 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Re-elect Sir John Bond as Director | | For | | For |
3 | | Re-elect John Buchanan as Director | | For | | For |
4 | | Re-elect Vittorio Colao as Director | | For | | For |
5 | | Elect Michel Combes as Director | | For | | For |
6 | | Re-elect Andy Halford as Director | | For | | For |
7 | | Re-elect Alan Jebson as Director | | For | | For |
8 | | Elect Samuel Jonah as Director | | For | | For |
9 | | Re-elect Nick Land as Director | | For | | For |
10 | | Re-elect Anne Lauvergeon as Director | | For | | For |
11 | | Re-elect Simon Murray as Director | | For | | For |
12 | | Elect Stephen Pusey as Director | | For | | For |
13 | | Re-elect Luc Vandevelde as Director | | For | | For |
14 | | Re-elect Anthony Watson as Director | | For | | For |
15 | | Re-elect Philip Yea as Director | | For | | For |
16 | | Approve Final Dividend of 5.20 Pence Per Ordinary Share | | For | | For |
17 | | Approve Remuneration Report | | For | | For |
18 | | Reappoint Deloitte LLP as Auditors of the Company | | For | | For |
19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For |
20 | | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 | | For | | For |
21 | | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | | For | | For |
22 | | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | | For | | For |
23 | | Adopt New Articles of Association | | For | | For |
24 | | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | | For | | For |
| | | | | | |
| | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 30-Jul-09 | | 035128206 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. | | For | | For |
| | Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | | | | |
| | | | | | |
| | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 05-Aug-09 | | 61981U108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Please note that the original meeting date of July 30, 2009 has been postponed to August 5, 2009. The agenda item for Shareholders and Optionholders has remained the same. | | None | | None |
1 | | Approve Acquisition by Red Back Mining Inc. | | For | | Against |
| | | | | | |
Tata Motors Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Aug-09 | | 876568502 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Dividend of INR 6.00 Per Ordinary Share and INR 6.50 Per ‘A’ Ordinary Share | | For | | For |
3 | | Reappoint N.N. Wadia as Director | | For | | For |
4 | | Reappoint S.M. Palia as Director | | For | | For |
5 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
6 | | Appoint N. Munjee as Director | | For | | For |
7 | | Appoint S. Bhargava as Director | | For | | For |
8 | | Appoint V.K. Jairath as Director | | For | | For |
9 | | Appoint R. Kant as Director | | For | | For |
10 | | Approve Appointment and Remuneration of P.M. Telang, Managing Director - India Operations | | For | | For |
11 | | Appoint R.L. Choudhary as Director | | Against | | Against |
| | | | | | |
| | | |
Smithfield Foods, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: SFD | | 26-Aug-09 | | 832248108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Joseph W. Luter, III | | For | | For |
1.2 | | Elect Director Wendell H. Murphy | | For | | For |
1.3 | | Elect Director C. Larry Pope | | For | | For |
1.4 | | Elect Director Paul S. Trible, Jr. | | For | | For |
2 | | Increase Authorized Common Stock | | For | | For |
3 | | Amend Omnibus Stock Plan | | For | | Against |
4 | | Ratify Auditors | | For | | For |
5 | | Phase out Use of Gestation Crates | | Against | | Against |
| | | | | | |
| | | |
Korea Electric Power Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 10-Sep-09 | | 500631106 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Kim Moon-Deok as Inside Director | | For | | For |
| | | | | | |
| | | |
Moto Goldmines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MGL | | 09-Oct-09 | | C58432102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Plan of Arrangement - Acquired by Randgold Resources Ltd | | For | | Against |
| | | | | | |
| | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Oct-09 | | 20441A102 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Elect Director | | For | | Against |
2 | | Authorize Three Issuances of Up to BRL 826 Million in Non-Convertible Debentures Trough Private Placement | | For | | For |
3 | | Set the Terms of the Debenture Issuance | | For | | For |
4 | | Authorize Board of Directors to Set the Terms of the Debenture Issuance and to Amend Article 59 Accordingly | | For | | For |
5 | | Authorize the Company to Perform any Legal Act Related to the Implementation of the Debentures Issuance | | For | | For |
| | | | | | |
Gold Fields Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Nov-09 | | S3228H128 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Resolutions | | None | | None |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | | For | | For |
2 | | Elect CA Carolus as Director | | For | | For |
3 | | Elect R Da ino as Director | | For | | For |
4 | | Elect AR Hill as Director | | For | | For |
5 | | Re-elect NJ Holland as Director | | For | | For |
6 | | Elect RP Menell as Director | | For | | For |
7 | | Place Authorised but Unissued Ordinary Shares under Control of Directors | | For | | Against |
8 | | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | | For | | For |
9 | | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | | For | | For |
10 | | Amend Gold Fields Ltd 2005 Share Plan | | For | | For |
11 | | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | | For | | For |
12 | | Approve Non-executive Director Fees with Effect from 1 January 2010 | | For | | For |
| | Special Resolution | | None | | None |
1 | | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | | For | | For |
| | | | | | |
| | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 05-Nov-09 | | FR0010252106 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Business | | None | | None |
1 | | Amend Articles of Association Re: Payment of Dividends in Cash or in Shares | | For | | For |
| | Ordinary Business | | None | | None |
2 | | Reelect Bruno Lafont as Director | | For | | Against |
3 | | Reelect Henri Proglio as Director | | For | | Against |
4 | | Elect Mireille Faugere as Director | | For | | Against |
5 | | Elect Philippe Crouzet as Director | | For | | Against |
6 | | Elect Michael Jay of Ewelme as Director | | For | | Against |
7 | | Elect Pierre Mariani as Director | | For | | Against |
8 | | Authorize Stock Dividend Program (Cash or Shares) for Fiscal Year 2009 | | For | | For |
9 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
| | | |
Marine Harvest ASA (Formerly Pan Fish ASA) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 06-Nov-09 | | R69595107 | | Special |
Did not vote due to share blocking
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
3 | | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | | For | | Do Not Vote |
4 | | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | | For | | Do Not Vote |
| | | | | | |
Deutsche Telekom AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-Nov-09 | | 251566105 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | None | | None |
1 | | Approval Of The Spin-off And Take-over Agreement Concluded On September 3, 2009 With T-mobile Deutschland Gmbh With Its Registered Offices In Bonn | | For | | For |
| | | | | | |
| | | |
Microsoft Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: MSFT | | 19-Nov-09 | | 594918104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director William H. Gates, III | | For | | For |
2 | | Elect Director Steven A. Ballmer | | For | | For |
3 | | Elect Director Dina Dublon | | For | | For |
4 | | Elect Director Raymond V. Gilmartin | | For | | For |
5 | | Elect Director Reed Hastings | | For | | For |
6 | | Elect Director Maria Klawe | | For | | For |
7 | | Elect Director David F. Marquardt | | For | | For |
8 | | Elect Director Charles H. Noski | | For | | For |
9 | | Elect Director Helmut Panke | | For | | For |
10 | | Ratify Auditors | | For | | For |
11 | | Permit Right to Call Special Meeting | | For | | For |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
13 | | Adopt Principles for Health Care Reform | | Against | | Against |
14 | | Report on Charitable Contributions | | Against | | Against |
| | | | | | |
| | | |
Mineral Deposits Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Nov-09 | | Q6154S135 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | | None | | For |
2 | | Elect James Murray Grant as a Director | | For | | For |
3 | | Elect Nicholas James Limb as a Director | | For | | For |
4 | | Elect Robert Victor Danchin as a Director | | For | | For |
5 | | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | | For | | Against |
| | | | | | |
| | | |
Nippon Oil Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5001 | | 27-Jan-10 | | J5484F100 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Formation of Joint Holding Company with Nippon Mining Holdings, Inc. | | For | | For |
2 | | Amend Articles To Delete References to Record Date | | For | | For |
| | | | | | |
| | | |
Tyson Foods, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TSN | | 05-Feb-10 | | 902494103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Don Tyson | | For | | For |
1.2 | | Elect Director John Tyson | | For | | For |
1.3 | | Elect Director Lloyd V. Hackley | | For | | Withhold |
1.4 | | Elect Director Jim Kever | | For | | For |
1.5 | | Elect Director Kevin M. McNamara | | For | | Withhold |
1.6 | | Elect Director Brad T. Sauer | | For | | Withhold |
| | | | | | |
1.7 | | Elect Director Robert Thurber | | For | | Withhold |
1.8 | | Elect Director Barbara A. Tyson | | For | | For |
1.9 | | Elect Director Albert C. Zapanta | | For | | For |
2 | | Amend Executive Incentive Bonus Plan | | For | | For |
3 | | Ratify Auditors | | For | | For |
4 | | Report on Water Pollution Prevention Measures | | Against | | For |
5 | | Report on Reducing Environmental Impacts | | Against | | For |
6 | | Phase Out Antibiotics in Animal Feed | | Against | | Against |
| | | | | | |
| | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 04-Mar-10 | | P8228H104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Ratify Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | Against |
2 | �� | Ratify Allocation of Income and Dividends | | For | | Against |
| | | | | | |
| | | |
KT Corp (formerly Korea Telecom Corporation) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Mar-10 | | Y49915104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | | For | | For |
2 | | Amend Articles of Incorporation | | For | | For |
3.1 | | Reelect Lee Sang-Hoon as Inside Director | | For | | For |
3.2 | | Reelect Pyo Hyun-Myung as Inside Director | | For | | For |
3.3 | | Elect Lee Chan-Jin as Outside Director | | For | | For |
3.4 | | Elect Song Jong-Hwan as Outside Director | | For | | For |
3.5 | | Elect Chung Hae-Bang as Outside Director | | For | | For |
4.1 | | Elect Koh Jeong-Suk as Member of Audit Committee | | For | | For |
4.2 | | Elect Chung Hae-Bang as Member of Audit Committee | | For | | For |
5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
6 | | Amend Terms of Severance Payments to Executives | | For | | For |
| | | | | | |
| | | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 22-Mar-10 | | X9518S108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Open Meeting | | | | |
2 | | Calling the Meeting to Order | | | | |
3 | | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | For | | For |
4 | | Acknowledge Proper Convening of Meeting | | For | | For |
5 | | Prepare and Approve List of Shareholders | | For | | For |
6 | | Receive Financial Statements and Statutory Reports; Receive Board’s and Auditor’s Report; Receive CEO’s Review | | | | |
7 | | Accept Financial Statements and Statutory Reports | | For | | For |
8 | | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | | For | | For |
9 | | Approve Discharge of Board and President | | For | | For |
10 | | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors | | For | | For |
| | | | | | |
11 | | Fix Number of Directors at Nine | | For | | For |
12 | | Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Bjorn Wahlroos as Directors; Elect Robert Routs as New Director | | For | | For |
13 | | Approve Remuneration of Auditors | | For | | For |
14 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
15 | | Amend Articles Re: Specify Number of Directors | | For | | For |
16 | | Amend Articles Re: Notification of General Meeting | | For | | For |
17 | | Authorize Repurchase of up to 51 Million Issued Shares | | For | | For |
18 | | Approve Issuance of 25 Million Shares without Preemptive Rights | | For | | For |
19 | | Approve Charitable Donations of Up to EUR 500,000 | | For | | For |
20 | | Close Meeting | | | | |
| | | | | | |
| | | |
Kirin Holdings Co., Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2503 | | 26-Mar-10 | | 497350108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 11.5 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | | For | | For |
| | | | | | |
| | | |
BJ Services Company | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BJS | | 31-Mar-10 | | 055482103 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Merger Agreement | | For | | For |
2 | | Adjourn Meeting | | For | | For |
| | | | | | |
| | | |
Krung Thai Bank PCL | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 09-Apr-10 | | Y49885190 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge Directors’ Report | | | | |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Allocation of Income for Legal Reserve and Payment of Dividend on Preferred Shares of THB 0.55 Per Share and Dividend on Ordinary Shares of THB 0.40 Per Share | | For | | For |
5 | | Approve Remuneration of Directors | | For | | For |
6.1 | | Elect Sathit Limpongpan as Director | | For | | For |
6.2 | | Elect Santi Vilassakdanont as Director | | For | | For |
6.3 | | Elect Chulasingh Vasantasingh as Director | | For | | For |
6.4 | | Elect Naruenart Ratanakanok as Director | | For | | For |
7 | | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8 | | Other Business | | For | | Against |
| | | | | | |
Bangkok Bank Public Co. Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-Apr-10 | | Y0606R101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Minutes of Previous AGM | | For | | For |
2 | | Acknowledge 2009 Operating Results | | | | |
3 | | Acknowledge 2009 Audit Committee Report | | | | |
4 | | Accept Financial Statements and Statutory Reports | | For | | For |
5 | | Approve Allocation of Income and Payment of Dividend of THB 4.00 Per Share | | For | | For |
6.1 | | Elect Chatri Sophonpanich as Director | | For | | For |
6.2 | | Elect Kosit Panpiemras as Director | | For | | For |
6.3 | | Elect Piti Sithi-Amnuai as Director | | For | | For |
6.4 | | Elect Prasong Uthaisangchai as Director | | For | | For |
6.5 | | Elect Pornthep Phornprapha as Director | | For | | For |
6.6 | | Elect Gasinee Witoonchart as Director | | For | | For |
7 | | Acknowledge Remuneration of Directors | | | | |
8 | | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9 | | Other Business | | For | | Against |
| | | | | | |
| | | |
UBS AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 14-Apr-10 | | H89231338 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Accept Financial Statements and Statutory Reports | | For | | For |
1.2 | | Approve Remuneration Report | | For | | Against |
2 | | Approve Treatment of Net Loss | | For | | For |
3.1 | | Approve Discharge of Board and Senior Management for Fiscal 2009 | | For | | For |
3.2 | | Approve Discharge of Board and Senior Management for Fiscal 2008 | | For | | For |
3.3 | | Approve Discharge of Board and Senior Management for Fiscal 2007 | | For | | Against |
4 | | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | | For | | For |
5.1a | | Reelect Kaspar Villiger as Director | | For | | For |
5.1b | | Reelect Sally Bott as Director | | For | | For |
5.1c | | Reelect Michel Demare as Director | | For | | For |
5.1d | | Reelect Rainer-Marc Frey as Director | | For | | For |
5.1e | | Reelect Bruno Gehrig as Director | | For | | For |
5.1f | | Reelect Ann Godbehere as Director | | For | | For |
5.1g | | Reelect Axel Lehmann as Director | | For | | For |
5.1h | | Reelect Helmut Panke as Director | | For | | For |
5.1i | | Reelect William Parrett as Director | | For | | For |
5.1j | | Reelect David Sidwell as Director | | For | | For |
5.2 | | Elect Wolfgang Mayrhuber as Director | | For | | For |
5.3 | | Ratify Ernst & Young AG as Auditors | | For | | For |
6 | | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | | For | | For |
| | | | | | |
| | | |
BP plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | G12793108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | To Receive The Directors Annual Report And Accounts | | For | | For |
2 | | To Approve The Directors Remuneration Report | | For | | For |
| | | | | | |
3 | | To Elect P Anderson As A Director | | For | | For |
4 | | To Re-elect A Burgmans As A Director | | For | | For |
5 | | To Re-elect C B Carroll As A Director | | For | | For |
6 | | To Re-elect William Castell As A Director | | For | | For |
7 | | To Re-elect I C Conn As A Director | | For | | For |
8 | | To Re-elect G David As A Director | | For | | For |
9 | | To Elect I E L Davis As A Director | | For | | For |
10 | | To Re-elect R Dudley As A Director | | For | | For |
11 | | To Re-elect D J Flint As A Director | | For | | For |
12 | | To Re-elect B E Grote As A Director | | For | | For |
13 | | To Re-elect A B Hayward As A Director | | For | | For |
14 | | To Re-elect A G Inglis As A Director | | For | | For |
15 | | To Re-elect D S Julius As A Director | | For | | For |
16 | | To Elect C-H Svanberg As A Director | | For | | For |
17 | | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | | For | | For |
18 | | To Adopt New Articles Of Association | | For | | For |
19 | | To Give Limited Authority For The Purchase of Its Own Shares By The Company | | For | | For |
20 | | To Give Limited Authority To Allot Shares Up To A Specified amount | | For | | For |
21 | | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | | For | | For |
22 | | To Authorize The Calling Of General Meetings (excluding Annual General Meetings) By Notice Of At Least 14 clear Days | | For | | For |
23 | | To Approve The Renewal Of The Executive Directors Incentive Plan | | For | | For |
24 | | To Approve The Scrip Dividend Programme | | For | | For |
| | Shareholder Proposal | | | | |
25 | | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | | Against | | Against |
| | | | | | |
| | | |
ERG spa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | T3707Z101 | | Annual/Special |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements, Statutory Reports, and Allocation of Income | | For | | Do Not Vote |
2 | | Appoint Internal Statutory Auditors and Approve Auditors’ Remuneration | | For | | Do Not Vote |
3 | | Elect One Director | | For | | Do Not Vote |
4 | | Approve Remuneration of Directors | | For | | Do Not Vote |
5 | | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | For | | Do Not Vote |
| | Special Business | | | | |
1 | | Approve Merger by Absorption of ERG Raffinerie Mediterranee SpA and ERG Power&Gas SpA | | For | | Do Not Vote |
| | | | | | |
| | | |
Stolt-Nielsen Sa | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 15-Apr-10 | | L88742108 | | Annual |
Did not vote due to share blocking | | | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting | | | | |
| | Ordinary Business | | | | |
0 | | Receive and Approve Directors’ and Auditors’ Reports | | | | |
1 | | Accept Consolidated Financial Statements and Financial Statements | | For | | Do Not Vote |
| | | | | | |
2 | | Approve Allocation of Income and Dividends of USD 0.50 per Share | | For | | Do Not Vote |
3 | | Approve Discharge of Directors | | For | | Do Not Vote |
| | Special Business | | | | |
4 | | Continuation of Authorized Capital/Suppression of Shareholders Preemptive Rights | | For | | Do Not Vote |
| | Ordinary Business | | | | |
5 | | Approve Share Repurchase Program | | For | | Do Not Vote |
6a | | Reelect Christer Olsson as Director | | For | | Do Not Vote |
6b | | Reelect Niels G. Stolt-Nielsen as Director | | For | | Do Not Vote |
6c | | Reelect Jacob Stolt-Nielsen as Director | | For | | Do Not Vote |
6d | | Reelect Samuel Cooperman as Director | | For | | Do Not Vote |
6e | | Reelect Hakan Larsson as Director | | For | | Do Not Vote |
6f | | Reelect Jacob B. Stolt-Nielsen as Director | | For | | Do Not Vote |
7 | | Elect Christer Olsson as Chairman of the Board | | For | | Do Not Vote |
8 | | Ratify PricewaterhouseCoopers Sàrl as Auditors | | For | | Do Not Vote |
| | | | | | |
| | | |
AGCO Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AGCO | | 22-Apr-10 | | 001084102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Francisco R. Gros | | For | | Withhold |
1.2 | | Elect Director Gerald B. Johanneson | | For | | For |
1.3 | | Elect Director George E. Minnich | | For | | For |
1.4 | | Elect Director Curtis E. Moll | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Lockheed Martin Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LMT | | 22-Apr-10 | | 539830109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director E. C. “Pete” Aldrige, Jr. | | For | | For |
2 | | Elect Director Nolan D. Archibald | | For | | For |
3 | | Elect Director David B. Burritt | | For | | For |
4 | | Elect Director James O. Ellis, Jr. | | For | | For |
5 | | Elect Director Gwendolyn S. King | | For | | For |
6 | | Elect Director James M. Loy | | For | | For |
7 | | Elect Director Douglas H. McCorkindale | | For | | For |
8 | | Elect Director Joseph W. Ralston | | For | | For |
9 | | Elect Director James Schneider | | For | | For |
10 | | Elect Director Anne Stevens | | For | | For |
11 | | Elect Director Robert J. Stevens | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Report on Space-based Weapons Program | | Against | | Against |
| | | | | | |
| | | |
Pfizer Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: PFE | | 22-Apr-10 | | 717081103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Dennis A. Ausiello | | For | | For |
2 | | Elect Director Michael S. Brown | | For | | For |
3 | | Elect Director M. Anthony Burns | | For | | For |
4 | | Elect Director Robert N. Burt | | For | | For |
5 | | Elect Director W. Don Cornwell | | For | | For |
6 | | Elect Director Frances D. Fergusson | | For | | For |
7 | | Elect Director William H. Gray III | | For | | For |
8 | | Elect Director Constance J. Horner | | For | | For |
9 | | Elect Director James M. Kilts | | For | | For |
10 | | Elect Director Jeffrey B. Kindler | | For | | For |
11 | | Elect Director George A. Lorch | | For | | For |
12 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | |
13 | | Elect Director Suzanne Nora Johnson | | For | | For |
14 | | Elect Director Stephen W. Sanger | | For | | For |
15 | | Elect Director William C. Steere, Jr. | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
18 | | Provide Right to Call Special Meeting | | For | | For |
19 | | Prohibit Executive Stock-Based Awards | | Against | | Against |
| | | | | | |
| | | |
Alcoa Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AA | | 23-Apr-10 | | 013817101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Arthur D. Collins, Jr | | For | | For |
1.2 | | Elect Director Carlos Ghosn | | For | | For |
1.3 | | Elect Director Michael G. Morris | | For | | For |
1.4 | | Elect Director E. Stanley O’Neal | | For | | For |
2 | | Ratify Auditor | | For | | For |
3 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
4 | | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | | For | | For |
5 | | Reduce Supermajority Vote Requirement Relating to Director Elections | | For | | For |
6 | | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | | For | | For |
7 | | Adopt Simple Majority Vote | | Against | | For |
| | | | | | |
| | | |
Newmont Mining Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: NEM | | 23-Apr-10 | | 651639106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Glen A. Barton | | For | | For |
2 | | Elect Director Vincent A. Calarco | | For | | For |
3 | | Elect Director Joseph A. Carrabba | | For | | For |
4 | | Elect Director Noreen Doyle | | For | | For |
5 | | Elect Director Veronica M. Hagen | | For | | For |
6 | | Elect Director Michael S. Hamson | | For | | For |
7 | | Elect Director Richard T. O’Brien | | For | | For |
8 | | Elect Director John B. Prescott | | For | | For |
9 | | Elect Director Donald C. Roth | | For | | For |
10 | | Elect Director James V. Taranik | | For | | For |
11 | | Elect Director Simon Thompson | | For | | For |
12 | | Ratify Auditors | | For | | For |
13 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
14 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | |
| | | |
Ameren Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AEE | | 27-Apr-10 | | 023608102 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Stephen F. Brauer | | For | | For |
1.2 | | Elect Director Ellen M. Fitzsimmons | | For | | For |
1.3 | | Elect Director Walter J. Galvin | | For | | For |
1.4 | | Elect Director Gayle P. W. Jackson | | For | | For |
1.5 | | Elect Director James C. Johnson | | For | | For |
1.6 | | Elect Director Steven H. Lipstein | | For | | For |
1.7 | | Elect Director Charles W. Mueller | | For | | For |
1.8 | | Elect Director Harvey Saligman | | For | | For |
1.9 | | Elect Director Patrick T. Stokes | | For | | For |
1.10 | | Elect Director Thomas R. Voss | | For | | For |
1.11 | | Elect Director Stephen R. Wilson | | For | | For |
1.12 | | Elect Director Jack D. Woodard | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Extending the Operating License at the Callaway Nuclear Power Facility | | Against | | Against |
| | | | | | |
Tim Participacoes SA (formerly Tele Celular Sul Participacoes) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-Apr-10 | | P91536204 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual Meeting Agenda | | | | |
1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
2 | | Approve Allocation of Income and Dividends | | For | | For |
3 | | Elect Directors | | For | | For |
4 | | Approve Remuneration of Executive Officers, Non-Executive Directors | | For | | For |
5 | | Elect Fiscal Council Members and Fix Their Remuneration | | For | | For |
| | Special Meeting Agenda | | | | |
6 | | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A. | | For | | For |
7 | | Amend Articles | | For | | For |
| | | | | | |
| | | |
Barrick Gold Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ABX | | 28-Apr-10 | | 067901108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect H.L. Beck as Director | | For | | For |
1.2 | | Elect C.W.D. Birchall as Director | | For | | For |
1.3 | | Elect D.J. Carty as Director | | For | | For |
1.4 | | Elect G.Cisneros as Director | | For | | For |
1.5 | | Elect M.A. Cohen as Director | | For | | For |
1.6 | | Elect P.A. Cossgrove as Director | | For | | For |
1.7 | | Elect R.M. Franklin as Director | | For | | For |
1.8 | | Elect J.B. Harvey as Director | | For | | For |
1.9 | | Elect B. Mulroney as Director | | For | | For |
1.10 | | Elect A. Munk as Director | | For | | For |
1.11 | | Elect P. Munk as Director | | For | | For |
1.12 | | Elect A.W. Regent as Director | | For | | For |
1.13 | | Elect N.P. Rothschild as Director | | For | | For |
1.14 | | Elect S.J. Shaprio as Director | | For | | For |
2 | | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | |
| | | |
Sekisui House Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1928 | | 28-Apr-10 | | J70746136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Handling of Net Loss | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
3 | | Appoint Statutory Auditor | | For | | For |
| | | | | | |
AstraZeneca plc | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | G0593M107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | | For | | For |
3 | | Reappoint KPMG Audit plc as Auditors of the Company | | For | | For |
4 | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
5a | | Re-elect Louis Schweitzer as Director | | For | | For |
5b | | Re-elect David Brennan as Director | | For | | For |
5c | | Re-elect Simon Lowth as Director | | For | | For |
5d | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
5e | | Re-elect Jane Henney as Director | | For | | For |
5f | | Re-elect Michele Hooper as Director | | For | | For |
5g | | Re-elect Rudy Markham as Director | | For | | For |
5h | | Re-elect Dame Nancy Rothwell as Director | | For | | For |
5i | | Re-elect John Varley as Director | | For | | For |
5j | | Re-elect Marcus Wallenberg as Director | | For | | For |
6 | | Approve Remuneration Report | | For | | For |
7 | | Authorise EU Political Donations and Expenditure | | For | | For |
8 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
9 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
10 | | Authorise Market Purchase | | For | | For |
11 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
12 | | Adopt New Articles of Association | | For | | For |
13 | | Approve the Investment Plan | | For | | For |
| | | | | | |
| | | |
eBay Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: EBAY | | 29-Apr-10 | | 278642103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director David M. Moffett | | For | | For |
2 | | Elect Director Richard T. Schlosberg, III | | For | | For |
3 | | Elect Director Thomas J. Tierney | | For | | For |
4 | | Amend Executive Incentive Bonus Plan | | For | | For |
5 | | Amend Omnibus Stock Plan | | For | | Against |
6 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
SABESP, Companhia Saneamento Basico Sao Paulo | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 29-Apr-10 | | P8228H104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
I | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | | For | | For |
II | | Approve Allocation of Income and Dividends | | For | | For |
III | | Elect Corporate Bodies | | For | | Against |
| | | | | | |
| | | |
Deutsche Telekom AG | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 03-May-10 | | D2035M136 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | | | | |
| | | | | | |
2 | | Approve Allocation of Income and Dividends of EUR 0.78 per Share | | For | | For |
3 | | Approve Discharge of Management Board for Fiscal 2009 | | For | | For |
4 | | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | | For | | For |
5 | | Approve Discharge of Supervisory Board for Fiscal 2009 | | For | | For |
6 | | Approve Remuneration System for Management Board Members | | For | | For |
7 | | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | | For | | For |
8 | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
9 | | Elect Wulf Bernotat to the Supervisory Board | | For | | For |
10 | | Elect Ulrich Middelmann to the Supervisory Board | | For | | For |
11 | | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | | For | | For |
12 | | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | | For | | For |
13 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nomina l Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | | For | | For |
14 | | Approve Remuneration of Supervisory Board | | For | | For |
15 | | Amend Corporate Purpose | | For | | For |
16 | | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
17 | | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
18 | | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
19 | | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | | For | | For |
| | | | | | |
| | | |
CONSOL Energy Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CNX | | 04-May-10 | | 20854P109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director John Whitmire | | For | | For |
1.2 | | Elect Director J. Brett Harvey | | For | | For |
1.3 | | Elect Director James E. Altmeyer, Sr. | | For | | For |
1.4 | | Elect Director Philip W. Baxter | | For | | For |
1.5 | | Elect Director William E. Davis | | For | | For |
1.6 | | Elect Director Raj K. Gupta | | For | | For |
1.7 | | Elect Director Patricia A. Hammick | | For | | For |
1.8 | | Elect Director David C. Hardesty, Jr. | | For | | For |
1.9 | | Elect Director John T. Mills | | For | | For |
1.10 | | Elect Director William P. Powell | | For | | For |
1.11 | | Elect Director Joseph T. Williams | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Peabody Energy Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: BTU | | 04-May-10 | | 704549104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Gregory H. Boyce | | For | | For |
1.2 | | Elect Director William A. Coley | | For | | For |
| | | | | | |
1.3 | | Elect Director William E. James | | For | | For |
1.4 | | Elect Director Robert B. Karn, III | | For | | For |
1.5 | | Elect Director M. Frances Keeth | | For | | For |
1.6 | | Elect Director Henry E. Lentz | | For | | For |
1.7 | | Elect Director Robert A. Malone | | For | | For |
1.8 | | Elect Director William C. Rusnack | | For | | For |
1.9 | | Elect Director John F. Turner | | For | | For |
1.10 | | Elect Director Alan H. Washkowitz | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
WestJet Airlines Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WJA | | 04-May-10 | | 960410207 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Common and Variable Shareholders | | | | |
1 | | Fix Number of Directors at Eleven | | For | | For |
2.1 | | Elect Director Clive J. Beddoe | | For | | For |
2.2 | | Elect Director Ron Brenneman | | For | | For |
2.3 | | Elect Director Hugh Bolton | | For | | For |
2.4 | | Elect Director Brett Godfrey | | For | | Withhold |
2.5 | | Elect Director Donald Hougan | | For | | For |
2.6 | | Elect Director Allan W. Jackson | | For | | For |
2.7 | | Elect Director S. Barry Jackson | | For | | For |
2.8 | | Elect Director Wilmot L. Matthews | | For | | For |
2.9 | | Elect Director L.M. (Larry) Pollock | | For | | For |
2.10 | | Elect Director Gregg Saretsky | | For | | For |
2.11 | | Elect Director Arthur R.A. Scace | | For | | For |
3 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
4 | | Amend Stock Option Plan | | For | | Against |
5 | | Amend 2008 Executive Share Option Plan | | For | | Against |
6 | | Approve Conditional Unit Award Grants to Executives | | For | | Against |
7 | | Approve Key Employee and Pilot Restricted Share Unit Plan | | For | | For |
8 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | |
| | | | | | |
| | | |
Lihir Gold Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: LGL | | 05-May-10 | | Y5285N149 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Peter Cassidy as a Director | | For | | For |
3 | | Elect Mike Etheridge as a Director | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as the Company’s Auditor | | For | | For |
5 | | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | | For | | For |
6 | | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | | For | | Against |
| | | | | | |
| | | |
Union Pacific Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: UNP | | 06-May-10 | | 907818108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Andrew H. Card, Jr. | | For | | For |
2 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
3 | | Elect Director Thomas J. Donohue | | For | | For |
4 | | Elect Director Archie W. Dunham | | For | | For |
5 | | Elect Director Judith Richards Hope | | For | | For |
6 | | Elect Director Charles C. Krulak | | For | | For |
| | | | | | |
7 | | Elect Director Michael R. McCarthy | | For | | For |
8 | | Elect Director Michael W. McConnell | | For | | For |
9 | | Elect Director Thomas F. McLarty III | | For | | For |
10 | | Elect Director Steven R. Rogel | | For | | For |
11 | | Elect Director Jose H. Villarreal | | For | | For |
12 | | Elect Director James R. Young | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Require Independent Board Chairman | | Against | | Against |
15 | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | |
| | | |
Alumina Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AWC | | 07-May-10 | | Q0269M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | | | | |
2 | | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | | For | | For |
3 | | Elect Peter Hay as Director | | For | | For |
4 | | Approve the Grant the 312,900 Performance Rights to John Bevan, Chief Executive Officer Under the Company’s Long Term Incentive Plan | | For | | For |
| | | | | | |
| | | |
AngloGold Ashanti Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 07-May-10 | | S04255196 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | | For | | For |
2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
3 | | Re-elect Frank Arisman as Director | | For | | For |
4 | | Re-elect Wiseman Nkuhlu as Director | | For | | For |
5 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
6 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate | | For | | For |
| | Governance Committee | | | | |
7 | | Place Authorised But Unissued Shares under Control of Directors | | For | | For |
8 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 | | For | | For |
| | Percent of Issued Share Capital | | | | |
9 | | Authorise Issue of Convertible Securities | | For | | For |
10 | | Approve Increase in Non-executive Directors’ Fees | | For | | For |
11 | | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | | For | | For |
12 | | Amend Share Incentive Scheme | | For | | For |
13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
14 | | Amend Bonus Share Plan 2005 | | For | | For |
15 | | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | | For | | For |
16 | | Approve Remuneration Policy | | For | | For |
17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | |
| | | |
Loews Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: L | | 11-May-10 | | 540424108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Ann E. Berman | | For | | For |
2 | | Elect Director Joseph L. Bower | | For | | For |
3 | | Elect Director Charles M. Diker | | For | | For |
| | | | | | |
4 | | Elect Director Jacob A. Frenkel | | For | | For |
5 | | Elect Director Paul J. Fribourg | | For | | For |
6 | | Elect Director Walter L. Harris | | For | | Against |
7 | | Elect Director Philip A. Laskawy | | For | | For |
8 | | Elect Director Ken Miller | | For | | For |
9 | | Elect Director Gloria R. Scott | | For | | For |
10 | | Elect Director Andrew H. Tisch | | For | | For |
11 | | Elect Director James S. Tisch | | For | | For |
12 | | Elect Director Jonathan M. Tisch | | For | | For |
13 | | Ratify Auditors | | For | | For |
14 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | |
| | | |
China Unicom (Hong Kong) Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 12-May-10 | | Y1519S111 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a1 | | Reelect Zuo Xunsheng as Director | | For | | For |
3a2 | | Reelect Tong Jilu as Director | | For | | For |
3a3 | | Reelect Cheung Wing Lam Linus as Director | | For | | For |
3b | | Authorize the Board to Fix Remuneration of Directors | | For | | For |
4 | | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
7 | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
| | | |
ConocoPhillips | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: COP | | 12-May-10 | | 20825C104 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Richard L. Armitage | | For | | For |
1.2 | | Elect Director Richard H. Auchinleck | | For | | For |
1.3 | | Elect Director James E. Copeland, Jr. | | For | | For |
1.4 | | Elect Director Kenneth M. Duberstein | | For | | For |
1.5 | | Elect Director Ruth R. Harkin | | For | | For |
1.6 | | Elect Director Harold W. Mcgraw III | | For | | For |
1.7 | | Elect Director James J. Mulva | | For | | For |
1.8 | | Elect Director Robert A. Niblock | | For | | For |
1.9 | | Elect Director Harald J. Norvik | | For | | For |
1.10 | | Elect Director William K. Reilly | | For | | For |
1.11 | | Elect Director Bobby S. Shackouls | | For | | For |
1.12 | | Elect Director Victoria J. Tschinkel | | For | | For |
1.13 | | Elect Director Kathryn C. Turner | | For | | For |
1.14 | | Elect Director William E. Wade, Jr. | | For | | For |
2 | | Ratify Auditors | | For | | For |
3 | | Report on Board Risk Management Oversight | | Against | | Against |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
5 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
6 | | Adopt Policy to Address Coastal Louisiana Environmental Impacts | | Against | | Against |
7 | | Report on Financial Risks of Climate Change | | Against | | Against |
8 | | Adopt Goals to Reduce Emission of TRI Chemicals | | Against | | Against |
9 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For |
10 | | Report on Political Contributions | | Against | | For |
| | | | | | |
Electricite de France | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 18-May-10 | | F2940H113 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Approve Financial Statements and Statutory Reports | | For | | For |
2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For |
4 | | Approve Auditors’ Special Report Regarding Related-Party Transactions | | For | | For |
5 | | Approve Additional Remuneration of Directors in the Aggregate Amount of EUR 2,250 for Fiscal Year 2009 | | For | | For |
6 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 190,000 | | For | | For |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Special Business | | | | |
8 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
9 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
10 | | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | | For | | For |
11 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
12 | | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | For | | For |
13 | | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | | For | | For |
14 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
15 | | Approve Employee Stock Purchase Plan | | For | | Against |
16 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
| | | |
Statoil ASA | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 19-May-10 | | R4446E112 | | Annual |
Did not vote due to share blocking
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Open Meeting | | | | |
2 | | Elect Olaug Svarva as Chair of Meeting | | For | | Do Not Vote |
3 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
4 | | Registration of Attending Shareholders and Proxies | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
6 | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share | | For | | Do Not Vote |
7 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
8 | | Approve Remuneration of Auditors | | For | | Do Not Vote |
9.1 | | Reelect Olaug Svarva as Member of Corporate Assembly | | For | | Do Not Vote |
9.2 | | Reelect Idar Kreutzer as Member of Corporate Assembly | | For | | Do Not Vote |
9.3 | | Reelect Karin Aslaksen as Member of Corporate Assembly | | For | | Do Not Vote |
9.4 | | Reelect Greger Mannsverk as Member Corporate Assembly | | For | | Do Not Vote |
| | | | | | |
9.5 | | Reelect Steinar Olsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.6 | | Reelect Ingvald Strommen as Member of Corporate Assembly | | For | | Do Not Vote |
9.7 | | Reelect Rune Bjerke as Member of Corporate Assembly | | For | | Do Not Vote |
9.8 | | Reelect Tore Ulstein as Member of Corporate Assembly | | For | | Do Not Vote |
9.9 | | Elect Live Aker as Member of Corporate Assembly | | For | | Do Not Vote |
9.10 | | Elect Siri Kalvig as Member of Corporate Assembly | | For | | Do Not Vote |
9.11 | | Elect Thor Bolstad as Member of Corporate Assembly | | For | | Do Not Vote |
9.12 | | Elect Barbro Haetta-Jacobsen as Member of Corporate Assembly | | For | | Do Not Vote |
9.13 | | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.14 | | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.15 | | Elect Linda Aase as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
9.16 | | Reelect Shahzad Rana as Deputy Member of Corporate Assembly | | For | | Do Not Vote |
10 | | Approve Remuneration of Members and Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members | | For | | Do Not Vote |
11.1 | | Reelect Olaug Svarva as Chair of Nominating Committee | | For | | Do Not Vote |
11.2 | | Reelect Bjorn Haavik as Member of Nominating Committee | | For | | Do Not Vote |
11.3 | | Reelect Tom Rathke as Member of Nominating Committee | | For | | Do Not Vote |
11.4 | | Elect Live Aker as Member of Nominating Committee | | For | | Do Not Vote |
12 | | Approve Remuneration of Nominating Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members | | For | | Do Not Vote |
13 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees | | For | | Do Not Vote |
14 | | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly | | For | | Do Not Vote |
15 | | Amend Articles Re: Specify Share Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments | | For | | Do Not Vote |
| | Shareholder Proposals | | | | |
16 | | Withdraw Company From Tar Sands Activities in Canada | | Against | | Do Not Vote |
| | | | | | |
| | | |
Petrochina Company Limited | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | Y6883Q138 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Accept Report of the Board of Directors | | For | | For |
2 | | Accept Report of the Supervisory Committee | | For | | For |
3 | | Accept Financial Statements and Statutory Reports | | For | | For |
4 | | Approve Final Dividends | | For | | For |
5 | | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | | For | | For |
6 | | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
7 | | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | | For | | Against |
8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
| | | | | | |
Thales | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 20-May-10 | | F9156M108 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Ordinary Business | | | | |
1 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income and Dividends of EUR 0.50 per Share | | For | | For |
4 | | Approve Transaction with Denis Ranque Re: Pension Scheme | | For | | Against |
5 | | Approve Transaction with Denis Ranque | | For | | Against |
6 | | Approve Transaction with Luc Vigneron Re: Severance Payment | | For | | Against |
7 | | Approve Transaction with Luc Vigneron Re: Additional Pension Scheme | | For | | Against |
8 | | Approve Transaction with Bernard Retat and Amend Ongoing Transaction with TSA | | For | | Against |
9 | | Ratify Appointment of Yannick d’Escatha | | For | | For |
10 | | Ratify Appointment of Steve Gentili as Director | | For | | For |
11 | | Ratify Appointment of Pierre Mutz as Director | | For | | For |
12 | | Ratify Appointment of Luc Vigneron as Director | | For | | Against |
13 | | Ratify Appointment of Bruno Parent as Director | | For | | Against |
14 | | Ratify Appointment of Charles Edelstenne as Director | | For | | Against |
15 | | Ratify Appointment of Amaury de Seze as Director | | For | | Against |
16 | | Ratify Appointment of Eric Trappier as Director | | For | | Against |
17 | | Ratify Appointment of Loik Segalen as Director | | For | | Against |
18 | | Ratify Appointment of Olivier Bourges as Director | | For | | Against |
19 | | Reelect Olivier Bourges as Director | | For | | Against |
20 | | Reelect Bruno Parent as Director | | For | | Against |
21 | | Reelect Yannick d’Escatha as Director | | For | | Against |
22 | | Reelect Steve Gentili as Director | | For | | Against |
23 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | Extraordinary Business | | | | |
24 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option | | For | | Against |
25 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | Against |
26 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
27 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | | For | | For |
28 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under items 26 and 27 Above | | For | | For |
29 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | Against |
30 | | Set Total Limit for Capital Increase to Result from All Issuance Requests under items 26-29 at EUR 150 Million | | For | | For |
31 | | Approve Employee Stock Purchase Plan | | For | | Against |
| | Ordinary Business | | | | |
32 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | |
| | | |
Aetna Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: AET | | 21-May-10 | | 00817Y108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Frank M. Clark | | For | | Against |
2 | | Elect Director Betsy Z. Cohen | | For | | Against |
3 | | Elect Director Molly J. Coye | | For | | For |
4 | | Elect Director Roger N. Farah | | For | | Against |
5 | | Elect Director Barbara Hackman Franklin | | For | | Against |
6 | | Elect Director Jeffrey E. Garten | | For | | Against |
7 | | Elect Director Earl G. Graves | | For | | For |
| | | | | | |
8 | | Elect Director Gerald Greenwald | | For | | For |
9 | | Elect Director Ellen M. Hancock | | For | | For |
10 | | Elect Director Richard J. Harrington | | For | | For |
11 | | Elect Director Edward J. Ludwig | | For | | For |
12 | | Elect Director Joseph P. Newhouse | | For | | For |
13 | | Elect Director Ronald A. Williams | | For | | For |
14 | | Ratify Auditors | | For | | For |
15 | | Approve Omnibus Stock Plan | | For | | Against |
16 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | Against |
17 | | Amend Executive Incentive Bonus Plan | | For | | For |
18 | | Provide for Cumulative Voting | | Against | | For |
19 | | Require Independent Board Chairman | | Against | | For |
| | | | | | |
| | | |
Simmer and Jack Mines Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 24-May-10 | | S76417104 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Special Resolutions | | | | |
1 | | Approve Increase in Authorised Share Capital | | For | | For |
2 | | Amend Articles of Association | | For | | For |
3 | | Approve Granting of Financial Assistance by the Company | | For | | For |
| | Ordinary Resolutions | | | | |
1 | | Approve Acquisition of Rand FIU Notes Issued by Mine Waste Solutions (Proprietary) Limited | | For | | For |
2 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
3 | | Authorise Creation and Issuance of Convertible Bonds | | For | | For |
4 | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | |
| | | |
Minara Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-May-10 | | Q6120A101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | | For | | For |
2 | | Elect Ivan Glasenberg as Director | | For | | For |
3 | | Elect Malcolm Macpherson as Director | | For | | For |
4 | | Approve the Grant of Performance Rights to a Maximum Value of A$3 Million to Peter Johnston, Managing Director and Chief Executive Officer, Under the Long Term Incentive Scheme | | For | | For |
| | | | | | |
| | | |
Cameco Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: CCO | | 26-May-10 | | 13321L108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | | None | | Abstain |
2.1 | | Elect Director John H. Clappison | | For | | For |
2.2 | | Elect Director Joe F. Colvin | | For | | For |
2.3 | | Elect Director James R. Curtiss | | For | | For |
2.4 | | Elect Director Donald H.F. Deranger | | For | | For |
2.5 | | Elect Director James K. Gowans | | For | | For |
2.6 | | Elect Director Gerald W. Grandey | | For | | For |
2.7 | | Elect Director Nancy E. Hopkins | | For | | For |
2.8 | | Elect Director Oyvind Hushovd | | For | | For |
2.9 | | Elect Director J.W. George Ivany | | For | | For |
2.10 | | Elect Director A. Anne McLellan | | For | | For |
2.11 | | Elect Director A. Neill McMillan | | For | | For |
2.12 | | Elect Director Victor J. Zaleschuk | | For | | For |
3 | | Ratify KPMG LLP as Auditors | | For | | For |
4 | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | |
Telecom Italia Spa. (formerly Olivetti Spa) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 26-May-10 | | T92778108 | | Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for Holders of Saving Shares | | | | |
1 | | Acknowledge Report by Common Representative on the Use of the Fund Set to Protect Saving Shareholder Interests | | For | | Do Not Vote |
2 | | Elect Board Representative for Holders of Saving Shares; Approve Representative’s Remuneration | | For | | Do Not Vote |
| | | | | | |
| | | |
Marine Harvest ASA (Formerly Pan Fish ASA) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | R2326D105 | | Annual |
Did not vote due to share blocking | | | | |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | | For | | Do Not Vote |
2 | | Approve Notice of Meeting and Agenda | | For | | Do Not Vote |
3 | | Receive President’s Report | | | | |
4 | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
5 | | Approve Allocation of Income and Dividends of NOK 0.35 per Share | | For | | Do Not Vote |
6 | | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | | For | | Do Not Vote |
7 | | Approve Issuance of 357.5 Million Shares without Preemptive Rights | | For | | Do Not Vote |
8 | | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | | For | | Do Not Vote |
9 | | Elect Directors | | For | | Do Not Vote |
10 | | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | | For | | Do Not Vote |
11 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
12 | | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | | For | | Do Not Vote |
| | Shareholder Proposals | | | | |
13 | | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | | Against | | Do Not Vote |
| | | | | | |
| | | |
PT Medco Energi Internasional (formerly PT Medco Energi Corp.) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 27-May-10 | | Y7129J136 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Annual General Meeting | | | | |
1 | | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | | For | | For |
2 | | Accept Financial Statements and Statutory Reports | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Appoint Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
5 | | Elect Directors and Commissioners | | For | | Against |
6 | | Approve Remuneration of Directors and Commissioners | | For | | For |
| | Extraordinary General Meeting | | | | |
1 | | Approve Change in the Utilization of Treasury Shares for the Implementation of the Employee Stock Option Plan (ESOP) and Management Stock Option Plan (MSOP) | | For | | Against |
2 | | Approve ESOP and MSOP | | For | | Against |
| | | | | | |
Seven & i Holdings Co Ltd | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 3382 | | 27-May-10 | | J7165H108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, With a Final Dividend of JPY 28 | | For | | For |
2.1 | | Elect Director | | For | | For |
2.2 | | Elect Director | | For | | For |
2.3 | | Elect Director | | For | | For |
2.4 | | Elect Director | | For | | For |
2.5 | | Elect Director | | For | | For |
2.6 | | Elect Director | | For | | For |
2.7 | | Elect Director | | For | | For |
2.8 | | Elect Director | | For | | For |
2.9 | | Elect Director | | For | | For |
2.10 | | Elect Director | | For | | For |
2.11 | | Elect Director | | For | | For |
2.12 | | Elect Director | | For | | For |
2.13 | | Elect Director | | For | | For |
2.14 | | Elect Director | | For | | For |
2.15 | | Elect Director | | For | | For |
3.1 | | Appoint Statutory Auditor | | For | | For |
3.2 | | Appoint Statutory Auditor | | For | | For |
3.3 | | Appoint Statutory Auditor | | For | | For |
3.4 | | Appoint Statutory Auditor | | For | | For |
3.5 | | Appoint Statutory Auditor | | For | | For |
4 | | Approve Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
| | | |
NagaCorp Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 31-May-10 | | G6382M109 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Accept Financial Statements and Statutory Reports | | For | | For |
2 | | Approve Final Dividend | | For | | For |
3a | | Reelect Chen Lip Keong as Director | | For | | For |
3b | | Reelect Timothy Patrick McNally as Director | | For | | For |
4 | | Elect Philip Lee Wai Tuck as Executive Director | | For | | For |
5 | | Elect Michael Lai Kai Jin as Non-Executive Director | | For | | For |
6 | | Authorize Board to Fix the Remuneration of Directors for the Year Ended Dec. 31, 2009 and the Year Ending Dec. 31, 2010 | | For | | For |
7 | | Reappoint BDO Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
8a | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against |
8b | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
8c | | Authorize Reissuance of Repurchased Shares | | For | | Against |
| | | | | | |
| | | |
Tech Data Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TECD | | 02-Jun-10 | | 878237106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Charles E. Adair | | For | | For |
2 | | Elect Director Maximilian Ardelt | | For | | For |
3 | | Elect Director Harry J. Harczak, Jr. | | For | | For |
4 | | Elect Director Savio W. Tung | | For | | For |
5 | | Ratify Auditors | | For | | For |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | |
Tesoro Corporation | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: TSO | | 04-Jun-10 | | 881609101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Rodney F. Chase | | For | | For |
1.2 | | Elect Director Gregory J. Goff | | For | | For |
1.3 | | Elect Director Robert W. Goldman | | For | | For |
1.4 | | Elect Director Steven H. Grapstein | | For | | For |
1.5 | | Elect Director William J. Johnson | | For | | For |
1.6 | | Elect Director J.W. (Jim) Nokes | | For | | For |
1.7 | | Elect Director Donald H. Schmude | | For | | For |
1.8 | | Elect Director Michael E. Wiley | | For | | For |
2 | | Ratify Auditors | | For | | For |
| | | | | | |
| | | |
Wal-Mart Stores, Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: WMT | | 04-Jun-10 | | 931142103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Aida M. Alvarez | | For | | For |
2 | | Elect Director James W. Breyer | | For | | For |
3 | | Elect Director M. Michele Burns | | For | | For |
4 | | Elect Director James I. Cash, Jr. | | For | | For |
5 | | Elect Director Roger C. Corbett | | For | | For |
6 | | Elect Director Douglas N. Daft | | For | | Against |
7 | | Elect Director Michael T. Duke | | For | | For |
8 | | Elect Director Gregory B. Penner | | For | | For |
9 | | Elect Director Steven S. Reinemund | | For | | For |
10 | | Elect Director H. Lee Scott, Jr. | | For | | For |
11 | | Elect Director Arne M. Sorenson | | For | | For |
12 | | Elect Director Jim C. Walton | | For | | For |
13 | | Elect Director S. Robson Walton | | For | | For |
14 | | Elect Director Christopher J. Williams | | For | | For |
15 | | Elect Director Linda S. Wolf | | For | | Against |
16 | | Ratify Auditors | | For | | For |
17 | | Approve Omnibus Stock Plan | | For | | Against |
18 | | Amend Sharesave Plan | | For | | For |
19 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | For |
20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
21 | | Report on Political Contributions | | Against | | For |
22 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
23 | | Require Suppliers to Adopt CAK | | Against | | Against |
24 | | Report on Process for Identifying and Prioritizing Public Policy Activities | | Against | | Against |
| | | | | | |
| | | |
Eastern Platinum Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: ELR | | 10-Jun-10 | | 276855103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Fix Number of Directors at Eight | | For | | For |
2.1 | | Elect Ian Terry Rozier as Director | | For | | For |
2.2 | | Elect David W. Cohen as Director | | For | | For |
2.3 | | Elect Gordon Keep as Director | | For | | For |
2.4 | | Elect John Andrews as Director | | For | | For |
2.5 | | Elect John Hawkrigg as Director | | For | | For |
2.6 | | Elect J. Merfyn Roberts as Director | | For | | For |
2.7 | | Elect Robert J. Gayton as Director | | For | | For |
2.8 | | Elect Zwelakhe Sisulu as Director | | For | | For |
3 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board | | For | | For |
| | to Fix Their Remuneration | | | | |
| | | | | | |
PT Telekomunikasi Indonesia Tbk | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 11-Jun-10 | | Y71474137 | | Annual/Special |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
| | Annual General Meeting | | | | |
1 | | Approve Annual Report and Supervisory Duties’ Report of Commissioners | | For | | For |
2 | | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Remuneration of Directors and Commissioners | | For | | For |
5 | | Appoint Auditors | | For | | For |
6 | | Amend Articles of Association | | For | | Against |
7 | | Approve Utilization of Treasury Stocks from the Share Buy Back I to III | | For | | Against |
| | Extraordinary General Meeting | | | | |
1 | | Elect Directors and Commissioners | | For | | Against |
| | | | | | |
| | | |
Gabriel Resources Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: GBU | | 17-Jun-10 | | 361970106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Raymond E. Flood as Director | | For | | For |
1.2 | | Elect Jonathan Henry as Director | | For | | For |
1.3 | | Elect Keith R. Hulley as Director | | For | | For |
1.4 | | Elect Wayne Kirk as Director | | For | | For |
1.5 | | Elect Igor Levental as Director | | For | | For |
1.6 | | Elect Simon Prior-Palmer as Director | | For | | For |
1.7 | | Elect Walter T. Segsworth as Director | | For | | For |
1.8 | | Elect A. Murray Sinclair as Director | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
3 | | Amend Stock Option Plan | | For | | Against |
4 | | Amend Deferred Share Unit Plan | | For | | Against |
| | | | | | |
| | | |
JS Group Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5938 | | 17-Jun-10 | | J2855M103 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Youichirou Ushioda | | For | | For |
1.2 | | Elect Director Masahiro Sugino | | For | | For |
1.3 | | Elect Director Takashi Tsutsui | | For | | For |
1.4 | | Elect Director Yoshizumi Kanamori | | For | | For |
1.5 | | Elect Director Keiichirou Ina | | For | | For |
1.6 | | Elect Director Masahiro Takasaki | | For | | For |
1.7 | | Elect Director Tetsuo Shimura | | For | | For |
1.8 | | Elect Director Fumio Sudo | | For | | For |
2 | | Appoint Alternate Statutory Auditor Masaru Takagi | | For | | For |
| | | | | | |
| | | |
Uranium Participation Corp | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: U | | 22-Jun-10 | | 917017105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Paul J. Bennett | | For | | For |
1.2 | | Elect Director Jeff Kennedy | | For | | For |
| | | | | | |
1.3 | | Elect Director Richard H. McCoy | | For | | For |
1.4 | | Elect Director Garth A.C. MacRae | | For | | For |
1.5 | | Elect Director Kelvin Williams | | For | | For |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | |
| | | |
Fields Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2767 | | 23-Jun-10 | | JP3802680003 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 2500 | | For | | For |
| | | | | | |
| | | |
Mitsui & Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8031 | | 23-Jun-10 | | J44690139 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 11 | | For | | For |
2.1 | | Elect Director Shoei Utsuda | | For | | For |
2.2 | | Elect Director Masami Iijima | | For | | For |
2.3 | | Elect Director Ken Abe | | For | | For |
2.4 | | Elect Director Junichi Matsumoto | | For | | For |
2.5 | | Elect Director Seiichi Tanaka | | For | | For |
2.6 | | Elect Director Norinao Iio | | For | | For |
2.7 | | Elect Director Takao Omae | | For | | For |
2.8 | | Elect Director Masayoshi Komai | | For | | For |
2.9 | | Elect Director Daisuke Saiga | | For | | For |
2.10 | | Elect Director Nobuko Matsubara | | For | | For |
2.11 | | Elect Director Ikujiro Nonaka | | For | | For |
2.12 | | Elect Director Hiroshi Hirabayashi | | For | | For |
2.13 | | Elect Director Toshiro Muto | | For | | For |
3 | | Appoint Statutory Auditor Naoto Nakamura | | For | | For |
| | | | | | |
| | | |
Sanshin Electronics | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8150 | | 23-Jun-10 | | J68381110 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 10 | | For | | For |
2.1 | | Elect Director Mitsumasa Matsunaga | | For | | For |
2.2 | | Elect Director Kiyomi Katou | | For | | For |
2.3 | | Elect Director Shigeru Koumoto | | For | | For |
2.4 | | Elect Director Yoshihiro Masada | | For | | For |
2.5 | | Elect Director Hiromi Ishii | | For | | For |
2.6 | | Elect Director Fumiaki Urase | | For | | For |
2.7 | | Elect Director Masashi Akabane | | For | | For |
2.8 | | Elect Director Keiji Nishio | | For | | For |
2.9 | | Elect Director Toshirou Suzuki | | For | | For |
2.10 | | Elect Director Mitsuo Kamoshita | | For | | For |
3 | | Appoint Statutory Auditor Yutaka Suzuki | | For | | Against |
| | | | | | |
| | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | For |
2.1 | | Elect Director Norio Wada | | For | | For |
2.2 | | Elect Director Satoshi Miura | | For | | For |
2.3 | | Elect Director Noritaka Uji | | For | | For |
2.4 | | Elect Director Hiroo Unoura | | For | | For |
2.5 | | Elect Director Kaoru Kanazawa | | For | | For |
2.6 | | Elect Director Yasuhiro Katayama | | For | | For |
| | | | | | |
2.7 | | Elect Director Toshio Kobayashi | | For | | For |
2.8 | | Elect Director Hiroki Watanabe | | For | | For |
2.9 | | Elect Director Hiromichi Shinohara | | For | | For |
2.10 | | Elect Director Tetsuya Shouji | | For | | For |
2.11 | | Elect Director Takashi Imai | | For | | For |
2.12 | | Elect Director Youtarou Kobayashi | | For | | For |
| | | | | | |
| | | |
Nippon Telegraph & Telephone Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9432 | | 24-Jun-10 | | J59396101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 60 | | For | | Against |
2.1 | | Elect Director Norio Wada | | For | | Against |
2.2 | | Elect Director Satoshi Miura | | For | | Against |
2.3 | | Elect Director Noritaka Uji | | For | | Against |
2.4 | | Elect Director Hiroo Unoura | | For | | Against |
2.5 | | Elect Director Kaoru Kanazawa | | For | | Against |
2.6 | | Elect Director Yasuhiro Katayama | | For | | Against |
2.7 | | Elect Director Toshio Kobayashi | | For | | Against |
2.8 | | Elect Director Hiroki Watanabe | | For | | Against |
2.9 | | Elect Director Hiromichi Shinohara | | For | | Against |
2.10 | | Elect Director Tetsuya Shouji | | For | | Against |
2.11 | | Elect Director Takashi Imai | | For | | Against |
2.12 | | Elect Director Youtarou Kobayashi | | For | | Against |
| | | | | | |
| | | |
The Kroger Co. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: KR | | 24-Jun-10 | | 501044101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Elect Director Reuben V. Anderson | | For | | For |
2 | | Elect Director Robert D. Beyer | | For | | For |
3 | | Elect Director David B. Dillon | | For | | For |
4 | | Elect Director Susan J. Kropf | | For | | For |
5 | | Elect Director John T. LaMacchia | | For | | For |
6 | | Elect Director David B. Lewis | | For | | For |
7 | | Elect Director W. Rodney McMullen | | For | | For |
8 | | Elect Director Jorge P. Montoya | | For | | For |
9 | | Elect Director Clyde R. Moore | | For | | For |
10 | | Elect Director Susan M. Phillips | | For | | For |
11 | | Elect Director Steven R. Rogel | | For | | For |
12 | | Elect Director James A. Runde | | For | | For |
13 | | Elect Director Ronald L. Sargent | | For | | For |
14 | | Elect Director Bobby S. Shackouls | | For | | For |
15 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
16 | | Ratify Auditors | | For | | For |
17 | | Report on Climate Change | | Against | | For |
| | | | | | |
| | | |
Gazprom OAO | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: N/A | | 25-Jun-10 | | X7204C106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
| | Meeting for ADR Holders | | | | |
1 | | Approve Annual Report | | For | | For |
2 | | Approve Financial Statements | | For | | For |
3 | | Approve Allocation of Income | | For | | For |
4 | | Approve Dividends of RUB 2.39 per Share | | For | | For |
5 | | Ratify ZAO PricewaterhouseCoopers as Auditor | | For | | For |
6 | | Amend Charter | | For | | For |
7 | | Amend Regulations on General Meetings | | For | | For |
8 | | Approve Remuneration of Directors | | For | | Against |
| | | | | | |
9 | | Approve Remuneration of Members of Audit Commission | | For | | For |
10.1 | | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | | For | | For |
10.2 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | | For | | For |
10.3 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | | For | | For |
10.4 | | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | | For | | For |
10.5 | | Approve Related-Party Transaction with OAO Gazprom Bank Re: Loan Facility Agreements | | For | | For |
10.6 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreements | | For | | For |
10.7 | | Approve Related-Party Transaction with ZAO Gazenergoprombank Re: Loan Facility Agreements | | For | | For |
10.8 | | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreements | | For | | For |
10.9 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Credit Funds | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds | | For | | For |
10.11 | | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System | | For | | For |
10.12 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase | | For | | For |
10.13 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.14 | | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.15 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | | For | | For |
10.16 | | Approve Related-Party Transaction with Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export | | For | | For |
10.17 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline | | For | | For |
10.18 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | | For | | For |
10.19 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Posession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field | | For | | For |
10.20 | | Approve Related-Party Transaction with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex | | For | | For |
10.21 | | Approve Related-Party Transaction with DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Autonomous Area | | For | | For |
10.22 | | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | | For | | For |
10.23 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | | For | | For |
10.24 | | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | | For | | For |
| | | | | | |
10.25 | | Approve Related-Party Transaction with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | | For | | For |
10.26 | | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.27 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.28 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | | For | | For |
10.29 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.30 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.31 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | | For | | For |
10.32 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.33 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions | | For | | For |
10.34 | | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | | For | | For |
10.35 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | | For | | For |
10.36 | | Approve Related-Party Transaction with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | | For | | For |
10.37 | | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | | For | | For |
10.38 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.39 | | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | | For | | For |
10.40 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | | For | | For |
10.41 | | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | | For | | For |
10.42 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.43 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Sale of Gas | | For | | For |
10.44 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | | For | | For |
10.45 | | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons | | For | | For |
10.46 | | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | | For | | For |
10.47 | | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | | For | | For |
10.48 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas | | For | | For |
| | | | | | |
10.49 | | Approve Related-Party Transaction with OAO SIBUR Holding Re: Delivery of Dry Stripped Gas | | For | | For |
10.50 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | | For | | For |
10.51 | | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | | For | | For |
10.52 | | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | | For | | For |
10.53 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | | For | | For |
10.54 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | | For | | For |
10.55 | | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | | For | | For |
10.56 | | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | | For | | For |
10.57 | | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | | For | | For |
10.58 | | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | | For | | For |
10.59 | | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | | For | | For |
10.60 | | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | | For | | For |
10.61 | | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase of Gas | | For | | For |
10.62 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.63 | | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | | For | | For |
10.64 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.65 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.66 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.67 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | | For | | For |
10.68 | | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | | For | | For |
10.69 | | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | | For | | For |
10.70 | | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | | For | | For |
10.71 | | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | | For | | For |
10.72 | | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | | For | | For |
10.73 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | | For | | For |
10.74 | | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | | For | | For |
10.75 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | | For | | For |
10.76 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life and Individual Property Insurance | | For | | For |
10.77 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
10.78 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | | For | | For |
| | | | | | |
10.79 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.80 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | | For | | For |
10.81 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie | | For | | For |
10.82 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles | | For | | For |
10.83 | | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board | | For | | For |
10.84 | | Approve Related-Party Transactions with Multiple Parties Re: Agreement on Arranging Stocktaking of Property | | For | | For |
10.85 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.86 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.87 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.88 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.89 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.90 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.91 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.92 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.93 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.94 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.95 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Assessment | | For | | For |
10.96 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | | For | | For |
10.97 | | Approve Related-Party Transaction with OAO Gazprom Promgaz and OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | | For | | For |
10.98 | | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom’s Technological Assets | | For | | For |
10.99 | | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package | | For | | For |
10.10 | | Approve Related-Party Transaction with Multiple Parties Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
10.10 | | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | | For | | For |
| | Elect 11 Directors by Cumulative Voting | | | | |
11.1 | | Elect Andrey Akimov as Director | | None | | Against |
11.2 | | Elect Aleksandr Ananenkov as Director | | For | | Against |
11.3 | | Elect Burckhard Bergmann as Director | | None | | Against |
11.4 | | Elect Farit Gazizullin as Director | | None | | Against |
11.5 | | Elect Vladimir Gusakov as Director | | None | | Against |
11.6 | | Elect Viktor Zubkov as Director | | None | | Against |
| | | | | | |
11.7 | | Elect Elena Karpel as Director | | For | | Against |
11.8 | | Elect Aleksey Makarov as Director | | None | | Against |
11.9 | | Elect Aleksey Miller as Director | | For | | Against |
11.10 | | Elect Valery Musin as Director | | None | | For |
11.11 | | Elect Elvira Nabiullina as Director | | None | | Against |
11.12 | | Elect Viktor Nikolayev as Director | | None | | Against |
11.13 | | Elect Vlada Rusakova as Director | | For | | Against |
11.14 | | Elect Mikhail Sereda as Director | | For | | Against |
11.15 | | Elect Vladimir Fortov as Director | | None | | Against |
11.16 | | Elect Sergey Shmatko as Director | | None | | Against |
11.17 | | Elect Igor Yusufov as Director | | None | | Against |
| | Elect Nine Members of Audit Commission | | | | |
12.1 | | Elect Dmitry Arkhipov as Member of Audit Commission | | For | | For |
12.2 | | Elect Andrey Belobrov as Member of Audit Commission | | For | | Do Not Vote* |
12.3 | | Elect Vadim Bikulov as Member of Audit Commission | | For | | For |
12.4 | | Elect Andrey Kobzev as Member of Audit Commission | | For | | For |
12.5 | | Elect Nina Lobanova as Member of Audit Commission | | For | | For |
12.6 | | Elect Dmitry Logunov as Member of Audit Commission | | For | | Do Not Vote* |
12.7 | | Elect Yury Nosov as Member of Audit Commission | | For | | Do Not Vote* |
12.8 | | Elect Konstantin Pesotsky as Member of Audit Commission | | For | | Do Not Vote* |
12.9 | | Elect Marat Salekhov as Member of Audit Commission | | For | | Do Not Vote* |
12.10 | | Elect Mariya Tikhonova as Member of Audit Commission | | For | | For |
12.11 | | Elect Aleksandr Yugov as Member of Audit Commission | | For | | Do Not Vote* |
* | Item not voted due to cumulative voting restrictions. |
| | | | | | |
| | | |
Obayashi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 1802 | | 25-Jun-10 | | J59826107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2 | | Amend Articles to Change Location of Head Office | | For | | For |
3.1 | | Elect Director Takeo Obayashi | | For | | For |
3.2 | | Elect Director Toru Shiraishi | | For | | For |
3.3 | | Elect Director Masashi Honjo | | For | | For |
3.4 | | Elect Director Tadahiko Noguchi | | For | | For |
3.5 | | Elect Director Yuji Nakamura | | For | | For |
3.6 | | Elect Director Ryuichi Irahara | | For | | For |
3.7 | | Elect Director Makoto Kanai | | For | | For |
3.8 | | Elect Director Shozo Harada | | For | | For |
3.9 | | Elect Director Makoto Kishida | | For | | For |
3.10 | | Elect Director Akihisa Miwa | | For | | For |
3.11 | | Elect Director Kenichi Shibata | | For | | For |
3.12 | | Elect Director Nao Sugiyama | | For | | For |
4.1 | | Appoint Statutory Auditor Tatsunosuke Kagaya | | For | | Against |
4.2 | | Appoint Statutory Auditor Yasutaka Kakiuchi | | For | | For |
| | | | | | |
| | | |
Takeda Pharmaceutical Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4502 | | 25-Jun-10 | | J8129E108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
2.1 | | Elect Director Yasuchika Hasegawa | | For | | For |
2.2 | | Elect Director Makoto Yamaoka | | For | | For |
2.3 | | Elect Director Toyoji Yoshida | | For | | For |
2.4 | | Elect Director Yasuhiko Yamanaka | | For | | For |
2.5 | | Elect Director Shigenori Ohkawa | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
Daiwa Securities Group Inc. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8601 | | 26-Jun-10 | | J11718111 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1.1 | | Elect Director Akira Kiyota | | For | | For |
1.2 | | Elect Director Shigeharu Suzuki | | For | | For |
1.3 | | Elect Director Shin Yoshidome | | For | | For |
1.4 | | Elect Director Takashi Hibino | | For | | For |
1.5 | | Elect Director Nobuyuki Iwamoto | | For | | For |
1.6 | | Elect Director Kazuo Oda | | For | | For |
1.7 | | Elect Director Saburou Jifuku | | For | | For |
1.8 | | Elect Director Tetsurou Kawakami | | For | | For |
1.9 | | Elect Director Ryuuji Yasuda | | For | | For |
1.10 | | Elect Director Kouichi Uno | | For | | For |
1.11 | | Elect Director Nobuko Matsubara | | For | | For |
1.12 | | Elect Director Keiichi Tadaki | | For | | For |
1.13 | | Elect Director Makoto Shirakawa | | For | | For |
1.14 | | Elect Director Takatoshi Wakabayashi | | For | | For |
2 | | Approve Stock Option Plan and Deep Discount Stock Option Plan | | For | | For |
| | | | | | |
| | | |
77 Bank Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8341 | | 29-Jun-10 | | J71348106 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | | For | | For |
2.1 | | Elect Director Hiroshi Kamata | | For | | For |
2.2 | | Elect Director Teruhiko Ujiie | | For | | For |
2.3 | | Elect Director Yoshiaki Nagayama | | For | | For |
2.4 | | Elect Director Kimitsugu Nagao | | For | | For |
2.5 | | Elect Director Masayuki Yamada | | For | | For |
2.6 | | Elect Director Mitsutaka Kambe | | For | | For |
2.7 | | Elect Director Tetsuya Fujishiro | | For | | For |
2.8 | | Elect Director Isamu Suzuki | | For | | For |
2.9 | | Elect Director Kenichi Hotta | | For | | For |
2.10 | | Elect Director Masatake Hase | | For | | For |
2.11 | | Elect Director Masakuni Ojima | | For | | For |
2.12 | | Elect Director Hideharu Tamura | | For | | For |
2.13 | | Elect Director Toshio Ishizaki | | For | | For |
2.14 | | Elect Director Masanari Tanno | | For | | For |
2.15 | | Elect Director Makoto Igarashi | | For | | For |
2.16 | | Elect Director Hidefumi Kobayashi | | For | | For |
3 | | Appoint Statutory Auditor Toshinori Hayasaka | | For | | For |
| | | | | | |
| | | |
Futaba Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6986 | | 29-Jun-10 | | J16758112 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 12 | | For | | Against |
2.1 | | Elect Director Hiroshi Sakurada | | For | | Against |
2.2 | | Elect Director Kunio Nenohi | | For | | Against |
2.3 | | Elect Director Michisato Kouno | | For | | Against |
2.4 | | Elect Director Toshiteru Harada | | For | | Against |
2.5 | | Elect Director Hideharu Kawasaki | | For | | Against |
2.6 | | Elect Director Shouji Arai | | For | | Against |
2.7 | | Elect Director Mitsumasa Ishide | | For | | Against |
3 | | Approve Special Payment for Retired Founder | | For | | Against |
| | | | | | |
| | | |
HAKUHODO DY HOLDINGS INC. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2433 | | 29-Jun-10 | | J19174101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | For |
2.1 | | Elect Director Junji Narita | | For | | For |
| | | | | | |
2.2 | | Elect Director Hirokazu Toda | | For | | For |
2.3 | | Elect Director Kunihiko Sawada | | For | | For |
2.4 | | Elect Director Mitsumasa Matsuzaki | | For | | For |
2.5 | | Elect Director Kazuhiko Nozawa | | For | | For |
2.6 | | Elect Director Kazuma Shindou | | For | | For |
2.7 | | Elect Director Isao Takano | | For | | For |
2.8 | | Elect Director Yasunori Nakada | | For | | For |
2.9 | | Elect Director Hisao Omori | | For | | For |
3 | | Appoint Statutory Auditor Akira Miyachi | | For | | For |
4 | | Approve Retirement Bonus Payment for Director and Statutory Auditor | | For | | For |
| | | | | | |
| | | |
Kao Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 4452 | | 29-Jun-10 | | J30642169 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 29 | | For | | For |
2.1 | | Elect Director Motoki Ozaki | | For | | For |
2.2 | | Elect Director Takuo Goto | | For | | For |
2.3 | | Elect Director Hiroshi Kanda | | For | | For |
2.4 | | Elect Director Shunichi Nakagawa | | For | | For |
2.5 | | Elect Director Tatsuo Takahashi | | For | | For |
2.6 | | Elect Director Toshiharu Numata | | For | | For |
2.7 | | Elect Director Toshihide Saito | | For | | For |
2.8 | | Elect Director Shinichi Mita | | For | | For |
2.9 | | Elect Director Masato Hirota | | For | | For |
2.10 | | Elect Director Shinichiro Hiramine | | For | | For |
2.11 | | Elect Director Ken Hashimoto | | For | | For |
2.12 | | Elect Director Michitaka Sawada | | For | | For |
2.13 | | Elect Director Hisao Mitsui | | For | | For |
2.14 | | Elect Director Teruhiko Ikeda | | For | | For |
2.15 | | Elect Director Takuma Otoshi | | For | | For |
3 | | Appoint Statutory Auditor Tadashi Oe | | For | | For |
4 | | Appoint Alternate Statutory Auditor Satoshi Ito | | For | | For |
5 | | Approve Stock Option Plan | | For | | Against |
| | | | | | |
| | | |
MS&AD Insurance Group Holdings | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8725 | | 29-Jun-10 | | J4687C105 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 27 | | For | | For |
2.1 | | Elect Director Toshiaki Egashira | | For | | For |
2.2 | | Elect Director Ichiro Tateyama | | For | | For |
2.3 | | Elect Director Tadashi Kodama | | For | | For |
2.4 | | Elect Director Yasuyoshi Karasawa | | For | | For |
2.5 | | Elect Director Susumu Fujimoto | | For | | For |
2.6 | | Elect Director Shuhei Horimoto | | For | | For |
2.7 | | Elect Director Hisahito Suzuki | | For | | For |
2.8 | | Elect Director Masanori Yoneda | | For | | For |
2.9 | | Elect Director Katsuaki Ikeda | | For | | For |
2.10 | | Elect Director Toshihiko Seki | | For | | For |
2.11 | | Elect Director Akira Watanabe | | For | | For |
2.12 | | Elect Director Mitsuhiro Umezu | | For | | For |
2.13 | | Elect Director Daiken Tsunoda | | For | | For |
| | | | | | |
NISSIN FOODS HOLDINGS CO LTD | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 2897 | | 29-Jun-10 | | J58063124 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 35 | | For | | Against |
2.1 | | Elect Director Kouki Andou | | For | | Against |
2.2 | | Elect Director Susumu Nakagawa | | For | | Against |
2.3 | | Elect Director Noritaka Andou | | For | | Against |
2.4 | | Elect Director Akihide Matsuo | | For | | Against |
2.5 | | Elect Director Takayuki Naruto | | For | | Against |
2.6 | | Elect Director Ken Sasahara | | For | | Against |
2.7 | | Elect Director Mitsuru Tanaka | | For | | Against |
2.8 | | Elect Director Yukio Yokoyama | | For | | Against |
2.9 | | Elect Director Yorihiko Kojima | | For | | Against |
2.10 | | Elect Director Eizou Kobayashi | | For | | Against |
2.11 | | Elect Director Yoko Ishikura | | For | | Against |
3 | | Appoint Alternate Statutory Auditor Kiyotaka Matsumiya | | For | | Against |
4 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
| | | |
Sankyo Co. Ltd. (OTC) | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 6417 | | 29-Jun-10 | | J67844100 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 75 | | For | | For |
2.1 | | Elect Director Hideyuki Busujima | | For | | For |
2.2 | | Elect Director Akihiko Sawai | | For | | For |
2.3 | | Elect Director Junzo Hamaguchi | | For | | For |
2.4 | | Elect Director Kimihisa Tsutsui | | For | | For |
| | | | | | |
| | | |
Sumitomo Osaka Cement Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 5232 | | 29-Jun-10 | | J77734101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 4 | | For | | For |
2.1 | | Elect Director Yutaka Watanabe | | For | | For |
2.2 | | Elect Director Tomoyuki Katsura | | For | | For |
2.3 | | Elect Director Fukuichi Sekine | | For | | For |
2.4 | | Elect Director Masafumi Nakao | | For | | For |
2.5 | | Elect Director Akira Fujisue | | For | | For |
2.6 | | Elect Director Kazuhisa Tsukamoto | | For | | For |
2.7 | | Elect Director Shigehiro Kobayashi | | For | | For |
2.8 | | Elect Director Ryuji Muramatsu | | For | | For |
2.9 | | Elect Director Kunitaro Saida | | For | | For |
3.1 | | Appoint Statutory Auditor Shoji Hosaka | | For | | For |
3.2 | | Appoint Statutory Auditor Kazuo Suzuki | | For | | Against |
| | | | | | |
| | | |
Sumitomo Trust & Banking Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 8403 | | 29-Jun-10 | | J77970101 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 5 | | For | | For |
2.1 | | Elect Director Atsushi Takahashi | | For | | For |
2.2 | | Elect Director Hitoshi Tsunekage | | For | | For |
2.3 | | Elect Director Akio Ohtsuka | | For | | For |
2.4 | | Elect Director Kiyoshi Mukouhara | | For | | For |
2.5 | | Elect Director Teruhiko Sugita | | For | | For |
2.6 | | Elect Director Shuuichi Kusakawa | | For | | For |
2.7 | | Elect Director Rikiya Hattori | | For | | For |
2.8 | | Elect Director Sumikazu Tsutsui | | For | | For |
2.9 | | Elect Director Tetsuo Ohkubo | | For | | For |
2.10 | | Elect Director Fuminari Suzuki | | For | | For |
2.11 | | Elect Director Koichi Hozumi | | For | | For |
2.12 | | Elect Director Junichi Sayato | | For | | For |
3 | | Approve Annual Bonus Payment to Directors | | For | | For |
| | | | | | |
Toppan Printing Co. Ltd. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 7911 | | 29-Jun-10 | | 890747108 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Amend Articles to Indemnify Directors | | For | | For |
2.1 | | Elect Director Naoki Adachi | | For | | For |
2.2 | | Elect Director Shingo Kaneko | | For | | For |
2.3 | | Elect Director Jitsumei Takamiyagi | | For | | For |
2.4 | | Elect Director Kiyoshi Ohtsuka | | For | | For |
2.5 | | Elect Director Toshirou Masuda | | For | | For |
2.6 | | Elect Director Mitsuru Ohminato | | For | | For |
2.7 | | Elect Director Yoshiyuki Nagayama | | For | | For |
2.8 | | Elect Director Yoshihiro Furuya | | For | | For |
2.9 | | Elect Director Shingo Ohkado | | For | | For |
2.10 | | Elect Director Shinichi Ohkubo | | For | | For |
2.11 | | Elect Director Yuuichi Kumamoto | | For | | For |
2.12 | | Elect Director Kenichi Aoki | | For | | For |
2.13 | | Elect Director Seiji Mitsui | | For | | For |
2.14 | | Elect Director Kiyoshi Tsuji | | For | | For |
2.15 | | Elect Director Yukio Maeda | | For | | For |
2.16 | | Elect Director Yoshiyuki Ishida | | For | | For |
2.17 | | Elect Director Hiroe Okazaki | | For | | For |
2.18 | | Elect Director Atsushi Itou | | For | | For |
2.19 | | Elect Director Hidetaka Kakiya | | For | | For |
2.20 | | Elect Director Makoto Arai | | For | | For |
2.21 | | Elect Director Hideharu Maro | | For | | For |
2.22 | | Elect Director Kunio Sakuma | | For | | For |
2.23 | | Elect Director Yoshinobu Noma | | For | | For |
2.24 | | Elect Director Yukio Nemoto | | For | | For |
2.25 | | Elect Director Naoyuki Matsuda | | For | | For |
2.26 | | Elect Director Nobuaki Sato | | For | | For |
3.1 | | Appoint Statutory Auditor Takeshi Soejima | | For | | For |
3.2 | | Appoint Statutory Auditor Nobuaki Morishita | | For | | For |
3.3 | | Appoint Statutory Auditor Shuya Nomura | | For | | For |
4 | | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | | For | | For |
5 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
| | | | | | |
| | | |
TV Asahi Corp. | | Meeting Date | | CUSIP | | Meeting Type |
Ticker: 9409 | | 29-Jun-10 | | J93646107 | | Annual |
| | | | | | |
| | | |
| | | | Management Recommendation | | Vote Instruction |
1 | | Approve Allocation of Income, with a Final Dividend of JPY 1000 | | For | | Against |
2 | | Amend Articles to Amend Provisions on Takeover Defense | | For | | Against |
3 | | Approve Takeover Defense Plan (Poison Pill) | | For | | Against |
4.1 | | Elect Director Takanobu Araki | | For | | Against |
4.2 | | Elect Director Hajime Kanazawa | | For | | Against |
4.3 | | Elect Director Keiji Kameyama | | For | | Against |
4.4 | | Elect Director Gengo Sunami | | For | | Against |
4.5 | | Elect Director Kenji Takeuchi | | For | | Against |
4.6 | | Elect Director Toshiaki Nakajima | | For | | Against |
4.7 | | Elect Director Masaya Fujinoki | | For | | Against |
5 | | Appoint Statutory Auditor Masuo Okumura | | For | | Against |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust II
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman – Chief Administrative Officer |
| |
Date | | |
August 27, 2010